Docoh
Loading...

Guinness Asset Management

Filed: 7 Dec 21, 4:01pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBVIE INCCOM00287Y10973,062584,817SH SOLE 584,81700
ADDUS HOMECARE CORPCOM0067391064735,925SH SOLE 5,92500
ADOBE SYSTEMS INCORPORATEDCOM00724F10123,06140,056SH SOLE 40,05600
AFFILIATED MANAGERS GROUP INCOM0082521085583,690SH SOLE 3,69000
AFLAC INCCOM00105510267,2761,132,382SH SOLE 1,132,38200
AGILENT TECHNOLOGIES INCCOM00846U1015113,241SH SOLE 3,24100
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102134910SH SOLE 91000
ALLIANCEBERNSTEIN HLDG L PUNIT LTD PARTN01881G10664913,090SH SOLE 13,09000
ALPHABET INCCAP STK CL A02079K30522,8168,534SH SOLE 8,53400
AMAZON COM INCCOM02313510622,9666,991SH SOLE 6,99100
AMERESCO INCCL A02361E10825,914443,500SH SOLE 443,50000
AMERIPRISE FINL INCCOM03076C1066152,330SH SOLE 2,33000
AMPHENOL CORP NEWCL A03209510122,445306,495SH SOLE 306,49500
ANSYS INCCOM03662Q1054631,359SH SOLE 1,35900
APPLE INCCOM03783310023,116163,366SH SOLE 163,36600
APPLIED MATLS INCCOM03822210522,482174,645SH SOLE 174,64500
ARES MANAGEMENT CORPORATIONCL A COM STK03990B1017169,700SH SOLE 9,70000
ARISTA NETWORKS INCCOM0404131064461,299SH SOLE 1,29900
ARTISAN PARTNERS ASSET MGMTCL A04316A10856711,600SH SOLE 11,60000
AUTOHOME INCSP ADS RP CL A05278C1072755,870SH SOLE 5,87000
BAIDU INCSPON ADR REP A0567521082741,780SH SOLE 1,78000
BLACKROCK INCCOM09247X10164,08667,015SH SOLE 67,01500
BLACKSTONE INCCOM09260D1076855,890SH SOLE 5,89000
BRISTOL-MYERS SQUIBB COCOM11012210822,924387,421SH SOLE 387,42100
BROADCOM INCCOM11135F10166,859119,734SH SOLE 119,73400
CADENCE DESIGN SYSTEM INCCOM1273871085003,300SH SOLE 3,30000
CANADIAN NAT RES LTDCOM1363851018,631251,514SH SOLE 251,51400
CANADIAN SOLAR INCCOM13663510921,038608,200SH SOLE 608,20000
CARLYLE GROUP INCCOM14316J10871415,100SH SOLE 15,10000
CHEVRON CORP NEWCOM1667641009,826102,679SH SOLE 102,67900
CI FINL CORPCOM12549110068633,800SH SOLE 33,80000
CISCO SYS INCCOM17275R10290,1451,486,252SH SOLE 1,486,25200
CME GROUP INCCOM12572Q10562,331278,453SH SOLE 278,45300
COMCAST CORP NEWCL A20030N10123,683423,439SH SOLE 423,43900
CONOCOPHILLIPSCOM20825C10410,045157,361SH SOLE 157,36100
DANAHER CORPORATIONCOM23585110223,22176,273SH SOLE 76,27300
DEVON ENERGY CORP NEWCOM25179M10311,295336,426SH SOLE 336,42600
ENBRIDGE INCCOM29250N10510,192272,250SH SOLE 272,25000
ENPHASE ENERGY INCCOM29355A10712,76285,100SH SOLE 85,10000
ENTEGRIS INCCOM29362U1045224,145SH SOLE 4,14500
EOG RES INCCOM26875P1019,531125,020SH SOLE 125,02000
EXXON MOBIL CORPCOM30231G10210,625190,900SH SOLE 190,90000
FACEBOOK INCCL A30303M10223,09868,056SH SOLE 68,05600
FIRST SOLAR INCCOM33643310732,566341,150SH SOLE 341,15000
FORTIVE CORPCOM34959J1085087,195SH SOLE 7,19500
FRANKLIN RESOURCES INCCOM35461310152717,716SH SOLE 17,71600
GALLAGHER ARTHUR J & COCOM36357610967,856394,228SH SOLE 394,22800
GENTHERM INCCOM37253A10330,430376,000SH SOLE 376,00000
HELIX ENERGY SOLUTIONS GRP ICOM42330P1071,458397,095SH SOLE 397,09500
