The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKAMAI TECHNOLOGIES INC | DBCV 2/1 | 00971TAG6 | 7,831 | 7,800,000 | PRN | SOLE | NONE | 0 | 0 | 7,800,000 | |
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 2,786 | 87,418 | SH | SOLE | NONE | 87,418 | 0 | 0 | |
ARES CAP CORP | NOTE 3.750% 2/0 | 04010LAT0 | 4,027 | 4,000,000 | PRN | SOLE | NONE | 0 | 0 | 4,000,000 | |
BARRICK GOLD CORP | COM | 067901108 | 328 | 25,000 | SH | SOLE | NONE | 25,000 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 573 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 3,050 | 3,000,000 | PRN | SOLE | NONE | 0 | 0 | 3,000,000 | |
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 2,991 | 3,200,000 | PRN | SOLE | NONE | 0 | 0 | 3,200,000 | |
CARVANA CO | CL A | 146869102 | 6,843 | 164,500 | SH | SOLE | NONE | 164,500 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 5,295 | 5,000,000 | PRN | SOLE | NONE | 0 | 0 | 5,000,000 | |
ELECTRONICS FOR IMAGING INC | NOTE 0.750% 9/0 | 286082AC6 | 4,461 | 4,500,000 | PRN | SOLE | NONE | 0 | 0 | 4,500,000 | |
FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 2,721 | 3,000,000 | PRN | SOLE | NONE | 0 | 0 | 3,000,000 | |
LIBERTY MEDIA CORP DELAWARE | NOTE 1.000% 1/3 | 531229AF9 | 6,168 | 5,250,000 | PRN | SOLE | NONE | 0 | 0 | 5,250,000 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 5,481 | 121,800 | SH | SOLE | NONE | 121,800 | 0 | 0 | |
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 3,049 | 3,000,000 | PRN | SOLE | NONE | 0 | 0 | 3,000,000 | |
HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 3,035 | 3,000,000 | PRN | SOLE | NONE | 0 | 0 | 3,000,000 | |
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 6,493 | 5,500,000 | PRN | SOLE | NONE | 0 | 0 | 5,500,000 | |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 915 | 1,000,000 | PRN | SOLE | NONE | 0 | 0 | 1,000,000 | |
JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 7,084 | 6,500,000 | PRN | SOLE | NONE | 0 | 0 | 6,500,000 | |
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 3,654 | 3,000,000 | PRN | SOLE | NONE | 0 | 0 | 3,000,000 | |
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 2,688 | 3,000,000 | PRN | SOLE | NONE | 0 | 0 | 3,000,000 | |
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 15,574 | 13,000,000 | PRN | SOLE | NONE | 0 | 0 | 13,000,000 | |
PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 5,393 | 4,500,000 | PRN | SOLE | NONE | 0 | 0 | 4,500,000 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 2,923 | 3,000,000 | PRN | SOLE | NONE | 0 | 0 | 3,000,000 | |
RADNET INC | COM | 750491102 | 5,271 | 351,393 | SH | SOLE | NONE | 351,393 | 0 | 0 | |
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 2,433 | 2,500,000 | PRN | SOLE | NONE | 0 | 0 | 2,500,000 | |
AT&T INC | COM | 00206R102 | 1,317 | 41,000 | SH | SOLE | NONE | 41,000 | 0 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 5,149 | 5,100,000 | PRN | SOLE | NONE | 0 | 0 | 5,100,000 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 87 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
TRANSOCEAN INC | DEB 0.500% 1/3 | 893830BJ7 | 4,309 | 3,000,000 | PRN | SOLE | NONE | 0 | 0 | 3,000,000 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 781 | 41,000 | SH | SOLE | NONE | 781,050 | 0 | 0 | |
VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 6,344 | 6,000,000 | PRN | SOLE | NONE | 0 | 0 | 6,000,000 | |
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 4,938 | 5,000,000 | PRN | SOLE | NONE | 0 | 0 | 5,000,000 | |
WRIGHT MED GROUP INC | NOTE 2.000% 2/1 | 98235TAE7 | 5,402 | 5,000,000 | PRN | SOLE | NONE | 0 | 0 | 5,000,000 | |
ZOGENIX INC | COM NEW | 98978L204 | 972 | 22,000 | SH | SOLE | NONE | 22,000 | 0 | 0 |