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683 Capital Management

Filed: 16 May 22, 2:30pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
1847 GOEDEKER INCCOM28252C109275143,198SH DFND1143,19800
2SEVENTY BIO INCCOMMON STOCK9013841078,390491,803SH DFND1491,80300
AADI BIOSCIENCE INCCOM00032Q10430618,025SH DFND118,02500
ACCRETION ACQUISITION CORPCOM00438Y1073,675375,000SH DFND1375,00000
ACCRETION ACQUISITION CORPRIGHT 03/01/202800438Y12360375,000SH DFND1375,00000
ACCRETION ACQUISITION CORP*W EXP 03/01/20200438Y11532187,500SH DFND1187,50000
ACHIEVE LIFE SCIENCES INCCOM004468500946125,000SH DFND1125,00000
ACKRELL SPAC PARTNERS I CO*W EXP 12/01/20200461L1132175,000SH DFND175,00000
ACKRELL SPAC PARTNERS I COUNIT 99/99/999900461L3031,535150,000SH DFND1150,00000
ACNB CORPCOM0008681092938,390SH DFND18,39000
ADAGIO THERAPEUTICS INCCOM00534A10210,7162,350,000SH DFND12,350,00000
ADMA BIOLOGICS INCCOM000899104407222,603SH DFND1222,60300
ADVERUM BIOTECHNOLOGIES INCCOM00773U108131100,000SH DFND1100,00000
AEHR TEST SYSCOM00760J10819719,397SH DFND119,39700
AESTHER HEALTHCARE ACQSTN CO*W EXP 09/14/20200809L1141775,000SH DFND175,00000
AESTHER HEALTHCARE ACQSTN COCLASS A COM00809L1061,514150,000SH DFND1150,00000
AETHERIUM ACQUISITION CORP*W EXP 12/21/20200809J11956400,000SH DFND1400,00000
AETHERIUM ACQUISITION CORPCLASS A COM00809J1013,952400,000SH DFND1400,00000
AFFIMED N VCOMN0104510826,8316,140,000SH DFND16,140,00000
AGRIFY CORPCOM00853E10712326,628SH DFND126,62800
ALDEYRA THERAPEUTICS INCCOM01438T1062,223500,000SH DFND1500,00000
ALICO INCCOM0162301043609,595SH DFND19,59500
ALNYLAM PHARMACEUTICALS INCCOM02043Q1078,00149,000SH DFND149,00000
ALPHA METALLURGICAL RESOUR ICOM0207641063822,897SH DFND12,89700
ALTENERGY ACQUISITION CORPCOM CL A02157M1082,488250,000SH DFND1250,00000
ALTENERGY ACQUISITION CORP*W EXP 10/29/20202157M11629125,000SH DFND1125,00000
ALTIMAR ACQUISITION CORP IIISHS CL AG0370U108979100,000SH DFND1100,00000
ALTIMETER GROWTH CORP 2COM CL AG0371B1091,473150,000SH DFND1150,00000
AMC ENTMT HLDGS INCCL A COM00165C1043,854156,400SHCallDFND1156,40000
AMC ENTMT HLDGS INCCL A COM00165C10449,0981,992,600SHPutDFND11,992,60000
AMERICAS TECHNOLOGY ACQSN CO*W EXP 12/31/202G0404A110875,000SH DFND175,00000
AMERICAS TECHNOLOGY ACQSN COSHSG0404A1021,542150,000SH DFND1150,00000
AMYLYX PHARMACEUTICALS INCCOM03237H1017,685677,714SH DFND1677,71400
ANGI INCCOM CL A NEW00183L1027,0991,252,000SH DFND11,252,00000
ANZU SPECIAL ACQUISITIN CORPCOM CL A03737A1011,466150,000SH DFND1150,00000
APOLLO ENDOSURGERY INCCOM03767D10830049,564SH DFND149,56400
ARDELYX INCCOM039697107587548,405SH DFND1548,40500
