UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22209
GLOBAL X FUNDS
(Exact name of registrant as specified in charter)
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605 Third Avenue, 43rd floor
New York, NY 10158
(Address of principal executive offices)
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Luis Berruga
Global X Management Company LLC
605 Third Avenue, 43rd floor
New York, NY 10158
(Name and address of agent for service)
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Registrant’s telephone number, including area code: (212) 644-6440
Date of Fiscal Year End:
October 31/November 30
Date of Reporting Period: July 1, 2021 to June 30, 2022
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Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds,
each of which is a series of Global X Funds:
each of which is a series of Global X Funds:
Global X Adaptive U.S. Factor ETF
Global X Adaptive U.S. Risk Management ETF
Global X Aging Population ETF
Global X AgTech & Food Innovation ETF
(The Fund commenced operations on July 12, 2021)
Global X Alternative Income ETF
(Formerly, Global X SuperDividend® Alternatives ETF)
Global X Artificial Intelligence & Technology ETF
Global X Autonomous & Electric Vehicles ETF
Global X Blockchain & Bitcoin Strategy ETF
(The Fund commenced operations on November 15, 2021)
Global X Blockchain ETF
(The Fund commenced operations on July 12, 2021)
Global X Cannabis ETF
Global X China Biotech Innovation ETF
Global X China Innovation ETF
Global X Clean Water ETF
Global X CleanTech ETF
Global X Cloud Computing ETF
Global X Conscious Companies ETF
Global X Copper Miners ETF
Global X Cybersecurity ETF
Global X Data Center REITs & Digital Infrastructure ETF
Global X DAX Germany ETF
Global X Disruptive Materials ETF
(The Fund commenced operations on January 24, 2022)
Global X Dow 30 Covered Call ETF
(The Fund commenced operations on February 23, 2022)
Global X E-commerce ETF
Global X Education ETF
Global X Emerging Markets Bond ETF
Global X Emerging Markets Internet & E-commerce ETF
Global X FinTech ETF
Global X Founder-Run Companies ETF
Global X FTSE Southeast Asia ETF
Global X Genomics & Biotechnology ETF
Global X Gold Explorers ETF
Global X Green Building ETF
(The Fund commenced operations on April 11, 2022)
Global X Guru Index ETF
Global X Health & Wellness ETF
Global X Hydrogen ETF
(The Fund commenced operations on July 12, 2021)
Global X Internet of Things ETF
Global X Lithium & Battery Tech ETF
Global X Metaverse ETF
(The Fund commenced operations on April 26, 2022)
Global X Millennial Consumer ETF
Global X MLP & Energy Infrastructure ETF
Global X MLP ETF
Global X MSCI Argentina ETF
Global X MSCI China Communication Services ETF
Global X MSCI China Consumer Discretionary ETF
Global X MSCI China Consumer Staples ETF
Global X MSCI China Energy ETF
Global X MSCI China Financials ETF
Global X MSCI China Health Care ETF
Global X MSCI China Industrials ETF
Global X MSCI China Information Technology ETF
Global X MSCI China Large-Cap 50 ETF
(The Fund was liquidated on October 22, 2021)
Global X MSCI China Materials ETF
Global X MSCI China Real Estate ETF
Global X MSCI China Utilities ETF
Global X MSCI Colombia ETF
Global X MSCI Greece ETF
Global X MSCI Next Emerging & Frontier ETF
Global X MSCI Nigeria ETF
Global X MSCI Norway ETF
Global X MSCI Pakistan ETF
Global X MSCI Portugal ETF
Global X MSCI SuperDividend® EAFE ETF
Global X MSCI SuperDividend® Emerging Markets ETF
Global X MSCI Vietnam ETF
(The Fund commenced operations on December 7, 2021)
Global X Nasdaq 100 Collar 95-110 ETF
(The Fund commenced operations on August 25, 2021)
Global X Nasdaq 100 Covered Call & Growth ETF
Global X Nasdaq 100 Covered Call ETF
Global X Nasdaq 100 Risk Managed Income ETF
(The Fund commenced operations on August 25, 2021)
Global X Nasdaq 100 Tail Risk ETF
(The Fund commenced operations on August 25, 2021)
Global X Renewable Energy Producers ETF
Global X Robotics & Artificial Intelligence ETF
Global X Russell 2000 Covered Call ETF
Global X S&P 500 Catholic Values ETF
Global X S&P 500 Collar 95-110 ETF
(The Fund commenced operations on August 25, 2021)
Global X S&P 500 Covered Call & Growth ETF
Global X S&P 500 Covered Call ETF
Global X S&P 500 Quality Dividend ETF
Global X S&P 500 Risk Managed Income ETF
(The Fund commenced operations on August 25, 2021)
Global X S&P 500 Tail Risk ETF
(The Fund commenced operations on August 25, 2021)
Global X S&P Catholic Values Developed ex-U.S. ETF
Global X Silver Miners ETF
Global X Social Media ETF
Global X Solar ETF
(The Fund commenced operations on September 8, 2021)
Global X SuperDividend® ETF
Global X SuperDividend® REIT ETF
Global X SuperDividend® U.S. ETF
Global X SuperIncomeTM Preferred ETF
Global X TargetIncomeTM 5 ETF
(The Fund was liquidated on October 22, 2021)
Global X TargetIncomeTM Plus 2 ETF
(The Fund was liquidated on October 22, 2021)
Global X Telemedicine & Digital Health ETF
Global X Thematic Growth ETF
Global X U.S. Infrastructure Development ETF
Global X U.S. Preferred ETF
Global X Uranium ETF
Global X Variable Rate Preferred ETF
Global X Video Games & Esports ETF
Global X Wind Energy ETF
(The Fund commenced operations on September 8, 2021)
Non-Voting Funds
Global X Blockchain & Bitcoin Strategy ETF
The Registrant did not cast any proxy votes for the Global X Blockchain & Bitcoin Strategy ETF
during the reporting period. Accordingly, there are no proxy votes to report.
during the reporting period. Accordingly, there are no proxy votes to report.
Global X Dow 30 Covered Call ETF
The Registrant did not cast any proxy votes for the Global X Dow 30 Covered Call ETF
during the reporting period. Accordingly, there are no proxy votes to report.
during the reporting period. Accordingly, there are no proxy votes to report.
Global X Emerging Markets Bond ETF
The Registrant did not cast any proxy votes for the Global X Emerging Markets Bond ETF
during the reporting period. Accordingly, there are no proxy votes to report.
during the reporting period. Accordingly, there are no proxy votes to report.
Global X TargetIncomeTM 5 ETF
The Registrant did not cast any proxy votes for the Global X TargetIncomeTM 5 ETF
during the reporting period. Accordingly, there are no proxy votes to report.
during the reporting period. Accordingly, there are no proxy votes to report.
Global X TargetIncomeTM Plus 2 ETF
The Registrant did not cast any proxy votes for the Global X TargetIncomeTM Plus 2 ETF
during the reporting period. Accordingly, there are no proxy votes to report.
during the reporting period. Accordingly, there are no proxy votes to report.
Global X Thematic Growth ETF
The Registrant did not cast any proxy votes for the Global X Thematic Growth ETF
during the reporting period. Accordingly, there are no proxy votes to report.
during the reporting period. Accordingly, there are no proxy votes to report.
-------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted ABBVIE INC. Security ID: 00287Y109 Ticker: ABBV Meeting Date: 06-May-22 Meeting Type: Annual 1.1 Elect William H.L. Burnside Management For Voted - For 1.2 Elect Thomas C. Freyman Management For Voted - For 1.3 Elect Brett J. Hart Management For Voted - For 1.4 Elect Edward J. Rapp Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Elimination of Supermajority Requirement Management For Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 7 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against ACCENTURE PLC Security ID: G1151C101 Ticker: ACN Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Jaime Ardila Management For Voted - For 2 Elect Nancy McKinstry Management For Voted - For 3 Elect Beth E. Mooney Management For Voted - For 4 Elect Gilles Pelisson Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Venkata Renduchintala Management For Voted - For 7 Elect Arun Sarin Management For Voted - For 8 Elect Julie Sweet Management For Voted - For 9 Elect Frank K. Tang Management For Voted - For 10 Elect Tracey T. Travis Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of Amendment to the 2010 Share Incentive Plan Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Authorize the Price Range at which the Company can Re-allot Treasury Shares Management For Voted - For 1 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted AGNC INVESTMENT CORP. Security ID: 00123Q104 Ticker: AGNC Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Donna J. Blank Management For Voted - For 2 Elect Morris A. Davis Management For Voted - For 3 Elect Peter J. Federico Management For Voted - For 4 Elect John D. Fisk Management For Voted - For 5 Elect Andrew A. Johnson, Jr. Management For Voted - For 6 Elect Gary D. Kain Management For Voted - For 7 Elect Prue B. Larocca Management For Voted - For 8 Elect Paul E. Mullings Management For Voted - For 9 Elect Frances R Spark Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate Management For Voted - For 13 Elimination of Supermajority Requirement to Amend the Bylaws Management For Voted - For 14 Elimination of Supermajority Requirement to Remove Directors Management For Voted - For AIR PRODUCTS AND CHEMICALS, INC. Security ID: 009158106 Ticker: APD Meeting Date: 03-Feb-22 Meeting Type: Annual 1 Elect Charles I. Cogut Management For Voted - For 2 Elect Lisa A. Davis Management For Voted - For 3 Elect Seifollah Ghasemi Management For Voted - For 4 Elect David H. Y. Ho Management For Voted - For 5 Elect Edward L. Monser Management For Voted - For 6 Elect Matthew H. Paull Management For Voted - For 7 Elect Wayne T. Smith Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For AKAMAI TECHNOLOGIES, INC. Security ID: 00971T101 Ticker: AKAM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Marianne C. Brown Management For Voted - For 3 Elect Monte E. Ford Management For Voted - For 4 Elect Daniel R. Hesse Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect F. Thomson Leighton Management For Voted - For 2 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Madhu Ranganathan Management For Voted - For 9 Elect Bernardus Verwaayen Management For Voted - For 10 Elect William R. Wagner Management For Voted - For 11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For ALEXANDRIA REAL ESTATE EQUITIES, INC. Security ID: 015271109 Ticker: ARE Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Joel S. Marcus Management For Voted - For 2 Elect Steven R. Hash Management For Voted - For 3 Elect James P. Cain Management For Voted - For 4 Elect Cynthia L. Feldmann Management For Voted - For 5 Elect Maria C. Freire Management For Voted - For 6 Elect Jennifer Friel Goldstein Management For Voted - For 7 Elect Richard H. Klein Management For Voted - For 8 Elect Michael A. Woronoff Management For Voted - For 9 Amendment to the 1997 Stock Award and Incentive Plan Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Increase in Authorized Common Stock Management For Voted - For 12 Ratification of Auditor Management For Voted - For ALLIANT ENERGY CORPORATION Security ID: 018802108 Ticker: LNT Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect N. Joy Falotico Management For Voted - For 2 Elect John O. Larsen Management For Voted - For 3 Elect Thomas F. O'Toole Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For ALLY FINANCIAL INC. Security ID: 02005N100 Ticker: ALLY Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Franklin W. Hobbs Management For Voted - For 2 Elect Kenneth J. Bacon Management For Voted - For 3 Elect Maureen Breakiron-Evans Management For Voted - For 4 Elect William H. Cary Management For Voted - For 5 Elect Mayree C. Clark Management For Voted - For 6 Elect Kim S. Fennebresque Management For Voted - For 7 Elect Melissa Goldman Management For Voted - For 3 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Marjorie Magner Management For Voted - For 9 Elect David Reilly Management For Voted - For 10 Elect Brian H. Sharples Management For Voted - For 11 Elect Michael F. Steib Management For Voted - For 12 Elect Jeffrey J. Brown Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For AMDOCS LIMITED Security ID: G02602103 Ticker: DOX Meeting Date: 28-Jan-22 Meeting Type: Annual 1 Elect Robert A. Minicucci Management For Voted - For 2 Elect Adrian Gardner Management For Voted - For 3 Elect James S. Kahan Management For Voted - For 4 Elect Rafael de la Vega Management For Voted - For 5 Elect Giora Yaron Management For Voted - For 6 Elect Eli Gelman Management For Voted - Against 7 Elect Richard T.C. LeFave Management For Voted - For 8 Elect John A. MacDonald Management For Voted - For 9 Elect Shuky Sheffer Management For Voted - For 10 Elect Yvette Kanouff Management For Voted - For 11 Elect Sarah Ruth Davis Management For Voted - For 12 Increase Quarterly Dividend Management For Voted - For 13 Accounts and Reports Management For Voted - For 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For AMERCO Security ID: 023586100 Ticker: UHAL Meeting Date: 19-Aug-21 Meeting Type: Annual 1.1 Elect Edward J. Shoen Management For Voted - For 1.2 Elect James E. Acridge Management For Voted - For 1.3 Elect John P. Brogan Management For Voted - Withheld 1.4 Elect James J. Grogan Management For Voted - For 1.5 Elect Richard J. Herrera Management For Voted - For 1.6 Elect Karl A. Schmidt Management For Voted - For 1.7 Elect Roberta R. Shank Management For Voted - For 1.8 Elect Samuel J. Shoen Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Shareholder Proposal Regarding Ratification of Board and Management Acts Shareholder For Voted - For 4 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted AMEREN CORPORATION Security ID: 023608102 Ticker: AEE Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Cynthia J. Brinkley Management For Voted - For 3 Elect Catherine S. Brune Management For Voted - For 4 Elect J. Edward Coleman Management For Voted - For 5 Elect Ward H. Dickson Management For Voted - For 6 Elect Noelle K. Eder Management For Voted - For 7 Elect Ellen M. Fitzsimmons Management For Voted - For 8 Elect Rafael Flores Management For Voted - For 9 Elect Richard J. Harshman Management For Voted - For 10 Elect Craig S. Ivey Management For Voted - For 11 Elect James C. Johnson Management For Voted - For 12 Elect Martin J. Lyons, Jr. Management For Voted - For 13 Elect Steven H. Lipstein Management For Voted - For 14 Elect Leo S. Mackay, Jr. Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Omnibus Incentive Compensation Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For AMERICAN ELECTRIC POWER COMPANY, INC. Security ID: 025537101 Ticker: AEP Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - For 2 Elect David J. Anderson Management For Voted - For 3 Elect J. Barnie Beasley, Jr. Management For Voted - For 4 Elect Benjamin G.S. Fowke III Management For Voted - For 5 Elect Art A. Garcia Management For Voted - For 6 Elect Linda A. Goodspeed Management For Voted - For 7 Elect Sandra Beach Lin Management For Voted - For 8 Elect Margaret M. McCarthy Management For Voted - For 9 Elect Oliver G. Richard, III Management For Voted - For 10 Elect Daryl Roberts Management For Voted - For 11 Elect Sara Martinez Tucker Management For Voted - For 12 Elect Lewis Von Thaer Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authorization of Preferred Stock Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 5 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted AMERICAN INTERNATIONAL GROUP, INC. Security ID: 026874784 Ticker: AIG Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect James Cole, Jr. Management For Voted - For 2 Elect W. Don Cornwell Management For Voted - For 3 Elect William G. Jurgensen Management For Voted - For 4 Elect Linda A. Mills Management For Voted - For 5 Elect Thomas F. Motamed Management For Voted - For 6 Elect Peter R. Porrino Management For Voted - For 7 Elect John G. Rice Management For Voted - For 8 Elect Douglas M. Steenland Management For Voted - For 9 Elect Therese M. Vaughan Management For Voted - For 10 Elect Peter S. Zaffino Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ANNALY CAPITAL MANAGEMENT, INC. Security ID: 035710409 Ticker: NLY Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Francine J. Bovich Management For Voted - For 2 Elect Wellington J. Denahan Management For Voted - For 3 Elect Katie Beirne Fallon Management For Voted - For 4 Elect David L. Finkelstein Management For Voted - For 5 Elect Thomas Hamilton Management For Voted - For 6 Elect Kathy Hopinkah Hannan Management For Voted - For 7 Elect Michael Haylon Management For Voted - For 8 Elect Eric A. Reeves Management For Voted - For 9 Elect John H. Schaefer Management For Voted - For 10 Elect Glenn A. Votek Management For Voted - For 11 Elect Vicki Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For AON PLC Security ID: G0408V102 Ticker: AON Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Lester B. Knight Management For Voted - For 2 Elect Gregory C. Case Management For Voted - For 3 Elect Jin-Yong Cai Management For Voted - For 4 Elect Jeffrey C. Campbell Management For Voted - For 5 Elect Fulvio Conti Management For Voted - For 6 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Cheryl A. Francis Management For Voted - For 7 Elect J. Michael Losh Management For Voted - For 8 Elect Richard C. Notebaert Management For Voted - For 9 Elect Gloria Santona Management For Voted - For 10 Elect Byron O. Spruell Management For Voted - For 11 Elect Carolyn Y. Woo Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Appointment of Statutory Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For APTARGROUP, INC. Security ID: 038336103 Ticker: ATR Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Giovanna Kampouri Monnas Management For Voted - For 2 Elect Isabel Marey-Semper Management For Voted - For 3 Elect Stephan B. Tanda Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For ARCHER-DANIELS-MIDLAND COMPANY Security ID: 039483102 Ticker: ADM Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Michael S. Burke Management For Voted - For 2 Elect Theodore Colbert Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Suzan F. Harrison Management For Voted - For 6 Elect Juan R. Luciano Management For Voted - For 7 Elect Patrick J. Moore Management For Voted - For 8 Elect Francisco Sanchez Management For Voted - For 9 Elect Debra A. Sandler Management For Voted - For 10 Elect Lei Z. Schlitz Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Pesticide Reporting Shareholder Against Voted - Against 7 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted ARTHUR J. GALLAGHER & CO. Security ID: 363576109 Ticker: AJG Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2 Elect William L. Bax Management For Voted - For 3 Elect Teresa H. Clarke Management For Voted - For 4 Elect D. John Coldman Management For Voted - For 5 Elect J. Patrick Gallagher, Jr. Management For Voted - For 6 Elect David S. Johnson Management For Voted - For 7 Elect Kay W. McCurdy Management For Voted - For 8 Elect Christopher C. Miskel Management For Voted - For 9 Elect Ralph J. Nicoletti Management For Voted - For 10 Elect Norman L. Rosenthal Management For Voted - For 11 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For AT&T INC. Security ID: 00206R102 Ticker: T Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - Abstain 2 Elect Scott T. Ford Management For Voted - For 3 Elect Glenn H. Hutchins Management For Voted - For 4 Elect William E. Kennard Management For Voted - For 5 Elect Debra L. Lee Management For Voted - Abstain 6 Elect Stephen J. Luczo Management For Voted - For 7 Elect Michael B. McCallister Management For Voted - For 8 Elect Beth E. Mooney Management For Voted - For 9 Elect Matthew K. Rose Management For Voted - For 10 Elect John T. Stankey Management For Voted - For 11 Elect Cindy B. Taylor Management For Voted - For 12 Elect Luis A. Ubinas Management For Voted - For 13 Elect Geoffrey Y. Yang Management For Voted - Abstain 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Pay Ratio Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 8 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted AUTOMATIC DATA PROCESSING, INC. Security ID: 053015103 Ticker: ADP Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Peter Bisson Management For Voted - For 2 Elect Richard T. Clark Management For Voted - For 3 Elect Linnie M. Haynesworth Management For Voted - For 4 Elect John P. Jones Management For Voted - For 5 Elect Francine S. Katsoudas Management For Voted - For 6 Elect Nazzic S. Keene Management For Voted - For 7 Elect Thomas J. Lynch Management For Voted - For 8 Elect Scott F. Powers Management For Voted - For 9 Elect William J. Ready Management For Voted - For 10 Elect Carlos A. Rodriguez Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Voted - Against AUTOZONE, INC. Security ID: 053332102 Ticker: AZO Meeting Date: 15-Dec-21 Meeting Type: Annual 1 Elect Douglas H. Brooks Management For Voted - For 2 Elect Linda A. Goodspeed Management For Voted - For 3 Elect Earl G. Graves, Jr. Management For Voted - For 4 Elect Enderson Guimaraes Management For Voted - For 5 Elect D. Bryan Jordan Management For Voted - For 6 Elect Gale V. King Management For Voted - For 7 Elect George R. Mrkonic, Jr. Management For Voted - For 8 Elect William C. Rhodes, III Management For Voted - For 9 Elect Jill Ann Soltau Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For BAKER HUGHES COMPANY Security ID: 05722G100 Ticker: BKR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect W. Geoffrey Beattie Management For Voted - For 2 Elect Gregory D. Brenneman Management For Voted - For 3 Elect Cynthia B. Carroll Management For Voted - For 4 Elect Nelda J. Connors Management For Voted - For 9 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Michael R. Dumais Management For Voted - For 6 Elect Gregory L. Ebel Management For Voted - For 7 Elect Lynn L. Elsenhans Management For Voted - For 8 Elect John G. Rice Management For Voted - For 9 Elect Lorenzo Simonelli Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For BAXTER INTERNATIONAL INC. Security ID: 071813109 Ticker: BAX Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Jose E. Almeida Management For Voted - For 2 Elect Thomas F. Chen Management For Voted - For 3 Elect Peter S. Hellman Management For Voted - For 4 Elect Michael F. Mahoney Management For Voted - For 5 Elect Patricia Morrison Management For Voted - For 6 Elect Stephen N. Oesterle Management For Voted - For 7 Elect Nancy M. Schlichting Management For Voted - For 8 Elect Catherine R. Smith Management For Voted - For 9 Elect Albert P.L. Stroucken Management For Voted - For 10 Elect Amy M. Wendell Management For Voted - For 11 Elect David S. Wilkes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Permit Shareholders to Act by Written Consent Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against BERKSHIRE HATHAWAY INC. Security ID: 084670702 Ticker: BRKA Meeting Date: 30-Apr-22 Meeting Type: Annual 1.1 Elect Warren E. Buffett Management For Voted - For 1.2 Elect Charles T. Munger Management For Voted - For 1.3 Elect Gregory E. Abel Management For Voted - For 1.4 Elect Howard G. Buffett Management For Voted - For 1.5 Elect Susan A. Buffett Management For Voted - For 1.6 Elect Stephen B. Burke Management For Voted - For 1.7 Elect Kenneth I. Chenault Management For Voted - For 1.8 Elect Christopher C. Davis Management For Voted - For 1.9 Elect Susan L. Decker Management For Voted - Withheld 1.10 Elect David S. Gottesman Management For Voted - For 1.11 Elect Charlotte Guyman Management For Voted - Withheld 10 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 1.12 Elect Ajit Jain Management For Voted - For 1.13 Elect Ronald L. Olson Management For Voted - For 1.14 Elect Wallace R. Weitz Management For Voted - For 1.15 Elect Meryl B. Witmer Management For Voted - For 2 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 3 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 4 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 5 Shareholder Proposal Regarding Diversity and Inclusion Reports Shareholder Against Voted - For BIO-RAD LABORATORIES, INC. Security ID: 090572207 Ticker: BIO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Melinda Litherland Management For Voted - Against 2 Elect Arnold A. Pinkston Management For Voted - Against 3 Ratification of Auditor Management For Voted - For BLACKSTONE MORTGAGE TRUST, INC. Security ID: 09257W100 Ticker: BXMT Meeting Date: 07-Jul-21 Meeting Type: Annual 1.1 Elect Michael Nash Management For Voted - For 1.2 Elect Katherine A. Keenan Management For Voted - For 1.3 Elect Leonard W. Cotton Management For Voted - For 1.4 Elect Thomas E. Dobrowski Management For Voted - For 1.5 Elect Martin L. Edelman Management For Voted - For 1.6 Elect Henry N. Nassau Management For Voted - Withheld 1.7 Elect Jonathan L. Pollack Management For Voted - Withheld 1.8 Elect Lynne B. Sagalyn Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Michael Nash Management For Voted - For 1.2 Elect Katherine A. Keenan Management For Voted - For 1.3 Elect Leonard W. Cotton Management For Voted - For 1.4 Elect Thomas E. Dobrowski Management For Voted - For 1.5 Elect Martin L. Edelman Management For Voted - For 1.6 Elect Nnenna Lynch Management For Voted - For 1.7 Elect Henry N. Nassau Management For Voted - Withheld 1.8 Elect Jonathan L. Pollack Management For Voted - For 1.9 Elect Lynne B. Sagalyn Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the Stock Incentive Plan Management For Voted - For 11 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Approval of the Manager Incentive Plan Management For Voted - For BREAD FINANCIAL HOLDINGS, INC. Security ID: 018581108 Ticker: BFH Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Ralph J. Andretta Management For Voted - For 2 Elect Roger H. Ballou Management For Voted - For 3 Elect John C. Gerspach, Jr. Management For Voted - For 4 Elect Karin J. Kimbrough Management For Voted - For 5 Elect Rajesh Natarajan Management For Voted - For 6 Elect Timothy J. Theriault Management For Voted - For 7 Elect Laurie A. Tucker Management For Voted - For 8 Elect Sharen J. Turney Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For BRISTOL-MYERS SQUIBB COMPANY Security ID: 110122108 Ticker: BMY Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Peter J. Arduini Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Julia A. Haller Management For Voted - For 4 Elect Manuel Hidalgo Medina Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Derica W. Rice Management For Voted - For 7 Elect Theodore R. Samuels, II Management For Voted - For 8 Elect Gerald Storch Management For Voted - For 9 Elect Karen H. Vousden Management For Voted - For 10 Elect Phyllis R. Yale Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For BUNGE LIMITED Security ID: G16962105 Ticker: BG Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sheila C. Bair Management For Voted - For 2 Elect Carol M. Browner Management For Voted - For 3 Elect Paul J. Fribourg Management For Voted - For 4 Elect J. Erik Fyrwald Management For Voted - For 12 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Gregory A. Heckman Management For Voted - For 6 Elect Bernardo Hees Management For Voted - For 7 Elect Kathleen W. Hyle Management For Voted - For 8 Elect Michael Kobori Management For Voted - For 9 Elect Kenneth M. Simril Management For Voted - For 10 Elect Henry W. Winship Management For Voted - For 11 Elect Mark N. Zenuk Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Elimination of Supermajority Requirement Management For Voted - For 15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CAMDEN PROPERTY TRUST Security ID: 133131102 Ticker: CPT Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Richard J. Campo Management For Voted - For 1.2 Elect Javier E. Benito Management For Voted - For 1.3 Elect Heather J. Brunner Management For Voted - For 1.4 Elect Mark D. Gibson Management For Voted - For 1.5 Elect Scott S. Ingraham Management For Voted - For 1.6 Elect Renu Khator Management For Voted - For 1.7 Elect D. Keith Oden Management For Voted - For 1.8 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For 1.9 Elect Steven A. Webster Management For Voted - For 1.10 Elect Kelvin R. Westbrook Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For CAPITAL ONE FINANCIAL CORPORATION Security ID: 14040H105 Ticker: COF Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Richard D. Fairbank Management For Voted - For 2 Elect Ime Archibong Management For Voted - For 3 Elect Christine R. Detrick Management For Voted - For 4 Elect Ann Fritz Hackett Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect Eli Leenaars Management For Voted - For 7 Elect Francois Locoh-Donou Management For Voted - For 8 Elect Peter E. Raskind Management For Voted - For 9 Elect Eileen Serra Management For Voted - For 10 Elect Mayo A. Shattuck III Management For Voted - For 11 Elect Bradford H. Warner Management For Voted - For 12 Elect Catherine G. West Management For Voted - For 13 Elect Craig Anthony Williams Management For Voted - For 13 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For CARDINAL HEALTH, INC. Security ID: 14149Y108 Ticker: CAH Meeting Date: 05-Nov-21 Meeting Type: Annual 1 Elect Carrie S. Cox Management For Voted - For 2 Elect Bruce L. Downey Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect David C. Evans Management For Voted - For 5 Elect Patricia Hemingway Hall Management For Voted - For 6 Elect Akhil Johri Management For Voted - For 7 Elect Michael C. Kaufmann Management For Voted - For 8 Elect Gregory B. Kenny Management For Voted - For 9 Elect Nancy Killefer Management For Voted - For 10 Elect Dean A. Scarborough Management For Voted - For 11 Elect John H. Weiland Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against CELANESE CORPORATION Security ID: 150870103 Ticker: CE Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect William M. Brown Management For Voted - For 3 Elect Edward G. Galante Management For Voted - For 4 Elect Rahul Ghai Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect David F. Hoffmeister Management For Voted - For 7 Elect Jay V. Ihlenfeld Management For Voted - For 8 Elect Deborah J. Kissire Management For Voted - For 9 Elect Michael Koenig Management For Voted - For 10 Elect Kim K.W. Rucker Management For Voted - For 11 Elect Lori J. Ryerkerk Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted CERNER CORPORATION Security ID: 156782104 Ticker: CERN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Mitchell E. Daniels, Jr. Management For Voted - For 2 Elect Elder Granger Management For Voted - For 3 Elect John J. Greisch Management For Voted - For 4 Elect Melinda J. Mount Management For Voted - For 5 Elect George A. Riedel Management For Voted - For 6 Elect R. Halsey Wise Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Elimination of Supermajority Requirements for Certain Business Combination Transactions with Interested Stockholders Management For Voted - For 10 Elimination of Supermajority Requirements to Amend Bylaws Management For Voted - For 11 Elimination of Supermajority Requirements to Amend Certain Provisions of the Certificate Management For Voted - For 12 Elimination of Supermajority Requirements to Remove Directors Management For Voted - For 13 Amendment to the 2011 Omnibus Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CHANGE HEALTHCARE INC. Security ID: 15912K100 Ticker: CHNG Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Elect Neil E. de Crescenzo Management For Voted - For 2 Elect Howard L. Lance Management For Voted - For 3 Elect Nella Domenici Management For Voted - For 4 Elect Nicholas L. Kuhar Management For Voted - For 5 Elect Diana L. McKenzie Management For Voted - For 6 Elect Bansi Nagji Management For Voted - For 7 Elect Philip M. Pead Management For Voted - For 8 Elect Phillip W. Roe Management For Voted - For 9 Elect Neil P. Simpkins Management For Voted - For 10 Elect Robert J. Zollars Management For Voted - Withheld 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 15 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted CHARTER COMMUNICATIONS, INC. Security ID: 16119P108 Ticker: CHTR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect W. Lance Conn Management For Voted - For 2 Elect Kim C. Goodman Management For Voted - For 3 Elect Craig A. Jacobson Management For Voted - For 4 Elect Gregory B. Maffei Management For Voted - Against 5 Elect John D. Markley, Jr. Management For Voted - For 6 Elect David C. Merritt Management For Voted - For 7 Elect James E. Meyer Management For Voted - For 8 Elect Steven A. Miron Management For Voted - For 9 Elect Balan Nair Management For Voted - Against 10 Elect Michael A. Newhouse Management For Voted - For 11 Elect Mauricio Ramos Management For Voted - For 12 Elect Thomas M. Rutledge Management For Voted - For 13 Elect Eric L. Zinterhofer Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 18 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 19 Shareholder Proposal Regarding EEO-1 Reporting Shareholder Against Voted - For 20 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For CHEVRON CORPORATION Security ID: 166764100 Ticker: CVX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect John B. Frank Management For Voted - For 3 Elect Alice P. Gast Management For Voted - For 4 Elect Enrique Hernandez, Jr. Management For Voted - For 5 Elect Marillyn A. Hewson Management For Voted - For 6 Elect Jon M. Huntsman, Jr. Management For Voted - For 7 Elect Charles W. Moorman IV Management For Voted - For 8 Elect Dambisa F. Moyo Management For Voted - For 9 Elect Debra L. Reed-Klages Management For Voted - For 10 Elect Ronald D. Sugar Management For Voted - For 11 Elect D. James Umpleby III Management For Voted - For 12 Elect Michael K. Wirth Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 16 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis Shareholder Against Voted - For 18 Shareholder Proposal Regarding Methane Emission Disclosures Shareholder For Voted - For 19 Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against CHURCH & DWIGHT CO., INC. Security ID: 171340102 Ticker: CHD Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bradlen S. Cashaw Management For Voted - For 2 Elect James R. Craigie Management For Voted - For 3 Elect Matthew T. Farrell Management For Voted - For 4 Elect Bradley C. Irwin Management For Voted - For 5 Elect Penry W. Price Management For Voted - For 6 Elect Susan G. Saideman Management For Voted - For 7 Elect Ravichandra K. Saligram Management For Voted - For 8 Elect Robert K. Shearer Management For Voted - For 9 Elect Janet S. Vergis Management For Voted - For 10 Elect Arthur B. Winkleblack Management For Voted - For 11 Elect Laurie J. Yoler Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the Omnibus Equity Compensation Plan Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CIGNA CORPORATION Security ID: 125523100 Ticker: CI Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect David M. Cordani Management For Voted - For 2 Elect William J. DeLaney Management For Voted - For 3 Elect Eric J. Foss Management For Voted - For 4 Elect Dr. Elder Granger Management For Voted - For 5 Elect Neesha Hathi Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Kathleen M. Mazzarella Management For Voted - For 8 Elect Mark B. McClellan Management For Voted - For 9 Elect Kimberly A. Ross Management For Voted - For 10 Elect Eric C. Wiseman Management For Voted - For 11 Elect Donna F. Zarcone Management For Voted - For 17 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - For 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against CITIGROUP INC. Security ID: 172967424 Ticker: C Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Ellen M. Costello Management For Voted - For 2 Elect Grace E. Dailey Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 4 Elect John C. Dugan Management For Voted - For 5 Elect Jane N. Fraser Management For Voted - For 6 Elect Duncan P. Hennes Management For Voted - For 7 Elect Peter B. Henry Management For Voted - For 8 Elect S. Leslie Ireland Management For Voted - For 9 Elect Renee J. James Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Diana L. Taylor Management For Voted - For 12 Elect James S. Turley Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Amendment to the 2019 Stock Incentive Plan Management For Voted - For 18 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against CITIZENS FINANCIAL GROUP, INC. Security ID: 174610105 Ticker: CFG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bruce Van Saun Management For Voted - For 2 Elect Lee Alexander Management For Voted - For 3 Elect Christine M. Cumming Management For Voted - For 4 Elect Kevin Cummings Management For Voted - For 5 Elect William P. Hankowsky Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Robert G. Leary Management For Voted - For 8 Elect Terrance J. Lillis Management For Voted - For 9 Elect Michele N. Siekerka Management For Voted - For 10 Elect Shivan S. Subramaniam Management For Voted - For 11 Elect Christopher J. Swift Management For Voted - For 12 Elect Wendy A. Watson Management For Voted - For 13 Elect Marita Zuraitis Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For CONSOLIDATED EDISON, INC. Security ID: 209115104 Ticker: ED Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Timothy P. Cawley Management For Voted - For 2 Elect Ellen V. Futter Management For Voted - For 3 Elect John F. Killian Management For Voted - For 4 Elect Karol V. Mason Management For Voted - For 5 Elect John McAvoy Management For Voted - For 6 Elect Dwight A. McBride Management For Voted - For 7 Elect William J. Mulrow Management For Voted - For 8 Elect Armando J. Olivera Management For Voted - For 9 Elect Michael W. Ranger Management For Voted - For 10 Elect Linda S. Sanford Management For Voted - For 11 Elect Deirdre Stanley Management For Voted - For 12 Elect L. Frederick Sutherland Management For Voted - For 13 Ratification of Auditor Management For Voted - For 19 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Advisory Vote on Executive Compensation Management For Voted - For COSTCO WHOLESALE CORPORATION Security ID: 22160K105 Ticker: COST Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Susan L. Decker Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Richard A. Galanti Management For Voted - Against 4 Elect Hamilton E. James Management For Voted - For 5 Elect W. Craig Jelinek Management For Voted - For 6 Elect Sally Jewell Management For Voted - For 7 Elect Charles T. Munger Management For Voted - For 8 Elect Jeffrey S. Raikes Management For Voted - Against 9 Elect John W. Stanton Management For Voted - For 10 Elect Mary Agnes Wilderotter Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Racial Justice and Food Equity Shareholder Against Voted - Against CRACKER BARREL OLD COUNTRY STORE, INC. Security ID: 22410J106 Ticker: CBRL Meeting Date: 18-Nov-21 Meeting Type: Annual 1.1 Elect Thomas H. Barr Management For Voted - For 1.2 Elect Carl T. Berquist Management For Voted - For 1.3 Elect Sandra B. Cochran Management For Voted - For 1.4 Elect Meg G. Crofton Management For Voted - For 1.5 Elect Gilbert R. Davila Management For Voted - For 1.6 Elect William W. McCarten Management For Voted - For 1.7 Elect Coleman H. Peterson Management For Voted - For 1.8 Elect Gisel Ruiz Management For Voted - For 1.9 Elect Darryl L. Wade Management For Voted - For 1.10 Elect Andrea M. Weiss Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Approval of Shareholder Rights Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Virtual Shareholder Meetings Shareholder Against Voted - For 20 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted CUBESMART Security ID: 229663109 Ticker: CUBE Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Piero Bussani Management For Voted - For 1.2 Elect Dorothy Dowling Management For Voted - For 1.3 Elect John W. Fain Management For Voted - For 1.4 Elect Jair K. Lynch Management For Voted - For 1.5 Elect Christopher P. Marr Management For Voted - For 1.6 Elect Deborah Ratner Salzberg Management For Voted - For 1.7 Elect John F. Remondi Management For Voted - For 1.8 Elect Jeffrey F. Rogatz Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For CVS HEALTH CORPORATION Security ID: 126650100 Ticker: CVS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Fernando Aguirre Management For Voted - For 2 Elect C. David Brown II Management For Voted - For 3 Elect Alecia A. DeCoudreaux Management For Voted - For 4 Elect Nancy-Ann DeParle Management For Voted - For 5 Elect Roger N. Farah Management For Voted - For 6 Elect Anne M. Finucane Management For Voted - For 7 Elect Edward J. Ludwig Management For Voted - For 8 Elect Karen S. Lynch Management For Voted - For 9 Elect Jean-Pierre Millon Management For Voted - For 10 Elect Mary L. Schapiro Management For Voted - For 11 Elect William C. Weldon Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - Against DANAHER CORPORATION Security ID: 235851102 Ticker: DHR Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Rainer M. Blair Management For Voted - For 2 Elect Linda P. Hefner Filler Management For Voted - Against 21 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Teri L. List Management For Voted - For 4 Elect Walter G. Lohr, Jr. Management For Voted - For 5 Elect Jessica L. Mega Management For Voted - For 6 Elect Mitchell P. Rales Management For Voted - For 7 Elect Steven M. Rales Management For Voted - For 8 Elect Pardis C. Sabeti Management For Voted - For 9 Elect A. Shane Sanders Management For Voted - For 10 Elect John T. Schwieters Management For Voted - For 11 Elect Alan G. Spoon Management For Voted - For 12 Elect Raymond C. Stevens Management For Voted - For 13 Elect Elias A. Zerhouni Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For DICK'S SPORTING GOODS, INC. Security ID: 253393102 Ticker: DKS Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Mark J. Barrenechea Management For Voted - For 2 Elect Emanuel Chirico Management For Voted - For 3 Elect William J. Colombo Management For Voted - For 4 Elect Anne Fink Management For Voted - For 5 Elect Sandeep Lakhmi Mathrani Management For Voted - Withheld 6 Elect Desiree Ralls-Morrison Management For Voted - For 7 Elect Larry D. Stone Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For DIGITAL REALTY TRUST, INC. Security ID: 253868103 Ticker: DLR Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Elect Laurence A. Chapman Management For Voted - For 2 Elect Alexis Black Bjorlin Management For Voted - Against 3 Elect VeraLinn Jamieson Management For Voted - For 4 Elect Kevin J. Kennedy Management For Voted - For 5 Elect William G. LaPerch Management For Voted - For 6 Elect Jean F.H.P. Mandeville Management For Voted - For 7 Elect Afshin Mohebbi Management For Voted - For 8 Elect Mark R. Patterson Management For Voted - For 9 Elect Mary Hogan Preusse Management For Voted - For 10 Elect Dennis E. Singleton Management For Voted - For 11 Elect A. William Stein Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 22 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For DISCOVERY, INC. Security ID: 25470F104 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Increase in Authorized Preferred Stock Management For Voted - For 4 Repeal of Classified Board Management For Voted - For 5 Additional Bundled Amendments Management For Voted - For 6 AT&T Transaction Management For Voted - For 7 Advisory Vote on Golden Parachutes Management For Voted - Against Meeting Date: 08-Apr-22 Meeting Type: Annual 1.1 Elect Paul A. Gould Management For Voted - Withheld 1.2 Elect Kenneth W. Lowe Management For Voted - Withheld 1.3 Elect Daniel E. Sanchez Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Approval of the Stock Incentive Plan Management For Voted - Against DISH NETWORK CORPORATION Security ID: 25470M109 Ticker: DISH Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Kathleen Q. Abernathy Management For Voted - Withheld 1.2 Elect George R. Brokaw Management For Voted - For 1.3 Elect W. Erik Carlson Management For Voted - For 1.4 Elect James DeFranco Management For Voted - For 1.5 Elect Cantey M. Ergen Management For Voted - For 1.6 Elect Charles W. Ergen Management For Voted - For 1.7 Elect Tom A. Ortolf Management For Voted - For 1.8 Elect Joseph T. Proietti Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DOLLAR GENERAL CORPORATION Security ID: 256677105 Ticker: DG Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Warren F. Bryant Management For Voted - For 2 Elect Michael M. Calbert Management For Voted - Against 3 Elect Patricia D. Fili-Krushel Management For Voted - For 4 Elect Timothy I. McGuire Management For Voted - For 23 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect William C. Rhodes, III Management For Voted - For 6 Elect Debra A. Sandler Management For Voted - For 7 Elect Ralph E. Santana Management For Voted - For 8 Elect Todd J. Vasos Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DOMINO'S PIZZA, INC. Security ID: 25754A201 Ticker: DPZ Meeting Date: 26-Apr-22 Meeting Type: Annual 1.1 Elect David A. Brandon Management For Voted - For 1.2 Elect C. Andrew Ballard Management For Voted - For 1.3 Elect Andrew B. Balson Management For Voted - For 1.4 Elect Corie S. Barry Management For Voted - For 1.5 Elect Diana F. Cantor Management For Voted - For 1.6 Elect Richard L. Federico Management For Voted - For 1.7 Elect James A. Goldman Management For Voted - For 1.8 Elect Patricia E. Lopez Management For Voted - For 1.9 Elect Russell J. Weiner Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For DOW INC. Security ID: 260557103 Ticker: DOW Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Gaurdie E. Banister, Jr. Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Richard K. Davis Management For Voted - For 5 Elect Jerri L. DeVard Management For Voted - For 6 Elect Debra L. Dial Management For Voted - For 7 Elect Jeff M. Fettig Management For Voted - For 8 Elect Jim Fitterling Management For Voted - For 9 Elect Jacqueline C. Hinman Management For Voted - For 10 Elect Luis A. Moreno Management For Voted - For 11 Elect Jill S. Wyant Management For Voted - For 12 Elect Daniel W. Yohannes Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 24 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted DT MIDSTREAM, INC. Security ID: 23345M107 Ticker: DTM Meeting Date: 06-May-22 Meeting Type: Annual 1.1 Elect Robert C. Skaggs, Jr. Management For Voted - For 1.2 Elect David Slater Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year DUKE ENERGY CORPORATION Security ID: 26441C204 Ticker: DUK Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Derrick Burks Management For Voted - For 1.2 Elect Annette K. Clayton Management For Voted - For 1.3 Elect Theodore F. Craver, Jr. Management For Voted - For 1.4 Elect Robert M. Davis Management For Voted - For 1.5 Elect Caroline D. Dorsa Management For Voted - For 1.6 Elect W. Roy Dunbar Management For Voted - For 1.7 Elect Nicholas C. Fanandakis Management For Voted - For 1.8 Elect Lynn J. Good Management For Voted - For 1.9 Elect John T. Herron Management For Voted - For 1.10 Elect Idalene F. Kesner Management For Voted - For 1.11 Elect E. Marie McKee Management For Voted - For 1.12 Elect Michael J. Pacilio Management For Voted - For 1.13 Elect Thomas E. Skains Management For Voted - For 1.14 Elect William E. Webster, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against DUPONT DE NEMOURS, INC. Security ID: 26614N102 Ticker: DD Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Amy G. Brady Management For Voted - For 2 Elect Edward D. Breen Management For Voted - For 3 Elect Ruby R. Chandy Management For Voted - For 4 Elect Terrence R. Curtin Management For Voted - For 5 Elect Alexander M. Cutler Management For Voted - For 6 Elect Eleuthere I. du Pont Management For Voted - For 7 Elect Kristina M. Johnson Management For Voted - For 8 Elect Luther C. Kissam IV Management For Voted - For 9 Elect Frederick M. Lowery Management For Voted - For 10 Elect Raymond J. Milchovich Management For Voted - For 25 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Deanna M. Mulligan Management For Voted - For 12 Elect Steven M. Sterin Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ELECTRONIC ARTS INC. Security ID: 285512109 Ticker: EA Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Elect Kofi A. Bruce Management For Voted - For 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Jeffrey T. Huber Management For Voted - For 4 Elect Talbott Roche Management For Voted - For 5 Elect Richard A. Simonson Management For Voted - For 6 Elect Luis A. Ubinas Management For Voted - For 7 Elect Heidi J. Ueberroth Management For Voted - For 8 Elect Andrew Wilson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Permit Shareholders to Act by Written Consent Management For Voted - Abstain 12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For 26 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted ELI LILLY AND COMPANY Security ID: 532457108 Ticker: LLY Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Raul Alvarez Management For Voted - For 2 Elect Kimberly H. Johnson Management For Voted - For 3 Elect Juan R. Luciano Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Elimination of Supermajority Requirements Management For Voted - For 8 Amendment to Articles to Allow Shareholders to Amend Bylaws Management For Voted - For 9 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - Against 12 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against EQUITY LIFESTYLE PROPERTIES, INC. Security ID: 29472R108 Ticker: ELS Meeting Date: 26-Apr-22 Meeting Type: Annual 1.1 Elect Andrew Berkenfield Management For Voted - For 1.2 Elect Derrick Burks Management For Voted - For 1.3 Elect Philip C. Calian Management For Voted - For 1.4 Elect David J. Contis Management For Voted - For 1.5 Elect Constance Freedman Management For Voted - For 1.6 Elect Thomas P. Heneghan Management For Voted - For 1.7 Elect Marguerite Nader Management For Voted - For 1.8 Elect Scott R. Peppet Management For Voted - For 1.9 Elect Sheli Z. Rosenberg Management For Voted - For 1.10 Elect Samuel Zell Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ESSEX PROPERTY TRUST, INC. Security ID: 297178105 Ticker: ESS Meeting Date: 10-May-22 Meeting Type: Annual 1.1 Elect Keith R. Guericke Management For Voted - For 1.2 Elect Maria R. Hawthorne Management For Voted - For 1.3 Elect Amal M. Johnson Management For Voted - For 1.4 Elect Mary Kasaris Management For Voted - For 1.5 Elect Irving F. Lyons, III Management For Voted - For 27 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 1.6 Elect George M. Marcus Management For Voted - For 1.7 Elect Thomas E. Robinson Management For Voted - For 1.8 Elect Michael J. Schall Management For Voted - For 1.9 Elect Byron A. Scordelis Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For EXTRA SPACE STORAGE INC. Security ID: 30225T102 Ticker: EXR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Kenneth M. Woolley Management For Voted - For 2 Elect Joseph D. Margolis Management For Voted - For 3 Elect Roger B. Porter Management For Voted - For 4 Elect Joseph J. Bonner Management For Voted - For 5 Elect Gary L. Crittenden Management For Voted - For 6 Elect Spencer F. Kirk Management For Voted - For 7 Elect Dennis J. Letham Management For Voted - For 8 Elect Diane Olmstead Management For Voted - For 9 Elect Julia Vander Ploeg Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For FIDELITY NATIONAL FINANCIAL, INC. Security ID: 31620R303 Ticker: FNF Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Halim Dhanidina Management For Voted - For 1.2 Elect Daniel D. Lane Management For Voted - For 1.3 Elect Cary H. Thompson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For FIRST AMERICAN FINANCIAL CORPORATION Security ID: 31847R102 Ticker: FAF Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Reginald H. Gilyard Management For Voted - For 2 Elect Parker S. Kennedy Management For Voted - Against 3 Elect Mark C. Oman Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Amendment to the 2010 Employee Stock Purchase Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For 28 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted FIRST HORIZON CORPORATION Security ID: 320517105 Ticker: FHN Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Harry V. Barton, Jr. Management For Voted - For 2 Elect Kenneth A. Burdick Management For Voted - For 3 Elect Daryl G. Byrd Management For Voted - For 4 Elect John N. Casbon Management For Voted - For 5 Elect John C. Compton Management For Voted - For 6 Elect Wendy P. Davidson Management For Voted - For 7 Elect William H. Fenstermaker Management For Voted - For 8 Elect D. Bryan Jordan Management For Voted - For 9 Elect J. Michael Kemp, Sr. Management For Voted - For 10 Elect Rick E. Maples Management For Voted - For 11 Elect Vicki R. Palmer Management For Voted - For 12 Elect Colin V. Reed Management For Voted - For 13 Elect E. Stewart Shea III Management For Voted - For 14 Elect Cecelia D. Stewart Management For Voted - For 15 Elect Rajesh Subramaniam Management For Voted - For 16 Elect Rosa Sugranes Management For Voted - For 17 Elect R. Eugene Taylor Management For Voted - For 18 Ratification of Auditor Management For Voted - Against 19 Advisory Vote on Executive Compensation Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Special 1 Merger Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For FIRST INDUSTRIAL REALTY TRUST, INC. Security ID: 32054K103 Ticker: FR Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Peter E. Baccile Management For Voted - For 2 Elect Teresa Bryce Bazemore Management For Voted - For 3 Elect Matthew S. Dominski Management For Voted - For 4 Elect H. Patrick Hackett, Jr. Management For Voted - For 5 Elect Denise A. Olsen Management For Voted - For 6 Elect John E. Rau Management For Voted - For 7 Elect Marcus L. Smith Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For 29 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted FLOWERS FOODS, INC. Security ID: 343498101 Ticker: FLO Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect George E. Deese Management For Voted - For 2 Elect Edward J. Casey, Jr. Management For Voted - For 3 Elect Thomas C. Chubb Management For Voted - For 4 Elect Rhonda Gass Management For Voted - For 5 Elect Benjamin H. Griswold, IV Management For Voted - For 6 Elect Margaret G. Lewis Management For Voted - For 7 Elect W. Jameson McFadden Management For Voted - For 8 Elect A. Ryals McMullian Management For Voted - For 9 Elect James T. Spear Management For Voted - For 10 Elect Melvin T. Stith Management For Voted - For 11 Elect Terry S. Thomas Management For Voted - For 12 Elect C. Martin Wood, III Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For FOOT LOCKER, INC. Security ID: 344849104 Ticker: FL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Virginia C. Drosos Management For Voted - For 2 Elect Alan D. Feldman Management For Voted - For 3 Elect Richard A. Johnson Management For Voted - For 4 Elect Guillermo G. Marmol Management For Voted - For 5 Elect Darlene Nicosia Management For Voted - For 6 Elect Steven Oakland Management For Voted - For 7 Elect Ulice Payne, Jr. Management For Voted - For 8 Elect Kimberly Underhill Management For Voted - For 9 Elect Tristan Walker Management For Voted - For 10 Elect Dona D. Young Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 13 Ratification of Auditor Management For Voted - For FRONTIER COMMUNICATIONS PARENT, INC. Security ID: 35909D109 Ticker: FYBR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Kevin L. Beebe Management For Voted - For 2 Elect Lisa V. Chang Management For Voted - For 3 Elect Pamela L. Coe Management For Voted - For 30 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Nick Jeffery Management For Voted - For 5 Elect Stephen Pusey Management For Voted - For 6 Elect Margaret M. Smyth Management For Voted - For 7 Elect John G. Stratton Management For Voted - For 8 Elect Maryann Turcke Management For Voted - Against 9 Elect Prat Vemana Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year FTI CONSULTING, INC. Security ID: 302941109 Ticker: FCN Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Brenda J. Bacon Management For Voted - For 2 Elect Mark S. Bartlett Management For Voted - For 3 Elect Claudio Costamagna Management For Voted - For 4 Elect Vernon Ellis Management For Voted - For 5 Elect Nicholas C. Fanandakis Management For Voted - For 6 Elect Steven H. Gunby Management For Voted - For 7 Elect Gerard E. Holthaus Management For Voted - For 8 Elect Nicole S. Jones Management For Voted - For 9 Elect Stephen C. Robinson Management For Voted - For 10 Elect Laureen E. Seeger Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For GENERAL DYNAMICS CORPORATION Security ID: 369550108 Ticker: GD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect James S. Crown Management For Voted - Against 2 Elect Rudy F. deLeon Management For Voted - For 3 Elect Cecil D. Haney Management For Voted - For 4 Elect Mark M. Malcolm Management For Voted - For 5 Elect James N. Mattis Management For Voted - For 6 Elect Phebe N. Novakovic Management For Voted - For 7 Elect C. Howard Nye Management For Voted - For 8 Elect Catherine B. Reynolds Management For Voted - For 9 Elect Laura J. Schumacher Management For Voted - For 10 Elect Robert K. Steel Management For Voted - For 11 Elect John G. Stratton Management For Voted - For 12 Elect Peter A. Wall Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 31 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - Against GILEAD SCIENCES, INC. Security ID: 375558103 Ticker: GILD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Jacqueline K. Barton Management For Voted - For 2 Elect Jeffrey A. Bluestone Management For Voted - For 3 Elect Sandra J. Horning Management For Voted - For 4 Elect Kelly A. Kramer Management For Voted - For 5 Elect Kevin E. Lofton Management For Voted - For 6 Elect Harish Manwani Management For Voted - For 7 Elect Daniel P. O'Day Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Anthony Welters Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Equity Incentive Plan Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against H&R BLOCK, INC. Security ID: 093671105 Ticker: HRB Meeting Date: 09-Sep-21 Meeting Type: Annual 1 Elect Sean H. Cohan Management For Voted - For 2 Elect Robert A. Gerard Management For Voted - For 3 Elect Anuradha Gupta Management For Voted - For 4 Elect Richard A. Johnson Management For Voted - For 5 Elect Jeffrey J. Jones II Management For Voted - For 6 Elect Mia F. Mends Management For Voted - For 7 Elect Yolande G. Piazza Management For Voted - For 8 Elect Victoria J. Reich Management For Voted - For 9 Elect Matthew E. Winter Management For Voted - For 10 Elect Christianna Wood Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 32 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted HASBRO, INC. Security ID: 418056107 Ticker: HAS Meeting Date: 08-Jun-22 Meeting Type: Special 1.1 Elect Marcelo Fischer Shareholder N/A Take No Action 1.2 Elect Rani Hublou (Withdrawn) Shareholder N/A Take No Action 1.3 Elect Carolyn Johnson (Withdrawn) Shareholder N/A Take No Action 1.4 Elect Management Nominee Kenneth A. Bronfin Shareholder N/A Take No Action 1.5 Elect Management Nominee Michael R. Burns Shareholder N/A Take No Action 1.6 Elect Management Nominee Hope Cochran Shareholder N/A Take No Action 1.7 Elect Management Nominee Christian P. Cocks Shareholder N/A Take No Action 1.8 Elect Management Nominee Elizabeth Hamren Shareholder N/A Take No Action 1.9 Elect Management Nominee Blake Jorgensen Shareholder N/A Take No Action 1.10 Elect Management Nominee Tracy A. Leinbach Shareholder N/A Take No Action 1.11 Elect Management Nominee Laurel J. Richie Shareholder N/A Take No Action 1.12 Elect Management Nominee Mary Beth West Shareholder N/A Take No Action 1.13 Elect Management Nominee Linda Zecher Higgins Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 1.1 Elect Kenneth A. Bronfin Management For Voted - For 1.2 Elect Michael R. Burns Management For Voted - For 1.3 Elect Hope Cochran Management For Voted - For 1.4 Elect Christian P. Cocks Management For Voted - For 1.5 Elect Lisa Gersh Management For Voted - For 1.6 Elect Elizabeth Hamren Management For Voted - For 1.7 Elect Blake Jorgensen Management For Voted - For 1.8 Elect Tracy A. Leinbach Management For Voted - For 1.9 Elect Edward M. Philip Management For Voted - For 1.10 Elect Laurel J. Richie Management For Voted - For 1.11 Elect Richard S. Stoddart Management For Voted - For 1.12 Elect Mary Beth West Management For Voted - For 1.13 Elect Linda Zecher Higgins Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For HAWAIIAN ELECTRIC INDUSTRIES, INC. Security ID: 419870100 Ticker: HE Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Thomas B. Fargo Management For Voted - For 2 Elect Celeste A. Connors Management For Voted - For 3 Elect Richard J. Dahl Management For Voted - For 4 Elect Elisia K. Flores Management For Voted - For 5 Elect Micah A. Kane Management For Voted - For 6 Elect William James Scilacci, Jr. Management For Voted - For 7 Elect Scott W.H. Seu Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 33 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Ratification of Auditor Management For Voted - For HEWLETT PACKARD ENTERPRISE COMPANY Security ID: 42824C109 Ticker: HPE Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Elect Daniel Ammann Management For Voted - For 2 Elect Pamela L. Carter Management For Voted - For 3 Elect Jean M. Hobby Management For Voted - For 4 Elect George R. Kurtz Management For Voted - For 5 Elect Raymond J. Lane Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Antonio F. Neri Management For Voted - For 8 Elect Charles H. Noski Management For Voted - For 9 Elect Raymond E. Ozzie Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Patricia F. Russo Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2021 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For HF SINCLAIR CORPORATION Security ID: 403949100 Ticker: DINO Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Anne-Marie N. Ainsworth Management For Voted - For 2 Elect Anna C. Catalano Management For Voted - For 3 Elect Leldon E. Echols Management For Voted - For 4 Elect Manuel J. Fernandez Management For Voted - For 5 Elect Michael C. Jennings Management For Voted - For 6 Elect R. Craig Knocke Management For Voted - For 7 Elect Robert J. Kostelnik Management For Voted - For 8 Elect James H. Lee Management For Voted - For 9 Elect Ross B. Matthews Management For Voted - For 10 Elect Franklin Myers Management For Voted - For 11 Elect Norman J. Szydlowski Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 34 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted HOLLYFRONTIER CORPORATION Security ID: 436106108 Ticker: HFC Meeting Date: 08-Dec-21 Meeting Type: Special 1 Stock Issuance for Acquisition of Sinclair Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For HORMEL FOODS CORPORATION Security ID: 440452100 Ticker: HRL Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Prama Bhatt Management For Voted - For 2 Elect Gary C. Bhojwani Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Stephen M. Lacy Management For Voted - For 5 Elect Elsa A. Murano Management For Voted - For 6 Elect Susan K. Nestegard Management For Voted - For 7 Elect William A. Newlands Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect Jose Luis Prado Management For Voted - For 10 Elect Sally J. Smith Management For Voted - For 11 Elect James P. Snee Management For Voted - For 12 Elect Steven A. White Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market Shareholder Against Voted - Against HP INC. Security ID: 40434L105 Ticker: HPQ Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Aida M. Alvarez Management For Voted - For 2 Elect Shumeet Banerji Management For Voted - For 3 Elect Robert R. Bennett Management For Voted - For 4 Elect Charles V. Bergh Management For Voted - For 5 Elect Bruce Broussard Management For Voted - For 6 Elect Stacy Brown-Philpot Management For Voted - For 7 Elect Stephanie A. Burns Management For Voted - For 8 Elect Mary Anne Citrino Management For Voted - For 9 Elect Richard Clemmer Management For Voted - For 10 Elect Enrique Lores Management For Voted - For 11 Elect Judith Miscik Management For Voted - For 12 Elect Kim K.W. Rucker Management For Voted - For 13 Elect Subra Suresh Management For Voted - For 14 Ratification of Auditor Management For Voted - For 35 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against HUNTINGTON INGALLS INDUSTRIES, INC. Security ID: 446413106 Ticker: HII Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Philip M. Bilden Management For Voted - For 2 Elect Augustus L. Collins Management For Voted - For 3 Elect Kirkland H. Donald Management For Voted - For 4 Elect Victoria D. Harker Management For Voted - For 5 Elect Frank R. Jimenez Management For Voted - For 6 Elect Christopher D. Kastner Management For Voted - For 7 Elect Anastasia D. Kelly Management For Voted - For 8 Elect Tracy B. McKibben Management For Voted - For 9 Elect Stephanie L. O'Sullivan Management For Voted - For 10 Elect C. Michael Petters Management For Voted - For 11 Elect Thomas C. Schievelbein Management For Voted - For 12 Elect John K. Welch Management For Voted - For 13 Elect Stephen R. Wilson Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Approval of the 2022 Long-Term Incentive Stock Plan Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For HUNTSMAN CORPORATION Security ID: 447011107 Ticker: HUN Meeting Date: 25-Mar-22 Meeting Type: Special 1.1 Elect James L. Gallogly Shareholder N/A Take No Action 1.2 Elect Sandra Beach Lin Shareholder N/A Take No Action 1.3 Elect Susan C. Schnabel Shareholder N/A Take No Action 1.4 Elect Jeffrey C. Smith Shareholder N/A Take No Action 1.5 Elect Management Nominee Peter R. Huntsman Shareholder N/A Take No Action 1.6 Elect Management Nominee Sonia Dula Shareholder N/A Take No Action 1.7 Elect Management Nominee Curtis E. Espeland Shareholder N/A Take No Action 1.8 Elect Management Nominee Jeanne McGovern Shareholder N/A Take No Action 1.9 Elect Management Nominee David B. Sewell Shareholder N/A Take No Action 1.10 Elect Management Nominee Jan E. Tighe Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 4 SHP Regarding Right to Call a Special Meeting Shareholder N/A Take No Action 1.1 Elect Peter R. Huntsman Management For Voted - For 1.2 Elect Mary C. Beckerle Management For Voted - For 36 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Sonia Dula Management For Voted - For 1.4 Elect Cynthia L. Egan Management For Voted - For 1.5 Elect Curtis E. Espeland Management For Voted - For 1.6 Elect Daniele Ferrari Management For Voted - For 1.7 Elect Jose Antonio Munoz Barcelo Management For Voted - For 1.8 Elect Jeanne McGovern Management For Voted - For 1.9 Elect David B. Sewell Management For Voted - For 1.10 Elect Jan E. Tighe Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - Against IAC/INTERACTIVECORP Security ID: 44891N208 Ticker: IAC Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Elect Chelsea Clinton Management For Voted - For 2 Elect Barry Diller Management For Voted - For 3 Elect Michael D. Eisner Management For Voted - Withheld 4 Elect Bonnie S. Hammer Management For Voted - For 5 Elect Victor A. Kaufman Management For Voted - For 6 Elect Joseph Levin Management For Voted - For 7 Elect Bryan Lourd Management For Voted - For 8 Elect Westley Moore Management For Voted - For 9 Elect David Rosenblatt Management For Voted - Withheld 10 Elect Alan G. Spoon Management For Voted - For 11 Elect Alexander von Furstenberg Management For Voted - For 12 Elect Richard F. Zannino Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - For 37 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - Against INTERCONTINENTAL EXCHANGE, INC. Security ID: 45866F104 Ticker: ICE Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Shantella E. Cooper Management For Voted - For 3 Elect Duriya M. Farooqui Management For Voted - For 4 Elect Lord Hague of Richmond Management For Voted - For 5 Elect Mark F. Mulhern Management For Voted - For 6 Elect Thomas E. Noonan Management For Voted - For 7 Elect Caroline L. Silver Management For Voted - For 8 Elect Jeffrey C. Sprecher Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Martha A. Tirinnanzi Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Omnibus Employee Incentive Plan Management For Voted - For 13 Approval of the 2022 Omnibus Non-Employee Director Incentive Plan Management For Voted - For 14 Elimination of Supermajority Requirements Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - Against 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For INTERNATIONAL BUSINESS MACHINES CORPORATION Security ID: 459200101 Ticker: IBM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Thomas Buberl Management For Voted - For 2 Elect David N. Farr Management For Voted - For 3 Elect Alex Gorsky Management For Voted - For 4 Elect Michelle Howard Management For Voted - For 5 Elect Arvind Krishna Management For Voted - For 6 Elect Andrew N. Liveris Management For Voted - For 7 Elect F. William McNabb, III Management For Voted - For 8 Elect Martha E. Pollack Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Peter R. Voser Management For Voted - For 11 Elect Frederick H. Waddell Management For Voted - For 12 Elect Alfred W. Zollar Management For Voted - For 38 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For INTERNATIONAL PAPER COMPANY Security ID: 460146103 Ticker: IP Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Christopher M. Connor Management For Voted - For 2 Elect Ahmet Cemal Dorduncu Management For Voted - For 3 Elect Ilene S. Gordon Management For Voted - Against 4 Elect Anders Gustafsson Management For Voted - For 5 Elect Jacqueline C. Hinman Management For Voted - For 6 Elect Clinton A. Lewis, Jr. Management For Voted - For 7 Elect D. G. Macpherson Management For Voted - For 8 Elect Kathryn D. Sullivan Management For Voted - For 9 Elect Mark S. Sutton Management For Voted - For 10 Elect Anton V. Vincent Management For Voted - For 11 Elect Raymond Guy Young Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Climate-related Activities Shareholder Against Voted - Against INVESCO LTD. Security ID: G491BT108 Ticker: IVZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sarah E. Beshar Management For Voted - For 2 Elect Thomas M. Finke Management For Voted - For 3 Elect Martin L. Flanagan Management For Voted - For 4 Elect William F. Glavin, Jr. Management For Voted - For 5 Elect C. Robert Henrikson Management For Voted - For 6 Elect Denis Kessler Management For Voted - For 7 Elect Sir Nigel Sheinwald Management For Voted - For 8 Elect Paula C. Tolliver Management For Voted - For 9 Elect G. Richard Wagoner, Jr. Management For Voted - For 10 Elect Christopher C. Womack Management For Voted - For 11 Elect Phoebe A. Wood Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For 39 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted INVITATION HOMES INC. Security ID: 46187W107 Ticker: INVH Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Michael D. Fascitelli Management For Voted - For 1.2 Elect Dallas B. Tanner Management For Voted - For 1.3 Elect Jana Cohen Barbe Management For Voted - For 1.4 Elect Richard D. Bronson Management For Voted - For 1.5 Elect Jeffrey E. Kelter Management For Voted - For 1.6 Elect Joseph D. Margolis Management For Voted - For 1.7 Elect John B. Rhea Management For Voted - For 1.8 Elect J. Heidi Roizen Management For Voted - For 1.9 Elect Janice L. Sears Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For JACK HENRY & ASSOCIATES, INC. Security ID: 426281101 Ticker: JKHY Meeting Date: 16-Nov-21 Meeting Type: Annual 1.1 Elect David B. Foss Management For Voted - For 1.2 Elect Matthew C. Flanigan Management For Voted - For 1.3 Elect Thomas H. Wilson, Jr. Management For Voted - For 1.4 Elect Jacque R. Fiegel Management For Voted - For 1.5 Elect Thomas A. Wimsett Management For Voted - For 1.6 Elect Laura G. Kelly Management For Voted - For 1.7 Elect Shruti S. Miyashiro Management For Voted - For 1.8 Elect Wesley A. Brown Management For Voted - For 1.9 Elect Curtis A. Campbell Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For JEFFERIES FINANCIAL GROUP INC. Security ID: 47233W109 Ticker: JEF Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Elect Linda L. Adamany Management For Voted - For 2 Elect Barry J. Alperin Management For Voted - For 3 Elect Robert D. Beyer Management For Voted - For 4 Elect Matrice Ellis-Kirk Management For Voted - For 5 Elect Brian P. Friedman Management For Voted - For 6 Elect MaryAnne Gilmartin Management For Voted - For 7 Elect Richard B. Handler Management For Voted - For 8 Elect Thomas W. Jones Management For Voted - For 9 Elect Jacob M. Katz Management For Voted - For 40 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Michael T. O'Kane Management For Voted - For 11 Elect Joseph S. Steinberg Management For Voted - For 12 Elect Melissa V. Weiler Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Ratification of Auditor Management For Voted - For JOHNSON & JOHNSON Security ID: 478160104 Ticker: JNJ Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Mary C. Beckerle Management For Voted - For 3 Elect D. Scott Davis Management For Voted - For 4 Elect Ian E.L. Davis Management For Voted - For 5 Elect Jennifer A. Doudna Management For Voted - For 6 Elect Joaquin Duato Management For Voted - For 7 Elect Alex Gorsky Management For Voted - For 8 Elect Marillyn A. Hewson Management For Voted - For 9 Elect Hubert Joly Management For Voted - For 10 Elect Mark B. McClellan Management For Voted - Against 11 Elect Anne Mulcahy Management For Voted - For 12 Elect A. Eugene Washington Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Elect Nadja Y. West Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Racial Impact Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Discontinuation of Talc-based Baby Powder Shareholder Against Voted - For 24 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 25 Shareholder Proposal Regarding Lobbying Activities Alignment with Universal Health Coverage Shareholder Against Voted - Against 26 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 27 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - Against 41 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted JUNIPER NETWORKS, INC. Security ID: 48203R104 Ticker: JNPR Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Gary J. Daichendt Management For Voted - For 2 Elect Anne DelSanto Management For Voted - For 3 Elect Kevin A. DeNuccio Management For Voted - For 4 Elect James Dolce Management For Voted - For 5 Elect Christine M. Gorjanc Management For Voted - For 6 Elect Janet B. Haugen Management For Voted - For 7 Elect Scott Kriens Management For Voted - For 8 Elect Rahul Merchant Management For Voted - For 9 Elect Rami Rahim Management For Voted - For 10 Elect William Stensrud Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2015 Equity Incentive Plan Management For Voted - For KINDER MORGAN, INC. Security ID: 49456B101 Ticker: KMI Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Richard D. Kinder Management For Voted - For 2 Elect Steven J. Kean Management For Voted - For 3 Elect Kimberly A. Dang Management For Voted - For 4 Elect Ted A. Gardner Management For Voted - For 5 Elect Anthony W. Hall, Jr. Management For Voted - For 6 Elect Gary L. Hultquist Management For Voted - For 7 Elect Ronald L. Kuehn, Jr. Management For Voted - For 8 Elect Deborah A. Macdonald Management For Voted - For 9 Elect Michael C. Morgan Management For Voted - For 10 Elect Arthur C. Reichstetter Management For Voted - For 11 Elect C. Park Shaper Management For Voted - For 12 Elect William A. Smith Management For Voted - For 13 Elect Joel V. Staff Management For Voted - For 14 Elect Robert F. Vagt Management For Voted - For 15 Elect Perry M. Waughtal Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For KOHL'S CORPORATION Security ID: 500255104 Ticker: KSS Meeting Date: 11-May-22 Meeting Type: Special 1.1 George R. Brokaw Shareholder N/A Take No Action 42 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Jonathan Duskin Shareholder N/A Take No Action 1.3 Francis Ken Duane Shareholder N/A Take No Action 1.4 Pamela J. Edwards Shareholder N/A Take No Action 1.5 Stacy Hawkins Shareholder N/A Take No Action 1.6 Jeffrey A. Kantor Shareholder N/A Take No Action 1.7 Perry M. Mandarino Shareholder N/A Take No Action 1.8 Cynthia S. Murray Shareholder N/A Take No Action 1.9 Kenneth D. Seipel Shareholder N/A Take No Action 1.10 Craig M. Young Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 1.1 Elect Michael J. Bender Management For Voted - For 1.2 Elect Peter Boneparth Management For Voted - For 1.3 Elect Yael Cosset Management For Voted - For 1.4 Elect Christine M. Day Management For Voted - For 1.5 Elect H. Charles Floyd Management For Voted - For 1.6 Elect Michelle D. Gass Management For Voted - For 1.7 Elect Margaret L. Jenkins Management For Voted - For 1.8 Elect Thomas A. Kingsbury Management For Voted - For 1.9 Elect Robbin Mitchell Management For Voted - For 1.10 Elect Jonas Prising Management For Voted - For 1.11 Elect John E. Schlifske Management For Voted - For 1.12 Elect Adrianne Shapira Management For Voted - For 1.13 Elect Stephanie A. Streeter Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For L3HARRIS TECHNOLOGIES, INC. Security ID: 502431109 Ticker: LHX Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Sallie B. Bailey Management For Voted - For 2 Elect William M. Brown Management For Voted - For 3 Elect Peter W. Chiarelli Management For Voted - For 4 Elect Thomas A. Corcoran Management For Voted - For 5 Elect Thomas A. Dattilo Management For Voted - For 6 Elect Roger B. Fradin Management For Voted - For 7 Elect Harry B. Harris, Jr. Management For Voted - For 8 Elect Lewis Hay III Management For Voted - For 9 Elect Lewis Kramer Management For Voted - For 10 Elect Christopher E. Kubasik Management For Voted - For 11 Elect Rita S. Lane Management For Voted - For 12 Elect Robert B. Millard Management For Voted - For 13 Elect Lloyd W. Newton Management For Voted - For 14 Board Size Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 43 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted LENNAR CORPORATION Security ID: 526057302 Ticker: LEN Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard Beckwitt Management For Voted - For 3 Elect Steven L. Gerard Management For Voted - Against 4 Elect Theron I. Gilliam Management For Voted - Against 5 Elect Sherrill W. Hudson Management For Voted - Against 6 Elect Jonathan M. Jaffe Management For Voted - For 7 Elect Sidney Lapidus Management For Voted - For 8 Elect Teri P. McClure Management For Voted - Against 9 Elect Stuart A. Miller Management For Voted - For 10 Elect Armando J. Olivera Management For Voted - Against 11 Elect Jeffrey Sonnenfeld Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2016 Equity Incentive Plan Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For LIFE STORAGE, INC. Security ID: 53223X107 Ticker: LSI Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Mark G. Barberio Management For Voted - For 1.2 Elect Joseph V. Saffire Management For Voted - For 1.3 Elect Stephen R. Rusmisel Management For Voted - For 1.4 Elect Arthur L. Havener, Jr. Management For Voted - For 1.5 Elect Dana Hamilton Management For Voted - For 1.6 Elect Edward J. Pettinella Management For Voted - For 1.7 Elect David L. Rogers Management For Voted - For 1.8 Elect Susan S. Harnett Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For LINCOLN NATIONAL CORPORATION Security ID: 534187109 Ticker: LNC Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Deirdre P. Connelly Management For Voted - For 2 Elect Ellen G. Cooper Management For Voted - For 3 Elect William H. Cunningham Management For Voted - For 4 Elect Reginald E. Davis Management For Voted - For 5 Elect Dennis R. Glass Management For Voted - For 6 Elect Eric G. Johnson Management For Voted - For 44 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Gary C. Kelly Management For Voted - For 8 Elect M. Leanne Lachman Management For Voted - For 9 Elect Dale Lefebvre Management For Voted - For 10 Elect Janet Liang Management For Voted - For 11 Elect Michael F. Mee Management For Voted - For 12 Elect Patrick S. Pittard Management For Voted - For 13 Elect Lynn M. Utter Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2020 Incentive Compensation Plan Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For LOCKHEED MARTIN CORPORATION Security ID: 539830109 Ticker: LMT Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Daniel F. Akerson Management For Voted - For 2 Elect David B. Burritt Management For Voted - For 3 Elect Bruce A. Carlson Management For Voted - For 4 Elect John Donovan Management For Voted - For 5 Elect Joseph Dunford Jr. Management For Voted - For 6 Elect James O. Ellis, Jr. Management For Voted - For 7 Elect Thomas J. Falk Management For Voted - For 8 Elect Ilene S. Gordon Management For Voted - For 9 Elect Vicki A. Hollub Management For Voted - For 10 Elect Jeh C. Johnson Management For Voted - For 11 Elect Debra L. Reed-Klages Management For Voted - For 12 Elect James D. Taiclet Management For Voted - For 13 Elect Patricia E. Yarrington Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Human Rights Impact Assessments Shareholder Against Voted - Against LOYALTY VENTURES, INC. Security ID: 54911Q107 Ticker: LYLT Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Barbara L. Rayner Management For Voted - For 2 Ratification of Auditor Management For Voted - For 45 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted LUMEN TECHNOLOGIES, INC. Security ID: 550241103 Ticker: LUMN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Quincy L. Allen Management For Voted - For 2 Elect Martha Helena Bejar Management For Voted - For 3 Elect Peter C. Brown Management For Voted - For 4 Elect Kevin P. Chilton Management For Voted - For 5 Elect Steven T. Clontz Management For Voted - For 6 Elect T. Michael Glenn Management For Voted - For 7 Elect W. Bruce Hanks Management For Voted - For 8 Elect Hal Stanley Jones Management For Voted - For 9 Elect Michael J. Roberts Management For Voted - For 10 Elect Laurie A. Siegel Management For Voted - For 11 Elect Jeffrey K. Storey Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For LYONDELLBASELL INDUSTRIES N.V. Security ID: N53745100 Ticker: LYB Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Jacques Aigrain Management For Voted - For 2 Elect Lincoln Benet Management For Voted - For 3 Elect Jagjeet S. Bindra Management For Voted - For 4 Elect Robin Buchanan Management For Voted - For 5 Elect Anthony R. Chase Management For Voted - For 6 Elect Nance K. Dicciani Management For Voted - For 7 Elect Robert W. Dudley Management For Voted - For 8 Elect Claire S. Farley Management For Voted - For 9 Elect Michael S. Hanley Management For Voted - For 10 Elect Virginia A. Kamsky Management For Voted - For 11 Elect Albert Manifold Management For Voted - For 12 Elect Peter Vanacker Management For Voted - For 13 Ratification of Board Acts Management For Voted - For 14 Accounts and Reports Management For Voted - For 15 Appointment of Dutch Statutory Auditor Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Cancellation of Shares Management For Voted - For 46 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted MARATHON PETROLEUM CORPORATION Security ID: 56585A102 Ticker: MPC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Evan Bayh Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 3 Elect Edward G. Galante Management For Voted - For 4 Elect Kim K.W. Rucker Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For 8 Elimination of Supermajority Requirement Management For Voted - For 9 Approval of Exclusive Forum Provisions Management For Voted - Against 10 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 11 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 12 Shareholder Proposal Regarding Just Transition Reporting Shareholder Against Voted - Against MARSH & MCLENNAN COMPANIES, INC. Security ID: 571748102 Ticker: MMC Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Hafize Gaye Erkan Management For Voted - For 3 Elect Oscar Fanjul Martin Management For Voted - For 4 Elect Daniel S. Glaser Management For Voted - For 5 Elect H. Edward Hanway Management For Voted - For 6 Elect Deborah C. Hopkins Management For Voted - For 7 Elect Tamara Ingram Management For Voted - For 8 Elect Jane H. Lute Management For Voted - For 9 Elect Steven A. Mills Management For Voted - For 10 Elect Bruce P. Nolop Management For Voted - For 11 Elect Morton O. Schapiro Management For Voted - For 12 Elect Lloyd M. Yates Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For MCDONALD'S CORPORATION Security ID: 580135101 Ticker: MCD Meeting Date: 26-May-22 Meeting Type: Special 1.1 Elect Leslie Samuelrich Shareholder N/A Take No Action 1.2 Elect Maisie Lucia Ganzler Shareholder N/A Take No Action 47 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Management Nominee Lloyd H. Dean Shareholder N/A Take No Action 1.4 Elect Management Nominee Robert A. Eckert Shareholder N/A Take No Action 1.5 Elect Management Nominee Catherine Engelbert Shareholder N/A Take No Action 1.6 Elect Management Nominee Maragret H. Georgiadis Shareholder N/A Take No Action 1.7 Elect Management Nominee Enrique Hernandez, Jr. Shareholder N/A Take No Action 1.8 Elect Management Nominee Christopher Kempczinski Shareholder N/A Take No Action 1.9 Elect Management Nominee John Mulligan Shareholder N/A Take No Action 1.10 Elect Management Nominee John W. Rogers, Jr. Shareholder N/A Take No Action 1.11 Elect Management Nominee Paul S. Walsh Shareholder N/A Take No Action 1.12 Elect Management Nominee Miles D. White Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder N/A Take No Action 5 Shareholder Proposal Regarding Report on Plastics Shareholder N/A Take No Action 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder N/A Take No Action 7 Shareholder Proposal Regarding Gestation Crates Shareholder N/A Take No Action 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder N/A Take No Action 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder N/A Take No Action 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder N/A Take No Action 1.1 Elect Lloyd H. Dean Management For Voted - For 1.2 Elect Robert A. Eckert Management For Voted - For 1.3 Elect Catherine Engelbert Management For Voted - For 1.4 Elect Margaret H. Georgiadis Management For Voted - For 1.5 Elect Enrique Hernandez, Jr. Management For Voted - For 1.6 Elect Christopher Kempczinski Management For Voted - For 1.7 Elect Richard H. Lenny Management For Voted - For 1.8 Elect John Mulligan Management For Voted - For 1.9 Elect Sheila A. Penrose Management For Voted - For 1.10 Elect John W. Rogers, Jr. Management For Voted - For 1.11 Elect Paul S. Walsh Management For Voted - For 1.12 Elect Miles D. White Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Gestation Crates Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against 48 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted MEDTRONIC PLC Security ID: G5960L103 Ticker: MDT Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Richard H. Anderson Management For Voted - For 2 Elect Craig Arnold Management For Voted - For 3 Elect Scott C. Donnelly Management For Voted - For 4 Elect Andrea J. Goldsmith Management For Voted - For 5 Elect Randall J. Hogan, III Management For Voted - For 6 Elect Kevin E. Lofton Management For Voted - For 7 Elect Geoffrey Straub Martha Management For Voted - For 8 Elect Elizabeth G. Nabel Management For Voted - For 9 Elect Denise M. O'Leary Management For Voted - For 10 Elect Kendall J. Powell Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 2021 Long Term Incentive Plan Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For MERCK & CO., INC. Security ID: 58933Y105 Ticker: MRK Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Douglas M. Baker, Jr. Management For Voted - For 2 Elect Mary Ellen Coe Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 4 Elect Robert M. Davis Management For Voted - For 5 Elect Kenneth C. Frazier Management For Voted - For 6 Elect Thomas H. Glocer Management For Voted - For 7 Elect Risa Lavizzo-Mourey Management For Voted - For 8 Elect Stephen L. Mayo Management For Voted - For 9 Elect Paul B. Rothman Management For Voted - For 10 Elect Patricia F. Russo Management For Voted - For 11 Elect Christine E. Seidman Management For Voted - For 12 Elect Inge G. Thulin Management For Voted - For 13 Elect Kathy J. Warden Management For Voted - For 14 Elect Peter C. Wendell Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 49 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted METLIFE, INC. Security ID: 59156R108 Ticker: MET Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Cheryl W. Grise Management For Voted - For 2 Elect Carlos M. Gutierrez Management For Voted - For 3 Elect Carla A. Harris Management For Voted - For 4 Elect Gerald L. Hassell Management For Voted - For 5 Elect David L. Herzog Management For Voted - For 6 Elect R. Glenn Hubbard Management For Voted - For 7 Elect Edward J. Kelly, III Management For Voted - For 8 Elect William E. Kennard Management For Voted - For 9 Elect Michel A. Khalaf Management For Voted - For 10 Elect Catherine R. Kinney Management For Voted - For 11 Elect Diana L. McKenzie Management For Voted - For 12 Elect Denise M. Morrison Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For MID-AMERICA APARTMENT COMMUNITIES, INC. Security ID: 59522J103 Ticker: MAA Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect H. Eric Bolton, Jr. Management For Voted - For 2 Elect Alan B. Graf, Jr. Management For Voted - For 3 Elect Toni Jennings Management For Voted - For 4 Elect Edith Kelly-Green Management For Voted - For 5 Elect James K. Lowder Management For Voted - For 6 Elect Thomas H. Lowder Management For Voted - For 7 Elect Monica McGurk Management For Voted - For 8 Elect Claude B. Nielsen Management For Voted - For 9 Elect Philip W. Norwood Management For Voted - For 10 Elect W. Reid Sanders Management For Voted - For 11 Elect Gary Shorb Management For Voted - For 12 Elect David P. Stockert Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For MONDELEZ INTERNATIONAL, INC. Security ID: 609207105 Ticker: MDLZ Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lewis W.K. Booth Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 50 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Ertharin Cousin Management For Voted - For 4 Elect Lois D. Juliber Management For Voted - For 5 Elect Jorge S. Mesquita Management For Voted - For 6 Elect Jane Hamilton Nielsen Management For Voted - For 7 Elect Christiana Smith Shi Management For Voted - For 8 Elect Patrick T. Siewert Management For Voted - For 9 Elect Michael A. Todman Management For Voted - For 10 Elect Dirk Van de Put Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain MORNINGSTAR, INC. Security ID: 617700109 Ticker: MORN Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Joe Mansueto Management For Voted - For 2 Elect Kunal Kapoor Management For Voted - For 3 Elect Robin Diamonte Management For Voted - For 4 Elect Cheryl A. Francis Management For Voted - For 5 Elect Steve Joynt Management For Voted - For 6 Elect Steven Kaplan Management For Voted - For 7 Elect Gail Landis Management For Voted - For 8 Elect Bill Lyons Management For Voted - Against 9 Elect Doniel N. Sutton Management For Voted - For 10 Elect Caroline J. Tsay Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For MOTOROLA SOLUTIONS, INC. Security ID: 620076307 Ticker: MSI Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Gregory Q. Brown Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Egon Durban Management For Voted - Against 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Clayton M. Jones Management For Voted - For 6 Elect Judy C. Lewent Management For Voted - For 7 Elect Gregory K. Mondre Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Amendment to the 2015 Omnibus Incentive Plan Management For Voted - For 51 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted NASDAQ, INC. Security ID: 631103108 Ticker: NDAQ Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Melissa M. Arnoldi Management For Voted - For 2 Elect Charlene T. Begley Management For Voted - For 3 Elect Steven D. Black Management For Voted - For 4 Elect Adena T. Friedman Management For Voted - For 5 Elect Essa Kazim Management For Voted - For 6 Elect Thomas A. Kloet Management For Voted - For 7 Elect John D. Rainey Management For Voted - For 8 Elect Michael R. Splinter Management For Voted - For 9 Elect Toni Townes-Whitley Management For Voted - For 10 Elect Alfred W. Zollar Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against NATIONAL FUEL GAS COMPANY Security ID: 636180101 Ticker: NFG Meeting Date: 10-Mar-22 Meeting Type: Annual 1.1 Elect David C. Carroll Management For Voted - For 1.2 Elect Steven C. Finch Management For Voted - For 1.3 Elect Joseph N. Jaggers Management For Voted - For 1.4 Elect David F. Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For NEW RESIDENTIAL INVESTMENT CORP. Security ID: 64828T201 Ticker: NRZ Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Robert J. McGinnis Management For Voted - Withheld 1.2 Elect Andrew Sloves Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For NEW YORK COMMUNITY BANCORP, INC. Security ID: 649445103 Ticker: NYCB Meeting Date: 04-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 52 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Marshall J. Lux Management For Voted - For 2 Elect Ronald A. Rosenfeld Management For Voted - Against 3 Elect Lawrence J. Savarese Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Amendment to Articles to Permit Shareholders to Act by Written Consent Management For Voted - For 7 Shareholder Proposal Regarding Board Declassification Shareholder N/A Voted - For NEWELL BRANDS INC. Security ID: 651229106 Ticker: NWL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Bridget M. Ryan-Berman Management For Voted - For 2 Elect Patrick D. Campbell Management For Voted - For 3 Elect James R. Craigie Management For Voted - For 4 Elect Brett M. Icahn Management For Voted - For 5 Elect Jay L. Johnson Management For Voted - For 6 Elect Gerardo I. Lopez Management For Voted - For 7 Elect Courtney R. Mather Management For Voted - For 8 Elect Ravichandra K. Saligram Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Robert A. Steele Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against NEXSTAR MEDIA GROUP, INC. Security ID: 65336K103 Ticker: NXST Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Elect Bernadette S. Aulestia Management For Voted - For 2 Elect Dennis J. FitzSimons Management For Voted - For 3 Elect C. Thomas McMillen Management For Voted - Against 4 Elect Lisbeth McNabb Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Elimination of Class B Common Stock and Class C Common Stock Management For Voted - For 53 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted NORTHROP GRUMMAN CORPORATION Security ID: 666807102 Ticker: NOC Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kathy J. Warden Management For Voted - For 2 Elect David P. Abney Management For Voted - For 3 Elect Marianne C. Brown Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Ann M. Fudge Management For Voted - For 6 Elect William H. Hernandez Management For Voted - For 7 Elect Madeleine A. Kleiner Management For Voted - For 8 Elect Karl J. Krapek Management For Voted - For 9 Elect Graham N. Robinson Management For Voted - For 10 Elect Gary Roughead Management For Voted - For 11 Elect Thomas M. Schoewe Management For Voted - For 12 Elect James S. Turley Management For Voted - For 13 Elect Mark A. Welsh III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NORTONLIFELOCK INC. Security ID: 668771108 Ticker: NLOK Meeting Date: 14-Sep-21 Meeting Type: Annual 1 Elect Sue Barsamian Management For Voted - For 2 Elect Eric K. Brandt Management For Voted - For 3 Elect Frank E. Dangeard Management For Voted - For 4 Elect Nora M. Denzel Management For Voted - For 5 Elect Peter A. Feld Management For Voted - For 6 Elect Kenneth Y. Hao Management For Voted - For 7 Elect Emily Heath Management For Voted - For 8 Elect Vincent Pilette Management For Voted - For 9 Elect Sherrese M. Smith Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - Against Meeting Date: 04-Nov-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For 54 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted NVENT ELECTRIC PLC Security ID: G6700G107 Ticker: NVT Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Jerry W. Burris Management For Voted - For 2 Elect Susan M. Cameron Management For Voted - For 3 Elect Michael L. Ducker Management For Voted - For 4 Elect Randall J. Hogan, III Management For Voted - For 5 Elect Danita Ostling Management For Voted - For 6 Elect Nicola T. Palmer Management For Voted - For 7 Elect Herbert K. Parker Management For Voted - For 8 Elect Greg Scheu Management For Voted - For 9 Elect Beth A. Wozniak Management For Voted - For 10 Elect Jacqueline Wright Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authorize the Price Range at which the Company can Re-allot Treasury Shares Management For Voted - For OLD REPUBLIC INTERNATIONAL CORPORATION Security ID: 680223104 Ticker: ORI Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Steven J. Bateman Management For Voted - For 1.2 Elect Lisa Jefferies Caldwell Management For Voted - For 1.3 Elect John M. Dixon Management For Voted - For 1.4 Elect Glenn W. Reed Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Incentive Compensation Plan Management For Voted - For ONEMAIN HOLDINGS, INC. Security ID: 68268W103 Ticker: OMF Meeting Date: 13-Jun-22 Meeting Type: Annual 1.1 Elect Valerie Soranno Keating Management For Voted - For 1.2 Elect Aneek S. Mamik Management For Voted - For 1.3 Elect Richard A. Smith Management For Voted - For 2 Ratification of Auditor Management For Voted - For 55 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted ONEOK, INC. Security ID: 682680103 Ticker: OKE Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Brian L. Derksen Management For Voted - For 2 Elect Julie H. Edwards Management For Voted - For 3 Elect John W. Gibson Management For Voted - Abstain 4 Elect Mark W. Helderman Management For Voted - For 5 Elect Randall J. Larson Management For Voted - For 6 Elect Steven J. Malcolm Management For Voted - For 7 Elect Jim W. Mogg Management For Voted - For 8 Elect Pattye L. Moore Management For Voted - For 9 Elect Pierce H. Norton II Management For Voted - For 10 Elect Eduardo A. Rodriguez Management For Voted - For 11 Elect Gerald B. Smith Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For ORACLE CORPORATION Security ID: 68389X105 Ticker: ORCL Meeting Date: 10-Nov-21 Meeting Type: Annual 1.1 Elect Jeffrey S. Berg Management For Voted - For 1.2 Elect Michael J. Boskin Management For Voted - For 1.3 Elect Safra A. Catz Management For Voted - Withheld 1.4 Elect Bruce R. Chizen Management For Voted - For 1.5 Elect George H. Conrades Management For Voted - Withheld 1.6 Elect Lawrence J. Ellison Management For Voted - For 1.7 Elect Rona Fairhead Management For Voted - For 1.8 Elect Jeffrey O. Henley Management For Voted - For 1.9 Elect Renee J. James Management For Voted - For 1.10 Elect Charles W. Moorman IV Management For Voted - Withheld 1.11 Elect Leon E. Panetta Management For Voted - Withheld 1.12 Elect William G. Parrett Management For Voted - For 1.13 Elect Naomi O. Seligman Management For Voted - Withheld 1.14 Elect Vishal Sikka Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Amendment to the 2020 Equity Incentive Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - For 7 Shareholder Proposal Regarding Requiring and Posting Disclosures from Outside Organizations Shareholder Against Voted - Against 56 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted O'REILLY AUTOMOTIVE, INC. Security ID: 67103H107 Ticker: ORLY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect David E. O'Reilly Management For Voted - For 2 Elect Larry P. O'Reilly Management For Voted - For 3 Elect Greg Henslee Management For Voted - For 4 Elect Jay D. Burchfield Management For Voted - For 5 Elect Thomas T. Hendrickson Management For Voted - For 6 Elect John R. Murphy Management For Voted - For 7 Elect Dana M. Perlman Management For Voted - For 8 Elect Maria A. Sastre Management For Voted - For 9 Elect Andrea M. Weiss Management For Voted - For 10 Elect Fred Whitfield Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against ORGANON & CO. Security ID: 68622V106 Ticker: OGN Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Robert Essner Management For Voted - For 2 Elect Shelly Lazarus Management For Voted - For 3 Elect Cynthia M. Patton Management For Voted - For 4 Elect Grace Puma Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 7 Ratification of Auditor Management For Voted - For PAYCHEX, INC. Security ID: 704326107 Ticker: PAYX Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Elect B. Thomas Golisano Management For Voted - For 2 Elect Thomas F. Bonadio Management For Voted - For 3 Elect Joseph G. Doody Management For Voted - For 4 Elect David J. S. Flaschen Management For Voted - For 5 Elect Pamela A. Joseph Management For Voted - For 6 Elect Martin Mucci Management For Voted - For 7 Elect Kevin A. Price Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Elect Joseph M. Velli Management For Voted - For 10 Elect Kara Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 57 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratification of Auditor Management For Voted - For PEOPLE'S UNITED FINANCIAL, INC. Security ID: 712704105 Ticker: PBCT Meeting Date: 16-Dec-21 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Collin P. Baron Management For Voted - Against 3 Elect George P. Carter Management For Voted - For 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger Management For Voted - For 6 Elect John K. Dwight Management For Voted - For 7 Elect Jerry Franklin Management For Voted - For 8 Elect Janet M. Hansen Management For Voted - For 9 Elect Nancy McAllister Management For Voted - For 10 Elect Mark W. Richards Management For Voted - For 11 Elect Kirk W. Walters Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For PEPSICO, INC. Security ID: 713448108 Ticker: PEP Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Segun Agbaje Management For Voted - For 2 Elect Shona L. Brown Management For Voted - For 3 Elect Cesar Conde Management For Voted - For 4 Elect Ian M. Cook Management For Voted - For 5 Elect Edith W. Cooper Management For Voted - For 6 Elect Dina Dublon Management For Voted - For 7 Elect Michelle D. Gass Management For Voted - For 8 Elect Ramon L. Laguarta Management For Voted - For 9 Elect Dave Lewis Management For Voted - For 10 Elect David C. Page Management For Voted - For 11 Elect Robert C. Pohlad Management For Voted - For 12 Elect Daniel L. Vasella Management For Voted - For 13 Elect Darren Walker Management For Voted - For 14 Elect Alberto Weisser Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - Against 58 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted PERRIGO COMPANY PLC Security ID: G97822103 Ticker: PRGO Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Bradley A. Alford Management For Voted - For 2 Elect Orlando D. Ashford Management For Voted - For 3 Elect Katherine C. Doyle Management For Voted - For 4 Elect Adriana Karaboutis Management For Voted - For 5 Elect Murray S. Kessler Management For Voted - For 6 Elect Jeffrey B. Kindler Management For Voted - For 7 Elect Erica L. Mann Management For Voted - For 8 Elect Donal O'Connor Management For Voted - For 9 Elect Geoffrey M. Parker Management For Voted - For 10 Elect Theodore R. Samuels, II Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory vote on executive compensation Management For Voted - Against 13 Amendment to the Long-Term Incentive Plan Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For PFIZER INC. Security ID: 717081103 Ticker: PFE Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald E. Blaylock Management For Voted - For 2 Elect Albert Bourla Management For Voted - For 3 Elect Susan Desmond-Hellmann Management For Voted - For 4 Elect Joseph J. Echevarria Management For Voted - For 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Helen H. Hobbs Management For Voted - For 7 Elect Susan Hockfield Management For Voted - For 8 Elect Dan R. Littman Management For Voted - For 9 Elect Shantanu Narayen Management For Voted - For 10 Elect Suzanne Nora Johnson Management For Voted - For 11 Elect James Quincey Management For Voted - For 12 Elect James C. Smith Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - Against 59 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted PNM RESOURCES, INC. Security ID: 69349H107 Ticker: PNM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Vicky A. Bailey Management For Voted - For 2 Elect Norman P. Becker Management For Voted - For 3 Elect Patricia K. Collawn Management For Voted - For 4 Elect E. Renae Conley Management For Voted - For 5 Elect Alan J. Fohrer Management For Voted - For 6 Elect Sidney M. Gutierrez Management For Voted - For 7 Elect James A. Hughes Management For Voted - For 8 Elect Maureen T. Mullarkey Management For Voted - For 9 Elect Donald K. Schwanz Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For PREMIER, INC. Security ID: 74051N102 Ticker: PINC Meeting Date: 03-Dec-21 Meeting Type: Annual 1.1 Elect Terry D. Shaw Management For Voted - For 1.2 Elect Richard J. Statuto Management For Voted - For 1.3 Elect Ellen C. Wolf Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year PRINCIPAL FINANCIAL GROUP, INC. Security ID: 74251V102 Ticker: PFG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Michael T. Dan Management For Voted - For 2 Elect Blair C. Pickerell Management For Voted - For 3 Elect Clare S. Richer Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For PRUDENTIAL FINANCIAL, INC. Security ID: 744320102 Ticker: PRU Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against 2 Elect Gilbert F. Casellas Management For Voted - For 3 Elect Robert M. Falzon Management For Voted - For 60 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Martina Hund-Mejean Management For Voted - For 5 Elect Wendy E. Jones Management For Voted - For 6 Elect Karl J. Krapek Management For Voted - For 7 Elect Peter R. Lighte Management For Voted - For 8 Elect Charles F. Lowrey Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Sandra Pianalto Management For Voted - For 11 Elect Christine A. Poon Management For Voted - For 12 Elect Douglas A. Scovanner Management For Voted - For 13 Elect Michael A. Todman Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - Against PUBLIC STORAGE Security ID: 74460D109 Ticker: PSA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald L. Havner, Jr. Management For Voted - For 2 Elect Tamara Hughes Gustavson Management For Voted - For 3 Elect Leslie Stone Heisz Management For Voted - For 4 Elect Michelle Millstone-Shroff Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect David J. Neithercut Management For Voted - For 7 Elect Rebecca L. Owen Management For Voted - For 8 Elect Kristy M. Pipes Management For Voted - For 9 Elect Avedick B. Poladian Management For Voted - For 10 Elect John Reyes Management For Voted - For 11 Elect Joseph D. Russell, Jr. Management For Voted - For 12 Elect Tariq M. Shaukat Management For Voted - For 13 Elect Ronald P. Spogli Management For Voted - For 14 Elect Paul S. Williams Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Elimination of Supermajority Requirement Management For Voted - For QIAGEN N.V. Security ID: N72482123 Ticker: QGEN Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - Against 3 Ratification of Management Board Acts Management For Voted - For 4 Ratification of Supervisory Board Acts Management For Voted - For 5 Elect Metin Colpan Management For Voted - For 6 Elect Thomas Ebeling Management For Voted - For 61 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Toralf Haag Management For Voted - For 8 Elect Ross L. Levine Management For Voted - For 9 Elect Elaine Mardis Management For Voted - For 10 Elect Eva Pisa Management For Voted - For 11 Elect Lawrence A. Rosen Management For Voted - For 12 Elect Elizabeth E. Tallett Management For Voted - For 13 Elect Thierry Bernard Management For Voted - For 14 Elect Roland Sackers Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against 17 Authority to Suppress Preemptive Rights Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Authorize Managing Board and De Brauw Blackstone Westbroek N.V. to Execute These Amendments Management For Voted - For 20 Cancellation of Fractional Shares Management For Voted - For QUEST DIAGNOSTICS INCORPORATED Security ID: 74834L100 Ticker: DGX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Tracey C. Doi Management For Voted - For 2 Elect Vicky B. Gregg Management For Voted - For 3 Elect Wright L. Lassiter III Management For Voted - For 4 Elect Timothy L. Main Management For Voted - For 5 Elect Denise M. Morrison Management For Voted - For 6 Elect Gary M. Pfeiffer Management For Voted - For 7 Elect Timothy M. Ring Management For Voted - For 8 Elect Stephen H. Rusckowski Management For Voted - For 9 Elect Gail R. Wilensky Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Permit Shareholders to Act by Non-Unanimous Written Consent Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against QUIDEL CORPORATION Security ID: 74838J101 Ticker: QDEL Meeting Date: 16-May-22 Meeting Type: Special 1 Merger Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For 4.1 Elect Douglas C. Bryant Management For Voted - For 4.2 Elect Kenneth F. Buechler Management For Voted - For 4.3 Elect Edward L. Michael Management For Voted - For 62 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 4.4 Elect Mary Lake Polan Management For Voted - For 4.5 Elect Ann D. Rhoads Management For Voted - For 4.6 Elect Matthew W. Strobeck Management For Voted - For 4.7 Elect Kenneth J. Widder Management For Voted - For 4.8 Elect Joseph D. Wilkins Jr. Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Ratification of Auditor Management For Voted - For 7 Amendment to the 2018 Equity Incentive Plan Management For Voted - For 8 Amendment to the 1983 Employee Stock Purchase Plan Management For Voted - For RADIAN GROUP INC. Security ID: 750236101 Ticker: RDN Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Howard B. Culang Management For Voted - For 2 Elect Brad L. Conner Management For Voted - For 3 Elect Debra A. Hess Management For Voted - For 4 Elect Lisa W. Hess Management For Voted - For 5 Elect Brian D. Montgomery Management For Voted - For 6 Elect Lisa Mumford Management For Voted - For 7 Elect Gaetano Muzio Management For Voted - For 8 Elect Gregory V. Serio Management For Voted - For 9 Elect Noel J. Spiegel Management For Voted - For 10 Elect Richard G. Thornberry Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For RAYTHEON TECHNOLOGIES CORPORATION Security ID: 75513E101 Ticker: RTX Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Tracy A. Atkinson Management For Voted - For 2 Elect Bernard A. Harris, Jr. Management For Voted - For 3 Elect Gregory J. Hayes Management For Voted - For 4 Elect George R. Oliver Management For Voted - For 5 Elect Robert K. Ortberg Management For Voted - For 6 Elect Margaret L. O'Sullivan Management For Voted - For 7 Elect Dinesh C. Paliwal Management For Voted - For 8 Elect Ellen M. Pawlikowski Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Fredric G. Reynolds Management For Voted - For 11 Elect Brian C. Rogers Management For Voted - For 12 Elect James A. Winnefeld, Jr. Management For Voted - For 13 Elect Robert O. Work Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For 63 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted REINSURANCE GROUP OF AMERICA, INCORPORATED Security ID: 759351604 Ticker: RGA Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Pina Albo Management For Voted - For 2 Elect J. Cliff Eason Management For Voted - For 3 Elect John J. Gauthier Management For Voted - For 4 Elect Patricia L. Guinn Management For Voted - For 5 Elect Anna Manning Management For Voted - For 6 Elect Hazel M. McNeilage Management For Voted - For 7 Elect Keng Hooi Ng Management For Voted - For 8 Elect George Nichols III Management For Voted - For 9 Elect Stephen T. O'Hearn Management For Voted - For 10 Elect Shundrawn A. Thomas Management For Voted - For 11 Elect Steven C. Van Wyk Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For REPUBLIC SERVICES, INC. Security ID: 760759100 Ticker: RSG Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Manuel Kadre Management For Voted - For 2 Elect Tomago Collins Management For Voted - For 3 Elect Michael A. Duffy Management For Voted - For 4 Elect Thomas W. Handley Management For Voted - For 5 Elect Jennifer M. Kirk Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect Kim S. Pegula Management For Voted - For 8 Elect James P. Snee Management For Voted - For 9 Elect Brian S. Tyler Management For Voted - For 10 Elect Jon Vander Ark Management For Voted - For 11 Elect Sandra M. Volpe Management For Voted - For 12 Elect Katharine B. Weymouth Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 16 Shareholder Proposal Regarding Environmental Justice Audit Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 64 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted ROYAL GOLD, INC. Security ID: 780287108 Ticker: RGLD Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect William Heissenbuttel Management For Voted - For 2 Elect Jamie C. Sokalsky Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - For SEAGATE TECHNOLOGY HOLDINGS PLC Security ID: G7997R103 Ticker: STX Meeting Date: 20-Oct-21 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - Against 2 Elect Shankar Arumugavelu Management For Voted - For 3 Elect Pratik Bhatt Management For Voted - For 4 Elect Judy Bruner Management For Voted - For 5 Elect Michael R. Cannon Management For Voted - For 6 Elect Jay L. Geldmacher Management For Voted - For 7 Elect Dylan G. Haggart Management For Voted - For 8 Elect William D. Mosley Management For Voted - For 9 Elect Stephanie Tilenius Management For Voted - For 10 Elect Edward J. Zander Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For SL GREEN REALTY CORP. Security ID: 78440X887 Ticker: SLG Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect John H. Alschuler Management For Voted - For 2 Elect Betsy S. Atkins Management For Voted - For 3 Elect Carol N. Brown Management For Voted - For 4 Elect Edwin T. Burton III Management For Voted - For 5 Elect Lauren B. Dillard Management For Voted - For 6 Elect Stephen L. Green Management For Voted - For 7 Elect Craig M. Hatkoff Management For Voted - For 8 Elect Marc Holliday Management For Voted - For 9 Elect John S. Levy Management For Voted - For 10 Elect Andrew W. Mathias Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2005 Stock Option and Incentive Plan Management For Voted - For 65 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted SONOCO PRODUCTS COMPANY Security ID: 835495102 Ticker: SON Meeting Date: 20-Apr-22 Meeting Type: Annual 1.1 Elect R. Howard Coker Management For Voted - For 1.2 Elect Pamela L. Davies Management For Voted - For 1.3 Elect Theresa J. Drew Management For Voted - For 1.4 Elect Philippe Guillemot Management For Voted - For 1.5 Elect John R. Haley Management For Voted - For 1.6 Elect Robert R. Hill, Jr. Management For Voted - For 1.7 Elect Eleni Istavridis Management For Voted - For 1.8 Elect Richard G. Kyle Management For Voted - For 1.9 Elect Blythe J. McGarvie Management For Voted - For 1.10 Elect James M. Micali Management For Voted - For 1.11 Elect Sundaram Nagarajan Management For Voted - For 1.12 Elect Thomas E. Whiddon Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Adoption of Majority Voting in Uncontested Director Elections Management For Voted - For 5 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against STARBUCKS CORPORATION Security ID: 855244109 Ticker: SBUX Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Richard E. Allison, Jr. Management For Voted - For 2 Elect Andrew Campion Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - For 4 Elect Isabel Ge Mahe Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Jorgen Vig Knudstorp Management For Voted - For 8 Elect Satya Nadella Management For Voted - For 9 Elect Joshua Cooper Ramo Management For Voted - For 10 Elect Clara Shih Management For Voted - For 11 Elect Javier G. Teruel Management For Voted - For 12 Amendment to the 2005 Long-Term Equity Incentive Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 66 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted STARWOOD PROPERTY TRUST, INC. Security ID: 85571B105 Ticker: STWD Meeting Date: 28-Apr-22 Meeting Type: Annual 1.1 Elect Richard D. Bronson Management For Voted - For 1.2 Elect Jeffrey G. Dishner Management For Voted - For 1.3 Elect Camille Douglas Management For Voted - For 1.4 Elect Solomon J. Kumin Management For Voted - For 1.5 Elect Frederick P. Perpall Management For Voted - For 1.6 Elect Fred S. Ridley Management For Voted - For 1.7 Elect Barry S. Sternlicht Management For Voted - For 1.8 Elect Strauss Zelnick Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Approval of the Employee Stock Purchase Plan Management For Voted - For 4 Approval of the 2022 Manager Equity Plan Management For Voted - For 5 Approval of the 2022 Equity Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For STEEL DYNAMICS, INC. Security ID: 858119100 Ticker: STLD Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Mark D. Millett Management For Voted - For 1.2 Elect Sheree L. Bargabos Management For Voted - For 1.3 Elect Keith E. Busse Management For Voted - For 1.4 Elect Kenneth W. Cornew Management For Voted - For 1.5 Elect Traci M. Dolan Management For Voted - For 1.6 Elect James C. Marcuccilli Management For Voted - For 1.7 Elect Bradley S. Seaman Management For Voted - For 1.8 Elect Gabriel L. Shaheen Management For Voted - For 1.9 Elect Luis M. Sierra Management For Voted - For 1.10 Elect Steven A. Sonnenberg Management For Voted - For 1.11 Elect Richard P. Teets, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For STELLANTIS N.V Security ID: N82405106 Ticker: STLA Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Remuneration Report Management For Voted - Against 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Board Acts Management For Voted - Against 5 Appointment of Auditor Management For Voted - For 67 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Authority to Repurchase Shares Management For Voted - For SUN COMMUNITIES, INC. Security ID: 866674104 Ticker: SUI Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Gary A. Shiffman Management For Voted - For 2 Elect Tonya Allen Management For Voted - For 3 Elect Meghan G. Baivier Management For Voted - For 4 Elect Stephanie W. Bergeron Management For Voted - For 5 Elect Brian M. Hermelin Management For Voted - For 6 Elect Ronald A. Klein Management For Voted - For 7 Elect Clunet R. Lewis Management For Voted - For 8 Elect Arthur A. Weiss Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Amendment to the 2015 Equity Incentive Plan Management For Voted - For SYNCHRONY FINANCIAL Security ID: 87165B103 Ticker: SYF Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Margaret M. Keane Management For Voted - For 2 Elect Fernando Aguirre Management For Voted - For 3 Elect Paget L. Alves Management For Voted - For 4 Elect Kamila Chytil Management For Voted - For 5 Elect Arthur W. Coviello, Jr. Management For Voted - For 6 Elect Brian D. Doubles Management For Voted - For 7 Elect William W. Graylin Management For Voted - For 8 Elect Roy A. Guthrie Management For Voted - For 9 Elect Jeffrey G. Naylor Management For Voted - For 10 Elect P.W. Parker Management For Voted - For 11 Elect Laurel J. Richie Management For Voted - For 12 Elect Ellen M. Zane Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For TEGNA INC. Security ID: 87901J105 Ticker: TGNA Meeting Date: 17-May-22 Meeting Type: Special 1 Acquisition by Standard General Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For 68 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Gina L. Bianchini Management For Voted - For 2 Elect Howard D. Elias Management For Voted - For 3 Elect Stuart J. Epstein Management For Voted - For 4 Elect Lidia Fonseca Management For Voted - For 5 Elect David T. Lougee Management For Voted - For 6 Elect Karen H. Grimes Management For Voted - For 7 Elect Scott K. McCune Management For Voted - For 8 Elect Henry W. McGee Management For Voted - For 9 Elect Bruce P. Nolop Management For Voted - For 10 Elect Neal Shapiro Management For Voted - For 11 Elect Melinda C. Witmer Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE ALLSTATE CORPORATION Security ID: 020002101 Ticker: ALL Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Donald E. Brown Management For Voted - For 2 Elect Kermit R. Crawford Management For Voted - For 3 Elect Richard T. Hume Management For Voted - For 4 Elect Margaret M. Keane Management For Voted - For 5 Elect Siddharth N. Mehta Management For Voted - For 6 Elect Jacques P. Perold Management For Voted - For 7 Elect Andrea Redmond Management For Voted - For 8 Elect Gregg M. Sherrill Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Perry M. Traquina Management For Voted - For 11 Elect Thomas J. Wilson Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For THE CLOROX COMPANY Security ID: 189054109 Ticker: CLX Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard H. Carmona Management For Voted - For 3 Elect Spencer C. Fleischer Management For Voted - For 4 Elect Esther S. Lee Management For Voted - For 5 Elect A.D. David Mackay Management For Voted - For 6 Elect Paul G. Parker Management For Voted - For 7 Elect Linda Rendle Management For Voted - For 69 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Matthew J. Shattock Management For Voted - For 9 Elect Kathryn A. Tesija Management For Voted - For 10 Elect Russell J. Weiner Management For Voted - For 11 Elect Christopher J. Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2005 Stock Incentive Plan Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against THE COCA-COLA COMPANY Security ID: 191216100 Ticker: KO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Herbert A. Allen, III Management For Voted - For 2 Elect Marc Bolland Management For Voted - For 3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For 4 Elect Christopher C. Davis Management For Voted - For 5 Elect Barry Diller Management For Voted - For 6 Elect Helene D. Gayle Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect James Quincey Management For Voted - For 10 Elect Caroline J. Tsay Management For Voted - For 11 Elect David B. Weinberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain THE COOPER COMPANIES, INC. Security ID: 216648402 Ticker: COO Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Colleen E. Jay Management For Voted - For 2 Elect William A. Kozy Management For Voted - For 3 Elect Jody S. Lindell Management For Voted - For 4 Elect Teresa S. Madden Management For Voted - For 5 Elect Gary S. Petersmeyer Management For Voted - For 6 Elect Maria Rivas Management For Voted - For 7 Elect Robert S. Weiss Management For Voted - For 8 Elect Albert G. White III Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 70 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted THE GAP, INC. Security ID: 364760108 Ticker: GPS Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Elisabeth B. Donohue Management For Voted - For 2 Elect Robert J. Fisher Management For Voted - Against 3 Elect William S. Fisher Management For Voted - For 4 Elect Tracy Gardner Management For Voted - For 5 Elect Kathryn Hall Management For Voted - For 6 Elect Bob L. Martin Management For Voted - For 7 Elect Amy Miles Management For Voted - For 8 Elect Chris O'Neill Management For Voted - For 9 Elect Mayo A. Shattuck III Management For Voted - For 10 Elect Salaam Coleman Smith Management For Voted - For 11 Elect Sonia Syngal Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For THE GOLDMAN SACHS GROUP, INC. Security ID: 38141G104 Ticker: GS Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Drew G. Faust Management For Voted - For 3 Elect Mark Flaherty Management For Voted - For 4 Elect Kimberley Harris Management For Voted - For 5 Elect Ellen J. Kullman Management For Voted - For 6 Elect Lakshmi N. Mittal Management For Voted - For 7 Elect Adebayo O. Ogunlesi Management For Voted - For 8 Elect Peter Oppenheimer Management For Voted - For 9 Elect David M. Solomon Management For Voted - For 10 Elect Jan E. Tighe Management For Voted - For 11 Elect Jessica Uhl Management For Voted - For 12 Elect David A. Viniar Management For Voted - For 13 Elect Mark O. Winkelman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Charitable Giving Reporting Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 18 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 71 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted THE HERSHEY COMPANY Security ID: 427866108 Ticker: HSY Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Pamela M. Arway Management For Voted - For 1.2 Elect James W. Brown Management For Voted - For 1.3 Elect Michele G. Buck Management For Voted - For 1.4 Elect Victor L. Crawford Management For Voted - For 1.5 Elect Robert M. Dutkowsky Management For Voted - For 1.6 Elect Mary Kay Haben Management For Voted - Withheld 1.7 Elect James C. Katzman Management For Voted - For 1.8 Elect M. Diane Koken Management For Voted - For 1.9 Elect Robert M. Malcolm Management For Voted - For 1.10 Elect Anthony J. Palmer Management For Voted - For 1.11 Elect Juan R. Perez Management For Voted - For 1.12 Elect Wendy L. Schoppert Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Report on Ending Child Labor Shareholder Against Voted - Against THE J. M. SMUCKER COMPANY Security ID: 832696405 Ticker: SJM Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Elect Susan Chapman-Hughes Management For Voted - For 2 Elect Paul J. Dolan Management For Voted - For 3 Elect Jay L. Henderson Management For Voted - For 4 Elect Kirk L. Perry Management For Voted - For 5 Elect Sandra Pianalto Management For Voted - For 6 Elect Alex Shumate Management For Voted - For 7 Elect Mark T. Smucker Management For Voted - For 8 Elect Richard K. Smucker Management For Voted - For 9 Elect Timothy P. Smucker Management For Voted - For 10 Elect Jodi L. Taylor Management For Voted - For 11 Elect Dawn C. Willoughby Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For THE KRAFT HEINZ COMPANY Security ID: 500754106 Ticker: KHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Gregory E. Abel Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Joao M. Castro-Neves Management For Voted - For 72 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Lori Dickerson Fouche Management For Voted - For 5 Elect Timothy Kenesey Management For Voted - For 6 Elect Alicia Knapp Management For Voted - For 7 Elect Elio Leoni Sceti Management For Voted - For 8 Elect Susan R. Mulder Management For Voted - For 9 Elect James Park Management For Voted - For 10 Elect Miguel Patricio Management For Voted - For 11 Elect John C. Pope Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Water Risk Exposure Shareholder Against Voted - Against THE KROGER CO. Security ID: 501044101 Ticker: KR Meeting Date: 23-Jun-22 Meeting Type: Annual 1.1 Elect Nora A. Aufreiter Management For Voted - For 1.2 Elect Kevin M. Brown Management For Voted - For 1.3 Elect Elaine L. Chao Management For Voted - For 1.4 Elect Anne Gates Management For Voted - For 1.5 Elect Karen M. Hoguet Management For Voted - For 1.6 Elect W. Rodney McMullen Management For Voted - For 1.7 Elect Clyde R. Moore Management For Voted - For 1.8 Elect Ronald L. Sargent Management For Voted - For 1.9 Elect Judith Amanda Sourry Knox Management For Voted - For 1.10 Elect Mark S. Sutton Management For Voted - For 1.11 Elect Ashok Vemuri Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the 2019 Long-Term Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - Against 6 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Refrigerants Report Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Report on Workforce Strategy Shareholder Against Voted - For THE MOSAIC COMPANY Security ID: 61945C103 Ticker: MOS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Gregory L. Ebel Management For Voted - For 3 Elect Timothy S. Gitzel Management For Voted - For 4 Elect Denise C. Johnson Management For Voted - For 73 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Emery N. Koenig Management For Voted - For 6 Elect James C. O'Rourke Management For Voted - For 7 Elect David T. Seaton Management For Voted - For 8 Elect Steven M. Seibert Management For Voted - For 9 Elect Luciano Siani Pires Management For Voted - For 10 Elect Gretchen Watkins Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE PROCTER & GAMBLE COMPANY Security ID: 742718109 Ticker: PG Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Elect B. Marc Allen Management For Voted - For 2 Elect Angela F. Braly Management For Voted - For 3 Elect Amy L. Chang Management For Voted - For 4 Elect Joseph Jimenez Management For Voted - For 5 Elect Christopher Kempczinski Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Terry J. Lundgren Management For Voted - For 8 Elect Christine M. McCarthy Management For Voted - For 9 Elect Jon R. Moeller Management For Voted - For 10 Elect David. S. Taylor Management For Voted - For 11 Elect Margaret C. Whitman Management For Voted - For 12 Elect Patricia A. Woertz Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against THE PROGRESSIVE CORPORATION Security ID: 743315103 Ticker: PGR Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Philip F. Bleser Management For Voted - For 2 Elect Stuart B. Burgdoerfer Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 4 Elect Charles A. Davis Management For Voted - For 5 Elect Roger N. Farah Management For Voted - For 6 Elect Lawton W. Fitt Management For Voted - For 7 Elect Susan Patricia Griffith Management For Voted - For 8 Elect Devin C. Johnson Management For Voted - For 9 Elect Jeffrey D. Kelly Management For Voted - For 10 Elect Barbara R. Snyder Management For Voted - For 74 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Jan E. Tighe Management For Voted - For 12 Elect Kahina Van Dyke Management For Voted - For 13 Amendment to the 2017 Directors Equity Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For THE SOUTHERN COMPANY Security ID: 842587107 Ticker: SO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Janaki Akella Management For Voted - For 2 Elect Henry A. Clark III Management For Voted - For 3 Elect Anthony F. Earley, Jr. Management For Voted - For 4 Elect Thomas A. Fanning Management For Voted - For 5 Elect David J. Grain Management For Voted - For 6 Elect Colette D. Honorable Management For Voted - For 7 Elect Donald M. James Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Dale E. Klein Management For Voted - For 10 Elect Ernest J. Moniz Management For Voted - For 11 Elect William G. Smith, Jr. Management For Voted - For 12 Elect Kristine L. Svinicki Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder For Voted - For THE WALT DISNEY COMPANY Security ID: 254687106 Ticker: DIS Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Susan E. Arnold Management For Voted - For 2 Elect Mary T. Barra Management For Voted - For 3 Elect Safra A. Catz Management For Voted - For 4 Elect Amy L. Chang Management For Voted - For 5 Elect Robert A. Chapek Management For Voted - For 6 Elect Francis A. deSouza Management For Voted - For 7 Elect Michael B.G. Froman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect Calvin R. McDonald Management For Voted - For 10 Elect Mark G. Parker Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 75 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 18 Shareholder Proposal Regarding Non-Discrimination Audit Shareholder Against Voted - Against THE WILLIAMS COMPANIES, INC. Security ID: 969457100 Ticker: WMB Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Alan S. Armstrong Management For Voted - For 2 Elect Stephen W. Bergstrom Management For Voted - For 3 Elect Nancy K. Buese Management For Voted - For 4 Elect Michael A. Creel Management For Voted - For 5 Elect Stacey H. Dore Management For Voted - For 6 Elect Richard E. Muncrief Management For Voted - For 7 Elect Peter A. Ragauss Management For Voted - For 8 Elect Rose M. Robeson Management For Voted - For 9 Elect Scott D. Sheffield Management For Voted - For 10 Elect Murray D. Smith Management For Voted - For 11 Elect William H. Spence Management For Voted - For 12 Elect Jesse J. Tyson Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For T-MOBILE US, INC. Security ID: 872590104 Ticker: TMUS Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Marcelo Claure Management For Voted - For 1.2 Elect Srikant M. Datar Management For Voted - For 1.3 Elect Bavan M. Holloway Management For Voted - For 1.4 Elect Timotheus Hottges Management For Voted - For 1.5 Elect Christian P. Illek Management For Voted - For 1.6 Elect Raphael Kubler Management For Voted - For 1.7 Elect Thorsten Langheim Management For Voted - For 1.8 Elect Dominique Leroy Management For Voted - For 1.9 Elect Letitia A. Long Management For Voted - For 1.10 Elect G. Michael Sievert Management For Voted - For 1.11 Elect Teresa A. Taylor Management For Voted - For 1.12 Elect Omar Tazi Management For Voted - For 1.13 Elect Kelvin R. Westbrook Management For Voted - For 2 Ratification of Auditor Management For Voted - For 76 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted TYSON FOODS, INC. Security ID: 902494103 Ticker: TSN Meeting Date: 10-Feb-22 Meeting Type: Annual 1 Elect John H. Tyson Management For Voted - For 2 Elect Les R. Baledge Management For Voted - Against 3 Elect Mike D. Beebe Management For Voted - Against 4 Elect Maria Claudia Borras Management For Voted - For 5 Elect David J. Bronczek Management For Voted - Against 6 Elect Mikel A. Durham Management For Voted - For 7 Elect Donnie King Management For Voted - For 8 Elect Jonathan D. Mariner Management For Voted - Against 9 Elect Kevin M. McNamara Management For Voted - For 10 Elect Cheryl S. Miller Management For Voted - For 11 Elect Jeffrey K. Schomburger Management For Voted - For 12 Elect Barbara A. Tyson Management For Voted - For 13 Elect Noel White Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - Against UMPQUA HOLDINGS CORPORATION Security ID: 904214103 Ticker: UMPQ Meeting Date: 26-Jan-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For UNITED BANKSHARES, INC. Security ID: 909907107 Ticker: UBSI Meeting Date: 11-May-22 Meeting Type: Annual 1.1 Elect Richard M. Adams Management For Voted - For 1.2 Elect Richard M. Adams, Jr. Management For Voted - For 1.3 Elect Charles L. Capito, Jr. Management For Voted - For 1.4 Elect Peter A. Converse Management For Voted - For 1.5 Elect Michael P. Fitzgerald Management For Voted - For 1.6 Elect Patrice A. Harris Management For Voted - For 1.7 Elect Diana Lewis Jackson Management For Voted - For 1.8 Elect J. Paul McNamara Management For Voted - For 1.9 Elect Mark R. Nesselroad Management For Voted - For 1.10 Elect Jerold L. Rexroad Management For Voted - For 1.11 Elect Lacy I. Rice III Management For Voted - For 1.12 Elect Albert H. Small, Jr. Management For Voted - For 1.13 Elect Mary K. Weddle Management For Voted - For 77 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 1.14 Elect Gary G. White Management For Voted - For 1.15 Elect P. Clinton Winter Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For UNITED STATES STEEL CORPORATION Security ID: 912909108 Ticker: X Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Tracy A. Atkinson Management For Voted - For 2 Elect David B. Burritt Management For Voted - For 3 Elect Terry L. Dunlap Management For Voted - For 4 Elect John J. Engel Management For Voted - For 5 Elect John V. Faraci Management For Voted - For 6 Elect Murry S. Gerber Management For Voted - For 7 Elect Jeh C. Johnson Management For Voted - For 8 Elect Paul A. Mascarenas Management For Voted - For 9 Elect Michael H. McGarry Management For Voted - For 10 Elect David S. Sutherland Management For Voted - For 11 Elect Patricia A. Tracey Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For UNIVERSAL HEALTH SERVICES, INC. Security ID: 913903100 Ticker: UHS Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Maria Singer Management For Voted - Withheld 2 Amendment to the 2020 Omnibus Stock and Incentive Plan Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Majority Vote for Director Election Shareholder Against Voted - For UNUM GROUP Security ID: 91529Y106 Ticker: UNM Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Theodore H. Bunting, Jr. Management For Voted - For 2 Elect Susan L. Cross Management For Voted - For 3 Elect Susan D. DeVore Management For Voted - For 4 Elect Joseph J. Echevarria Management For Voted - For 5 Elect Cynthia L. Egan Management For Voted - For 6 Elect Kevin T. Kabat Management For Voted - For 7 Elect Timothy F. Keaney Management For Voted - For 8 Elect Gale V. King Management For Voted - For 78 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Gloria C. Larson Management For Voted - For 10 Elect Richard P. McKenney Management For Voted - For 11 Elect Ronald. P. O'Hanley Management For Voted - For 12 Elect Francis J. Shammo Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Approval of the 2022 Stock Incentive Plan Management For Voted - For VALLEY NATIONAL BANCORP Security ID: 919794107 Ticker: VLY Meeting Date: 13-Jan-22 Meeting Type: Special 1 Stock Issuance for Merger with Leumi USA Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For VERIZON COMMUNICATIONS INC. Security ID: 92343V104 Ticker: VZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - For 2 Elect Roxanne S. Austin Management For Voted - For 3 Elect Mark T. Bertolini Management For Voted - For 4 Elect Melanie L. Healey Management For Voted - For 5 Elect Laxman Narasimhan Management For Voted - For 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Daniel H. Schulman Management For Voted - For 8 Elect Rodney E. Slater Management For Voted - For 9 Elect Carol B. Tome Management For Voted - For 10 Elect Hans E. Vestberg Management For Voted - For 11 Elect Gregory G. Weaver Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against VOYA FINANCIAL, INC. Security ID: 929089100 Ticker: VOYA Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Lynne Biggar Management For Voted - For 79 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Yvette S. Butler Management For Voted - For 3 Elect Jane P. Chwick Management For Voted - For 4 Elect Kathleen DeRose Management For Voted - For 5 Elect Ruth Ann M. Gillis Management For Voted - For 6 Elect Aylwin B. Lewis Management For Voted - For 7 Elect Rodney O. Martin, Jr. Management For Voted - For 8 Elect Byron H. Pollitt, Jr. Management For Voted - For 9 Elect Joseph V. Tripodi Management For Voted - For 10 Elect David K. Zwiener Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For W. R. BERKLEY CORPORATION Security ID: 084423102 Ticker: WRB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect W. Robert Berkley, Jr. Management For Voted - For 2 Elect Ronald E. Blaylock Management For Voted - For 3 Elect Mary C. Farrell Management For Voted - For 4 Elect Mark L. Shapiro Management For Voted - Against 5 Increase in Authorized Common Stock Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - For WALGREENS BOOTS ALLIANCE, INC. Security ID: 931427108 Ticker: WBA Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Janice M. Babiak Management For Voted - For 2 Elect David J. Brailer Management For Voted - For 3 Elect Rosalind G. Brewer Management For Voted - For 4 Elect William C. Foote Management For Voted - For 5 Elect Ginger L. Graham Management For Voted - For 6 Elect Valerie B. Jarrett Management For Voted - Against 7 Elect John A. Lederer Management For Voted - For 8 Elect Dominic P. Murphy Management For Voted - For 9 Elect Stefano Pessina Management For Voted - For 10 Elect Nancy M. Schlichting Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding External Public Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - Against 80 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted WALMART INC. Security ID: 931142103 Ticker: WMT Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Cesar Conde Management For Voted - For 2 Elect Timothy P. Flynn Management For Voted - For 3 Elect Sarah Friar Management For Voted - For 4 Elect Carla A. Harris Management For Voted - For 5 Elect Thomas Horton Management For Voted - For 6 Elect Marissa A. Mayer Management For Voted - For 7 Elect C. Douglas McMillon Management For Voted - For 8 Elect Gregory B. Penner Management For Voted - For 9 Elect Randall L. Stephenson Management For Voted - For 10 Elect S. Robson Walton Management For Voted - For 11 Elect Steuart Walton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Animal Welfare Practices Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For WASTE MANAGEMENT, INC. Security ID: 94106L109 Ticker: WM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect James C. Fish, Jr. Management For Voted - For 2 Elect Andres R. Gluski Management For Voted - For 3 Elect Victoria M. Holt Management For Voted - For 4 Elect Kathleen M. Mazzarella Management For Voted - For 5 Elect Sean E. Menke Management For Voted - For 6 Elect William B. Plummer Management For Voted - For 7 Elect John C. Pope Management For Voted - For 8 Elect Maryrose T. Sylvester Management For Voted - For 9 Elect Thomas H. Weidemeyer Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 81 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted WATERS CORPORATION Security ID: 941848103 Ticker: WAT Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Udit Batra Management For Voted - For 2 Elect Linda Baddour Management For Voted - For 3 Elect Edward Conard Management For Voted - For 4 Elect Pearl S. Huang Management For Voted - For 5 Elect Wei Jiang Management For Voted - For 6 Elect Christopher A. Kuebler Management For Voted - For 7 Elect Flemming Ornskov Management For Voted - Against 8 Elect Thomas P. Salice Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For WHIRLPOOL CORPORATION Security ID: 963320106 Ticker: WHR Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Marc R. Bitzer Management For Voted - For 3 Elect Greg Creed Management For Voted - For 4 Elect Gary T. DiCamillo Management For Voted - For 5 Elect Diane M. Dietz Management For Voted - For 6 Elect Geraldine Elliott Management For Voted - For 7 Elect Jennifer A. LaClair Management For Voted - For 8 Elect John D. Liu Management For Voted - For 9 Elect James M. Loree Management For Voted - For 10 Elect Harish Manwani Management For Voted - For 11 Elect Patricia K. Poppe Management For Voted - For 12 Elect Larry O. Spencer Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For YUM! BRANDS, INC. Security ID: 988498101 Ticker: YUM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paget L. Alves Management For Voted - For 2 Elect Keith Barr Management For Voted - For 3 Elect Christopher M. Connor Management For Voted - For 4 Elect Brian C. Cornell Management For Voted - For 5 Elect Tanya L. Domier Management For Voted - For 6 Elect David W. Gibbs Management For Voted - For 82 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Factor ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Mirian M. Graddick-Weir Management For Voted - For 8 Elect Lauren R. Hobart Management For Voted - For 9 Elect Thomas C. Nelson Management For Voted - For 10 Elect P. Justin Skala Management For Voted - For 11 Elect Elane B. Stock Management For Voted - For 12 Elect Annie A. Young-Scrivner Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 83 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted ACCENTURE PLC Security ID: G1151C101 Ticker: ACN Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Jaime Ardila Management For Voted - For 2 Elect Nancy McKinstry Management For Voted - For 3 Elect Beth E. Mooney Management For Voted - For 4 Elect Gilles Pelisson Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Venkata Renduchintala Management For Voted - For 7 Elect Arun Sarin Management For Voted - For 8 Elect Julie Sweet Management For Voted - For 9 Elect Frank K. Tang Management For Voted - For 10 Elect Tracey T. Travis Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of Amendment to the 2010 Share Incentive Plan Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Authorize the Price Range at which the Company can Re-allot Treasury Shares Management For Voted - For ADOBE INC. Security ID: 00724F101 Ticker: ADBE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Brett Biggs Management For Voted - For 3 Elect Melanie Boulden Management For Voted - For 4 Elect Frank A. Calderoni Management For Voted - For 5 Elect Laura Desmond Management For Voted - For 6 Elect Shantanu Narayen Management For Voted - For 7 Elect Spencer Neumann Management For Voted - For 8 Elect Kathleen Oberg Management For Voted - For 9 Elect Dheeraj Pandey Management For Voted - For 10 Elect David A. Ricks Management For Voted - For 11 Elect Daniel Rosensweig Management For Voted - Against 12 Elect John E. Warnock Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 84 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted AFLAC INCORPORATED Security ID: 001055102 Ticker: AFL Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Daniel P. Amos Management For Voted - For 2 Elect W. Paul Bowers Management For Voted - For 3 Elect Arthur R. Collins Management For Voted - For 4 Elect Toshihiko Fukuzawa Management For Voted - For 5 Elect Thomas J. Kenny Management For Voted - For 6 Elect Georgette D. Kiser Management For Voted - For 7 Elect Karole F. Lloyd Management For Voted - For 8 Elect Nobuchika Mori Management For Voted - For 9 Elect Joseph L. Moskowitz Management For Voted - For 10 Elect Barbara K. Rimer Management For Voted - For 11 Elect Katherine T. Rohrer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For AGILENT TECHNOLOGIES, INC. Security ID: 00846U101 Ticker: A Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Hans E. Bishop Management For Voted - For 2 Elect Otis W. Brawley Management For Voted - For 3 Elect Mikael Dolsten Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AIRBNB, INC. Security ID: 009066101 Ticker: ABNB Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Amrita Ahuja Management For Voted - For 2 Elect Joseph Gebbia Management For Voted - For 3 Elect Jeffrey Jordan Management For Voted - Withheld 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 85 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted ALEXANDRIA REAL ESTATE EQUITIES, INC. Security ID: 015271109 Ticker: ARE Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Joel S. Marcus Management For Voted - For 2 Elect Steven R. Hash Management For Voted - For 3 Elect James P. Cain Management For Voted - For 4 Elect Cynthia L. Feldmann Management For Voted - For 5 Elect Maria C. Freire Management For Voted - For 6 Elect Jennifer Friel Goldstein Management For Voted - For 7 Elect Richard H. Klein Management For Voted - For 8 Elect Michael A. Woronoff Management For Voted - For 9 Amendment to the 1997 Stock Award and Incentive Plan Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Increase in Authorized Common Stock Management For Voted - For 12 Ratification of Auditor Management For Voted - For ALIGN TECHNOLOGY, INC. Security ID: 016255101 Ticker: ALGN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kevin J. Dallas Management For Voted - For 2 Elect Joseph M. Hogan Management For Voted - For 3 Elect Joseph Lacob Management For Voted - For 4 Elect C. Raymond Larkin, Jr. Management For Voted - For 5 Elect George J. Morrow Management For Voted - For 6 Elect Anne M. Myong Management For Voted - For 7 Elect Andrea L. Saia Management For Voted - For 8 Elect Greg J. Santora Management For Voted - For 9 Elect Susan E. Siegel Management For Voted - For 10 Elect Warren S. Thaler Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For ALNYLAM PHARMACEUTICALS, INC. Security ID: 02043Q107 Ticker: ALNY Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Margaret A. Hamburg Management For Voted - For 2 Elect Colleen F. Reitan Management For Voted - For 3 Elect Amy W. Schulman Management For Voted - For 4 Amendment to the 2018 Stock Incentive Plan Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 86 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - Against 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For 87 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted ALTRIA GROUP, INC. Security ID: 02209S103 Ticker: MO Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Ian L.T. Clarke Management For Voted - For 2 Elect Marjorie M. Connelly Management For Voted - For 3 Elect R. Matt Davis Management For Voted - For 4 Elect William F. Gifford Management For Voted - For 5 Elect Debra J. Kelly-Ennis Management For Voted - For 6 Elect W. Leo Kiely III Management For Voted - For 7 Elect Kathryn B. McQuade Management For Voted - For 8 Elect George Munoz Management For Voted - For 9 Elect Nabil Y. Sakkab Management For Voted - For 10 Elect Virginia E. Shanks Management For Voted - For 11 Elect Ellen R. Strahlman Management For Voted - For 12 Elect M. Max Yzaguirre Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - Against 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - Against 88 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - Abstain 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For AMCOR PLC Security ID: G0250X107 Ticker: AMCR Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Graeme R. Liebelt Management For Voted - For 2 Elect Armin Meyer Management For Voted - For 3 Elect Ronald S. Delia Management For Voted - For 4 Elect Achal Agarwal Management For Voted - For 5 Elect Andrea E. Bertone Management For Voted - For 6 Elect Susan K. Carter Management For Voted - For 7 Elect Karen J. Guerra Management For Voted - For 8 Elect Nicholas T. Long Management For Voted - For 9 Elect Arun Nayar Management For Voted - For 10 Elect Jeremy L. Sutcliffe Management For Voted - For 11 Elect David T. Szczupak Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For AMERISOURCEBERGEN CORPORATION Security ID: 03073E105 Ticker: ABC Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Ornella Barra Management For Voted - For 2 Elect Steven H. Collis Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Richard W. Gochnauer Management For Voted - For 5 Elect Lon R. Greenberg Management For Voted - For 89 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Jane E. Henney Management For Voted - For 7 Elect Kathleen Hyle Management For Voted - For 8 Elect Michael J. Long Management For Voted - For 9 Elect Henry W. McGee Management For Voted - For 10 Elect Dennis M. Nally Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 14 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ANALOG DEVICES, INC. Security ID: 032654105 Ticker: ADI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Ray Stata Management For Voted - For 2 Elect Vincent Roche Management For Voted - For 3 Elect James A. Champy Management For Voted - For 4 Elect Anantha P. Chandrakasan Management For Voted - Against 5 Elect Tunc Doluca Management For Voted - For 6 Elect Bruce R. Evans Management For Voted - For 7 Elect Edward H. Frank Management For Voted - For 8 Elect Laurie H. Glimcher Management For Voted - For 9 Elect Karen M. Golz Management For Voted - For 10 Elect Mercedes Johnson Management For Voted - For 11 Elect Kenton J. Sicchitano Management For Voted - For 12 Elect Susie Wee Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For APOLLO GLOBAL MANAGEMENT, INC. Security ID: 03768E105 Ticker: APO Meeting Date: 01-Oct-21 Meeting Type: Annual 1.1 Elect Walter Clayton Management For Voted - For 1.2 Elect Michael E. Ducey Management For Voted - For 1.3 Elect Richard P. Emerson Management For Voted - For 1.4 Elect Joshua J. Harris Management For Voted - For 1.5 Elect Kerry Murphy Healey Management For Voted - For 1.6 Elect Pamela J. Joyner Management For Voted - For 1.7 Elect Scott M. Kleinman Management For Voted - For 1.8 Elect Alvin B. Krongard Management For Voted - For 1.9 Elect Pauline D.E. Richards Management For Voted - Withheld 1.10 Elect Marc Rowan Management For Voted - For 90 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 1.11 Elect David Simon Management For Voted - Withheld 1.12 Elect James C. Zelter Management For Voted - For 2 Ratification of Auditor Management For Voted - Against Meeting Date: 17-Dec-21 Meeting Type: Special 1 Merger with Athene Management For Voted - For 2 Charter Amendments Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - For 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For APPLIED MATERIALS, INC. Security ID: 038222105 Ticker: AMAT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Rani Borkar Management For Voted - For 2 Elect Judy Bruner Management For Voted - For 3 Elect Xun Chen Management For Voted - For 4 Elect Aart J. de Geus Management For Voted - For 5 Elect Gary E. Dickerson Management For Voted - For 6 Elect Thomas J. Iannotti Management For Voted - For 7 Elect Alexander A. Karsner Management For Voted - For 91 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Adrianna C. Ma Management For Voted - For 9 Elect Yvonne McGill Management For Voted - For 10 Elect Scott A. McGregor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 14 Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder Against Voted - Against APPLOVIN CORPORATION Security ID: 03831W108 Ticker: APP Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adam Foroughi Management For Voted - Against 2 Elect Herald Y. Chen Management For Voted - Against 3 Elect Craig S. Billings Management For Voted - Against 4 Elect Margaret H. Georgiadis Management For Voted - Against 5 Elect Alyssa Harvey Dawson Management For Voted - For 6 Elect Edward Oberwager Management For Voted - Against 7 Elect Asha Sharma Management For Voted - For 8 Elect Eduardo Vivas Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 12 Amendment to the 2021 Partner Studio Incentive Plan Management For Voted - Against ARES MANAGEMENT CORPORATION Security ID: 03990B101 Ticker: ARES Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Michael J. Arougheti Management For Voted - For 2 Elect Antoinette C. Bush Management For Voted - Against 3 Elect Paul G. Joubert Management For Voted - For 4 Elect R. Kipp deVeer Management For Voted - For 5 Elect David B. Kaplan Management For Voted - For 6 Elect Michael Mark Lynton Management For Voted - For 7 Elect Judy Olian Management For Voted - For 8 Elect Antony P. Ressler Management For Voted - Against 9 Elect Bennett Rosenthal Management For Voted - For 10 Elect Eileen Naughton Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 92 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted ARISTA NETWORKS, INC. Security ID: 040413106 Ticker: ANET Meeting Date: 31-May-22 Meeting Type: Annual 1.1 Elect Charles H. Giancarlo Management For Voted - Withheld 1.2 Elect Daniel Scheinman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For ATLASSIAN CORPORATION PLC Security ID: G06242104 Ticker: TEAM Meeting Date: 02-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect Shona L. Brown Management For Voted - For 6 Elect Michael Cannon-Brookes Management For Voted - For 7 Elect Scott Farquhar Management For Voted - For 8 Elect Heather Mirjahangir Fernandez Management For Voted - For 9 Elect Sasan Goodarzi Management For Voted - For 10 Elect Jay Parikh Management For Voted - For 11 Elect Enrique T. Salem Management For Voted - For 12 Elect Steven J. Sordello Management For Voted - For 13 Elect Richard Wong Management For Voted - For 14 Elect Michelle Zatlyn Management For Voted - For AUTOMATIC DATA PROCESSING, INC. Security ID: 053015103 Ticker: ADP Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Peter Bisson Management For Voted - For 2 Elect Richard T. Clark Management For Voted - For 3 Elect Linnie M. Haynesworth Management For Voted - For 4 Elect John P. Jones Management For Voted - For 5 Elect Francine S. Katsoudas Management For Voted - For 6 Elect Nazzic S. Keene Management For Voted - For 7 Elect Thomas J. Lynch Management For Voted - For 8 Elect Scott F. Powers Management For Voted - For 9 Elect William J. Ready Management For Voted - For 10 Elect Carlos A. Rodriguez Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 93 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Voted - Against AUTOZONE, INC. Security ID: 053332102 Ticker: AZO Meeting Date: 15-Dec-21 Meeting Type: Annual 1 Elect Douglas H. Brooks Management For Voted - For 2 Elect Linda A. Goodspeed Management For Voted - For 3 Elect Earl G. Graves, Jr. Management For Voted - For 4 Elect Enderson Guimaraes Management For Voted - For 5 Elect D. Bryan Jordan Management For Voted - For 6 Elect Gale V. King Management For Voted - For 7 Elect George R. Mrkonic, Jr. Management For Voted - For 8 Elect William C. Rhodes, III Management For Voted - For 9 Elect Jill Ann Soltau Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For AVALONBAY COMMUNITIES, INC. Security ID: 053484101 Ticker: AVB Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Glyn F. Aeppel Management For Voted - For 2 Elect Terry S. Brown Management For Voted - For 3 Elect Alan B. Buckelew Management For Voted - For 4 Elect Ronald L. Havner, Jr. Management For Voted - For 5 Elect Stephen P. Hills Management For Voted - For 6 Elect Christopher B. Howard Management For Voted - For 7 Elect Richard J. Lieb Management For Voted - For 8 Elect Nnenna Lynch Management For Voted - For 9 Elect Timothy J. Naughton Management For Voted - For 10 Elect Benjamin W. Schall Management For Voted - For 11 Elect Susan Swanezy Management For Voted - For 12 Elect W. Edward Walter Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For BECTON, DICKINSON AND COMPANY Security ID: 075887109 Ticker: BDX Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Catherine M. Burzik Management For Voted - For 94 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Carrie L. Byington Management For Voted - For 3 Elect R. Andrew Eckert Management For Voted - For 4 Elect Claire M. Fraser Management For Voted - For 5 Elect Jeffrey W. Henderson Management For Voted - For 6 Elect Christopher Jones Management For Voted - For 7 Elect Marshall O. Larsen Management For Voted - For 8 Elect David F. Melcher Management For Voted - For 9 Elect Thomas E. Polen Management For Voted - For 10 Elect Claire Pomeroy Management For Voted - For 11 Elect Timothy M. Ring Management For Voted - For 12 Elect Bertram L. Scott Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - For BENTLEY SYSTEMS, INCORPORATED Security ID: 08265T208 Ticker: BSY Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Barry J. Bentley Management For Voted - For 2 Elect Gregory S. Bentley Management For Voted - For 3 Elect Keith A. Bentley Management For Voted - For 4 Elect Raymond B. Bentley Management For Voted - For 5 Elect Kirk B. Griswold Management For Voted - For 6 Elect Janet B. Haugen Management For Voted - Withheld 7 Elect Brian F. Hughes Management For Voted - For 8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 9 Ratification of Auditor Management For Voted - For BEST BUY CO., INC. Security ID: 086516101 Ticker: BBY Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Corie S. Barry Management For Voted - For 2 Elect Lisa M. Caputo Management For Voted - For 3 Elect J. Patrick Doyle Management For Voted - For 4 Elect David W. Kenny Management For Voted - For 5 Elect Mario J. Marte Management For Voted - For 6 Elect Karen A. McLoughlin Management For Voted - For 7 Elect Thomas L. Millner Management For Voted - For 8 Elect Claudia Fan Munce Management For Voted - For 9 Elect Richelle P. Parham Management For Voted - For 10 Elect Steven E. Rendle Management For Voted - For 11 Elect Eugene A. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 95 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted BIOMARIN PHARMACEUTICAL INC. Security ID: 09061G101 Ticker: BMRN Meeting Date: 24-May-22 Meeting Type: Annual 1.1 Elect Mark J. Alles Management For Voted - For 1.2 Elect Elizabeth McKee Anderson Management For Voted - For 1.3 Elect Jean-Jacques Bienaime Management For Voted - For 1.4 Elect Willard H. Dere Management For Voted - For 1.5 Elect Elaine J. Heron Management For Voted - For 1.6 Elect Maykin Ho Management For Voted - For 1.7 Elect Robert J. Hombach Management For Voted - For 1.8 Elect V. Bryan Lawlis Management For Voted - For 1.9 Elect Richard A. Meier Management For Voted - For 1.10 Elect David E.I. Pyott Management For Voted - For 1.11 Elect Dennis J. Slamon Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For BLACKROCK, INC. Security ID: 09247X101 Ticker: BLK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Bader M. Alsaad Management For Voted - For 2 Elect Pamela Daley Management For Voted - For 3 Elect Laurence D. Fink Management For Voted - For 4 Elect Beth E. Ford Management For Voted - For 5 Elect William E. Ford Management For Voted - For 6 Elect Fabrizio Freda Management For Voted - For 7 Elect Murry S. Gerber Management For Voted - For 8 Elect Margaret L. Johnson Management For Voted - For 9 Elect Robert S. Kapito Management For Voted - For 10 Elect Cheryl D. Mills Management For Voted - For 11 Elect Gordon M. Nixon Management For Voted - For 12 Elect Kristin C. Peck Management For Voted - For 13 Elect Charles H. Robbins Management For Voted - For 14 Elect Marco Antonio Slim Domit Management For Voted - For 15 Elect Hans E. Vestberg Management For Voted - For 16 Elect Susan L. Wagner Management For Voted - For 17 Elect Mark Wilson Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - For 20 Shareholder Proposal Regarding Adopting Asset Management Practices Shareholder Against Voted - Against 96 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted BOSTON PROPERTIES, INC. Security ID: 101121101 Ticker: BXP Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Joel I. Klein Management For Voted - For 2 Elect Kelly A. Ayotte Management For Voted - For 3 Elect Bruce W. Duncan Management For Voted - For 4 Elect Carol B. Einiger Management For Voted - For 5 Elect Diane J. Hoskins Management For Voted - For 6 Elect Mary E. Kipp Management For Voted - For 7 Elect Douglas T. Linde Management For Voted - For 8 Elect Matthew J. Lustig Management For Voted - For 9 Elect Owen D. Thomas Management For Voted - For 10 Elect David A. Twardock Management For Voted - For 11 Elect William H. Walton, III Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the Non-Employee Director Compensation Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For BROADRIDGE FINANCIAL SOLUTIONS, INC. Security ID: 11133T103 Ticker: BR Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Elect Leslie A. Brun Management For Voted - For 2 Elect Pamela L. Carter Management For Voted - For 3 Elect Richard J. Daly Management For Voted - For 4 Elect Robert N. Duelks Management For Voted - For 5 Elect Melvin L. Flowers Management For Voted - For 6 Elect Timothy C. Gokey Management For Voted - For 7 Elect Brett A. Keller Management For Voted - For 8 Elect Maura A. Markus Management For Voted - For 9 Elect Annette L. Nazareth Management For Voted - For 10 Elect Thomas J. Perna Management For Voted - For 11 Elect Amit K. Zavery Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For BROWN-FORMAN CORPORATION Security ID: 115637100 Ticker: BFA Meeting Date: 22-Jul-21 Meeting Type: Annual 1 Elect Patrick Bousquet-Chavanne Management For Voted - For 2 Elect Campbell P. Brown Management For Voted - For 3 Elect Stuart R. Brown Management For Voted - For 4 Elect John D. Cook Management For Voted - For 97 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Marshall B. Farrer Management For Voted - For 6 Elect Kathleen M. Gutmann Management For Voted - For 7 Elect Augusta Brown Holland Management For Voted - For 8 Elect Michael J. Roney Management For Voted - For 9 Elect Tracy L. Skeans Management For Voted - For 10 Elect Michael A. Todman Management For Voted - Against 11 Elect Lawson E. Whiting Management For Voted - For BURLINGTON STORES, INC. Security ID: 122017106 Ticker: BURL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect John J. Mahoney Management For Voted - For 2 Elect Laura J. Sen Management For Voted - For 3 Elect Paul J. Sullivan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For CAMPBELL SOUP COMPANY Security ID: 134429109 Ticker: CPB Meeting Date: 01-Dec-21 Meeting Type: Annual 1 Elect Fabiola R. Arredondo Management For Voted - For 2 Elect Howard M. Averill Management For Voted - For 3 Elect John P. Bilbrey Management For Voted - For 4 Elect Mark A. Clouse Management For Voted - For 5 Elect Bennett Dorrance Management For Voted - For 6 Elect Maria Teresa Hilado Management For Voted - For 7 Elect Grant H. Hill Management For Voted - For 8 Elect Sarah Hofstetter Management For Voted - For 9 Elect Marc B. Lautenbach Management For Voted - For 10 Elect Mary Alice D. Malone Management For Voted - For 11 Elect Keith R. McLoughlin Management For Voted - For 12 Elect Kurt Schmidt Management For Voted - For 13 Elect Archbold D. van Beuren Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For 17 Shareholder Proposal Regarding Virtual Shareholder Meetings Shareholder Against Voted - For 98 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted CARDINAL HEALTH, INC. Security ID: 14149Y108 Ticker: CAH Meeting Date: 05-Nov-21 Meeting Type: Annual 1 Elect Carrie S. Cox Management For Voted - For 2 Elect Bruce L. Downey Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect David C. Evans Management For Voted - For 5 Elect Patricia Hemingway Hall Management For Voted - For 6 Elect Akhil Johri Management For Voted - For 7 Elect Michael C. Kaufmann Management For Voted - For 8 Elect Gregory B. Kenny Management For Voted - For 9 Elect Nancy Killefer Management For Voted - For 10 Elect Dean A. Scarborough Management For Voted - For 11 Elect John H. Weiland Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against CARRIER GLOBAL CORPORATION Security ID: 14448C104 Ticker: CARR Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Jean-Pierre Garnier Management For Voted - For 2 Elect David L. Gitlin Management For Voted - For 3 Elect John J. Greisch Management For Voted - For 4 Elect Charles M. Holley, Jr. Management For Voted - For 5 Elect Michael M. McNamara Management For Voted - For 6 Elect Michael A. Todman Management For Voted - For 7 Elect Virginia M. Wilson Management For Voted - For 8 Elect Beth A. Wozniak Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For CATALENT, INC. Security ID: 148806102 Ticker: CTLT Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Elect Madhavan Balachandran Management For Voted - For 2 Elect Michael J. Barber Management For Voted - For 3 Elect J. Martin Carroll Management For Voted - For 4 Elect John R. Chiminski Management For Voted - For 5 Elect Rolf A. Classon Management For Voted - For 99 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Rosemary A. Crane Management For Voted - For 7 Elect John J. Greisch Management For Voted - For 8 Elect Christa Kreuzburg Management For Voted - For 9 Elect Gregory T. Lucier Management For Voted - For 10 Elect Donald E. Morel, Jr. Management For Voted - For 11 Elect Jack L. Stahl Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Permit Shareholders to Call Special Meetings Management For Voted - For 16 Adoption of Federal Forum Selection Provision Management For Voted - Against 17 Elimination of Supermajority Requirement and Other Non-Substantive and Conforming Changes Management For Voted - For CATERPILLAR INC. Security ID: 149123101 Ticker: CAT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kelly A. Ayotte Management For Voted - For 2 Elect David L. Calhoun Management For Voted - For 3 Elect Daniel M. Dickinson Management For Voted - For 4 Elect Gerald Johnson Management For Voted - For 5 Elect David W. MacLennan Management For Voted - For 6 Elect Debra L. Reed-Klages Management For Voted - For 7 Elect Edward B. Rust, Jr. Management For Voted - For 8 Elect Susan C. Schwab Management For Voted - For 9 Elect D. James Umpleby III Management For Voted - For 10 Elect Rayford Wilkins Jr. Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Mitigation of Risks in Conflict-Affected and High-Risk Areas Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CDW CORPORATION Security ID: 12514G108 Ticker: CDW Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Virginia C. Addicott Management For Voted - For 2 Elect James A. Bell Management For Voted - For 3 Elect Lynda M. Clarizio Management For Voted - For 4 Elect Paul J. Finnegan Management For Voted - For 5 Elect Anthony R. Foxx Management For Voted - For 6 Elect Christine A. Leahy Management For Voted - For 100 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Sanjay Mehrotra Management For Voted - For 8 Elect David W. Nelms Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Donna F. Zarcone Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CELANESE CORPORATION Security ID: 150870103 Ticker: CE Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect William M. Brown Management For Voted - For 3 Elect Edward G. Galante Management For Voted - For 4 Elect Rahul Ghai Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect David F. Hoffmeister Management For Voted - For 7 Elect Jay V. Ihlenfeld Management For Voted - For 8 Elect Deborah J. Kissire Management For Voted - For 9 Elect Michael Koenig Management For Voted - For 10 Elect Kim K.W. Rucker Management For Voted - For 11 Elect Lori J. Ryerkerk Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CERNER CORPORATION Security ID: 156782104 Ticker: CERN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Mitchell E. Daniels, Jr. Management For Voted - For 2 Elect Elder Granger Management For Voted - For 3 Elect John J. Greisch Management For Voted - For 4 Elect Melinda J. Mount Management For Voted - For 5 Elect George A. Riedel Management For Voted - For 6 Elect R. Halsey Wise Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Elimination of Supermajority Requirements for Certain Business Combination Transactions with Interested Stockholders Management For Voted - For 10 Elimination of Supermajority Requirements to Amend Bylaws Management For Voted - For 11 Elimination of Supermajority Requirements to Amend Certain Provisions of the Certificate Management For Voted - For 12 Elimination of Supermajority Requirements to Remove Directors Management For Voted - For 101 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendment to the 2011 Omnibus Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CHENIERE ENERGY, INC. Security ID: 16411R208 Ticker: LNG Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect G. Andrea Botta Management For Voted - For 2 Elect Jack A. Fusco Management For Voted - For 3 Elect Vicky A. Bailey Management For Voted - For 4 Elect Patricia K. Collawn Management For Voted - For 5 Elect David B. Kilpatrick Management For Voted - For 6 Elect Lorraine Mitchelmore Management For Voted - For 7 Elect Scott Peak Management For Voted - For 8 Elect Donald F. Robillard, Jr. Management For Voted - For 9 Elect Neal A. Shear Management For Voted - For 10 Elect Andrew J. Teno Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For CHEVRON CORPORATION Security ID: 166764100 Ticker: CVX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect John B. Frank Management For Voted - For 3 Elect Alice P. Gast Management For Voted - For 4 Elect Enrique Hernandez, Jr. Management For Voted - For 5 Elect Marillyn A. Hewson Management For Voted - For 6 Elect Jon M. Huntsman, Jr. Management For Voted - For 7 Elect Charles W. Moorman IV Management For Voted - For 8 Elect Dambisa F. Moyo Management For Voted - For 9 Elect Debra L. Reed-Klages Management For Voted - For 10 Elect Ronald D. Sugar Management For Voted - For 11 Elect D. James Umpleby III Management For Voted - For 12 Elect Michael K. Wirth Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis Shareholder Against Voted - For 18 Shareholder Proposal Regarding Methane Emission Disclosures Shareholder For Voted - For 19 Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments Shareholder Against Voted - Against 102 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against CHEWY, INC. Security ID: 16679L109 Ticker: CHWY Meeting Date: 14-Jul-21 Meeting Type: Annual 1.1 Elect Fahim Ahmed Management For Voted - For 1.2 Elect Michael Chang Management For Voted - For 1.3 Elect Kristine Dickson Management For Voted - For 1.4 Elect James A. Star Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For CHUBB LIMITED Security ID: H1467J104 Ticker: CB Meeting Date: 03-Nov-21 Meeting Type: Special 1 Authority to Repurchase Shares in Excess of 10% of Issued Share Capital Management For Voted - For 2 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 3 Additional or Amended Proposals Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Dividends from Reserves Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Election of Statutory Auditors Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Appointment of Special Auditor Management For Voted - For 8 Elect Evan G. Greenberg Management For Voted - For 9 Elect Michael P. Connors Management For Voted - For 10 Elect Michael G. Atieh Management For Voted - For 11 Elect Kathy Bonanno Management For Voted - For 12 Elect Sheila P. Burke Management For Voted - For 13 Elect Mary A. Cirillo Management For Voted - For 14 Elect Robert J. Hugin Management For Voted - For 15 Elect Robert W. Scully Management For Voted - For 16 Elect Theodore E. Shasta Management For Voted - For 17 Elect David H. Sidwell Management For Voted - For 18 Elect Olivier Steimer Management For Voted - For 19 Elect Luis Tellez Management For Voted - For 20 Elect Frances F. Townsend Management For Voted - For 21 Elect Evan G. Greenberg as Chair Management For Voted - For 103 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Elect Michael P. Connors Management For Voted - For 23 Elect Mary A. Cirillo Management For Voted - For 24 Elect Frances F. Townsend Management For Voted - For 25 Appointment of Independent Proxy (Switzerland) Management For Voted - For 26 Increased in Authorised Capital Management For Voted - For 27 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 28 Board Compensation Management For Voted - For 29 Executive Compensation Management For Voted - For 30 Advisory Vote on Executive Compensation Management For Voted - For 31 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - Against 32 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 33 Additional or Amended Proposals Management For Voted - Against CINTAS CORPORATION Security ID: 172908105 Ticker: CTAS Meeting Date: 26-Oct-21 Meeting Type: Annual 1 Elect Gerald S. Adolph Management For Voted - For 2 Elect John F. Barrett Management For Voted - For 3 Elect Melanie W. Barstad Management For Voted - For 4 Elect Karen L. Carnahan Management For Voted - For 5 Elect Robert E. Coletti Management For Voted - For 6 Elect Scott D. Farmer Management For Voted - For 7 Elect Joseph Scaminace Management For Voted - For 8 Elect Todd M. Schneider Management For Voted - For 9 Elect Ronald W. Tysoe Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - For 10 Elect Lisa T. Su Management For Voted - For 104 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against CLOUDFLARE, INC. Security ID: 18915M107 Ticker: NET Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Mark Anderson Management For Voted - For 1.2 Elect Mark J. Hawkins Management For Voted - For 1.3 Elect Carl Ledbetter Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Approval of Performance Equity Grant to Co-Founders Management For Voted - Against COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Security ID: 192446102 Ticker: CTSH Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Zein Abdalla Management For Voted - For 2 Elect Vinita K. Bali Management For Voted - For 3 Elect Maureen Breakiron-Evans Management For Voted - For 4 Elect Archana Deskus Management For Voted - For 5 Elect John M. Dineen Management For Voted - For 6 Elect Brian Humphries Management For Voted - For 7 Elect Leo S. Mackay, Jr. Management For Voted - For 8 Elect Michael Patsalos-Fox Management For Voted - For 9 Elect Stephen J. Rohleder Management For Voted - For 10 Elect Joseph M. Velli Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against COINBASE GLOBAL, INC. Security ID: 19260Q107 Ticker: COIN Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Frederick Ernest Ehrsam III Management For Voted - Withheld 1.2 Elect Tobias Lutke Management For Voted - For 1.3 Elect Fred Wilson Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 105 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year COMCAST CORPORATION Security ID: 20030N101 Ticker: CMCSA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kenneth J. Bacon Management For Voted - Withheld 1.2 Elect Madeline S. Bell Management For Voted - For 1.3 Elect Edward D. Breen Management For Voted - Withheld 1.4 Elect Gerald L. Hassell Management For Voted - For 1.5 Elect Jeffrey A. Honickman Management For Voted - For 1.6 Elect Maritza Gomez Montiel Management For Voted - For 1.7 Elect Asuka Nakahara Management For Voted - For 1.8 Elect David C. Novak Management For Voted - For 1.9 Elect Brian L. Roberts Management For Voted - For 2 Advisory vote on executive compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 5 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding EEO Policy Risk Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 8 Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options Shareholder Against Voted - Against CONAGRA BRANDS, INC. Security ID: 205887102 Ticker: CAG Meeting Date: 15-Sep-21 Meeting Type: Annual 1 Elect Anil Arora Management For Voted - For 2 Elect Thomas K. Brown Management For Voted - For 3 Elect Emanuel Chirico Management For Voted - For 4 Elect Sean M. Connolly Management For Voted - For 5 Elect Joie A. Gregor Management For Voted - For 6 Elect Fran Horowitz Management For Voted - For 7 Elect Rajive Johri Management For Voted - For 8 Elect Richard H. Lenny Management For Voted - For 9 Elect Melissa B. Lora Management For Voted - For 10 Elect Ruth Ann Marshall Management For Voted - For 11 Elect Craig P. Omtvedt Management For Voted - For 12 Elect Scott Ostfeld Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For 106 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted CONSTELLATION BRANDS, INC. Security ID: 21036P108 Ticker: STZ Meeting Date: 20-Jul-21 Meeting Type: Annual 1.1 Elect Christy Clark Management For Voted - For 1.2 Elect Jennifer M. Daniels Management For Voted - For 1.3 Elect Nicholas I. Fink Management For Voted - For 1.4 Elect Jerry Fowden Management For Voted - For 1.5 Elect Ernesto M. Hernandez Management For Voted - For 1.6 Elect Susan Sommersille Johnson Management For Voted - For 1.7 Elect James A. Locke III Management For Voted - Withheld 1.8 Elect Jose Manuel Madero Garza Management For Voted - For 1.9 Elect Daniel J. McCarthy Management For Voted - For 1.10 Elect William A. Newlands Management For Voted - For 1.11 Elect Richard Sands Management For Voted - For 1.12 Elect Robert Sands Management For Voted - For 1.13 Elect Judy A. Schmeling Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Policy on Board and CEO Diversity Shareholder Against Voted - For COPART, INC. Security ID: 217204106 Ticker: CPRT Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Elect Willis J. Johnson Management For Voted - For 2 Elect A. Jayson Adair Management For Voted - For 3 Elect Matt Blunt Management For Voted - For 4 Elect Steven D. Cohan Management For Voted - For 5 Elect Daniel J. Englander Management For Voted - For 6 Elect James E. Meeks Management For Voted - For 7 Elect Thomas N. Tryforos Management For Voted - For 8 Elect Diane M. Morefield Management For Voted - For 9 Elect Stephen Fisher Management For Voted - For 10 Elect Cherylyn Harley LeBon Management For Voted - For 11 Elect Carl Sparks Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For COSTAR GROUP, INC. Security ID: 22160N109 Ticker: CSGP Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Michael R. Klein Management For Voted - For 2 Elect Andrew C. Florance Management For Voted - For 107 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Laura Cox Kaplan Management For Voted - For 4 Elect Michael J. Glosserman Management For Voted - For 5 Elect John W. Hill Management For Voted - For 6 Elect Robert W. Musslewhite Management For Voted - For 7 Elect Christopher J. Nassetta Management For Voted - For 8 Elect Louise S. Sams Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For COSTCO WHOLESALE CORPORATION Security ID: 22160K105 Ticker: COST Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Susan L. Decker Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Richard A. Galanti Management For Voted - Against 4 Elect Hamilton E. James Management For Voted - For 5 Elect W. Craig Jelinek Management For Voted - For 6 Elect Sally Jewell Management For Voted - For 7 Elect Charles T. Munger Management For Voted - For 8 Elect Jeffrey S. Raikes Management For Voted - Against 9 Elect John W. Stanton Management For Voted - For 10 Elect Mary Agnes Wilderotter Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Racial Justice and Food Equity Shareholder Against Voted - Against D.R. HORTON, INC. Security ID: 23331A109 Ticker: DHI Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Donald R. Horton Management For Voted - For 2 Elect Barbara K. Allen Management For Voted - For 3 Elect Brad S. Anderson Management For Voted - For 4 Elect Michael R. Buchanan Management For Voted - For 5 Elect Benjamin S. Carson, Sr. Management For Voted - For 6 Elect Michael W. Hewatt Management For Voted - For 7 Elect Maribess L. Miller Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 108 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted DARDEN RESTAURANTS, INC. Security ID: 237194105 Ticker: DRI Meeting Date: 22-Sep-21 Meeting Type: Annual 1.1 Elect Margaret Shan Atkins Management For Voted - For 1.2 Elect James P. Fogarty Management For Voted - For 1.3 Elect Cynthia T. Jamison Management For Voted - For 1.4 Elect Eugene I. Lee, Jr. Management For Voted - For 1.5 Elect Nana Mensah Management For Voted - For 1.6 Elect William S. Simon Management For Voted - For 1.7 Elect Charles M. Sonsteby Management For Voted - For 1.8 Elect Timothy J. Wilmott Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the Employee Stock Purchase Plan Management For Voted - For 5 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age Shareholder Against Voted - Abstain DATADOG, INC. Security ID: 23804L103 Ticker: DDOG Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Titi Cole Management For Voted - For 2 Elect Matthew Jacobson Management For Voted - For 3 Elect Julie G. Richardson Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For DEERE & COMPANY Security ID: 244199105 Ticker: DE Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Leanne G. Caret Management For Voted - For 2 Elect Tamra A. Erwin Management For Voted - For 3 Elect Alan C. Heuberger Management For Voted - For 4 Elect Charles O. Holliday, Jr. Management For Voted - For 5 Elect Michael O. Johanns Management For Voted - For 6 Elect Clayton M. Jones Management For Voted - For 7 Elect John C. May Management For Voted - For 8 Elect Gregory R. Page Management For Voted - For 9 Elect Sherry M. Smith Management For Voted - For 10 Elect Dmitri L. Stockton Management For Voted - For 11 Elect Sheila G. Talton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 109 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Approval of the Non-Employee Director Stock Ownership Plan Management For Voted - For 15 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For DEVON ENERGY CORPORATION Security ID: 25179M103 Ticker: DVN Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Barbara M. Baumann Management For Voted - For 1.2 Elect John E. Bethancourt Management For Voted - For 1.3 Elect Ann G. Fox Management For Voted - For 1.4 Elect David A. Hager Management For Voted - For 1.5 Elect Kelt Kindick Management For Voted - For 1.6 Elect John Krenicki, Jr. Management For Voted - For 1.7 Elect Karl F. Kurz Management For Voted - For 1.8 Elect Robert A. Mosbacher, Jr. Management For Voted - For 1.9 Elect Richard E. Muncrief Management For Voted - For 1.10 Elect Duane C. Radtke Management For Voted - For 1.11 Elect Valerie M. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For DEXCOM, INC. Security ID: 252131107 Ticker: DXCM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Steven R. Altman Management For Voted - For 2 Elect Barbara E. Kahn Management For Voted - For 3 Elect Kyle Malady Management For Voted - For 4 Elect Jay S. Skyler Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Stock Split Management For Voted - For DIGITAL REALTY TRUST, INC. Security ID: 253868103 Ticker: DLR Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Elect Laurence A. Chapman Management For Voted - For 2 Elect Alexis Black Bjorlin Management For Voted - Against 3 Elect VeraLinn Jamieson Management For Voted - For 4 Elect Kevin J. Kennedy Management For Voted - For 5 Elect William G. LaPerch Management For Voted - For 6 Elect Jean F.H.P. Mandeville Management For Voted - For 110 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Afshin Mohebbi Management For Voted - For 8 Elect Mark R. Patterson Management For Voted - For 9 Elect Mary Hogan Preusse Management For Voted - For 10 Elect Dennis E. Singleton Management For Voted - For 11 Elect A. William Stein Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For DISCOVERY, INC. Security ID: 25470F104 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Increase in Authorized Preferred Stock Management For Voted - For 4 Repeal of Classified Board Management For Voted - For 5 Additional Bundled Amendments Management For Voted - For 6 AT&T Transaction Management For Voted - For 7 Advisory Vote on Golden Parachutes Management For Voted - Against DISCOVERY, INC. Security ID: 25470F302 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For DOCUSIGN, INC. Security ID: 256163106 Ticker: DOCU Meeting Date: 03-Jun-22 Meeting Type: Annual 1.1 Elect Teresa Briggs Management For Voted - For 1.2 Elect Blake J. Irving Management For Voted - For 1.3 Elect Daniel D. Springer Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For DOW INC. Security ID: 260557103 Ticker: DOW Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Gaurdie E. Banister, Jr. Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 111 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Richard K. Davis Management For Voted - For 5 Elect Jerri L. DeVard Management For Voted - For 6 Elect Debra L. Dial Management For Voted - For 7 Elect Jeff M. Fettig Management For Voted - For 8 Elect Jim Fitterling Management For Voted - For 9 Elect Jacqueline C. Hinman Management For Voted - For 10 Elect Luis A. Moreno Management For Voted - For 11 Elect Jill S. Wyant Management For Voted - For 12 Elect Daniel W. Yohannes Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For DUKE REALTY CORPORATION Security ID: 264411505 Ticker: DRE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect John P. Case Management For Voted - For 2 Elect James B. Connor Management For Voted - For 3 Elect Tamara D. Fischer Management For Voted - For 4 Elect Norman K. Jenkins Management For Voted - For 5 Elect Kelly T. Killingsworth Management For Voted - For 6 Elect Melanie R. Sabelhaus Management For Voted - For 7 Elect Peter M. Scott III Management For Voted - For 8 Elect David P. Stockert Management For Voted - For 9 Elect Chris T. Sultemeier Management For Voted - For 10 Elect Warren M. Thompson Management For Voted - For 11 Elect Lynn C. Thurber Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For DUPONT DE NEMOURS, INC. Security ID: 26614N102 Ticker: DD Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Amy G. Brady Management For Voted - For 2 Elect Edward D. Breen Management For Voted - For 3 Elect Ruby R. Chandy Management For Voted - For 4 Elect Terrence R. Curtin Management For Voted - For 5 Elect Alexander M. Cutler Management For Voted - For 6 Elect Eleuthere I. du Pont Management For Voted - For 7 Elect Kristina M. Johnson Management For Voted - For 8 Elect Luther C. Kissam IV Management For Voted - For 9 Elect Frederick M. Lowery Management For Voted - For 10 Elect Raymond J. Milchovich Management For Voted - For 11 Elect Deanna M. Mulligan Management For Voted - For 12 Elect Steven M. Sterin Management For Voted - For 112 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ELECTRONIC ARTS INC. Security ID: 285512109 Ticker: EA Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Elect Kofi A. Bruce Management For Voted - For 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Jeffrey T. Huber Management For Voted - For 4 Elect Talbott Roche Management For Voted - For 5 Elect Richard A. Simonson Management For Voted - For 6 Elect Luis A. Ubinas Management For Voted - For 7 Elect Heidi J. Ueberroth Management For Voted - For 8 Elect Andrew Wilson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Permit Shareholders to Act by Written Consent Management For Voted - Abstain 12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For ELI LILLY AND COMPANY Security ID: 532457108 Ticker: LLY Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Raul Alvarez Management For Voted - For 113 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Kimberly H. Johnson Management For Voted - For 3 Elect Juan R. Luciano Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Elimination of Supermajority Requirements Management For Voted - For 8 Amendment to Articles to Allow Shareholders to Amend Bylaws Management For Voted - For 9 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - Against 12 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against EMERSON ELECTRIC CO. Security ID: 291011104 Ticker: EMR Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect Joshua B. Bolten Management For Voted - For 1.2 Elect William H. Easter III Management For Voted - For 1.3 Elect Surendralal L. Karsanbhai Management For Voted - For 1.4 Elect Lori M. Lee Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For EOG RESOURCES, INC. Security ID: 26875P101 Ticker: EOG Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Janet F. Clark Management For Voted - For 2 Elect Charles R. Crisp Management For Voted - For 3 Elect Robert P. Daniels Management For Voted - For 4 Elect James C. Day Management For Voted - For 5 Elect C. Christopher Gaut Management For Voted - For 6 Elect Michael T. Kerr Management For Voted - For 7 Elect Julie J. Robertson Management For Voted - For 8 Elect Donald F. Textor Management For Voted - For 9 Elect William R. Thomas Management For Voted - For 10 Elect Ezra Y. Yacob Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 114 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted EPAM SYSTEMS, INC. Security ID: 29414B104 Ticker: EPAM Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Richard M. Mayoras Management For Voted - For 2 Elect Karl Robb Management For Voted - For 3 Elect Helen Shan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Non-Employee Directors Compensation Plan Management For Voted - For EQUINIX, INC. Security ID: 29444U700 Ticker: EQIX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Nanci E. Caldwell Management For Voted - For 2 Elect Adaire Fox-Martin Management For Voted - For 3 Elect Ron Guerrier Management For Voted - For 4 Elect Gary F. Hromadko Management For Voted - For 5 Elect Irving F. Lyons, III Management For Voted - For 6 Elect Charles Meyers Management For Voted - For 7 Elect Christopher B. Paisley Management For Voted - For 8 Elect Sandra Rivera Management For Voted - For 9 Elect Peter F. Van Camp Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EQUITY RESIDENTIAL Security ID: 29476L107 Ticker: EQR Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Angela M. Aman Management For Voted - For 1.2 Elect Raymond Bennett Management For Voted - Withheld 1.3 Elect Linda Walker Bynoe Management For Voted - For 1.4 Elect Mary Kay Haben Management For Voted - For 1.5 Elect Tahsinul Zia Huque Management For Voted - For 1.6 Elect John E. Neal Management For Voted - For 1.7 Elect David J. Neithercut Management For Voted - For 1.8 Elect Mark J. Parrell Management For Voted - For 1.9 Elect Mark S. Shapiro Management For Voted - For 1.10 Elect Stephen E. Sterrett Management For Voted - For 1.11 Elect Samuel Zell Management For Voted - For 2 Ratification of Auditor Management For Voted - For 115 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Advisory Vote on Executive Compensation Management For Voted - For ESTEE LAUDER COS., INC. Security ID: 518439104 Ticker: EL Meeting Date: 12-Nov-21 Meeting Type: Annual 1 Elect Rose Marie Bravo Management For Voted - For 2 Elect Paul J. Fribourg Management For Voted - For 3 Elect Jennifer Hyman Management For Voted - For 4 Elect Barry S. Sternlicht Management For Voted - Abstain 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against EXTRA SPACE STORAGE INC. Security ID: 30225T102 Ticker: EXR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Kenneth M. Woolley Management For Voted - For 2 Elect Joseph D. Margolis Management For Voted - For 3 Elect Roger B. Porter Management For Voted - For 4 Elect Joseph J. Bonner Management For Voted - For 5 Elect Gary L. Crittenden Management For Voted - For 6 Elect Spencer F. Kirk Management For Voted - For 7 Elect Dennis J. Letham Management For Voted - For 8 Elect Diane Olmstead Management For Voted - For 9 Elect Julia Vander Ploeg Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For EXXON MOBIL CORPORATION Security ID: 30231G102 Ticker: XOM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Michael J. Angelakis Management For Voted - For 2 Elect Susan K. Avery Management For Voted - For 3 Elect Angela F. Braly Management For Voted - For 4 Elect Ursula M. Burns Management For Voted - For 5 Elect Gregory J. Goff Management For Voted - For 6 Elect Kaisa H. Hietala Management For Voted - For 7 Elect Joseph L. Hooley Management For Voted - For 8 Elect Steven A. Kandarian Management For Voted - For 9 Elect Alexander A. Karsner Management For Voted - For 10 Elect Jeffrey W. Ubben Management For Voted - For 11 Elect Darren W. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 116 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Executive Perquisites Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Restricting Precatory Proposals Shareholder Against Voted - Against 16 Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Business Model Changes Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis Shareholder Against Voted - For 19 Shareholder Proposal Regarding Addressing Virgin Plastic Demand Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against FASTENAL COMPANY Security ID: 311900104 Ticker: FAST Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Elect Scott A. Satterlee Management For Voted - For 2 Elect Michael J. Ancius Management For Voted - For 3 Elect Stephen L. Eastman Management For Voted - For 4 Elect Daniel L. Florness Management For Voted - For 5 Elect Rita J. Heise Management For Voted - For 6 Elect Hsenghung Sam Hsu Management For Voted - For 7 Elect Daniel L. Johnson Management For Voted - For 8 Elect Nicholas J. Lundquist Management For Voted - For 9 Elect Sarah N. Nielsen Management For Voted - For 10 Elect Reyne K. Wisecup Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For FEDEX CORPORATION Security ID: 31428X106 Ticker: FDX Meeting Date: 27-Sep-21 Meeting Type: Annual 1 Elect Marvin R. Ellison Management For Voted - For 2 Elect Susan Patricia Griffith Management For Voted - For 3 Elect Kimberly A. Jabal Management For Voted - For 4 Elect Shirley Ann Jackson Management For Voted - For 5 Elect R. Brad Martin Management For Voted - For 6 Elect Joshua Cooper Ramo Management For Voted - For 7 Elect Susan C. Schwab Management For Voted - For 8 Elect Frederick W. Smith Management For Voted - For 9 Elect David P. Steiner Management For Voted - For 10 Elect Rajesh Subramaniam Management For Voted - For 11 Elect Paul S. Walsh Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 117 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For FIDELITY NATIONAL INFORMATION SERVICES, INC. Security ID: 31620M106 Ticker: FIS Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Ellen R. Alemany Management For Voted - For 2 Elect Vijay D'Silva Management For Voted - For 3 Elect Jeffrey A. Goldstein Management For Voted - For 4 Elect Lisa A. Hook Management For Voted - For 5 Elect Keith W. Hughes Management For Voted - For 6 Elect Kenneth T. Lamneck Management For Voted - For 7 Elect Gary L. Lauer Management For Voted - For 8 Elect Gary A. Norcross Management For Voted - For 9 Elect Louise M. Parent Management For Voted - For 10 Elect Brian T. Shea Management For Voted - For 11 Elect James B. Stallings, Jr. Management For Voted - For 12 Elect Jeffrey E. Stiefler Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - For FIFTH THIRD BANCORP Security ID: 316773100 Ticker: FITB Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - Against 2 Elect Evan Bayh Management For Voted - For 3 Elect Jorge L. Benitez Management For Voted - For 4 Elect Katherine B. Blackburn Management For Voted - For 5 Elect Emerson L. Brumback Management For Voted - For 6 Elect Greg D. Carmichael Management For Voted - For 7 Elect Linda W. Clement-Holmes Management For Voted - For 8 Elect C. Bryan Daniels Management For Voted - For 9 Elect Mitchell S. Feiger Management For Voted - For 10 Elect Thomas H. Harvey Management For Voted - For 11 Elect Gary R. Heminger Management For Voted - For 12 Elect Jewell D. Hoover Management For Voted - For 13 Elect Eileen A. Mallesch Management For Voted - For 118 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Michael B. McCallister Management For Voted - For 15 Elect Marsha C. Williams Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Exclusive Forum Provision Management For Voted - Against FORTIVE CORPORATION Security ID: 34959J108 Ticker: FTV Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Daniel L. Comas Management For Voted - For 2 Elect Sharmistha Dubey Management For Voted - For 3 Elect Rejji P. Hayes Management For Voted - For 4 Elect Wright L. Lassiter III Management For Voted - For 5 Elect James A. Lico Management For Voted - For 6 Elect Kate D. Mitchell Management For Voted - For 7 Elect Jeannine P. Sargent Management For Voted - For 8 Elect Alan G. Spoon Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Elimination of Supermajority Requirement Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against FOX CORPORATION Security ID: 35137L204 Ticker: FOX Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect K. Rupert Murdoch Management For Voted - For 2 Elect Lachlan K. Murdoch Management For Voted - For 3 Elect William A. Burck Management For Voted - For 4 Elect Chase Carey Management For Voted - For 5 Elect Anne Dias Management For Voted - For 6 Elect Roland A. Hernandez Management For Voted - For 7 Elect Jacques Nasser Management For Voted - For 8 Elect Paul D. Ryan Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 12 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against FRANKLIN RESOURCES, INC. Security ID: 354613101 Ticker: BEN Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Mariann Byerwalter Management For Voted - For 119 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Alexander S. Friedman Management For Voted - For 3 Elect Gregory E. Johnson Management For Voted - For 4 Elect Jennifer M. Johnson Management For Voted - For 5 Elect Rupert H. Johnson, Jr. Management For Voted - For 6 Elect John Y. Kim Management For Voted - For 7 Elect Karen M. King Management For Voted - For 8 Elect Anthony J. Noto Management For Voted - For 9 Elect John W. Thiel Management For Voted - For 10 Elect Seth H. Waugh Management For Voted - For 11 Elect Geoffrey Y. Yang Management For Voted - For 12 Ratification of Auditor Management For Voted - For FREEPORT-MCMORAN INC. Security ID: 35671D857 Ticker: FCX Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect David P. Abney Management For Voted - For 2 Elect Richard C. Adkerson Management For Voted - For 3 Elect Marcela E. Donadio Management For Voted - For 4 Elect Robert W. Dudley Management For Voted - For 5 Elect Hugh Grant Management For Voted - For 6 Elect Lydia H. Kennard Management For Voted - For 7 Elect Ryan M. Lance Management For Voted - For 8 Elect Sara Grootwassink Lewis Management For Voted - For 9 Elect Dustan E. McCoy Management For Voted - For 10 Elect John J. Stephens Management For Voted - For 11 Elect Frances F. Townsend Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For GARTNER, INC. Security ID: 366651107 Ticker: IT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Peter E. Bisson Management For Voted - For 2 Elect Richard J. Bressler Management For Voted - For 3 Elect Raul E. Cesan Management For Voted - For 4 Elect Karen E. Dykstra Management For Voted - For 5 Elect Diana S. Ferguson Management For Voted - For 6 Elect Anne Sutherland Fuchs Management For Voted - For 7 Elect William O. Grabe Management For Voted - For 8 Elect Eugene A. Hall Management For Voted - For 9 Elect Stephen G. Pagliuca Management For Voted - For 10 Elect Eileen M. Serra Management For Voted - For 11 Elect James C. Smith Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 120 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted GENERAL MILLS, INC. Security ID: 370334104 Ticker: GIS Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Elect R. Kerry Clark Management For Voted - For 2 Elect David M. Cordani Management For Voted - For 3 Elect Jeffrey L. Harmening Management For Voted - For 4 Elect Maria G. Henry Management For Voted - For 5 Elect Jo Ann Jenkins Management For Voted - For 6 Elect Elizabeth C. Lempres Management For Voted - For 7 Elect Diane L. Neal Management For Voted - For 8 Elect Stephen A. Odland Management For Voted - For 9 Elect Maria A. Sastre Management For Voted - For 10 Elect Eric D. Sprunk Management For Voted - For 11 Elect Jorge A. Uribe Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Elimination of Supermajority Requirement Management For Voted - For GENUINE PARTS COMPANY Security ID: 372460105 Ticker: GPC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Elizabeth W. Camp Management For Voted - For 2 Elect Richard Cox, Jr. Management For Voted - For 3 Elect Paul D. Donahue Management For Voted - For 4 Elect Gary P. Fayard Management For Voted - For 5 Elect P. Russell Hardin Management For Voted - For 6 Elect John R. Holder Management For Voted - For 7 Elect Donna W. Hyland Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Jean-Jacques Lafont Management For Voted - For 10 Elect Robert C. Loudermilk, Jr. Management For Voted - For 11 Elect Wendy B. Needham Management For Voted - For 12 Elect Juliette W. Pryor Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For HEICO CORPORATION Security ID: 422806208 Ticker: HEI Meeting Date: 18-Mar-22 Meeting Type: Annual 1.1 Elect Thomas M. Culligan Management For Voted - For 1.2 Elect Adolfo Henriques Management For Voted - For 121 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Mark H. Hildebrandt Management For Voted - Withheld 1.4 Elect Eric A. Mendelson Management For Voted - For 1.5 Elect Laurans A. Mendelson Management For Voted - For 1.6 Elect Victor H. Mendelson Management For Voted - For 1.7 Elect Julie Neitzel Management For Voted - For 1.8 Elect Alan Schriesheim Management For Voted - For 1.9 Elect Frank J. Schwitter Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For HESS CORPORATION Security ID: 42809H107 Ticker: HES Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Terrence J. Checki Management For Voted - For 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Lisa Glatch Management For Voted - For 4 Elect John B. Hess Management For Voted - For 5 Elect Edith E. Holiday Management For Voted - For 6 Elect Marc S. Lipschultz Management For Voted - For 7 Elect Raymond J. McGuire Management For Voted - For 8 Elect David McManus Management For Voted - For 9 Elect Kevin O. Meyers Management For Voted - For 10 Elect Karyn F. Ovelmen Management For Voted - For 11 Elect James H. Quigley Management For Voted - For 12 Elect William G. Schrader Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For HILTON WORLDWIDE HOLDINGS INC. Security ID: 43300A203 Ticker: HLT Meeting Date: 20-May-22 Meeting Type: Annual 1 Elect Christopher J. Nassetta Management For Voted - For 2 Elect Jonathan D. Gray Management For Voted - For 3 Elect Charlene T. Begley Management For Voted - For 4 Elect Chris Carr Management For Voted - For 5 Elect Melanie L. Healey Management For Voted - For 6 Elect Raymond E. Mabus, Jr. Management For Voted - For 7 Elect Judith A. McHale Management For Voted - For 8 Elect Elizabeth A. Smith Management For Voted - For 9 Elect Douglas M. Steenland Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 122 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted HOLOGIC, INC. Security ID: 436440101 Ticker: HOLX Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Stephen P. MacMillan Management For Voted - For 2 Elect Sally W. Crawford Management For Voted - For 3 Elect Charles J. Dockendorff Management For Voted - For 4 Elect Scott T. Garrett Management For Voted - For 5 Elect Ludwig N. Hantson Management For Voted - For 6 Elect Namal Nawana Management For Voted - For 7 Elect Christina Stamoulis Management For Voted - For 8 Elect Amy M. Wendell Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY Security ID: G46188101 Ticker: HZNP Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Michael Grey Management For Voted - Against 2 Elect Jeff Himawan Management For Voted - For 3 Elect Susan Mahony Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Authority to Repurchase Overseas Market Shares Management For Voted - For 7 Amendment to the 2020 Equity Incentive Plan Management For Voted - For HORMEL FOODS CORPORATION Security ID: 440452100 Ticker: HRL Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Prama Bhatt Management For Voted - For 2 Elect Gary C. Bhojwani Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Stephen M. Lacy Management For Voted - For 5 Elect Elsa A. Murano Management For Voted - For 6 Elect Susan K. Nestegard Management For Voted - For 7 Elect William A. Newlands Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect Jose Luis Prado Management For Voted - For 10 Elect Sally J. Smith Management For Voted - For 11 Elect James P. Snee Management For Voted - For 12 Elect Steven A. White Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 123 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market Shareholder Against Voted - Against HP INC. Security ID: 40434L105 Ticker: HPQ Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Aida M. Alvarez Management For Voted - For 2 Elect Shumeet Banerji Management For Voted - For 3 Elect Robert R. Bennett Management For Voted - For 4 Elect Charles V. Bergh Management For Voted - For 5 Elect Bruce Broussard Management For Voted - For 6 Elect Stacy Brown-Philpot Management For Voted - For 7 Elect Stephanie A. Burns Management For Voted - For 8 Elect Mary Anne Citrino Management For Voted - For 9 Elect Richard Clemmer Management For Voted - For 10 Elect Enrique Lores Management For Voted - For 11 Elect Judith Miscik Management For Voted - For 12 Elect Kim K.W. Rucker Management For Voted - For 13 Elect Subra Suresh Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against HUBSPOT, INC. Security ID: 443573100 Ticker: HUBS Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Lorrie M. Norrington Management For Voted - For 2 Elect Avanish Sahai Management For Voted - For 3 Elect Dharmesh Shah Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For HUNTINGTON BANCSHARES INCORPORATED Security ID: 446150104 Ticker: HBAN Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Lizabeth A. Ardisana Management For Voted - For 2 Elect Alanna Y. Cotton Management For Voted - For 3 Elect Ann B. Crane Management For Voted - For 4 Elect Robert S. Cubbin Management For Voted - For 5 Elect Gina D. France Management For Voted - For 124 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect J. Michael Hochschwender Management For Voted - For 7 Elect Richard H. King Management For Voted - For 8 Elect Katherine M.A. Kline Management For Voted - For 9 Elect Richard W. Neu Management For Voted - For 10 Elect Kenneth J. Phelan Management For Voted - For 11 Elect David L. Porteous Management For Voted - For 12 Elect Roger J. Sit Management For Voted - For 13 Elect Stephen D. Steinour Management For Voted - For 14 Elect Jeffrey L. Tate Management For Voted - For 15 Elect Gary Torgow Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Ratification of Auditor Management For Voted - For ILLUMINA, INC. Security ID: 452327109 Ticker: ILMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Frances Arnold Management For Voted - For 2 Elect Francis A. deSouza Management For Voted - For 3 Elect Caroline D. Dorsa Management For Voted - For 4 Elect Robert S. Epstein Management For Voted - Against 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Gary S. Guthart Management For Voted - For 7 Elect Philip W. Schiller Management For Voted - For 8 Elect Susan E. Siegel Management For Voted - For 9 Elect John W. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain INSULET CORPORATION Security ID: 45784P101 Ticker: PODD Meeting Date: 24-May-22 Meeting Type: Annual 1.1 Elect James R. Hollingshead Management For Voted - For 1.2 Elect Jessica Hopfield Management For Voted - For 1.3 Elect Elizabeth H. Weatherman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 125 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For INTUITIVE SURGICAL, INC. Security ID: 46120E602 Ticker: ISRG Meeting Date: 20-Sep-21 Meeting Type: Special 1 Increase in Authorized Common Stock Management For Voted - For IQVIA HOLDINGS INC. Security ID: 46266C105 Ticker: IQV Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect John P. Connaughton Management For Voted - For 1.2 Elect John G. Danhakl Management For Voted - For 1.3 Elect James A. Fasano Management For Voted - For 1.4 Elect Leslie Wims Morris Management For Voted - For 2 Repeal of Classified Board Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against Voted - For 5 Ratification of Auditor Management For Voted - For 126 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted JACOBS ENGINEERING GROUP INC. Security ID: 469814107 Ticker: J Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Steven J. Demetriou Management For Voted - For 2 Elect Chris M.T. Thompson Management For Voted - For 3 Elect Priya Abani Management For Voted - For 4 Elect Vincent K. Brooks Management For Voted - For 5 Elect Ralph E. Eberhart Management For Voted - For 6 Elect Manuel J. Fernandez Management For Voted - For 7 Elect Georgette D. Kiser Management For Voted - For 8 Elect Barbara L. Loughran Management For Voted - For 9 Elect Robert A. McNamara Management For Voted - For 10 Elect Peter J. Robertson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For JOHNSON CONTROLS INTERNATIONAL PLC Security ID: G51502105 Ticker: JCI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect Pierre E. Cohade Management For Voted - For 3 Elect Michael E. Daniels Management For Voted - For 4 Elect W. Roy Dunbar Management For Voted - For 5 Elect Gretchen R. Haggerty Management For Voted - For 6 Elect Simone Menne Management For Voted - For 7 Elect George R. Oliver Management For Voted - For 8 Elect Carl Jurgen Tinggren Management For Voted - For 9 Elect Mark P. Vergnano Management For Voted - For 10 Elect R. David Yost Management For Voted - For 11 Elect John D. Young Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Authorize Price Range at which the Company Can Re-Allot Treasury Shares Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For KANSAS CITY SOUTHERN Security ID: 485170302 Ticker: KSU Meeting Date: 10-Dec-21 Meeting Type: Special 1 Merger with Canadian Pacific Management For Voted - For 127 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For KEYSIGHT TECHNOLOGIES, INC. Security ID: 49338L103 Ticker: KEYS Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Elect James G. Cullen Management For Voted - For 2 Elect Michelle J. Holthaus Management For Voted - For 3 Elect Jean M. Nye Management For Voted - For 4 Elect Joanne B. Olsen Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For KLA CORPORATION Security ID: 482480100 Ticker: KLAC Meeting Date: 03-Nov-21 Meeting Type: Annual 1 Elect Edward W. Barnholt Management For Voted - For 2 Elect Robert M. Calderoni Management For Voted - For 3 Elect Jeneanne Hanley Management For Voted - For 4 Elect Emiko Higashi Management For Voted - For 5 Elect Kevin J. Kennedy Management For Voted - For 6 Elect Gary B. Moore Management For Voted - For 7 Elect Marie E. Myers Management For Voted - For 8 Elect Kiran M. Patel Management For Voted - For 9 Elect Victor Peng Management For Voted - For 10 Elect Robert A. Rango Management For Voted - For 11 Elect Richard P. Wallace Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For LAM RESEARCH CORPORATION Security ID: 512807108 Ticker: LRCX Meeting Date: 08-Nov-21 Meeting Type: Annual 1.1 Elect Sohail U. Ahmed Management For Voted - For 1.2 Elect Timothy M. Archer Management For Voted - For 1.3 Elect Eric K. Brandt Management For Voted - For 1.4 Elect Michael R. Cannon Management For Voted - For 1.5 Elect Catherine P. Lego Management For Voted - For 1.6 Elect Bethany J. Mayer Management For Voted - For 1.7 Elect Abhijit Y. Talwalkar Management For Voted - For 1.8 Elect Rick Lih-Shyng TSAI Management For Voted - For 1.9 Elect Leslie F. Varon Management For Voted - For 128 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For LENNAR CORPORATION Security ID: 526057302 Ticker: LEN Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard Beckwitt Management For Voted - For 3 Elect Steven L. Gerard Management For Voted - Against 4 Elect Theron I. Gilliam Management For Voted - Against 5 Elect Sherrill W. Hudson Management For Voted - Against 6 Elect Jonathan M. Jaffe Management For Voted - For 7 Elect Sidney Lapidus Management For Voted - For 8 Elect Teri P. McClure Management For Voted - Against 9 Elect Stuart A. Miller Management For Voted - For 10 Elect Armando J. Olivera Management For Voted - Against 11 Elect Jeffrey Sonnenfeld Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2016 Equity Incentive Plan Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For LINDE PLC Security ID: G5494J103 Ticker: LIN Meeting Date: 26-Jul-21 Meeting Type: Annual 1 Elect Wolfgang Reitzle Management For Voted - For 2 Elect Stephen F. Angel Management For Voted - For 3 Elect Ann-Kristin Achleitner Management For Voted - For 4 Elect Clemens A.H. Borsig Management For Voted - For 5 Elect Nance K. Dicciani Management For Voted - For 6 Elect Thomas Enders Management For Voted - For 7 Elect Franz Fehrenbach Management For Voted - For 8 Elect Edward G. Galante Management For Voted - For 9 Elect Larry D. McVay Management For Voted - For 10 Elect Victoria Ossadnik Management For Voted - For 11 Elect Martin H. Richenhagen Management For Voted - For 12 Elect Robert L. Wood Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Remuneration Policy Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Approval of the 2021 Long Term Incentive Plan Management For Voted - For 129 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Determination of Price Range for Re-allotment of Treasury Shares Management For Voted - For LUCID GROUP, INC. Security ID: 549498103 Ticker: LCID Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Turqi Alnowaiser Management For Voted - For 1.2 Elect Glenn R. August Management For Voted - For 1.3 Elect Nancy Gioia Management For Voted - For 1.4 Elect Frank Lindenberg Management For Voted - For 1.5 Elect Andrew N. Liveris Management For Voted - Withheld 1.6 Elect Nichelle Maynard-Elliott Management For Voted - For 1.7 Elect Tony Posawatz Management For Voted - For 1.8 Elect Peter Rawlinson Management For Voted - For 1.9 Elect Janet S. Wong Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 5 Amendment to the 2021 Stock Incentive Plan Management For Voted - Against LULULEMON ATHLETICA INC. Security ID: 550021109 Ticker: LULU Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kathryn Henry Management For Voted - For 2 Elect Jon McNeill Management For Voted - For 3 Elect Alison Loehnis Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Shareholder Proposal Regarding Policy on Down Products Shareholder Against Voted - Against M&T BANK CORPORATION Security ID: 55261F104 Ticker: MTB Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Robert T. Brady Management For Voted - For 3 Elect Calvin G. Butler, Jr. Management For Voted - For 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger, Jr. Management For Voted - For 6 Elect T. Jefferson Cunningham, III Management For Voted - For 7 Elect Gary N. Geisel Management For Voted - For 8 Elect Leslie V. Godridge Management For Voted - For 9 Elect Rene F. Jones Management For Voted - For 130 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Richard H. Ledgett, Jr. Management For Voted - For 11 Elect Melinda R. Rich Management For Voted - For 12 Elect Robert E. Sadler, Jr. Management For Voted - For 13 Elect Denis J. Salamone Management For Voted - For 14 Elect John R. Scannell Management For Voted - Against 15 Elect Rudina Seseri Management For Voted - For 16 Elect Kirk W. Walters Management For Voted - For 17 Elect Herbert L. Washington Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - For MARKETAXESS HOLDINGS INC. Security ID: 57060D108 Ticker: MKTX Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Richard M. McVey Management For Voted - For 2 Elect Nancy A. Altobello Management For Voted - For 3 Elect Steven Begleiter Management For Voted - For 4 Elect Stephen P. Casper Management For Voted - For 5 Elect Jane P. Chwick Management For Voted - For 6 Elect Christopher R. Concannon Management For Voted - For 7 Elect William F. Cruger, Jr. Management For Voted - For 8 Elect Kourtney Gibson Management For Voted - For 9 Elect Justin G. Gmelich Management For Voted - For 10 Elect Richard G. Ketchum Management For Voted - For 11 Elect Xiaojia Charles Li Management For Voted - For 12 Elect Emily H. Portney Management For Voted - For 13 Elect Richard L. Prager Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For MARVELL TECHNOLOGY GROUP, INC. Security ID: 573874104 Ticker: MRVL Meeting Date: 16-Jul-21 Meeting Type: Annual 1 Elect William Tudor Brown Management For Voted - For 2 Elect Brad W. Buss Management For Voted - For 3 Elect Edward H. Frank Management For Voted - For 4 Elect Richard S. Hill Management For Voted - For 5 Elect Marachel L. Knight Management For Voted - For 6 Elect Bethany J. Mayer Management For Voted - For 7 Elect Matthew J. Murphy Management For Voted - For 8 Elect Michael G. Strachan Management For Voted - For 9 Elect Robert E. Switz Management For Voted - For 10 Elect Ford Tamer Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 131 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Appointment of Auditor Management For Voted - For MASIMO CORPORATION Security ID: 574795100 Ticker: MASI Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Adam Mikkelson Management For Voted - For 2 Elect Craig Reynolds Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against MATCH GROUP, INC. Security ID: 57667L107 Ticker: MTCH Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Stephen Bailey Management For Voted - For 2 Elect Melissa Brenner Management For Voted - For 3 Elect Alan G. Spoon Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - For MCCORMICK & COMPANY, INCORPORATED Security ID: 579780206 Ticker: MKC Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Other Management N/A Take No Action MCDONALD'S CORPORATION Security ID: 580135101 Ticker: MCD Meeting Date: 26-May-22 Meeting Type: Special 1.1 Elect Leslie Samuelrich Shareholder N/A Take No Action 1.2 Elect Maisie Lucia Ganzler Shareholder N/A Take No Action 1.3 Elect Management Nominee Lloyd H. Dean Shareholder N/A Take No Action 1.4 Elect Management Nominee Robert A. Eckert Shareholder N/A Take No Action 1.5 Elect Management Nominee Catherine Engelbert Shareholder N/A Take No Action 1.6 Elect Management Nominee Maragret H. Georgiadis Shareholder N/A Take No Action 1.7 Elect Management Nominee Enrique Hernandez, Jr. Shareholder N/A Take No Action 1.8 Elect Management Nominee Christopher Kempczinski Shareholder N/A Take No Action 1.9 Elect Management Nominee John Mulligan Shareholder N/A Take No Action 1.10 Elect Management Nominee John W. Rogers, Jr. Shareholder N/A Take No Action 1.11 Elect Management Nominee Paul S. Walsh Shareholder N/A Take No Action 1.12 Elect Management Nominee Miles D. White Shareholder N/A Take No Action 132 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder N/A Take No Action 5 Shareholder Proposal Regarding Report on Plastics Shareholder N/A Take No Action 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder N/A Take No Action 7 Shareholder Proposal Regarding Gestation Crates Shareholder N/A Take No Action 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder N/A Take No Action 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder N/A Take No Action 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder N/A Take No Action 1.1 Elect Lloyd H. Dean Management For Voted - For 1.2 Elect Robert A. Eckert Management For Voted - For 1.3 Elect Catherine Engelbert Management For Voted - For 1.4 Elect Margaret H. Georgiadis Management For Voted - For 1.5 Elect Enrique Hernandez, Jr. Management For Voted - For 1.6 Elect Christopher Kempczinski Management For Voted - For 1.7 Elect Richard H. Lenny Management For Voted - For 1.8 Elect John Mulligan Management For Voted - For 1.9 Elect Sheila A. Penrose Management For Voted - For 1.10 Elect John W. Rogers, Jr. Management For Voted - For 1.11 Elect Paul S. Walsh Management For Voted - For 1.12 Elect Miles D. White Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Gestation Crates Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against MCKESSON CORPORATION Security ID: 58155Q103 Ticker: MCK Meeting Date: 23-Jul-21 Meeting Type: Annual 1 Elect Dominic J. Caruso Management For Voted - For 2 Elect Donald R. Knauss Management For Voted - For 3 Elect Bradley E. Lerman Management For Voted - For 4 Elect Linda P. Mantia Management For Voted - For 5 Elect Maria Martinez Management For Voted - For 6 Elect Edward A. Mueller Management For Voted - For 133 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Susan R. Salka Management For Voted - For 8 Elect Brian S. Tyler Management For Voted - For 9 Elect Kenneth E. Washington Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - Against MEDTRONIC PLC Security ID: G5960L103 Ticker: MDT Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Richard H. Anderson Management For Voted - For 2 Elect Craig Arnold Management For Voted - For 3 Elect Scott C. Donnelly Management For Voted - For 4 Elect Andrea J. Goldsmith Management For Voted - For 5 Elect Randall J. Hogan, III Management For Voted - For 6 Elect Kevin E. Lofton Management For Voted - For 7 Elect Geoffrey Straub Martha Management For Voted - For 8 Elect Elizabeth G. Nabel Management For Voted - For 9 Elect Denise M. O'Leary Management For Voted - For 10 Elect Kendall J. Powell Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 2021 Long Term Incentive Plan Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For MERCADOLIBRE, INC. Security ID: 58733R102 Ticker: MELI Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Richard Sanders Management For Voted - For 1.2 Elect Emiliano Calemzuk Management For Voted - For 1.3 Elect Marcos Galperin Management For Voted - For 1.4 Elect Andrea M. Petroni Merhy Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For MERCK & CO., INC. Security ID: 58933Y105 Ticker: MRK Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Douglas M. Baker, Jr. Management For Voted - For 134 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Mary Ellen Coe Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 4 Elect Robert M. Davis Management For Voted - For 5 Elect Kenneth C. Frazier Management For Voted - For 6 Elect Thomas H. Glocer Management For Voted - For 7 Elect Risa Lavizzo-Mourey Management For Voted - For 8 Elect Stephen L. Mayo Management For Voted - For 9 Elect Paul B. Rothman Management For Voted - For 10 Elect Patricia F. Russo Management For Voted - For 11 Elect Christine E. Seidman Management For Voted - For 12 Elect Inge G. Thulin Management For Voted - For 13 Elect Kathy J. Warden Management For Voted - For 14 Elect Peter C. Wendell Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 135 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against MICROCHIP TECHNOLOGY INCORPORATED Security ID: 595017104 Ticker: MCHP Meeting Date: 24-Aug-21 Meeting Type: Annual 1 Elect Matthew W. Chapman Management For Voted - For 2 Elect Esther L. Johnson Management For Voted - Against 3 Elect Karlton D. Johnson Management For Voted - For 4 Elect Wade F. Meyercord Management For Voted - For 5 Elect Ganesh Moorthy Management For Voted - For 6 Elect Karen M. Rapp Management For Voted - For 7 Elect Steve Sanghi Management For Voted - For 8 Increase in Authorized Common Stock Management For Voted - For 9 Amendment to the 2004 Equity Incentive Plan Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For MICRON TECHNOLOGY, INC. Security ID: 595112103 Ticker: MU Meeting Date: 13-Jan-22 Meeting Type: Annual 1 Elect Richard M. Beyer Management For Voted - For 2 Elect Lynn A. Dugle Management For Voted - For 3 Elect Steven J. Gomo Management For Voted - For 4 Elect Linnie M. Haynesworth Management For Voted - For 5 Elect Mary Pat McCarthy Management For Voted - For 6 Elect Sanjay Mehrotra Management For Voted - For 7 Elect Robert E. Switz Management For Voted - For 8 Elect MaryAnn Wright Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 136 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - Against MORGAN STANLEY Security ID: 617446448 Ticker: MS Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Alistair Darling Management For Voted - For 2 Elect Thomas H. Glocer Management For Voted - For 3 Elect James P. Gorman Management For Voted - For 4 Elect Robert H. Herz Management For Voted - For 5 Elect Erika H. James Management For Voted - For 6 Elect Hironori Kamezawa Management For Voted - For 7 Elect Shelley B. Leibowitz Management For Voted - For 8 Elect Stephen J. Luczo Management For Voted - For 9 Elect Judith Miscik Management For Voted - For 10 Elect Masato Miyachi Management For Voted - For 11 Elect Dennis M. Nally Management For Voted - For 12 Elect Mary L. Schapiro Management For Voted - For 13 Elect Perry M. Traquina Management For Voted - For 14 Elect Rayford Wilkins Jr. Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - Against 137 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted NETAPP, INC. Security ID: 64110D104 Ticker: NTAP Meeting Date: 10-Sep-21 Meeting Type: Annual 1 Elect T. Michael Nevens Management For Voted - For 2 Elect Deepak Ahuja Management For Voted - For 3 Elect Gerald D. Held Management For Voted - For 4 Elect Kathryn M. Hill Management For Voted - For 5 Elect Deborah L. Kerr Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Carrie Palin Management For Voted - For 8 Elect Scott F. Schenkel Management For Voted - For 9 Elect George T. Shaheen Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Approval of the 2021 Equity Incentive Plan Management For Voted - For 13 Amendment to the Employee Stock Purchase Plan Management For Voted - For 14 Permit Shareholders to Act by Written Consent Management For Voted - Abstain 15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - For 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For NEWMONT CORPORATION Security ID: 651639106 Ticker: NEM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Patrick G. Awuah, Jr. Management For Voted - For 2 Elect Gregory H. Boyce Management For Voted - For 3 Elect Bruce R. Brook Management For Voted - For 4 Elect Maura J. Clark Management For Voted - For 5 Elect Emma FitzGerald Management For Voted - For 138 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Mary A. Laschinger Management For Voted - For 7 Elect Jose Manuel Madero Management For Voted - For 8 Elect Rene Medori Management For Voted - For 9 Elect Jane Nelson Management For Voted - For 10 Elect Thomas Palmer Management For Voted - For 11 Elect Julio M. Quintana Management For Voted - For 12 Elect Susan N. Story Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NEXTERA ENERGY, INC. Security ID: 65339F101 Ticker: NEE Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2 Elect James L. Camaren Management For Voted - For 3 Elect Kenneth B. Dunn Management For Voted - For 4 Elect Naren K. Gursahaney Management For Voted - For 5 Elect Kirk S. Hachigian Management For Voted - For 6 Elect John W. Ketchum Management For Voted - For 7 Elect Amy B. Lane Management For Voted - For 8 Elect David L. Porges Management For Voted - For 9 Elect James L. Robo Management For Voted - For 10 Elect Rudy E. Schupp Management For Voted - For 11 Elect John L. Skolds Management For Voted - For 12 Elect John Arthur Stall Management For Voted - For 13 Elect Darryl L. Wilson Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix Shareholder Against Voted - For 17 Shareholder Proposal Regarding Employee Diversity Data Reporting Shareholder Against Voted - For NIKE, INC. Security ID: 654106103 Ticker: NKE Meeting Date: 06-Oct-21 Meeting Type: Annual 1 Elect Alan B. Graf, Jr. Management For Voted - For 2 Elect Peter B. Henry Management For Voted - For 3 Elect Michelle A. Peluso Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - Against 139 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - For 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - For 10 Elect Mark L. Perry Management For Voted - For 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For ON SEMICONDUCTOR CORPORATION Security ID: 682189105 Ticker: ON Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Atsushi Abe Management For Voted - For 2 Elect Alan Campbell Management For Voted - For 3 Elect Susan K. Carter Management For Voted - For 4 Elect Thomas L. Deitrich Management For Voted - For 5 Elect Gilles Delfassy Management For Voted - For 6 Elect Hassane S. El-Khoury Management For Voted - For 7 Elect Bruce E. Kiddoo Management For Voted - For 8 Elect Paul A. Mascarenas Management For Voted - For 9 Elect Gregory L. Waters Management For Voted - For 10 Elect Christine Y. Yan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 140 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted ONEOK, INC. Security ID: 682680103 Ticker: OKE Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Brian L. Derksen Management For Voted - For 2 Elect Julie H. Edwards Management For Voted - For 3 Elect John W. Gibson Management For Voted - Abstain 4 Elect Mark W. Helderman Management For Voted - For 5 Elect Randall J. Larson Management For Voted - For 6 Elect Steven J. Malcolm Management For Voted - For 7 Elect Jim W. Mogg Management For Voted - For 8 Elect Pattye L. Moore Management For Voted - For 9 Elect Pierce H. Norton II Management For Voted - For 10 Elect Eduardo A. Rodriguez Management For Voted - For 11 Elect Gerald B. Smith Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For ORACLE CORPORATION Security ID: 68389X105 Ticker: ORCL Meeting Date: 10-Nov-21 Meeting Type: Annual 1.1 Elect Jeffrey S. Berg Management For Voted - For 1.2 Elect Michael J. Boskin Management For Voted - For 1.3 Elect Safra A. Catz Management For Voted - Withheld 1.4 Elect Bruce R. Chizen Management For Voted - For 1.5 Elect George H. Conrades Management For Voted - Withheld 1.6 Elect Lawrence J. Ellison Management For Voted - For 1.7 Elect Rona Fairhead Management For Voted - For 1.8 Elect Jeffrey O. Henley Management For Voted - For 1.9 Elect Renee J. James Management For Voted - For 1.10 Elect Charles W. Moorman IV Management For Voted - Withheld 1.11 Elect Leon E. Panetta Management For Voted - Withheld 1.12 Elect William G. Parrett Management For Voted - For 1.13 Elect Naomi O. Seligman Management For Voted - Withheld 1.14 Elect Vishal Sikka Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Amendment to the 2020 Equity Incentive Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - For 7 Shareholder Proposal Regarding Requiring and Posting Disclosures from Outside Organizations Shareholder Against Voted - Against 141 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted PALANTIR TECHNOLOGIES INC. Security ID: 69608A108 Ticker: PLTR Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Alexander C. Karp Management For Voted - For 1.2 Elect Stephen Cohen Management For Voted - For 1.3 Elect Peter A. Thiel Management For Voted - For 1.4 Elect Alexander Moore Management For Voted - Withheld 1.5 Elect Alexandra Schiff Management For Voted - Withheld 1.6 Elect Lauren Friedman Stat Management For Voted - For 1.7 Elect Eric Woersching Management For Voted - For 2 Ratification of Auditor Management For Voted - For PALO ALTO NETWORKS, INC. Security ID: 697435105 Ticker: PANW Meeting Date: 14-Dec-21 Meeting Type: Annual 1 Elect John Donovan Management For Voted - Abstain 2 Elect John Key Management For Voted - Abstain 3 Elect Mary Pat McCarthy Management For Voted - For 4 Elect Nir Zuk Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Approval of the 2021 Equity Incentive Plan Management For Voted - For PARAMOUNT GLOBAL Security ID: 92556H107 Ticker: PARA Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Robert M. Bakish Management For Voted - For 2 Elect Candace K. Beinecke Management For Voted - For 3 Elect Barbara M. Byrne Management For Voted - For 4 Elect Linda M. Griego Management For Voted - For 5 Elect Robert N. Klieger Management For Voted - For 6 Elect Judith A. McHale Management For Voted - For 7 Elect Ronald L. Nelson Management For Voted - For 8 Elect Charles E. Phillips, Jr. Management For Voted - For 9 Elect Shari Redstone Management For Voted - For 10 Elect Susan Schuman Management For Voted - For 11 Elect Nicole Seligman Management For Voted - Against 12 Elect Frederick O. Terrell Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 142 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted PARKER-HANNIFIN CORPORATION Security ID: 701094104 Ticker: PH Meeting Date: 27-Oct-21 Meeting Type: Annual 1 Elect Lee C. Banks Management For Voted - For 2 Elect Jillian C. Evanko Management For Voted - For 3 Elect Lance M. Fritz Management For Voted - For 4 Elect Linda A. Harty Management For Voted - For 5 Elect William F. Lacey Management For Voted - For 6 Elect Kevin A. Lobo Management For Voted - For 7 Elect Joseph Scaminace Management For Voted - For 8 Elect Ake Svensson Management For Voted - For 9 Elect Laura K. Thompson Management For Voted - For 10 Elect James R. Verrier Management For Voted - For 11 Elect James L. Wainscott Management For Voted - For 12 Elect Thomas L. Williams Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For PAYCHEX, INC. Security ID: 704326107 Ticker: PAYX Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Elect B. Thomas Golisano Management For Voted - For 2 Elect Thomas F. Bonadio Management For Voted - For 3 Elect Joseph G. Doody Management For Voted - For 4 Elect David J. S. Flaschen Management For Voted - For 5 Elect Pamela A. Joseph Management For Voted - For 6 Elect Martin Mucci Management For Voted - For 7 Elect Kevin A. Price Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Elect Joseph M. Velli Management For Voted - For 10 Elect Kara Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For PAYPAL HOLDINGS, INC. Security ID: 70450Y103 Ticker: PYPL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Rodney C. Adkins Management For Voted - For 2 Elect Jonathan Christodoro Management For Voted - For 3 Elect John J. Donahoe II Management For Voted - For 4 Elect David W. Dorman Management For Voted - For 5 Elect Belinda J. Johnson Management For Voted - For 143 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Enrique Lores Management For Voted - For 7 Elect Gail J. McGovern Management For Voted - For 8 Elect Deborah M. Messemer Management For Voted - For 9 Elect David M. Moffett Management For Voted - For 10 Elect Ann M. Sarnoff Management For Voted - For 11 Elect Daniel H. Schulman Management For Voted - For 12 Elect Frank D. Yeary Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PELOTON INTERACTIVE, INC. Security ID: 70614W100 Ticker: PTON Meeting Date: 07-Dec-21 Meeting Type: Annual 1.1 Elect Jon Callaghan Management For Voted - For 1.2 Elect Jay Hoag Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against PINTEREST, INC. Security ID: 72352L106 Ticker: PINS Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Leslie J. Kilgore Management For Voted - For 2 Elect Benjamin Sibermann Management For Voted - For 3 Elect Salaam Coleman Smith Management For Voted - Against 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For PIONEER NATURAL RESOURCES COMPANY Security ID: 723787107 Ticker: PXD Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect A.R. Alameddine Management For Voted - For 2 Elect Lori G. Billingsley Management For Voted - For 3 Elect Edison C. Buchanan Management For Voted - For 4 Elect Maria S. Jelescu Dreyfus Management For Voted - For 5 Elect Matthew Gallagher Management For Voted - For 6 Elect Phillip A. Gobe Management For Voted - For 7 Elect Stacy P. Methvin Management For Voted - For 8 Elect Royce W. Mitchell Management For Voted - For 9 Elect Frank A. Risch Management For Voted - For 10 Elect Scott D. Sheffield Management For Voted - For 144 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect J. Kenneth Thompson Management For Voted - For 12 Elect Phoebe A. Wood Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For PPG INDUSTRIES, INC. Security ID: 693506107 Ticker: PPG Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Gary R. Heminger Management For Voted - For 2 Elect Kathleen A. Ligocki Management For Voted - For 3 Elect Michael H. McGarry Management For Voted - For 4 Elect Michael T. Nally Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Annual Election of Directors Management For Voted - For 7 Elimination of Supermajority Requirement Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - Against PRINCIPAL FINANCIAL GROUP, INC. Security ID: 74251V102 Ticker: PFG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Michael T. Dan Management For Voted - For 2 Elect Blair C. Pickerell Management For Voted - For 3 Elect Clare S. Richer Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Security ID: 744573106 Ticker: PEG Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Ralph Izzo Management For Voted - For 2 Elect Susan Tomasky Management For Voted - For 3 Elect Willie A. Deese Management For Voted - For 4 Elect Jamie M. Gentoso Management For Voted - For 5 Elect David Lilley Management For Voted - For 6 Elect Barry H. Ostrowsky Management For Voted - For 7 Elect Valerie A. Smith Management For Voted - For 8 Elect Scott G. Stephenson Management For Voted - For 9 Elect Laura A. Sugg Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Alfred W. Zollar Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 145 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For QORVO, INC. Security ID: 74736K101 Ticker: QRVO Meeting Date: 10-Aug-21 Meeting Type: Annual 1.1 Elect Ralph G. Quinsey Management For Voted - For 1.2 Elect Robert A. Bruggeworth Management For Voted - For 1.3 Elect Judy Bruner Management For Voted - For 1.4 Elect Jeffery R. Gardner Management For Voted - For 1.5 Elect John R. Harding Management For Voted - For 1.6 Elect David H.Y. Ho Management For Voted - For 1.7 Elect Roderick D. Nelson Management For Voted - For 1.8 Elect Walden C. Rhines Management For Voted - For 1.9 Elect Susan L. Spradley Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For QUALCOMM INCORPORATED Security ID: 747525103 Ticker: QCOM Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Sylvia Acevedo Management For Voted - For 2 Elect Cristiano R. Amon Management For Voted - For 3 Elect Mark Fields Management For Voted - For 4 Elect Jeffrey W. Henderson Management For Voted - For 5 Elect Gregory N. Johnson Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Mark D. McLaughlin Management For Voted - For 8 Elect Jamie S. Miller Management For Voted - For 9 Elect Irene B. Rosenfeld Management For Voted - For 10 Elect Kornelis Smit Management For Voted - For 11 Elect Jean-Pascal Tricoire Management For Voted - For 12 Elect Anthony J. Vinciquerra Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For QUALTRICS INTERNATIONAL INC. Security ID: 747601201 Ticker: XM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Ritu Bhargava Management For Voted - For 2 Elect Egon P. Durban Management For Voted - Against 3 Elect Sindhu Gangadharan Management For Voted - Against 4 Elect Omar Johnson Management For Voted - For 146 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Christian Klein Management For Voted - Against 6 Elect Luka Mucic Management For Voted - Against 7 Elect Donald Paoni Management For Voted - For 8 Elect Scott Russell Management For Voted - Against 9 Elect Zig Serafin Management For Voted - For 10 Elect Ryan Smith Management For Voted - Against 11 Elect Kelly Steckelberg Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year RAYMOND JAMES FINANCIAL, INC. Security ID: 754730109 Ticker: RJF Meeting Date: 24-Feb-22 Meeting Type: Annual 1 Elect Marlene Debel Management For Voted - For 2 Elect Robert M. Dutkowsky Management For Voted - For 3 Elect Jeffrey N. Edwards Management For Voted - For 4 Elect Benjamin C. Esty Management For Voted - For 5 Elect Anne Gates Management For Voted - For 6 Elect Thomas A. James Management For Voted - For 7 Elect Gordon L. Johnson Management For Voted - For 8 Elect Roderick C. McGeary Management For Voted - For 9 Elect Paul C. Reilly Management For Voted - For 10 Elect Raj Seshadri Management For Voted - For 11 Elect Susan N. Story Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Preferred and Common Stock Rights Amendments Management For Voted - For 15 Bundled Article Amendments Management For Voted - For 16 Ratification of Auditor Management For Voted - For REALTY INCOME CORPORATION Security ID: 756109104 Ticker: O Meeting Date: 12-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For REGENERON PHARMACEUTICALS, INC. Security ID: 75886F107 Ticker: REGN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Elect Bonnie L. Bassler Management For Voted - For 2 Elect Michael S. Brown Management For Voted - Against 3 Elect Leonard S. Schleifer Management For Voted - For 147 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect George D. Yancopoulos Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For REGIONS FINANCIAL CORPORATION Security ID: 7591EP100 Ticker: RF Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - For 2 Elect Zhanna Golodryga Management For Voted - For 3 Elect John D. Johns Management For Voted - For 4 Elect Joia M. Johnson Management For Voted - For 5 Elect Ruth Ann Marshall Management For Voted - Against 6 Elect Charles D. McCrary Management For Voted - For 7 Elect James T. Prokopanko Management For Voted - For 8 Elect Lee J. Styslinger III Management For Voted - For 9 Elect Jose S. Suquet Management For Voted - For 10 Elect John M. Turner, Jr. Management For Voted - For 11 Elect Timothy Vines Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For REPUBLIC SERVICES, INC. Security ID: 760759100 Ticker: RSG Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Manuel Kadre Management For Voted - For 2 Elect Tomago Collins Management For Voted - For 3 Elect Michael A. Duffy Management For Voted - For 4 Elect Thomas W. Handley Management For Voted - For 5 Elect Jennifer M. Kirk Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect Kim S. Pegula Management For Voted - For 8 Elect James P. Snee Management For Voted - For 9 Elect Brian S. Tyler Management For Voted - For 10 Elect Jon Vander Ark Management For Voted - For 11 Elect Sandra M. Volpe Management For Voted - For 12 Elect Katharine B. Weymouth Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 16 Shareholder Proposal Regarding Environmental Justice Audit Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 148 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted RESMED INC. Security ID: 761152107 Ticker: RMD Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Elect Karen Drexler Management For Voted - For 2 Elect Michael J. Farrell Management For Voted - For 3 Elect Peter C. Farrell Management For Voted - For 4 Elect Harjit Gill Management For Voted - For 5 Elect Ronald Taylor Management For Voted - For 6 Elect John Hernandez Management For Voted - For 7 Elect Desney Tan Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For RIVIAN AUTOMOTIVE, INC. Security ID: 76954A103 Ticker: RIVN Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Elect Robert J. Scaringe Management For Voted - Withheld 2 Elect Peter Krawiec Management For Voted - Withheld 3 Elect Sanford Schwartz Management For Voted - Withheld 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year ROBLOX CORPORATION Security ID: 771049103 Ticker: RBLX Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Christopher Carvalho Management For Voted - Withheld 1.2 Elect Gina Mastantuono Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For ROCKWELL AUTOMATION, INC. Security ID: 773903109 Ticker: ROK Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect James P. Keane Management For Voted - For 1.2 Elect Blake D. Moret Management For Voted - For 1.3 Elect Thomas W. Rosamilia Management For Voted - For 1.4 Elect Patricia A. Watson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 149 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Ratification of Auditor Management For Voted - For ROYAL CARIBBEAN GROUP Security ID: V7780T103 Ticker: RCL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect John F. Brock Management For Voted - For 2 Elect Richard D. Fain Management For Voted - For 3 Elect Stephen R. Howe, Jr Management For Voted - For 4 Elect William L. Kimsey Management For Voted - For 5 Elect Michael O. Leavitt Management For Voted - For 6 Elect Jason Liberty Management For Voted - For 7 Elect Amy McPherson Management For Voted - For 8 Elect Maritza Gomez Montiel Management For Voted - For 9 Elect Ann S. Moore Management For Voted - For 10 Elect Eyal M. Ofer Management For Voted - For 11 Elect William K. Reilly Management For Voted - For 12 Elect Vagn Ove Sorensen Management For Voted - For 13 Elect Donald Thompson Management For Voted - For 14 Elect Arne Alexander Wilhelmsen Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Ratification of Auditor Management For Voted - For 17 Amendment to the 2008 Equity Incentive Plan Management For Voted - For ROYALTY PHARMA PLC Security ID: G7709Q104 Ticker: RPRX Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Elect Pablo Legorreta Management For Voted - For 2 Elect Henry A. Fernandez Management For Voted - For 3 Elect Bonnie L. Bassler Management For Voted - For 4 Elect Errol B. De Souza Management For Voted - Against 5 Elect Catherine Engelbert Management For Voted - For 6 Elect Mario G. Giuliani Management For Voted - For 7 Elect David C. Hodgson Management For Voted - For 8 Elect Ted W. Love Management For Voted - Against 9 Elect Gregory Norden Management For Voted - For 10 Elect Rory B. Riggs Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Accounts and Reports Management For Voted - For 14 Remuneration Report Management For Voted - Against 15 Reappointment of Auditor Management For Voted - For 16 Authorize Statutory Auditor's Remuneration Management For Voted - For 17 Approve Share Repurchase Contracts and Counterparties Management For Voted - For 150 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted SEAGATE TECHNOLOGY HOLDINGS PLC Security ID: G7997R103 Ticker: STX Meeting Date: 20-Oct-21 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - Against 2 Elect Shankar Arumugavelu Management For Voted - For 3 Elect Pratik Bhatt Management For Voted - For 4 Elect Judy Bruner Management For Voted - For 5 Elect Michael R. Cannon Management For Voted - For 6 Elect Jay L. Geldmacher Management For Voted - For 7 Elect Dylan G. Haggart Management For Voted - For 8 Elect William D. Mosley Management For Voted - For 9 Elect Stephanie Tilenius Management For Voted - For 10 Elect Edward J. Zander Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For SERVICENOW, INC. Security ID: 81762P102 Ticker: NOW Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Susan L. Bostrom Management For Voted - For 2 Elect Teresa Briggs Management For Voted - For 3 Elect Jonathan C. Chadwick Management For Voted - Against 4 Elect Paul E. Chamberlain Management For Voted - For 5 Elect Lawrence J Jackson, Jr. Management For Voted - For 6 Elect Frederic B. Luddy Management For Voted - For 7 Elect Jeffrey A. Miller Management For Voted - For 8 Elect Joseph Quinlan Management For Voted - For 9 Elect Sukumar Rathnam Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For SIRIUS XM HOLDINGS INC. Security ID: 82968B103 Ticker: SIRI Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect David A. Blau Management For Voted - For 1.2 Elect Eddy W. Hartenstein Management For Voted - For 1.3 Elect Robin Hickenlooper Management For Voted - For 1.4 Elect James P. Holden Management For Voted - For 1.5 Elect Gregory B. Maffei Management For Voted - Withheld 1.6 Elect Evan D. Malone Management For Voted - For 1.7 Elect James E. Meyer Management For Voted - For 151 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 1.8 Elect Jonelle Procope Management For Voted - For 1.9 Elect Michael Rapino Management For Voted - For 1.10 Elect Kristina M. Salen Management For Voted - For 1.11 Elect Carl E. Vogel Management For Voted - For 1.12 Elect Jennifer Witz Management For Voted - For 1.13 Elect David M. Zaslav Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For SNOWFLAKE INC. Security ID: 833445109 Ticker: SNOW Meeting Date: 08-Jul-21 Meeting Type: Annual 1 Elect Benoit Dageville Management For Voted - For 2 Elect Mark S. Garrett Management For Voted - Abstain 3 Elect Jayshree V. Ullal Management For Voted - For 4 Ratification of Auditor Management For Voted - For SOUTHERN COPPER CORPORATION Security ID: 84265V105 Ticker: SCCO Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect German Larrea Mota-Velasco Management For Voted - For 2 Elect Oscar Gonzalez Rocha Management For Voted - Withheld 3 Elect Vicente Artiztegui Andreve Management For Voted - For 4 Elect Leonardo Contreras Lerdo de Tejada Management For Voted - For 5 Elect Enrique Castillo Sanchez Mejorada Management For Voted - For 6 Elect Francisco Xavier Garcia de Quevedo Topete Management For Voted - Withheld 7 Elect Luis Miguel Palomino Bonilla Management For Voted - Withheld 8 Elect Gilberto Perezalonso Cifuentes Management For Voted - For 9 Elect Carlos Ruiz Sacristan Management For Voted - Withheld 10 Amendment to the Directors' Stock Award Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For SQUARE, INC. Security ID: 852234103 Ticker: SQ Meeting Date: 03-Nov-21 Meeting Type: Special 1 Stock Issuance for Acquisition of Afterpay Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For 152 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted STANLEY BLACK & DECKER, INC. Security ID: 854502101 Ticker: SWK Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Andrea J. Ayers Management For Voted - For 2 Elect Patrick D. Campbell Management For Voted - For 3 Elect Carlos M. Cardoso Management For Voted - For 4 Elect Robert B. Coutts Management For Voted - For 5 Elect Debra A. Crew Management For Voted - For 6 Elect Michael D. Hankin Management For Voted - For 7 Elect James M. Loree Management For Voted - For 8 Elect Adrian V. Mitchell Management For Voted - For 9 Elect Jane M. Palmieri Management For Voted - For 10 Elect Mojdeh Poul Management For Voted - For 11 Elect Irving Tan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the 2022 Omnibus Award Plan Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For STARBUCKS CORPORATION Security ID: 855244109 Ticker: SBUX Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Richard E. Allison, Jr. Management For Voted - For 2 Elect Andrew Campion Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - For 4 Elect Isabel Ge Mahe Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Jorgen Vig Knudstorp Management For Voted - For 8 Elect Satya Nadella Management For Voted - For 9 Elect Joshua Cooper Ramo Management For Voted - For 10 Elect Clara Shih Management For Voted - For 11 Elect Javier G. Teruel Management For Voted - For 12 Amendment to the 2005 Long-Term Equity Incentive Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 153 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted STERIS PLC Security ID: G8473T100 Ticker: STE Meeting Date: 29-Jul-21 Meeting Type: Annual 1 Elect Richard C. Breeden Management For Voted - For 2 Elect Daniel A. Carestio Management For Voted - For 3 Elect Cynthia L. Feldmann Management For Voted - For 4 Elect Christopher S. Holland Management For Voted - For 5 Elect Jacqueline B. Kosecoff Management For Voted - For 6 Elect Paul E. Martin Management For Voted - For 7 Elect Nirav R. Shah Management For Voted - For 8 Elect Mohsen M. Sohi Management For Voted - For 9 Elect Richard M. Steeves Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For SVB FINANCIAL GROUP Security ID: 78486Q101 Ticker: SIVB Meeting Date: 21-Apr-22 Meeting Type: Annual 1.1 Elect Greg W. Becker Management For Voted - For 1.2 Elect Eric A. Benhamou Management For Voted - For 1.3 Elect Elizabeth Burr Management For Voted - For 1.4 Elect Richard Daniels Management For Voted - For 1.5 Elect Alison Davis Management For Voted - For 1.6 Elect Joel P. Friedman Management For Voted - For 1.7 Elect Jeffrey N. Maggioncalda Management For Voted - For 1.8 Elect Beverly Kay Matthews Management For Voted - For 1.9 Elect Mary J. Miller Management For Voted - For 1.10 Elect Kate D. Mitchell Management For Voted - For 1.11 Elect Garen K. Staglin Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For SYNCHRONY FINANCIAL Security ID: 87165B103 Ticker: SYF Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Margaret M. Keane Management For Voted - For 2 Elect Fernando Aguirre Management For Voted - For 3 Elect Paget L. Alves Management For Voted - For 4 Elect Kamila Chytil Management For Voted - For 154 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Arthur W. Coviello, Jr. Management For Voted - For 6 Elect Brian D. Doubles Management For Voted - For 7 Elect William W. Graylin Management For Voted - For 8 Elect Roy A. Guthrie Management For Voted - For 9 Elect Jeffrey G. Naylor Management For Voted - For 10 Elect P.W. Parker Management For Voted - For 11 Elect Laurel J. Richie Management For Voted - For 12 Elect Ellen M. Zane Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For SYNOPSYS, INC. Security ID: 871607107 Ticker: SNPS Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Aart J. de Geus Management For Voted - For 2 Elect Janice D. Chaffin Management For Voted - For 3 Elect Bruce R. Chizen Management For Voted - For 4 Elect Mercedes Johnson Management For Voted - For 5 Elect Chrysostomos L. Nikias Management For Voted - For 6 Elect Jeannine P. Sargent Management For Voted - For 7 Elect John G. Schwarz Management For Voted - For 8 Elect Roy A. Vallee Management For Voted - For 9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For 10 Approval of the Employee Stock Purchase Plan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For SYSCO CORPORATION Security ID: 871829107 Ticker: SYY Meeting Date: 19-Nov-21 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - For 2 Elect John Cassaday Management For Voted - For 3 Elect Larry C. Glasscock Management For Voted - For 4 Elect Bradley M. Halverson Management For Voted - For 5 Elect John M. Hinshaw Management For Voted - For 6 Elect Kevin P. Hourican Management For Voted - For 7 Elect Hans-Joachim Koerber Management For Voted - For 8 Elect Stephanie A. Lundquist Management For Voted - For 9 Elect Edward D. Shirley Management For Voted - For 10 Elect Sheila G. Talton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 155 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Abstain Voted - For TAKE-TWO INTERACTIVE SOFTWARE, INC. Security ID: 874054109 Ticker: TTWO Meeting Date: 14-Sep-21 Meeting Type: Annual 1 Elect Strauss Zelnick Management For Voted - For 2 Elect Michael Dornemann Management For Voted - For 3 Elect J Moses Management For Voted - For 4 Elect Michael Sheresky Management For Voted - For 5 Elect LaVerne Srinivasan Management For Voted - For 6 Elect Susan M. Tolson Management For Voted - Against 7 Elect Paul Viera Management For Voted - For 8 Elect Roland A. Hernandez Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the 2017 Stock Incentive Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For TARGET CORPORATION Security ID: 87612E106 Ticker: TGT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect David P. Abney Management For Voted - For 2 Elect Douglas M. Baker, Jr. Management For Voted - For 3 Elect George S. Barrett Management For Voted - For 4 Elect Gail K. Boudreaux Management For Voted - For 5 Elect Brian C. Cornell Management For Voted - For 6 Elect Robert L. Edwards Management For Voted - For 7 Elect Melanie L. Healey Management For Voted - For 8 Elect Donald R. Knauss Management For Voted - For 9 Elect Christine A. Leahy Management For Voted - For 10 Elect Monica C. Lozano Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 12 Elect Dmitri L. Stockton Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 156 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted TE CONNECTIVITY LTD. Security ID: H84989104 Ticker: TEL Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Terrence R. Curtin Management For Voted - For 2 Elect Carol A. Davidson Management For Voted - For 3 Elect Lynn A. Dugle Management For Voted - For 4 Elect William A. Jeffrey Management For Voted - For 5 Elect Shirley LIN Syaru Management For Voted - For 6 Elect Thomas J. Lynch Management For Voted - For 7 Elect Heath A. Mitts Management For Voted - Against 8 Elect Yong Nam Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 10 Elect Mark C. Trudeau Management For Voted - For 11 Elect Dawn C. Willoughby Management For Voted - For 12 Elect Laura H. Wright Management For Voted - For 13 Appoint Thomas J. Lynch as Board Chair Management For Voted - For 14 Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member Management For Voted - For 15 Elect Mark C. Trudeau as Management Development and Compensation Committee Member Management For Voted - For 16 Elect Dawn C. Willoughby as Management Development and Compensation Committee Member Management For Voted - For 17 Appointment of Independent Proxy Management For Voted - For 18 Approval of Annual Report Management For Voted - For 19 Approval of Statutory Financial Statements Management For Voted - For 20 Approval of Consolidated Financial Statements Management For Voted - For 21 Ratification of Board and Management Acts Management For Voted - For 22 Appointment of Auditor Management For Voted - For 23 Appointment of Swiss Registered Auditor Management For Voted - For 24 Appointment of Special Auditor Management For Voted - For 25 Advisory Vote on Executive Compensation Management For Voted - For 26 Executive Compensation Management For Voted - For 27 Board Compensation Management For Voted - For 28 Allocation of Profits Management For Voted - For 29 Dividend from Reserves Management For Voted - For 30 Authority to Repurchase Shares Management For Voted - For 31 Renewal of Authorized Capital Management For Voted - For 32 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 33 Right to Adjourn Meeting Management For Voted - For TELADOC HEALTH, INC. Security ID: 87918A105 Ticker: TDOC Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Karen L. Daniel Management For Voted - For 157 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Sandra Fenwick Management For Voted - For 3 Elect William H. Frist Management For Voted - For 4 Elect Jason Gorevic Management For Voted - For 5 Elect Catherine A. Jacobson Management For Voted - For 6 Elect Thomas G. McKinley Management For Voted - For 7 Elect Kenneth H. Paulus Management For Voted - For 8 Elect David L. Shedlarz Management For Voted - For 9 Elect Mark Douglas Smith Management For Voted - For 10 Elect David B. Snow, Jr. Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Permit Shareholders to Call Special Meetings Management For Voted - For TESLA, INC. Security ID: 88160R101 Ticker: TSLA Meeting Date: 07-Oct-21 Meeting Type: Annual 1 Elect James Murdoch Management For Voted - For 2 Elect Kimbal Musk Management For Voted - For 3 Reduce Director Terms from Three Years to Two Years Management For Voted - For 4 Elimination of Supermajority Requirement Management Abstain Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Board Oversight of Human Capital Management Shareholder Against Voted - For 10 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - For THE ALLSTATE CORPORATION Security ID: 020002101 Ticker: ALL Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Donald E. Brown Management For Voted - For 2 Elect Kermit R. Crawford Management For Voted - For 3 Elect Richard T. Hume Management For Voted - For 4 Elect Margaret M. Keane Management For Voted - For 5 Elect Siddharth N. Mehta Management For Voted - For 6 Elect Jacques P. Perold Management For Voted - For 7 Elect Andrea Redmond Management For Voted - For 8 Elect Gregg M. Sherrill Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Perry M. Traquina Management For Voted - For 11 Elect Thomas J. Wilson Management For Voted - For 158 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For THE BANK OF NEW YORK MELLON CORPORATION Security ID: 064058100 Ticker: BK Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Linda Z. Cook Management For Voted - For 2 Elect Joseph J. Echevarria Management For Voted - For 3 Elect Thomas P. Gibbons Management For Voted - For 4 Elect M. Amy Gilliland Management For Voted - For 5 Elect Jeffrey A. Goldstein Management For Voted - For 6 Elect K. Guru Gowrappan Management For Voted - For 7 Elect Ralph Izzo Management For Voted - For 8 Elect Sandie O'Connor Management For Voted - For 9 Elect Elizabeth E. Robinson Management For Voted - For 10 Elect Frederick O. Terrell Management For Voted - For 11 Elect Alfred W. Zollar Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE CLOROX COMPANY Security ID: 189054109 Ticker: CLX Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard H. Carmona Management For Voted - For 3 Elect Spencer C. Fleischer Management For Voted - For 4 Elect Esther S. Lee Management For Voted - For 5 Elect A.D. David Mackay Management For Voted - For 6 Elect Paul G. Parker Management For Voted - For 7 Elect Linda Rendle Management For Voted - For 8 Elect Matthew J. Shattock Management For Voted - For 9 Elect Kathryn A. Tesija Management For Voted - For 10 Elect Russell J. Weiner Management For Voted - For 11 Elect Christopher J. Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2005 Stock Incentive Plan Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 159 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted THE COOPER COMPANIES, INC. Security ID: 216648402 Ticker: COO Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Colleen E. Jay Management For Voted - For 2 Elect William A. Kozy Management For Voted - For 3 Elect Jody S. Lindell Management For Voted - For 4 Elect Teresa S. Madden Management For Voted - For 5 Elect Gary S. Petersmeyer Management For Voted - For 6 Elect Maria Rivas Management For Voted - For 7 Elect Robert S. Weiss Management For Voted - For 8 Elect Albert G. White III Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For THE J. M. SMUCKER COMPANY Security ID: 832696405 Ticker: SJM Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Elect Susan Chapman-Hughes Management For Voted - For 2 Elect Paul J. Dolan Management For Voted - For 3 Elect Jay L. Henderson Management For Voted - For 4 Elect Kirk L. Perry Management For Voted - For 5 Elect Sandra Pianalto Management For Voted - For 6 Elect Alex Shumate Management For Voted - For 7 Elect Mark T. Smucker Management For Voted - For 8 Elect Richard K. Smucker Management For Voted - For 9 Elect Timothy P. Smucker Management For Voted - For 10 Elect Jodi L. Taylor Management For Voted - For 11 Elect Dawn C. Willoughby Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For THE PROCTER & GAMBLE COMPANY Security ID: 742718109 Ticker: PG Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Elect B. Marc Allen Management For Voted - For 2 Elect Angela F. Braly Management For Voted - For 3 Elect Amy L. Chang Management For Voted - For 4 Elect Joseph Jimenez Management For Voted - For 5 Elect Christopher Kempczinski Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Terry J. Lundgren Management For Voted - For 8 Elect Christine M. McCarthy Management For Voted - For 160 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Jon R. Moeller Management For Voted - For 10 Elect David. S. Taylor Management For Voted - For 11 Elect Margaret C. Whitman Management For Voted - For 12 Elect Patricia A. Woertz Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against THE SHERWIN-WILLIAMS COMPANY Security ID: 824348106 Ticker: SHW Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Kerrii B. Anderson Management For Voted - For 2 Elect Arthur F. Anton Management For Voted - For 3 Elect Jeff M. Fettig Management For Voted - For 4 Elect Richard J. Kramer Management For Voted - For 5 Elect John G. Morikis Management For Voted - For 6 Elect Christine A. Poon Management For Voted - For 7 Elect Aaron M. Powell Management For Voted - For 8 Elect Marta R. Stewart Management For Voted - For 9 Elect Michael H. Thaman Management For Voted - For 10 Elect Matthew Thornton III Management For Voted - For 11 Elect Steven H. Wunning Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For THE SOUTHERN COMPANY Security ID: 842587107 Ticker: SO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Janaki Akella Management For Voted - For 2 Elect Henry A. Clark III Management For Voted - For 3 Elect Anthony F. Earley, Jr. Management For Voted - For 4 Elect Thomas A. Fanning Management For Voted - For 5 Elect David J. Grain Management For Voted - For 6 Elect Colette D. Honorable Management For Voted - For 7 Elect Donald M. James Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Dale E. Klein Management For Voted - For 10 Elect Ernest J. Moniz Management For Voted - For 11 Elect William G. Smith, Jr. Management For Voted - For 12 Elect Kristine L. Svinicki Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder For Voted - For 161 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted THE TJX COMPANIES, INC. Security ID: 872540109 Ticker: TJX Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2 Elect Alan M. Bennett Management For Voted - For 3 Elect Rosemary T. Berkery Management For Voted - For 4 Elect David T. Ching Management For Voted - For 5 Elect C. Kim Goodwin Management For Voted - For 6 Elect Ernie Herrman Management For Voted - For 7 Elect Michael F. Hines Management For Voted - For 8 Elect Amy B. Lane Management For Voted - For 9 Elect Carol Meyrowitz Management For Voted - For 10 Elect Jackwyn L. Nemerov Management For Voted - For 11 Elect John F. O'Brien Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Approval of the 2022 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Report on Supply Chain Due Diligence Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For THE TRADE DESK, INC. Security ID: 88339J105 Ticker: TTD Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Lise J. Buyer Management For Voted - For 1.2 Elect Kathryn E. Falberg Management For Voted - Withheld 1.3 Elect David Wells Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against THE TRAVELERS COMPANIES, INC. Security ID: 89417E109 Ticker: TRV Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Alan L. Beller Management For Voted - For 2 Elect Janet M. Dolan Management For Voted - For 3 Elect Patricia L. Higgins Management For Voted - For 4 Elect William J. Kane Management For Voted - For 5 Elect Thomas B. Leonardi Management For Voted - For 162 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Elizabeth E. Robinson Management For Voted - For 8 Elect Philip T. Ruegger III Management For Voted - For 9 Elect Rafael Santana Management For Voted - For 10 Elect Todd C. Schermerhorn Management For Voted - For 11 Elect Alan D. Schnitzer Management For Voted - For 12 Elect Laurie J. Thomsen Management For Voted - For 13 Elect Bridget A. van Kralingen Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 20 Shareholder Proposal Regarding Insuring Law Enforcement Shareholder Against Voted - Against THE WALT DISNEY COMPANY Security ID: 254687106 Ticker: DIS Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Susan E. Arnold Management For Voted - For 2 Elect Mary T. Barra Management For Voted - For 3 Elect Safra A. Catz Management For Voted - For 4 Elect Amy L. Chang Management For Voted - For 5 Elect Robert A. Chapek Management For Voted - For 6 Elect Francis A. deSouza Management For Voted - For 7 Elect Michael B.G. Froman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect Calvin R. McDonald Management For Voted - For 10 Elect Mark G. Parker Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 18 Shareholder Proposal Regarding Non-Discrimination Audit Shareholder Against Voted - Against 163 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted THERMO FISHER SCIENTIFIC INC. Security ID: 883556102 Ticker: TMO Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Marc N. Casper Management For Voted - For 2 Elect Nelson J. Chai Management For Voted - For 3 Elect Ruby R. Chandy Management For Voted - For 4 Elect C. Martin Harris Management For Voted - For 5 Elect Tyler Jacks Management For Voted - For 6 Elect R. Alexandra Keith Management For Voted - For 7 Elect Jim P. Manzi Management For Voted - For 8 Elect James C. Mullen Management For Voted - For 9 Elect Lars Rebien Sorensen Management For Voted - For 10 Elect Debora L. Spar Management For Voted - For 11 Elect Scott M. Sperling Management For Voted - For 12 Elect Dion J. Weisler Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For TRANE TECHNOLOGIES PLC Security ID: G8994E103 Ticker: TT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Kirk E. Arnold Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect April Miller Boise Management For Voted - For 4 Elect John Bruton Management For Voted - For 5 Elect Jared L. Cohon Management For Voted - For 6 Elect Gary D. Forsee Management For Voted - For 7 Elect Linda P. Hudson Management For Voted - For 8 Elect Myles Lee Management For Voted - For 9 Elect David S. Regnery Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Tony L. White Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Set the Price Range at which the Company can Re-Allot Treasury Shares Management For Voted - For TRIMBLE INC. Security ID: 896239100 Ticker: TRMB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Steven W. Berglund Management For Voted - For 164 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect James C. Dalton Management For Voted - For 1.3 Elect Borje Ekholm Management For Voted - For 1.4 Elect Ann Fandozzi Management For Voted - For 1.5 Elect Kaigham Gabriel Management For Voted - For 1.6 Elect Meaghan Lloyd Management For Voted - For 1.7 Elect Sandra MacQuillan Management For Voted - For 1.8 Elect Robert G. Painter Management For Voted - For 1.9 Elect Mark S. Peek Management For Voted - For 1.10 Elect Thomas W. Sweet Management For Voted - For 1.11 Elect Johan Wibergh Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For TRUIST FINANCIAL CORPORATION Security ID: 89832Q109 Ticker: TFC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jennifer S. Banner Management For Voted - For 2 Elect K. David Boyer, Jr. Management For Voted - For 3 Elect Agnes Bundy Scanlan Management For Voted - For 4 Elect Anna R. Cablik Management For Voted - For 5 Elect Dallas S. Clement Management For Voted - For 6 Elect Paul D. Donahue Management For Voted - For 7 Elect Patrick C. Graney III Management For Voted - For 8 Elect Linnie M. Haynesworth Management For Voted - For 9 Elect Kelly S. King Management For Voted - For 10 Elect Easter A. Maynard Management For Voted - For 11 Elect Donna S. Morea Management For Voted - For 12 Elect Charles A. Patton Management For Voted - For 13 Elect Nido R. Qubein Management For Voted - For 14 Elect David M. Ratcliffe Management For Voted - For 15 Elect William H. Rogers, Jr. Management For Voted - For 16 Elect Frank P. Scruggs, Jr. Management For Voted - For 17 Elect Christine Sears Management For Voted - For 18 Elect Thomas E. Skains Management For Voted - For 19 Elect Bruce L. Tanner Management For Voted - For 20 Elect Thomas N. Thompson Management For Voted - For 21 Elect Steven C. Voorhees Management For Voted - For 22 Ratification of Auditor Management For Voted - For 23 Advisory Vote on Executive Compensation Management For Voted - For 24 Approval of the Corporation 2022 Incentive Plan Management For Voted - For 25 Approval of the 2022 Employee Stock Purchase Plan. Management For Voted - For 26 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 165 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted TWITTER, INC. Security ID: 90184L102 Ticker: TWTR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Egon Durban Management For Voted - Against 2 Elect Patrick Pichette Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against U.S. BANCORP Security ID: 902973304 Ticker: USB Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Dorothy J. Bridges Management For Voted - For 3 Elect Elizabeth L. Buse Management For Voted - For 4 Elect Andrew Cecere Management For Voted - For 5 Elect Kimberly N. Ellison-Taylor Management For Voted - For 6 Elect Kimberly J. Harris Management For Voted - Against 7 Elect Roland A. Hernandez Management For Voted - For 8 Elect Olivia F. Kirtley Management For Voted - For 9 Elect Richard P. McKenney Management For Voted - For 10 Elect Yusuf I. Mehdi Management For Voted - For 11 Elect John P. Wiehoff Management For Voted - For 12 Elect Scott W. Wine Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For UBIQUITI INC. Security ID: 90353W103 Ticker: UI Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Brandon Arrindell Management For Voted - For 2 Elect Rafael Torres Management For Voted - For 3 Ratification of Auditor Management For Voted - For 166 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted ULTA BEAUTY, INC. Security ID: 90384S303 Ticker: ULTA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kelly E. Garcia Management For Voted - For 1.2 Elect Michael R. MacDonald Management For Voted - For 1.3 Elect Gisel Ruiz Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For UNITED AIRLINES HOLDINGS, INC. Security ID: 910047109 Ticker: UAL Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Carolyn Corvi Management For Voted - For 2 Elect Matthew Friend Management For Voted - For 3 Elect Barnaby "Barney" M. Harford Management For Voted - For 4 Elect Michele J. Hooper Management For Voted - For 5 Elect Walter Isaacson Management For Voted - For 6 Elect James A.C. Kennedy Management For Voted - For 7 Elect J. Scott Kirby Management For Voted - For 8 Elect Edward M. Philip Management For Voted - For 9 Elect Edward L. Shapiro Management For Voted - For 10 Elect Laysha Ward Management For Voted - For 11 Elect James M. Whitehurst Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For UNITEDHEALTH GROUP INCORPORATED Security ID: 91324P102 Ticker: UNH Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Elect Timothy P. Flynn Management For Voted - For 2 Elect Paul R. Garcia Management For Voted - For 3 Elect Stephen J. Hemsley Management For Voted - For 4 Elect Michele J. Hooper Management For Voted - For 5 Elect F. William McNabb, III Management For Voted - For 6 Elect Valerie C. Montgomery Rice Management For Voted - For 7 Elect John H. Noseworthy Management For Voted - For 8 Elect Andrew Witty Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 167 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against UNITY SOFTWARE INC. Security ID: 91332U101 Ticker: U Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Egon P. Durban Management For Voted - Withheld 1.2 Elect Barry Schuler Management For Voted - For 1.3 Elect Robynne Sisco Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year V.F. CORPORATION Security ID: 918204108 Ticker: VFC Meeting Date: 27-Jul-21 Meeting Type: Annual 1.1 Elect Richard T. Carucci Management For Voted - For 1.2 Elect Juliana L. Chugg Management For Voted - For 1.3 Elect Benno Dorer Management For Voted - For 1.4 Elect Mark S. Hoplamazian Management For Voted - For 1.5 Elect Laura W. Lang Management For Voted - For 1.6 Elect W. Alan McCollough Management For Voted - For 1.7 Elect W. Rodney McMullen Management For Voted - For 1.8 Elect Clarence Otis, Jr. Management For Voted - For 1.9 Elect Steven E. Rendle Management For Voted - For 1.10 Elect Carol L. Roberts Management For Voted - For 1.11 Elect Matthew J. Shattock Management For Voted - For 1.12 Elect Veronica B. Wu Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For VERISIGN, INC. Security ID: 92343E102 Ticker: VRSN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect D. James Bidzos Management For Voted - For 2 Elect Courtney D. Armstrong Management For Voted - For 3 Elect Yehuda Ari Buchalter Management For Voted - For 4 Elect Kathleen A. Cote Management For Voted - For 5 Elect Thomas F. Frist III Management For Voted - For 6 Elect Jamie S. Gorelick Management For Voted - For 7 Elect Roger H. Moore Management For Voted - For 8 Elect Timothy Tomlinson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 168 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against VERISK ANALYTICS, INC. Security ID: 92345Y106 Ticker: VRSK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey Dailey Management For Voted - For 2 Elect Constantine P. Iordanou Management For Voted - For 3 Elect Wendy E. Lane Management For Voted - For 4 Elect Lee M. Shavel Management For Voted - For 5 Elect Kimberly S. Stevenson Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 8 Ratification of Auditor Management For Voted - For VERTEX PHARMACEUTICALS INCORPORATED Security ID: 92532F100 Ticker: VRTX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Sangeeta N. Bhatia Management For Voted - For 2 Elect Lloyd A. Carney Management For Voted - For 3 Elect Alan M. Garber Management For Voted - For 4 Elect Terrence C. Kearney Management For Voted - Against 5 Elect Reshma Kewalramani Management For Voted - For 6 Elect Yuchun Lee Management For Voted - For 7 Elect Jeffrey M. Leiden Management For Voted - For 8 Elect Margaret G. McGlynn Management For Voted - For 9 Elect Diana L. McKenzie Management For Voted - For 10 Elect Bruce I. Sachs Management For Voted - For 11 Elect Suketu Upadhyay Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the 2013 Stock and Option Plan Management For Voted - For VIATRIS INC. Security ID: 92556V106 Ticker: VTRS Meeting Date: 10-Dec-21 Meeting Type: Annual 1 Elect Neil F. Dimick Management For Voted - For 2 Elect Michael Goettler Management For Voted - For 3 Elect Ian C. Read Management For Voted - For 4 Elect Pauline van der Meer Mohr Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 169 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Ratification of Auditor Management For Voted - For VISA INC. Security ID: 92826C839 Ticker: V Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Lloyd A. Carney Management For Voted - For 2 Elect Mary B. Cranston Management For Voted - For 3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For 4 Elect Alfred F. Kelly, Jr. Management For Voted - For 5 Elect Ramon L. Laguarta Management For Voted - For 6 Elect John F. Lundgren Management For Voted - For 7 Elect Robert W. Matschullat Management For Voted - For 8 Elect Denise M. Morrison Management For Voted - For 9 Elect Linda Rendle Management For Voted - For 10 Elect Maynard G. Webb Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For VMWARE, INC. Security ID: 928563402 Ticker: VMW Meeting Date: 23-Jul-21 Meeting Type: Annual 1 Elect Kenneth D. Denman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Amendment to the 2007 Equity and Incentive Plan Management For Voted - For 4 Amendment to the 2007 Employee Stock Purchase Plan Management For Voted - For 5 Ratification of Auditor Management For Voted - For WALGREENS BOOTS ALLIANCE, INC. Security ID: 931427108 Ticker: WBA Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Janice M. Babiak Management For Voted - For 2 Elect David J. Brailer Management For Voted - For 3 Elect Rosalind G. Brewer Management For Voted - For 4 Elect William C. Foote Management For Voted - For 5 Elect Ginger L. Graham Management For Voted - For 6 Elect Valerie B. Jarrett Management For Voted - Against 7 Elect John A. Lederer Management For Voted - For 8 Elect Dominic P. Murphy Management For Voted - For 9 Elect Stefano Pessina Management For Voted - For 10 Elect Nancy M. Schlichting Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 170 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding External Public Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - Against WALMART INC. Security ID: 931142103 Ticker: WMT Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Cesar Conde Management For Voted - For 2 Elect Timothy P. Flynn Management For Voted - For 3 Elect Sarah Friar Management For Voted - For 4 Elect Carla A. Harris Management For Voted - For 5 Elect Thomas Horton Management For Voted - For 6 Elect Marissa A. Mayer Management For Voted - For 7 Elect C. Douglas McMillon Management For Voted - For 8 Elect Gregory B. Penner Management For Voted - For 9 Elect Randall L. Stephenson Management For Voted - For 10 Elect S. Robson Walton Management For Voted - For 11 Elect Steuart Walton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Animal Welfare Practices Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For WARNER MUSIC GROUP CORP. Security ID: 934550203 Ticker: WMG Meeting Date: 28-Feb-22 Meeting Type: Annual 1 Elect Stephen F. Cooper Management For Voted - For 2 Elect Lincoln Benet Management For Voted - Against 3 Elect Alex Blavatnik Management For Voted - For 4 Elect Len Blavatnik Management For Voted - Against 5 Elect Mathias Dopfner Management For Voted - For 6 Elect Nancy Dubuc Management For Voted - For 7 Elect Noreena Hertz Management For Voted - For 171 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Ynon Kreiz Management For Voted - For 9 Elect Cecilia Kurzman Management For Voted - For 10 Elect Michael Mark Lynton Management For Voted - For 11 Elect Donald A. Wagner Management For Voted - For 12 Ratification of Auditor Management For Voted - For WATERS CORPORATION Security ID: 941848103 Ticker: WAT Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Udit Batra Management For Voted - For 2 Elect Linda Baddour Management For Voted - For 3 Elect Edward Conard Management For Voted - For 4 Elect Pearl S. Huang Management For Voted - For 5 Elect Wei Jiang Management For Voted - For 6 Elect Christopher A. Kuebler Management For Voted - For 7 Elect Flemming Ornskov Management For Voted - Against 8 Elect Thomas P. Salice Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For WAYFAIR INC. Security ID: 94419L101 Ticker: W Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Niraj Shah Management For Voted - For 2 Elect Steven Conine Management For Voted - For 3 Elect Michael Choe Management For Voted - For 4 Elect Andrea Jung Management For Voted - For 5 Elect Jeremy King Management For Voted - For 6 Elect Michael Kumin Management For Voted - Abstain 7 Elect Jeffrey Naylor Management For Voted - For 8 Elect Anke Schaferkordt Management For Voted - For 9 Elect Michael E. Sneed Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year WEC ENERGY GROUP, INC. Security ID: 92939U106 Ticker: WEC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Curt S. Culver Management For Voted - For 2 Elect Danny L. Cunningham Management For Voted - For 3 Elect William M. Farrow III Management For Voted - For 4 Elect Cristina A. Garcia-Thomas Management For Voted - For 5 Elect Maria C. Green Management For Voted - For 172 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Gale E. Klappa Management For Voted - For 7 Elect Thomas K. Lane Management For Voted - For 8 Elect Scott J. Lauber Management For Voted - For 9 Elect Ulice Payne, Jr. Management For Voted - For 10 Elect Mary Ellen Stanek Management For Voted - For 11 Elect Glen E. Tellock Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For WELLTOWER INC. Security ID: 95040Q104 Ticker: WELL Meeting Date: 23-May-22 Meeting Type: Annual 1 Elect Kenneth J. Bacon Management For Voted - For 2 Elect Karen B. DeSalvo Management For Voted - For 3 Elect Philip L. Hawkins Management For Voted - For 4 Elect Dennis G. Lopez Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect Ade J. Patton Management For Voted - For 7 Elect Diana W. Reid Management For Voted - For 8 Elect Sergio D. Rivera Management For Voted - For 9 Elect Johnese M. Spisso Management For Voted - For 10 Elect Kathryn M. Sullivan Management For Voted - For 11 Amendment to Remove Provisions in the Certificate of Incorporation Relating to Extraordinary Transactions Involving Welltower OP Inc. Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against WESTERN DIGITAL CORPORATION Security ID: 958102105 Ticker: WDC Meeting Date: 16-Nov-21 Meeting Type: Annual 1 Elect Kimberly E. Alexy Management For Voted - For 2 Elect Thomas H. Caulfield Management For Voted - For 3 Elect Martin I. Cole Management For Voted - For 4 Elect Tunc Doluca Management For Voted - For 5 Elect David V. Goeckeler Management For Voted - For 6 Elect Matthew E. Massengill Management For Voted - For 7 Elect Paula A. Price Management For Voted - For 8 Elect Stephanie A. Streeter Management For Voted - Against 9 Elect Miyuki Suzuki Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For 173 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Security ID: G96629103 Ticker: WTW Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Inga K. Beale Management For Voted - For 2 Elect Fumbi Chima Management For Voted - For 3 Elect Michael Hammond Management For Voted - For 4 Elect Carl Hess Management For Voted - For 5 Elect Brendan R. O'Neill Management For Voted - For 6 Elect Linda D. Rabbitt Management For Voted - For 7 Elect Paul C. Reilly Management For Voted - For 8 Elect Michelle Swanback Management For Voted - For 9 Elect Paul D. Thomas Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 14 Reduction in Share Premium Account Management For Voted - For 15 Amendment to the 2012 Equity Incentive Plan Management For Voted - For XILINX, INC. Security ID: 983919101 Ticker: XLNX Meeting Date: 04-Aug-21 Meeting Type: Annual 1 Elect Dennis Segers Management For Voted - For 2 Elect Raman K. Chitkara Management For Voted - For 3 Elect Saar Gillai Management For Voted - For 4 Elect Ronald S. Jankov Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Thomas H. Lee Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Victor Peng Management For Voted - For 9 Elect Elizabeth W. Vanderslice Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For YUM CHINA HOLDINGS, INC. Security ID: 98850P109 Ticker: YUMC Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Fred Hu Management For Voted - For 2 Elect Joey Wat Management For Voted - For 3 Elect Peter A. Bassi Management For Voted - For 4 Elect Edouard Ettedgui Management For Voted - For 5 Elect Cyril Han Management For Voted - For 174 -------------------------------------------------------------------------------------------------- Global X Adaptive U.S. Risk Management ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Louis T. Hsieh Management For Voted - For 7 Elect Ruby Lu Management For Voted - For 8 Elect Zili Shao Management For Voted - For 9 Elect William Wang Management For Voted - For 10 Elect Min (Jenny) Zhang Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For ZILLOW GROUP, INC. Security ID: 98954M101 Ticker: ZG Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Richard N. Barton Management For Voted - For 1.2 Elect Lloyd D. Frink Management For Voted - For 1.3 Elect April Underwood Management For Voted - For 2 Ratification of Auditor Management For Voted - For ZOETIS INC. Security ID: 98978V103 Ticker: ZTS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paul M. Bisaro Management For Voted - For 2 Elect Frank A. D'Amelio Management For Voted - For 3 Elect Michael B. McCallister Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Amendment to the 2013 Equity and Incentive Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to the Certificate of Incorporation to Eliminate Supermajority Requirements and Pfizer Provisions Management For Voted - For 8 Repeal of Classified Board Management For Voted - For ZSCALER, INC. Security ID: 98980G102 Ticker: ZS Meeting Date: 05-Jan-22 Meeting Type: Annual 1.1 Elect Karen Blasing Management For Voted - For 1.2 Elect Charles H. Giancarlo Management For Voted - Withheld 1.3 Elect Eileen Naughton Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 175 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 2SEVENTY BIO, INC. Security ID: 901384107 Ticker: TSVT Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Nick Leschly Management For Voted - Withheld 1.2 Elect Ramy Ibrahim Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For ABBVIE INC. Security ID: 00287Y109 Ticker: ABBV Meeting Date: 06-May-22 Meeting Type: Annual 1.1 Elect William H.L. Burnside Management For Voted - For 1.2 Elect Thomas C. Freyman Management For Voted - For 1.3 Elect Brett J. Hart Management For Voted - For 1.4 Elect Edward J. Rapp Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Elimination of Supermajority Requirement Management For Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 7 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against ABIOMED, INC. Security ID: 003654100 Ticker: ABMD Meeting Date: 11-Aug-21 Meeting Type: Annual 1.1 Elect Eric A. Rose Management For Voted - For 1.2 Elect Jeannine M. Rivet Management For Voted - For 1.3 Elect Myron L. Rolle Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For ACADIA PHARMACEUTICALS INC. Security ID: 004225108 Ticker: ACAD Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Laura A. Brege Management For Voted - Withheld 1.2 Elect Stephen R. Davis Management For Voted - For 176 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Elizabeth Garofalo Management For Voted - For 2 Amendment to the 2010 Equity Incentive Plan Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - For AEDIFICA NV Security ID: B0130A108 Ticker: AED Meeting Date: 30-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Increase in Authorised Capital I Management For Voted - For 8 Increase in Authorised Capital II Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Authority to Coordinate Articles Management For Voted - For Meeting Date: 19-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Increase in Authorised Capital I Management For Voted - For 8 Increase in Authorised Capital II Management For Voted - For 9 Authority to Coordinate Articles Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Ratification of Serge Wibaut's Acts Management For Voted - For 12 Ratification of Stefaan Gielens' Acts Management For Voted - For 13 Ratification of Ingrid Daerden's Acts Management For Voted - For 177 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Ratification of Jean Franken's Acts Management For Voted - For 15 Ratification of Sven Bogaerts' Acts Management For Voted - For 16 Ratification of Katrien Kesteloot's Acts Management For Voted - For 17 Ratification of Elisabeth May-Roberti's Acts Management For Voted - For 18 Ratification of Luc Plasman's Acts Management For Voted - For 19 Ratification of Marleen Willekens' Acts Management For Voted - For 20 Ratification of Charles-Antoine van Aelst's Acts Management For Voted - For 21 Ratification of Pertti Huuskonen's Acts Management For Voted - For 22 Ratification of Auditor's Acts Management For Voted - For 23 Elect Henrike Waldburg to the Board of Directors Management For Voted - For 24 Elect Raoul Thomassen to the Board of Directors Management For Voted - For 25 Non-Executive Directors' Fees (Henrike Waldburg) Management For Voted - For 26 Change in Control Clause (KBC Bank) Management For Voted - Against 27 Change in Control Clause (BNP Paribas Fortis) Management For Voted - Against 28 Change in Control Clause (Belfius Bank) Management For Voted - Against 29 Change in Control Clause (ING Belgium) Management For Voted - Against 30 Change in Control Clause (ABN AMRO Bank) Management For Voted - Against 31 Change on Control Provisions Management For Voted - Against 32 Accounts and Reports (stamWall) Management For Voted - For 33 Accounts and Reports (Familiehof) Management For Voted - For 34 Ratification of Stefaan Gielens' Acts Management For Voted - For 35 Ratification of Ingrid Daerden's Acts Management For Voted - For 36 Ratification of Sven Bogaerts' Acts Management For Voted - For 37 Ratification of Charles-Antoine van Aelst's Acts Management For Voted - For 38 Ratification of Stefaan Gielens' Acts Management For Voted - For 39 Ratification of Ingrid Daerden's Acts Management For Voted - For 40 Ratification of Sven Bogaerts' Acts Management For Voted - For 41 Ratification of Charles-Antoine van Aelst's Acts Management For Voted - For 42 Ratification of Auditor's Acts (stamWall) Management For Voted - For 43 Ratification of Auditor's Acts (Familiehof) Management For Voted - For 44 Non-Voting Agenda Item N/A N/A Non-Voting 45 Non-Voting Meeting Note N/A N/A Non-Voting AERIE PHARMACEUTICALS, INC. Security ID: 00771V108 Ticker: AERI Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Richard Croarkin Management For Voted - For 1.2 Elect Peter J. McDonnell Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For AGIOS PHARMACEUTICALS, INC. Security ID: 00847X104 Ticker: AGIO Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Jacqualyn A. Fouse Management For Voted - For 178 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect David T. Scadden Management For Voted - For 3 Elect David P. Schenkein Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - For AK MEDICAL HOLDINGS LIMITED Security ID: G02014101 Ticker: 1789 Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect ZHANG Chaoyang Management For Voted - For 6 Elect KONG Chi Mo Management For Voted - Against 7 Elect David LI Shu Wing Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Bye-Laws Management For Voted - For ALCON AG Security ID: H01301128 Ticker: ALC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Ratification of Board and Management Acts Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Compensation Report Management For Take No Action 6 Board Compensation Management For Take No Action 7 Executive Compensation Management For Take No Action 8 Elect F. Michael Ball Management For Take No Action 9 Elect Lynn Dorsey Bleil Management For Take No Action 10 Elect Arthur Cummings Management For Take No Action 11 Elect David J. Endicott Management For Take No Action 12 Elect Thomas Glanzmann Management For Take No Action 13 Elect D. Keith Grossman Management For Take No Action 14 Elect Scott H. Maw Management For Take No Action 15 Elect Karen J. May Management For Take No Action 16 Elect Ines Poschel Management For Take No Action 17 Elect Dieter Spalti Management For Take No Action 18 Elect Raquel C. Bono Management For Take No Action 179 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Elect Thomas Glanzmann as Compensation Committee Member Management For Take No Action 20 Elect Karen J. May as Compensation Committee Member Management For Take No Action 21 Elect Ines Poschel as Compensation Committee Member Management For Take No Action 22 Elect Scott H. Maw as Compensation Committee Member Management For Take No Action 23 Appointment of Independent Proxy Management For Take No Action 24 Appointment of Auditor Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action ALECTOR, INC. Security ID: 014442107 Ticker: ALEC Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Arnon Rosenthal Management For Voted - For 1.2 Elect David Wehner Management For Voted - For 1.3 Elect Paula Hammond Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ALPHATEC HOLDINGS, INC. Security ID: 02081G201 Ticker: ATEC Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Elizabeth A. Altman Management For Voted - For 2 Elect Evan Bakst Management For Voted - For 3 Elect Andy S. Barnett Management For Voted - For 4 Elect Mortimer Berkowitz III Management For Voted - For 5 Elect Quentin Blackford Management For Voted - For 6 Elect Karen K. McGinnis Management For Voted - For 7 Elect Marie Meynadier Management For Voted - For 8 Elect Patrick S. Miles Management For Voted - For 9 Elect David H. Mowry Management For Voted - For 10 Elect David R. Pelizzon Management For Voted - For 11 Elect Jeffrey P. Rydin Management For Voted - For 12 Elect James L. L. Tullis Management For Voted - For 13 Elect Ward W. Woods, Jr. Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against AMARIN CORPORATION PLC Security ID: 023111206 Ticker: AMRN Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Elect Karim Mikhail Management For Voted - For 2 Elect Per Wold-Olsen Management For Voted - For 3 Elect Erin E. Enright Management For Voted - For 180 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Alfonso G. Zulueta Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to the 2020 Stock Incentive Plan Management For Voted - For AMEDISYS, INC. Security ID: 023436108 Ticker: AMED Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Vickie L. Capps Management For Voted - Withheld 1.2 Elect Molly J. Coye Management For Voted - Withheld 1.3 Elect Christopher T. Gerard Management For Voted - For 1.4 Elect Julie D. Klapstein Management For Voted - For 1.5 Elect Teresa L. Kline Management For Voted - For 1.6 Elect Paul B. Kusserow Management For Voted - For 1.7 Elect Bruce D. Perkins Management For Voted - For 1.8 Elect Jeffrey A. Rideout Management For Voted - For 1.9 Elect Ivanetta Davis Samuels Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For AMGEN INC. Security ID: 031162100 Ticker: AMGN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect Robert A. Bradway Management For Voted - For 3 Elect Brian J. Druker Management For Voted - For 4 Elect Robert A. Eckert Management For Voted - For 5 Elect Greg C. Garland Management For Voted - For 6 Elect Charles M. Holley, Jr. Management For Voted - For 7 Elect S. Omar Ishrak Management For Voted - For 8 Elect Tyler Jacks Management For Voted - For 9 Elect Ellen J. Kullman Management For Voted - For 10 Elect Amy Miles Management For Voted - For 11 Elect Ronald D. Sugar Management For Voted - For 12 Elect R. Sanders Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For AMPLIFON Security ID: T0388E118 Ticker: AMP Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 181 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Board Size Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 List Presented by Ampliter S.r.l. Management For Non-Voting 10 List Presented by Group of Institutional Investors Representing 2.65% of Share Capital Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Remuneration Policy Management For Voted - Against 13 Remuneration Report Management For Voted - Against 14 2022-2027 Sustainable Value Sharing Plan Management For Voted - For 15 Authority to Repurchase and Reissue Shares Management For Voted - For ANGIODYNAMICS, INC. Security ID: 03475V101 Ticker: ANGO Meeting Date: 03-Nov-21 Meeting Type: Annual 1.1 Elect Karen A. Licitra Management For Voted - For 1.2 Elect Wesley E. Johnson, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ARENA PHARMACEUTICALS, INC. Security ID: 040047607 Ticker: ARNA Meeting Date: 02-Feb-22 Meeting Type: Special 1 Acquisition by Pfizer Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For ASTELLAS PHARMA INC. Security ID: J03393105 Ticker: 4503 Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Kenji Yasukawa Management For Voted - For 4 Elect Naoki Okamura Management For Voted - For 5 Elect Mamoru Sekiyama Management For Voted - For 6 Elect Hiroshi Kawabe Management For Voted - For 7 Elect Takashi Tanaka Management For Voted - For 8 Elect Eriko Sakurai Management For Voted - For 9 Elect Toru Yoshimitsu Management For Voted - Against 10 Elect Raita Takahashi Management For Voted - For 182 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Mika Nakayama Management For Voted - For ASTRAZENECA PLC Security ID: 046353108 Ticker: AZN Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect Leif Johansson Management For Voted - For 6 Elect Pascal Soriot Management For Voted - For 7 Elect Aradhana Sarin Management For Voted - For 8 Elect Philip Broadley Management For Voted - For 9 Elect Euan Ashley Management For Voted - For 10 Elect Michel Demare Management For Voted - For 11 Elect Deborah DiSanzo Management For Voted - For 12 Elect Diana Layfield Management For Voted - For 13 Elect Sherilyn S. McCoy Management For Voted - For 14 Elect Tony Mok Management For Voted - For 15 Elect Nazneen Rahman Management For Voted - For 16 Elect Andreas Rummelt Management For Voted - For 17 Elect Marcus Wallenberg Management For Voted - For 18 Remuneration Report Management For Voted - For 19 Authorisation of Political Donations Management For Voted - For 20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 25 Extension of Savings-Related Share Option Scheme Management For Voted - For BEIGENE, LTD. Security ID: 07725L102 Ticker: BGNE Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Anthony C. Hooper Management For Voted - For 2 Elect Ranjeev Krishana Management For Voted - For 3 Elect Xiaodong Wang Management For Voted - For 4 Elect Qingqing Yi Management For Voted - For 5 Elect Margaret Han Dugan Management For Voted - For 6 Elect Alessandro Riva Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Approval of a Share Issue Mandate Management For Voted - Against 9 General Mandate to Repurchase Shares Management For Voted - For 183 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Connected Person Placing Authorization I Management For Voted - Against 11 Connected Person Placing Authorization II Management For Voted - Against 12 Approval of Amgen's Direct Purchase Option Management For Voted - For 13 Approval of Restricted Share Unit Grant to John V. Oyler Management For Voted - For 14 Approval of Restricted Share Unit Grant to Xiaodong Wang Management For Voted - For 15 Approval of Restricted Share Unit Grant to Other Non-Executive and Independent Non-Executive Directors Management For Voted - For 16 Amendment to the 2016 Share Option and Incentive Plan Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - Against 18 Approve the Adjournment of the Annual Meeting Management For Voted - For BEIJING CHUNLIZHENGDA MEDICAL INSTRUMENTS CO LTD. Security ID: Y0R7YC105 Ticker: 1858 Meeting Date: 06-Aug-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Extension of the Validity Period of the Resolution concerning the A Share Offering and the Authorization concerning the A Share Offering Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Extension of the Validity Period of the Resolution concerning the A Share Offering and the Authorization concerning the A Share Offering Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Strategic Allotment to the Collective Assets Management Plan under the A Share Offering Management For Voted - For Meeting Date: 16-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to the Management Measures for Use of Proceeds of the Company Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 184 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Annual Reports Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Independent Directors' Reports Management For Voted - For 8 Directors' Reports Management For Voted - For 9 Supervisors Fees Management For Voted - For 10 Supervisors' Reports Management For Voted - For 11 Elect SHI Chunbao Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For Meeting Date: 07-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting BIOGEN INC. Security ID: 09062X103 Ticker: BIIB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Alexander J. Denner Management For Voted - For 2 Elect Caroline D. Dorsa Management For Voted - For 3 Elect Maria C. Freire Management For Voted - For 4 Elect William A. Hawkins Management For Voted - For 5 Elect William D. Jones Management For Voted - For 6 Elect Jesus B. Mantas Management For Voted - For 7 Elect Richard C. Mulligan Management For Voted - Against 8 Elect Stelios Papadopoulos Management For Voted - For 9 Elect Eric K. Rowinsky Management For Voted - For 10 Elect Stephen A. Sherwin Management For Voted - For 11 Elect Michel Vounatsos Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BLUEPRINT MEDICINES CORPORATION Security ID: 09627Y109 Ticker: BPMC Meeting Date: 21-Jun-22 Meeting Type: Annual 1.1 Elect Jeffrey W. Albers Management For Voted - For 1.2 Elect Mark A. Goldberg Management For Voted - For 1.3 Elect Nicholas Lydon Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 185 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted BOSTON SCIENTIFIC CORPORATION Security ID: 101137107 Ticker: BSX Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Nelda J. Connors Management For Voted - For 2 Elect Charles J. Dockendorff Management For Voted - For 3 Elect Yoshiaki Fujimori Management For Voted - For 4 Elect Donna A. James Management For Voted - For 5 Elect Edward J. Ludwig Management For Voted - For 6 Elect Michael F. Mahoney Management For Voted - For 7 Elect David J. Roux Management For Voted - For 8 Elect John E. Sununu Management For Voted - For 9 Elect David S. Wichmann Management For Voted - For 10 Elect Ellen M. Zane Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2006 Employee Stock Purchase Plan Management For Voted - For BRISTOL-MYERS SQUIBB COMPANY Security ID: 110122108 Ticker: BMY Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Peter J. Arduini Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Julia A. Haller Management For Voted - For 4 Elect Manuel Hidalgo Medina Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Derica W. Rice Management For Voted - For 7 Elect Theodore R. Samuels, II Management For Voted - For 8 Elect Gerald Storch Management For Voted - For 9 Elect Karen H. Vousden Management For Voted - For 10 Elect Phyllis R. Yale Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For BROOKDALE SENIOR LIVING INC. Security ID: 112463104 Ticker: BKD Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Jordan R. Asher Management For Voted - For 2 Elect Lucinda M. Baier Management For Voted - For 3 Elect Marcus E. Bromley Management For Voted - For 4 Elect Frank M. Bumstead Management For Voted - For 186 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Victoria L. Freed Management For Voted - For 6 Elect Rita Johnson-Mills Management For Voted - For 7 Elect Guy P. Sansone Management For Voted - For 8 Elect Denise W. Warren Management For Voted - For 9 Elect Lee S. Wielansky Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For CELLTRION, INC. Security ID: Y1242A106 Ticker: 068270 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - For 2 Elect KIM Keun Young Management For Voted - For 3 Elect KIM Won Seok Management For Voted - Against 4 Elect YOO Dae Hyun Management For Voted - Against 5 Elect LEE Soon Woo Management For Voted - For 6 Elect KO Young Hye Management For Voted - For 7 Election of Independent Director to Be Appointed as Audit Committee Member: LEE Jae Sik Management For Voted - For 8 Election of Audit Committee Member: KIM Keun Young Management For Voted - For 9 Election of Audit Committee Member: KIM Won Seok Management For Voted - Against 10 Election of Audit Committee Member: YOO Dae Hyun Management For Voted - Against 11 Election of Audit Committee Member: LEE Soon Woo Management For Voted - For 12 Election of Audit Committee Member: KO Young Hye Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Share Option Grant Management For Voted - For CHARTWELL RETIREMENT RESIDENCES Security ID: 16141A103 Ticker: CSH.UN Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect V. Ann Davis Management For Voted - For 3 Elect James Scarlett Management For Voted - For 4 Elect Huw Thomas Management For Voted - Against 5 Elect Andre R. Kuzmicki Management For Voted - For 6 Elect Sharon Sallows Management For Voted - For 7 Elect Gary Whitelaw Management For Voted - For 8 Elect W. Brent Binions Management For Voted - For 9 Elect V. Ann Davis Management For Voted - For 10 Elect Andre R. Kuzmicki Management For Voted - For 11 Elect Valerie Pisano Management For Voted - For 12 Elect Sharon Sallows Management For Voted - For 13 Elect James Scarlett Management For Voted - For 187 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Huw Thomas Management For Voted - Against 15 Elect Vlad Volodarski Management For Voted - For 16 Elect Gary Whitelaw Management For Voted - For 17 Appointment of Auditor and Authority to Set Fees Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - Against CHUGAI PHARMACEUTICAL CO.,LTD. Security ID: J06930101 Ticker: 4519 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Osamu Okuda Management For Voted - For 5 Elect Hisafumi Yamada Management For Voted - For 6 Elect Toshiaki Itagaki Management For Voted - For 7 Elect Mariko Momoi Management For Voted - For COCHLEAR LIMITED Security ID: Q25953102 Ticker: COH Meeting Date: 19-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Re-elect Catriona (Alison) Deans Management For Voted - For 5 Re-elect Glen F. Boreham Management For Voted - For 6 Elect Christine F. McLoughlin Management For Voted - For 7 Equity Grant (MD/CEO Dig Howitt) Management For Voted - For DAVITA INC. Security ID: 23918K108 Ticker: DVA Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Pamela M. Arway Management For Voted - For 2 Elect Charles G. Berg Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 4 Elect Paul J. Diaz Management For Voted - For 5 Elect Jason M. Hollar Management For Voted - For 6 Elect Gregory J. Moore Management For Voted - For 7 Elect John M. Nehra Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Phyllis R. Yale Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 188 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against DEMANT AS Security ID: K3008M105 Ticker: DEMANT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Elect Niels Bjorn Christiansen Management For Voted - Abstain 12 Elect Niels Jacobsen Management For Voted - For 13 Elect Anja Madsen Management For Voted - For 14 Elect Sisse Fjelsted Rasmussen Management For Voted - For 15 Elect Kristian Villumsen Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Reduce Share Capital Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Remuneration Policy Management For Voted - For 20 Authorization of Legal Formalities Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting DENALI THERAPEUTICS INC Security ID: 24823R105 Ticker: DNLI Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Vicki L. Sato Management For Voted - For 1.2 Elect Erik Harris Management For Voted - For 1.3 Elect Peter S. Klein Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 189 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted DEXCOM, INC. Security ID: 252131107 Ticker: DXCM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Steven R. Altman Management For Voted - For 2 Elect Barbara E. Kahn Management For Voted - For 3 Elect Kyle Malady Management For Voted - For 4 Elect Jay S. Skyler Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Stock Split Management For Voted - For DIVERSIFIED HEALTHCARE TRUST Security ID: 25525P107 Ticker: DHC Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Lisa Harris Jones Management For Voted - For 2 Elect John L. Harrington Management For Voted - For 3 Elect Jennifer F. Francis Management For Voted - For 4 Elect Adam D. Portnoy Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Amendment to the 2012 Equity Compensation Plan Management For Voted - For 7 Ratification of Auditor Management For Voted - For EDWARDS LIFESCIENCES CORPORATION Security ID: 28176E108 Ticker: EW Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Kieran T. Gallahue Management For Voted - For 2 Elect Leslie Stone Heisz Management For Voted - For 3 Elect Paul A. LaViolette Management For Voted - For 4 Elect Steven R. Loranger Management For Voted - For 5 Elect Martha H. Marsh Management For Voted - For 6 Elect Michael A. Mussallem Management For Voted - For 7 Elect Ramona Sequeira Management For Voted - For 8 Elect Nicholas J. Valeriani Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 190 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted ELEKTA AB Security ID: W2479G107 Ticker: EKTAB Meeting Date: 25-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Accounts and Reports Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Ratify Laurent Leksell Management For Voted - For 15 Ratify Caroline Leksell Cooke Management For Voted - For 16 Ratify Johan Malmquist Management For Voted - For 17 Ratify Wolfgang Reim Management For Voted - For 18 Ratify Jan Secher Management For Voted - For 19 Ratify Birgitta Stymne Goransson Management For Voted - For 20 Ratify Cecilia Wikstrom Management For Voted - For 21 Ratify Gustaf Salford Management For Voted - For 22 Ratify Richard Hausmann Management For Voted - For 23 Number of Directors Management For Voted - For 24 Number of deputy Directors Management For Voted - For 25 Directors' Fees Management For Voted - For 26 Authority to Set Auditor's Fees Management For Voted - For 27 Elect Laurent Leksell Management For Voted - For 28 Elect Caroline Leksell Cooke Management For Voted - For 29 Elect Johan Malmqvist Management For Voted - Against 30 Elect Wolfgang Reim Management For Voted - For 31 Elect Jan Secher Management For Voted - For 32 Elect Birgitta Stymne Goransson Management For Voted - For 33 Elect Cecilia Wikstrom Management For Voted - For 34 Elect Laurent Leksell as Chair Management For Voted - For 35 Appointment of Auditor Management For Voted - For 36 Remuneration Report Management For Voted - For 37 Performance Share Plan 2021 Management For Voted - For 38 Share Transfer Pursuant to Performance Share Plan 2021 Management For Voted - For 39 Share Transfer Pursuant to Performance Share Plan 2019, 2020 and 2021 Management For Voted - For 40 Authority to Repurchase Shares Management For Voted - For 41 Issuance of Treasury Shares Management For Voted - For 42 Charitable Donations Management For Voted - For 191 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 43 Shareholder Proposal Regarding Abolition of Voting Differentiation Shareholder N/A Voted - For 44 Non-Voting Agenda Item N/A N/A Non-Voting 45 Non-Voting Meeting Note N/A N/A Non-Voting 46 Non-Voting Meeting Note N/A N/A Non-Voting 47 Non-Voting Meeting Note N/A N/A Non-Voting ELI LILLY AND COMPANY Security ID: 532457108 Ticker: LLY Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Raul Alvarez Management For Voted - For 2 Elect Kimberly H. Johnson Management For Voted - For 3 Elect Juan R. Luciano Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Elimination of Supermajority Requirements Management For Voted - For 8 Amendment to Articles to Allow Shareholders to Amend Bylaws Management For Voted - For 9 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - Against 12 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against ENSIGN GROUP, INC. Security ID: 29358P101 Ticker: ENSG Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Lee A. Daniels Management For Voted - For 2 Elect Ann S. Blouin Management For Voted - For 3 Elect Barry R. Port Management For Voted - For 4 Elect Suzanne D. Snapper Management For Voted - Against 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For EPIZYME, INC. Security ID: 29428V104 Ticker: EPZM Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Michael F. Giordano Management For Voted - For 2 Elect Pablo Legorreta Management For Voted - For 3 Elect David M. Mott Management For Voted - Withheld 192 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Carol Stuckley Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Increase in Authorized Common Stock Management For Voted - For 8 Approval of the 2022 Equity Incentive Plan Management For Voted - For 9 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For EXACT SCIENCES CORPORATION Security ID: 30063P105 Ticker: EXAS Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Kevin T. Conroy Management For Voted - For 1.2 Elect Shacey Petrovic Management For Voted - For 1.3 Elect Katherine S. Zanotti Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Amendment to the 2019 Omnibus Long-Term Incentive Plan Management For Voted - For 5 Amendment to the 2010 Employee Stock Purchase Plan Management For Voted - For 6 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against EXELIXIS, INC. Security ID: 30161Q104 Ticker: EXEL Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Carl B. Feldbaum Management For Voted - For 2 Elect Maria C. Freire Management For Voted - For 3 Elect Alan M. Garber Management For Voted - For 4 Elect Vincent T. Marchesi Management For Voted - For 5 Elect Michael M. Morrissey Management For Voted - For 6 Elect Stelios Papadopoulos Management For Voted - For 7 Elect George H. Poste Management For Voted - For 8 Elect Julie Anne Smith Management For Voted - For 9 Elect Lance Willsey Management For Voted - For 10 Elect Jacqueline Wright Management For Voted - For 11 Elect Jack L. Wyszomierski Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2017 Equity Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For FIBROGEN, INC. Security ID: 31572Q808 Ticker: FGEN Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Suzanne Blaug Management For Voted - For 193 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Benjamin F. Cravatt, Ph.D. Management For Voted - For 3 Elect Jeffrey L. Edwards Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - For FRESENIUS MEDICAL CARE AG & CO. KGAA Security ID: D2734Z107 Ticker: FME Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of General Partner Acts Management For Voted - For 8 Ratification of Supervisory Board Acts Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Remuneration Report Management For Voted - For GENMAB A/S Security ID: K3967W102 Ticker: GMAB Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports; Ratification of Board and Management Acts Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Elect Deirdre P. Connelly Management For Voted - For 11 Elect Pernille Erenbjerg Management For Voted - For 12 Elect Rolf Hoffman Management For Voted - For 13 Elect Paolo Paoletti Management For Voted - For 14 Elect Anders Gersel Pedersen Management For Voted - For 15 Elect Elizabeth O'Farrell Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Directors' Fees Management For Voted - For 18 Authorization of Legal Formalities Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 194 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted GLAUKOS CORPORATION Security ID: 377322102 Ticker: GKOS Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Mark J. Foley Management For Voted - For 1.2 Elect David F. Hoffmeister Management For Voted - For 1.3 Elect Gilbert H. Kliman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For GN STORE NORD A/S Security ID: K4001S214 Ticker: GN Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Ratification of Board and Management Acts Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Elect Per Wold-Olsen Management For Voted - For 12 Elect Jukka Pekka Pertola Management For Voted - Abstain 13 Elect Helene Barnekow Management For Voted - For 14 Elect Montserrat Maresch Pascual Management For Voted - For 15 Elect Ronica Wang Management For Voted - For 16 Elect Anette Weber Management For Voted - For 17 Appointment of Auditor Management For Voted - Abstain 18 Authority to Repurchase Shares Management For Voted - For 19 Cancellation of Shares Management For Voted - For 20 Approval of Indemnification Agreement Management For Voted - For 21 Amendment to Remuneration Policy Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting HALOZYME THERAPEUTICS, INC. Security ID: 40637H109 Ticker: HALO Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Jeffrey W. Henderson Management For Voted - For 195 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Connie L. Matsui Management For Voted - For 3 Elect Helen I. Torley Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED Security ID: G54958106 Ticker: 3692 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect SUN Yuan Management For Voted - For 6 Elect Charles CHAN Sheung Wai Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting HERON THERAPEUTICS, INC. Security ID: 427746102 Ticker: HRTX Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Barry D. Quart Management For Voted - For 2 Elect Stephen R. Davis Management For Voted - Against 3 Elect Sharmila Dissanaike Management For Voted - For 4 Elect Craig A. Johnson Management For Voted - For 5 Elect Kimberly J. Manhard Management For Voted - For 6 Elect Susan Rodriguez Management For Voted - For 7 Elect Christian Waage Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Increase in Authorized Common Stock Management For Voted - For 11 Amendment to the 2007 Equity Incentive Plan Management For Voted - For 12 Amendment to the 1997 Employee Stock Purchase Plan Management For Voted - For INCYTE CORPORATION Security ID: 45337C102 Ticker: INCY Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Julian C. Baker Management For Voted - For 2 Elect Jean-Jacques Bienaime Management For Voted - For 3 Elect Otis W. Brawley Management For Voted - For 196 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Paul J. Clancy Management For Voted - For 5 Elect Jacqualyn A. Fouse Management For Voted - For 6 Elect Edmund P. Harrigan Management For Voted - For 7 Elect Katherine A. High Management For Voted - For 8 Elect Herve Hoppenot Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For INOGEN, INC. Security ID: 45780L104 Ticker: INGN Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Kevin M. King Management For Voted - For 1.2 Elect Mary Kay Ladone Management For Voted - For 1.3 Elect Nabil Shabshab Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For INSULET CORPORATION Security ID: 45784P101 Ticker: PODD Meeting Date: 24-May-22 Meeting Type: Annual 1.1 Elect James R. Hollingshead Management For Voted - For 1.2 Elect Jessica Hopfield Management For Voted - For 1.3 Elect Elizabeth H. Weatherman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For INTEGER HOLDINGS CORPORATION Security ID: 45826H109 Ticker: ITGR Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Sheila Antrum Management For Voted - For 2 Elect Pamela G. Bailey Management For Voted - For 3 Elect Cheryl C. Capps Management For Voted - For 4 Elect Joseph W. Dziedzic Management For Voted - For 5 Elect James F. Hinrichs Management For Voted - For 6 Elect Jean M. Hobby Management For Voted - For 7 Elect Tyrone Jeffers Management For Voted - For 8 Elect M. Craig Maxwell Management For Voted - For 9 Elect Filippo Passerini Management For Voted - For 10 Elect Donald J. Spence Management For Voted - For 11 Elect William B. Summers, Jr. Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 197 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted JOHNSON & JOHNSON Security ID: 478160104 Ticker: JNJ Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Mary C. Beckerle Management For Voted - For 3 Elect D. Scott Davis Management For Voted - For 4 Elect Ian E.L. Davis Management For Voted - For 5 Elect Jennifer A. Doudna Management For Voted - For 6 Elect Joaquin Duato Management For Voted - For 7 Elect Alex Gorsky Management For Voted - For 8 Elect Marillyn A. Hewson Management For Voted - For 9 Elect Hubert Joly Management For Voted - For 10 Elect Mark B. McClellan Management For Voted - Against 11 Elect Anne Mulcahy Management For Voted - For 12 Elect A. Eugene Washington Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Elect Nadja Y. West Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Racial Impact Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Discontinuation of Talc-based Baby Powder Shareholder Against Voted - For 24 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 25 Shareholder Proposal Regarding Lobbying Activities Alignment with Universal Health Coverage Shareholder Against Voted - Against 26 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 27 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - Against KISSEI PHARMACEUTICAL CO., LTD. Security ID: J33652108 Ticker: 4547 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Mutsuo Kanzawa Management For Voted - Against 198 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Yasuo Takehana Management For Voted - For 6 Elect Keiji Fukushima Management For Voted - For 7 Elect Tetsu Takayama Management For Voted - For 8 Elect Takahide Kitahara Management For Voted - For 9 Elect Yoshio Furihata Management For Voted - For 10 Elect Hiroshi Noake Management For Voted - For 11 Elect Keiji Miyazawa Management For Voted - For 12 Elect Shigetaka Shimizu Management For Voted - For 13 Elect Minoru Nomura Management For Voted - For 14 Elect Sayuri Uchikawa Management For Voted - For 15 Elect Yoshinori Otsuki Management For Voted - For 16 Elect Masayuki Isaji Management For Voted - For 17 Elect Shinji Kikuchi Management For Voted - Against 18 Elect Akio Kubota as Alternate Statutory Auditor Management For Voted - For 19 Bonus Management For Voted - Against KORIAN Security ID: F5412L108 Ticker: KORI Meeting Date: 22-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 8 Consolidated Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Scrip Dividend Management For Voted - For 11 2021 Remuneration of Sophie Boissard, CEO Management For Voted - For 12 2021 Remuneration of Jean-Pierre Duprieu, Chair Management For Voted - For 13 2021 Remuneration Report Management For Voted - For 14 2022 Remuneration Policy (CEO) Management For Voted - Against 15 2022 Remuneration Policy (Chair) Management For Voted - For 16 2022 Remuneration Policy (Board of Directors) Management For Voted - For 17 Elect Jean-Pierre Duprieu Management For Voted - For 18 Elect Jean-Francois Brin Management For Voted - For 19 Elect Anne Lalou Management For Voted - For 20 Elect Philippe Leveque Management For Voted - For 21 Authority to Repurchase and Reissue Shares Management For Voted - For 22 Conversion Of Corporate Form Societas Europaea ("SE") Management For Voted - For 23 Adoption of New Articles Regarding the Conversion of Legal Form Management For Voted - For 24 Authority to Cancel Shares and Reduce Capital Management For Voted - For 25 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 199 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 27 Authority to Issue Shares and Convertible Debt Through Private Placement Management For Voted - For 28 Greenshoe Management For Voted - For 29 Authority to Set Offering Price of Shares Management For Voted - For 30 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - For 31 Authority to Increase Capital in Case of Exchange Offers Management For Voted - For 32 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (Equity Line) Management For Voted - For 33 Authority to Increase Capital Through Capitalisations Management For Voted - For 34 Authority to Issue Performance Shares Management For Voted - Against 35 Employee Stock Purchase Plan Management For Voted - For 36 Stock Purchase Plan for Overseas Employees Management For Voted - For 37 Authority to Decide Mergers By Absorption, Spin-Offs and Partial Transfer of Assets Management For Voted - Against 38 Amendments to Articles Regarding Share Ownership Disclosure Requirements Management For Voted - For 39 Amendments to Articles Regarding the Powers of the Board of Directors Management For Voted - For 40 Authorisation of Legal Formalities Management For Voted - For 41 Non-Voting Meeting Note N/A N/A Non-Voting LHC GROUP, INC. Security ID: 50187A107 Ticker: LHCG Meeting Date: 21-Jun-22 Meeting Type: Special 1 Merger Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For LIFETECH SCIENTIFIC CORPORATION Security ID: G54872117 Ticker: 1302 Meeting Date: 17-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 2021 Share Option Scheme Management For Voted - Against Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect XIE Yuehui Management For Voted - Against 200 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect LIU Jianxiong Management For Voted - For 6 Elect JIANG Feng Management For Voted - For 7 Elect WANG Wansong Management For Voted - For 8 Elect ZHOU Luming Management For Voted - Against 9 Elect Joseph LIANG Hsien Tse Management For Voted - Against 10 Directors' fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Amendments to Articles Management For Voted - Against LIVANOVA PLC Security ID: G5509L101 Ticker: LIVN Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Elect Francesco Bianchi Management For Voted - For 2 Elect Stacy Enxing Seng Management For Voted - For 3 Elect William A. Kozy Management For Voted - For 4 Elect Damien McDonald Management For Voted - For 5 Elect Daniel J. Moore Management For Voted - For 6 Elect Sharon O'Kane Management For Voted - For 7 Elect Andrea L. Saia Management For Voted - For 8 Elect Todd C. Schermerhorn Management For Voted - For 9 Elect Peter M. Wilver Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Approval of the 2022 Incentive Award Plan Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Remuneration Report Management For Voted - For 16 Remuneration Policy Management For Voted - For 17 Accounts and Reports Management For Voted - For 18 Appointment of Statutory Auditor Management For Voted - For 19 Statutory Auditors' Fees Management For Voted - For LTC PROPERTIES, INC. Security ID: 502175102 Ticker: LTC Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Cornelia Cheng Management For Voted - For 2 Elect Boyd W. Hendrickson Management For Voted - For 3 Elect James J. Pieczynski Management For Voted - For 4 Elect Devra G. Shapiro Management For Voted - For 5 Elect Wendy L. Simpson Management For Voted - For 6 Elect Timothy J. Triche Management For Voted - For 7 Ratification of Auditor Management For Voted - For 201 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Advisory Vote on Executive Compensation Management For Voted - For LUYE PHARMA GROUP LTD Security ID: G57007109 Ticker: 2186 Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LIU Dian Bo Management For Voted - For 5 Elect YUAN Hui Xian Management For Voted - Against 6 Elect ZHANG Hua Qiao Management For Voted - Against 7 Elect Jojo CHOY Sze Chung Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Bye-Laws Management For Voted - Against MANNKIND CORPORATION Security ID: 56400P706 Ticker: MNKD Meeting Date: 10-May-22 Meeting Type: Annual 1.1 Elect James S. Shannon Management For Voted - For 1.2 Elect Michael E. Castagna Management For Voted - For 1.3 Elect Ronald J. Consiglio Management For Voted - For 1.4 Elect Michael A. Friedman Management For Voted - For 1.5 Elect Jennifer Grancio Management For Voted - For 1.6 Elect Anthony C. Hooper Management For Voted - For 1.7 Elect Sabrina Kay Management For Voted - For 1.8 Elect Kent Kresa Management For Voted - For 1.9 Elect Christine Mundkur Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For MEDTRONIC PLC Security ID: G5960L103 Ticker: MDT Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Richard H. Anderson Management For Voted - For 2 Elect Craig Arnold Management For Voted - For 3 Elect Scott C. Donnelly Management For Voted - For 4 Elect Andrea J. Goldsmith Management For Voted - For 5 Elect Randall J. Hogan, III Management For Voted - For 6 Elect Kevin E. Lofton Management For Voted - For 202 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Geoffrey Straub Martha Management For Voted - For 8 Elect Elizabeth G. Nabel Management For Voted - For 9 Elect Denise M. O'Leary Management For Voted - For 10 Elect Kendall J. Powell Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 2021 Long Term Incentive Plan Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For MERIT MEDICAL SYSTEMS, INC. Security ID: 589889104 Ticker: MMSI Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect F. Ann Millner Management For Voted - For 2 Elect Thomas J. Gunderson Management For Voted - For 3 Elect Laura S. Kaiser Management For Voted - For 4 Elect Michael R. McDonnell Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For MICROPORT SCIENTIFIC CORP Security ID: G60837104 Ticker: 0853 Meeting Date: 18-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendment to the CardioFlow Share Option Scheme Management For Voted - Against 4 Adoption of the Shanghai Microport MedBot (Group) Co., Ltd Share Option Scheme Management For Voted - Against Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Norihiro Ashida Management For Voted - Against 5 Elect CHOU Jonathan H. Management For Voted - Against 6 Elect LIU Guoen Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against 203 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted NATIONAL HEALTH INVESTORS, INC. Security ID: 63633D104 Ticker: NHI Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect James R. Jobe Management For Voted - For 2 Elect Robert G. Adams Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - For NATIONAL HEALTHCARE CORPORATION Security ID: 635906100 Ticker: NHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Stephen F. Flatt Management For Voted - For 2 Elect Richard F. LaRoche Jr. Management For Voted - Against 3 Elect Sandra Y. Trail Management For Voted - For NEUROCRINE BIOSCIENCES, INC. Security ID: 64125C109 Ticker: NBIX Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Richard F. Pops Management For Voted - For 1.2 Elect Shalini Sharp Management For Voted - For 1.3 Elect Stephen A. Sherwin Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Amendment to the 2020 Equity Incentive Plan Management For Voted - For 4 Amendment to the 2018 Employee Stock Purchase Plan Management For Voted - For 5 Ratification of Auditor Management For Voted - For NIPRO CORPORATION Security ID: J56655103 Ticker: 8086 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshihiko Sano Management For Voted - For 5 Elect Kiyotaka Yoshioka Management For Voted - For 6 Elect Toshiaki Masuda Management For Voted - For 7 Elect Kyoetsu Kobayashi Management For Voted - For 8 Elect Kimihito Minoura Management For Voted - For 9 Elect Tsuyoshi Yamazaki Management For Voted - For 10 Elect Kazuhiko Sano Management For Voted - For 11 Elect Kenichi Nishida Management For Voted - For 204 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Yasushi Oyama Management For Voted - For 13 Elect Takehito Yogo Management For Voted - For 14 Elect Hideto Nakamura Management For Voted - For 15 Elect Toyoshi Yoshida Management For Voted - For 16 Elect Yoshiko Tanaka Management For Voted - For 17 Elect Yoshiko Shimamori Management For Voted - For 18 Elect Toshiaki Hattori Management For Voted - For 19 Elect Katsunobu Hashimoto Management For Voted - For 20 Elect Hidehiko Kawazu Management For Voted - For 21 Elect Kiyomi Aoyama Management For Voted - For 22 Elect Shigeru Yanagase as Alternate Statutory Auditor Management For Voted - For NOVO NORDISK A/S Security ID: K72807132 Ticker: NOVOB Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Directors' Fees 2021 Management For Voted - For 10 Directors' Fees 2022 Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect Helge Lund as Chair Management For Voted - For 13 Elect Henrik Poulsen as Vice Chair Management For Voted - For 14 Elect Jeppe Christiansen Management For Voted - For 15 Elect Laurence Debroux Management For Voted - For 16 Elect Andreas Fibig Management For Voted - For 17 Elect Sylvie Gregoire Management For Voted - For 18 Elect Kasim Kutay Management For Voted - For 19 Elect Martin Mackay Management For Voted - Abstain 20 Elect Christina Choi Lai Law Management For Voted - For 21 Appointment of Auditor Management For Voted - For 22 Cancellation of Shares Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 25 Amendments to Remuneration Policy Management For Voted - For 26 Amendments to Articles (Age Limit) Management For Voted - For 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting 205 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted NOVOCURE LIMITED Security ID: G6674U108 Ticker: NVCR Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Asaf Danziger Management For Voted - For 2 Elect William F. Doyle Management For Voted - For 3 Elect Jeryl L. Hilleman Management For Voted - For 4 Elect David T. Hung Management For Voted - For 5 Elect Kinyip Gabriel Leung Management For Voted - For 6 Elect Martin J. Madden Management For Voted - For 7 Elect Timothy J. Scannell Management For Voted - For 8 Elect W. Anthony Vernon Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Amendments to Charter/Bylaw - Bundled Management For Voted - For NUVASIVE, INC. Security ID: 670704105 Ticker: NUVA Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Robert F. Friel Management For Voted - For 2 Elect Daniel J. Wolterman Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For OMEGA HEALTHCARE INVESTORS, INC. Security ID: 681936100 Ticker: OHI Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Elect Kapila K. Anand Management For Voted - For 2 Elect Craig R. Callen Management For Voted - For 3 Elect Lisa C. Egbuonu-Davis Management For Voted - For 4 Elect Barbara B. Hill Management For Voted - For 5 Elect Kevin J. Jacobs Management For Voted - For 6 Elect C. Taylor Pickett Management For Voted - For 7 Elect Stephen D. Plavin Management For Voted - For 8 Elect Burke W. Whitman Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 206 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted OMEROS CORPORATION Security ID: 682143102 Ticker: OMER Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Arnold C. Hanish Management For Voted - For 2 Elect Rajiv Shah Management For Voted - For 3 Ratification of Auditor Management For Voted - For PHARMAMAR S.A. Security ID: E8075H159 Ticker: PHM Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Report on Non-Financial Information Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Board Size Management For Voted - For 8 Elect Rosa Maria Sanchez-Yebra Alonso Management For Voted - For 9 Elect Mariano Esteban Rodriguez Management For Voted - For 10 Elect Emiliano Calvo Aller Management For Voted - For 11 Elect Sandra Ortega Mera Management For Voted - For 12 Elect Jose Maria Fernandez Sousa-Faro Management For Voted - For 13 Elect Pedro Fernandez Puentes Management For Voted - For 14 Amendments to Articles (Shares) Management For Voted - For 15 Amendments to Articles (General Meetings) Management For Voted - For 16 Amendments to Articles (Virtual-Only Meetings) Management For Voted - For 17 Amendments to Articles (Directors' Remuneration) Management For Voted - For 18 Amendments to Articles (Committees) Management For Voted - For 19 Amendments to Articles (Annual Accounts and Reports) Management For Voted - For 20 Amendments to General Meeting Regulations (Competencies) Management For Voted - For 21 Amendments to General Meeting Regulations (Notice) Management For Voted - For 22 Amendments to General Meeting Regulations (Voting) Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Amendments to General Meeting Regulations (Attendance; Minutes) Management For Voted - For 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 26 Authority to Issue Convertible Debt Instruments Management For Voted - For 27 Authority to Repurchase and Reissue Shares Management For Voted - For 28 Employee Share Ownership Plan 2023 Management For Voted - For 29 Remuneration Policy Management For Voted - Against 30 Remuneration Report Management For Voted - Against 31 Authorisation of Legal Formalities Management For Voted - For 32 Non-Voting Agenda Item N/A N/A Non-Voting 207 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 33 Non-Voting Meeting Note N/A N/A Non-Voting 34 Non-Voting Meeting Note N/A N/A Non-Voting REGENERON PHARMACEUTICALS, INC. Security ID: 75886F107 Ticker: REGN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Elect Bonnie L. Bassler Management For Voted - For 2 Elect Michael S. Brown Management For Voted - Against 3 Elect Leonard S. Schleifer Management For Voted - For 4 Elect George D. Yancopoulos Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For RYMAN HEALTHCARE LIMITED Security ID: Q8203F106 Ticker: RYM Meeting Date: 29-Jul-21 Meeting Type: Annual 1 Elect Greg Campbell Management For Voted - For 2 Re-elect Geoff Cumming Management For Voted - For 3 Re-elect Jo Appleyard Management For Voted - For 4 Re-elect Warren Bell Management For Voted - For 5 Authorise Board to Set Auditor's Fees Management N/A Voted - For 6 Approve Increase in NEDs' Fee Cap Management N/A Voted - For SABRA HEALTH CARE REIT, INC. Security ID: 78573L106 Ticker: SBRA Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Elect Craig Barbarosh Management For Voted - For 2 Elect Katie Cusack Management For Voted - For 3 Elect Michael J. Foster Management For Voted - For 4 Elect Lynne S. Katzmann Management For Voted - For 5 Elect Ann Kono Management For Voted - For 6 Elect Jeffrey A. Malehorn Management For Voted - For 7 Elect Richard K. Matros Management For Voted - For 8 Elect Clifton J. Porter II Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 208 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted SEAGEN INC. Security ID: 81181C104 Ticker: SGEN Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Ted W. Love Management For Voted - Against 2 Elect Daniel G. Welch Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For SILK ROAD MEDICAL, INC. Security ID: 82710M100 Ticker: SILK Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Elizabeth H. Weatherman Management For Voted - For 1.2 Elect Donald J. Zurbay Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For SMITH & NEPHEW PLC Security ID: G82343164 Ticker: SN. Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Erik Engstrom Management For Voted - For 5 Elect Robin Freestone Management For Voted - For 6 Elect Jo Hallas Management For Voted - For 7 Elect John Ma Management For Voted - For 8 Elect Katarzyna Mazur-Hofsaess Management For Voted - For 9 Elect Rick Medlock Management For Voted - For 10 Elect Deepak Nath Management For Voted - For 11 Elect Anne-Francoise Nesmes Management For Voted - For 12 Elect Marc Owen Management For Voted - For 13 Elect Roberto Quarta Management For Voted - For 14 Elect Angie Risley Management For Voted - For 15 Elect Bob White Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Sharesave Plan Management For Voted - For 20 Approval of International Sharesave Plan Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 209 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For SONOVA HOLDING AG Security ID: H8024W106 Ticker: SOON Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Accounts and Reports Management For Take No Action 4 Compensation Report Management For Take No Action 5 Allocation of Profits/Dividends Management For Take No Action 6 Ratification of Board and Management Acts Management For Take No Action 7 Amendments to Articles Management For Take No Action 8 Elect Robert F. Spoerry Management For Take No Action 9 Elect Stacy Enxing Seng Management For Take No Action 10 Elect Gregory Behar Management For Take No Action 11 Elect Lynn Dorsey Bleil Management For Take No Action 12 Elect Lukas Braunschweiler Management For Take No Action 13 Elect Roland Diggelmann Management For Take No Action 14 Elect Ronald van der Vis Management For Take No Action 15 Elect Jinlong Wang Management For Take No Action 16 Elect Adrian Widmer Management For Take No Action 17 Elect Julie Tay Management For Take No Action 18 Elect Stacy Enxing Seng as Nominating and Compensation Committee Member Management For Take No Action 19 Elect Lukas Braunschweiler as Nominating and Compensation Committee Member Management For Take No Action 20 Elect Roland Diggelmann as Nominating and Compensation Committee Member Management For Take No Action 21 Appointment of Auditor Management For Take No Action 22 Appointment of Independent Proxy Management For Take No Action 23 Board Compensation Management For Take No Action 24 Executive Compensation Management For Take No Action 25 Cancellation of Shares and Reduction in Share Capital Management For Take No Action 26 Increase in Authorised Capital Management For Take No Action STRAUMANN HOLDING AG Security ID: H8300N119 Ticker: STMN Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Compensation Report Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Stock Split Management For Take No Action 6 Ratification of Board and Management Acts Management For Take No Action 210 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Board Compensation Management For Take No Action 8 Executive Compensation (Fixed) Management For Take No Action 9 Executive Compensation (Long-Term) Management For Take No Action 10 Executive Compensation (Short-Term) Management For Take No Action 11 Elect Gilbert Achermann as Board Chair Management For Take No Action 12 Elect Marco Gadola Management For Take No Action 13 Elect Juan-Jose Gonzalez Management For Take No Action 14 Elect Beat E. Luthi Management For Take No Action 15 Elect Petra Rumpf Management For Take No Action 16 Elect Thomas Straumann Management For Take No Action 17 Elect Regula Wallimann Management For Take No Action 18 Elect Nadia Tarolli Schmidt Management For Take No Action 19 Elect Beat E. Luthi as Compensation Committee Member Management For Take No Action 20 Elect Regula Wallimann as Compensation Committee Member Management For Take No Action 21 Elect Juan-Jose Gonzalez as Compensation Committee Member Management For Take No Action 22 Elect Nadia Tarolli Schmidt as Compensation Committee Member Management For Take No Action 23 Appointment of Independent Proxy Management For Take No Action 24 Appointment of Auditor Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action STRYKER CORPORATION Security ID: 863667101 Ticker: SYK Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Mary K. Brainerd Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Srikant M. Datar Management For Voted - For 4 Elect Allan C. Golston Management For Voted - For 5 Elect Kevin A. Lobo Management For Voted - For 6 Elect Sherilyn S. McCoy Management For Voted - For 7 Elect Andrew K. Silvernail Management For Voted - For 8 Elect Lisa M. Skeete Tatum Management For Voted - For 9 Elect Ronda E. Stryker Management For Voted - For 10 Elect Rajeev Suri Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against TACTILE SYSTEMS TECHNOLOGY, INC Security ID: 87357P100 Ticker: TCMD Meeting Date: 09-May-22 Meeting Type: Annual 1.1 Elect Valerie Asbury Management For Voted - For 1.2 Elect William W. Burke Management For Voted - For 211 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Sheri Dodd Management For Voted - For 1.4 Elect Raymond Huggenberger Management For Voted - For 1.5 Elect Deepti Jain Management For Voted - For 1.6 Elect Daniel Reuvers Management For Voted - For 1.7 Elect Brent Shafer Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For TELEFLEX INCORPORATED Security ID: 879369106 Ticker: TFX Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect John C. Heinmiller Management For Voted - For 2 Elect Andrew A. Krakauer Management For Voted - For 3 Elect Neena M. Patil Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Amendment to the Bylaws to Declassify the Board Management For Voted - For 7 Amendment to the Certificate of Incorporation to Declassify the Board Management For Voted - For 8 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For TERUMO CORPORATION Security ID: J83173104 Ticker: 4543 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Toshiaki Takagi Management For Voted - For 5 Elect Shinjiro Sato Management For Voted - For 6 Elect Shoji Hatano Management For Voted - For 7 Elect Kyo Nishikawa Management For Voted - For 8 Elect Kazunori Hirose Management For Voted - For 9 Elect Yukiko Kuroda Yukiko Matsumoto Management For Voted - For 10 Elect Hidenori Nishi Management For Voted - For 11 Elect Keiya Ozawa Management For Voted - For 12 Elect Koichi Sakaguchi as Alternate Audit Committee Director Management For Voted - For THE PENNANT GROUP, INC. Security ID: 70805E109 Ticker: PNTG Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect JoAnne Stringfield Management For Voted - For 2 Elect Stephen M. R. Covey Management For Voted - Against 212 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year THERAVANCE BIOPHARMA, INC. Security ID: G8807B106 Ticker: TBPH Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Rick E. Winningham Management For Voted - For 2 Elect Donal O'Connor Management For Voted - For 3 Ratification of Auditor Management For Voted - For UCB SA Security ID: B93562120 Ticker: UCB Meeting Date: 28-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Non-Executive Remuneration Policy Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Ratification of Auditor's Acts Management For Voted - For 12 Elect Kay Davies to the Board of Directors Management For Voted - For 13 Ratification of Independence of Kay Davies Management For Voted - For 14 Elect Jean-Christophe Tellier to the Board of Directors Management For Voted - For 15 Elect Cedric Van Rijckevorsel to the Board of Directors Management For Voted - For 16 Long Term Incentive Plan (Free Allocation of Shares) Management For Voted - For 17 Change in Control Clause (EMTN Program) Management For Voted - For 18 Change in Control Clause (European Investment Bank Facility Agreement) Management For Voted - For 19 Change in Control Clause (Term Facility Agreement) Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Increase in Authorised Capital Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Amendment to Articles Regarding Board Minutes Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 213 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted UNITED THERAPEUTICS CORPORATION Security ID: 91307C102 Ticker: UTHR Meeting Date: 30-Sep-21 Meeting Type: Special 1 Conversion to Public Benefit Corporation Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Elect Christopher Causey Management For Voted - For 2 Elect Richard Giltner Management For Voted - For 3 Elect Katherine Klein Management For Voted - For 4 Elect Raymond Kurzweil Management For Voted - For 5 Elect Linda Maxwell Management For Voted - For 6 Elect Nilda Mesa Management For Voted - For 7 Elect Judy Olian Management For Voted - For 8 Elect Martine Rothblatt Management For Voted - For 9 Elect Louis Sullivan Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Amendment to the 2015 Stock Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For VENTAS, INC. Security ID: 92276F100 Ticker: VTR Meeting Date: 27-Apr-22 Meeting Type: Special 1.1 Elect Jonathan Litt Shareholder N/A Take No Action 1.2 Elect Management Nominee Melody C. Barnes Shareholder N/A Take No Action 1.3 Elect Management Nominee Debra A. Cafaro Shareholder N/A Take No Action 1.4 Elect Management Nominee Michael J. Embler Shareholder N/A Take No Action 1.5 Elect Management Nominee Matthew J. Lustig Shareholder N/A Take No Action 1.6 Elect Management Nominee Roxanne M. Martino Shareholder N/A Take No Action 1.7 Elect Management Nominee Marguerite M. Nader Shareholder N/A Take No Action 1.8 Elect Management Nominee Sean Nolan Shareholder N/A Take No Action 1.9 Elect Management Nominee Walter C. Rakowich Shareholder N/A Take No Action 1.10 Elect Management Nominee Robert D. Reed Shareholder N/A Take No Action 1.11 Elect Management Nominee Maurice Smith Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 2022 Equity Compensation Plan Management N/A Take No Action 4 Ratification of Auditor Management N/A Take No Action 1.1 Elect Melody C. Barnes Management For Voted - For 1.2 Elect Debra A. Cafaro Management For Voted - For 1.3 Elect Michael J. Embler Management For Voted - For 1.4 Elect Matthew J. Lustig Management For Voted - For 1.5 Elect Roxanne M. Martino Management For Voted - For 1.6 Elect Marguerite M. Nader Management For Voted - For 1.7 Elect Sean Nolan Management For Voted - For 1.8 Elect Walter C. Rakowich Management For Voted - For 214 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 1.9 Elect Robert D. Reed Management For Voted - For 1.10 Elect James D. Shelton Management For Voted - For 1.11 Elect Maurice Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 2022 Equity Compensation Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For VENUS MEDTECH (HANGZHOU) INC. Security ID: Y9277Y105 Ticker: 2500 Meeting Date: 30-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Elect Frank Min ZENG Management For Voted - For 8 Elect Zhenjun ZI Management For Voted - For 9 Elect LIM Hou-Sen Management For Voted - For 10 Elect Nisa Bernice LEUNG Wing-Yu Management For Voted - For 11 Elect Anthony WU Ting Yuk Management For Voted - Against 12 Elect Joseph LAU Wan Yee Management For Voted - For 13 Elect Chi Wai SUEN Management For Voted - Against 14 Directors' Fees Management For Voted - For 15 Elect Wei WANG as Supervisor Management For Voted - Against 16 Elect Yue LI as Supervisor Management For Voted - For 17 Supervisors' Fees Management For Voted - For 18 Authority to Repurchase H Shares Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase H Shares Management For Voted - For WELLTOWER INC. Security ID: 95040Q104 Ticker: WELL Meeting Date: 23-May-22 Meeting Type: Annual 1 Elect Kenneth J. Bacon Management For Voted - For 2 Elect Karen B. DeSalvo Management For Voted - For 3 Elect Philip L. Hawkins Management For Voted - For 4 Elect Dennis G. Lopez Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect Ade J. Patton Management For Voted - For 7 Elect Diana W. Reid Management For Voted - For 8 Elect Sergio D. Rivera Management For Voted - For 215 -------------------------------------------------------------------------------------------------- Global X Aging Population ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Johnese M. Spisso Management For Voted - For 10 Elect Kathryn M. Sullivan Management For Voted - For 11 Amendment to Remove Provisions in the Certificate of Incorporation Relating to Extraordinary Transactions Involving Welltower OP Inc. Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against ZIMMER BIOMET HOLDINGS, INC. Security ID: 98956P102 Ticker: ZBH Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Christopher B. Begley Management For Voted - For 2 Elect Betsy J. Bernard Management For Voted - For 3 Elect Michael J. Farrell Management For Voted - For 4 Elect Robert A. Hagemann Management For Voted - For 5 Elect Bryan C. Hanson Management For Voted - For 6 Elect Arthur J. Higgins Management For Voted - For 7 Elect Maria Teresa Hilado Management For Voted - For 8 Elect Syed Jafry Management For Voted - For 9 Elect Sreelakshmi Kolli Management For Voted - For 10 Elect Michael W. Michelson Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 216 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted AGCO CORPORATION Security ID: 001084102 Ticker: AGCO Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Michael C. Arnold Management For Voted - For 2 Elect Sondra L. Barbour Management For Voted - For 3 Elect Suzanne P. Clark Management For Voted - For 4 Elect Bob De Lange Management For Voted - For 5 Elect Eric P. Hansotia Management For Voted - For 6 Elect George E. Minnich Management For Voted - For 7 Elect Niels Porksen Management For Voted - For 8 Elect David M. Sagehorn Management For Voted - For 9 Elect Mallika Srinivasan Management For Voted - For 10 Elect Matthew Tsien Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For AGEAGLE AERIAL SYSTEMS INC. Security ID: 00848K101 Ticker: UAVS Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Barrett Mooney Management For Voted - For 1.2 Elect Grant Begley Management For Voted - For 1.3 Elect Louisa Ingargiola Management For Voted - For 1.4 Elect Thomas Gardner Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For AGRIFY CORPORATION Security ID: 00853E107 Ticker: AGFY Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Raymond Chang Management For Voted - For 1.2 Elect Guichao Hua Management For Voted - Withheld 1.3 Elect Timothy Mahoney Management For Voted - For 1.4 Elect Thomas L. Massie Management For Voted - For 1.5 Elect Leonard J. Sokolow Management For Voted - For 1.6 Elect Krishnan Varier Management For Voted - For 1.7 Elect Stuart Wilcox Management For Voted - Withheld 2 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 3 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 4 Increase in Authorized Common Stock Management For Voted - For 5 Ratification of Auditor Management For Voted - For 217 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted APPHARVEST, INC. Security ID: 03783T103 Ticker: APPH Meeting Date: 13-May-22 Meeting Type: Annual 1.1 Elect Jonathan Webb Management For Voted - For 1.2 Elect David Lee Management For Voted - For 1.3 Elect Kiran Bhatraju Management For Voted - For 1.4 Elect Ciara A. Burnham Management For Voted - For 1.5 Elect Greg Couch Management For Voted - For 1.6 Elect Anna Mason Management For Voted - For 1.7 Elect R. Geof Rochester Management For Voted - For 1.8 Elect Martha Stewart Management For Voted - For 1.9 Elect Patrick Halfmann Management For Voted - For 1.10 Elect J. Kevin Willis Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year ARCHER-DANIELS-MIDLAND COMPANY Security ID: 039483102 Ticker: ADM Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Michael S. Burke Management For Voted - For 2 Elect Theodore Colbert Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Suzan F. Harrison Management For Voted - For 6 Elect Juan R. Luciano Management For Voted - For 7 Elect Patrick J. Moore Management For Voted - For 8 Elect Francisco Sanchez Management For Voted - For 9 Elect Debra A. Sandler Management For Voted - For 10 Elect Lei Z. Schlitz Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Pesticide Reporting Shareholder Against Voted - Against BAYER AG Security ID: D0712D163 Ticker: BAYN Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 218 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Presentation of Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Management Board Acts Management For Voted - For 8 Ratification of Supervisory Board Acts Management For Voted - For 9 Elect Paul Achleitner Management For Voted - For 10 Elect Norbert W. Bischofberger Management For Voted - For 11 Elect Colleen A. Goggins Management For Voted - For 12 Remuneration Report Management For Voted - Against 13 Approval of Profit-and-Loss Transfer Agreements Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting BEYOND MEAT, INC. Security ID: 08862E109 Ticker: BYND Meeting Date: 24-May-22 Meeting Type: Annual 1.1 Elect Ethan Brown Management For Voted - For 1.2 Elect Colleen E. Jay Management For Voted - For 1.3 Elect Raymond J. Lane Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against CORTEVA, INC. Security ID: 22052L104 Ticker: CTVA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Lamberto Andreotti Management For Voted - For 2 Elect Klaus A. Engel Management For Voted - For 3 Elect David C. Everitt Management For Voted - For 4 Elect Janet Plaut Giesselman Management For Voted - For 5 Elect Karen H. Grimes Management For Voted - For 6 Elect Michael O. Johanns Management For Voted - For 7 Elect Rebecca B. Liebert Management For Voted - For 8 Elect Marcos Marinho Lutz Management For Voted - For 9 Elect Charles V. Magro Management For Voted - For 10 Elect Nayaki R. Nayyar Management For Voted - For 11 Elect Gregory R. Page Management For Voted - For 12 Elect Kerry J. Preete Management For Voted - For 13 Elect Patrick J. Ward Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 219 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted DANONE Security ID: F12033134 Ticker: BN Meeting Date: 26-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Consolidated Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Elect Valerie Chapoulaud-Floquet Management For Voted - For 10 Elect Antoine de Saint-Affrique Management For Voted - For 11 Elect Patrice Louvet Management For Voted - For 12 Elect Geraldine Picaud Management For Voted - For 13 Elect Susan Roberts Management For Voted - For 14 Appointment of Auditor (Ernst & Young) Management For Voted - For 15 Appointment of Auditor (Mazars) Management For Voted - For 16 Special Auditors Report on Regulated Agreements Management For Voted - For 17 2021 Remuneration Report Management For Voted - For 18 2021 Remuneration of Veronique Penchienati-Bosetta, Former Interim CEO (From March 14, 2021, Until September 14, 2021) Management For Voted - For 19 2021 Remuneration of Shane Grant, Former Interim Deputy CEO (From March 14, 2021, Until September 14, 2021) Management For Voted - For 20 2021 Remuneration of Antoine de Saint-Affrique, CEO (From September 15, 2021) Management For Voted - For 21 2021 Remuneration of Gilles Schnepp, Chair (Since March 14, 2021) Management For Voted - For 22 2022 Remuneration Policy (Executives) Management For Voted - For 23 2022 Remuneration Policy (Chair) Management For Voted - For 24 2022 Remuneration Policy (Board of Directors) Management For Voted - For 25 Authority to Repurchase and Reissue Shares Management For Voted - For 26 Stock Purchase Plan for Overseas Employees Management For Voted - For 27 Authority to Issue Performance Shares Management For Voted - For 28 Authority to Issue Restricted Shares Management For Voted - For 29 Amendments to Articles Regarding the CEO's and the Deputy CEO's Age Limits Management For Voted - For 30 Amendments to Articles Regarding the Chair's Age Limits Management For Voted - For 31 Amendments to Article Regarding Directors' Shareholding Requirements Management For Voted - For 32 Authorisation of Legal Formalities Management For Voted - For 33 SHP On Amendments to Article 18 Regarding the Honorary Chair Shareholder N/A Voted - For 34 Non-Voting Meeting Note N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting 220 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted GROWGENERATION CORP. Security ID: 39986L109 Ticker: GRWG Meeting Date: 23-Jun-22 Meeting Type: Annual 1.1 Elect Darren Lampert Management For Voted - For 1.2 Elect Michael Salaman Management For Voted - Withheld 1.3 Elect Eula Adams Management For Voted - For 1.4 Elect Stephen Aiello Management For Voted - Withheld 1.5 Elect Paul Ciasullo Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 2 Years Voted - 1 Year 4 Ratification of Auditor Management For Voted - For HE BEI CHENG DE LOLO COMPANY LIMITED Security ID: Y3120K107 Ticker: 000848 Meeting Date: 06-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 The Financial Service Framework Agreement To Be Signed With A Company Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Change of the Company's Name Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Objective and Purpose of the Share Repurchase Management For Voted - For 12 Method of the Share Repurchase Management For Voted - For 13 Price, Price Range or Pricing Principles of Shares to Be Repurchased Management For Voted - For 14 Type, Amount, Number and Percentage to the Total Capital of Shares to Be Repurchased Management For Voted - For 15 Source of the Funds to Be Used for the Share Repurchase Management For Voted - For 16 Time Limit of the Share Repurchase Management For Voted - For 17 Specific Authorization to Handle the Share Repurchase Management For Voted - For HYDROFARM HOLDINGS GROUP, INC. Security ID: 44888K209 Ticker: HYFM Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Renah Persofsky Management For Voted - Withheld 2 Elect Melisa Denis Management For Voted - For 221 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Ratification of Auditor Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 2 Years Voted - 1 Year ICL GROUP LTD Security ID: M53213100 Ticker: ICL Meeting Date: 27-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Dafna Gruber As External Director Management For Voted - For Meeting Date: 30-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Yoav Doppelt Management For Voted - For 3 Elect Aviad Kaufman Management For Voted - For 4 Elect Avisar Paz Management For Voted - Against 5 Elect Sagi Kabla Management For Voted - For 6 Elect Ovadia Eli Management For Voted - For 7 Elect Reem Aminoach Management For Voted - Against 8 Elect Lior Reitblatt Management For Voted - For 9 Elect Zipora Ozer-Armon Management For Voted - For 10 Elect Gad Lesin Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Compensation Policy Management For Voted - For 13 Revised Employment Terms of Executive Chair Management For Voted - For 14 Option Grant of Executive Chair Management For Voted - For 15 Option Grant of CEO Management For Voted - Against INGREDION INCORPORATED Security ID: 457187102 Ticker: INGR Meeting Date: 20-May-22 Meeting Type: Annual 1 Elect David B. Fischer Management For Voted - For 2 Elect Paul Hanrahan Management For Voted - For 3 Elect Rhonda L. Jordan Management For Voted - For 4 Elect Gregory B. Kenny Management For Voted - For 5 Elect Charles V. Magro Management For Voted - For 6 Elect Victoria J. Reich Management For Voted - For 7 Elect Catherine A. Suever Management For Voted - For 8 Elect Stephan B. Tanda Management For Voted - For 9 Elect Jorge A. Uribe Management For Voted - For 10 Elect Dwayne A. Wilson Management For Voted - For 11 Elect James Zallie Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 222 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted KELLOGG COMPANY Security ID: 487836108 Ticker: K Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Roderick Gillum Management For Voted - For 2 Elect Mary A. Laschinger Management For Voted - For 3 Elect Erica L. Mann Management For Voted - For 4 Elect Carolyn Tastad Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - Against LINDSAY CORPORATION Security ID: 535555106 Ticker: LNN Meeting Date: 04-Jan-22 Meeting Type: Annual 1.1 Elect Pablo Di Si Management For Voted - For 1.2 Elect Mary A. Lindsey Management For Voted - For 1.3 Elect Consuelo E. Madere Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For MAPLE LEAF FOODS INC. Security ID: 564905107 Ticker: MFI Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect William E. Aziz Management For Voted - For 3 Elect W. Geoffrey Beattie Management For Voted - For 4 Elect Ronald G. Close Management For Voted - For 5 Elect Jean M. Fraser Management For Voted - For 6 Elect Thomas P. Hayes Management For Voted - For 7 Elect Tim Hockey Management For Voted - For 8 Elect Katherine N. Lemon Management For Voted - For 9 Elect Jonathan W.F. McCain Management For Voted - For 10 Elect Michael H. McCain Management For Voted - For 11 Elect Carol M. Stephenson Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting 223 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted MONDE NISSIN CORPORATION Security ID: Y6142T105 Ticker: MONDE Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Call To Order Management For Voted - For 2 Certification Of Notice And Quorum Management For Voted - For 3 Instructions On Rules Of Conduct And Voting Procedures Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 Management Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Elect Hartono Kweefanus Management For Voted - For 9 Elect Kataline Darmono Management For Voted - For 10 Elect Hoediono Kweefanus Management For Voted - For 11 Elect Betty T Ang Management For Voted - For 12 Elect Henry Soesanto Management For Voted - For 13 Elect Monica Darmono Management For Voted - For 14 Elect Romeo L. Bernardo Management For Voted - For 15 Elect Nina Perpetua D Aguas Management For Voted - Against 16 Elect Marie Elaine Teo Management For Voted - For 17 Appointment of Auditor Management For Voted - Against 18 Transaction of Other Business Management For Voted - Against 19 Right to Adjourn Meeting Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting NUFARM LIMITED Security ID: Q7007B105 Ticker: NUF Meeting Date: 17-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Elect David Jones Management For Voted - For 4 Equity Grant (MD/CEO Greg Hunt) Management For Voted - For NUTRIEN LTD. Security ID: 67077M108 Ticker: NTR Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Christopher M. Burley Management For Voted - For 1.2 Elect Maura J. Clark Management For Voted - For 1.3 Elect Russell K. Girling Management For Voted - For 1.4 Elect Michael J. Hennigan Management For Voted - For 1.5 Elect Miranda C. Hubbs Management For Voted - For 1.6 Elect Raj S. Kushwaha Management For Voted - For 1.7 Elect Alice D. Laberge Management For Voted - For 224 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 1.8 Elect Consuelo E. Madere Management For Voted - For 1.9 Elect Keith G. Martell Management For Voted - For 1.10 Elect Aaron W. Regent Management For Voted - For 1.11 Elect Nelson Luiz Costa Silva Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For OATLY GROUP AB Security ID: 67421J108 Ticker: OTLY Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Election of the chairperson of the AGM Management For Voted - For 2 Preparation and approval of the voting list Management For Voted - For 3 Approval of the agenda Management For Voted - For 4 Election of one or two persons to verify the minutes Management For Voted - For 5 Determination as to Whether the AGM has been Duly Convened. Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Board Size Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Authority to Set Auditor's Fees Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Increase in Authorized Capital Management For Voted - For 14 Issuance of Shares and/or Warrants and/or Convertible Bonds Management For Voted - For RAVEN INDUSTRIES, INC. Security ID: 754212108 Ticker: RAVN Meeting Date: 15-Sep-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For SPROUTS FARMERS MARKET, INC. Security ID: 85208M102 Ticker: SFM Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Kristen E. Blum Management For Voted - For 1.2 Elect Jack L. Sinclair Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Approval of the 2022 Omnibus Incentive Compensation Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 225 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted SUNOPTA INC. Security ID: 8676EP108 Ticker: STKL Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Albert D. Bolles Management For Voted - Against 2 Elect Rebecca Fisher Management For Voted - For 3 Elect Joseph Ennen Management For Voted - For 4 Elect R. Dean Hollis Management For Voted - For 5 Elect Katrina L. Houde Management For Voted - For 6 Elect Leslie Starr Keating Management For Voted - For 7 Elect Ken Kempf Management For Voted - For 8 Elect Mahes S. Wickramasinghe Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Shareholder Rights Plan Renewal Management For Voted - For 12 Amendment to Articles Management For Voted - For TATTOOED CHEF, INC. Security ID: 87663X102 Ticker: TTCF Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Jennifer Fellner Management For Voted - For 1.2 Elect Ed Gelfand Management For Voted - For 1.3 Elect Daniel Williamson Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year THE HAIN CELESTIAL GROUP, INC. Security ID: 405217100 Ticker: HAIN Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Elect Richard A. Beck Management For Voted - For 2 Elect Celeste A. Clark Management For Voted - For 3 Elect R. Dean Hollis Management For Voted - For 4 Elect Shervin J. Korangy Management For Voted - For 5 Elect Mark Schiller Management For Voted - For 6 Elect Michael B. Sims Management For Voted - For 7 Elect Glenn W. Welling Management For Voted - For 8 Elect Dawn M. Zier Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 226 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted THE SCOTTS MIRACLE-GRO COMPANY Security ID: 810186106 Ticker: SMG Meeting Date: 24-Jan-22 Meeting Type: Annual 1.1 Elect David C. Evans Management For Voted - For 1.2 Elect Stephen L. Johnson Management For Voted - For 1.3 Elect Adam Hanft Management For Voted - For 1.4 Elect Katherine H. Littlefield Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the Long-Term Incentive Plan Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year TITAN MACHINERY INC. Security ID: 88830R101 Ticker: TITN Meeting Date: 06-Jun-22 Meeting Type: Annual 1.1 Elect Frank A. Anglin III Management For Voted - For 1.2 Elect David Meyer Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For UNILEVER PLC Security ID: G92087165 Ticker: ULVR Meeting Date: 04-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect Nils Andersen Management For Voted - For 4 Elect Judith Hartmann Management For Voted - For 5 Elect Alan Jope Management For Voted - For 6 Elect Andrea Jung Management For Voted - For 7 Elect Susan Kilsby Management For Voted - For 8 Elect Strive T. Masiyiwa Management For Voted - For 9 Elect Youngme E. Moon Management For Voted - For 10 Elect Graeme D. Pitkethly Management For Voted - For 11 Elect Feike Sijbesma Management For Voted - For 12 Elect Adrian Hennah Management For Voted - For 13 Elect Ruby Lu Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 227 -------------------------------------------------------------------------------------------------- Global X AgTech & Food Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting YUAN LONG-PING AGRICULTURE HI-TECH CO., LTD. Security ID: Y9862T107 Ticker: 000998 Meeting Date: 02-Mar-22 Meeting Type: Special 1 Outline Of The Long-Term Service Plan Management For Voted - For 2 First Phase Employee Stock Ownership Plan (Draft) and Its Summary Management For Voted - Against 3 Management Measures For The First Phase Employee Stock Ownership Plan Management For Voted - Against 4 Authorization to the Board to Handle Matters Regarding the First Phase Employee Stock Ownership Plan Management For Voted - Against 5 Amendments to Articles of Association Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 2022 Reappointment Of Financial And Internal Control Audit Firm Management For Voted - Against 6 Deposits And Loans Business With A Bank And Other Related Parties Management For Voted - Against 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Election Of Independent Director: Li Jiaoyu Management For Voted - For 9 Election Of Independent Director: Yan Se Management For Voted - For 228 -------------------------------------------------------------------------------------------------- Global X Alternative Income ETF Proposal Proposed by Mgt. Position Registrant Voted ARES CAPITAL CORPORATION Security ID: 04010L103 Ticker: ARCC Meeting Date: 13-Aug-21 Meeting Type: Special 1 Authority to Sell or Issue Shares Below Net Asset Value Management For Voted - For BLACKROCK INCOME TRUST INC Security ID: 09247F100 Ticker: BKT Meeting Date: 29-Jul-21 Meeting Type: Annual 1.1 Elect J. Phillip Holloman Management For Voted - For 1.2 Elect Catherine A. Lynch Management For Voted - For 1.3 Elect Karen P. Robards Management For Voted - For 1.4 Elect Frank J. Fabozzi Management For Voted - For BP MIDSTREAM PARTNERS LP Security ID: 0556EL109 Ticker: BPMP Meeting Date: 04-Apr-22 Meeting Type: Consent 1 Merger/Acquisition Management For Voted - For COMPASS DIVERSIFIED Security ID: 20451Q104 Ticker: CODI Meeting Date: 03-Aug-21 Meeting Type: Special 1 Amendment to the Trust Agreement Management For Voted - For 2 Conversion to Corporation Management For Voted - For 3 Amendment to to LLC Agreement Management For Voted - For 4 Right to Adjourn Meeting Management For Voted - For CONSOLIDATED EDISON, INC. Security ID: 209115104 Ticker: ED Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Timothy P. Cawley Management For Voted - For 2 Elect Ellen V. Futter Management For Voted - For 3 Elect John F. Killian Management For Voted - For 4 Elect Karol V. Mason Management For Voted - For 5 Elect John McAvoy Management For Voted - For 6 Elect Dwight A. McBride Management For Voted - For 229 -------------------------------------------------------------------------------------------------- Global X Alternative Income ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect William J. Mulrow Management For Voted - For 8 Elect Armando J. Olivera Management For Voted - For 9 Elect Michael W. Ranger Management For Voted - For 10 Elect Linda S. Sanford Management For Voted - For 11 Elect Deirdre Stanley Management For Voted - For 12 Elect L. Frederick Sutherland Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For DOMINION ENERGY, INC. Security ID: 25746U109 Ticker: D Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect James A. Bennett Management For Voted - For 2 Elect Robert M. Blue Management For Voted - For 3 Elect Helen E. Dragas Management For Voted - For 4 Elect James O. Ellis, Jr. Management For Voted - For 5 Elect D. Maybank Hagood Management For Voted - For 6 Elect Ronald W. Jibson Management For Voted - For 7 Elect Mark J. Kington Management For Voted - For 8 Elect Joseph M. Rigby Management For Voted - For 9 Elect Pamela L. Royal Management For Voted - For 10 Elect Robert H. Spilman, Jr. Management For Voted - For 11 Elect Susan N. Story Management For Voted - For 12 Elect Michael E. Szymanczyk Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Medium-Term Targets For Scope 3 GHG Emissions Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Stranded Asset Risk Shareholder N/A Voted - For DUKE ENERGY CORPORATION Security ID: 26441C204 Ticker: DUK Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Derrick Burks Management For Voted - For 1.2 Elect Annette K. Clayton Management For Voted - For 1.3 Elect Theodore F. Craver, Jr. Management For Voted - For 1.4 Elect Robert M. Davis Management For Voted - For 1.5 Elect Caroline D. Dorsa Management For Voted - For 1.6 Elect W. Roy Dunbar Management For Voted - For 1.7 Elect Nicholas C. Fanandakis Management For Voted - For 1.8 Elect Lynn J. Good Management For Voted - For 230 -------------------------------------------------------------------------------------------------- Global X Alternative Income ETF Proposal Proposed by Mgt. Position Registrant Voted 1.9 Elect John T. Herron Management For Voted - For 1.10 Elect Idalene F. Kesner Management For Voted - For 1.11 Elect E. Marie McKee Management For Voted - For 1.12 Elect Michael J. Pacilio Management For Voted - For 1.13 Elect Thomas E. Skains Management For Voted - For 1.14 Elect William E. Webster, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EDISON INTERNATIONAL Security ID: 281020107 Ticker: EIX Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Jeanne Beliveau-Dunn Management For Voted - For 2 Elect Michael C. Camunez Management For Voted - For 3 Elect Vanessa C.L. Chang Management For Voted - For 4 Elect James T. Morris Management For Voted - For 5 Elect Timothy T. O'Toole Management For Voted - For 6 Elect Pedro J. Pizarro Management For Voted - For 7 Elect Marcy L. Reed Management For Voted - For 8 Elect Carey A. Smith Management For Voted - For 9 Elect Linda G. Stuntz Management For Voted - For 10 Elect Peter J. Taylor Management For Voted - For 11 Elect Keith Trent Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For ENTERGY CORPORATION Security ID: 29364G103 Ticker: ETR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect John R. Burbank Management For Voted - For 2 Elect P.J. Condon Management For Voted - For 3 Elect Leo P. Denault Management For Voted - For 4 Elect Kirkland H. Donald Management For Voted - For 5 Elect Brian W. Ellis Management For Voted - For 6 Elect Philip L. Frederickson Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect M. Elise Hyland Management For Voted - For 9 Elect Stuart L. Levenick Management For Voted - For 10 Elect Blanche L. Lincoln Management For Voted - For 11 Elect Karen A. Puckett Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 231 -------------------------------------------------------------------------------------------------- Global X Alternative Income ETF Proposal Proposed by Mgt. Position Registrant Voted GLADSTONE INVESTMENT CORPORATION Security ID: 376546107 Ticker: GAIN Meeting Date: 05-Aug-21 Meeting Type: Annual 1.1 Elect Terry Lee Brubaker Management For Voted - For 1.2 Elect Caren D. Merrick Management For Voted - For 2 Ratification of Auditor Management For Voted - For HAMILTON LANE INCORPORATED Security ID: 407497106 Ticker: HLNE Meeting Date: 02-Sep-21 Meeting Type: Annual 1.1 Elect R. Vann Graves Management For Voted - For 1.2 Elect Erik Hirsch Management For Voted - For 1.3 Elect Leslie F. Varon Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For MAGELLAN MIDSTREAM PARTNERS, L.P. Security ID: 559080106 Ticker: MMP Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Walter R. Arnheim Management For Voted - For 2 Elect Lori A. Gobillot Management For Voted - For 3 Elect Edward J. Guay Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For OGE ENERGY CORP. Security ID: 670837103 Ticker: OGE Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Frank A. Bozich Management For Voted - For 2 Elect Peter D. Clarke Management For Voted - For 3 Elect David L. Hauser Management For Voted - For 4 Elect Luther C. Kissam IV Management For Voted - For 5 Elect Judy R. McReynolds Management For Voted - For 6 Elect David E. Rainbolt Management For Voted - For 7 Elect J. Michael Sanner Management For Voted - For 8 Elect Sheila G. Talton Management For Voted - For 9 Elect Sean Trauschke Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Elimination of Supermajority Requirements Management For Voted - For 232 -------------------------------------------------------------------------------------------------- Global X Alternative Income ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Approval of the 2022 Stock Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against OWL ROCK CAPITAL CORPORATION Security ID: 69121K104 Ticker: ORCC Meeting Date: 26-Aug-21 Meeting Type: Annual 1 Elect Christopher M. Temple Management For Voted - For 2 Elect Melissa Weiler Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Transaction of Other Business Management For Voted - Against PPL CORPORATION Security ID: 69351T106 Ticker: PPL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Arthur P. Beattie Management For Voted - For 2 Elect Raja Rajamannar Management For Voted - For 3 Elect Heather B. Redman Management For Voted - For 4 Elect Craig A. Rogerson Management For Voted - For 5 Elect Vincent Sorgi Management For Voted - For 6 Elect Natica von Althann Management For Voted - For 7 Elect Keith H. Williamson Management For Voted - For 8 Elect Phoebe A. Wood Management For Voted - For 9 Elect Armando Zagalo de Lima Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For PROSPECT CAPITAL CORPORATION Security ID: 74348T102 Ticker: PSEC Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Elect M. Grier Eliasek Management For Voted - Against 2 Elect Andrew C. Cooper Management For Voted - For THE SOUTHERN COMPANY Security ID: 842587107 Ticker: SO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Janaki Akella Management For Voted - For 2 Elect Henry A. Clark III Management For Voted - For 3 Elect Anthony F. Earley, Jr. Management For Voted - For 4 Elect Thomas A. Fanning Management For Voted - For 5 Elect David J. Grain Management For Voted - For 233 -------------------------------------------------------------------------------------------------- Global X Alternative Income ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Colette D. Honorable Management For Voted - For 7 Elect Donald M. James Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Dale E. Klein Management For Voted - For 10 Elect Ernest J. Moniz Management For Voted - For 11 Elect William G. Smith, Jr. Management For Voted - For 12 Elect Kristine L. Svinicki Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder For Voted - For WESTERN ASSET EMERGING MARKETS DEBT FUND INC Security ID: 95766A101 Ticker: EMD Meeting Date: 22-Oct-21 Meeting Type: Annual 1 Elect Carol L. Colman Management For Voted - For 2 Elect Daniel P. Cronin Management For Voted - For 3 Elect Paolo M. Cucchi Management For Voted - For 4 Ratification of Auditor Management For Voted - For WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC Security ID: 95790B109 Ticker: DMO Meeting Date: 22-Oct-21 Meeting Type: Annual 1 Elect William R. Hutchinson Management For Voted - For 2 Elect Nisha Kumar Management For Voted - For 3 Elect Jane E. Trust Management For Voted - For 4 Ratification of Auditor Management For Voted - For 234 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 21VIANET GROUP, INC. Security ID: 90138A103 Ticker: VNET Meeting Date: 08-Oct-21 Meeting Type: Special 1 Company Name Change Management For Voted - For ABIOMED, INC. Security ID: 003654100 Ticker: ABMD Meeting Date: 11-Aug-21 Meeting Type: Annual 1.1 Elect Eric A. Rose Management For Voted - For 1.2 Elect Jeannine M. Rivet Management For Voted - For 1.3 Elect Myron L. Rolle Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For ACCENTURE PLC Security ID: G1151C101 Ticker: ACN Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Jaime Ardila Management For Voted - For 2 Elect Nancy McKinstry Management For Voted - For 3 Elect Beth E. Mooney Management For Voted - For 4 Elect Gilles Pelisson Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Venkata Renduchintala Management For Voted - For 7 Elect Arun Sarin Management For Voted - For 8 Elect Julie Sweet Management For Voted - For 9 Elect Frank K. Tang Management For Voted - For 10 Elect Tracey T. Travis Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of Amendment to the 2010 Share Incentive Plan Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Authorize the Price Range at which the Company can Re-allot Treasury Shares Management For Voted - For 235 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted ACER INCORPORATED Security ID: Y0003F171 Ticker: 2353 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Ratification Proposal Of The Financial Statements And Business Report For The Year 2021. Management For Voted - For 2 Discussion Proposal Of Profit And Loss Appropriation For The Year 2021 Management For Voted - For 3 Proposal Of The Amendments To Articles Of Incorporation. Management For Voted - For 4 Proposal Of The Amendments To Regulations For The Conduct Of Shareholders Meetings And Procedures For Acquiring Or Disposing Of Assets. Management For Voted - For ADOBE INC. Security ID: 00724F101 Ticker: ADBE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Brett Biggs Management For Voted - For 3 Elect Melanie Boulden Management For Voted - For 4 Elect Frank A. Calderoni Management For Voted - For 5 Elect Laura Desmond Management For Voted - For 6 Elect Shantanu Narayen Management For Voted - For 7 Elect Spencer Neumann Management For Voted - For 8 Elect Kathleen Oberg Management For Voted - For 9 Elect Dheeraj Pandey Management For Voted - For 10 Elect David A. Ricks Management For Voted - For 11 Elect Daniel Rosensweig Management For Voted - Against 12 Elect John E. Warnock Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For ADVANTECH CO., LTD. Security ID: Y0017P108 Ticker: 2395 Meeting Date: 26-May-22 Meeting Type: Annual 1 Adoption of the 2021 Business Report and Financial Statements Management For Voted - For 2 Adoption of the Proposal for Distribution of 2021 Profits. Proposed Cash Dividend: Twd 8 Per Share Management For Voted - For 3 Amendment to the Company's Articles of Incorporation Management For Voted - For 4 Approve of Amendment to the Procedures for Acquisition or Disposal of Assets Management For Voted - For 5 Approve of Amendment to the Rules and Procedures of Shareholders Meeting Management For Voted - For 236 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted AFYA LIMITED Security ID: G01125106 Ticker: AFYA Meeting Date: 23-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Amended and Restated Articles of Association Management For Voted - For ALCHIP TECHNOLOGIES LTD. Security ID: G02242108 Ticker: 3661 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 2021 Business Report and the Consolidated Financial Statements Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 Change of the Fund Using Plan for the Issuance of Common Shares Management For Voted - For 4 Elect Kinying Kwan Management For Voted - For 5 Elect Johnny Shyang-Lin -Lin Shen Management For Voted - For 6 Elect Herbert Chang Management For Voted - For 7 Elect Daniel Wang Management For Voted - For 8 Elect Mao-Wei Hung Management For Voted - For 9 Elect Brian Chiang Management For Voted - For 10 Elect Binfu Chuang Management For Voted - For 11 Amendments to the Memorandum and Articles of Association Management For Voted - For 12 Amendments to the Procedural Rules for Acquisition and Disposal of Assets Management For Voted - For 13 Amendments to the Procedural Rules for Shareholders Meetings Management For Voted - For 14 Non-compete Restrictions for Directors Management For Voted - For ALIBABA GROUP HOLDING LIMITED Security ID: 01609W102 Ticker: BABA Meeting Date: 17-Sep-21 Meeting Type: Annual 1 Elect Joseph TSAI Chung Management For Voted - Against 2 Elect J. Michael Evans Management For Voted - For 3 Elect Borje E. Ekholm Management For Voted - Against 4 Appointment of Auditor Management For Voted - For ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 237 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - Against 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 238 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - Against 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - Abstain 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For AMBARELLA, INC. Security ID: G037AX101 Ticker: AMBA Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Anne De Greef-Safft Management For Voted - For 2 Elect Chenming C. Hu Management For Voted - For 3 Elect Feng-Ming Wang Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 239 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted AMPLIFON Security ID: T0388E118 Ticker: AMP Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Board Size Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 List Presented by Ampliter S.r.l. Management For Non-Voting 10 List Presented by Group of Institutional Investors Representing 2.65% of Share Capital Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Remuneration Policy Management For Voted - Against 13 Remuneration Report Management For Voted - Against 14 2022-2027 Sustainable Value Sharing Plan Management For Voted - For 15 Authority to Repurchase and Reissue Shares Management For Voted - For APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - For 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 240 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted BAIDU, INC. Security ID: 056752108 Ticker: BIDU Meeting Date: 07-Dec-21 Meeting Type: Special 1 Adoption of the Company's Dual Foreign Name Management For Voted - For 2 Amendment to the Company's Articles of Association Management For Voted - For 3 Approval of Filings of Company's Dual Foreign Name and Articles of Association Management For Voted - For BOOZ ALLEN HAMILTON HOLDING CORPORATION Security ID: 099502106 Ticker: BAH Meeting Date: 28-Jul-21 Meeting Type: Annual 1 Elect Horacio D. Rozanski Management For Voted - For 2 Elect Ian Fujiyama Management For Voted - For 3 Elect Mark E. Gaumond Management For Voted - For 4 Elect Gretchen W. McClain Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For C3.AI, INC. Security ID: 12468P104 Ticker: AI Meeting Date: 06-Oct-21 Meeting Type: Annual 1.1 Elect Patricia A. House Management For Voted - Withheld 1.2 Elect Sosale Shankar Sastry Management For Voted - Withheld 1.3 Elect Thomas M. Siebel Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For CADENCE DESIGN SYSTEMS, INC. Security ID: 127387108 Ticker: CDNS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - For 2 Elect Ita M. Brennan Management For Voted - For 3 Elect Lewis Chew Management For Voted - For 4 Elect Anirudh Devgan Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Julia Liuson Management For Voted - For 7 Elect James D. Plummer Management For Voted - For 8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - For 9 Elect John B. Shoven Management For Voted - For 10 Elect Young K. Sohn Management For Voted - For 11 Elect Lip-Bu Tan Management For Voted - For 241 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against CCC INTELLIGENT SOLUTIONS HOLDINGS INC. Security ID: 12510Q100 Ticker: CCCS Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Teri Williams Management For Voted - For 1.2 Elect Christopher Egan Management For Voted - For 1.3 Elect Steven Puccinelli Management For Voted - For 2 Ratification of Auditor Management For Voted - For CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - For 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against CORNERSTONE ONDEMAND, INC. Security ID: 21925Y103 Ticker: CSOD Meeting Date: 12-Oct-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For 242 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted DATADOG, INC. Security ID: 23804L103 Ticker: DDOG Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Titi Cole Management For Voted - For 2 Elect Matthew Jacobson Management For Voted - For 3 Elect Julie G. Richardson Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For DXC TECHNOLOGY COMPANY Security ID: 23355L106 Ticker: DXC Meeting Date: 17-Aug-21 Meeting Type: Annual 1 Elect Mukesh Aghi Management For Voted - For 2 Elect Amy E. Alving Management For Voted - For 3 Elect David A. Barnes Management For Voted - For 4 Elect Raul J. Fernandez Management For Voted - For 5 Elect David L. Herzog Management For Voted - For 6 Elect Mary L. Krakauer Management For Voted - For 7 Elect Ian C. Read Management For Voted - For 8 Elect Dawn Rogers Management For Voted - For 9 Elect Michael J. Salvino Management For Voted - For 10 Elect Manoj P. Singh Management For Voted - For 11 Elect Akihiko Washington Management For Voted - For 12 Elect Robert F. Woods Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 243 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For EXPERIAN PLC Security ID: G32655105 Ticker: EXPN Meeting Date: 21-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Elect Alison Brittain Management For Voted - For 4 Elect Jonathan Howell Management For Voted - For 5 Elect Ruba Borno Management For Voted - For 6 Elect Brian Cassin Management For Voted - For 7 Elect Caroline F. Donahue Management For Voted - For 8 Elect Luiz Fernando Vendramini Fleury Management For Voted - For 9 Elect Deirdre Mahlan Management For Voted - For 10 Elect Lloyd Pitchford Management For Voted - For 11 Elect Mike Rogers Management For Voted - For 12 Elect George Rose Management For Voted - For 13 Elect Kerry Williams Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Adoption of New Articles Management For Voted - For EXSCIENTIA PLC Security ID: 30223G102 Ticker: EXAI Meeting Date: 18-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Remuneration Policy Management For Voted - For 4 Elect Robert Ghenchev Management For Voted - Against 5 Appointment of Auditor Management For Voted - For 6 Authority to Set Auditor's Fees Management For Voted - For 7 Authority to Repurchase Shares Off-Market Management For Voted - For 8 Authority to Repurchase Deferred Shares Off-Market Management For Voted - For 244 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted FANUC CORPORATION Security ID: J13440102 Ticker: 6954 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshiharu Inaba Management For Voted - For 5 Elect Kenji Yamaguchi Management For Voted - For 6 Elect Michael J Cicco Management For Voted - For 7 Elect Kazuo Tsukuda Management For Voted - For 8 Elect Naoko Yamazaki Management For Voted - For 9 Elect Hiroto Uozumi Management For Voted - For 10 Elect Naoko Yamazaki as Alternate Audit Committee Director Management For Voted - For GENPACT LIMITED Security ID: G3922B107 Ticker: G Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect N.V. Tyagarajan Management For Voted - For 2 Elect James C. Madden Management For Voted - For 3 Elect Ajay Agrawal Management For Voted - For 4 Elect Stacey Cartwright Management For Voted - For 5 Elect Laura Conigliaro Management For Voted - For 6 Elect Tamara Franklin Management For Voted - For 7 Elect Carol Lindstrom Management For Voted - For 8 Elect CeCelia Morken Management For Voted - For 9 Elect Brian M. Stevens Management For Voted - For 10 Elect Mark Verdi Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the 2017 Omnibus Incentive Compensation Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - For GLOBAL UNICHIP CORP. Security ID: Y2724H114 Ticker: 3443 Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 Elect DING Jesse Management For Voted - For 4 Elect HUANG Tsui-Hui Management For Voted - For 245 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted HEWLETT PACKARD ENTERPRISE COMPANY Security ID: 42824C109 Ticker: HPE Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Elect Daniel Ammann Management For Voted - For 2 Elect Pamela L. Carter Management For Voted - For 3 Elect Jean M. Hobby Management For Voted - For 4 Elect George R. Kurtz Management For Voted - For 5 Elect Raymond J. Lane Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Antonio F. Neri Management For Voted - For 8 Elect Charles H. Noski Management For Voted - For 9 Elect Raymond E. Ozzie Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Patricia F. Russo Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2021 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For HUBBELL INCORPORATED Security ID: 443510607 Ticker: HUBB Meeting Date: 03-May-22 Meeting Type: Annual 1.1 Elect Gerben W. Bakker Management For Voted - For 1.2 Elect Carlos M. Cardoso Management For Voted - For 1.3 Elect Anthony J. Guzzi Management For Voted - For 1.4 Elect Rhett A. Hernandez Management For Voted - For 1.5 Elect Neal J. Keating Management For Voted - For 1.6 Elect Bonnie C. Lind Management For Voted - For 1.7 Elect John F. Malloy Management For Voted - For 1.8 Elect Jennifer M. Pollino Management For Voted - For 1.9 Elect John G. Russell Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For INFINEON TECHNOLOGIES AG Security ID: D35415104 Ticker: IFX Meeting Date: 17-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratify Reinhard Ploss Management For Voted - For 5 Ratify Helmut Gassel Management For Voted - For 246 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Ratify Jochen Hanebeck Management For Voted - For 7 Ratify Constanze Hufenbecher Management For Voted - For 8 Ratify Sven Schneider Management For Voted - For 9 Ratify Wolfgang Eder Management For Voted - For 10 Ratify Xiaoqun Clever Management For Voted - For 11 Ratify Johann Dechant Management For Voted - For 12 Ratify Friedrich Eichiner Management For Voted - For 13 Ratify Annette Engelfried Management For Voted - For 14 Ratify Peter Gruber Management For Voted - For 15 Ratify Hans-Ulrich Holdenried Management For Voted - For 16 Ratify Susanne Lachenmann Management For Voted - For 17 Ratify Geraldine Picaud Management For Voted - For 18 Ratify Manfred Puffer Management For Voted - For 19 Ratify Melanie Riedl Management For Voted - For 20 Ratify Jurgen Scholz Management For Voted - For 21 Ratify Kerstin Schulzendorf Management For Voted - For 22 Ratify Ulrich Spiesshofer Management For Voted - For 23 Ratify Margaret Suckale Management For Voted - For 24 Ratify Diana Vitale Management For Voted - For 25 Appointment of Auditor Management For Voted - For 26 Elect Geraldine Picaud as Supervisory Board Member Management For Voted - For 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting 32 Non-Voting Meeting Note N/A N/A Non-Voting 33 Non-Voting Meeting Note N/A N/A Non-Voting INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 247 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - Against INTERNATIONAL BUSINESS MACHINES CORPORATION Security ID: 459200101 Ticker: IBM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Thomas Buberl Management For Voted - For 2 Elect David N. Farr Management For Voted - For 3 Elect Alex Gorsky Management For Voted - For 4 Elect Michelle Howard Management For Voted - For 5 Elect Arvind Krishna Management For Voted - For 6 Elect Andrew N. Liveris Management For Voted - For 7 Elect F. William McNabb, III Management For Voted - For 8 Elect Martha E. Pollack Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Peter R. Voser Management For Voted - For 11 Elect Frederick H. Waddell Management For Voted - For 12 Elect Alfred W. Zollar Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For MANDIANT, INC. Security ID: 562662106 Ticker: MNDT Meeting Date: 03-Jun-22 Meeting Type: Special 1 Merger Agreement Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For MEITUAN DIANPING Security ID: G59669104 Ticker: 3690 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect WANG Xing Management For Voted - For 5 Elect MU Rongjun Management For Voted - Against 6 Elect Harry SHUM Heung Yeung Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 248 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Repurchased Share Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 249 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - Against NEC CORPORATION Security ID: J48818207 Ticker: 6701 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Takashi Niino Management For Voted - For 4 Elect Takayuki Morita Management For Voted - For 5 Elect Hajime Matsukura Management For Voted - For 6 Elect Motoo Nishihara Management For Voted - For 7 Elect Osamu Fujikawa Management For Voted - For 8 Elect Noriko Iki Management For Voted - For 9 Elect Masatoshi Ito Management For Voted - For 10 Elect Kuniharu Nakamura Management For Voted - For 11 Elect Christina Ahmadjian Management For Voted - For 12 Elect Masashi Oka Management For Voted - For 13 Elect Shinobu Obata Management For Voted - For 14 Elect Kyoko Okada Management For Voted - For NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 250 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - For 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For NIELSEN HOLDINGS PLC Security ID: G6518L108 Ticker: NLSN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect James A. Attwood, Jr. Management For Voted - For 2 Elect Thomas H. Castro Management For Voted - For 3 Elect Guerrino De Luca Management For Voted - For 4 Elect Karen M. Hoguet Management For Voted - For 5 Elect David W. Kenny Management For Voted - For 6 Elect Janice Marinelli Mazza Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Stephanie Plaines Management For Voted - For 9 Elect Nancy Tellem Management For Voted - For 10 Elect Lauren Zalaznick Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Appointment of Statutory Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Remuneration Report Management For Voted - Against 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 19 Authority to Repurchase Shares Off-Market Management For Voted - For NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - For 251 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - For 10 Elect Mark L. Perry Management For Voted - For 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For NXP SEMICONDUCTORS N.V. Security ID: N6596X109 Ticker: NXPI Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Ratification of Board Acts Management For Voted - For 3 Elect Kurt Sievers Management For Voted - For 4 Elect Peter L. Bonfield Management For Voted - For 5 Elect Annette K. Clayton Management For Voted - For 6 Elect Anthony R. Foxx Management For Voted - For 7 Elect Chunyuan Gu Management For Voted - For 8 Elect Lena Olving Management For Voted - For 9 Elect Julie Southern Management For Voted - For 10 Elect Jasmin Staiblin Management For Voted - For 11 Elect Gregory L. Summe Management For Voted - For 12 Elect Karl-Henrik Sundstrom Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Cancel Repurchased Shares Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For OKTA, INC. Security ID: 679295105 Ticker: OKTA Meeting Date: 21-Jun-22 Meeting Type: Annual 1.1 Elect Jeffrey E. Epstein Management For Voted - For 1.2 Elect J. Frederic Kerrest Management For Voted - For 1.3 Elect Rebecca Saeger Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 252 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted ORACLE CORPORATION Security ID: 68389X105 Ticker: ORCL Meeting Date: 10-Nov-21 Meeting Type: Annual 1.1 Elect Jeffrey S. Berg Management For Voted - For 1.2 Elect Michael J. Boskin Management For Voted - For 1.3 Elect Safra A. Catz Management For Voted - Withheld 1.4 Elect Bruce R. Chizen Management For Voted - For 1.5 Elect George H. Conrades Management For Voted - Withheld 1.6 Elect Lawrence J. Ellison Management For Voted - For 1.7 Elect Rona Fairhead Management For Voted - For 1.8 Elect Jeffrey O. Henley Management For Voted - For 1.9 Elect Renee J. James Management For Voted - For 1.10 Elect Charles W. Moorman IV Management For Voted - Withheld 1.11 Elect Leon E. Panetta Management For Voted - Withheld 1.12 Elect William G. Parrett Management For Voted - For 1.13 Elect Naomi O. Seligman Management For Voted - Withheld 1.14 Elect Vishal Sikka Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Amendment to the 2020 Equity Incentive Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - For 7 Shareholder Proposal Regarding Requiring and Posting Disclosures from Outside Organizations Shareholder Against Voted - Against PEGASYSTEMS INC. Security ID: 705573103 Ticker: PEGA Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Alan Trefler Management For Voted - For 2 Elect Peter Gyenes Management For Voted - For 3 Elect Richard H. Jones Management For Voted - For 4 Elect Christopher Lafond Management For Voted - For 5 Elect Dianne Ledingham Management For Voted - For 6 Elect Sharon Rowlands Management For Voted - For 7 Elect Lawrence Weber Management For Voted - Against 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For QUALCOMM INCORPORATED Security ID: 747525103 Ticker: QCOM Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Sylvia Acevedo Management For Voted - For 253 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Cristiano R. Amon Management For Voted - For 3 Elect Mark Fields Management For Voted - For 4 Elect Jeffrey W. Henderson Management For Voted - For 5 Elect Gregory N. Johnson Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Mark D. McLaughlin Management For Voted - For 8 Elect Jamie S. Miller Management For Voted - For 9 Elect Irene B. Rosenfeld Management For Voted - For 10 Elect Kornelis Smit Management For Voted - For 11 Elect Jean-Pascal Tricoire Management For Voted - For 12 Elect Anthony J. Vinciquerra Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For ROCKWELL AUTOMATION, INC. Security ID: 773903109 Ticker: ROK Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect James P. Keane Management For Voted - For 1.2 Elect Blake D. Moret Management For Voted - For 1.3 Elect Thomas W. Rosamilia Management For Voted - For 1.4 Elect Patricia A. Watson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For SALESFORCE, INC. Security ID: 79466L302 Ticker: CRM Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Marc R. Benioff Management For Voted - For 2 Elect Bret Taylor Management For Voted - For 3 Elect Laura Alber Management For Voted - For 4 Elect Craig A. Conway Management For Voted - For 5 Elect Parker Harris Management For Voted - For 6 Elect Alan G. Hassenfeld Management For Voted - For 7 Elect Neelie Kroes Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Sanford R. Robertson Management For Voted - For 10 Elect John V. Roos Management For Voted - For 11 Elect Robin L. Washington Management For Voted - For 12 Elect Maynard G. Webb Management For Voted - For 13 Elect Susan D. Wojcicki Management For Voted - For 14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For 15 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 254 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For SAMSUNG ELECTRONICS CO., LTD. Security ID: Y74718100 Ticker: 005930 Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - For 2 Elect KIM Han Jo Management For Voted - For 3 Elect HAN Wha Jin Management For Voted - For 4 Elect KIM Jun Sung Management For Voted - For 5 Elect KYUNG Kye Hyun Management For Voted - For 6 Elect ROH Tae Moon Management For Voted - For 7 Elect PARK Hark Kyu Management For Voted - For 8 Elect LEE Jung Bae Management For Voted - For 9 Election of Audit Committee Member: KIM Han Jo Management For Voted - For 10 Election of Audit Committee Member: KIM Jeong Hun Management For Voted - For 11 Directors' Fees Management For Voted - For SEAGATE TECHNOLOGY HOLDINGS PLC Security ID: G7997R103 Ticker: STX Meeting Date: 20-Oct-21 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - Against 2 Elect Shankar Arumugavelu Management For Voted - For 3 Elect Pratik Bhatt Management For Voted - For 4 Elect Judy Bruner Management For Voted - For 5 Elect Michael R. Cannon Management For Voted - For 6 Elect Jay L. Geldmacher Management For Voted - For 7 Elect Dylan G. Haggart Management For Voted - For 8 Elect William D. Mosley Management For Voted - For 9 Elect Stephanie Tilenius Management For Voted - For 10 Elect Edward J. Zander Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For SERVICENOW, INC. Security ID: 81762P102 Ticker: NOW Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Susan L. Bostrom Management For Voted - For 2 Elect Teresa Briggs Management For Voted - For 3 Elect Jonathan C. Chadwick Management For Voted - Against 4 Elect Paul E. Chamberlain