The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Labs | COM | 002824100 | 343 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
Air Products & Chemicals Inc | COM | 009158106 | 2,820 | 11,012 | SH | SOLE | 11,012 | 0 | 0 | ||
Alphabet Inc. Class A | COM | 02079K305 | 9,028 | 3,377 | SH | SOLE | 3,377 | 0 | 0 | ||
Alphabet Inc. Class C | COM | 02079K107 | 1,487 | 558 | SH | SOLE | 558 | 0 | 0 | ||
Amazon Com Inc | COM | 023135106 | 10,423 | 3,173 | SH | SOLE | 3,173 | 0 | 0 | ||
American Electrical Power Inc | COM | 025537101 | 284 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 890 | 4,185 | SH | SOLE | 4,185 | 0 | 0 | ||
Apple Inc. | COM | 037833100 | 12,748 | 90,092 | SH | SOLE | 90,092 | 0 | 0 | ||
Applied Materials Inc. | COM | 038222105 | 3,948 | 30,665 | SH | SOLE | 30,665 | 0 | 0 | ||
AT&T Corp | COM | 00206R102 | 2,711 | 100,378 | SH | SOLE | 100,378 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 1,486 | 35,000 | SH | SOLE | 1,486 | 0 | 0 | ||
Blackstone Group LP | COM | 09253U108 | 703 | 6,048 | SH | SOLE | 6,048 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 2,474 | 11,247 | SH | SOLE | 11,247 | 0 | 0 | ||
Capital One Financial Corp. | COM | 14040H105 | 295 | 1,820 | SH | SOLE | 1,820 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 3,853 | 20,073 | SH | SOLE | 20,073 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 401 | 3,950 | SH | SOLE | 3,950 | 0 | 0 | ||
Citigroup Inc. | COM | 172967424 | 3,035 | 43,251 | SH | SOLE | 43,251 | 0 | 0 | ||
Coca Cola Co. | COM | 191216100 | 253 | 4,820 | SH | SOLE | 4,820 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 693 | 9,550 | SH | SOLE | 9,550 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 728 | 1,621 | SH | SOLE | 1,621 | 0 | 0 | ||
Coupa Software Inc. | COM | 22266L106 | 3,036 | 13,853 | SH | SOLE | 13,853 | 0 | 0 | ||
Danaher Corp. | COM | 235851102 | 5,270 | 17,310 | SH | SOLE | 17,310 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 4,496 | 13,418 | SH | SOLE | 13,418 | 0 | 0 | ||
Disney Walt Co | COM | 254687106 | 787 | 4,650 | SH | SOLE | 4,650 | 0 | 0 | ||
Dow Inc. | COM | 260557103 | 504 | 8,761 | SH | SOLE | 8,761 | 0 | 0 | ||
Exxon Mobil Corp. | COM | 30231G102 | 299 | 5,075 | SH | SOLE | 5,075 | 0 | 0 | ||
Fedex Corp. | COM | 31428X106 | 3,594 | 16,391 | SH | SOLE | 16,391 | 0 | 0 | ||
Freeport-McMoran Inc. | COM | 35671D857 | 200 | 6,150 | SH | SOLE | 6,150 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 4,094 | 39,739 | SH | SOLE | 39,739 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 644 | 9,225 | SH | SOLE | 9,225 | 0 | 0 | ||
GXO Logistics Inc. | COM | 36262G101 | 2,086 | 26,590 | SH | SOLE | 26,590 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 263 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 676 | 12,692 | SH | SOLE | 12,692 | 0 | 0 | ||
Iron Mountain Inc. | COM | 46284V101 | 1,701 | 39,150 | SH | SOLE | 39,150 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 3,547 | 21,964 | SH | SOLE | 21,964 | 0 | 0 | ||
JP Morgan Chase & Co | COM | 46625H100 | 4,416 | 26,978 | SH | SOLE | 26,978 | 0 | 0 | ||
Lam Research Corp. | COM | 512807108 | 4,038 | 7,094 | SH | SOLE | 7,094 | 0 | 0 | ||
Mastercard Inc. | Cl. A | 57636Q104 | 3,683 | 10,594 | SH | SOLE | 10,594 | 0 | 0 | ||
McCormick & Co. Inc. | COM | 579780206 | 2,299 | 28,377 | SH | SOLE | 28,377 | 0 | 0 | ||
Merck & Co New | COM | 58933Y105 | 710 | 9,455 | SH | SOLE | 9,455 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 6,136 | 21,765 | SH | SOLE | 21,765 | 0 | 0 | ||
Netflix Inc | COM | 64110L106 | 1,160 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
Nvidia Corp. | COM | 67066G104 | 5,889 | 28,426 | SH | SOLE | 28,426 | 0 | 0 | ||
Oneok Inc. New | COM | 682680103 | 219 | 3,775 | SH | SOLE | 3,775 | 0 | 0 | ||
Parker Hannifin Corp. | COM | 701094104 | 4,015 | 14,359 | SH | SOLE | 14,359 | 0 | 0 | ||