ARENA FORTIFY ACQUISITION CO*W EXP 11/10/20204005A11226100,000SH DFND1100,00000
ARENA FORTIFY ACQUISITION COCLASS A COM04005A1042,002200,000SH DFND1200,00000
ARGUS CAPITAL CORP*W EXP 08/31/20204026L113118250,000SH DFND1250,00000
ARGUS CAPITAL CORPCLASS A COM04026L1054,990500,000SH DFND1500,00000
AROGO CAPITAL ACQUISITION CO*W EXP 03/23/20204264411216100,000SH DFND1100,00000
AROGO CAPITAL ACQUISITION COCLASS A COM042644104994100,000SH DFND1100,00000
ARYA SCIENCES ACQU CORP IVCL AG316591082,940300,000SH DFND1300,00000
ARYA SCIENCES ACQUISITN CORPCLASS A ORD SHSG316581009,7111,000,000SH DFND11,000,00000
ATARA BIOTHERAPEUTICS INCCOM04651310717,0011,830,000SH DFND11,830,00000
AVIS BUDGET GROUPCOM05377410521,06480,000SHPutDFND180,00000
AXONPRIME INFRSTCTR AQSTN COUNIT 05/31/202805467C20704SH DFND1400
AXONPRIME INFRSTCTR AQSTN CO*W EXP 05/31/20205467C116150333,332SH DFND1333,33200
AXONPRIME INFRSTCTR AQSTN COCLASS A COM05467C10810,5931,099,996SH DFND11,099,99600
B RILEY PRINCIPAL 150 MERGERCOM CL A05601V1032,949297,238SH DFND1297,23800
BABYLON HLDGS LTD*W EXP 10/21/202G0703111890167,500SH DFND1167,50000
BANKWELL FINL GROUP INCCOM06654A1032858,424SH DFND18,42400
BANYAN ACQUISITION CORPORATI*W EXP 09/30/20206690B11519100,000SH DFND1100,00000
BANYAN ACQUISITION CORPORATIUNIT 09/30/202806690B2062,503250,000SH DFND1250,00000
BANYAN ACQUISITION CORPORATICL A COM06690B1071,986200,000SH DFND1200,00000
BCB BANCORP INCCOM05529810332717,937SH DFND117,93700
BCLS ACQUISITION CORPCOM CL AG0904B10519820,000SH DFND120,00000
BETTER WORLD ACQUISITION COR*W EXP 11/15/20208772B11251300,000SH DFND1300,00000
BETTER WORLD ACQUISITION CORCOM08772B1043,084300,000SH DFND1300,00000
BEYOND AIR INCCOM08862L10320230,165SH DFND130,16500
BLUE APRON HLDGS INCCL A NEW09523Q20015037,070SH DFND137,07000
BLUEROCK RESIDENTIAL GWT REICOM CL A09627J10272327,212SH DFND127,21200
BRIDGETOWN HOLDINGS LTDCOM CL AG1355U1139,849998,940SH DFND1998,94000
BROOGE ENERGY LTD*W EXP 12/20/202G1611B115122321,684SH DFND1321,68400
BUILD-A-BEAR WORKSHOP INCCOM12007610435519,439SH DFND119,43900
BURTECH ACQUISITION CORPCLASS A COM1230131041,483150,000SH DFND1150,00000
BURTECH ACQUISITION CORP*W EXP 12/18/20212301311221150,000SH DFND1150,00000
CACTUS ACQUISITION CORP 1 LTCLASS A ORDG1745A1084,474450,000SH DFND1450,00000
CACTUS ACQUISITION CORP 1 LT*W EXP 08/17/202G1745A12438225,000SH DFND1225,00000
CALIFORNIA RES CORPCOM STOCK13057Q3053688,218SH DFND18,21800
CANDEL THERAPEUTICS INCCOM13740410920840,929SH DFND140,92900
CARDLYTICS INCCOM14161W10586,2641,569,000SH DFND11,569,00000
CARDLYTICS INCNOTE 1.000% 9/114161WAB12,0402,000,000PRN DFND12,000,00000
CARVANA COCL A146869102109,150915,000SH DFND1915,00000
