UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-22135 |
Academy Funds Trust | ||
(Exact name of registrant as specified in charter) | ||
325 Chestnut Street Suite 512 | ||
Philadelphia PA | 19106 | |
(Address of principal executive offices) | (Zip code) | |
Jonathan Kopcsik Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103 | ||
(Name and address of agent for service) | ||
Registrant’s telephone number, including area code: | 215-979-3753 |
Date of fiscal year end: | November 30 |
Date of reporting period: | 07/01/15 - 6/30/16 |
Investment Company Report
A.O. SMITH CORPORATION | |||||||||||||||||||
Security | 831865209 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | AOS | Meeting Date | 11-Apr-2016 | ||||||||||||||||
ISIN | US8318652091 | Agenda | 934331442 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | GLOSTER B. CURRENT, JR. | For | For | For | |||||||||||||||
2 | WILLIAM P. GREUBEL | For | For | For | |||||||||||||||
3 | IDELLE K. WOLF | For | For | For | |||||||||||||||
4 | GENE C. WULF | For | For | For | |||||||||||||||
2. | PROPOSAL TO APPROVE, BY NONBINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For | For | ||||||||||||||
4. | PROPOSAL TO RATIFY AN AMENDMENT TO OUR BY-LAWS TO DESIGNATE DELAWARE AS THE EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN DISPUTES. | Management | For | For | For | ||||||||||||||
5. | PROPOSAL TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | For | ||||||||||||||
6. | PROPOSAL TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK. | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 3,185 | 0 | 21-Mar-2016 | 12-Apr-2016 | ||||||||||||
ABBVIE INC. | |||||||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ABBV | Meeting Date | 06-May-2016 | ||||||||||||||||
ISIN | US00287Y1091 | Agenda | 934348524 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | WILLIAM H.L. BURNSIDE | For | For | For | |||||||||||||||
2 | BRETT J. HART | For | For | For | |||||||||||||||
3 | EDWARD J. RAPP | For | For | For | |||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | For | ||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | Management | Against | For | Against | ||||||||||||||
4. | APPROVAL OF A MANAGEMENT PROPOSAL REGARDING THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | For | ||||||||||||||
5. | APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE ABBVIE PERFORMANCE INCENTIVE PLAN | Management | Against | For | Against | ||||||||||||||
6. | STOCKHOLDER PROPOSAL - DRUG DISPOSAL REPORT | Shareholder | Against | Against | For | ||||||||||||||
7. | STOCKHOLDER PROPOSAL - LOBBYING REPORT | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 16,562 | 0 | 02-May-2016 | 09-May-2016 | ||||||||||||
AETNA INC. | |||||||||||||||||||
Security | 00817Y108 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | AET | Meeting Date | 19-Oct-2015 | ||||||||||||||||
ISIN | US00817Y1082 | Agenda | 934275315 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | TO APPROVE THE ISSUANCE OF AETNA INC. COMMON SHARES, PAR VALUE $0.01 PER SHARE ("AETNA COMMON SHARES"), TO HUMANA INC. STOCKHOLDERS IN THE MERGER BETWEEN ECHO MERGER SUB, INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF AETNA INC., AND HUMANA INC. PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2015, AMONG AETNA INC., ECHO MERGER SUB, INC., ECHO MERGER SUB, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND WHOLLY OWNED SUBSIDIARY OF AETNA INC., AND HUMANA INC., AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Management | For | For | For | ||||||||||||||
2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF SHAREHOLDERS OF AETNA INC. IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE ISSUANCE OF AETNA COMMON SHARES PURSUANT TO THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS OF AETNA INC. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 5,869 | 0 | 13-Oct-2015 | 20-Oct-2015 | ||||||||||||
AETNA INC. | |||||||||||||||||||
Security | 00817Y108 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | AET | Meeting Date | 19-Oct-2015 | ||||||||||||||||
ISIN | US00817Y1082 | Agenda | 934282005 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | TO APPROVE THE ISSUANCE OF AETNA INC. COMMON SHARES, PAR VALUE $0.01 PER SHARE ("AETNA COMMON SHARES"), TO HUMANA INC. STOCKHOLDERS IN THE MERGER BETWEEN ECHO MERGER SUB, INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF AETNA INC., AND HUMANA INC. PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2015, AMONG AETNA INC., ECHO MERGER SUB, INC., ECHO MERGER SUB, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND WHOLLY OWNED SUBSIDIARY OF AETNA INC., AND HUMANA INC., AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Management | For | For | For | ||||||||||||||
2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF SHAREHOLDERS OF AETNA INC. IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE ISSUANCE OF AETNA COMMON SHARES PURSUANT TO THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS OF AETNA INC. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 5,124 | 0 | 13-Oct-2015 | 20-Oct-2015 | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 237 | 0 | 13-Oct-2015 | 20-Oct-2015 | ||||||||||||
AGREE REALTY CORPORATION | |||||||||||||||||||
Security | 008492100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ADC | Meeting Date | 02-May-2016 | ||||||||||||||||
ISIN | US0084921008 | Agenda | 934347243 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | JOEL AGREE | For | For | For | |||||||||||||||
2 | WILLIAM S. RUBENFAER | For | For | For | |||||||||||||||
3 | LEON M. SCHURGIN | For | For | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
4. | TO CONSIDER AND APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION, AS AMENDED AND SUPPLEMENTED (OUR "CHARTER") TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK FROM 28 MILLION SHARES TO 45 MILLION SHARES, AS SET FORTH IN THE FORM OF ARTICLES OF AMENDMENT ATTACHED AS APPENDIX A TO THE PROXY STATEMENT. | Management | For | For | For | ||||||||||||||
5. | TO CONSIDER AND APPROVE AN AMENDMENT TO OUR CHARTER TO PROVIDE THAT, IN NO EVENT, MAY OUR BOARD OF DIRECTORS CLASSIFY OR RECLASSIFY ANY AUTHORIZED BUT UNISSUED SHARES OF OUR COMMON STOCK INTO SHARES OF OUR PREFERRED STOCK OR ANY CLASS OR SERIES THEREOF, AS SET FORTH IN THE FORM OF ARTICLES OF AMENDMENT ATTACHED AS APPENDIX A TO THE PROXY STATEMENT. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 5,869 | 0 | 25-Apr-2016 | 03-May-2016 | ||||||||||||
ALPHABET INC | |||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 08-Jun-2016 | ||||||||||||||||
ISIN | US02079K3059 | Agenda | 934406667 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | LARRY PAGE | For | For | For | |||||||||||||||
2 | SERGEY BRIN | For | For | For | |||||||||||||||
3 | ERIC E. SCHMIDT | For | For | For | |||||||||||||||
4 | L. JOHN DOERR | For | For | For | |||||||||||||||
5 | DIANE B. GREENE | For | For | For | |||||||||||||||
6 | JOHN L. HENNESSY | For | For | For | |||||||||||||||
7 | ANN MATHER | For | For | For | |||||||||||||||
8 | ALAN R. MULALLY | For | For | For | |||||||||||||||
9 | PAUL S. OTELLINI | For | For | For | |||||||||||||||
10 | K. RAM SHRIRAM | For | For | For | |||||||||||||||
11 | SHIRLEY M. TILGHMAN | For | For | For | |||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | THE APPROVAL OF AMENDMENTS TO ALPHABET'S 2012 STOCK PLAN TO ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Against | For | Against | ||||||||||||||
4. | THE APPROVAL OF AN AMENDMENT TO THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC., ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN ACTIONS. | Management | For | For | For | ||||||||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against | ||||||||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | ||||||||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | ||||||||||||||
8. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | ||||||||||||||
9. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | ||||||||||||||
10. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 1,096 | 0 | 01-Jun-2016 | 09-Jun-2016 | ||||||||||||
ALTRIA GROUP, INC. | |||||||||||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MO | Meeting Date | 19-May-2016 | ||||||||||||||||
ISIN | US02209S1033 | Agenda | 934367497 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | For | ||||||||||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||||||||||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | For | ||||||||||||||
4. | SHAREHOLDER PROPOSAL - REPORT ON TOBACCO PRODUCT CONSTITUENTS AND INGREDIENTS AND THEIR POTENTIAL HEALTH CONSEQUENCES | Shareholder | Against | Against | For | ||||||||||||||
5. | SHAREHOLDER PROPOSAL - PARTICIPATION IN MEDIATION OF ANY ALLEGED HUMAN RIGHTS VIOLATIONS INVOLVING ALTRIA'S OPERATIONS | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 21,462 | 0 | 16-May-2016 | 20-May-2016 | ||||||||||||
AMTRUST FINANCIAL SERVICES, INC. | |||||||||||||||||||
Security | 032359309 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | AFSI | Meeting Date | 15-Dec-2015 | ||||||||||||||||
ISIN | US0323593097 | Agenda | 934299644 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 150,000,000 TO 500,000,000 | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 9,706 | 0 | 01-Dec-2015 | 16-Dec-2015 | ||||||||||||
ARES CAPITAL CORPORATION | |||||||||||||||||||
Security | 04010L103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ARCC | Meeting Date | 12-May-2016 | ||||||||||||||||
ISIN | US04010L1035 | Agenda | 934358739 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: R. KIPP DEVEER | Management | Split | For | Split | ||||||||||||||
1.2 | ELECTION OF DIRECTOR: DANIEL G. KELLY, JR. | Management | Split | For | Split | ||||||||||||||
1.3 | ELECTION OF DIRECTOR: ERIC B. SIEGEL | Management | Split | For | Split | ||||||||||||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | Split | For | Split | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 92,512 | 0 | 11-May-2016 | 13-May-2016 | ||||||||||||
ARES CAPITAL CORPORATION | |||||||||||||||||||
Security | 04010L103 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | ARCC | Meeting Date | 12-May-2016 | ||||||||||||||||
ISIN | US04010L1035 | Agenda | 934367954 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | Split | For | Split | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 92,512 | 0 | 11-May-2016 | 13-May-2016 | ||||||||||||
ASTRAZENECA PLC | |||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | AZN | Meeting Date | 29-Apr-2016 | ||||||||||||||||
ISIN | US0463531089 | Agenda | 934356898 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | For | ||||||||||||||
2. | TO CONFIRM DIVIDENDS | Management | For | For | For | ||||||||||||||
3. | TO RE-APPOINT KPMG LLP, LONDON AS AUDITOR | Management | For | For | For | ||||||||||||||
4. | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | ||||||||||||||
5A. | RE-ELECTION OF DIRECTOR: LEIF JOHANSSON | Management | Against | For | Against | ||||||||||||||
5B. | RE-ELECTION OF DIRECTOR: PASCAL SORIOT | Management | For | For | For | ||||||||||||||
5C. | RE- ELECTION OF DIRECTOR: MARC DUNOYER | Management | For | For | For | ||||||||||||||
5D. | RE-ELECTION OF DIRECTOR: CORI BARGMANN | Management | For | For | For | ||||||||||||||
5E. | RE-ELECTION OF DIRECTOR: GENEVIEVE BERGER | Management | For | For | For | ||||||||||||||
5F. | RE-ELECTION OF DIRECTOR: BRUCE BURLINGTON | Management | For | For | For | ||||||||||||||
5G. | RE-ELECTION OF DIRECTOR: ANN CAIRNS | Management | For | For | For | ||||||||||||||
5H. | RE-ELECTION OF DIRECTOR: GRAHAM CHIPCHASE | Management | Against | For | Against | ||||||||||||||
5I. | RE-ELECTION OF DIRECTOR: JEAN- PHILIPPE COURTOIS | Management | For | For | For | ||||||||||||||
5J. | RE-ELECTION OF DIRECTOR: RUDY MARKHAM | Management | Against | For | Against | ||||||||||||||
5K. | RE-ELECTION OF DIRECTOR: SHRITI VADERA | Management | Against | For | Against | ||||||||||||||
5L. | RE-ELECTION OF DIRECTOR: MARCUS WALLENBERG | Management | For | For | For | ||||||||||||||
6. | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | Against | For | Against | ||||||||||||||
7. | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Management | For | For | For | ||||||||||||||
8. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | ||||||||||||||
9. | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | For | ||||||||||||||
10. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | For | ||||||||||||||
11. | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 35,854 | 0 | 08-Apr-2016 | 22-Apr-2016 | ||||||||||||
AT&T INC. | |||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | T | Meeting Date | 29-Apr-2016 | ||||||||||||||||
ISIN | US00206R1023 | Agenda | 934335969 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | Against | For | Against | ||||||||||||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | Against | For | Against | ||||||||||||||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | Against | For | Against | ||||||||||||||
1K. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | For | ||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | For | ||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Against | For | Against | ||||||||||||||