Pepsico Inc. | COM | 713448108 | 3,686 | 24,506 | SH | SOLE | 24,506 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 1,381 | 32,100 | SH | SOLE | 32,100 | 0 | 0 | ||
Procter & Gamble Co. | COM | 742718109 | 489 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 213 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
Raytheon Technologies Corp. | COM | 75513E101 | 266 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
Salesforce.com Inc | COM | 79466L302 | 4,429 | 16,329 | SH | SOLE | 16,329 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 993 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
Servicenow Inc. | COM | 81762P102 | 4,541 | 7,298 | SH | SOLE | 7,298 | 0 | 0 | ||
Shopify Inc. | COM | 82509L107 | 3,595 | 2,652 | SH | SOLE | 2,652 | 0 | 0 | ||
JM Smucker Company | COM | 832696405 | 2,396 | 19,960 | SH | SOLE | 19,960 | 0 | 0 | ||
Southern Company | COM | 842587107 | 366 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
Splunk Inc. | COM | 848637104 | 2,521 | 17,422 | SH | SOLE | 17,422 | 0 | 0 | ||
SVB Financial Group | COM | 78486Q101 | 4,375 | 6,764 | SH | SOLE | 6,764 | 0 | 0 | ||
Sysco Corp. | COM | 871829107 | 306 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
The Trade Desk Inc. | COM | 88339J105 | 503 | 7,150 | SH | SOLE | 7,150 | 0 | 0 | ||
Trane Technologies PLC | COM | G8994E103 | 3,650 | 21,140 | SH | SOLE | 21,140 | 0 | 0 | ||
Verizon Communications Inc. | COM | 92343V104 | 1,150 | 21,300 | SH | SOLE | 21,300 | 0 | 0 | ||
XPO Logistics Inc. | COM | 983793100 | 2,114 | 26,565 | SH | SOLE | 26,565 | 0 | 0 | ||
JP Morgan Chase & Co Prfrd Ser L | Preferred | 48128B549 | 377 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
JP Morgan Chase & Co Prfrd Ser D | Preferred | 48128B655 | 232 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
US Bancorp Prefrd Ser F | Preferred | 902973833 | 474 | 18,625 | SH | SOLE | 18,625 | 0 | 0 | ||
US Bancorp Prefrd Ser M | Preferred | 902973718 | 465 | 18,450 | SH | SOLE | 18,450 | 0 | 0 | ||
Angel Oak DFS Inc TR | COM | 03462A102 | 309 | 15,125 | SH | SOLE | 15,125 | 0 | 0 | ||
Blackrock Capital Allocation Trust | COM | 09260U109 | 1,530 | 75,750 | SH | SOLE | 75,750 | 0 | 0 | ||
Blackrock Muni Inc TR | COM | 09248F109 | 1,006 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
Blackrock Muni NY Fd | COM | 09255E102 | 241 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
Eaton Vance Muni Bond Fund | COM | 27827X101 | 1,161 | 86,808 | SH | SOLE | 86,808 | 0 | 0 | ||
First Trust Intermediate Duration Pfd Incm. | COM | 33718W103 | 1,400 | 55,950 | SH | SOLE | 55,950 | 0 | 0 | ||
Flaherty & Crumrine Dynamic Pfd | Preferred | 33848W106 | 1,300 | 45,150 | SH | SOLE | 45,150 | 0 | 0 | ||
Nuveen High Income 11/21 Tgt Trm Fd. | COM | 67077N106 | 605 | 64,500 | SH | SOLE | 64,500 | 0 | 0 | ||
Nuveen AMT-Free Municipal Credit Incm Fd. | COM | 67071L106 | 1,060 | 61,823 | SH | SOLE | 61,823 | 0 | 0 | ||
Nuveen NY AMT-Free Quality Incm. | COM | 670656107 | 581 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
Nuveen Muni Value Fund Inc. | COM | 670928100 | 1,160 | 102,500 | SH | SOLE | 102,500 | 0 | 0 | ||
Nuveen Preferred & Income Securities Fd | COM | 67072C105 | 505 | 51,500 | SH | SOLE | 51,500 | 0 | 0 | ||
Pimco Dynamic Credit & Mortgage Income Fund | COM | 72202D106 | 1,683 | 79,650 | SH | SOLE | 79,650 | 0 | 0 | ||
Rivernorth Flexible Municipal Incm Fd II | COM | 76883Y107 | 507 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Consumer Discretionary Select Sector SPDR | COM | 81369Y407 | 3,104 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
Consumer Staples Select Sector SPDR | COM | 81369Y308 | 711 | 10,325 | SH | SOLE | 10,325 | 0 | 0 | ||
Energy Select Sector SPDR ETF | COM | 81369Y506 | 490 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
