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WealthTrust Axiom

Filed: 14 Oct 21, 5:11pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
3M COCOM88579Y1015162,945SH SOLE 002,945
ABBOTT LABSCOM0028241004503,813SH SOLE 003,813
ABBVIE INCCOM00287Y1093473,224SH SOLE 003,224
ABEONA THERAPEUTICS INCCOM00289Y1072119,000SH SOLE 0019,000
ABERDEEN ASIA-PACIFIC INCOMECOM0030091079021,882SH SOLE 0021,882
ABERDEEN GLOBAL INCOME FD INCOM0030131091,043127,200SH SOLE 00127,200
AGILENT TECHNOLOGIES INCCOM00846U1013071,950SH SOLE 001,950
AKAMAI TECHNOLOGIES INCCOM00971T1012892,764SH SOLE 002,764
ALCON AGORD SHSH013011284996,205SH SOLE 006,205
ALPHABET INCCAP STK CL A02079K305417156SH SOLE 00156
ALPHABET INCCAP STK CL C02079K107469176SH SOLE 00176
ALPS ETF TRALERIAN MLP00162Q4522547,641SH SOLE 007,641
ALTRIA GROUP INCCOM02209S1032866,291SH SOLE 006,291
AMAZON COM INCCOM0231351061,668508SH SOLE 00508
AMCOR PLCORDG0250X1071,00286,527SH SOLE 0086,527
AMERICAN EXPRESS COCOM0258161091,0246,114SH SOLE 006,114
AMERICAS GOLD AND SILVER CORCOM03062D1001,5101,894,959SH SOLE 001,894,959
AMERIPRISE FINL INCCOM03076C106250950SH SOLE 00950
AMGEN INCCOM0311621001,1085,214SH SOLE 005,214
AMPIO PHARMACEUTICALS INCCOM03209T1091610,000SH SOLE 0010,000
AMTECH SYS INCCOM PAR $0.01N03233250447841,906SH SOLE 0041,906
ANNALY CAPITAL MANAGEMENT INCOM0357104091,477175,479SH SOLE 00175,479
APPLE INCCOM03783310013,11492,683SH SOLE 0092,683
APPLIED MATLS INCCOM0382221055234,070SH SOLE 004,070
APTOSE BIOSCIENCES INCCOM NEW03835T2003215,000SH SOLE 0015,000
ARCHER DANIELS MIDLAND COCOM0394831024327,203SH SOLE 007,203
ARCONIC CORPORATIONCOM03966V10764720,527SH SOLE 0020,527
ARDMORE SHIPPING CORPCOMY0207T1001,261303,976SH SOLE 00303,976
AT&T INCCOM00206R1023,162117,072SH SOLE 00117,072
AUDACY INCCL A05070N1035515,158SH SOLE 0015,158
AUTOMATIC DATA PROCESSING INCOM0530151031,2336,171SH SOLE 006,171
BANK NEW YORK MELLON CORPCOM06405810089317,240SH SOLE 0017,240
BARRICK GOLD CORPCOM06790110882245,595SH SOLE 0045,595
BENITEC BIOPHARMA INCCOM08205P1004612,950SH SOLE 0012,950
BERKSHIRE HATHAWAY INC DELCL B NEW0846707022,6559,729SH SOLE 009,729
BGC PARTNERS INCCL A05541T1015210,000SH SOLE 0010,000
BIOGEN INCCOM09062X103245866SH SOLE 00866
BK OF AMERICA CORPCOM06050510477018,141SH SOLE 0018,141
BLACKROCK ENHANCED EQUITY DICOM09251A1041,122114,505SH SOLE 00114,505
BLACKROCK ENHANCED INTL DIVCOM BENE INTER0925241076410,500SH SOLE 0010,500
BLACKSTONE INCCOM09260D1075354,600SH SOLE 004,600
BNY MELLON STRATEGIC MUNS INCOM05588W10834039,114SH SOLE 0039,114