4. | APPROVAL OF 2016 INCENTIVE PLAN. | Management | Against | For | Against | ||||||||||||||
5. | POLITICAL SPENDING REPORT. | Shareholder | Against | Against | For | ||||||||||||||
6. | LOBBYING REPORT. | Shareholder | Against | Against | For | ||||||||||||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 29,377 | 0 | 19-Apr-2016 | 02-May-2016 | ||||||||||||
AVAGO TECHNOLOGIES U.S. INC. | |||||||||||||||||||
Security | Y0486S104 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | AVGO | Meeting Date | 10-Nov-2015 | ||||||||||||||||
ISIN | SG9999006241 | Agenda | 934285645 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | AVAGO SCHEME PROPOSAL: TO APPROVE THE STATUTORY SCHEME OF ARRANGEMENT BETWEEN (I) AVAGO, (II) THE AVAGO SHAREHOLDERS, AND (III) PAVONIA LIMITED WHEREBY ALL ISSUED ORDINARY SHARES OF AVAGO WILL BE TRANSFERRED TO AVAGO TECHNOLOGIES CAYMAN FINANCE LIMITED, AS THE ENTITY DESIGNATED BY PAVONIA LIMITED TO RECEIVE SUCH SHARES, IN CONSIDERATION FOR NEWLY ALLOTTED AND ISSUED ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED, AS SET FORTH IN AVAGO'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS COURT MEETING OF AVAGO SHAREHOLDERS. | Management | For | For | For | ||||||||||||||
2. | EQUITY ISSUANCE PROPOSAL: TO APPROVE THE ALLOTMENT AND ISSUANCE OF ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED AND/OR LIMITED PARTNERSHIP INTERESTS OF SAFARI CAYMAN L.P. (INCLUDING THE ALLOTMENT AND ISSUANCE OF ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED UPON THE EXCHANGE OF SUCH LIMITED PARTNERSHIP INTERESTS IN ACCORDANCE WITH THE TERMS THEREOF AND THE PAVONIA LIMITED VOTING RIGHTS ATTACHED THERETO) TO SHAREHOLDERS OF BROADCOM CORPORATION, AS SET FORTH IN AVAGO'S NOTICE OF, & PROXY STATEMENT RELATING TO, ITS COURT MEETING OF AVAGO SHAREHOLDERS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 14,941 | 0 | 29-Oct-2015 | 11-Nov-2015 | ||||||||||||
BANK OF THE OZARKS, INC. | |||||||||||||||||||
Security | 063904106 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | OZRK | Meeting Date | 22-Jan-2016 | ||||||||||||||||
ISIN | US0639041062 | Agenda | 934313925 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 19, 2015, BY AND AMONG BANK OF THE OZARKS, INC. ("OZARKS"), BANK OF THE OZARKS, COMMUNITY & SOUTHERN HOLDINGS, INC. ("C&S") AND COMMUNITY & SOUTHERN BANK, AS SUCH MERGER AGREEMENT MAY BE AMENDED FROM TIME TO TIME, AND THE MERGER AND OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT | Management | For | For | For | ||||||||||||||
2. | PROPOSAL TO AUTHORIZE THE OZARKS BOARD OF DIRECTORS TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE OZARKS MERGER PROPOSAL OR TO VOTE ON OTHER MATTERS PROPERLY BEFORE SUCH SPECIAL MEETING | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 43,929 | 0 | 08-Jan-2016 | 25-Jan-2016 | ||||||||||||
BLACKROCK CORPORATE HIGH YIELD FD VI INC | |||||||||||||||||||
Security | 09255P107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | HYT | Meeting Date | 29-Jul-2015 | ||||||||||||||||
ISIN | US09255P1075 | Agenda | 934249497 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | |||||||||||||||
1 | MICHAEL J. CASTELLANO | Split | For | Split | |||||||||||||||
2 | RICHARD E. CAVANAGH | Split | For | Split | |||||||||||||||
3 | FRANK J. FABOZZI | Split | For | Split | |||||||||||||||
4 | KATHLEEN F. FELDSTEIN | Split | For | Split | |||||||||||||||
5 | JAMES T. FLYNN | Split | For | Split | |||||||||||||||
6 | JERROLD B. HARRIS | Split | For | Split | |||||||||||||||
7 | R. GLENN HUBBARD | Split | For | Split | |||||||||||||||
8 | W. CARL KESTER | Split | For | Split | |||||||||||||||
9 | BARBARA G. NOVICK | Split | For | Split | |||||||||||||||
10 | JOHN M. PERLOWSKI | Split | For | Split | |||||||||||||||
11 | KAREN P. ROBARDS | Split | For | Split | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 97,300 | 0 | 28-Jul-2015 | 30-Jul-2015 | ||||||||||||
BLUE BUFFALO PET PRODUCTS INC. (BUFF) | |||||||||||||||||||
Security | 09531U102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | BUFF | Meeting Date | 02-Jun-2016 | ||||||||||||||||
ISIN | US09531U1025 | Agenda | 934394711 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | MICHAEL A. ECK | For | For | For | |||||||||||||||
2 | FRANCES FREI | Withheld | For | Against | |||||||||||||||
3 | KURT SCHMIDT | Withheld | For | Against | |||||||||||||||
2. | RATIFICATION, IN A NON-BINDING VOTE, OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 49,880 | 0 | 27-May-2016 | 03-Jun-2016 | ||||||||||||
BP P.L.C. | |||||||||||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | BP | Meeting Date | 14-Apr-2016 | ||||||||||||||||
ISIN | US0556221044 | Agenda | 934333206 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Management | For | For | For | ||||||||||||||
2. | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | Against | For | Against | ||||||||||||||
3. | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
4. | TO RE-ELECT DR B GILVARY AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
5. | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
6. | TO RE-ELECT MR A BOECKMANN AS A DIRECTOR. | Management | Against | For | Against | ||||||||||||||
7. | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
8. | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
9. | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. | Management | Against | For | Against | ||||||||||||||
10. | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | Against | For | Against | ||||||||||||||
11. | TO RE-ELECT MR B R NELSON AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
12. | TO ELECT MRS P R REYNOLDS AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
13. | TO ELECT SIR JOHN SAWERS AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
14. | TO RE-ELECT MR A B SHILSTON AS A DIRECTOR. | Management | Against | For | Against | ||||||||||||||
15. | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. | Management | For | For | For | ||||||||||||||
16. | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | For | ||||||||||||||
17. | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. | Management | For | For | For | ||||||||||||||
18. | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | For | ||||||||||||||
19. | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | For | For | For | ||||||||||||||
20. | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | For | ||||||||||||||
21. | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 18,231 | 0 | 29-Mar-2016 | 13-Apr-2016 | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 03-May-2016 | ||||||||||||||||
ISIN | US1101221083 | Agenda | 934349110 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: P.J. ARDUINI | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | For | ||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||||||||||||||
4. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 13,979 | 0 | 25-Apr-2016 | 04-May-2016 | ||||||||||||
CADENCE DESIGN SYSTEMS, INC. | |||||||||||||||||||
Security | 127387108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CDNS | Meeting Date | 05-May-2016 | ||||||||||||||||
ISIN | US1273871087 | Agenda | 934354515 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK W. ADAMS | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: SUSAN L. BOSTROM | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI-VINCENTELLI | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: GEORGE M. SCALISE | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: JOHN B. SHOVEN | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: ROGER S. SIBONI | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: YOUNG K. SOHN | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: LIP-BU TAN | Management | For | For | For | ||||||||||||||
2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE OMNIBUS EQUITY INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
3. | RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE SENIOR EXECUTIVE BONUS PLAN FOR COMPLIANCE WITH INTERNAL REVENUE CODE 162(M). | Management | For | For | For | ||||||||||||||
4. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
5. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 9,292 | 0 | 25-Apr-2016 | 06-May-2016 | ||||||||||||
CAL-MAINE FOODS, INC. | |||||||||||||||||||
Security | 128030202 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CALM | Meeting Date | 02-Oct-2015 | ||||||||||||||||
ISIN | US1280302027 | Agenda | 934274844 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | ADOLPHUS B. BAKER | For | For | For | |||||||||||||||
2 | TIMOTHY A. DAWSON | For | For | For | |||||||||||||||
3 | LETITIA C. HUGHES | For | For | For | |||||||||||||||
4 | SHERMAN MILLER | For | For | For | |||||||||||||||
5 | JAMES E. POOLE | For | For | For | |||||||||||||||
6 | STEVE W. SANDERS | For | For | For | |||||||||||||||
2. | RATIFICATION OF FROST, PLLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 7,159 | 0 | 21-Sep-2015 | 05-Oct-2015 | ||||||||||||
CALUMET SPECIALTY PRODUCTS PARTNERS, LP | |||||||||||||||||||
Security | 131476103 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | CLMT | Meeting Date | 10-Dec-2015 | ||||||||||||||||
ISIN | US1314761032 | Agenda | 934298414 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | A PROPOSAL (THE "LTIP PROPOSAL") TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE PARTNERSHIP'S AMENDED AND RESTATED LONG- TERM INCENTIVE PLAN (THE "LTIP"), WHICH, AMONG OTHER THINGS, PROVIDES FOR AN INCREASE IN THE MAXIMUM NUMBER OF COMMON UNITS RESERVED AND AVAILABLE FOR DELIVERY WITH RESPECT TO AWARDS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | Against | For | Against | ||||||||||||||
2. | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE LTIP PROPOSAL. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 71,317 | 0 | 24-Nov-2015 | 11-Dec-2015 | ||||||||||||
CAPSTEAD MORTGAGE CORPORATION | |||||||||||||||||||
Security | 14067E506 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CMO | Meeting Date | 25-May-2016 | ||||||||||||||||
ISIN | US14067E5069 | Agenda | 934385990 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: JOHN L. "JACK" BERNARD | Management | For | For | For | ||||||||||||||
1.2 | ELECTION OF DIRECTOR: JACK BIEGLER | Management | Against | For | Against | ||||||||||||||
1.3 | ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY | Management | Against | For | Against | ||||||||||||||
1.4 | ELECTION OF DIRECTOR: ANDREW F. JACOBS | Management | For | For | For | ||||||||||||||
1.5 | ELECTION OF DIRECTOR: GARY KEISER | Management | Against | For | Against | ||||||||||||||
1.6 | ELECTION OF DIRECTOR: CHRISTOPHER W. MAHOWALD | Management | For | For | For | ||||||||||||||
1.7 | ELECTION OF DIRECTOR: MICHAEL G. O'NEIL | Management | For | For | For | ||||||||||||||
1.8 | ELECTION OF DIRECTOR: MARK S. WHITING | Management | Against | For | Against | ||||||||||||||
2. | TO CONDUCT AN ADVISORY (NONBINDING) VOTE TO APPROVE OUR 2015 NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | Against | For | Against | ||||||||||||||
3. | TO APPROVE THE CAPSTEAD MORTGAGE CORPORATION THIRD AMENDED AND RESTATED INCENTIVE BONUS PLAN. | Management | Against | For | Against | ||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 42,123 | 0 | 19-May-2016 | 26-May-2016 | ||||||||||||
CEDAR FAIR, L.P. | |||||||||||||||||||
Security | 150185106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FUN | Meeting Date | 08-Jun-2016 | ||||||||||||||||
ISIN | US1501851067 | Agenda | 934417393 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | ERIC L. AFFELDT | For | For | For | |||||||||||||||
2 | JOHN M. SCOTT, III | For | For | For | |||||||||||||||
3 | D. SCOTT OLIVET | For | For | For | |||||||||||||||
2. | TO CONFIRM THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
4. | TO APPROVE AND ADOPT THE 2016 OMNIBUS INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 18,959 | 0 | 01-Jun-2016 | 09-Jun-2016 | ||||||||||||
CIRRUS LOGIC, INC. | |||||||||||||||||||
Security | 172755100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CRUS | Meeting Date | 29-Jul-2015 | ||||||||||||||||
ISIN | US1727551004 | Agenda | 934251315 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | JOHN C. CARTER | For | For | For | |||||||||||||||
2 | ALEXANDER M. DAVERN | For | For | For | |||||||||||||||
3 | TIMOTHY R. DEHNE | For | For | For | |||||||||||||||
4 | CHRISTINE KING | For | For | For | |||||||||||||||
5 | JASON P. RHODE | For | For | For | |||||||||||||||
6 | ALAN R. SCHUELE | For | For | For | |||||||||||||||
7 | WILLIAM D. SHERMAN | For | For | For | |||||||||||||||
8 | DAVID J. TUPMAN | For | For | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 26, 2016. | Management | For | For | For | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
4. | APPROVAL OF THE THIRD AMENDMENT TO, AND THE RESTATEMENT OF, THE 2006 STOCK INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
5. | APPROVAL OF MATERIAL TERMS OF THE 2006 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED BY THE THIRD AMENDMENT, FOR PURPOSES OF COMPLYING WITH THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 19,560 | 0 | 09-Jul-2015 | 30-Jul-2015 | ||||||||||||
CITRIX SYSTEMS, INC. | |||||||||||||||||||
