The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 2,022 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 1,847 | 13,500 | SH | SOLE | 0 | 13,500 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 336 | 73,000 | SH | SOLE | 0 | 73,000 | 0 | 0 | |
ALTERA CORP | COM | 021441100 | 21,016 | 410,585 | SH | SOLE | 0 | 410,585 | 0 | 0 | |
AMERCO | COM | 023586100 | 694 | 2,120 | SH | SOLE | 0 | 2,120 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 499 | 12,500 | SH | SOLE | 0 | 12,500 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 2,017 | 105,000 | SH | SOLE | 0 | 105,000 | 0 | 0 | |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 274 | 90,000 | SH | SOLE | 0 | 90,000 | 0 | 0 | |
BABSON CAP GLB SHT DURHGH YL | COM | 05617T100 | 291 | 500,000 | SH | SOLE | 0 | 500,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 534 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
B/E AEROSPACE INC | COM | 073302101 | 823 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 347 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 524 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
CATAMARAN CORP | COM | 148887102 | 40,990 | 671,036 | SH | SOLE | 0 | 671,036 | 0 | 0 | |
CEPHEID | DBCV 1.250% 2/0 | 15670RAC1 | 2,308 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 1,587 | 1,500,000 | PRN | SOLE | 0 | 1,500,000 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 2,451 | 84,778 | SH | SOLE | 0 | 84,778 | 0 | 0 | |
COOPER STD HLDGS INC | COM | 21676P103 | 1,234 | 20,039 | SH | SOLE | 0 | 20,039 | 0 | 0 | |
CROCS INC | COM | 227046109 | 684 | 46,500 | SH | SOLE | 0 | 46,500 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.250% 10/1 | 22943FAD2 | 1,145 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
CYBERONICS INC | COM | 23251P102 | 7,118 | 119,660 | SH | SOLE | 0 | 119,660 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 2,057 | 175,000 | SH | SOLE | 0 | 175,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,232 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
DIGITALGLOBE INC | COM NEW | 25389M877 | 1,112 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 42,433 | 457,277 | SH | SOLE | 0 | 457,277 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 1,023 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 1,559 | 1,250,000 | PRN | SOLE | 0 | 1,250,000 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 1,421 | 22,137 | SH | SOLE | 0 | 22,137 | 0 | 0 | |
GREENBRIER COS INC | COM | 393657101 | 2,343 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 431 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 321 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 1,529 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
HOSPIRA INC | COM | 441060100 | 40,278 | 454,216 | SH | SOLE | 0 | 454,216 | 0 | 0 | |
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 2,342 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 3,841 | 350,604 | SH | SOLE | 0 | 350,604 | 0 | 0 | |
INFRAREIT INC | COM | 45685L100 | 709 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | |
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 1,305 | 160,000 | SH | SOLE | 0 | 160,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 5,978 | 24,743 | SH | SOLE | 0 | 24,743 | 0 | 0 | |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 496 | 185,000 | PRN | SOLE | 0 | 185,000 | 0 | 0 | |
KINROSS GOLD CORP | COM NO PAR | 496902404 | 500 | 215,000 | SH | SOLE | 0 | 215,000 | 0 | 0 | |
LENDINGCLUB CORP | COM | 52603A109 | 1,180 | 80,000 | SH | SOLE | 0 | 80,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 776 | 7,500 | SH | SOLE | 0 | 7,500 | 0 | 0 | |
MAGNA INTL INC | COM | 559222401 | 841 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,769 | 12,500 | SH | SOLE | 0 | 12,500 | 0 | 0 | |
MERCER INTL INC | COM | 588056101 | 1,124 | 82,200 | SH | SOLE | 0 | 82,200 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 2,167 | 115,000 | SH | SOLE | 0 | 115,000 | 0 | 0 | |
MOHAWK INDS INC | COM | 608190104 | 573 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 4,266 | 187,086 | SH | SOLE | 0 | 187,086 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 4,298 | 343,670 | SH | SOLE | 0 | 343,670 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 1,221 | 76,657 | SH | SOLE | 0 | 76,657 | 0 | 0 | |
NVIDIA CORP | NOTE 1.000% 12/0 | 67066GAC8 | 1,726 | 1,500,000 | PRN | SOLE | 0 | 1,500,000 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 6,508 | 751,900 | SH | SOLE | 0 | 751,900 | 0 | 0 | |
ONCOGENEX PHARMACEUTICAL INC | COM | 68230A106 | 295 | 125,892 | SH | SOLE | 0 | 125,892 | 0 | 0 | |
OPHTHOTECH CORP | COM | 683745103 | 3,714 | 71,386 | SH | SOLE | 0 | 71,386 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | NOTE 2.750% 12/0 | 686164AB0 | 470 | 500,000 | PRN | SOLE | 0 | 500,000 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 7,339 | 1,484,045 | SH | SOLE | 0 | 1,484,045 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 2,188 | 2,500 | PRN | Call | SOLE | 0 | 2,500 | 0 | 0 |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 768 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
POLYPORE INTL INC | COM | 73179V103 | 41,057 | 685,947 | SH | SOLE | 0 | 685,947 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 688 | 6,000 | SH | SOLE | 0 | 6,000 | 0 | 0 | |
PROGRESSIVE CORP OHIO | COM | 743315103 | 1,558 | 56,000 | SH | SOLE | 0 | 56,000 | 0 | 0 | |
RADNET INC | COM | 750491102 | 1,810 | 270,000 | SH | SOLE | 0 | 270,000 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 668 | 80,000 | SH | SOLE | 0 | 80,000 | 0 | 0 | |
SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 2,423 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
SOUFUN HLDGS LTD | ADR | 836034108 | 673 | 80,000 | SH | SOLE | 0 | 80,000 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 496 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
SPRINGLEAF HLDGS INC | COM | 85172J101 | 689 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 676 | 22,600 | SH | SOLE | 0 | 22,600 | 0 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 1,124 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 414 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 3,489 | 90,000 | SH | SOLE | 0 | 90,000 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 1,654 | 60,000 | SH | SOLE | 0 | 60,000 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 570 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 1,289 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 2,808 | 77,500 | SH | SOLE | 0 | 77,500 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 715 | 7,500 | SH | SOLE | 0 | 7,500 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 265 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 657 | 7,500 | SH | SOLE | 0 | 7,500 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 555 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 495 | 39,000 | SH | SOLE | 0 | 39,000 | 0 | 0 | |
YAHOO INC | NOTE 12/0 | 984332AF3 | 2,056 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
ZS PHARMA INC | COM | 98979G105 | 1,467 | 28,000 | SH | SOLE | 0 | 28,000 | 0 | 0 |