UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-22037
Stone Harbor Investment Funds
(Exact name of registrant as specified in charter)
31 West 52nd Street, 16th Floor
New York, NY 10019
(Address of principal executive offices) (Zip code)
Adam J. Shapiro, Esq.
c/o Stone Harbor Investment Partners LP
31 West 52nd Street, 16th Floor
New York, NY 10019
(Name and address of agent for service)
With copies to:
Michael G. Doherty, Esq.
Ropes & Gray LLP
1211 Avenue of the Americas
New York, NY 10036
Registrant’s telephone number, including area code: (866) 699-8125
Date of fiscal year end: May 31
Date of reporting period: July 1, 2020-June 30, 2021
Item 1. Proxy Voting Record
STONE HARBOR HIGH-YIELD BOND FUND
Fund Name | Company | Ticker | Cusip | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | With or Against Management |
Stone Harbor High Yield Fund | Oasis Petroleum | OAS | 674215207 | 4/28/2021 | 1 - Election of Directors | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | Oasis Petroleum | OAS | 674215207 | 4/28/2021 | 2 - Ratification of PWC as auditor | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | Oasis Petroleum | OAS | 674215207 | 4/28/2021 | 3 - Vote to approve executive compensation | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | S1 - Approve board to acquire profit sharing in form of shares | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | S2 - Proxy to fulfill necessary formalities with decision taken | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O2 - Approve remuneration policy | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O3 - Approve remuneration report | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O4 - Approve annual report FYC December 31, 2020 | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O5 - Allocation of the results for YE December 31, 2020 | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O6 - Discharge liability Supervisory Board and Auditor | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O7 - Reappointment of 2 Directors - Carl Trowell and Anita Odedra | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O8 - Approve remuneration of board members | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O9 - Approve remuneration of statutory auditor | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O10 - Approve charter amendment | Issuer | Yes | For | With |
Stone Harbor High Yield Fund | EURONAV NV | EURN | BE0003816338 | 5/20/2021 | O11 - Proxy to fulfill necessary formalities with decision taken | Issuer | Yes | For | With |
STONE HARBOR EMERGING MARKETS DEBT FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
STONE HARBOR LOCAL MARKETS FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
STONE HARBOR EMERGING MARKETS CORPORATE DEBT FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
STONE HARBOR INVESTMENT GRADE FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
STONE HARBOR STRATEGIC INCOME FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
STONE HARBOR EMERGING MARKETS DEBT ALLOCATION FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
STONE HARBOR EMERGING MARKETS DEBT BLEND FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Stone Harbor Investment Funds |
By: | /s/ Peter J. Wilby | ||
Peter J. Wilby | |||
President/Principal Executive Officer | |||
Date: | August 12, 2021 |