Security | 177376100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CTXS | Meeting Date | 23-Jun-2016 | ||||||||||||||||
ISIN | US1773761002 | Agenda | 934410034 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT M. CALDERONI | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: NANCI E. CALDWELL | Management | Against | For | Against | ||||||||||||||
1C. | ELECTION OF DIRECTOR: JESSE A. COHN | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT D. DALEO | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: MURRAY J. DEMO | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: PETER J. SACRIPANTI | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: GRAHAM V. SMITH | Management | Against | For | Against | ||||||||||||||
1H. | ELECTION OF DIRECTOR: GODFREY R. SULLIVAN | Management | Against | For | Against | ||||||||||||||
1I. | ELECTION OF DIRECTOR: KIRILL TATARINOV | Management | For | For | For | ||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | For | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 5,069 | 0 | 13-Jun-2016 | 24-Jun-2016 | ||||||||||||
CORESITE REALTY CORPORATION | |||||||||||||||||||
Security | 21870Q105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | COR | Meeting Date | 19-May-2016 | ||||||||||||||||
ISIN | US21870Q1058 | Agenda | 934364528 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | ROBERT G. STUCKEY | For | For | For | |||||||||||||||
2 | THOMAS M. RAY | For | For | For | |||||||||||||||
3 | JAMES A. ATTWOOD, JR. | For | For | For | |||||||||||||||
4 | MICHAEL R. KOEHLER | For | For | For | |||||||||||||||
5 | PAUL E. SZUREK | For | For | For | |||||||||||||||
6 | J. DAVID THOMPSON | For | For | For | |||||||||||||||
7 | DAVID A. WILSON | For | For | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | THE ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 21,742 | 0 | 16-May-2016 | 20-May-2016 | ||||||||||||
CORRECTIONS CORPORATION OF AMERICA | |||||||||||||||||||
Security | 22025Y407 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CXW | Meeting Date | 12-May-2016 | ||||||||||||||||
ISIN | US22025Y4070 | Agenda | 934355795 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: DONNA M. ALVARADO | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT J. DENNIS | Management | Against | For | Against | ||||||||||||||
1C. | ELECTION OF DIRECTOR: MARK A. EMKES | Management | Against | For | Against | ||||||||||||||
1D. | ELECTION OF DIRECTOR: DAMON T. HININGER | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: C. MICHAEL JACOBI | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: ANNE L. MARIUCCI | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: THURGOOD MARSHALL, JR. | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: CHARLES L. OVERBY | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: JOHN R. PRANN, JR. | Management | Against | For | Against | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 25,007 | 0 | 06-May-2016 | 13-May-2016 | ||||||||||||
CUBESMART | |||||||||||||||||||
Security | 229663109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CUBE | Meeting Date | 01-Jun-2016 | ||||||||||||||||
ISIN | US2296631094 | Agenda | 934348776 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | W.M. DIEFENDERFER III | For | For | For | |||||||||||||||
2 | PIERO BUSSANI | For | For | For | |||||||||||||||
3 | CHRISTOPHER P. MARR | For | For | For | |||||||||||||||
4 | MARIANNE M. KELER | For | For | For | |||||||||||||||
5 | DEBORAH R. SALZBERG | For | For | For | |||||||||||||||
6 | JOHN F. REMONDI | For | For | For | |||||||||||||||
7 | JEFFREY F. ROGATZ | For | For | For | |||||||||||||||
8 | JOHN W. FAIN | For | For | For | |||||||||||||||
2. | ADOPT CERTAIN AMENDMENTS AND RESTATEMENTS OF OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER. | Management | For | For | For | ||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
4. | TO CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 6,581 | 0 | 24-May-2016 | 02-Jun-2016 | ||||||||||||
DAVE & BUSTER'S ENTERTAINMENT, INC. | |||||||||||||||||||
Security | 238337109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PLAY | Meeting Date | 16-Jun-2016 | ||||||||||||||||
ISIN | US2383371091 | Agenda | 934414157 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | MICHAEL J. GRIFFITH | For | For | For | |||||||||||||||
2 | JONATHAN S. HALKYARD | For | For | For | |||||||||||||||
3 | DAVID A. JONES | Withheld | For | Against | |||||||||||||||
4 | STEPHEN M. KING | For | For | For | |||||||||||||||
5 | ALAN J. LACY | Withheld | For | Against | |||||||||||||||
6 | KEVIN M. MAILENDER | Withheld | For | Against | |||||||||||||||
7 | PATRICIA H. MUELLER | For | For | For | |||||||||||||||
8 | KEVIN M. SHEEHAN | For | For | For | |||||||||||||||
9 | JENNIFER STORMS | For | For | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||||||||||||||
3. | TO AMEND THE CERTIFICATE OF INCORPORATION OF THE COMPANY | Management | For | For | For | ||||||||||||||
4. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | For | ||||||||||||||
5. | ADVISORY APPROVAL OF THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 5,104 | 0 | 13-Jun-2016 | 17-Jun-2016 | ||||||||||||
DYCOM INDUSTRIES, INC. | |||||||||||||||||||
Security | 267475101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | DY | Meeting Date | 24-Nov-2015 | ||||||||||||||||
ISIN | US2674751019 | Agenda | 934287182 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | STEPHEN C. COLEY | For | For | For | |||||||||||||||
2 | PATRICIA L. HIGGINS | For | For | For | |||||||||||||||
3 | STEVEN E. NIELSEN | For | For | For | |||||||||||||||
4 | LAURIE J. THOMSEN | For | For | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL 2016. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 28,533 | 0 | 10-Nov-2015 | 25-Nov-2015 | ||||||||||||
EDWARDS LIFESCIENCES CORPORATION | |||||||||||||||||||
Security | 28176E108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | EW | Meeting Date | 12-May-2016 | ||||||||||||||||
ISIN | US28176E1082 | Agenda | 934365392 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL A. MUSSALLEM | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN T. CARDIS | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: KIERAN T. GALLAHUE | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM J. LINK, PH.D. | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: MARTHA H. MARSH | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: NICHOLAS J. VALERIANI | Management | For | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | For | ||||||||||||||
3. | AMENDMENT AND RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM | Management | For | For | For | ||||||||||||||
4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 14,276 | 0 | 06-May-2016 | 13-May-2016 | ||||||||||||
ELLIE MAE, INC. | |||||||||||||||||||
Security | 28849P100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ELLI | Meeting Date | 25-May-2016 | ||||||||||||||||
ISIN | US28849P1003 | Agenda | 934375874 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | CARL BUCCELLATO | For | For | For | |||||||||||||||
2 | A. BARR DOLAN | For | For | For | |||||||||||||||
3 | MARINA LEVINSON | For | For | For | |||||||||||||||
2. | TO RATIFY THE SELECTION, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER COMPENSATION FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | For | ||||||||||||||
4. | TO APPROVE THE ADOPTION OF THE ELLIE MAE, INC. CASH AND EQUITY INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 17,767 | 0 | 19-May-2016 | 26-May-2016 | ||||||||||||
EQUITY LIFESTYLE PROPERTIES, INC. | |||||||||||||||||||
Security | 29472R108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ELS | Meeting Date | 10-May-2016 | ||||||||||||||||
ISIN | US29472R1086 | Agenda | 934357927 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | PHILIP CALIAN | For | For | For | |||||||||||||||
2 | DAVID CONTIS | For | For | For | |||||||||||||||
3 | THOMAS DOBROWSKI | For | For | For | |||||||||||||||
4 | THOMAS HENEGHAN | For | For | For | |||||||||||||||
5 | TAO HUANG | For | For | For | |||||||||||||||
6 | MARGUERITE NADER | For | For | For | |||||||||||||||
7 | SHELI ROSENBERG | For | For | For | |||||||||||||||
8 | HOWARD WALKER | For | For | For | |||||||||||||||
9 | WILLIAM YOUNG | For | For | For | |||||||||||||||
10 | SAMUEL ZELL | For | For | For | |||||||||||||||
2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | For | ||||||||||||||
3. | APPROVAL ON A NON-BINDING, ADVISORY BASIS OF OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 16,963 | 0 | 02-May-2016 | 11-May-2016 | ||||||||||||
EURONET WORLDWIDE, INC. | |||||||||||||||||||
Security | 298736109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | EEFT | Meeting Date | 18-May-2016 | ||||||||||||||||
ISIN | US2987361092 | Agenda | 934369299 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | MICHAEL J. BROWN | For | For | For | |||||||||||||||
2 | ANDREW B. SCHMITT | For | For | For | |||||||||||||||
3 | M. JEANNINE STRANDJORD | For | For | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS EURONET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
4. | APPROVAL OF EURONET'S EXECUTIVE ANNUAL INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 5,832 | 0 | 13-May-2016 | 19-May-2016 | ||||||||||||
FASTENAL COMPANY | |||||||||||||||||||
Security | 311900104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FAST | Meeting Date | 19-Apr-2016 | ||||||||||||||||
ISIN | US3119001044 | Agenda | 934332898 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLARD D. OBERTON | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL J. ANCIUS | Management | Against | For | Against | ||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | Management | Against | For | Against | ||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN L. EASTMAN | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: DANIEL L. FLORNESS | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: RITA J. HEISE | Management | Against | For | Against | ||||||||||||||
1G. | ELECTION OF DIRECTOR: DARREN R. JACKSON | Management | Against | For | Against | ||||||||||||||
1H. | ELECTION OF DIRECTOR: SCOTT A. SATTERLEE | Management | Against | For | Against | ||||||||||||||
1I. | ELECTION OF DIRECTOR: REYNE K. WISECUP | Management | For | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | For | ||||||||||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 4,469 | 0 | 17-Mar-2016 | 20-Apr-2016 | ||||||||||||
FIDELITY INSTL CASH PORTFOLIOS | |||||||||||||||||||
Security | 316175108 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | FIGXX | Meeting Date | 12-Feb-2016 | ||||||||||||||||
ISIN | US3161751082 | Agenda | 934286421 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | |||||||||||||||
1 | ELIZABETH S. ACTON | Split | For | Split | |||||||||||||||
2 | JOHN ENGLER | Split | For | Split | |||||||||||||||
3 | ALBERT R. GAMPER, JR. | Split | For | Split | |||||||||||||||
4 | ROBERT F. GARTLAND | Split | For | Split | |||||||||||||||
5 | ABIGAIL P. JOHNSON | Split | For | Split | |||||||||||||||
6 | ARTHUR E. JOHNSON | Split | For | Split | |||||||||||||||
7 | MICHAEL E. KENNEALLY | Split | For | Split | |||||||||||||||
8 | JAMES H. KEYES | Split | For | Split | |||||||||||||||
9 | MARIE L. KNOWLES | Split | For | Split | |||||||||||||||
10 | GEOFFREY A. VON KUHN | Split | For | Split | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 69,626 | 0 | 17-Nov-2015 | 14-Jan-2016 | ||||||||||||
FIDELITY INSTL CASH PORTFOLIOS | |||||||||||||||||||
Security | 316175108 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | FIGXX | Meeting Date | 12-Feb-2016 | ||||||||||||||||
ISIN | US3161751082 | Agenda | 934286421 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | |||||||||||||||
1 | ELIZABETH S. ACTON | Split | For | Split | |||||||||||||||
2 | JOHN ENGLER | Split | For | Split | |||||||||||||||
3 | ALBERT R. GAMPER, JR. | Split | For | Split | |||||||||||||||
4 | ROBERT F. GARTLAND | Split | For | Split | |||||||||||||||
5 | ABIGAIL P. JOHNSON | Split | For | Split | |||||||||||||||
6 | ARTHUR E. JOHNSON | Split | For | Split | |||||||||||||||
7 | MICHAEL E. KENNEALLY | Split | For | Split | |||||||||||||||
8 | JAMES H. KEYES | Split | For | Split | |||||||||||||||
9 | MARIE L. KNOWLES | Split | For | Split | |||||||||||||||
10 | GEOFFREY A. VON KUHN | Split | For | Split | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 3,100,250 | 0 | 17-Nov-2015 | 14-Jan-2016 | ||||||||||||
FIVE BELOW, INC. | |||||||||||||||||||
Security | 33829M101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FIVE | Meeting Date | 21-Jun-2016 | ||||||||||||||||
ISIN | US33829M1018 | Agenda | 934423144 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: CATHERINE E. BUGGELN | Management | Against | For | Against | ||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL F. DEVINE III | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: DANIEL J. KAUFMAN | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD L. MARKEE | Management | Against | For | Against | ||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDING JANUARY 28, 2017. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE THE COMPANY'S AMENDED AND RESTATED EQUITY INCENTIVE PLAN. | Management | Against | For | Against | ||||||||||||||
