United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 10-Q/A
(Amendment No. 1)
x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended June 30, 2018
OR
¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number 001-34044
REAL GOODS SOLAR, INC.
(Exact name of registrant as specified in its charter)
COLORADO | 26-1851813 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
110 16th STREET, SUITE 300
DENVER, COLORADO 80202
(Address of principal executive offices)
(303) 222-8300
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities and Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. YES x NO ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YES x NO ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ¨ | Accelerated filer | ¨ |
Non-accelerated filer | ¨ (Do not check if a smaller reporting company) | Smaller reporting company | x |
Emerging growth company | ¨ |
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). YES ¨ NO x
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date:
Class | Outstanding at August 10, 2018 | |
Class A Common Stock ($.0001 par value) | 44,713,496 |
EXPLANATORY NOTE
On August 14, 2018, Real Goods Solar, Inc. (the “Company”) filed its Quarterly Report on Form 10-Q for the period ended June 30, 2018. Exhibit 101 attached to the Form 10-Q contained an error. The Company is filing this Amendment No. 1 to furnish a corrected Exhibit 101. No other modifications to the Form 10-Q are being made by this Amendment No. 1. Other than as set forth in this explanatory note, this Amendment No. 1 speaks as of the original filing date, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the Form 10-Q.
Item 6. | Exhibits |
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Exhibit No. | Description |
| |
31.1+ | Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 | ||
31.2+ | Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 | ||
32.1+ | Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||
32.2+ | Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||
101.INS** | XBRL Instance Document | ||
101.SCH** | XBRL Taxonomy Extension Schema | ||
101.CAL** | XBRL Taxonomy Extension Calculation Linkbase | ||
101.DEF** | XBRL Taxonomy Extension Definition Linkbase | ||
101.LAB** | XBRL Taxonomy Extension Label Linkbase | ||
101.PRE** | XBRL Taxonomy Extension Presentation Linkbase |
** | Furnished herewith |
† | Indicates management contract or compensatory plan or arrangement. |
+ | Previously filed or furnished with Real Goods Solar, Inc’s Form 10-Q filed on August 14, 2018 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf, by the undersigned, thereunto duly authorized.
Real Goods Solar, Inc. | ||
(Registrant) | ||
Date: August 15, 2018 | By: | /s/ Dennis Lacey |
Dennis Lacey | ||
Chief Executive Officer and Director (Authorized Officer) | ||
Date: August 15, 2018 | By: | /s/ Alan Fine |
Alan Fine | ||
Chief Financial Officer and Treasurer (Principal Financial Officer) | ||
Date: August 15, 2018 | By: | /s/ Nicolle Dorsey |
Nicolle Dorsey | ||
Principal Accounting Officer and Controller |
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