Management For Voted - For 5 Elect Lawrence J Jackson, Jr. Management For Voted - For 255 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Frederic B. Luddy Management For Voted - For 7 Elect Jeffrey A. Miller Management For Voted - For 8 Elect Joseph Quinlan Management For Voted - For 9 Elect Sukumar Rathnam Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For SHOPIFY INC. Security ID: 82509L107 Ticker: SHOP Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Tobias Lutke Management For Voted - For 2 Elect Robert G. Ashe Management For Voted - Withheld 3 Elect Gail Goodman Management For Voted - For 4 Elect Colleen M. Johnston Management For Voted - For 5 Elect Jeremy Levine Management For Voted - For 6 Elect John Phillips Management For Voted - For 7 Elect Fidji Simo Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Arrangement Relating to Dual Class Share Structure and Creation of Founder Share Management For Voted - Against 10 Approval of Share Split Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against SIEMENS AG Security ID: D69671218 Ticker: SIE Meeting Date: 10-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratify Roland Busch Management For Voted - For 10 Ratify Klaus Helmrich Management For Voted - For 11 Ratify Joe Kaeser Management For Voted - For 12 Ratify Cedrik Neike Management For Voted - For 13 Ratify Matthias Rebellius Management For Voted - For 14 Ratify Ralf P. Thomas Management For Voted - For 15 Ratify Judith Wiese Management For Voted - For 16 Ratify Jim Hagemann Snabe Management For Voted - For 17 Ratify Birgit Steinborn Management For Voted - For 18 Ratify Werner Brandt Management For Voted - For 19 Ratify Tobias Baumler Management For Voted - For 256 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Ratify Michael Diekmann Management For Voted - For 21 Ratify Andrea Fehrmann Management For Voted - For 22 Ratify Bettina Haller Management For Voted - For 23 Ratify Harald Kern Management For Voted - For 24 Ratify Jurgen Kerner Management For Voted - For 25 Ratify Nicola Leibinger-Kammuller Management For Voted - For 26 Ratify Benoit Potier Management For Voted - For 27 Ratify Hagen Reimer Management For Voted - For 28 Ratify Norbert Reithofer Management For Voted - For 29 Ratify Kasper Rorsted Management For Voted - For 30 Ratify Nemat Shafik Management For Voted - For 31 Ratify Nathalie von Siemens Management For Voted - For 32 Ratify Michael Sigmund Management For Voted - For 33 Ratify Dorothea Simon Management For Voted - For 34 Ratify Grazia Vittadini Management For Voted - For 35 Ratify Werner Wenning Management For Voted - For 36 Ratify Matthias Zachert Management For Voted - For 37 Ratify Gunnar Zukunft Management For Voted - For 38 Appointment of Auditor Management For Voted - For 39 Remuneration Report Management For Voted - For 40 Non-Voting Meeting Note N/A N/A Non-Voting 41 Non-Voting Meeting Note N/A N/A Non-Voting SK HYNIX INC. Security ID: Y8085F100 Ticker: 000660 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Share Option Grant Management For Voted - For 4 Share Options Previously Granted by Board Resolution Management For Voted - For 5 Elect KWAK Noh Jeong Management For Voted - For 6 Elect NOH Jong Won Management For Voted - For 7 Elect HA Yung Ku Management For Voted - Against 8 Election of Audit Committee Member: HA Yung Ku Management For Voted - Against 9 Directors' Fees Management For Voted - Against SMARTSHEET INC. Security ID: 83200N103 Ticker: SMAR Meeting Date: 17-Jun-22 Meeting Type: Annual 1.1 Elect Elena Gomez Management For Voted - For 1.2 Elect Mark P. Mader Management For Voted - For 1.3 Elect Magdalena Yesil Management For Voted - For 2 Ratification of Auditor Management For Voted - For 257 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Advisory Vote on Executive Compensation Management For Voted - Against SPLUNK INC. Security ID: 848637104 Ticker: SPLK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Mark Carges Management For Voted - For 2 Elect Kenneth Y. Hao Management For Voted - For 3 Elect Elisa A. Steele Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Equity Incentive Plan Management For Voted - For STMICROELECTRONICS N.V. Security ID: N83574108 Ticker: STM Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Remuneration Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Management Board Acts Management For Voted - For 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Equity Grant (CEO) Management For Voted - For 11 Elect Janet G. Davidson to the Supervisory Board Management For Voted - For 12 Elect Donatella Sciuto to the Supervisory Board Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting STONECO LTD. Security ID: G85158106 Ticker: STNE Meeting Date: 22-Nov-21 Meeting Type: Annual 1 Approval of Financial Statements Management For Voted - For 2 Election of Directors (Slate) Management For Voted - For 258 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted SUPER MICRO COMPUTER, INC. Security ID: 86800U104 Ticker: SMCI Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Daniel W. Fairfax Management For Voted - For 2 Elect Shiu Leung Chan Management For Voted - Withheld 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Amendment to the 2020 Equity and Incentive Compensation Plan Management For Voted - For SYNOPSYS, INC. Security ID: 871607107 Ticker: SNPS Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Aart J. de Geus Management For Voted - For 2 Elect Janice D. Chaffin Management For Voted - For 3 Elect Bruce R. Chizen Management For Voted - For 4 Elect Mercedes Johnson Management For Voted - For 5 Elect Chrysostomos L. Nikias Management For Voted - For 6 Elect Jeannine P. Sargent Management For Voted - For 7 Elect John G. Schwarz Management For Voted - For 8 Elect Roy A. Vallee Management For Voted - For 9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For 10 Approval of the Employee Stock Purchase Plan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For TELEFONAKTIEBOLAGET LM ERICSSON Security ID: 294821608 Ticker: ERICB Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Declaration of Material Interest Management N/A Voted - Against 2 Election of Presiding Chair Management For Voted - For 3 Bengt Kileus Management For Voted - For 4 Anders Oscarsson Management For Voted - For 5 Voting List Management For Voted - For 6 Agenda Management For Voted - For 7 Compliance with the Rules of Convocation Management For Voted - For 8 Accounts and Reports Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Ratify Ronnie Leten Management For Voted - Against 11 Ratify Helena Stjernholm Management For Voted - Against 12 Ratify Jacob Wallenberg Management For Voted - Against 259 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratify Jon Fredrik Baksaas Management For Voted - Against 14 Ratify Jan Carlson Management For Voted - Against 15 Ratify Nora Denzel Management For Voted - Against 16 Ratify Borje Ekholm Management For Voted - Against 17 Ratify Eric A. Elzvik Management For Voted - Against 18 Ratify Kurt Jofs Management For Voted - Against 19 Ratify Kristin S. Rinne Management For Voted - Against 20 Ratify Torbjorn Nyman Management For Voted - Against 21 Ratify Kjell-Ake Soting Management For Voted - Against 22 Ratify Anders Ripa Management For Voted - Against 23 Ratify Roger Svensson Management For Voted - Against 24 Ratify Per Holmberg Management For Voted - Against 25 Ratify Loredana Roslund Management For Voted - Against 26 Ratify Ulf Rosberg Management For Voted - Against 27 Ratify Borje Ekholm (CEO) Management For Voted - Against 28 Allocation of Profits/Dividends Management For Voted - For 29 Board Size Management For Voted - For 30 Directors' Fees Management For Voted - For 31 Elect Jon Fredrik Baksaas Management For Voted - For 32 Elect Jan Carlson Management For Voted - Against 33 Elect Nora M. Denzel Management For Voted - For 34 Elect Carolina Dybeck Happe Management For Voted - For 35 Elect Borje E. Ekholm Management For Voted - Against 36 Elect Eric A. Elzvik Management For Voted - Against 37 Elect Kurt Jofs Management For Voted - For 38 Elect Ronnie Leten Management For Voted - For 39 Elect Kristin S. Rinne Management For Voted - For 40 Elect Helena Stjernholm Management For Voted - For 41 Elect Jacob Wallenberg Management For Voted - For 42 Elect Ronnie Leten as Chair Management For Voted - For 43 Number of Auditors Management For Voted - For 44 Authority to Set Auditor's Fees Management For Voted - For 45 Appointment of Auditor Management For Voted - For 46 Adoption of Share-Based Incentives ("LTV 2022") Management For Voted - For 47 Capital Authorities to Implement LTV 2022 Management For Voted - For 48 Approve Equity Swap Agreement (LTV 2022) Management For Voted - For 49 Transfer of Treasury Shares (LTV 2021) Management For Voted - For 50 Transfer of Treasury Shares (LTV 2019 & LTV 2020) Management For Voted - For 51 Shareholder Proposal regarding Production of Semiconductors (Carl Axel Bruno) Shareholder N/A Voted - Against TEMENOS AG Security ID: H8547Q107 Ticker: TEMN Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Accounts and Reports Management For Take No Action 260 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Allocation of Profits/Dividends Management For Take No Action 5 Ratification of Board and Management Acts Management For Take No Action 6 Board Compensation Management For Take No Action 7 Executive Compensation Management For Take No Action 8 Elect Deborah Forster Management For Take No Action 9 Elect Cecilia Hulten Management For Take No Action 10 Elect Andreas Andreades as Board Chair Management For Take No Action 11 Elect Thibault de Tersant Management For Take No Action 12 Elect Ian Cookson Management For Take No Action 13 Elect Erik Hansen Management For Take No Action 14 Elect Peter Spenser Management For Take No Action 15 Elect Homaira Akbari Management For Take No Action 16 Elect Maurizio Carli Management For Take No Action 17 Elect James Benson Management For Take No Action 18 Elect Homaira Akbari as Compensation Committee Member Management For Take No Action 19 Elect Peter Spenser as Compensation Committee Member Management For Take No Action 20 Elect Maurizio Carli as Compensation Committee Member Management For Take No Action 21 Elect James Benson as Compensation Committee Member Management For Take No Action 22 Elect Deborah Forster as Compensation Committee Member Management For Take No Action 23 Appointment of Independent Proxy Management For Take No Action 24 Appointment of Auditor Management For Take No Action TENCENT HOLDINGS LIMITED Security ID: G87572163 Ticker: 700 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI Dong Sheng Management For Voted - Against 6 Elect Ian C. Stone Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Amendments to the Memorandum and Articles of Association Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Refreshment of the Scheme Mandate Limit of the Share Option Scheme of Tencent Music Group Management For Voted - Against 261 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted TERADATA CORPORATION Security ID: 88076W103 Ticker: TDC Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Cary T. Fu Management For Voted - For 2 Elect Michael P. Gianoni Management For Voted - For 3 Elect Joanne B. Olsen Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Amendment to the 2012 Stock Incentive Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For THE TRADE DESK, INC. Security ID: 88339J105 Ticker: TTD Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Lise J. Buyer Management For Voted - For 1.2 Elect Kathryn E. Falberg Management For Voted - Withheld 1.3 Elect David Wells Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against THOMSON REUTERS CORPORATION Security ID: 884903709 Ticker: TRI Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect David K.R. Thomson Management For Voted - For 1.2 Elect Steve Hasker Management For Voted - For 1.3 Elect Kirk E. Arnold Management For Voted - For 1.4 Elect David W. Binet Management For Voted - For 1.5 Elect W. Edmund Clark Management For Voted - Withheld 1.6 Elect LaVerne Council Management For Voted - For 1.7 Elect Michael E. Daniels Management For Voted - For 1.8 Elect Kirk Koenigsbauer Management For Voted - For 1.9 Elect Deanna W. Oppenheimer Management For Voted - For 1.10 Elect Simon Paris Management For Voted - For 1.11 Elect Kim M. Rivera Management For Voted - For 1.12 Elect Barry Salzberg Management For Voted - For 1.13 Elect Peter J. Thomson Management For Voted - For 1.14 Elect Beth Wilson Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 262 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted TOSHIBA CORPORATION Security ID: J89752117 Ticker: 6502 Meeting Date: 24-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Examination of Strategic Reorganization Management For Voted - Against 3 Shareholder Proposal Regarding Article Amendment (Withdrawn) Shareholder Against Voted - Abstain 4 Shareholder Proposal Regarding Re-examination by SRC Shareholder Against Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Paul J. Brough Management For Voted - For 4 Elect Ayako Hirota Weissman Management For Voted - For 5 Elect Jerome Thomas Black Management For Voted - For 6 Elect George Raymond Zage III Management For Voted - For 7 Elect Mariko Watahiki Management For Voted - For 8 Elect Katsunori Hashimoto Management For Voted - For 9 Elect Taro Shimada Management For Voted - For 10 Elect Goro Yanase Management For Voted - For 11 Elect Mikio Mochidzuki Management For Voted - For 12 Elect Akihiro Watanabe Management For Voted - For 13 Elect Ayumi Uzawa Management For Voted - For 14 Elect Eijiro Imai Management For Voted - For 15 Elect Nabeel Bhanji Management For Voted - For TOWER SEMICONDUCTOR LTD. Security ID: M87915274 Ticker: TSEM Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Elect Amir Elstein Management For Voted - For 2 Elect Russell C Ellwanger Management For Voted - For 3 Elect Kalman Kaufman Management For Voted - For 4 Elect Dana Gross Management For Voted - For 5 Elect Ilan Flato Management For Voted - For 6 Elect Yoav Chelouche Management For Voted - For 7 Elect Iris Avner Management For Voted - For 8 Elect Michal Vakrat Wolkin Management For Voted - For 9 Elect Avi Hasson Management For Voted - For 10 Appointment of Board Chair & Approval of Compensation Terms Management For Voted - For 11 Amend Compensation Policy Management For Voted - For 12 Declaration of Material Interest Management N/A Voted - Against 13 Base Salary Increase of CEO Management For Voted - For 14 Declaration of Material Interest Management N/A Voted - Against 263 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Equity Grant of CEO Management For Voted - For 16 Declaration of Material Interest Management N/A Voted - Against 17 Equity Grant of Directors Management For Voted - For 18 Appointment of Auditor and Authority to Set Fees Management For Voted - For TWILIO INC. Security ID: 90138F102 Ticker: TWLO Meeting Date: 22-Jun-22 Meeting Type: Annual 1.1 Elect Donna L. Dubinsky Management For Voted - For 1.2 Elect Deval L. Patrick Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against TWITTER, INC. Security ID: 90184L102 Ticker: TWTR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Egon Durban Management For Voted - Against 2 Elect Patrick Pichette Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against UBER TECHNOLOGIES, INC. Security ID: 90353T100 Ticker: UBER Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Ronald D. Sugar Management For Voted - For 2 Elect Revathi Advaithi Management For Voted - For 3 Elect Ursula M. Burns Management For Voted - For 4 Elect Robert A. Eckert Management For Voted - For 5 Elect Amanda Ginsberg Management For Voted - For 6 Elect Dara Khosrowshahi Management For Voted - For 7 Elect Wan Ling Martello Management For Voted - For 8 Elect Yasir Al-Rumayyan Management For Voted - For 9 Elect John A. Thain Management For Voted - For 10 Elect David Trujillo Management For Voted - For 264 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Alexander R. Wynaendts Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For UBIQUITI INC. Security ID: 90353W103 Ticker: UI Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Brandon Arrindell Management For Voted - For 2 Elect Rafael Torres Management For Voted - For 3 Ratification of Auditor Management For Voted - For UBISOFT ENTERTAINMENT SA Security ID: F9396N106 Ticker: UBI Meeting Date: 01-Jul-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Allocation of Losses Management For Voted - For 10 Consolidated Accounts and Reports Management For Voted - For 11 Special Auditors Report on Regulated Agreements Management For Voted - For 12 2020 Remuneration Report Management For Voted - For 13 2020 Remuneration of Yves Guillemot, Chair and CEO Management For Voted - For 14 2020 Remuneration of Claude Guillemot, Deputy CEO Management For Voted - For 15 2020 Remuneration of Michel Guillemot, Deputy CEO Management For Voted - For 16 2020 Remuneration of Gerard Guillemot, Deputy CEO Management For Voted - For 17 2020 Remuneration of Christian Guillemot, Deputy CEO Management For Voted - For 18 2021 Remuneration Policy (Chair and CEO) Management For Voted - For 19 2021 Remuneration Policy (Deputy CEOs) Management For Voted - For 20 2021 Remuneration Policy (Board of Directors) Management For Voted - For 21 Ratification of Co-Option of Belen Essioux-Trujillo Management For Voted - For 22 Elect Laurence Hubert-Moy Management For Voted - For 23 Elect Didier Crespel Management For Voted - For 24 Elect Claude Guillemot Management For Voted - For 25 Elect Michel Guillemot Management For Voted - For 26 Elect Christian Guillemot Management For Voted - For 27 Relocation of Corporate Headquarters Management For Voted - For 28 Authority to Repurchase and Reissue Shares Management For Voted - For 29 Authority to Cancel Shares and Reduce Capital Management For Voted - For 30 Employee Stock Purchase Plan Management For Voted - For 265 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 31 Stock Purchase Plan for Overseas Employees Management For Voted - For 32 Employee Stock Purchase Plan (Custodian Institutions) Management For Voted - For 33 Authority to Issue Performance Shares (Employees and Managers) Management For Voted - For 34 Authority to Issue Performance Shares (Corporate Officers) Management For Voted - Against 35 Authorisation of Legal Formalities Management For Voted - For UIPATH INC. Security ID: 90364P105 Ticker: PATH Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Daniel Dines Management For Voted - Withheld 2 Elect Philippe Botteri Management For Voted - Withheld 3 Elect Carl Eschenbach Management For Voted - Withheld 4 Elect Michael Gordon Management For Voted - Withheld 5 Elect Kimberly L. Hammonds Management For Voted - Withheld 6 Elect Daniel D. Springer Management For Voted - Withheld 7 Elect Laela Sturdy Management For Voted - Withheld 8 Elect Jennifer Tejada Management For Voted - Withheld 9 Elect Richard P. Wong Management For Voted - Withheld 10 Ratification of Auditor Management For Voted - For UPSTART HOLDINGS, INC Security ID: 91680M107 Ticker: UPST Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Sukhinder Singh-Cassidy Management For Voted - For 1.2 Elect Paul Gu Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year VERINT SYSTEMS INC. Security ID: 92343X100 Ticker: VRNT Meeting Date: 23-Jun-22 Meeting Type: Annual 1.1 Elect Dan Bodner Management For Voted - For 1.2 Elect Linda M. Crawford Management For Voted - For 1.3 Elect John R. Egan Management For Voted - For 1.4 Elect Reid French Management For Voted - For 1.5 Elect Stephen Gold Management For Voted - For 1.6 Elect William Kurtz Management For Voted - For 1.7 Elect Andrew D. Miller Management For Voted - For 1.8 Elect Richard Nottenburg Management For Voted - For 1.9 Elect Kristen Robinson Management For Voted - For 266 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 1.10 Elect Jason Wright Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Increase in Authorized Common Stock Management For Voted - For VIASAT, INC. Security ID: 92552V100 Ticker: VSAT Meeting Date: 02-Sep-21 Meeting Type: Annual 1 Elect Robert W. Johnson Management For Voted - For 2 Elect John P. Stenbit Management For Voted - For 3 Elect Theresa Wise Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Amendment to the 1996 Equity Participation Plan Management For Voted - For 7 Amendment to the Employee Stock Purchase Plan Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Special 1 Inmarsat Transaction Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For WIX.COM LTD. Security ID: M98068105 Ticker: WIX Meeting Date: 08-Nov-21 Meeting Type: Annual 1 Elect Yuval Cohen Management For Voted - For 2 Elect Ron Gutler Management For Voted - Against 3 Elect Roy Saar Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For WOLTERS KLUWER NV Security ID: N9643A197 Ticker: WKL Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Remuneration Report Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratification of Management Board Acts Management For Voted - For 267 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Ratification of Supervisory Board Acts Management For Voted - For 12 Elect Heleen H. Kersten to the Supervisory Board Management For Voted - For 13 Supervisory Board Remuneration Policy Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Suppress Preemptive Rights Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Cancellation of Shares Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting WORKDAY, INC. Security ID: 98138H101 Ticker: WDAY Meeting Date: 22-Jun-22 Meeting Type: Annual 1.1 Elect Lynne M. Doughtie Management For Voted - For 1.2 Elect Carl Eschenbach Management For Voted - For 1.3 Elect Michael M. McNamara Management For Voted - Withheld 1.4 Elect Jerry Yang Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Approval of the 2022 Equity Incentive Plan Management For Voted - For 5 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For XILINX, INC. Security ID: 983919101 Ticker: XLNX Meeting Date: 04-Aug-21 Meeting Type: Annual 1 Elect Dennis Segers Management For Voted - For 2 Elect Raman K. Chitkara Management For Voted - For 3 Elect Saar Gillai Management For Voted - For 4 Elect Ronald S. Jankov Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Thomas H. Lee Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Victor Peng Management For Voted - For 9 Elect Elizabeth W. Vanderslice Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 268 -------------------------------------------------------------------------------------------------- Global X Artificial Intelligence & Technology ETF Proposal Proposed by Mgt. Position Registrant Voted ZEBRA TECHNOLOGIES CORPORATION Security ID: 989207105 Ticker: ZBRA Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Nelda J. Connors Management For Voted - For 1.2 Elect Frank B. Modruson Management For Voted - For 1.3 Elect Michael A. Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ZSCALER, INC. Security ID: 98980G102 Ticker: ZS Meeting Date: 05-Jan-22 Meeting Type: Annual 1.1 Elect Karen Blasing Management For Voted - For 1.2 Elect Charles H. Giancarlo Management For Voted - Withheld 1.3 Elect Eileen Naughton Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 269 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted ALBEMARLE CORPORATION Security ID: 012653101 Ticker: ALB Meeting Date: 03-May-22 Meeting Type: Annual 1 Advisory Vote on Executive Compensation Management For Voted - For 2 Elect Mary Lauren Brlas Management For Voted - For 3 Elect Ralf H. Cramer Management For Voted - For 4 Elect J. Kent Masters, Jr. Management For Voted - For 5 Elect Glenda J. Minor Management For Voted - For 6 Elect James J. O'Brien Management For Voted - For 7 Elect Diarmuid B. O'Connell Management For Voted - For 8 Elect Dean L. Seavers Management For Voted - For 9 Elect Gerald A. Steiner Management For Voted - For 10 Elect Holly A. Van Deursen Management For Voted - For 11 Elect Alejandro D. Wolff Management For Voted - For 12 Ratification of Auditor Management For Voted - Against ALLEGHENY TECHNOLOGIES INCORPORATED Security ID: 01741R102 Ticker: ATI Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Leroy M. Ball Management For Voted - For 2 Elect Carolyn Corvi Management For Voted - For 3 Elect Robert S. Wetherbee Management For Voted - For 4 Approval of the 2022 Incentive Plan Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Ratification of Auditor Management For Voted - Against ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Amendment to the 2021 Stock Plan Management For Voted - Against 270 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - For 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - For 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For AMBARELLA, INC. Security ID: G037AX101 Ticker: AMBA Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Anne De Greef-Safft Management For Voted - For 2 Elect Chenming C. Hu Management For Voted - For 3 Elect Feng-Ming Wang Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Security ID: 024061103 Ticker: AXL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Elizabeth A. Chappell Management For Voted - For 2 Elect Herbert K. Parker Management For Voted - For 3 Elect John F. Smith Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 271 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Ratification of Auditor Management For Voted - Against APERAM SA Security ID: L0187K107 Ticker: APAML Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Consolidated Accounts and Reports Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Dividends Management For Voted - For 6 Allocation of Profits Management For Voted - For 7 Remuneration Policy Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Elect Lakshmi N. Mittal Management For Voted - Against 12 Elect Bernadette Baudier Management For Voted - For 13 Elect Aditya Mittal Management For Voted - For 14 Elect Roberte Kesteman Management For Voted - Against 15 Authority to Repurchase Shares Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Performance Share Unit Plan Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 04-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Cancellation of Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - Against 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 272 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For APTIV PLC Security ID: G6095L109 Ticker: APTV Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Kevin P. Clark Management For Voted - For 2 Elect Richard L. Clemmer Management For Voted - For 3 Elect Nancy E. Cooper Management For Voted - For 4 Elect Joseph L. Hooley Management For Voted - For 5 Elect Merit E. Janow Management For Voted - For 6 Elect Sean O. Mahoney Management For Voted - For 7 Elect Paul M. Meister Management For Voted - For 8 Elect Robert K. Ortberg Management For Voted - For 9 Elect Colin J. Parris Management For Voted - For 10 Elect Ana G. Pinczuk Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For BAIDU, INC. Security ID: 056752108 Ticker: BIDU Meeting Date: 07-Dec-21 Meeting Type: Special 1 Adoption of the Company's Dual Foreign Name Management For Voted - For 2 Amendment to the Company's Articles of Association Management For Voted - For 3 Approval of Filings of Company's Dual Foreign Name and Articles of Association Management For Voted - For BALLARD POWER SYSTEMS INC. Security ID: 058586108 Ticker: BLDP Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kathleen A. Bayless Management For Voted - For 2 Elect Douglas P. Hayhurst Management For Voted - For 3 Elect JIANG Kui Management For Voted - For 4 Elect Duy-Loan T. Le Management For Voted - For 273 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect R. Randall MacEwen Management For Voted - For 6 Elect Hubertus M. Muehlhaeuser Management For Voted - For 7 Elect Marty Neese Management For Voted - For 8 Elect James Roche Management For Voted - For 9 Elect Shaojun Sun Management For Voted - Withheld 10 Elect Janet P. Woodruff Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Withheld 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendments to Articles Regarding Quorum Management For Voted - For BLACKBERRY LIMITED Security ID: 09228F103 Ticker: BB Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect John S. Chen Management For Voted - For 2 Elect Michael A. Daniels Management For Voted - Withheld 3 Elect Timothy Dattels Management For Voted - For 4 Elect Lisa S. Disbrow Management For Voted - For 5 Elect Richard Lynch Management For Voted - Withheld 6 Elect Laurie Smaldone Alsup Management For Voted - For 7 Elect V. Prem Watsa Management For Voted - Withheld 8 Elect Wayne G. Wouters Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Approval of Unallocated Entitlements Under the Equity Incentive Plan Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - Against BLOOM ENERGY CORPORATION Security ID: 093712107 Ticker: BE Meeting Date: 11-May-22 Meeting Type: Annual 1.1 Elect Mary K. Bush Management For Voted - For 1.2 Elect KR Sridhar Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Increase in the Authorized Preferred Stock Management For Voted - Against 4 Amendment to Certificate of Incorporation Regarding Exclusive Forum Provisions Management For Voted - Against 5 Amendment to the 2018 Employee Stock Purchase Plan Management For Voted - Against 6 Ratification of Auditor Management For Voted - For CABOT CORPORATION Security ID: 127055101 Ticker: CBT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Michael M. Morrow Management For Voted - For 2 Elect Susan H. Rataj Management For Voted - For 274 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Frank Anders Wilson Management For Voted - For 4 Elect Matthias L. Wolfgruber Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For CARPENTER TECHNOLOGY CORPORATION Security ID: 144285103 Ticker: CRS Meeting Date: 12-Oct-21 Meeting Type: Annual 1.1 Elect A. John Hart Management For Voted - For 1.2 Elect Kathleen A. Ligocki Management For Voted - For 1.3 Elect Jeffrey Wadsworth Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For CEVA, INC. Security ID: 157210105 Ticker: CEVA Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Bernadette Andrietti Management For Voted - For 1.2 Elect Eliyahu Ayalon Management For Voted - For 1.3 Elect Jaclyn Liu Management For Voted - Withheld 1.4 Elect Maria Marced Management For Voted - For 1.5 Elect Peter McManamon Management For Voted - For 1.6 Elect Sven-Christer Nilsson Management For Voted - For 1.7 Elect Louis Silver Management For Voted - For 1.8 Elect Gideon Wertheizer Management For Voted - For 2 Amendment to the 2011 Equity Incentive Plan Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - Against CONTINENTAL AG Security ID: D16212140 Ticker: CON Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratify Nikolai Setzer Management For Voted - For 8 Ratify Hans-Jurgen Duensing Management For Voted - For 9 Ratify Katja Durrfeld Management For Voted - For 10 Ratify Frank Jourdan Management For Voted - For 11 Ratify Christian Kotz Management For Voted - For 275 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratify Helmut Matschi Management For Voted - For 13 Ratify Philip Nelles Management For Voted - For 14 Ratify Ariane Reinhart Management For Voted - For 15 Ratify Andreas Wolf Management For Voted - For 16 Postpone Ratification of Wolfgang Schafer Management For Voted - For 17 Ratify Wolfgang Reitzle Management For Voted - For 18 Ratify Christiane Benner Management For Voted - For 19 Ratify Hasan Allak Management For Voted - For 20 Ratify Gunter Dunkel Management For Voted - For 21 Ratify Francesco Grioli Management For Voted - For 22 Ratify Michael Iglhaut Management For Voted - For 23 Ratify Satish Khatu Management For Voted - For 24 Ratify Isabel Corinna Knauf Management For Voted - For 25 Ratify Carmen Loffler Management For Voted - For 26 Ratify Sabine Neu Management For Voted - For 27 Ratify Rolf Nonnenmacher Management For Voted - For 28 Ratify Dirk Nordmann Management For Voted - For 29 Ratify Lorenz Pfau Management For Voted - For 30 Ratify Klaus Rosenfeld Management For Voted - For 31 Ratify Georg F.W. Schaeffler Management For Voted - For 32 Ratify Maria-Elisabeth Schaeffler-Thumann Management For Voted - For 33 Ratify Jorg Schonfelder Management For Voted - For 34 Ratify Stefan Scholz Management For Voted - For 35 Ratify Kirsten Vorkel Management For Voted - For 36 Ratify Elke Volkmann Management For Voted - For 37 Ratify Siegfried Wolf Management For Voted - For 38 Appointment of Auditor Management For Voted - For 39 Remuneration Report Management For Voted - Against 40 Elect Dorothea von Boxberg Management For Voted - For 41 Elect Stefan Erwin Buchner Management For Voted - For 42 Non-Voting Meeting Note N/A N/A Non-Voting 43 Non-Voting Meeting Note N/A N/A Non-Voting DENSO CORPORATION Security ID: J12075107 Ticker: 6902 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Koji Arima Management For Voted - For 4 Elect Yukihiro Shinohara Management For Voted - For 5 Elect Kenichiro Ito Management For Voted - For 6 Elect Yasushi Matsui Management For Voted - For 7 Elect Akio Toyoda Management For Voted - For 8 Elect Shigeki Kushida Management For Voted - For 9 Elect Yuko Mitsuya Management For Voted - For 10 Elect Joseph P. Schmelzeis, Jr. Management For Voted - For 11 Elect Hiromi Kitagawa as Alternate Statutory Auditor Management For Voted - For 276 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted ENERSYS Security ID: 29275Y102 Ticker: ENS Meeting Date: 05-Aug-21 Meeting Type: Annual 1 Elect Hwan-yoon F. Chung Management For Voted - For 2 Elect Arthur T. Katsaros Management For Voted - For 3 Elect Robert Magnus Management For Voted - For 4 Ratification of Auditor Management For Voted - Against 5 Advisory Vote on Executive Compensation Management For Voted - For FAURECIA Security ID: F3445A108 Ticker: EO Meeting Date: 01-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 8 Consolidated Accounts and Reports Management For Voted - For 9 Allocation of Profits Management For Voted - For 10 Special Auditors Report on Regulated Agreements Management For Voted - For 11 Ratification of Co-Option of Judith Curran Management For Voted - For 12 Elect Jurgen Behrend Management For Voted - For 13 2021 Remuneration Report Management For Voted - For 14 2021 Remuneration of Michel de Rosen, Chair Management For Voted - For 15 2021 Remuneration of Patrick Koller, CEO Management For Voted - For 16 2022 Remuneration Policy (Board of Directors) Management For Voted - For 17 2022 Remuneration Policy (Chair) Management For Voted - For 18 2022 Remuneration Policy (CEO) Management For Voted - Against 19 Authority to Repurchase and Reissue Shares Management For Voted - For 20 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 21 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights in Case of Exchange Offer Management For Voted - For 22 Authority to Issue Shares and Convertible Debt Through Private Placement (Qualified Investors) Management For Voted - For 23 Greenshoe Management For Voted - For 24 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - For 25 Authority to Increase Capital Through Capitalisations Management For Voted - For 26 Authority to Issue Performance Shares Management For Voted - For 27 Employee Stock Purchase Plan Management For Voted - For 28 Stock Purchase Plan for Overseas Employees Management For Voted - For 277 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 29 Authority to Cancel Shares and Reduce Capital Management For Voted - For 30 Amendments to Articles Regarding the Powers of the Board Management For Voted - For 31 Authorisation of Legal Formalities Management For Voted - For 32 Non-Voting Meeting Note N/A N/A Non-Voting 33 Non-Voting Meeting Note N/A N/A Non-Voting FORD MOTOR COMPANY Security ID: 345370860 Ticker: F Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Kimberly A. Casiano Management For Voted - For 2 Elect Alexandra Ford English Management For Voted - For 3 Elect James D. Farley, Jr. Management For Voted - For 4 Elect Henry Ford III Management For Voted - Against 5 Elect William Clay Ford, Jr. Management For Voted - For 6 Elect William W. Helman IV Management For Voted - Against 7 Elect Jon M. Huntsman, Jr. Management For Voted - For 8 Elect William E. Kennard Management For Voted - Against 9 Elect John C. May Management For Voted - Against 10 Elect Beth E. Mooney Management For Voted - For 11 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 12 Elect John L. Thornton Management For Voted - Against 13 Elect John B. Veihmeyer Management For Voted - Against 14 Elect John S. Weinberg Management For Voted - Against 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - Against 17 Extension of Tax Benefit Preservation Plan Management For Voted - For 18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For GANFENG LITHIUM CO LTD Security ID: Y2690M105 Ticker: 002460 Meeting Date: 31-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 GFL International Acquisition of Dutch SPV Company Management For Voted - For 3 Capital Increase In a Controlled Subsidiary Management For Voted - For 4 Investment in Wealth Management Products Management For Voted - For 5 Capital Increase in Wholly- Owned Subsidiary GFL International Management For Voted - For 6 Investment in Construction of a Project Management For Voted - For 7 Amendments to Articles of Association Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 278 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Application of Line of Credit and Provision of Guarantees by the Company to Subsidiaries Management For Voted - For 3 Provision of Guarantees by the Company to a Controlling Subsidiary Management For Voted - For 4 Capital Increase in Litio Minera Argentina S.A. by Ganfeng Lithium Netherlands Co., B.V. and Provision of Loans Management For Voted - For 5 Waiver of the De Facto Controller's Non-Compete Commitment Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to the Articles of Associations of the Company Management For Voted - For 3 Application for Bank Credit by the Company and Subsidiaries and Provision of Guarantee Management For Voted - For 4 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 5 Amendments to the Rules of Procedure Governing the Meetings of the Supervisory Committee Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Report And Its Summary And Performance Announcement Management For Voted - For 5 2021 Financial Reports Respectively Audited By Domestic And Overseas Audit Firms Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 2022 Estimated Audit Fees Management For Voted - For 8 Determination Of Remuneration For Directors Management For Voted - For 9 Determination Of Remuneration For Supervisors Management For Voted - For 10 By-Elect WANG Jinben as Independent Director Management For Voted - For 11 2021 Profit Distribution Plan Management For Voted - For 12 General Mandate To Issue Additional A-shares And H-shares Management For Voted - Against 13 General Authorization To Issue Domestic And Overseas Debt Financing Instruments Management For Voted - For 14 Launching Foreign Exchange Hedging Business By The Company And Subsidiaries Management For Voted - For 15 2022 Estimated Continuing Connected Transactions Management For Voted - For 16 Connected Transaction Regarding Provision Of Guarantee For A Company Management For Voted - For 17 Industrial Investment With Proprietary Funds Management For Voted - For 18 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 19 Adoption of Restricted Share Unit Scheme (H Shares) Management For Voted - For 20 Board Authorization to Handle Matters Related Restricted Shares Unit Scheme Management For Voted - For 279 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Profit Distribution Plan Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting GEELY AUTOMOBILE HOLDINGS LTD. Security ID: G3777B103 Ticker: 0175 Meeting Date: 24-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 CEVT Acquisition Agreement Management For Voted - For 4 Haohan Energy Acquisition Agreement Management For Voted - For 5 Ningbo Viridi Subscription Agreement Management For Voted - For 6 R&D Services and Technology Licensing Agreement Management For Voted - For 7 Automobile Components Sales Agreement Management For Voted - For 8 Automobile Components Procurement Agreement Management For Voted - For 9 ZEEKR Finance Cooperation Agreement Management For Voted - For Meeting Date: 06-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Services Agreement Management For Voted - For 4 Automobile Components Procurement Agreement Management For Voted - For 5 Volvo Finance Cooperation Agreements Management For Voted - For 6 Supplemental Master CKDs and Automobile Components Purchase Agreement Management For Voted - For Meeting Date: 17-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Share Purchase Agreement Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Lawrence ANG Siu Lun Management For Voted - Against 6 Elect WANG Yang Management For Voted - For 7 Elect Jocelyn LAM Yin Shan Management For Voted - For 8 Elect GAO Jie Management For Voted - For 280 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 13 Amendments to Articles Management For Voted - For GENERAL MOTORS COMPANY Security ID: 37045V100 Ticker: GM Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Elect Mary T. Barra Management For Voted - For 2 Elect Aneel Bhusri Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Linda R. Gooden Management For Voted - For 5 Elect Joseph Jimenez Management For Voted - For 6 Elect Judith A. Miscik Management For Voted - For 7 Elect Patricia F. Russo Management For Voted - For 8 Elect Thomas M. Schoewe Management For Voted - For 9 Elect Carol M. Stephenson Management For Voted - For 10 Elect Mark A. Tatum Management For Voted - For 11 Elect Devin N. Wenig Management For Voted - For 12 Elect Margaret C. Whitman Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against GENTHERM INCORPORATED Security ID: 37253A103 Ticker: THRM Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Sophie Desormiere Management For Voted - Withheld 1.2 Elect Phillip M. Eyler Management For Voted - For 1.3 Elect Yvonne Hao Management For Voted - For 1.4 Elect David W. Heinzmann Management For Voted - For 1.5 Elect Ronald Hundzinski Management For Voted - For 1.6 Elect Charles R. Kummeth Management For Voted - For 1.7 Elect Betsy Meter Management For Voted - For 1.8 Elect Byron Shaw II Management For Voted - For 1.9 Elect John G. Stacey Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 281 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted GS YUASA CORPORATION Security ID: J1770L109 Ticker: 6674 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Osamu Murao Management For Voted - For 5 Elect Masahiro Shibutani Management For Voted - For 6 Elect Kazuhiro Fukuoka Management For Voted - For 7 Elect Hiroaki Matsushima Management For Voted - For 8 Elect Ikuo Otani Management For Voted - For 9 Elect Takayoshi Matsunaga Management For Voted - For 10 Elect Yoshiko Nonogaki Management For Voted - For 11 Bonus Management For Voted - For HARLEY-DAVIDSON, INC. Security ID: 412822108 Ticker: HOG Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Troy M. Alstead Management For Voted - For 1.2 Elect R. John Anderson Management For Voted - For 1.3 Elect Michael J. Cave Management For Voted - For 1.4 Elect Jared D. Dourdeville Management For Voted - For 1.5 Elect James D. Farley, Jr. Management For Voted - For 1.6 Elect Allan C. Golston Management For Voted - For 1.7 Elect Sara L. Levinson Management For Voted - For 1.8 Elect N. Thomas Linebarger Management For Voted - For 1.9 Elect Maryrose T. Sylvester Management For Voted - For 1.10 Elect Jochen Zeitz Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against 4 Amendment to the 2020 Incentive Stock Plan Management For Voted - For 5 Approval of the 2022 Aspirational Incentive Stock Plan Management For Voted - For HONDA MOTOR CO., LTD. Security ID: J22302111 Ticker: 7267 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Seiji Kuraishi Management For Voted - For 3 Elect Toshihiro Mibe Management For Voted - Against 4 Elect Kohei Takeuchi Management For Voted - For 5 Elect Shinji Aoyama Management For Voted - For 6 Elect Asako Suzuki Management For Voted - For 282 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Masafumi Suzuki Management For Voted - For 8 Elect Kunihiko Sakai Management For Voted - Against 9 Elect Fumiya Kokubu Management For Voted - Against 10 Elect Yoichiro Ogawa Management For Voted - For 11 Elect Kazuhiro Higashi Management For Voted - Against 12 Elect Ryoko Nagata Management For Voted - For HONEYWELL INTERNATIONAL INC. Security ID: 438516106 Ticker: HON Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Duncan B. Angove Management For Voted - For 3 Elect William S. Ayer Management For Voted - For 4 Elect Kevin Burke Management For Voted - For 5 Elect D. Scott Davis Management For Voted - For 6 Elect Deborah Flint Management For Voted - For 7 Elect Rose Lee Management For Voted - For 8 Elect Grace D. Lieblein Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Environmental & Social Due Diligence Process Shareholder Against Voted - For HYSTER-YALE MATERIALS HANDLING, INC. Security ID: 449172105 Ticker: HY Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect James M. Bemowski Management For Voted - For 2 Elect J.C. Butler Jr. Management For Voted - Against 3 Elect Carolyn Corvi Management For Voted - For 4 Elect Edward T. Eliopoulos Management For Voted - For 5 Elect John P. Jumper Management For Voted - For 6 Elect Dennis W. LaBarre Management For Voted - Against 7 Elect H. Vincent Poor Management For Voted - For 8 Elect Alfred M. Rankin, Jr. Management For Voted - Against 9 Elect Claiborne R. Rankin Management For Voted - For 10 Elect Britton T. Taplin Management For Voted - For 11 Elect David B.H. Williams Management For Voted - For 12 Elect Eugene Wong Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 283 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Ratification of Auditor Management For Voted - Against HYUNDAI MOTOR CO Security ID: Y38472109 Ticker: 005380 Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - For 2 Elect YOON Chi Won Management For Voted - For 3 Elect LEE Sang Seung Management For Voted - Against 4 Elect Eugene M. Ohr Management For Voted - Against 5 Elect CHUNG Eui Sun Management For Voted - Against 6 Elect PARK Jung Gook Management For Voted - For 7 Elect LEE Dong Seok Management For Voted - For 8 Election of Audit Committee Member: YOON Chi Won Management For Voted - For 9 Election of Audit Committee Member: LEE Sang Seung Management For Voted - For 10 Directors' Fees Management For Voted - For II-VI INCORPORATED Security ID: 902104108 Ticker: IIVI Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Elect Howard H. Xia Management For Voted - For 2 Elect Vincent D. Mattera, Jr. Management For Voted - For 3 Elect Michael L. Dreyer Management For Voted - For 4 Elect Stephen G. Pagliuca Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For INDIE SEMICONDUCTOR, INC. Security ID: 45569U101 Ticker: INDI Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Ichiro Aoki Management For Voted - For 2 Elect Jeffrey J. Owens Management For Voted - For 3 Elect Sonalee Parekh Management For Voted - For 4 Amendment to the 2021 Omnibus Equity Incentive Plan Management For Voted - For 5 Approval of the Employee Stock Purchase Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For INFINEON TECHNOLOGIES AG Security ID: D35415104 Ticker: IFX Meeting Date: 17-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 284 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratify Reinhard Ploss Management For Voted - For 5 Ratify Helmut Gassel Management For Voted - For 6 Ratify Jochen Hanebeck Management For Voted - For 7 Ratify Constanze Hufenbecher Management For Voted - For 8 Ratify Sven Schneider Management For Voted - For 9 Ratify Wolfgang Eder Management For Voted - For 10 Ratify Xiaoqun Clever Management For Voted - For 11 Ratify Johann Dechant Management For Voted - For 12 Ratify Friedrich Eichiner Management For Voted - For 13 Ratify Annette Engelfried Management For Voted - For 14 Ratify Peter Gruber Management For Voted - For 15 Ratify Hans-Ulrich Holdenried Management For Voted - For 16 Ratify Susanne Lachenmann Management For Voted - For 17 Ratify Geraldine Picaud Management For Voted - For 18 Ratify Manfred Puffer Management For Voted - For 19 Ratify Melanie Riedl Management For Voted - For 20 Ratify Jurgen Scholz Management For Voted - For 21 Ratify Kerstin Schulzendorf Management For Voted - For 22 Ratify Ulrich Spiesshofer Management For Voted - For 23 Ratify Margaret Suckale Management For Voted - For 24 Ratify Diana Vitale Management For Voted - For 25 Appointment of Auditor Management For Voted - Against 26 Elect Geraldine Picaud as Supervisory Board Member Management For Voted - Against 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting 32 Non-Voting Meeting Note N/A N/A Non-Voting 33 Non-Voting Meeting Note N/A N/A Non-Voting INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 285 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - For ITT INC. Security ID: 45073V108 Ticker: ITT Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Geraud Darnis Management For Voted - For 2 Elect Don DeFosset Management For Voted - For 3 Elect Nicholas C. Fanandakis Management For Voted - For 4 Elect Richard P. Lavin Management For Voted - For 5 Elect Rebecca A. McDonald Management For Voted - For 6 Elect Timothy H. Powers Management For Voted - For 7 Elect Luca Savi Management For Voted - For 8 Elect Cheryl L. Shavers Management For Voted - For 9 Elect Sabrina Soussan Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For JOHNSON CONTROLS INTERNATIONAL PLC Security ID: G51502105 Ticker: JCI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect Pierre E. Cohade Management For Voted - For 3 Elect Michael E. Daniels Management For Voted - For 4 Elect W. Roy Dunbar Management For Voted - For 5 Elect Gretchen R. Haggerty Management For Voted - For 6 Elect Simone Menne Management For Voted - For 7 Elect George R. Oliver Management For Voted - For 8 Elect Carl Jurgen Tinggren Management For Voted - Against 9 Elect Mark P. Vergnano Management For Voted - For 10 Elect R. David Yost Management For Voted - For 11 Elect John D. Young Management For Voted - Against 12 Appointment of Auditor Management For Voted - Against 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Authorize Price Range at which the Company Can Re-Allot Treasury Shares Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 286 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted JOHNSON MATTHEY PLC Security ID: G51604166 Ticker: JMAT Meeting Date: 29-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Stephen Oxley Management For Voted - For 5 Elect Jane Griffiths Management For Voted - For 6 Elect Xiaozhi Liu Management For Voted - For 7 Elect Robert J. MacLeod Management For Voted - For 8 Elect Chris Mottershead Management For Voted - Against 9 Elect John O'Higgins Management For Voted - Against 10 Elect Patrick W. Thomas Management For Voted - Against 11 Elect Doug Webb Management For Voted - Against 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authorisation of Political Donations Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For KIA CORPORATION Security ID: Y47601102 Ticker: 000270 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - For 2 Elect SONG Ho Seong Management For Voted - Against 3 Elect CHUNG Eui Sun Management For Voted - Against 4 Elect SHIN Hyun Jeong Management For Voted - For 5 Election of Audit Committee Member: KIM Dong One Management For Voted - Against 6 Directors' Fees Management For Voted - For LEAR CORPORATION Security ID: 521865204 Ticker: LEA Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Mei-Wei Cheng Management For Voted - For 2 Elect Jonathan F. Foster Management For Voted - For 3 Elect Bradley M. Halverson Management For Voted - For 4 Elect Mary Lou Jepsen Management For Voted - For 287 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Roger A. Krone Management For Voted - For 6 Elect Patricia L. Lewis Management For Voted - For 7 Elect Kathleen A. Ligocki Management For Voted - For 8 Elect Conrad L. Mallett, Jr. Management For Voted - For 9 Elect Raymond E. Scott Management For Voted - For 10 Elect Gregory C. Smith Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against LIVENT CORPORATION Security ID: 53814L108 Ticker: LTHM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Michael F. Barry Management For Voted - For 2 Elect Steven T. Merkt Management For Voted - Against 3 Elect Pablo Marcet Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Elimination of Supermajority Requirement Management For Voted - For 8 Removal of Obsolete Provisions in Certificate Management For Voted - For LUMINAR TECHNOLOGIES, INC. Security ID: 550424105 Ticker: LAZR Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Alec E. Gores Management For Voted - Withheld 1.2 Elect Matthew J. Simoncini Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 5 Amendment to the 2020 Equity Incentive Plan Management For Voted - Against LUNDIN MINING CORPORATION Security ID: 550372106 Ticker: LUN Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Donald K. Charter Management For Voted - For 3 Elect Ashley Heppenstall Management For Voted - For 4 Elect Juliana L. Lam Management For Voted - For 5 Elect Adam I. Lundin Management For Voted - Against 6 Elect Jack O.A. Lundin Management For Voted - Against 7 Elect Dale C. Peniuk Management For Voted - For 8 Elect Karen P. Poniachik Management For Voted - For 9 Elect Peter T. Rockandel Management For Voted - For 288 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Catherine J.G. Stefan Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For MICRON TECHNOLOGY, INC. Security ID: 595112103 Ticker: MU Meeting Date: 13-Jan-22 Meeting Type: Annual 1 Elect Richard M. Beyer Management For Voted - For 2 Elect Lynn A. Dugle Management For Voted - For 3 Elect Steven J. Gomo Management For Voted - For 4 Elect Linnie M. Haynesworth Management For Voted - For 5 Elect Mary Pat McCarthy Management For Voted - For 6 Elect Sanjay Mehrotra Management For Voted - For 7 Elect Robert E. Switz Management For Voted - For 8 Elect MaryAnn Wright Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - For 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - For 289 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - For MICROVISION, INC. Security ID: 594960304 Ticker: MVIS Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Simon Biddiscombe Management For Voted - For 1.2 Elect Robert P. Carlile Management For Voted - For 1.3 Elect Judith M. Curran Management For Voted - For 1.4 Elect Jeffrey A. Herbst Management For Voted - For 1.5 Elect Seval Oz Management For Voted - For 1.6 Elect Sumit Sharma Management For Voted - For 1.7 Elect Mark B. Spitzer Management For Voted - For 1.8 Elect Brian V. Turner Management For Voted - For 2 Approval of the 2022 Equity Incentive Plan Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For NIKOLA CORPORATION Security ID: 654110105 Ticker: NKLA Meeting Date: 30-Jun-22 Meeting Type: Annual 1.1 Elect Mark A. Russell Management For Voted - For 1.2 Elect Stephen J. Girsky Management For Voted - For 1.3 Elect Lynn Forester de Rothschild Management For Voted - For 1.4 Elect Michael L. Mansuetti Management For Voted - Withheld 1.5 Elect Gerrit A. Marx Management For Voted - For 1.6 Elect Mary L. Petrovich Management For Voted - Withheld 1.7 Elect Steven M. Shindler Management For Voted - For 1.8 Elect Bruce L. Smith Management For Voted - For 1.9 Elect DeWitt C. Thompson V Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For NISSAN MOTOR CO., LTD. Security ID: J57160129 Ticker: 7201 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yasushi Kimura Management For Voted - Against 5 Elect Jean-Dominique Senard Management For Voted - Against 6 Elect Masakazu Toyoda Management For Voted - Against 290 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Keiko Ihara Keiko Motojima Management For Voted - For 8 Elect Motoo Nagai Management For Voted - Against 9 Elect Bernard Delmas Management For Voted - For 10 Elect Andrew House Management For Voted - Against 11 Elect Jenifer S. Rogers Management For Voted - For 12 Elect Pierre Fleuriot Management For Voted - For 13 Elect Makoto Uchida Management For Voted - For 14 Elect Ashwani Gupta Management For Voted - For 15 Elect Hideyuki Sakamoto Management For Voted - For 16 Shareholder Proposal Regarding Affiliated Companies Shareholder Against Voted - Against NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - Against 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - Against 10 Elect Mark L. Perry Management For Voted - Against 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For NXP SEMICONDUCTORS N.V. Security ID: N6596X109 Ticker: NXPI Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Ratification of Board Acts Management For Voted - For 3 Elect Kurt Sievers Management For Voted - For 4 Elect Peter L. Bonfield Management For Voted - For 5 Elect Annette K. Clayton Management For Voted - For 6 Elect Anthony R. Foxx Management For Voted - For 7 Elect Chunyuan Gu Management For Voted - For 8 Elect Lena Olving Management For Voted - For 9 Elect Julie Southern Management For Voted - For 10 Elect Jasmin Staiblin Management For Voted - For 291 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Gregory L. Summe Management For Voted - For 12 Elect Karl-Henrik Sundstrom Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Cancel Repurchased Shares Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For ON SEMICONDUCTOR CORPORATION Security ID: 682189105 Ticker: ON Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Atsushi Abe Management For Voted - For 2 Elect Alan Campbell Management For Voted - For 3 Elect Susan K. Carter Management For Voted - For 4 Elect Thomas L. Deitrich Management For Voted - For 5 Elect Gilles Delfassy Management For Voted - For 6 Elect Hassane S. El-Khoury Management For Voted - For 7 Elect Bruce E. Kiddoo Management For Voted - For 8 Elect Paul A. Mascarenas Management For Voted - For 9 Elect Gregory L. Waters Management For Voted - For 10 Elect Christine Y. Yan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against OROCOBRE LIMITED Security ID: Q7142R106 Ticker: ORE Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - Against 3 Change in Company Name Management For Voted - For 4 Elect Martin R. Rowley Management For Voted - For 5 Elect Florencia Heredia Management For Voted - For 6 Elect John S.M. Turner Management For Voted - For 7 Elect Alan Fitzpatrick Management For Voted - For 8 Approve Increase in NEDs' Fee Cap Management N/A Voted - For 9 Equity Grant (MD/CEO Martin Perez de Solay - STI Performance Rights) Management For Voted - For 10 Equity Grant (MD/CEO Martin Perez de Solay - LTI Performance Rights) Management For Voted - For 11 Equity Grant (MD/CEO Martin Perez de Solay - Merger Completion Performance Rights) Management For Voted - For 292 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted PANASONIC HOLDINGS CORPORATION Security ID: J6354Y104 Ticker: 6752 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Kazuhiro Tsuga Management For Voted - For 4 Elect Yuki Kusumi Management For Voted - For 5 Elect Tetsuro Homma Management For Voted - For 6 Elect Mototsugu Sato Management For Voted - For 7 Elect Shinobu Matsui Management For Voted - For 8 Elect Kunio Noji Management For Voted - For 9 Elect Michitaka Sawada Management For Voted - For 10 Elect Kazuhiko Toyama Management For Voted - For 11 Elect Yoshinobu Tsutsui Management For Voted - For 12 Elect Hirokazu Umeda Management For Voted - For 13 Elect Yoshiyuki Miyabe Management For Voted - For 14 Elect Ayako Shotoku Ayako Kurama Management For Voted - For 15 Elect Akihiro Eto Management For Voted - For 16 Elect Akihiko Nakamura Management For Voted - For PIEDMONT LITHIUM INC. Security ID: 72016P105 Ticker: PLL Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Jorge M. Beristain Management For Voted - Withheld 2 Elect Claude Z. Demby Management For Voted - Withheld 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Equity Grant (President/CEO Keith Philips - Options) Management For Voted - For 7 Equity Grant (President/CEO Keith Philips - PSUs) Management For Voted - For 8 Equity Grant (Chair Jeffrey Armstrong - RSUs) Management For Voted - For 9 Equity Grant (NED Jorge Beristain - RSUs) Management For Voted - For 10 Equity Grant (NED Claude Demby - RSUs) Management For Voted - For 11 Equity Grant (NED Susan Jones - RSUs) Management For Voted - For PILBARA MINERALS LIMITED Security ID: Q7539C100 Ticker: PLS Meeting Date: 29-Sep-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Issue of Securities (Tranche 1 Deferred Consideration Shares) Management For Voted - For 3 Approve Issue of Securities (Tranche 2 Deferred Consideration Shares) Management For Voted - For 293 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Ratify Placement of Securities Management For Voted - For 5 Adoption Of New Constitution Management For Voted - For 6 Approve Increase in NEDs' Fee Cap Management N/A Voted - For Meeting Date: 16-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Elect Miriam Stanborough Management For Voted - For 4 Equity Grant (MD/CEO Kenneth Brinsden) Management For Voted - For PLUG POWER INC. Security ID: 72919P202 Ticker: PLUG Meeting Date: 30-Jul-21 Meeting Type: Annual 1.1 Elect Andrew Marsh Management For Voted - For 1.2 Elect Gary K. Willis Management For Voted - Withheld 1.3 Elect Maureen O. Helmer Management For Voted - Withheld 2 Increase in Authorized Common Stock Management For Voted - For 3 Approval of the 2021 Stock Option and Incentive Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - Against Meeting Date: 30-Jun-22 Meeting Type: Annual 1.1 Elect George C. McNamee Management For Voted - Withheld 1.2 Elect Gregory L. Kenausis Management For Voted - For 1.3 Elect Jean Bua Management For Voted - For 2 Amendment to the 2021 Stock Option and Incentive Plan Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For QUALCOMM INCORPORATED Security ID: 747525103 Ticker: QCOM Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Sylvia Acevedo Management For Voted - For 2 Elect Cristiano R. Amon Management For Voted - For 3 Elect Mark Fields Management For Voted - For 4 Elect Jeffrey W. Henderson Management For Voted - For 5 Elect Gregory N. Johnson Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Mark D. McLaughlin Management For Voted - For 8 Elect Jamie S. Miller Management For Voted - For 9 Elect Irene B. Rosenfeld Management For Voted - For 10 Elect Kornelis Smit Management For Voted - For 11 Elect Jean-Pascal Tricoire Management For Voted - For 294 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Anthony J. Vinciquerra Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For QUANTUMSCAPE CORPORATION Security ID: 74767V109 Ticker: QS Meeting Date: 15-Dec-21 Meeting Type: Annual 1.1 Elect Jagdeep Singh Management For Voted - Withheld 1.2 Elect Frank Blome Management For Voted - For 1.3 Elect Brad W. Buss Management For Voted - For 1.4 Elect L. John Doerr Management For Voted - Withheld 1.5 Elect Jurgen Leohold Management For Voted - For 1.6 Elect Justin E. Mirro Management For Voted - Withheld 1.7 Elect Fritz Prinz Management For Voted - For 1.8 Elect Dipender Saluja Management For Voted - For 1.9 Elect J.B. Straubel Management For Voted - For 1.10 Elect Jens Wiese Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Approval of the Extraordinary Performance Award Program Management For Voted - Against RENAULT S.A. Security ID: F77098105 Ticker: RNO Meeting Date: 25-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Consolidated Accounts and Reports Management For Voted - For 8 Allocation of Profits Management For Voted - For 9 Presentation of Report on Profit Sharing Securities Management For Voted - For 10 Special Auditors Report on Regulated Agreements Management For Voted - For 11 Elect Catherine Barba Management For Voted - For 12 Elect Pierre Fleuriot Management For Voted - For 13 Elect Joji Tagawa Management For Voted - For 14 2021 Remuneration Report Management For Voted - For 15 2021 Remuneration of Jean-Dominique Senard, Chair Management For Voted - For 16 2021 Remuneration of Luca de Meo, CEO Management For Voted - For 17 Amendment to the 2020 Remuneration Policy (CEO) Management For Voted - For 18 2022 Remuneration Policy (Chair) Management For Voted - For 19 2022 Remuneration Policy (CEO) Management For Voted - For 20 2022 Remuneration Policy (Board of Directors) Management For Voted - For 21 Relocation of Corporate Headquarters Management For Voted - For 295 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Authority to Repurchase and Reissue Shares Management For Voted - For 23 Authority to Cancel Shares and Reduce Capital Management For Voted - For 24 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 25 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 26 Authority to Issue Shares and Convertible Debt Through Private Placement Management For Voted - For 27 Authority to Increase Capital in Case of Exchange Offers (France) Management For Voted - For 28 Authority to Increase Capital in Consideration for Contributions In Kind (France) Management For Voted - For 29 Authority to Increase Capital Through Capitalisations Management For Voted - For 30 Employee Stock Purchase Plan Management For Voted - For 31 Authority to Issue Performance Shares Management For Voted - For 32 Amendments to Articles (Technical) Management For Voted - For 33 Authorisation of Legal Formalities Management For Voted - For 34 Non-Voting Meeting Note N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting ROGERS CORPORATION Security ID: 775133101 Ticker: ROG Meeting Date: 25-Jan-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For ROMEO POWER, INC. Security ID: 776153108 Ticker: RMO Meeting Date: 30-Jun-22 Meeting Type: Annual 1.1 Elect Susan Brennan Management For Voted - For 1.2 Elect Lauren Webb Management For Voted - For 1.3 Elect Robert S. Mancini Management For Voted - Withheld 1.4 Elect Donald S. Gottwald Management For Voted - For 1.5 Elect Laurene H. Horiszny Management For Voted - For 1.6 Elect Philip Kassin Management For Voted - For 1.7 Elect Timothy E. Stuart Management For Voted - For 1.8 Elect Paul S. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 5 Issuance of Common Stock Management For Voted - For 6 Increase in Authorized Common Stock Management For Voted - For 296 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Security ID: 833635105 Ticker: SQM-A Meeting Date: 22-Dec-21 Meeting Type: Special 1 Interim Dividend Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Appointment of Risk Rating Agency Management For Voted - For 4 Appointment of Account Inspectors Management For Voted - For 5 Investment Policy Management For Voted - For 6 Finance Policy Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Election of Directors Management For Voted - Abstain 9 Elect Laurence Golborne Riveros Management N/A Voted - For 10 Elect Antonio Gil Nievas Management N/A Voted - Abstain 11 Directors and Committees' Fees Management For Voted - Against 12 Publication of Company Notices Management For Voted - For STELLANTIS N.V Security ID: N82405106 Ticker: STLA Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Remuneration Report Management For Voted - Against 9 Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Ratification of Board Acts Management For Voted - Against 12 Appointment of Auditor Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting TANAKA CHEMICAL CORPORATION Security ID: J8175M103 Ticker: 4080 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 297 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Kazufumi Yokogawa Management For Voted - Against 3 Elect Kazuo Kuno Management For Voted - For 4 Elect Ichiro Kosaka Management For Voted - For 5 Elect Hiroshi Tanaka Management For Voted - For 6 Elect Tetsuo Oshima Management For Voted - For 7 Elect Hitomi Masuda Management For Voted - For 8 Elect Takeshi Inoue Management For Voted - For 9 Elect Atsushi Nakamura as Alternate Audit Committee Director Management For Voted - For TESLA, INC. Security ID: 88160R101 Ticker: TSLA Meeting Date: 07-Oct-21 Meeting Type: Annual 1 Elect James Murdoch Management For Voted - Against 2 Elect Kimbal Musk Management For Voted - For 3 Reduce Director Terms from Three Years to Two Years Management For Voted - For 4 Elimination of Supermajority Requirement Management Abstain Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Board Oversight of Human Capital Management Shareholder Against Voted - For 10 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - For TOMTOM N.V. Security ID: N87695123 Ticker: TOM2 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Karien van Gennip to the Supervisory Board Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Remuneration Report Management For Voted - Against 298 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Accounts and Reports Management For Voted - For 8 Ratification of Management Board Acts Management For Voted - For 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Elect Derk J. Haank to the Supervisory Board Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 13 Authority to Suppress Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions Management For Voted - For 15 Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions Management For Voted - Against 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect Marili 't Hooft-Bolle to the Supervisory Board Management For Voted - For 5 Elect Gemma Postlethwaite to the Supervisory Board Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting TOYOTA MOTOR CORPORATION Security ID: J92676113 Ticker: 7203 Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Takeshi Uchiyamada Management For Voted - Against 3 Elect Shigeru Hayakawa Management For Voted - For 4 Elect Akio Toyoda Management For Voted - For 5 Elect James Kuffner Management For Voted - For 6 Elect Kenta Kon Management For Voted - For 7 Elect Masahiko Maeda Management For Voted - For 8 Elect Ikuro Sugawara Management For Voted - For 9 Elect Philip Craven Management For Voted - For 10 Elect Teiko Kudo Management For Voted - For 11 Elect Masahide Yasuda Management For Voted - Against 12 Elect George Olcott Management For Voted - Against 13 Elect Ryuji Sakai as Alternate Statutory Auditor Management For Voted - For 14 Amendment to Restricted Stock Plan Management For Voted - For 15 Amendments to Articles Management For Voted - For 299 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted VELODYNE LIDAR, INC. Security ID: 92259F101 Ticker: VLDR Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Helen Pan Management For Voted - For 2 Elect Virginia Boulet Management For Voted - For 3 Elect Andy W. Mattes Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year VEONEER, INC. Security ID: 92336X109 Ticker: VNE Meeting Date: 16-Dec-21 Meeting Type: Special 1 Acquisition by Qualcomm Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For VISTEON CORPORATION Security ID: 92839U206 Ticker: VC Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Elect James J. Barrese Management For Voted - For 2 Elect Naomi M. Bergman Management For Voted - For 3 Elect Jeffrey D. Jones Management For Voted - For 4 Elect Bunsei Kure Management For Voted - For 5 Elect Sachin S. Lawande Management For Voted - For 6 Elect Joanne M. Maguire Management For Voted - For 7 Elect Robert J. Manzo Management For Voted - For 8 Elect Francis M. Scricco Management For Voted - For 9 Elect David L. Treadwell Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For VITESCO TECHNOLOGIES GROUP AG Security ID: D8T4KW107 Ticker: VTSC Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 300 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Ratify Andreas Wolf Management For Voted - For 8 Ratify Werner Volz Management For Voted - For 9 Ratify Ingo Holstein Management For Voted - For 10 Ratify Klaus Hau Management For Voted - For 11 Ratify Thomas Stierle Management For Voted - For 12 Ratify Christian zur Nedden Management For Voted - For 13 Ratify Ulrike Schramm Management For Voted - For 14 Ratify Siegfried Wolf Management For Voted - For 15 Ratify Carsten Bruns Management For Voted - For 16 Ratify Hans-Jorg Bullinger Management For Voted - For 17 Ratify Manfred Eibeck Management For Voted - For 18 Ratify Lothar Galli Management For Voted - For 19 Ratify Yvonne Hartmetz Management For Voted - For 20 Ratify Susanne Heckelsberger Management For Voted - For 21 Ratify Joachim Hirsch Management For Voted - For 22 Ratify Sabina Jeschke Management For Voted - For 23 Ratify Michael Koppl Management For Voted - For 24 Ratify Erwin Loffler Management For Voted - For 25 Ratify Klaus Rosenfeld Management For Voted - For 26 Ratify Georg F. W. Schaeffler Management For Voted - For 27 Ratify Ralf Schamel Management For Voted - For 28 Ratify Kirsten Vorkel Management For Voted - For 29 Ratify Anne Zeumer Management For Voted - For 30 Ratify Holger Siebenthaler Management For Voted - For 31 Ratify Cornelia Stiewing Management For Voted - For 32 Ratify Johannes Suttmeyer Management For Voted - For 33 Appointment of Auditor Management For Voted - For 34 Elect Siegfried Wolf as Board Chair Management For Voted - Against 35 Elect Hans-Jorg Bullinger Management For Voted - For 36 Elect Manfred Eibeck Management For Voted - For 37 Elect Susanne Heckelsberger Management For Voted - For 38 Elect Joachim Hirsch Management For Voted - For 39 Elect Sabrina Jeschke Management For Voted - For 40 Elect Klaus Rosenfeld Management For Voted - For 41 Elect Georg F. W. Schaeffler Management For Voted - Against 42 Remuneration Report Management For Voted - For 43 Remuneration Policy Management For Voted - For 44 Supervisory Board Remuneration Policy Management For Voted - For 45 Amendments to Articles Management For Voted - For 46 Non-Voting Meeting Note N/A N/A Non-Voting 47 Non-Voting Meeting Note N/A N/A Non-Voting 48 Non-Voting Meeting Note N/A N/A Non-Voting 49 Non-Voting Meeting Note N/A N/A Non-Voting 301 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted VOLKSWAGEN AG Security ID: D94523103 Ticker: VOW Meeting Date: 22-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratify Herbert Diess Management For Voted - Against 5 Ratify Oliver Blume Management For Voted - Against 6 Ratify Markus Duesmann Management For Voted - Against 7 Ratify Gunnar Kilian Management For Voted - Against 8 Ratify Andreas Renschler Management For Voted - Against 9 Ratify Abraham Schot Management For Voted - Against 10 Ratify Stefan Sommer Management For Voted - Against 11 Ratify Hiltrud Dorothea Werner Management For Voted - Against 12 Ratify Frank Witter Management For Voted - Against 13 Ratify Hans Dieter Potsch Management For Voted - Against 14 Ratify Jorg Hofmann Management For Voted - Against 15 Ratify Hussain Ali Al-Abdulla Management For Voted - Against 16 Ratify Hessa Sultan Al-Jaber Management For Voted - Against 17 Ratify Bernd Althusmann Management For Voted - Against 18 Ratify Kai Bliesener Management For Voted - Against 19 Ratify Hans-Peter Fischer Management For Voted - Against 20 Ratify Marianne Hei Management For Voted - Against 21 Ratify Johan Jarvklo Management For Voted - Against 22 Ratify Ulrike Jakob Management For Voted - Against 23 Ratify Louise Kiesling Management For Voted - Against 24 Ratify Peter Mosch Management For Voted - Against 25 Ratify Bertina Murkovic Management For Voted - Against 26 Ratify Bernd Osterloh Management For Voted - Against 27 Ratify Hans Michel Piech Management For Voted - Against 28 Ratify Ferdinand Oliver Porsche Management For Voted - Against 29 Ratify Wolfgang Porsche Management For Voted - Against 30 Ratify Conny Schonhardt Management For Voted - Against 31 Ratify Athanasios Stimoniaris Management For Voted - Against 32 Ratify Stephan Weil Management For Voted - Against 33 Ratify Werner Weresch Management For Voted - Against 34 Elect Louise Kiesling Management For Voted - Against 35 Elect Hans Dieter Potsch Management For Voted - Against 36 Management Board Remuneration Policy Management For Voted - Against 37 Supervisory Board Remuneration Policy Management For Voted - For 38 Amendments to Articles Regarding Absentee Voting at AGM Management For Voted - For 39 Amendments to Articles Regarding Advance Dividend Payments Management For Voted - For 40 Approval of Settlement Agreement with Mr. Winterkorn Management For Voted - For 41 Approval of Settlement Agreement with Mr. Stadler Management For Voted - For 42 Approval of Settlement Agreement D&O insurers Management For Voted - For 302 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 43 Appointment of Auditor Management For Voted - Against 44 Non-Voting Meeting Note N/A N/A Non-Voting 45 Non-Voting Meeting Note N/A N/A Non-Voting 46 Non-Voting Meeting Note N/A N/A Non-Voting 47 Non-Voting Meeting Note N/A N/A Non-Voting 48 Non-Voting Meeting Note N/A N/A Non-Voting WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Security ID: 929740108 Ticker: WAB Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect William E. Kassling Management For Voted - For 1.2 Elect Albert J. Neupaver Management For Voted - For 1.3 Elect Ann R. Klee Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against XILINX, INC. Security ID: 983919101 Ticker: XLNX Meeting Date: 04-Aug-21 Meeting Type: Annual 1 Elect Dennis Segers Management For Voted - For 2 Elect Raman K. Chitkara Management For Voted - For 3 Elect Saar Gillai Management For Voted - Against 4 Elect Ronald S. Jankov Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Thomas H. Lee Management For Voted - Against 7 Elect Jon A. Olson Management For Voted - For 8 Elect Victor Peng Management For Voted - For 9 Elect Elizabeth W. Vanderslice Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against XPENG INC. Security ID: 98422D105 Ticker: XPEV Meeting Date: 08-Dec-21 Meeting Type: Special 1 Approve the Articles for Listing on the Hong Kong Stock Exchange (the "EGM") Management For Voted - For 2 Approve Shareholder Protections under Dual Class Structure Management For Voted - For 3 Bundled Amendments Unrelated to Share Class Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 303 -------------------------------------------------------------------------------------------------- Global X Autonomous & Electric Vehicles ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Xiaopeng He Management For Voted - Against 3 Elect Yingjie Chen Management For Voted - For 4 Elect Ji-Xun Foo Management For Voted - Against 5 Elect Fei Yang Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 General Mandate to Issue Shares Management For Voted - Against 9 General Mandate to Repurchase Shares Management For Voted - For 10 Authority to Issue Repurchased Shares Management For Voted - Against 304 -------------------------------------------------------------------------------------------------- Global X Blockchain ETF Proposal Proposed by Mgt. Position Registrant Voted ARGO BLOCKCHAIN PLC Security ID: G053A3104 Ticker: ARB Meeting Date: 06-Sep-21 Meeting Type: Ordinary 1 Remuneration Policy (Binding) Management For Voted - Against 2 2021 Equity Incentive Plan Management For Voted - Against 3 Equity Grant to Non-Executive Directors Management For Voted - For 4 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 6 Adoption of New Articles Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect Alex Appleton Management For Voted - For 4 Elect Sarah Gow Management For Voted - For 5 Elect Maria Perrella Management For Voted - For 6 Elect Raghav Chopra Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Authority to Set Auditor's Fees Management For Voted - For 9 2022 Equity Incentive Plan Management For Voted - For 10 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 13 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For BIGG DIGITAL ASSETS INC. Security ID: 089804108 Ticker: BIGG Meeting Date: 17-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Mark Binns Management For Voted - For 4 Elect Lance Morginn Management For Voted - Against 5 Elect Kim Evans Management For Voted - Against 6 Elect Robert Birmingham Management For Voted - Against 7 Elect Kalle Radage Management For Voted - For 8 Elect Mark Healy Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For 11 Transaction of Other Business Management For Voted - Against 305 -------------------------------------------------------------------------------------------------- Global X Blockchain ETF Proposal Proposed by Mgt. Position Registrant Voted BIT DIGITAL, INC. Security ID: G1144A105 Ticker: BTBT Meeting Date: 08-Sep-21 Meeting Type: Annual 1 Increase in Authorized Capital Management For Voted - Against 2 Approval of the 2021 Omnibus Equity Incentive Plan Management For Voted - For BITFARMS LTD. Security ID: 09173B107 Ticker: BITF Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Emiliano Joel Grodzki Management For Voted - Against 3 Elect Nicolas Bonta Management For Voted - For 4 Elect Brian Howlett Management For Voted - For 5 Elect Pierre Seccareccia Management For Voted - For 6 Elect Andres Finkielsztain Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For BLOCK, INC. Security ID: 852234103 Ticker: SQ Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Jack Dorsey Management For Voted - For 1.2 Elect Paul Deighton Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For CLEANSPARK, INC. Security ID: 18452B209 Ticker: CLSK Meeting Date: 15-Sep-21 Meeting Type: Annual 1.1 Elect Zachary K. Bradford Management For Voted - For 1.2 Elect S. Matthew Schultz Management For Voted - Withheld 1.3 Elect Larry McNeill Management For Voted - Withheld 1.4 Elect Thomas L. Wood Management For Voted - For 1.5 Elect Roger P. Beynon Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Approval of Amended and Restated By-Laws Management For Voted - Against 4 Amendment to the 2017 Incentive Plan Management For Voted - Against 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 306 -------------------------------------------------------------------------------------------------- Global X Blockchain ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Frequency of Advisory Vote on Executive Compensation Management 2 Years Voted - 1 Year Meeting Date: 15-Mar-22 Meeting Type: Annual 1.1 Elect Zachary K. Bradford Management For Voted - For 1.2 Elect S. Matthew Schultz Management For Voted - Withheld 1.3 Elect Larry McNeill Management For Voted - Withheld 1.4 Elect Thomas L. Wood Management For Voted - Withheld 1.5 Elect Roger P. Beynon Management For Voted - For 2 Ratification of Auditor Management For Voted - For COINBASE GLOBAL, INC. Security ID: 19260Q107 Ticker: COIN Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Frederick Ernest Ehrsam III Management For Voted - Withheld 1.2 Elect Tobias Lutke Management For Voted - For 1.3 Elect Fred Wilson Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year DIGINEX LIMITED Security ID: Y2074E109 Ticker: EQOS Meeting Date: 29-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Authority to Issue Ordinary Shares Management For Voted - For 4 Authority to Grant Awards and Issue Shares under Equity Incentive Plans Management For Voted - Against 5 Change in Company's Name Management For Voted - For 6 Amendment to Advance Notice Requirement Management For Voted - Against EBANG INTERNATIONAL HOLDINGS INC. Security ID: G3R33A106 Ticker: EBON Meeting Date: 15-Dec-21 Meeting Type: Annual 1.1 Elect Dong Hu Management For Voted - Withheld 1.2 Elect Chunjuan Peng Management For Voted - For 1.3 Elect Yanqing Gao Management For Voted - For 1.4 Elect Tingjie Lyu Management For Voted - For 1.5 Elect Mingming Su Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Approval of the 2021 Share Incentive Plan Management For Voted - Against 307 -------------------------------------------------------------------------------------------------- Global X Blockchain ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Amended and Restated Memorandum and Articles of Association Management For Voted - For FUTURE FINTECH GROUP INC. Security ID: 36117V105 Ticker: FTFT Meeting Date: 10-Dec-21 Meeting Type: Annual 1.1 Elect Fuyou Li Management For Voted - For 1.2 Elect Shanchun Huang Management For Voted - For 1.3 Elect Johnson Lau Management For Voted - For 1.4 Elect Ying Li Management For Voted - Withheld 1.5 Elect Mingjie Zhao Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year GALAXY DIGITAL HOLDINGS LTD. Security ID: G37092106 Ticker: GLXY Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Michael E. Novogratz Management For Voted - For 3 Elect Theagenis Iliadis Management For Voted - Against 4 Elect Nereida Flannery Management For Voted - For 5 Elect Bill Koutsouras Management For Voted - Against 6 Elect Dominic Docherty Management For Voted - For 7 Elect Michael Daffey Management For Voted - For 8 Elect Jane A. Dietze Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Declaration of Non-US Status Management N/A Voted - Abstain 11 To the extent that Shareholder holds shares of the Company for the account or benefit of any other person, such person is not a U.S. resident. Management N/A Voted - Abstain 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting GREENBOX POS Security ID: 39366L208 Ticker: GBOX Meeting Date: 18-Nov-21 Meeting Type: Annual 1.1 Elect Carl J. Williams Management For Voted - For 1.2 Elect Dennis James Management For Voted - For 1.3 Elect Ezra Laniado Management For Voted - For 1.4 Elect William J. Caragol Management For Voted - Withheld 308 -------------------------------------------------------------------------------------------------- Global X Blockchain ETF Proposal Proposed by Mgt. Position Registrant Voted 1.5 Elect Genevieve Baer Management For Voted - For 1.6 Elect Fredi Nisan Management For Voted - For 1.7 Elect Ben Errez Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Amended and Restated Articles of Incorporation Management For Voted - For 5 Amended and Restated By-Laws Management For Voted - For 6 Approval of the 2021 Restricted Stock Plan Management For Voted - For HIVE BLOCKCHAIN TECHNOLOGIES LTD. Security ID: 43366H100 Ticker: HIVE Meeting Date: 21-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Frank Holmes Management For Voted - Against 4 Elect Ian Mann Management For Voted - For 5 Elect Susan B. McGee Management For Voted - For 6 Elect Marcus New Management For Voted - Against 7 Elect Dave Perrill Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Stock Option Plan Renewal Management For Voted - For 10 Restricted Share Unit Plan Renewal Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting HUT 8 MINING CORP. Security ID: 44812T102 Ticker: HUT Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Bill Tai Management For Voted - For 3 Elect Joseph Flinn Management For Voted - For 4 Elect Jaime Leverton Management For Voted - For 5 Elect Alexia Hefti Management For Voted - For 6 Elect Carl J. (Rick) Rickertsen Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For MARATHON DIGITAL HOLDINGS, INC. Security ID: 565788106 Ticker: MARA Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Elect Georges Antoun Management For Voted - Withheld 2 Elect Jay P. Leupp Management For Voted - Withheld 3 Ratification of Auditor Management For Voted - For 4 Transaction of Other Business Management For Voted - Against 309 -------------------------------------------------------------------------------------------------- Global X Blockchain ETF Proposal Proposed by Mgt. Position Registrant Voted NORTHERN DATA AG Security ID: D5S1LG112 Ticker: NB2 Meeting Date: 20-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Increase in Authorised Capital Management For Voted - Against 10 Stock Option Plan Management For Voted - Against 11 Amendments to Articles (Company Purpose) Management For Voted - For 12 Amendments to Articles (Supervisory Board Members' Fees) Management For Voted - For NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - For 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - For 10 Elect Mark L. Perry Management For Voted - For 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For OVERSTOCK.COM, INC. Security ID: 690370507 Ticker: OSTK Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Joseph J. Tabacco, Jr. Management For Voted - For 2 Elect Robert J. Shapiro Management For Voted - For 310 -------------------------------------------------------------------------------------------------- Global X Blockchain ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Barbara H. Messing Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Conversion of Series A-1 Preferred Stock into Common Stock Management For Voted - For 6 Conversion of Series B Preferred Stock into Common Stock Management For Voted - For 7 Right to Adjourn Meeting Management For Voted - For PAYPAL HOLDINGS, INC. Security ID: 70450Y103 Ticker: PYPL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Rodney C. Adkins Management For Voted - For 2 Elect Jonathan Christodoro Management For Voted - For 3 Elect John J. Donahoe II Management For Voted - For 4 Elect David W. Dorman Management For Voted - For 5 Elect Belinda J. Johnson Management For Voted - For 6 Elect Enrique Lores Management For Voted - For 7 Elect Gail J. McGovern Management For Voted - For 8 Elect Deborah M. Messemer Management For Voted - For 9 Elect David M. Moffett Management For Voted - For 10 Elect Ann M. Sarnoff Management For Voted - For 11 Elect Daniel H. Schulman Management For Voted - For 12 Elect Frank D. Yeary Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For RIOT BLOCKCHAIN, INC. Security ID: 767292105 Ticker: RIOT Meeting Date: 19-Oct-21 Meeting Type: Annual 1.1 Elect Benjamin Yi Management For Voted - Withheld 1.2 Elect Jason Les Management For Voted - For 1.3 Elect Hannah Cho Management For Voted - For 1.4 Elect Lance D'Ambrosio Management For Voted - For 1.5 Elect Hubert Marleau Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Amendment to the 2019 Equity Plan Management For Voted - For 311 -------------------------------------------------------------------------------------------------- Global X Blockchain ETF Proposal Proposed by Mgt. Position Registrant Voted SQUARE, INC. Security ID: 852234103 Ticker: SQ Meeting Date: 03-Nov-21 Meeting Type: Special 1 Stock Issuance for Acquisition of Afterpay Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For VOYAGER DIGITAL LTD. Security ID: 92919V108 Ticker: VOYG Meeting Date: 14-Dec-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Stephen Ehrlich Management For Voted - For 4 Elect Krisztian Toth Management For Voted - Against 5 Elect Philip Eytan Management For Voted - Against 6 Elect Jennifer Ackart Management For Voted - For 7 Elect Glenn Stevens Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Approval of the Long-Term Incentive Plan Management For Voted - Against 10 Creation of New Share Class Management For Voted - For 11 Approval of the Shareholder Rights Plan Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Declaration of US Residency Status Management N/A Voted - Abstain 312 -------------------------------------------------------------------------------------------------- Global X Cannabis ETF Proposal Proposed by Mgt. Position Registrant Voted AFC GAMMA, INC. Security ID: 00109K105 Ticker: AFCG Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect Jodi Hanson Bond Management For Voted - For 1.2 Elect Jonathan Kalikow Management For Voted - For 1.3 Elect Robert L. Levy Management For Voted - For 2 Ratification of Auditor Management For Voted - For AURORA CANNABIS INC. Security ID: 05156X884 Ticker: ACB Meeting Date: 12-Nov-21 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Ronald Funk Management For Voted - For 2.2 Elect Miguel Martin Management For Voted - For 2.3 Elect Michael Singer Management For Voted - For 2.4 Elect Norma Beauchamp Management For Voted - For 2.5 Elect Margaret Shan Atkins Management For Voted - For 2.6 Elect Theresa Firestone Management For Voted - For 2.7 Elect Adam Szweras Management For Voted - For 2.8 Elect Lance Friedmann Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Shareholder Rights Plan Renewal Management For Voted - For AUXLY CANNABIS GROUP INC. Security ID: 05335P109 Ticker: XLY Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Genevieve Young Management For Voted - For 3 Elect Hugo Alves Management For Voted - For 4 Elect Troy Grant Management For Voted - For 5 Elect Vikram Bawa Management For Voted - For 6 Elect Conrad Tate Management For Voted - For 7 Elect Murray McGowan Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 313 -------------------------------------------------------------------------------------------------- Global X Cannabis ETF Proposal Proposed by Mgt. Position Registrant Voted AVANT BRANDS INC. Security ID: 05353D103 Ticker: AVNT Meeting Date: 05-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Juergen Schreiber Management For Voted - For 3 Elect Norton Singhavon Management For Voted - For 4 Elect Michael Blady Management For Voted - For 5 Elect Duane Lo Management For Voted - For 6 Elect Derek Sanders Management For Voted - For 7 Elect Ruairi Twomey Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For CANOPY GROWTH CORPORATION Security ID: 138035100 Ticker: WEED Meeting Date: 14-Sep-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Judy A. Schmeling Management For Voted - For 3 Elect David Klein Management For Voted - For 4 Elect Robert L. Hanson Management For Voted - Against 5 Elect David A. Lazzarato Management For Voted - For 6 Elect William A. Newlands Management For Voted - For 7 Elect James A. Sabia Jr. Management For Voted - For 8 Elect Theresa Yanofsky Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Amendments to By-Laws Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For CARDIOL THERAPEUTICS INC. Security ID: 14161Y200 Ticker: CRDL Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect David Elsley Management For Voted - For 3 Elect Jennifer M. Chao Management For Voted - For 4 Elect Michael Willner Management For Voted - For 5 Elect Colin Stott Management For Voted - For 6 Elect Peter Pekos Management For Voted - Against 7 Elect Guillermo Torre-Amione Management For Voted - For 8 Elect Chris Waddick Management For Voted - Against 9 Elect Teri Loxam Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 314 -------------------------------------------------------------------------------------------------- Global X Cannabis ETF Proposal Proposed by Mgt. Position Registrant Voted CBDMD, INC. Security ID: 12482W101 Ticker: YCBD Meeting Date: 11-Mar-22 Meeting Type: Annual 1.1 Elect Martin A. Sumichrast Management For Voted - For 1.2 Elect R. Scott Coffman Management For Voted - For 1.3 Elect Bakari Sellers Management For Voted - Withheld 1.4 Elect William F. Raines Management For Voted - For 1.5 Elect Peter J. Ghiloni Management For Voted - For 1.6 Elect Scott G. Stephen Management For Voted - For 2 Ratification of Auditor Management For Voted - For CHARLOTTE'S WEB HOLDINGS, INC. Security ID: 16106R109 Ticker: CWEB Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect John Held Management For Voted - For 4 Elect Jacques Tortoroli Management For Voted - For 5 Elect Jean M. Birch Management For Voted - For 6 Elect Susan N. Vogt Management For Voted - For 7 Elect Tim Saunders Management For Voted - For 8 Ratification of Auditor Management For Voted - For CORBUS PHARMACEUTICALS HOLDINGS, INC. Security ID: 21833P103 Ticker: CRBP Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Yuval Cohen Management For Voted - For 1.2 Elect Alan F. Holmer Management For Voted - For 1.3 Elect Avery W. Catlin Management For Voted - For 1.4 Elect Rachelle S. Jacques Management For Voted - For 1.5 Elect John K. Jenkins Management For Voted - For 1.6 Elect Peter Salzmann Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For CRESO PHARMA LIMITED Security ID: Q29985118 Ticker: CPH Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - Against 315 -------------------------------------------------------------------------------------------------- Global X Cannabis ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Re-elect Adam Blumenthal Management For Voted - Against 4 Elect William Lay Management For Voted - For 5 Elect Micheline Mackay Management For Voted - Against 6 Elect Bruce Linton Management For Voted - For 7 Approve 10% Placement Facility Management For Voted - For 8 Amendment To Constitution Management For Voted - Against CRONOS GROUP INC. Security ID: 22717L101 Ticker: CRON Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Jason Adler Management For Voted - Against 3 Elect Kendrick Ashton Jr. Management For Voted - For 4 Elect Jody Begley Management For Voted - For 5 Elect Murray R. Garnick Management For Voted - For 6 Elect Michael Gorenstein Management For Voted - For 7 Elect Heather Newman Management For Voted - For 8 Elect James Rudyk Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For GROVE, INC. Security ID: 39959A106 Ticker: GRVI Meeting Date: 24-May-22 Meeting Type: Annual 1.1 Elect Allan Marshall Management For Voted - Withheld 1.2 Elect Andrew J. Norstrud Management For Voted - Withheld 1.3 Elect Gene Salkind Management For Voted - Withheld 1.4 Elect Lawrence H. Dugan Management For Voted - Withheld 1.5 Elect Thomas C. Williams Management For Voted - Withheld 2 Amendment to the 2019 Incentive Stock Plan Management For Voted - For 3 Ratification of Auditor Management For Voted - For HEXO CORP. Security ID: 428304307 Ticker: HEXO Meeting Date: 25-Aug-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Issuance of Shares for Acquisition of Redecan Management For Voted - For 3 Issuance of Shares on Conversion of Convertible Notes to Finance Acquisition of Redecan Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 316 -------------------------------------------------------------------------------------------------- Global X Cannabis ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 08-Mar-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect John K. Bell Management For Voted - For 3 Elect Scott Cooper Management For Voted - For 4 Elect Rose Marie Gage Management For Voted - For 5 Elect Lauren Chung Management For Voted - For 6 Elect Helene F. Fortin Management For Voted - For 7 Elect Brad Kotush Management For Voted - For 8 Elect Peter E. Stringham Management For Voted - For 9 Elect Peter James Montour Management For Voted - Against 10 Elect William Todd Montour Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 12 Change of Registered Office Management For Voted - For 13 Increasing the Maximum Board Size Management For Voted - For 14 Share Consolidation Management For Voted - For 15 Amendment to Omnibus Long-Term Incentive Plan Management For Voted - For INTERCURE LTD Security ID: M549GJ111 Ticker: INCR Meeting Date: 30-Dec-21 Meeting Type: Special 1 Elect Lennie Grinbaum as External Director Management For Voted - For 2 Confirmation of Controlling Shareholder Management N/A Voted - Abstain 3 Elect Gideon Hirschfeld as External Director Management For Voted - For 4 Confirmation of Controlling Shareholder Management N/A Voted - Abstain MYMD PHARMACEUTICALS, INC. Security ID: 62856X102 Ticker: MYMD Meeting Date: 29-Dec-21 Meeting Type: Annual 1.1 Elect Chris Chapman Management For Voted - For 1.2 Elect Craig Eagle Management For Voted - For 1.3 Elect Christopher C. Schreiber Management For Voted - For 1.4 Elect Joshua N. Silverman Management For Voted - For 1.5 Elect Jude Uzonwanne Management For Voted - For 1.6 Elect Bill J. White Management For Voted - For 2 Ratification of Auditor Management For Voted - For ORGANIGRAM HOLDINGS INC. Security ID: 68620P101 Ticker: OGI Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Peter Amirault Management For Voted - For 3 Elect Beena Goldenberg Management For Voted - For 317 -------------------------------------------------------------------------------------------------- Global X Cannabis ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Dexter John Management For Voted - Against 5 Elect Geoffrey Machum Management For Voted - Against 6 Elect Ken Manget Management For Voted - Against 7 Elect Sherry Porter Management For Voted - For 8 Elect Stephen A. Smith Management For Voted - Against 9 Elect Marni Wieshofer Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting RIV CAPITAL INC. Security ID: 768014102 Ticker: RIV Meeting Date: 30-Sep-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Narbe Alexandrian Management For Voted - For 3 Elect Asha Daniere Management For Voted - For 4 Elect Richard Mavrinac Management For Voted - For 5 Elect Joseph Mimran Management For Voted - For 6 Elect Chris Hagedorn Management For Voted - For 7 Elect Mark Sims Management For Voted - For 8 Elect Gary Vaynerchuk Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Advance Notice By-Law Management For Voted - For SUNDIAL GROWERS INC. Security ID: 86730L109 Ticker: SNDL Meeting Date: 07-Jul-21 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Bryan Pinney Management For Voted - For 2.2 Elect Lori S. Ell Management For Voted - For 2.3 Elect Greg Mills Management For Voted - For 2.4 Elect Gregory G. Turnbull Management For Voted - For 2.5 Elect Zachary George Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For TILRAY, INC. Security ID: 88688T100 Ticker: TLRY Meeting Date: 10-Sep-21 Meeting Type: Special 1 Increase in Authorized Common Stock Management For Voted - For 2 Opt Out of Section 203 of the DGCL Management For Voted - For 3 Permit Shareholders to Act by Written Consent Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Eliminate Certain Provisions Management For Voted - For 6 Right to Adjourn Meeting Management For Voted - For 318 -------------------------------------------------------------------------------------------------- Global X Cannabis ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 22-Nov-21 Meeting Type: Annual 1.1 Elect Brendan Kennedy Management For Voted - For 1.2 Elect John M. Herhalt Management For Voted - For 1.3 Elect Walter Robb Management For Voted - For 1.4 Elect Jodi Butts Management For Voted - For 1.5 Elect David Hopkinson Management For Voted - For 1.6 Elect Thomas Looney Management For Voted - For 1.7 Elect Irwin D. Simon Management For Voted - For 1.8 Elect Renah Persofsky Management For Voted - For 1.9 Elect David Clanachan Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For ZYNERBA PHARMACEUTICALS, INC. Security ID: 98986X109 Ticker: ZYNE Meeting Date: 03-Aug-21 Meeting Type: Annual 1.1 Elect Armando Anido Management For Voted - For 1.2 Elect John P. Butler Management For Voted - For 1.3 Elect Warren D. Cooper Management For Voted - For 1.4 Elect William J. Federici Management For Voted - For 1.5 Elect Daniel L. Kisner Management For Voted - For 1.6 Elect Kenneth I. Moch Management For Voted - For 1.7 Elect Pamela Stephenson Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Exclusive Forum Provision Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Armando Anido Management For Voted - For 1.2 Elect John P. Butler Management For Voted - For 1.3 Elect Warren D. Cooper Management For Voted - For 1.4 Elect William J. Federici Management For Voted - For 1.5 Elect Daniel L. Kisner Management For Voted - For 1.6 Elect Kenneth I. Moch Management For Voted - For 1.7 Elect Pamela Stephenson Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 319 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 3SBIO INC Security ID: G8875G102 Ticker: 1530 Meeting Date: 10-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Share Buy-back Agreement Management For Voted - For 4 Sale and Purchase Agreement Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect SU Dongmei Management For Voted - For 5 Elect HUANG Bin Management For Voted - For 6 Elect Gerry NG Joo Yeow Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles Management For Voted - For ALPHAMAB ONCOLOGY (HK) LIMITED Security ID: G0330A101 Ticker: 9966 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Authority to Repurchase Shares Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 6 Authority to Issue Repurchased Shares Management For Voted - Against 7 Elect XU Ting Management For Voted - Against 8 Elect XU Zhan Kevin Management For Voted - For 9 Elect QIU Yu Min Management For Voted - Against 10 Elect GUO Zijian Management For Voted - For 11 Directors' fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 320 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted ANHUI ANKE BIOTECHNOLOGY (GROUP) CO LTD Security ID: Y01398109 Ticker: 300009 Meeting Date: 22-Sep-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For Meeting Date: 20-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Reappointment Of Audit Firm Management For Voted - For 7 2022 Remuneration For Directors Management For Voted - For 8 2022 Remuneration For Supervisors Management For Voted - For 9 Amendments To The Articles Of Association Of The Company Management For Voted - For 10 Application For Comprehensive Credit Line To Banks Management For Voted - For 11 Cash Management With Idle Raised Funds And Idle Proprietary Funds Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting ASCENTAGE PHARMA GROUP INTERNATIONAL Security ID: G0519B102 Ticker: 6855 Meeting Date: 20-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Grant of RSUs to the Connected Selected Persons Management For Voted - Against 4 Specific Mandate to the Board to Allot and Issue the Underlying Shares of the RSUs Management For Voted - Against 5 Creation and Issuance of Warrants to Innovent Management For Voted - For 6 Specific Mandate to the Board to Allot and Issue the Warrant Shares Management For Voted - For 7 Board Authorization in Relation to the Creation and Issue of the Warrants and the Allotment and Issue of the Warrant Shares Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect YE Changqing Management For Voted - Against 5 Elect YIN Zheng Management For Voted - For 6 Elect REN Wei Management For Voted - For 7 Directors' Fees Management For Voted - For 321 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Amendments to Articles Management For Voted - For BEIGENE, LTD. Security ID: 07725L102 Ticker: BGNE Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Anthony C. Hooper Management For Voted - For 2 Elect Ranjeev Krishana Management For Voted - For 3 Elect Xiaodong Wang Management For Voted - For 4 Elect Qingqing Yi Management For Voted - For 5 Elect Margaret Han Dugan Management For Voted - For 6 Elect Alessandro Riva Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Approval of a Share Issue Mandate Management For Voted - Against 9 General Mandate to Repurchase Shares Management For Voted - For 10 Connected Person Placing Authorization I Management For Voted - Against 11 Connected Person Placing Authorization II Management For Voted - Against 12 Approval of Amgen's Direct Purchase Option Management For Voted - For 13 Approval of Restricted Share Unit Grant to John V. Oyler Management For Voted - For 14 Approval of Restricted Share Unit Grant to Xiaodong Wang Management For Voted - For 15 Approval of Restricted Share Unit Grant to Other Non-Executive and Independent Non-Executive Directors Management For Voted - For 16 Amendment to the 2016 Share Option and Incentive Plan Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - Against 18 Approve the Adjournment of the Annual Meeting Management For Voted - For BEIJING BOHUI INNOVATION BIOTECHNOLOGY GROUP CO. LTD. Security ID: Y0R719108 Ticker: 300318 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval of Directors' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Authority to Give Guarantees in 2022 Management For Voted - For 10 Approval of Line of Credit Management For Voted - For 322 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Proposal on Phased Investment in the Construction of Inner Mongolia Hellinger Modern Biotechnology Industrial Base Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 14 Amendments to Procedural Rules: the Board of Directors Management For Voted - For 15 Amendments to Procedural Rules: the Supervisory Board Management For Voted - For 16 Amendments to Procedural Rules: Working System for Independent Directors Management For Voted - For 17 Amendments to Procedural Rules: Management System for Fund Raising Management For Voted - For 18 Elect DONG Haifeng Management For Voted - For BEIJING SL PHARMACEUTICAL CO., LTD. Security ID: Y0773L119 Ticker: 002038 Meeting Date: 26-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Proposal on the Company's Estimated Daily Connected Transactions in 2022 Management For Voted - For 8 Proposal on the Use of the Company's Own Funds Up to Rmb 600,000,000 for Short-term Risk Investment Management For Voted - For BEIJING TIANTAN BIOLOGICAL PRODUCTS CORPORATION LTD. Security ID: Y0770S109 Ticker: 600161 Meeting Date: 31-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of 2022 Financial Budget Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Annual Report and its Summary Management For Voted - For 7 Approval of Line of Credit Management For Voted - For 8 Proposal on the Provision for Impairment of Assets and Asset Retirement in 2021 Management For Voted - For 9 Proposal on the Confirmation of the Company's Daily Connected Transactions in 2021 and the Projection of Daily Connected Transactions in 2022 Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Amendments to Articles Management For Voted - For 323 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 13 Amendments to Procedural Rules: Board of Directors Management For Voted - For 14 Amendments to Procedural Rules: Independent Director System Management For Voted - For 15 Amendments to Procedural Rules: Supervisory Board Management For Voted - For 16 Amendments to Procedural Rules: Asset Loss Management Measures Management For Voted - Against 17 Elect LIU Yana Management For Voted - For 18 Elect CHEN Tan Management For Voted - Against BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE CO LTD Security ID: Y077CK103 Ticker: 603392 Meeting Date: 01-Nov-21 Meeting Type: Special 1 Authorization of Legal Formalities for Share Issuance Management For Voted - Against 2 Type and Par Value Management For Voted - Against 3 Issuance Method Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 Arrangement for Accumulated Retained Profits Management For Voted - Against 10 Purpose and Amount of Raised Funds Management For Voted - Against 11 Valid Period Management For Voted - Against 12 Preplan for Share Offering Management For Voted - Against 13 Feasibility Analysis Report Management For Voted - Against 14 Diluted Immediate Returns after Share Offering Management For Voted - Against 15 Report on Use of Previously Raised Funds Management For Voted - Against 16 Shareholder Return Plan Management For Voted - Against 17 Conditional Share Subscription Agreements Management For Voted - Against 18 Connected Transactions involved in Share Issuance Management For Voted - Against 19 Board Authorization to Handle A Share Issuance Management For Voted - Against 20 Amendments to Articles Management For Voted - For Meeting Date: 07-Feb-22 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Approval of Directors' Reports Management For Voted - For 2 Approval of Supervisors' Reports Management For Voted - For 3 Approval of Annual Report Management For Voted - For 4 Approval of Accounts and Reports Management For Voted - For 5 Allocation of Profits Management For Voted - For 324 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Approval of Independent Directors' Fees Management For Voted - For 7 Approval of Non-Independent Directors' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Appointment of Auditor and Internal Control Auditor Management For Voted - For 10 Approval of Line of Credit Management For Voted - For Meeting Date: 05-May-22 Meeting Type: Special 1 Amendment to the Rules of Procedure for the General Meeting of Shareholders Management For Voted - For 2 Amendment to "Working System for Independent Directors" Management For Voted - For 3 Amendment of the "External Guarantee Management System" Management For Voted - For 4 Amendment to the "Management System for Related Party Transactions" Management For Voted - For 5 Elect ZHAO Zhigang Management For Voted - For BERRY GENOMICS CO LTD Security ID: Y1306V103 Ticker: 000710 Meeting Date: 07-Feb-22 Meeting Type: Special 1 Waiver of the Right to Acquire Equities in a Company's Acquirees in the First Time Period Management For Voted - For Meeting Date: 09-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Accounts and Reports Management For Voted - For 3 2021 Directors' Report Management For Voted - For 4 2021 Supervisors' Report Management For Voted - For 5 2021 Internal Control Self-assessment Report Management For Voted - For 6 Appointment of 2022 Auditor Management For Voted - For 7 2021 Profit Distribution Plan Management For Voted - For BGI GENOMICS CO. LTD. Security ID: Y0883H107 Ticker: 300676 Meeting Date: 11-Feb-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Cash Management with Temporarily Idle Proprietary Funds Management For Voted - For 3 Cash Management With Temporarily Idle Raised Funds Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 325 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Financial Budget Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval of Independent Directors' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Proposal on the Purchase of Directors' and Supervisors' Liability Insurance Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Special 1 2022 Estimated Additional Quota Of Continuing Connected Transactions Management For Voted - For CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES GROUP INC. Security ID: Y1293Q109 Ticker: 000661 Meeting Date: 13-Oct-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 09-Dec-21 Meeting Type: Special 1 Establishment of the Compensation Management Measures for Directors and Senior Management Management For Voted - For 2 Establishment of the Management Measures for the Equity Incentive Funds of Directors and Senior Management Management For Voted - For 3 By-Elect XIE Bing as Supervisor Management For Voted - Against Meeting Date: 30-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny8.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Reappointment Of 2022 Financial Audit Firm Management For Voted - For 7 Reappointment Of 2022 Internal Control Audit Firm Management For Voted - For 8 Amendments To The Company S Articles Of Association Management For Voted - For 9 Amendments to the Company s Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 10 Amendments To The Company S Rules Of Procedure Governing The Board Meetings Management For Voted - For 11 Amendments To The System For Independent Directors Management For Voted - For 326 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted CHENGDU KANGHUA BIOLOGICAL PRODUCTS CO. LTD. Security ID: Y130CL108 Ticker: 300841 Meeting Date: 13-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Budget Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Internal Control Self-evaluation Report Management For Voted - For 8 Special Report on the Deposit and Use of Raised Funds Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 12 Amendments to the Company S Rules of Procedure Governing the Board Meetings Management For Voted - For 13 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 14 Amendments to the Work System for Independent Directors Management For Voted - For 15 Amendments to the Investors Relation Management System Management For Voted - For 16 Amendments to the Raised Funds Management System Management For Voted - For 17 Amendments to the Information Disclosure Management System Management For Voted - For 18 Amendments to the External Investment Management System Management For Voted - For 19 Amendments to the External Guarantee Management System Management For Voted - For 20 Amendments to the Connected Transactions Management System Management For Voted - For CSPC PHARMACEUTICAL GROUP LIMITED Security ID: Y1837N109 Ticker: 1093 Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WANG Zhenguo Management For Voted - For 6 Elect WANG Huaiyu Management For Voted - For 7 Elect CHAK Kin Man Management For Voted - For 8 Elect WANG Bo Management For Voted - Against 9 Elect CHEN Chuan Management For Voted - Against 327 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 14 Authority to Grant Options Under share Option Scheme Management For Voted - Against DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Security ID: Y1856D115 Ticker: 002030 Meeting Date: 20-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 2022 Estimated Continuing Connected Transactions Management For Voted - For 8 2022 Financial Budget Management For Voted - For 9 Purchase Of Liability Insurance For Directors, Supervisors And Senior Management Management For Voted - For 10 Change Of The Company's Business Scope And Amendments To The Company's Articles Of Association Management For Voted - For 11 2022 Purchase Of Principle Guaranteed Wealth Management Products Or Structured Deposits With Idle Proprietary Funds Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect WEI Dianhan Management For Voted - For 4 Elect XUE Zheqiang Management For Voted - For 5 Elect LONG Qian Management For Voted - For 6 Elect HUANG Luo Management For Voted - For 7 Elect ZHOU Xinyu Management For Voted - For 8 Elect ZHANG Bin Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect LV Deyong Management For Voted - For 11 Elect CHEN Ling Management For Voted - For 12 Elect SU Wenrong Management For Voted - For 13 Elect JI Yunhai Management For Voted - For 14 Elect ZHU Zhengfu Management For Voted - For 15 Elect FAN Jianbing Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect ZHU Wanyu Management For Voted - For 18 Elect HUANG Liqiang Management For Voted - Against 19 Elect HU Teng Management For Voted - Against 20 Non-Voting Meeting Note N/A N/A Non-Voting 328 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 24-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHANG Bin Management For Voted - For 3 Elect HUANG Luo Management For Voted - For 4 Elect JIANG Xiwen Management For Voted - For FU JIAN ANJOY FOODS CO. LTD Security ID: Y265F3109 Ticker: 603345 Meeting Date: 07-Jan-22 Meeting Type: Special 1 Change of Company Name and Amendments to Articles Management For Voted - For Meeting Date: 28-Mar-22 Meeting Type: Special 1 Cash Management with Temporarily Idle Raised Funds and Temporarily Idle Proprietary Funds Respectively Management For Voted - For 2 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 13-Jun-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Work Report Of Independent Directors Management For Voted - For 5 2021 Work Report Of The Audit Committee Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 2021 Profit Distribution Plan Management For Voted - For 8 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 9 2022 Cash Management with Temporarily Idle Raised Funds and Idle Proprietary Funds Management For Voted - For 10 2022 Application For Credit Line To Banks And Guarantee Management For Voted - For 11 Reappointment Of Audit Firm Management For Voted - For 12 2021 Internal Control Evaluation Report Management For Voted - For 13 2022 Estimated Continuing Connected Transactions Management For Voted - For 14 Remuneration Plan For Directors And Supervisors Management For Voted - For 15 Amendments to the Company's Articles of Association and Some Internal Systems Management For Voted - For 16 2021 Environmental, Social And Management And Governance Report Management For Voted - For 329 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP INCORPORATION LIMITED Security ID: Y265EY102 Ticker: 603363 Meeting Date: 11-Aug-21 Meeting Type: Special 1 Connected Transactions Regarding Waiver Of The Preemptive Rights For Equities In A Controlled Subsidiary Management For Voted - For 2 Provision Of External Guarantee And Signing The Cooperation Agreement Management For Voted - Against 3 Provision of Guarantee for Setting Up a Joint Stock Company and Signing the Cooperation Agreement Management For Voted - Against 4 Special Report On The Use Of Previously Raised Funds Management For Voted - For 5 External Guarantee Management For Voted - Against 6 Change of the Company's Registered Capital and Business Scope, and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 25-Oct-21 Meeting Type: Special 1 Remuneration For Directors Management For Voted - For 2 Remuneration For Supervisors Management For Voted - For 3 Elect WU Youlin Management For Voted - For 4 Elect HUANG Zuyao Management For Voted - For 5 Elect HUANG Huadong Management For Voted - For 6 Elect YE Junbiao Management For Voted - For 7 Elect DING Nengshui Management For Voted - For 8 Elect WU Jun Management For Voted - For 9 Elect LIU Feng Management For Voted - For 10 Elect AI Chunxiang Management For Voted - For 11 Elect ZHENG Luying Management For Voted - For 12 Elect WEN Qingqi Management For Voted - For 13 Elect ZHANG Jinxue Management For Voted - Against 14 Elect YAN Weifei Management For Voted - Against GENSCRIPT BIOTECH CORPORATION Security ID: G3825B105 Ticker: 1548 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Elect WANG Ye Management For Voted - Against 6 Elect WANG Luquan Management For Voted - For 7 Elect PAN Yuexin Management For Voted - For 8 Elect GUO Hongxin Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 330 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Elect ZHANG Fangliang Management For Voted - For GETEIN BIOTECH INC. Security ID: Y2R9W4107 Ticker: 603387 Meeting Date: 30-Mar-22 Meeting Type: Special 1 Adjustment and Cancellation of the Shares in the Company's Repurchase Dedicated Accounts Management For Voted - For 2 Decrease of the Company's Registered Capital and Amendments to the Company s Articles of Association Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Remuneration For Directors And Supervisors Management For Voted - For 7 Use Of Proprietary Idle Funds For Investment And Wealth Management Management For Voted - For 8 Application For Comprehensive Credit Line To Banks By The Company And Wholly-owned And Controlled Subsidiaries Management For Voted - For 9 Reappointment Of 2022 Audit Firm Management For Voted - For 10 Authorization To The Board The Change The Company S Registered Capital And Amend The Company S Articles Of Association Management For Voted - For GUANGDONG HYBRIBIO BIOTECH CO. LTD Security ID: Y292A7109 Ticker: 300639 Meeting Date: 24-Nov-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For Meeting Date: 15-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 Special Report On The Deposit And Use Of Raised Funds In 2021 Management For Voted - For 5 Special Report on Occupation by the Controlling Shareholders and Other Related Parties Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Amendments to Articles of Association Management For Voted - For 331 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 8 2021 Annual Report And Its Summary Management For Voted - For 9 2022 Remuneration Plan For Directors And Supervisors Management For Voted - For 10 Application For Comprehensive Credit Line To Banks Management For Voted - For 11 2022 Re-Appointment of Auditor Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 3 Amendments to Procedural Rules for Board Meetings Management For Voted - For 4 Amendments to Procedural Rules for Supervisory Board Meetings Management For Voted - For 5 Amendments to Work System of Independent Directors Management For Voted - For 6 Amendments to Management Measures for External Guarantees Management For Voted - For 7 Amendments to Management Measures for Related Party Transactions Management For Voted - For 8 Amendments to Management Measures for Raised Funds Management For Voted - For 9 Amendments to Management Measures for External Investment Management For Voted - For GUANGZHOU WONDFO BIOTECH CO LTD. Security ID: Y2933U104 Ticker: 300482 Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Cash Management With Idle Raised Funds And Idle Proprietary Funds Management For Voted - For 10 Confirmation Of 2021 Continuing Connected Transactions Of The Company And Its Controlled Subsidiaries And 2022 Estimated Continuing Connected Transactions Management For Voted - For 11 Confirmation of 2021 Remuneration for WANG Jihua Management For Voted - For 12 Confirmation of 2021 Remuneration for LI Wenmei Management For Voted - For 13 Confirmation of 2021 Remuneration for HE Xiaowei Management For Voted - For 14 Confirmation of 2021 Remuneration for PENG Zhongxiong Management For Voted - For 15 Confirmation of 2021 Remuneration for CHEN Jinqi Management For Voted - For 16 Confirmation of 2021 Remuneration for LI Congdong Management For Voted - For 17 Confirmation of 2021 Remuneration for DUAN Chaohui Management For Voted - For 332 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 18 2022 Remuneration Standards for Directors and Senior Management Management For Voted - For 19 Confirmation of 2021 Remuneration for Song Qingmei Management For Voted - For 20 2022 Remuneration Standards for Supervisors Management For Voted - For 21 Application For Comprehensive Credit Line To Banks And Provision Of Guarantee For The Financing Of Distributors And Subsidiaries Management For Voted - For 22 Authorization to the Board to Handle Matters Regarding the Speedy Small-amount Financing Management For Voted - For 23 Confirmation Of Joint External Investment With Related Parties And Additional External Investment And Connected Transactions Management For Voted - For 24 Adjustment of the Repurchase Price, and Repurchase and Cancellation, or Abolishment of Some Restricted Stocks Under 2020 Restricted Stock Incentive Plan Management For Voted - For 25 Amendments To The Company S Articles Of Association Management For Voted - For HUALAN BIOLOGICAL ENGINEERING, INC. Security ID: Y3737H125 Ticker: 002007 Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Approval of 2021 Directors' Reports Management For Voted - For 2 Approval of 2021 Supervisors' Reports Management For Voted - For 3 Approval of 2021 Annual Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits in 2021 Management For Voted - For 6 Approval of the Use of Idle Funds for Investment and Wealth Management Management For Voted - For 7 Appointment of Auditor Management For Voted - Against 8 Amendments to Articles Management For Voted - For 9 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 10 Amendments to Procedural Rules: the Board of Directors Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect AN Kang Management For Voted - Against 13 Elect FAN Bei Management For Voted - For 14 Elect ZHANG Baoxian Management For Voted - For 15 Elect AN Wenqi Management For Voted - For 16 Elect AN Wenyu Management For Voted - For 17 Elect PAN Ruowen Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect SU Zhiguo Management For Voted - For 20 Elect WANG Yunlong Management For Voted - For 21 Elect LIU Wanli Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect MA Chaoyuan Management For Voted - For 24 Elect CAI Linlin Management For Voted - Against 333 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted JOINN LABORATORIES (CHINA) CO. LTD. Security ID: Y444TU105 Ticker: 603127 Meeting Date: 19-Jan-22 Meeting Type: Other 1 Adoption of 2021 Restricted A-Share Incentive Scheme Including the Issuance of Restricted A-Shares Under Specific Mandate Management For Voted - For 2 Adoption of the Assessment Administrative Measures on the Implementation of the 2021 Restricted A-Share Incentive Scheme Management For Voted - For 3 Authorize the Board of Directors to Deal With Matters in Relation to the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Grant the General Mandate to the Board to Repurchase A-Shares and H-Shares of the Company Management For Voted - For Meeting Date: 19-Jan-22 Meeting Type: Special 1 Adoption of the 2021 A Share Employee Stock Ownership Plan Management For Voted - Against 2 Proposed Adoption of the Administrative Measures on the 2021 A-Share Employee Stock Ownership Plan Management For Voted - Against 3 Authorization to the Board to Deal with Matters in Relation to the 2021 A-Share Employee Stock Ownership Plan Management For Voted - Against 4 Connected Transaction in Relation to the Purchase of Series B Preferred Shares in Joinn Biologics Management For Voted - For 5 Proposed Capital Increase In Relevant Wholly-Owned Domestic Subsidiaries by the Company Management For Voted - For 6 Proposed Capital Increase in the Wholly-Owned Subsidiary, Joinn Laboratories, CA Inc, by the Company Management For Voted - For 7 Proposed Establishment of a Wholly-Owned Subsidiary Biomere-Joinn (CA), Inc. By the Company Management For Voted - For 8 Proposed Investment in Jiangsu Sinotau Molecular Imaging Technology Co., Ltd, By the Company Management For Voted - For 9 Proposed Establishment of a Subsidiary, Wuxi Joinn Molecular Imaging Technology Co., Ltd, By the Company Management For Voted - For 10 Adoption of 2021 Restricted A-Share Incentive Scheme Including the Issuance of Restricted A-Shares Under Specific Mandate Management For Voted - For 11 Adoption of the Assessment Administrative Measures on the Implementation of the 2021 Restricted A-Share Incentive Scheme Management For Voted - For 12 Authorize the Board of Directors to Deal With Matters in Relation to the 2021 Restricted Share Incentive Scheme Management For Voted - For 13 Grant the General Mandate to the Board to Repurchase A-Shares and H-Shares of the Company Management For Voted - For 334 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval of Directors' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Proposal on the Change of Registered Capital of the Company Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Proposal on the Use of Idle Own Funds to Purchase Financial Products in the Year 2022 Management For Voted - For 12 Amendments to Procedural Rules: Management System for Fund Raising Management For Voted - For 13 Board Authorization to H Share Incentive Plan Management For Voted - For 14 Proposal to Change the Use of Funds Raised From H Shares Management For Voted - For 15 Board Authorization to General Mandate for A and/or H Shares Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Jun-22 Meeting Type: Other 1 Allocation of 2021 Profits Management For Voted - For 2 Proposal on the Change of Registered Capital of the Company Management For Voted - For 3 Board Authorization to H Share Incentive Plan Management For Voted - For 4 Board Authorization to General Mandate for A and/or H Shares Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting JW (CAYMAN) THERAPEUTICS CO. LTD Security ID: G5210T104 Ticker: 2126 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Xing Gao Management For Voted - Against 5 Elect Chi Shing Li Management For Voted - Against 6 Elect Yiu Leung Andy Cheung Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against 335 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Articles Management For Voted - For KINTOR PHARMACEUTICAL LIMITED Security ID: G5273B107 Ticker: 9939 Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect TONG Youzhi Management For Voted - Against 5 Elect LU Yan Management For Voted - For 6 Elect GAO Weipeng Management For Voted - For 7 Elect WEI Geqi Management For Voted - For 8 Elect LIU Chengwei Management For Voted - Against 9 Elect Wallace YEUNG Wai Yim Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against PHARMABLOCK SCIENCES (NANJING), INC. Security ID: Y989F3104 Ticker: 300725 Meeting Date: 17-Aug-21 Meeting Type: Special 1 Non-Recurring Profit And Loss Statement Management For Voted - For 2 Report of Deposit and Use of Previously Raised Funds Management For Voted - For 3 Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluation Price Management For Voted - For Meeting Date: 29-Nov-21 Meeting Type: Special 1 Elect JIN Li Management For Voted - For 2 Elect GAO Yunbin Management For Voted - For 3 Elect XU Weizheng Management For Voted - For 4 Elect YANG Minmin Management For Voted - For 5 Elect MIAO Wenfang Management For Voted - For 6 Elect WEI Xudong Management For Voted - For 7 Elect ZHU Jingwei Management For Voted - For 8 Elect YU Shanbao Management For Voted - For 9 Elect ZHANG Shuqiang Management For Voted - Against 10 Launching Foreign Exchange Derivatives Transactions Management For Voted - For 11 Application For Comprehensive Credit Line To Banks Management For Voted - For 12 Cash Management With Some Temporarily Idle Raised Funds And Proprietary Funds Management For Voted - For 336 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendments to Articles of Association Management For Voted - For 14 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 15 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 16 Amendments to the Company's Rules of Procedure Governing Meetings of Shareholders General Meetings Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 3 Reappointment Of 2022 Audit Firm Management For Voted - For 4 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 5 2021 Work Report Of The Board Of Directors Management For Voted - For 6 Confirmation of 2021 Remuneration for Directors, Supervisors and Senior Management and 2022 Remuneration Plan Management For Voted - For 7 Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants and Adjustment of the Repurchase Price Management For Voted - For 8 2021 Profit Distribution Plan Management For Voted - For 9 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 10 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 11 Amendments to the Work System for Independent Directors Management For Voted - For 12 Amendments To The Raised Funds Management System Management For Voted - For 13 Amendments To The External Guarantee Management System Management For Voted - For 14 Amendments To The Connected Transactions Management System Management For Voted - For 15 Amendments to the System for Prevention of Fund Occupation by Controlling Shareholders and Other Related Parties Management For Voted - For 16 Change of the Registered Capital and the Articles of Association of the Company and Authorization to Handle the Industrial and Commercial Registration Amendment Management For Voted - For 17 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 18 2021 Work Report Of The Supervisory Committee Management For Voted - For SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Security ID: Y7690W110 Ticker: 6826 Meeting Date: 07-Mar-22 Meeting Type: Other 1 Adoption the 2021 Restricted A share incentive Scheme of the Company (Draft) Management For Voted - For 337 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Adoption of the Assessment Management Measures for the Implementation of the 2021 Restricted A share Incentive Scheme Management For Voted - For 3 Board Authorization to Implement the 2021 Restricted A share Incentive Scheme Management For Voted - For Meeting Date: 07-Mar-22 Meeting Type: Special 1 Adoption the 2021 Restricted A share incentive Scheme of the Company (Draft) Management For Voted - For 2 Adoption of the Assessment Management Measures for the Implementation of the 2021 Restricted A share Incentive Scheme Management For Voted - For 3 Board Authorization to Implement the 2021 Restricted A share Incentive Scheme Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Director's Report Management For Voted - For 3 Supervisor's Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors and Supervisors' Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Shareholders' Dividend and Return Plan for 2022-2024 Management For Voted - For 9 Authority to Repurchase H Shares Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules of the General Meeting Management For Voted - For 12 Amendments to Procedural Rules of the Board Management For Voted - For 13 Amendments to Procedural Rules of the Supervisory Committee Management For Voted - For 14 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against 15 Non-public Issuance of A Shares Management For Voted - Against 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect HOU Yongtai Management For Voted - For 18 Elect WU Jianying Management For Voted - Against 19 Elect CHEN Yiyi Management For Voted - For 20 Elect TANG Minjie Management For Voted - For 21 Elect YOU Jie Management For Voted - Against 22 Elect HUANG Ming Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect JIANG Zhihong Management For Voted - For 25 Elect SU Zhi Management For Voted - For 26 Elect YANG Yushe Management For Voted - For 27 Elect ZHAO Lei Management For