BOEING COCOM0970231057713,506SH SOLE 003,506
BOULDER GROWTH & INCOME FD ICOM10150710138729,566SH SOLE 0029,566
BP PLCSPONSORED ADR0556221042248,209SH SOLE 008,209
BRISTOL-MYERS SQUIBB COCOM1101221086,307106,608SH SOLE 00106,608
BROADRIDGE FINL SOLUTIONS INCOM11133T1034462,681SH SOLE 002,681
BROOKFIELD RENEWABLE CORPCL A SUB VTG11284V1052145,533SH SOLE 005,533
BROOKFIELD RENEWABLE PARTNERPARTNERSHIP UNITG1625810881021,965SH SOLE 0021,965
CALAMOS STRATEGIC TOTAL RETUCOM SH BEN INT12812510130817,424SH SOLE 0017,424
CATERPILLAR INCCOM1491231013211,674SH SOLE 001,674
CBRE CLARION GLOBAL REAL ESTCOM12504G1002,410288,283SH SOLE 00288,283
CENTERPOINT ENERGY INCCOM15189T1072239,095SH SOLE 009,095
CHARTER COMMUNICATIONS INC NCL A16119P108236325SH SOLE 00325
CHEVRON CORP NEWCOM1667641001,71016,858SH SOLE 0016,858
CISCO SYS INCCOM17275R1026,008110,397SH SOLE 00110,397
CLOVIS ONCOLOGY INCCOM18946410012027,000SH SOLE 0027,000
CMS ENERGY CORPCOM1258961001,90231,850SH SOLE 0031,850
COCA COLA COCOM19121610097218,541SH SOLE 0018,541
COHEN & STEERS INFRASTRUCTURCOM19248A1092047,552SH SOLE 007,552
COLGATE PALMOLIVE COCOM1941621033344,430SH SOLE 004,430
COMCAST CORP NEWCL A20030N1011,27222,746SH SOLE 0022,746
CONOCOPHILLIPSCOM20825C1043785,587SH SOLE 005,587
CONSOLIDATED EDISON INCCOM2091151042,39132,948SH SOLE 0032,948
CONSTELLATION BRANDS INCCL A21036P1084632,200SH SOLE 002,200
CONTRAFECT CORPCOM NEW21232630010125,025SH SOLE 0025,025
COOPER COS INCCOM NEW216648402217526SH SOLE 00526
CORNING INCCOM2193501053,824104,823SH SOLE 00104,823
CORTEVA INCCOM22052L1043227,658SH SOLE 007,658
CSI COMPRESSCO LPCOM UNIT12637A103459255,972SH SOLE 00255,972
CSX CORPCOM1264081031,35145,438SH SOLE 0045,438
CVS HEALTH CORPCOM1266501001,06912,602SH SOLE 0012,602
DISNEY WALT COCOM2546871061,2797,561SH SOLE 007,561
DOMINION ENERGY INCCOM25746U1092964,060SH SOLE 004,060
DOW INCCOM26055710361910,769SH SOLE 0010,769
DUKE ENERGY CORP NEWCOM NEW26441C2041,53115,697SH SOLE 0015,697
DUPONT DE NEMOURS INCCOM26614N1025968,769SH SOLE 008,769
EATON CORP PLCSHSG291831033002,013SH SOLE 002,013
EATON VANCE LTD DURATION INCCOM27828H10514411,000SH SOLE 0011,000
EATON VANCE SR INCOME TRSH BEN INT27826S10310114,448SH SOLE 0014,448
EATON VANCE TX ADV GLBL DIVCOM27828S1013,500164,480SH SOLE 00164,480
ENBRIDGE INCCOM29250N10559514,973SH SOLE 0014,973
ENCORE WIRE CORPCOM2925621052562,706SH SOLE 002,706
ENERGY TRANSFER L PCOM UT LTD PTN29273V10021822,766SH SOLE 0022,766
ENTERPRISE PRODS PARTNERS LCOM29379210771933,226SH SOLE 0033,226