4. | TO APPROVE THE COMPANY'S 2016 PERFORMANCE BONUS PLAN. | Management | Against | For | Against | ||||||||||||||
5. | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 9,989 | 0 | 13-Jun-2016 | 22-Jun-2016 | ||||||||||||
FOUR CORNERS PROPERTY TRUST, INC. | |||||||||||||||||||
Security | 35086T109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FCPT | Meeting Date | 16-Jun-2016 | ||||||||||||||||
ISIN | US35086T1097 | Agenda | 934412165 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. LENEHAN | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: DOUGLAS B. HANSEN, JR. | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN MOODY | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: MARRAN H. OGILVIE | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: PAUL E. SZUREK | Management | For | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE- BASED COMPENSATION UNDER THE 2015 OMNIBUS INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 4,324 | 0 | 16-Jun-2016 | 17-Jun-2016 | ||||||||||||
FS INVESTMENT CORPORATION | |||||||||||||||||||
Security | 302635107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FSIC | Meeting Date | 13-Jul-2016 | ||||||||||||||||
ISIN | US3026351078 | Agenda | 934414119 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | |||||||||||||||
1 | GREGORY P. CHANDLER | Split | For | Split | |||||||||||||||
2 | MICHAEL C. FORMAN | Split | For | Split | |||||||||||||||
3 | BARRY H. FRANK | Split | For | Split | |||||||||||||||
4 | MICHAEL J. HELLER | Split | For | Split | |||||||||||||||
2. | TO AUTHORIZE FLEXIBILITY FOR THE COMPANY, WITH THE APPROVAL OF THE COMPANY'S BOARD OF DIRECTORS, TO OFFER AND SELL SHARES DURING THE 12 MONTHS FOLLOWING STOCKHOLDER APPROVAL, AT A PRICE BELOW THE THEN-CURRENT NET ASSET VALUE PER SHARE, SUBJECT TO CERTAIN LIMITATIONS DESCRIBED IN THE PROXY STATEMENT. | Management | Split | For | Split | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 109,558 | 0 | 21-Jun-2016 | 14-Jul-2016 | ||||||||||||
GLAXOSMITHKLINE PLC | |||||||||||||||||||
Security | 37733W105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | GSK | Meeting Date | 05-May-2016 | ||||||||||||||||
ISIN | US37733W1053 | Agenda | 934369857 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | TO RECEIVE THE 2015 ANNUAL REPORT | Management | For | For | For | ||||||||||||||
2. | TO APPROVE THE ANNUAL REMUNERATION REPORT | Management | Against | For | Against | ||||||||||||||
3. | TO ELECT VINDI BANGA AS A DIRECTOR | Management | Against | For | Against | ||||||||||||||
4. | TO ELECT DR JESSE GOODMAN AS A DIRECTOR | Management | For | For | For | ||||||||||||||
5. | TO RE-ELECT SIR PHILIP HAMPTON AS A DIRECTOR | Management | For | For | For | ||||||||||||||
6. | TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR | Management | For | For | For | ||||||||||||||
7. | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | Management | For | For | For | ||||||||||||||
8. | TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR | Management | For | For | For | ||||||||||||||
9. | TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR | Management | For | For | For | ||||||||||||||
10. | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | For | ||||||||||||||
11. | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | Management | Against | For | Against | ||||||||||||||
12. | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management | Against | For | Against | ||||||||||||||
13. | TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR | Management | For | For | For | ||||||||||||||
14. | TO RE-APPOINT AUDITORS | Management | For | For | For | ||||||||||||||
15. | TO DETERMINE REMUNERATION OF AUDITORS | Management | For | For | For | ||||||||||||||
16. | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | For | ||||||||||||||
17. | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | For | ||||||||||||||
18. | TO DISAPPLY PRE-EMPTION RIGHTS(SPECIAL RESOLUTION) | Management | For | For | For | ||||||||||||||
19. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | For | For | For | ||||||||||||||
20. | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | For | ||||||||||||||
21. | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM(SPECIAL RESOLUTION) | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 18,077 | 0 | 18-Apr-2016 | 29-Apr-2016 | ||||||||||||
GLOBAL PAYMENTS INC. | |||||||||||||||||||
Security | 37940X102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | GPN | Meeting Date | 18-Nov-2015 | ||||||||||||||||
ISIN | US37940X1028 | Agenda | 934281318 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: WILLIAM I JACOBS | Management | For | For | For | ||||||||||||||
1.2 | ELECTION OF DIRECTOR: ALAN M. SILBERSTEIN | Management | For | For | For | ||||||||||||||
2. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2015. | Management | For | For | For | ||||||||||||||
3. | RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 5,436 | 0 | 29-Oct-2015 | 19-Nov-2015 | ||||||||||||
GOLDMAN SACHS | |||||||||||||||||||
Security | 38147U107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | GSBD | Meeting Date | 18-Aug-2016 | ||||||||||||||||
ISIN | US38147U1079 | Agenda | 934387362 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF CLASS II DIRECTOR: JAIME ARDILA | Management | Split | For | Split | ||||||||||||||
1B. | ELECTION OF CLASS II DIRECTOR: RICHARD P. STRUBEL | Management | Split | For | Split | ||||||||||||||
1C. | ELECTION OF CLASS II DIRECTOR: KATHERINE ("KAYSIE") UNIACKE | Management | Split | For | Split | ||||||||||||||
2. | TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF THE COMPANY'S BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF THE COMPANY'S COMMON STOCK (DURING THE 12 MONTHS FOLLOWING SUCH AUTHORIZATION) AT A PRICE BELOW THE THEN-CURRENT NET ASSET VALUE PER SHARE, PROVIDED THAT THE NUMBER OF SHARES ISSUED DOES NOT EXCEED 25% OF THE COMPANY'S THEN-OUTSTANDING COMMON STOCK. | Management | Split | For | Split | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 40,453 | 0 | 06-Jun-2016 | 19-Jul-2016 | ||||||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | |||||||||||||||||||
Security | 41068X100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | HASI | Meeting Date | 07-Jun-2016 | ||||||||||||||||
ISIN | US41068X1000 | Agenda | 934404334 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | JEFFREY W. ECKEL | For | For | For | |||||||||||||||
2 | TERESA M. BRENNER | For | For | For | |||||||||||||||
3 | MARK J. CIRILLI | For | For | For | |||||||||||||||
4 | CHARLES M. O'NEIL | For | For | For | |||||||||||||||
5 | RICHARD J. OSBORNE | For | For | For | |||||||||||||||
6 | STEVEN G. OSGOOD | For | For | For | |||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 20,577 | 0 | 01-Jun-2016 | 08-Jun-2016 | ||||||||||||
HOSPITALITY PROPERTIES TRUST | |||||||||||||||||||
Security | 44106M102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | HPT | Meeting Date | 25-May-2016 | ||||||||||||||||
ISIN | US44106M1027 | Agenda | 934333030 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF TRUSTEE: DONNA D. FRAICHE (NOMINEE FOR INDEPENDENT TRUSTEE) | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF TRUSTEE: WILLIAM A. LAMKIN (NOMINEE FOR INDEPENDENT TRUSTEE) | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF TRUSTEE: ADAM D. PORTNOY (NOMINEE FOR MANAGING TRUSTEE) | Management | For | For | For | ||||||||||||||
2. | HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL YEAR. | Management | For | For | For | ||||||||||||||
4. | VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 11,276 | 0 | 19-May-2016 | 26-May-2016 | ||||||||||||
INPHI CORPORATION | |||||||||||||||||||
Security | 45772F107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | IPHI | Meeting Date | 26-May-2016 | ||||||||||||||||
ISIN | US45772F1075 | Agenda | 934409776 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | DR. CHENMING C. HU | For | For | For | |||||||||||||||
2 | ELISSA MURPHY | For | For | For | |||||||||||||||
3 | SAM S. SRINIVASAN | For | For | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 24,609 | 0 | 19-May-2016 | 27-May-2016 | ||||||||||||
INTERCONTINENTAL HOTELS GROUP PLC | |||||||||||||||||||
Security | 45857P509 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | IHG | Meeting Date | 06-May-2016 | ||||||||||||||||
ISIN | US45857P5098 | Agenda | 934392109 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | REPORT AND ACCOUNTS 2015 | Management | For | For | For | ||||||||||||||
2. | DIRECTORS' REMUNERATION REPORT 2015 | Management | Against | For | Against | ||||||||||||||
3. | DECLARATION OF FINAL DIVIDEND | Management | For | For | For | ||||||||||||||
4A. | RE-ELECTION OF ANNE BUSQUET AS A DIRECTOR | Management | For | For | For | ||||||||||||||
4B. | RE-ELECTION OF PATRICK CESCAU AS A DIRECTOR | Management | For | For | For | ||||||||||||||
4C. | RE-ELECTION OF IAN DYSON AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | Against | For | Against | ||||||||||||||
4D. | RE-ELECTION OF PAUL EDGECLIFFE- JOHNSON AS A DIRECTOR | Management | For | For | For | ||||||||||||||
4E. | RE-ELECTION OF JO HARLOW AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | Against | For | Against | ||||||||||||||
4F. | RE-ELECTION OF LUKE MAYHEW AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | Against | For | Against | ||||||||||||||
4G. | RE-ELECTION OF JILL MCDONALD AS A DIRECTOR | Management | For | For | For | ||||||||||||||
4H. | RE-ELECTION OF DALE MORRISON AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | Against | For | Against | ||||||||||||||
4I. | RE-ELECTION OF RICHARD SOLOMONS AS A DIRECTOR | Management | For | For | For | ||||||||||||||
5. | REAPPOINTMENT OF AUDITOR | Management | For | For | For | ||||||||||||||
6. | REMUNERATION OF AUDITOR | Management | For | For | For | ||||||||||||||
7. | POLITICAL DONATIONS | Management | For | For | For | ||||||||||||||
8. | SHARE CONSOLIDATION | Management | For | For | For | ||||||||||||||
9. | ALLOTMENT OF SHARES | Management | For | For | For | ||||||||||||||
10. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | For | ||||||||||||||
11. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | For | ||||||||||||||
12. | NOTICE OF GENERAL MEETINGS | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 11,041 | 0 | 25-Apr-2016 | 05-May-2016 | ||||||||||||
INTERNATIONAL GAME TECHNOLOGY PLC | |||||||||||||||||||
Security | G4863A108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | IGT | Meeting Date | 20-Jun-2016 | ||||||||||||||||
ISIN | GB00BVG7F061 | Agenda | 934450646 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | TO RECEIVE AND ADOPT THE ANNUAL REPORTS AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015. | Management | For | For | For | ||||||||||||||
2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) SET OUT IN SECTION 2 OF INTERNATIONAL GAME TECHNOLOGY PLC'S ANNUAL REPORTS AND ACCOUNTS. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY (EXCLUDING THE REMUNERATION REPORT) SET OUT IN SECTION 2 OF INTERNATIONAL GAME TECHNOLOGY PLC'S ANNUAL REPORTS AND ACCOUNTS. | Management | For | For | For | ||||||||||||||
4. | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID. | Management | For | For | For | ||||||||||||||
5. | TO AUTHORISE THE BOARD OF DIRECTORS OR ITS AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITOR. | Management | For | For | For | ||||||||||||||
6. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE NOT EXCEEDING 100,000 POUNDS IN TOTAL, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 40,491 | 0 | 14-Jun-2016 | 17-Jun-2016 | ||||||||||||
INVESCO | |||||||||||||||||||
Security | 46132R104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VTA | Meeting Date | 26-Aug-2015 | ||||||||||||||||
ISIN | US46132R1041 | Agenda | 934262748 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | DIRECTOR | Management | |||||||||||||||||
1 | JAMES T. BUNCH | For | For | For | |||||||||||||||
2 | BRUCE L. CROCKETT | For | For | For | |||||||||||||||
3 | RODNEY F. DAMMEYER | For | For | For | |||||||||||||||
4 | JACK M. FIELDS | For | For | For | |||||||||||||||
5 | MARTIN L. FLANAGAN | For | For | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 59,900 | 0 | 03-Aug-2015 | 27-Aug-2015 | ||||||||||||
INVESCO MORTGAGE CAPITAL INC. | |||||||||||||||||||
Security | 46131B100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | IVR | Meeting Date | 04-May-2016 | ||||||||||||||||
ISIN | US46131B1008 | Agenda | 934339917 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES S. BALLOUN | Management | For | For | For | ||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN S. DAY | Management | For | For | For | ||||||||||||||
1C | ELECTION OF DIRECTOR: KAREN DUNN KELLEY | Management | For | For | For | ||||||||||||||
1D | ELECTION OF DIRECTOR: EDWARD J. HARDIN | Management | For | For | For | ||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES R. LIENTZ, JR. | Management | For | For | For | ||||||||||||||
1F | ELECTION OF DIRECTOR: GREGORY G. MCGREEVEY | Management | For | For | For | ||||||||||||||
2 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | For | ||||||||||||||
