The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 1,413 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 1,419 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 14,025 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 7,650 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
AGNICO EAGLE MINES LTD | COM | 008474108 | 6,782 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 9,499 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 7,289 | 7,600 | SH | SOLE | 7,600 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 2,214 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 5,328 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 4,326 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 7,816 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 4,115 | 79,000 | SH | SOLE | 79,000 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 6,192 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 304 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BANK AMER CORP | *W EXP 01/16/201 | 060505146 | 3,840 | 290,000 | SH | SOLE | 290,000 | 0 | 0 | ||
BANK AMER CORP | *W EXP 10/28/201 | 060505153 | 2,416 | 3,092,800 | SH | SOLE | 3,092,800 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 3,276 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 6,275 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 4,188 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 10,156 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
BOSTON PRIVATE FINL HLDGS IN | *W EXP 11/21/201 | 101119113 | 1,555 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 1,335 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 364 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 4,354 | 262,000 | SH | SOLE | 262,000 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 353 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 9,885 | 598,000 | SH | SOLE | 598,000 | 0 | 0 | ||
CRESCENT PT ENERGY CORP | COM | 22576C101 | 2,412 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CRITEO S A | SPONS ADS | 226718104 | 208 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 10,437 | 197,897 | SH | SOLE | 197,897 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250% 9/1 | 22943FAM2 | 9,191 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
DEUTSCHE BANK A G | NOTE 7.500%12/3 | 251525AN1 | 13,698 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 5,597 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 3,421 | 204,000 | SH | SOLE | 204,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 6,045 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 9,378 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 6,512 | 7,200,000 | PRN | SOLE | 7,200,000 | 0 | 0 | ||
HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 498 | 18,271 | SH | SOLE | 18,271 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 3,187 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 1,588 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 1,339 | 1,700,000 | PRN | SOLE | 1,700,000 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 1.500% 3/0 | 458660AD9 | 5,869 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 4,243 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 6,188 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 408 | 4,275 | SH | SOLE | 4,275 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 4,175 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
KKR & CO L P DEL | COM UNITS | 48248M102 | 9,453 | 465,000 | SH | SOLE | 465,000 | 0 | 0 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 1,203 | 92,000 | SH | SOLE | 92,000 | 0 | 0 | ||
LAMB WESTON HLDGS INC | COM | 513272104 | 2,345 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LIBERTY INTERACTIVE LLC | DEB 1.750% 9/3 | 530610AD6 | 2,980 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | DEB 2.250% 9/3 | 531229AE2 | 9,053 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
MARRIOTT VACATIONS WRLDWDE C | NOTE 1.500% 9/1 | 57164YAA5 | 4,719 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 4,228 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,873 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
MOBILE TELESYSTEMS PJSC | SPONSORED ADR | 607409109 | 2,610 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 14,378 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
MOSAIC CO NEW | COM | 61945C103 | 4,318 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 5,408 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 4,715 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
NEWFIELD EXPL CO | COM | 651290108 | 3,709 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 5,713 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 2,950 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 5,508 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 4,697 | 610,000 | SH | SOLE | 610,000 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 2,230 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 374 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 7,028 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 25,860 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 2,938 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 3,611 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 5,743 | 940,000 | SH | SOLE | 940,000 | 0 | 0 | ||
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 8,300 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
SUNTRUST BKS INC | *W EXP 11/14/201 | 867914111 | 12,075 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 6,166 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TAHOE RES INC | COM | 873868103 | 3,263 | 620,000 | SH | SOLE | 620,000 | 0 | 0 | ||
TCF FINL CORP | *W EXP 11/14/201 | 872275128 | 3,009 | 1,671,502 | SH | SOLE | 1,671,502 | 0 | 0 | ||
TECK RESOURCES LTD | CL B | 878742204 | 6,854 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
TERADYNE INC | COM | 880770102 | 3,729 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 24,724 | 269,388 | SH | SOLE | 269,388 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 9,221 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 2,866 | 96,000 | SH | SOLE | 96,000 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 11,067 | 656,000 | SH | SOLE | 656,000 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 8,435 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
US FOODS HLDG CORP | COM | 912008109 | 1,869 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 2.700% 1/1 | 922417AD2 | 4,794 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
VEON LTD | SPONSORED ADR | 91822M106 | 7,979 | 1,908,800 | SH | SOLE | 1,908,800 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 5,440 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 2,901 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 13,512 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | ||
WRIGHT MED GROUP INC | NOTE 2.000% 2/1 | 98235TAE7 | 8,655 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 9,108 | 600,000 | SH | SOLE | 600,000 | 0 | 0 |