SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant toRule 13a-16or 15d-16
under the Securities Exchange Act of 1934
For the month of: March 2020
Commission FileNumber: 001-33526
NEPTUNE WELLNESS SOLUTIONS INC.
(Translation of Registrant’s name into English)
545 Promende du Centropolis
Suite 100
Laval, Québec
Canada H7T 0A3
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports under cover ofForm 20-F orForm 40-F.
Form 20-F ☐ Form40-F ☒
Indicate by check mark if the registrant is submitting theForm 6-K in paper as permitted byRegulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting theForm 6-K in paper as permitted byRegulation S-T Rule 101(b)(7): ☐
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NEPTUNE WELLNESS SOLUTIONS INC. | ||||
Date: March 11, 2020 | By: | /s/ Claudie Lauzon | ||
Name: | Claudie Lauzon | |||
Title: | Chief Financial Officer |
EXHIBIT INDEX
Exhibit | Description of Exhibit | |
99.1 | Open Market Sale Agreement with Jefferies LLC dated March 11, 2020 | |
99.2 | Consent of Osler, Hoskin & Harcourt LLP | |
99.3 | Press release dated March 11, 2020 |
Exhibits 99.1 and 99.2 included with this report on Form 6-K are hereby incorporated by reference as exhibits to the Registration Statement on Form F-10 (File No. 333-229631) of Neptune Wellness Solutions Inc., as amended or supplemented.