CELLEBRITE DI LTD*W EXP 08/30/202M2197Q115681536,243SH DFND1536,24300
CENTRAL VY CMNTY BANCORPCOM15568510029212,496SH DFND112,49600
CIMPRESS PLCSHS EUROG2143T1034777,500SH DFND17,50000
CLENE INC*W EXP 12/30/20218563411047135,000SH DFND1135,00000
CLEVER LEAVES HOLDINGS INCCOM18676010417168,600SHCallDFND168,60000
CO-DIAGNOSTICS INCCOM18976310522937,000SH DFND137,00000
CONCORD ACQUISITION CORP*W EXP 11/28/2022060711101,041875,000SH DFND1875,00000
CONCORD ACQUISITION CORPCOM CL A20607110213,3331,340,000SH DFND11,340,00000
CONCORD ACQUISITION CORPCOM CL A2060711021,493150,000SHCallDFND1150,00000
CONCORD ACQUISITION CORP II*W EXP 99/99/99920607U116491825,000SH DFND1825,00000
CONCORD ACQUISITION CORP IICOM CL A20607U10823,9582,475,000SH DFND12,475,00000
CONCORD ACQUISITION CORP III*W EXP 99/99/99920607V1144821,237,500SH DFND11,237,50000
CONCORD ACQUISITION CORP IIICOM CL A20607V10624,6022,475,000SH DFND12,475,00000
CONSILIUM ACQUISITN CORP I L*W EXP 06/01/202G2365L119850,000SH DFND150,00000
CONSILIUM ACQUISITN CORP I LUNIT 01/12/2027G2365L1351,509150,000SH DFND1150,00000
CONSILIUM ACQUISITN CORP I LCLASS A ORD SHSG2365L101976100,000SH DFND1100,00000
CONSILIUM ACQUISITN CORP I LRIGHT 07/01/2023G2365L12715100,000SH DFND1100,00000
CONTRAFECT CORPCOM NEW2123263003,6501,000,000SH DFND11,000,00000
COUNTER PRESS ACQUISITION COUNIT 02/07/2027G2542B1097,509745,000SH DFND1745,00000
COVA ACQUISITION CORP*W EXP 02/05/202G2554Y12023125,000SH DFND1125,00000
COVA ACQUISITION CORPCL A SHSG2554Y1042,450250,000SH DFND1250,00000
CRESUD S A C I F Y ASPONSORED ADR22640610612,7961,560,427SH DFND11,560,42700
CRESUD S A C I F Y A*W EXP 03/08/202P3311R2599442,734,210SH DFND12,734,21000
CRIXUS BH3 ACQUISITION COCLASS A COM22677T10219,5031,980,000SH DFND11,980,00000
CRIXUS BH3 ACQUISITION CO*W EXP 10/04/20222677T110445990,000SH DFND1990,00000
CRYPTO 1 ACQUISITION CORPCLASS A ORDG3168A1021,236125,000SH DFND1125,00000
CRYPTO 1 ACQUISITION CORP*W EXP 04/30/202G3168A1102493,750SH DFND193,75000
CYBEROPTICS CORPCOM2325171023769,263SH DFND19,26300
CYMABAY THERAPEUTICS INCCOM23257D1033,4221,100,000SH DFND11,100,00000
D AND Z MEDIA ACQUISITION COCOM CL A23305Q1063,917400,000SH DFND1400,00000
DHI GROUP INCCOM23331S10034257,502SH DFND157,50200
DHT HOLDINGS INCSHS NEWY2065G1211,015175,000SH DFND1175,00000
DIAGEO PLCSPON ADR NEW25243Q2051,0775,300SH DFND15,30000
DILLARDS INCCL A2540671018863,300SH DFND13,30000
DILLARDS INCCL A25406710123,32386,900SHPutDFND186,90000
DIRTT ENVIRONMENTAL SOLUTIONCOM25490H1067,3045,244,790SH DFND15,244,79000
EIGER BIOPHARMACEUTICALS INCCOM28249U10528,0133,375,000SH DFND13,375,00000
ENERGEM CORP*W EXP 11/15/202G304491211575,000SH DFND175,00000