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 80,618 | 0 | 02-May-2016 | 05-May-2016 | ||||||||||||
J2 GLOBAL INC | |||||||||||||||||||
Security | 48123V102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | JCOM | Meeting Date | 04-May-2016 | ||||||||||||||||
ISIN | US48123V1026 | Agenda | 934350442 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: DOUGLAS Y. BECH | Management | For | For | For | ||||||||||||||
1.2 | ELECTION OF DIRECTOR: ROBERT J. CRESCI | Management | For | For | For | ||||||||||||||
1.3 | ELECTION OF DIRECTOR: W. BRIAN KRETZMER | Management | For | For | For | ||||||||||||||
1.4 | ELECTION OF DIRECTOR: JONATHAN F. MILLER | Management | For | For | For | ||||||||||||||
1.5 | ELECTION OF DIRECTOR: RICHARD S. RESSLER | Management | For | For | For | ||||||||||||||
1.6 | ELECTION OF DIRECTOR: STEPHEN ROSS | Management | For | For | For | ||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF BDO USA, LLP TO SERVE AS J2 GLOBAL'S INDEPENDENT AUDITORS FOR FISCAL 2016. | Management | For | For | For | ||||||||||||||
3 | TO APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION OF J2 GLOBAL'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 2,765 | 0 | 25-Apr-2016 | 05-May-2016 | ||||||||||||
JAZZ PHARMACEUTICALS PLC | |||||||||||||||||||
Security | G50871105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | JAZZ | Meeting Date | 30-Jul-2015 | ||||||||||||||||
ISIN | IE00B4Q5ZN47 | Agenda | 934246908 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER GRAY | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: KENNETH W. O'KEEFE | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: ELMAR SCHNEE | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: CATHERINE A. SOHN | Management | For | For | For | ||||||||||||||
2. | TO APPROVE THE APPOINTMENT OF KPMG AS THE INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITORS' REMUNERATION. | Management | For | For | For | ||||||||||||||
3. | TO AUTHORIZE JAZZ PHARMACEUTICALS PLC AND/OR ANY SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC'S ORDINARY SHARES. | Management | For | For | For | ||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF JAZZ PHARMACEUTICALS PLC'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 1,010 | 0 | 21-Jul-2015 | 31-Jul-2015 | ||||||||||||
LEGG MASON | |||||||||||||||||||
Security | 95766B109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | EHI | Meeting Date | 25-Sep-2015 | ||||||||||||||||
ISIN | US95766B1098 | Agenda | 934275846 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | LESLIE H. GELB* | For | For | For | |||||||||||||||
2 | WILLIAM R. HUTCHINSON* | For | For | For | |||||||||||||||
3 | JANE E. TRUST* | For | For | For | |||||||||||||||
4 | ROBERT D. AGDERN$ | For | For | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 106,240 | 0 | 09-Sep-2015 | 28-Sep-2015 | ||||||||||||
LENDINGTREE INC | |||||||||||||||||||
Security | 52603B107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TREE | Meeting Date | 15-Jun-2016 | ||||||||||||||||
ISIN | US52603B1070 | Agenda | 934408736 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | NEAL DERMER | For | For | For | |||||||||||||||
2 | ROBIN HENDERSON | For | For | For | |||||||||||||||
3 | PETER HORAN | For | For | For | |||||||||||||||
4 | DOUGLAS LEBDA | For | For | For | |||||||||||||||
5 | STEVEN OZONIAN | For | For | For | |||||||||||||||
6 | SARAS SARASVATHY | For | For | For | |||||||||||||||
7 | CRAIG TROYER | For | For | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 14,308 | 0 | 07-Jun-2016 | 16-Jun-2016 | ||||||||||||
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS | |||||||||||||||||||
Security | 55405Y100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MTSI | Meeting Date | 03-Mar-2016 | ||||||||||||||||
ISIN | US55405Y1001 | Agenda | 934321819 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | PETER CHUNG | For | For | For | |||||||||||||||
2 | GIL VAN LUNSEN | For | For | For | |||||||||||||||
2. | TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2015. | Management | For | For | For | ||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. | Management | For | For | For | ||||||||||||||
4. | TO APPROVE OUR 2012 OMNIBUS INCENTIVE PLAN (AS AMENDED AND RESTATED). | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 30,749 | 0 | 01-Feb-2016 | 04-Mar-2016 | ||||||||||||
MAIN STREET CAPITAL CORPORATION | |||||||||||||||||||
Security | 56035L104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MAIN | Meeting Date | 02-May-2016 | ||||||||||||||||
ISIN | US56035L1044 | Agenda | 934339171 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL APPLING, JR. | Management | Split | For | Split | ||||||||||||||
1.2 | ELECTION OF DIRECTOR: JOSEPH E. CANON | Management | Split | For | Split | ||||||||||||||
1.3 | ELECTION OF DIRECTOR: ARTHUR L. FRENCH | Management | Split | For | Split | ||||||||||||||
1.4 | ELECTION OF DIRECTOR: J. KEVIN GRIFFIN | Management | Split | For | Split | ||||||||||||||
1.5 | ELECTION OF DIRECTOR: JOHN E. JACKSON | Management | Split | For | Split | ||||||||||||||
1.6 | ELECTION OF DIRECTOR: BRIAN E. LANE | Management | Split | For | Split | ||||||||||||||
1.7 | ELECTION OF DIRECTOR: STEPHEN B. SOLCHER | Management | Split | For | Split | ||||||||||||||
1.8 | ELECTION OF DIRECTOR: VINCENT D. FOSTER | Management | Split | For | Split | ||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | Split | For | Split | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 37,170 | 0 | 29-Apr-2016 | 03-May-2016 | ||||||||||||
MEDIVATION, INC. | |||||||||||||||||||
Security | 58501N101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MDVN | Meeting Date | 22-Jun-2016 | ||||||||||||||||
ISIN | US58501N1019 | Agenda | 934417278 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | KIM D. BLICKENSTAFF | For | For | For | |||||||||||||||
2 | KATHRYN E. FALBERG | For | For | For | |||||||||||||||
3 | DAVID T. HUNG, M.D. | For | For | For | |||||||||||||||
4 | MICHAEL L. KING, PH.D. | For | For | For | |||||||||||||||
5 | C. PATRICK MACHADO | For | For | For | |||||||||||||||
6 | DAWN SVORONOS | Withheld | For | Against | |||||||||||||||
7 | W. ANTHONY VERNON | Withheld | For | Against | |||||||||||||||
8 | WENDY L. YARNO | Withheld | For | Against | |||||||||||||||
2. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS MEDIVATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF MEDIVATION'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT OF MEDIVATION. | Management | Against | For | Against | ||||||||||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE MEDIVATION, INC. AMENDED AND RESTATED 2004 EQUITY INCENTIVE AWARD PLAN TO INCREASE THE NUMBER OF SHARES OF MEDIVATION'S COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 1,600,000 SHARES AND MAKE CERTAIN OTHER CHANGES AS DESCRIBED IN PROPOSAL NO. 4 IN THE PROXY STATEMENT OF MEDIVATION. | Management | Against | For | Against | ||||||||||||||
5. | THE SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 3,896 | 0 | 13-Jun-2016 | 23-Jun-2016 | ||||||||||||
MEDNAX, INC. | |||||||||||||||||||
Security | 58502B106 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | MD | Meeting Date | 03-Nov-2015 | ||||||||||||||||
ISIN | US58502B1061 | Agenda | 934281142 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | TO APPROVE THE PROPOSED AMENDED AND RESTATED MEDNAX, INC. 1996 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN, WHICH IS BEING AMENDED AND RESTATED TO INCREASE THE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER. | Management | For | For | For | ||||||||||||||
2. | TO APPROVE THE CREATION OF THE MEDNAX, INC. 2015 NON-QUALIFIED STOCK PURCHASE PLAN, WHICH IS BEING PROPOSED TO ENABLE MEDNAX'S ELIGIBLE INDEPENDENT CONTRACTORS TO INVEST IN MEDNAX THROUGH PURCHASES OF MEDNAX COMMON STOCK AT A FAVORABLE PRICE THROUGH DEDUCTIONS FROM PAYMENTS MADE FOR INDEPENDENT CONTRACTOR SERVICES. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 3,795 | 0 | 29-Oct-2015 | 04-Nov-2015 | ||||||||||||
MERCK & CO., INC. | |||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 24-May-2016 | ||||||||||||||||
ISIN | US58933Y1055 | Agenda | 934378515 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | Against | For | Against | ||||||||||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | Against | For | Against | ||||||||||||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | Against | For | Against | ||||||||||||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | For | ||||||||||||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | Against | For | Against | ||||||||||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | For | Against | ||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | For | ||||||||||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | For | Against | Against | ||||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | Against | ||||||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS. | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 11,322 | 0 | 18-May-2016 | 25-May-2016 | ||||||||||||
MFA FINANCIAL, INC. | |||||||||||||||||||
Security | 55272X102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MFA | Meeting Date | 25-May-2016 | ||||||||||||||||
ISIN | US55272X1028 | Agenda | 934381346 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES A. BRODSKY | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD J. BYRNE | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: ALAN L. GOSULE | Management | Against | For | Against | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MFA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | APPROVAL OF THE ADVISORY (NON- BINDING) RESOLUTION TO APPROVE MFA'S EXECUTIVE COMPENSATION. | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 101,106 | 0 | 19-May-2016 | 26-May-2016 | ||||||||||||
MSCI INC. | |||||||||||||||||||
Security | 55354G100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MSCI | Meeting Date | 28-Apr-2016 | ||||||||||||||||
ISIN | US55354G1004 | Agenda | 934344499 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: HENRY A. FERNANDEZ | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT G. ASHE | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: BENJAMIN F. DUPONT | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: WAYNE EDMUNDS | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: D. ROBERT HALE | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: ALICE W. HANDY | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: WENDY E. LANE | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: LINDA H. RIEFLER | Management | For | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: GEORGE W. SIGULER | Management | For | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: PATRICK TIERNEY | Management | For | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: RODOLPHE M. VALLEE | Management | For | For | For | ||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN THESE PROXY MATERIALS. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE THE MSCI INC. 2016 OMNIBUS INCENTIVE PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | For | ||||||||||||||
4. | TO APPROVE THE MSCI INC. 2016 NON- EMPLOYEE DIRECTORS COMPENSATION PLAN. | Management | For | For | For | ||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 5,449 | 0 | 14-Apr-2016 | 29-Apr-2016 | ||||||||||||
NEW MEDIA INVESTMENT GROUP INC | |||||||||||||||||||
Security | 64704V106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NEWM | Meeting Date | 25-May-2016 | ||||||||||||||||
ISIN | US64704V1061 | Agenda | 934384950 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | THEODORE P. JANULIS | Withheld | For | Against | |||||||||||||||
2 | MICHAEL E. REED | For | For | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 68,405 | 0 | 20-May-2016 | 26-May-2016 | ||||||||||||
NOAH HOLDINGS LIMITED | |||||||||||||||||||
Security | 65487X102 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | NOAH | Meeting Date | 28-Jan-2016 | ||||||||||||||||
ISIN | US65487X1028 | Agenda | 934321162 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | AS A SPECIAL RESOLUTION, THAT THE AUTHORIZED SHARE CAPITAL OF THE COMPANY BE RE-CLASSIFIED AND RE- DESIGNATED INTO 100,000,000 ORDINARY SHARES OF NOMINAL OR PAR VALUE US$0.0005 EACH, OF WHICH (I) 91,394,900 BE DESIGNATED AS CLASS A ORDINARY SHARES OF NOMINAL OR PAR VALUE US$0.0005 EACH (THE "CLASS A ORDINARY SHARES") AND (II) 8,605,100 BE DESIGNATED AS CLASS B ORDINARY SHARES OF NOMINAL OR PAR VALUE US$0.0005 EACH (THE "CLASS B ORDINARY SHARES"), WITH EACH CLASS A ORDINARY SHARE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Against | For | Against | ||||||||||||||
2. | AS A SPECIAL RESOLUTION, THAT THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION CURRENTLY IN EFFECT BE AMENDED AND RESTATED BY THEIR DELETION IN THEIR ENTIRETY AND THE SUBSTITUTION IN THEIR PLACE OF THE FIFTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION IN THE FORM ATTACHED HERETO AS ANNEX I, WITH IMMEDIATE EFFECT (THE "ADOPTION OF THE NEW M&AS"). | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 43,594 | 0 | 19-Jan-2016 | 26-Jan-2016 | ||||||||||||
NVIDIA CORPORATION | |||||||||||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NVDA | Meeting Date | 18-May-2016 | ||||||||||||||||
