UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-22114
NAME OF REGISTRANT: VANGUARD MONTGOMERY FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: MARCH 31
DATE OF REPORTING PERIOD: JULY 1, 2010 - JUNE 30, 2011
FUND: VANGUARD MARKET NEUTRAL FUND
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ISSUER: ACE LIMITED
TICKER: ACE CUSIP: H0023R105
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EVAN G. GREENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT LEO F. MULLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT OLIVIER STEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT MICHAEL P. CONNORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT EUGENE B. SHANKS, JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT JOHN A. KROL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.3: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.2: RATIFY RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
AS AUDITORS
PROPOSAL #5.3: RATIFY BDO AG AS SPECIAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
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ISSUER: ADVANCE AUTO PARTS, INC.
TICKER: AAP CUSIP: 00751Y106
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. BROUILLARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FIONA P. DIAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES X. FREI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM S. OGLESBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. PAUL RAINES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS A. SALADRIGAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: ADVANCED MICRO DEVICES, INC.
TICKER: AMD CUSIP: 007903107
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRUCE L. CLAFLIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. MICHAEL BARNES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR HENRY W.K. CHOW ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CRAIG A. CONWAY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR WALEED AL MUHAIRI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ROBERT B. PALMER ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
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ISSUER: AGCO CORPORATION
TICKER: AGCO CUSIP: 001084102
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WOLFGANG DEML ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUIZ F. FURLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD B. JOHANNESON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. LASORDA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN H. RICHENHAGEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL C. USTIAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AGILENT TECHNOLOGIES, INC.
TICKER: A CUSIP: 00846U101
MEETING DATE: 3/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HEIDI FIELDS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: DAVID M. ISSUER YES FOR FOR
LAWRENCE, M.D.
PROPOSAL #1C: ELECTION OF DIRECTOR: A. BARRY RAND ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE AUDIT AND FINANCE ISSUER YES FOR FOR
COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
PROPOSAL #03: TO APPROVE THE COMPENSATION OF ISSUER YES FOR FOR
AGILENT'S NAMED EXECUTIVE OFFICERS.
PROPOSAL #04: TO APPROVE THE FREQUENCY OF VOTING ON ISSUER YES ONE YEAR FOR
THE COMPENSATION OF AGILENT'S NAMED EXECUTIVE
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ISSUER: ALASKA AIR GROUP, INC.
TICKER: ALK CUSIP: 011659109
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM S. AYER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARION C. BLAKEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PHYLLIS J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JESSIE J. KNIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR R. MARC LANGLAND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DENNIS F. MADSEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR BYRON I. MALLOTT ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR BRADLEY D. TILDEN ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES AGAINST FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: ALBEMARLE CORPORATION
TICKER: ALB CUSIP: 012653101
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. ALFRED BROADDUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. WILLIAM IDE III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. MORRILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JIM W. NOKES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK C. ROHR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN SHERMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARRIETT TEE TAGGART ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANNE MARIE WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: ALLIANT TECHSYSTEMS INC.
TICKER: ATK CUSIP: 018804104
MEETING DATE: 8/3/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR MARK W. DEYOUNG ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR MARTIN C. FAGA ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR RONALD R. FOGLEMAN ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR APRIL H. FOLEY ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR TIG H. KREKEL ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ROMAN MARTINEZ IV ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR MARK H. RONALD ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR WILLIAM G. VAN DYKE ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
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ISSUER: ALLIED WORLD ASSURANCE COMPANY HOLD LTD.
TICKER: AWH CUSIP: G0219G203
MEETING DATE: 11/18/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A: TO APPROVE THE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX
A.
PROPOSAL #B: TO APPROVE THE MOTION TO ADJOURN THE ISSUER YES FOR FOR
MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE SCHEME OF ARRANGEMENT.
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ISSUER: ALLIED WORLD ASSURANCE COMPANY HOLDINGS,AG.
TICKER: AWH CUSIP: H01531104
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MARK R. PATTERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SAMUEL J. WEINHOFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #6: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REDUCTION IN SHARE CAPITAL AND ISSUER YES FOR FOR
REPAYMENT OF $1.50 PER SHARE
PROPOSAL #8: APPROVE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #9: APPOINT DELOITTE & TOUCHE AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS AND DELOITTE AG AS STATUTORY AUDITORS
PROPOSAL #10: APPOINT PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITOR
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
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ISSUER: ALTERA CORPORATION
TICKER: ALTR CUSIP: 021441100
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN P. DAANE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT J. FINOCCHIO, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KEVIN MCGARITY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KRISH A. PRABHU ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SUSAN WANG ISSUER YES FOR FOR
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #9: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #10: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #11: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #12: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AMERICAN CAPITAL, LTD.
TICKER: ACAS CUSIP: 02503Y103
MEETING DATE: 4/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DRIECTOR MARY C. BASKIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DRIECTOR NEIL M. HAHL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DRIECTOR PHILIP R. HARPER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DRIECTOR JOHN A. KOSKINEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DRIECTOR STAN LUNDINE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DRIECTOR KENNETH D. PETERSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DRIECTOR ALVIN N. PURYEAR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DRIECTOR MALON WILKUS ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AMERICAN EXPRESS COMPANY
TICKER: AXP CUSIP: 025816109
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1.7: DIRECTOR JAN LESCHLY ISSUER YES FOR FOR
PROPOSAL #1.8: DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.9: DIRECTOR RICHARD A. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.10: DIRECTOR EDWARD D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.11: DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.12: DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1.13: DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND BYLAWS-- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
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ISSUER: AMERICAN FINANCIAL GROUP, INC.
TICKER: AFG CUSIP: 025932104
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL H. LINDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL H. LINDNER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. CRAIG LINDNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH C. AMBRECHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE H. EMMERICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY G. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM W. VERITY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN I. VON LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES FOR AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
PROPOSAL #8: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES AGAINST FOR
DIVERSITY
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ISSUER: AMERICAN GREETINGS CORPORATION
TICKER: AM CUSIP: 026375105
MEETING DATE: 6/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFERY D. DUNN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MERRIMAN, JR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORRY WEISS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: AMERIGROUP CORPORATION
TICKER: AGP CUSIP: 03073T102
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTORS JAMES G. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTORS JEFFREY B. CHILD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTORS RICHARD D. SHIRK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTORS JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTORS ADM. JOSEPH W. PRUEHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
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ISSUER: AMERIPRISE FINANCIAL, INC.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. WALKER LEWIS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AMERISOURCEBERGEN CORPORATION
TICKER: ABC CUSIP: 03073E105
MEETING DATE: 2/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF CLASS I DIRECTOR: CHARLES ISSUER YES FOR FOR
H. COTROS
PROPOSAL #1B: ELECTION OF CLASS I DIRECTOR: JANE E. ISSUER YES FOR FOR
HENNEY, M.D.
PROPOSAL #1C: ELECTION OF CLASS I DIRECTOR: R. DAVID ISSUER YES FOR FOR
YOST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: ADVISORY VOTE ON THE COMPENSATION OF ISSUER YES FOR FOR
OUR NAMED EXECUTIVE OFFICERS.
PROPOSAL #04: ADVISORY VOTE ON THE FREQUENCY OF A ISSUER YES ONE YEAR AGAINST
STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
PROPOSAL #05: APPROVAL OF THE AMENDMENT OF ISSUER YES FOR FOR
AMERISOURCEBERGEN'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION.
PROPOSAL #06: APPROVAL OF THE AMERISOURCEBERGEN ISSUER YES FOR FOR
CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN.
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ISSUER: ANIXTER INTERNATIONAL INC.
TICKER: AXE CUSIP: 035290105
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORD JAMES BLYTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERIC F. BRACE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART M. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATTHEW ZELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: APARTMENT INVESTMENT AND MANAGEMENT COMPANY
TICKER: AIV CUSIP: 03748R101
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES N. BAILEY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TERRY CONSIDINE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RICHARD S. ELLWOOD ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THOMAS L. KELTNER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT A. MILLER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MICHAEL A. STEIN ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: AMEND CHARTER PERMITING THE BOARD TO ISSUER YES FOR FOR
GRANT WAIVERS OF THE OWNERSHIP LIMIT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARCH CAPITAL GROUP LTD.
TICKER: ACGL CUSIP: G0450A105
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEWSONG LEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. VOLLARO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT F. WORKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. BEVERIDGE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.6: ELECT DIRECTOR DENNIS R. BRAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.7: ELECT DIRECTOR KNUD CHRISTENSEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.8: ELECT DIRECTOR GRAHAM B.R. COLLIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. COONEY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN FOGARTY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.11: ELECT DIRECTOR ELIZABETH FULLERTON- ISSUER YES FOR FOR
ROME AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
SUBSIDIARIES
PROPOSAL #1.12: ELECT DIRECTOR RUTGER H.W. ISSUER YES FOR FOR
FUNNEKOTTER AS DESIGNATED COMPANY DIRECTOR OF NON-
PROPOSAL #1.13: ELECT DIRECTOR MARC GRANDISSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.14: ELECT DIRECTOR MICHAEL A. GREENE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.15: ELECT DIRECTOR JOHN C.R. HELE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.16: ELECT DIRECTOR DAVID W. HIPKIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.17: ELECT DIRECTOR W. PRESTON HUTCHINGS ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #1.18: ELECT DIRECTOR CONSTANTINE IORDANOU ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #1.19: ELECT DIRECTOR WOLBERT H. KAMPHUIJS ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #1.20: ELECT DIRECTOR MICHAEL H. KIER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.21: ELECT DIRECTOR MARK D. LYONS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.22: ELECT DIRECTOR ADAM MATTESON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.23: ELECT DIRECTOR DAVID MCELROY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.24: ELECT DIRECTOR MARTIN J. NILSEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.25: ELECT DIRECTOR NICOLAS PAPADOPOULO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.26: ELECT DIRECTOR MICHAEL QUINN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.27: ELECT DIRECTOR MAAMOUN RAJEH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.28: ELECT DIRECTOR PAUL S. ROBOTHAM AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.29: ELECT DIRECTOR SØREN SCHEUER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.30: ELECT DIRECTOR BUDHI SINGH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.31: ELECT DIRECTOR HELMUT SÖHLER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.32: ELECT DIRECTOR JULIAN STROUD AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.33: ELECT DIRECTOR ANGUS WATSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.34: ELECT DIRECTOR JAMES R. WEATHERSTONE ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARES CAPITAL CORPORATION
TICKER: ARCC CUSIP: 04010L103
MEETING DATE: 6/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. AROUGHETI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. HEITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SALE OF COMMON STOCK BELOW NET ISSUER YES FOR FOR
ASSET VALUE
PROPOSAL #4: AMEND INVESTMENT ADVISORY AND MANAGEMENT ISSUER YES FOR FOR
AGREEMENT PURSUANT TO THE HURDLE AMENDMENT
PROPOSAL #5: AMEND INVESTMENT ADVISORY AND MANAGEMENT ISSUER YES FOR FOR
AGREEMENT PURSUANT TO THE CAPITAL GAINS AMENDMENT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARMSTRONG WORLD INDUSTRIES, INC.
TICKER: AWI CUSIP: 04247X102
MEETING DATE: 7/2/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR DAVID BONDERMAN ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR KEVIN R. BURNS ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR JAMES J. GAFFNEY ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR JAMES J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR RICHARD E. WENZ ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR BETTINA M. WHYTE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2010.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASHLAND INC.
TICKER: ASH CUSIP: 044209104
MEETING DATE: 1/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF CLASS I DIRECTOR: KATHLEEN ISSUER YES FOR FOR
LIGOCKI
PROPOSAL #1B: ELECTION OF CLASS I DIRECTOR: JAMES J. ISSUER YES FOR FOR
O'BRIEN
PROPOSAL #1C: ELECTION OF CLASS I DIRECTOR: BARRY W. ISSUER YES FOR FOR
PERRY
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL 2011.
PROPOSAL #03: APPROVAL OF THE 2011 ASHLAND INC. ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #04: APPROVAL OF THE COMPENSATION OF THE ISSUER YES FOR FOR
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ASHLAND
INC. PROXY STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K UNDER THE SECURITIES ACT OF 1933, AS
AMENDED, AND THE SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
PROPOSAL #05: WHETHER THE SHAREHOLDER VOTE TO APPROVE ISSUER YES ONE YEAR AGAINST
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS
REQUIRED BY SECTION 14A(A)(2) OF THE SECURITIES
EXCHANGE ACT OF 1934, AS AMENDED, SHOULD OCCUR EVERY.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASSURANT, INC.
TICKER: AIZ CUSIP: 04621X108
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR HOWARD L. CARVER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JUAN N. CENTO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAVID B. KELSO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CHARLES J. KOCH ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR H. CARROLL MACKIN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT B. POLLOCK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN A.C. SWAINSON ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T INC.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES P. KELLY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LYNN M. MARTIN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR LAURA D ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #19: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ATMEL CORPORATION
TICKER: ATML CUSIP: 049513104
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN LAUB ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TSUNG-CHING WU ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID SUGISHITA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PAPKEN DER TOROSSIAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JACK L. SALTICH ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CHARLES CARINALLI ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR EDWARD ROSS ISSUER YES FOR FOR
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ATMOS ENERGY CORPORATION
TICKER: ATO CUSIP: 049560105
MEETING DATE: 2/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: KIM R. COCKLIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RICHARD W. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: RICHARD K. GORDON ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO AMEND THE COMPANY'S 1998 ISSUER YES FOR FOR
LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN AND TO
EXTEND THE TERM OF THE PLAN FOR AN ADDITIONAL FIVE
YEARS.
PROPOSAL #03: PROPOSAL TO AMEND THE COMPANY'S ANNUAL ISSUER YES FOR FOR
INCENTIVE PLAN FOR MANAGEMENT TO EXTEND THE TERM FOR
AN ADDITIONAL FIVE YEARS.
PROPOSAL #04: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
PROPOSAL #05: PROPOSAL FOR AN ADVISORY VOTE BY ISSUER YES FOR FOR
SHAREHOLDERS TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS FOR FISCAL 2010
(SAY ON PAY).
PROPOSAL #06: PROPOSAL FOR AN ADVISORY VOTE ON THE ISSUER YES ONE YEAR FOR
FREQUENCY OF VOTE ON SAY ON PAY IN FUTURE YEARS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTODESK, INC.