Voted - For 28 Elect GUO Yongqing Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Elect LIU Yuanzhong Management For Voted - For 338 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 31 Elect YANG Qing Management For Voted - For 32 Elect TANG Yuejun Management For Voted - For 33 Non-Voting Meeting Note N/A N/A Non-Voting 34 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Other 1 Authority to Repurchase H Shares Management For Voted - For 2 Non-public Issuance of A Shares Management For Voted - Against 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Security ID: Y7687Z100 Ticker: 002252 Meeting Date: 14-Feb-22 Meeting Type: Special 1 Elect WANG Bingyu Management For Voted - For Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Approval of 2021 Accounts and Reports Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Proposal to Purchase Liability Insurance for the Company and Its Directors, Supervisors and Senior Management Management For Voted - For 8 Approval of Line of Credit Management For Voted - For 9 Proposal on Estimated Daily Connected Transactions for the Year 2022 Management For Voted - For 10 Proposal to Issue Comfort Letter to Related Parties and Guarantee Matters Management For Voted - For 11 By-Election of Independent Director Management For Voted - For SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO. LTD Security ID: Y774C4101 Ticker: 300601 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Use idle raised funds for cash management Management For Voted - For 2 The company and its wholly-owned subsidiaries use their own funds to purchase wealth management products Management For Voted - For 3 Provide guarantees for wholly-owned subsidiaries to apply for credit lines from banks Management For Voted - For 339 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 15-Sep-21 Meeting Type: Special 1 2021 Interim Profit Distribution Plan Management For Voted - For 2 Repurchase and Cancellation of Some Restricted Stocks Under 2017 Restricted Stock Incentive Plan Management For Voted - For 3 Amendments To The External Guarantee Management System Management For Voted - For 4 Amendments To The Connected Transactions Decision-Making System Management For Voted - For 5 Amendments To The Management System On Investment And Financing Management For Voted - For 6 Amendments To The Raised Funds Management System Management For Voted - For 7 Formulation of the System for Prevention of Fund Occupation by the Controlling Shareholders and Other Related Parties Management For Voted - For 8 Reappointment Of 2021 Audit Firm Management For Voted - For Meeting Date: 29-Dec-21 Meeting Type: Special 1 Downward Adjustment of Conversion Price of Convertible Bonds Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules of Shareholder Meetings Management For Voted - For 4 Amendments to Procedural Rules of Board Meetings Management For Voted - For 5 Amendments to Procedural Rules of Independent Director Systems Management For Voted - For 6 Amendments to Procedural Rules of Supervisory Committee Meetings Management For Voted - For 7 Adjustment of Independent Directors' Allowances Management For Voted - For 8 Elect LV Zhiyun as Shareholder Representative Supervisor Management For Voted - Against 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect DU Weimin as Non-independent Director Management For Voted - For 11 Elect ZHENG Hai as Non-independent Director Management For Voted - For 12 Elect WEN Feidong as Non-independent Director Management For Voted - For 13 Elect LIU Jiankai as Non-independent Director Management For Voted - For 14 Elect MIAO Xiang as Non-independent Director Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect LI Jiaoyu as Independent Director Management For Voted - For 17 Elect LUO Zhiquan as Independent Director Management For Voted - For 18 Elect HU Keping as Independent Director Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Annual Report Management For Voted - For 340 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted SHENZHEN NEPTUNUS BIOENGINEERING CO. LTD. Security ID: Y7741K107 Ticker: 000078 Meeting Date: 19-Aug-21 Meeting Type: Special 1 Extension of the Resolution Validity Regarding the Private Placement Management For Voted - For 2 Extension of the Board Authorization to Handle Matters Regarding the Private Placement Management For Voted - For Meeting Date: 21-Jan-22 Meeting Type: Special 1 Authority to Give Guarantees for Controlling Subsidiaries Management For Voted - Against 2 Extended Guarantees Constitutes External Guarantees Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Special 1 Application for Comprehensive Credit Line to Banks Management For Voted - For 2 Provision of Guarantee for Controlled Subsidiaries Management For Voted - Against 3 Provision of Guarantee for Joint-stock Companies in Proportion to the Shareholding in Them Management For Voted - For 4 Connected Transaction Regarding Loans To The Company By Related Parties Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 2022 Estimated Continuing Connected Transactions Management For Voted - For SHENZHEN WEIGUANG BIOLOGICAL PRODUCTS CO. LTD Security ID: Y774CE109 Ticker: 002880 Meeting Date: 09-Dec-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Launching A Project Management For Voted - For 3 Approval of Borrowing Management For Voted - Against 4 Elect ZHANG Zhan Management For Voted - For 5 Elect GUO Caiping Management For Voted - For 6 Elect LI Ligang Management For Voted - For 7 Elect ZHANG Xin Management For Voted - For 8 Elect Yue Zhangbiao Management For Voted - For 341 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect LIN Haihui Management For Voted - For 10 Elect WANG Xinmin Management For Voted - For 11 Elect YANG Xinfa Management For Voted - For 12 Elect WANG Yanmei Management For Voted - For 13 Elect WU Yusheng Management For Voted - Against 14 Elect GENG Peng Management For Voted - For Meeting Date: 24-Mar-22 Meeting Type: Special 1 Eligibility for Private Placement Management For Voted - Against 2 Type and Face Value Management For Voted - Against 3 Issuing Method Management For Voted - Against 4 Pricing Base Date, Issue Price and Pricing Principles Management For Voted - Against 5 Issuing Targets and Subscription Methods Management For Voted - Against 6 Quantity Issued Management For Voted - Against 7 Lock-up Period Management For Voted - Against 8 Amount and Use of Raised Funds Management For Voted - Against 9 Arrangement for the Company to Roll over Undistributed Profits Before the Issuance Management For Voted - Against 10 Place of Listing Management For Voted - Against 11 Validity period Management For Voted - Against 12 Approval of Issue Private Shares Plans Management For Voted - Against 13 Feasibility Report on Use of Proceeds Management For Voted - Against 14 Approval of Commitments of Management on Dilution Remedial Measures Management For Voted - Against 15 Shareholder Returns Plan Management For Voted - For 16 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 17 Board Authorization to Implement Private Placement Management For Voted - Against Meeting Date: 12-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 7 Approval of Credit Line Management For Voted - For SICHUAN KELUN PHARMACEUTICAL COMPANY LIMITED Security ID: Y7931Q104 Ticker: 002422 Meeting Date: 05-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 342 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2021 Accounts and Reports Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment of 2022 Auditor Management For Voted - For 7 Estimated 2022 Related Party Transactions Management For Voted - For 8 Financing from Banks and Other Financial Institutions by the Company and Its Subsidiaries or Branch Companies Management For Voted - For 9 Issuance of Non-financial Institution Debt Financing Instruments Management For Voted - Abstain 10 Launching The Bill Pool Business Management For Voted - For 11 Amendments To The Management System For The Use Of Raised Funds Management For Voted - For 12 Amendment to Use of Repurchased Shares and Cancellation Management For Voted - For 13 Purchase of Wealth Management Products with Idle Property Funds Management For Voted - For 14 Authority to Give Guarantees for Subsidiaries Management For Voted - For 15 2021 Employee Restricted Shares Plan (Draft) and Its Summary Management For Voted - For 16 Appraisal Management Measures for the 2021 Employee Restricted Shares Plan Management For Voted - For 17 Board Authorization to Handle Matters Regarding the Equity Incentive Management For Voted - For 18 2021 Employee Stock Ownership Plan (Draft) and Its Summary Management For Voted - Against 19 Appraisal Management Measures for the 2021 Employee Stock Ownership Plan Management For Voted - Against 20 Board Authorization to Handle Matters Regarding the 2021 Employee Stock Ownership Plan Management For Voted - Against 21 Reduce in Registered Capital Management For Voted - For 22 Amendments to Articles Management For Voted - For 23 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 24 Amendments to Procedural Rules: Board Meetings Management For Voted - For 25 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 26 Amendments to Work System for Independent Directors Management For Voted - For 27 Amendments to Management System for Connected Transaction Management For Voted - For VIVA BIOTECH HOLDINGS Security ID: G9390W101 Ticker: 1873 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect SUN Yanyan Management For Voted - For 5 Elect FU Lei Management For Voted - For 6 Elect LI Xiangrong Management For Voted - Against 7 Directors' Fees Management For Voted - For 343 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Adoption of New Articles of Association Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting WALVAX BIOTECHNOLOGY COMPANY LTD Security ID: Y9486E106 Ticker: 300142 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 3 Amendments To The Company S Rules Of Procedure Governing The Board Meetings Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Provision of Guarantee for the Project Loans and Comprehensive Credit Line Applied for by a Company to a Bank Management For Voted - For Meeting Date: 12-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Audited Financial Report Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Management For Voted - For 7 Liability Insurance for Directors, Supervisors, and Senior Managers Management For Voted - For WUXI BIOLOGICS (CAYMAN) INC. Security ID: G97008117 Ticker: 2269 Meeting Date: 23-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of Subsidiary Share Option Schemes Management For Voted - Against Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Weichang Zhou Management For Voted - For 5 Elect Yibing Wu Management For Voted - For 344 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect CAO Yanling Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Specific Mandate to Issue Connected Restricted Shares Management For Voted - For 12 Grant of 1,324,333 Connected Restricted Shares (Scheme); Grant of 877,694 Connected Restricted Shares (Program) to Zhisheng Chen Management For Voted - For 13 Grant of 450,281 Connected Restricted Shares (Scheme); Grant of 298,416 Connected Restricted Shares (Program) to Weichang Zhou Management For Voted - For 14 Grant of 4,145 Connected Restricted Shares to William Robert Keller Management For Voted - For 15 Grant of 4,145 Connected Restricted Shares to Walter KWAUK Teh-Ming Management For Voted - For 16 Grant of 8,291 Connected Restricted Shares to Kenneth Walton Hitchner III Management For Voted - For 17 Grant of 33,565 Connected Restricted Shares (Scheme); Grant of 29,251 Connected Restricted Shares (Program) to Angus Scott Marshall Turner Management For Voted - For 18 Grant of 12,424 Connected Restricted Shares (Scheme); Grant of 17,786 Connected Restricted Shares (Program) to Brendan McGrath Management For Voted - For 19 Grant of 32,160,000 Share Options of WuXi XDC to Jincai Li Management For Voted - Against 20 Grant of 31,980,000 Share Options of WuXi Vaccines to Jian Dong Management For Voted - Against 21 Amendments to Articles Management For Voted - For ZAI LAB LIMITED Security ID: 98887Q104 Ticker: ZLAB Meeting Date: 28-Mar-22 Meeting Type: Special 1 Subdivision of Shares (Stock Split) Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Samantha Du Management For Voted - For 2 Elect Kai-Xian Chen Management For Voted - For 3 Elect John D. Diekman Management For Voted - For 4 Elect Richard Gaynor Management For Voted - For 5 Elect Nisa Leung Management For Voted - For 6 Elect William Lis Management For Voted - For 7 Elect Scott W. Morrison Management For Voted - Against 8 Elect Leon O. Moulder, Jr. Management For Voted - Against 9 Elect Peter Wirth Management For Voted - For 10 Adoption of New Memorandum and Articles of Association Management For Voted - For 11 Approval of the 2022 Equity Incentive Plan Management For Voted - For 345 -------------------------------------------------------------------------------------------------- Global X China Biotech Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratification of Auditor Management For Voted - For 13 General Mandate to Issue Shares Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year ZHEJIANG WOLWO BIO-PHARMACEUTICAL Security ID: Y9897U103 Ticker: 300357 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Extension of Valid Period of the Resolution on 2020 A-Share Offering Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Amendments to Procedural Rules of Information Disclosure Management System Management For Voted - For 346 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted ALIBABA GROUP HOLDING LTD Security ID: KYG017191142 Meeting Date: 17-Sep-21 2 Elect the Following Director Nominee to Serve on the Board of Director: Joseph C. Tsai Management For Voted - Against 3 Elect the Following Director Nominee to Serve on the Board of Director: J. Michael Evans Management For Voted - Against 4 Elect the Following Director Nominee to Serve on the Board of Director: E. Borje Ekholm Management For Voted - For 5 Ratify the Appointment of PricewaterhouseCoopers As the Independent Registered Public Accounting Firm of the Company for the Fiscal Year Ending March 31, 2022 Management For Voted - For BAIDU INC - SPON ADR Security ID: US0567521085 Meeting Date: 07-Dec-21 Meeting Type: Special 1 As A Special Resolution: Resolution No. 1 Set Out in the Meeting Notice of the Extraordinary General Meeting (to Approve the Adoption of the Company's Dual Foreign Name). Management For Voted - For 2 As A Special Resolution: Resolution No. 2 Set Out in the Meeting Notice of the Annual Extraordinary General Meeting (to Approve the Adoption of the Amended M&aa). Management For Voted - For 3 Resolution No. 3 Set Out in the Meeting Notice of the Extraordinary General Meeting (to Approve the Filings of Adoption of the Company's Dual Foreign Name and the Amended M&aa). Management For Voted - For BYD CO LTD-H Security ID: CNE100000296 Meeting Date: 30-Nov-21 Meeting Type: Extraordinary General Meeting 2 To Consider and Approve the Amendments to the Articles of Association As Set Out in Appendix I to the Circular Dated 13 November 2021 of the Company (the"circular") Management For Voted - For 3 To Consider and Approve the Rules of Procedures of Meetings of the Board of the Company As Set Out in Appendix II to the Circular Management For Voted - For 4 To Consider and Approve the Rules of Procedures of Meetings of the Supervisory Committee of the Company As Set Out in Appendix III to the Circular Management For Voted - For 347 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 5 To Consider and Approve the Compliance Manual in Relation to Independent Directors of the Company As Set Out in Appendix IV to the Circular Management For Voted - For 6 To Consider and Approve the Management System for the Funds Raised of the Company As Set Out in Appendix V to the Circular Management For Voted - For 7 To Consider and Approve the Compliance Manual in Relation to Connected Transactions of the Company As Set Out in Appendix Vi to the Circular Management For Voted - For 8 To Consider and Approve the Rules for the Selection and Appointment of Accountants' Firm of the Company As Set Out in Appendix Vii to the Circular Management For Voted - For 9 To Consider and Approve the Policy on External Guarantee of the Company As Set Out in Appendix Viii to the Circular Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Extraordinary General Meeting 2 To Consider and Approve the A Shares Repurchase Plan for 2022: Purpose of the Share Repurchase Management For Voted - For 3 To Consider and Approve the A Shares Repurchase Plan for 2022: the Share Repurchase Fulfills Relevant Conditions Management For Voted - For 4 To Consider and Approve the A Shares Repurchase Plan for 2022: Method and Purpose of the Share Repurchase Management For Voted - For 5 To Consider and Approve the A Shares Repurchase Plan for 2022: Price Or Price Range and Pricing Principles of the Share Repurchase Management For Voted - For 6 To Consider and Approve the A Shares Repurchase Plan for 2022: Amount and Source of Capital for the Repurchase Management For Voted - For 7 To Consider and Approve the A Shares Repurchase Plan for 2022: Class, Quantity and Percentage to the Total Share Capital for the Shares Intended to be Repurchased Management For Voted - For 8 To Consider and Approve the A Shares Repurchase Plan for 2022: Share Repurchase Period Management For Voted - For 9 To Consider and Approve the A Shares Repurchase Plan for 2022: Validity Period of the Share Repurchase Resolution Management For Voted - For 10 To Consider and Approve the Grant of Mandate to the Board and Its Authorized Persons to Deal with Matters in Relation to the Repurchase of A Shares in Full Discretion Management For Voted - For 11 To Consider and Approve the Byd 2022 Employee Share Ownership Plan (draft) and Its Summary Management For Voted - For 12 To Consider and Approve the Management Measures for Byd 2022 Employee Share Ownership Plan Management For Voted - For 13 To Consider and Approve the Grant of Authorisation to the Board and Its Authorized Persons to Deal with Matters in Relation to the Byd 2022 Employee Share Ownership Plan in Full Discretion Management For Voted - For 348 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 14 To Consider and Approve the Capital Injection to the Joint- Stock Company Byd Auto Finance Company Limited and Related Party Transaction Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual General Meeting 2 To Consider and Approve the Report of the Board of Directors of the Company (the Board) for the Year Ended 31 December 2021 Management For Voted - For 3 To Consider and Approve the Report of the Supervisory Committee of the Company for the Year Ended 31 December 2021 Management For Voted - For 4 To Consider and Approve the Audited Financial Statements of the Company for the Year Ended 31 December 2021 Management For Voted - For 5 To Consider and Approve the Annual Reports of the Company for the Year Ended 31 December 2021 and the Summary Thereof Management For Voted - For 6 To Consider and Approve the Profit Distribution Plan of the Company for the Year Ended 31 December 2021 Management For Voted - For 7 To Consider and Approve the Alignment in the Preparation of Financial Statements in Accordance with the China Accounting Standards for Business Enterprises and Cessation of Appointment of the International Auditor Management For Voted - For 8 To Consider and Approve the Appointment of Ernst & Young Hua Ming (llp) As the Sole External Auditor and Internal Control Audit Institution of the Company for the Financial Year of 2022 and to Hold Office Until the Next Annual General Meeting of the Company, and to Authorise the Board and the Board Delegates the Management of the Company to Determine Their Remuneration Management For Voted - For 9 To Consider and Approve the Provision of Guarantee by the Group Management For Voted - Against 10 To Consider and Approve the Estimated Cap of Ordinary Connected Transactions of the Group for the Year 2022 Management For Voted - For 11 To Consider and Approve: (a) the Grant to the Board A General Mandate to Allot, Issue and Deal with Additional H Shares in the Capital of the Company Subject to the Following Conditions: (i) That the Aggregate Nominal Amount of H Shares of the Company Allotted, Issued and Dealt with Or Agreed Conditionally Or Unconditionally to be Allotted, Issued Or Dealt with by the Board Pursuant to the General Mandate Shall Not Exceed 20 Per Cent of the Aggregate Nominal Amount of H Shares of the Company in Issue; (ii) That the Exercise of the General Mandate Shall be Subject to All Governmental And/or Regulatory Approval(s), If Any, and Applicable Laws (including But Without Limitation, the Company Law of the Prc and the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong 349 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted Limited (the "listing Rules")); (iii) That the General Mandate Shall Remain Valid Until the Earliest of (1) the Conclusion of the Next Annual General Meeting of the Company; Or (2) the Expiration of A 12-month Period Following the Passing of This Resolution; Or (3) the Date on Which the Authority Set Out in This Resolution is Revoked Or Varied by A Special Resolution of the Shareholders of the Company in A General Meeting; and (b) the Authorisation to the Board to Approve, Execute and Do Or Procure to be Executed and Done, All Such Documents, Deeds and Things As It May Consider Necessary Or Expedient in Connection with the Allotment and Issue of Any New Shares Pursuant to the Exercise of the General Mandate Referred to in Paragraph (a) of This Resolution Management For Voted - Against 12 To Consider and Approve A General and Unconditional Mandate to the Directors of Byd Electronic (international) Company Limited (byd Electronic) to Allot, Issue and Deal with New Shares of Byd Electronic Not Exceeding 20 Per Cent of the Number of the Issued Shares of Byd Electronic Management For Voted - Against 13 To Consider and Approve Provision of Phased Guarantee for Mortgage-backed Car Buyers to Byd Auto Finance Company Limited (as Specified) by the Store Directly Run by the Company's Holding Subsidiary Management For Voted - For 14 To Consider and Approve the Authorisation to the Board of Determine the Proposed Plan for the Issuance of Debt Financing Instrument(s) Management For Voted - Against CONTEMPORARY AMPEREX TECHN-A Security ID: CNE100003662 Meeting Date: 31-Aug-21 1 The Company's Eligibility for Share Offering to Specific Parties Management For Voted - For 2 Plan for Share Offering to Specific Parties: Stock Type and Par Value Management For Voted - For 3 Plan for Share Offering to Specific Parties: Issuing Method and Date Management For Voted - For 4 Plan for Share Offering to Specific Parties: Issuing Targets and Subscription Method Management For Voted - For 5 Plan for Share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price Management For Voted - For 6 Plan for Share Offering to Specific Parties: Issuing Volume Management For Voted - For 7 Plan for Share Offering to Specific Parties: Lockup Period Management For Voted - For 8 Plan for Share Offering to Specific Parties: Total Amount and Purpose of the Raised Funds Management For Voted - For 350 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Plan for Share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before the Share Offering Management For Voted - For 10 Plan for Share Offering to Specific Parties: the Valid Period of the Resolution on the Share Offering Management For Voted - For 11 Plan for Share Offering to Specific Parties: Listing Place Management For Voted - For 12 Preplan for Share Offering to Specific Parties Management For Voted - For 13 Demonstration Analysis Report on the Plan for Share Offering to Specific Parties Management For Voted - For 14 Feasibility Analysis Report on the Use of Funds to be Raised from the Share Offering to Specific Parties Management For Voted - For 15 Special Report on the Use of Previously Raised Funds Management For Voted - For 16 Diluted Immediate Return After the Share Offering to Specific Parties, Filling Measures and Commitments of Relevant Parties Management For Voted - For 17 Shareholder Return Plan for the Next Three Years from 2021 to 2023 Management For Voted - For 18 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Share Offering to Specific Parties Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual General Meeting 1 2021 Annual Report and Its Summary Management For Voted - For 2 2021 Work Report of the Board of Directors Management For Voted - For 3 2021 Work Report of the Supervisory Committee Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny0.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Chairman of the Board Zeng Yuqun Management For Voted - For 7 2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Vice Chairman of the Board Li Ping Management For Voted - For 8 2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Vice Chairman of the Board Huang Shilin Management For Voted - For 9 2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Pan Jian Management For Voted - For 10 2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Zhou Jia Management For Voted - For 11 2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Wu Kai Management For Voted - For 12 2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Xue Zuyun Management For Voted - For 13 2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Hong Bo Management For Voted - For 351 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 14 2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Cai Xiuling Management For Voted - For 15 2021 Confirmation of Remuneration for Director: 2021 Remuneration for Original Independent Director Wang Hongbo Management For Voted - For 16 2021 Confirmation of Remuneration for Supervisor: 2021 Remuneration for the Chairman of the Supervisory Committee Wu Yingming Management For Voted - For 17 2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Supervisor Feng Chunyan Management For Voted - For 18 2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Supervisor Liu Na Management For Voted - For 19 2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Original Supervisor Wang Siye Management For Voted - For 20 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 21 2022 Estimated Guarantee Quota Management For Voted - Against 22 2022 Application for Comprehensive Credit Line to Financial Institutions Management For Voted - For 23 Reappointment of 2022 Audit Firm Management For Voted - For 24 Repurchase and Cancellation of Some Restricted Stocks at the 34th Meeting of the 2nd Board of Directors Management For Voted - For 25 Repurchase and Cancellation of Some Restricted Stocks at the 3rd Meeting of the 3rd Board of Directors Management For Voted - For 26 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 27 Amendments to the Company's Systems Management For Voted - For 28 Investment in Construction of A Project in Indonesia by Controlled Subsidiaries Management For Voted - For EAST MONEY INFORMATION CO-A Security ID: CNE100000MD4 Meeting Date: 12-Jul-21 1 Issuance of Overseas Bonds by an Overseas Wholly-owned Subsidiary and Provision of Guarantee by the Company Management For Voted - For 2 Authorization to the Management Team to Handle Relevant Matters on Overseas Bond Issuance Management For Voted - For 3 Application for Public Issuance of Corporate Bonds by A Subsidiary Management For Voted - For 4 Appointment of 2021 Audit Firm Management For Voted - For 5 Amendments to the Company's Articles of Associations Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual General Meeting 352 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report and Its Summary Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000 Management For Voted - For 6 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 7 2022 Appointment of Audit Firm Management For Voted - For 8 2022 Provision of Guarantee for the Bank Credit Line and Loans of Wholly-owned Subsidiaries Management For Voted - For ESTUN AUTOMATION CO LTD-A Security ID: CNE100001X35 Meeting Date: 18-Apr-22 Meeting Type: Extraordinary General Meeting 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings Management For Voted - For 3 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 4 Amendments to the System for Independent Directors Management For Voted - For 5 Amendments to the External Guarantee Management Measures Management For Voted - For 6 Amendments to the External Investment Management Measures Management For Voted - For 7 Amendments to the Connected Transactions Management Measures Management For Voted - For 8 Amendments to the Management System for the Use of Raised Funds Management For Voted - For 9 Amendments to the Information Disclosure Management System Management For Voted - For 10 Amendments to the Major Events Disposal System Management For Voted - For 11 Amendments to the Major Information Internal Reporting System Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing the Supervisory Committee Management For Voted - For 13 By-election of Supervisors Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Annual General Meeting 1 2021 Annual Report and Its Summary Management For Voted - For 2 2021 Work Report of the Board of Directors Management For Voted - For 3 2021 Work Report of the Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash 353 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted Dividend/10 Shares (tax Included):cny0.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Reappointment of Audit Firm Management For Voted - For 7 2022 Application for Comprehensive Credit Line by the Company and Its Subsidiaries Management For Voted - For 8 Cash Management with Some Idle Raised Funds and Proprietary Funds Management For Voted - For 9 Connected Transactions Regarding Loans from the Controlling Shareholder and Actual Controller Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Extraordinary General Meeting 1 By-election of Directors Management For Voted - Against EVE ENERGY CO LTD-A Security ID: CNE100000GS4 Meeting Date: 16-May-22 Meeting Type: Annual General Meeting 2 2021 Annual Report and Its Summary Management For Voted - For 3 2021 Work Report of the Board of Directors Management For Voted - For 4 2021 Audit Report Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny1.60000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 Special Report on the Deposit and Use of Raised Funds Management For Voted - For 8 2022 Remuneration and Appraisal Plan for Directors and Senior Management Management For Voted - For 9 Reappointment of Audit Firm Management For Voted - For 10 Retroactive Confirmation of 2021 Continuing Connected Transaction and 2022 Estimated Continuing Connected Transactions Management For Voted - For 11 Amendments to the Articles of Association of the Company Management For Voted - For 12 Amendments to the Work System for Independent Directors Management For Voted - For 13 Amendments to the Management System for the Special Deposit and Use of Raised Funds Management For Voted - For 14 Amendments to the Rules of Procedure Governing the Board Meetings Management For Voted - For 15 Amendments to the Rules of Procedure Governing Shareholders' General Meetings Management For Voted - For 16 Amendments to the External Guarantee Management System Management For Voted - For 354 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Amendments to the External Financial Aid Management System Management For Voted - For 18 Provision of Guarantee for Subsidiaries Management For Voted - Against 19 2021 Work Report of the Supervisory Committee Management For Voted - For 20 2022 Remuneration Plan for Supervisors Management For Voted - For 21 Change of the Purpose of Some Raised Funds Management For Voted - For 22 Connected Transactions Management For Voted - For 23 The Project Investment Cooperation Agreement to be Signed with the Administration Committee of Chengdu Economic and Technological Development Zone Management For Voted - For 24 Reduce the Shareholding in Joint Stock Companies Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Extraordinary General Meeting 2 The Company's Eligibility for A- Share Offering to Specific Targets Management For Voted - Against 3 Plan for 2022 A-share Offering to Specific Targets: Stock Type and Par Value Management For Voted - Against 4 Plan for 2022 A-share Offering to Specific Targets: Issuing Method and Date Management For Voted - Against 5 Plan for 2022 A-share Offering to Specific Targets: Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Plan for 2022 A-share Offering to Specific Targets: Issuing Targets and Subscription Method Management For Voted - Against 7 Plan for 2022 A-share Offering to Specific Targets: Issuing Volume Management For Voted - Against 8 Plan for 2022 A-share Offering to Specific Targets: Lockup Period Management For Voted - Against 9 Plan for 2022 A-share Offering to Specific Targets: Listing Place Management For Voted - Against 10 Plan for 2022 A-share Offering to Specific Targets: Arrangement for the Accumulated Retained Profits Before the Share Offering Management For Voted - Against 11 Plan for 2022 A-share Offering to Specific Targets: Purpose of the Raised Funds Management For Voted - Against 12 Plan for 2022 A-share Offering to Specific Targets: the Valid Period of the Resolution on the Share Offering Management For Voted - Against 13 Preplan for 2022 A-share Offering to Specific Targets Management For Voted - Against 14 Demonstration Analysis Report on the Plan for 2022 A- Share Offering to Specific Targets Management For Voted - Against 15 Feasibility Analysis Report on the Use of Funds to be Raised from 2022 A-share Offering to Specific Targets Management For Voted - Against 16 Connected Transactions Involved in the 2022 A-share Offering to Specific Targets Management For Voted - Against 17 Conditional Share Subscription Agreement to be Signed with the Controlling Shareholder and De Facto Controller Management For Voted - Against 355 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Diluted Immediate Return After the 2022 A-share Offering to Specific Targets, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 19 Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 20 Special Report on the Use of Previously Raised Funds Management For Voted - For 21 Verification Report on Use of Previously Raised Funds Management For Voted - For 22 Setting Up A Dedicated Account for the Funds Raised from A- Share Offering to Specific Targets Management For Voted - Against 23 Exemption of Controlling Shareholder and De Facto Controller from the Tender Offer Obligation Management For Voted - Against 24 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the A-share Offering to Specific Targets Management For Voted - Against 25 Adjustment and Addition of the Guarantee for Subsidiaries Management For Voted - Against 26 A Project Investment Agreement to be Signed Management For Voted - For 27 A Cooperation Agreement to be Signed with the Administration Committee of Donghu High-tech Zone by the Company and Subsidiaries Management For Voted - For 28 The Equity Investment Agreement to be Signed Management For Voted - For FUYAO GLASS INDUSTRY GROUP-H Security ID: CNE100001TR7 Meeting Date: 28-Apr-22 Meeting Type: Annual General Meeting 2 Work Report of the Board of Directors for the Year 2021 Management For Voted - For 3 Work Report of the Board of Supervisors for the Year 2021 Management For Voted - For 4 Final Financial Report for the Year 2021 Management For Voted - For 5 Profit Distribution Plan for the Year 2021 Management For Voted - For 6 2021 Annual Report and Summary of Annual Report Management For Voted - For 7 Resolution on the Reappointment of PricewaterhouseCoopers Zhong Tian LLP (special General Partnership) As the Domestic Audit Institution and Internal Control Audit Institution of the Company for the Year 2022 Management For Voted - For 8 Resolution on the Reappointment of PricewaterhouseCoopers As the Overseas Audit Institution of the Company for the Year 2022 Management For Voted - For 9 Duty Report of Independent Non-executive Directors for the Year 2021 Management For Voted - For 10 Resolution on Maintenance of Liability Insurance by the Company for Directors, Supervisors and Senior Management Management For Voted - For 11 Resolution on the Amendments to the Articles of Association Management For Voted - For 12 Resolution on the Amendments to the Rules of Procedure of General Meeting Management For Voted - For 356 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Resolution on the Amendments to the Rules of Procedure for the Board of Directors Management For Voted - For 14 Resolution on the Amendments to the Independent Directorship System Management For Voted - For GANFENG LITHIUM CO LTD-H Security ID: CNE1000031W9 Meeting Date: 22-Apr-22 Meeting Type: Extraordinary General Meeting 2 Proposed Amendments to the Articles of Association Management For Voted - For 3 The Application for Bank Facilities and Provision of Guarantees by the Company and Its Subsidiaries Management For Voted - For 4 Proposed Amendments to the Rules of Procedures of the General Meeting Management For Voted - For 5 Proposed Amendments to the Rules of Procedures of the Board of Supervisors Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Annual General Meeting 2 Work Report of the Board of Directors for 2021 Management For Voted - For 3 Work Report of the Board of Supervisors for 2021 Management For Voted - For 4 2021 Annual Report, Summary of the Annual Report and Annual Results Announcement Management For Voted - For 5 2021 Financial Report As Respectively Audited by the Domestic and Overseas Auditors Management For Voted - For 6 Engagement of Domestic and Overseas Auditors and the Internal Control Auditors for 2022 Management For Voted - For 7 The Remuneration of Domestic and Overseas Auditors and the Internal Control Auditors for 2022 Management For Voted - For 8 Determination of Directors' Emoluments Management For Voted - For 9 Determination of Supervisors' Emoluments Management For Voted - For 10 Proposed Appointment of Independent Non-executive Director, Chairman of Nomination Committee and Member of Audit Committee Management For Voted - For 11 Profit Distribution Proposal for 2021 and Issuance of Bonus Shares by Way of Conversion of Capital Reserve Management For Voted - For 12 Grant of General Mandate to the Board Management For Voted - Against 13 General Mandate to Issue Domestic and Overseas Debt Financing Instruments Management For Voted - Against 14 Engagement in Foreign Exchange Hedging Business by the Company and Its Subsidiaries Management For Voted - For 15 Continuing Related-party Transactions for 2022 Management For Voted - For 16 The Provision of Guarantees to Mengjin Mining and Related- Party Transaction Management For Voted - For 17 Industrial Investment with Self-owned Funds Management For Voted - Against 18 Shareholders' Return Plan for Three Years of 2022 to 2024 Management For Voted - For 19 Proposed Adoption of the Restricted Share Unit Scheme Management For Voted - For 357 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Proposed Authorization to the Board And/or the Delegatee to Handle Matters Pertaining to the Restricted Share Unit Scheme Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Class Meeting 2 Profit Distribution Proposal for 2021 and Issuance of Bonus Shares by Way of Conversion of Capital Reserve Management For Voted - For GOERTEK INC -A Security ID: CNE100000BP1 Meeting Date: 12-May-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report and Its Summary Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny2.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None Management For Voted - For 6 Special Report on the Deposit and Use of Raised Funds in 2021 Management For Voted - For 7 Reappointment of Audit Firm Management For Voted - For 8 Application for Comprehensive Credit Line Management For Voted - For 9 Cash Management with Proprietary Funds Management For Voted - For 10 2022 Estimated Financial Derivatives Transactions Management For Voted - For 11 Provision of Guarantee for Subsidiaries Management For Voted - For 12 Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 13 Change of the Business Scope and Amendment to the Articles of Association of the Company Management For Voted - For 14 Amendments to the Rules of Procedure Governing Shareholders' General Meetings Management For Voted - For 15 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 16 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 17 Amendments to the Raised Funds Management System Management For Voted - For 18 Amendments to the Internal Audit System Management For Voted - For 19 Amendments to the Connected Transactions Decision-making System Management For Voted - For 20 Amendments to the External Guarantee System Management For Voted - For 358 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted GUANGZHOU KDT MACHINERY CO-A Security ID: CNE100002C88 Meeting Date: 20-May-22 Meeting Type: Annual General Meeting 2 2021 Annual Report and Its Summary Management For Voted - For 3 2021 Work Report of the Board of Directors Management For Voted - For 4 2021 Work Report of the Supervisory Committee Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny5.20000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 4.000000 Management For Voted - For 7 Remuneration Plan for Non- Independent Directors and Senior Management Management For Voted - For 8 Remuneration Plan for Supervisors Management For Voted - For 9 Reappointment of 2022 Audit Firm Management For Voted - For 10 Purchase of Wealth Management Products with Idle Proprietary Funds Management For Voted - For 11 Change of the Registered Capital and Amendments to the Articles of Association of the Company Management For Voted - For 12 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 13 Amendments to the Rules of Procedure Governing the Board Meetings Management For Voted - For 14 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 15 Amendments to the System for Independent Directors Management For Voted - For 16 Amendments to the External Investment Management System Management For Voted - For 17 The Company's Eligibility for Non-public Share Offering Management For Voted - Against 18 Plan for Non-public Share Offering: Stock Type and Par Value Management For Voted - Against 19 Plan for Non-public Share Offering: Issuing Method and Date Management For Voted - Against 20 Plan for Non-public Share Offering: Issuing Targets and Subscription Method Management For Voted - Against 21 Plan for Non-public Share Offering: Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 22 Plan for Non-public Share Offering: Issuing Volume Management For Voted - Against 23 Plan for Non-public Share Offering: Amount and Purpose of the Raised Funds Management For Voted - Against 24 Plan for Non-public Share Offering: Lockup Period Management For Voted - Against 25 Plan for Non-public Share Offering: Listing Place Management For Voted - Against 26 Plan for Non-public Share Offering: Arrangement for the Accumulated Retained Profits Before the Issuance Management For Voted - Against 27 Plan for Non-public Share Offering: Raised Funds Management and the Dedicated Account Management For Voted - Against 359 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Plan for Non-public Share Offering: the Valid Period of the Resolution on This Offering Management For Voted - Against 29 Preplan for 2022 Non-public A- Share Offering Management For Voted - Against 30 Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 Non-public A- Share Offering Management For Voted - Against 31 Report on the Use of Previously-raised Funds Management For Voted - Against 32 Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 33 Connected Transactions Involved in the Non-public A- Share Offering Management For Voted - Against 34 Conditional Share Subscription Agreement to be Signed with the Controlling Shareholder Management For Voted - Against 35 Exemption of the Controlling Shareholder from the Tender Offer Obligation to Increase Shareholding in the Company Management For Voted - Against 36 Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 37 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against 38 Amendments to the Raised Funds Management System Management For Voted - For 39 The First Phase Employee Stock Ownership Plan from 2021 to 2022 (draft) and Its Summary Management For Voted - Against 40 Management Measures for the First Phase Employee Stock Ownership Plan from 2021 to 2022 Management For Voted - For 41 Authorization to the Board to Handle Matters Regarding the First Phase Employee Stock Ownership Plan from 2021 to 2022 Management For Voted - Against 42 Amendments to the Connected Transactions Management System Management For Voted - For 43 Amendments to the External Guarantee Management System Management For Voted - For HANGZHOU TIGERMED CONSULTI-A Security ID: CNE100001KV8 Meeting Date: 20-May-22 Meeting Type: Annual General Meeting 2 2021 Annual Report and Its Summary and Performance Announcement Management For Voted - For 3 2021 Work Report of the Board of Directors Management For Voted - For 4 2021 Work Report of the Supervisory Committee Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny5.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 Appointment of 2022 Audit Firm Management For Voted - For 8 Application for Comprehensive Credit Line to Banks Management For Voted - For 360 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Purchase of Short-term Principal-guaranteed Wealth Management Products from Banks with Idle Proprietary Funds Management For Voted - For 10 Change of the Purpose of the H-share Raised Funds Management For Voted - For 11 Repurchase and Cancellation of Some Restricted Stocks in 2019 Management For Voted - For 12 Change of the Company's Registered Capital Management For Voted - For 13 Amendments to the Articles of Associations of the Company Management For Voted - For 14 General Authorization to the Board Regarding H-share Offering Management For Voted - For 15 General Authorization to the Board Regarding H-share Repurchase Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Class Meeting 1 Repurchase and Cancellation of Some Restricted Stocks in 2019 Management For Voted - For 2 Change of the Company's Registered Capital Management For Voted - For 3 General Authorization to the Board Regarding Repurchase of H-shares Management For Voted - For HAN'S LASER TECHNOLOGY IN-A Security ID: CNE000001JQ1 Meeting Date: 24-Mar-22 Meeting Type: Extraordinary General Meeting 1 The Spin-off Listing of A Subsidiary on Chinext Board is in Compliance with Relevant Laws and Regulations Management For Voted - For 2 The Initial Public Offering of the Above Subsidiary for Spin-off Listing on the Chinext Board Management For Voted - For 3 Preplan for Spin-off Listing of A Subsidiary on Chinext Board Management For Voted - For 4 The Spin-off Listing of the Subsidiary on Chinext Board is in Compliance with the Listed Company Spin-off Rules (trial) Management For Voted - For 5 The Spin-off Listing of the Subsidiary on Chinext Board is for the Rights and Interests of Shareholders and Creditors Management For Voted - For 6 Statement on Maintaining Independence and Sustainable Profitability of the Company Management For Voted - For 7 The Subsidiary is Capable of Conducting Law-based Operation Management For Voted - For 8 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Spin-off Listing Management For Voted - For 9 Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off Listing and the Validity of the Legal Documents Submitted Management For Voted - For 10 Purpose, Commercial Reasonability, Necessity and Feasibility of the Spin-off Listing Management For Voted - For 361 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Connected Transaction Regarding Holding Shares in the Subsidiary by Some Directors, Core Employee, Senior Management and Their Related Parties Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Board of Supervisors Management For Voted - For 3 2021 Annual Report and Its Summary Management For Voted - For 4 2021 Annual Final Accounts Report of the Company Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Use Equity Funds for Investment and Wealth Management Management For Voted - For 7 Reappoint Rongcheng Certified Public Accountants (llp) As the Auditor of the Company for 2022 Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Extraordinary General Meeting 1 Adjustment of the Company's Management Systems Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For 3 Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings Management For Voted - For 4 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 5 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 6 Amendments to the Work System for Independent Directors Management For Voted - For 7 Amendments to the External Guarantee Decision-making System Management For Voted - For 8 Amendments to the Connected Transactions Decision-making System Management For Voted - For 9 Amendments to the Measures for the Management and Use of Raised Funds Management For Voted - For 10 Amendments to the System for Appointment of Audit Firm Management For Voted - For 11 Amendments to the Securities Investment Internal Control Management System Management For Voted - For 12 By-election of Non-employee Supervisors Management For Voted - Against Meeting Date: 06-Jun-22 Meeting Type: Extraordinary General Meeting 1 By-election of Independent Directors Management For Voted - For 362 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted HUA HONG SEMICONDUCTOR LTD Security ID: HK0000218211 Meeting Date: 12-May-22 Meeting Type: Annual General Meeting 4 To Receive, Consider and Adopt the Audited Consolidated Financial Statements of the Company and Its Subsidiaries and the Reports of the Directors (the Directors) and the Auditors for the Year Ended 31 December 2021 Management For Voted - For 5 To Re-elect Mr. Junjun Tang As an Executive Director Management For Voted - Against 6 To Re-elect Ms. Jing Wang As A Non-executive Director Management For Voted - Against 7 To Re-elect Mr. Kwai Huen Wong As an Independent Non- Executive Director Management For Voted - For 8 To Authorise the Board of Directors (the "board") to Fix the Respective Directors' Remuneration Management For Voted - For 9 To Re-appoint Ernst & Young As Auditors and to Authorise the Board to Fix Their Remuneration Management For Voted - For 10 To Approve the General Mandate to Repurchase Issued Shares of the Company Management For Voted - For 11 To Approve the General Mandate to Allot and Issue Additional Shares of the Company Management For Voted - Against 12 To Approve the Extension of General Mandate to Allot and Issue the Shares Repurchased by the Company Management For Voted - Against Meeting Date: 27-Jun-22 Meeting Type: Extraordinary General Meeting 3 To Consider and Approve the Rmb Share Issue and the Specific Mandate (including But Not Limited to the Particulars As Set Out in the Section Headed Resolution on the Rmb Share Issue and the Specific Mandate in the Circular Issued by the Company Dated 7 June 2022 (the Circular)) Management For Voted - Against 4 To Consider and Approve the Authorisation to the Board of Directors of the Company (the Board) and Its Authorised Persons, Including But Not Limited to the Chairman of the Company, to Exercise Full Powers to Deal with All Matters Relating to the Rmb Share Issue (including But Not Limited to the Particulars As Set Out in the Section Headed Resolution on Authorisation to the Board and Its Authorised Persons to Exercise Full Powers to Deal with All Matters Relating to the Rmb Share Issue in the Circular) Management For Voted - Against 5 To Consider and Approve the Plan for Distribution of Profits Accumulated Before the Rmb Share Issue (including But Not Limited to the Particulars As Set Out in the Section Headed Resolution on the Plan for Distribution of Profits Accumulated Before the Rmb Share Issue in the Circular) Management For Voted - Against 6 To Consider and Approve the Plan for Stabilisation of the Price of the Rmb Shares Within Three Years 363 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted Following the Rmb Share Issue in the Form As Set Forth in Appendix I to the Circular Management For Voted - Against 7 To Consider and Approve the Profits Distribution Policy and Dividend Return Plan Within Three Years Following the Rmb Share Issue in the Form As Set Forth in Appendix II to the Circular Management For Voted - Against 8 To Consider and Approve the Use of Proceeds from the Rmb Share Issue (including But Not Limited to the Particulars As Set Out in the Section Headed Resolution on the Use of Proceeds from the Rmb Share Issue in the Circular) Management For Voted - Against 9 To Consider and Approve the Remedial Measures for the Dilution of Immediate Returns After the Rmb Share Issue in the Form As Set Forth in Appendix III to the Circular Management For Voted - Against 10 To Consider and Approve the Undertakings and the Corresponding Binding Measures in Connection with the Rmb Share Issue in the Form As Set Forth in Appendix IV to the Circular Management For Voted - Against 11 To Consider and Approve the Adoption of the Policy Governing the Procedures for the Holding of General Meetings in the Form As Set Forth in Appendix Vi to the Circular Which Will Become Effective on the Date of the Listing of the Rmb Shares on the Science and Technology Innovation Board of the Shanghai Stock Exchange Management For Voted - Against 12 To Consider and Approve the Adoption of the Policy Governing the Procedures for the Holding of Board Meetings in the Form As Set Forth in Appendix Vii to the Circular Which Will Become Effective on the Date of the Listing of the Rmb Shares on the Science and Technology Innovation Board of the Shanghai Stock Exchange Management For Voted - Against 13 To Authorise Any Director Or Officer of the Company to Carry Out and Take All Actions Necessary and to Sign All Necessary Documents in Connection with Or to Give Effect to the Ordinary Resolutions Above Management For Voted - Against 14 To Consider and Approve the Proposed Amendments to the Articles of Association of the Company As Set Forth in Appendix V to the Circular, the Adoption of the Amended and Restated Articles of Association with Effect from the Date of Listing of the Rmb Shares on the Science and Technology Innovation Board of the Shanghai Stock Exchange, and to Authorise Any Director Or Officer of the Company to Carry Out and Take All Actions Necessary and to Sign All Necessary Documents in Connection with Or to Give Effect to This Special Resolution Management For Voted - Against IFLYTEK CO LTD - A Security ID: CNE100000B81 Meeting Date: 12-May-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 364 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 2021 Remuneration for Directors, Supervisors and Senior Management Management For Voted - For 6 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 2021 Annual Report and Its Summary Management For Voted - For 8 Reappointment of 2022 Audit Firm Management For Voted - For 9 Estimated Guarantee Quota for Subsidiaries Within 12 Months Management For Voted - For 10 Repurchase and Cancellation of Some Granted Restricted Stocks Management For Voted - For 11 Amendments to the Company's Articles of Association Management For Voted - For 12 Adjustment of Allowance for Independent Directors Management For Voted - For 13 Amendments to the Rules of Procedure Governing Shareholders' General Meetings Management For Voted - For 14 Formulation of the System for Independent Directors Management For Voted - For INNOVENT BIOLOGICS INC Security ID: KYG4818G1010 Meeting Date: 22-Jun-22 Meeting Type: Annual General Meeting 3 To Consider and Receive the Audited Consolidated Financial Statements of the Company and the Reports of Directors and the Auditor of the Company for the Year Ended 31 December 2021 Management For Voted - For 4 To Re-elect Dr. De-chao Michael Yu As an Executive Director of the Company Management For Voted - For 5 To Re-elect Ms. Joyce I-yin Hsu As an Independent Non- Executive Director of the Company Management For Voted - For 6 To Consider and Approve the Appointment of Mr. Gary Zieziula As an Independent Non-executive Director of the Company Management For Voted - For 7 To Authorise the Board of Directors of the Company (the Board) to Fix the Remuneration of the Directors Management For Voted - For 8 To Re-appoint Deloitte Touche Tohmatsu Certified Public Accountants LLP As Auditor of the Company and Authorise the Board to Fix Their Remuneration Management For Voted - Against 9 To Grant A General Mandate to the Directors to Buy Back Shares of the Company Management For Voted - For 10 To Grant A General Mandate to the Directors to Allot, Issue and Deal with Additional Shares of the Company Management For Voted - Against 11 To Extend the General Mandate Granted to the Directors to Issue Shares of the Company by Adding Thereto the Total Number of the Shares to be Bought Back by the Company Management For Voted - Against 365 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 12 To Approve and Confirm the Conditional Grant of Restricted Shares to Dr. De- Chao Michael Yu (dr. Yu) in Accordance with the Terms of the Restricted Share Plan Adopted by the Company on June 12, 2020 (the 2020 Rs Plan), Subject to All Applicable Laws, Rules, Regulations and the Applicable Award Agreement (the Proposed Grant to Dr. Yu) Management For Voted - For 13 To Authorize Any One Or More of the Directors of the Company, with the Exception of Dr. Yu, to Exercise the Powers of the Company to Allot, Issue and Deal with the Ordinary Shares of the Company (the Shares) Pursuant to the Proposed Grant to Dr. Yu Under the Specific Mandate Granted to the Directors by the Shareholders of the Company (the Shareholders) at the Extraordinary General Meeting of the Company Held on June 20, 2020 in Accordance with the Terms of the 2020 Rs Plan (the 2020 Rs Plan Specific Mandate), Such That the Restricted Shares Shall Rank Pari Passu in All Respects Among Themselves and with the Existing Shares in Issue at the Date of the Allotment and Issuance of the Restricted Shares, and That He/she/they be and Is/are Hereby Authorized to Take Such Actions, Do Such Things, Which in Their Opinion May be Necessary, Desirable Or Expedient for the Purpose of Giving Effect to And/or to Implement the Transactions Contemplated in 9(i) Above Management For Voted - Against 14 To Approve and Confirm the Conditional Grant of Restricted Shares to Mr. Ronald Hao Xi Ede (mr. Ede) in Accordance with the Terms of 2020 Rs Plan, Subject to All Applicable Laws, Rules, Regulations and the Applicable Award Agreement (the Proposed Grant to Mr. Ede) Management For Voted - For 15 To Authorize Any One Or More of the Directors of the Company, with the Exception of Mr. Ede, to Exercise the Powers of the Company to Allot, Issue and Deal with the Shares Pursuant to the Proposed Grant to Mr. Ede Under the 2020 Rs Plan Specific Mandate, Such That the Restricted Shares Shall Rank Pari Passu in All Respects Among Themselves and with the Existing Shares in Issue at the Date of the Allotment And Management For Voted - Against 16 To Approve and Confirm the Conditional Grant of Restricted Shares to Dr. Charles Leland Cooney (dr. Cooney) in Accordance with the Terms of 2020 Rs Plan, Subject to All Applicable Laws, Rules, Regulations and the Applicable Award Agreement (the Proposed Grant to Dr. Cooney) Management For Voted - For 17 To Authorize Any One Or More of the Directors of the Company, with the Exception of Dr. Cooney, to Exercise the Powers of the Company to Allot, Issue and Deal with the Shares Pursuant to the Proposed Grant to Dr. Cooney Under the 2020 Rs Plan Specific Mandate, Such That the Restricted Shares Shall Rank Pari Passu in All Respects Among Themselves and with the Existing Shares in Issue at the Date of 366 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted the Allotment and Issuance of the Restricted Shares, and That He/she/they be and Is/are Hereby Authorized to Take Such Actions, Do Such Things, Which in Their Opinion May be Necessary, Desirable Or Expedient for the Purpose of Giving Effect to And/or to Implement the Transactions Contemplated in 11(i) Management For Voted - Against 18 To Approve and Confirm the Conditional Grant of Restricted Shares to Ms. Joyce I-yin Hsu (ms. Hsu) in Accordance with the Terms of 2020 Rs Plan, Subject to All Applicable Laws, Rules, Regulations and the Applicable Award Agreement (the Proposed Grant to Ms. Hsu) Management For Voted - For 19 To Authorize Any One Or More of the Directors of the Company, with the Exception of Ms. Hsu, to Exercise the Powers of the Company to Allot, Issue and Deal with the Shares Pursuant to the Proposed Grant to Ms. Hsu Under the 2020 Rs Plan Specific Mandate, Such That the Restricted Shares Shall Rank Pari Passu in All Respects Among Themselves and with the Existing Shares in Issue at the Date of the Allotment and Issuance of the Restricted Shares, and That He/she/they be and Is/are Hereby Authorized to Take Such Actions, Do Such Things, Which in Their Opinion May be Necessary, Desirable Or Expedient for the Purpose of Giving Effect to And/or to Implement the Transactions Contemplated in 12(i) Above Management For Voted - Against 20 To Approve and Confirm the Conditional Grant of Restricted Shares to Dr. Kaixian Chen (dr. Chen) in Accordance with the Terms of 2020 Rs Plan, Subject to All Applicable Laws, Rules, Regulations and the Applicable Award Agreement (the Proposed Grant to Dr. Chen) Management For Voted - For 21 To Authorize Any One Or More of the Directors of the Company, with the Exception of Dr. Chen, to Exercise the Powers of the Company to Allot, Issue and Deal with the Shares Pursuant to the Proposed Grant to Dr. Chen Under the 2020 Rs Plan Specific Mandate, Such That the Restricted Shares Shall Rank Pari Passu in All Respects Among Themselves and with the Existing Shares in Issue at the Date of the Allotment and Issuance of the Restricted Shares, and That and That He/she/they be and Is/are Hereby Authorized to Take Management For Voted - Against JIANGSU HENGRUI MEDICINE C-A Security ID: CNE0000014W7 Meeting Date: 27-Dec-21 Meeting Type: Extraordinary General Meeting 1 Termination of the 2020 Restricted Stock Incentive Plan and Repurchase and Cancellation of Some Restricted Stocks Management For Voted - For 367 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 12-May-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Annual Report and Its Summary Management For Voted - For 3 2021 Work Report of the Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.60000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Reappointment of 2022 Financial and Internal Control Audit Firm and Determination of the Audit Fees Management For Voted - For 7 Amendments to the Company's Articles of Association Management For Voted - For 8 Rules of Procedure Governing the Board Meetings (revised in 2022) Management For Voted - For LONGI GREEN ENERGY TECHNOL-A Security ID: CNE100001FR6 Meeting Date: 11-Aug-21 1 Holding the Equities in Controlled Subsidiaries Through the Employee Stock Ownership Plan by Directors and Senior Management Management For Voted - For 2 Connected Transaction Regarding Transfer of Equities in Controlled Subsidiaries to the Employee Stock Ownership Platform Management For Voted - For 3 Increase of the Quota for Supply Chain Finance Business and Provision of Guarantee for Wholly-owned Subsidiaries Management For Voted - For Meeting Date: 10-Jan-22 Meeting Type: Extraordinary General Meeting 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 2022 Estimated Additional Guarantee for Financing Management For Voted - Against 3 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 01-Apr-22 Meeting Type: Extraordinary General Meeting 1 Change of Projects Financed with Raised Funds from 2018 Rights Issue Management For Voted - For 2 2022 Estimated Additional Financing Guarantee Among Subsidiaries Management For Voted - For 3 2022 Estimated Additional Performance Guarantee Among Subsidiaries Management For Voted - For 368 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-May-22 Meeting Type: Annual General Meeting 1 2022 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2022 Stock Option and Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the Equity Incentive Management For Voted - For 4 2021 Work Report of the Board of Directors Management For Voted - For 5 2021 Work Report of the Supervisory Committee Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 2021 Annual Report Management For Voted - For 8 2021 Work Report of Independent Directors Management For Voted - For 9 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.60000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000 Management For Voted - For 10 Reappointment of Audit Firm Management For Voted - For 11 2022 Remuneration Plan for Directors and Supervisors Management For Voted - For 12 Settlement of Projects Financed with Raised Funds from 2019 Public Issuance of Convertible Corporate Bonds and Permanently Supplementing the Working Capital and New Projects with the Surplus Raised Funds Management For Voted - For 13 Provision of Security Deposit Guarantee for A Business Management For Voted - For 15 Election of Non-independent Director: Zhong Baoshen Management For Voted - For 16 Election of Non-independent Director: Li Zhenguo Management For Voted - For 17 Election of Non-independent Director: Liu Xuewen Management For Voted - For 18 Election of Non-independent Director: Tian Ye Management For Voted - For 19 Election of Non-independent Director: Bai Zhongxue Management For Voted - For 20 Election of Non-independent Director: Wang Zhigang Management For Voted - For 22 Election of Independent Director: Guo Ju'e Management For Voted - For 23 Election of Independent Director: Lu Yi Management For Voted - For 24 Election of Independent Director: Xu Shan Management For Voted - For 26 Election of Shareholder Supervisor: Yang Xiaoping Management For Voted - For 27 Election of Shareholder Supervisor: Qin Yongbo Management For Voted - Against LUXSHARE PRECISION INDUSTR-A Security ID: CNE100000TP3 Meeting Date: 09-Mar-22 Meeting Type: Extraordinary General Meeting 1 The Company's Eligibility for Non-public Share Offering Management For Voted - For 2 Plan for Non-public Share Offering: Stock Type and Par Value Management For Voted - For 3 Plan for Non-public Share Offering: Issuing Method and Date Management For Voted - For 369 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Plan for Non-public Share Offering: Issuing Targets and Subscription Method Management For Voted - For 5 Plan for Non-public Share Offering: Issue Price and Pricing Principles Management For Voted - For 6 Plan for Non-public Share Offering: Issuing Volume Management For Voted - For 7 Plan for Non-public Share Offering: Purpose and Scale of the Raised Funds Management For Voted - For 8 Plan for Non-public Share Offering: Lockup Period Management For Voted - For 9 Plan for Non-public Share Offering: Arrangement for the Accumulated Retained Profits Before the Issuance Management For Voted - For 10 Plan for Non-public Share Offering: Listing Place Management For Voted - For 11 Plan for Non-public Share Offering: the Valid Period of the Resolution on the Non-public Share Offering Management For Voted - For 12 Preplan for Non-public Share Offering Management For Voted - For 13 Feasibility Analysis Report on the Use of Funds to be Raised from the Non-public Share Offering Management For Voted - For 14 Special Report on the Use of Previously Raised Funds Management For Voted - For 15 Diluted Immediate Return After Non-public Share Offering and Filling Measures, and Commitments of Relevant Parties Management For Voted - For 16 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny1.10000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 6 Adjustment of the Remuneration of Independent Directors Management For Voted - For 7 Reappointment of Audit Firm Management For Voted - For 8 Increase of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 9 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 10 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 11 Amendments to the Rules of Procedure Governing the Board Meetings Management For Voted - For 12 Amendments to the Work System of Independent Directors Management For Voted - For 370 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted MEITUAN-CLASS B Security ID: KYG596691041 Meeting Date: 18-May-22 Meeting Type: Annual General Meeting 3 To Receive and Adopt the Audited Consolidated Financial Statements of the Company for the Year Ended December 31, 2021 and the Reports of the Directors of the Company (directors) and Independent Auditor of the Company Thereon Management For Voted - For 4 To Re-elect Mr. Wang Xing As an Executive Director Management For Voted - Against 5 To Re-elect Mr. Mu Rongjun As an Executive Director Management For Voted - Against 6 To Re-elect Dr. Shum Heung Yeung Harry As an Independent Non-executive Director Management For Voted - For 7 To Authorize the Board of Directors (board) to Fix the Remuneration of the Directors Management For Voted - For 8 To Grant A General Mandate to the Directors, Exercisable on Their Behalf by Mr. Wang Xing, to Issue, Allot and Deal with Additional Class B Shares of the Company Not Exceeding 20% of the Total Number of Issued Shares of the Company As at the Date of Passing of This Resolution Management For Voted - Against 9 To Grant A General Mandate to the Directors, Exercisable on Their Behalf by Mr. Wang Xing, to Repurchase Shares of the Company Not Exceeding 10% of the Total Number of Issued Shares of the Company As at the Date of Passing of This Resolution Management For Voted - For 10 To Extend the General Mandate Granted to the Directors to Issue, Allot and Deal with Additional Shares in the Capital of the Company by the Aggregate Number of the Shares Repurchased by the Company Management For Voted - Against 11 To Re-appoint PricewaterhouseCoopers As Auditor of the Company to Hold Office Until the Conclusion of the Next Annual General Meeting of the Company and to Authorize the Board to Fix Their Remuneration for the Year Ending December 31, 2022 Management For Voted - For MING YANG SMART ENERGY GRO-A Security ID: CNE100003HQ0 Meeting Date: 19-Apr-22 Meeting Type: Extraordinary General Meeting 1 Gdr Issuance and Listing on the London Stock Exchange and Conversion Into A Company Limited by Shares Which Raises Funds Overseas Management For Voted - For 2 Plan for Gdr Issuance and Listing on the London Stock Exchange: Stock Type and Par Value Management For Voted - For 3 Plan for Gdr Issuance and Listing on the London Stock Exchange: Issuing Date Management For Voted - For 4 Plan for Gdr Issuance and Listing on the London Stock Exchange: Issuing Method Management For Voted - For 371 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Plan for Gdr Issuance and Listing on the London Stock Exchange: Issuing Volume Management For Voted - For 6 Plan for Gdr Issuance and Listing on the London Stock Exchange: Gdr Scale During the Duration Management For Voted - For 7 Plan for Gdr Issuance and Listing on the London Stock Exchange: Conversion Ratio of Gdrs and Basic Securities of A- Shares Management For Voted - For 8 Plan for Gdr Issuance and Listing on the London Stock Exchange: Pricing Method Management For Voted - For 9 Plan for Gdr Issuance and Listing on the London Stock Exchange: Issuing Targets Management For Voted - For 10 Plan for Gdr Issuance and Listing on the London Stock Exchange: Conversion Limit Period of Gdrs and Basic Securities of A-shares Management For Voted - For 11 Plan for Gdr Issuance and Listing on the London Stock Exchange: Underwriting Method Management For Voted - For 12 Report on the Use of Previously-raised Funds Management For Voted - For 13 Plan for the Use of Raised Funds from Gdr Issuance Management For Voted - For 14 The Valid Period of the Resolution on Gdr Issuance and Listing on the London Stock Exchange Management For Voted - For 15 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Gdr Issuance and Listing on the London Stock Exchange Management For Voted - For 16 Distribution Plan for Accumulated Retained Profits Before Gdr Issuance and Listing on the London Stock Exchange Management For Voted - For 17 Purchase of Liability Insurance for Directors, Supervisors and Senior Management, and for the Prospectus Management For Voted - Abstain 18 Amendments to the Company's Articles of Association Management For Voted - For 19 Amendments to the Rules of Procedure Governing the Shareholder General Meetings Management For Voted - For 20 Amendments to the Rules of Procedure Governing the Board Meetings Management For Voted - For 21 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For Meeting Date: 10-May-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Work Report of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.21100000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 2021 Remuneration and Appraisal for Non-independent Directors Management For Voted - For 372 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 8 2021 Remuneration and Appraisal for Independent Directors Management For Voted - For 9 2021 Remuneration and Appraisal for Supervisors Management For Voted - For 10 2022 Estimated Quota of Continuing Connected Transactions Management For Voted - For 11 2022 Estimated External Guarantee Quota Management For Voted - Against 12 2022 Estimated Application for Credit Line to Financial Institutions Management For Voted - For NARI TECHNOLOGY CO LTD-A Security ID: CNE000001G38 Meeting Date: 24-May-22 Meeting Type: Annual General Meeting 1 2021 Annual Accounts Management For Voted - For 2 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.10000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000 Management For Voted - For 3 2021 Work Report of Independent Directors Management For Voted - For 4 2021 Work Report of the Board of Directors Management For Voted - For 5 2021 Work Report of the Supervisory Committee Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 2022 Continuing Connected Transactions Management For Voted - For 8 2022 Connected Transaction Regarding Financial Business and the Financial Business Service Agreement to be Signed Management For Voted - For 9 Reappointment of 2022 Financial and Internal Control Audit Firm Management For Voted - For 10 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 11 Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 13 Amendments to the Raised Funds Management Measures Management For Voted - For 14 Amendments to the Work System for Independent Directors Management For Voted - For 15 Termination of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 16 Purchase of Liability Insurance for Directors, Supervisors and Senior Managers Management For Voted - For 17 2021 Annual Report and Its Summary Management For Voted - For 19 Election of Non-independent Director: Leng Jun Management For Voted - For 20 Election of Non-independent Director: Hu Jiangyi Management For Voted - For 21 Election of Non-independent Director: Zheng Yuping Management For Voted - For 22 Election of Non-independent Director: Chen Gang Management For Voted - For 23 Election of Non-independent Director: Zhang Jianming Management For Voted - For 24 Election of Non-independent Director: Liu Aihua Management For Voted - For 373 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Election of Non-independent Director: Jiang Yuanchen Management For Voted - For 26 Election of Non-independent Director: Yan Wei Management For Voted - For 28 Election of Independent Director: Che Jie Management For Voted - For 29 Election of Independent Director: Huang Xueliang Management For Voted - For 30 Election of Independent Director: Xiong Yanren Management For Voted - For 31 Election of Independent Director: Dou Xiaobo Management For Voted - For 33 Election of Supervisor: Zheng Zongqiang Management For Voted - Against 34 Election of Supervisor: Ding Haidong Management For Voted - For 35 Election of Supervisor: Xia Jun Management For Voted - For 36 Election of Supervisor: Zhan Guangsheng Management For Voted - For NAVINFO CO LTD-A Security ID: CNE100000P69 Meeting Date: 24-May-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Report and Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny0.06000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None Management For Voted - For 6 Reappointment of 2022 External Audit Firm Management For Voted - For 7 2022 Application for Comprehensive Credit Line to Banks by the Company and Its Subsidiaries Management For Voted - For 8 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 By-election of Hao Chunshen As A Director Management For Voted - For 10 By-election of Zhang Xuna As A Supervisor Management For Voted - Against 11 Repurchase and Cancellation of Some Restricted Stocks Under 2021 Restricted Stock Incentive Plan Management For Voted - For 12 Amendments to the Work System for Independent Directors Management For Voted - For 13 Amendments to the External Guarantee Management System Management For Voted - For 14 Amendments to the Rules of Procedure Governing the Shareholders' General Meetings Management For Voted - For 15 Amendments to the Connected Transactions Management System Management For Voted - For 16 Amendments to the Raised Funds Management System Management For Voted - For 17 Amendments to the Investment Decision-making Management System Management For Voted - For 18 Amendments to the Information Disclosure Management System Management For Voted - For 19 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 374 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted NETEASE INC Security ID: KYG6427A1022 Meeting Date: 16-Jun-22 Meeting Type: Annual General Meeting 2 Re-elect the Following Director to Serve for the Ensuing Year Until the Next Annual General Meeting of Shareholders and Until Their Successors are Elected and Duly Qualified, Or Until Such Directors' Earlier Death, Bankruptcy, Insanity, Resignation Or Removal: William Lei Ding Management For Voted - For 3 Re-elect the Following Director to Serve for the Ensuing Year Until the Next Annual General Meeting of Shareholders and Until Their Successors are Elected and Duly Qualified, Or Until Such Directors' Earlier Death, Bankruptcy, Insanity, Resignation Or Removal: Alice Yu-fen Cheng Management For Voted - For 4 Re-elect the Following Director to Serve for the Ensuing Year Until the Next Annual General Meeting of Shareholders and Until Their Successors are Elected and Duly Qualified, Or Until Such Directors' Earlier Death, Bankruptcy, Insanity, Resignation Or Removal: Joseph Tze Kay Tong Management For Voted - For 5 Re-elect the Following Director to Serve for the Ensuing Year Until the Next Annual General Meeting of Shareholders and Until Their Successors are Elected and Duly Qualified, Or Until Such Directors' Earlier Death, Bankruptcy, Insanity, Resignation Or Removal: Lun Feng Management For Voted - For 6 Re-elect the Following Director to Serve for the Ensuing Year Until the Next Annual General Meeting of Shareholders and Until Their Successors are Elected and Duly Qualified, Or Until Such Directors' Earlier Death, Bankruptcy, Insanity, Resignation Or Removal: Michael Man Kit Leung Management For Voted - For 7 Ratify the Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers As Auditors of Netease, Inc. for the Fiscal Year Ending December 31, 2022 for U.S. Financial Reporting and Hong Kong Financial Reporting Purposes, Respectively Management For Voted - For PING AN HEALTHCARE AND TECHN Security ID: KYG711391022 Meeting Date: 28-Apr-22 Meeting Type: Annual General Meeting 3 To Receive, Consider and Adopt the Audited Consolidated Financial Statements of the Company and Its Subsidiaries and the Reports of the Directors of the Company (the "directors") and of the Independent Auditor of the Company for the Year Ended 31 December 2021 Management For Voted - For 375 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 4 To Re-elect the Following Retiring Director: Ms. Tan Sin Yin As A Non-executive Director Management For Voted - Against 5 To Re-elect the Following Retiring Director: Ms. Lin Lijun As A Non-executive Director Management For Voted - Against 6 To Re-elect the Following Retiring Director: Mr. Pan Zhongwu As A Non-executive Director Management For Voted - Against 7 To Re-elect the Following Retiring Director: Mr. Zhu Ziyang As A Non-executive Director Management For Voted - Against 8 To Authorise the Board of Directors of the Company (the "board") to Fix the Remuneration of the Directors Management For Voted - For 9 To Re-appoint PricewaterhouseCoopers As Auditor of the Company to Hold Office Until the Conclusion of the Next Annual General Meeting of the Company and to Authorise the Board to Fix Its Remuneration for the Year Ending 31 December 2022 Management For Voted - For 10 To Grant A General Mandate to the Directors to Allot, Issue and Deal with Additional Shares Up to 20% of the Aggregate Number of Issued Shares of the Company Management For Voted - Against 11 To Grant A General Mandate to the Directors to Buy Back Shares Not Exceeding 10% of the Aggregate Number of Issued Shares of the Company Management For Voted - For 12 To Extend the Authority Given to the Directors Pursuant to Ordinary Resolution No. 4(a) to Issue Additional Shares Representing the Number Bought Back by the Company Under Ordinary Resolution No. 4(b) Management For Voted - Against RIYUE HEAVY INDUSTRY CO LT-A Security ID: CNE100003J15 Meeting Date: 21-Jan-22 Meeting Type: Extraordinary General Meeting 1 Cash Management with Some Temporarily Idle Raised Funds and Proprietary Funds Management For Voted - Against 2 Application for Comprehensive Credit Line to Financial Institutions Management For Voted - For 3 Extension of Some Projects Financed with Raised Funds Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 376 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2022 Remuneration Plan for Directors, Supervisors and Senior Management Management For Voted - For 7 Implementing Results of 2021 Continuing Connected Transactions and Estimation of 2022 Continuing Connected Transactions Management For Voted - For 8 Reappointment of Audit Firm Management For Voted - For 9 Launching Forward Foreign Exchange Settlement and Sale Business Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Extraordinary General Meeting 1 The Company's Eligibility for Non-public A-share Offering Management For Voted - Against 2 Plan for 2022 Non-public A- Share Offering: Stock Type and Par Value Management For Voted - Against 3 Plan for 2022 Non-public A- Share Offering: Issuing Method and Date Management For Voted - Against 4 Plan for 2022 Non-public A- Share Offering: Issuing Targets and Subscription Method Management For Voted - Against 5 Plan for 2022 Non-public A- Share Offering: Issue Price and Pricing Base Date Management For Voted - Against 6 Plan for 2022 Non-public A- Share Offering: Issuing Volume Management For Voted - Against 7 Plan for 2022 Non-public A- Share Offering: Purpose and Scale of the Raised Funds Management For Voted - Against 8 Plan for 2022 Non-public A- Share Offering: Lockup Period Management For Voted - Against 9 Plan for 2022 Non-public A- Share Offering: Listing Place Management For Voted - Against 10 Plan for 2022 Non-public A- Share Offering: Arrangement for the Accumulated Retained Profits Management For Voted - Against 11 Plan for 2022 Non-public A- Share Offering: the Valid Period of the Resolution on the Non-public Share Offering Management For Voted - Against 12 Preplan for 2022 Non-public A- Share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 Non-public A- Share Offering Management For Voted - Against 14 Report on Use of Previously Raised Funds Management For Voted - For 15 Connected Transactions Involved in the 2022 Non-public A-share Offering Management For Voted - Against 16 Conditional Agreement on Subscription for the Non- Publicly Offered Shares to be Signed with Issuance Targets Management For Voted - Against 17 Diluted Immediate Return After the 2022 Non-public A- Share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 18 Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 19 Exemption of De Facto Controller and Its Concert Party from the Tender Offer Obligation to Increase Shareholding in the Company Management For Voted - Against 20 Full Authorization to the Board to Handle Matters Regarding the Non-public A- Share Offering Management For Voted - Against 377 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Application for Additional Comprehensive Credit Line to Financial Institutions Management For Voted - For S F HOLDING CO LTD-A Security ID: CNE100000L63 Meeting Date: 29-Apr-22 Meeting Type: Annual General Meeting 1 2021 Annual Report and Its Summary Management For Voted - For 2 2021 Work Report of the Board of Directors Management For Voted - For 3 2021 Work Report of the Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2022 Reappointment of Audit Firm Management For Voted - For 7 Issuance of Debt Financing Instruments Overseas by Wholly-owned Subsidiaries Management For Voted - For 8 Provision of Guarantee for the Issuance of Debt Financing Instruments Overseas by Wholly-owned Subsidiaries Management For Voted - Against 9 2022 Estimated External Guarantee Quota of the Company Management For Voted - Against 10 Amendments to the Company's Articles of Association and Its Appendix Management For Voted - For 11 Amendments to Some of the Company's Governance Systems: Work System for Independent Directors Management For Voted - For 12 Amendments to Some of the Company's Governance Systems: System for Prevention of Fund Occupation by Controlling Shareholders, Actual Controllers and Other Related Parties Management For Voted - For 13 Amendments to Some of the Company's Governance Systems: Raised Funds Management System Management For Voted - For 14 Amendments to Some of the Company's Governance Systems: External Investment Management System Management For Voted - For 15 Amendments to Some of the Company's Governance Systems: Internal Control and Decision-making System for Connected Transactions Management For Voted - For 16 Amendments to Some of the Company's Governance Systems: External Guarantee Management System Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Extraordinary General Meeting 1 2022 Stock Option Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of the 2022 Stock Option Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2022 Stock Option Incentive Plan Management For Voted - For 378 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted SANGFOR TECHNOLOGIES INC-A Security ID: CNE1000033T1 Meeting Date: 18-Oct-21 Meeting Type: Extraordinary General Meeting 1 The Company's Eligibility for Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 2 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Type of Securities to be Issued Management For Voted - For 3 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Issuing Volume Management For Voted - For 4 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Par Value and Issue Price Management For Voted - For 5 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Convertible Bonds Duration Management For Voted - For 6 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Interest Rate Management For Voted - For 7 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Debt-to-equity Conversion Period Management For Voted - For 9 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Determining the Conversion Price Management For Voted - For 10 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Adjustment and Calculation Method of Conversion Price Management For Voted - For 11 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 12 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Determining Method for the Number of Converted Shares Management For Voted - For 13 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Redemption Clauses Management For Voted - For 14 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Resale Clauses Management For Voted - For 15 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Dividend Distribution After the Conversion Management For Voted - For 16 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Issuing Targets and Method Management For Voted - For 17 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Arrangement for Placing to Original Shareholders Management For Voted - For 379 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Matters Regarding the Meetings of Bondholders Management For Voted - For 19 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Purpose of the Raised Funds Management For Voted - For 20 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Guarantee Matters Management For Voted - For 21 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Rating of the Convertible Bonds Management For Voted - For 22 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: Management and Deposit of Raised Funds Management For Voted - For 23 Plan for Public Issuance of Convertible Corporate Bonds to Non-specific Parties: the Valid Period of the Issuing Plan Management For Voted - For 24 Preplan for Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 25 Feasibility Analysis Report on the Use of Funds to be Raised from the Issuance of Convertible Bonds to Non-specific Parties Management For Voted - For 26 Feasibility Analysis Report on the Use of Funds to be Raised from the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 27 Report on the Use of Previously-raised Funds Management For Voted - For 28 Diluted Immediate Return After the Issuance of Convertible Corporate Bonds to Non-specific Parties and Filling Measures, and Commitments of Relevant Parties Management For Voted - For 29 Shareholder Return Plan for the Next Three Years from 2021 to 2023 Management For Voted - For 30 Formulation of Rules Governing the Meetings of Bondholders' of the Company's Convertible Bonds Management For Voted - For 31 Authorization to the Board to Handle Matters Regarding the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 32 Amendments to the Company's Registered Capital and Total Number of Shares and the Articles of Association Management For Voted - For 33 2021 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 34 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 35 Authorization to the Board to Handle the Equity Incentive Management For Voted - For 380 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted SHENZHEN INOVANCE TECHNOLO-A Security ID: CNE100000V46 Meeting Date: 20-Jun-22 Meeting Type: Annual General Meeting 1 2021 Annual Report and Its Summary Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 3 2021 Work Report of the Board of Directors Management For Voted - For 4 2021 Work Report of the Supervisory Committee Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2022 Financial Budget Report Management For Voted - For 7 Reappointment of 2022 Audit Firm Management For Voted - For 8 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For SHENZHEN MINDRAY BIO-MEDIC-A Security ID: CNE100003G67 Meeting Date: 10-May-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny35.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 6 2021 Annual Report and Its Summary Management For Voted - For 7 2021 Report on Sustainable Development Management For Voted - For 8 Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 9 Reappointment of 2022 Audit Firm Management For Voted - For 10 Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 11 Amendments to Some of the Company's Governance Systems: Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 12 Amendments to Some of the Company's Governance Systems: Amendments to the Rules of Procedure Governing the Board Meetings Management For Voted - For 381 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendments to Some of the Company's Governance Systems: Amendments to the External Guarantee System Management For Voted - For 14 Amendments to Some of the Company's Governance Systems: Amendments to the Connected Transactions Decision-making System Management For Voted - For 15 Amendments to Some of the Company's Governance Systems: Amendments to the Work System for Independent Directors Management For Voted - For SINO BIOPHARMACEUTICAL Security ID: KYG8167W1380 Meeting Date: 06-Jun-22 Meeting Type: Annual General Meeting 3 To Receive and Adopt the Audited Consolidated Financial Statements of the Company, the Report of Directors of the Company ("directors") and the Report of Independent Auditors of the Company ("auditors") for the Year Ended 31 December 2021 Management For Voted - For 4 To Approve the Payment of A Final Dividend for the Year Ended 31 December 2021 Management For Voted - For 5 To Re-elect Ms. Tse, Theresa Y Y As an Executive Director of the Company Management For Voted - Against 6 To Re-elect Mr. Tse, Eric S Y As an Executive Director of the Company Management For Voted - Against 7 To Re-elect Mr. Tse Hsin As an Executive Director of the Company Management For Voted - Against 8 To Re-elect Mr. Lu Zhengfei As an Independent Non-executive Director of the Company Management For Voted - Against 9 To Re-elect Mr. Li Dakui As an Independent Non-executive Director of the Company Management For Voted - Against 10 To Authorise the Board of Directors to Fix the Remuneration of the Directors Management For Voted - For 11 To Re-appoint Ernst & Young As Auditors for the Year Ending 31 December 2022 and to Authorise the Board of Directors to Fix Their Remuneration Management For Voted - For 12 To Grant to the Directors A General Mandate to Allot, Issue and Otherwise Deal with Additional Shares Not Exceeding 20 Per Cent. of the Issued Share Capital of the Company Management For Voted - Against 13 To Grant to the Directors A General Mandate to Buy Back Shares Not Exceeding 10 Per Cent. of the Issued Share Capital of the Company Management For Voted - For 14 To Extend the General Mandate to Allot, Issue and Otherwise Deal with Additional Shares Under Resolution 10(a) by the Addition Thereto of Such Number of Shares Bought Back by the Company Under Resolution 10(b) Management For Voted - Against 15 To Adopt the Amended and Restated Articles of Association of the Company Management For Voted - Against 382 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted SUNGROW POWER SUPPLY CO LT-A Security ID: CNE1000018M7 Meeting Date: 18-May-22 Meeting Type: Annual General Meeting 2 2021 Work Report of the Board of Directors Management For Voted - For 3 2021 Work Report of the Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny1.10000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None Management For Voted - For 7 Reappointment of Audit Firm Management For Voted - For 8 Repurchase and Cancellation of Some Restricted Stocks Management For Voted - For 9 2022 Estimated Guarantee Quota for Subsidiaries and Guarantee for Subsidiaries Management For Voted - Against 10 2022 Application for Comprehensive Credit Line to Banks Management For Voted - For 11 2021 Remuneration for Directors, Supervisors and Senior Management Management For Voted - For 12 Launching Foreign Exchange Hedging Business Management For Voted - For 13 Issuing A Letter of Guarantee for Subsidiaries Management For Voted - Against 14 Financial Aid to Controlled Subsidiaries and the Subsidiaries Management For Voted - For 15 Amendments to the Articles of Associations of the Company Management For Voted - For 16 Dismissal of Liu Zhen As A Director Management For Voted - For 17 Nomination of Directors Management For Voted - Against Meeting Date: 30-May-22 Meeting Type: Extraordinary General Meeting 1 2022 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For SUZHOU MAXWELL TECHNOLOGIE-A Security ID: CNE100003FS0 Meeting Date: 02-Mar-22 Meeting Type: Extraordinary General Meeting 1 Share Repurchase Plan: Purpose and Objective of the Share Repurchase Management For Voted - For 383 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Share Repurchase Plan: the Share Repurchase Satisfies Relevant Conditions Management For Voted - For 3 Share Repurchase Plan: Method of the Share Repurchase Management For Voted - For 4 Share Repurchase Plan: Price Range of Shares to be Repurchased Management For Voted - For 5 Share Repurchase Plan: Type of Shares to be Repurchased Management For Voted - For 6 Share Repurchase Plan: Number and Percentage to the Total Capital of Shares to be Repurchased and Total Amount of Funds for the Repurchase Management For Voted - For 7 Share Repurchase Plan: Source of the Funds to be Used for the Share Repurchase Management For Voted - For 8 Share Repurchase Plan: Time Limit of the Share Repurchase Management For Voted - For 9 Share Repurchase Plan: Authorization to the Board to Handle Matters Regarding the Share Repurchase Management For Voted - For 10 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 01-Apr-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 3 2022 Estimated Continuing Connected Transactions Management For Voted - For 4 2021 Annual Report and Its Summary Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny15.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):6.000000 Management For Voted - For 6 Reappointment of 2022 Audit Firm Management For Voted - For 7 Cash Management with Some Idle Proprietary Funds Management For Voted - For 8 2021 Work Report of the Supervisory Committee Management For Voted - For TENCENT HOLDINGS LTD Security ID: KYG875721634 Meeting Date: 18-May-22 Meeting Type: Annual General Meeting 3 To Receive and Consider the Audited Financial Statements, the Directors' Report and the Independent Auditor's Report for the Year Ended 31 December 2021 Management For Voted - For 4 To Declare A Final Dividend Management For Voted - For 5 To Re-elect Mr Li Dong Sheng As Director Management For Voted - Against 6 To Re-elect Mr Ian Charles Stone As Director Management For Voted - Against 7 To Authorise the Board of Directors to Fix the Directors' Remuneration Management For Voted - For 8 To Re-appoint Auditor and Authorise the Board of Directors to Fix Their Remuneration Management For Voted - For 384 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 9 To Grant A General Mandate to the Directors to Issue New Shares (ordinary Resolution 5 As Set Out in the Notice of the Agm) Management For Voted - Against 10 To Grant A General Mandate to the Directors to Repurchase Shares (ordinary Resolution 6 As Set Out in the Notice of the Agm) Management For Voted - For 11 To Extend the General Mandate to Issue New Shares by Adding the Number of Shares Repurchased (ordinary Resolution 7 As Set Out in the Notice of the Agm) Management For Voted - Against 12 To Approve the Proposed Amendments to the Second Amended and Restated Memorandum of Association and Articles of Association of the Company and to Adopt the Third Amended and Restated Memorandum of Association and Articles of Association of the Company (special Resolution 8 As Set Out in the Notice of the Agm) Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Extraordinary General Meeting 3 To Approve the Refreshment of Scheme Mandate Limit Under the Share Option Plan of Tencent Music Entertainment Group (the Ordinary Resolution As Set Out in the Notice of the Egm) Management For Voted - For TONGWEI CO LTD-A Security ID: CNE000001GS3 Meeting Date: 16-May-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Report and Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny9.12000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2021 Work Report of Independent Directors Management For Voted - For 7 Reappointment of Audit Firm Management For Voted - For 8 2022 Application for Comprehensive Credit Line Management For Voted - For 9 2022 Mutual Guarantee with Subsidiaries Management For Voted - Against 10 2022 Provision of Guarantee for Clients Management For Voted - For 11 2022 Launching the Bill Pool Business Management For Voted - For 12 Application for Registration and Issuance of Super and Short-term Commercial Papers Management For Voted - For 13 Application for Registration and Issuance of Medium-term Notes Management For Voted - For 14 Adjustment of Allowance for Directors and Supervisors Management For Voted - For 15 Amendments to the Company's Articles of Association Management For Voted - For 385 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Reformulation of and Amendments to Some Systems Management For Voted - For 17 Implementation Progress and Follow-up Planning of A Battery Business Management For Voted - For 19 Election of Director: Liu Hanyuan Management For Voted - For 20 Election of Director: Xie Yi Management For Voted - For 21 Election of Director: Yan Hu Management For Voted - For 22 Election of Director: Liu Shuqi Management For Voted - For 23 Election of Director: Wang Xiaohui Management For Voted - For 24 Election of Director: Ding Yi Management For Voted - For 26 Election of Independent Director: Fu Daiguo Management For Voted - For 27 Election of Independent Director: Jiang Yumei Management For Voted - For 28 Election of Independent Director: Song Dongsheng Management For Voted - For 30 Election of Supervisor: Deng San Management For Voted - For 31 Election of Supervisor: Cui Yong Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Extraordinary General Meeting 1 Employee Stock Ownership Plan from 2022 to 2024 (draft) and Its Summary Management For Voted - Against 2 Management Measures of the Employee Stock Ownership Plan from 2022 to 2024 Management For Voted - Against 3 Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan from 2022 to 2024 Management For Voted - Against WILL SEMICONDUCTOR CO LTD-A Security ID: CNE100002XM8 Meeting Date: 16-May-22 Meeting Type: Extraordinary General Meeting 1 2022 Stock Option Incentive Plan (draft) and Its Summary Management For Voted - For 2 Formulation of the Appraisal Management Measures for 2022 Stock Option Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan Management For Voted - For 4 2022 Bank Comprehensive Credit Line and Authorization to Sign Relevant External Bank Loans Contracts Management For Voted - For 5 2022 Provision of Guarantee Quota for Controlled Subsidiaries Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Extraordinary General Meeting 1 Connected Transaction Regarding Increase Shareholding in A Company by A Wholly-owned Subsidiary Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Annual General Meeting 1 2021 Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report of the Supervisory Committee Management For Voted - For 386 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Work Report of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.20000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):3.500000 Management For Voted - For 7 Reappointment of 2022 Audit Firm and Internal Control Audit Firm Management For Voted - For 8 2021 Connected Transactions and 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 Implementing Results of 2021 Remuneration for Directors, Supervisors and Senior Management and 2022 Remuneration Plan Management For Voted - For 10 Increase of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 11 Amendments to the Work Rules for Independent Directors Management For Voted - For 12 Amendments to the Raised Funds Management System Management For Voted - For 14 Election of Non-independent Director: Yu Renrong Management For Voted - For 15 Election of Non-independent Director: Hongli Yang Management For Voted - For 16 Election of Non-independent Director: Lv Dalong Management For Voted - For 17 Election of Non-independent Director: Ji Gang Management For Voted - For 18 Election of Non-independent Director: Jia Yuan Management For Voted - For 19 Election of Non-independent Director: Chen Zhibin Management For Voted - For 21 Election of Independent Director: Wu Xingjun Management For Voted - For 22 Election of Independent Director: Zhu Liting Management For Voted - For 23 Election of Independent Director: Hu Renyu Management For Voted - For 25 Election of Non-employee Supervisor: Chu Jun Management For Voted - For 26 Election of Non-employee Supervisor: Sun Xiaowei Management For Voted - Against WUXI APPTEC CO LTD-H Security ID: CNE100003F19 Meeting Date: 06-May-22 Meeting Type: Annual General Meeting 2 To Consider and Approve the Report of the Board of Directors for the Year 2021 Management For Voted - For 3 To Consider and Approve the Report of the Supervisory Committee for the Year 2021 Management For Voted - For 4 To Consider and Approve the Financial Report for the Year 2021 Management For Voted - For 5 To Consider and Approve the Proposed 2021 Profit Distribution Plan Management For Voted - For 6 To Consider and Approve the Proposed Provision of External Guarantees for Subsidiaries of the Company Management For Voted - For 7 Subject to the Passing of Resolution No. 15 Below, to Consider and Approve the Proposed Election of Dr. Minzhang Chen As an Executive Director of the Company Management For Voted - Against 387 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 8 To Consider and Approve the Proposed Re-appointment of Deloitte Touche Tohmatsu (a Special General Partnership) and Deloitte Touche Tohmatsu Respectively, As Prc Financial Report and Internal Control Report Auditors of the Company and As Offshore Financial Report Auditors of the Company for the Year 2022 and to Authorize the Board to Fix Their Remuneration Management For Voted - For 9 To Consider and Approve the Proposed Amendments to the External Investment Management Policy Management For Voted - For 10 To Consider and Approve the Proposed Amendments to the Connected Transactions Management Policy Management For Voted - For 11 To Consider and Approve the Proposed Amendments to the External Guarantees Policy Management For Voted - For 12 To Consider and Approve the Proposed Foreign Exchange Hedging Limit Management For Voted - For 13 To Consider and Approve the Change in Implementation Entity and Implementation Location of the Suzhou Project by Applying A Portion of the Net Proceeds from the A Share Listing Originally Allocated to the Suzhou Project to the Nantong Project Management For Voted - For 14 To Consider and Approve the Proposed Use of Surplus Net Proceeds from the A Share List and the Non-public Issuance of A Shares to Permanently Replenish Working Capital of the Company Subsequent to Completion of the Tianjin Project and the Changzhou Sta Centre Project Management For Voted - For 15 To Consider and Approve the Proposed Increase of Registered Capital Management For Voted - For 16 To Consider and Approve the Proposed Amendments to the Articles of Association Management For Voted - For 17 To Consider and Approve the Proposed Amendments to the Rules of Procedure for Shareholders Meetings Management For Voted - For 18 To Consider and Approve the Proposed Amendments to the Rules of Procedure for Board Meetings Management For Voted - For 19 To Consider and Approve the Proposed Granting of General Mandate to Issue A Shares And/or H Shares Management For Voted - Against 20 To Consider and Approve the Proposed Granting of General Mandates to Repurchase A Shares And/or H Shares Management For Voted - For 21 To Consider and Approve the Proposed Authorization for Issuance of Onshore and Offshore Debt Financing Instruments Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Class Meeting 2 To Consider and Approve the Proposed Granting of General Mandates to Repurchase A Shares And/or H Shares Management For Voted - For 388 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted WUXI BIOLOGICS CAYMAN INC Security ID: KYG970081173 Meeting Date: 10-Jun-22 Meeting Type: Annual General Meeting 3 To Receive the Audited Consolidated Financial Statements of the Company and Its Subsidiaries and the Reports of the Directors and of the Independent Auditor of the Company for the Year Ended December 31, 2021 Management For Voted - For 4 To Re-elect Dr. Weichang Zhou As Executive Director Management For Voted - Against 5 To Re-elect Mr. Yibing Wu As Non-executive Director Management For Voted - Against 6 To Re-elect Mr. Yanling Cao As Non-executive Director Management For Voted - Against 7 To Authorize the Board of Directors Or Any Duly Authorized Board Committee to Fix the Directors Remuneration for the Year Ending December 31, 2022 Management For Voted - For 8 To Re-appoint Messrs. Deloitte Touche Tohmatsu As Auditors and to Authorize the Board of Directors Or Any Duly Authorized Board Committee to Fix Their Remuneration Management For Voted - For 9 To Grant A General Mandate to the Directors to Issue, Allot and Deal with the Shares of the Company Management For Voted - For 10 To Grant A General Mandate to the Directors to Repurchase the Shares of the Company Management For Voted - For 11 To Grant A Specific Mandate to the Directors of the Company to Issue and Allot the Connected Restricted Shares (as Defined in the Notice Convening the Agm) Management For Voted - For 12 To Grant (a) 1,324,333 Connected Restricted Shares Pursuant to the Scheme (as Defined in the Notice Convening the Agm); and (b) the Grant of 877,694 Connected Restricted Shares Pursuant to the Program (as Defined in the Notice Convening the Agm) to Dr. Zhisheng Chen Management For Voted - For 13 To Grant (a) 450,281 Connected Restricted Shares Pursuant to the Scheme; and (b) the Grant of 298,416 Connected Restricted Shares Pursuant to the Program to Dr. Weichang Zhou Management For Voted - For 14 To Grant 4,145 Connected Restricted Shares Pursuant to the Scheme to Mr. William Robert Keller Management For Voted - For 15 To Grant 4,145 Connected Restricted Shares Pursuant to the Scheme to Mr. Teh-ming Walter Kwauk Management For Voted - For 16 To Grant 8,291 Connected Restricted Shares Pursuant to the Scheme to Mr. Kenneth Walton Hitchner III Management For Voted - For 17 To Grant (a) 33,565 Connected Restricted Shares Pursuant to the Scheme; and (b) the Grant of 29,251 Connected Restricted Shares Pursuant to the Program to Mr. Angus Scott Marshall Turner Management For Voted - For 18 To Grant (a) 12,424 Connected Restricted Shares Pursuant to the Scheme; and (b) the Grant of 17,786 Connected Restricted Shares Pursuant to the Program to Mr. Brendan Mcgrath Management For Voted - For 389 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 19 To Grant 32,160,000 Share Options Pursuant to the Share Option Scheme of Wuxi Xdc Cayman Inc. Adopted by Shareholders of the Company on November 23, 2021 to Dr. Jincai Li Management For Voted - For 20 To Grant 31,980,000 Share Options Pursuant to the Share Option Scheme of Wuxi Vaccines (cayman) Inc. Adopted by Shareholders of the Company on November 23, 2021 to Mr. Jian Dong Management For Voted - For 21 To Approve the Adoption of Second Amended and Restated Memorandum and Articles of Association of the Company, Which Contain the Proposed Amendments to the Existing Memorandum and Articles of Association (as Defined in the Notice Convening the Agm) As Set Out in Appendix III of the Circular of the Company Dated May 18, 2022, in Substitution For, and to the Exclusion Of, the Existing Memorandum and Articles of Association Management For Voted - For WUXI LEAD INTELLIGENT EQUI-A Security ID: CNE100001ZF9 Meeting Date: 29-Jul-21 1 Adjustment of the Repurchase Price of Restricted Stocks and Repurchase and Cancellation of Some Restricted Stocks Management For Voted - For 2 Reduction of Registered Capital Management For Voted - For 3 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Annual General Meeting 2 2021 Work Report of the Board of Directors Management For Voted - For 3 2021 Work Report of the Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny5.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None Management For Voted - For 7 2021 Report on Fund Occupation by Controlling Shareholders and Other Related Parties and External Guarantee Management For Voted - For 8 2022 Remuneration for Directors and Senior Management Management For Voted - For 9 Reappointment of 2022 External Audit Firm Management For Voted - For 10 Formulation of the Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 11 Amendments to the Articles of Associations of the Company Management For Voted - For 390 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Authorization to the Board to Handle the Speedy Small- Amount Financing Management For Voted - For 13 Repurchase and Cancellation of Some Restricted Stocks Management For Voted - For 14 Change of the Company's Registered Capital Management For Voted - For 15 Amendments to the Company's Articles of Association Management For Voted - For 16 Election of Independent Directors Management For Voted - For XIAOMI CORP Security ID: KYG9830T1067 Meeting Date: 25-Oct-21 Meeting Type: Extraordinary General Meeting 3 To Approve the Rules of the Proposed Share Option Scheme (the "xiaomi Ev Share Option Scheme") of Xiaomi Ev, Inc. and Authorize the Directors of the Company to Execute Such Documents and Take Such Actions As They Deem Appropriate to Implement and Give Effect to Such Scheme Management For Voted - For XINYI SOLAR HOLDINGS LTD Security ID: KYG9829N1025 Meeting Date: 02-Jun-22 Meeting Type: Annual General Meeting 3 To Receive and Consider the Audited Financial Statements and Reports of the Directors (the "directors") of the Company and the Auditor (the "auditor") of the Company for the Financial Year Ended 31 December 2021 Management For Voted - For 4 To Declare A Final Dividend of 10.0 Hk Cents Per Share for the Year Ended 31 December 2021 Management For Voted - For 5 To Re-elect Mr. Li Man Yin As an Executive Director Management For Voted - Against 6 To Re-elect Mr. Lo Wan Sing, Vincent As an Independent Non-executive Director Management For Voted - For 7 To Re-elect Mr. Kan E-ting, Martin As an Independent Non- Executive Director Management For Voted - For 8 To Authorise the Board (the "board") of Directors to Determine the Remuneration of the Directors Management For Voted - For 9 To Re-appoint the Auditor and to Authorise the Board to Fix Its Remuneration Management For Voted - For 10 To Grant an Unconditional General Mandate to the Directors to Repurchase Shares Management For Voted - For 11 To Grant an Unconditional General Mandate to the Directors to Allot and Issue Shares Management For Voted - Against 12 To Extend the General Mandate Granted to the Directors to Issue Shares by the Shares Repurchased Management For Voted - Against 13 To Consider and Approve the Appointment of Ms. Leong Chong Peng As an Independent Non-executive Director with Effect from the Conclusion of the Annual General Meeting Management For Voted - For 391 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted XPENG INC - CLASS A SHARES Security ID: KYG982AW1003 Meeting Date: 24-Jun-22 Meeting Type: Annual General Meeting 2 To Receive and Adopt the Audited Consolidated Financial Statements of the Company and the Reports of the Directors (the "director(s)") and the Auditor of the Company for the Year Ended December 31, 2021 Management For Voted - For 3 To Re-elect Mr. Xiaopeng He As an Executive Director As Detailed in the Proxy Statement Dated May 12, 2022 Management For Voted - For 4 To Re-elect Mr. Yingjie Chen As A Non-executive Director As Detailed in the Proxy Statement Dated May 12, 2022 Management For Voted - For 5 To Re-elect Mr. Ji-xun Foo As A Non-executive Director As Detailed in the Proxy Statement Dated May 12, 2022 Management For Voted - For 6 To Re-elect Mr. Fei Yang As A Non-executive Director As Detailed in the Proxy Statement Dated May 12, 2022 Management For Voted - For 7 To Authorize the Board of Directors to Fix the Respective Directors' Remuneration Management For Voted - For 8 To Re-appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP As Auditors to Hold Office Until the Conclusion of the Next Annual General Meeting of the Company and to Authorize the Board of Directors to Fix Their Remunerations for the Year Ending December 31, 2022 Management For Voted - For 9 That Consider and Approve the Grant of A General Mandate to the Directors to Issue, Allot, and Deal with Additional Class A Ordinary Shares of the Company Not Exceeding 20% of the Total Number of Issued Shares of the Company As at the Date of Passing of This Resolution As Detailed in the Proxy Statement Dated May 12, 2022 Management For Voted - Against 10 That Consider and Approve the Grant of A General Mandate to the Directors to Repurchase Shares of the Company Not Exceeding 10% of the Total Number of Issued Shares of the Company As at the Date of Passing of This Resolution As Detailed in the Proxy Statement Dated May 12, 2022 Management For Voted - For 11 That Consider and Approve the Extension of the General Mandate Granted to the Directors to Issue, Allot and Deal with Additional Shares in the Share Capital of the Company by the Aggregate Number of the Shares Repurchased by the Company As Detailed in the Proxy Statement Dated May 12, 2022 Management For Voted - Against 392 -------------------------------------------------------------------------------------------------- Global X China Innovation ETF Proposal Proposed by Mgt. Position Registrant Voted ZHEJIANG SHUANGHUAN DRIVEL-A Security ID: CNE100000TF4 Meeting Date: 25-May-22 Meeting Type: Extraordinary General Meeting 1 Launching the Assets Pool Business by the Company and Wholly-owned Subsidiaries Management For Voted - For 2 2022 Stock Option Incentive Plan (draft) and Its Summary Management For Voted - For 3 Appraisal Management Measures for the Implementation of the 2022 Stock Option Incentive Plan Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding 2022 Stock Option Incentive Plan Management For Voted - For 393 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted A. O. SMITH CORPORATION Security ID: 831865209 Ticker: AOS Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect Victoria M. Holt Management For Voted - Withheld 1.2 Elect Michael M. Larsen Management For Voted - For 1.3 Elect Idelle K. Wolf Management For Voted - For 1.4 Elect Gene C. Wulf Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against ADVANCED DRAINAGE SYSTEMS, INC. Security ID: 00790R104 Ticker: WMS Meeting Date: 22-Jul-21 Meeting Type: Annual 1 Elect Anesa T. Chaibi Management For Voted - For 2 Elect Robert M. Eversole Management For Voted - For 3 Elect Alexander R. Fischer Management For Voted - For 4 Elect Mark Haney Management For Voted - For 5 Elect Anil Seetharam Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Amendment to the 2017 Omnibus Incentive Plan Management For Voted - For AGUAS ANDINAS S.A. Security ID: P4171M125 Ticker: AGUASA Meeting Date: 02-Mar-22 Meeting Type: Ordinary 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Related Party Transactions Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Appointment of Risk Rating Agency Management For Voted - For 6 Election of Directors Management For Voted - Abstain 7 Directors' Fees Management For Voted - For 8 Report on Board of Directors' Expenses Management For Voted - For 9 Directors' Committee Fees and Budget Management For Voted - For 10 Report of the Directors' Committee Acts and Expenditure Management For Voted - For 11 Publication of Company Notices Management For Voted - For 12 Transaction of Other Business Management N/A Voted - Against 394 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted ALKHORAYEF WATER & POWER TECHNOLOGIES Security ID: M0852G109 Ticker: 2081 Meeting Date: 24-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 5 Authority to Pay Interim Dividends Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Board Transactions Management For Voted - For 8 Related Party Transactions (Alkhorayef Group Co. 1) Management For Voted - For 9 Related Party Transactions (Alkhorayef Group Co. 2) Management For Voted - For 10 Related Party Transactions (Abdullah bin Ibrahim Alkhorayef Sons Co.) Management For Voted - For 11 Related Party Transactions (Alkhorayef Commercial Co. 1) Management For Voted - For 12 Related Party Transactions (Alkhorayef Commercial Co. 2) Management For Voted - For 13 Related Party Transactions (Alkhorayef Printing Solutions Co.) Management For Voted - For 14 Related Party Transactions (Alkhorayef Petroleum Co.) Management For Voted - For 15 Related Party Transactions (Alkhorayef Industries Co.) Management For Voted - For 16 Related Party Transactions (Saudi Automated Center for Spare Parts Co.) Management For Voted - For 17 Related Party Transactions (Alkhorayef Lubricating Oil Co. "Castrol") Management For Voted - For AMERICAN STATES WATER COMPANY Security ID: 029899101 Ticker: AWR Meeting Date: 24-May-22 Meeting Type: Annual 1.1 Elect Diana M. Bonta Management For Voted - For 1.2 Elect Mary Ann Hopkins Management For Voted - For 1.3 Elect Robert J. Sprowls Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against AMERICAN WATER WORKS COMPANY, INC. Security ID: 030420103 Ticker: AWK Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jeffrey N. Edwards Management For Voted - For 2 Elect Martha Clark Goss Management For Voted - For 3 Elect M. Susan Hardwick Management For Voted - For 395 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Kimberly J. Harris Management For Voted - For 5 Elect Julia L. Johnson Management For Voted - For 6 Elect Patricia L. Kampling Management For Voted - For 7 Elect Karl F. Kurz Management For Voted - For 8 Elect George MacKenzie Management For Voted - For 9 Elect James G. Stavridis Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For BADGER METER, INC. Security ID: 056525108 Ticker: BMI Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Todd A. Adams Management For Voted - For 1.2 Elect Kenneth C. Bockhorst Management For Voted - For 1.3 Elect Henry F. Brooks Management For Voted - For 1.4 Elect Melanie K. Cook Management For Voted - For 1.5 Elect Gale E. Klappa Management For Voted - Withheld 1.6 Elect James W. McGill Management For Voted - For 1.7 Elect Tessa M. Myers Management For Voted - For 1.8 Elect James F. Stern Management For Voted - For 1.9 Elect Glen E. Tellock Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Board Diversity Report Shareholder Against Voted - For BEIJING CAPITAL ECO-ENVIRONMENT PROTECTION GROUP CO. LTD. Security ID: Y07716106 Ticker: 600008 Meeting Date: 27-Apr-22 Meeting Type: Special 1 Transfer of 100 Percent Equities in Beijing Capital Group NZ Investment Holdings by BCG NZ Investment Holding Ltd Management For Voted - For 2 Management Plan For Foreign Exchange Risk Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Work Report Of The Supervisory Committee Management For Voted - For 5 2021 Annual Accounts And 2022 Budget Report Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - Against 7 2021 Profit Distribution Plan Management For Voted - For 396 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Continued Purchase Of Liability Insurance For Directors, Supervisors And Senior Management Management For Voted - Abstain 9 2022 Application For Comprehensive Credit Line To Financial Institutions Management For Voted - For 10 Registration And Issuance Of Medium-Term Notes Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Special 1 Application For Non-Financing Guarantee Letter Quota Management For Voted - For BEIJING ENTERPRISES WATER GROUP LTD. Security ID: G0957L109 Ticker: 0371 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Revised Annual caps under the 2021 Deposit Services Master Agreement Management For Voted - Against Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect JIANG Xinhao Management For Voted - Against 6 Elect ZHOU Min Management For Voted - For 7 Elect LI Li Management For Voted - For 8 Elect WANG Dianchang Management For Voted - Against 9 Elect ZHANG Gaobo Management For Voted - Against 10 Elect WANG Kaijun Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Security ID: Y0772Q101 Ticker: 300070 Meeting Date: 25-Aug-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against 2 Early Termination Of The Provision Of Guarantee For A Company Management For Voted - For 3 Connected Transactions Regarding Provision of Guarantee for the Reverse Factoring Applied for by a Company to Related Parties Management For Voted - Against 397 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Connected Transactions Regarding Provision Of Guarantee For The Comprehensive Credit Line Applied For By A Company To Related Parties Management For Voted - Against 5 Connected Transaction Regarding Loans From The Controlling Shareholder I Management For Voted - For 6 Connected Transaction Regarding Loans From The Controlling Shareholder Ii Management For Voted - For 7 Issuance Of Super And Short-Term Commercial Papers Management For Voted - For Meeting Date: 14-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Provision Of Guarantee For A Company Management For Voted - Against 3 Provision of Guarantee for a Company I Management For Voted - Against 4 Provision of Guarantee for a Company II Management For Voted - Against 5 Provision of Guarantee for a Company III Management For Voted - Against 6 Early Termination Of The Guarantee For The Company Mentioned In Proposal 1 Management For Voted - For 7 Early Termination Of The Guarantee For The Company Mentioned In Proposal 2 Management For Voted - For 8 Approve Extension of Resolution Validity Period and Authorization of the Board of Issuance of Shares to Specific Targets Management For Voted - For Meeting Date: 25-Nov-21 Meeting Type: Special 1 Provision of Guarantee for a Company Management For Voted - Against 2 Provision of Guarantee for a 2nd Company Management For Voted - Against 3 Early Termination of the Guarantee for a 3rd Company I Management For Voted - For 4 Early Termination of the Guarantee for the 3rd Company II Management For Voted - For 5 Connected Transaction Regarding Provision of Guarantee for a 4th Company's Application for Factoring Business to Related Parties Management For Voted - Against 6 Provision of Guarantee for a 5th Company Management For Voted - Against 7 Early Termination of the Guarantee for the 4th Company Management For Voted - For 8 Early Termination of the Guarantee for a 6th Company Management For Voted - For 9 Early Termination of the Guarantee for a 7th Company I Management For Voted - For 10 Early Termination Of The Guarantee For The 7Th Company Ii Management For Voted - For 398 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 17-Jan-22 Meeting Type: Special 1 Provision Of Guarantee For A Company Management For Voted - Against 2 Early Termination Of The Guarantee Provided For A Company Management For Voted - For 3 Early Termination Of The Guarantee Provided For A 2Nd Company Management For Voted - For 4 Early Termination Of The Guarantee Provided For A 3Rd Company Management For Voted - For 5 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 6 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 7 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 8 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 9 Early Termination Of The Guarantee Provided For A 4Th Company I Management For Voted - For 10 Early Termination Of The Guarantee Provided For A 4Th Company Ii Management For Voted - For Meeting Date: 18-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect HUANG Jianglong as Director Management For Voted - For 3 Connected Transactions Regarding Entering into a Financial Services Frame Agreement Management For Voted - Against 4 Risk Evaluation Report on the Financial Business with China Communications Finance Co., Ltd. Management For Voted - Against 5 Preliminary Plan on the Risks Associated with Financial Business with China Communications Finance Co., Ltd. Management For Voted - Against 6 Authority to Give Guarantees for Jiujiang Originwater Ecotechnology Co., Ltd. Management For Voted - Against 7 Authority to Give Guarantees for Nanjing Zhangfa Originwater Environment Co., Ltd. Management For Voted - Against Meeting Date: 30-Mar-22 Meeting Type: Special 1 Provision Of Guarantee For A Company I Management For Voted - Against 2 Provision Of Guarantee For A Company Ii Management For Voted - Against 3 Elect XU Aihua Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions with China Communications Construction Group Management For Voted - For 399 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Related Party Transactions with China Communications Construction Company Limited Management For Voted - For 8 Related Party Transactions with Zhejiang OriginWater Environmental Technology Co., Ltd. Management For Voted - For 9 Related Party Transactions with Xi'an Biyuan Water Co., Ltd. Management For Voted - For 10 Related Party Transactions with Jilin OriginWater Technology Co., Ltd. Management For Voted - For 11 Related Party Transactions with Qingdao OriginWater Technology Development Co., Ltd. Management For Voted - For 12 Related Party Transactions with Fujian Zhangfa OriginWater Technology Co., Ltd. Management For Voted - For 13 Related Party Transactions with Guangdong Haiyuan Environmental Protection Technology Co., Ltd. Management For Voted - For 14 Related Party Transactions with Xinjiang Kunlun New Water Source Technology Co., Ltd. Management For Voted - For 15 Related Party Transactions with CCCC Financial Leasing Co., Ltd. Management For Voted - For 16 2022 Directors' Remuneration Management For Voted - For 17 2022 Supervisors' Remuneration Management For Voted - For 18 Amendments to Articles Management For Voted - For 19 Authority to Give Guarantees to Sihong Jiuan Water Co., Ltd. Management For Voted - Against 20 Authority to Give Guarantees to Xinxiang OriginWater Water Treatment Co., Ltd. Management For Voted - Against Meeting Date: 30-Jun-22 Meeting Type: Special 1 Amendments To The Connected Transactions Management System Management For Voted - For 2 Amendments To The External Investment Management System Management For Voted - For 3 Provision Of Guarantee For A Company Management For Voted - Against 4 Early Termination Of The Guarantee For A Company Management For Voted - For 5 Early Termination Of The Guarantee For Another Company Management For Voted - For CALIFORNIA WATER SERVICE GROUP Security ID: 130788102 Ticker: CWT Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Gregory E. Aliff Management For Voted - For 2 Elect Terry P. Bayer Management For Voted - For 3 Elect Shelly M. Esque Management For Voted - For 4 Elect Martin A. Kropelnicki Management For Voted - For 5 Elect Thomas M. Krummel Management For Voted - For 6 Elect Richard P. Magnuson Management For Voted - For 7 Elect Yvonne Maldonado Management For Voted - For 8 Elect Scott L. Morris Management For Voted - For 9 Elect Peter C. Nelson Management For Voted - For 400 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Carol M. Pottenger Management For Voted - For 11 Elect Lester A. Snow Management For Voted - For 12 Elect Patricia K. Wagner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Increase in Authorized Common Stock Management For Voted - For CHENGDU XINGRONG ENVIRONMENT CO., LTD. Security ID: Y1R189102 Ticker: 000598 Meeting Date: 15-Oct-21 Meeting Type: Special 1 Connected Transaction Regarding Transfer Of Assets In A Company Management For Voted - For Meeting Date: 23-Nov-21 Meeting Type: Special 1 Reappointment of Audit Firm Management For Voted - Against 2 Elect BAI Peng Management For Voted - Against Meeting Date: 17-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 Approval of FY2022 Financial Budget Management For Voted - For 6 FY2021 Allocation of Profits/Dividends Management For Voted - For 7 Authority to Issue Medium-Term Debt Instruments Management For Voted - For 8 Proposal for FY2022 Employee Restricted Shares Plan Management For Voted - For 9 Implement Assessment Management Plan for Employee Restricted Shares Plan Management For Voted - For 10 FY2022 Employee Restricted Shares Plan Management Plan Management For Voted - For 11 Board Authorization of FY2022 Employee Restricted Shares Plan Management For Voted - For COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO. Security ID: P2R268136 Ticker: SBSP3 Meeting Date: 24-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Carla Almeida as Eligibility and Advisory Committee Member Management For Voted - For 4 Elect Leonardo Augusto de Andrade Barbosa Management For Voted - For 5 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 6 Proportional Allocation of Cumulative Votes Management N/A Voted - For 401 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Allocate Cumulative Votes to Leonardo Augusto de Andrade Barbosa Management N/A Voted - Abstain 8 Ratify Wilson Newton de Mello Neto's Independence Status Management For Voted - For 9 Elect Tarcila Reis Jordao as Supervisory Council Member Management For Voted - For 10 Approve Recasting of Votes for Amended Supervisory Council Slate Management N/A Voted - Against 11 Ratify Updated Global Remuneration Amount Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Board Size Management For Voted - For 7 Election of Directors Management For Voted - For 8 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Proportional Allocation of Cumulative Votes Management N/A Voted - For 11 Allocate Cumulative Votes to Mario Engler Pinto Junio Management N/A Voted - Abstain 12 Allocate Cumulative Votes to Benedito Pinto Ferreira Braga Junior Management N/A Voted - Abstain 13 Allocate Cumulative Votes to Claudia Polto da Cunha Management N/A Voted - Abstain 14 Allocate Cumulative Votes to Eduardo de Freitas Teixeira Management N/A Voted - Abstain 15 Allocate Cumulative Votes to Francisco Luiz Sibut Gomide Management N/A Voted - Abstain 16 Allocate Cumulative Votes to Francisco Vidal Luna Management N/A Voted - Abstain 17 Allocate Cumulative Votes to Leonardo Augusto de Andrade Barbosa Management N/A Voted - Abstain 18 Allocate Cumulative Votes to Luis Eduardo Alves de Assis Management N/A Voted - Abstain 19 Allocate Cumulative Votes to Wilson Newton de Mello Neto Management N/A Voted - Abstain 20 Supervisory Council Size Management N/A Voted - For 21 Election of Supervisory Council Management For Voted - Against 22 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 23 Remuneration Policy Management For Voted - Against 24 Elect Mario Engler Pinto Junior as Board Chair Management For Voted - For 25 Request Cumulative Voting Management For Voted - Against 26 Request Separate Election for Board Member Management For Voted - Abstain Meeting Date: 28-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Election of Audit Committee Members Management For Voted - For 402 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Amendments to Articles Management For Voted - For 5 Consolidation of Articles Management For Voted - For COPASA S.A. Security ID: P28269101 Ticker: CSMG3 Meeting Date: 19-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue Debt Instruments (16th Debenture Issuance) Management For Voted - For 3 Elect Guilherme Augusto Duarte de Faria as a Supervisory Council Member Management For Voted - For 4 Remuneration Policy Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 01-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Approve Dismissal of Helger Marra Lopes as Supervisory Council Member Management For Voted - For 4 Elect Luisa Cardoso Barreto as Supervisory Council Member Management For Voted - For Meeting Date: 17-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Liability Action Against the Minas Gerais State Water and Sewage Regulatory Agency (Administrative Proceeding 05/2019 - Billing of Sewage Services) Management For Voted - For 4 Authority to Fill a Lawsuit Against the Minas Gerais State Water and Sewage Regulatory Agency (Administrative Proceeding 31/2021 - Heavy Rainfalls Impact on Sewage Services) Management For Voted - For Meeting Date: 08-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Establishment of Administrative Bidding Procedure Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - Against 4 Allocation of Profits/Dividends Management For Voted - For 5 Approve Investment Plan (COPANOR) Management For Voted - For 6 Board Size Management For Voted - For 403 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Supervisory Council Size Management For Voted - For 8 Request Cumulative Voting Management N/A Voted - Against 9 Election of Directors Management For Voted - For 10 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Proportional Allocation of Cumulative Votes Management N/A Voted - For 13 Allocate