ENERGEM CORPCLASS A ORD SHSG3044910575075,000SH DFND175,00000
ENETI INCCOMY2294C10730247,501SH DFND147,50100
ENOCHIAN BIOSCIENCES INCCOM29350E10430837,368SH DFND137,36800
ENOVA INTL INCCOM29357K103115,7713,049,000SH DFND13,049,00000
ERO COPPER CORPCOM29600610922,3301,525,000SH DFND11,525,00000
ESQUIRE FINL HLDGS INCCOM29667J1012607,724SH DFND17,72400
EUCRATES BIOMEDICAL ACQU COR*W EXP 10/23/202G3141W12237200,000SH DFND1200,00000
EUCRATES BIOMEDICAL ACQU CORSHSG3141W1065,904600,000SH DFND1600,00000
EURONAV NVSHSB385641081,268120,000SH DFND1120,00000
FARMERS & MERCHANTS BANCORPCOM30779N10539510,936SH DFND110,93600
FENNEC PHARMACEUTICALS INCCOM31447P1002,712484,318SH DFND1484,31800
FINTECH ECOSYSTEM DEVE*W EXP 04/01/2023181361161475,000SH DFND175,00000
FINTECH ECOSYSTEM DEVECLASS A COM3181361081,492150,000SH DFND1150,00000
FINTECH ECOSYSTEM DEVERIGHT 04/01/202631813612426150,000SH DFND1150,00000
FIRST BUSINESS FINL SVCS INCCOM3193901002928,889SH DFND18,88900
FIRST LT ACQUISITION GROUP I*W EXP 03/14/202320703119216600,000SH DFND1600,00000
FIRST LT ACQUISITION GROUP ICL A32070310111,8691,200,000SH DFND11,200,00000
FIRST WESTN FINL INCCOM33751L1052718,676SH DFND18,67600
FIRSTENERGY CORPCOM3379321072,68358,500SH DFND158,50000
FOCUS IMPACT ACQUISITION COR*W EXP 10/28/20234417L11735125,000SH DFND1125,00000
FOCUS IMPACT ACQUISITION CORCLASS A COM34417L1092,482250,000SH DFND1250,00000
FORTUNE RISE ACQUISITION COR*W EXP 12/06/20234969G1101250,000SH DFND150,00000
FORTUNE RISE ACQUISITION CORCL A34969G1021,004100,000SH DFND1100,00000
FTAC ZEUS ACQUISITION COR*W EXP 04/15/20230320F11467175,000SH DFND1175,00000
FTAC ZEUS ACQUISITION CORCLASS A COM30320F1063,444350,000SH DFND1350,00000
FVCBANKCORP INCCOM36120Q10129314,118SH DFND114,11800
GALAPAGOS NVSPON ADR36315X10130,142486,000SH DFND1486,00000
GALATA ACQUISITION CORP*W EXP 99/99/999G3R23A11625100,000SH DFND1100,00000
GALATA ACQUISITION CORPSHS CL AG3R23A1081,975200,000SH DFND1200,00000
GAMESTOP CORPCL A36467W1095,83035,000SHPutDFND135,00000
GENERAL MTRS COCOM37045V10057,7721,320,800SHCallDFND11,320,80000
GESHER I ACQUISITION CORPCLASS A ORDG385371098,856900,000SH DFND1900,00000
GESHER I ACQUISITION CORP*W EXP 04/16/202G38537125146450,000SH DFND1450,00000
GIGCAPITAL 5 INCCOMMON STOCK37519U1091,992200,000SH DFND1200,00000
GIGCAPITAL 5 INC*W EXP 99/99/99937519U11745200,000SH DFND1200,00000
GIGINTERNATIONAL1 INCCOM37518W1064,800480,000SH DFND1480,00000
GIGINTERNATIONAL1 INC*W EXP 04/19/20237518W11486240,000SH DFND1240,00000
GLOBAL TECHNOLGY ACQSTN CORP*W EXP 10/19/202G3934N115269767,500SH DFND1767,50000
GLOBAL TECHNOLGY ACQSTN CORPCLASS A ORDG3934N10715,2741,535,000SH DFND11,535,00000
