The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 2,305 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 721 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 368 | 3,544 | SH | SOLE | 0 | 3,544 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 422 | 76,083 | SH | SOLE | 0 | 76,083 | 0 | 0 | |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 475 | 14,000 | SH | SOLE | 0 | 14,000 | 0 | 0 | |
ALLY FINANCIAL INC | COM | 02005N100 | 9,755 | 413,171 | SH | SOLE | 0 | 413,171 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 938 | 17,500 | SH | SOLE | 0 | 17,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,287 | 700 | PRN | Call | SOLE | 0 | 700 | 0 | 0 |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 323 | 90,000 | SH | SOLE | 0 | 90,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 179 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 430 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 916 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | |
CAREFUSION CORP | COM | 14170T101 | 37,132 | 625,852 | SH | SOLE | 0 | 625,852 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 1,451 | 26,800 | SH | SOLE | 0 | 26,800 | 0 | 0 | |
CRITEO S A | SPONS ADS | 226718104 | 1,415 | 35,000 | SH | SOLE | 0 | 35,000 | 0 | 0 | |
CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 22758A105 | 348 | 8,661 | SH | SOLE | 0 | 8,661 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 37,593 | 373,372 | SH | SOLE | 0 | 373,372 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 984 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 37,676 | 434,586 | SH | SOLE | 0 | 434,586 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 37,629 | 460,207 | SH | SOLE | 0 | 460,207 | 0 | 0 | |
FXCM INC | NOTE 2.250% 6/1 | 302693AB2 | 1,050 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 1,592 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 500 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
HYPERION THERAPEUTICS INC | COM | 44915N101 | 1,767 | 73,653 | SH | SOLE | 0 | 73,653 | 0 | 0 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 6,922 | 409,715 | SH | SOLE | 0 | 409,715 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 539 | 8,500 | SH | SOLE | 0 | 8,500 | 0 | 0 | |
INSULET CORP | NOTE 2.000% 6/1 | 45784PAD3 | 1,193 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 6,042 | 38,732 | SH | SOLE | 0 | 38,732 | 0 | 0 | |
INTERNATIONAL RECTIFIER CORP | COM | 460254105 | 34,222 | 857,586 | SH | SOLE | 0 | 857,586 | 0 | 0 | |
ISHARES | US HOME CONS ETF | 464288752 | 648 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | |
JARDEN CORP | NOTE 1.500% 6/1 | 471109AL2 | 3,968 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 795 | 185,000 | PRN | SOLE | 0 | 185,000 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 3,186 | 264,508 | SH | SOLE | 0 | 264,508 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 606 | 15,600 | SH | SOLE | 0 | 15,600 | 0 | 0 | |
NEFF CORP | COM CL A | 640094207 | 235 | 20,900 | SH | SOLE | 0 | 20,900 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 5,402 | 348,419 | SH | SOLE | 0 | 348,419 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 1,321 | 75,075 | SH | SOLE | 0 | 75,075 | 0 | 0 | |
NVIDIA CORP | NOTE 1.000% 12/0 | 67066GAC8 | 3,448 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
ONCOGENEX PHARMACEUTICAL INC | COM | 68230A106 | 338 | 150,000 | SH | SOLE | 0 | 150,000 | 0 | 0 | |
OPHTHOTECH CORP | COM | 683745103 | 4,105 | 91,487 | SH | SOLE | 0 | 91,487 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 6,421 | 1,058,656 | SH | SOLE | 0 | 1,058,656 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 717 | 30,900 | SH | SOLE | 0 | 30,900 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 578 | 2,500 | SH | SOLE | 0 | 2,500 | 0 | 0 | |
SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 3,420 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
SANDISK CORP | NOTE 0.500% 10/1 | 80004CAF8 | 4,217 | 3,500,000 | PRN | SOLE | 0 | 3,500,000 | 0 | 0 | |
SIGMA ALDRICH CORP | COM | 826552101 | 30,784 | 224,286 | SH | SOLE | 0 | 224,286 | 0 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 1,855 | 1,750,000 | PRN | SOLE | 0 | 1,750,000 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 5,318 | 197,457 | SH | SOLE | 0 | 197,457 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 3,618 | 4,000,000 | PRN | SOLE | 0 | 4,000,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 28,633 | 188,265 | SH | SOLE | 0 | 188,265 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 37,393 | 363,601 | SH | SOLE | 0 | 363,601 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 596 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 836 | 12,500 | SH | SOLE | 0 | 12,500 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 408 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 863 | 7,500 | SH | SOLE | 0 | 7,500 | 0 | 0 | |
YAHOO INC | NOTE 12/0 | 984332AF3 | 3,404 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 |