TICKER: ADSK CUSIP: 052769106
MEETING DATE: 6/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CARL BASS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CRAWFORD W. BEVERIDGE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR J. HALLAM DAWSON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PER-KRISTIAN HALVORSEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SEAN M. MALONEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARY T. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CHARLES J. ROBEL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTOZONE, INC.
TICKER: AZO CUSIP: 053332102
MEETING DATE: 12/15/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR WILLIAM C. CROWLEY ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR SUE E. GOVE ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR EARL G. GRAVES, JR. ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR J.R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR W. ANDREW MCKENNA ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR GEORGE R. MRKONIC, JR. ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR LUIS P. NIETO ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR THEODORE W. ULLYOT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AUTOZONE, INC. 2011 EQUITY ISSUER YES FOR FOR
INCENTIVE AWARD PLAN.
PROPOSAL #03: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2011 FISCAL YEAR.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVAGO TECHNOLOGIES LIMITED
TICKER: AVGO CUSIP: Y0486S104
MEETING DATE: 3/30/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT HOCK E. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: REELECT ADAM H. CLAMMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: REELECT JAMES A. DAVIDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: REELECT JAMES V. DILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: REELECT KENNETH Y. HAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: REELECT JOHN M. HSUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: REELECT DAVID KERKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: REELECT JUSTINE F. LIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: REELECT DONALD MACLEOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: REELECT BOCK SENG TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE CASH COMPENSATION TO DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED CAPITAL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVERY DENNISON CORPORATION
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEN C. HICKS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXIS CAPITAL HOLDINGS LIMITED
TICKER: AXS CUSIP: G0692U109
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ROBERT L. FRIEDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DONALD J. GREENE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT CHERYL-ANN LISTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT THOMAS C. RAMEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT WILHELM ZELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LTD AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BALL CORPORATION
TICKER: BLL CUSIP: 058498106
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE M. SMART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STAURT A. TAYLOR II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES FOR AGAINST
PILL) TO SHAREHOLDER VOTE
PROPOSAL #6: REINCORPORATE IN ANOTHER STATE [DELAWARE] SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BIOGEN IDEC INC.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 6/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CAROLINE D. DORSA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GEORGE A. SCANGOS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR RICHARD C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT W. PANGIA ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR WILLIAM D. YOUNG ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMC SOFTWARE, INC.
TICKER: BMC CUSIP: 055921100
MEETING DATE: 7/21/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ROBERT E. ISSUER YES FOR FOR
BEAUCHAMP
PROPOSAL #1B: ELECTION OF DIRECTOR: JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GARY L. BLOOM ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: MELDON K. GAFNER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: MARK J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: P. THOMAS JENKINS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, ISSUER YES FOR FOR
JR.
PROPOSAL #1I: ELECTION OF DIRECTOR: KATHLEEN A. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: TOM C. TINSLEY ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO APPROVE AN AMENDMENT TO THE ISSUER YES FOR FOR
RESTATED CERTIFICATE OF INCORPORATION OF BMC
SOFTWARE, INC. IN CONNECTION WITH THE AMENDMENT OF
OUR VOTING STANDARD FOR MATTERS SUBJECT TO A VOTE OF
PROPOSAL #03: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BMC SOFTWARE, INC. FOR THE FISCAL
YEAR ENDING MARCH 31, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOK FINANCIAL CORPORATION
TICKER: BOKF CUSIP: 05561Q201
MEETING DATE: 4/26/2011 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY S. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. FRED BALL, JR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SHARON J. BELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BOYLAN III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHESTER CADIEUX III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH W. CRAFT III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. DURRETT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID F. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR V. BURNS HARGIS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. CAREY JOULLIAN IV ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GEORGE B. KAISER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR ROBERT J. LAFORTUNE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR STANLEY A. LYBARGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.15: ELECT DIRECTOR STEVEN J. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR E.C. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR DAVID L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR MICHAEL C. TURPEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
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ISSUER: BRINKER INTERNATIONAL, INC.
TICKER: EAT CUSIP: 109641100
MEETING DATE: 11/10/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR JOSEPH M. DEPINTO ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR HARRIET EDELMAN ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR MARVIN J. GIROUARD ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR JOHN W. MIMS ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR GEORGE R. MRKONIC ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR ERLE NYE ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR CECE SMITH ISSUER YES FOR FOR
PROPOSAL #02: THE RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
2011 YEAR.
PROPOSAL #03: THE RE-APPROVAL OF THE PROFIT SHARING ISSUER YES FOR FOR
PLAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRUKER CORPORATION
TICKER: BRKR CUSIP: 116794108
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN W. FESIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIRK D. LAUKIEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. STEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES F. WAGNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNHARD WANGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRUNSWICK CORPORATION
TICKER: BC CUSIP: 117043109
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CAMBRIA W. DUNAWAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RALPH C. STAYER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CA, INC.
TICKER: CA CUSIP: 12673P105
MEETING DATE: 7/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: GARY J. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: CHRISTOPHER B. ISSUER YES FOR FOR
LOFGREN
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM E. ISSUER YES FOR FOR
MCCRACKEN
PROPOSAL #1F: ELECTION OF DIRECTOR: RICHARD SULPIZIO ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: ARTHUR F. WEINBACH ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: RENATO (RON) ISSUER YES FOR FOR
ZAMBONINI
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
PROPOSAL #03: TO RATIFY THE STOCKHOLDER PROTECTION ISSUER YES FOR FOR
RIGHTS AGREEMENT.
PROPOSAL #04: THE STOCKHOLDER PROPOSAL. SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CABLEVISION SYSTEMS CORPORATION
TICKER: CVC CUSIP: 12686C109
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZACHARY W. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS V. REIFENHEISER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. RYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD TOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CABOT CORPORATION
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JUAN ENRIQUEZ- ISSUER YES FOR FOR
CABOT
PROPOSAL #1B: ELECTION OF DIRECTOR: GAUTAM S. KAJI ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: HENRY F. MCCANCE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: PATRICK M. PREVOST ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE, ON A NON-BINDING ADVISORY ISSUER YES FOR FOR
BASIS, THE COMPENSATION OF CABOT'S NAMED EXECUTIVE
OFFICERS.
PROPOSAL #03: TO RECOMMEND, ON A NON-BINDING ADVISORY ISSUER YES ONE YEAR AGAINST
BASIS, THE FREQUENCY OF SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION.
PROPOSAL #04: TO APPROVE THE CABOT CORPORATION SHORT- ISSUER YES FOR FOR
TERM INCENTIVE COMPENSATION PLAN.
PROPOSAL #05: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS CABOT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAMDEN PROPERTY TRUST
TICKER: CPT CUSIP: 133131102
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. CAMPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT S. INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEWIS A. LEVEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM B. MCGUIRE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. KEITH ODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE STATE OF INCORPORATION: FROM ISSUER YES FOR FOR
TEXAS TO MARYLAND
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITAL ONE FINANCIAL CORPORATION
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITALSOURCE INC.
TICKER: CSE CUSIP: 14055X102
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK W. EUBANK, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY M. HURD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN A. MUSELES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARDINAL HEALTH, INC.
TICKER: CAH CUSIP: 14149Y108
MEETING DATE: 11/3/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: COLLEEN F. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: BRUCE L. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JOHN F. FINN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JAMES J. MONGAN, ISSUER YES FOR FOR
M.D.
PROPOSAL #1J: ELECTION OF DIRECTOR: RICHARD C. ISSUER YES FOR FOR
NOTEBAERT
PROPOSAL #1K: ELECTION OF DIRECTOR: DAVID W. RAISBECK ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JEAN G. ISSUER YES FOR FOR
SPAULDING, M.D.
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
PROPOSAL #03: PROPOSAL TO APPROVE AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S RESTATED CODE OF REGULATIONS ALLOWING THE
BOARD OF DIRECTORS TO AMEND THE RESTATED CODE OF
REGULATIONS.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
PERFORMANCE-BASED STOCK OPTIONS.
PROPOSAL #05: SHAREHOLDER PROPOSAL TO AMEND THE SHAREHOLDER YES AGAINST FOR
RESTATED CODE OF REGULATIONS TO REQUIRE THAT THE
CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR.
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREOWNER MEETINGS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CATERPILLAR INC.
TICKER: CAT CUSIP: 149123101
MEETING DATE: 6/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENE V. FIFE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUAN GALLARDO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. GOODE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JESSE J. GREENE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. MAGOWAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES D. POWELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #9: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #10: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: REVIEW AND ASSESS HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #12: ADOPT A POLICY IN WHICH THE COMPANY SHAREHOLDER YES AGAINST FOR
WILL NOT MAKE OR PROMISE TO MAKE ANY DEATH BENEFIT
PAYMENTS TO SENIOR EXECUTIVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBL & ASSOCIATES PROPERTIES, INC.
TICKER: CBL CUSIP: 124830100
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. BRYENTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY J. NAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CENTURYLINK, INC.
TICKER: CTL CUSIP: 156700106
MEETING DATE: 8/24/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: A PROPOSAL TO APPROVE THE ISSUANCE OF ISSUER YES FOR FOR
SHARES OF CENTURYLINK COMMON STOCK IN CONNECTION WITH
THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF APRIL 21, 2010, BY AND AMONG
QWEST COMMUNICATIONS INTERNATIONAL INC., THE COMPANY,
AND SB44 ACQUISITION COMPANY, AS SUCH AGREEMENT MAY
BE AMENDED FROM TIME TO TIME.
PROPOSAL #02: A PROPOSAL TO APPROVE THE ADJOURNMENT ISSUER YES FOR FOR
OF THE MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR THE
PROPOSAL TO ISSUE CENTURYLINK COMMON STOCK IN COMPANY
IN CONNECTION WITH THE MERGER.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEPHALON, INC.
TICKER: CEPH CUSIP: 156708109
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR J. KEVIN BUCHI ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM P. EGAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARTYN D. GREENACRE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CHARLES J. HOMCY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR VAUGHN M. KAILIAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KEVIN E. MOLEY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHARLES A. SANDERS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DENNIS L. WINGER ISSUER YES FOR FOR
PROPOSAL #10: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHEVRON CORPORATION
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR L.F. DEILY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR R.E. DENHAM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR R.J. EATON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR C. HAGEL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR E. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR G.L. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR D.B. RICE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR K.W. SHARER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR C.R. SHOEMATE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR J.G. STUMPF ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR R.D. SUGAR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR C. WARE ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR J.S. WATSON ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #17: REQUEST DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL QUALIFICATIONS
PROPOSAL #18: AMEND BYLAWS TO ESTABLISH A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON HUMAN RIGHTS
PROPOSAL #19: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #20: ADOPT GUIDELINES FOR COUNTRY SELECTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES ABSTAIN AGAINST
CHANGE
PROPOSAL #22: REPORT ON ENVIRONMENTAL IMPACTS OF SHAREHOLDER YES ABSTAIN AGAINST
NATURAL GAS FRACTURING
PROPOSAL #23: REPORT ON OFFSHORE OIL WELLS AND SPILL SHAREHOLDER YES ABSTAIN AGAINST
MITIGATION MEASURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHICAGO BRIDGE & IRON COMPANY N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GARY L. NEALE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #2: ELECT J. CHARLES JENNETT TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: ELECT LARRY D. MCVAY TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4: ELECT MARSHA C. WILLIAMS TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS, DISCUSS ISSUER YES FOR FOR
STATUTORY REPORTS, AND APPROVE PUBLICATION OF
INFORMATION IN ENGLISH
PROPOSAL #8: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIGNA CORPORATION
TICKER: CI CUSIP: 125509109
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROMAN MARTINEZ IV ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CAROL COX WAIT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: CIMAREX ENERGY CO.
TICKER: XEC CUSIP: 171798101
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID A. HENTSCHEL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR F.H. MERELLI ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR L. PAUL TEAGUE ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: CLIFFS NATURAL RESOURCES INC.
TICKER: CLF CUSIP: 18683K101
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY J. ELDRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN M. GREEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANICE K. HENRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. KIRSCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCIS R. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROGER PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD K. RIEDERER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD A. ROSS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALAN SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMS ENERGY CORPORATION
TICKER: CMS CUSIP: 125896100
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MERRIBEL S. AYRES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. EWING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. GABRYS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. JOOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP R. LOCHNER, JR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH L. WAY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN B. YASINSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON FINANCIAL RISKS OF COAL SHAREHOLDER YES ABSTAIN AGAINST
RELIANCE
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ISSUER: COACH, INC.
TICKER: COH CUSIP: 189754104
MEETING DATE: 11/3/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR LEW FRANKFORT ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR SUSAN KROPF ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR GARY LOVEMAN ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR IVAN MENEZES ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR IRENE MILLER ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR MICHAEL MURPHY ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR JIDE ZEITLIN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR
FISCAL YEAR 2011
PROPOSAL #03: TO APPROVE THE COACH, INC. 2010 STOCK ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #04: TO VOTE ON A STOCKHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COCA-COLA ENTERPRISES INC.
TICKER: CCE CUSIP: 191219104
MEETING DATE: 10/1/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: THE PROPOSAL TO ADOPT THE BUSINESS ISSUER YES FOR FOR
SEPARATION AND MERGER AGREEMENT, DATED AS OF FEBRUARY
25, 2010 AS IT MAY BE AMENDED FROM TIME TO TIME BY
AND AMONG COCA-COLA ENTERPRISES INC., INTERNATIONAL
CCE INC., THE COCA-COLA COMPANY AND COBALT SUBSIDIARY
PROPOSAL #02: A PROPOSAL TO ADJOURN THE MEETING, IF ISSUER YES FOR FOR
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES.
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ISSUER: COCA-COLA ENTERPRISES, INC.
TICKER: CCE CUSIP: 19122T109
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN BENNINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. PHILLIP HUMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ORRIN H. INGRAM II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUZANNE B. LABARGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VÉRONIQUE MORALI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARRY WATTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CURTIS R. WELLING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES FOR AGAINST
CONTROL) TO SHAREHOLDER VOTE
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ISSUER: COMMUNITY HEALTH SYSTEMS, INC.
TICKER: CYH CUSIP: 203668108
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES S. ELY III ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM NORRIS JENNINGS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR H. MITCHELL WATSON, JR. ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMPLETE PRODUCTION SERVICES, INC.
