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FBIO Fortress Biotech

Filed: 17 May 21, 4:21pm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): May 16, 2021

 

Fortress Biotech, Inc.

(Exact Name of Registrant as Specified in Charter)

 

Delaware

 (State or Other Jurisdiction

of Incorporation)

 

 

001-35366

 (Commission File Number)

 

 

20-5157386

(IRS Employer Identification No.)

 

2 Gansevoort Street, 9th Floor

New York, New York 10014

(Address of Principal Executive Offices)

 

(781) 652-4500

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act.

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act.

 

¨Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act.

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each classTrading Symbol(s)Name of each exchange on which registered
Common StockFBIONasdaq Capital Market
9.375% Series A Cumulative Redeemable Perpetual Preferred StockFBIOPNasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     ¨

 

 

 

 

 

Item 2.02. Results of Operations and Financial Condition.

 

On May 16, 2021, Fortress Biotech, Inc. issued a press release to announce financial results and recent corporate highlights for the first quarter ended March 31, 2021. A copy of such press release is being furnished as Exhibit 99.1 to this report.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

The following exhibit is furnished herewith:

 

Exhibit
Number
 Description
   
99.1 Press Release issued by Fortress Biotech, Inc., dated May 16, 2021.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 Fortress Biotech, Inc.
 (Registrant)
  
Date: May 17, 2021 
  
 By:/s/ Lindsay A. Rosenwald, M.D.
  Lindsay A. Rosenwald, M.D.
  Chairman, President and Chief Executive Officer