The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKAMAI TECHNOLOGIES INC | DBCV 2/1 | 00971TAG6 | 15,920 | 16,000,000 | PRN | SOLE | None | 0 | 0 | 16,000,000 | |
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 8,461 | 8,000,000 | PRN | SOLE | None | 0 | 0 | 8,000,000 | |
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 6,040 | 174,836 | SH | SOLE | None | 174,836 | 0 | 0 | |
ARES CAP CORP | NOTE 3.750% 2/0 | 04010LAT0 | 8,096 | 8,000,000 | PRN | SOLE | None | 0 | 0 | 8,000,000 | |
BANCO MACRO SA | SPON ADR B | 05961W105 | 1,034 | 25,000 | SH | SOLE | None | 25,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 4,343 | 392,000 | SH | SOLE | None | 392,000 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 1,526 | 200,000 | SH | SOLE | None | 200,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 6,358 | 6,000,000 | PRN | SOLE | None | 0 | 0 | 6,000,000 | |
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 6,229 | 6,400,000 | PRN | SOLE | None | 0 | 0 | 6,400,000 | |
CARVANA CO | CL A | 146869102 | 23,056 | 390,200 | SH | SOLE | None | 390,200 | 0 | 0 | |
COPART INC | COM | 217204106 | 4,637 | 90,000 | SH | SOLE | None | 90,000 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 9,825 | 10,000,000 | PRN | SOLE | None | 0 | 0 | 10,000,000 | |
DYCOM INDS INC | NOTE 0.750% 9/1 | 267475AB7 | 11,097 | 10,000,000 | PRN | SOLE | None | 0 | 0 | 10,000,000 | |
ELECTRONICS FOR IMAGING INC | NOTE 0.750% 9/0 | 286082AC6 | 8,956 | 9,000,000 | PRN | SOLE | None | 0 | 0 | 9,000,000 | |
ENERGOUS CORP | COM | 29272C103 | 202 | 20,000 | SH | SOLE | None | 20,000 | 0 | 0 | |
FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 5,501 | 6,000,000 | PRN | SOLE | None | 0 | 0 | 6,000,000 | |
LIBERTY MEDIA CORP DELAWARE | NOTE 1.000% 1/3 | 531229AF9 | 12,350 | 10,500,000 | PRN | SOLE | None | 0 | 0 | 10,500,000 | |
GRUPO FINANCIERO GALICIA S A | SP ADR 10 SH B | 399909100 | 1,271 | 50,000 | SH | SOLE | None | 50,000 | 0 | 0 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 15,728 | 362,400 | SH | SOLE | None | 362,400 | 0 | 0 | |
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 14,987 | 14,000,000 | PRN | SOLE | None | 0 | 0 | 14,000,000 | |
HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 5,837 | 6,000,000 | PRN | SOLE | None | 0 | 0 | 6,000,000 | |
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 11,550 | 8,000,000 | PRN | SOLE | None | 0 | 0 | 8,000,000 | |
INFINERA CORPORATION | NOTE 2.125% 9/0 | 45667GAC7 | 4,056 | 4,000,000 | PRN | SOLE | None | 0 | 0 | 4,000,000 | |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 1,706 | 2,000,000 | PRN | SOLE | None | 0 | 0 | 2,000,000 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 4,500 | 400,000 | SH | SOLE | None | 400,000 | 0 | 0 | |
JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 13,963 | 13,000,000 | PRN | SOLE | None | 0 | 0 | 13,000,000 | |
LOMA NEGRA CORP | SPONSORED ADS | 54150E104 | 1,060 | 120,000 | SH | SOLE | None | 120,000 | 0 | 0 | |
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 8,600 | 8,000,000 | PRN | SOLE | None | 0 | 0 | 8,000,000 | |
NUANCE COMMUNICATIONS INC | DEBT 1.500%11/0 | 67020YAK6 | 5,671 | 6,000,000 | PRN | SOLE | None | 0 | 0 | 6,000,000 | |
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 27,085 | 26,000,000 | PRN | SOLE | None | 0 | 0 | 26,000,000 | |
POLARITYTE INC | COM | 731094108 | 1,134 | 59,400 | SH | SOLE | None | 59,400 | 0 | 0 | |
PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 10,677 | 9,000,000 | PRN | SOLE | None | 0 | 0 | 9,000,000 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 5,944 | 6,000,000 | PRN | SOLE | None | 0 | 0 | 6,000,000 | |
RADNET INC | COM | 750491102 | 11,618 | 771,992 | SH | SOLE | None | 771,992 | 0 | 0 | |
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 4,838 | 5,000,000 | PRN | SOLE | None | 0 | 0 | 5,000,000 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 10,333 | 10,200,000 | PRN | SOLE | None | 0 | 0 | 10,200,000 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 170 | 100,000 | SH | SOLE | None | 100,000 | 0 | 0 | |
TRANSOCEAN INC | DEB 0.500% 1/3 | 893830BJ7 | 8,900 | 6,000,000 | PRN | SOLE | None | 0 | 0 | 6,000,000 | |
VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 12,521 | 12,000,000 | PRN | SOLE | None | 0 | 0 | 12,000,000 | |
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 9,812 | 10,000,000 | PRN | SOLE | None | 0 | 0 | 10,000,000 | |
WRIGHT MED GROUP INC | NOTE 2.000% 2/1 | 98235TAE7 | 10,970 | 10,000,000 | PRN | SOLE | None | 0 | 0 | 10,000,000 |