TICKER: CPX CUSIP: 20453E109
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCUS A. WATTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMPUTER SCIENCES CORPORATION
TICKER: CSC CUSIP: 205363104
MEETING DATE: 8/9/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR IRVING W. BAILEY, II ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR DAVID J. BARRAM ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR STEPHEN L. BAUM ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR JUDITH R. HABERKORN ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR MICHAEL W. LAPHEN ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR F. WARREN MCFARLAN ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR THOMAS H. PATRICK ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AMENDMENTS TO RESTATED ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE
VOTING
PROPOSAL #03: APPROVAL OF AMENDMENTS TO RESTATED ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY
VOTING FOR UNCONTESTED ELECTIONS OF DIRECTORS
PROPOSAL #04: APPROVAL OF THE 2010 NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTOR INCENTIVE PLAN
PROPOSAL #05: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONAGRA FOODS, INC.
TICKER: CAG CUSIP: 205887102
MEETING DATE: 9/24/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR MOGENS C. BAY ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR JOIE A. GREGOR ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR RAJIVE JOHRI ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR W.G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR ANDREW J. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR KENNETH E. STINSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONOCOPHILLIPS
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RUTH R. HARKIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR HAROLD W. MCGRAW III ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR VICTORIA J. TSCHINKEL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR KATHRYN C. TURNER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR WILLIAM E. WADE, JR. ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #17: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #18: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #20: REPORT ON LOBBYING EXPENSES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #21: REPORT ON ACCIDENT RISK REDUCTION SHAREHOLDER YES ABSTAIN AGAINST
EFFORTS
PROPOSAL #22: ADOPT POLICY TO ADDRESS COASTAL SHAREHOLDER YES ABSTAIN AGAINST
LOUISIANA ENVIRONMENTAL IMPACTS
PROPOSAL #23: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #24: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES ABSTAIN AGAINST
CHANGE
PROPOSAL #25: REPORT ON ENVIRONMENTAL IMPACT OF OIL SHAREHOLDER YES ABSTAIN AGAINST
SANDS OPERATIONS IN CANADA
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CORE LABORATORIES NV
TICKER: CEI CUSIP: N22717107
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. DEMSHUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RENE R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN WILLEM SODDERLAND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 25.6 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5: GRANT BOARD AUTHORITY TO ISSUE ORDINARY ISSUER YES FOR FOR
AND PREFERENCE SHARES UP TO 20 PERCENT OF ISSUED
CAPITAL
PROPOSAL #6: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 5
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CORN PRODUCTS INTERNATIONAL, INC.
TICKER: CPO CUSIP: 219023108
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRANE CO.
TICKER: CR CUSIP: 224399105
MEETING DATE: 4/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR E. THAYER BIGELOW ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PHILIP R. LOCHNER, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RONALD F. MCKENNA ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CREDIT ACCEPTANCE CORPORATION
TICKER: CACC CUSIP: 225310101
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD A. FOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENDA J. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRETT A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS N. TRYFOROS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CUMMINS INC.
TICKER: CMI CUSIP: 231021106
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM I. MILLER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CARL WARE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT K. HERDMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT J. BERNHARD ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR FRANKLIN R. CHANG-DIAZ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR STEPHEN B. DOBBS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYPRESS SEMICONDUCTOR CORPORATION
TICKER: CY CUSIP: 232806109
MEETING DATE: 5/13/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T.J. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC A. BENHAMOU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LLOYD CARNEY ISSUER YES FOR �� FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. LONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. DANIEL MCCRANIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. DONALD SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILBERT VAN DEN HOEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYTEC INDUSTRIES INC.
TICKER: CYT CUSIP: 232820100
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JERRY R. SATRUM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RAYMOND P. SHARPE ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D.R. HORTON, INC.
TICKER: DHI CUSIP: 23331A109
MEETING DATE: 1/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: DONALD R. HORTON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: BRADLEY S. ISSUER YES FOR FOR
ANDERSON
PROPOSAL #1C: ELECTION OF DIRECTOR: MICHAEL R. ISSUER YES FOR FOR
BUCHANAN
PROPOSAL #1D: ELECTION OF DIRECTOR: MICHAEL W. HEWATT ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: BOB G. SCOTT ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DONALD J. TOMNITZ ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE 2006 STOCK INCENTIVE ISSUER YES FOR FOR
PLAN AS AMENDED AND RESTATED.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #04: TO CONSIDER A STOCKHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
CONCERNING GREENHOUSE GAS EMISSIONS.
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ISSUER: DARDEN RESTAURANTS, INC.
TICKER: DRI CUSIP: 237194105
MEETING DATE: 9/14/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR ODIE C. DONALD ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR CHRISTOPHER J. FRALEIGH ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR VICTORIA D. HARKER ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR DAVID H. HUGHES ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR CHARLES A. LEDSINGER JR ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR WILLIAM M. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR SENATOR CONNIE MACK III ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR ANDREW H. MADSEN ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR MICHAEL D. ROSE ISSUER YES FOR FOR
PROPOSAL #01.12: ELECT DIRECTOR MARIA A. SASTRE ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE AMENDED DARDEN ISSUER YES FOR FOR
RESTAURANTS, INC. 2002 STOCK INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 29, 2011.
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ISSUER: DECKERS OUTDOOR CORPORATION
TICKER: DECK CUSIP: 243537107
MEETING DATE: 5/31/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REX A. LICKLIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN G. PERENCHIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAUREEN CONNERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUTH M. OWADES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARYN O. BARSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEERE & COMPANY
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CHARLES O. ISSUER YES FOR FOR
HOLLIDAY, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOACHIM MILBERG ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #02: NON-BINDING ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION (SAY-ON-PAY)
PROPOSAL #03: NON-BINDING ADVISORY VOTE ON THE ISSUER YES ONE YEAR FOR
FREQUENCY OF SAY-ON-PAY VOTES
PROPOSAL #04: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEL MONTE FOODS COMPANY
TICKER: DLM CUSIP: 24522P103
MEETING DATE: 9/23/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: TO ELECT VICTOR L. LUND AS DIRECTOR TO ISSUER YES FOR FOR
HOLD OFFICE FOR ONE YEAR TERM.
PROPOSAL #1B: TO ELECT JOE L. MORGAN AS DIRECTOR TO ISSUER YES FOR FOR
HOLD OFFICE FOR ONE YEAR TERM.
PROPOSAL #1C: TO ELECT DAVID R. WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
TO HOLD OFFICE FOR ONE YEAR TERM.
PROPOSAL #02: TO APPROVE THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE DEL MONTE FOODS COMPANY
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS DEL MONTE FOODS COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING MAY
1, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DELTA AIR LINES, INC.
TICKER: DAL CUSIP: 247361702
MEETING DATE: 6/30/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR EDWARD H. BASTIAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROY J. BOSTOCK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN S. BRINZO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN M. ENGLER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MICKEY P. FORET ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID R. GOODE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR KENNETH C. ROGERS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KENNETH B. WOODROW ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEVELOPERS DIVERSIFIED REALTY CORPORATION
TICKER: DDR CUSIP: 251591103
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR TERRANCE R. AHERN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES C. BOLAND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR THOMAS FINNE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT H. GIDEL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DANIEL B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR VOLKER KRAFT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR VICTOR B. MACFARLANE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR SCOTT D. ROULSTON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR BARRY A. SHOLEM ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEVON ENERGY CORPORATION
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MOSBACHER, JR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEVRY INC.
TICKER: DV CUSIP: 251893103
MEETING DATE: 11/10/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR CONNIE R. CURRAN* ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR DANIEL HAMBURGER* ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR HAROLD T. SHAPIRO* ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR RONALD L. TAYLOR* ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR GARY BUTLER** ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: APPROVAL OF AMENDED AND RESTATED DEVRY ISSUER YES FOR FOR
INC. INCENTIVE PLAN OF 2005.
PROPOSAL #04: APPROVAL OF STOCKHOLDER PROPOSAL - SHAREHOLDER YES ABSTAIN AGAINST
ELIMINATING MEDICALLY UNNECESSARY SURGERIES, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING OF
STOCKHOLDERS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DILLARD'S, INC.
TICKER: DDS CUSIP: 254067101
MEETING DATE: 5/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR FRANK R. MORI ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NICK WHITE ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DISCOVER FINANCIAL SERVICES
TICKER: DFS CUSIP: 254709108
MEETING DATE: 4/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JEFFREY S. ARONIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROBERT M. DEVLIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: CYNTHIA A. ISSUER YES FOR FOR
GLASSMAN
PROPOSAL #1F: ELECTION OF DIRECTOR: RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: THOMAS G. MAHERAS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MICHAEL H. MOSKOW ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DAVID W. NELMS ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: E. FOLLIN SMITH ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: LAWRENCE ISSUER YES FOR FOR
A.WEINBACH
PROPOSAL #02: ADVISORY VOTE TO APPROVE NAMED ISSUER YES FOR FOR
EXECUTIVE OFFICER COMPENSATION.
PROPOSAL #03: ADVISORY VOTE ON FREQUENCY OF ADVISORY ISSUER YES ONE YEAR AGAINST
VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
PROPOSAL #04: APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
DISCOVER FINANCIAL SERVICES DIRECTORS' COMPENSATION
PROPOSAL #05: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DISH NETWORK CORPORATION
TICKER: DISH CUSIP: 25470M109
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES DEFRANCO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CANTEY ERGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. GOODBARN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY S. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID K. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ADOPT A RECAPITALIZATION PLAN SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DOMTAR CORPORATION
TICKER: UFS CUSIP: 257559203
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK C. BINGLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS P. GIGNAC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN M. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD H. MACKAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID G. MAFFUCCI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. HENSON MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. ONUSTOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. STEACY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD TAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENIS TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DPL INC.
TICKER: DPL CUSIP: 233293109
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. BARBAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA S. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN E. HARDER ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DR PEPPER SNAPPLE GROUP, INC.
TICKER: DPS CUSIP: 26138E109
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JACK L. STAHL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LARRY D. YOUNG ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DST SYSTEMS, INC.
TICKER: DST CUSIP: 233326107
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE L. ARGYROS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE M. HIGBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. JEANNINE STRANDJORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E. I. DU PONT DE NEMOURS AND COMPANY
TICKER: DD CUSIP: 263534109
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD H. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT A. BROWN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR BERTRAND P. COLLOMB ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #16: REPORT ON GENETICALLY ENGINEERED SEED SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EASTMAN CHEMICAL COMPANY
TICKER: EMN CUSIP: 277432100
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HUMBERTO P. ALFONSO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR HOWARD L. LANCE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES P. ROGERS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EATON CORPORATION
TICKER: ETN CUSIP: 278058102
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR NED C. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELI LILLY AND COMPANY
TICKER: LLY CUSIP: 532457108
MEETING DATE: 4/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR M.L. ESKEW ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR A.G. GILMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR K.N. HORN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR J.C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENDURANCE SPECIALTY HOLDINGS LTD.
TICKER: ENH CUSIP: G30397106
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WILLIAM H. BOLINDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SUSAN FLEMING CABRERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT SCOTT D. MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT BRENDAN R. O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT ROBERT A. SPASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DAVID S. CASH AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE SPECIALTY INSURANCE LTD.
PROPOSAL #1.7: ELECT JOHN V. DEL COL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE SPECIALTY INSURANCE LTD.
PROPOSAL #1.8: ELECT WILLIAM M. JEWETT AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE SPECIALTY INSURANCE LTD.
PROPOSAL #1.9: ELECT ALAN BARLOW AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.10: ELECT WILLIAM H. BOLINDER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS
LIMITED
PROPOSAL #1.11: ELECT DAVID S. CASH AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.12: ELECT SIMON MINSHALL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.13: ELECT BRENDAN R. O'NEILL AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS
PROPOSAL #1.14: ELECT ALLAN BARLOW AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.15: ELECT WILLIAM H. BOLINDER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE
LIMITED
PROPOSAL #1.16: ELECT AS DAVID S. CASH SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.17: ELECT SIMON MINSHALL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.18: ELECT BRENDAN R. O'NEILL AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE
PROPOSAL #2: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD THROUGH THE AUDIT COMMITTEE TO
FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE DECREASE IN SIZE OF BOARD ISSUER YES FOR FOR
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ISSUER: ENERGIZER HOLDINGS, INC.
TICKER: ENR CUSIP: 29266R108
MEETING DATE: 1/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WARD M. KLEIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: W. PATRICK ISSUER YES FOR FOR
MCGINNIS
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN R. ROBERTS ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENT AND RESTATEMENT OF THE 2009 ISSUER YES FOR FOR
INCENTIVE STOCK PLAN
PROPOSAL #03: EXECUTIVE OFFICER BONUS PLAN AND ISSUER YES FOR FOR
PERFORMANCE CRITERIA
PROPOSAL #04: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ESTERLINE TECHNOLOGIES CORPORATION
TICKER: ESL CUSIP: 297425100
MEETING DATE: 3/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF ROBERT W. CREMIN AS A ISSUER YES FOR FOR
DIRECTOR TO SERVE A TERM THAT EXPIRES IN 2014
PROPOSAL #1B: ELECTION OF ANTHONY P. FRANCESCHINI AS ISSUER YES FOR FOR
A DIRECTOR TO SERVE A TERM THAT EXPIRES IN 2014
PROPOSAL #1C: ELECTION OF JAMES J. MORRIS AS A ISSUER YES FOR FOR
DIRECTOR TO SERVE A TERM THAT EXPIRES IN 2014
PROPOSAL #1D: ELECTION OF DELORES M. ETTER AS A ISSUER YES FOR FOR
DIRECTOR TO SERVE A TERM THAT EXPIRES IN 2012
PROPOSAL #02: APPROVAL, ON AN ADVISORY BASIS, OF ISSUER YES FOR FOR
EXECUTIVE COMPENSATION.
PROPOSAL #03: AN ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR FOR
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
PROPOSAL #04: TO RATIFY THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 28, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
TICKER: FCS CUSIP: 303726103
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CHARLES P. CARINALLI ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RANDY W. CARSON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ANTHONY LEAR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THOMAS L. MAGNANTI ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KEVIN J. MCGARITY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRYAN R. ROUB ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR RONALD W. SHELLY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MARK S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #9: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDEX CORPORATION
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: J.R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: SHIRLEY A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: GARY W. LOVEMAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF 2010 OMNIBUS STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIRMAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SHAREHOLDER ACTION BY WRITTEN CONSENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING CEO SHAREHOLDER YES AGAINST FOR
SUCCESSION PLANNING.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIFTH THIRD BANCORP
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRYL F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY R. HEMINGER �� ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITCHEL D. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENDRIK G. MEIJER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIRST AMERICAN FINANCIAL CORPORATION
TICKER: FAF CUSIP: 31847R102
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. DOTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS V. MCKERNAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VIRGINIA M. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIRST CITIZENS BANCSHARES, INC.