EQUINOR ASASPONSORED ADR29446M10299338,969SH SOLE 0038,969
EVERGY INCCOM30034W1062,12034,094SH SOLE 0034,094
EVOLUTION PETE CORPCOM30049A1078,3591,471,662SH SOLE 001,471,662
EXELON CORPCOM30161N1012,32248,046SH SOLE 0048,046
EXXON MOBIL CORPCOM30231G10288915,128SH SOLE 0015,128
FACEBOOK INCCL A30303M1025741,694SH SOLE 001,694
FIDELITY COVINGTON TRUSTINT HG DIV ETF3160927251,30063,824SH SOLE 0063,824
FIDELITY COVINGTON TRUSTMSCI ENERGY IDX31609240226218,200SH SOLE 0018,200
FIFTH THIRD BANCORPCOM3167731003,39479,993SH SOLE 0079,993
FLEX LTDORDY2573F10236620,724SH SOLE 0020,724
FLUENT INCCOM34380C10210144,498SH SOLE 0044,498
FORD MTR CO DELCOM3453708601,15181,355SH SOLE 0081,355
FOSTER L B COCOM35006010924115,621SH SOLE 0015,621
GENASYS INCCOM36872P1036011,600SH SOLE 0011,600
GENERAL ELECTRIC COCOM NEW3696043011,33112,922SH SOLE 0012,922
GENERAL MTRS COCOM37045V1002675,076SH SOLE 005,076
GENOCEA BIOSCIENCES INCCOM NEW3724274012815,000SH SOLE 0015,000
GERON CORPCOM3741631031310,000SH SOLE 0010,000
GILEAD SCIENCES INCCOM3755581034,19059,999SH SOLE 0059,999
GLAXOSMITHKLINE PLCSPONSORED ADR37733W1052,19557,452SH SOLE 0057,452
GOLDMAN SACHS GROUP INCCOM38141G104265701SH SOLE 00701
GRAHAM CORPCOM38455610630724,809SH SOLE 0024,809
HANESBRANDS INCCOM4103451022,830164,923SH SOLE 00164,923
HERSHEY COCOM4278661083992,361SH SOLE 002,361
HOME DEPOT INCCOM4370761027382,250SH SOLE 002,250
HOWMET AEROSPACE INCCOM4432011083,04997,734SH SOLE 0097,734
HYCROFT MINING HOLDING CORP*W EXP 10/06/20244862P1331133,500SH SOLE 0033,500
ICL GROUP LTDSHSM532131008311,500SH SOLE 0011,500
IDEXX LABS INCCOM45168D104247398SH SOLE 00398
II-VI INCCOM9021041082654,470SH SOLE 004,470
ILLINOIS TOOL WKS INCCOM452308109200968SH SOLE 00968
INNOVATIVE SOLUTIONS & SUPPOCOM45769N1058,2331,172,932SH SOLE 001,172,932
INSIGHT SELECT INCOME FDCOM45781W10979037,700SH SOLE 0037,700
INTEL CORPCOM4581401004,08376,642SH SOLE 0076,642
INTERNATIONAL BUSINESS MACHSCOM4592001017,97357,393SH SOLE 0057,393
INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V3572251,504SH SOLE 001,504
INVESCO PA VALUE MUN INC TRCOM46132K10969152,170SH SOLE 0052,170
INVESCO SR INCOME TRCOM46131H10717038,365SH SOLE 0038,365
IRIDIUM COMMUNICATIONS INCCOM46269C1026,988175,370SH SOLE 00175,370
IRON MTN INC NEWCOM46284V1019,016207,506SH SOLE 00207,506
ISHARES TRCORE S&P500 ETF464287200292680SH SOLE 00680
ISHARES TREXPND TEC SC ETF4642875495341,325SH SOLE 001,325
ISHARES TRGLOBAL TECH ETF4642872914187,380SH SOLE 007,380