ISIN | US67066G1040 | Agenda | 934376496 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: TENCH COXE | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: PERSIS S. DRELL | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES C. GAITHER | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: JEN-HSUN HUANG | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: DAWN HUDSON | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: HARVEY C. JONES | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM J. MILLER | Management | For | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK L. PERRY | Management | For | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | Management | For | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: MARK A. STEVENS | Management | For | For | For | ||||||||||||||
2. | TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 29, 2017. | Management | For | For | For | ||||||||||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
5. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED 2012 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 25,721 | 0 | 13-May-2016 | 19-May-2016 | ||||||||||||
O'REILLY AUTOMOTIVE, INC. | |||||||||||||||||||
Security | 67103H107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ORLY | Meeting Date | 03-May-2016 | ||||||||||||||||
ISIN | US67103H1077 | Agenda | 934348877 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID O'REILLY | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: CHARLES H. O'REILLY, JR. | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: LARRY O'REILLY | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: ROSALIE O'REILLY WOOTEN | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: JAY D. BURCHFIELD | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: PAUL R. LEDERER | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: RONALD RASHKOW | Management | For | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT PROXY ACCESS. | Shareholder | For | Against | Against | ||||||||||||||
5. | SHAREHOLDER PROPOSAL ENTITLED "INDEPENDENT BOARD CHAIRMAN." | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 5,362 | 0 | 20-Apr-2016 | 04-May-2016 | ||||||||||||
OMEGA HEALTHCARE INVESTORS, INC. | |||||||||||||||||||
Security | 681936100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | OHI | Meeting Date | 09-Jun-2016 | ||||||||||||||||
ISIN | US6819361006 | Agenda | 934406352 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | NORMAN R. BOBINS | For | For | For | |||||||||||||||
2 | CRAIG R. CALLEN | For | For | For | |||||||||||||||
3 | BERNARD J. KORMAN | For | For | For | |||||||||||||||
4 | EDWARD LOWENTHAL | For | For | For | |||||||||||||||
5 | BEN W. PERKS | For | For | For | |||||||||||||||
6 | STEPHEN D. PLAVIN | For | For | For | |||||||||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP. | Management | For | For | For | ||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 13,525 | 0 | 06-Jun-2016 | 10-Jun-2016 | ||||||||||||
PACWEST BANCORP | |||||||||||||||||||
Security | 695263103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PACW | Meeting Date | 16-May-2016 | ||||||||||||||||
ISIN | US6952631033 | Agenda | 934361849 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | PAUL R. BURKE | For | For | For | |||||||||||||||
2 | CRAIG A. CARLSON | For | For | For | |||||||||||||||
3 | JOHN M. EGGEMEYER | For | For | For | |||||||||||||||
4 | BARRY C. FITZPATRICK | For | For | For | |||||||||||||||
5 | ANDREW B. FREMDER | For | For | For | |||||||||||||||
6 | C. WILLIAM HOSLER | For | For | For | |||||||||||||||
7 | SUSAN E. LESTER | For | For | For | |||||||||||||||
8 | ROGER H. MOLVAR | For | For | For | |||||||||||||||
9 | JAMES J. PIECZYNSKI | For | For | For | |||||||||||||||
10 | DANIEL B. PLATT | For | For | For | |||||||||||||||
11 | ROBERT A. STINE | For | For | For | |||||||||||||||
12 | MATTHEW P. WAGNER | For | For | For | |||||||||||||||
2. | APPROVAL OF THE AMENDED AND RESTATED 2003 STOCK INCENTIVE PLAN. TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2003 STOCK INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO APPROVE, ON AN ADVISORY BASIS (NON BINDING), THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
5. | ADJOURNMENTS. TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE, IF NECESSARY, AN ADJOURNMENT OR POSTPONEMENT OF THE 2016 ANNUAL MEETING OF STOCKHOLDERS (THE "ANNUAL MEETING") TO SOLICIT ADDITIONAL PROXIES. | Management | For | For | For | ||||||||||||||
6. | OTHER BUSINESS. TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS AND MATTERS OR PROPOSALS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. *NOTE* PLEASE CONTACT YOUR BANK OR BROKER TO CUMULATE YOUR SHARES | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 8,928 | 0 | 06-May-2016 | 17-May-2016 | ||||||||||||
PAYPAL HOLDINGS, INC. | |||||||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PYPL | Meeting Date | 25-May-2016 | ||||||||||||||||
ISIN | US70450Y1038 | Agenda | 934381726 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: WENCES CASARES | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | Against | For | Against | ||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | Against | For | Against | ||||||||||||||
1E. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | Against | For | Against | ||||||||||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | For | Against | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF OUR FUTURE STOCKHOLDER ADVISORY VOTES APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For | ||||||||||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2015 EQUITY INCENTIVE AWARD PLAN. | Management | Against | For | Against | ||||||||||||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE PAYPAL EMPLOYEE INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 10,267 | 0 | 19-May-2016 | 26-May-2016 | ||||||||||||
PHYSICIANS REALTY TRUST | |||||||||||||||||||
Security | 71943U104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | DOC | Meeting Date | 05-May-2016 | ||||||||||||||||
ISIN | US71943U1043 | Agenda | 934349108 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | JOHN T. THOMAS | For | For | For | |||||||||||||||
2 | TOMMY G. THOMPSON | For | For | For | |||||||||||||||
3 | STANTON D. ANDERSON | For | For | For | |||||||||||||||
4 | MARK A. BAUMGARTNER | For | For | For | |||||||||||||||
5 | ALBERT C. BLACK, JR. | For | For | For | |||||||||||||||
6 | WILLIAM A. EBINGER, M.D | For | For | For | |||||||||||||||
7 | RICHARD A. WEISS | For | For | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | For | ||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 68,188 | 0 | 28-Apr-2016 | 06-May-2016 | ||||||||||||
POOL CORPORATION | |||||||||||||||||||
Security | 73278L105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | POOL | Meeting Date | 04-May-2016 | ||||||||||||||||
ISIN | US73278L1052 | Agenda | 934361926 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: WILSON B. SEXTON | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: ANDREW W. CODE | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY M. GRAVEN | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: MANUEL J. PEREZ DE LA MESA | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: HARLAN F. SEYMOUR | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT C. SLEDD | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: JOHN E. STOKELY | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: DAVID G. WHALEN | Management | For | For | For | ||||||||||||||
2. | RATIFICATION OF THE RETENTION OF ERNST & YOUNG LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | For | ||||||||||||||
3. | SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | For | ||||||||||||||
4. | RE-APPROVAL OF THE POOL CORPORATION STRATEGIC PLAN INCENTIVE PROGRAM. | Management | For | For | For | ||||||||||||||
5. | APPROVAL OF THE POOL CORPORATION AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
6. | APPROVAL OF THE POOL CORPORATION EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
7. | APPROVAL OF THE POOL CORPORATION AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 14,851 | 0 | 28-Apr-2016 | 05-May-2016 | ||||||||||||
PRESTIGE BRANDS HOLDINGS, INC. | |||||||||||||||||||
Security | 74112D101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PBH | Meeting Date | 04-Aug-2015 | ||||||||||||||||
ISIN | US74112D1019 | Agenda | 934257898 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | RONALD M. LOMBARDI | For | For | For | |||||||||||||||
2 | JOHN E. BYOM | For | For | For | |||||||||||||||
3 | GARY E. COSTLEY | For | For | For | |||||||||||||||
4 | CHARLES J. HINKATY | For | For | For | |||||||||||||||
5 | SHEILA A. HOPKINS | For | For | For | |||||||||||||||
6 | JAMES M. JENNESS | For | For | For | |||||||||||||||
7 | CARL J. JOHNSON | For | For | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PRESTIGE BRANDS HOLDINGS, INC. FOR THE FISCAL YEAR ENDING MARCH 31, 2016. | Management | For | For | For | ||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE RESOLUTION TO APPROVE THE COMPENSATION OF PRESTIGE BRANDS HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 568 | 0 | 21-Jul-2015 | 05-Aug-2015 | ||||||||||||
PROSPECT CAPITAL CORPORATION | |||||||||||||||||||
Security | 74348T102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PSEC | Meeting Date | 08-Jan-2016 | ||||||||||||||||
ISIN | US74348T1025 | Agenda | 934282271 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | |||||||||||||||
1 | ANDREW C. COOPER | Split | For | Split | |||||||||||||||
2 | M. GRIER ELIASEK | Split | For | Split | |||||||||||||||
2. | TO AUTHORIZE THE COMPANY, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK (DURING THE NEXT 12 MONTHS) AT A PRICE OR PRICES BELOW THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS SUBJECT TO CERTAIN CONDITIONS AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT (INCLUDING THAT THE NUMBER OF SHARES SOLD ON ANY GIVEN DATE DOES NOT EXCEED 25% OF ITS OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO SUCH SALE). | Management | Split | For | Split | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 274,736 | 0 | 03-Dec-2015 | 11-Jan-2016 | ||||||||||||
PUBLIC STORAGE | |||||||||||||||||||
Security | 74460D109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PSA | Meeting Date | 25-Apr-2016 | ||||||||||||||||
ISIN | US74460D1090 | Agenda | 934340023 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF TRUSTEE: RONALD L. HAVNER, JR. | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF TRUSTEE: TAMARA HUGHES GUSTAVSON | Management | Against | For | Against | ||||||||||||||
1C. | ELECTION OF TRUSTEE: URI P. HARKHAM | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF TRUSTEE: B. WAYNE HUGHES, JR. | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF TRUSTEE: AVEDICK B. POLADIAN | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF TRUSTEE: GARY E. PRUITT | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF TRUSTEE: RONALD P. SPOGLI | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF TRUSTEE: DANIEL C. STATON | Management | For | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
4. | APPROVAL OF THE 2016 EQUITY AND PERFORMANCE-BASED INCENTIVE COMPENSATION PLAN. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 3,125 | 0 | 29-Mar-2016 | 26-Apr-2016 | ||||||||||||
R.R. DONNELLEY & SONS COMPANY | |||||||||||||||||||
Security | 257867101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RRD | Meeting Date | 19-May-2016 | ||||||||||||||||
ISIN | US2578671016 | Agenda | 934386930 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: THOMAS J. QUINLAN III | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: SUSAN M. CAMERON | Management | Against | For | Against | ||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CRANDALL | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: SUSAN M. GIANINNO | Management | Against | For | Against | ||||||||||||||
1E. | ELECTION OF DIRECTOR: JUDITH H. HAMILTON | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: JEFFREY M. KATZ | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD K. PALMER | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL T. RIORDAN | Management | Against | For | Against | ||||||||||||||
1J. | ELECTION OF DIRECTOR: OLIVER R. SOCKWELL | Management | For | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | For | Against | ||||||||||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||
4. | PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE PAR VALUE OF THE COMMON STOCK. | Management | For | For | For | ||||||||||||||
5. | PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS TO EFFECT, IN ITS DISCRETION, A REVERSE STOCK SPLIT OF THE OUTSTANDING AND TREASURY COMMON STOCK, AND A CONCURRENT DECREASE IN THE AUTHORIZED SHARE CAPITAL OF THE COMPANY, AND APPROVE CORRESPONDING AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | For | ||||||||||||||
6. | PROPOSAL TO AMEND, IN THE DISCRETION OF THE BOARD OF DIRECTORS, THE RESTATED CERTIFICATE OF INCORPORATION TO REVISE THE PROVISION FIXING THE SIZE OF THE BOARD OF DIRECTORS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 45,024 | 0 | 16-May-2016 | 20-May-2016 | ||||||||||||