TICKER: FCNCA CUSIP: 31946M103
MEETING DATE: 4/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. ALEXANDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARMEN HOLDING AMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR E. BELL III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE H. BROADRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOPE HOLDING CONNELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUBERT M. CRAIG III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. LEE DURHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL L. HEAVNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK B. HOLDING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK B. HOLDING, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LUCIUS S. JONES ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT E. MASON IV ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT T. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES M. PARKER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR RALPH K. SHELTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FISERV, INC.
TICKER: FISV CUSIP: 337738108
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD F. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENIS J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL W. STERN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FORD MOTOR COMPANY
TICKER: F CUSIP: 345370860
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR EDSEL B. FORD II ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RICHARD A. GEPHARDT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR IRVINE O. HOCKADAY, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD A. MANOOGIAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ALAN MULALLY ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR HOMER A. NEAL ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #18: PUBLISH POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #20: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FOREST CITY ENTERPRISES, INC.
TICKER: FCE.A CUSIP: 345550107
MEETING DATE: 6/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. ESPOSITO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH L. HARMON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STAN ROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FOREST LABORATORIES, INC.
TICKER: FRX CUSIP: 345838106
MEETING DATE: 8/9/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HOWARD SOLOMON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: LAWRENCE S. ISSUER YES FOR FOR
OLANOFF, M.D., PH.D.
PROPOSAL #1C: ELECTION OF DIRECTOR: NESLI BASGOZ, MD ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: WILLIAM J. ISSUER YES FOR FOR
CANDEE, III
PROPOSAL #1E: ELECTION OF DIRECTOR: GEORGE S. COHAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DAN L. GOLDWASSER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: KENNETH E. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: LESTER B. SALANS, ISSUER YES FOR FOR
MD
PROPOSAL #1I: ELECTION OF DIRECTOR: PETER J. ISSUER YES FOR FOR
ZIMETBAUM, MD
PROPOSAL #02: APPROVAL OF THE AMENDMENT TO THE 2007 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN.
PROPOSAL #03: APPROVAL OF EXECUTIVE COMPENSATION ISSUER YES FOR FOR
PHILOSOPHY, POLICIES AND PROCEDURES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #04: RATIFICATION OF THE SELECTION OF BDO ISSUER YES FOR FOR
SEIDMAN, LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
PROPOSAL #05: APPROVAL OF THE STOCKHOLDER PROPOSAL TO SHAREHOLDER YES AGAINST FOR
AMEND THE BY-LAWS OF THE COMPANY TO PROVIDE FOR
REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER
OR GROUP OF STOCKHOLDERS IN CONNECTION WITH
NOMINATING ONE OR MORE DIRECTOR CANDIDATES IN CERTAIN
CIRCUMSTANCES AS DESCRIBED IN PROPOSAL 5. *NOTE*
SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FOSSIL, INC.
TICKER: FOSL CUSIP: 349882100
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE AGATHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY N. BOYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KOSTA N. KARTSOTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAL S. SHROFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL STEINBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD J. STONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FRANKLIN RESOURCES, INC.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 3/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: SAMUEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: CHARLES CROCKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: CHARLES B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: RUPERT H. ISSUER YES FOR FOR
JOHNSON, JR.
PROPOSAL #1G: ELECTION OF DIRECTOR: MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: PETER M. SACERDOTE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: ANNE M. TATLOCK ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2011.
PROPOSAL #03: TO APPROVE AN AMENDMENT AND RESTATEMENT ISSUER YES FOR FOR
OF THE FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY
10,000,000 SHARES.
PROPOSAL #04: TO APPROVE, ON AN ADVISORY BASIS, THE ISSUER YES FOR FOR
COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS.
PROPOSAL #05: ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR AGAINST
ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FREEPORT-MCMORAN COPPER & GOLD INC.
TICKER: FCX CUSIP: 35671D857
MEETING DATE: 6/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. ADKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. ALLISON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. DEVON GRAHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES C. KRULAK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BOBBY LEE LACKEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES R. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR B.M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN H. SIEGELE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUEST DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL QUALIFICATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FRONTLINE LTD.
TICKER: FRO CUSIP: G3682E127
MEETING DATE: 9/24/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RE-ELECT JOHN FREDRIKSEN AS A ISSUER YES AGAINST AGAINST
DIRECTOR OF THE COMPANY.
PROPOSAL #02: TO RE-ELECT KATE BLANKENSHIP AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #03: TO RE-ELECT FRIXOS SAVVIDES AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #04: TO RE-ELECT W.A. TONY CURRY AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #05: TO ELECT CECILIE FREDRIKSEN AS A ISSUER YES AGAINST AGAINST
DIRECTOR OF THE COMPANY IN PLACE OF KATHRINE
FREDRIKSEN WHO IS NOT STANDING FOR RE-ELECTION.
PROPOSAL #06: PROPOSAL TO RE-APPOINT ISSUER YES FOR FOR
PRICEWATERHOUSECOOPER AS OF OSLO, NORWAY AS AUDITORS
AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR
REMUNERATION.
PROPOSAL #07: PROPOSAL TO APPROVE THE REMUNERATION OF ISSUER YES FOR FOR
THE COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT
OF FEES NOT TO EXCEED US$450,000 FOR THE YEAR ENDED
DECEMBER 31, 2010.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GANNETT CO., INC.
TICKER: GCI CUSIP: 364730101
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. CODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. DUBOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD D. ELIAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR H. HARPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN JEFFRY LOUIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT K. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUNCAN M. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NEAL SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GARTNER, INC.
TICKER: IT CUSIP: 366651107
MEETING DATE: 6/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BINGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. BRESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL P. FRADIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE SUTHERLAND FUCHS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EUGENE A. HALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN G. PAGLIUCA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL GROWTH PROPERTIES, INC.
TICKER: GGP CUSIP: 370021107
MEETING DATE: 10/7/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: THE PROPOSED PLAN ISSUER YES FOR AGAINST
PROPOSAL #02: OPT OUT OF THE RELEASES ISSUER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H&R BLOCK, INC.
TICKER: HRB CUSIP: 093671105
MEETING DATE: 9/30/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RICHARD C. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: WILLIAM C. COBB ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROBERT A. GERARD ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: BRUCE C. ROHDE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: TOM D. SEIP ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: L. EDWARD SHAW, ISSUER YES FOR FOR
JR.
PROPOSAL #1J: ELECTION OF DIRECTOR: CHRISTIANNA WOOD ISSUER YES FOR FOR
PROPOSAL #02: THE APPROVAL OF AN ADVISORY PROPOSAL ON ISSUER YES FOR FOR
THE COMPANY'S EXECUTIVE PAY-FOR-PERFORMANCE
COMPENSATION POLICIES AND PROCEDURES.
PROPOSAL #03: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
2003 LONG-TERM EXECUTIVE COMPENSATION PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON
STOCK ISSUABLE UNDER THE PLAN BY 10,000,000 SHARES
(FROM 14,000,000 SHARES TO 24,000,000 SHARES).
PROPOSAL #04: THE APPROVAL OF THE MATERIAL TERMS OF ISSUER YES FOR FOR
PERFORMANCE GOALS UNDER THE EXECUTIVE PERFORMANCE
PROPOSAL #05: A SHAREHOLDER PROPOSAL TO ADOPT A ISSUER YES AGAINST AGAINST
SIMPLE MAJORITY VOTING STANDARD.
PROPOSAL #06: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT TO CALL A SPECIAL MEETING OF THE
COMPANY'S SHAREHOLDERS.
PROPOSAL #07: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT RELATED TO THE REMOVAL OF DIRECTORS.
PROPOSAL #08: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT RELATED TO AMENDMENTS TO THE COMPANY'S
ARTICLES OF INCORPORATION AND BYLAWS.
PROPOSAL #09: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT REGARDING THE RELATED PERSON TRANSACTION
PROVISION.
PROPOSAL #10: THE RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 30, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H.J. HEINZ COMPANY
TICKER: HNZ CUSIP: 423074103
MEETING DATE: 8/31/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: W.R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: C.E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: L.S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: J.G. DROSDICK ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: E.E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: C. KENDLE ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: D.R. O'HARE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: N. PELTZ ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: D.H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: L.C. SWANN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: T.J. USHER ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: M.F. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: SHAREHOLDER PROPOSAL REQUESTING THE SHAREHOLDER YES AGAINST FOR
RIGHT TO SHAREHOLDER ACTION BY WRITTEN CONSENT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HARRIS CORPORATION
TICKER: HRS CUSIP: 413875105
MEETING DATE: 10/22/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HOWARD L. LANCE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: THOMAS A. DATTILO ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: TERRY D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DAVID B. RICKARD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: GREGORY T. ISSUER YES FOR FOR
SWIENTON
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT BY OUR ISSUER YES FOR FOR
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
PROPOSAL #03: APPROVAL OF THE HARRIS CORPORATION ISSUER YES FOR FOR
ANNUAL INCENTIVE PLAN.
PROPOSAL #04: RE-APPROVAL OF THE PERFORMANCE MEASURES ISSUER YES FOR FOR
FOR THE HARRIS CORPORATION 2005 EQUITY INCENTIVE
PROPOSAL #05: SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER YES AGAINST FOR
APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN
INDEPENDENT CHAIRMAN OF THE BOARD.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HAWAIIAN ELECTRIC INDUSTRIES, INC.
TICKER: HE CUSIP: 419870100
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEGGY Y. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY K. TANIGUCHI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTOR STOCK AWARDS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEALTH MANAGEMENT ASSOCIATES, INC.
TICKER: HMA CUSIP: 421933102
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. SCHOEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. NEWSOME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENT P. DAUTEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD E. KIERNAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. KNOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. MAYBERRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VICKI A. O'MEARA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. STEERE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR R.W. WESTERFIELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEALTH NET, INC.
TICKER: HNT CUSIP: 42222G108
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICKI B. ESCARRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE S. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PARICK FOLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER F. GREAVES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE G. WILLISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDERICK C. YEAGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HERBALIFE LTD.
TICKER: HLF CUSIP: G4412G101
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL O. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN TARTOL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLE BLACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. LEVITT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2:1 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HILL-ROM HOLDINGS, INC.
TICKER: HRC CUSIP: 431475102
MEETING DATE: 3/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR W AUGUST HILLENBRAND ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR JOANNE C. SMITH, M.D. ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE, BY NON-BINDING ADVISORY ISSUER YES FOR FOR
VOTE, EXECUTIVE COMPENSATION.
PROPOSAL #03: TO RECOMMEND BY NON-BINDING ADVISORY ISSUER YES ONE YEAR FOR
VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
PROPOSAL #04: TO APPROVE THE SHORT-TERM INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #05: RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HOLLY CORPORATION
TICKER: HOC CUSIP: 435758305
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BUFORD P. BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW P. CLIFTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. KEVIN HARDAGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK P. REID ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TOMMY A. VALENTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HOLLY CORPORATION
TICKER: HOC CUSIP: 435758305
MEETING DATE: 6/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES AGAINST AGAINST
INCREASE AUTHORIZED COMMON AND PREFERRED STOCK AND
CHANGE COMPANY NAME
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HONEYWELL INTERNATIONAL INC.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CLIVE R. HOLLICK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #16: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HOSPITALITY PROPERTIES TRUST
TICKER: HPT CUSIP: 44106M102
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TRUSTEE JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #2: ELECT TRUSTEE BARRY M. PORTNOY ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HUMANA INC.
TICKER: HUM CUSIP: 444859102
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR FRANK A. D'AMELIO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KURT J. HILZINGER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID A. JONES, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID B. NASH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARISSA T. PETERSON ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HUNTINGTON BANCSHARES INCORPORATED
TICKER: HBAN CUSIP: 446150104
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON M. CASTO III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN B. CRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. ENDRES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. GERLACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. JAMES HILLIKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID P. LAUER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN A. LEVY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GERARD P. MASTROIANNI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID L. PORTEOUS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHLEEN H. RANSIER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM R. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDACORP, INC.
TICKER: IDA CUSIP: 451107106
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD G. REITEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOAN H. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. WILFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INCYTE CORPORATION
TICKER: INCY CUSIP: 45337C102
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD U. DE SCHUTTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY M. ARIKO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL A. BROOKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY L. DIXON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. NIBLACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROY A. WHITFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTEGRYS ENERGY GROUP, INC.
TICKER: TEG CUSIP: 45822P105
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH E. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALBERT J. BUDNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PASTORA SAN JUAN ISSUER YES FOR FOR
CAFFERTY
PROPOSAL #1.5: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHELLE L. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN M. HASSELBLAD- ISSUER YES FOR FOR
PASCALE
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES L. KEMERLING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL E. LAVIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM F. PROTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHARLES A. SCHROCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL BANCSHARES CORPORATION
TICKER: IBOC CUSIP: 459044103
MEETING DATE: 5/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR I. GREENBLUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R.D. GUERRA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR D.B. HASTINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D.B. HOWLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR I. NAVARRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR S. NEIMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR P.J. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D.E. NIXON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR L. NORTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR L. SALINAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR A.R. SANCHEZ, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR GUILLERMO F. TREVINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR A. J. P. BELDA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. R. BRODY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR K. I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR M. L. ESKEW ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR S. A. JACKSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR A. N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR W. J. MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR J. W. OWENS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR S. J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR J. E. SPERO ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR S. TAUREL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR L. H. ZAMBRANO ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #16: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: REPORT ON LOBBYING EXPENSES SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL COAL GROUP, INC.
TICKER: ICO CUSIP: 45928H106
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENNETT K. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY L. TERAMOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON EFFORTS TO REDUCE POLLUTION SHAREHOLDER YES ABSTAIN AGAINST
FROM PRODUCTS AND OPERATIONS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL PAPER COMPANY
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS DAVID J. BRONCZEK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR AHMET C. DORDUNCU ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS LYNN LAVERTY ELSENHANS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SAMIR G. GIBARA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS STACEY J. MOBLEY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS JOHN L. TOWNSEND, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN F. TURNER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS WILLIAM G. WALTER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTORS ALBERTO WEISSER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTORS J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTUIT INC.