Cumulative Votes to Andre Macedo Faco Management N/A Voted - Abstain 14 Allocate Cumulative Votes to Helio Marcos Coutinho Beltrao Management N/A Voted - Abstain 15 Allocate Cumulative Votes to Joel Musman Management N/A Voted - Abstain 16 Allocate Cumulative Votes to Hamilton Amadeo Management N/A Voted - Abstain 17 Allocate Cumulative Votes to Welerson Cavalieri Management N/A Voted - Abstain 18 Allocate Cumulative Votes to Robson Guedes Campos Management N/A Voted - Abstain 19 Allocate Cumulative Votes to Marcelo Souza Monteiro Management N/A Voted - Abstain 20 Elect Marcelo Souza Monteiro as Board Member Presented by Minority Shareholders Management N/A Voted - For 21 Cumulate Common and Preferred Shares Management N/A Voted - For 22 Election of Supervisory Council Management For Voted - Abstain 23 Approve Recasting of Votes for Amended Supervisory Council Slate Management N/A Voted - Against 24 Elect Sergio Tuffy Sayeg to the Supervisory Council Presented by Minority Shareholders Management N/A Voted - For Meeting Date: 29-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Policy Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting COWAY CO., LTD. Security ID: Y1786S109 Ticker: 021240 Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Elect LEE Kil Yeon Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting ECOLAB INC. Security ID: 278865100 Ticker: ECL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Shari L Ballard Management For Voted - For 2 Elect Barbara J. Beck Management For Voted - For 3 Elect Christophe Beck Management For Voted - For 4 Elect Jeffrey M. Ettinger Management For Voted - For 404 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Arthur J. Higgins Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect David W. MacLennan Management For Voted - For 8 Elect Tracy B. McKibben Management For Voted - For 9 Elect Lionel L. Nowell, III Management For Voted - For 10 Elect Victoria J. Reich Management For Voted - For 11 Elect Suzanne M. Vautrinot Management For Voted - For 12 Elect John J. Zillmer Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against ENERGY RECOVERY, INC. Security ID: 29270J100 Ticker: ERII Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Joan K. Chow Management For Voted - For 1.2 Elect Lisa Anne Pollina Management For Voted - For 1.3 Elect Sherif Foda Management For Voted - For 1.4 Elect Arve Hanstveit Management For Voted - For 1.5 Elect Pamela Tondreau Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ESSENTIAL UTILITIES INC. Security ID: 29670G102 Ticker: WTRG Meeting Date: 04-May-22 Meeting Type: Annual 1.1 Elect Elizabeth B. Amato Management For Voted - For 1.2 Elect David A. Ciesinski Management For Voted - For 1.3 Elect Christopher H. Franklin Management For Voted - For 1.4 Elect Daniel J. Hilferty Management For Voted - For 1.5 Elect Edwina Kelly Management For Voted - For 1.6 Elect Ellen T. Ruff Management For Voted - For 1.7 Elect Lee C. Stewart Management For Voted - For 1.8 Elect Christopher C Womack Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Amendment to By-Laws Regarding Derivative Securities Disclosure Management For Voted - For 4 Ratification of Auditor Management For Voted - Against 405 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted EVOQUA WATER TECHNOLOGIES CORP. Security ID: 30057T105 Ticker: AQUA Meeting Date: 16-Feb-22 Meeting Type: Annual 1.1 Elect Nick Bhambri Management For Voted - For 1.2 Elect Sherrese Clarke Soares Management For Voted - For 1.3 Elect Lynn C. Swann Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For FRANKLIN ELECTRIC CO., INC. Security ID: 353514102 Ticker: FELE Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Renee J. Peterson Management For Voted - For 2 Elect Jennifer L. Sherman Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - For GUANGDONG INVESTMENT LIMITED Security ID: Y2929L100 Ticker: 0270 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIN Tiejun Management For Voted - Against 6 Elect TSANG Hon Nam Management For Voted - Against 7 Elect CAI Yong Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting KEPPEL INFRASTRUCTURE TRUST Security ID: Y4724S108 Ticker: A7RU Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Kunnasagaran Chinniah Management For Voted - For 4 Elect Christina MUI Tan Hua Management For Voted - For 406 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 Authority to Repurchase Units Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 19-Apr-22 Meeting Type: Special 1 Approve Fee Change and Amendment to Trust Deed Management For Voted - For KURITA WATER INDUSTRIES LTD. Security ID: J37221116 Ticker: 6370 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Michiya Kadota Management For Voted - For 5 Elect Hirohiko Ejiri Management For Voted - For 6 Elect Yoshio Yamada Management For Voted - For 7 Elect Yasuo Suzuki Management For Voted - For 8 Elect Shuji Shirode Management For Voted - For 9 Elect Katsuya Amano Management For Voted - For 10 Elect Ryoko Sugiyama Management For Voted - For 11 Elect Keiko Tanaka Management For Voted - For 12 Elect Kenichiro Kamai Management For Voted - For 13 Elect Masahiro Miyazaki Management For Voted - For 14 Elect Tetsuya Nagasawa as Alternate Statutory Auditor Management For Voted - For METAWATER CO.,LTD. Security ID: J4231P107 Ticker: 9551 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Kenji Yamaguchi Management For Voted - For 4 Elect Noboru Okuda Management For Voted - For 5 Elect Masashi Sakai Management For Voted - For 6 Elect Michio Fujii Management For Voted - For 7 Elect Kaoru Aizawa Management For Voted - For 8 Elect Fumiko Kosao Management For Voted - For 9 Elect Tsuneo Tanai Management For Voted - For 10 Elect Masami Kusunoki as Statutory Auditor Management For Voted - For 11 Elect Junichi Satoh Management For Voted - For 12 Elect Kenji Shoda Management For Voted - For 407 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted MIDDLESEX WATER COMPANY Security ID: 596680108 Ticker: MSEX Meeting Date: 23-May-22 Meeting Type: Annual 1.1 Elect Steven M. Klein Management For Voted - Withheld 1.2 Elect Amy B. Mansue Management For Voted - For 1.3 Elect Walter G. Reinhard Management For Voted - For 1.4 Elect Vaughn L. McKoy Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For MUELLER WATER PRODUCTS, INC. Security ID: 624758108 Ticker: MWA Meeting Date: 07-Feb-22 Meeting Type: Annual 1 Elect Shirley C. Franklin Management For Voted - For 2 Elect J. Scott Hall Management For Voted - For 3 Elect Thomas J. Hansen Management For Voted - For 4 Elect Mark J. O'Brien Management For Voted - For 5 Elect Christine Ortiz Management For Voted - For 6 Elect Bernard G. Rethore Management For Voted - For 7 Elect Jeffery S. Sharritts Management For Voted - For 8 Elect Lydia W. Thomas Management For Voted - For 9 Elect Michael T. Tokarz Management For Voted - For 10 Elect Stephen C. Van Arsdell Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For NOMURA MICRO SCIENCE CO., LTD. Security ID: J5893C102 Ticker: 6254 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Toyosaku Senda Management For Voted - For 5 Elect Yoshitaka Yamaki Management For Voted - For 6 Elect Makoto Uchida Management For Voted - For 7 Elect Takayuki Haga Management For Voted - For 8 Elect Katsuji Nishie Management For Voted - For 9 Elect Masahiko Koshiba Management For Voted - Against 10 Elect Hisayori Kataoka Management For Voted - For 11 Amendment to Restricted Stock Plan Management For Voted - For 12 Retirement Allowances for Directors Management For Voted - Against 408 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted ORGANO CORPORATION Security ID: J61697108 Ticker: 6368 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masaki Uchikura Management For Voted - For 5 Elect Masayuki Yamada Management For Voted - For 6 Elect Yasutoshi Nakayama Management For Voted - For 7 Elect Nobuyoshi Suda Management For Voted - For 8 Elect Tetsushi Honda Management For Voted - For 9 Elect Mitsutaka Sugata Management For Voted - For 10 Elect Motoo Nagai Management For Voted - For 11 Elect Keiko Terui Management For Voted - For 12 Elect Kenji Hirai Management For Voted - For 13 Elect Tomoaki Ito Management For Voted - For 14 Elect Hirohito Kodama Management For Voted - For PENNON GROUP PLC Security ID: G8295T239 Ticker: PNN Meeting Date: 22-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Final Dividend Management For Voted - For 4 Remuneration Report (Advisory) Management For Voted - For 5 Elect Gill Rider Management For Voted - For 6 Elect Susan J. Davy Management For Voted - For 7 Elect Paul Boote Management For Voted - For 8 Elect Neil Cooper Management For Voted - For 9 Elect Iain Evans Management For Voted - For 10 Elect Claire Ighodaro Management For Voted - For 11 Elect Jon Butterworth Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authorisation of Political Donations Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 409 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted PENTAIR PLC Security ID: G7S00T104 Ticker: PNR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Mona Abutaleb Stephenson Management For Voted - For 2 Elect Melissa Barra Management For Voted - For 3 Elect Glynis A. Bryan Management For Voted - For 4 Elect T. Michael Glenn Management For Voted - For 5 Elect Theodore L. Harris Management For Voted - For 6 Elect David A. Jones Management For Voted - For 7 Elect Gregory E. Knight Management For Voted - For 8 Elect Michael T. Speetzen Management For Voted - For 9 Elect John L. Stauch Management For Voted - For 10 Elect Billie I. Williamson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For Voted - For RELIANCE WORLDWIDE CORPORATION LIMITED Security ID: Q8068F100 Ticker: RWC Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Darlene Knight Management For Voted - For 3 Re-elect Sharon McCrohan Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Equity Grant (MD/CEO Heath Sharp) Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Renew Proportional Takeover Provisions Management For Voted - For SELECT ENERGY SERVICES, INC. Security ID: 81617J301 Ticker: WTTR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect David C. Baldwin Management For Voted - For 2 Elect Gayle L. Burleson Management For Voted - For 3 Elect Richard A. Burnett Management For Voted - For 4 Elect Robert V. Delaney Management For Voted - For 5 Elect Luis Fernandez-Moreno Management For Voted - For 6 Elect John Schmitz Management For Voted - For 7 Elect Troy W. Thacker Management For Voted - For 8 Elect Douglas J. Wall Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 410 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted SEVERN TRENT PLC Security ID: G8056D159 Ticker: SVT Meeting Date: 08-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Remuneration Policy (Binding) Management For Voted - For 4 Approval of Long-Term Incentive Plan Management For Voted - For 5 Advisory Vote on Climate Change Action Plan Management For Voted - For 6 Final Dividend Management For Voted - For 7 Elect Kevin S. Beeston Management For Voted - For 8 Elect James Bowling Management For Voted - For 9 Elect John Coghlan Management For Voted - For 10 Elect Olivia Garfield Management For Voted - For 11 Elect Christine Hodgson Management For Voted - For 12 Elect Sharmila Nebhrajani Management For Voted - For 13 Elect Philip Remnant Management For Voted - For 14 Elect Angela Strank Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Authorisation of Political Donations Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For 22 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For SJW GROUP Security ID: 784305104 Ticker: SJW Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Walter J. Bishop Management For Voted - For 2 Elect Carl Guardino Management For Voted - For 3 Elect Mary Ann Hanley Management For Voted - For 4 Elect Heather Hunt Management For Voted - For 5 Elect Rebecca A. Klein Management For Voted - For 6 Elect Gregory P. Landis Management For Voted - For 7 Elect Daniel B. More Management For Voted - For 8 Elect Eric W. Thornburg Management For Voted - For 9 Elect Carol P. Wallace Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 411 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted UNITED UTILITIES GROUP PLC Security ID: G92755100 Ticker: UU Meeting Date: 23-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Remuneration Report (Advisory) Management For Voted - For 4 Elect David Higgins Management For Voted - For 5 Elect Steven L. Mogford Management For Voted - For 6 Elect Phil Aspin Management For Voted - For 7 Elect Mark S. Clare Management For Voted - For 8 Elect Stephen A. Carter Management For Voted - For 9 Elect Kathleen Cates Management For Voted - For 10 Elect Alison Goligher Management For Voted - For 11 Elect Paulette Rowe Management For Voted - For 12 Elect Doug Webb Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Amendments to Articles Management For Voted - For 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 21 Authorisation of Political Donations Management For Voted - For WATTS WATER TECHNOLOGIES, INC. Security ID: 942749102 Ticker: WTS Meeting Date: 11-May-22 Meeting Type: Annual 1.1 Elect Christopher L. Conway Management For Voted - For 1.2 Elect Michael J. Dubose Management For Voted - For 1.3 Elect David A. Dunbar Management For Voted - For 1.4 Elect Louise K. Goeser Management For Voted - For 1.5 Elect W. Craig Kissel Management For Voted - Withheld 1.6 Elect Joseph T. Noonan Management For Voted - For 1.7 Elect Robert J. Pagano, Jr. Management For Voted - For 1.8 Elect Merilee Raines Management For Voted - For 1.9 Elect Joseph W. Reitmeier Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Amendment to the 2004 Stock Incentive Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - Against 412 -------------------------------------------------------------------------------------------------- Global X Clean Water ETF Proposal Proposed by Mgt. Position Registrant Voted WPG (SHANGHAI) SMART WATER PUBLIC CO LTD Security ID: Y9669Z108 Ticker: 603956 Meeting Date: 17-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval for Line of Credit in FY2022 Management For Voted - For 8 FY2021 Directors and Supervisors' Fees Management For Voted - For 9 Approval of FY2021 Special Report on Deposit and Use of Raised Funds Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Approval for Captain No. 1 Employee Stock Purchase Plan ("ESOP") Management For Voted - For 12 Establishment of Management Measures for Captain No. 1 ESOP Management For Voted - For 13 Board Authorization to Handle Matters of Captain No. 1 ESOP Management For Voted - For 14 Approval for Yuanhang No. 1 Employee Stock Purchase Plan ("ESOP") Management For Voted - Against 15 Establishment of Management Measures for Yuanhang No. 1 ESOP Management For Voted - Against 16 Board Authorization to Handle Matters of Yuanhang No. 1 ESOP Management For Voted - Against 17 Non-Voting Meeting Note N/A N/A Non-Voting XYLEM INC. Security ID: 98419M100 Ticker: XYL Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Jeanne Beliveau-Dunn Management For Voted - For 2 Elect Patrick K. Decker Management For Voted - For 3 Elect Robert F. Friel Management For Voted - Against 4 Elect Jorge M. Gomez Management For Voted - For 5 Elect Victoria D. Harker Management For Voted - Against 6 Elect Steven R. Loranger Management For Voted - For 7 Elect Mark D. Morelli Management For Voted - For 8 Elect Jerome A. Peribere Management For Voted - For 9 Elect Markos I. Tambakeras Management For Voted - Against 10 Elect Lila Tretikov Management For Voted - For 11 Elect Uday Yadav Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 413 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted AERIS INDUSTRIA E COMERCIO DE EQUIPAMENTOS PARA GERACAO DE ENERGIA S.A Security ID: P0R9AR104 Ticker: AERI3 Meeting Date: 10-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles Management For Voted - For 4 Consolidation of Articles Management For Voted - For 5 Cancellation of Stock Option Plan Management For Voted - For 6 Restricted Share Plan Management For Voted - Against 7 Authorization of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Management's Report Management For Voted - For 5 Capital Expenditure Budget Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Board Size Management For Voted - For 8 Request Cumulative Voting Management N/A Voted - Against 9 Election of Directors Management For Voted - For 10 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Proportional Allocation of Cumulative Votes Management N/A Voted - For 13 Allocate Cumulative Votes to Alexandre Funari Negrao Management N/A Voted - Abstain 14 Allocate Cumulative Votes to Edison Ticle de Andrade Melo e Souza Filho Management N/A Voted - Abstain 15 Allocate Cumulative Votes to Gisela Sarnes Negrao Assis Management N/A Voted - Abstain 16 Allocate Cumulative Votes to Luiz Henrique Del Cistia Thonon Management N/A Voted - Abstain 17 Allocate Cumulative Votes to Solange Mendes Geraldo Ragazi David Management N/A Voted - Abstain 18 Request Separate Election for Board Members Management N/A Voted - Abstain 19 Ratify Director's Independence Status Management For Voted - For 20 Remuneration Policy Management For Voted - Against 21 Request Establishment of Supervisory Council Management For Voted - For ALFEN NV Security ID: N0227W101 Ticker: ALFEN Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 414 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Remuneration Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Ratification of Management Board Acts Management For Voted - For 8 Ratification of Supervisory Board Acts Management For Voted - For 9 Management Board Remuneration Policy Management For Voted - For 10 Elect Marco Roeleveld Management For Voted - For 11 Elect Jeroen van Rossen Management For Voted - For 12 Elect Michelle M.K. Lesh Management For Voted - For 13 Elect Henk ten Hove to the Supervisory Board Management For Voted - For 14 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting AMERESCO, INC. Security ID: 02361E108 Ticker: AMRC Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect Douglas I. Foy Management For Voted - Withheld 1.2 Elect Jennifer L. Miller Management For Voted - For 1.3 Elect Nickolas Stavropoulos Management For Voted - For 2 Ratification of Auditor Management For Voted - For ARRAY TECHNOLOGIES, INC. Security ID: 04271T100 Ticker: ARRY Meeting Date: 24-May-22 Meeting Type: Annual 1.1 Elect Paulo Jorge Tavares Almirante Management For Voted - For 1.2 Elect Ron P. Corio Management For Voted - For 1.3 Elect Jayanthi Iyengar Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Approval of the Employee Stock Purchase Plan Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 415 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted BALLARD POWER SYSTEMS INC. Security ID: 058586108 Ticker: BLDP Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kathleen A. Bayless Management For Voted - For 2 Elect Douglas P. Hayhurst Management For Voted - For 3 Elect JIANG Kui Management For Voted - For 4 Elect Duy-Loan T. Le Management For Voted - For 5 Elect R. Randall MacEwen Management For Voted - For 6 Elect Hubertus M. Muehlhaeuser Management For Voted - For 7 Elect Marty Neese Management For Voted - For 8 Elect James Roche Management For Voted - For 9 Elect Shaojun Sun Management For Voted - Withheld 10 Elect Janet P. Woodruff Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Withheld 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendments to Articles Regarding Quorum Management For Voted - For BLOOM ENERGY CORPORATION Security ID: 093712107 Ticker: BE Meeting Date: 11-May-22 Meeting Type: Annual 1.1 Elect Mary K. Bush Management For Voted - For 1.2 Elect KR Sridhar Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Increase in the Authorized Preferred Stock Management For Voted - Against 4 Amendment to Certificate of Incorporation Regarding Exclusive Forum Provisions Management For Voted - Against 5 Amendment to the 2018 Employee Stock Purchase Plan Management For Voted - Against 6 Ratification of Auditor Management For Voted - For CANADIAN SOLAR INC. Security ID: 136635109 Ticker: CSIQ Meeting Date: 22-Jun-22 Meeting Type: Annual 1.1 Elect Shawn (Xiaohua) Qu Management For Voted - For 1.2 Elect Karl E. Olsoni Management For Voted - For 1.3 Elect Harry E. Ruda Management For Voted - For 1.4 Elect Lauren C. Templeton Management For Voted - Withheld 1.5 Elect Andrew (Luen Cheung) Wong Management For Voted - Withheld 1.6 Elect Arthur WONG Lap Tat Management For Voted - Withheld 1.7 Elect Leslie CHANG Li Hsien Management For Voted - Withheld 1.8 Elect Yan ZHUANG Management For Voted - For 1.9 Elect Huifeng CHANG Management For Voted - Withheld 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Approval of Continuance Management For Voted - For 416 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted CERES POWER HOLDINGS PLC Security ID: G2091U128 Ticker: CWR Meeting Date: 05-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Authority to Set Auditor's Fees Management For Voted - For 4 Elect Julia King Management For Voted - For 5 Elect Eric Daniel Lakin Management For Voted - For 6 Elect Trine Borum Bojsen Management For Voted - For 7 Elect Steve Callaghan Management For Voted - For 8 Elect Warren A. Finegold Management For Voted - For 9 Elect Uwe Glock Management For Voted - For 10 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 13 Adoption of New Articles Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting CHINA EVERBRIGHT ENVIRONMENT GROUP LIMITED Security ID: Y14226107 Ticker: 0257 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WANG Tianyi Management For Voted - Against 6 Elect LUAN Zusheng Management For Voted - For 7 Elect AN Xuesong Management For Voted - For 8 Elect SUO Xuquan Management For Voted - For 9 Elect LI Shuk Yin Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting CS WIND CORPORATION Security ID: Y1R23X102 Ticker: 112610 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 417 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Amendments to Articles Management For Voted - Against 3 Elect KIM Seung Beom Management For Voted - For 4 Elect KIM Sung Soo Management For Voted - For 5 Election of Independent Director to Be Appointed as Audit Committee Member: Um Eun Sook Management For Voted - For 6 Directors' Fees Management For Voted - For DONGFANG ELECTRIC CO LTD Security ID: Y20958107 Ticker: 1072 Meeting Date: 28-Dec-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Repurchase and Cancellation of Certain Restricted Shares Management For Voted - For Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Repurchase and Cancellation of Certain Restricted Shares Management For Voted - For 3 Purchase and Production Services Framework Agreement Management For Voted - For 4 2022 Sales and Production Services Framework Agreement Management For Voted - For 5 2022 Combined Ancillary Services Framework Agreement Management For Voted - For 6 2022 Financial Services Framework Agreement Management For Voted - For 7 2022 Properties and Equipment Lessee Framework Agreement Management For Voted - For 8 Properties and Equipment Lessor Framework Agreement Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Director's Report Management For Voted - For 3 Supervisor's Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Amendments to Work Rules for Independent Directors Management For Voted - For 8 Elect HU Weidong as Supervisor Management For Voted - Against 9 Repurchase and Cancellation of Restricted Shares Management For Voted - For 10 Amendments to Articles of Association Management For Voted - For 11 Amendments to Procedural Rules of the Board Management For Voted - For 12 Amendments to Procedural Rules of General Meeting Management For Voted - For 13 Elect LIU Zhiquan Management For Voted - For 14 Elect ZHANG Jilie Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 418 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Repurchase and Cancellation of Restricted Shares Management For Voted - For DOOSAN FUEL CELL CO. LTD. Security ID: Y2103X102 Ticker: 336260 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Adoption of Executive Officer Retirement Allowance Policy Management For Voted - Against 4 Election of Directors (Slate) Management For Voted - Against 5 Election of Audit Committee Members (Slate) Management For Voted - Against 6 Directors' Fees Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting ENPHASE ENERGY, INC. Security ID: 29355A107 Ticker: ENPH Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Steven J. Gomo Management For Voted - For 1.2 Elect Thurman John Rodgers Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For FIRST SOLAR, INC. Security ID: 336433107 Ticker: FSLR Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Michael J. Ahearn Management For Voted - For 2 Elect Richard D. Chapman Management For Voted - For 3 Elect Anita Marangoly George Management For Voted - For 4 Elect George A. Hambro Management For Voted - For 5 Elect Molly E. Joseph Management For Voted - For 6 Elect Craig Kennedy Management For Voted - For 7 Elect Lisa A. Kro Management For Voted - For 8 Elect William J. Post Management For Voted - For 9 Elect Paul H. Stebbins Management For Voted - Against 10 Elect Michael T. Sweeney Management For Voted - For 11 Elect Mark Widmar Management For Voted - For 12 Elect Norman L. Wright Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 419 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted FLAT GLASS GROUP CO LTD. Security ID: Y2575W103 Ticker: 601865 Meeting Date: 18-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report on the Use of Previously Raised Funds Management For Voted - For 3 A-share stock option incentive plan (draft) and its summary Management For Voted - For 4 Appraisal Management Measures for the Implementation of stock option Incentive Plan Management For Voted - For 5 Authorization to the Board to Handle Matters Regarding stock option incentive plan Management For Voted - For FLAT GLASS GROUP CO., LTD. Security ID: Y2575W103 Ticker: 6865 Meeting Date: 20-Aug-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Type of Securities Management For Voted - For 3 Issuance Size Management For Voted - For 4 Nominal Value and Issue Price Management For Voted - For 5 Term Management For Voted - For 6 Coupon Rate Management For Voted - For 7 Method and Timing of Interest Payment Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment of Conversion Price Management For Voted - For 10 Downward Adjustment To The Conversion Price Management For Voted - For 11 Determination of the Number of Conversion Shares and Methods For Determining The Number of Shares for Conversion When There Is Insufficient Balance on Conversion into One Share Management For Voted - For 12 Terms of Redemption Management For Voted - For 13 Terms of Sell Back Management For Voted - For 14 Dividend Rights For The Conversion Year Management For Voted - For 15 Method of Issuance and Target Investors Management For Voted - For 16 Subscription Arrangement For Exiting A- Shareholders Management For Voted - For 17 Relevant Matters on Bondholders' Meetings Management For Voted - For 18 Use of Proceeds Management For Voted - For 19 Management and Deposit of Proceeds Management For Voted - For 20 Guarantee Management For Voted - For 21 Validity Period of Resolution Management For Voted - For 22 Preliminary Plan For Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 23 Authorization of the Board To Manage The Matters Relating to the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 420 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report on Company's Compliance of the Conditions For A- Share Convertible Bonds Management For Voted - For 3 Type of Securities Management For Voted - For 4 Issuance Size Management For Voted - For 5 Nominal Value and Issue Price Management For Voted - For 6 Term Management For Voted - For 7 Coupon Rate Management For Voted - For 8 Method and Timing of Interest Payment Management For Voted - For 9 Conversion Period Management For Voted - For 10 Determination and Adjustment of Conversion Price Management For Voted - For 11 Downward Adjustment to the Conversion Price Management For Voted - For 12 Determination of the Number of Conversion Shares and Methods for Determining the Number of Shares for Conversion When There is Insufficient Balance on Conversion Into One Share Management For Voted - For 13 Terms of Redemption Management For Voted - For 14 Terms of Sell Back Management For Voted - For 15 Dividend Rights For the Conversion Year Management For Voted - For 16 Method of Issuance and Target Investors Management For Voted - For 17 Subscription Arrangement For Exiting A Shareholders Management For Voted - For 18 Relevant Matters On Bondholders' Meetings Management For Voted - For 19 Use of Proceeds Management For Voted - For 20 Management and Deposit of Proceeds Management For Voted - For 21 Guarantee Management For Voted - For 22 Validity Period of Resolution Management For Voted - For 23 Preliminary Plan of the Proposed Issuance of A Share Convertible Bonds Management For Voted - For 24 Feasibility Report of the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 25 Report on Use of Previous Proceeds Management For Voted - For 26 Rules for A Share Convertible Bondholders' Meetings Management For Voted - For 27 Dilution of Immediate Return as a Result of the IPO of A- Share Convertible Bonds on Major Financial Indicators of the Company and the Remedial Measures Adopted by the Company Management For Voted - For 28 Undertakings of Directors, Senior Management, Controlling Shareholders and Actual Controllers of the Company on the Actual Performance of the Remedial Measures for the Dilution of Current Returns Management For Voted - For 29 Authorization of the Board and Its Authorized Persons to Manage the Matters Relating to the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 30 Shareholders' Dividend Distribution Plan For 2021- 2023 Management For Voted - For 421 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 31 Possible Subscription For A- Share Convertible Bonds By Controlling Shareholders, Directors and Supervisors Management For Voted - For Meeting Date: 18-Nov-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Share Option Incentive Scheme Management For Voted - For 3 Assessment Measures in Respect of the Incentive Scheme Management For Voted - For 4 Board Authorization in Respect of the Incentive Scheme Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Annual Report Management For Voted - For 6 Final Account Report Management For Voted - For 7 2022 Financial Budget Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Supervisors' Fees Management For Voted - For 12 Environmental, Social and Governance Report Management For Voted - For 13 Authority to Give Guarantees Management For Voted - Against 14 Related Party Transactions Management For Voted - For 15 Use of Proceeds Management For Voted - For FUELCELL ENERGY, INC. Security ID: 35952H601 Ticker: FCEL Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Elect James H. England Management For Voted - For 2 Elect Jason B. Few Management For Voted - For 3 Elect Matthew F. Hilzinger Management For Voted - For 4 Elect Natica von Althann Management For Voted - For 5 Elect Cynthia Hansen Management For Voted - For 6 Elect Donna Sims Wilson Management For Voted - For 7 Elect Betsy Bingham Management For Voted - For 8 Ratification of Auditor Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 422 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted HANWHA SOLUTIONS CORPORATION Security ID: Y3065K104 Ticker: 009830 Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 3 Amendments to Articles Management For Voted - For 4 Elect KIM Dong Kwan Management For Voted - Against 5 Elect RYOO Du Hyoung Management For Voted - For 6 Elect NAM Yi Hyeon Management For Voted - Against 7 Elect CHOI Man Gyu Management For Voted - Against 8 Elect Satoshi Shima Management For Voted - For 9 Elect Amanda Bush Management For Voted - For 10 Elect SEO Jeong Ho Management For Voted - For 11 Elect PARK Ji Hyeong Management For Voted - Against 12 Election of Audit Committee Member: CHOI Man Gyu Management For Voted - Against 13 Election of Audit Committee Member: PARK Ji Hyeong Management For Voted - Against 14 Directors' Fees Management For Voted - For ITM POWER PLC Security ID: G4985J102 Ticker: ITM Meeting Date: 29-Oct-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - Against 3 Elect Tom Rae Management For Voted - For 4 Elect Andrew C. Allen Management For Voted - For 5 Elect Graham Cooley Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Nov-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Placing and Subscription Management For Voted - For 3 Disapplication of Preemptive Rights (Placing and Subscription) Management For Voted - For JINKOSOLAR HOLDING CO., LTD. Security ID: 47759T100 Ticker: JKS Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Xianhua Li Management For Voted - For 423 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Stephen Markscheid Management For Voted - Against 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Authorization of Legal Formalities Management For Voted - For JOHNSON MATTHEY PLC Security ID: G51604166 Ticker: JMAT Meeting Date: 29-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Stephen Oxley Management For Voted - For 5 Elect Jane Griffiths Management For Voted - For 6 Elect Xiaozhi Liu Management For Voted - For 7 Elect Robert J. MacLeod Management For Voted - For 8 Elect Chris Mottershead Management For Voted - Against 9 Elect John O'Higgins Management For Voted - Against 10 Elect Patrick W. Thomas Management For Voted - Against 11 Elect Doug Webb Management For Voted - Against 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authorisation of Political Donations Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For LANDIS+GYR GROUP AG Security ID: H893NZ107 Ticker: LAND Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Accounts and Reports Management For Take No Action 4 Allocation of Losses Management For Take No Action 5 Dividend from Reserves Management For Take No Action 6 Ratification of Board and Management Acts Management For Take No Action 7 Compensation Report Management For Take No Action 8 Board Compensation Management For Take No Action 9 Executive Compensation Management For Take No Action 10 Elect Andreas Umbach Management For Take No Action 11 Elect Eric A. Elzvik Management For Take No Action 12 Elect Peter Mainz Management For Take No Action 424 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Soren Thorup Sorensen Management For Take No Action 14 Elect Andreas Spreiter Management For Take No Action 15 Elect Christina M. Stercken Management For Take No Action 16 Elect Laureen Tolson Management For Take No Action 17 Appoint Andreas Umbach as Board Chair Management For Take No Action 18 Elect Eric A. Elzvik as Compensation Committee Member Management For Take No Action 19 Elect Peter Mainz as Compensation Committee Member Management For Take No Action 20 Elect Laureen Tolson as Compensation Committee Member Management For Take No Action 21 Appointment of Auditor Management For Take No Action 22 Appointment of Independent Proxy Management For Take No Action 23 Increase in Authorised Capital Management For Take No Action MAXEON SOLAR TECHNOLOGIES, LTD. Security ID: Y58473102 Ticker: MAXN Meeting Date: 31-Aug-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect Steven Robert Leonard Management For Voted - For 3 Approval of Director Fees for Steven Robert Leonard Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 6 Renewal of FPTC Share Purchase Mandate Management For Voted - For 7 Renewal of MLI Share Buyback Mandate Management For Voted - For NEL ASA Security ID: R4S21L127 Ticker: NEL Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Directors' Fees Management For Take No Action 11 Committee Fees Management For Take No Action 12 Authority to Set Auditor's Fees Management For Take No Action 13 Remuneration Report Management For Take No Action 425 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 15 Authority to Issue Shares Pursuant to Incentive Programs Management For Take No Action 16 Authority to Repurchase Shares Pursuant to Incentive Programs Management For Take No Action 17 Authority to Repurchase Shares Management For Take No Action 18 Elect Ole Enger Management For Take No Action 19 Elect Hanne Blume Management For Take No Action 20 Elect Charlotta Falvin Management For Take No Action 21 Elect Finn Jebsen Management For Take No Action 22 Elect Beatriz Malo de Molina Management For Take No Action 23 Elect Tom Rotjer Management For Take No Action 24 Elect Jon Andre Lokke Management For Take No Action 25 Elect Eivind Sars Veddeng Management For Take No Action 26 Elect Andreas Poole Management For Take No Action 27 Elect Leif Eriksrod Management For Take No Action NORDEX SE Security ID: D5736K135 Ticker: NDX1 Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Elect Maria Cordon Ucar Management For Voted - Against 9 Elect Maria Isabel Blanco Alvarez Management For Voted - For 10 Remuneration Report Management For Voted - Against 11 Increase in Authorised Capital I Management For Voted - For 12 Increase in Authorised Capital II Management For Voted - For 13 Increase in Authorised Capital III Management For Voted - For 14 Amendment to Previously-Approved Conditional Capital Authority Management For Voted - For 15 Approval of Profit-and-Loss Transfer Agreements Management For Voted - For 16 Amendment to Articles Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting NOVONIX LIMITED Security ID: Q6880B109 Ticker: NVX Meeting Date: 24-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities Management For Voted - For 426 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Approve Issue of Securities (Phillips 66) Management For Voted - For Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management N/A Voted - For 3 Re- Elect Andrew Liveris Management For Voted - Against 4 Elect Zhanna Golodryga Management For Voted - For 5 Approve Performance Rights Plan Management N/A Voted - For 6 Equity Grant (CFO Nick Liveris) Management For Voted - Against 7 Equity Grant (Executive Director Robert Natter) Management For Voted - Against 8 Equity Grant (Chair Anthony Bellas) Management For Voted - Against 9 Equity Grant (NED - Andrew Liveris AO) Management For Voted - For 10 Equity Grant (NED - Robert Cooper) Management For Voted - For 11 Equity Grant (Chair- Anthony Bellas) Management For Voted - For 12 Equity Grant (NED - Greg Baynton) Management For Voted - For 13 Equity Grant (NED - Trevor St Baker AO) Management For Voted - For 14 Equity Grant (NED - Zhanna Golodryga) Management For Voted - For 15 Approve Increase in NED's Fee Cap Management N/A Voted - For PLUG POWER INC. Security ID: 72919P202 Ticker: PLUG Meeting Date: 30-Jul-21 Meeting Type: Annual 1.1 Elect Andrew Marsh Management For Voted - For 1.2 Elect Gary K. Willis Management For Voted - Withheld 1.3 Elect Maureen O. Helmer Management For Voted - Withheld 2 Increase in Authorized Common Stock Management For Voted - For 3 Approval of the 2021 Stock Option and Incentive Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - Against Meeting Date: 30-Jun-22 Meeting Type: Annual 1.1 Elect George C. McNamee Management For Voted - Withheld 1.2 Elect Gregory L. Kenausis Management For Voted - For 1.3 Elect Jean Bua Management For Voted - For 2 Amendment to the 2021 Stock Option and Incentive Plan Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For QUANTUMSCAPE CORPORATION Security ID: 74767V109 Ticker: QS Meeting Date: 15-Dec-21 Meeting Type: Annual 1.1 Elect Jagdeep Singh Management For Voted - Withheld 1.2 Elect Frank Blome Management For Voted - For 427 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Brad W. Buss Management For Voted - For 1.4 Elect L. John Doerr Management For Voted - Withheld 1.5 Elect Jurgen Leohold Management For Voted - For 1.6 Elect Justin E. Mirro Management For Voted - Withheld 1.7 Elect Fritz Prinz Management For Voted - For 1.8 Elect Dipender Saluja Management For Voted - For 1.9 Elect J.B. Straubel Management For Voted - For 1.10 Elect Jens Wiese Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Approval of the Extraordinary Performance Award Program Management For Voted - Against SAMSUNG SDI CO., LTD. Security ID: Y74866107 Ticker: 006400 Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - For 2 Elect CHOI Yun Ho Management For Voted - For 3 Directors' Fees Management For Voted - Against SHOALS TECHNOLOGIES GROUP, INC. Security ID: 82489W107 Ticker: SHLS Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Peter M. Wilver Management For Voted - For 1.2 Elect Ty Daul Management For Voted - For 1.3 Elect Toni Volpe Management For Voted - For 2 Ratification of Auditor Management For Voted - For SIEMENS GAMESA RENEWABLE ENERGY SA Security ID: E8T87A100 Ticker: SGRE Meeting Date: 24-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts Management For Voted - For 3 Management Reports Management For Voted - For 4 Report on Non-Financial Information Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratify Co-Option and Elect Jochen Eickholt Management For Voted - For 8 Ratify Co-Option and Elect Francisco Belil Creixell Management For Voted - For 9 Ratify Co-Option and Elect Andre Clark Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Amendments to Articles (Remote Attendance in General Meetings) Management For Voted - For 428 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Articles (Remuneration) Management For Voted - For 13 Amendments to Articles (Shareholders; Conflicts of Interest; Competencies of the Board) Management For Voted - For 14 Amendments to Articles (Board of Directors; Technical Amendments) Management For Voted - For 15 Amendments to General Meeting Regulations (Remote Attendance) Management For Voted - For 16 Amendments to General Meeting Regulations (Competencies) Management For Voted - For 17 Amendments to General Meeting Regulations (Shareholders; Chair; Resolutions; Technical Amendments) Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For 19 Remuneration Report Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting SIMPLO TECHNOLOGY CO., LTD Security ID: Y7987E104 Ticker: 6121 Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Procedural Rules for Acquisition or Disposal of Assets Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For SMA SOLAR TECHNOLOGY AG Security ID: D7008K108 Ticker: S92 Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits Management For Voted - For 4 Ratify Ulrich Hadding Management For Voted - For 5 Ratify Jurgen Reinert Management For Voted - For 6 Ratify Roland Bent Management For Voted - For 7 Ratify Martin Breul Management For Voted - For 8 Ratify Oliver Dietzel Management For Voted - For 9 Ratify Kim Fausing Management For Voted - For 10 Ratify Johannes Hade Management For Voted - For 11 Ratify Alexa Hergenrother Management For Voted - For 12 Ratify Uwe Kleinkauf Management For Voted - For 13 Ratify Ilonka Nussbaumer Management For Voted - For 429 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Ratify Yvonne Siebert Management For Voted - For 15 Ratify Romy Siegert Management For Voted - For 16 Ratify Jan-Henrik Supady Management For Voted - For 17 Ratify Matthias Victor Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Remuneration Report Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting SOLAREDGE TECHNOLOGIES, INC. Security ID: 83417M104 Ticker: SEDG Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Elect Betsy S. Atkins Management For Voted - For 2 Elect Dirk Hoke Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For STEM, INC. Security ID: 85859N102 Ticker: STEM Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Laura D'Andrea Tyson Management For Voted - Withheld 2 Elect Jane Woodward Management For Voted - Withheld 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Frequency of Executive Compensation Vote Management 1 Year Voted - 1 Year SUNPOWER CORPORATION Security ID: 867652406 Ticker: SPWR Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Catherine Lesjak Management For Voted - For 1.2 Elect Vincent Stoquart Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For UNITED RENEWABLE ENERGY CO LTD Security ID: Y9251U103 Ticker: 3576 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 Approval of the 2021 Loss Disposition Management For Voted - For 430 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Amendments to Articles (Bundled) Management For Voted - For 4 Authority to Private Placement with or without Preemptive Rights Management For Voted - For 5 Authority to Private Placement without Preemptive Rights Management For Voted - Against 6 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 7 Adoption of Employee Restricted Shares Plan Management For Voted - For VARTA AG Security ID: D85802110 Ticker: VAR1 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Increase in Authorised Capital 2022/I Management For Voted - For 9 Increase in Authorised Capital Management For Voted - For 10 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For Voted - For 11 Authority to Repurchase and Reissue Shares Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting VESTAS WIND SYSTEMS A/S Security ID: K9773J201 Ticker: VWS Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Elect Anders Runevad Management For Voted - For 13 Elect Bert Nordberg Management For Voted - For 14 Elect Bruce Grant Management For Voted - For 431 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect Eva Merete Sofelde Berneke Management For Voted - For 16 Elect Helle Thorning-Schmidt Management For Voted - For 17 Elect Karl-Henrik Sundstrom Management For Voted - For 18 Elect Kentaro Hosomi Management For Voted - For 19 Elect Lena Olving Management For Voted - For 20 Appointment of Auditor Management For Voted - Against 21 Authority to Repurchase Shares Management For Voted - For 22 Authorization of Legal Formalities Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Security ID: Y97237112 Ticker: 2208 Meeting Date: 25-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Connected transactions Between the Company and China Three Gorges New Energy (Group) Co., Ltd Management For Voted - For 3 Connected transactions Between the Company and Xinjiang New Energy (Group) Co., Ltd. Management For Voted - For 4 Purchase of Liability Insurance Management For Voted - For 5 Elect WANG Yan as Supervisor Management For Voted - Against Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Annual Report Management For Voted - For 7 Exchange Rate and Interest Rate Hedging Business Management For Voted - For 8 Provision of New Guarantees for Subsidiaries Management For Voted - Abstain 9 Provision of Letter of Guarantee for Subsidiaries Management For Voted - Abstain 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Supervisors' Fees Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect WU Gang Management For Voted - For 15 Elect CAO Zhigang Management For Voted - Against 16 Elect WANG Haibo Management For Voted - Against 17 Elect LU Hailin Management For Voted - Against 18 Elect GAO Jianjun Management For Voted - Against 19 Elect WANG Kaiguo Management For Voted - For 20 Elect YANG Jianping Management For Voted - Against 21 Elect ZENG Xianfen Management For Voted - For 22 Elect WEI Wei Management For Voted - For 23 Elect LI Tiefeng Management For Voted - For 24 Elect LUO Jun Management For Voted - Against 25 Elect WANG Yan Management For Voted - Against 432 -------------------------------------------------------------------------------------------------- Global X CleanTech ETF Proposal Proposed by Mgt. Position Registrant Voted XINYI SOLAR HOLDINGS LIMITED Security ID: G9829N102 Ticker: 968 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI Man Yin Management For Voted - For 6 Elect Vincent LO Wan Sing Management For Voted - Against 7 Elect Martin KAN E-ting Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Elect LEONG Chong Peng Management For Voted - Against 433 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted 21VIANET GROUP, INC. Security ID: 90138A103 Ticker: VNET Meeting Date: 08-Oct-21 Meeting Type: Special 1 Company Name Change Management For Voted - For 2U, INC. Security ID: 90214J101 Ticker: TWOU Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Timothy M. Haley Management For Voted - For 1.2 Elect Earl Lewis Management For Voted - For 1.3 Elect Coretha M. Rushing Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder N/A Voted - For AKAMAI TECHNOLOGIES, INC. Security ID: 00971T101 Ticker: AKAM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Marianne C. Brown Management For Voted - For 3 Elect Monte E. Ford Management For Voted - For 4 Elect Daniel R. Hesse Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect F. Thomson Leighton Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Madhu Ranganathan Management For Voted - For 9 Elect Bernardus Verwaayen Management For Voted - For 10 Elect William R. Wagner Management For Voted - For 11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against ALIBABA GROUP HOLDING LIMITED Security ID: 01609W102 Ticker: BABA Meeting Date: 17-Sep-21 Meeting Type: Annual 1 Elect Joseph TSAI Chung Management For Voted - Against 434 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect J. Michael Evans Management For Voted - Against 3 Elect Borje E. Ekholm Management For Voted - Against 4 Appointment of Auditor Management For Voted - Against ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - For 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - For 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For 435 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - Against 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - For 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - For 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For 436 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted ANAPLAN, INC. Security ID: 03272L108 Ticker: PLAN Meeting Date: 21-Jun-22 Meeting Type: Special 1 Acquisition by Thoma Bravo Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For 3 Advisory Vote on Golden Parachutes Management For Voted - For BENEFITFOCUS, INC. Security ID: 08180D106 Ticker: BNFT Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Douglas A. Dennerline Management For Voted - For 2 Elect Alexander Lerner Management For Voted - For 3 Elect John J. Park Management For Voted - For 4 Elect Coretha M. Rushing Management For Voted - For 5 Amendment to the 2012 Stock Plan Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Ratification of Auditor Management For Voted - For BOX, INC. Security ID: 10316T104 Ticker: BOX Meeting Date: 09-Sep-21 Meeting Type: Special 1.1 Elect Dana L. Evan Management For Take No Action 1.2 Elect Peter A. Leav Management For Take No Action 1.3 Elect Aaron Levie Management For Take No Action 2 Amendment to the 2015 Employee Stock Purchase Plan Management For Take No Action 3 Advisory Vote on Executive Compensation Management For Take No Action 4 Elimination of Supermajority Requirement Management For Take No Action 5 Ratification of Auditor Management For Take No Action 1.1 Elect Deborah S. Conrad Shareholder N/A Voted - Withheld 1.2 Elect Peter A. Feld Shareholder N/A Voted - For 1.3 Elect Xavier D. Williams Shareholder N/A Voted - Withheld 2 Amendment to the 2015 Employee Stock Purchase Plan Management N/A Voted - For 3 Advisory Vote on Executive Compensation Management N/A Voted - Against 4 Elimination of Supermajority Requirement Management N/A Voted - For 5 Ratification of Auditor Management N/A Voted - For CORNERSTONE ONDEMAND, INC. Security ID: 21925Y103 Ticker: CSOD Meeting Date: 12-Oct-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 437 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For COUPA SOFTWARE INCORPORATED Security ID: 22266L106 Ticker: COUP Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Robert Bernshteyn Management For Voted - For 2 Elect Frank Van Veenendaal Management For Voted - For 3 Elect Kanika Soni Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against CYRUSONE INC. Security ID: 23283R100 Ticker: CONE Meeting Date: 01-Feb-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For DIGITAL REALTY TRUST, INC. Security ID: 253868103 Ticker: DLR Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Elect Laurence A. Chapman Management For Voted - Against 2 Elect Alexis Black Bjorlin Management For Voted - Against 3 Elect VeraLinn Jamieson Management For Voted - For 4 Elect Kevin J. Kennedy Management For Voted - Against 5 Elect William G. LaPerch Management For Voted - Against 6 Elect Jean F.H.P. Mandeville Management For Voted - For 7 Elect Afshin Mohebbi Management For Voted - For 8 Elect Mark R. Patterson Management For Voted - Against 9 Elect Mary Hogan Preusse Management For Voted - For 10 Elect Dennis E. Singleton Management For Voted - For 11 Elect A. William Stein Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 438 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted DROPBOX, INC. Security ID: 26210C104 Ticker: DBX Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect Andrew W. Houston Management For Voted - For 1.2 Elect Donald W. Blair Management For Voted - For 1.3 Elect Lisa Campbell Management For Voted - For 1.4 Elect Paul E. Jacobs Management For Voted - Withheld 1.5 Elect Sara Mathew Management For Voted - For 1.6 Elect Abhay Parasnis Management For Voted - For 1.7 Elect Karen Peacock Management For Voted - For 1.8 Elect Michael Seibel Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For EVERBRIDGE, INC. Security ID: 29978A104 Ticker: EVBG Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Richard A. D'Amore Management For Voted - For 2 Elect Alison Dean Management For Voted - For 3 Elect Jaime W. Ellertson Management For Voted - For 4 Elect Bruns H. Grayson Management For Voted - For 5 Elect David Henshall Management For Voted - For 6 Elect Kent J. Mathy Management For Voted - For 7 Elect Simon Paris Management For Voted - For 8 Elect Sharon Rowlands Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against FASTLY, INC. Security ID: 31188V100 Ticker: FSLY Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Artur Bergman Management For Voted - For 1.2 Elect Paula D. Loop Management For Voted - For 1.3 Elect Christopher B. Paisley Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 439 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted FIVE9, INC. Security ID: 338307101 Ticker: FIVN Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Jack L. Acosta Management For Voted - For 1.2 Elect Rowan Trollope Management For Voted - For 1.3 Elect David Welsh Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For FRESHWORKS INC. Security ID: 358054104 Ticker: FRSH Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Johanna Flower Management For Voted - Withheld 1.2 Elect Randy S. Gottfried Management For Voted - Withheld 1.3 Elect Barry Padgett Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For INTERNATIONAL BUSINESS MACHINES CORPORATION Security ID: 459200101 Ticker: IBM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Thomas Buberl Management For Voted - Against 2 Elect David N. Farr Management For Voted - For 3 Elect Alex Gorsky Management For Voted - Against 4 Elect Michelle Howard Management For Voted - For 5 Elect Arvind Krishna Management For Voted - For 6 Elect Andrew N. Liveris Management For Voted - Against 7 Elect F. William McNabb, III Management For Voted - For 8 Elect Martha E. Pollack Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Peter R. Voser Management For Voted - For 11 Elect Frederick H. Waddell Management For Voted - For 12 Elect Alfred W. Zollar Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 440 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - For 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - For 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - For MIMECAST LIMITED Security ID: G14838109 Ticker: MIME Meeting Date: 06-Oct-21 Meeting Type: Annual 1 Elect Peter Bauer Management For Voted - For 2 Elect Hagi Schwartz Management For Voted - For 3 Elect Helene Auriol Potier Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For Meeting Date: 11-Mar-22 Meeting Type: Special 1 Authorize the Board to Give Effect to the Scheme Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 441 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted MIMECAST LIMITED Security ID: G14838A99 Ticker: MIME Meeting Date: 11-Mar-22 Meeting Type: Special 1 Scheme of Arrangement (Merger) Management For Voted - For NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - Withheld 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For PAYCOM SOFTWARE, INC. Security ID: 70432V102 Ticker: PAYC Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Jason D. Clark Management For Voted - Withheld 2 Elect Henry C. Duques Management For Voted - Withheld 3 Elect Chad Richison Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year PAYLOCITY HOLDING CORPORATION Security ID: 70438V106 Ticker: PCTY Meeting Date: 01-Dec-21 Meeting Type: Annual 1.1 Elect Virginia G. Breen Management For Voted - Withheld 1.2 Elect Robin L. Pederson Management For Voted - For 1.3 Elect Ronald V. Waters, III Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Repeal of Classified Board Management For Voted - For 442 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted PROOFPOINT, INC. Security ID: 743424103 Ticker: PFPT Meeting Date: 23-Jul-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For PUBMATIC, INC. Security ID: 74467Q103 Ticker: PUBM Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Cathleen P. Black Management For Voted - For 1.2 Elect W. Eric Carlborg Management For Voted - For 1.3 Elect Susan Daimler Management For Voted - Withheld 1.4 Elect Amar K. Goel Management For Voted - For 1.5 Elect Rajeev K. Goel Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year QTS REALTY TRUST, INC. Security ID: 74736A103 Ticker: QTS Meeting Date: 26-Aug-21 Meeting Type: Special 1 Blackstone Transaction Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For QUALYS, INC. Security ID: 74758T303 Ticker: QLYS Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Sandra E. Bergeron Management For Voted - For 1.2 Elect Kristi M. Rogers Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Amendment to the 2012 Equity Incentive Plan Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 443 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted SALESFORCE, INC. Security ID: 79466L302 Ticker: CRM Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Marc R. Benioff Management For Voted - For 2 Elect Bret Taylor Management For Voted - For 3 Elect Laura Alber Management For Voted - For 4 Elect Craig A. Conway Management For Voted - For 5 Elect Parker Harris Management For Voted - For 6 Elect Alan G. Hassenfeld Management For Voted - For 7 Elect Neelie Kroes Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Sanford R. Robertson Management For Voted - For 10 Elect John V. Roos Management For Voted - For 11 Elect Robin L. Washington Management For Voted - For 12 Elect Maynard G. Webb Management For Voted - For 13 Elect Susan D. Wojcicki Management For Voted - For 14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For 15 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Advisory Vote on Executive Compensation Management For Voted - Against 18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For SHOPIFY INC. Security ID: 82509L107 Ticker: SHOP Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Tobias Lutke Management For Voted - For 2 Elect Robert G. Ashe Management For Voted - Withheld 3 Elect Gail Goodman Management For Voted - For 4 Elect Colleen M. Johnston Management For Voted - For 5 Elect Jeremy Levine Management For Voted - For 6 Elect John Phillips Management For Voted - For 7 Elect Fidji Simo Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Arrangement Relating to Dual Class Share Structure and Creation of Founder Share Management For Voted - Against 10 Approval of Share Split Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against SPS COMMERCE, INC. Security ID: 78463M107 Ticker: SPSC Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Archie C. Black Management For Voted - For 444 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect James B. Ramsey Management For Voted - For 3 Elect Marty M. Reaume Management For Voted - For 4 Elect Tami L. Reller Management For Voted - For 5 Elect Philip E. Soran Management For Voted - For 6 Elect Anne Sempowski Ward Management For Voted - For 7 Elect Sven A. Wehrwein Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For TWILIO INC. Security ID: 90138F102 Ticker: TWLO Meeting Date: 22-Jun-22 Meeting Type: Annual 1.1 Elect Donna L. Dubinsky Management For Voted - For 1.2 Elect Deval L. Patrick Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against VIMEO, INC. Security ID: 92719V100 Ticker: VMEO Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Adam Gross Management For Voted - Withheld 1.2 Elect Alesia J. Haas Management For Voted - Withheld 1.3 Elect Kendall Handler Management For Voted - Withheld 1.4 Elect Jay Herratti Management For Voted - For 1.5 Elect Ida Kane Management For Voted - Withheld 1.6 Elect Mo Koyfman Management For Voted - Withheld 1.7 Elect Spike Lee Management For Voted - Withheld 1.8 Elect Joseph Levin Management For Voted - Withheld 1.9 Elect Nabil Mallick Management For Voted - Withheld 1.10 Elect Glenn H. Schiffman Management For Voted - Withheld 1.11 Elect Anjali Sud Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For WORKDAY, INC. Security ID: 98138H101 Ticker: WDAY Meeting Date: 22-Jun-22 Meeting Type: Annual 1.1 Elect Lynne M. Doughtie Management For Voted - For 1.2 Elect Carl Eschenbach Management For Voted - Withheld 1.3 Elect Michael M. McNamara Management For Voted - Withheld 1.4 Elect Jerry Yang Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Approval of the 2022 Equity Incentive Plan Management For Voted - For 445 -------------------------------------------------------------------------------------------------- Global X Cloud Computing ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For WORKIVA INC. Security ID: 98139A105 Ticker: WK Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Brigid A. Bonner Management For Voted - Withheld 2 Elect Suku Radia Management For Voted - For 3 Elect Martin J. Vanderploeg Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Amendment to the 2014 Equity Incentive Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For XERO LIMITED Security ID: Q98665104 Ticker: XRO Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authorise Board to Set Auditor's Fees Management For Voted - For 3 Re-elect Dale Murray Management For Voted - For 4 Elect Steven Aldrich Management For Voted - For 5 Approve Increase in NEDs' Fee Cap Management N/A Voted - For ZOOM VIDEO COMMUNICATIONS, INC. Security ID: 98980L101 Ticker: ZM Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Carl Eschenbach Management For Voted - Withheld 1.2 Elect William R. McDermott Management For Voted - Withheld 1.3 Elect Janet Napolitano Management For Voted - For 1.4 Elect Santiago Subotovsky Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ZSCALER, INC. Security ID: 98980G102 Ticker: ZS Meeting Date: 05-Jan-22 Meeting Type: Annual 1.1 Elect Karen Blasing Management For Voted - For 1.2 Elect Charles H. Giancarlo Management For Voted - Withheld 1.3 Elect Eileen Naughton Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 446 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 3M COMPANY Security ID: 88579Y101 Ticker: MMM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas K. Brown Management For Voted - For 2 Elect Pamela J. Craig Management For Voted - For 3 Elect David B. Dillon Management For Voted - For 4 Elect Michael L. Eskew Management For Voted - For 5 Elect James R. Fitterling Management For Voted - For 6 Elect Amy E. Hood Management For Voted - For 7 Elect Muhtar Kent Management For Voted - For 8 Elect Suzan Kereere Management For Voted - For 9 Elect Dambisa F. Moyo Management For Voted - For 10 Elect Gregory R. Page Management For Voted - For 11 Elect Michael F. Roman Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against ABBOTT LABORATORIES Security ID: 002824100 Ticker: ABT Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Robert J. Alpern Management For Voted - For 1.2 Elect Sally E. Blount Management For Voted - For 1.3 Elect Robert B. Ford Management For Voted - For 1.4 Elect Paola Gonzalez Management For Voted - For 1.5 Elect Michelle A. Kumbier Management For Voted - For 1.6 Elect Darren W. McDew Management For Voted - For 1.7 Elect Nancy McKinstry Management For Voted - For 1.8 Elect William A. Osborn Management For Voted - For 1.9 Elect Michael F. Roman Management For Voted - For 1.10 Elect Daniel J. Starks Management For Voted - For 1.11 Elect John G. Stratton Management For Voted - Withheld 1.12 Elect Glenn F. Tilton Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding 10b5-1 Plans Shareholder Against Voted - For 7 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 447 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Shareholder Proposal Regarding a Report on Investment to Slow Antimicrobial Resistance Shareholder Against Voted - Against ABBVIE INC. Security ID: 00287Y109 Ticker: ABBV Meeting Date: 06-May-22 Meeting Type: Annual 1.1 Elect William H.L. Burnside Management For Voted - Withheld 1.2 Elect Thomas C. Freyman Management For Voted - For 1.3 Elect Brett J. Hart Management For Voted - Withheld 1.4 Elect Edward J. Rapp Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Elimination of Supermajority Requirement Management For Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 7 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For ACCENTURE PLC Security ID: G1151C101 Ticker: ACN Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Jaime Ardila Management For Voted - For 2 Elect Nancy McKinstry Management For Voted - For 3 Elect Beth E. Mooney Management For Voted - For 4 Elect Gilles Pelisson Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Venkata Renduchintala Management For Voted - For 7 Elect Arun Sarin Management For Voted - For 8 Elect Julie Sweet Management For Voted - For 9 Elect Frank K. Tang Management For Voted - For 10 Elect Tracey T. Travis Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of Amendment to the 2010 Share Incentive Plan Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Authorize the Price Range at which the Company can Re-allot Treasury Shares Management For Voted - For 448 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted ADOBE INC. Security ID: 00724F101 Ticker: ADBE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Brett Biggs Management For Voted - For 3 Elect Melanie Boulden Management For Voted - For 4 Elect Frank A. Calderoni Management For Voted - For 5 Elect Laura Desmond Management For Voted - For 6 Elect Shantanu Narayen Management For Voted - For 7 Elect Spencer Neumann Management For Voted - For 8 Elect Kathleen Oberg Management For Voted - For 9 Elect Dheeraj Pandey Management For Voted - For 10 Elect David A. Ricks Management For Voted - For 11 Elect Daniel Rosensweig Management For Voted - Against 12 Elect John E. Warnock Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For ADVANCED MICRO DEVICES, INC. Security ID: 007903107 Ticker: AMD Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect John E. Caldwell Management For Voted - For 2 Elect Nora M. Denzel Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Michael P. Gregoire Management For Voted - For 5 Elect Joseph A. Householder Management For Voted - For 6 Elect John W. Marren Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Lisa T. Su Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 10 Elect Elizabeth W. Vanderslice Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For AFLAC INCORPORATED Security ID: 001055102 Ticker: AFL Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Daniel P. Amos Management For Voted - For 2 Elect W. Paul Bowers Management For Voted - For 3 Elect Arthur R. Collins Management For Voted - For 4 Elect Toshihiko Fukuzawa Management For Voted - For 5 Elect Thomas J. Kenny Management For Voted - For 449 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Georgette D. Kiser Management For Voted - For 7 Elect Karole F. Lloyd Management For Voted - For 8 Elect Nobuchika Mori Management For Voted - For 9 Elect Joseph L. Moskowitz Management For Voted - For 10 Elect Barbara K. Rimer Management For Voted - For 11 Elect Katherine T. Rohrer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against AGILENT TECHNOLOGIES, INC. Security ID: 00846U101 Ticker: A Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Hans E. Bishop Management For Voted - Against 2 Elect Otis W. Brawley Management For Voted - Against 3 Elect Mikael Dolsten Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - Against 6 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AIR PRODUCTS AND CHEMICALS, INC. Security ID: 009158106 Ticker: APD Meeting Date: 03-Feb-22 Meeting Type: Annual 1 Elect Charles I. Cogut Management For Voted - Against 2 Elect Lisa A. Davis Management For Voted - For 3 Elect Seifollah Ghasemi Management For Voted - For 4 Elect David H. Y. Ho Management For Voted - For 5 Elect Edward L. Monser Management For Voted - Against 6 Elect Matthew H. Paull Management For Voted - Against 7 Elect Wayne T. Smith Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For AKAMAI TECHNOLOGIES, INC. Security ID: 00971T101 Ticker: AKAM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Marianne C. Brown Management For Voted - For 3 Elect Monte E. Ford Management For Voted - For 4 Elect Daniel R. Hesse Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect F. Thomson Leighton Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 450 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Madhu Ranganathan Management For Voted - For 9 Elect Bernardus Verwaayen Management For Voted - For 10 Elect William R. Wagner Management For Voted - For 11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - For 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - For 451 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - Against 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - For 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - For 452 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For AMERICAN EXPRESS COMPANY Security ID: 025816109 Ticker: AXP Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against 2 Elect Charlene Barshefsky Management For Voted - For 3 Elect John J. Brennan Management For Voted - For 4 Elect Peter Chernin Management For Voted - Against 5 Elect Ralph de la Vega Management For Voted - For 6 Elect Michael O. Leavitt Management For Voted - Against 7 Elect Theodore J. Leonsis Management For Voted - Against 8 Elect Karen L. Parkhill Management For Voted - For 9 Elect Charles E. Phillips, Jr. Management For Voted - For 10 Elect Lynn A. Pike Management For Voted - For 11 Elect Stephen J. Squeri Management For Voted - For 12 Elect Daniel L. Vasella Management For Voted - Against 13 Elect Lisa W. Wardell Management For Voted - For 14 Elect Christopher D. Young Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For AMERICAN TOWER CORPORATION Security ID: 03027X100 Ticker: AMT Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Thomas A. Bartlett Management For Voted - For 2 Elect Kelly C. Chambliss Management For Voted - For 3 Elect Teresa H. Clarke Management For Voted - For 4 Elect Raymond P. Dolan Management For Voted - For 5 Elect Kenneth R. Frank Management For Voted - For 6 Elect Robert D. Hormats Management For Voted - For 7 Elect Grace D. Lieblein Management For Voted - For 8 Elect Craig Macnab Management For Voted - For 9 Elect JoAnn A. Reed Management For Voted - For 10 Elect Pamela D.A. Reeve Management For Voted - For 11 Elect David E. Sharbutt Management For Voted - For 12 Elect Bruce L. Tanner Management For Voted - For 13 Elect Samme L. Thompson Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 453 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted AMERICAN WATER WORKS COMPANY, INC. Security ID: 030420103 Ticker: AWK Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jeffrey N. Edwards Management For Voted - For 2 Elect Martha Clark Goss Management For Voted - For 3 Elect M. Susan Hardwick Management For Voted - For 4 Elect Kimberly J. Harris Management For Voted - For 5 Elect Julia L. Johnson Management For Voted - For 6 Elect Patricia L. Kampling Management For Voted - For 7 Elect Karl F. Kurz Management For Voted - For 8 Elect George MacKenzie Management For Voted - For 9 Elect James G. Stavridis Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For AMGEN INC. Security ID: 031162100 Ticker: AMGN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect Robert A. Bradway Management For Voted - For 3 Elect Brian J. Druker Management For Voted - For 4 Elect Robert A. Eckert Management For Voted - Against 5 Elect Greg C. Garland Management For Voted - Against 6 Elect Charles M. Holley, Jr. Management For Voted - Against 7 Elect S. Omar Ishrak Management For Voted - For 8 Elect Tyler Jacks Management For Voted - For 9 Elect Ellen J. Kullman Management For Voted - For 10 Elect Amy Miles Management For Voted - For 11 Elect Ronald D. Sugar Management For Voted - Against 12 Elect R. Sanders Williams Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against ANALOG DEVICES, INC. Security ID: 032654105 Ticker: ADI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Ray Stata Management For Voted - For 2 Elect Vincent Roche Management For Voted - For 3 Elect James A. Champy Management For Voted - For 4 Elect Anantha P. Chandrakasan Management For Voted - Against 454 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Tunc Doluca Management For Voted - For 6 Elect Bruce R. Evans Management For Voted - For 7 Elect Edward H. Frank Management For Voted - For 8 Elect Laurie H. Glimcher Management For Voted - For 9 Elect Karen M. Golz Management For Voted - For 10 Elect Mercedes Johnson Management For Voted - For 11 Elect Kenton J. Sicchitano Management For Voted - For 12 Elect Susie Wee Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - Against 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For APPLIED MATERIALS, INC. Security ID: 038222105 Ticker: AMAT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Rani Borkar Management For Voted - For 2 Elect Judy Bruner Management For Voted - For 3 Elect Xun Chen Management For Voted - For 4 Elect Aart J. de Geus Management For Voted - For 5 Elect Gary E. Dickerson Management For Voted - For 455 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Thomas J. Iannotti Management For Voted - For 7 Elect Alexander A. Karsner Management For Voted - For 8 Elect Adrianna C. Ma Management For Voted - For 9 Elect Yvonne McGill Management For Voted - For 10 Elect Scott A. McGregor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 14 Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder Against Voted - For ARISTA NETWORKS, INC. Security ID: 040413106 Ticker: ANET Meeting Date: 31-May-22 Meeting Type: Annual 1.1 Elect Charles H. Giancarlo Management For Voted - Withheld 1.2 Elect Daniel Scheinman Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For AT&T INC. Security ID: 00206R102 Ticker: T Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - Abstain 2 Elect Scott T. Ford Management For Voted - For 3 Elect Glenn H. Hutchins Management For Voted - Against 4 Elect William E. Kennard Management For Voted - Against 5 Elect Debra L. Lee Management For Voted - Abstain 6 Elect Stephen J. Luczo Management For Voted - For 7 Elect Michael B. McCallister Management For Voted - For 8 Elect Beth E. Mooney Management For Voted - For 9 Elect Matthew K. Rose Management For Voted - For 10 Elect John T. Stankey Management For Voted - For 11 Elect Cindy B. Taylor Management For Voted - For 12 Elect Luis A. Ubinas Management For Voted - Against 13 Elect Geoffrey Y. Yang Management For Voted - Abstain 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Pay Ratio Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 456 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted AUTODESK, INC. Security ID: 052769106 Ticker: ADSK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Andrew Anagnost Management For Voted - For 2 Elect Karen Blasing Management For Voted - For 3 Elect Reid French Management For Voted - For 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Blake J. Irving Management For Voted - For 6 Elect Mary T. McDowell Management For Voted - For 7 Elect Stephen D. Milligan Management For Voted - For 8 Elect Lorrie M. Norrington Management For Voted - For 9 Elect Elizabeth S. Rafael Management For Voted - For 10 Elect Stacy J. Smith Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For AUTOMATIC DATA PROCESSING, INC. Security ID: 053015103 Ticker: ADP Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Peter Bisson Management For Voted - For 2 Elect Richard T. Clark Management For Voted - For 3 Elect Linnie M. Haynesworth Management For Voted - For 4 Elect John P. Jones Management For Voted - For 5 Elect Francine S. Katsoudas Management For Voted - For 6 Elect Nazzic S. Keene Management For Voted - For 7 Elect Thomas J. Lynch Management For Voted - For 8 Elect Scott F. Powers Management For Voted - For 9 Elect William J. Ready Management For Voted - For 10 Elect Carlos A. Rodriguez Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Voted - Against BANK OF AMERICA CORPORATION Security ID: 060505583 Ticker: BAC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Sharon L. Allen Management For Voted - For 2 Elect Frank P. Bramble, Sr. Management For Voted - For 3 Elect Pierre J. P. de Weck Management For Voted - For 4 Elect Arnold W. Donald Management For Voted - For 457 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Linda P. Hudson Management For Voted - For 6 Elect Monica C. Lozano Management For Voted - For 7 Elect Brian T. Moynihan Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Clayton S. Rose Management For Voted - For 11 Elect Michael D. White Management For Voted - For 12 Elect Thomas D. Woods Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Elect Maria T. Zuber Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Ratification of Exclusive Forum Provision Management For Voted - Against 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 20 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against BECTON, DICKINSON AND COMPANY Security ID: 075887109 Ticker: BDX Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Catherine M. Burzik Management For Voted - For 2 Elect Carrie L. Byington Management For Voted - For 3 Elect R. Andrew Eckert Management For Voted - For 4 Elect Claire M. Fraser Management For Voted - For 5 Elect Jeffrey W. Henderson Management For Voted - For 6 Elect Christopher Jones Management For Voted - For 7 Elect Marshall O. Larsen Management For Voted - For 8 Elect David F. Melcher Management For Voted - For 9 Elect Thomas E. Polen Management For Voted - For 10 Elect Claire Pomeroy Management For Voted - For 11 Elect Timothy M. Ring Management For Voted - For 12 Elect Bertram L. Scott Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - For BEST BUY CO., INC. Security ID: 086516101 Ticker: BBY Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Corie S. Barry Management For Voted - For 2 Elect Lisa M. Caputo Management For Voted - For 3 Elect J. Patrick Doyle Management For Voted - For 458 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect David W. Kenny Management For Voted - For 5 Elect Mario J. Marte Management For Voted - For 6 Elect Karen A. McLoughlin Management For Voted - For 7 Elect Thomas L. Millner Management For Voted - For 8 Elect Claudia Fan Munce Management For Voted - For 9 Elect Richelle P. Parham Management For Voted - For 10 Elect Steven E. Rendle Management For Voted - For 11 Elect Eugene A. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BIOGEN INC. Security ID: 09062X103 Ticker: BIIB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Alexander J. Denner Management For Voted - Against 2 Elect Caroline D. Dorsa Management For Voted - For 3 Elect Maria C. Freire Management For Voted - For 4 Elect William A. Hawkins Management For Voted - For 5 Elect William D. Jones Management For Voted - For 6 Elect Jesus B. Mantas Management For Voted - Against 7 Elect Richard C. Mulligan Management For Voted - Against 8 Elect Stelios Papadopoulos Management For Voted - Against 9 Elect Eric K. Rowinsky Management For Voted - Against 10 Elect Stephen A. Sherwin Management For Voted - For 11 Elect Michel Vounatsos Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BLACKROCK, INC. Security ID: 09247X101 Ticker: BLK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Bader M. Alsaad Management For Voted - For 2 Elect Pamela Daley Management For Voted - For 3 Elect Laurence D. Fink Management For Voted - For 4 Elect Beth E. Ford Management For Voted - For 5 Elect William E. Ford Management For Voted - For 6 Elect Fabrizio Freda Management For Voted - For 7 Elect Murry S. Gerber Management For Voted - For 8 Elect Margaret L. Johnson Management For Voted - For 9 Elect Robert S. Kapito Management For Voted - For 10 Elect Cheryl D. Mills Management For Voted - For 11 Elect Gordon M. Nixon Management For Voted - For 12 Elect Kristin C. Peck Management For Voted - For 13 Elect Charles H. Robbins Management For Voted - For 14 Elect Marco Antonio Slim Domit Management For Voted - For 459 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect Hans E. Vestberg Management For Voted - For 16 Elect Susan L. Wagner Management For Voted - For 17 Elect Mark Wilson Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - Against 20 Shareholder Proposal Regarding Adopting Asset Management Practices Shareholder Against Voted - For BLOCK, INC. Security ID: 852234103 Ticker: SQ Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Jack Dorsey Management For Voted - For 1.2 Elect Paul Deighton Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For BOOKING HOLDINGS INC. Security ID: 09857L108 Ticker: BKNG Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Timothy M. Armstrong Management For Voted - For 1.2 Elect Glenn D. Fogel Management For Voted - For 1.3 Elect Mirian M. Graddick-Weir Management For Voted - For 1.4 Elect Wei Hopeman Management For Voted - For 1.5 Elect Robert J. Mylod Jr. Management For Voted - For 1.6 Elect Charles H. Noski Management For Voted - For 1.7 Elect Nicholas J. Read Management For Voted - For 1.8 Elect Thomas E. Rothman Management For Voted - For 1.9 Elect Sumit Singh Management For Voted - For 1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 1.11 Elect Vanessa A. Wittman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance Shareholder Against Voted - For BORGWARNER INC. Security ID: 099724106 Ticker: BWA Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Sara A. Greenstein Management For Voted - For 460 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect David S. Haffner Management For Voted - Against 3 Elect Michael S. Hanley Management For Voted - For 4 Elect Frederic B. Lissalde Management For Voted - For 5 Elect Paul A. Mascarenas Management For Voted - Against 6 Elect Shaun E. McAlmont Management For Voted - For 7 Elect Deborah D. McWhinney Management For Voted - For 8 Elect Alexis P. Michas Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Allow 10% of Shares to Request a Record Date to Initiate Shareholder Written Consent Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - For BOSTON SCIENTIFIC CORPORATION Security ID: 101137107 Ticker: BSX Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Nelda J. Connors Management For Voted - For 2 Elect Charles J. Dockendorff Management For Voted - For 3 Elect Yoshiaki Fujimori Management For Voted - For 4 Elect Donna A. James Management For Voted - For 5 Elect Edward J. Ludwig Management For Voted - For 6 Elect Michael F. Mahoney Management For Voted - For 7 Elect David J. Roux Management For Voted - For 8 Elect John E. Sununu Management For Voted - For 9 Elect David S. Wichmann Management For Voted - For 10 Elect Ellen M. Zane Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Amendment to the 2006 Employee Stock Purchase Plan Management For Voted - For BRISTOL-MYERS SQUIBB COMPANY Security ID: 110122108 Ticker: BMY Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Peter J. Arduini Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Julia A. Haller Management For Voted - For 4 Elect Manuel Hidalgo Medina Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Derica W. Rice Management For Voted - For 7 Elect Theodore R. Samuels, II Management For Voted - For 8 Elect Gerald Storch Management For Voted - For 9 Elect Karen H. Vousden Management For Voted - For 10 Elect Phyllis R. Yale Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 461 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For C.H. ROBINSON WORLDWIDE, INC. Security ID: 12541W209 Ticker: CHRW Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Scott P. Anderson Management For Voted - Against 2 Elect Robert C. Biesterfeld Jr. Management For Voted - For 3 Elect Kermit R. Crawford Management For Voted - Against 4 Elect Timothy C. Gokey Management For Voted - Against 5 Elect Mark A. Goodburn Management For Voted - For 6 Elect Mary J. Steele Guilfoile Management For Voted - For 7 Elect Jodeen A. Kozlak Management For Voted - For 8 Elect Henry J. Maier Management For Voted - Against 9 Elect James B. Stake Management For Voted - For 10 Elect Paula C. Tolliver Management For Voted - For 11 Elect Henry W. Winship Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Approval of the 2022 Equity Incentive Plan Management For Voted - For CAMPBELL SOUP COMPANY Security ID: 134429109 Ticker: CPB Meeting Date: 01-Dec-21 Meeting Type: Annual 1 Elect Fabiola R. Arredondo Management For Voted - For 2 Elect Howard M. Averill Management For Voted - For 3 Elect John P. Bilbrey Management For Voted - For 4 Elect Mark A. Clouse Management For Voted - For 5 Elect Bennett Dorrance Management For Voted - For 6 Elect Maria Teresa Hilado Management For Voted - For 7 Elect Grant H. Hill Management For Voted - For 8 Elect Sarah Hofstetter Management For Voted - For 9 Elect Marc B. Lautenbach Management For Voted - For 10 Elect Mary Alice D. Malone Management For Voted - For 11 Elect Keith R. McLoughlin Management For Voted - For 12 Elect Kurt Schmidt Management For Voted - For 13 Elect Archbold D. van Beuren Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For 17 Shareholder Proposal Regarding Virtual Shareholder Meetings Shareholder Against Voted - For 462 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted CAPITAL ONE FINANCIAL CORPORATION Security ID: 14040H105 Ticker: COF Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Richard D. Fairbank Management For Voted - For 2 Elect Ime Archibong Management For Voted - For 3 Elect Christine R. Detrick Management For Voted - For 4 Elect Ann Fritz Hackett Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect Eli Leenaars Management For Voted - For 7 Elect Francois Locoh-Donou Management For Voted - For 8 Elect Peter E. Raskind Management For Voted - For 9 Elect Eileen Serra Management For Voted - For 10 Elect Mayo A. Shattuck III Management For Voted - For 11 Elect Bradford H. Warner Management For Voted - For 12 Elect Catherine G. West Management For Voted - For 13 Elect Craig Anthony Williams Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against CATERPILLAR INC. Security ID: 149123101 Ticker: CAT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kelly A. Ayotte Management For Voted - For 2 Elect David L. Calhoun Management For Voted - For 3 Elect Daniel M. Dickinson Management For Voted - For 4 Elect Gerald Johnson Management For Voted - For 5 Elect David W. MacLennan Management For Voted - For 6 Elect Debra L. Reed-Klages Management For Voted - For 7 Elect Edward B. Rust, Jr. Management For Voted - For 8 Elect Susan C. Schwab Management For Voted - For 9 Elect D. James Umpleby III Management For Voted - For 10 Elect Rayford Wilkins Jr. Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Mitigation of Risks in Conflict-Affected and High-Risk Areas Shareholder Against Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 463 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted CBRE GROUP, INC. Security ID: 12504L109 Ticker: CBRE Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Brandon B. Boze Management For Voted - For 2 Elect Beth F. Cobert Management For Voted - For 3 Elect Reginald H. Gilyard Management For Voted - For 4 Elect Shira D. Goodman Management For Voted - For 5 Elect Christopher T. Jenny Management For Voted - For 6 Elect Gerardo I. Lopez Management For Voted - For 7 Elect Susan Meaney Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Robert E. Sulentic Management For Voted - For 10 Elect Sanjiv Yajnik Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CDW CORPORATION Security ID: 12514G108 Ticker: CDW Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Virginia C. Addicott Management For Voted - For 2 Elect James A. Bell Management For Voted - For 3 Elect Lynda M. Clarizio Management For Voted - For 4 Elect Paul J. Finnegan Management For Voted - For 5 Elect Anthony R. Foxx Management For Voted - For 6 Elect Christine A. Leahy Management For Voted - For 7 Elect Sanjay Mehrotra Management For Voted - For 8 Elect David W. Nelms Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Donna F. Zarcone Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CELANESE CORPORATION Security ID: 150870103 Ticker: CE Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect William M. Brown Management For Voted - Against 3 Elect Edward G. Galante Management For Voted - For 464 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Rahul Ghai Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect David F. Hoffmeister Management For Voted - For 7 Elect Jay V. Ihlenfeld Management For Voted - For 8 Elect Deborah J. Kissire Management For Voted - For 9 Elect Michael Koenig Management For Voted - For 10 Elect Kim K.W. Rucker Management For Voted - For 11 Elect Lori J. Ryerkerk Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CHEVRON CORPORATION Security ID: 166764100 Ticker: CVX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect John B. Frank Management For Voted - Against 3 Elect Alice P. Gast Management For Voted - For 4 Elect Enrique Hernandez, Jr. Management For Voted - For 5 Elect Marillyn A. Hewson Management For Voted - For 6 Elect Jon M. Huntsman, Jr. Management For Voted - For 7 Elect Charles W. Moorman IV Management For Voted - For 8 Elect Dambisa F. Moyo Management For Voted - For 9 Elect Debra L. Reed-Klages Management For Voted - For 10 Elect Ronald D. Sugar Management For Voted - For 11 Elect D. James Umpleby III Management For Voted - For 12 Elect Michael K. Wirth Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis Shareholder Against Voted - For 18 Shareholder Proposal Regarding Methane Emission Disclosures Shareholder For Voted - For 19 Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments Shareholder Against Voted - For 20 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against CHOICE HOTELS INTERNATIONAL, INC. Security ID: 169905106 Ticker: CHH Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Brian B Bainum Management For Voted - For 2 Elect Stewart W. Bainum, Jr. Management For Voted - For 465 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect William L. Jews Management For Voted - For 4 Elect Monte J. M. Koch Management For Voted - For 5 Elect Liza K. Landsman Management For Voted - For 6 Elect Patrick S. Pacious Management For Voted - For 7 Elect Ervin R. Shames Management For Voted - For 8 Elect Gordon A. Smith Management For Voted - For 9 Elect Maureen D. Sullivan Management For Voted - For 10 Elect John P. Tague Management For Voted - For 11 Elect Donna F. Vieira Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For CHURCH & DWIGHT CO., INC. Security ID: 171340102 Ticker: CHD Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bradlen S. Cashaw Management For Voted - For 2 Elect James R. Craigie Management For Voted - For 3 Elect Matthew T. Farrell Management For Voted - For 4 Elect Bradley C. Irwin Management For Voted - Against 5 Elect Penry W. Price Management For Voted - For 6 Elect Susan G. Saideman Management For Voted - For 7 Elect Ravichandra K. Saligram Management For Voted - Against 8 Elect Robert K. Shearer Management For Voted - For 9 Elect Janet S. Vergis Management For Voted - For 10 Elect Arthur B. Winkleblack Management For Voted - For 11 Elect Laurie J. Yoler Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Amendment to the Omnibus Equity Compensation Plan Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CIGNA CORPORATION Security ID: 125523100 Ticker: CI Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect David M. Cordani Management For Voted - For 2 Elect William J. DeLaney Management For Voted - For 3 Elect Eric J. Foss Management For Voted - For 4 Elect Dr. Elder Granger Management For Voted - For 5 Elect Neesha Hathi Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Kathleen M. Mazzarella Management For Voted - For 8 Elect Mark B. McClellan Management For Voted - For 9 Elect Kimberly A. Ross Management For Voted - For 10 Elect Eric C. Wiseman Management For Voted - For 466 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Donna F. Zarcone Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - Against 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against CITIGROUP INC. Security ID: 172967424 Ticker: C Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Ellen M. Costello Management For Voted - For 2 Elect Grace E. Dailey Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 4 Elect John C. Dugan Management For Voted - For 5 Elect Jane N. Fraser Management For Voted - For 6 Elect Duncan P. Hennes Management For Voted - For 7 Elect Peter B. Henry Management For Voted - For 8 Elect S. Leslie Ireland Management For Voted - For 9 Elect Renee J. James Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Diana L. Taylor Management For Voted - For 12 Elect James S. Turley Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - Against 467 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Amendment to the 2019 Stock Incentive Plan Management For Voted - For 16 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples Shareholder Against Voted - For 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 20 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against CME GROUP INC. Security ID: 12572Q105 Ticker: CME Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Terrence A. Duffy Management For Voted - For 2 Elect Timothy S. Bitsberger Management For Voted - For 3 Elect Charles P. Carey Management For Voted - For 4 Elect Dennis H. Chookaszian Management For Voted - For 5 Elect Bryan T. Durkin Management For Voted - For 6 Elect Ana Dutra Management For Voted - For 7 Elect Martin J. Gepsman Management For Voted - Against 8 Elect Larry G. Gerdes Management For Voted - Against 9 Elect Daniel R. Glickman Management For Voted - Against 10 Elect Daniel G. Kaye Management For Voted - For 11 Elect Phyllis M. Lockett Management For Voted - For 12 Elect Deborah J. Lucas Management For Voted - For 13 Elect Terry L. Savage Management For Voted - For 14 Elect Rahael Seifu Management For Voted - For 15 Elect William R. Shepard Management For Voted - For 16 Elect Howard J. Siegel Management For Voted - For 17 Elect Dennis A. Suskind Management For Voted - Against 18 Ratification of Auditor Management For Voted - Against 19 Advisory Vote on Executive Compensation Management For Voted - Against 20 Amendment to the Omnibus Stock Plan Management For Voted - For 21 Amendment to the Director Stock Plan Management For Voted - For 22 Amendment to the Employee Stock Purchase Plan Management For Voted - For COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Security ID: 192446102 Ticker: CTSH Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Zein Abdalla Management For Voted - For 2 Elect Vinita K. Bali Management For Voted - For 3 Elect Maureen Breakiron-Evans Management For Voted - For 4 Elect Archana Deskus Management For Voted - For 5 Elect John M. Dineen Management For Voted - For 6 Elect Brian Humphries Management For Voted - For 468 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Leo S. Mackay, Jr. Management For Voted - For 8 Elect Michael Patsalos-Fox Management For Voted - For 9 Elect Stephen J. Rohleder Management For Voted - For 10 Elect Joseph M. Velli Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against COLGATE-PALMOLIVE COMPANY Security ID: 194162103 Ticker: CL Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect John P. Bilbrey Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Lisa M. Edwards Management For Voted - For 4 Elect C. Martin Harris Management For Voted - For 5 Elect Martina Hund-Mejean Management For Voted - For 6 Elect Kimberly A. Nelson Management For Voted - For 7 Elect Lorrie M. Norrington Management For Voted - For 8 Elect Michael B. Polk Management For Voted - For 9 Elect Stephen I. Sadove Management For Voted - For 10 Elect Noel R. Wallace Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against COMCAST CORPORATION Security ID: 20030N101 Ticker: CMCSA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kenneth J. Bacon Management For Voted - Withheld 1.2 Elect Madeline S. Bell Management For Voted - For 1.3 Elect Edward D. Breen Management For Voted - Withheld 1.4 Elect Gerald L. Hassell Management For Voted - For 1.5 Elect Jeffrey A. Honickman Management For Voted - Withheld 1.6 Elect Maritza Gomez Montiel Management For Voted - For 1.7 Elect Asuka Nakahara Management For Voted - For 1.8 Elect David C. Novak Management For Voted - For 1.9 Elect Brian L. Roberts Management For Voted - For 2 Advisory vote on executive compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 469 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding EEO Policy Risk Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 8 Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options Shareholder Against Voted - Against CONOCOPHILLIPS Security ID: 20825C104 Ticker: COP Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect C. Maury Devine Management For Voted - For 2 Elect Jody L. Freeman Management For Voted - For 3 Elect Gay Huey Evans Management For Voted - For 4 Elect Jeffrey A. Joerres Management For Voted - For 5 Elect Ryan M. Lance Management For Voted - For 6 Elect Timothy A. Leach Management For Voted - For 7 Elect William H. McRaven Management For Voted - For 8 Elect Sharmila Mulligan Management For Voted - For 9 Elect Eric D. Mullins Management For Voted - For 10 Elect Arjun N. Murti Management For Voted - For 11 Elect Robert A. Niblock Management For Voted - For 12 Elect David T. Seaton Management For Voted - For 13 Elect R. A. Walker Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For 17 Advisory Vote on Right to Call Special Meeting Management For Voted - Against 18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 20 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against COSTCO WHOLESALE CORPORATION Security ID: 22160K105 Ticker: COST Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Susan L. Decker Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Richard A. Galanti Management For Voted - Against 4 Elect Hamilton E. James Management For Voted - For 5 Elect W. Craig Jelinek Management For Voted - For 6 Elect Sally Jewell Management For Voted - For 7 Elect Charles T. Munger Management For Voted - Against 470 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Jeffrey S. Raikes Management For Voted - Against 9 Elect John W. Stanton Management For Voted - For 10 Elect Mary Agnes Wilderotter Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Racial Justice and Food Equity Shareholder Against Voted - For CUMMINS INC. Security ID: 231021106 Ticker: CMI Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect N. Thomas Linebarger Management For Voted - For 2 Elect Jennifer W. Rumsey Management For Voted - For 3 Elect Robert J. Bernhard Management For Voted - For 4 Elect Franklin R. Chang Diaz Management For Voted - For 5 Elect Bruno V. Di Leo Allen Management For Voted - For 6 Elect Stephen B. Dobbs Management For Voted - For 7 Elect Carla A. Harris Management For Voted - For 8 Elect Robert K. Herdman Management For Voted - For 9 Elect Thomas J. Lynch Management For Voted - For 10 Elect William I. Miller Management For Voted - For 11 Elect Georgia R. Nelson Management For Voted - For 12 Elect Kimberly A. Nelson Management For Voted - For 13 Elect Karen H. Quintos Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For DARDEN RESTAURANTS, INC. Security ID: 237194105 Ticker: DRI Meeting Date: 22-Sep-21 Meeting Type: Annual 1.1 Elect Margaret Shan Atkins Management For Voted - For 1.2 Elect James P. Fogarty Management For Voted - For 1.3 Elect Cynthia T. Jamison Management For Voted - For 1.4 Elect Eugene I. Lee, Jr. Management For Voted - For 1.5 Elect Nana Mensah Management For Voted - For 1.6 Elect William S. Simon Management For Voted - Withheld 1.7 Elect Charles M. Sonsteby Management For Voted - For 1.8 Elect Timothy J. Wilmott Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 471 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Amendment to the Employee Stock Purchase Plan Management For Voted - For 5 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age Shareholder Against Voted - Abstain DEERE & COMPANY Security ID: 244199105 Ticker: DE Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Leanne G. Caret Management For Voted - For 2 Elect Tamra A. Erwin Management For Voted - For 3 Elect Alan C. Heuberger Management For Voted - For 4 Elect Charles O. Holliday, Jr. Management For Voted - For 5 Elect Michael O. Johanns Management For Voted - For 6 Elect Clayton M. Jones Management For Voted - For 7 Elect John C. May Management For Voted - For 8 Elect Gregory R. Page Management For Voted - For 9 Elect Sherry M. Smith Management For Voted - For 10 Elect Dmitri L. Stockton Management For Voted - For 11 Elect Sheila G. Talton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Approval of the Non-Employee Director Stock Ownership Plan Management For Voted - For 15 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For DELL TECHNOLOGIES INC. Security ID: 24703L202 Ticker: DELL Meeting Date: 27-Jun-22 Meeting Type: Annual 1.1 Elect Michael Dell Management For Voted - Withheld 1.2 Elect David W. Dorman Management For Voted - For 1.3 Elect Egon P. Durban Management For Voted - Withheld 1.4 Elect David J. Grain Management For Voted - For 1.5 Elect William D. Green Management For Voted - For 1.6 Elect Simon Patterson Management For Voted - For 1.7 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 1.8 Elect Ellen J. Kullman Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Amended and Restated Certificate of Incorporation Management For Voted - Against 472 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted DUKE ENERGY CORPORATION Security ID: 26441C204 Ticker: DUK Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Derrick Burks Management For Voted - For 1.2 Elect Annette K. Clayton Management For Voted - For 1.3 Elect Theodore F. Craver, Jr. Management For Voted - For 1.4 Elect Robert M. Davis Management For Voted - For 1.5 Elect Caroline D. Dorsa Management For Voted - For 1.6 Elect W. Roy Dunbar Management For Voted - For 1.7 Elect Nicholas C. Fanandakis Management For Voted - For 1.8 Elect Lynn J. Good Management For Voted - For 1.9 Elect John T. Herron Management For Voted - For 1.10 Elect Idalene F. Kesner Management For Voted - For 1.11 Elect E. Marie McKee Management For Voted - For 1.12 Elect Michael J. Pacilio Management For Voted - For 1.13 Elect Thomas E. Skains Management For Voted - For 1.14 Elect William E. Webster, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 473 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted ECOLAB INC. Security ID: 278865100 Ticker: ECL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Shari L Ballard Management For Voted - For 2 Elect Barbara J. Beck Management For Voted - For 3 Elect Christophe Beck Management For Voted - For 4 Elect Jeffrey M. Ettinger Management For Voted - For 5 Elect Arthur J. Higgins Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect David W. MacLennan Management For Voted - For 8 Elect Tracy B. McKibben Management For Voted - For 9 Elect Lionel L. Nowell, III Management For Voted - For 10 Elect Victoria J. Reich Management For Voted - For 11 Elect Suzanne M. Vautrinot Management For Voted - For 12 Elect John J. Zillmer Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EDWARDS LIFESCIENCES CORPORATION Security ID: 28176E108 Ticker: EW Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Kieran T. Gallahue Management For Voted - For 2 Elect Leslie Stone Heisz Management For Voted - For 3 Elect Paul A. LaViolette Management For Voted - For 4 Elect Steven R. Loranger Management For Voted - For 5 Elect Martha H. Marsh Management For Voted - For 6 Elect Michael A. Mussallem Management For Voted - For 7 Elect Ramona Sequeira Management For Voted - For 8 Elect Nicholas J. Valeriani Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against ELI LILLY AND COMPANY Security ID: 532457108 Ticker: LLY Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Raul Alvarez Management For Voted - For 2 Elect Kimberly H. Johnson Management For Voted - For 3 Elect Juan R. Luciano Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 474 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Ratification of Auditor Management For Voted - Against 6 Repeal of Classified Board Management For Voted - For 7 Elimination of Supermajority Requirements Management For Voted - For 8 Amendment to Articles to Allow Shareholders to Amend Bylaws Management For Voted - For 9 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - For 12 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For EQUINIX, INC. Security ID: 29444U700 Ticker: EQIX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Nanci E. Caldwell Management For Voted - For 2 Elect Adaire Fox-Martin Management For Voted - For 3 Elect Ron Guerrier Management For Voted - For 4 Elect Gary F. Hromadko Management For Voted - For 5 Elect Irving F. Lyons, III Management For Voted - For 6 Elect Charles Meyers Management For Voted - For 7 Elect Christopher B. Paisley Management For Voted - For 8 Elect Sandra Rivera Management For Voted - For 9 Elect Peter F. Van Camp Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against ESTEE LAUDER COS., INC. Security ID: 518439104 Ticker: EL Meeting Date: 12-Nov-21 Meeting Type: Annual 1 Elect Rose Marie Bravo Management For Voted - For 2 Elect Paul J. Fribourg Management For Voted - For 3 Elect Jennifer Hyman Management For Voted - For 4 Elect Barry S. Sternlicht Management For Voted - Abstain 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against ETSY, INC. Security ID: 29786A106 Ticker: ETSY Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect C. Andrew Ballard Management For Voted - For 475 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Jonathan D. Klein Management For Voted - For 3 Elect Margaret M. Smyth Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - For EXELON CORPORATION Security ID: 30161N101 Ticker: EXC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect W. Paul Bowers Management For Voted - For 4 Elect Marjorie Rodgers Cheshire Management For Voted - For 5 Elect Christopher M. Crane Management For Voted - For 6 Elect Carlos M. Gutierrez Management For Voted - For 7 Elect Linda P. Jojo Management For Voted - For 8 Elect Paul L. Joskow Management For Voted - For 9 Elect John F. Young Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Security ID: 302130109 Ticker: EXPD Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Glenn M. Alger Management For Voted - For 2 Elect Robert P. Carlile Management For Voted - For 3 Elect James M. DuBois Management For Voted - For 4 Elect Mark A. Emmert Management For Voted - For 5 Elect Diane H. Gulyas Management For Voted - For 6 Elect Jeffrey S. Musser Management For Voted - For 7 Elect Brandon S. Pedersen Management For Voted - For 8 Elect Liane J. Pelletier Management For Voted - For 9 Elect Olivia D. Polius Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For F5, INC. Security ID: 315616102 Ticker: FFIV Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Sandra E. Bergeron Management For Voted - For 476 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Elizabeth L. Buse Management For Voted - For 3 Elect Michael L. Dreyer Management For Voted - Against 4 Elect Alan J. Higginson Management For Voted - Against 5 Elect Peter S. Klein Management For Voted - For 6 Elect Francois Locoh-Donou Management For Voted - For 7 Elect Nikhil Mehta Management For Voted - Against 8 Elect Michael F. Montoya Management For Voted - For 9 Elect Marie E. Myers Management For Voted - For 10 Elect James M. Phillips Management For Voted - Against 11 Elect Sripada Shivananda Management For Voted - Against 12 Amendment to the Incentive Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For FACTSET RESEARCH SYSTEMS INC. Security ID: 303075105 Ticker: FDS Meeting Date: 16-Dec-21 Meeting Type: Annual 1 Elect Siew Kai Choy Management For Voted - For 2 Elect Lee M. Shavel Management For Voted - For 3 Elect Joseph R. Zimmel Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against FEDEX CORPORATION Security ID: 31428X106 Ticker: FDX Meeting Date: 27-Sep-21 Meeting Type: Annual 1 Elect Marvin R. Ellison Management For Voted - For 2 Elect Susan Patricia Griffith Management For Voted - For 3 Elect Kimberly A. Jabal Management For Voted - For 4 Elect Shirley Ann Jackson Management For Voted - For 5 Elect R. Brad Martin Management For Voted - For 6 Elect Joshua Cooper Ramo Management For Voted - For 7 Elect Susan C. Schwab Management For Voted - For 8 Elect Frederick W. Smith Management For Voted - For 9 Elect David P. Steiner Management For Voted - For 10 Elect Rajesh Subramaniam Management For Voted - For 11 Elect Paul S. Walsh Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 477 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - For 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For FISERV, INC. Security ID: 337738108 Ticker: FISV Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Frank J. Bisignano Management For Voted - For 1.2 Elect Alison Davis Management For Voted - For 1.3 Elect Henrique de Castro Management For Voted - For 1.4 Elect Harry F. DiSimone Management For Voted - For 1.5 Elect Dylan G. Haggart Management For Voted - For 1.6 Elect Wafaa Mamilli Management For Voted - For 1.7 Elect Heidi G. Miller Management For Voted - For 1.8 Elect Doyle R. Simons Management For Voted - For 1.9 Elect Kevin M. Warren Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For GENERAL MILLS, INC. Security ID: 370334104 Ticker: GIS Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Elect R. Kerry Clark Management For Voted - For 2 Elect David M. Cordani Management For Voted - For 3 Elect Jeffrey L. Harmening Management For Voted - For 4 Elect Maria G. Henry Management For Voted - For 5 Elect Jo Ann Jenkins Management For Voted - For 6 Elect Elizabeth C. Lempres Management For Voted - For 7 Elect Diane L. Neal Management For Voted - For 8 Elect Stephen A. Odland Management For Voted - For 9 Elect Maria A. Sastre Management For Voted - For 10 Elect Eric D. Sprunk Management For Voted - For 11 Elect Jorge A. Uribe Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Elimination of Supermajority Requirement Management For Voted - For 478 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted GENERAL MOTORS COMPANY Security ID: 37045V100 Ticker: GM Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Elect Mary T. Barra Management For Voted - For 2 Elect Aneel Bhusri Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Linda R. Gooden Management For Voted - For 5 Elect Joseph Jimenez Management For Voted - For 6 Elect Judith A. Miscik Management For Voted - For 7 Elect Patricia F. Russo Management For Voted - For 8 Elect Thomas M. Schoewe Management For Voted - For 9 Elect Carol M. Stephenson Management For Voted - For 10 Elect Mark A. Tatum Management For Voted - For 11 Elect Devin N. Wenig Management For Voted - For 12 Elect Margaret C. Whitman Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against GILEAD SCIENCES, INC. Security ID: 375558103 Ticker: GILD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Jacqueline K. Barton Management For Voted - For 2 Elect Jeffrey A. Bluestone Management For Voted - For 3 Elect Sandra J. Horning Management For Voted - For 4 Elect Kelly A. Kramer Management For Voted - For 5 Elect Kevin E. Lofton Management For Voted - For 6 Elect Harish Manwani Management For Voted - For 7 Elect Daniel P. O'Day Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Anthony Welters Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Equity Incentive Plan Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - For 479 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For HONEYWELL INTERNATIONAL INC. Security ID: 438516106 Ticker: HON Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Duncan B. Angove Management For Voted - For 3 Elect William S. Ayer Management For Voted - For 4 Elect Kevin Burke Management For Voted - For 5 Elect D. Scott Davis Management For Voted - For 6 Elect Deborah Flint Management For Voted - For 7 Elect Rose Lee Management For Voted - For 8 Elect Grace D. Lieblein Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Environmental & Social Due Diligence Process Shareholder Against Voted - For HORMEL FOODS CORPORATION Security ID: 440452100 Ticker: HRL Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Prama Bhatt Management For Voted - For 2 Elect Gary C. Bhojwani Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Stephen M. Lacy Management For Voted - For 5 Elect Elsa A. Murano Management For Voted - For 6 Elect Susan K. Nestegard Management For Voted - For 7 Elect William A. Newlands Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect Jose Luis Prado Management For Voted - For 10 Elect Sally J. Smith Management For Voted - For 11 Elect James P. Snee Management For Voted - For 12 Elect Steven A. White Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market Shareholder Against Voted - For 480 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted HUBSPOT, INC. Security ID: 443573100 Ticker: HUBS Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Lorrie M. Norrington Management For Voted - For 2 Elect Avanish Sahai Management For Voted - For 3 Elect Dharmesh Shah Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For HUMANA INC. Security ID: 444859102 Ticker: HUM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Raquel C. Bono Management For Voted - For 2 Elect Bruce Broussard Management For Voted - For 3 Elect Frank A. D'Amelio Management For Voted - Against 4 Elect David T. Feinberg Management For Voted - Against 5 Elect Wayne A.I. Frederick Management For Voted - For 6 Elect John W. Garratt Management For Voted - For 7 Elect Kurt J. Hilzinger Management For Voted - For 8 Elect David A. Jones Jr. Management For Voted - Against 9 Elect Karen W. Katz Management For Voted - For 10 Elect Marcy S. Klevorn Management For Voted - For 11 Elect William J. McDonald Management For Voted - For 12 Elect Jorge S. Mesquita Management For Voted - For 13 Elect James J. O'Brien Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For IDEXX LABORATORIES, INC. Security ID: 45168D104 Ticker: IDXX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jonathan W. Ayers Management For Voted - For 2 Elect Stuart M. Essig Management For Voted - For 3 Elect Jonathan J. Mazelsky Management For Voted - For 4 Elect M. Anne Szostak Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - For 481 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted ILLINOIS TOOL WORKS INC. Security ID: 452308109 Ticker: ITW Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - For 2 Elect Susan Crown Management For Voted - For 3 Elect Darrell L. Ford Management For Voted - For 4 Elect James W. Griffith Management For Voted - Against 5 Elect Jay L. Henderson Management For Voted - For 6 Elect Richard H. Lenny Management For Voted - Against 7 Elect E. Scott Santi Management For Voted - For 8 Elect David H. B. Smith, Jr. Management For Voted - For 9 Elect Pamela B. Strobel Management For Voted - For 10 Elect Anre D. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ILLUMINA, INC. Security ID: 452327109 Ticker: ILMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Frances Arnold Management For Voted - For 2 Elect Francis A. deSouza Management For Voted - For 3 Elect Caroline D. Dorsa Management For Voted - For 4 Elect Robert S. Epstein Management For Voted - Against 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Gary S. Guthart Management For Voted - For 7 Elect Philip W. Schiller Management For Voted - For 8 Elect Susan E. Siegel Management For Voted - For 9 Elect John W. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 482 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - For INTERNATIONAL FLAVORS & FRAGRANCES INC. Security ID: 459506101 Ticker: IFF Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Kathryn J. Boor Management For Voted - For 2 Elect Edward D. Breen Management For Voted - Against 3 Elect Barry A. Bruno Management For Voted - For 4 Elect Franklin K. Clyburn, Jr. Management For Voted - For 5 Elect Carol A. Davidson Management For Voted - For 6 Elect Michael L. Ducker Management For Voted - For 7 Elect Roger W. Ferguson, Jr. Management For Voted - Against 8 Elect John F. Ferraro Management For Voted - For 9 Elect Christina A. Gold Management For Voted - For 10 Elect Ilene S. Gordon Management For Voted - For 11 Elect Matthias Heinzel Management For Voted - For 12 Elect Dale F. Morrison Management For Voted - Against 13 Elect Kare Schultz Management For Voted - Against 14 Elect Stephen Williamson Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - For INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 483 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For INTUITIVE SURGICAL, INC. Security ID: 46120E602 Ticker: ISRG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Craig H. Barratt Management For Voted - For 2 Elect Joseph C. Beery Management For Voted - For 3 Elect Gary S. Guthart Management For Voted - For 4 Elect Amal M. Johnson Management For Voted - For 5 Elect Don R. Kania Management For Voted - For 6 Elect Amy L. Ladd Management For Voted - For 7 Elect Keith R. Leonard, Jr. Management For Voted - For 8 Elect Alan J. Levy Management For Voted - For 9 Elect Jami Dover Nachtsheim Management For Voted - For 10 Elect Monica P. Reed Management For Voted - For 11 Elect Mark J. Rubash Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2010 Incentive Award Plan Management For Voted - For IQVIA HOLDINGS INC. Security ID: 46266C105 Ticker: IQV Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect John P. Connaughton Management For Voted - For 1.2 Elect John G. Danhakl Management For Voted - For 1.3 Elect James A. Fasano Management For Voted - For 1.4 Elect Leslie Wims Morris Management For Voted - For 2 Repeal of Classified Board Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against Voted - For 5 Ratification of Auditor Management For Voted - Against JACK HENRY & ASSOCIATES, INC. Security ID: 426281101 Ticker: JKHY Meeting Date: 16-Nov-21 Meeting Type: Annual 1.1 Elect David B. Foss Management For Voted - For 484 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Matthew C. Flanigan Management For Voted - For 1.3 Elect Thomas H. Wilson, Jr. Management For Voted - For 1.4 Elect Jacque R. Fiegel Management For Voted - For 1.5 Elect Thomas A. Wimsett Management For Voted - For 1.6 Elect Laura G. Kelly Management For Voted - For 1.7 Elect Shruti S. Miyashiro Management For Voted - For 1.8 Elect Wesley A. Brown Management For Voted - For 1.9 Elect Curtis A. Campbell Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For JOHNSON & JOHNSON Security ID: 478160104 Ticker: JNJ Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Mary C. Beckerle Management For Voted - For 3 Elect D. Scott Davis Management For Voted - For 4 Elect Ian E.L. Davis Management For Voted - For 5 Elect Jennifer A. Doudna Management For Voted - For 6 Elect Joaquin Duato Management For Voted - For 7 Elect Alex Gorsky Management For Voted - Against 8 Elect Marillyn A. Hewson Management For Voted - For 9 Elect Hubert Joly Management For Voted - For 10 Elect Mark B. McClellan Management For Voted - Against 11 Elect Anne Mulcahy Management For Voted - For 12 Elect A. Eugene Washington Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Elect Nadja Y. West Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - Against 18 Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Racial Impact Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - For 22 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - For 23 Shareholder Proposal Regarding Discontinuation of Talc-based Baby Powder Shareholder Against Voted - For 24 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 25 Shareholder Proposal Regarding Lobbying Activities Alignment with Universal Health Coverage Shareholder Against Voted - For 26 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 485 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 27 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - For JONES LANG LASALLE INCORPORATED Security ID: 48020Q107 Ticker: JLL Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Hugo Bague Management For Voted - For 2 Elect Matthew Carter, Jr. Management For Voted - For 3 Elect Samuel A. Di Piazza, Jr. Management For Voted - For 4 Elect Tina Ju Management For Voted - For 5 Elect Bridget Macaskill Management For Voted - For 6 Elect Deborah H. McAneny Management For Voted - For 7 Elect Siddharth N. Mehta Management For Voted - For 8 Elect Jeetendra I. Patel Management For Voted - For 9 Elect Ann Marie Petach Management For Voted - For 10 Elect Larry Quinlan Management For Voted - For 11 Elect Efrain Rivera Management For Voted - For 12 Elect Christian Ulbrich Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against JPMORGAN CHASE & CO. Security ID: 46625H100 Ticker: JPM Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Linda B. Bammann Management For Voted - For 2 Elect Stephen B. Burke Management For Voted - For 3 Elect Todd A. Combs Management For Voted - For 4 Elect James S. Crown Management For Voted - For 5 Elect James Dimon Management For Voted - For 6 Elect Timothy P. Flynn Management For Voted - For 7 Elect Mellody Hobson Management For Voted - For 8 Elect Michael A. Neal Management For Voted - For 9 Elect Phebe N. Novakovic Management For Voted - For 10 Elect Virginia M. Rometty Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Aligning GHG Reductions with UNEP FI Recommendations Shareholder Against Voted - For 486 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted KELLOGG COMPANY Security ID: 487836108 Ticker: K Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Roderick Gillum Management For Voted - For 2 Elect Mary A. Laschinger Management For Voted - For 3 Elect Erica L. Mann Management For Voted - For 4 Elect Carolyn Tastad Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - Against 7 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - For KEYSIGHT TECHNOLOGIES, INC. Security ID: 49338L103 Ticker: KEYS Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Elect James G. Cullen Management For Voted - Against 2 Elect Michelle J. Holthaus Management For Voted - For 3 Elect Jean M. Nye Management For Voted - For 4 Elect Joanne B. Olsen Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For KIMBERLY-CLARK CORPORATION Security ID: 494368103 Ticker: KMB Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Sylvia M. Burwell Management For Voted - For 2 Elect John W. Culver Management For Voted - For 3 Elect Robert W. Decherd Management For Voted - For 4 Elect Michael D. Hsu Management For Voted - For 5 Elect Mae C. Jemison Management For Voted - For 6 Elect S. Todd Maclin Management For Voted - For 7 Elect Deirdre Mahlan Management For Voted - For 8 Elect Sherilyn S. McCoy Management For Voted - For 9 Elect Christa Quarles Management For Voted - For 10 Elect Jaime A. Ramirez Management For Voted - For 11 Elect Dunia A. Shive Management For Voted - For 12 Elect Mark T. Smucker Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 487 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted LAM RESEARCH CORPORATION Security ID: 512807108 Ticker: LRCX Meeting Date: 08-Nov-21 Meeting Type: Annual 1.1 Elect Sohail U. Ahmed Management For Voted - For 1.2 Elect Timothy M. Archer Management For Voted - For 1.3 Elect Eric K. Brandt Management For Voted - For 1.4 Elect Michael R. Cannon Management For Voted - For 1.5 Elect Catherine P. Lego Management For Voted - For 1.6 Elect Bethany J. Mayer Management For Voted - For 1.7 Elect Abhijit Y. Talwalkar Management For Voted - For 1.8 Elect Rick Lih-Shyng TSAI Management For Voted - For 1.9 Elect Leslie F. Varon Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against LITTELFUSE, INC. Security ID: 537008104 Ticker: LFUS Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Kristina A. Cerniglia Management For Voted - For 2 Elect Tzau-Jin Chung Management For Voted - For 3 Elect Cary T. Fu Management For Voted - For 4 Elect Maria C. Green Management For Voted - For 5 Elect Anthony Grillo Management For Voted - For 6 Elect David W. Heinzmann Management For Voted - For 7 Elect Gordon Hunter Management For Voted - For 8 Elect William P. Noglows Management For Voted - For 9 Elect Nathan Zommer Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For LOWE'S COMPANIES, INC. Security ID: 548661107 Ticker: LOW Meeting Date: 27-May-22 Meeting Type: Annual 1.1 Elect Raul Alvarez Management For Voted - For 1.2 Elect David H. Batchelder Management For Voted - For 1.3 Elect Sandra B. Cochran Management For Voted - For 1.4 Elect Laurie Z. Douglas Management For Voted - For 1.5 Elect Richard W. Dreiling Management For Voted - Withheld 1.6 Elect Marvin R. Ellison Management For Voted - For 1.7 Elect Daniel J. Heinrich Management For Voted - For 1.8 Elect Brian C. Rogers Management For Voted - For 1.9 Elect Bertram L. Scott Management For Voted - For 488 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 1.10 Elect Colleen Taylor Management For Voted - For 1.11 Elect Mary Elizabeth West Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Amendment to the 2006 Long Term Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 6 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification Shareholder Against Voted - For LULULEMON ATHLETICA INC. Security ID: 550021109 Ticker: LULU Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kathryn Henry Management For Voted - For 2 Elect Jon McNeill Management For Voted - For 3 Elect Alison Loehnis Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Shareholder Proposal Regarding Policy on Down Products Shareholder Against Voted - For MARRIOTT INTERNATIONAL, INC. Security ID: 571903202 Ticker: MAR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Anthony G. Capuano Management For Voted - For 2 Elect Isabella D. Goren Management For Voted - For 3 Elect Deborah Marriott Harrison Management For Voted - For 4 Elect Frederick A. Henderson Management For Voted - For 5 Elect Eric Hippeau Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Aylwin B. Lewis Management For Voted - For 8 Elect David S. Marriott Management For Voted - For 9 Elect Margaret M. McCarthy Management For Voted - For 10 Elect George Munoz Management For Voted - For 11 Elect Horacio D. Rozanski Management For Voted - For 12 Elect Susan C. Schwab Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 489 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For MASTERCARD INCORPORATED Security ID: 57636Q104 Ticker: MA Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Merit E. Janow Management For Voted - For 2 Elect Candido Botelho Bracher Management For Voted - For 3 Elect Richard K. Davis Management For Voted - For 4 Elect Julius Genachowski Management For Voted - For 5 Elect GOH Choon Phong Management For Voted - For 6 Elect Oki Matsumoto Management For Voted - For 7 Elect Michael Miebach Management For Voted - For 8 Elect Youngme E. Moon Management For Voted - For 9 Elect Rima Qureshi Management For Voted - For 10 Elect Gabrielle Sulzberger Management For Voted - For 11 Elect Jackson P. Tai Management For Voted - For 12 Elect Harit Talwar Management For Voted - For 13 Elect Lance Uggla Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Restoration of Right to Call a Special Meeting Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Political Donations to Objectors Shareholder Against Voted - For 19 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Untraceable Firearms Shareholder Against Voted - For MCCORMICK & COMPANY, INCORPORATED Security ID: 579780206 Ticker: MKC Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Other Management N/A Take No Action MERCK & CO., INC. Security ID: 58933Y105 Ticker: MRK Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Douglas M. Baker, Jr. Management For Voted - For 2 Elect Mary Ellen Coe Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 490 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Robert M. Davis Management For Voted - For 5 Elect Kenneth C. Frazier Management For Voted - For 6 Elect Thomas H. Glocer Management For Voted - For 7 Elect Risa Lavizzo-Mourey Management For Voted - For 8 Elect Stephen L. Mayo Management For Voted - For 9 Elect Paul B. Rothman Management For Voted - For 10 Elect Patricia F. Russo Management For Voted - For 11 Elect Christine E. Seidman Management For Voted - For 12 Elect Inge G. Thulin Management For Voted - For 13 Elect Kathy J. Warden Management For Voted - For 14 Elect Peter C. Wendell Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - For 19 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - For 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 491 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For METTLER-TOLEDO INTERNATIONAL INC. Security ID: 592688105 Ticker: MTD Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Robert F. Spoerry Management For Voted - For 2 Elect Wah-Hui Chu Management For Voted - Against 3 Elect Domitille Doat-Le Bigot Management For Voted - For 4 Elect Olivier A. Filliol Management For Voted - For 5 Elect Elisha W. Finney Management For Voted - For 6 Elect Richard Francis Management For Voted - For 7 Elect Michael A. Kelly Management For Voted - For 8 Elect Thomas P. Salice Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - For 492 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - For 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - For MOODY'S CORPORATION Security ID: 615369105 Ticker: MCO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jorge A. Bermudez Management For Voted - For 2 Elect Therese Esperdy Management For Voted - For 3 Elect Robert Fauber Management For Voted - For 4 Elect Vincent A. Forlenza Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect Lloyd W. Howell, Jr. Management For Voted - For 7 Elect Raymond W. McDaniel, Jr. Management For Voted - For 8 Elect Leslie Seidman Management For Voted - For 9 Elect Zig Serafin Management For Voted - For 10 Elect Bruce Van Saun Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For MORGAN STANLEY Security ID: 617446448 Ticker: MS Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Alistair Darling Management For Voted - For 2 Elect Thomas H. Glocer Management For Voted - Against 3 Elect James P. Gorman Management For Voted - For 4 Elect Robert H. Herz Management For Voted - Against 5 Elect Erika H. James Management For Voted - For 6 Elect Hironori Kamezawa Management For Voted - For 7 Elect Shelley B. Leibowitz Management For Voted - For 8 Elect Stephen J. Luczo Management For Voted - For 9 Elect Judith Miscik Management For Voted - For 10 Elect Masato Miyachi Management For Voted - For 11 Elect Dennis M. Nally Management For Voted - For 12 Elect Mary L. Schapiro Management For Voted - For 13 Elect Perry M. Traquina Management For Voted - For 14 Elect Rayford Wilkins Jr. Management For Voted - Against 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For 493 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted MOTOROLA SOLUTIONS, INC. Security ID: 620076307 Ticker: MSI Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Gregory Q. Brown Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - Against 3 Elect Egon Durban Management For Voted - Against 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Clayton M. Jones Management For Voted - For 6 Elect Judy C. Lewent Management For Voted - For 7 Elect Gregory K. Mondre Management For Voted - Against 8 Elect Joseph M. Tucci Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Amendment to the 2015 Omnibus Incentive Plan Management For Voted - For NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - Withheld 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For NEWMONT CORPORATION Security ID: 651639106 Ticker: NEM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Patrick G. Awuah, Jr. Management For Voted - For 2 Elect Gregory H. Boyce Management For Voted - For 3 Elect Bruce R. Brook Management For Voted - For 4 Elect Maura J. Clark Management For Voted - For 5 Elect Emma FitzGerald Management For Voted - For 6 Elect Mary A. Laschinger Management For Voted - For 7 Elect Jose Manuel Madero Management For Voted - For 8 Elect Rene Medori Management For Voted - For 9 Elect Jane Nelson Management For Voted - For 494 -------------------------------------------------------------------------------------------------- Global X Conscious Companies ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Thomas Palmer Management For Voted - For 11 Elect Julio M. Quintana Management For Voted - For 12 Elect Susan N. Story Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NEXTERA ENERGY, INC. Security ID: 65339F101 Ticker: NEE Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2 Elect James L. Camaren Management For Voted - Against 3 Elect Kenneth B. Dunn Management For Voted - For 4 Elect Naren K. Gursahaney Management For Voted - Against 5 Elect Kirk S. Hachigian Management For Voted - Against 6 Elect John W. Ketchum Management For Voted - For 7 Elect Amy B. Lane Management For Voted - For 8 Elect David L. Porges Management For Voted - Against 9 Elect James L. Robo Management For Voted - For 10 Elect Rudy E. Schupp Management For Voted - Against 11 Elect John L. Skolds Management For Voted - For 12 Elect John Arthur Stall Management For Voted - For 13 Elect Darryl L. Wilson Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix Shareholder Against Voted - For 17 Shareholder Proposal Regarding Employee Diversity Data Reporting Shareholder Against Voted - For NIKE, INC. Security ID: 654106103 Ticker: NKE Meeting Date: 06-Oct-21 Meeting Type: Annual 1 Elect Alan B. Graf, Jr. Management For Voted - For 2 Elect Peter B. Henry Management For Voted - For 3 Elect Michelle A. Peluso Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 7 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 8 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 9 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For 495
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Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
NORTHERN TRUST CORPORATION
Security ID: 665859104 Ticker: NTRS
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Linda Walker Bynoe Management For Voted - Against
2 Elect Susan Crown Management For Voted - For
3 Elect Dean M. Harrison Management For Voted - For
4 Elect Jay L. Henderson Management For Voted - Against
5 Elect Marcy S. Klevorn Management For Voted - For
6 Elect Siddharth N. Mehta Management For Voted - For
7 Elect Michael G. O'Grady Management For Voted - For
8 Elect Jose Luis Prado Management For Voted - Against
9 Elect Martin P. Slark Management For Voted - For
10 Elect David H. B. Smith, Jr. Management For Voted - For
11 Elect Donald Thompson Management For Voted - For
12 Elect Charles A. Tribbett III Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - Against
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - Against
10 Elect Mark L. Perry Management For Voted - Against
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Increase in Authorized Common Stock Management For Voted - For
17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
496
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
OMNICOM GROUP INC.