ISHARES TRINTL SEL DIV ETF4642884481,30542,932SH SOLE 0042,932
ISHARES TRISHS 1-5YR INVS4642886463005,508SH SOLE 005,508
ISHARES TRMSCI USA VALUE46432F3882022,007SH SOLE 002,007
ISHARES TRRUS 2000 VAL ETF4642876302231,395SH SOLE 001,395
ISHARES TRRUS MD CP GR ETF4642874813493,116SH SOLE 003,116
ISHARES TRS&P SML 600 GWT4642878873472,670SH SOLE 002,670
ISHARES TRSELECT DIVID ETF4642871687836,831SH SOLE 006,831
ISHARES TRTIPS BD ETF4642871769297,281SH SOLE 007,281
JOHNSON & JOHNSONCOM4781601043,24720,110SH SOLE 0020,110
JPMORGAN CHASE & COCOM46625H1009535,822SH SOLE 005,822
KIMBERLY-CLARK CORPCOM4943681036284,745SH SOLE 004,745
KINDER MORGAN INC DELCOM49456B1017,012419,172SH SOLE 00419,172
KIRKLAND LAKE GOLD LTDCOM49741E1001,39933,650SH SOLE 0033,650
KIROMIC BIOPHARMA INCCOM4976341053010,000SH SOLE 0010,000
KOPIN CORPCOM5006001011,458284,215SH SOLE 00284,215
LA JOLLA PHARMACEUTICAL COCOM PAR $.0001 250345960410125,400SH SOLE 0025,400
LILLY ELI & COCOM5324571082,79412,096SH SOLE 0012,096
LIQTECH INTL INCCOM53632A2012,006366,197SH SOLE 00366,197
LOCKHEED MARTIN CORPCOM539830109223646SH SOLE 00646
LOWES COS INCCOM5486611072131,050SH SOLE 001,050
LSI INDS INC OHIOCOM50216C1086,303813,334SH SOLE 00813,334
LYONDELLBASELL INDUSTRIES NSHS - A -N537451002863,048SH SOLE 003,048
M & T BK CORPCOM55261F1044873,264SH SOLE 003,264
MANAGED PORTFOLIO SERIESTORTOISE NRAM PI56167N72070032,121SH SOLE 0032,121
MANITEX INTL INCCOM5634201087,136994,011SH SOLE 00994,011
MARATHON PETE CORPCOM56585A1022113,423SH SOLE 003,423
MARKER THERAPEUTICS INCCOM57055L1074124,700SH SOLE 0024,700
MATRIX SVC COCOM57685310522421,500SH SOLE 0021,500
MCDONALDS CORPCOM5801351014161,728SH SOLE 001,728
MEDICINOVA INCCOM NEW58468P2064712,500SH SOLE 0012,500
MEDTRONIC PLCSHSG5960L1032552,035SH SOLE 002,035
MERCK & CO INCCOM58933Y1053,52646,946SH SOLE 0046,946
MFS MULTIMARKET INCOME TRSH BEN INT5527371087511,500SH SOLE 0011,500
MICROSOFT CORPCOM5949181048,92131,647SH SOLE 0031,647
MONMOUTH REAL ESTATE INVT COCL A6097201071,71191,777SH SOLE 0091,777
MOOG INCCL A6153942024115,401SH SOLE 005,401
MOTOROLA SOLUTIONS INCCOM NEW620076307220947SH SOLE 00947
NEWMONT CORPCOM6516391063576,592SH SOLE 006,592
NEXTERA ENERGY INCCOM65339F1011,06413,557SH SOLE 0013,557
NOKIA CORPSPONSORED ADR654902204828152,057SH SOLE 00152,057
NORDIC AMERICAN TANKERS LIMICOMG657731061,208471,937SH SOLE 00471,937
NORFOLK SOUTHN CORPCOM655844108215900SH SOLE 00900
NOVARTIS AGSPONSORED ADR66987V1092,93635,905SH SOLE 0035,905
NUTRIEN LTDCOM67077M1085,73588,465SH SOLE 0088,465