TICKER: INTU CUSIP: 461202103
MEETING DATE: 1/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: DAVID H. ISSUER YES FOR FOR
BATCHELDER
PROPOSAL #1B: ELECTION OF DIRECTOR: CHRISTOPHER W. ISSUER YES FOR FOR
BRODY
PROPOSAL #1C: ELECTION OF DIRECTOR: WILLIAM V. ISSUER YES FOR FOR
CAMPBELL
PROPOSAL #1D: ELECTION OF DIRECTOR: SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: MICHAEL R. HALLMAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: SUZANNE NORA ISSUER YES FOR FOR
JOHNSON
PROPOSAL #1I: ELECTION OF DIRECTOR: DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: BRAD D. SMITH ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
PROPOSAL #03: APPROVE THE AMENDED AND RESTATED 2005 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN.
PROPOSAL #04: APPROVE A NON-BINDING ADVISORY ISSUER YES FOR FOR
RESOLUTION REGARDING EXECUTIVE COMPENSATION.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITRON, INC.
TICKER: ITRI CUSIP: 465741106
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JON E. ELIASSEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CHARLES H. GAYLORD JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITT EDUCATIONAL SERVICES, INC.
TICKER: ESI CUSIP: 45068B109
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN E. DEAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES D. FOWLER, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR VIN WEBER ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JDS UNIPHASE CORPORATION
TICKER: JDSU CUSIP: 46612J507
MEETING DATE: 11/30/2010 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR MARTIN A. KAPLAN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR KEVIN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO OUR AMENDED ISSUER YES FOR FOR
AND RESTATED 2003 EQUITY INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR JDS UNIPHASE
CORPORATION FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JOY GLOBAL INC.
TICKER: JOYG CUSIP: 481165108
MEETING DATE: 3/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR JOHN NILS HANSON ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR KEN C. JOHNSEN ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR RICHARD B. LOYND ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR P. ERIC SIEGERT ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR JAMES H. TATE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
PROPOSAL #03: ADVISORY VOTE ON THE COMPENSATION OF ISSUER YES FOR FOR
THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
PROPOSAL #04: ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR FOR
FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
PROPOSAL #05: APPROVAL OF THE JOY GLOBAL INC. ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMORGAN CHASE & CO.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: AFFIRM POLITICAL NON-PARTISANSHIP SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: REPORT ON LOAN MODIFICATIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #20: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #21: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBR, INC.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. HUFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES FOR AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEYCORP
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD P. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL A. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BILL R. SANFORD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD W. STACK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS C. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND CODE OF REGULATIONS REMOVING ALL ISSUER YES FOR FOR
SHAREHOLDER VOTING REQUIREMENTS GREATER THAN THE
STATUTORY NORM
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICER'S COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LABORATORY CORPORATION OF AMERICA HOLDINGS
TICKER: LH CUSIP: 50540R409
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEAN-LUC BELINGARD ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR N. ANTHONY COLES, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS P. MAC MAHON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT E. MITTELSTAEDT, ISSUER YES FOR FOR
JR.
PROPOSAL #8: ELECT DIRECTOR ARTHUR H. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR M. KEITH WEIKEL ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LAM RESEARCH CORPORATION
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 11/4/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. ARSCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. BERDAHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN G. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #2: PROPOSAL TO APPROVE THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE 2004 EXECUTIVE INCENTIVE PLAN.
PROPOSAL #3: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LEGGETT & PLATT, INCORPORATED
TICKER: LEG CUSIP: 524660107
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RALPH W. CLARK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR R. TED ENLOE, III ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RICHARD T. FISHER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MATTHEW C. FLANIGAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KARL G. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR RAY A. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID S. HAFFNER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOSEPH W. MCCLANATHAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JUDY C. ODOM ISSUER YES FOR FOR
PROPOSAL #11: ELECTELECT DIRECTOR MAURICE E. PURNELL, ISSUER YES FOR FOR
JR.
PROPOSAL #12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #16: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES FOR AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LEXMARK INTERNATIONAL, INC.
TICKER: LXK CUSIP: 529771107
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL A. ROOKE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RALPH E. GOMORY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LIBERTY GLOBAL, INC.
TICKER: LBTYA CUSIP: 530555101
MEETING DATE: 6/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. FRIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. GOULD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY E. ROMRELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LIMITED BRANDS, INC.
TICKER: LTD CUSIP: 532716107
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JEFFREY H. MIRO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RAYMOND ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LINCARE HOLDINGS INC.
TICKER: LNCR CUSIP: 532791100
MEETING DATE: 5/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.P. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S.H. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C.B. BLACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A.P. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F.D. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W.F. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E.M. ZANE �� ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSI CORPORATION
TICKER: LSI CUSIP: 502161102
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CHARLES A. HAGGERTY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN H.F. MINER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ARUN NETRAVALI ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHARLES C. POPE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GREGORIO REYES ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MICHAEL G. STRACHAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR SUSAN M. WHITNEY ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T BANK CORPORATION
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.7: ELECT DIRECTOR MARK J. CZARNECKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK W.E. HODGSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD G. KING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JORGE G. PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL P. PINTO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR ROBERT G. WILMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MACY'S, INC.
TICKER: M CUSIP: 55616P104
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MEYER FELDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. PICHLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOYCE M. ROCHÉ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MAGELLAN HEALTH SERVICES, INC.
TICKER: MGLN CUSIP: 559079207
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. LE BLANC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. FORREST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MARVELL TECHNOLOGY GROUP LTD.
TICKER: MRVL CUSIP: G5876H105
MEETING DATE: 7/8/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1A: ELECTION OF DIRECTOR: DR. TA-LIN HSU ISSUER YES FOR FOR
PROPOSAL #A1B: ELECTION OF DIRECTOR: DR. JOHN G. ISSUER YES FOR FOR
KASSAKIAN
PROPOSAL #A2: TO APPROVE AMENDMENT TO BYE-LAW 12 OF ISSUER YES FOR FOR
THE COMPANY'S BYE-LAWS.
PROPOSAL #A3: TO APPROVE AMENDMENT TO BYE-LAW 44 OF ISSUER YES FOR FOR
THE COMPANY'S BYE-LAWS.
PROPOSAL #A4: TO APPROVE THE EXECUTIVE PERFORMANCE ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #A5: TO APPROVE AMENDMENT TO AMENDED AND ISSUER YES FOR FOR
RESTATED 1995 STOCK OPTION PLAN.
PROPOSAL #A6: TO RE-APPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, IN
BOTH CASES FOR THE FISCAL YEAR ENDING JANUARY 29,
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCKESSON CORPORATION
TICKER: MCK CUSIP: 58155Q103
MEETING DATE: 7/28/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ALTON F. IRBY III ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: M. CHRISTINE ISSUER YES FOR FOR
JACOBS
PROPOSAL #1F: ELECTION OF DIRECTOR: MARIE L. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DAVID M. ISSUER YES FOR FOR
LAWRENCE, M.D.
PROPOSAL #1H: ELECTION OF DIRECTOR: EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JANE E. SHAW, ISSUER YES FOR FOR
PH.D.
PROPOSAL #02: REAPPROVAL OF THE PERFORMANCE MEASURES ISSUER YES FOR FOR
FOR PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S
AMENDED AND RESTATED 2005 STOCK PLAN.
PROPOSAL #03: REAPPROVAL OF PERFORMANCE MEASURES ISSUER YES FOR FOR
AVAILABLE FOR PERFORMANCE-BASED AWARDS UNDER 2005
MANAGEMENT INCENTIVE PLAN.
PROPOSAL #04: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING MARCH 31, 2011.
PROPOSAL #05: STOCKHOLDER PROPOSAL ON SIGNIFICANT SHAREHOLDER YES AGAINST FOR
EXECUTIVE STOCK RETENTION FOR TWO YEARS BEYOND
RETIREMENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL ON PREPARING A PAY SHAREHOLDER YES AGAINST FOR
DIFFERENTIAL REPORT.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCMORAN EXPLORATION CO.
TICKER: MMR CUSIP: 582411104
MEETING DATE: 12/30/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF, AS REQUIRED BY SECTION ISSUER YES FOR FOR
312.03(C) OF THE NYSE LISTED COMPANY MANUAL, THE
ISSUANCE OF 51 MILLION SHARES OF MCMORAN COMMON STOCK
TO PLAINS EXPLORATION & PRODUCTION COMPANY, AS MAY
BE ADJUSTED, PURSUANT TO AN AGREEMENT AND PLAN OF
MERGER DATED AS OF SEPTEMBER 19, 2010.
PROPOSAL #02: APPROVAL OF, AS REQUIRED BY SECTIONS ISSUER YES FOR FOR
312.03(B) AND (C) OF THE NYSE LISTED COMPANY MANUAL,
THE ISSUANCE OF 500,000 SHARES OF MCMORAN 5.75%
CONVERTIBLE PERPETUAL PREFERRED STOCK AND SHARES OF
OUR COMMON STOCK ISSUABLE UPON CONVERSION OF THOSE
SHARES TO A SUBSIDIARY OF FREEPORT-MCMORAN COPPER &
GOLD INC. PURSUANT TO A STOCK PURCHASE AGREEMENT
DATED AS OF SEPTEMBER 19, 2010.
PROPOSAL #03: APPROVAL OF AN ADJOURNMENT OF THE ISSUER YES FOR FOR
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
PERMIT SOLICITATION OF ADDITIONAL PROXIES IN FAVOR OF
ITEM 1 OR ITEM 2.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDICIS PHARMACEUTICAL CORPORATION
TICKER: MRX CUSIP: 584690309
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SPENCER DAVIDSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STUART DIAMOND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PETER S. KNIGHT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: METROPCS COMMUNICATIONS, INC.
TICKER: PCS CUSIP: 591708102
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER D. LINQUIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR C. PATTERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICROSOFT CORPORATION
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/16/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #02: ELECTION OF DIRECTOR: DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #03: ELECTION OF DIRECTOR: WILLIAM H. GATES ISSUER YES FOR FOR
III
PROPOSAL #04: ELECTION OF DIRECTOR: RAYMOND V. ISSUER YES FOR FOR
GILMARTIN
PROPOSAL #05: ELECTION OF DIRECTOR: REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #06: ELECTION OF DIRECTOR: MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #07: ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #08: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #09: ELECTION OF DIRECTOR: HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #10: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR
PROPOSAL #11: SHAREHOLDER PROPOSAL - ESTABLISHMENT OF SHAREHOLDER YES ABSTAIN AGAINST
BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MONTPELIER RE HOLDINGS LTD.
TICKER: MRH CUSIP: G62185106
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLEMENT S. DWYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. RODERICK HELLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IAN M. WINCHESTER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOTOROLA SOLUTIONS, INC.
TICKER: MOT CUSIP: 620076109
MEETING DATE: 11/29/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: AUTHORIZATION FOR THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO EFFECT, IN ITS DISCRETION PRIOR TO
DECEMBER 31, 2011, A REVERSE STOCK SPLIT OF THE
OUTSTANDING AND TREASURY COMMON STOCK OF MOTOROLA, AT
A REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND
OF UP TO 1-FOR-7, AS DETERMINED BY THE BOARD OF
PROPOSAL #02: APPROVAL OF A CORRESPONDING AMENDMENT ISSUER YES FOR FOR
TO MOTOROLA'S RESTATED CERTIFICATE OF INCORPORATION
TO EFFECT THE REVERSE STOCK SPLIT AND TO REDUCE
PROPORTIONATELY THE TOTAL NUMBER OF SHARES OF COMMON
STOCK THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT
TO THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON SUCH
AMENDMENT.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MYLAN INC.
TICKER: MYL CUSIP: 628530107
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. COURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY L. PIATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HEATHER BRESCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WENDY CAMERON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL DIMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS J. LEECH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH C. MAROON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR C.B. TODD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RANDALL L. VANDERVEEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NATIONAL INSTRUMENTS CORPORATION
TICKER: NATI CUSIP: 636518102
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MR. JEFFREY L. KODOSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DR. DONALD M. CARLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MR. JOHN K. MEDICA ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NAVISTAR INTERNATIONAL CORPORATION
TICKER: NAV CUSIP: 63934E108
MEETING DATE: 2/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JAMES H. KEYES ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR JOHN D. CORRENTI ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR DANIEL C. USTIAN ISSUER YES FOR FOR
PROPOSAL #02: VOTE TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
PROPOSAL #03: VOTE TO APPROVE AN AMENDMENT TO OUR ISSUER YES AGAINST AGAINST
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
110,000,000 TO 220,000,000.
PROPOSAL #04: ADVISORY VOTE ON EXECUTIVE COMPENSATION. ISSUER YES FOR FOR
PROPOSAL #05: ADVISORY VOTE ON THE FREQUENCY OF THE ISSUER YES ONE YEAR FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
PROPOSAL #06: STOCKHOLDER PROPOSAL REQUESTING SHAREHOLDER YES AGAINST FOR
ADOPTION OF A POLICY TO OBTAIN STOCKHOLDER APPROVAL
FOR CERTAIN FUTURE SEVERANCE AGREEMENTS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCR CORPORATION
TICKER: NCR CUSIP: 62886E108
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. CLEMMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NETAPP, INC
TICKER: NTAP CUSIP: 64110D104
MEETING DATE: 8/31/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JEFFRY R. ALLEN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR GERALD HELD ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ROBERT T. WALL ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR DANIEL J. WARMENHOVEN ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE 1999 ISSUER YES FOR FOR
STOCK OPTION PLAN (THE 1999 PLAN) TO INCREASE THE
SHARE RESERVE BY AN ADDITIONAL 7,000,000 SHARES OF
COMMON STOCK.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S EMPLOYEE STOCK PURCHASE PLAN (PURCHASE
PLAN) TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL
5,000,000 SHARES OF COMMON STOCK, TO CLARIFY THE
DISCRETION OF THE PURCHASE PLAN ADMINISTRATOR TO
DETERMINE ELIGIBILITY REQUIREMENTS, AND TO REMOVE ITS
FIXED-TERM EXPIRATION DATE.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING APRIL 29, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWFIELD EXPLORATION COMPANY
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PHILIP J. BURGUIERES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN RANDOLPH KEMP, LLL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. MICHAEL LACEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOSEPH H. NETHERLAND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JUANITA F. ROMANS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C. E. (CHUCK) SHULTZ ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NII HOLDINGS, INC.