Security ID: 681919106 Ticker: OMC
Meeting Date: 03-May-22 Meeting Type: Annual
1 Elect John D. Wren Management For Voted - For
2 Elect Mary C. Choksi Management For Voted - For
3 Elect Leonard S. Coleman, Jr. Management For Voted - For
4 Elect Mark D. Gerstein Management For Voted - For
5 Elect Ronnie S. Hawkins Management For Voted - For
6 Elect Deborah J. Kissire Management For Voted - For
7 Elect Gracia C. Martore Management For Voted - For
8 Elect Patricia Salas Pineda Management For Voted - For
9 Elect Linda Johnson Rice Management For Voted - For
10 Elect Valerie M. Williams Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
ON SEMICONDUCTOR CORPORATION
Security ID: 682189105 Ticker: ON
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Atsushi Abe Management For Voted - For
2 Elect Alan Campbell Management For Voted - For
3 Elect Susan K. Carter Management For Voted - For
4 Elect Thomas L. Deitrich Management For Voted - For
5 Elect Gilles Delfassy Management For Voted - For
6 Elect Hassane S. El-Khoury Management For Voted - For
7 Elect Bruce E. Kiddoo Management For Voted - For
8 Elect Paul A. Mascarenas Management For Voted - For
9 Elect Gregory L. Waters Management For Voted - For
10 Elect Christine Y. Yan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
ONEOK, INC.
Security ID: 682680103 Ticker: OKE
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Brian L. Derksen Management For Voted - Against
2 Elect Julie H. Edwards Management For Voted - For
3 Elect John W. Gibson Management For Voted - Abstain
4 Elect Mark W. Helderman Management For Voted - Against
5 Elect Randall J. Larson Management For Voted - For
6 Elect Steven J. Malcolm Management For Voted - Against
497
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Jim W. Mogg Management For Voted - Against
8 Elect Pattye L. Moore Management For Voted - For
9 Elect Pierce H. Norton II Management For Voted - For
10 Elect Eduardo A. Rodriguez Management For Voted - Against
11 Elect Gerald B. Smith Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
ORACLE CORPORATION
Security ID: 68389X105 Ticker: ORCL
Meeting Date: 10-Nov-21 Meeting Type: Annual
1.1 Elect Jeffrey S. Berg Management For Voted - Withheld
1.2 Elect Michael J. Boskin Management For Voted - For
1.3 Elect Safra A. Catz Management For Voted - Withheld
1.4 Elect Bruce R. Chizen Management For Voted - Withheld
1.5 Elect George H. Conrades Management For Voted - Withheld
1.6 Elect Lawrence J. Ellison Management For Voted - For
1.7 Elect Rona Fairhead Management For Voted - For
1.8 Elect Jeffrey O. Henley Management For Voted - For
1.9 Elect Renee J. James Management For Voted - For
1.10 Elect Charles W. Moorman IV Management For Voted - Withheld
1.11 Elect Leon E. Panetta Management For Voted - Withheld
1.12 Elect William G. Parrett Management For Voted - Withheld
1.13 Elect Naomi O. Seligman Management For Voted - Withheld
1.14 Elect Vishal Sikka Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
6 Shareholder Proposal Regarding Independent Board
Chair Shareholder Against Voted - For
7 Shareholder Proposal Regarding Requiring and
Posting Disclosures from Outside Organizations Shareholder Against Voted - For
OWENS CORNING
Security ID: 690742101 Ticker: OC
Meeting Date: 14-Apr-22 Meeting Type: Annual
1 Elect Brian D. Chambers Management For Voted - For
2 Elect Eduardo E. Cordeiro Management For Voted - For
3 Elect Adrienne D. Elsner Management For Voted - For
4 Elect Alfred E. Festa Management For Voted - For
5 Elect Edward F. Lonergan Management For Voted - For
6 Elect Maryann T. Mannen Management For Voted - For
7 Elect Paul E. Martin Management For Voted - For
8 Elect W. Howard Morris Management For Voted - For
498
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Suzanne P. Nimocks Management For Voted - For
10 Elect John D. Williams Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
PAYCHEX, INC.
Security ID: 704326107 Ticker: PAYX
Meeting Date: 14-Oct-21 Meeting Type: Annual
1 Elect B. Thomas Golisano Management For Voted - For
2 Elect Thomas F. Bonadio Management For Voted - For
3 Elect Joseph G. Doody Management For Voted - For
4 Elect David J. S. Flaschen Management For Voted - Against
5 Elect Pamela A. Joseph Management For Voted - For
6 Elect Martin Mucci Management For Voted - For
7 Elect Kevin A. Price Management For Voted - For
8 Elect Joseph M. Tucci Management For Voted - Against
9 Elect Joseph M. Velli Management For Voted - Against
10 Elect Kara Wilson Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
PAYCOM SOFTWARE, INC.
Security ID: 70432V102 Ticker: PAYC
Meeting Date: 02-May-22 Meeting Type: Annual
1 Elect Jason D. Clark Management For Voted - Withheld
2 Elect Henry C. Duques Management For Voted - Withheld
3 Elect Chad Richison Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Jonathan Christodoro Management For Voted - For
3 Elect John J. Donahoe II Management For Voted - For
4 Elect David W. Dorman Management For Voted - For
5 Elect Belinda J. Johnson Management For Voted - For
6 Elect Enrique Lores Management For Voted - For
7 Elect Gail J. McGovern Management For Voted - For
8 Elect Deborah M. Messemer Management For Voted - For
9 Elect David M. Moffett Management For Voted - For
499
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Ann M. Sarnoff Management For Voted - For
11 Elect Daniel H. Schulman Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
PEPSICO, INC.
Security ID: 713448108 Ticker: PEP
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Segun Agbaje Management For Voted - For
2 Elect Shona L. Brown Management For Voted - For
3 Elect Cesar Conde Management For Voted - Against
4 Elect Ian M. Cook Management For Voted - Against
5 Elect Edith W. Cooper Management For Voted - For
6 Elect Dina Dublon Management For Voted - For
7 Elect Michelle D. Gass Management For Voted - For
8 Elect Ramon L. Laguarta Management For Voted - For
9 Elect Dave Lewis Management For Voted - For
10 Elect David C. Page Management For Voted - For
11 Elect Robert C. Pohlad Management For Voted - Against
12 Elect Daniel L. Vasella Management For Voted - Against
13 Elect Darren Walker Management For Voted - Against
14 Elect Alberto Weisser Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Transparency Report
on Global Public Policy and Political Influence Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on External
Public Health Impact Shareholder Against Voted - For
PERKINELMER, INC.
Security ID: 714046109 Ticker: PKI
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Peter Barrett Management For Voted - Against
2 Elect Samuel R. Chapin Management For Voted - For
3 Elect Sylvie Gregoire Management For Voted - For
4 Elect Alexis P. Michas Management For Voted - Against
5 Elect Pralad Singh Management For Voted - For
6 Elect Michel Vounatsos Management For Voted - For
7 Elect Frank Witney Management For Voted - For
8 Elect Pascale Witz Management For Voted - For
500
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Ratification of Auditor Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
PFIZER INC.
Security ID: 717081103 Ticker: PFE
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Elect Ronald E. Blaylock Management For Voted - For
2 Elect Albert Bourla Management For Voted - For
3 Elect Susan Desmond-Hellmann Management For Voted - For
4 Elect Joseph J. Echevarria Management For Voted - For
5 Elect Scott Gottlieb Management For Voted - For
6 Elect Helen H. Hobbs Management For Voted - For
7 Elect Susan Hockfield Management For Voted - For
8 Elect Dan R. Littman Management For Voted - For
9 Elect Shantanu Narayen Management For Voted - For
10 Elect Suzanne Nora Johnson Management For Voted - For
11 Elect James Quincey Management For Voted - For
12 Elect James C. Smith Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - For
18 Shareholder Proposal Regarding Anticompetitive
Practices Shareholder Against Voted - For
19 Shareholder Proposal Regarding Public Health Costs
of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - For
PROLOGIS, INC.
Security ID: 74340W103 Ticker: PLD
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Hamid R. Moghadam Management For Voted - For
2 Elect Cristina G. Bita Management For Voted - For
3 Elect George L. Fotiades Management For Voted - For
4 Elect Lydia H. Kennard Management For Voted - For
5 Elect Irving F. Lyons, III Management For Voted - For
6 Elect Avid Modjtabai Management For Voted - For
7 Elect David P. O'Connor Management For Voted - For
8 Elect Olivier Piani Management For Voted - For
9 Elect Jeffrey L. Skelton Management For Voted - Against
10 Elect Carl B. Webb Management For Voted - For
11 Elect William D. Zollars Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - Against
501
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
PRUDENTIAL FINANCIAL, INC.
Security ID: 744320102 Ticker: PRU
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against
2 Elect Gilbert F. Casellas Management For Voted - For
3 Elect Robert M. Falzon Management For Voted - For
4 Elect Martina Hund-Mejean Management For Voted - For
5 Elect Wendy E. Jones Management For Voted - For
6 Elect Karl J. Krapek Management For Voted - For
7 Elect Peter R. Lighte Management For Voted - For
8 Elect Charles F. Lowrey Management For Voted - For
9 Elect George Paz Management For Voted - For
10 Elect Sandra Pianalto Management For Voted - For
11 Elect Christine A. Poon Management For Voted - For
12 Elect Douglas A. Scovanner Management For Voted - For
13 Elect Michael A. Todman Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - Against
QUEST DIAGNOSTICS INCORPORATED
Security ID: 74834L100 Ticker: DGX
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Tracey C. Doi Management For Voted - For
2 Elect Vicky B. Gregg Management For Voted - For
3 Elect Wright L. Lassiter III Management For Voted - For
4 Elect Timothy L. Main Management For Voted - For
5 Elect Denise M. Morrison Management For Voted - For
6 Elect Gary M. Pfeiffer Management For Voted - For
7 Elect Timothy M. Ring Management For Voted - For
8 Elect Stephen H. Rusckowski Management For Voted - For
9 Elect Gail R. Wilensky Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Permit Shareholders to Act by Non-Unanimous Written
Consent Management For Voted - For
13 Reduce Ownership Threshold for Shareholders to Call
Special Meetings Management For Voted - For
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
502
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107 Ticker: REGN
Meeting Date: 10-Jun-22 Meeting Type: Annual
1 Elect Bonnie L. Bassler Management For Voted - For
2 Elect Michael S. Brown Management For Voted - Against
3 Elect Leonard S. Schleifer Management For Voted - For
4 Elect George D. Yancopoulos Management For Voted - For
5 Ratification of Auditor Management For Voted - Against
6 Advisory Vote on Executive Compensation Management For Voted - For
REPUBLIC SERVICES, INC.
Security ID: 760759100 Ticker: RSG
Meeting Date: 16-May-22 Meeting Type: Annual
1 Elect Manuel Kadre Management For Voted - For
2 Elect Tomago Collins Management For Voted - For
3 Elect Michael A. Duffy Management For Voted - For
4 Elect Thomas W. Handley Management For Voted - For
5 Elect Jennifer M. Kirk Management For Voted - For
6 Elect Michael Larson Management For Voted - For
7 Elect Kim S. Pegula Management For Voted - For
8 Elect James P. Snee Management For Voted - For
9 Elect Brian S. Tyler Management For Voted - For
10 Elect Jon Vander Ark Management For Voted - For
11 Elect Sandra M. Volpe Management For Voted - For
12 Elect Katharine B. Weymouth Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - For
16 Shareholder Proposal Regarding Environmental
Justice Audit Shareholder Against Voted - For
17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For
ROCKWELL AUTOMATION, INC.
Security ID: 773903109 Ticker: ROK
Meeting Date: 01-Feb-22 Meeting Type: Annual
1.1 Elect James P. Keane Management For Voted - For
1.2 Elect Blake D. Moret Management For Voted - For
1.3 Elect Thomas W. Rosamilia Management For Voted - For
1.4 Elect Patricia A. Watson Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
503
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
S&P GLOBAL INC.
Security ID: 78409V104 Ticker: SPGI
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Marco Alvera Management For Voted - For
2 Elect Jacques Esculier Management For Voted - For
3 Elect Gay Huey Evans Management For Voted - For
4 Elect William D. Green Management For Voted - For
5 Elect Stephanie C. Hill Management For Voted - For
6 Elect Rebecca Jacoby Management For Voted - For
7 Elect Robert P. Kelly Management For Voted - For
8 Elect Ian P. Livingston Management For Voted - For
9 Elect Deborah D. McWhinney Management For Voted - For
10 Elect Maria R. Morris Management For Voted - For
11 Elect Douglas L. Peterson Management For Voted - For
12 Elect Edward B. Rust, Jr. Management For Voted - For
13 Elect Richard E. Thornburgh Management For Voted - For
14 Elect Gregory Washington Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - Against
SALESFORCE, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Marc R. Benioff Management For Voted - For
2 Elect Bret Taylor Management For Voted - For
3 Elect Laura Alber Management For Voted - For
4 Elect Craig A. Conway Management For Voted - For
5 Elect Parker Harris Management For Voted - For
6 Elect Alan G. Hassenfeld Management For Voted - For
7 Elect Neelie Kroes Management For Voted - For
8 Elect Oscar Munoz Management For Voted - For
9 Elect Sanford R. Robertson Management For Voted - For
10 Elect John V. Roos Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Elect Maynard G. Webb Management For Voted - For
13 Elect Susan D. Wojcicki Management For Voted - For
14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
15 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - Against
17 Advisory Vote on Executive Compensation Management For Voted - Against
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
504
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHAKE SHACK INC.
Security ID: 819047101 Ticker: SHAK
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Daniel Meyer Management For Voted - For
1.2 Elect Anna Fieler Management For Voted - For
1.3 Elect Jeff Flug Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
SHOPIFY INC.
Security ID: 82509L107 Ticker: SHOP
Meeting Date: 07-Jun-22 Meeting Type: Annual
1 Elect Tobias Lutke Management For Voted - For
2 Elect Robert G. Ashe Management For Voted - Withheld
3 Elect Gail Goodman Management For Voted - For
4 Elect Colleen M. Johnston Management For Voted - For
5 Elect Jeremy Levine Management For Voted - For
6 Elect John Phillips Management For Voted - For
7 Elect Fidji Simo Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Arrangement Relating to Dual Class Share Structure
and Creation of Founder Share Management For Voted - Against
10 Approval of Share Split Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
SOUTHWEST AIRLINES CO.
Security ID: 844741108 Ticker: LUV
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect David W. Biegler Management For Voted - For
2 Elect J. Veronica Biggins Management For Voted - For
3 Elect Douglas H. Brooks Management For Voted - Against
4 Elect William H. Cunningham Management For Voted - Against
5 Elect John G. Denison Management For Voted - For
6 Elect Thomas W. Gilligan Management For Voted - For
7 Elect David P. Hess Management For Voted - For
8 Elect Robert E. Jordan Management For Voted - For
9 Elect Gary C. Kelly Management For Voted - For
10 Elect Nancy B. Loeffler Management For Voted - For
11 Elect John T. Montford Management For Voted - Against
12 Elect Christopher P. Reynolds Management For Voted - For
13 Elect Ron Ricks Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the 1991 Employee Stock Purchase Plan Management For Voted - For
505
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Ratification of Auditor Management For Voted - Against
17 Shareholder Proposal Regarding Shareholder Ability
to Remove Directors Shareholder Against Voted - For
18 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
SQUARE, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 03-Nov-21 Meeting Type: Special
1 Stock Issuance for Acquisition of Afterpay Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
STANLEY BLACK & DECKER, INC.
Security ID: 854502101 Ticker: SWK
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 Elect Andrea J. Ayers Management For Voted - For
2 Elect Patrick D. Campbell Management For Voted - For
3 Elect Carlos M. Cardoso Management For Voted - For
4 Elect Robert B. Coutts Management For Voted - For
5 Elect Debra A. Crew Management For Voted - For
6 Elect Michael D. Hankin Management For Voted - For
7 Elect James M. Loree Management For Voted - For
8 Elect Adrian V. Mitchell Management For Voted - For
9 Elect Jane M. Palmieri Management For Voted - For
10 Elect Mojdeh Poul Management For Voted - For
11 Elect Irving Tan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - Against
14 Approval of the 2022 Omnibus Award Plan Management For Voted - For
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
STARBUCKS CORPORATION
Security ID: 855244109 Ticker: SBUX
Meeting Date: 16-Mar-22 Meeting Type: Annual
1 Elect Richard E. Allison, Jr. Management For Voted - For
2 Elect Andrew Campion Management For Voted - For
3 Elect Mary N. Dillon Management For Voted - Against
4 Elect Isabel Ge Mahe Management For Voted - For
5 Elect Mellody Hobson Management For Voted - For
6 Elect Kevin R. Johnson Management For Voted - For
7 Elect Jorgen Vig Knudstorp Management For Voted - For
8 Elect Satya Nadella Management For Voted - For
506
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Joshua Cooper Ramo Management For Voted - For
10 Elect Clara Shih Management For Voted - For
11 Elect Javier G. Teruel Management For Voted - For
12 Amendment to the 2005 Long-Term Equity Incentive
Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - For
STRYKER CORPORATION
Security ID: 863667101 Ticker: SYK
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Mary K. Brainerd Management For Voted - For
2 Elect Giovanni Caforio Management For Voted - For
3 Elect Srikant M. Datar Management For Voted - For
4 Elect Allan C. Golston Management For Voted - For
5 Elect Kevin A. Lobo Management For Voted - For
6 Elect Sherilyn S. McCoy Management For Voted - For
7 Elect Andrew K. Silvernail Management For Voted - For
8 Elect Lisa M. Skeete Tatum Management For Voted - For
9 Elect Ronda E. Stryker Management For Voted - For
10 Elect Rajeev Suri Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
SYNOPSYS, INC.
Security ID: 871607107 Ticker: SNPS
Meeting Date: 12-Apr-22 Meeting Type: Annual
1 Elect Aart J. de Geus Management For Voted - For
2 Elect Janice D. Chaffin Management For Voted - For
3 Elect Bruce R. Chizen Management For Voted - For
4 Elect Mercedes Johnson Management For Voted - For
5 Elect Chrysostomos L. Nikias Management For Voted - For
6 Elect Jeannine P. Sargent Management For Voted - For
7 Elect John G. Schwarz Management For Voted - For
8 Elect Roy A. Vallee Management For Voted - For
9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For
10 Approval of the Employee Stock Purchase Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
507
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
T. ROWE PRICE GROUP, INC.
Security ID: 74144T108 Ticker: TROW
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect Glenn R. August Management For Voted - Against
2 Elect Mark S. Bartlett Management For Voted - For
3 Elect Mary K. Bush Management For Voted - For
4 Elect Dina Dublon Management For Voted - For
5 Elect Freeman A. Hrabowski III Management For Voted - For
6 Elect Robert F. MacLellan Management For Voted - For
7 Elect Eileen P. Rominger Management For Voted - For
8 Elect Robert W. Sharps Management For Voted - For
9 Elect Robert J. Stevens Management For Voted - For
10 Elect William J. Stromberg Management For Voted - For
11 Elect Richard R. Verma Management For Voted - For
12 Elect Sandra S. Wijnberg Management For Voted - For
13 Elect Alan D. Wilson Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Security ID: 874054109 Ticker: TTWO
Meeting Date: 19-May-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Increase in Authorized Common Stock Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
TARGET CORPORATION
Security ID: 87612E106 Ticker: TGT
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Douglas M. Baker, Jr. Management For Voted - For
3 Elect George S. Barrett Management For Voted - For
4 Elect Gail K. Boudreaux Management For Voted - For
5 Elect Brian C. Cornell Management For Voted - For
6 Elect Robert L. Edwards Management For Voted - For
7 Elect Melanie L. Healey Management For Voted - For
8 Elect Donald R. Knauss Management For Voted - For
9 Elect Christine A. Leahy Management For Voted - For
10 Elect Monica C. Lozano Management For Voted - For
11 Elect Derica W. Rice Management For Voted - For
12 Elect Dmitri L. Stockton Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
508
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
TEXAS INSTRUMENTS INCORPORATED
Security ID: 882508104 Ticker: TXN
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Elect Mark A. Blinn Management For Voted - For
2 Elect Todd M. Bluedorn Management For Voted - For
3 Elect Janet F. Clark Management For Voted - For
4 Elect Carrie S. Cox Management For Voted - For
5 Elect Martin S. Craighead Management For Voted - For
6 Elect Jean M. Hobby Management For Voted - For
7 Elect Michael D. Hsu Management For Voted - For
8 Elect Haviv Ilan Management For Voted - For
9 Elect Ronald Kirk Management For Voted - For
10 Elect Pamela H. Patsley Management For Voted - For
11 Elect Robert E. Sanchez Management For Voted - For
12 Elect Richard K. Templeton Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
THE ALLSTATE CORPORATION
Security ID: 020002101 Ticker: ALL
Meeting Date: 24-May-22 Meeting Type: Annual
1 Elect Donald E. Brown Management For Voted - Against
2 Elect Kermit R. Crawford Management For Voted - For
3 Elect Richard T. Hume Management For Voted - For
4 Elect Margaret M. Keane Management For Voted - For
5 Elect Siddharth N. Mehta Management For Voted - For
6 Elect Jacques P. Perold Management For Voted - For
7 Elect Andrea Redmond Management For Voted - For
8 Elect Gregg M. Sherrill Management For Voted - Against
9 Elect Judith A. Sprieser Management For Voted - For
10 Elect Perry M. Traquina Management For Voted - For
11 Elect Thomas J. Wilson Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
509
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE CLOROX COMPANY
Security ID: 189054109 Ticker: CLX
Meeting Date: 17-Nov-21 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Richard H. Carmona Management For Voted - For
3 Elect Spencer C. Fleischer Management For Voted - For
4 Elect Esther S. Lee Management For Voted - For
5 Elect A.D. David Mackay Management For Voted - For
6 Elect Paul G. Parker Management For Voted - For
7 Elect Linda Rendle Management For Voted - For
8 Elect Matthew J. Shattock Management For Voted - For
9 Elect Kathryn A. Tesija Management For Voted - For
10 Elect Russell J. Weiner Management For Voted - For
11 Elect Christopher J. Williams Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Amendment to the 2005 Stock Incentive Plan Management For Voted - For
15 Shareholder Proposal Regarding Non-Management
Employee Representation on the Board Shareholder Against Voted - Against
THE COCA-COLA COMPANY
Security ID: 191216100 Ticker: KO
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Herbert A. Allen, III Management For Voted - For
2 Elect Marc Bolland Management For Voted - For
3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For
4 Elect Christopher C. Davis Management For Voted - For
5 Elect Barry Diller Management For Voted - Against
6 Elect Helene D. Gayle Management For Voted - For
7 Elect Alexis M. Herman Management For Voted - For
8 Elect Maria Elena Lagomasino Management For Voted - For
9 Elect James Quincey Management For Voted - For
10 Elect Caroline J. Tsay Management For Voted - For
11 Elect David B. Weinberg Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - Against
14 Shareholder Proposal Regarding Report on External
Public Health Impact Shareholder Against Voted - For
15 Shareholder Proposal Regarding Transparency Report
on Global Public Policy and Political Influence Shareholder Against Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
510
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Security ID: 416515104 Ticker: HIG
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Larry D. De Shon Management For Voted - For
2 Elect Carlos Dominguez Management For Voted - For
3 Elect Trevor Fetter Management For Voted - For
4 Elect Donna A. James Management For Voted - For
5 Elect Kathryn A. Mikells Management For Voted - For
6 Elect Teresa W. Roseborough Management For Voted - For
7 Elect Virginia P. Ruesterholz Management For Voted - For
8 Elect Christopher J. Swift Management For Voted - For
9 Elect Matthew E. Winter Management For Voted - For
10 Elect Greig Woodring Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Fossil Fuel
Underwriting Policy Shareholder Against Voted - For
THE HERSHEY COMPANY
Security ID: 427866108 Ticker: HSY
Meeting Date: 17-May-22 Meeting Type: Annual
1.1 Elect Pamela M. Arway Management For Voted - For
1.2 Elect James W. Brown Management For Voted - For
1.3 Elect Michele G. Buck Management For Voted - For
1.4 Elect Victor L. Crawford Management For Voted - For
1.5 Elect Robert M. Dutkowsky Management For Voted - For
1.6 Elect Mary Kay Haben Management For Voted - Withheld
1.7 Elect James C. Katzman Management For Voted - For
1.8 Elect M. Diane Koken Management For Voted - For
1.9 Elect Robert M. Malcolm Management For Voted - For
1.10 Elect Anthony J. Palmer Management For Voted - For
1.11 Elect Juan R. Perez Management For Voted - For
1.12 Elect Wendy L. Schoppert Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Report on Ending
Child Labor Shareholder Against Voted - For
THE HOME DEPOT, INC.
Security ID: 437076102 Ticker: HD
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Gerard J. Arpey Management For Voted - Against
511
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Ari Bousbib Management For Voted - For
3 Elect Jeffery H. Boyd Management For Voted - Against
4 Elect Gregory D. Brenneman Management For Voted - For
5 Elect J. Frank Brown Management For Voted - For
6 Elect Albert P. Carey Management For Voted - Against
7 Elect Edward P. Decker Management For Voted - For
8 Elect Linda R. Gooden Management For Voted - For
9 Elect Wayne M. Hewett Management For Voted - For
10 Elect Manuel Kadre Management For Voted - For
11 Elect Stephanie C. Linnartz Management For Voted - For
12 Elect Craig A. Menear Management For Voted - For
13 Elect Paula Santilli Management For Voted - For
14 Elect Caryn Seidman-Becker Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Amendment to the Omnibus Stock Incentive Plan Management For Voted - For
18 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
21 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - For
22 Shareholder Proposal Regarding Deforestation Report Shareholder Against Voted - For
23 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
THE J. M. SMUCKER COMPANY
Security ID: 832696405 Ticker: SJM
Meeting Date: 18-Aug-21 Meeting Type: Annual
1 Elect Susan Chapman-Hughes Management For Voted - For
2 Elect Paul J. Dolan Management For Voted - For
3 Elect Jay L. Henderson Management For Voted - For
4 Elect Kirk L. Perry Management For Voted - For
5 Elect Sandra Pianalto Management For Voted - For
6 Elect Alex Shumate Management For Voted - For
7 Elect Mark T. Smucker Management For Voted - For
8 Elect Richard K. Smucker Management For Voted - For
9 Elect Timothy P. Smucker Management For Voted - For
10 Elect Jodi L. Taylor Management For Voted - For
11 Elect Dawn C. Willoughby Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
512
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE PNC FINANCIAL SERVICES GROUP, INC.
Security ID: 693475105 Ticker: PNC
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Elect Joseph Alvarado Management For Voted - For
2 Elect Debra A. Cafaro Management For Voted - For
3 Elect Marjorie Rodgers Cheshire Management For Voted - For
4 Elect William S. Demchak Management For Voted - For
5 Elect Andrew T. Feldstein Management For Voted - For
6 Elect Richard J. Harshman Management For Voted - For
7 Elect Daniel R. Hesse Management For Voted - For
8 Elect Linda R. Medler Management For Voted - For
9 Elect Robert A. Niblock Management For Voted - For
10 Elect Martin Pfinsgraff Management For Voted - For
11 Elect Bryan S. Salesky Management For Voted - For
12 Elect Toni Townes-Whitley Management For Voted - For
13 Elect Michael J. Ward Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Shareholder Proposal Regarding Report on Risks
Associated with Nuclear Weapons Financing Shareholder Against Voted - For
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109 Ticker: PG
Meeting Date: 12-Oct-21 Meeting Type: Annual
1 Elect B. Marc Allen Management For Voted - For
2 Elect Angela F. Braly Management For Voted - For
3 Elect Amy L. Chang Management For Voted - For
4 Elect Joseph Jimenez Management For Voted - For
5 Elect Christopher Kempczinski Management For Voted - For
6 Elect Debra L. Lee Management For Voted - For
7 Elect Terry J. Lundgren Management For Voted - For
8 Elect Christine M. McCarthy Management For Voted - For
9 Elect Jon R. Moeller Management For Voted - For
10 Elect David. S. Taylor Management For Voted - For
11 Elect Margaret C. Whitman Management For Voted - For
12 Elect Patricia A. Woertz Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Non-Management
Employee Representation on the Board Shareholder Against Voted - Against
513
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE PROGRESSIVE CORPORATION
Security ID: 743315103 Ticker: PGR
Meeting Date: 13-May-22 Meeting Type: Annual
1 Elect Philip F. Bleser Management For Voted - For
2 Elect Stuart B. Burgdoerfer Management For Voted - For
3 Elect Pamela J. Craig Management For Voted - For
4 Elect Charles A. Davis Management For Voted - For
5 Elect Roger N. Farah Management For Voted - For
6 Elect Lawton W. Fitt Management For Voted - For
7 Elect Susan Patricia Griffith Management For Voted - For
8 Elect Devin C. Johnson Management For Voted - For
9 Elect Jeffrey D. Kelly Management For Voted - For
10 Elect Barbara R. Snyder Management For Voted - For
11 Elect Jan E. Tighe Management For Voted - For
12 Elect Kahina Van Dyke Management For Voted - For
13 Amendment to the 2017 Directors Equity Incentive
Plan Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
THE TORONTO-DOMINION BANK
Security ID: 891160509 Ticker: TD
Meeting Date: 14-Apr-22 Meeting Type: Annual
1.1 Elect Cherie L. Brant Management For Voted - For
1.2 Elect Amy W. Brinkley Management For Voted - For
1.3 Elect Brian C. Ferguson Management For Voted - For
1.4 Elect Colleen A. Goggins Management For Voted - For
1.5 Elect Jean-Rene Halde Management For Voted - For
1.6 Elect David E. Kepler Management For Voted - For
1.7 Elect Brian M. Levitt Management For Voted - For
1.8 Elect Alan N. MacGibbon Management For Voted - For
1.9 Elect Karen E. Maidment Management For Voted - For
1.10 Elect Bharat B. Masrani Management For Voted - For
1.11 Elect Nadir H. Mohamed Management For Voted - For
1.12 Elect Claude Mongeau Management For Voted - For
1.13 Elect S. Jane Rowe Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Fossil Fuel Exposure Shareholder Against Voted - For
5 Shareholder Proposal Regarding Becoming a Benefit
Company Shareholder Against Voted - For
6 Shareholder Proposal Regarding Say on Climate Shareholder Against Voted - For
7 Shareholder Proposal Regarding French as Official
Company Language Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Equity Ratio Shareholder Against Voted - Against
514
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE WALT DISNEY COMPANY
Security ID: 254687106 Ticker: DIS
Meeting Date: 09-Mar-22 Meeting Type: Annual
1 Elect Susan E. Arnold Management For Voted - For
2 Elect Mary T. Barra Management For Voted - For
3 Elect Safra A. Catz Management For Voted - For
4 Elect Amy L. Chang Management For Voted - For
5 Elect Robert A. Chapek Management For Voted - For
6 Elect Francis A. deSouza Management For Voted - For
7 Elect Michael B.G. Froman Management For Voted - For
8 Elect Maria Elena Lagomasino Management For Voted - For
9 Elect Calvin R. McDonald Management For Voted - For
10 Elect Mark G. Parker Management For Voted - For
11 Elect Derica W. Rice Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
16 Shareholder Proposal Regarding Human Rights Due
Diligence Process Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Non-Discrimination
Audit Shareholder Against Voted - Against
THERMO FISHER SCIENTIFIC INC.
Security ID: 883556102 Ticker: TMO
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Marc N. Casper Management For Voted - For
2 Elect Nelson J. Chai Management For Voted - Against
3 Elect Ruby R. Chandy Management For Voted - For
4 Elect C. Martin Harris Management For Voted - Against
5 Elect Tyler Jacks Management For Voted - For
6 Elect R. Alexandra Keith Management For Voted - For
7 Elect Jim P. Manzi Management For Voted - For
8 Elect James C. Mullen Management For Voted - For
9 Elect Lars Rebien Sorensen Management For Voted - Against
10 Elect Debora L. Spar Management For Voted - For
11 Elect Scott M. Sperling Management For Voted - For
12 Elect Dion J. Weisler Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
515
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
T-MOBILE US, INC.
Security ID: 872590104 Ticker: TMUS
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Marcelo Claure Management For Voted - For
1.2 Elect Srikant M. Datar Management For Voted - For
1.3 Elect Bavan M. Holloway Management For Voted - For
1.4 Elect Timotheus Hottges Management For Voted - For
1.5 Elect Christian P. Illek Management For Voted - For
1.6 Elect Raphael Kubler Management For Voted - For
1.7 Elect Thorsten Langheim Management For Voted - For
1.8 Elect Dominique Leroy Management For Voted - For
1.9 Elect Letitia A. Long Management For Voted - For
1.10 Elect G. Michael Sievert Management For Voted - For
1.11 Elect Teresa A. Taylor Management For Voted - For
1.12 Elect Omar Tazi Management For Voted - For
1.13 Elect Kelvin R. Westbrook Management For Voted - For
2 Ratification of Auditor Management For Voted - For
TRIMBLE INC.
Security ID: 896239100 Ticker: TRMB
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Steven W. Berglund Management For Voted - For
1.2 Elect James C. Dalton Management For Voted - Withheld
1.3 Elect Borje Ekholm Management For Voted - For
1.4 Elect Ann Fandozzi Management For Voted - For
1.5 Elect Kaigham Gabriel Management For Voted - For
1.6 Elect Meaghan Lloyd Management For Voted - For
1.7 Elect Sandra MacQuillan Management For Voted - For
1.8 Elect Robert G. Painter Management For Voted - For
1.9 Elect Mark S. Peek Management For Voted - Withheld
1.10 Elect Thomas W. Sweet Management For Voted - For
1.11 Elect Johan Wibergh Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
TYLER TECHNOLOGIES, INC.
Security ID: 902252105 Ticker: TYL
Meeting Date: 12-May-22 Meeting Type: Annual
1.1 Elect Glenn A. Carter Management For Voted - Withheld
1.2 Elect Brenda A. Cline Management For Voted - For
1.3 Elect Ronnie D. Hawkins Jr. Management For Voted - For
1.4 Elect Mary L. Landrieu Management For Voted - For
516
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Elect John S. Marr, Jr. Management For Voted - For
1.6 Elect H. Lynn Moore, Jr. Management For Voted - For
1.7 Elect Daniel M. Pope Management For Voted - For
1.8 Elect Dustin R. Womble Management For Voted - Withheld
2 Elimination of Supermajority Requirement for
Approval of Mergers and Other Corporate Transactions Management For Voted - For
3 Permit Shareholders to Call Special Meetings Management For Voted - For
4 Provide Shareholders with the Right to Request
Action by Written Consent Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - Against
U.S. BANCORP
Security ID: 902973304 Ticker: USB
Meeting Date: 19-Apr-22 Meeting Type: Annual
1 Elect Warner L. Baxter Management For Voted - For
2 Elect Dorothy J. Bridges Management For Voted - For
3 Elect Elizabeth L. Buse Management For Voted - For
4 Elect Andrew Cecere Management For Voted - For
5 Elect Kimberly N. Ellison-Taylor Management For Voted - For
6 Elect Kimberly J. Harris Management For Voted - Against
7 Elect Roland A. Hernandez Management For Voted - For
8 Elect Olivia F. Kirtley Management For Voted - For
9 Elect Richard P. McKenney Management For Voted - For
10 Elect Yusuf I. Mehdi Management For Voted - For
11 Elect John P. Wiehoff Management For Voted - For
12 Elect Scott W. Wine Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
UNION PACIFIC CORPORATION
Security ID: 907818108 Ticker: UNP
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect William J. DeLaney Management For Voted - For
2 Elect David B. Dillon Management For Voted - For
3 Elect Sheri H. Edison Management For Voted - For
4 Elect Teresa M. Finley Management For Voted - For
5 Elect Lance M. Fritz Management For Voted - For
6 Elect Deborah C. Hopkins Management For Voted - For
7 Elect Jane H. Lute Management For Voted - For
8 Elect Michael R. McCarthy Management For Voted - For
9 Elect Jose H. Villarreal Management For Voted - For
10 Elect Christopher J. Williams Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
517
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
UNITED PARCEL SERVICE, INC.
Security ID: 911312106 Ticker: UPS
Meeting Date: 05-May-22 Meeting Type: Annual
1 Elect Carol B. Tome Management For Voted - For
2 Elect Rodney C. Adkins Management For Voted - For
3 Elect Eva C. Boratto Management For Voted - For
4 Elect Michael J. Burns Management For Voted - For
5 Elect Wayne M. Hewett Management For Voted - For
6 Elect Angela Hwang Management For Voted - For
7 Elect Kate E. Johnson Management For Voted - For
8 Elect William R. Johnson Management For Voted - For
9 Elect Ann M. Livermore Management For Voted - For
10 Elect Franck J. Moison Management For Voted - For
11 Elect Christiana Smith Shi Management For Voted - For
12 Elect Russell Stokes Management For Voted - For
13 Elect Kevin M. Warsh Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on
Science-Based GHG Targets and Alignment with Paris
Agreement Shareholder Against Voted - For
20 Shareholder Proposal Regarding Reporting on
Balancing Climate Measures and Financial Returns Shareholder Against Voted - For
21 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
UNIVERSAL DISPLAY CORPORATION
Security ID: 91347P105 Ticker: OLED
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Elect Steven V. Abramson Management For Voted - For
2 Elect Cynthia J. Comparin Management For Voted - For
3 Elect Richard C. Elias Management For Voted - For
4 Elect Elizabeth H. Gemmill Management For Voted - For
5 Elect C. Keith Hartley Management For Voted - For
6 Elect Celia M. Joseph Management For Voted - For
7 Elect Lawrence Lacerte Management For Voted - For
8 Elect Sidney D. Rosenblatt Management For Voted - Against
9 Elect Sherwin I. Seligsohn Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
518
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
V.F. CORPORATION
Security ID: 918204108 Ticker: VFC
Meeting Date: 27-Jul-21 Meeting Type: Annual
1.1 Elect Richard T. Carucci Management For Voted - For
1.2 Elect Juliana L. Chugg Management For Voted - For
1.3 Elect Benno Dorer Management For Voted - For
1.4 Elect Mark S. Hoplamazian Management For Voted - For
1.5 Elect Laura W. Lang Management For Voted - For
1.6 Elect W. Alan McCollough Management For Voted - For
1.7 Elect W. Rodney McMullen Management For Voted - For
1.8 Elect Clarence Otis, Jr. Management For Voted - For
1.9 Elect Steven E. Rendle Management For Voted - For
1.10 Elect Carol L. Roberts Management For Voted - For
1.11 Elect Matthew J. Shattock Management For Voted - For
1.12 Elect Veronica B. Wu Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
VERISK ANALYTICS, INC.
Security ID: 92345Y106 Ticker: VRSK
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Jeffrey Dailey Management For Voted - For
2 Elect Constantine P. Iordanou Management For Voted - For
3 Elect Wendy E. Lane Management For Voted - For
4 Elect Lee M. Shavel Management For Voted - For
5 Elect Kimberly S. Stevenson Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Ratification of Auditor Management For Voted - Against
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104 Ticker: VZ
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Shellye L. Archambeau Management For Voted - For
2 Elect Roxanne S. Austin Management For Voted - For
3 Elect Mark T. Bertolini Management For Voted - For
4 Elect Melanie L. Healey Management For Voted - For
5 Elect Laxman Narasimhan Management For Voted - For
6 Elect Clarence Otis, Jr. Management For Voted - For
7 Elect Daniel H. Schulman Management For Voted - For
8 Elect Rodney E. Slater Management For Voted - For
9 Elect Carol B. Tome Management For Voted - For
519
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Hans E. Vestberg Management For Voted - For
11 Elect Gregory G. Weaver Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100 Ticker: VRTX
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Sangeeta N. Bhatia Management For Voted - For
2 Elect Lloyd A. Carney Management For Voted - Against
3 Elect Alan M. Garber Management For Voted - For
4 Elect Terrence C. Kearney Management For Voted - Against
5 Elect Reshma Kewalramani Management For Voted - For
6 Elect Yuchun Lee Management For Voted - For
7 Elect Jeffrey M. Leiden Management For Voted - For
8 Elect Margaret G. McGlynn Management For Voted - For
9 Elect Diana L. McKenzie Management For Voted - For
10 Elect Bruce I. Sachs Management For Voted - For
11 Elect Suketu Upadhyay Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Amendment to the 2013 Stock and Option Plan Management For Voted - For
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 25-Jan-22 Meeting Type: Annual
1 Elect Lloyd A. Carney Management For Voted - Against
2 Elect Mary B. Cranston Management For Voted - For
3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For
4 Elect Alfred F. Kelly, Jr. Management For Voted - For
5 Elect Ramon L. Laguarta Management For Voted - For
6 Elect John F. Lundgren Management For Voted - For
7 Elect Robert W. Matschullat Management For Voted - For
8 Elect Denise M. Morrison Management For Voted - For
9 Elect Linda Rendle Management For Voted - For
10 Elect Maynard G. Webb Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
520
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
W.W. GRAINGER, INC.
Security ID: 384802104 Ticker: GWW
Meeting Date: 27-Apr-22 Meeting Type: Annual
1.1 Elect Rodney C. Adkins Management For Voted - For
1.2 Elect V. Ann Hailey Management For Voted - For
1.3 Elect Katherine D. Jaspon Management For Voted - For
1.4 Elect Stuart L. Levenick Management For Voted - For
1.5 Elect D. G. Macpherson Management For Voted - For
1.6 Elect Neil S. Novich Management For Voted - For
1.7 Elect Beatriz R. Perez Management For Voted - For
1.8 Elect Michael J. Roberts Management For Voted - For
1.9 Elect E. Scott Santi Management For Voted - For
1.10 Elect Susan Slavik Williams Management For Voted - For
1.11 Elect Lucas E. Watson Management For Voted - For
1.12 Elect Steven A. White Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Approval of the 2022 Incentive Plan Management For Voted - For
WALGREENS BOOTS ALLIANCE, INC.
Security ID: 931427108 Ticker: WBA
Meeting Date: 27-Jan-22 Meeting Type: Annual
1 Elect Janice M. Babiak Management For Voted - For
2 Elect David J. Brailer Management For Voted - For
3 Elect Rosalind G. Brewer Management For Voted - For
4 Elect William C. Foote Management For Voted - For
5 Elect Ginger L. Graham Management For Voted - For
6 Elect Valerie B. Jarrett Management For Voted - Against
7 Elect John A. Lederer Management For Voted - For
8 Elect Dominic P. Murphy Management For Voted - For
9 Elect Stefano Pessina Management For Voted - For
10 Elect Nancy M. Schlichting Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - Against
13 Shareholder Proposal Regarding Becoming a Public
Benefit Corporation Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
15 Shareholder Proposal Regarding External Public
Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - For
521
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
WASTE MANAGEMENT, INC.
Security ID: 94106L109 Ticker: WM
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect James C. Fish, Jr. Management For Voted - For
2 Elect Andres R. Gluski Management For Voted - For
3 Elect Victoria M. Holt Management For Voted - For
4 Elect Kathleen M. Mazzarella Management For Voted - For
5 Elect Sean E. Menke Management For Voted - For
6 Elect William B. Plummer Management For Voted - For
7 Elect John C. Pope Management For Voted - For
8 Elect Maryrose T. Sylvester Management For Voted - For
9 Elect Thomas H. Weidemeyer Management For Voted - For
10 Ratification of Auditor Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For
WATERS CORPORATION
Security ID: 941848103 Ticker: WAT
Meeting Date: 24-May-22 Meeting Type: Annual
1 Elect Udit Batra Management For Voted - For
2 Elect Linda Baddour Management For Voted - For
3 Elect Edward Conard Management For Voted - For
4 Elect Pearl S. Huang Management For Voted - For
5 Elect Wei Jiang Management For Voted - For
6 Elect Christopher A. Kuebler Management For Voted - For
7 Elect Flemming Ornskov Management For Voted - Against
8 Elect Thomas P. Salice Management For Voted - Against
9 Ratification of Auditor Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
WEC ENERGY GROUP, INC.
Security ID: 92939U106 Ticker: WEC
Meeting Date: 05-May-22 Meeting Type: Annual
1 Elect Curt S. Culver Management For Voted - Against
2 Elect Danny L. Cunningham Management For Voted - For
3 Elect William M. Farrow III Management For Voted - Against
4 Elect Cristina A. Garcia-Thomas Management For Voted - For
5 Elect Maria C. Green Management For Voted - For
6 Elect Gale E. Klappa Management For Voted - Against
7 Elect Thomas K. Lane Management For Voted - For
8 Elect Scott J. Lauber Management For Voted - For
9 Elect Ulice Payne, Jr. Management For Voted - For
522
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Mary Ellen Stanek Management For Voted - For
11 Elect Glen E. Tellock Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
WHIRLPOOL CORPORATION
Security ID: 963320106 Ticker: WHR
Meeting Date: 19-Apr-22 Meeting Type: Annual
1 Elect Samuel R. Allen Management For Voted - For
2 Elect Marc R. Bitzer Management For Voted - For
3 Elect Greg Creed Management For Voted - For
4 Elect Gary T. DiCamillo Management For Voted - For
5 Elect Diane M. Dietz Management For Voted - For
6 Elect Geraldine Elliott Management For Voted - For
7 Elect Jennifer A. LaClair Management For Voted - For
8 Elect John D. Liu Management For Voted - For
9 Elect James M. Loree Management For Voted - For
10 Elect Harish Manwani Management For Voted - For
11 Elect Patricia K. Poppe Management For Voted - For
12 Elect Larry O. Spencer Management For Voted - For
13 Elect Michael D. White Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
WORKDAY, INC.
Security ID: 98138H101 Ticker: WDAY
Meeting Date: 22-Jun-22 Meeting Type: Annual
1.1 Elect Lynne M. Doughtie Management For Voted - For
1.2 Elect Carl Eschenbach Management For Voted - Withheld
1.3 Elect Michael M. McNamara Management For Voted - Withheld
1.4 Elect Jerry Yang Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Approval of the 2022 Equity Incentive Plan Management For Voted - For
5 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For
XYLEM INC.
Security ID: 98419M100 Ticker: XYL
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Jeanne Beliveau-Dunn Management For Voted - For
2 Elect Patrick K. Decker Management For Voted - For
3 Elect Robert F. Friel Management For Voted - Against
4 Elect Jorge M. Gomez Management For Voted - For
523
--------------------------------------------------------------------------------------------------
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Victoria D. Harker Management For Voted - Against
6 Elect Steven R. Loranger Management For Voted - For
7 Elect Mark D. Morelli Management For Voted - For
8 Elect Jerome A. Peribere Management For Voted - For
9 Elect Markos I. Tambakeras Management For Voted - Against
10 Elect Lila Tretikov Management For Voted - For
11 Elect Uday Yadav Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
ZENDESK, INC.
Security ID: 98936J101 Ticker: ZEN
Meeting Date: 25-Feb-22 Meeting Type: Special
1 Momentive Transaction Management For Voted - Against
2 Right to Adjourn Meeting Management For Voted - Against
ZOETIS INC.
Security ID: 98978V103 Ticker: ZTS
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Paul M. Bisaro Management For Voted - For
2 Elect Frank A. D'Amelio Management For Voted - For
3 Elect Michael B. McCallister Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendment to the 2013 Equity and Incentive Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Amendment to the Certificate of Incorporation to
Eliminate Supermajority Requirements and Pfizer
Provisions Management For Voted - For
8 Repeal of Classified Board Management For Voted - For
524
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
29METALS LIMITED
Security ID: Q9269W108 Ticker: 29M
Meeting Date: 24-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Approve Equity Incentive Plan Management For Voted - For
4 Equity Grant (MD/CEO Peter Albert - 2021 LTIP) Management For Voted - For
5 Equity Grant (MD/CEO Peter Albert - 2022 LTIP) Management For Voted - For
6 Approve NED Salary Sacrifice Share Plan Management For Voted - For
7 Elect Owen Hegarty Management For Voted - For
8 Elect Fiona Robertson Management For Voted - For
9 Appoint Auditor Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
AERIS RESOURCES LIMITED
Security ID: Q0145V109 Ticker: AIS
Meeting Date: 25-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Re-elect Michele Muscillo Management For Voted - Against
4 Elect Sylvia A. Wiggins Management For Voted - For
5 Ratify Placement of Securities Management For Voted - For
6 Equity Grant (Executive Chair Andre Labuschagne) Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Amendments to Constitution Management For Voted - Against
Meeting Date: 24-Jun-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Acquisition (Issuance of Consideration Shares to
WHSP) Management For Voted - For
3 Ratify Placement of Securities (Unconditional
Placement) Management For Voted - For
4 Approve Issue of Securities (Conditional Placement) Management For Voted - For
5 Approve Share Consolidation Management For Voted - For
ALTIUS MINERALS CORPORATION
Security ID: 020936100 Ticker: ALS
Meeting Date: 13-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
525
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Nicole S. Adshead-Bell Management For Voted - For
4 Elect John Baker Management For Voted - For
5 Elect Teresa Conway Management For Voted - For
6 Elect Brian Dalton Management For Voted - For
7 Elect Anna El-Erian Management For Voted - For
8 Elect Andre Gaumond Management For Voted - For
9 Elect Roger Lace Management For Voted - For
10 Elect Frederick J. Mifflin Management For Voted - For
11 Elect Jamie D. Strauss Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
ANTOFAGASTA PLC
Security ID: G0398N128 Ticker: ANTO
Meeting Date: 11-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Jean-Paul Luksic Management For Voted - For
5 Elect Tony Jensen Management For Voted - For
6 Elect Ramon F. Jara Management For Voted - For
7 Elect Juan Claro Management For Voted - For
8 Elect Andronico Luksic Management For Voted - For
9 Elect Vivianne Blanlot Management For Voted - For
10 Elect Jorge Bande Management For Voted - For
11 Elect Francisca Castro Management For Voted - For
12 Elect A.E. Michael Anglin Management For Voted - For
13 Elect Eugenia Parot Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
ATALAYA MINING PLC
Security ID: M15278100 Ticker: ATYM
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Roger O. Davey Management For Voted - For
3 Elect Alberto Arsenio Lavandeira Adan Management For Voted - For
4 Elect Jesus Fernandez Lopez Management For Voted - For
526
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Hussein Barma Management For Voted - For
6 Elect Neil Gregson Management For Voted - For
7 Elect Stephen V. Scott Management For Voted - For
8 Elect Kate Harcourt Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares Pursuant to Long Term
Incentive Plan Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
AURUBIS AG
Security ID: D10004105 Ticker: NDA
Meeting Date: 17-Feb-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Profits/Dividends Management For Voted - For
7 Ratify Roland Harings Management For Voted - For
8 Ratify Heiko Arnold Management For Voted - For
9 Ratify Rainer Verhoeven Management For Voted - For
10 Ratify Thomas Bunger Management For Voted - For
11 Ratify Fritz Vahrenholt Management For Voted - For
12 Ratify Stefan Schmidt Management For Voted - For
13 Ratify Deniz Acar Management For Voted - For
14 Ratify Andrea Bauer Management For Voted - For
15 Ratify Christian Ehrentraut Management For Voted - For
16 Ratify Heinz Fuhrmann Management For Voted - For
17 Ratify Karl Jakob Management For Voted - For
18 Ratify Jan Koltze Management For Voted - For
19 Ratify Stephan Krummer Management For Voted - For
20 Ratify Elke Lossin Management For Voted - For
21 Ratify Sandra Reich Management For Voted - For
22 Ratify Melf Singer Management For Voted - For
23 Appointment of Auditor Management For Voted - For
24 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
25 Increase in Authorised Capital Management For Voted - For
26 Elect Gunnar Groebler as Supervisory Board Member Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
BHP GROUP LIMITED
Security ID: Q1498M100 Ticker: BHP
Meeting Date: 11-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
527
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Remuneration Report (Advisory - UK) Management For Voted - For
10 Remuneration Report (Advisory - AUS) Management For Voted - For
11 Equity Grant (CEO Mike Henry) Management For Voted - For
12 Re-elect Terence (Terry) J. Bowen Management For Voted - For
13 Re-elect Malcolm W. Broomhead Management For Voted - For
14 Re-elect Xiaoqun Clever Management For Voted - For
15 Re-elect Ian D. Cockerill Management For Voted - For
16 Re-elect Gary J. Goldberg Management For Voted - For
17 Re-elect Mike Henry Management For Voted - For
18 Re-elect Ken N. MacKenzie Management For Voted - For
19 Re-elect John Mogford Management For Voted - For
20 Re-elect Christine E. O'Reilly Management For Voted - For
21 Re-elect Dion J. Weisler Management For Voted - For
22 Approval of Climate Transition Action Plan Management For Voted - Against
23 Shareholder Proposal Regarding Facilitating
Nonbinding Proposals Shareholder Against Voted - Abstain
24 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder For Voted - For
25 Shareholder Proposal Regarding Disclosure
Concerning Coal, Oil and Gas Assets Shareholder Against Voted - Against
Meeting Date: 20-Jan-22 Meeting Type: Ordinary
1 Amendments To Limited Constitution Management For Voted - For
2 Special Voting Share Buy-back Management For Voted - For
3 Dividend Share Buy-back Management For Voted - For
4 Special Voting Share Buy-back (Class Rights Action) Management For Voted - For
5 Change in Status of Plc (Class Rights Action) Management For Voted - For
BOLIDEN AB
Security ID: W17218178 Ticker: BOL
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
528
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Accounts and Reports Management For Voted - For
16 Allocation of Profits/Dividends Management For Voted - For
17 Ratify Helene Bistrom Management For Voted - For
18 Ratify Michael G:son Low Management For Voted - For
19 Ratify Per Lindberg Management For Voted - For
20 Ratify Perttu Louhiluoto Management For Voted - For
21 Ratify Elisabeth Nilsson Management For Voted - For
22 Ratify Pia Rudengren Management For Voted - For
23 Ratify Karl-Henrik Sundstrom Management For Voted - For
24 Ratify Anders Ullberg Management For Voted - For
25 Ratify Mikael Staffas (CEO) Management For Voted - For
26 Ratify Tom Erixon Management For Voted - For
27 Ratify Marie Holmberg Management For Voted - For
28 Ratify Ola Holmstrom Management For Voted - For
29 Ratify Kenneth Stahl Management For Voted - For
30 Ratify Cathrin Oderyd Management For Voted - For
31 Board Size Management For Voted - For
32 Number of Auditors Management For Voted - For
33 Directors' Fees Management For Voted - For
34 Elect Helene Bistrom Management For Voted - For
35 Elect Tomas Eliasson Management For Voted - For
36 Elect Per Lindberg Management For Voted - For
37 Elect Perttu Louhiluoto Management For Voted - For
38 Elect Elisabeth Nilsson Management For Voted - For
39 Elect Pia Rudengren Management For Voted - For
40 Elect Karl-Henrik Sundstrom Management For Voted - For
41 Elect Karl-Henrik Sundstrom as Chair Management For Voted - For
42 Authority to Set Auditor's Fees Management For Voted - For
43 Appointment of Auditor Management For Voted - For
44 Remuneration Report Management For Voted - For
45 Approval of Nomination Committee Guidelines Management For Voted - For
46 Elect Lennart Franke Management For Voted - For
47 Elect Karin Eliasson Management For Voted - For
48 Elect Patrik Jonsson Management For Voted - For
49 Share Redemption Plan Management For Voted - For
50 Non-Voting Agenda Item N/A N/A Non-Voting
51 Non-Voting Meeting Note N/A N/A Non-Voting
52 Non-Voting Meeting Note N/A N/A Non-Voting
529
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
CAPSTONE MINING CORP.
Security ID: 14068G104 Ticker: CS
Meeting Date: 28-Feb-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger with Mantos Copper Management For Voted - For
CENTRAL ASIA METALS PLC
Security ID: G2069H109 Ticker: CAML
Meeting Date: 26-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Elect Roger O. Davey Management For Voted - For
4 Elect Michael Armitage Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Authority to Set Auditor's Fees Management For Voted - For
7 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
Security ID: 16890P103 Ticker: CGG
Meeting Date: 29-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Liangyou Jiang Management For Voted - For
4 Elect Shiling Guan Management For Voted - For
5 Elect Weibin Zhang Management For Voted - Against
6 Elect Na Tian Management For Voted - For
7 Elect Junhu Tong Management For Voted - For
8 Elect Yingbin Ian He Management For Voted - Against
9 Elect Wei Shao Management For Voted - For
10 Elect Bielin Shi Management For Voted - For
11 Elect Ruixia Han Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Transaction of Other Business Management For Voted - Against
530
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA NONFERROUS MINING CORPORATION LIMITED
Security ID: Y13982106 Ticker: 1258
Meeting Date: 21-Oct-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Revised Annual Caps under the 2020 CNMC Copper
Supply Framework Agreement Management For Voted - For
4 Revised Annual Caps under the 2020 Mutual Supply
Framework Agreement Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHANG Jinjun Management For Voted - Against
6 Elect GUAN Huanfei Management For Voted - For
7 Elect QUI Dingfan Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
COPPER MOUNTAIN MINING CORPORATION
Security ID: 21750U101 Ticker: CMMC
Meeting Date: 09-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Michele J. Buchignani Management For Voted - For
4 Elect Gilmour Clausen Management For Voted - For
5 Elect Edward C. Dowling Management For Voted - For
6 Elect M. Stephen Enders Management For Voted - For
7 Elect Jeane Hull Management For Voted - For
8 Elect Paula Rogers Management For Voted - For
9 Elect Peter Sullivan Management For Voted - For
10 Elect Bill Washington Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Approval of the Long-Term Incentive Plan Management For Voted - For
531
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
ERO COPPER CORP.
Security ID: 296006109 Ticker: ERO
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Christopher Noel Dunn Management For Voted - For
3 Elect David Strang Management For Voted - For
4 Elect Lyle Braaten Management For Voted - For
5 Elect Steven Busby Management For Voted - For
6 Elect Sally Eyre Management For Voted - For
7 Elect Robert H. Getz Management For Voted - For
8 Elect Chantal Gosselin Management For Voted - For
9 Elect John H. Wright Management For Voted - For
10 Elect Matthew Wubs Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
FILO MINING CORP.
Security ID: 31730E101 Ticker: FIL
Meeting Date: 23-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Adam Lundin Management For Voted - For
4 Elect James (Jamie) Beck Management For Voted - For
5 Elect Wojtek A. Wodzicki Management For Voted - Against
6 Elect Alessandro Bitelli Management For Voted - For
7 Elect Erin Johnston Management For Voted - For
8 Elect Carmel Daniele Management For Voted - For
9 Elect Phillip S. Brumit Management For Voted - For
10 Elect William A.W. Lundin Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Stock Option Plan Management For Voted - For
13 Approval of Unallocated Stock Options Under the
Stock Option Plan Management For Voted - For
14 Transaction of Other Business Management For Voted - Against
FIRST QUANTUM MINERALS LTD.
Security ID: 335934105 Ticker: FM
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Andrew Adams Management For Voted - For
4 Elect Alison C. Beckett Management For Voted - For
5 Elect Peter St. George Management For Voted - For
532
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Robert Harding Management For Voted - For
7 Elect Kathleen Hogenson Management For Voted - For
8 Elect Charles Kevin McArthur Management For Voted - For
9 Elect Philip K.R. Pascall Management For Voted - For
10 Elect Anthony Tristan Pascall Management For Voted - For
11 Elect Simon Scott Management For Voted - For
12 Elect Joanne Warner Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
FREEPORT-MCMORAN INC.
Security ID: 35671D857 Ticker: FCX
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Richard C. Adkerson Management For Voted - For
3 Elect Marcela E. Donadio Management For Voted - For
4 Elect Robert W. Dudley Management For Voted - For
5 Elect Hugh Grant Management For Voted - For
6 Elect Lydia H. Kennard Management For Voted - For
7 Elect Ryan M. Lance Management For Voted - For
8 Elect Sara Grootwassink Lewis Management For Voted - For
9 Elect Dustan E. McCoy Management For Voted - For
10 Elect John J. Stephens Management For Voted - For
11 Elect Frances F. Townsend Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
GLENCORE PLC
Security ID: G39420107 Ticker: GLEN
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Cash Distribution (Reduction in Share Premium
Account) Management For Voted - For
3 Elect Kalidas V. Madhavpeddi Management For Voted - For
4 Elect Peter R. Coates Management For Voted - For
5 Elect Martin J. Gilbert Management For Voted - For
6 Elect Gill Marcus Management For Voted - For
7 Elect Patrice Merrin Management For Voted - For
8 Elect Cynthia B. Carroll Management For Voted - For
9 Elect Gary Nagle Management For Voted - For
10 Elect David Wormsley Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Approval of Climate Progress Report Management For Voted - Against
14 Remuneration Report Management For Voted - For
533
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
GRUPO MEXICO S.A.
Security ID: P49538112 Ticker: GMEXICO
Meeting Date: 28-Apr-22 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - Abstain
2 Report on Tax Compliance Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Authority to Repurchase Shares; Report on Share
Repurchase Program Management For Voted - Abstain
5 Ratification of Board, CEO and Board Committee Acts Management For Voted - Abstain
6 Appointment of Auditor Management For Voted - Abstain
7 Election of Directors; Election of Board Committee
Chairs
and Members Management For Voted - Abstain
8 Revocation and Granting of Powers Management For Voted - Abstain
9 Directors' and Committee Members' Fees Management For Voted - Abstain
10 Election of Meeting Delegates Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
HUDBAY MINERALS INC.
Security ID: 443628102 Ticker: HBM
Meeting Date: 10-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Carol T. Banducci Management For Voted - For
3 Elect Igor A. Gonzales Management For Voted - For
4 Elect Richard Howes Management For Voted - For
5 Elect Sarah B. Kavanagh Management For Voted - For
6 Elect Carin S. Knickel Management For Voted - For
7 Elect Peter Kukielski Management For Voted - For
8 Elect Stephen A. Lang Management For Voted - For
9 Elect George E. Lafond Management For Voted - For
10 Elect Daniel Muniz Quintanilla Management For Voted - For
11 Elect Colin Osborne Management For Voted - For
12 Elect David Smith Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
534
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
IVANHOE MINES LTD.
Security ID: 46579R104 Ticker: IVN
Meeting Date: 29-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Robert M. Friedland Management For Voted - For
4 Elect Yufeng Sun Management For Voted - For
5 Elect Tadeu Carneiro Management For Voted - For
6 Elect Jinghe Chen Management For Voted - For
7 Elect William B. Hayden Management For Voted - For
8 Elect Martie Janse van Rensburg Management For Voted - For
9 Elect Manfu Ma Management For Voted - For
10 Elect Peter G. Meredith Management For Voted - For
11 Elect Kgalema P. Motlanthe Management For Voted - For
12 Elect Nunu Ntshingila Management For Voted - For
13 Elect Guy de Selliers Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Amendment to the Share Unit Award Plan Management For Voted - For
JIANGXI COPPER CO LTD.
Security ID: Y4446C100 Ticker: 0358
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Directors' and Supervisors' Fees Management For Voted - For
Meeting Date: 17-Jun-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Spin-off and Listing of Jiangxi JCC Copper Foil
Technology Company Management For Voted - For
3 Spin-off and Listing of Jiangxi JCC Copper Foil
Technology Company on the ChiNext Management For Voted - For
4 Spin-off and Listing of Jiangxi JCC Copper Company
Limited by Jiangxi Copper Company Limited (Revised) Management For Voted - For
5 Spin-off and Listing of a Subsidiary Management For Voted - For
6 Spin-off and Listing of Jiangxi JJC Copper Foil
Technology Company Limited on ChiNext which
Benefits the Safeguarding of Legal Rights and
Interests of Shareholders and Creditors Management For Voted - For
535
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Ability to Maintain
Independence and Sustainable
Operation Management For Voted - For
8 Capability of Jiangxi JJC Copper Foil Technology
Company Limited to Implement Regulated Operation Management For Voted - For
9 Explanation of the Completeness and
Compliance
Conforming to Statutory Procedures of the Spin-off Management For Voted - For
10 Analysis on the Objectives, Commercial
Reasonableness, Necessity and Feasibility of the
Spin-off Management For Voted - For
11 Board Authorization Management For Voted - For
JINCHUAN GROUP INTERNATIONAL RESOURCES LIMITED
Security ID: G5138B102 Ticker: 2362
Meeting Date: 25-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect GAO Tianpeng Management For Voted - For
5 Elect POON Chiu Kwok Management For Voted - Against
6 Elect YU Chi Kit Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Authority to Issue Shares under Share Incentive
Scheme Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-May-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 CCT Agreement and Proposed Annual Caps Management For Voted - For
KGHM POLSKA MIEDZ
Security ID: X45213109 Ticker: KGH
Meeting Date: 06-Jul-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chair Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
536
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Agenda Management For Voted - For
7 Changes to the Supervisory Board Composition Shareholder For Voted - Abstain
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chair Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
7 Presentation of Financial Statements Management For Voted - For
8 Presentation of Financial Statements (Consolidated) Management For Voted - For
9 Presentation of Management Board Report Management For Voted - For
10 Presentation of Management Board Report (Allocation
of Profits/Dividends) Management For Voted - For
11 Presentation of Report on Expenses Management For Voted - For
12 Presentation of Supervisory Board Report Management For Voted - For
13 Presentation of Supervisory Board Report
(Allocation of Profits/Dividends) Management For Voted - For
14 Presentation of Supervisory Board Report (Company
Standing) Management For Voted - For
15 Presentation of Supervisory Board Report (Company
Activities) Management For Voted - For
16 Presentation of Supervisory Board Report
(Remuneration) Management For Voted - For
17 Financial Statements Management For Voted - For
18 Financial Statements (Consolidated) Management For Voted - For
19 Management Board Report Management For Voted - For
20 Allocation of Profits/Dividends Management For Voted - For
21 Ratification of Management Board Acts Management For Voted - For
22 Ratification of Supervisory Board Acts Management For Voted - For
23 Remuneration Report Management For Voted - Against
24 Election of Employees Representatives Management For Voted - For
25 Election of Supervisory Board Member Management For Voted - Against
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
LUNDIN MINING CORPORATION
Security ID: 550372106 Ticker: LUN
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald K. Charter Management For Voted - For
3 Elect Ashley Heppenstall Management For Voted - For
4 Elect Juliana L. Lam Management For Voted - For
537
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Adam I. Lundin Management For Voted - For
6 Elect Jack O.A. Lundin Management For Voted - For
7 Elect Dale C. Peniuk Management For Voted - For
8 Elect Karen P. Poniachik Management For Voted - For
9 Elect Peter T. Rockandel Management For Voted - For
10 Elect Catherine J.G. Stefan Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
MITSUBISHI MATERIALS CORPORATION
Security ID: J44024107 Ticker: 5711
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Akira Takeuchi Management For Voted - For
4 Elect Naoki Ono Management For Voted - For
5 Elect Nobuhiro Takayanagi Management For Voted - For
6 Elect Mariko Tokuno Management For Voted - For
7 Elect Hiroshi Watanabe Management For Voted - For
8 Elect Hikaru Sugi Management For Voted - For
9 Elect Tatsuo Wakabayashi Management For Voted - Against
10 Elect Koji Igarashi Management For Voted - For
11 Elect Kazuhiko Takeda Management For Voted - For
12 Elect Rikako Beppu Rikako Okiura Management For Voted - For
MMG LTD.
Security ID: Y6133Q102 Ticker: 1208
Meeting Date: 20-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Kevin JIAO Jian Management For Voted - Against
3 Elect LI Liangang Management For Voted - For
4 Elect Peter W. Cassidy Management For Voted - Against
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
538
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
NITTETSU MINING CO., LTD.
Security ID: J58321100 Ticker: 1515
Meeting Date: 29-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Yuko Aoki as Director Management For Voted - For
NORTHERN DYNASTY MINERALS LTD.
Security ID: 66510M204 Ticker: NDM
Meeting Date: 23-Jun-22 Meeting Type: Annual
1.1 Elect Ronald W. Thiessen Management For Voted - For
1.2 Elect Robert A. Dickinson Management For Voted - For
1.3 Elect Desmond M. Balakrishnan Management For Voted - Withheld
1.4 Elect Steven A. Decker Management For Voted - For
1.5 Elect Gordon Keep Management For Voted - Withheld
1.6 Elect David Laing Management For Voted - Withheld
1.7 Elect Christian Milau Management For Voted - For
1.8 Elect Kenneth W. Pickering Management For Voted - Withheld
1.9 Elect H. Wayne Kirk Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Amendment to Shareholder Rights Plan Management For Voted - For
OZ MINERALS LIMITED
Security ID: Q7161P122 Ticker: OZL
Meeting Date: 08-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Charles Sartain Management For Voted - For
3 Elect Sarah Ryan Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Equity Grant (MD/CEO Andrew Cole - FY2022 LTIP) Management For Voted - For
6 Equity Grant (MD/CEO Andrew Cole - FY2021 STIP) Management For Voted - For
SANDFIRE RESOURCES LIMITED
Security ID: Q82191109 Ticker: SFR
Meeting Date: 26-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Elect John Richards Management For Voted - For
4 Elect Jennifer (Jenn) Morris Management For Voted - For
539
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Re-elect Sally Langer Management For Voted - For
6 Ratify Placement of Securities Management For Voted - For
7 Approve Increase in NED's Fee Cap Management N/A Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Board Spill Resolution Management N/A Voted - Against
SARKUYSAN ELEKTROLITIK BAKIR SAN. VE TICARET A.S
Security ID: M82339108 Ticker: SARKY
Meeting Date: 15-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Election of Presiding Chair Management For Voted - For
5 Minutes Management For Voted - For
6 Presentation of Directors' Report Management For Voted - For
7 Presentation of Auditor's Report Management For Voted - For
8 Financial Statements Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Presentation of Report on Guarantees Management For Voted - For
12 Amendments to Article 8 (Board Size) Management For Voted - For
13 Charitable Donations Management For Voted - Against
14 Presentation of Compensation Policy Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Election of Independent Directors; Board Term Length Management For Voted - For
17 Directors' Fees Management For Voted - Against
18 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - For
19 Wishes Management For Voted - For
SIERRA METALS INC.
Security ID: 82639W106 Ticker: SMT
Meeting Date: 10-Jun-22 Meeting Type: Annual
1.1 Elect Luis Marchese Management For Voted - For
1.2 Elect Douglas F. Cater Management For Voted - For
1.3 Elect Koko Yamamoto Management For Voted - For
1.4 Elect Oscar Cabrera Management For Voted - For
1.5 Elect Carlos Santa Cruz Management For Voted - For
1.6 Elect Dawn Whittaker Management For Voted - For
1.7 Elect Robert Neal Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
540
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
SOLARIS RESOURCES INC.
Security ID: 83419D201 Ticker: SLS
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Richard W. Warke Management For Voted - For
3 Elect Daniel Earle Management For Voted - For
4 Elect Greg Smith Management For Voted - Against
5 Elect Donald R. Taylor Management For Voted - Against
6 Elect Kevin Thomson Management For Voted - For
7 Elect Ron Walsh Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
SOLGOLD PLC
Security ID: G8255T104 Ticker: SOLG
Meeting Date: 15-Dec-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Elect Darryl Cuzzubbo Management For Voted - For
4 Elect Liam Twigger Management For Voted - For
5 Elect Jason Ward Management For Voted - For
6 Elect Brian Moller Management For Voted - Against
7 Elect Keith Marshall Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Set Auditor's Fees Management For Voted - For
10 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - Against
13 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
Meeting Date: 30-Jun-22 Meeting Type: Special
1 Remuneration Policy Management For Voted - For
2 Approval of 'Long Term Incentive Plan Rules' Management For Voted - Against
3 Approval of 'Performance Bonus Plan' Management For Voted - Against
4 Amendments to Articles Management For Voted - For
SOUTHERN COPPER CORPORATION
Security ID: 84265V105 Ticker: SCCO
Meeting Date: 27-May-22 Meeting Type: Annual
1 Elect German Larrea Mota-Velasco Management For Voted - For
2 Elect Oscar Gonzalez Rocha Management For Voted - Withheld
541
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Vicente Artiztegui Andreve Management For Voted - For
4 Elect Leonardo Contreras Lerdo de Tejada Management For Voted - For
5 Elect Enrique Castillo Sanchez Mejorada Management For Voted - For
6 Elect Francisco Xavier Garcia de Quevedo Topete Management For Voted - Withheld
7 Elect Luis Miguel Palomino Bonilla Management For Voted - Withheld
8 Elect Gilberto Perezalonso Cifuentes Management For Voted - For
9 Elect Carlos Ruiz Sacristan Management For Voted - Withheld
10 Amendment to the Directors' Stock Award Plan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
SUMITOMO METAL MINING CO., LTD.
Security ID: J77712180 Ticker: 5713
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Yoshiaki Nakazato Management For Voted - For
5 Elect Akira Nozaki Management For Voted - For
6 Elect Toru Higo Management For Voted - For
7 Elect Nobuhiro Matsumoto Management For Voted - For
8 Elect Takahiro Kanayama Management For Voted - For
9 Elect Kazuhisa Nakano Management For Voted - For
10 Elect Taeko Ishii Management For Voted - For
11 Elect Manabu Kinoshita Management For Voted - For
12 Elect Tsuyoshi Nozawa as Statutory Auditor Management For Voted - Against
13 Elect Kazuhiro Mishina as Alternate Statutory
Auditor Management For Voted - For
14 Bonus Management For Voted - For
TASEKO MINES LIMITED
Security ID: 876511106 Ticker: TKO
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Anu Dhir Management For Voted - For
2.2 Elect Robert A. Dickinson Management For Voted - For
2.3 Elect Russell E. Hallbauer Management For Voted - For
2.4 Elect Kenneth W. Pickering Management For Voted - For
2.5 Elect Rita Maguire Management For Voted - For
2.6 Elect Stuart McDonald Management For Voted - For
2.7 Elect Peter C. Mitchell Management For Voted - For
2.8 Elect Ronald W. Thiessen Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Shareholder Rights Plan Renewal Management For Voted - For
542
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Advisory Vote on Executive Compensation Management For Voted - For
TECK RESOURCES LIMITED
Security ID: 878742204 Ticker: TECK
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect M.M. Ashar Management For Voted - For
3 Elect Q. Chong Management For Voted - For
4 Elect E.C. Dowling Management For Voted - For
5 Elect T. Higo Management For Voted - For
6 Elect N.B. Keevil III Management For Voted - For
7 Elect D. R. Lindsay Management For Voted - For
8 Elect S.A. Murray Management For Voted - Against
9 Elect T.L. McVicar Management For Voted - For
10 Elect K.W. Pickering Management For Voted - For
11 Elect U.M. Power Management For Voted - For
12 Elect P.G. Schiodtz Management For Voted - For
13 Elect T.R. Snider Management For Voted - For
14 Elect S.A. Strunk Management For Voted - For
15 Elect M. Tani Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
TURQUOISE HILL RESOURCES LTD.
Security ID: 900435207 Ticker: TRQ
Meeting Date: 11-May-22 Meeting Type: Annual
1.1 Elect George Burns Management For Voted - For
1.2 Elect Caroline Donally Management For Voted - For
1.3 Elect R. Peter Gillin Management For Voted - For
1.4 Elect Alfred P. Grigg Management For Voted - For
1.5 Elect Stephen Jones Management For Voted - For
1.6 Elect Russel C. Robertson Management For Voted - For
1.7 Elect Maryse Saint-Laurent Management For Voted - For
1.8 Elect Steve Thibeault Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
VEDANTA LIMITED
Security ID: 92242Y100 Ticker: VEDL
Meeting Date: 10-Aug-21 Meeting Type: Annual
1 Accounts and Reports (Standalone) Management For Voted - For
2 Accounts and Reports (Consolidated) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
543
--------------------------------------------------------------------------------------------------
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Anil Kumar Agarwal Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect Padmini Somani Management For Voted - For
7 Elect Dindayal Jalan Management For Voted - Against
8 Elect Upendra Kumar Sinha Management For Voted - Against
9 Election and Appointment of Sunil Duggal (CEO);
Approval of Remuneration Management For Voted - For
10 Elect Akhilesh Joshi Management For Voted - For
11 Authority to Set Cost Auditor's Remuneration Management For Voted - For
ZIJIN MINING GROUP CO., LTD.
Security ID: Y9892H107 Ticker: 2899
Meeting Date: 17-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Annual Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Charitable Donations Management For Voted - For
11 Use of Proceeds Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Authority to Issue Debt Financing Instruments Management For Voted - For
14 Authority to Give Guarantees Management For Voted - For
544
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
A10 NETWORKS, INC.
Security ID: 002121101 Ticker: ATEN
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Elect Tor R. Braham Management For Voted - For
2 Elect Peter Y. Chung Management For Voted - For
3 Elect Eric B. Singer Management For Voted - For
4 Elect Dhrupad Trivedi Management For Voted - For
5 Elect Dana Wolf Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Ratification of Auditor Management For Voted - For
ABSOLUTE SOFTWARE CORPORATION
Security ID: 00386B109 Ticker: ABST
Meeting Date: 14-Dec-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Daniel P. Ryan Management For Voted - For
4 Elect Lynn Atchison Management For Voted - For
5 Elect Andre Mintz Management For Voted - For
6 Elect Gregory Monahan Management For Voted - For
7 Elect Salvatore Visca Management For Voted - For
8 Elect Gerhard Watzinger Management For Voted - For
9 Elect Christy Wyatt Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Approval of the Omnibus Equity Incentive Plan Management For Voted - Against
12 Approval of the Employee Stock Ownership Plan Management For Voted - For
AHNLAB INC
Security ID: Y0027T108 Ticker: 053800
Meeting Date: 28-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Directors' Fees Management For Voted - For
AVAST PLC
Security ID: G0713S109 Ticker: AVST
Meeting Date: 18-Nov-21 Meeting Type: Court
1 NortonLifeLock Transaction Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
545
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 18-Nov-21 Meeting Type: Ordinary
1 NortonLifeLock Transaction Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Remuneration Policy Management For Voted - For
4 Elect John G. Schwarz Management For Voted - For
5 Elect Ondrej Vlcek Management For Voted - For
6 Elect Warren A. Finegold Management For Voted - For
7 Elect Belinda Richards Management For Voted - For
8 Elect Tamara Minick-Scokalo Management For Voted - For
9 Elect Maggie Chan Jones Management For Voted - For
10 Elect Pavel Baudis Management For Voted - For
11 Elect Eduard Kucera Management For Voted - For
12 Elect Stuart Simpson Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authorisation of Political Donations Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Security ID: M22465104 Ticker: CHKP
Meeting Date: 10-Aug-21 Meeting Type: Annual
1 Elect Gil Shwed Management For Voted - For
2 Elect Jerry Ungerman Management For Voted - For
3 Elect Rupal Hollenbeck Management For Voted - For
4 Elect Tal Shavit Management For Voted - For
5 Elect Eyal Waldman Management For Voted - For
6 Elect Shai Weiss Management For Voted - Against
7 Elect Yoav Chelouche Management For Voted - For
8 Elect Guy Gecht Management For Voted - For
9 Change in Board Size Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Option Grant of CEO Management For Voted - For
546
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
13 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
CROWDSTRIKE HOLDINGS, INC.
Security ID: 22788C105 Ticker: CRWD
Meeting Date: 29-Jun-22 Meeting Type: Annual
1.1 Elect Cary J. Davis Management For Voted - Withheld
1.2 Elect George R. Kurtz Management For Voted - For
1.3 Elect Laura J. Schumacher Management For Voted - For
2 Ratification of Auditor Management For Voted - For
CYBER SECURITY CLOUD INC
Security ID: J11098100 Ticker: 4493
Meeting Date: 30-Mar-22 Meeting Type: Annual
1 Amendments to Articles Management For Voted - For
2 Elect Toshihiro Koike Management For Voted - Against
3 Elect Yoji Watanabe Management For Voted - For
4 Elect Masafumi Kurata Management For Voted - For
5 Elect Yoshinori Ikura Management For Voted - For
6 Elect Yoshio Ishizaka Management For Voted - For
CYBERARK SOFTWARE LTD.
Security ID: M2682V108 Ticker: CYBR
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Elect Gadi Tirosh Management For Voted - Against
2 Elect Amnon Shoshani Management For Voted - For
3 Elect Avril England Management For Voted - For
4 Elect Francois Auque Management For Voted - For
5 Compensation Policy Management For Voted - For
6 Declaration of Material Interest Management N/A Voted - For
7 Authorize Ehud Mokady to continue to serve as chair
and CEO Management For Voted - For
8 Declaration of Material Interest Management N/A Voted - For
9 Appointment of Auditor Management For Voted - For
DARKTRACE PLC
Security ID: G2658M105 Ticker: DARK
Meeting Date: 24-Nov-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
547
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Gordon Hurst Management For Voted - For
5 Elect Poppy Gustafsson Management For Voted - For
6 Elect Catherine Graham Management For Voted - For
7 Elect Vanessa Colomar Management For Voted - For
8 Elect Stephen Shanley Management For Voted - For
9 Elect Johannes Sikkens Management For Voted - For
10 Elect Lord Willetts Management For Voted - For
11 Elect Paul Harrison Management For Voted - For
12 Elect Peter L. Bonfield Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Remuneration Report (Advisory) Management For Voted - For
15 Remuneration Policy (Binding) Management For Voted - For
16 Authorisation of Political Donations Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
DIGITAL ARTS INC.
Security ID: J1228V105 Ticker: 2326
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Toshio Dogu Management For Voted - For
5 Elect Takuya Matsumoto Management For Voted - For
6 Elect Kiyoto Inomata Management For Voted - Against
7 Elect Hidekazu Kubokawa Management For Voted - For
8 Elect Masataka Uesugi Management For Voted - For
9 Elect Komei Sasaki as Alternate Audit Committee
Director Management For Voted - For
FORTINET, INC.
Security ID: 34959E109 Ticker: FTNT
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 Elect Ken Xie Management For Voted - For
2 Elect Michael Xie Management For Voted - For
3 Elect Kenneth A. Goldman Management For Voted - For
4 Elect Ming Hsieh Management For Voted - For
5 Elect Jean Hu Management For Voted - For
6 Elect William H. Neukom Management For Voted - For
7 Elect Judith Sim Management For Voted - For
548
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect James G. Stavridis Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Stock Split Management For Voted - For
12 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For
MANDIANT, INC.
Security ID: 562662106 Ticker: MNDT
Meeting Date: 03-Jun-22 Meeting Type: Special
1 Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
MCAFEE CORP.
Security ID: 579063108 Ticker: MCFE
Meeting Date: 09-Feb-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
MIMECAST LIMITED
Security ID: G14838109 Ticker: MIME
Meeting Date: 06-Oct-21 Meeting Type: Annual
1 Elect Peter Bauer Management For Voted - For
2 Elect Hagi Schwartz Management For Voted - For
3 Elect Helene Auriol Potier Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 11-Mar-22 Meeting Type: Special
1 Authorize the Board to Give Effect to the Scheme Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
MIMECAST LIMITED
Security ID: G14838A99 Ticker: MIME
Meeting Date: 11-Mar-22 Meeting Type: Special
1 Scheme of Arrangement (Merger) Management For Voted - For
549
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
NORTONLIFELOCK INC.
Security ID: 668771108 Ticker: NLOK
Meeting Date: 14-Sep-21 Meeting Type: Annual
1 Elect Sue Barsamian Management For Voted - For
2 Elect Eric K. Brandt Management For Voted - For
3 Elect Frank E. Dangeard Management For Voted - For
4 Elect Nora M. Denzel Management For Voted - For
5 Elect Peter A. Feld Management For Voted - For
6 Elect Kenneth Y. Hao Management For Voted - For
7 Elect Emily Heath Management For Voted - For
8 Elect Vincent Pilette Management For Voted - For
9 Elect Sherrese M. Smith Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Shareholder Proposal Regarding Independent Board
Chair Shareholder Against Voted - Against
Meeting Date: 04-Nov-21 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
OKTA, INC.
Security ID: 679295105 Ticker: OKTA
Meeting Date: 21-Jun-22 Meeting Type: Annual
1.1 Elect Jeffrey E. Epstein Management For Voted - For
1.2 Elect J. Frederic Kerrest Management For Voted - For
1.3 Elect Rebecca Saeger Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
ONESPAN INC.
Security ID: 68287N100 Ticker: OSPN
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Marc C. Boroditsky Management For Voted - For
2 Elect Garry L. Capers Management For Voted - For
3 Elect Sarika Garg Management For Voted - For
4 Elect Marianne Johnson Management For Voted - For
5 Elect Michael J. McConnell Management For Voted - For
6 Elect Alfred Nietzel Management For Voted - For
7 Elect Marc Zenner Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
550
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
PALO ALTO NETWORKS, INC.
Security ID: 697435105 Ticker: PANW
Meeting Date: 14-Dec-21 Meeting Type: Annual
1 Elect John Donovan Management For Voted - Abstain
2 Elect John Key Management For Voted - Abstain
3 Elect Mary Pat McCarthy Management For Voted - For
4 Elect Nir Zuk Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Approval of the 2021 Equity Incentive Plan Management For Voted - For
PING IDENTITY HOLDING CORP.
Security ID: 72341T103 Ticker: PING
Meeting Date: 03-May-22 Meeting Type: Annual
1.1 Elect John R. McCormack Management For Voted - For
1.2 Elect Yancey L. Spruill Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For
QUALYS, INC.
Security ID: 74758T303 Ticker: QLYS
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Sandra E. Bergeron Management For Voted - For
1.2 Elect Kristi M. Rogers Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the 2012 Equity Incentive Plan Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
RADWARE LTD.
Security ID: M81873107 Ticker: RDWR
Meeting Date: 09-Dec-21 Meeting Type: Annual
1 Elect Yehuda Zisapel Management For Voted - For
2 Elect Yair Tauman Management For Voted - Against
3 Elect Yuval Cohen Management For Voted - For
4 RSU Grant of CEO Management For Voted - Against
5 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
6 Grant of Options in Subsidiary to CEO Management For Voted - For
7 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
551
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
RAPID7, INC.
Security ID: 753422104 Ticker: RPD
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Michael Berry Management For Voted - For
2 Elect Marc Brown Management For Voted - For
3 Elect Christina Kosmowski Management For Voted - For
4 Elect J. Benjamin Nye Management For Voted - For
5 Elect Reeny Sondhi Management For Voted - For
6 Elect Corey Thomas Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
SAILPOINT TECHNOLOGIES HOLDINGS, INC.
Security ID: 78781P105 Ticker: SAIL
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Elect Cam McMartin Management For Voted - For
2 Elect Heidi M. Melin Management For Voted - For
3 Elect James M. Pflaging Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 30-Jun-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
SECUREWORKS CORP.
Security ID: 81374A105 Ticker: SCWX
Meeting Date: 21-Jun-22 Meeting Type: Annual
1.1 Elect Michael Dell Management For Voted - For
1.2 Elect Mark J. Hawkins Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
552
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
SENTINELONE, INC.
Security ID: 81730H109 Ticker: S
Meeting Date: 30-Jun-22 Meeting Type: Annual
1.1 Elect Daniel Scheinman Management For Voted - Withheld
1.2 Elect Teddie Wardi Management For Voted - Withheld
1.3 Elect Tomer Weingarten Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
TELOS CORPORATION
Security ID: 87969B101 Ticker: TLS
Meeting Date: 17-May-22 Meeting Type: Annual
1.1 Elect John B. Wood Management For Voted - For
1.2 Elect David Borland Management For Voted - Withheld
1.3 Elect John W. Maluda Management For Voted - For
1.4 Elect Bonnie L. Carroll Management For Voted - For
1.5 Elect Derrick D. Dockery Management For Voted - For
1.6 Elect Bradley W. Jacobs Management For Voted - For
1.7 Elect Fredrick D. Schaufeld Management For Voted - For
2 Ratification of Auditor Management For Voted - For
TENABLE HOLDINGS, INC.
Security ID: 88025T102 Ticker: TENB
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Amit Yoran Management For Voted - For
2 Elect Linda Zecher Higgins Management For Voted - For
3 Elect Niloofar Razi Howe Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
TREND MICRO INCORPORATED
Security ID: J9298Q104 Ticker: 4704
Meeting Date: 29-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect CHANG Ming-Jang Management For Voted - For
4 Elect Eva Chen Management For Voted - For
5 Elect Mahendra Negi Management For Voted - For
6 Elect Akihiko Omikawa Management For Voted - For
7 Elect Ikujiro Nonaka Management For Voted - For
8 Elect Tetsuo Koga Management For Voted - For
553
--------------------------------------------------------------------------------------------------
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Amendments to Article Management For Voted - For
10 Amendments to Article Management For Voted - For
11 Statutory Auditors' Fees Management For Voted - For
TUFIN SOFTWARE TECHNOLOGIES LTD.
Security ID: M8893U102 Ticker: TUFN
Meeting Date: 07-Jun-22 Meeting Type: Special
1 Merger/Acquisition Management For Take No Action
2 Merger/Acquisition Management N/A Take No Action
3 Right to Adjourn Meeting Management For Take No Action
VARONIS SYSTEMS, INC.
Security ID: 922280102 Ticker: VRNS
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Carlos Aued Management For Voted - For
1.2 Elect Kevin Comolli Management For Voted - For
1.3 Elect John J. Gavin, Jr. Management For Voted - For
1.4 Elect Fred Van Den Bosch Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
VIRNETX HOLDING CORPORATION
Security ID: 92823T108 Ticker: VHC
Meeting Date: 03-Jun-22 Meeting Type: Annual
1 Elect Michael F. Angelo Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
ZSCALER, INC.
Security ID: 98980G102 Ticker: ZS
Meeting Date: 05-Jan-22 Meeting Type: Annual
1.1 Elect Karen Blasing Management For Voted - For
1.2 Elect Charles H. Giancarlo Management For Voted - Withheld
1.3 Elect Eileen Naughton Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
554
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
21VIANET GROUP, INC.
Security ID: 90138A103 Ticker: VNET
Meeting Date: 08-Oct-21 Meeting Type: Special
1 Company Name Change Management For Voted - For
ADVANCED MICRO DEVICES, INC.
Security ID: 007903107 Ticker: AMD
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect John E. Caldwell Management For Voted - For
2 Elect Nora M. Denzel Management For Voted - For
3 Elect D. Mark Durcan Management For Voted - For
4 Elect Michael P. Gregoire Management For Voted - For
5 Elect Joseph A. Householder Management For Voted - For
6 Elect John W. Marren Management For Voted - For
7 Elect Jon A. Olson Management For Voted - For
8 Elect Lisa T. Su Management For Voted - For
9 Elect Abhijit Y. Talwalkar Management For Voted - For
10 Elect Elizabeth W. Vanderslice Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
AMERICAN TOWER CORPORATION
Security ID: 03027X100 Ticker: AMT
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Thomas A. Bartlett Management For Voted - For
2 Elect Kelly C. Chambliss Management For Voted - For
3 Elect Teresa H. Clarke Management For Voted - For
4 Elect Raymond P. Dolan Management For Voted - For
5 Elect Kenneth R. Frank Management For Voted - For
6 Elect Robert D. Hormats Management For Voted - For
7 Elect Grace D. Lieblein Management For Voted - For
8 Elect Craig Macnab Management For Voted - For
9 Elect JoAnn A. Reed Management For Voted - For
10 Elect Pamela D.A. Reeve Management For Voted - For
11 Elect David E. Sharbutt Management For Voted - For
12 Elect Bruce L. Tanner Management For Voted - For
13 Elect Samme L. Thompson Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
555
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA TOWER CORPORATION LIMITED
Security ID: Y15076105 Ticker: 0788
Meeting Date: 14-Jan-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect ZHANG Zhiyong Management For Voted - Against
4 Elect GU Xiaomin Management For Voted - For
5 Elect GAO Tongqing Management For Voted - For
6 Elect MAI Yanzhou Management For Voted - For
7 Elect LIU Guiqing Management For Voted - For
8 Elect ZHANG Guohou Management For Voted - For
9 Elect DENG Shiji Management For Voted - For
10 Elect HU Zhanghong Management For Voted - For
11 Elect LIU Wei Management For Voted - For
12 Elect LI Zhangting Management For Voted - For
13 Elect HAN Fang Management For Voted - Against
14 Elect LI Tienan Management For Voted - Against
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect GAO Chunlei Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Non-Voting Meeting Note N/A N/A Non-Voting
CROWN CASTLE INTERNATIONAL CORP.
Security ID: 22822V101 Ticker: CCI
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect P. Robert Bartolo Management For Voted - For
2 Elect Jay A. Brown Management For Voted - For
3 Elect Cindy Christy Management For Voted - For
4 Elect Ari Q. Fitzgerald Management For Voted - For
5 Elect Andrea J. Goldsmith Management For Voted - For
6 Elect Tammy K. Jones Management For Voted - Against
7 Elect Anthony J. Melone Management For Voted - For
8 Elect W. Benjamin Moreland Management For Voted - For
9 Elect Kevin A. Stephens Management For Voted - For
10 Elect Matthew Thornton III Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For
13 Increase in Authorized Common Stock Management For Voted - For
556
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Advisory Vote on Executive Compensation Management For Voted - For
CYRUSONE INC.
Security ID: 23283R100 Ticker: CONE
Meeting Date: 01-Feb-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
CYXTERA TECHNOLOGIES, INC.
Security ID: 23284C102 Ticker: CYXT
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Fahim Ahmed Management For Voted - For
2 Elect John W. Diercksen Management For Voted - For
3 Elect Michelle Felman Management For Voted - For
4 Elect Nelson Fonseca Management For Voted - For
5 Elect Melissa E. Hathaway Management For Voted - For
6 Elect Manuel D. Medina Management For Voted - For
7 Elect Jeffrey C. Smith Management For Voted - For
8 Elect Raymond Svider Management For Voted - For
9 Elect Gregory L. Waters Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Approval of the Employee Stock Purchase Plan Management For Voted - For
DIGITAL REALTY TRUST, INC.
Security ID: 253868103 Ticker: DLR
Meeting Date: 03-Jun-22 Meeting Type: Annual
1 Elect Laurence A. Chapman Management For Voted - For
2 Elect Alexis Black Bjorlin Management For Voted - Against
3 Elect VeraLinn Jamieson Management For Voted - For
4 Elect Kevin J. Kennedy Management For Voted - For
5 Elect William G. LaPerch Management For Voted - For
6 Elect Jean F.H.P. Mandeville Management For Voted - For
7 Elect Afshin Mohebbi Management For Voted - For
8 Elect Mark R. Patterson Management For Voted - For
9 Elect Mary Hogan Preusse Management For Voted - For
10 Elect Dennis E. Singleton Management For Voted - For
11 Elect A. William Stein Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
557
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
EQUINIX, INC.
Security ID: 29444U700 Ticker: EQIX
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Nanci E. Caldwell Management For Voted - For
2 Elect Adaire Fox-Martin Management For Voted - For
3 Elect Ron Guerrier Management For Voted - For
4 Elect Gary F. Hromadko Management For Voted - For
5 Elect Irving F. Lyons, III Management For Voted - For
6 Elect Charles Meyers Management For Voted - For
7 Elect Christopher B. Paisley Management For Voted - For
8 Elect Sandra Rivera Management For Voted - For
9 Elect Peter F. Van Camp Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
GDS HOLDINGS LIMITED
Security ID: 36165L108 Ticker: GDS
Meeting Date: 30-Jun-22 Meeting Type: Annual
1 Elect William Wei Huang Management For Voted - Against
2 Elect YU Bin Management For Voted - Against
3 Elect Zulkifli bin Baharudin Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
6 Authorization of Directors and Officers Management For Voted - For
HELIOS TOWERS PLC
Security ID: G4431S102 Ticker: HTWS
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Elect Helis Zulijani-Boye Management For Voted - For
4 Elect Samuel E. Jonah Management For Voted - For
5 Elect Kash Pandya Management For Voted - For
6 Elect Tom Greenwood Management For Voted - For
7 Elect Manjit Dhillon Management For Voted - For
8 Elect Magnus Mandersson Management For Voted - For
9 Elect Alison Baker Management For Voted - For
10 Elect Richard Byrne Management For Voted - For
11 Elect Temitope Lawani Management For Voted - For
12 Elect Sally Ashford Management For Voted - For
13 Elect Carole Wanuyu Wainaina Management For Voted - For
558
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authorisation of Political Donations Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Patrick P. Gelsinger Management For Voted - For
2 Elect James J. Goetz Management For Voted - For
3 Elect Andrea J. Goldsmith Management For Voted - For
4 Elect Alyssa H. Henry Management For Voted - Against
5 Elect Omar Ishrak Management For Voted - For
6 Elect Risa Lavizzo-Mourey Management For Voted - For
7 Elect Tsu-Jae King Liu Management For Voted - For
8 Elect Gregory D. Smith Management For Voted - For
9 Elect Dion J. Weisler Management For Voted - For
10 Elect Frank D. Yeary Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - Against
KEPPEL DC REIT
Security ID: Y47230100 Ticker: AJBU
Meeting Date: 02-Dec-21 Meeting Type: Special
1 Related Party Transactions (NetCo Bonds and
Preference Share Subscription) Management For Voted - For
2 Related Party Transactions (Acquisition Fee to
Manager) Management For Voted - For
Meeting Date: 20-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Elect Kenny KWAN Yew Kwong Management For Voted - Against
4 Elect LOW Huan Ping Management For Voted - For
559
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Dileep Nair Management For Voted - Against
6 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
MICROCHIP TECHNOLOGY INCORPORATED
Security ID: 595017104 Ticker: MCHP
Meeting Date: 24-Aug-21 Meeting Type: Annual
1 Elect Matthew W. Chapman Management For Voted - For
2 Elect Esther L. Johnson Management For Voted - Against
3 Elect Karlton D. Johnson Management For Voted - For
4 Elect Wade F. Meyercord Management For Voted - For
5 Elect Ganesh Moorthy Management For Voted - For
6 Elect Karen M. Rapp Management For Voted - For
7 Elect Steve Sanghi Management For Voted - For
8 Increase in Authorized Common Stock Management For Voted - For
9 Amendment to the 2004 Equity Incentive Plan Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
MICRON TECHNOLOGY, INC.
Security ID: 595112103 Ticker: MU
Meeting Date: 13-Jan-22 Meeting Type: Annual
1 Elect Richard M. Beyer Management For Voted - For
2 Elect Lynn A. Dugle Management For Voted - For
3 Elect Steven J. Gomo Management For Voted - For
4 Elect Linnie M. Haynesworth Management For Voted - For
5 Elect Mary Pat McCarthy Management For Voted - For
6 Elect Sanjay Mehrotra Management For Voted - For
7 Elect Robert E. Switz Management For Voted - For
8 Elect MaryAnn Wright Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
NEXTDC LIMITED
Security ID: Q6750Y106 Ticker: NXT
Meeting Date: 19-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Douglas R. Flynn Management For Voted - For
4 Equity Grant (MD/CEO Craig Scroggie) Management For Voted - For
560
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Increase in Authorized Common Stock Management For Voted - For
17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
QTS REALTY TRUST, INC.
Security ID: 74736A103 Ticker: QTS
Meeting Date: 26-Aug-21 Meeting Type: Special
1 Blackstone Transaction Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
RADIUS GLOBAL INFRASTRUCTURE, INC.
Security ID: 750481103 Ticker: RADI
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Paul A. Gould Management For Voted - For
2 Elect Antoinette C. Bush Management For Voted - For
3 Elect Thomas C. King Management For Voted - For
4 Elect Nick S. Advani Management For Voted - For
5 Elect Ashley Leeds Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
9 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For
561
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
SARANA MENARA NUSANTARA TBK
Security ID: Y71369113 Ticker: TOWR
Meeting Date: 20-Dec-21 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 27-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Allocation of Interim Dividend for Fiscal Year 2022 Management For Voted - For
SBA COMMUNICATIONS CORPORATION
Security ID: 78410G104 Ticker: SBAC
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Kevin L. Beebe Management For Voted - For
2 Elect Jack Langer Management For Voted - For
3 Elect Jeffrey A. Stoops Management For Voted - For
4 Elect Jay L. Johnson Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
SUNEVISION HOLDINGS LTD.
Security ID: G85700105 Ticker: 1686
Meeting Date: 29-Oct-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Lincoln LEONG Kwok Kuen Management For Voted - For
6 Elect Raymond TONG Kwok-kong Management For Voted - For
7 Elect Eric TUNG Chi-Ho Management For Voted - For
8 Elect David Norman Prince Management For Voted - For
9 Elect Thomas SIU Hon-Wah Management For Voted - For
10 Elect Victor LI On-Kwok Management For Voted - For
11 Elect Sunny LEE Wai Kwong Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Issue Repurchased Shares Management For Voted - Against
562
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
SWITCH, INC.
Security ID: 87105L104 Ticker: SWCH
Meeting Date: 10-Jun-22 Meeting Type: Annual
1 Elect Rob Roy Management For Voted - For
2 Elect Angela Archon Management For Voted - For
3 Elect Jason Genrich Management For Voted - For
4 Elect Liane J. Pelletier Management For Voted - For
5 Elect Zareh H. Sarrafian Management For Voted - For
6 Elect Kimberly H. Sheehy Management For Voted - For
7 Elect Donald D. Snyder Management For Voted - For
8 Elect Thomas A. Thomas Management For Voted - For
9 Elect Bryan Wolf Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Reincorporation Management For Voted - For
TOWER BERSAMA INFRASTRUCTURE TBK
Security ID: Y71372109 Ticker: TBIG
Meeting Date: 30-Sep-21 Meeting Type: Special
1 Authority to Issue Foreign Currency-denominated
Bonds Management For Voted - For
Meeting Date: 23-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
4 Directors' and Commissioners' Fees Management For Voted - For
5 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
6 Amendments to Articles Management For Voted - Against
7 Use of Proceeds Report Management For Voted - For
UNITI GROUP INC.
Security ID: 91325V108 Ticker: UNIT
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Jennifer S. Banner Management For Voted - For
2 Elect Scott G. Bruce Management For Voted - For
3 Elect Francis X. Frantz Management For Voted - For
4 Elect Kenneth A. Gunderman Management For Voted - For
5 Elect Carmen Perez-Carlton Management For Voted - For
6 Elect David L. Solomon Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
563
--------------------------------------------------------------------------------------------------
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Ratification of Auditor Management For Voted - For
WINBOND ELECTRONICS CORP.
