The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 2,041 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 1,513 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 1,511 | 301,939 | SH | SOLE | 0 | 301,939 | 0 | 0 | |
ALLY FINANCIAL INC | COM | 02005N100 | 4,260 | 203,171 | SH | SOLE | 0 | 203,171 | 0 | 0 | |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 401 | 90,000 | SH | SOLE | 0 | 90,000 | 0 | 0 | |
BABSON CAP GLB SHT DURHGH YL | COM | 05617T100 | 667 | 1,100,000 | SH | SOLE | 0 | 1,100,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 548 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 566 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
CEPHEID | DBCV 1.250% 2/0 | 15670RAC1 | 2,223 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 1,162 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
CHENIERE ENERGY INC | NOTE 4.250% 3/1 | 16411RAG4 | 1,657 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
CRITEO S A | SPONS ADS | 226718104 | 1,395 | 35,300 | SH | SOLE | 0 | 35,300 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.250% 10/1 | 22943FAD2 | 2,089 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
CYBERONICS INC | COM | 23251P102 | 7,434 | 114,488 | SH | SOLE | 0 | 114,488 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,020 | 22,700 | SH | SOLE | 0 | 22,700 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 39,342 | 462,243 | SH | SOLE | 0 | 462,243 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 31,124 | 387,375 | SH | SOLE | 0 | 387,375 | 0 | 0 | |
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 1,455 | 1,250,000 | PRN | SOLE | 0 | 1,250,000 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 1,369 | 21,600 | SH | SOLE | 0 | 21,600 | 0 | 0 | |
GREENBRIER COS INC | COM | 393657101 | 1,304 | 22,500 | SH | SOLE | 0 | 22,500 | 0 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 623 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
HELMERICH & PAYNE INC | COM | 423452101 | 681 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 1,564 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
HOSPIRA INC | COM | 441060100 | 37,949 | 432,145 | SH | SOLE | 0 | 432,145 | 0 | 0 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 6,754 | 483,262 | SH | SOLE | 0 | 483,262 | 0 | 0 | |
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 408 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
INSULET CORP | NOTE 2.000% 6/1 | 45784PAD3 | 1,009 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 13,854 | 49,137 | SH | SOLE | 0 | 49,137 | 0 | 0 | |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 758 | 185,000 | PRN | SOLE | 0 | 185,000 | 0 | 0 | |
LIFE TIME FITNESS INC | COM | 53217R207 | 27,898 | 393,174 | SH | SOLE | 0 | 393,174 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 878 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,537 | 11,000 | SH | SOLE | 0 | 11,000 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 1,961 | 70,000 | SH | SOLE | 0 | 70,000 | 0 | 0 | |
MERCER INTL INC | COM | 588056101 | 537 | 35,000 | SH | SOLE | 0 | 35,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 1,356 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
MOBILE TELESYSTEMS OJSC | SPONSORED ADR | 607409109 | 376 | 37,168 | SH | SOLE | 0 | 37,168 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 5,222 | 343,452 | SH | SOLE | 0 | 343,452 | 0 | 0 | |
MOSAIC CO NEW | COM | 61945C103 | 461 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
NASDAQ OMX GROUP INC | COM | 631103108 | 512 | 10,055 | SH | SOLE | 0 | 10,055 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 6,479 | 589,260 | SH | SOLE | 0 | 589,260 | 0 | 0 | |
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 656 | 28,132 | SH | SOLE | 0 | 28,132 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 1,862 | 102,800 | SH | SOLE | 0 | 102,800 | 0 | 0 | |
NVIDIA CORP | NOTE 1.000% 12/0 | 67066GAC8 | 3,535 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
ONCOGENEX PHARMACEUTICAL INC | COM | 68230A106 | 321 | 150,000 | SH | SOLE | 0 | 150,000 | 0 | 0 | |
OPHTHOTECH CORP | COM | 683745103 | 5,777 | 124,151 | SH | SOLE | 0 | 124,151 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 11,601 | 1,484,409 | SH | SOLE | 0 | 1,484,409 | 0 | 0 | |
PHARMACYCLICS INC | COM | 716933106 | 34,835 | 136,078 | SH | SOLE | 0 | 136,078 | 0 | 0 | |
RIVERBED TECHNOLOGY INC | COM | 768573107 | 30,370 | 1,452,764 | SH | SOLE | 0 | 1,452,764 | 0 | 0 | |
ROPER INDS INC NEW | COM | 776696106 | 688 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 3,595 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
SANDISK CORP | NOTE 0.500% 10/1 | 80004CAF8 | 3,516 | 3,500,000 | PRN | SOLE | 0 | 3,500,000 | 0 | 0 | |
SIGMA ALDRICH CORP | COM | 826552101 | 27,547 | 199,237 | SH | SOLE | 0 | 199,237 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 447 | 10,100 | SH | SOLE | 0 | 10,100 | 0 | 0 | |
SUMMIT MATLS INC | CL A | 86614U100 | 219 | 9,872 | SH | SOLE | 0 | 9,872 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 480 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 2,033 | 1,750,000 | PRN | SOLE | 0 | 1,750,000 | 0 | 0 | |
TESORO CORP | COM | 881609101 | 548 | 6,000 | SH | SOLE | 0 | 6,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 26,510 | 176,791 | SH | SOLE | 0 | 176,791 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 38,537 | 367,475 | SH | SOLE | 0 | 367,475 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 1,624 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 336 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,174 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
WESTLAKE CHEM CORP | COM | 960413102 | 360 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
YAHOO INC | NOTE 12/0 | 984332AF3 | 4,332 | 4,000,000 | PRN | SOLE | 0 | 4,000,000 | 0 | 0 |