TICKER: NIHD CUSIP: 62913F201
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. RISNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORDSON CORPORATION
TICKER: NDSN CUSIP: 655663102
MEETING DATE: 3/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JOSEPH P. KEITHLEY ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR MARY G. PUMA ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR WILLIAM L. ROBINSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011.
PROPOSAL #03: TO APPROVE, AN ADVISORY VOTE ON ISSUER YES FOR FOR
EXECUTIVE COMPENSATION.
PROPOSAL #04: TO RECOMMEND, THE FREQUENCY WITH WHICH ISSUER YES ONE YEAR FOR
SHAREHOLDERS ARE PROVIDED AN ADVISORY VOTE ON
EXECUTIVE COMPENSTION.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTHEAST UTILITIES
TICKER: NU CUSIP: 664397106
MEETING DATE: 3/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: PROPOSAL TO ADOPT THE AGREEMENT AND ISSUER YES FOR FOR
PLAN OF MERGER, BY AND AMONG NORTHEAST UTILITIES, NU
HOLDING ENERGY 1 LLC, NU HOLDING ENERGY 2 LLC AND
NSTAR, AS AMENDED AND AS IT MAY BE AMENDED FURTHER,
AND APPROVE THE MERGER, INCLUDING THE ISSUANCE OF
NORTHEAST UTILITIES COMMON SHARES TO NSTAR
SHAREHOLDERS PURSUANT TO THE MERGER.
PROPOSAL #02: PROPOSAL TO INCREASE THE NUMBER OF ISSUER YES FOR FOR
NORTHEAST UTILITIES COMMON SHARES AUTHORIZED FOR
ISSUANCE BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH
SECTION 19 OF THE NORTHEAST UTILITIES DECLARATION OF
TRUST BY 155,000,000 COMMON SHARES, FROM 225,000,000
AUTHORIZED COMMON SHARES TO 380,000,000 AUTHORIZED
COMMON SHARES.
PROPOSAL #03: PROPOSAL TO FIX THE NUMBER OF TRUSTEES ISSUER YES FOR FOR
OF THE NORTHEAST UTILITIES BOARD OF TRUSTEES AT
FOURTEEN.
PROPOSAL #04: PROPOSAL TO ADJOURN THE SPECIAL ISSUER YES FOR FOR
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE THE FOREGOING PROPOSALS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTHEAST UTILITIES
TICKER: NU CUSIP: 664397106
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. CLARKESON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COTTON M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANFORD CLOUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH T. KENNAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH R. LEIBLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. PATRICELLI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. SWOPE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENNIS R. WRAASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: NORTHROP GRUMMAN CORPORATION
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LEWIS W. COLEMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR VICTOR H. FAZIO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN E. FRANK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MADELEINE KLEINER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOVELLUS SYSTEMS, INC.
TICKER: NVLS CUSIP: 670008101
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL R. BONKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YOUSSEF A. EL-MANSY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLEN G. POSSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN D. RHOADS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISHNA SARASWAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DELBERT A. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OIL STATES INTERNATIONAL, INC.
TICKER: OIS CUSIP: 678026105
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER T. SEAVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. SWANSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CINDY B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ONEOK, INC.
TICKER: OKE CUSIP: 682680103
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM L. FORD ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BERT H. MACKIE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GARY D. PARKER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR EDUARDO A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR DAVID J. TIPPECONNIC ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OSHKOSH CORPORATION
TICKER: OSK CUSIP: 688239201
MEETING DATE: 2/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RICHARD M. ISSUER YES FOR FOR
DONNELLY
PROPOSAL #1B: ELECTION OF DIRECTOR: MICHAEL W. GREBE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN J. HAMRE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: KATHLEEN J. HEMPEL ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: HARVEY N. MEDVIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J. PETER MOSLING, ISSUER YES FOR FOR
JR.
PROPOSAL #1H: ELECTION OF DIRECTOR: CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: RICHARD G. SIM ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: APPROVAL, BY ADVISORY VOTE, OF THE ISSUER YES FOR FOR
COMPANY'S EXECUTIVE COMPENSATION.
PROPOSAL #04: TO RECOMMEND, BY ADVISORY VOTE, THE ISSUER YES ONE YEAR FOR
FREQUENCY OF EXECUTIVE COMPENSATION SHAREHOLDER VOTES.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PANERA BREAD COMPANY
TICKER: PNRA CUSIP: 69840W108
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. SHAICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED K. FOULKES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARKER-HANNIFIN CORPORATION
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR KLAUS-PETER MULLER ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR JOSEPH M. SCAMINACE ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR MARKOS I. TAMBAKERAS ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #01.12: ELECT DIRECTOR DONALD E. WASHKEWICZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
PROPOSAL #03: APPROVAL OF THE PARKER-HANNIFIN ISSUER YES FOR FOR
CORPORATION 2010 PERFORMANCE BONUS PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL TO AMEND THE CODE SHAREHOLDER YES AGAINST FOR
OF REGULATIONS TO SEPARATE THE ROLES OF CHAIRMAN OF
THE BOARD AND CHIEF EXECUTIVE OFFICER.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PEABODY ENERGY CORPORATION
TICKER: BTU CUSIP: 704549104
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. COLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. JAMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. KARN III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN F. TURNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SANDRA A. VAN TREASE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALAN H. WASHKOWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PEPCO HOLDINGS, INC.
TICKER: POM CUSIP: 713291102
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK B. DUNN, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERENCE C. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK T. HARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK O. HEINTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA J. KRUMSIEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE F. MACCORMACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE C. NUSSDORF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA A. OELRICH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH M. RIGBY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK K. ROSS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAULINE A. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LESTER P. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PERRIGO COMPANY
TICKER: PRGO CUSIP: 714290103
MEETING DATE: 10/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR MICHAEL J. JANDERNOA ISSUER YES WITHHOLD AGAINST
PROPOSAL #01.3: ELECT DIRECTOR JOSEPH C. PAPA ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PINNACLE WEST CAPITAL CORPORATION
TICKER: PNW CUSIP: 723484101
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD N. BASHA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD E. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN CLARK-JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA GRANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R.A. HERBERGER, JR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUMBERTO S. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHRYN L. MUNRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRUCE J. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PIONEER NATURAL RESOURCES COMPANY
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. HARTWELL GARDNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIM A. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PITNEY BOWES INC.
TICKER: PBI CUSIP: 724479100
MEETING DATE: 5/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MURRAY D. MARTIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT E. WEISSMAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR REMOVING DIRECTORS
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR CERTAIN BUSINESS COMBINATIONS
PROPOSAL #8: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS TO THE CERTIFICATE
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS TO THE BY-LAWS
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #13: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PLANTRONICS, INC.
TICKER: PLT CUSIP: 727493108
MEETING DATE: 7/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARV TSEU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEN KANNAPPAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN DEXHEIMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGG HAMMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN HART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER WERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AND APPROVE AMENDMENTS TO THE ISSUER YES FOR FOR
2003 STOCK PLAN.
PROPOSAL #3: RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS FOR
FISCAL 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PLATINUM UNDERWRITERS HOLDINGS, LTD.
TICKER: PTP CUSIP: G7127P100
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DAN R. CARMICHAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT A. JOHN HASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ANTONY P.D. LANCASTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT EDMUND R. MEGNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT MICHAEL D. PRICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT JAMES P. SLATTERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT CHRISTOPHER J. STEFFEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PLUM CREEK TIMBER COMPANY, INC.
TICKER: PCL CUSIP: 729251108
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICK R. HOLLEY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN G. MCDONALD ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT B. MCLEOD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JOHN F. MORGAN SR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN H. SCULLY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR STEPHEN C. TOBIAS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MARTIN A. WHITE ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: POLARIS INDUSTRIES INC.
TICKER: PII CUSIP: 731068102
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: DIRECTOR GARY E. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: DIRECTOR JOHN R. MENARD ISSUER YES FOR FOR
PROPOSAL #1.3: DIRECTOR R.M. SCHRECK ISSUER YES FOR FOR
PROPOSAL #1.4: DIRECTOR WILLIAM GRANT VAN DYKE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPG INDUSTRIES, INC.
TICKER: PPG CUSIP: 693506107
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. ANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH GRANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT MEHRABIAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON COMMUNITY ENVIRONMENTAL IMPACT SHAREHOLDER YES ABSTAIN AGAINST
DISCLOSURE PROCESS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRIMERICA INC.
TICKER: PRI CUSIP: 74164M108
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ADDISON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. MCCULLOUGH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: PROTECTIVE LIFE CORPORATION
TICKER: PL CUSIP: 743674103
MEETING DATE: 5/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT O. BURTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS L. HAMBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VANESSA LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. MCMAHON, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HANS H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MALCOLM PORTERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR C. DOWD RITTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JESSE J. SPIKES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. TERRY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR W. MICHAEL WARREN, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR VANESSA WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUESTAR CORPORATION
TICKER: STR CUSIP: 748356102
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR TERESA BECK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR R.D. CASH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LAURENCE M. DOWNES ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RONALD W. JIBSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GARY G. MICHAEL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRUCE A. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R. R. DONNELLEY & SONS COMPANY
TICKER: RRD CUSIP: 257867101
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS J. QUINLAN, III ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LEE A. CHADEN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JUDITH H. HAMILTON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SUSAN M. IVEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MICHAEL T. RIORDAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR OLIVER R. SOCKWELL ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: REPORT ON SUSTAINABLE PAPER PURCHASING SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #15: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RACKSPACE HOSTING, INC.
TICKER: RAX CUSIP: 750086100
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GRAHAM WESTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PALMER MOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RAYMOND JAMES FINANCIAL, INC.
TICKER: RJF CUSIP: 754730109
MEETING DATE: 2/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR SHELLEY G. BROADER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR FRANCIS S. GODBOLD ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR H.W. HABERMEYER, JR. ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR CHET HELCK ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR THOMAS A. JAMES ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR GORDON L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR PAUL C. REILLY ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ROBERT P. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR HARDWICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT BY THE AUDIT ISSUER YES FOR FOR
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
PROPOSAL #03: TO APPROVE AMENDMENTS TO THE 2005 ISSUER YES FOR FOR
RESTRICTED STOCK PLAN.
PROPOSAL #04: TO APPROVE THE ADVISORY (NON-BINDING) ISSUER YES FOR FOR
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
PROPOSAL #05: EXECUTIVE COMPENSATION SHAREHOLDER VOTE ISSUER YES ONE YEAR FOR
FREQUENCY.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RAYONIER INC.
TICKER: RYN CUSIP: 754907103
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL G. BOYNTON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MARK E. GAUMOND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID W. OSKIN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RED HAT, INC.
TICKER: RHT CUSIP: 756577102
MEETING DATE: 8/12/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JEFFREY J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: H. HUGH SHELTON ISSUER YES FOR FOR
PROPOSAL #2: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 28, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REGENERON PHARMACEUTICALS, INC.
TICKER: REGN CUSIP: 75886F107
MEETING DATE: 6/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALFRED G. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. GOLDSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR P. ROY VAGELOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RENAISSANCERE HOLDINGS LTD.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. BUSHNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN D. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROCKWELL AUTOMATION, INC.
TICKER: ROK CUSIP: 773903109
MEETING DATE: 2/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A.1: ELECT DIRECTOR DONALD R. PARFET ISSUER YES FOR FOR
PROPOSAL #A.2: ELECT DIRECTOR STEVEN R. KALMANSON ISSUER YES FOR FOR
PROPOSAL #A.3: ELECT DIRECTOR JAMES P. KEANE ISSUER YES FOR FOR
PROPOSAL #B: TO APPROVE THE SELECTION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #C: TO APPROVE ON AN ADVISORY BASIS THE ISSUER YES FOR FOR
COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
PROPOSAL #D: TO APPROVE ON AN ADVISORY BASIS THE ISSUER YES ONE YEAR AGAINST
FREQUENCY OF THE VOTE ON THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROCKWOOD HOLDINGS, INC.
TICKER: ROC CUSIP: 774415103
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN F. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD A. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROSS STORES, INC.
TICKER: ROST CUSIP: 778296103
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. ORBAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD H. SEILER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RPC, INC.
TICKER: RES CUSIP: 749660106
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. RANDALL ROLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY B. TIPPIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RUDDICK CORPORATION
TICKER: RDK CUSIP: 781258108
MEETING DATE: 2/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JOHN R. BELK ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR JOHN P. DERHAM CATO ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR THOMAS W. DICKSON ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR JAMES E.S. HYNES ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR ANNA SPANGLER NELSON ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR BAILEY W. PATRICK ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR HAROLD C. STOWE ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR ISAIAH TIDWELL ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR WILLIAM C. WARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE RUDDICK CORPORATION ISSUER YES FOR FOR
2011 INCENTIVE COMPENSATION PLAN.
PROPOSAL #03: AN ADVISORY (NON-BINDING) VOTE ISSUER YES FOR FOR
APPROVING THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
PROPOSAL #04: AN ADVISORY (NON-BINDING) VOTE ISSUER YES ONE YEAR AGAINST
APPROVING THE FREQUENCY OF THE VOTE APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, NAMELY THAT SUCH VOTE WILL OCCUR EVERY 1,2
PROPOSAL #05: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING OCTOBER 2,
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAKS INCORPORATED
TICKER: SKS CUSIP: 79377W108
MEETING DATE: 6/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD E. HESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY W. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. GROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORA P. MCANIFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SARA LEE CORPORATION
TICKER: SLE CUSIP: 803111103
MEETING DATE: 10/28/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CHRISTOPHER B. ISSUER YES FOR FOR
BEGLEY
PROPOSAL #1B: ELECTION OF DIRECTOR: CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: LAURETTE T. ISSUER YES FOR FOR
KOELLNER
PROPOSAL #1F: ELECTION OF DIRECTOR: CORNELIS J.A. VAN ISSUER YES FOR FOR
LEDE
PROPOSAL #1G: ELECTION OF DIRECTOR: DR. JOHN MCADAM ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: SIR IAN PROSSER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: NORMAN R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JONATHAN P. WARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAUER-DANFOSS INC.