NUVEEN PENNSYLVANIA QLT MUNCOM67097210820113,602SH SOLE 0013,602
NUVEEN PFD & INCM SECURTIESCOM67072C10519820,219SH SOLE 0020,219
NVIDIA CORPORATIONCOM67066G1042141,033SH SOLE 001,033
OLIN CORPCOM PAR $16806652051,76736,637SH SOLE 0036,637
OMEGA HEALTHCARE INVS INCCOM68193610031410,500SH SOLE 0010,500
ONEOK INC NEWCOM68268010383614,425SH SOLE 0014,425
ORACLE CORPCOM68389X1056387,334SH SOLE 007,334
ORANGESPONSORED ADR68406010625923,929SH SOLE 0023,929
ORBITAL ENERGY GROUP INCCOM68559A109896291,071SH SOLE 00291,071
ORGANON & COCOMMON STOCK68622V10654416,609SH SOLE 0016,609
PALATIN TECHNOLOGIES INCCOM PAR $ .01696077403920,350SH SOLE 0020,350
PALO ALTO NETWORKS INCCOM697435105373780SH SOLE 00780
PANGAEA LOGISTICS SOLUTION LSHSG6891L10519438,500SH SOLE 0038,500
PARK AEROSPACE CORPCOM70014A10417713,005SH SOLE 0013,005
PATRICK INDS INCCOM7033431034825,797SH SOLE 005,797
PAYPAL HLDGS INCCOM70450Y103247950SH SOLE 00950
PEPSICO INCCOM7134481086844,551SH SOLE 004,551
PFIZER INCCOM7170811035,091118,386SH SOLE 00118,386
PHILIP MORRIS INTL INCCOM7181721092602,746SH SOLE 002,746
PHILLIPS 66COM7185461045557,938SH SOLE 007,938
PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310513713,550SH SOLE 0013,550
PNC FINL SVCS GROUP INCCOM6934751051,8019,211SH SOLE 009,211
POINTS INTL LTDCOM NEW7308432084,620270,182SH SOLE 00270,182
PPL CORPCOM69351T10632311,603SH SOLE 0011,603
PROCTER AND GAMBLE COCOM7427181091,0407,446SH SOLE 007,446
PROLOGIS INC.COM74340W1032562,049SH SOLE 002,049
PUBLIC SVC ENTERPRISE GRP INCOM7445731062063,392SH SOLE 003,392
PUTNAM MASTER INTER INCOME TSH BEN INT7469091008320,589SH SOLE 0020,589
QUAKER CHEM CORPCOM7473161072371,000SH SOLE 001,000
QUALCOMM INCCOM7475251034513,499SH SOLE 003,499
QUANTA SVCS INCCOM74762E1023873,409SH SOLE 003,409
RAYTHEON TECHNOLOGIES CORPCOM75513E1012783,235SH SOLE 003,235
REGULUS THERAPEUTICS INCCOM NEW75915K200813,000SH SOLE 0013,000
REPUBLIC FIRST BANCORP INCCOM7604161076019,700SH SOLE 0019,700
ROGERS CORPCOM7751331012791,500SH SOLE 001,500
ROYAL DUTCH SHELL PLCSPON ADR B78025910745110,189SH SOLE 0010,189
ROYAL DUTCH SHELL PLCSPONS ADR A7802592062204,956SH SOLE 004,956
SCHLUMBERGER LTDCOM STK8068571081,25442,326SH SOLE 0042,326
SCORPIO TANKERS INCSHSY7542C13042322,850SH SOLE 0022,850
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092231,757SH SOLE 001,757
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8864497,041SH SOLE 007,041
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8032551,714SH SOLE 001,714
SEMPRACOM8168511092181,726SH SOLE 001,726