REGAL ENTERTAINMENT GROUP | |||||||||||||||||||
Security | 758766109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RGC | Meeting Date | 04-May-2016 | ||||||||||||||||
ISIN | US7587661098 | Agenda | 934380988 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | THOMAS D. BELL, JR. | For | For | For | |||||||||||||||
2 | DAVID H. KEYTE | For | For | For | |||||||||||||||
3 | AMY E. MILES | For | For | For | |||||||||||||||
4 | LEE M. THOMAS | For | For | For | |||||||||||||||
2. | TO APPROVE, ON AN ADVISORY, NON- BINDING BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
3. | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 51,474 | 0 | 25-Apr-2016 | 05-May-2016 | ||||||||||||
REYNOLDS AMERICAN INC. | |||||||||||||||||||
Security | 761713106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RAI | Meeting Date | 05-May-2016 | ||||||||||||||||
ISIN | US7617131062 | Agenda | 934352864 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF CLASS III DIRECTOR: SUSAN M. CAMERON | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF CLASS III DIRECTOR: MARTIN D. FEINSTEIN | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF CLASS III DIRECTOR: MURRAY S. KESSLER | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF CLASS III DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF CLASS III DIRECTOR: RICARDO OBERLANDER | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF CLASS II DIRECTOR: JEROME ABELMAN | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF CLASS II DIRECTOR: ROBERT LERWILL | Management | For | For | For | ||||||||||||||
2. | AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For | For | ||||||||||||||
3. | AMENDMENT TO ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF RAI COMMON STOCK | Management | For | For | For | ||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | For | ||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | For | ||||||||||||||
6. | SHAREHOLDER PROPOSAL ON ADOPTION OF PAYOUT POLICY PREFERENCE FOR SHARE REPURCHASES | Shareholder | Against | Against | For | ||||||||||||||
7. | SHAREHOLDER PROPOSAL ON MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 28,885 | 0 | 28-Apr-2016 | 06-May-2016 | ||||||||||||
ROSS STORES, INC. | |||||||||||||||||||
Security | 778296103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ROST | Meeting Date | 18-May-2016 | ||||||||||||||||
ISIN | US7782961038 | Agenda | 934368615 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL BALMUTH | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND | Management | Against | For | Against | ||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL J. BUSH | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: NORMAN A. FERBER | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: SHARON D. GARRETT | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: GEORGE P. ORBAN | Management | Against | For | Against | ||||||||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL O'SULLIVAN | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: LAWRENCE S. PEIROS | Management | Against | For | Against | ||||||||||||||
1J. | ELECTION OF DIRECTOR: GREGORY L. QUESNEL | Management | For | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: BARBARA RENTLER | Management | For | For | For | ||||||||||||||
2. | TO APPROVE THE COMPANY'S SECOND AMENDED AND RESTATED INCENTIVE .... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | Against | For | Against | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2017. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 7,123 | 0 | 13-May-2016 | 19-May-2016 | ||||||||||||
SANTANDER CONSUMER USA HOLDINGS INC. | |||||||||||||||||||
Security | 80283M101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SC | Meeting Date | 15-Jul-2015 | ||||||||||||||||
ISIN | US80283M1018 | Agenda | 934250755 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | THOMAS G. DUNDON | For | For | For | |||||||||||||||
2 | JOSE GARCIA CANTERA | For | For | For | |||||||||||||||
3 | STEPHEN A. FERRISS | For | For | For | |||||||||||||||
4 | VICTOR HILL | For | For | For | |||||||||||||||
5 | MONICA L. GALLEGO | For | For | For | |||||||||||||||
6 | JAVIER MALDONADO | For | For | For | |||||||||||||||
7 | BLYTHE MASTERS | For | For | For | |||||||||||||||
8 | ROBERT J. MCCARTHY | For | For | For | |||||||||||||||
9 | GERALD P. PLUSH | For | For | For | |||||||||||||||
10 | WILLIAM RAINER | For | For | For | |||||||||||||||
11 | WOLFGANG SCHOELLKOPF | For | For | For | |||||||||||||||
12 | HEIDI UEBERROTH | For | For | For | |||||||||||||||
2. | THE RATIFICATION OF OUR APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | For | ||||||||||||||
3. | SAY-ON-PAY. APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, ON AN ADVISORY, NON-BINDING BASIS, AS DISCLOSED IN THIS PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES, AND NARRATIVE DISCUSSION. | Management | Against | For | Against | ||||||||||||||
4. | SAY-ON-FREQUENCY. APPROVAL FOR THE SAY-ON-PAY ADVISORY VOTE ON EXECUTIVE COMPENSATION TO OCCUR ONCE EVERY 3 YEARS. | Management | 1 Year | 3 Years | Against | ||||||||||||||
5. | ELECTION OF DIRECTOR: JASON A. KULAS | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 7,394 | 0 | 10-Jul-2015 | 16-Jul-2015 | ||||||||||||
SHIP FINANCE INTERNATIONAL LIMITED | |||||||||||||||||||
Security | G81075106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SFL | Meeting Date | 18-Sep-2015 | ||||||||||||||||
ISIN | BMG810751062 | Agenda | 934266102 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1 | TO RE-ELECT HANS PETTER AAS AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | ||||||||||||||
2 | TO RE-ELECT PAUL M. LEAND JR. AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | ||||||||||||||
3 | TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | ||||||||||||||
4 | TO RE-ELECT HARALD THORSTEIN AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | ||||||||||||||
5 | TO RE-ELECT BERT M. BEKKER AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | ||||||||||||||
6 | TO RE-ELECT GEORGINA E. SOUSA AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | ||||||||||||||
7 | PROPOSAL TO RE-APPOINT MOORE STEPHENS, P.C. AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management | For | For | For | ||||||||||||||
8 | PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$800,000 FOR THE YEAR ENDED DECEMBER 31, 2015. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 69,996 | 0 | 03-Sep-2015 | 21-Sep-2015 | ||||||||||||
SIX FLAGS ENTERTAINMENT CORPORATION | |||||||||||||||||||
Security | 83001A102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SIX | Meeting Date | 04-May-2016 | ||||||||||||||||
ISIN | US83001A1025 | Agenda | 934345718 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | KURT M. CELLAR | For | For | For | |||||||||||||||
2 | JOHN M. DUFFEY | For | For | For | |||||||||||||||
3 | CHARLES A. KOPPELMAN | For | For | For | |||||||||||||||
4 | JON L. LUTHER | For | For | For | |||||||||||||||
5 | USMAN NABI | For | For | For | |||||||||||||||
6 | STEPHEN D. OWENS | For | For | For | |||||||||||||||
7 | JAMES REID-ANDERSON | For | For | For | |||||||||||||||
8 | RICHARD W. ROEDEL | For | For | For | |||||||||||||||
2. | ADVISORY VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 12,405 | 0 | 25-Apr-2016 | 05-May-2016 | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 15,786 | 0 | 25-Apr-2016 | 05-May-2016 | ||||||||||||
SOLAR CAPITAL LTD | |||||||||||||||||||
Security | 83413U100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SLRC | Meeting Date | 07-Jun-2016 | ||||||||||||||||
ISIN | US83413U1007 | Agenda | 934407823 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | |||||||||||||||
1 | DAVID S. WACHTER | Split | For | Split | |||||||||||||||
2. | TO APPROVE A PROPOSAL TO AUTHORIZE SOLAR CAPITAL LTD. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW SOLAR CAPITAL LTD.'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO (INCLUDING, WITHOUT LIMITATION, THAT THE NUMBER OF SHARES ISSUED DOES NOT EXCEED 25% OF SOLAR CAPITAL LTD.'S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING). | Management | Split | For | Split | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 57,718 | 0 | 06-Jun-2016 | 08-Jun-2016 | ||||||||||||
SOVRAN SELF STORAGE, INC. | |||||||||||||||||||
Security | 84610H108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SSS | Meeting Date | 18-May-2016 | ||||||||||||||||
ISIN | US84610H1086 | Agenda | 934386839 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | ROBERT J. ATTEA | For | For | For | |||||||||||||||
2 | KENNETH F. MYSZKA | For | For | For | |||||||||||||||
3 | CHARLES E. LANNON | For | For | For | |||||||||||||||
4 | STEPHEN R. RUSMISEL | For | For | For | |||||||||||||||
5 | ARTHUR L. HAVENER, JR. | For | For | For | |||||||||||||||
6 | MARK G. BARBERIO | For | For | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | For | For | ||||||||||||||
3. | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 7,505 | 0 | 13-May-2016 | 19-May-2016 | ||||||||||||
STAMPS.COM INC. | |||||||||||||||||||
Security | 852857200 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | STMP | Meeting Date | 13-Jun-2016 | ||||||||||||||||
ISIN | US8528572006 | Agenda | 934426669 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | MOHAN P. ANANDA | For | For | For | |||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE THE 2016 AMENDMENT TO THE STAMPS.COM INC. 2010 EQUITY INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 12,704 | 0 | 06-Jun-2016 | 14-Jun-2016 | ||||||||||||
STORE CAPITAL CORPORATION | |||||||||||||||||||
Security | 862121100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | STOR | Meeting Date | 02-Jun-2016 | ||||||||||||||||
ISIN | US8621211007 | Agenda | 934391121 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | MORTON H. FLEISCHER | Withheld | For | Against | |||||||||||||||
2 | CHRISTOPHER H. VOLK | For | For | For | |||||||||||||||
3 | JOSEPH M. DONOVAN | For | For | For | |||||||||||||||
4 | WILLIAM F. HIPP | For | For | For | |||||||||||||||
5 | EINAR A. SEADLER | For | For | For | |||||||||||||||
6 | RAJATH SHOURIE | For | For | For | |||||||||||||||
7 | DEREK SMITH | For | For | For | |||||||||||||||
8 | QUENTIN P. SMITH, JR. | For | For | For | |||||||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 48,448 | 0 | 27-May-2016 | 03-Jun-2016 | ||||||||||||
STURM, RUGER & COMPANY, INC. | |||||||||||||||||||
Security | 864159108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RGR | Meeting Date | 03-May-2016 | ||||||||||||||||
ISIN | US8641591081 | Agenda | 934347508 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | JOHN A. COSENTINO, JR. | For | For | For | |||||||||||||||
2 | MICHAEL O. FIFER | For | For | For | |||||||||||||||
3 | SANDRA S. FROMAN | For | For | For | |||||||||||||||
4 | C. MICHAEL JACOBI | For | For | For | |||||||||||||||
5 | TERRENCE G. O'CONNOR | For | For | For | |||||||||||||||
6 | AMIR P. ROSENTHAL | For | For | For | |||||||||||||||
7 | RONALD C. WHITAKER | For | For | For | |||||||||||||||
8 | PHILLIP C. WIDMAN | For | For | For | |||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF RSM US LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2016 FISCAL YEAR. | Management | For | For | For | ||||||||||||||
3. | AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 11,412 | 0 | 25-Apr-2016 | 04-May-2016 | ||||||||||||
TANGER FACTORY OUTLET CENTERS, INC. | |||||||||||||||||||
Security | 875465106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SKT | Meeting Date | 20-May-2016 | ||||||||||||||||
ISIN | US8754651060 | Agenda | 934364530 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: WILLIAM G. BENTON | Management | For | For | For | ||||||||||||||
1.2 | ELECTION OF DIRECTOR: JEFFREY B. CITRIN | Management | For | For | For | ||||||||||||||
1.3 | ELECTION OF DIRECTOR: DAVID B. HENRY | Management | For | For | For | ||||||||||||||
1.4 | ELECTION OF DIRECTOR: THOMAS J. REDDIN | Management | For | For | For | ||||||||||||||
1.5 | ELECTION OF DIRECTOR: THOMAS E. ROBINSON | Management | For | For | For | ||||||||||||||
1.6 | ELECTION OF DIRECTOR: BRIDGET M. RYAN-BERMAN | Management | For | For | For | ||||||||||||||
1.7 | ELECTION OF DIRECTOR: ALLAN L. SCHUMAN | Management | For | For | For | ||||||||||||||
1.8 | ELECTION OF DIRECTOR: STEVEN B. TANGER | Management | For | For | For | ||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE, ON A NON-BINDING BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 11,681 | 0 | 17-May-2016 | 23-May-2016 | ||||||||||||
THE RMR GROUP INC. | |||||||||||||||||||
Security | 74967R106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RMR | Meeting Date | 09-Mar-2016 | ||||||||||||||||
ISIN | US74967R1068 | Agenda | 934323712 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: ANN LOGAN | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: ADAM D. PORTNOY | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: BARRY M. PORTNOY | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: WALTER C. WATKINS, JR | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: FREDERICK ZEYTOONJIAN | Management | For | For | For | ||||||||||||||
