UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
Rubicon Technology, Inc.
(Name of Subject Company)
Janel Corporation
(Offeror)
(Name of Filing Persons)
Common stock, par value $0.001 per share
(Title of Class of Securities)
78112T206
(CUSIP Number of Class of Securities)
Dominque Schulte
Chairman, President and Chief Executive Officer
Janel Corporation
80 Eighth Avenue
New York, New York 10011
(212) 373-5895
(Name, address and telephone number of person authorized to receive notices and
communications on behalf of filing persons)
With a copy to:
Jeffrey Rothschild, Esq.
McGuireWoods LLP
1251 Avenue of the Americas, 20th Floor
New York, NY 10020
(212) 548-2100
☐ | | | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates: | |||
☒ | | | third-party tender offer subject to Rule 14d-1. |
☐ | | | issuer tender offer subject to Rule 13e-4. |
☐ | | | going-private transaction subject to Rule 13e-3. |
☐ | | | amendment to Schedule 13D under Rule 13d-2. |
Check the following box if the filing is a final amendment reporting the results of the tender offer: ☐ | |||
If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon: | |||
☐ | | | Rule 13e-4(i) (Cross-Border Issuer Tender Offer) |
☐ | | | Rule 14d-1(d) (Cross-Border Third-Party Tender Offer) |