SESEN BIO INCCOM8177631052531,750SH SOLE 0031,750
SOUTHERN COCOM8425871072994,838SH SOLE 004,838
SOUTHWEST AIRLS COCOM8447411082324,516SH SOLE 004,516
SPDR S&P 500 ETF TRTR UNIT78462F1034311,005SH SOLE 001,005
SPDR SER TRNUVEEN BRC MUNIC78468R7212835,500SH SOLE 005,500
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10149228,773SH SOLE 0028,773
SYSCO CORPCOM8718291073925,000SH SOLE 005,000
TANDEM DIABETES CARE INCCOM NEW8753722035965,000SH SOLE 005,000
TARGA RES CORPCOM87612G1014248,624SH SOLE 008,624
TARGET CORPCOM87612E1062591,134SH SOLE 001,134
TCG BDC INCCOM87228010243332,300SH SOLE 0032,300
TE CONNECTIVITY LTDREG SHSH849891043272,387SH SOLE 002,387
TEAM INCCOM878155100366121,713SH SOLE 00121,713
TEEKAY LNG PARTNERS L PPRTNRSP UNITSY8564M10524015,439SH SOLE 0015,439
TESLA INCCOM88160R101676873SH SOLE 00873
TETRA TECHNOLOGIES INC DELCOM88162F1053,4581,108,374SH SOLE 001,108,374
TEVA PHARMACEUTICAL INDS LTDSPONSORED ADS88162420912012,384SH SOLE 0012,384
TEXAS INSTRS INCCOM8825081045933,090SH SOLE 003,090
TORM PLCSHS CL AG8947910223630,500SH SOLE 0030,500
TORONTO DOMINION BK ONTCOM NEW8911605092,08531,520SH SOLE 0031,520
TRACTOR SUPPLY COCOM8923561066173,047SH SOLE 003,047
TREVI THERAPEUTICS INCCOM89532M1015136,500SH SOLE 0036,500
TRIUMPH GROUP INC NEWCOM8968181012,072111,240SH SOLE 00111,240
TRUIST FINL CORPCOM89832Q10961510,491SH SOLE 0010,491
TSAKOS ENERGY NAVIGATION LTDSHSG9108L17396590,199SH SOLE 0090,199
TUPPERWARE BRANDS CORPCOM89989610460928,850SH SOLE 0028,850
UMH PPTYS INCCOM9030021032,337102,065SH SOLE 00102,065
UNILEVER PLCSPON ADR NEW9047677044358,033SH SOLE 008,033
UNION PAC CORPCOM9078181084412,252SH SOLE 002,252
UNISYS CORPCOM NEW90921430669227,532SH SOLE 0027,532
UNITEDHEALTH GROUP INCCOM91324P1026131,570SH SOLE 001,570
UNIVERSAL HEALTH RLTY INCOMESH BEN INT91359E1052684,850SH SOLE 004,850
VALERO ENERGY CORPCOM91913Y1002553,620SH SOLE 003,620
VANGUARD INDEX FDSSMALL CP ETF9229087513021,384SH SOLE 001,384
VERIZON COMMUNICATIONS INCCOM92343V1044,59385,049SH SOLE 0085,049
VIACOMCBS INCCL B92556H2061,38835,151SH SOLE 0035,151
VIATRIS INCCOM92556V10676756,662SH SOLE 0056,662
VODAFONE GROUP PLC NEWSPONSORED ADR92857W3082,313149,719SH SOLE 00149,719
WALMART INCCOM9311421034062,920SH SOLE 002,920
WASTE MGMT INC DELCOM94106L1096954,658SH SOLE 004,658
WEC ENERGY GROUP INCCOM92939U1063363,816SH SOLE 003,816
XCEL ENERGY INCCOM98389B1001,03116,501SH SOLE 0016,501
YUM BRANDS INCCOM9884981012782,280SH SOLE 002,280
ZYNEX INCCOM98986M10355849,039SH SOLE 0049,039