Exponential Technologies ETF | COM | 46434V381 | 1,877 | 29,925 | SH | SOLE | 29,925 | 0 | 0 | ||
Financial Sector SPDR ETF | COM | 81369Y605 | 512 | 13,650 | SH | SOLE | 13,650 | 0 | 0 | ||
First Trust DJ Internet Index ETF | COM | 33733E302 | 708 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Invesco QQQ Trust, Series 1 | COM | 46090E103 | 1,874 | 5,235 | SH | SOLE | 5,235 | 0 | 0 | ||
Ishares Biotechnology ETF | COM | 464287556 | 934 | 5,775 | SH | SOLE | 5,775 | 0 | 0 | ||
Ishares Dow Jones US ETF | COM | 464287846 | 1,845 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
Ishares Global Healthcare ETF | COM | 464287325 | 331 | 3,950 | SH | SOLE | 3,950 | 0 | 0 | ||
Ishares North American Tech ETF | COM | 464287549 | 13,588 | 33,663 | SH | SOLE | 33,663 | 0 | 0 | ||
Ishares North American Tech Software ETF | COM | 464287515 | 5,189 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Ishares Russell 1000 Growth ETF | COM | 464287614 | 5,618 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
Ishares Russell 2000 ETF | COM | 464287655 | 3,698 | 16,907 | SH | SOLE | 16,907 | 0 | 0 | ||
Ishares Russell Mid-Cap ETF | COM | 464287499 | 954 | 12,201 | SH | SOLE | 12,201 | 0 | 0 | ||
Ishares Russell Mid-Cap Growth ETF | COM | 464287481 | 4,055 | 36,180 | SH | SOLE | 36,180 | 0 | 0 | ||
Ishares Russell Mid-Cap Value ETF | COM | 464287473 | 854 | 7,545 | SH | SOLE | 7,545 | 0 | 0 | ||
Ishares S&P 500 Value ETF | COM | 464287408 | 378 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
Ishares US Medical Devices ETF | COM | 464288810 | 3,311 | 52,740 | SH | SOLE | 52,740 | 0 | 0 | ||
Ishares US Preferred Stock ETF | COM | 464288687 | 2,901 | 74,750 | SH | SOLE | 74,750 | 0 | 0 | ||
Proshares Ultra Financials | COM | 74347X633 | 215 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
Robo Global Robotics & Automation | COM | 301505707 | 1,203 | 18,675 | SH | SOLE | 18,675 | 0 | 0 | ||
SPDR Gold Trust | COM | 78463V107 | 222 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | COM | 78462F103 | 2,292 | 5,340 | SH | SOLE | 5,340 | 0 | 0 | ||
SPDR S&P 600 Small Cap ETF | COM | 78464A813 | 3,794 | 40,050 | SH | SOLE | 40,050 | 0 | 0 | ||
SPDR Ser Tr S&P Dividend | COM | 78464A763 | 976 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
SPDR S&P Midcap 400 | COM | 78467Y107 | 1,515 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
SPDR Fd Technology | COM | 81369Y803 | 4,144 | 27,750 | SH | SOLE | 27,750 | 0 | 0 | ||
SPDR Fd Utilities | COM | 81369Y886 | 268 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
Vanguard Extended Market ETF | COM | 922908652 | 1,559 | 8,550 | SH | SOLE | 8,550 | 0 | 0 | ||
Vanguard Growth ETF | COM | 922908736 | 7,367 | 25,390 | SH | SOLE | 25,390 | 0 | 0 | ||
Vanguard High Div Yield | COM | 921946406 | 575 | 5,566 | SH | SOLE | 5,566 | 0 | 0 | ||
Vanguard Large-Cap ETF | COM | 922908637 | 3,221 | 16,031 | SH | SOLE | 16,031 | 0 | 0 | ||
Vanguard Mega Cap Growth ETF | COM | 921910816 | 3,698 | 15,750 | SH | SOLE | 15,750 | 0 | 0 | ||
Vanguard Mid-Cap ETF | COM | 922908629 | 277 | 1,170 | SH | SOLE | 1,170 | 0 | 0 | ||
Vanguard Mid Cap Growth ETF | COM | 922908538 | 1,659 | 7,020 | SH | SOLE | 7,020 | 0 | 0 | ||
Vanguard Total Stock Market ETF | COM | 922908769 | 5,740 | 25,850 | SH | SOLE | 25,850 | 0 | 0 | ||
Vanguard Value ETF | COM | 922908744 | 415 | 3,066 | SH | SOLE | 3,066 | 0 | 0 | ||
Ishares TIPS Bond ETF | COM | 464287176 | 622 | 4,873 | SH | SOLE | 4,873 | 0 | 0 | ||
Pimco Enhanced SH MAT ETF | COM | 72201R833 | 1,995 | 19,571 | SH | SOLE | 19,571 | 0 | 0 | ||
Prosh Ult Sh Leh 20 Plus Tys | COM | 74347B201 | 367 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SPDR Barclays High Yield Bd ETF | COM | 78468R622 | 222 | 2,030 | SH | SOLE | 2,030 | 0 | 0 | ||
Vanguard Short Term Inflation Protected ETF | COM | 922020805 | 315 | 6,000 | SH | SOLE | 6,000 | 0 | 0 |