The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,826 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 502 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 161 | 73,000 | SH | SOLE | 0 | 73,000 | 0 | 0 | |
ALTERA CORP | COM | 021441100 | 15,026 | 300,097 | SH | SOLE | 0 | 300,097 | 0 | 0 | |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 257 | 90,000 | SH | SOLE | 0 | 90,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 318 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 24,229 | 746,549 | SH | SOLE | 0 | 746,549 | 0 | 0 | |
CEPHEID | DBCV 1.250% 2/0 | 15670RAC1 | 2,030 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 3,157 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 3,325 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
CRITEO S A | SPONS ADS | 226718104 | 698 | 18,599 | SH | SOLE | 0 | 18,599 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.250% 10/1 | 22943FAD2 | 1,625 | 1,500,000 | PRN | SOLE | 0 | 1,500,000 | 0 | 0 | |
CYTEC INDS INC | COM | 232820100 | 36,115 | 488,937 | SH | SOLE | 0 | 488,937 | 0 | 0 | |
DUKE REALTY CORP | COM NEW | 264411505 | 1,511 | 79,278 | SH | SOLE | 0 | 79,278 | 0 | 0 | |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 816 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 1,415 | 1,250,000 | PRN | SOLE | 0 | 1,250,000 | 0 | 0 | |
HOME PROPERTIES INC | COM | 437306103 | 14,050 | 187,903 | SH | SOLE | 0 | 187,903 | 0 | 0 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 1,863 | 220,618 | SH | SOLE | 0 | 220,618 | 0 | 0 | |
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 404 | 70,000 | SH | SOLE | 0 | 70,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 1,682 | 10,150 | SH | SOLE | 0 | 10,150 | 0 | 0 | |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 259 | 285,000 | PRN | SOLE | 0 | 285,000 | 0 | 0 | |
KINROSS GOLD CORP | COM NO PAR | 496902404 | 371 | 215,000 | SH | SOLE | 0 | 215,000 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 1,081 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 1,889 | 172,306 | SH | SOLE | 0 | 172,306 | 0 | 0 | |
ONCOGENEX PHARMACEUTICAL INC | COM | 68230A106 | 137 | 62,000 | SH | SOLE | 0 | 62,000 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | NOTE 2.750% 12/0 | 686164AB0 | 347 | 500,000 | PRN | SOLE | 0 | 500,000 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 2,558 | 1,215,392 | SH | SOLE | 0 | 1,215,392 | 0 | 0 | |
PRECISION CASTPARTS CORP | COM | 740189105 | 17,575 | 76,500 | SH | SOLE | 0 | 76,500 | 0 | 0 | |
PROLOGIS INC | COM | 74340W103 | 1,528 | 39,268 | SH | SOLE | 0 | 39,268 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 15 | 4,000,000 | PRN | SOLE | 0 | 4,000,000 | 0 | 0 | |
RADNET INC | COM | 750491102 | 1,555 | 280,000 | SH | SOLE | 0 | 280,000 | 0 | 0 | |
RTI INTL METALS INC | NOTE 1.625%10/1 | 74973WAB3 | 1,046 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 2,438 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | 3,730 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
STRATEGIC HOTELS & RESORTS I | COM | 86272T106 | 24,538 | 1,777,481 | SH | SOLE | 0 | 1,777,481 | 0 | 0 | |
SUNOCO LP | COM U REP LP | 86765K109 | 36,138 | 368,500 | SH | SOLE | 0 | 368,500 | 0 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 2,020 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 1,095 | 11,000 | SH | SOLE | 0 | 11,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 1,228 | 109,000 | SH | SOLE | 0 | 109,000 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 2,068 | 40,315 | SH | SOLE | 0 | 40,315 | 0 | 0 | |
WMIH CORP | COM | 92936P100 | 573 | 220,000 | SH | SOLE | 0 | 220,000 | 0 | 0 |