TICKER: SHS CUSIP: 804137107
MEETING DATE: 6/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NIELS B. CHRISTIANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORGEN M. CLAUSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM FAUSING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. FREELAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PER HAVE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. HOOVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHANNES F. KIRCHHOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SVEN RUDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ANDERS STAHLSCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN H. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEABOARD CORPORATION
TICKER: SEB CUSIP: 811543107
MEETING DATE: 4/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. BRESKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. ADAMSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS W. BAENA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH E. RODRIGUES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD I. SHIFMAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SHIP FINANCE INTERNATIONAL LIMITED
TICKER: SFL CUSIP: G81075106
MEETING DATE: 9/24/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RE-ELECT PAUL LEAND JR. AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #02: TO RE-ELECT KATE BLANKENSHIP AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #03: TO RE-ELECT HANS PETTER AAS AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #04: TO RE-ELECT CECILIE FREDRIKSEN AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #05: PROPOSAL TO RE-APPOINT MOORE STEPHENS, ISSUER YES FOR FOR
P.C. AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION.
PROPOSAL #06: PROPOSAL TO APPROVE THE REMUNERATION OF ISSUER YES FOR FOR
THE COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT
OF FEES NOT TO EXCEED US$510,000 FOR THE YEAR ENDED
DECEMBER 31, 2010.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SIGNATURE BANK
TICKER: SBNY CUSIP: 82669G104
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. SHAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. DEPAOLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED B. DELBELLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SIGNET JEWELERS LIMITED
TICKER: SIG CUSIP: G81276100
MEETING DATE: 6/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT SIR MALCOLM WILLIAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT MICHAEL W. BARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT ROBERT BLANCHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DALE HILPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT RUSSELL WALLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT MARIANNE PARRS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: ELECT THOMAS PLASKETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SIR MALCOLM WILLIAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT MICHAEL W. BARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ROBERT BLANCHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DALE HILPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT RUSSELL WALLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT MARIANNE PARRS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT THOMAS PLASKETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SIRONA DENTAL SYSTEMS, INC.
TICKER: SIRO CUSIP: 82966C103
MEETING DATE: 2/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR WILLIAM K. HOOD ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR THOMAS JETTER ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR H.M. JANSEN KRAEMER, JR ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR JEFFREY T. SLOVIN ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
KPMG AG, WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT,
GERMANY AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2011.
PROPOSAL #03: TO RECOMMEND, BY NON-BINDING VOTE, ISSUER YES FOR FOR
APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
PROPOSAL #04: TO RECOMMEND, BY NON-BINDING VOTE, THE ISSUER YES ONE YEAR AGAINST
FREQUENCY OF A VOTE ON EXECUTIVE COMPENSATION.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SM ENERGY CO.
TICKER: SM CUSIP: 78454L100
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BARBARA M. BAUMANN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ANTHONY J. BEST ISSUER YES FOR �� FOR
PROPOSAL #3: ELECT DIRECTOR LARRY W. BICKLE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN R. BRAND ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM J. GARDINER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JULIO M. QUINTANA ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN M. SEIDL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMITHFIELD FOODS, INC.
TICKER: SFD CUSIP: 832248108
MEETING DATE: 9/1/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CAROL T. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN T. SCHWIETERS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MELVIN O. WRIGHT ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING MAY 1, 2011.
PROPOSAL #03: SHAREHOLDER PROPOSAL URGING THE BOARD SHAREHOLDER YES ABSTAIN AGAINST
TO ISSUE A STATEMENT TO BUTTERBALL REGARDING THE
PHASE-IN OF CONTROLLED-ATMOSPHERE KILLING.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING THE SHAREHOLDER YES ABSTAIN AGAINST
COMPANY TO ADOPT QUANTITATIVE GOALS FOR REDUCING
GREENHOUSE GAS EMISSIONS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOLUTIA INC.
TICKER: SOA CUSIP: 834376501
MEETING DATE: 4/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. PEISER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFRY N. QUINN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOTHEBY'S
TICKER: BID CUSIP: 835898107
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN M. ANGELO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL BLAKENHAM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR THE DUKE OF DEVONSHIRE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DANIEL MEYER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES MURDOCH ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ALLEN QUESTROM ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM F. RUPRECHT ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MARSHA SIMMS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MICHAEL I. SOVERN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DONALD M. STEWART ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ROBERT S. TAUBMAN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR DENNIS M. WEIBLING ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOUTHERN COPPER CORPORATION
TICKER: SCCO CUSIP: 84265V105
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERMAN LARREA MOTA- ISSUER YES WITHHOLD AGAINST
VELASCO
PROPOSAL #1.2: ELECT DIRECTOR OSCAR GONZALEZ ROCHA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EMILIO CARRILLO GAMBOA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFREDO CASAR PEREZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUIS CASTELAZO MORALES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ENRIQUE CASTILLO ISSUER YES FOR FOR
SANCHEZ MEJORADA
PROPOSAL #1.7: ELECT DIRECTOR ALBERTO DE LA PARRA ISSUER YES FOR FOR
ZAVALA
PROPOSAL #1.8: ELECT DIRECTOR XAVIER GARCIA DE ISSUER YES WITHHOLD AGAINST
QUEVEDO TOPETE
PROPOSAL #1.9: ELECT DIRECTOR GENARO LARREA MOTA- ISSUER YES FOR FOR
VELASCO
PROPOSAL #1.10: ELECT DIRECTOR DANIEL MUÑIZ ISSUER YES FOR FOR
QUINTANILLA
PROPOSAL #1.11: ELECT DIRECTOR LUIS MIGUEL PALOMINO ISSUER YES FOR FOR
BONILLA
PROPOSAL #1.12: ELECT DIRECTOR GILBERTO PEREZALONSO ISSUER YES WITHHOLD AGAINST
CIFUENTES
PROPOSAL #1.13: ELECT DIRECTOR JUAN REBOLLEDO GOUT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CARLOS RUIZ SACRISTAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOUTHWEST AIRLINES CO.
TICKER: LUV CUSIP: 844741108
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN G. DENISON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR NANCY B. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN T. MONTFORD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DANIEL D. VILLANUEVA ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOUTHWEST GAS CORPORATION
TICKER: SWX CUSIP: 844895102
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. CHESTNUT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEROY C. HANNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL O. MAFFIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. MELARKEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY W. SHAW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. RANDALL THOMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TERRENCE L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STARBUCKS CORPORATION
TICKER: SBUX CUSIP: 855244109
MEETING DATE: 3/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HOWARD SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: WILLIAM W. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: KEVIN R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: OLDEN LEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: SHERYL SANDBERG ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JAMES G. SHENNAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1H: ELECTION OF DIRECTOR: JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MYRON E. ULLMAN, ISSUER YES FOR FOR
III
PROPOSAL #1J: ELECTION OF DIRECTOR: CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF ADVISORY RESOLUTION ON ISSUER YES FOR FOR
EXECUTIVE COMPENSATION
PROPOSAL #03: ADVISORY VOTE ON FREQUENCY OF FUTURE ISSUER YES ONE YEAR FOR
ADVISORY VOTES ON EXECUTIVE COMPENSATION
PROPOSAL #04: APPROVAL OF REVISED PERFORMANCE ISSUER YES FOR FOR
CRITERIA UNDER 2005 LONG-TERM EQUITY INCENTIVE PLAN
PROPOSAL #05: APPROVAL OF AN AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN NUMBER OF AUTHORIZED SHARES
PROPOSAL #06: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 2, 2011
PROPOSAL #07: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
RECYCLING STRATEGY FOR BEVERAGE CONTAINERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STERIS CORPORATION
TICKER: STE CUSIP: 859152100
MEETING DATE: 7/29/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR RICHARD C. BREEDEN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR CYNTHIA L. FELDMANN ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR KEVIN M. MCMULLEN ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR WALTER M ROSEBROUGH, JR ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR MOHSEN M. SOHI ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR JOHN P. WAREHAM ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR LOYAL W. WILSON ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR MICHAEL B. WOOD ISSUER YES FOR FOR
PROPOSAL #02: APPROVING THE STERIS CORPORATION SENIOR ISSUER YES FOR FOR
EXECUTIVE INCENTIVE COMPENSATION PLAN, AS AMENDED
AND RESTATED EFFECTIVE APRIL 1, 2010.
PROPOSAL #03: APPROVING A NON-BINDING ADVISORY ISSUER YES FOR FOR
PROPOSAL REGARDING THE COMPANY'S EXECUTIVE
COMPENSATION POLICIES AND PROCEDURES.
PROPOSAL #04: RATIFYING THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUNOCO, INC.
TICKER: SUN CUSIP: 86764P109
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS C. CASCIATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR URSULA O. FAIRBAIRN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN P. JONES, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES G. KAISER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DOUBLE TRIGGER ON EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYMANTEC CORPORATION
TICKER: SYMC CUSIP: 871503108
MEETING DATE: 9/20/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: STEPHEN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MICHAEL A. BROWN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: WILLIAM T. ISSUER YES FOR FOR
COLEMAN III
PROPOSAL #1D: ELECTION OF DIRECTOR: FRANK E. DANGEARD ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GERALDINE B. ISSUER YES FOR FOR
LAYBOURNE
PROPOSAL #1F: ELECTION OF DIRECTOR: DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: ENRIQUE SALEM ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
PROPOSAL #03: AMENDMENT TO OUR 2004 EQUITY INCENTIVE ISSUER YES FOR FOR
PLAN, AS AMENDED, TO INCREASE THE NUMBER OF
AUTHORIZED SHARES ISSUABLE BY 55,000,000.
PROPOSAL #04: AMENDMENT TO OUR 2008 EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN, TO INCREASE NUMBER OF AUTHORIZED
SHARES ISSUABLE THEREUNDER BY 20,000,000.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TECH DATA CORPORATION
TICKER: TECD CUSIP: 878237106
MEETING DATE: 6/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JEFFERY P. HOWELLS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR SAVIO W. TUNG ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID M. UPTON ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TELEPHONE AND DATA SYSTEMS, INC.
TICKER: TDS CUSIP: 879433100
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER D. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY L. SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HERBERT S. WANDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE EQUAL RIGHTS FOR ALL SHARES SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TENNECO INC.
TICKER: TEN CUSIP: 880349105
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CHARLES W. CRAMB ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR HARI N. NAIR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAVID B. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MITSUNOBU TAKEUCHI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TERADATA CORPORATION
TICKER: TDC CUSIP: 88076W103
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DAVID E. KEPLER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM S. STAVROPOULOS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TERADYNE, INC.
TICKER: TER CUSIP: 880770102
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ALBERT CARNESALE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DANIEL W. CHRISTMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR EDWIN J. GILLIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR TIMOTHY E. GUERTIN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROY A. VALLEE ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #11: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE CHEESECAKE FACTORY, INC.
TICKER: CAKE CUSIP: 163072101
MEETING DATE: 6/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID OVERTON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ALLEN J. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ALEXANDER L. CAPPELLO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THOMAS L. GREGORY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JEROME I. KRANSDORF ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID B. PITTAWAY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HERBERT SIMON ISSUER YES FOR FOR
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE CHUBB CORPORATION
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ZOE BAIRD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN D. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LAWRENCE M. SMALL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JESS SODERBERG ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DANIEL E. SOMERS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE CLOROX COMPANY
TICKER: CLX CUSIP: 189054109
MEETING DATE: 11/17/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: TULLY M. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: GEORGE J. HARAD ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ROBERT W. ISSUER YES FOR FOR
MATSCHULLAT
PROPOSAL #1G: ELECTION OF DIRECTOR: GARY G. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JAN L. MURLEY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: PAMELA THOMAS- ISSUER YES FOR FOR
GRAHAM
PROPOSAL #1K: ELECTION OF DIRECTOR: CAROLYN M. TICKNOR ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: APPROVAL OF THE MATERIAL TERMS OF THE ISSUER YES FOR FOR
PERFORMANCE GOALS UNDER THE COMPANY'S 2005 STOCK
INCENTIVE PLAN.
PROPOSAL #04: APPROVAL OF THE MATERIAL TERMS OF THE ISSUER YES FOR FOR
PERFORMANCE GOALS UNDER THE COMPANY'S EXECUTIVE
INCENTIVE COMPENSATION PLAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL ON INDEPENDENT SHAREHOLDER YES AGAINST FOR
CHAIRMAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE COOPER COMPANIES, INC.
TICKER: COO CUSIP: 216648402
MEETING DATE: 3/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: A. THOMAS BENDER ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MICHAEL H. ISSUER YES FOR FOR
KALKSTEIN
PROPOSAL #1C: ELECTION OF DIRECTOR: JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DONALD PRESS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: STEVEN ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ALLAN E. ISSUER YES FOR FOR
RUBENSTEIN, M.D.
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT S. WEISS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: STANLEY ZINBERG, ISSUER YES FOR FOR
M.D.
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
PROPOSAL #03: AMENDMENT AND RESTATEMENT OF THE 2007 ISSUER YES FOR FOR
LONG-TERM INCENTIVE PLAN TO ADD 1,530,000 SHARES TO
THE TOTAL SHARES RESERVED FOR GRANT.
PROPOSAL #04: APPROVAL OF THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE 2006 DIRECTORS' PLAN TO ADD
300,000 SHARES TO TOTAL SHARES RESERVED FOR GRANT.
PROPOSAL #05: AN ADVISORY VOTE ON THE COMPENSATION OF ISSUER YES FOR FOR
OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THIS
PROXY STATEMENT.
PROPOSAL #06: AN ADVISORY VOTE ON THE FREQUENCY WITH ISSUER YES ONE YEAR FOR
WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO A
STOCKHOLDER ADVISORY VOTE.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE DOW CHEMICAL COMPANY
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ARNOLD A. ALLEMANG ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BARBARA H. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JENNIFER M. GRANHOLM ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN B. HESS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR PAUL G. STERN ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE ESTEE LAUDER COMPANIES INC.
TICKER: EL CUSIP: 518439104
MEETING DATE: 11/9/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR AERIN LAUDER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR WILLIAM P. LAUDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #01.3: ELECT DIRECTOR L.F. DE ROTHSCHILD ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR RICHARD D. PARSONS ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR RICHARD F. ZANNINO ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AMENDMENT TO THE AMENDED ISSUER YES FOR FOR
AND RESTATED FISCAL 2002 SHARE INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR.