HENRY JACK & ASSOC INCCOM4262811014722,874SH SOLE 2,87400
HUBBELL INCCOM44351060729,858165,260SH SOLE 165,26000
IDEX CORPCOM45167R1044632,238SH SOLE 2,23800
ILLINOIS TOOL WKS INCCOM45230810959,691249,954SH SOLE 249,95400
IMPERIAL OIL LTDCOM NEW45303840810,108341,766SH SOLE 341,76600
INTERCONTINENTAL EXCHANGE INCOM45866F10422,839198,913SH SOLE 198,91300
ITRON INCCOM46574110622,269294,450SH SOLE 294,45000
JD.COM INCSPON ADR CL A47215P1061932,670SH SOLE 2,67000
JOHNSON & JOHNSONCOM47816010463,585340,494SH SOLE 340,49400
KKR & CO INCCOM48251W10467311,050SH SOLE 11,05000
KLA CORPCOM NEW48248010022,87268,375SH SOLE 68,37500
LAM RESEARCH CORPCOM51280710822,51839,564SH SOLE 39,56400
MASTERCARD INCORPORATEDCL A57636Q10422,95266,015SH SOLE 66,01500
MICROSOFT CORPCOM59491810495,803304,840SH SOLE 304,84000
NASDAQ INCCOM6311031087673,975SH SOLE 3,97500
NETEASE INCSPONSORED ADS64110W1025,32362,367SH SOLE 62,36700
NEXTERA ENERGY INCCOM65339F10134,203435,600SH SOLE 435,60000
NIKE INCCL B65410610323,172159,555SH SOLE 159,55500
NVIDIA CORPORATIONCOM67066G10423,202112,002SH SOLE 112,00200
ON SEMICONDUCTOR CORPCOM68218910532,753715,600SH SOLE 715,60000
ORMAT TECHNOLOGIES INCCOM68668810220,091301,620SH SOLE 301,62000
OTIS WORLDWIDE CORPCOM68902V10771,354748,752SH SOLE 748,75200
PAYCHEX INCCOM70432610774,393572,032SH SOLE 572,03200
PAYPAL HLDGS INCCOM70450Y10323,00888,422SH SOLE 88,42200
PEPSICO INCCOM71344810867,557388,360SH SOLE 388,36000
PERKINELMER INCCOM7140461095042,907SH SOLE 2,90700
PIONEER NAT RES COCOM7237871079,59660,825SH SOLE 60,82500
PRICE T ROWE GROUP INCCOM74144T1086183,140SH SOLE 3,14000
PROCTER AND GAMBLE COCOM74271810967,684418,399SH SOLE 418,39900
QUALCOMM INCCOM7475251035,77644,815SH SOLE 44,81500
RAYMOND JAMES FINL INCCOM7547301096997,570SH SOLE 7,57000
RAYTHEON TECHNOLOGIES CORPCOM75513E10165,186656,745SH SOLE 656,74500
ROPER TECHNOLOGIES INCCOM77669610622,83651,187SH SOLE 51,18700
SCHLUMBERGER LTDCOM STK8068571088,598306,000SH SOLE 306,00000
SCULPTOR CAP MGMTCOM CL A8112461071997,120SH SOLE 7,12000
SMITH A O CORPCOM8318652094367,137SH SOLE 7,13700
SOLAREDGE TECHNOLOGIES INCCOM83417M10413,39450,500SH SOLE 50,50000
STATE STR CORPCOM8574771035906,970SH SOLE 6,97000
SUNCOR ENERGY INC NEWCOM8672241078,649443,497SH SOLE 443,49700
SUNPOWER CORPCOM8676524062,395110,900SH SOLE 110,90000
TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS87403910031,629208,519SH SOLE 208,51900
TETRA TECH INC NEWCOM88162G1035683,804SH SOLE 3,80400
TEXAS INSTRS INCCOM88250810471,239321,032SH SOLE 321,03200
THERMO FISHER SCIENTIFIC INCCOM88355610222,97740,217SH SOLE 40,21700
TPI COMPOSITES INCCOM87266J10410,606314,250SH SOLE 314,25000
TREX CO INCCOM89531P1055255,152SH SOLE 5,15200
V F CORPCOM91820410859,851770,755SH SOLE 770,75500
VALERO ENERGY CORPCOM91913Y1008,986135,297SH SOLE 135,29700
VISA INCCOM CL A92826C83922,894102,781SH SOLE 102,78100
ZEBRA TECHNOLOGIES CORPORATICL A989207105463899SH SOLE 89900