GLOBALSTAR INCCOM3789734082,1221,443,707SH DFND11,443,70700
GLOBIS ACQUISITION CORP*W EXP 11/01/202379582117165300,000SH DFND1300,00000
GLOBIS ACQUISITION CORPCOM3795821093,069300,000SH DFND1300,00000
GLORY STAR NEW MED GP HLDG L*W EXP 02/13/202G399731133225,000SH DFND1225,00000
GORES GUGGENHEIM INCCLASS A COM38286Q1072,274200,000SH DFND1200,00000
GRAF ACQUISITION CORP IVCOM3842721004,850500,000SH DFND1500,00000
GRAF ACQUISITION CORP IV*W EXP 05/31/20238427211861100,000SH DFND1100,00000
GREENE CNTY BANCORP INCCOM3943571073227,207SH DFND17,20700
GREENIDGE GENERATION HLDGS ICLASS A COM39531G10019022,068SH DFND122,06800
GREIF INCCL B39762420675911,910SH DFND111,91000
GSR II METEORA ACQUISITN CORUNIT 02/24/202736263W2042,012200,000SH DFND1200,00000
GWG HLDGS INCCOM36192A10920537,561SH DFND137,56100
HAWKS ACQUISITION CORP*W EXP 99/99/99942032P116236990,000SH DFND1990,00000
HAWKS ACQUISITION CORPCL A42032P10819,2651,980,000SH DFND11,980,00000
HAYMAKER ACQUISITION CORP II*W EXP 03/05/20242087R1163359,642SH DFND159,64200
HAYMAKER ACQUISITION CORP IICLASS A COM42087R1082,503253,334SH DFND1253,33400
HEALTH SCIENCES ACQ CORP 2ORD SHSG4411D1099910,000SH DFND110,00000
HELIX ACQUISITION CORPCOM CL AG4444C1027,900790,000SH DFND1790,00000
HERBALIFE NUTRITION LTDCOM SHSG4412G10143,7371,440,597SH DFND11,440,59700
HESS CORPCOM42809H10744,154412,500SH DFND1412,50000
IAC INTERACTIVECORP NEWCOM NEW44891N20859,837596,700SH DFND1596,70000
IMMATICS N.VSHSN4444510910,0671,260,000SH DFND11,260,00000
IMMATICS N.V*W EXP 07/01/202N44445117875500,000SH DFND1500,00000
INCEPTION GROWTH ACQUSTN LTD*W EXP 10/15/20245333D1121772,500SH DFND172,50000
INCEPTION GROWTH ACQUSTN LTDRIGHT 12/08/202645333D12022145,000SH DFND1145,00000
INCEPTION GROWTH ACQUSTN LTDCOMMON STOCK45333D1041,427145,000SH DFND1145,00000
INDEPENDENCE HOLDINGS CORPCLASS A ORD SHSG4761A1011,371140,000SH DFND1140,00000
INFORMATION SVCS GROUP INCCOM45675Y10432547,734SH DFND147,73400
INSPIRED ENTMT INCCOM45782N10825,2152,050,000SH DFND12,050,00000
INTEGRATED WELLNESS ACQ CORPORD SHS CL AG4828B100998100,000SH DFND1100,00000
INTEGRATED WELLNESS ACQ CORP*W EXP 10/31/202G4828B1181850,000SH DFND150,00000
INTL GNRL INSURANCE HLDNGS L*W EXP 03/17/202G4809J114335448,400SH DFND1448,40000
INTERNATIONAL SEAWAYS INCCOMY410531022,887160,000SH DFND1160,00000
IOVANCE BIOTHERAPEUTICS INCCOM46226010024,9751,500,000SH DFND11,500,00000
IRSA INVERSIONES Y REP S AGLOBL DEP RCPT45004720417,0193,417,330SH DFND13,417,33000
IRSA INVERSIONES Y REP S A*W EXP 05/12/202P5880C1345261,695,800SH DFND11,695,80000
IRSA PROPIEDADES COMERCIALESSPONSORED ADR4635881036,7222,626,044SH DFND12,626,04400