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ISSUER: THE HERSHEY COMPANY
TICKER: HSY CUSIP: 427866108
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR P.M. ARWAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR R.F. CAVANAUGH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR C.A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J.M. MEAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J.E. NEVELS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR A.J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR T.J. RIDGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D.L. SHEDLARZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR D.J. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
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ISSUER: THE J. M. SMUCKER COMPANY
TICKER: SJM CUSIP: 832696405
MEETING DATE: 8/18/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RICHARD K. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: WILLIAM H. ISSUER YES FOR FOR
STEINBRINK
PROPOSAL #1D: ELECTION OF DIRECTOR: PAUL SMUCKER ISSUER YES FOR FOR
WAGSTAFF
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
PROPOSAL #03: APPROVAL OF THE J.M. SMUCKER COMPANY ISSUER YES FOR FOR
2010 EQUITY AND INCENTIVE COMPENSATION PLAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE KROGER CO.
TICKER: KR CUSIP: 501044101
MEETING DATE: 6/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JOHN T. LAMACCHIA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CLYDE R. MOORE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR SUSAN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JAMES A. RUNDE ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR BOBBY S. SHACKOULS �� ISSUER YES FOR FOR
PROPOSAL #15: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #18: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: ADOPT ILO BASED CODE OF CONDUCT SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MACERICH COMPANY
TICKER: MAC CUSIP: 554382101
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUGLAS D. ABBEY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DANA K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ARTHUR M. COPPOLA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR EDWARD C. COPPOLA ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES S. COWNIE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR FRED S. HUBBELL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DIANA M. LAING ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR STANLEY A. MOORE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MASON G. ROSS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM P. SEXTON ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE NASDAQ OMX GROUP, INC.
TICKER: NDAQ CUSIP: 631103108
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR URBAN BACKSTROM ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR H. FURLONG BALDWIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL CASEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR BORJE EKHOLM ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR LON GORMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT GREIFELD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR BIRGITTA KANTOLA ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ESSA KAZIM ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOHN D. MARKESE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR HANS MUNK NIELSEN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR THOMAS F. O NEILL ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR LARS WEDENBORN ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR DEBORAH L. WINCE-SMITH ISSUER YES FOR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PNC FINANCIAL SERVICES GROUP, INC.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD O. BERNDT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRUCE C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR HELGE H. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE ST. JOE COMPANY
TICKER: JOE CUSIP: 790148100
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRUCE R. BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CHARLES J. CRIST, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR HUGH M. DURDEN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THOMAS A. FANNING ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHARLES M. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR HOWARD S. FRANK ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DELORES M. KESLER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR N/A
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TIMKEN COMPANY
TICKER: TKR CUSIP: 887389104
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. BALLBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WARD J. TIMKEN, JR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TORO COMPANY
TICKER: TTC CUSIP: 891092108
MEETING DATE: 3/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JEFFREY M. ETTINGER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR KATHERINE J. HARLESS ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR MICHAEL J. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2011.
PROPOSAL #03: ADVISORY VOTE ON EXECUTIVE COMPENSATION. ISSUER YES FOR FOR
PROPOSAL #04: ADVISORY VOTE ON THE FREQUENCY OF AN ISSUER YES ONE YEAR AGAINST
EXECUTIVE COMPENSATION ADVISORY VOTE.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TRAVELERS COMPANIES, INC.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR LAWRENCE G. GRAEV ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS R. HODGSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CLEVE L. KILLINGSWORTH, ISSUER YES FOR FOR
JR.
PROPOSAL #10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE VALSPAR CORPORATION
TICKER: VAL CUSIP: 920355104
MEETING DATE: 2/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR IAN R. FRIENDLY ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR JANEL S. HAUGARTH ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR WILLIAM L. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #02: TO CAST AN ADVISORY VOTE ON THE ISSUER YES FOR FOR
CORPORATION'S EXECUTIVE COMPENSATION (SAY-ON-PAY
PROPOSAL #03: TO CAST AN ADVISORY VOTE ON THE ISSUER YES ONE YEAR AGAINST
FREQUENCY FOR A STOCKHOLDERS' ADVISORY VOTE ON THE
CORPORATION'S EXECUTIVE COMPENSATION (FREQUENCY VOTE).
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
EXAMINE THE CORPORATION'S ACCOUNTS FOR THE FISCAL
YEAR ENDING OCTOBER 28, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIBCO SOFTWARE INC.
TICKER: TIBX CUSIP: 88632Q103
MEETING DATE: 4/14/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIVEK Y. RANADIVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCI E.CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC C.W. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NARENDRA K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. JOB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP K. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER CABLE INC.
TICKER: TWC CUSIP: 88732J207
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CAROLE BLACK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR THOMAS H. CASTRO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID C. CHANG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PETER R. HAJE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DON LOGAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WAYNE H. PACE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TORCHMARK CORPORATION
TICKER: TMK CUSIP: 891027104
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARK S. MCANDREW ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SAM R. PERRY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRW AUTOMOTIVE HOLDINGS CORP.
TICKER: TRW CUSIP: 87264S106
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS J. CASTAING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. GAMBRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL H. O'NEILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: TYSON FOODS, INC.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 2/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.2: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR JIM KEVER ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR BRAD T. SAUER ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ALBERT C. ZAPANTA ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING OCTOBER 1, 2011. THE
BOARD OF DIRECTORS RECOMMENDS THAT YOU
VOTE AGAINST ITEM 3
PROPOSAL #03: TO CONSIDER AND ACT UPON THE SHAREHOLDER YES ABSTAIN AGAINST
SHAREHOLDER PROPOSAL DESCRIBED IN THE ATTACHED PROXY
STATEMENT, IF PROPERLY PRESENTED AT THE ANNUAL
PROPOSAL #04: TO CONSIDER AND APPROVE AN ADVISORY ISSUER YES FOR FOR
RESOLUTION REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
PROPOSAL #05: TO CONSIDER AND ACT UPON AN ADVISORY ISSUER YES ONE YEAR AGAINST
VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
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ISSUER: UAL CORPORATION
TICKER: UAUA CUSIP: 902549807
MEETING DATE: 9/17/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE ISSUANCE OF SHARES OF ISSUER YES FOR FOR
UAL COMMON STOCK TO CONTINENTAL AIRLINES, INC.
STOCKHOLDERS PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF MAY 2, 2010, BY AND AMONG UAL
CORPORATION, CONTINENTAL AIRLINES, INC. AND JT MERGER
SUB INC., A WHOLLY OWNED SUBSIDIARY OF UAL
PROPOSAL #02: ADOPTION OF UAL CORPORATION'S AMENDED ISSUER YES FOR FOR
AND RESTATED CERTIFICATE OF INCORPORATION PURSUANT TO
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 2,
2010, BY AND AMONG UAL CORPORATION, CONTINENTAL
AIRLINES, INC. AND JT MERGER SUB INC., A WHOLLY OWNED
SUBSIDIARY OF UAL CORPORATION.
PROPOSAL #03: ADJOURNMENT OF THE UAL CORPORATION ISSUER YES FOR FOR
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSALS 1 AND 2.
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ISSUER: UNITED CONTINENTAL HOLDINGS, INC.
TICKER: UAL CUSIP: 910047109
MEETING DATE: 6/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRBYJON H. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE C. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY L. MEYER III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OSCAR MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURENCE E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFERY A. SMISEK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CHARLES A. YAMARONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED RENTALS, INC.
TICKER: URI CUSIP: 911363109
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JENNE K. BRITELL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR HOWARD L. CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR SINGLETON B. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR BRIAN D. MCAULEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN S. MCKINNEY ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KEITH WIMBUSH ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: UNITEDHEALTH GROUP INCORPORATED
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 5/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DOUGLAS W. LEATHERDALE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: UNITRIN, INC.
TICKER: UTR CUSIP: 913275103
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES E. ANNABLE ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DIRECTOR REUBEN L. HEDLUND ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT DIRECTOR WAYNE KAUTH ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT DIRECTOR FAYEZ S. SAROFIM ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DONALD G. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD C. VIE ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNIVERSAL AMERICAN CORP.
TICKER: UAM CUSIP: 913377107
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: US AIRWAYS GROUP, INC.
TICKER: LCC CUSIP: 90341W108
MEETING DATE: 6/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRUCE R. LAKEFIELD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VALASSIS COMMUNICATIONS, INC.
TICKER: VCI CUSIP: 918866104
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOSEPH B. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PATRICK F. BRENNAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KENNETH V. DARISH ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WALTER H. KU ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ROBERT L. RECCHIA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ALAN F. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR WALLACE S. SNYDER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR FAITH WHITTLESEY ISSUER YES FOR FOR
PROPOSAL #10: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VALIDUS HOLDINGS, LTD.
TICKER: VR CUSIP: G9319H102
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW J. GRAYSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN-MARIE NESSI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MANDAKINI PURI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT EDWARD J. NOONAN AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT C.N. RUPERT ATKIN AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT PATRICK G. BARRY AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT PETER A. BILSBY AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: ELECT JULIAN P. BOSWORTH AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.9: ELECT MICHAEL E.A. CARPENTER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.10: ELECT RODRIGO CASTRO AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.11: ELECT JANE S. CLOUTING AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.12: ELECT JOSEPH E. (JEFF) CONSOLINO AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.13: ELECT C. JEROME DILL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.14: ELECT ANDREW DOWNEY AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.15: ELECT KERRY A. EMANUEL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.16: ELECT JONATHAN D. EWINGTON AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.17: ELECT ANDREW M. GIBBS AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.18: ELECT MICHAEL GREENE AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.19: ELECT NICHOLAS J. HALES AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.20: ELECT MARK S. JOHNSON AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.21: ELECT ANTHONY J. KEYS AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.22: ELECT ROBERT F. KUZLOSKI AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.23: ELECT GILLIAN S. LANGFORD AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.24: ELECT STUART W. MERCER AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.25: ELECT PAUL J. MILLER AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.26: ELECT JEAN-MARIE NESSI AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.27: ELECT JULIAN G. ROSS AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.28: ELECT RAFAEL SAER AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.29: ELECT JAMES E. SKINNER AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.30: ELECT VERNER G. SOUTHEY AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.31: ELECT NIGEL D. WACHMAN AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.32: ELECT CONAN M. WARD AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.33: ELECT LIXIN ZENG AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS HAMILTON ISSUER YES FOR FOR
BERMUDA AS INDEPENDENT AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VEECO INSTRUMENTS INC.
TICKER: VECO CUSIP: 922417100
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER J. SIMONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: VENTAS, INC.
TICKER: VTR CUSIP: 92276F100
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS CROCKER II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT D. REED ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHELI Z. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES D. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS C. THEOBALD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VERIFONE SYSTEMS, INC.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 6/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. BERGERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE G. DENEND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX W. HART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. HENSKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EITAN RAFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES R. RINEHART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY E. STIEFLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VERIZON COMMUNICATIONS INC.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: DISCLOSE PRIOR GOVERNMENT SERVICE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: PERFORMANCE-BASED EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VF CORPORATION
TICKER: VFC CUSIP: 918204108
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUAN ERNESTO DE BEDOUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR URSULA O. FAIRBAIRN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC C WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VIRGIN MEDIA INC.
TICKER: VMED CUSIP: 92769L101
MEETING DATE: 6/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. CHIDDIX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. HUFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. RIGSBY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VISHAY INTERTECHNOLOGY, INC.
TICKER: VSH CUSIP: 928298108
MEETING DATE: 6/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIYAHU HURVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABRAHAM LUDOMIRSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE M. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD RUZIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VMWARE, INC.
TICKER: VMW CUSIP: 928563402
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VORNADO REALTY TRUST
TICKER: VNO CUSIP: 929042109
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY W. DEERING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL LYNNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD G. TARGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W&T OFFSHORE, INC.
TICKER: WTI CUSIP: 92922P106
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.F. FREEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SAMIR G. GIBARA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STUART B. KATZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TRACY W. KROHN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR B. FRANK STANLEY ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WABCO HOLDINGS INC.
TICKER: WBC CUSIP: 92927K102
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. PETER D'ALOIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUERGEN W. GROMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WALTER ENERGY, INC.
TICKER: WLT CUSIP: 93317Q105
MEETING DATE: 4/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD L. CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY W. KOLB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK A. KRIEGSHAUSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH B. LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A.J. WAGNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID R. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH CALDER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GRAHAM MASCALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WASTE CONNECTIONS, INC.
TICKER: WCN CUSIP: 941053100
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT H. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEIGHT WATCHERS INTERNATIONAL, INC.
TICKER: WTW CUSIP: 948626106
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND DEBBANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONAS M. FAJGENBAUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESTERN DIGITAL CORPORATION
TICKER: WDC CUSIP: 958102105
MEETING DATE: 11/11/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PETER D. BEHRENDT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN F. COYNE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: HENRY T. DENERO ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: MICHAEL D. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MATTHEW E. ISSUER YES FOR FOR
MASSENGILL
PROPOSAL #1I: ELECTION OF DIRECTOR: ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: ARIF SHAKEEL ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL YEAR
ENDING JULY 1, 2011.
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ISSUER: WHIRLPOOL CORPORATION
TICKER: WHR CUSIP: 963320106
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MILES L. MARSH ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #13: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
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ISSUER: WHITING PETROLEUM CORPORATION
TICKER: WLL CUSIP: 966387102
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. SHERWIN ARTUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP E. DOTY ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: WILLIAMS-SONOMA, INC.
TICKER: WSM CUSIP: 969904101
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA J. ALBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADRIAN D.P. BELLAMY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADRIAN T. DILLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY A. GREENER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TED W. HALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHARON L MCCOLLAM ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION [FROM ISSUER YES FOR FOR
CALIFORNIA TO DELAWARE]
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: XILINX, INC.
TICKER: XLNX CUSIP: 983919101
MEETING DATE: 8/11/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PHILIP T. GIANOS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN L. DOYLE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JERALD G. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM G. ISSUER YES FOR FOR
HOWARD, JR.
PROPOSAL #1F: ELECTION OF DIRECTOR: J. MICHAEL ISSUER YES FOR FOR
PATTERSON
PROPOSAL #1G: ELECTION OF DIRECTOR: ALBERT A. PIMENTEL ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MARSHALL C. TURNER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: ELIZABETH W. ISSUER YES FOR FOR
VANDERSLICE
PROPOSAL #02: PROPOSAL TO APPROVE AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S 1990 EMPLOYEE QUALIFIED STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
PROPOSAL #03: APPROVE AN AMENDMENT TO 2007 EQUITY ISSUER YES FOR FOR
INCENTIVE PLAN TO INCREASE NUMBER OF SHARES RESERVED
FOR ISSUANCE BY 4,500,000 SHARES.
PROPOSAL #04: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS
FOR FISCAL 2011.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD MONTGOMERY FUNDS
By: /s/F. William McNabb III
(Heidi Stam)
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 30, 2011
* By Power of Attorney. Filed on April 26, 2010, see File Number 33-53683.
Incorporated by Reference.