2. | APPROVE THE RMR GROUP INC. 2016 OMNIBUS EQUITY PLAN. | Management | For | For | For | ||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL YEAR. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 284 | 0 | 23-Feb-2016 | 10-Mar-2016 | ||||||||||||
U.S. CONCRETE, INC. | |||||||||||||||||||
Security | 90333L201 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | USCR | Meeting Date | 19-May-2016 | ||||||||||||||||
ISIN | US90333L2016 | Agenda | 934364580 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: EUGENE I. DAVIS | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM J. SANDBROOK | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: KURT M. CELLAR | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL D. LUNDIN | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT M. RAYNER | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: COLIN M. SUTHERLAND | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: THEODORE P. ROSSI | Management | For | For | For | ||||||||||||||
2. | RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 26,283 | 0 | 13-May-2016 | 20-May-2016 | ||||||||||||
ULTA SALON, COSMETICS & FRAGRANCE, INC | |||||||||||||||||||
Security | 90384S303 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ULTA | Meeting Date | 01-Jun-2016 | ||||||||||||||||
ISIN | US90384S3031 | Agenda | 934392983 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | MARY N. DILLON | For | For | For | |||||||||||||||
2 | CHARLES HEILBRONN | For | For | For | |||||||||||||||
3 | MICHAEL R. MACDONALD | For | For | For | |||||||||||||||
4 | GEORGE R. MRKONIC | For | For | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR OUR FISCAL YEAR 2016, ENDING JANUARY 28, 2017 | Management | For | For | For | ||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | For | ||||||||||||||
4. | TO APPROVE THE AMENDED AND RESTATED ULTA SALON, COSMETICS & FRAGRANCE, INC. 2011 INCENTIVE AWARD PLAN | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 6,514 | 0 | 24-May-2016 | 02-Jun-2016 | ||||||||||||
UNDER ARMOUR, INC. | |||||||||||||||||||
Security | 904311107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | UA | Meeting Date | 28-Apr-2016 | ||||||||||||||||
ISIN | US9043111072 | Agenda | 934336997 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | KEVIN A. PLANK | For | For | For | |||||||||||||||
2 | BYRON K. ADAMS, JR. | For | For | For | |||||||||||||||
3 | GEORGE W. BODENHEIMER | For | For | For | |||||||||||||||
4 | DOUGLAS E. COLTHARP | For | For | For | |||||||||||||||
5 | ANTHONY W. DEERING | For | For | For | |||||||||||||||
6 | KAREN W. KATZ | For | For | For | |||||||||||||||
7 | A.B. KRONGARD | For | For | For | |||||||||||||||
8 | WILLIAM R. MCDERMOTT | For | For | For | |||||||||||||||
9 | ERIC T. OLSON | For | For | For | |||||||||||||||
10 | HARVEY L. SANDERS | For | For | For | |||||||||||||||
2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE "EXECUTIVE COMPENSATION" SECTION OF THE PROXY STATEMENT, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND TABLES. | Management | For | For | For | ||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 2,472 | 0 | 18-Apr-2016 | 29-Apr-2016 | ||||||||||||
UNIVERSAL DISPLAY CORPORATION | |||||||||||||||||||
Security | 91347P105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | OLED | Meeting Date | 16-Jun-2016 | ||||||||||||||||
ISIN | US91347P1057 | Agenda | 934400677 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: STEVEN V. ABRAMSON | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: LEONARD BECKER | Management | Against | For | Against | ||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD C. ELIAS | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: ELIZABETH H. GEMMILL | Management | Against | For | Against | ||||||||||||||
1E. | ELECTION OF DIRECTOR: ROSEMARIE B. GRECO | Management | Against | For | Against | ||||||||||||||
1F. | ELECTION OF DIRECTOR: C. KEITH HARTLEY | Management | Against | For | Against | ||||||||||||||
1G. | ELECTION OF DIRECTOR: LAWRENCE LACERTE | Management | Against | For | Against | ||||||||||||||
1H. | ELECTION OF DIRECTOR: SIDNEY D. ROSENBLATT | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: SHERWIN I. SELIGSOHN | Management | For | For | For | ||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | For | Against | ||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 23,055 | 0 | 13-Jun-2016 | 17-Jun-2016 | ||||||||||||
VANTIV, INC. | |||||||||||||||||||
Security | 92210H105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VNTV | Meeting Date | 10-May-2016 | ||||||||||||||||
ISIN | US92210H1059 | Agenda | 934365544 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | LEE ADREAN | For | For | For | |||||||||||||||
2 | MARK HEIMBOUCH | For | For | For | |||||||||||||||
3 | GARY LAUER | For | For | For | |||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
3. | TO APPROVE THE PERFORMANCE GOALS INCLUDED IN THE VANTIV, INC. 2012 EQUITY INCENTIVE PLAN. | Management | Against | For | Against | ||||||||||||||
4. | TO APPROVE A PROPOSAL TO AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESET, UNDER CERTAIN CIRCUMSTANCES, THE PERMISSIBLE RANGE FOR THE NUMBER OF DIRECTORS THAT CONSTITUTE THE WHOLE BOARD OF DIRECTORS. | Management | For | For | For | ||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 16,198 | 0 | 02-May-2016 | 11-May-2016 | ||||||||||||
VECTOR GROUP LTD. | |||||||||||||||||||
Security | 92240M108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VGR | Meeting Date | 28-Apr-2016 | ||||||||||||||||
ISIN | US92240M1080 | Agenda | 934364287 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | BENNETT S. LEBOW | For | For | For | |||||||||||||||
2 | HOWARD M. LORBER | For | For | For | |||||||||||||||
3 | RONALD J. BERNSTEIN | For | For | For | |||||||||||||||
4 | STANLEY S. ARKIN | Withheld | For | Against | |||||||||||||||
5 | HENRY C. BEINSTEIN | For | For | For | |||||||||||||||
6 | JEFFREY S. PODELL | Withheld | For | Against | |||||||||||||||
7 | JEAN E. SHARPE | Withheld | For | Against | |||||||||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY). | Management | Against | For | Against | ||||||||||||||
3. | APPROVAL OF RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For | ||||||||||||||
4. | ADVISORY APPROVAL OF A SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF A SHAREHOLDER "PROXY ACCESS" BY- LAW. | Shareholder | For | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 62,890 | 0 | 19-Apr-2016 | 29-Apr-2016 | ||||||||||||
VEREIT, INC. | |||||||||||||||||||
Security | 92339V100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VER | Meeting Date | 29-Sep-2015 | ||||||||||||||||
ISIN | US92339V1008 | Agenda | 934270036 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: GLENN J. RUFRANO | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: HUGH R. FRATER | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: BRUCE D. FRANK | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID B. HENRY | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: MARK S. ORDAN | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: EUGENE A. PINOVER | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: JULIE G. RICHARDSON | Management | For | For | For | ||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | For | ||||||||||||||
3. | TO ADOPT A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S DEFINITIVE PROXY STATEMENT. | Management | Against | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 154,725 | 0 | 03-Sep-2015 | 30-Sep-2015 | ||||||||||||
VERISK ANALYTICS INC | |||||||||||||||||||
Security | 92345Y106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VRSK | Meeting Date | 18-May-2016 | ||||||||||||||||
ISIN | US92345Y1064 | Agenda | 934355846 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: JOHN F. LEHMAN, JR. | Management | For | For | For | ||||||||||||||
1.2 | ELECTION OF DIRECTOR: ANDREW G. MILLS | Management | For | For | For | ||||||||||||||
1.3 | ELECTION OF DIRECTOR: CONSTANTINE P. IORDANOU | Management | For | For | For | ||||||||||||||
1.4 | ELECTION OF DIRECTOR: SCOTT G. STEPHENSON | Management | For | For | For | ||||||||||||||
2. | TO APPROVE EXECUTIVE COMPENSATION ON AN ADVISORY, NON-BINDING BASIS. | Management | For | For | For | ||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR THE 2016 FISCAL YEAR. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 2,667 | 0 | 13-May-2016 | 19-May-2016 | ||||||||||||
VERIZON COMMUNICATIONS INC. | |||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 05-May-2016 | ||||||||||||||||
ISIN | US92343V1044 | Agenda | 934342712 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | Against | For | Against | ||||||||||||||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | Against | For | Against | ||||||||||||||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: KARL- LUDWIG KLEY | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | Against | For | Against | ||||||||||||||
1J. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | Against | For | Against | ||||||||||||||
1K. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | Against | For | Against | ||||||||||||||
1M. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | For | ||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Against | For | Against | ||||||||||||||
4. | RENEWABLE ENERGY TARGETS | Shareholder | Against | Against | For | ||||||||||||||
5. | INDIRECT POLITICAL SPENDING REPORT | Shareholder | Against | Against | For | ||||||||||||||
6. | LOBBYING ACTIVITIES REPORT | Shareholder | Against | Against | For | ||||||||||||||
7. | INDEPENDENT CHAIR POLICY | Shareholder | Against | Against | For | ||||||||||||||
8. | SEVERANCE APPROVAL POLICY | Shareholder | For | Against | Against | ||||||||||||||
9. | STOCK RETENTION POLICY | Shareholder | Against | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 12,564 | 0 | 02-May-2016 | 06-May-2016 | ||||||||||||
VISA INC. | |||||||||||||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | V | Meeting Date | 03-Feb-2016 | ||||||||||||||||
ISIN | US92826C8394 | Agenda | 934311490 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: CATHY E. MINEHAN | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | For | Against | ||||||||||||||
3. | APPROVAL OF VISA INC. 2007 EQUITY INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | For | For | ||||||||||||||
4. | APPROVAL OF VISA INC. INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | For | For | For | ||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 4,443 | 0 | 19-Jan-2016 | 04-Feb-2016 | ||||||||||||
WEC ENERGY GROUP, INC. | |||||||||||||||||||
Security | 92939U106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | WEC | Meeting Date | 05-May-2016 | ||||||||||||||||
ISIN | US92939U1060 | Agenda | 934345720 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | For | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: BARBARA L. BOWLES | Management | For | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. BRODSKY | Management | For | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: ALBERT J. BUDNEY, JR | Management | For | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: PATRICIA W. CHADWICK | Management | For | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: CURT S. CULVER | Management | For | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: THOMAS J. FISCHER | Management | For | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: PAUL W. JONES | Management | For | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: GALE E. KLAPPA | Management | For | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: HENRY W. KNUEPPEL | Management | For | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: ALLEN L. LEVERETT | Management | For | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | Management | For | For | For | ||||||||||||||
1M. | ELECTION OF DIRECTOR: MARY ELLEN STANEK | Management | For | For | For | ||||||||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2016. | Management | For | For | For | ||||||||||||||
3. | ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | For | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0070 | 19-0070 INNOVATOR IBD 50 FUND | 19-0070 | U.S. BANK | 7,093 | 0 | 28-Apr-2016 | 06-May-2016 | ||||||||||||
WESTERN ASSET EMERGING MARKETS INCOME FD | |||||||||||||||||||
Security | 95766E103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | EMD | Meeting Date | 25-Sep-2015 | ||||||||||||||||
ISIN | US95766E1038 | Agenda | 934275834 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | |||||||||||||||
1 | PAOLO M. CUCCHI* | Split | For | Split | |||||||||||||||
2 | LESLIE H. GELB* | Split | For | Split | |||||||||||||||
3 | RIORDAN ROETT* | Split | For | Split | |||||||||||||||
4 | ROBERT D. AGDERN$ | Split | For | Split | |||||||||||||||
5 | JANE E. TRUST$ | Split | For | Split | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||
19-0067 | INNOVATOR MCKINLEY INCOME FUND | 19-0067 | U.S. BANK | 58,265 | 0 | 24-Sep-2015 | 28-Sep-2015 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Academy Funds Trust | |
By (Signature and Title)* | /s/ David Jacovini | |
David Jacovini, President | ||
Date | 8/11/2016 |
*Print the name and title of each signing officer under his or her signature.