JIYA ACQUISITION CORPCOM CL A47760M1021,967200,000SH DFND1200,00000
JOBY AVIATION INC*W EXP 08/10/202G65163118541327,578SH DFND1327,57800
KAROOOOO LTDORD SHSY4600W1081,89864,000SH DFND164,00000
KEYARCH ACQUISITION CORPUNIT 01/24/2027G5260A1381,754175,000SH DFND1175,00000
KEYARCH ACQUISITION CORPORD SHS CL AG5260A1041,707175,000SH DFND1175,00000
KEYARCH ACQUISITION CORP*W EXP 01/24/202G5260A1121587,500SH DFND187,50000
KEYARCH ACQUISITION CORPRIGHT 01/24/2027G5260A12025175,000SH DFND1175,00000
KKR ACQUISITION HOLDING I COCOM CLASS A48253T109983100,000SH DFND1100,00000
LANTRONIX INCCOM NEW51654820326539,677SH DFND139,67700
LARIMAR THERAPEUTICS INCCOM5171251001,013250,000SH DFND1250,00000
LCNB CORPCOM50181P10031918,179SH DFND118,17900
LEAP THERAPEUTICS INCCOM52187K1011,594910,775SH DFND1910,77500
LEGATO MERGER CORP IICOM52473Y1041,984200,000SH DFND1200,00000
LEGATO MERGER CORP II*W EXP 09/01/20252473Y11237100,000SH DFND1100,00000
LENNAR CORPCL B5260573022,66639,000SH DFND139,00000
LENNAR CORPCL A52605710420,544253,100SH DFND1253,10000
LIBERTY MEDIA ACQUISITION COCOM SR A53073L1047,873794,435SH DFND1794,43500
LIBERTY RES ACQUISITION CORP*W EXP 10/31/20253118A11328125,000SH DFND1125,00000
LIBERTY RES ACQUISITION CORPCLASS A COM53118A1051,249125,000SH DFND1125,00000
LIGHTJUMP ACQUISITION CORPCOM53228M1061,489150,000SH DFND1150,00000
LIGHTJUMP ACQUISITION CORP*W EXP 01/12/20253228M1142075,000SH DFND175,00000
LIGHTNING EMOTORS INCCOM53228T10131655,399SH DFND155,39900
LILIUM N V*W EXP 09/14/202N52586117293436,494SH DFND1436,49400
LIQUIDIA CORPORATIONCOM NEW53635D20233646,751SH DFND146,75100
LIV CAPITAL ACQUISITN CORP I*W EXP 02/07/202G5510R11324116,250SH DFND1116,25000
LIV CAPITAL ACQUISITN CORP ICLASS A ORD SHSG5510R1051,599155,000SH DFND1155,00000
LIV CAPITAL ACQUISITN CORP IUNIT 02/07/2027G5510R1212,500250,000SH DFND1250,00000
LIVE OAK MOBILITY ACQUISI COCOM CL A538126103981100,000SH DFND1100,00000
LOGISTICS INNOVTN TECHNLGS CCLASS A COM54141L10019,4301,999,999SH DFND11,999,99900
LOGISTICS INNOVTN TECHNLGS CUNIT 06/10/202654141L20901SH DFND1100
LOGISTICS INNOVTN TECHNLGS C*W EXP 06/15/20254141L118240666,665SH DFND1666,66500
LSB INDS INCCOM50216010434015,584SH DFND115,58400
LUCIRA HEALTH INCCOM54948U10514941,629SH DFND141,62900
LUMIRADX LTDSHSG5709L10919833,000SH DFND133,00000
MACONDRAY CAP ACQUISITN CORP*W EXP 05/31/202G5853A11597333,333SH DFND1333,33300
MACONDRAY CAP ACQUISITN CORPCLASS A ORD SHSG5853A1079,889999,999SH DFND1999,99900
MACONDRAY CAP ACQUISITN CORPUNIT 05/31/2028G5853A12301SH DFND1100
MACYS INCCOM55616P1044,872200,000SHPutDFND1200,00000
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801061,32527,000SH DFND127,00000
