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MAIN Main Street Capital

Filed: 5 May 21, 7:00am

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

Date of Report (Date of Earliest Event Reported):

 

May 3, 2021

Main Street Capital Corporation

__________________________________________

(Exact name of registrant as specified in its charter)

 

 

 

Maryland

001-33723

41-2230745

_____________________

(State or other jurisdiction of incorporation)

_____________

(Commission File Number)

______________

(I.R.S. Employer Identification No.)

  

 

 

1300 Post Oak Boulevard, 8th Floor Houston, Texas

 

77056

_________________________________

(Address of principal executive offices)

 

___________

(Zip Code)

 

 

 

Registrant’s telephone number, including area code:

 

(713) 350-6000

Not Applicable

______________________________________________

Former name or former address, if changed since last report

 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

Common Stock, par value $0.01 per share

MAIN

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [  ]  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]


Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 3, 2021, Main Street Capital Corporation (“Main Street”) held its 2021 annual meeting of stockholders (the “Annual Meeting”). The issued and outstanding shares of stock of Main Street entitled to vote at the Annual Meeting consisted of the 67,968,325 shares of common stock outstanding on the record date, March 2, 2021. The common stockholders of Main Street voted on four matters at the Annual Meeting. The final voting results from the Annual Meeting are as follows:

(1)A proposal to elect each of the ten members of Main Street’s Board of Directors for a term of one year:

Votes For

Votes Against

Abstentions

Broker Non-Votes

Arthur L. French

19,585,875

875,696

239,165

25,767,976

J. Kevin Griffin

19,468,854

999,844

232,038

25,767,976

John E. Jackson

17,503,489

2,963,598

233,651

25,767,974

Brian E. Lane

19,481,168

980,748

238,821

25,767,975

Kay Matthews

20,161,376

327,580

211,779

25,767,977

Dunia A. Shive

19,520,841

946,431

233,465

25,767,975

Stephen B. Solcher

20,056,726

405,440

238,572

25,767,974

Vincent D. Foster

19,767,720

693,205

239,811

25,767,976

Dwayne L. Hyzak

20,150,639

295,253

254,847

25,767,973

(2)A proposal to ratify the appointment of Grant Thornton LLP as Main Street’s independent registered public accounting firm for the year ending December 31, 2021:

Votes For

Votes Against

Abstentions

45,776,574

368,755

323,383

(3)A proposal to approve, on an advisory basis, the compensation of our named executive officers:

Votes For

Votes Against

Abstentions

Broker Non-Votes

18,383,477

1,569,838

747,405

25,767,992

(4)A proposal to approve an amendment to Main Street’s Articles of Amendment and Restatement to allow stockholders to amend Main Street’s bylaws by a majority vote of the outstanding shares entitled to be cast on the matter:

Votes For

Votes Against

Abstentions

Broker Non-Votes

19,772,015

531,309

397,403

25,767,985


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

Main Street Capital Corporation

  

 

 

 

 

Date: May 5, 2021

 

By:

 

/s/ Jason B. Beauvais

 

 

 

 

Name: Jason B. Beauvais

 

 

 

 

Title: General Counsel