MAIDEN HOLDINGS LTDSHSG5753U11212,3365,119,000SH DFND15,119,00000
MARINUS PHARMACEUTICALS INCCOM NEW56854Q20018,0721,932,829SH DFND11,932,82900
MAXPRO CAPITAL ACQUISITN COR*W EXP 09/27/20257778T11429130,000SH DFND1130,00000
MAXPRO CAPITAL ACQUISITN CORCLASS A COM57778T1061,299130,000SH DFND1130,00000
MEIRAGTX HLDGS PLCCOMG5966510218,7671,355,000SH DFND11,355,00000
METALLA RTY & STREAMING LTDCOM NEW59124U6051,432200,946SH DFND1200,94600
MODULAR MED INCCOM NEW60785L207504114,443SH DFND1114,44300
MOUNTAIN CREST ACQSITN CORPCOM62404B1071,964200,000SH DFND1200,00000
MOUNTAIN CREST ACQSITN CORPRIGHT 08/30/202262404B11542200,000SH DFND1200,00000
MYMD PHARMACEUTICALS INCCOM62856X10227759,410SH DFND159,41000
NABORS ENERGY TRANSITION COR*W EXP 11/17/20262956711667175,000SH DFND1175,00000
NABORS ENERGY TRANSITION CORCL A COM6295671083,493350,000SH DFND1350,00000
NATIONAL ENERGY SERVICES REU*W EXP 06/06/202G6375R115650590,867SH DFND1590,86700
NEXIMMUNE INCCOM65344D109424100,687SH DFND1100,68700
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NUVATION BIO INCCOM CL A67080N1016,7321,279,900SH DFND11,279,90000
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OAKTREE ACQUISITION CORP IICL A SHSG6715X1037,463750,000SH DFND1750,00000
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OPENDOOR TECHNOLOGIES INCCOM68371210372,6618,400,000SH DFND18,400,00000
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OPY ACQUISITION CORP I*W EXP 09/22/202671005114150375,000SH DFND1375,00000
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OXUS ACQUISITION CORP*W EXP 99/99/999G6859L12146200,000SH DFND1200,00000
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PG&E CORPCOM69331C1081,552130,000SH DFND1130,00000
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PONCE FINANCIAL GROUP INCCOMMON STOCK73234410622021,150SH DFND121,15000
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QUALTEK SERVICES INC*W EXP 02/14/20274760R113915,409SH DFND115,40900
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RED VIOLET INCCOM75704L10431110,905SH DFND110,90500
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ROC ENERGY ACQUISITION CORPCOMMON STOCK77118V1081,488150,000SH DFND1150,00000
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SQZ BIOTECHNOLOGIES COCOM78472W10410,0962,098,815SH DFND12,098,81500
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WAVE LIFE SCIENCES LTDSHSY95308105924462,047SH DFND1462,04700
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XERIS BIOPHARMA HOLDINGS INCNOTE 5.000% 7/198422LAA59,3747,950,000PRN DFND17,950,00000
XERIS BIOPHARMA HOLDINGS INCCOM98422E103311121,367SH DFND1121,36700