Security ID: Y95873108 Ticker: 2344
Meeting Date: 31-May-22 Meeting Type: Annual
1 Business Report and Financial Statements of Fiscal
Year 2021 Management For Voted - For
2 Distribution of 2021 Profits Management For Voted - For
3 Amendments to the Articles of Association Management For Voted - For
4 Amendments to the Procedural Rules: (1) Procedure
Rules for Acquisition or Disposal of Assets and (2)
Procedural Rules for Shareholders Meeting Management For Voted - For
5 Non-competition Restriction for Independent
Director Mr. Hsu Shan Ke Management For Voted - Against
6 Non-competition Restriction for Independent
Director Mr. Hsu Chieh Li Management For Voted - Against
7 Non-competition Restriction Legal Representative
Director Mr. Su Yuan Mao Management For Voted - For
8 Non-competition Restriction for Director Ms. Ma Wei
Hsin Management For Voted - Against
564
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADIDAS AG
Security ID: D0066B185 Ticker: ADS
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Supervisory Board Remuneration Policy Management For Voted - For
8 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
9 Appointment of Auditor (FY2022) Management For Voted - For
10 Appointment of Auditor (FY2023) Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
AIRBUS SE
Security ID: N0280G100 Ticker: AIR
Meeting Date: 12-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Ratification of Non-Executive Directors' Acts Management For Voted - For
7 Ratification of Executive Directors' Acts Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Remuneration Report Management For Voted - Against
10 Elect Guillaume Faury to the Board of Directors Management For Voted - For
11 Elect Catherine Guillouard to the Board of Directors Management For Voted - For
12 Elect Claudia Nemat to the Board of Directors Management For Voted - For
13 Elect Irene Rummelhoff to the Board of Directors Management For Voted - For
14 Authority to Issue Shares w/ or w/o Preemptive
Rights
(Equity Plans) Management For Voted - For
15 Authority to Issue Shares w/ or w/o Preemptive
Rights (General Authority) Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
565
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Cancellation of Shares Management For Voted - For
ALLIANZ SE
Security ID: D03080112 Ticker: ALV
Meeting Date: 04-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Meeting Note N/A N/A Take No Action
7 Allocation of Profits/Dividends Management For Take No Action
8 Ratification of Management Board Acts Management For Take No Action
9 Ratification of Supervisory Board Acts Management For Take No Action
10 Appointment of Auditor Management For Take No Action
11 Remuneration Report Management For Take No Action
12 Elect Sophie Boissard Management For Take No Action
13 Elect Christine Bosse Management For Take No Action
14 Elect Rashmy Chatterjee Management For Take No Action
15 Elect Michael Diekmann Management For Take No Action
16 Elect Friedrich Eichiner Management For Take No Action
17 Elect Herbert Hainer Management For Take No Action
18 Increase in Authorised Capital Management For Take No Action
19 Increase in Authorised Capital for Employee Share
Issuances Management For Take No Action
20 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Take No Action
21 Authority to Repurchase and Reissue Shares Management For Take No Action
22 Authority to Repurchase Shares Using Equity
Derivatives Management For Take No Action
23 Amendments to Profit-and-Loss Transfer Agreements Management For Take No Action
24 Amendments to Profit-and-Loss and Control Agreement Management For Take No Action
25 Non-Voting Meeting Note N/A N/A Take No Action
26 Non-Voting Meeting Note N/A N/A Take No Action
BASF SE
Security ID: D06216317 Ticker: BAS
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Ratification of Management Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Remuneration Report Management For Voted - For
566
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Alessandra Genco Management For Voted - For
9 Elect Stefan Asenkerschbaumer Management For Voted - For
10 Authority to Repurchase and Reissue Shares Management For Voted - For
11 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
BAYER AG
Security ID: D0712D163 Ticker: BAYN
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Presentation of Accounts and Reports; Allocation of
Profits/Dividends Management For Voted - For
7 Ratification of Management Board Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Elect Paul Achleitner Management For Voted - For
10 Elect Norbert W. Bischofberger Management For Voted - For
11 Elect Colleen A. Goggins Management For Voted - For
12 Remuneration Report Management For Voted - Against
13 Approval of Profit-and-Loss Transfer Agreements Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
BAYERISCHE MOTOREN WERKE AG (BMW)
Security ID: D12096109 Ticker: BMW
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
567
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Allocation of Profits/Dividends Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Elect Heinrich Hiesinger as Supervisory Board Member Management For Voted - For
12 Remuneration Report Management For Voted - Against
13 Authority to Repurchase and Reissue Shares Management For Voted - For
14 Amendment to Previously-Approved Profit-and-Loss
Transfer Agreement with Bavaria Wirtschaftsagentur
GmbH Management For Voted - For
15 Amendment to Previously-Approved Profit-and-Loss
Transfer Agreement with BMW Anlagen Verwaltungs GmbH Management For Voted - For
16 Amendment to Previously-Approved Profit-and-Loss
Transfer Agreement with BMW Bank GmbH Management For Voted - For
17 Amendment to Previously-Approved Profit-and-Loss
Transfer Agreement with BMW Fahrzeugtechnik GmbH Management For Voted - For
18 Amendment to Previously-Approved Profit-and-Loss
Transfer Agreement with BMW INTEC Beteiligungs GmbH Management For Voted - For
19 Amendment to Previously-Approved Profit-and-Loss
Transfer Agreement with BMW M GmbH Gesellschaft fur
individuelle Automobile Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
BRENNTAG SE
Security ID: D12459117 Ticker: BNR
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Remuneration Report Management For Voted - For
13 Elect Wijnand P. Donkers Management For Voted - For
14 Elect Ulrich M. Harnacke Management For Voted - For
15 Increase in Authorised Capital Management For Voted - For
16 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
17 Authority to Repurchase and Reissue Shares Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
568
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
CONTINENTAL AG
Security ID: D16212140 Ticker: CON
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Profits/Dividends Management For Voted - For
7 Ratify Nikolai Setzer Management For Voted - For
8 Ratify Hans-Jurgen Duensing Management For Voted - For
9 Ratify Katja Durrfeld Management For Voted - For
10 Ratify Frank Jourdan Management For Voted - For
11 Ratify Christian Kotz Management For Voted - For
12 Ratify Helmut Matschi Management For Voted - For
13 Ratify Philip Nelles Management For Voted - For
14 Ratify Ariane Reinhart Management For Voted - For
15 Ratify Andreas Wolf Management For Voted - For
16 Postpone Ratification of Wolfgang Schafer Management For Voted - For
17 Ratify Wolfgang Reitzle Management For Voted - For
18 Ratify Christiane Benner Management For Voted - For
19 Ratify Hasan Allak Management For Voted - For
20 Ratify Gunter Dunkel Management For Voted - For
21 Ratify Francesco Grioli Management For Voted - For
22 Ratify Michael Iglhaut Management For Voted - For
23 Ratify Satish Khatu Management For Voted - For
24 Ratify Isabel Corinna Knauf Management For Voted - For
25 Ratify Carmen Loffler Management For Voted - For
26 Ratify Sabine Neu Management For Voted - For
27 Ratify Rolf Nonnenmacher Management For Voted - For
28 Ratify Dirk Nordmann Management For Voted - For
29 Ratify Lorenz Pfau Management For Voted - For
30 Ratify Klaus Rosenfeld Management For Voted - For
31 Ratify Georg F.W. Schaeffler Management For Voted - For
32 Ratify Maria-Elisabeth Schaeffler-Thumann Management For Voted - For
33 Ratify Jorg Schonfelder Management For Voted - For
34 Ratify Stefan Scholz Management For Voted - For
35 Ratify Kirsten Vorkel Management For Voted - For
36 Ratify Elke Volkmann Management For Voted - For
37 Ratify Siegfried Wolf Management For Voted - For
38 Appointment of Auditor Management For Voted - For
39 Remuneration Report Management For Voted - Against
40 Elect Dorothea von Boxberg Management For Voted - For
41 Elect Stefan Erwin Buchner Management For Voted - For
42 Non-Voting Meeting Note N/A N/A Non-Voting
43 Non-Voting Meeting Note N/A N/A Non-Voting
569
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
COVESTRO AG
Security ID: D15349109 Ticker: 1COV
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Profits/Dividends Management For Voted - For
7 Ratification of Management Board Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Elect Sven Schneider as Supervisory Board Member Management For Voted - For
11 Remuneration Report Management For Voted - For
12 Management Board Remuneration Policy Management For Voted - For
13 Supervisory Board Remuneration Policy Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
DAIMLER AG
Security ID: D1668R123 Ticker: DAI
Meeting Date: 01-Oct-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Spin-Off and Transfer Agreement Management For Voted - For
8 Change of Company Name Management For Voted - For
9 Elect Helene Svahn Management For Voted - For
10 Elect Olaf Koch Management For Voted - For
DAIMLER TRUCK HOLDING AG
Security ID: D1T3RZ100 Ticker: DTG
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/ Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor for Fiscal Year 2022 Management For Voted - For
7 Appointment of Auditor for Interim Statements until
2023 AGM Management For Voted - For
570
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Michael L. Brosnan Management For Voted - For
9 Elect Jacques Esculier Management For Voted - For
10 Elect Akihiro Eto Management For Voted - For
11 Elect Laura K. Ipsen Management For Voted - For
12 Elect Renata Jungo Brungger Management For Voted - For
13 Elect Joe Kaeser Management For Voted - For
14 Elect John Krafcik Management For Voted - For
15 Elect Martin H. Richenhagen Management For Voted - For
16 Elect Marie Wieck Management For Voted - For
17 Elect Harald Emil Wilhelm Management For Voted - For
18 Supervisory Board Remuneration Policy Management For Voted - For
19 Management Board Remuneration Policy Management For Voted - For
20 Remuneration Report Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
DELIVERY HERO SE
Security ID: D1T0KZ103 Ticker: DHER
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Ratification of Management Board Acts Management For Voted - For
10 Ratify Martin Enderle Management For Voted - For
11 Ratify Patrick Kolek Management For Voted - For
12 Ratify Jeanette L. Gorgas Management For Voted - For
13 Ratify Nils Engvall Management For Voted - For
14 Ratify Gabriella Ardbo Management For Voted - For
15 Ratify Dimitrios Tsaousis Management For Voted - For
16 Ratify Gerald Taylor Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Election of Supervisory Board (Employee
Representatives) Management For Voted - For
19 Remuneration Report Management For Voted - For
20 Increase in Authorised Capital IV Management For Voted - For
21 Increase in Authorised Capital 2022/I Management For Voted - Against
22 Increase in Authorised Capital 2022/II Management For Voted - Against
571
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital 2022/I Management For Voted - Against
24 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital 2022/II Management For Voted - Against
25 Authority to Repurchase and Reissue Shares Management For Voted - For
26 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
DEUTSCHE BANK AG
Security ID: D18190898 Ticker: DBK
Meeting Date: 19-May-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratify Christian Sewing Management For Voted - Abstain
10 Ratify James von Moltke Management For Voted - Abstain
11 Ratify Karl von Rohr Management For Voted - Abstain
12 Ratify Fabrizio Campelli Management For Voted - Abstain
13 Ratify Frank Kuhnke Management For Voted - Abstain
14 Ratify Bernd Leukert Management For Voted - Abstain
15 Ratify Stuart Lewis Management For Voted - Abstain
16 Ratify Alexander von zur Muhlen Management For Voted - Abstain
17 Ratify Christiana Riley Management For Voted - Abstain
18 Ratify Rebecca Short Management For Voted - Abstain
19 Ratify Stefan Simon Management For Voted - Abstain
20 Ratify Paul Achleitner Management For Voted - Abstain
21 Ratify Detlef Polaschek Management For Voted - Abstain
22 Ratify Ludwig Blomeyer-Bartenstein Management For Voted - Abstain
23 Ratify Frank Bsirske Management For Voted - Abstain
24 Ratify Mayree Clark Management For Voted - Abstain
25 Ratify Jan Duscheck Management For Voted - Abstain
26 Ratify Gerhard Eschelbeck Management For Voted - Abstain
27 Ratify Sigmar Gabriel Management For Voted - Abstain
28 Ratify Timo Heider Management For Voted - Abstain
29 Ratify Martina Klee Management For Voted - Abstain
30 Ratify Henriette Mark Management For Voted - Abstain
31 Ratify Gabriele Platscher Management For Voted - Abstain
32 Ratify Bernd Rose Management For Voted - Abstain
33 Ratify Gerd Alexander Schutz Management For Voted - Abstain
34 Ratify John Alexander Thain Management For Voted - Abstain
35 Ratify Michele Trogni Management For Voted - Abstain
572
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
36 Ratify Dagmar Valcarcel Management For Voted - Abstain
37 Ratify Stefan Viertel Management For Voted - Abstain
38 Ratify Theodor Weimar Management For Voted - Abstain
39 Ratify Frank Werneke Management For Voted - Abstain
40 Ratify Norbert Winkeljohann Management For Voted - Abstain
41 Ratify Frank Witter Management For Voted - Abstain
42 Appointment of Auditor Management For Voted - For
43 Remuneration Report Management For Voted - Against
44 Authority to Repurchase and Reissue Shares Management For Voted - For
45 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
46 Authority to Issue Participation Rights and Hybrid
Bonds Management For Voted - For
47 Elect Alexander R. Wynaendts Management For Voted - For
48 Elect Yngve Slyngstad Management For Voted - For
49 Amendments to Articles (Vice chair) Management For Voted - For
50 Amendments to Articles (Power of Vice Chair) Management For Voted - For
51 Amendments to Articles (Supervisory Board
Remuneration) Management For Voted - For
52 Amendments to Articles (General Meeting Chair) Management For Voted - For
53 Amendments to Articles (Advisory Boards) Management For Voted - For
54 Amendments to Articles Management For Voted - For
55 Shareholder Proposal Regarding Removal of CEO
Christian Sewing Shareholder Against Voted - Against
56 Non-Voting Meeting Note N/A N/A Non-Voting
57 Non-Voting Meeting Note N/A N/A Non-Voting
DEUTSCHE BOERSE AG
Security ID: D1882G119 Ticker: DB1
Meeting Date: 18-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Allocation of Profits/Dividends Management For Voted - For
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Elect Shannon Anastasia Johnston as Supervisory
Board Member Management For Voted - For
13 Increase in Authorised Capital Management For Voted - For
14 Remuneration Report Management For Voted - For
15 Supervisory Board Remuneration Policy Management For Voted - For
16 Appointment of Auditor Management For Voted - For
573
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
DEUTSCHE POST AG
Security ID: D19225107 Ticker: DPW
Meeting Date: 06-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Appointment of Auditor (FY 2023) Management For Voted - For
13 Elect Luise Holscher Management For Voted - For
14 Elect Stefan B. Wintels Management For Voted - For
15 Equity Incentive Plan; Increase in Conditional
Capital Management For Voted - For
16 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
17 Remuneration Report Management For Voted - For
18 Supervisory Board Remuneration Policy Management For Voted - For
DEUTSCHE TELEKOM AG
Security ID: D2035M136 Ticker: DTE
Meeting Date: 07-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Elect Frank Appel Management For Voted - For
8 Elect Katja Hessel Management For Voted - For
9 Elect Dagmar Kollmann Management For Voted - For
10 Elect Stefan B. Wintels Management For Voted - For
11 Increase in Authorised Capital Management For Voted - For
12 Management Board Remuneration Policy Management For Voted - For
13 Supervisory Board Remuneration Policy Management For Voted - For
14 Remuneration Report Management For Voted - Against
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
574
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
E.ON SE
Security ID: D24914133 Ticker: EOAN
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Allocation of Profits/Dividends Management For Voted - For
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Appointment of Auditor (FY2022) Management For Voted - For
13 Appointment of Auditor for Interim Statements
(FY2022) Management For Voted - For
14 Appointment of Auditor for Interim Statements
(FY2023 Q1) Management For Voted - For
15 Remuneration Report Management For Voted - For
FRESENIUS MEDICAL CARE AG & CO. KGAA
Security ID: D2734Z107 Ticker: FME
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Ratification of General Partner Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Remuneration Report Management For Voted - For
FRESENIUS SE & CO. KGAA
Security ID: D27348263 Ticker: FRE
Meeting Date: 13-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
575
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Ratification of General Partner Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Remuneration Report Management For Voted - For
12 Elect Susanne Zeidler Management For Voted - For
13 Elect Christoph Zindel Management For Voted - For
14 Elect Susanne Zeidler as Joint Committee Member Management For Voted - For
15 Increase in Authorised Capital Management For Voted - For
16 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
17 Authority to Repurchase and Reissue Shares Management For Voted - For
18 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
HANNOVER RUCK SE
Security ID: D3015J135 Ticker: HNR1
Meeting Date: 04-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Remuneration Report Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
HEIDELBERGCEMENT AG
Security ID: D31709104 Ticker: HEI
Meeting Date: 12-May-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
576
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Allocation of Profits/Dividends Management For Voted - For
8 Ratify Dominik von Achten Management For Voted - For
9 Ratify Lorenz Nager Management For Voted - For
10 Ratify Rene Aldach Management For Voted - For
11 Ratify Kevin Gluskie Management For Voted - For
12 Ratify Hakan Gurdal Management For Voted - For
13 Ratify Ernest Jelito Management For Voted - For
14 Ratify Nicola Kimm Management For Voted - For
15 Ratify Dennis Lentz Management For Voted - For
16 Ratify Jon Morrish Management For Voted - For
17 Ratify Chris Ward Management For Voted - For
18 Ratify Fritz-Jurgen Heckmann Management For Voted - For
19 Ratify Heinz Schmitt Management For Voted - For
20 Ratify Barbara Breuninger Management For Voted - For
21 Ratify Birgit Jochens Management For Voted - For
22 Ratify Ludwig Merckle Management For Voted - For
23 Ratify Tobias Merckle Management For Voted - For
24 Ratify Luka Mucic Management For Voted - For
25 Ratify Ines Ploss Management For Voted - For
26 Ratify Peter Riedel Management For Voted - For
27 Ratify Werner Schraeder Management For Voted - For
28 Ratify Margret Suckale Management For Voted - For
29 Ratify Marion Weissenberger-Eibl Management For Voted - For
30 Appointment of Auditor Management For Voted - For
31 Elect Bernd Scheifele Management For Voted - For
32 Elect Sopna Sury Management For Voted - For
33 Remuneration Report Management For Voted - For
34 Non-Voting Meeting Note N/A N/A Non-Voting
HELLOFRESH SE
Security ID: D3R2MA100 Ticker: HFG
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Profits Management For Voted - For
7 Ratification of Management Board Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Remuneration Report Management For Voted - Against
11 Management Board Remuneration Policy Management For Voted - For
12 Increase in Authorised Capital Management For Voted - For
577
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
14 Authority to Repurchase and Reissue Shares Management For Voted - For
INFINEON TECHNOLOGIES AG
Security ID: D35415104 Ticker: IFX
Meeting Date: 17-Feb-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratify Reinhard Ploss Management For Voted - For
5 Ratify Helmut Gassel Management For Voted - For
6 Ratify Jochen Hanebeck Management For Voted - For
7 Ratify Constanze Hufenbecher Management For Voted - For
8 Ratify Sven Schneider Management For Voted - For
9 Ratify Wolfgang Eder Management For Voted - For
10 Ratify Xiaoqun Clever Management For Voted - For
11 Ratify Johann Dechant Management For Voted - For
12 Ratify Friedrich Eichiner Management For Voted - For
13 Ratify Annette Engelfried Management For Voted - For
14 Ratify Peter Gruber Management For Voted - For
15 Ratify Hans-Ulrich Holdenried Management For Voted - For
16 Ratify Susanne Lachenmann Management For Voted - For
17 Ratify Geraldine Picaud Management For Voted - For
18 Ratify Manfred Puffer Management For Voted - For
19 Ratify Melanie Riedl Management For Voted - For
20 Ratify Jurgen Scholz Management For Voted - For
21 Ratify Kerstin Schulzendorf Management For Voted - For
22 Ratify Ulrich Spiesshofer Management For Voted - For
23 Ratify Margaret Suckale Management For Voted - For
24 Ratify Diana Vitale Management For Voted - For
25 Appointment of Auditor Management For Voted - For
26 Elect Geraldine Picaud as Supervisory Board Member Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
29 Non-Voting Meeting Note N/A N/A Non-Voting
30 Non-Voting Meeting Note N/A N/A Non-Voting
31 Non-Voting Meeting Note N/A N/A Non-Voting
32 Non-Voting Meeting Note N/A N/A Non-Voting
33 Non-Voting Meeting Note N/A N/A Non-Voting
LINDE PLC
Security ID: G5494J103 Ticker: LIN
Meeting Date: 26-Jul-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
578
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect Wolfgang Reitzle Management For Voted - For
5 Elect Stephen F. Angel Management For Voted - For
6 Elect Ann-Kristin Achleitner Management For Voted - For
7 Elect Clemens A.H. Borsig Management For Voted - For
8 Elect Nance K. Dicciani Management For Voted - For
9 Elect Thomas Enders Management For Voted - For
10 Elect Franz Fehrenbach Management For Voted - For
11 Elect Edward G. Galante Management For Voted - For
12 Elect Larry D. McVay Management For Voted - For
13 Elect Victoria Ossadnik Management For Voted - For
14 Elect Martin H. Richenhagen Management For Voted - For
15 Elect Robert L. Wood Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
19 Remuneration Policy Management For Voted - For
20 Remuneration Report Management For Voted - For
21 Approval of the 2021 Long Term Incentive Plan Management For Voted - For
22 Determination of Price Range for Re-allotment of
Treasury Shares Management For Voted - For
MERCEDES-BENZ GROUP AG
Security ID: D1668R123 Ticker: MBG
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - Abstain
5 Ratification of Supervisory Board Acts Management For Voted - Abstain
6 Appointment of Auditor For 2022 Financial Statements Management For Voted - For
7 Appointment of Auditor for Interim Statements Management For Voted - For
8 Elect Dame Veronica Anne Courtice Management For Voted - For
9 Elect Marco Gobbetti Management For Voted - For
10 Remuneration Report Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
579
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
MERCK KGAA
Security ID: D5357W103 Ticker: MRK
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Appointment of Auditor (FY 2023) Management For Voted - For
13 Remuneration Report Management For Voted - For
14 Increase in Authorised Capital Management For Voted - For
MTU AERO ENGINES AG
Security ID: D5565H104 Ticker: MTX
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Supervisory Board Remuneration Policy Management For Voted - For
13 Elect Gordon Riske as Supervisory Board Chair Management For Voted - For
14 Remuneration Report Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Security ID: D55535104 Ticker: MUV2
Meeting Date: 28-Apr-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Take No Action
580
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Allocation of Profits/Dividends Management For Take No Action
8 Ratification of Management Board Acts Management For Take No Action
9 Ratification of Supervisory Board Acts Management For Take No Action
10 Appointment of Auditor Management For Take No Action
11 Remuneration Report Management For Take No Action
12 Amendments to Articles Management For Take No Action
13 Authority to Repurchase and Reissue Shares Management For Take No Action
14 Non-Voting Meeting Note N/A N/A Take No Action
PUMA SE
Security ID: D62318148 Ticker: PUM
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Allocation of Profits/Dividends Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
12 Authority to Repurchase and Reissue Shares Management For Voted - For
13 Amendments to Articles (Supervisory Board Term) Management For Voted - For
14 Amendments to Articles (Right to Attend Annual
General Meeting) Management For Voted - For
15 Remuneration Report Management For Voted - Against
QIAGEN N.V.
Security ID: N72482123 Ticker: QGEN
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Remuneration Report Management For Voted - Against
6 Ratification of Management Board Acts Management For Voted - For
7 Ratification of Supervisory Board Acts Management For Voted - For
581
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Metin Colpan Management For Voted - For
9 Elect Thomas Ebeling Management For Voted - For
10 Elect Toralf Haag Management For Voted - For
11 Elect Ross L. Levine Management For Voted - For
12 Elect Elaine Mardis Management For Voted - For
13 Elect Eva Pisa Management For Voted - For
14 Elect Lawrence A. Rosen Management For Voted - For
15 Elect Elizabeth E. Tallett Management For Voted - For
16 Elect Thierry Bernard Management For Voted - For
17 Elect Roland Sackers Management For Voted - For
18 Appointment of Auditor Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against
20 Authority to Suppress Preemptive Rights Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Authorize Managing Board and De Brauw Blackstone
Westbroek N.V. to Execute These Amendments Management For Voted - For
23 Cancellation of Fractional Shares Management For Voted - For
RWE AG
Security ID: D6629K109 Ticker: RWE
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Allocation of Profits/Dividends Management For Voted - For
6 Ratify Markus Krebber Management For Voted - For
7 Ratify Michael Muller Management For Voted - For
8 Ratify Rolf Martin Schmitz Management For Voted - For
9 Ratify Zvezdana Seeger Management For Voted - For
10 Ratify Werner Brandt Management For Voted - For
11 Ratify Ralf Sikorski Management For Voted - For
12 Ratify Michael Bochinsky Management For Voted - For
13 Ratify Sandra Bossemeyer Management For Voted - For
14 Ratify Martin Broker Management For Voted - For
15 Ratify Frank Bsirske Management For Voted - For
16 Ratify Hans Bunting Management For Voted - For
17 Ratify Anja Dubbert Management For Voted - For
18 Ratify Matthias Durbaum Management For Voted - For
19 Ratify Ute Gerbaulet Management For Voted - For
20 Ratify Hans-Peter Keitel Management For Voted - For
21 Ratify Monika Kircher Management For Voted - For
22 Ratify Thomas Kufen Management For Voted - For
23 Ratify Reiner van Limbeck Management For Voted - For
24 Ratify Harald Louis Management For Voted - For
25 Ratify Dagmar Muhlenfeld Management For Voted - For
26 Ratify Peter Ottmann Management For Voted - For
582
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
27 Ratify Dagmar Paasch Management For Voted - For
28 Ratify Gunther Schartz Management For Voted - For
29 Ratify Erhard Schipporeit Management For Voted - For
30 Ratify Dirk Schumacher Management For Voted - For
31 Ratify Wolfgang Schussel Management For Voted - For
32 Ratify Ulrich Sierau Management For Voted - For
33 Ratify Hauke Stars Management For Voted - For
34 Ratify Helle Valentin Management For Voted - For
35 Ratify Andreas Wagner Management For Voted - For
36 Ratify Marion Weckes Management For Voted - For
37 Ratify Leonhard Zubrowski Management For Voted - For
38 Appointment of Auditor Management For Voted - For
39 Remuneration Report Management For Voted - For
40 Election of Thomas Kufen as Supervisory Board Member Management For Voted - For
41 Shareholder Proposal Regarding Spin-Off of RWE Power Shareholder Against Voted - Against
42 Non-Voting Meeting Note N/A N/A Non-Voting
43 Non-Voting Meeting Note N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
45 Non-Voting Meeting Note N/A N/A Non-Voting
46 Non-Voting Meeting Note N/A N/A Non-Voting
SAP SE
Security ID: D66992104 Ticker: SAP
Meeting Date: 18-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor (FY 2022) Management For Voted - For
7 Appointment of Auditor FY (2023) Management For Voted - For
8 Remuneration Report Management For Voted - For
9 Elect Hasso Plattner Management For Voted - For
10 Elect Rouven Westphal Management For Voted - For
11 Elect Gunnar Wiedenfels Management For Voted - For
12 Elect Jennifer Xin-Zhe Li Management For Voted - For
13 Supervisory Board Remuneration Policy Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
583
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIEMENS AG
Security ID: D69671218 Ticker: SIE
Meeting Date: 10-Feb-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratify Roland Busch Management For Voted - For
10 Ratify Klaus Helmrich Management For Voted - For
11 Ratify Joe Kaeser Management For Voted - For
12 Ratify Cedrik Neike Management For Voted - For
13 Ratify Matthias Rebellius Management For Voted - For
14 Ratify Ralf P. Thomas Management For Voted - For
15 Ratify Judith Wiese Management For Voted - For
16 Ratify Jim Hagemann Snabe Management For Voted - For
17 Ratify Birgit Steinborn Management For Voted - For
18 Ratify Werner Brandt Management For Voted - For
19 Ratify Tobias Baumler Management For Voted - For
20 Ratify Michael Diekmann Management For Voted - For
21 Ratify Andrea Fehrmann Management For Voted - For
22 Ratify Bettina Haller Management For Voted - For
23 Ratify Harald Kern Management For Voted - For
24 Ratify Jurgen Kerner Management For Voted - For
25 Ratify Nicola Leibinger-Kammuller Management For Voted - For
26 Ratify Benoit Potier Management For Voted - For
27 Ratify Hagen Reimer Management For Voted - For
28 Ratify Norbert Reithofer Management For Voted - For
29 Ratify Kasper Rorsted Management For Voted - For
30 Ratify Nemat Shafik Management For Voted - For
31 Ratify Nathalie von Siemens Management For Voted - For
32 Ratify Michael Sigmund Management For Voted - For
33 Ratify Dorothea Simon Management For Voted - For
34 Ratify Grazia Vittadini Management For Voted - For
35 Ratify Werner Wenning Management For Voted - For
36 Ratify Matthias Zachert Management For Voted - For
37 Ratify Gunnar Zukunft Management For Voted - For
38 Appointment of Auditor Management For Voted - For
39 Remuneration Report Management For Voted - For
40 Non-Voting Meeting Note N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
584
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIEMENS ENERGY AG
Security ID: D6T47E106 Ticker: ENR
Meeting Date: 24-Feb-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Allocation of Profits/Dividends Management For Voted - For
10 Ratify Christian Bruch Management For Voted - For
11 Ratify Maria Ferraro Management For Voted - For
12 Ratify Jochen Eickholt Management For Voted - For
13 Ratify Tim Oliver Holt Management For Voted - For
14 Ratify Joe Kaeser Management For Voted - For
15 Ratify Robert Kensbock Management For Voted - For
16 Ratify Hubert Lienhard Management For Voted - For
17 Ratify Gunter Augustat Management For Voted - For
18 Ratify Manfred Bareis Management For Voted - For
19 Ratify Christine Bortenlanger Management For Voted - For
20 Ratify Andrea Fehrmann Management For Voted - For
21 Ratify Andreas Feldmuller Management For Voted - For
22 Ratify Nadine Florian Management For Voted - For
23 Ratify Sigmar Gabriel Management For Voted - For
24 Ratify Rudiger Gross Management For Voted - For
25 Ratify Horst Hakelberg Management For Voted - For
26 Ratify Jurgen Kerner Management For Voted - For
27 Ratify Hildegard Muller Management For Voted - For
28 Ratify Laurence Mulliez Management For Voted - For
29 Ratify Matthias Rebellius Management For Voted - For
30 Ratify Hagen Reimer Management For Voted - For
31 Ratify Ralf P. Thomas Management For Voted - For
32 Ratify Geisha Jimenez Williams Management For Voted - For
33 Ratify Randy Zwirn Management For Voted - For
34 Appointment of Auditor Management For Voted - For
35 Remuneration Report Management For Voted - For
36 Non-Voting Meeting Note N/A N/A Non-Voting
37 Non-Voting Meeting Note N/A N/A Non-Voting
SIEMENS HEALTHINEERS AG
Security ID: D6T479107 Ticker: SHL
Meeting Date: 15-Feb-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
585
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratify Bernhard Montag Management For Voted - For
6 Ratify Jochen Schmitz Management For Voted - For
7 Ratify Christoph Zindel Management For Voted - For
8 Ratify Darleen Caron Management For Voted - For
9 Ratify Ralf P. Thomas Management For Voted - For
10 Ratify Norbert Gaus Management For Voted - For
11 Ratify Roland Busch Management For Voted - For
12 Ratify Marion Helmes Management For Voted - For
13 Ratify Andreas Hoffmann Management For Voted - For
14 Ratify Philipp Roesler Management For Voted - For
15 Ratify Peer Schatz Management For Voted - For
16 Ratify Nathalie Von Siemens Management For Voted - For
17 Ratify Gregory Sorensen Management For Voted - For
18 Ratify Karl-Heinz Streibich Management For Voted - For
19 Appointment of Auditor Management For Voted - For
20 Increase in Authorised Capital Management For Voted - Against
21 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - Against
22 Authority to Repurchase and Reissue Shares Management For Voted - For
23 Remuneration Report Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
29 Non-Voting Meeting Note N/A N/A Non-Voting
30 Non-Voting Meeting Note N/A N/A Non-Voting
SYMRISE AG
Security ID: D827A1108 Ticker: SY1
Meeting Date: 03-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Profits/Dividends Management For Voted - For
7 Ratification of Management Board Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Remuneration Report Management For Voted - For
11 Management Board Remuneration Policy Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
586
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
VOLKSWAGEN AG
Security ID: D94523103 Ticker: VOW
Meeting Date: 22-Jul-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratify Herbert Diess Management For Voted - Against
5 Ratify Oliver Blume Management For Voted - Against
6 Ratify Markus Duesmann Management For Voted - Against
7 Ratify Gunnar Kilian Management For Voted - Against
8 Ratify Andreas Renschler Management For Voted - Against
9 Ratify Abraham Schot Management For Voted - Against
10 Ratify Stefan Sommer Management For Voted - Against
11 Ratify Hiltrud Dorothea Werner Management For Voted - Against
12 Ratify Frank Witter Management For Voted - Against
13 Ratify Hans Dieter Potsch Management For Voted - Against
14 Ratify Jorg Hofmann Management For Voted - Against
15 Ratify Hussain Ali Al-Abdulla Management For Voted - Against
16 Ratify Hessa Sultan Al-Jaber Management For Voted - Against
17 Ratify Bernd Althusmann Management For Voted - Against
18 Ratify Kai Bliesener Management For Voted - Against
19 Ratify Hans-Peter Fischer Management For Voted - Against
20 Ratify Marianne Hei Management For Voted - Against
21 Ratify Johan Jarvklo Management For Voted - Against
22 Ratify Ulrike Jakob Management For Voted - Against
23 Ratify Louise Kiesling Management For Voted - Against
24 Ratify Peter Mosch Management For Voted - Against
25 Ratify Bertina Murkovic Management For Voted - Against
26 Ratify Bernd Osterloh Management For Voted - Against
27 Ratify Hans Michel Piech Management For Voted - Against
28 Ratify Ferdinand Oliver Porsche Management For Voted - Against
29 Ratify Wolfgang Porsche Management For Voted - Against
30 Ratify Conny Schonhardt Management For Voted - Against
31 Ratify Athanasios Stimoniaris Management For Voted - Against
32 Ratify Stephan Weil Management For Voted - Against
33 Ratify Werner Weresch Management For Voted - Against
34 Elect Louise Kiesling Management For Voted - Against
35 Elect Hans Dieter Potsch Management For Voted - Against
36 Management Board Remuneration Policy Management For Voted - Against
37 Supervisory Board Remuneration Policy Management For Voted - For
38 Amendments to Articles Regarding Absentee Voting at
AGM Management For Voted - For
39 Amendments to Articles Regarding Advance Dividend
Payments Management For Voted - For
40 Approval of Settlement Agreement with Mr. Winterkorn Management For Voted - For
41 Approval of Settlement Agreement with Mr. Stadler Management For Voted - For
42 Approval of Settlement Agreement D&O insurers Management For Voted - For
587
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
43 Appointment of Auditor Management For Voted - Against
44 Non-Voting Meeting Note N/A N/A Non-Voting
45 Non-Voting Meeting Note N/A N/A Non-Voting
46 Non-Voting Meeting Note N/A N/A Non-Voting
47 Non-Voting Meeting Note N/A N/A Non-Voting
48 Non-Voting Meeting Note N/A N/A Non-Voting
VONOVIA SE
Security ID: D9581T100 Ticker: VNA
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Allocation of Profits/Dividends Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Appointment of Auditor (FY2022) Management For Voted - For
11 Appointment of Auditor for Interim Statements
(FY2023) Management For Voted - For
12 Remuneration Report Management For Voted - For
13 Supervisory Board Remuneration Policy Management For Voted - For
14 Elect Matthias Hunlein Management For Voted - For
15 Elect Jurgen Fenk Management For Voted - For
16 Increase in Authorised Capital Management For Voted - For
17 Authority to Repurchase and Reissue Shares Management For Voted - For
18 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
ZALANDO SE
Security ID: D98423102 Ticker: ZAL
Meeting Date: 18-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor for Fiscal Year 2022 Management For Voted - For
7 Appointment of Auditor for Interim Statements until
2023 AGM Management For Voted - For
588
--------------------------------------------------------------------------------------------------
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Remuneration Report Management For Voted - Against
9 Amendments to Stock Option Plans Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
589
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
ACME ELECTRONICS
Security ID: Y00098130 Ticker: 8121
Meeting Date: 30-May-22 Meeting Type: Annual
1 2021 Accounts and Reports Management For Voted - For
2 Loss Disposition Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Procedural Rules for Acquisition and
Disposal of Assets Management For Voted - For
5 Non-compete Restrictions for Directors Management For Voted - For
ALBEMARLE CORPORATION
Security ID: 012653101 Ticker: ALB
Meeting Date: 03-May-22 Meeting Type: Annual
1 Advisory Vote on Executive Compensation Management For Voted - For
2 Elect Mary Lauren Brlas Management For Voted - For
3 Elect Ralf H. Cramer Management For Voted - For
4 Elect J. Kent Masters, Jr. Management For Voted - For
5 Elect Glenda J. Minor Management For Voted - For
6 Elect James J. O'Brien Management For Voted - For
7 Elect Diarmuid B. O'Connell Management For Voted - For
8 Elect Dean L. Seavers Management For Voted - For
9 Elect Gerald A. Steiner Management For Voted - For
10 Elect Holly A. Van Deursen Management For Voted - For
11 Elect Alejandro D. Wolff Management For Voted - For
12 Ratification of Auditor Management For Voted - For
AMG ADVANCED METALLURGICAL GROUP N.V.
Security ID: N04897109 Ticker: AMG
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Remuneration Report Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Elect Donatella Ceccarelli to the Supervisory Board Management For Voted - For
12 Appointment of Auditor Management For Voted - For
590
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Suppress Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
ANGLO AMERICAN PLATINUM LIMITED
Security ID: S9122P108 Ticker: AMS
Meeting Date: 12-May-22 Meeting Type: Annual
1 Re-elect Norman B. Mbazima Management For Voted - For
2 Re-elect Craig Miller Management For Voted - For
3 Re-elect Dhanasagree (Daisy) Naidoo Management For Voted - For
4 Elect Nolitha V. Fakude Management For Voted - For
5 Elect Anik Michaud Management For Voted - For
6 Elect Duncan G. Wanblad Management For Voted - For
7 Elect Audit and Risk Committee Member (Nkateko
(Peter) Mageza) Management For Voted - For
8 Elect Audit and Risk Committee Member (John M.
Vice) Management For Voted - For
9 Elect Audit and Risk Committee Member
(Dhanasagree
(Daisy) Naidoo) Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 General Authority to Issue Shares Management For Voted - For
12 Authorisation of Legal Formalities Management For Voted - For
13 Approve Remuneration Policy Management For Voted - For
14 Approve Remuneration Implementation Report Management For Voted - For
15 Approve NEDs' Fees Management For Voted - For
16 Approve Financial Assistance Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
ANGLO AMERICAN PLC
Security ID: G03764134 Ticker: AAL
Meeting Date: 19-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Special Dividend Management For Voted - For
4 Elect Ian Tyler Management For Voted - For
5 Elect Duncan G. Wanblad Management For Voted - For
6 Elect Ian R. Ashby Management For Voted - For
591
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Marcelo H. Bastos Management For Voted - For
8 Elect Elisabeth Brinton Management For Voted - For
9 Elect Stuart Chambers Management For Voted - For
10 Elect Hilary Maxson Management For Voted - For
11 Elect Hixonia Nyasulu Management For Voted - For
12 Elect Nonkululeko M.C. Nyembezi Management For Voted - For
13 Elect Tony O'Neill Management For Voted - For
14 Elect Stephen T. Pearce Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Authority to Set Auditor's Fees Management For Voted - For
17 Remuneration Report Management For Voted - For
18 Share Ownership Plan Management For Voted - For
19 Advisory Vote on Climate Change Report Management For Voted - For
20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
ANTOFAGASTA PLC
Security ID: G0398N128 Ticker: ANTO
Meeting Date: 11-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Jean-Paul Luksic Management For Voted - For
5 Elect Tony Jensen Management For Voted - For
6 Elect Ramon F. Jara Management For Voted - For
7 Elect Juan Claro Management For Voted - For
8 Elect Andronico Luksic Management For Voted - For
9 Elect Vivianne Blanlot Management For Voted - For
10 Elect Jorge Bande Management For Voted - For
11 Elect Francisca Castro Management For Voted - For
12 Elect A.E. Michael Anglin Management For Voted - For
13 Elect Eugenia Parot Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
592
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING EASPRING MATERIAL TECHNOLOGY COMPANY LTD
Security ID: Y0772S107 Ticker: 300073
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Accounts and Reports Management For Voted - For
4 2021 Allocation of Profits/Dividends Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 2021 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
7 2021 Continuing Connected Transactions and 2022
Estimated Continuing Connected Transactions Management For Voted - For
8 2021 Remuneration And Allowance For Non-Independent
Directors And Supervisors Management For Voted - For
9 Launching Foreign Exchange Derivatives Transactions Management For Voted - For
10 Elect XIAO Linxing Management For Voted - For
Meeting Date: 28-Jun-22 Meeting Type: Special
1 2022 Shareholding Increase Plan (draft) for the
Management Team and Key Employees and Its Summary Management For Voted - For
2 Authorization to the Board to Handle Matters
Regarding the 2022 Shareholding Increase Plan for
the Management Team and Key Employees Management For Voted - For
BOLIDEN AB
Security ID: W17218178 Ticker: BOL
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Accounts and Reports Management For Voted - For
16 Allocation of Profits/Dividends Management For Voted - For
17 Ratify Helene Bistrom Management For Voted - For
18 Ratify Michael G:son Low Management For Voted - For
593
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Ratify Per Lindberg Management For Voted - For
20 Ratify Perttu Louhiluoto Management For Voted - For
21 Ratify Elisabeth Nilsson Management For Voted - For
22 Ratify Pia Rudengren Management For Voted - For
23 Ratify Karl-Henrik Sundstrom Management For Voted - For
24 Ratify Anders Ullberg Management For Voted - For
25 Ratify Mikael Staffas (CEO) Management For Voted - For
26 Ratify Tom Erixon Management For Voted - For
27 Ratify Marie Holmberg Management For Voted - For
28 Ratify Ola Holmstrom Management For Voted - For
29 Ratify Kenneth Stahl Management For Voted - For
30 Ratify Cathrin Oderyd Management For Voted - For
31 Board Size Management For Voted - For
32 Number of Auditors Management For Voted - For
33 Directors' Fees Management For Voted - For
34 Elect Helene Bistrom Management For Voted - For
35 Elect Tomas Eliasson Management For Voted - For
36 Elect Per Lindberg Management For Voted - For
37 Elect Perttu Louhiluoto Management For Voted - For
38 Elect Elisabeth Nilsson Management For Voted - For
39 Elect Pia Rudengren Management For Voted - For
40 Elect Karl-Henrik Sundstrom Management For Voted - For
41 Elect Karl-Henrik Sundstrom as Chair Management For Voted - For
42 Authority to Set Auditor's Fees Management For Voted - For
43 Appointment of Auditor Management For Voted - For
44 Remuneration Report Management For Voted - For
45 Approval of Nomination Committee Guidelines Management For Voted - For
46 Elect Lennart Franke Management For Voted - For
47 Elect Karin Eliasson Management For Voted - For
48 Elect Patrik Jonsson Management For Voted - For
49 Share Redemption Plan Management For Voted - For
50 Non-Voting Agenda Item N/A N/A Non-Voting
51 Non-Voting Meeting Note N/A N/A Non-Voting
52 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA MINMETALS RARE EARTH CO., LTD.
Security ID: Y1521G105 Ticker: 000831
Meeting Date: 16-Feb-22 Meeting Type: Special
1 Re-Appointment of Auditor Management For Voted - For
2 2022 Estimated Continuing Connected Transactions Management For Voted - For
3 2022 Estimated Connected Financial Services
Transactions Management For Voted - Against
Meeting Date: 25-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Work Report Of The Board Of Directors Management For Voted - For
3 2021 Work Report Of The Supervisory Committee Management For Voted - For
594
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2021 Annual Accounts Management For Voted - For
5 2022 Financial Budget Report Management For Voted - For
6 2021 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
7 2021 Annual Report And Its Summary Management For Voted - For
8 2022 Estimated Additional Amount Of Some Continuing
Connected Transactions Management For Voted - For
CHINA NONFERROUS MINING CORPORATION LIMITED
Security ID: Y13982106 Ticker: 1258
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHANG Jinjun Management For Voted - Against
6 Elect GUAN Huanfei Management For Voted - For
7 Elect QUI Dingfan Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD.
Security ID: Y1500E105 Ticker: 600111
Meeting Date: 06-May-22 Meeting Type: Annual
1 2021 Annual Report Management For Voted - For
2 2021 Directors' Report Management For Voted - For
3 2021 Supervisors' Report Management For Voted - For
4 2021 Independent Directors' Report Management For Voted - For
5 2021 Accounts and Reports Management For Voted - For
6 2022 Financial Budget Management For Voted - For
7 Project Investment Plan Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Rare Earth Concentrate Supply Agreement with Inner
Mongolia BaoTou Steel Union Co Ltd Management For Voted - For
11 Approval of Line of Credit Management For Voted - For
12 Amendments to Management Measures of Guarantees Management For Voted - Against
13 Authority to Give Guarantees Management For Voted - For
595
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Appointment of Auditor Management For Voted - For
15 Amendments to Articles Management For Voted - Against
16 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - Against
17 Amendments to Procedural Rules for Board Meetings Management For Voted - Against
18 Amendments to Procedural Rules for Supervisory
Board Meetings Management For Voted - Against
19 Amendments to Work System for Independent Directors Management For Voted - Against
20 By-elect Director LI Xuefeng Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 By-elect Supervisor SU Dexin Management For Voted - Against
23 By-elect Supervisor LIU Mi Management For Voted - Against
ERAMET S.A.
Security ID: F3145H130 Ticker: ERA
Meeting Date: 31-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Consolidated Accounts and Reports Management For Voted - For
9 Special Auditors Report on Regulated Agreements Management For Voted - For
10 Allocation of Profits Management For Voted - For
11 Allocation of Dividends Management For Voted - For
12 2022 Remuneration Policy (Board of Directors) Management For Voted - For
13 2022 Remuneration Policy (Chair and CEO) Management For Voted - For
14 2021 Remuneration Report Management For Voted - For
15 2021 Remuneration of Christel Bories, Chair and CEO Management For Voted - For
16 Authority to Repurchase and Reissue Shares Management For Voted - For
17 Authorisation of Legal Formalities Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
FANGDA CARBON NEW MATERIAL CO., LTD.
Security ID: Y51720103 Ticker: 600516
Meeting Date: 21-Mar-22 Meeting Type: Special
1 Connected Transaction Regarding Investment In
Private Funds Management For Voted - For
Meeting Date: 26-Apr-22 Meeting Type: Special
1 Amendments To The Company S Articles Of Association Management For Voted - For
2 Amendments To The Company S Rules Of Procedure
Governing Shareholders General Meetings Management For Voted - For
596
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Amendments To The Company S Rules Of Procedure
Governing The Board Meetings Management For Voted - For
4 Amendments To The Company S Rules Of Procedure
Governing Meetings Of The Supervisory Committee Management For Voted - For
5 Application For Comprehensive Credit Business Management For Voted - For
Meeting Date: 13-May-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2021 Annual Report Management For Voted - For
6 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
Meeting Date: 09-Jun-22 Meeting Type: Special
1 Amendments To The External Guarantee Management
System Management For Voted - For
2 Amendments To The System For Independent Directors Management For Voted - For
3 2022 Additional Continuing Connected Transactions Management For Voted - For
Meeting Date: 15-Jun-22 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
13 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
14 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
16 Indemnification of Directors/Officers Management For Voted - Abstain
17 Amendments to Articles Management For Voted - For
597
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
FIRST QUANTUM MINERALS LTD.
Security ID: 335934105 Ticker: FM
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Andrew Adams Management For Voted - For
4 Elect Alison C. Beckett Management For Voted - For
5 Elect Peter St. George Management For Voted - For
6 Elect Robert Harding Management For Voted - For
7 Elect Kathleen Hogenson Management For Voted - For
8 Elect Charles Kevin McArthur Management For Voted - For
9 Elect Philip K.R. Pascall Management For Voted - For
10 Elect Anthony Tristan Pascall Management For Voted - For
11 Elect Simon Scott Management For Voted - For
12 Elect Joanne Warner Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
FREEPORT-MCMORAN INC.
Security ID: 35671D857 Ticker: FCX
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Richard C. Adkerson Management For Voted - For
3 Elect Marcela E. Donadio Management For Voted - For
4 Elect Robert W. Dudley Management For Voted - For
5 Elect Hugh Grant Management For Voted - For
6 Elect Lydia H. Kennard Management For Voted - For
7 Elect Ryan M. Lance Management For Voted - For
8 Elect Sara Grootwassink Lewis Management For Voted - For
9 Elect Dustan E. McCoy Management For Voted - For
10 Elect John J. Stephens Management For Voted - For
11 Elect Frances F. Townsend Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
GANFENG LITHIUM CO LTD
Security ID: Y2690M105 Ticker: 002460
Meeting Date: 22-Apr-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to the Articles of Associations of the
Company Management For Voted - For
3 Application for Bank Credit by the Company and
Subsidiaries and Provision of Guarantee Management For Voted - For
598
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendments to the Rules of Procedure Governing the
General Meeting of Shareholders Management For Voted - For
5 Amendments to the Rules of Procedure Governing the
Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Work Report Of The Board Of Directors Management For Voted - For
3 2021 Work Report Of The Supervisory Committee Management For Voted - For
4 2021 Annual Report And Its Summary And Performance
Announcement Management For Voted - For
5 2021 Financial Reports Respectively Audited By
Domestic And Overseas Audit Firms Management For Voted - For
6 Reappointment Of 2022 Audit Firm Management For Voted - For
7 2022 Estimated Audit Fees Management For Voted - For
8 Determination Of Remuneration For Directors Management For Voted - For
9 Determination Of Remuneration For Supervisors Management For Voted - For
10 By-Elect WANG Jinben as Independent Director Management For Voted - For
11 2021 Profit Distribution Plan Management For Voted - For
12 General Mandate To Issue Additional A-shares And
H-shares Management For Voted - Against
13 General Authorization To Issue Domestic And
Overseas Debt Financing Instruments Management For Voted - For
14 Launching Foreign Exchange Hedging Business By The
Company And Subsidiaries Management For Voted - For
15 2022 Estimated Continuing Connected Transactions Management For Voted - For
16 Connected Transaction Regarding Provision Of
Guarantee For A Company Management For Voted - For
17 Industrial Investment With Proprietary Funds Management For Voted - For
18 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
19 Adoption of Restricted Share Unit Scheme (H Shares) Management For Voted - For
20 Board Authorization to Handle Matters Related
Restricted Shares Unit Scheme Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-Jun-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Profit Distribution Plan Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
GRAFTECH INTERNATIONAL LTD.
Security ID: 384313508 Ticker: EAF
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Denis A. Turcotte Management For Voted - For
2 Elect Michel J. Dumas Management For Voted - For
599
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Leslie Dunn Management For Voted - For
4 Elect Jean-Marc Germain Management For Voted - For
5 Elect David Gregory Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - Against
HUDBAY MINERALS INC.
Security ID: 443628102 Ticker: HBM
Meeting Date: 10-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Carol T. Banducci Management For Voted - For
3 Elect Igor A. Gonzales Management For Voted - For
4 Elect Richard Howes Management For Voted - For
5 Elect Sarah B. Kavanagh Management For Voted - For
6 Elect Carin S. Knickel Management For Voted - For
7 Elect Peter Kukielski Management For Voted - For
8 Elect Stephen A. Lang Management For Voted - For
9 Elect George E. Lafond Management For Voted - For
10 Elect Daniel Muniz Quintanilla Management For Voted - For
11 Elect Colin Osborne Management For Voted - For
12 Elect David Smith Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
JUBILEE METALS GROUP PLC
Security ID: G51977109 Ticker: JLP
Meeting Date: 16-May-22 Meeting Type: Ordinary
1 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
LITHIUM AMERICAS CORP.
Security ID: 53680Q207 Ticker: LAC
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect George Ireland Management For Voted - For
4 Elect Fabiana Chubbs Management For Voted - For
5 Elect Kelvin P. M. Dushnisky Management For Voted - For
6 Elect Jonathan Evans Management For Voted - For
7 Elect Yuan Gao Management For Voted - For
8 Elect John A. Kanellitsas Management For Voted - For
9 Elect Jinhee Magie Management For Voted - For
600
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Franco Mignacco Management For Voted - For
11 Elect WANG Xiaoshen Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
LIVENT CORPORATION
Security ID: 53814L108 Ticker: LTHM
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Michael F. Barry Management For Voted - For
2 Elect Steven T. Merkt Management For Voted - Against
3 Elect Pablo Marcet Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
8 Removal of Obsolete Provisions in Certificate Management For Voted - For
LUNDIN MINING CORPORATION
Security ID: 550372106 Ticker: LUN
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald K. Charter Management For Voted - For
3 Elect Ashley Heppenstall Management For Voted - For
4 Elect Juliana L. Lam Management For Voted - For
5 Elect Adam I. Lundin Management For Voted - For
6 Elect Jack O.A. Lundin Management For Voted - For
7 Elect Dale C. Peniuk Management For Voted - For
8 Elect Karen P. Poniachik Management For Voted - For
9 Elect Peter T. Rockandel Management For Voted - For
10 Elect Catherine J.G. Stefan Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
MMG LTD.
Security ID: Y6133Q102 Ticker: 1208
Meeting Date: 20-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Kevin JIAO Jian Management For Voted - Against
3 Elect LI Liangang Management For Voted - For
4 Elect Peter W. Cassidy Management For Voted - Against
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
601
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
MP MATERIALS CORP.
Security ID: 553368101 Ticker: MP
Meeting Date: 14-Jun-22 Meeting Type: Annual
1 Elect Connie K. Duckworth Management For Voted - For
2 Elect Maryanne R Lavan Management For Voted - For
3 Elect Richard B. Myers Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
NANJING HANRUI COBALT CO LTD
Security ID: Y6196V105 Ticker: 300618
Meeting Date: 12-May-22 Meeting Type: Annual
1 Approval of 2021 Directors' Report Management For Voted - For
2 Approval of 2021 Supervisors' Report Management For Voted - For
3 Approval of 2021 Annual Report and its Summary Management For Voted - For
4 Approval of 2021 Accounts and Reports Management For Voted - For
5 Allocation of 2021 Profits Management For Voted - For
6 Approval of 2022 Directors' Fees Management For Voted - For
7 Approval of 2022 Supervisors' Fees Management For Voted - For
8 RE-Appointment of 2022 Auditor Management For Voted - For
9 Provision of Guarantees for Subsidiaries' Financing
in 2022 Management For Voted - For
NICKEL MINES LIMITED
Security ID: Q67949109 Ticker: NIC
Meeting Date: 03-May-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Issue of Securities (Shanghai Decent) Management For Voted - For
3 Ratify Placement of Securities (Institutional
Placement) Management For Voted - For
Meeting Date: 31-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect James Crombie Management For Voted - For
602
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Re-elect Norman A. Seckold Management For Voted - Against
5 Change in Company Name Management For Voted - For
6 Amendments to Constitution Management For Voted - Against
SGL CARBON SE
Security ID: D6949M108 Ticker: SGL
Meeting Date: 17-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Ratification of Management Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Remuneration Report Management For Voted - For
11 Approval of Profit-and-Loss Transfer Agreements Management For Voted - For
SHENGHE RESOURCES HOLDING CO., LTD.
Security ID: Y8817A106 Ticker: 600392
Meeting Date: 01-Mar-22 Meeting Type: Special
1 Cancellation of Repurchased Shares and Decrease of
the Company's Registered Capital
Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 06-Apr-22 Meeting Type: Special
1 Estimated Guarantee in 2022 Management For Voted - For
2 Authority to Issue Medium-term Notes Management For Voted - For
Meeting Date: 22-Apr-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YAN Shiqiang Management For Voted - For
3 Elect HAN Zhijun Management For Voted - For
4 Elect YANG Zhenhai Management For Voted - For
5 Elect HUANG Ping Management For Voted - Against
6 Elect WANG Xiaohui Management For Voted - For
7 Elect ZHANG Geng Management For Voted - For
8 Elect ZHANG Jinsong Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect MAO Jingwen Management For Voted - For
11 Elect YANG Wenhao Management For Voted - Against
12 Elect ZHAO Fazhong Management For Voted - For
603
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect ZHOU Wei Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect ZENG Ming Management For Voted - For
16 Elect LI Qi Management For Voted - Against
Meeting Date: 13-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 2021 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny1.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 2021 Remuneration For Directors And Supervisors Management For Voted - For
7 2021 Internal Control Evaluation Report Management For Voted - For
8 2021 Internal Control Audit Report Management For Voted - For
9 Special Report On The Deposit And Use Of Raised
Funds In 2021 Management For Voted - For
10 Reappointment Of 2022 Audit Firm Management For Voted - For
11 Actual Amount of 2021 Continuing Connected
Transactions and 2022 Estimated Continuing
Connected Transactions Management For Voted - For
Meeting Date: 29-Jun-22 Meeting Type: Special
1 Capital Increase in Shenghe Resources (Lianyungang)
New Materials Technology Co., Ltd. and Cooperation
with a Strategic Investor Management For Voted - For
2 Connected Transaction Regarding Establishment of a
Project Company Management For Voted - For
3 Adjustment of Independent Directors' Fees Management For Voted - For
SIBANYE STILLWATER LIMITED
Security ID: S7627K103 Ticker: SSW
Meeting Date: 24-May-22 Meeting Type: Annual
1 Appointment of Auditor Management For Voted - For
2 Re-elect Neal J. Froneman Management For Voted - For
3 Re-elect Susan (Sue) C. van der Merwe Management For Voted - For
4 Re-elect Savannah Danson Management For Voted - For
5 Re-elect Harry Kenyon-Slaney Management For Voted - For
6 Election of Audit Committee Member and Chair (Keith
A. Rayner) Management For Voted - For
7 Election of Audit Committee Member (Timothy J.
Cumming) Management For Voted - For
8 Election of Audit Committee Member (Savannah Danson) Management For Voted - For
9 Election of Audit Committee Member (Richard Menell) Management For Voted - For
604
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Election of Audit Committee Member (Nkosemntu G.
Nika) Management For Voted - For
11 Election of Audit Committee Member (Susan (Sue) C.
van der Merwe) Management For Voted - For
12 Election of Audit Committee Member (Sindiswa V.
Zilwa) Management For Voted - For
13 General Authority to Issue Shares Management For Voted - For
14 Authority to Issue Shares for Cash Management For Voted - For
15 Approve Remuneration Policy Management For Voted - For
16 Approve Remuneration Implementation Report Management For Voted - Against
17 Approve NEDs' Fees Management For Voted - For
18 Approve NEDs' Fees (Per Diem Allowance) Management For Voted - For
19 Approve Financial Assistance (Section 44 and 45) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
SINOFIBERS TECHNOLOGY CO LTD
Security ID: Y799AC102 Ticker: 300777
Meeting Date: 19-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2021 Profit Distribution Plan Management For Voted - For
5 Appointment Of 2022 Audit Firm And Its Audit Fees Management For Voted - For
6 Remuneration For Directors And Supervisors Management For Voted - For
7 Change of the Company's Domicile and Registered
Capital and Amendments to the Company S Articles of
Association Management For Voted - For
8 Amendments to Rules of Procedure Governing
Shareholders General Meetings Management For Voted - For
9 Amendments to Rules of Procedure Governing the
Board Meetings Management For Voted - For
10 Amendments to Rules of Procedure Governing Meetings
of the Supervisory Committee Management For Voted - For
11 Amendments to Work System for Independent Directors Management For Voted - For
12 Amendments to Connected Transactions Management
Measures Management For Voted - For
13 Amendments to External Guarantee Management System Management For Voted - For
14 Amendments to External Investment Management System Management For Voted - For
15 Amendments to External Donation Management Measures Management For Voted - For
SOUTH MANGANESE INVESTMENT LIMITED
Security ID: G8291R104 Ticker: 1091
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
605
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect LI Weijian Management For Voted - Against
5 Elect Xu Xiang Management For Voted - For
6 Elect CHENG Zhiwei Management For Voted - Against
7 Elect CUI Ling Management For Voted - Against
8 Elect Lau Wan Ki Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Adoption of New Bye-laws Management For Voted - For
SOUTHERN COPPER CORPORATION
Security ID: 84265V105 Ticker: SCCO
Meeting Date: 27-May-22 Meeting Type: Annual
1 Elect German Larrea Mota-Velasco Management For Voted - For
2 Elect Oscar Gonzalez Rocha Management For Voted - Withheld
3 Elect Vicente Artiztegui Andreve Management For Voted - For
4 Elect Leonardo Contreras Lerdo de Tejada Management For Voted - For
5 Elect Enrique Castillo Sanchez Mejorada Management For Voted - For
6 Elect Francisco Xavier Garcia de Quevedo Topete Management For Voted - Withheld
7 Elect Luis Miguel Palomino Bonilla Management For Voted - Withheld
8 Elect Gilberto Perezalonso Cifuentes Management For Voted - For
9 Elect Carlos Ruiz Sacristan Management For Voted - Withheld
10 Amendment to the Directors' Stock Award Plan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
SUMITOMO METAL MINING CO., LTD.
Security ID: J77712180 Ticker: 5713
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Yoshiaki Nakazato Management For Voted - For
5 Elect Akira Nozaki Management For Voted - For
6 Elect Toru Higo Management For Voted - For
7 Elect Nobuhiro Matsumoto Management For Voted - For
8 Elect Takahiro Kanayama Management For Voted - For
9 Elect Kazuhisa Nakano Management For Voted - For
10 Elect Taeko Ishii Management For Voted - For
11 Elect Manabu Kinoshita Management For Voted - For
12 Elect Tsuyoshi Nozawa as Statutory Auditor Management For Voted - Against
606
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Kazuhiro Mishina as Alternate Statutory
Auditor Management For Voted - For
14 Bonus Management For Voted - For
SYRAH RESOURCES LIMITED
Security ID: Q8806E100 Ticker: SYR
Meeting Date: 20-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Lisa J. Bahash Management For Voted - For
4 Equity Grant (MD/CEO Shaun Verner - LTI) Management For Voted - For
5 Equity Grant (MD/CEO Shaun Verner - STI) Management For Voted - For
6 Ratify Issue of Securities Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Renew Proportional Takeover Provisions Management For Voted - For
TECK RESOURCES LIMITED
Security ID: 878742204 Ticker: TECK
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect M.M. Ashar Management For Voted - For
3 Elect Q. Chong Management For Voted - For
4 Elect E.C. Dowling Management For Voted - For
5 Elect T. Higo Management For Voted - For
6 Elect N.B. Keevil III Management For Voted - For
7 Elect D. R. Lindsay Management For Voted - For
8 Elect S.A. Murray Management For Voted - Against
9 Elect T.L. McVicar Management For Voted - For
10 Elect K.W. Pickering Management For Voted - For
11 Elect U.M. Power Management For Voted - For
12 Elect P.G. Schiodtz Management For Voted - For
13 Elect T.R. Snider Management For Voted - For
14 Elect S.A. Strunk Management For Voted - For
15 Elect M. Tani Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
TONGLING NONFERROUS METALS GROUP CO., LTD.
Security ID: Y8883H118 Ticker: 000630
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Directors' Report Management For Voted - For
3 2021 Supervisors' Report Management For Voted - For
607
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2022 Budget Plan Management For Voted - For
5 2021 Allocation of Profits/Dividends Management For Voted - For
6 2021 Annual Report And Its Summary Management For Voted - For
7 Approval of Line of Credit in 2022 Management For Voted - For
8 Launching 2022 Foreign Exchange Fund Transactions
Business Management For Voted - For
9 Appointment of 2022 Auditor Management For Voted - For
10 Continuing Connected Transaction Regarding a
Financial Service Agreement to Be Signed with a
Company Management For Voted - Against
11 Amendments to Articles Management For Voted - For
12 Capital Increase in Subsidiaries with Raised Funds
by a Controlled Subsidiary Management For Voted - For
13 Provision for Assets Impairment Management For Voted - For
Meeting Date: 17-Jun-22 Meeting Type: Special
1 By-elect LI Xin as Supervisor Management For Voted - Against
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect YOU Jia Management For Voted - For
4 Elect ZHU Ming Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
WEIHAI GUANGWEI COMPOSITES CO. LTD.
Security ID: Y953AT108 Ticker: 300699
Meeting Date: 18-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Accounts Management For Voted - For
4 2021 Profit Distribution Plan Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 Connected Transaction Regarding Guarantee And
Financial Aid To Controlled Subsidiaries Management For Voted - For
7 Application For Comprehensive Credit Line To Banks
And Financial Institutions, Bank Loans And Relevant
Guarantee By The Company And Its Subsidiaries Management For Voted - For
8 Reappointment Of 2022 Audit Firm Management For Voted - For
9 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
10 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
11 Authorization To The Board To Handle Matters
Regarding The Restricted Stock Incentive Plan Management For Voted - For
608
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
WESTERN AREAS LIMITED
Security ID: Q9618L100 Ticker: WSA
Meeting Date: 01-Jun-22 Meeting Type: Special
1 IGO Nickel Transaction Management For Voted - For
WESTERN MINING CO., LTD.
Security ID: Y9535G102 Ticker: 601168
Meeting Date: 13-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of Independent Directors Management For Voted - For
3 2021 Work Report Of The Supervisory Committee Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 2021 Profit Distribution Plan Management For Voted - For
6 2021 Estimated Continuing Connected Transactions
And The Implementing Results: Transactions With A
Related Party And Its Related Companies Management For Voted - For
7 2021 Estimated Continuing Connected Transactions
And The Implementing Results: Transactions With
Another Related Party And Its Related Companies Management For Voted - For
8 2021 Estimated Continuing Connected Transactions
And The Implementing Results Of A Controlled
Subsidiary: Transactions With The Related Party
Mentioned In Proposal 6.1 And Its Related Companies Management For Voted - For
9 2021 Estimated Continuing Connected Transactions
And The Implementing Results Of A Controlled
Subsidiary: Transactions With The Related Party
Mentioned In Proposal 6.2 And Its Related Companies Management For Voted - For
10 2021 Allowance Payment Standards For Directors Management For Voted - For
11 2021 Allowance Payment Standards For Supervisors Management For Voted - For
12 2022 Estimated Continuing Connected Transactions Management For Voted - For
13 2022 Estimated Continuing Connected Transactions Of
The Controlled Subsidiary In Proposal
7:Transactions With A Related Party And Its Related
Companies Management For Voted - For
14 2022 Estimated Continuing Connected Transactions Of
The Controlled Subsidiary In Proposal
7:transactions With Another Related Party And Its
Related Companies Management For Voted - For
15 2022 Financial Budget Report Management For Voted - For
16 Provision Of Guarantee For Subsidiaries Management For Voted - For
17 Purchase Of 22.725 Percent Equities Of A Company
Held By Another Company Management For Voted - For
609
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
YUNNAN TIN CO., LTD.
Security ID: Y9882W106 Ticker: 000960
Meeting Date: 14-Feb-22 Meeting Type: Special
1 2022 Estimated Connected Transactions and Entering
into Relevant Agreements Management For Voted - For
2 2022 Line of Credit Management For Voted - For
3 Launching 2022 Hedging Business Management For Voted - For
Meeting Date: 06-May-22 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Budget Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Approval of Guarantees Management For Voted - For
7 Launching Forward Foreign Exchange Transactions Management For Voted - For
8 2022 Assets Investment Plan Management For Voted - For
9 Annual Report Management For Voted - For
Meeting Date: 06-Jun-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
2 Company's Rules of Procedure Governing Shareholders
General Meeting Management For Voted - For
3 Company's Rules of Procedure Governing the Board
Meetings Management For Voted - For
4 Work System for Independent Directors Management For Voted - For
5 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
6 Election Of Independent Directors Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect LIU Luke Management For Voted - For
9 Elect WU Jun Management For Voted - For
10 Elect LI Ji Management For Voted - For
11 Elect ZHANG Yang Management For Voted - For
12 Elect WU Jianxun Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect LU Litao Management For Voted - Against
15 Elect ZHANG Hongxu Management For Voted - For
ZHEJIANG HUAYOU COBALT CO.,LTD.
Security ID: Y9898D100 Ticker: 603799
Meeting Date: 14-Feb-22 Meeting Type: Special
1 Approve Acquisition of Equity and Provision of
Guarantee Management For Voted - Against
610
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Approve Joint Investment and Related Party
Transactions Management For Voted - For
3 Amend Articles of Association Management For Voted - For
Meeting Date: 12-May-22 Meeting Type: Special
1 Adoption of Restricted Stock Plan Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Restricted Stock Incentive Plan Management For Voted - For
4 Employee Stock Ownership Plan Management For Voted - Against
5 Management Measures For 2022 Employee Stock
Ownership Plan Management For Voted - Against
6 Authorization to the Board to Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 13-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 2021 Inspection Of Connected Transactions Management For Voted - For
6 2022 Estimated Continuing Connected Transactions Management For Voted - For
7 2021 Profit Distribution Plan Management For Voted - For
8 2021 Remuneration For Directors, Supervisors And
Senior Management Management For Voted - For
9 Reappointment Of 2022 Audit Firm Management For Voted - For
10 Authorization of 2022 Total Financing and Credit
Line to the Company and Its Subsidiaries Management For Voted - For
11 2022 Estimated Guarantee Quota To Be Provided By
The Company And Subsidiaries Management For Voted - Against
12 2022 Issuance of Non-financial Enterprise Debt
Financing Instruments by the Company and
Subsidiaries Management For Voted - Abstain
13 Quota for 2022 Forward Foreign Exchange Settlement
and Sale Business, Currency Swap and Foreign
Exchange Option Business of the Company and Its
Subsidiaries Management For Voted - For
14 2021 Work Report Of Independent Directors Management For Voted - For
15 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
16 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
17 : the Company S Rules of Procedure Governing
Shareholders General Meetings Management For Voted - For
18 The Company S Rules of Procedure Governing the
Board Meetings Management For Voted - For
19 External Guarantee System Management For Voted - For
20 Connected Transactions Decision-making System Management For Voted - For
611
--------------------------------------------------------------------------------------------------
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Work Rules for Independent Directors Management For Voted - For
22 Raised Funds Management System Management For Voted - For
23 2022 Launching Hedging Business By The Company And
Subsidiaries Management For Voted - For
24 Connected Transaction Regarding Acceptance of
Financial Aid from Related Parties Management For Voted - For
25 Elect DONG Xiuliang Management For Voted - For
612
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
1847 GOEDEKER INC.
Security ID: 28252C109 Ticker: GOED
Meeting Date: 21-Dec-21 Meeting Type: Annual
1.1 Elect Ellery W. Roberts Management For Voted - Withheld
1.2 Elect Albert Fouerti Management For Voted - For
1.3 Elect Ellette A. Anderson Management For Voted - For
1.4 Elect Clark R. Crosnoe Management For Voted - Withheld
1.5 Elect Glyn C. Milburn Management For Voted - Withheld
1.6 Elect G. Alan Shaw Management For Voted - For
1.7 Elect Alan P. Shor Management For Voted - For
1.8 Elect Edward J. Tobin Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Increase in Authorized Common Stock Management For Voted - For
4 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102 Ticker: BABA
Meeting Date: 17-Sep-21 Meeting Type: Annual
1 Elect Joseph TSAI Chung Management For Voted - Against
2 Elect J. Michael Evans Management For Voted - For
3 Elect Borje E. Ekholm Management For Voted - Against
4 Appointment of Auditor Management For Voted - For
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
613
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Amendment to the Certificate of Incorporation to
Effect a 20-for-1 Stock Split and a Proportional
Increase in Authorized Common Stock Management For Voted - For
15 Shareholder Proposal Regarding Aligning Climate
Goals with Employee Retirement Plan Options Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
17 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
18 Shareholder Report on Plastic Packaging Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Worker
Health and Safety Disparities Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
21 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
23 Shareholder Proposal Regarding Report on Freedom of
Association Shareholder Against Voted - For
24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
25 Shareholder Proposal Regarding Multiple Board
Nominees Shareholder Against Voted - Against
26 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Diversity and Equity
Audit Shareholder Against Voted - Abstain
29 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
ANGI INC.
Security ID: 00183L102 Ticker: ANGI
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Angela R. Hicks Bowman Management For Voted - For
1.2 Elect Thomas R. Evans Management For Voted - Withheld
1.3 Elect Alesia J. Haas Management For Voted - Withheld
1.4 Elect Christopher Halpin Management For Voted - For
1.5 Elect Kendall Handler Management For Voted - For
1.6 Elect Oisin Hanrahan Management For Voted - For
1.7 Elect Sandra Buchanan Hurse Management For Voted - For
1.8 Elect Joseph Levin Management For Voted - For
1.9 Elect Jeremy Philips Management For Voted - For
1.10 Elect Glenn H. Schiffman Management For Voted - For
1.11 Elect Mark Stein Management For Voted - For
1.12 Elect Suzy Welch Management For Voted - For
2 Ratification of Auditor Management For Voted - For
614
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
ASOS PLC
Security ID: G0536Q108 Ticker: ASC
Meeting Date: 07-Dec-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Elect Jorgen Madsen Lindemann Management For Voted - For
4 Elect Mathew Dunn Management For Voted - For
5 Elect Ian Dyson Management For Voted - For
6 Elect Mai Fyfield Management For Voted - For
7 Elect Karen Geary Management For Voted - For
8 Elect Luke Jensen Management For Voted - For
9 Elect Nick Robertson Management For Voted - For
10 Elect Eugenia Ulasewicz Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authorisation of Political Donations Management For Voted - For
BAOZUN INC.
Security ID: 06684L103 Ticker: BZUN
Meeting Date: 27-Jun-22 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
2 Elect Yang Liu Management For Voted - For
3 Authorization of Legal Formalities Management For Voted - For
BIGCOMMERCE HOLDINGS, INC.
Security ID: 08975P108 Ticker: BIGC
Meeting Date: 17-May-22 Meeting Type: Annual
1.1 Elect Steven J. Murray Management For Voted - For
1.2 Elect John T. McDonald Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 09-Jun-22 Meeting Type: Annual
1.1 Elect Timothy M. Armstrong Management For Voted - For
1.2 Elect Glenn D. Fogel Management For Voted - For
615
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Mirian M. Graddick-Weir Management For Voted - For
1.4 Elect Wei Hopeman Management For Voted - For
1.5 Elect Robert J. Mylod Jr. Management For Voted - For
1.6 Elect Charles H. Noski Management For Voted - For
1.7 Elect Nicholas J. Read Management For Voted - For
1.8 Elect Thomas E. Rothman Management For Voted - For
1.9 Elect Sumit Singh Management For Voted - For
1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.11 Elect Vanessa A. Wittman Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
5 Shareholder Proposal Regarding Linking Executive
Pay to Climate Change Performance Shareholder Against Voted - Against
CAFE24 CORP.
Security ID: Y7T37J102 Ticker: 042000
Meeting Date: 30-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect WOO Chang Kyun Management For Voted - Against
4 Elect CHOI Yong Joon Management For Voted - Against
5 Elect LEE Yoon Sook Management For Voted - For
6 Election of Corporate Auditor Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Corporate Auditors' Fees Management For Voted - For
COSTAR GROUP, INC.
Security ID: 22160N109 Ticker: CSGP
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Michael R. Klein Management For Voted - For
2 Elect Andrew C. Florance Management For Voted - For
3 Elect Laura Cox Kaplan Management For Voted - For
4 Elect Michael J. Glosserman Management For Voted - For
5 Elect John W. Hill Management For Voted - For
6 Elect Robert W. Musslewhite Management For Voted - For
7 Elect Christopher J. Nassetta Management For Voted - For
8 Elect Louise S. Sams Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
616
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
EBAY INC.
Security ID: 278642103 Ticker: EBAY
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Adriane M. Brown Management For Voted - For
2 Elect Logan D. Green Management For Voted - For
3 Elect E. Carol Hayles Management For Voted - For
4 Elect Jamie Iannone Management For Voted - For
5 Elect Kathleen C. Mitic Management For Voted - For
6 Elect Paul S. Pressler Management For Voted - For
7 Elect Mohak Shroff Management For Voted - For
8 Elect Robert H. Swan Management For Voted - For
9 Elect Perry M. Traquina Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the Employee Stock Purchase Plan Management For Voted - For
13 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
EHEALTH, INC.
Security ID: 28238P109 Ticker: EHTH
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect A. John Hass III Management For Voted - For
1.2 Elect Francis S. Soistman Management For Voted - For
1.3 Elect Aaron C. Tolson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the 2014 Equity Incentive Plan Management For Voted - For
ETSY, INC.
Security ID: 29786A106 Ticker: ETSY
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Elect C. Andrew Ballard Management For Voted - For
2 Elect Jonathan D. Klein Management For Voted - For
3 Elect Margaret M. Smyth Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
617
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
EXPEDIA GROUP, INC.
Security ID: 30212P303 Ticker: EXPE
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Elect Samuel Altman Management For Voted - For
2 Elect Beverly Anderson Management For Voted - For
3 Elect Susan C. Athey Management For Voted - For
4 Elect Chelsea Clinton Management For Voted - Withheld
5 Elect Barry Diller Management For Voted - For
6 Elect Craig A. Jacobson Management For Voted - Withheld
7 Elect Peter M. Kern Management For Voted - For
8 Elect Dara Khosrowshahi Management For Voted - Withheld
9 Elect Patricia Menendez-Cambo Management For Voted - For
10 Elect Alexander von Furstenberg Management For Voted - For
11 Elect Julie Whalen Management For Voted - For
12 Ratification of Auditor Management For Voted - For
GODADDY INC.
Security ID: 380237107 Ticker: GDDY
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Amanpal S. Bhutani Management For Voted - For
2 Elect Caroline F. Donahue Management For Voted - For
3 Elect Charles J. Robel Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Repeal of Classified Board Management For Voted - For
8 Elimination of Supermajority Requirement Management For Voted - For
9 Amendment to the Certificate of Incorporation to
Eliminate Certain Business Combination Restrictions Management For Voted - Against
10 Amendment to the Certificate of Incorporation to
Eliminate Inoperative Provisions and Implement
Certain Other Miscellaneous Amendments Management For Voted - For
GROUPON, INC.
Security ID: 399473206 Ticker: GRPN
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Kedar Deshpande Management For Voted - For
1.2 Elect Peter Barris Management For Voted - For
1.3 Elect Robert J. Bass Management For Voted - For
1.4 Elect Eric Lefkofsky Management For Voted - For
1.5 Elect Theodore J. Leonsis Management For Voted - For
1.6 Elect Valerie A. Mosley Management For Voted - For
1.7 Elect Helen Vaid Management For Voted - For
618
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Deborah Wahl Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2011 Incentive Plan Management For Voted - For
5 Right to Adjourn Meeting Management For Voted - For
LANDS' END, INC.
Security ID: 51509F105 Ticker: LE
Meeting Date: 11-May-22 Meeting Type: Annual
1.1 Elect Robert C. Galvin Management For Voted - For
1.2 Elect Jerome S. Griffith Management For Voted - For
1.3 Elect Elizabeth Darst Leykum Management For Voted - For
1.4 Elect Josephine Linden Management For Voted - For
1.5 Elect John T. McClain Management For Voted - For
1.6 Elect Maureen Murphy Management For Voted - For
1.7 Elect Jignesh Patel Management For Voted - For
1.8 Elect Jonah Staw Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
LENDINGTREE, INC.
Security ID: 52603B107 Ticker: TREE
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Elect Gabriel Dalporto Management For Voted - For
2 Elect Thomas M. Davidson, Jr. Management For Voted - For
3 Elect Mark A. Ernst Management For Voted - For
4 Elect Robin Henderson Management For Voted - For
5 Elect Douglas R. Lebda Management For Voted - For
6 Elect Steven Ozonian Management For Voted - For
7 Elect Diego Rodriguez Management For Voted - For
8 Elect Saras Sarasvathy Management For Voted - For
9 Elect G. Kennedy Thompson Management For Voted - For
10 Ratification of Auditor Management For Voted - For
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Richard Sanders Management For Voted - For
1.2 Elect Emiliano Calemzuk Management For Voted - For
1.3 Elect Marcos Galperin Management For Voted - For
1.4 Elect Andrea M. Petroni Merhy Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
619
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
NETEASE, INC.
Security ID: 64110W102 Ticker: NTES
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Elect William Lei Ding Management For Voted - For
2 Elect Alice Cheng Management For Voted - For
3 Elect Joseph Tong Management For Voted - For
4 Elect FENG Lun Management For Voted - For
5 Elect LEUNG Man Kit Management For Voted - Against
6 Appointment of Auditor Management For Voted - For
OCADO GROUP PLC
Security ID: G6718L106 Ticker: OCDO
Meeting Date: 04-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Policy Management For Voted - Against
3 Remuneration Report Management For Voted - For
4 Elect Richard Haythornthwaite Management For Voted - For
5 Elect Tim Steiner Management For Voted - For
6 Elect Stephen Daintith Management For Voted - For
7 Elect Neill Abrams Management For Voted - For
8 Elect Mark A. Richardson Management For Voted - For
9 Elect Luke Jensen Management For Voted - For
10 Elect Jorn Rausing Management For Voted - For
11 Elect Andrew J. Harrison Management For Voted - For
12 Elect Emma Lloyd Management For Voted - For
13 Elect Julie Southern Management For Voted - For
14 Elect John Martin Management For Voted - For
15 Elect Michael Sherman Management For Voted - For
16 Elect Nadia Shouraboura Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Authority to Set Auditor's Fees Management For Voted - For
19 Authorisation of Political Donations Management For Voted - For
20 Amendment to the Value Creation Plan Management For Voted - Against
21 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
22 Authority to Issue Shares w/ Preemptive Rights (In
Connection With Rights Issue Only) Management For Voted - For
23 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
24 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
25 Authority to Repurchase Shares Management For Voted - For
26 Adoption of New Articles Management For Voted - For
27 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
620
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
OVERSTOCK.COM, INC.
Security ID: 690370507 Ticker: OSTK
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Joseph J. Tabacco, Jr. Management For Voted - For
2 Elect Robert J. Shapiro Management For Voted - For
3 Elect Barbara H. Messing Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Conversion of Series A-1 Preferred Stock into
Common Stock Management For Voted - For
6 Conversion of Series B Preferred Stock into Common
Stock Management For Voted - For
7 Right to Adjourn Meeting Management For Voted - For
PETMED EXPRESS, INC.
Security ID: 716382106 Ticker: PETS
Meeting Date: 30-Jul-21 Meeting Type: Annual
1 Elect Leslie C.G. Campbell Management For Voted - For
2 Elect Peter S. Cobb Management For Voted - For
3 Elect Gian M. Fulgoni Management For Voted - For
4 Elect Ronald J. Korn Management For Voted - For
5 Elect Jodi Watson Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Shareholder Proposal Regarding Mandatory Retirement
Age Shareholder Against Voted - Against
PINDUODUO INC.
Security ID: 722304102 Ticker: PDD
Meeting Date: 25-Jul-21 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - For
4 Elect Qi Lu Management For Voted - For
5 Elect Nanpeng Shen Management For Voted - For
6 Elect George Yong-Boon Yeo Management For Voted - Against
Meeting Date: 29-Sep-21 Meeting Type: Special
1 Approval Of The 10 Billion Agriculture Initiative Management For Voted - For
621
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
QURATE RETAIL, INC.
Security ID: 74915M209 Ticker: QRTEA
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect John C. Malone Management For Voted - For
1.2 Elect M. Ian G. Gilchrist Management For Voted - For
1.3 Elect Andrea L. Wong Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
RAKUTEN GROUP, INC.
Security ID: J64264104 Ticker: 4755
Meeting Date: 30-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Hiroshi Mikitani Management For Voted - For
4 Elect Masayuki Hosaka Management For Voted - For
5 Elect Charles B. Baxter Management For Voted - For
6 Elect Kentaro Hyakuno Management For Voted - For
7 Elect Ken Kutaragi Management For Voted - For
8 Elect Sarah J. M. Whitley Management For Voted - For
9 Elect Takashi Mitachi Management For Voted - For
10 Elect Jun Murai Management For Voted - For
11 Elect John V. Roos Management For Voted - For
12 Elect Satoshi Fujita as Statutory Auditor Management For Voted - For
13 Equity Compensation Plan for Outside Directors Management For Voted - Against
SHOPIFY INC.
Security ID: 82509L107 Ticker: SHOP
Meeting Date: 07-Jun-22 Meeting Type: Annual
1 Elect Tobias Lutke Management For Voted - For
2 Elect Robert G. Ashe Management For Voted - Withheld
3 Elect Gail Goodman Management For Voted - For
4 Elect Colleen M. Johnston Management For Voted - For
5 Elect Jeremy Levine Management For Voted - For
6 Elect John Phillips Management For Voted - For
7 Elect Fidji Simo Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Arrangement Relating to Dual Class Share Structure
and Creation of Founder Share Management For Voted - Against
10 Approval of Share Split Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
622
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHUTTERSTOCK, INC.
Security ID: 825690100 Ticker: SSTK
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect Jonathan Oringer Management For Voted - For
1.2 Elect Stan Pavlovsky Management For Voted - Withheld
1.3 Elect Rachna Bhasin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Approval of the 2022 Omnibus Equity Incentive Plan Management For Voted - For
STAMPS.COM INC.
Security ID: 852857200 Ticker: STMP
Meeting Date: 30-Sep-21 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
TEMPLE AND WEBSTER GROUP LIMITED
Security ID: Q8948V101 Ticker: TPW
Meeting Date: 18-Oct-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Belinda Rowe Management For Voted - For
4 Re-elect Stephen M. Heath Management For Voted - For
5 Approve Increase in NEDs' Fee Cap Management For Voted - For
6 Equity Grant (NED Stephen Heath) Management For Voted - For
7 Equity Grant (NED Belinda Rowe) Management For Voted - For
8 Equity Grant (NED Conrad Yiu) Management For Voted - For
TRIP.COM GROUP LIMITED
Security ID: 89677Q107 Ticker: TCOM
Meeting Date: 21-Dec-21 Meeting Type: Annual
1 Adoption of the Company's Dual Foreign Name Management For Voted - For
2 Amendments to Articles Management For Voted - For
623
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
TRIPADVISOR, INC.
Security ID: 896945201 Ticker: TRIP
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Gregory B. Maffei Management For Voted - For
1.2 Elect Stephen Kaufer Management For Voted - For
1.3 Elect Jay Hoag Management For Voted - Withheld
1.4 Elect Betsy L. Morgan Management For Voted - For
1.5 Elect M. Greg O'Hara Management For Voted - Withheld
1.6 Elect Jeremy Philips Management For Voted - Withheld
1.7 Elect Albert E. Rosenthaler Management For Voted - For
1.8 Elect Jane Jie Sun Management For Voted - Withheld
1.9 Elect Katryn (Trynka) Shineman Blake Management For Voted - For
1.10 Elect Robert S. Wiesenthal Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Transaction of Other Business Management For Voted - Against
WAYFAIR INC.
Security ID: 94419L101 Ticker: W
Meeting Date: 24-May-22 Meeting Type: Annual
1 Elect Niraj Shah Management For Voted - For
2 Elect Steven Conine Management For Voted - For
3 Elect Michael Choe Management For Voted - For
4 Elect Andrea Jung Management For Voted - For
5 Elect Jeremy King Management For Voted - For
6 Elect Michael Kumin Management For Voted - Abstain
7 Elect Jeffrey Naylor Management For Voted - For
8 Elect Anke Schaferkordt Management For Voted - For
9 Elect Michael E. Sneed Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
WILLIAMS-SONOMA, INC.
Security ID: 969904101 Ticker: WSM
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Laura Alber Management For Voted - For
2 Elect Esi Eggleston Bracey Management For Voted - For
3 Elect Scott Dahnke Management For Voted - For
4 Elect Anne M. Finucane Management For Voted - For
5 Elect Paula B. Pretlow Management For Voted - For
6 Elect William J. Ready Management For Voted - For
7 Elect Frits Dirk van Paasschen Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
624
--------------------------------------------------------------------------------------------------
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Ratification of Auditor Management For Voted - For
625
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
2U, INC.
Security ID: 90214J101 Ticker: TWOU
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Timothy M. Haley Management For Voted - For
1.2 Elect Earl Lewis Management For Voted - For
1.3 Elect Coretha M. Rushing Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder N/A Voted - For
8X8, INC.
Security ID: 282914100 Ticker: EGHT
Meeting Date: 05-Aug-21 Meeting Type: Annual
1.1 Elect Jaswinder Pal Singh Management For Voted - For
1.2 Elect David Sipes Management For Voted - For
1.3 Elect Monique Bonner Management For Voted - For
1.4 Elect Todd R. Ford Management For Voted - For
1.5 Elect Vladimir Jacimovic Management For Voted - For
1.6 Elect Eric Salzman Management For Voted - For
1.7 Elect Elizabeth Theophille Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
ARCO PLATFORM LIMITED
Security ID: G04553106 Ticker: ARCE
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Approval of Financial Statements and the Auditor's
Report Management For Voted - For
2 Elect Paula Soares de Sa Cavalcante Management For Voted - For
BANDWIDTH INC.
Security ID: 05988J103 Ticker: BAND
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect John C. Murdock Management For Voted - Withheld
2 Elect Douglas A. Suriano Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
626
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Advisory Vote on Executive Compensation Management For Voted - For
BENESSE HOLDINGS, INC.
Security ID: J0429N102 Ticker: 9783
Meeting Date: 25-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Hitoshi Kobayashi Management For Voted - For
4 Elect Shinya Takiyama Management For Voted - For
5 Elect Kenji Yamakawa Management For Voted - For
6 Elect Hideaki Fukutake Management For Voted - For
7 Elect Mutsuo Iwai Management For Voted - For
8 Elect Yumiko Noda Management For Voted - For
9 Elect Kohei Takashima Management For Voted - Against
10 Elect Masaru Onishi Management For Voted - For
BRIGHT HORIZONS FAMILY SOLUTIONS, INC.
Security ID: 109194100 Ticker: BFAM
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Elect Lawrence M. Alleva Management For Voted - For
2 Elect Joshua Bekenstein Management For Voted - For
3 Elect David H. Lissy Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
BRIGHTCOVE INC.
Security ID: 10921T101 Ticker: BCOV
Meeting Date: 11-May-22 Meeting Type: Annual
1.1 Elect Kristin Frank Management For Voted - For
1.2 Elect Scott Kurnit Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CHEGG, INC.
Security ID: 163092109 Ticker: CHGG
Meeting Date: 01-Jun-22 Meeting Type: Annual
1.1 Elect John York Management For Voted - For
1.2 Elect Melanie Whelan Management For Voted - For
1.3 Elect Sarah R. Bond Management For Voted - For
1.4 Elect Marcela Martin Management For Voted - Withheld
627
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
CHINA EAST EDUCATION HOLDINGS LIMITED
Security ID: G2120T100 Ticker: 0667
Meeting Date: 25-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect XIAO Guoqing Management For Voted - Against
6 Elect LU Zhen Management For Voted - For
7 Elect ZANG Yunzhi Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
COURSERA, INC.
Security ID: 22266M104 Ticker: COUR
Meeting Date: 12-May-22 Meeting Type: Annual
1.1 Elect Carmen Chang Management For Voted - For
1.2 Elect Theodore R. Mitchell Management For Voted - Withheld
1.3 Elect Scott D. Sandell Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
DAEKYO CO., LTD.
Security ID: Y1861Q101 Ticker: 019680
Meeting Date: 25-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect KANG Ho Cheol Management For Voted - For
4 Election of Independent Director to Be Appointed as
Audit Committee Member: LEE Seung Ho Management For Voted - Against
5 Directors' Fees Management For Voted - For
628
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
DOCEBO INC.
Security ID: 25609L105 Ticker: DCBO
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Jason Chapnik Management For Voted - For
3 Elect Claudio Erba Management For Voted - For
4 Elect James Merkur Management For Voted - For
5 Elect Kristin Halpin Perry Management For Voted - For
6 Elect Steven E. Spooner Management For Voted - For
7 Elect William Anderson Management For Voted - For
8 Elect Trisha Price Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
EDULAB, INC.
Security ID: J12675104 Ticker: 4427
Meeting Date: 23-Dec-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Junichi Takamura Management For Voted - Against
3 Elect Hiroshi Matsuda Management For Voted - For
4 Elect Nobuhiko Seki Management For Voted - Against
5 Elect Manabu Hirozane Management For Voted - For
6 Elect Yoshitaka Hombo Management For Voted - For
7 Elect Mitsuhiro Nagata Management For Voted - Against
8 Elect Satoshi Fujii Management For Voted - For
9 Elect Takashi Imamura Management For Voted - For
10 Elect Megumi Shimizu as Statutory Auditor Management For Voted - Against
Meeting Date: 29-Mar-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Manabu Hirozane Management For Voted - For
3 Elect Teruyuki Honda Management For Voted - For
4 Elect Nobuhiko Seki Management For Voted - Against
5 Elect Junichi Takamura Management For Voted - Against
6 Elect Yoshitaka Hombo Management For Voted - For
7 Elect Mitsuhiro Nagata Management For Voted - Against
8 Elect Satoshi Fujii Management For Voted - For
9 Elect Takashi Imamura Management For Voted - For
10 Directors' Fees Management For Voted - For
629
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
G8 EDUCATION LIMITED
Security ID: Q3973C110 Ticker: GEM
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect David Foster Management For Voted - For
4 Elect Debra Singh Management For Voted - For
5 Elect Toni Thornton Management For Voted - For
6 Equity Grant (MD/CEO Gary Carroll) Management For Voted - For
7 Amendments to Constitution Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
GAKKEN HOLDINGS CO., LTD.
Security ID: J16884108 Ticker: 9470
Meeting Date: 24-Dec-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Caroline F. Benton as Director Management For Voted - For
IDP EDUCATION LIMITED
Security ID: Q48215109 Ticker: IEL
Meeting Date: 19-Oct-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Christopher (Chris) B. Leptos Management For Voted - Against
3 Re-elect Colin J. Stirling Management For Voted - Against
4 Remuneration Report Management For Voted - Against
5 Approve Increase in NEDs' Fee Cap Management For Voted - For
INSOURCE CO., LTD.
Security ID: J2467H104 Ticker: 6200
Meeting Date: 17-Dec-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Takayuki Funahashi Management For Voted - For
5 Elect Kumiko Kawabata Management For Voted - For
6 Elect Shigeo Fujimoto Management For Voted - For
7 Elect Tetsuya Sawada Management For Voted - For
8 Elect Daisuke Kanai Management For Voted - For
9 Elect Hidenori Fujioka Management For Voted - For
630
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Norio Kambayashi Management For Voted - For
11 Elect Katsuko Hirotomi Management For Voted - For
12 Elect Kazuo Iizuka as Statutory Auditor Management For Voted - For
13 Directors' Fees and Adoption of Restricted Stock
Plan Management For Voted - For
JOHN WILEY & SONS, INC.
Security ID: 968223206 Ticker: JW.A
Meeting Date: 30-Sep-21 Meeting Type: Annual
1.1 Elect Beth A. Birnbaum Management For Voted - For
1.2 Elect David C. Dobson Management For Voted - For
1.3 Elect Mariana Garavaglia Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
KAHOOT! ASA
Security ID: R3S4AN105 Ticker: KAHOT
Meeting Date: 27-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Meeting Note N/A N/A Take No Action
7 Non-Voting Meeting Note N/A N/A Take No Action
8 Election of Presiding Chair; Voting List Management For Take No Action
9 Notice of Meeting; Agenda Management For Take No Action
10 Minutes Management For Take No Action
11 Accounts and Reports Management For Take No Action
12 Non-Voting Agenda Item N/A N/A Take No Action
13 Authority to Set Auditor's Fees Management For Take No Action
14 Remuneration Report Management For Take No Action
15 Remuneration Policy Management For Take No Action
16 Election of Directors Management For Take No Action
17 Fees to the Directors Management For Take No Action
18 Fees to the Directors (RSUs) Management For Take No Action
19 Nomination Committee Fees Management For Take No Action
20 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
21 Authority to Issue Shares (Long-Term Incentive
Scheme) Management For Take No Action
22 Authority to Repurchase Shares Management For Take No Action
631
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
KOOLEARN TECHNOLOGY HOLDING LIMITED
Security ID: G5313A101 Ticker: 1797
Meeting Date: 03-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect SUN Dongxu Management For Voted - For
5 Elect YIN Qiang Management For Voted - For
6 Elect Wilson KWONG Wai Sun Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
MEDIA DO CO., LTD.
Security ID: J4180H106 Ticker: 3678
Meeting Date: 26-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Yasushi Fujita Management For Voted - For
4 Elect Shin Niina Management For Voted - For
5 Elect Atsushi Mizoguchi Management For Voted - For
6 Elect Hiroshi Kanda Management For Voted - For
7 Elect Ayako Kanamaru Management For Voted - For
8 Elect Haruo Miyagi Management For Voted - For
9 Elect Kazuyoshi Owada as Statutory Auditor Management For Voted - For
MEGASTUDY EDU CO. LTD
Security ID: Y5933R104 Ticker: 215200
Meeting Date: 30-Mar-22 Meeting Type: Annual
1 Elect OH Chang Geol Management For Voted - For
2 Share Option Grant Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Corporate Auditors' Fees Management For Voted - For
NE NEUNGYULE INC.
Security ID: Y6272W100 Ticker: 053290
Meeting Date: 25-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
632
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Amendments to Articles Management For Voted - For
3 Elect KIM Jin Hong Management For Voted - For
4 Elect KIM Jeong Won Management For Voted - For
5 Elect LEE Gyu Han Management For Voted - For
6 Elect JANG Bong Rae Management For Voted - For
7 Election of Independent Director to Be Appointed as
Audit Committee Member: JUNG Young Min Management For Voted - For
8 Election of Audit Committee Member: HAN Sang Bong Management For Voted - For
9 Election of Audit Committee Member: JANG Bong Rae Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Amendments to Executive Officer Retirement
Allowance Policy Management For Voted - Against
12 Corporate Auditors' Fees Management For Voted - For
PEARSON PLC
Security ID: G69651100 Ticker: PSON
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Elect Omid R. Kordestani Management For Voted - For
4 Elect Esther S. Lee Management For Voted - For
5 Elect Annette Thomas Management For Voted - For
6 Elect Andy Bird Management For Voted - For
7 Elect Sherry Coutu Management For Voted - For
8 Elect Sally Johnson Management For Voted - For
9 Elect Linda Koch Lorimer Management For Voted - For
10 Elect Graeme D. Pitkethly Management For Voted - For
11 Elect Tim Score Management For Voted - For
12 Elect Lincoln Wallen Management For Voted - For
13 Remuneration Report Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
RISO KYOIKU CO., LTD.
Security ID: J65236101 Ticker: 4714
Meeting Date: 27-May-22 Meeting Type: Annual
1 Amendments to Articles Management For Voted - For
2 Elect Mitsugu Iwasa Management For Voted - For
3 Elect Masahiko Tembo Management For Voted - For
633
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Masaaki Kume Management For Voted - For
5 Elect Masaya Ueda Management For Voted - For
6 Elect Toshio Sato Management For Voted - For
7 Elect Toru Konishi Management For Voted - For
8 Elect Saburo Nishiura Management For Voted - For
9 Elect Maiko Onoda Management For Voted - For
10 Elect Kazunori Noto Management For Voted - Against
11 Elect Kazuhiro Abe Management For Voted - Against
SCHOLASTIC CORPORATION
Security ID: 807066105 Ticker: SCHL
Meeting Date: 22-Sep-21 Meeting Type: Annual
1.1 Elect James W. Barge Management For Voted - For
1.2 Elect John L. Davies Management For Voted - For
SKILLSOFT CORP.
Security ID: 83066P200 Ticker: SKIL
Meeting Date: 31-Mar-22 Meeting Type: Special
1 Issuance of Common Stock Pursuant to the
Acquisition of Codecademy Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 23-Jun-22 Meeting Type: Annual
1.1 Elect Ronald W. Hovsepian Management For Voted - Withheld
1.2 Elect Peter Schmitt Management For Voted - Withheld
1.3 Elect Jeffrey R. Tarr Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
STRIDE, INC.
Security ID: 86333M108 Ticker: LRN
Meeting Date: 10-Dec-21 Meeting Type: Annual
1 Elect Aida M. Alvarez Management For Voted - For
2 Elect Craig R. Barrett Management For Voted - For
3 Elect Robert L. Cohen Management For Voted - For
4 Elect Nathaniel A. Davis Management For Voted - Abstain
5 Elect Steven B. Fink Management For Voted - For
6 Elect Victoria D. Harker Management For Voted - Abstain
7 Elect Robert E. Knowling, Jr. Management For Voted - For
8 Elect Liza McFadden Management For Voted - For
9 Elect James J. Rhyu Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
634
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
V-CUBE, INC.
Security ID: J9451X102 Ticker: 3681
Meeting Date: 29-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Naoaki Mashita Management For Voted - For
5 Elect Masaya Takada Management For Voted - For
6 Elect Jun Mizutani Management For Voted - For
7 Elect Yosuke Kamezaki Management For Voted - For
8 Elect Kazuki Yamamoto Management For Voted - For
9 Elect Norio Murakami Management For Voted - For
10 Elect Kenichi Nishimura Management For Voted - For
11 Elect Naomi Koshi Management For Voted - For
12 Elect Nobuo Kawasaki as Alternate Statutory Auditor Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Adoption of Restricted Stock Plan Management For Voted - For
YDUQS PARTICIPACOES S.A.
Security ID: P3784E132 Ticker: YDUQ3
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Management Report Management For Voted - For
4 Capital Expenditure Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Board Size Management For Voted - For
7 Request Cumulative Voting Management N/A Voted - Against
8 Election of Directors Management For Voted - For
9 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Proportional Allocation of Cumulative Votes Management For Voted - For
12 Allocate Cumulative Votes to Juan Pablo Zucchini Management N/A Voted - Abstain
13 Allocate Cumulative Votes to Thamila Cefali Zaher Management N/A Voted - Abstain
14 Allocate Cumulative Votes to Brenno Raiko de Souza Management N/A Voted - Abstain
15 Allocate Cumulative Votes to Andre Pires de
Oliveira Dias Management N/A Voted - Abstain
16 Allocate Cumulative Votes to Luiz Roberto Liza Curi Management N/A Voted - Abstain
17 Allocate Cumulative Votes to Mauricio Luis Luchetti Management N/A Voted - Abstain
18 Allocate Cumulative Votes to Osvaldo Burgos Schirmer Management N/A Voted - Abstain
19 Allocate Cumulative Votes to Flavio Benicio Jansen
Ferreira Management N/A Voted - Abstain
20 Allocate Cumulative Votes to Eduardo Luiz Wurzmann Management N/A Voted - Abstain
635
--------------------------------------------------------------------------------------------------
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Request Establishment of Supervisory Council Management N/A Voted - For
22 Supervisory Council Size Management For Voted - For
23 Election of Supervisory Council Management For Voted - For
24 Approve Recasting of Votes for Amended Supervisory
Council Slate Management N/A Voted - Against
25 Remuneration Policy Management For Voted - Against
26 Non-Voting Meeting Note N/A N/A Non-Voting
ZOOM VIDEO COMMUNICATIONS, INC.
Security ID: 98980L101 Ticker: ZM
Meeting Date: 16-Jun-22 Meeting Type: Annual
1.1 Elect Carl Eschenbach Management For Voted - Withheld
1.2 Elect William R. McDermott Management For Voted - Withheld
1.3 Elect Janet Napolitano Management For Voted - For
1.4 Elect Santiago Subotovsky Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
636
--------------------------------------------------------------------------------------------------
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
AFYA LIMITED
Security ID: G01125106 Ticker: AFYA
Meeting Date: 23-Jul-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Amended and Restated Articles of Association Management For Voted - For
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102 Ticker: BABA
Meeting Date: 17-Sep-21 Meeting Type: Annual
1 Elect Joseph TSAI Chung Management For Voted - Against
2 Elect J. Michael Evans Management For Voted - For
3 Elect Borje E. Ekholm Management For Voted - Against
4 Appointment of Auditor Management For Voted - For
AUTOHOME INC.
Security ID: 05278C107 Ticker: ATHM
Meeting Date: 16-Dec-21 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
BAIDU, INC.
Security ID: 056752108 Ticker: BIDU
Meeting Date: 07-Dec-21 Meeting Type: Special
1 Adoption of the Company's Dual Foreign Name Management For Voted - For
2 Amendment to the Company's Articles of Association Management For Voted - For
3 Approval of Filings of Company's Dual Foreign Name
and Articles of Association Management For Voted - For
BILIBILI INC
Security ID: 090040106 Ticker: 9626
Meeting Date: 01-Sep-21 Meeting Type: Special
1 Amendments to Company's Articles of Association
(Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For
2 Amendments to Company's Articles of Association
(Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For
3 Amendments to Articles of Association (Appendix 3 &
13, RA.26-35, RA.37-41) Management For Voted - For
4 Dual Foreign Name of the Company Management For Voted - For
637
--------------------------------------------------------------------------------------------------
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect JP Gan Management For Voted - Against
3 Elect Eric He Management For Voted - For
4 Elect Feng Li Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
6 Authority to Repurchase Shares Management For Voted - For
7 Cloud Services Agreement Management For Voted - For
8 Collaboration Agreement Management For Voted - For
9 Amendments to Articles Management For Voted - For
COUPANG, INC.
Security ID: 22266T109 Ticker: CPNG
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Elect Bom Kim Management For Voted - Against
2 Elect Neil Mehta Management For Voted - Against
3 Elect Jason Child Management For Voted - For
4 Elect Pedro Franceschi Management For Voted - For
5 Elect Benjamin Sun Management For Voted - Against
6 Elect Kevin M. Warsh Management For Voted - Against
7 Elect Harry L. You Management For Voted - Against
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Richard Sanders Management For Voted - For
1.2 Elect Emiliano Calemzuk Management For Voted - For
1.3 Elect Marcos Galperin Management For Voted - For
1.4 Elect Andrea M. Petroni Merhy Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
MOMO INC.
Security ID: 60879B107 Ticker: MOMO
Meeting Date: 02-Aug-21 Meeting Type: Special
1 Company Name Change Management For Voted - For
638
--------------------------------------------------------------------------------------------------
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
NETEASE, INC.
Security ID: 64110W102 Ticker: NTES
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Elect William Lei Ding Management For Voted - For
2 Elect Alice Cheng Management For Voted - For
3 Elect Joseph Tong Management For Voted - For
4 Elect FENG Lun Management For Voted - For
5 Elect LEUNG Man Kit Management For Voted - Against
6 Appointment of Auditor Management For Voted - For
OZON HOLDINGS PLC
Security ID: 69269L104 Ticker: OZON
Meeting Date: 23-Dec-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Elect Lydia Jett Management For Voted - Against
4 Elect Nilesh Lakhani Management For Voted - Against
5 Elect Charles Ryan Management For Voted - Against
6 Elect Peter Sirota Management For Voted - Against
7 Elect Alexander A. Shulgin Management For Voted - For
8 Directors' Fees Management For Voted - For
PAGSEGURO DIGITAL LTD.
Security ID: G68707101 Ticker: PAGS
Meeting Date: 27-May-22 Meeting Type: Annual
1 Elect Luiz Frias Management For Voted - For
2 Elect Maria Judith de Brito Management For Voted - For
3 Elect Eduardo Alcaro Management For Voted - For
4 Elect Noemia Gushiken Management For Voted - Against
5 Elect Cleveland P. Teixeira Management For Voted - For
6 Elect Marcia Nogueira de Mello Management For Voted - For
7 Elect Ricardo Dutra da Silva Management For Voted - For
8 Approval of Consolidated Financial Statements Management For Voted - For
9 Approval of the Long-Term Incentive Plan Management For Voted - For
10 Ratification of Board Acts Management For Voted - For
PINDUODUO INC.
Security ID: 722304102 Ticker: PDD
Meeting Date: 25-Jul-21 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
639
--------------------------------------------------------------------------------------------------
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - For
4 Elect Qi Lu Management For Voted - For
5 Elect Nanpeng Shen Management For Voted - For
6 Elect George Yong-Boon Yeo Management For Voted - Against
Meeting Date: 29-Sep-21 Meeting Type: Special
1 Approval Of The 10 Billion Agriculture Initiative Management For Voted - For
STONECO LTD.
Security ID: G85158106 Ticker: STNE
Meeting Date: 22-Nov-21 Meeting Type: Annual
1 Approval of Financial Statements Management For Voted - For
2 Election of Directors (Slate) Management For Voted - For
TRIP.COM GROUP LIMITED
Security ID: 89677Q107 Ticker: TCOM
Meeting Date: 21-Dec-21 Meeting Type: Annual
1 Adoption of the Company's Dual Foreign Name Management For Voted - For
2 Amendments to Articles Management For Voted - For
WEIBO CORPORATION
Security ID: 948596101 Ticker: WB
Meeting Date: 01-Dec-21 Meeting Type: Annual
1 Amended and Restated Memorandum and Articles of
Association (Class B) Management For Voted - For
2 Elect Hong Du Management For Voted - For
3 Elect Daniel Yong ZHANG Management For Voted - For
4 Elect Pehong Chen Management For Voted - For
5 Adoption of the Company's Dual Foreign Name Management For Voted - For
6 Amended and Restated Memorandum and Articles of
Association Management For Voted - For
Meeting Date: 06-Jun-22 Meeting Type: Annual
1 Elect Charles CHAO Guowei Management For Voted - For
2 Elect P. Christopher Lu Management For Voted - Against
3 Elect Gaofei Wang Management For Voted - For
640
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADYEN NV
Security ID: N3501V104 Ticker: ADYEN
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Remuneration Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Elect Pieter Willem van der Does to the Management
Board Management For Voted - For
11 Elect Roelant Prins to the Management Board Management For Voted - For
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Suppress Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
AFFIRM HOLDINGS, INC.
Security ID: 00827B106 Ticker: AFRM
Meeting Date: 03-Dec-21 Meeting Type: Annual
1.1 Elect Libor Michalek Management For Voted - For
1.2 Elect Jacqueline Reses Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AFTERPAY LIMITED
Security ID: Q3583G105 Ticker: APT
Meeting Date: 17-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Elana Rubin Management For Voted - For
3 Re-elect Dana Stalder Management For Voted - For
4 Remuneration Report Management For Voted - For
Meeting Date: 06-Dec-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
641
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Acquisition by Square Management For Voted - For
Meeting Date: 14-Dec-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition by Square Management For Voted - For
BILL.COM HOLDINGS, INC.
Security ID: 090043100 Ticker: BILL
Meeting Date: 09-Dec-21 Meeting Type: Annual
1.1 Elect Allison Mnookin Management For Voted - For
1.2 Elect Steven Piaker Management For Voted - For
1.3 Elect Rory T. O'Driscoll Management For Voted - For
1.4 Elect Stephen Fisher Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BIT DIGITAL, INC.
Security ID: G1144A105 Ticker: BTBT
Meeting Date: 08-Sep-21 Meeting Type: Annual
1 Increase in Authorized Capital Management For Voted - Against
2 Approval of the 2021 Omnibus Equity Incentive Plan Management For Voted - For
BITFARMS LTD.
Security ID: 09173B107 Ticker: BITF
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Emiliano Joel Grodzki Management For Voted - Against
3 Elect Nicolas Bonta Management For Voted - For
4 Elect Brian Howlett Management For Voted - For
5 Elect Pierre Seccareccia Management For Voted - For
6 Elect Andres Finkielsztain Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
BLACK KNIGHT, INC.
Security ID: 09215C105 Ticker: BKI
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Anthony M. Jabbour Management For Voted - For
1.2 Elect Catherine L. Burke Management For Voted - For
642
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Thomas M. Hagerty Management For Voted - For
1.4 Elect David K. Hunt Management For Voted - For
1.5 Elect Joseph M. Otting Management For Voted - For
1.6 Elect Ganesh B. Rao Management For Voted - For
1.7 Elect John D. Rood Management For Voted - For
1.8 Elect Nancy L. Shanik Management For Voted - For
2 Amendment to the Bylaws to Adopt Proxy Access Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Ratification of Auditor Management For Voted - For
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Jack Dorsey Management For Voted - For
1.2 Elect Paul Deighton Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
BLUCORA, INC.
Security ID: 095229100 Ticker: BCOR
Meeting Date: 20-Apr-22 Meeting Type: Annual
1.1 Elect Georganne C. Proctor Management For Voted - For
1.2 Elect Steven P. Aldrich Management For Voted - For
1.3 Elect Mark A. Ernst Management For Voted - For
1.4 Elect E. Carol Hayles Management For Voted - For
1.5 Elect Kanayalal A. Kotecha Management For Voted - For
1.6 Elect J. Richard Leaman III Management For Voted - For
1.7 Elect Tina Perry Management For Voted - For
1.8 Elect Karthik Rao Management For Voted - For
1.9 Elect Jana R. Schreuder Management For Voted - For
1.10 Elect Christopher W. Walters Management For Voted - For
1.11 Elect Mary S. Zappone Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
BOKU, INC.
Security ID: U7744C106 Ticker: BOKU
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Richard Hargreaves Management For Voted - For
2 Elect Stewart Roberts Management For Voted - For
643
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Appointment of Auditor Management For Voted - For
4 Authority to Set Auditor's Fees Management For Voted - For
5 Remuneration Report Management For Voted - For
BOTTOMLINE TECHNOLOGIES, INC.
Security ID: 101388106 Ticker: EPAY
Meeting Date: 18-Nov-21 Meeting Type: Annual
1.1 Elect Peter Gibson Management For Voted - For
1.2 Elect Joseph L. Mullen Management For Voted - For
1.3 Elect Michael J. Curran Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
Meeting Date: 08-Mar-22 Meeting Type: Special
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
COINBASE GLOBAL, INC.
Security ID: 19260Q107 Ticker: COIN
Meeting Date: 01-Jun-22 Meeting Type: Annual
1.1 Elect Frederick Ernest Ehrsam III Management For Voted - Withheld
1.2 Elect Tobias Lutke Management For Voted - For
1.3 Elect Fred Wilson Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
ENVESTNET, INC.
Security ID: 29404K106 Ticker: ENV
Meeting Date: 18-May-22 Meeting Type: Annual
1.1 Elect William Crager Management For Voted - For
1.2 Elect Gayle Crowell Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Security ID: 31620M106 Ticker: FIS
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Ellen R. Alemany Management For Voted - For
644
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Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Vijay D'Silva Management For Voted - For
3 Elect Jeffrey A. Goldstein Management For Voted - For
4 Elect Lisa A. Hook Management For Voted - For
5 Elect Keith W. Hughes Management For Voted - For
6 Elect Kenneth T. Lamneck Management For Voted - For
7 Elect Gary L. Lauer Management For Voted - For
8 Elect Gary A. Norcross Management For Voted - For
9 Elect Louise M. Parent Management For Voted - For
10 Elect Brian T. Shea Management For Voted - For
11 Elect James B. Stallings, Jr. Management For Voted - For
12 Elect Jeffrey E. Stiefler Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For
15 Approval of the Employee Stock Purchase Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
FISERV, INC.
Security ID: 337738108 Ticker: FISV
Meeting Date: 18-May-22 Meeting Type: Annual
1.1 Elect Frank J. Bisignano Management For Voted - For
1.2 Elect Alison Davis Management For Voted - For
1.3 Elect Henrique de Castro Management For Voted - For
1.4 Elect Harry F. DiSimone Management For Voted - For
1.5 Elect Dylan G. Haggart Management For Voted - For
1.6 Elect Wafaa Mamilli Management For Voted - For
1.7 Elect Heidi G. Miller Management For Voted - For
1.8 Elect Doyle R. Simons Management For Voted - For
1.9 Elect Kevin M. Warren Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
FLYWIRE CORPORATION
Security ID: 302492103 Ticker: FLYW
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect Yvonne Hao Management For Voted - For
1.2 Elect Michael Massaro Management For Voted - Withheld
1.3 Elect Jyothsna Natauri Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
645
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Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
GREENBOX POS
Security ID: 39366L208 Ticker: GBOX
Meeting Date: 18-Nov-21 Meeting Type: Annual
1.1 Elect Carl J. Williams Management For Voted - For
1.2 Elect Dennis James Management For Voted - For
1.3 Elect Ezra Laniado Management For Voted - For
1.4 Elect William J. Caragol Management For Voted - Withheld
1.5 Elect Genevieve Baer Management For Voted - For
1.6 Elect Fredi Nisan Management For Voted - For
1.7 Elect Ben Errez Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amended and Restated Articles of Incorporation Management For Voted - For
5 Amended and Restated By-Laws Management For Voted - For
6 Approval of the 2021 Restricted Stock Plan Management For Voted - For
GREENSKY, INC.
Security ID: 39572G100 Ticker: GSKY
Meeting Date: 10-Dec-21 Meeting Type: Special
1 Acquisition by Goldman Sachs Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
GUIDEWIRE SOFTWARE, INC.
Security ID: 40171V100 Ticker: GWRE
Meeting Date: 14-Dec-21 Meeting Type: Annual
1 Elect Marcus S. Ryu Management For Voted - For
2 Elect Paul Lavin Management For Voted - For
3 Elect Michael Rosenbaum Management For Voted - For
4 Elect Andrew Brown Management For Voted - For
5 Elect Margaret Dillon Management For Voted - For
6 Elect Michael Keller Management For Voted - For
7 Elect Catherine P. Lego Management For Voted - For
8 Elect Rajani Ramanathan Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Elimination of Supermajority Requirement Management For Voted - For
646
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Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
HEALTHEQUITY, INC.
Security ID: 42226A107 Ticker: HQY
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Elect Robert W. Selander Management For Voted - For
2 Elect Jon Kessler Management For Voted - For
3 Elect Stephen D. Neeleman Management For Voted - For
4 Elect Frank A. Corvino Management For Voted - For
5 Elect Adrian T. Dillon Management For Voted - For
6 Elect Evelyn S. Dilsaver Management For Voted - For
7 Elect Debra McCowan Management For Voted - For
8 Elect Rajesh Natarajan Management For Voted - For
9 Elect Stuart B. Parker Management For Voted - For
10 Elect Ian Sacks Management For Voted - For
11 Elect Gayle Wellborn Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
HIVE BLOCKCHAIN TECHNOLOGIES LTD.
Security ID: 43366H100 Ticker: HIVE
Meeting Date: 21-Dec-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Frank Holmes Management For Voted - Against
4 Elect Ian Mann Management For Voted - For
5 Elect Susan B. McGee Management For Voted - For
6 Elect Marcus New Management For Voted - Against
7 Elect Dave Perrill Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Stock Option Plan Renewal Management For Voted - For
10 Restricted Share Unit Plan Renewal Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
HUB24 LIMITED
Security ID: Q4970M176 Ticker: HUB
Meeting Date: 14-Dec-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Paul D. Rogan Management For Voted - For
4 Elect Catherine L. Kovacs Management For Voted - For
5 Equity Grant (MD/CEO Andrew Alcock) Management For Voted - For
647
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Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
HUT 8 MINING CORP.
Security ID: 44812T102 Ticker: HUT
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Bill Tai Management For Voted - For
3 Elect Joseph Flinn Management For Voted - For
4 Elect Jaime Leverton Management For Voted - For
5 Elect Alexia Hefti Management For Voted - For
6 Elect Carl J. (Rick) Rickertsen Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
HYPOPORT SE
Security ID: D3149E101 Ticker: HYQ
Meeting Date: 03-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/ Dividends Management For Voted - For
9 Ratify Ronald Slabke Management For Voted - For
10 Ratify Stephan Gawarecki Management For Voted - For
11 Ratify Dieter Pfeiffenberger Management For Voted - For
12 Ratify Roland Adams Management For Voted - For
13 Ratify Martin Krebs Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Remuneration Report Management For Voted - Against
16 Supervisory Board Remuneration Policy Management For Voted - For
17 Approval of Profit-and-Loss Transfer Agreements
(EUROPPACE AG) Management For Voted - For
18 Approval of Intra-Company Control Agreements
(EUROPACE AG) Management For Voted - For
19 Approval of Intra-Company Control Agreements (Dr.
Klein Privatkunden AG) Management For Voted - For
20 Approval of Intra-Company Control Agreements
(Qualitypool GmbH) Management For Voted - For
21 Approval of Intra-Company Control Agreements (Dr.
Klein Ratenkredit GmbH) Management For Voted - For
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
648
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
INTUIT INC.
Security ID: 461202103 Ticker: INTU
Meeting Date: 20-Jan-22 Meeting Type: Annual
1 Elect Eve Burton Management For Voted - For
2 Elect Scott D. Cook Management For Voted - For
3 Elect Richard Dalzell Management For Voted - For
4 Elect Sasan Goodarzi Management For Voted - For
5 Elect Deborah Liu Management For Voted - For
6 Elect Tekedra Mawakana Management For Voted - For
7 Elect Suzanne Nora Johnson Management For Voted - For
8 Elect Dennis D. Powell Management For Voted - For
9 Elect Brad D. Smith Management For Voted - For
10 Elect Thomas J. Szkutak Management For Voted - For
11 Elect Raul Vazquez Management For Voted - For
12 Elect Jeff Weiner Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For
IRESS LIMITED
Security ID: Q49822101 Ticker: IRE
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Michael J. Dwyer Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Equity Grant (Andrew Walsh - Equity Rights) Management For Voted - For
5 Equity Grant (Andrew Walsh - Performance Rights) Management For Voted - For
KATAPULT HOLDINGS, INC.
Security ID: 485859102 Ticker: KPLT
Meeting Date: 07-Jun-22 Meeting Type: Annual
1 Elect Christopher A. Masto Management For Voted - Against
2 Elect Joyce A. Phillips Management For Voted - For
3 Elect Jane J. Thompson Management For Voted - For
4 Ratification of Auditor Management For Voted - For
LENDINGCLUB CORPORATION
Security ID: 52603A208 Ticker: LC
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect John C. (Hans) Morris Management For Voted - For
649
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Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Erin Selleck Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Amendments to Articles to add a Federal Forum
Selection Provision Management For Voted - Against
LENDINGTREE, INC.
Security ID: 52603B107 Ticker: TREE
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Elect Gabriel Dalporto Management For Voted - For
2 Elect Thomas M. Davidson, Jr. Management For Voted - For
3 Elect Mark A. Ernst Management For Voted - For
4 Elect Robin Henderson Management For Voted - For
5 Elect Douglas R. Lebda Management For Voted - For
6 Elect Steven Ozonian Management For Voted - For
7 Elect Diego Rodriguez Management For Voted - For
8 Elect Saras Sarasvathy Management For Voted - For
9 Elect G. Kennedy Thompson Management For Voted - For
10 Ratification of Auditor Management For Voted - For
LEONTEQ AG
Security ID: H7249V109 Ticker: LEON
Meeting Date: 31-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Accounts and Reports Management For Take No Action
4 Compensation Report Management For Take No Action
5 Ratification of Board and Management Acts Management For Take No Action
6 Allocation of Profits/Dividends Management For Take No Action
7 Allocation of Profits; Dividend from Reserves Management For Take No Action
8 Elect Christopher M. Chambers Management For Take No Action
9 Elect Sylvie Davidson Management For Take No Action
10 Elect Susana Gomez Smith Management For Take No Action
11 Elect Richard Alan Laxer Management For Take No Action
12 Elect Philippe Le Baquer Management For Take No Action
13 Elect Thomas R. Meier Management For Take No Action
14 Elect Dominik Scharer Management For Take No Action
15 Elect Philippe Weber Management For Take No Action
16 Elect Christopher M. Chambers as Board Chair Management For Take No Action
17 Elect Susana Gomez Smith as Nominating and
Compensation Committee Member Management For Take No Action
18 Elect Richard Alan Laxer as Nominating and
Compensation Committee Member Management For Take No Action
19 Elect Philippe Weber as Nominating and Compensation
Committee Member Management For Take No Action
650
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Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Appointment of Auditor Management For Take No Action
21 Appointment of Independent Proxy Management For Take No Action
22 Board Compensation Management For Take No Action
23 Executive Compensation (Short-Term) Management For Take No Action
24 Executive Compensation (Fixed) Management For Take No Action
25 Executive Compensation (Long-Term) Management For Take No Action
LINKLOGIS INC
Security ID: G5571R101 Ticker: 9959
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Song Qun Management For Voted - For
5 Elect Ji Kun Management For Voted - For
6 Elect Chau Ka King Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Class B Shares w/o Preemptive
Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
MAKUAKE INC.
Security ID: J39737101 Ticker: 4479
Meeting Date: 09-Dec-21 Meeting Type: Annual
1 Elect Ryotaro Nakayama Management For Voted - For
2 Elect Kana Bogaki Kana Hasegawa Management For Voted - For
3 Elect Fumiaki Kiuchi Management For Voted - For
4 Elect Yohei Ikunai Management For Voted - For
5 Elect Go Nakayama Management For Voted - For
6 Elect Hisashi Katsuya Management For Voted - For
7 Elect Kuniyoshi Mabuchi Management For Voted - For
MARATHON DIGITAL HOLDINGS, INC.
Security ID: 565788106 Ticker: MARA
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Elect Georges Antoun Management For Voted - Withheld
2 Elect Jay P. Leupp Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Transaction of Other Business Management For Voted - Against
651
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Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
MERIDIANLINK, INC.
Security ID: 58985J105 Ticker: MLNK
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Timothy Nguyen Management For Voted - Against
2 Elect A.J. Rohde Management For Voted - Against
3 Elect Nicolaas Vlok Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
MITEK SYSTEMS, INC.
Security ID: 606710200 Ticker: MITK
Meeting Date: 02-Mar-22 Meeting Type: Annual
1 Elect Scipio Carnecchia Management For Voted - For
2 Elect Scott Carter Management For Voted - For
3 Elect Rahul Gupta Management For Voted - For
4 Elect James C. Hale Management For Voted - For
5 Elect Bruce E. Hansen Management For Voted - For
6 Elect Susan J. Repo Management For Voted - For
7 Elect Kimberly S. Stevenson Management For Voted - For
8 Elect Donna C. Wells Management For Voted - For
9 Increase in Authorized Common Stock Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
NCINO, INC.
Security ID: 63947U107 Ticker: NCNO
Meeting Date: 15-Jul-21 Meeting Type: Annual
1.1 Elect Pierre Naude Management For Voted - Withheld
1.2 Elect William Ruh Management For Voted - Withheld
1.3 Elect Pam Kilday Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
NCINO, INC.
Security ID: 63947X101 Ticker: NCNO
Meeting Date: 23-Jun-22 Meeting Type: Annual
1.1 Elect Steven Collins Management For Voted - For
1.2 Elect Spencer Lake Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
652
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Shareholder Proposal Regarding Majority Vote for
Director Elections Shareholder N/A Voted - For
NEXI SPA
Security ID: T6S18J104 Ticker: NEXI
Meeting Date: 15-Oct-21 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Conversion of Equity-Linked Bond; Authority to
Issue Shares w/o Preemptive Rights Management For Voted - For
4 Election of Three Statutory Auditors Management For Voted - For
5 Phantom Shares Plan 2021 Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 05-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports; Allocation of Profits Management For Voted - For
5 Board Size Management For Voted - For
6 Board Term Length Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 List Presented by Group of Institutional Investors
Representing 1.53% of Share Capital Management For Voted - For
9 List presented by Shareholders' Agreement Management For Non-Voting
10 Directors' Fees Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 List Presented by Group of Institutional Investors
Representing 1.53% of Share Capital Management N/A Voted - For
13 List Presented by Shareholders' Agreement Management N/A Voted - Abstain
14 Election of Chair of Board of Statutory Auditors Management For Voted - For
15 Statutory Auditors' Fees Management For Voted - For
16 Increase in Auditors' Fees Management For Voted - For
17 Remuneration Policy Management For Voted - Against
18 Remuneration Report Management For Voted - For
19 2022-2024 Long-Term Incentive Plan Management For Voted - For
20 Authority to Repurchase and Reissue Shares Management For Voted - For
21 Authority to Issue Shares to Service the 2022-2024
Long-term Incentive Plan Management For Voted - For
22 Non-Voting Meeting Note N/A N/A Non-Voting
653
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
NUVEI CORPORATION
Security ID: 67079A102 Ticker: NVEI
Meeting Date: 27-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Philip Fayer Management For Voted - For
3 Elect Michael S. Hanley Management For Voted - For
4 Elect David Lewin Management For Voted - Against
5 Elect Daniela A. Mielke Management For Voted - For
6 Elect Pascal Tremblay Management For Voted - For
7 Elect Samir M. Zabaneh Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Amendments to the Articles of Amalgamation Management For Voted - For
10 Amendments to By-laws Management For Voted - For
OPEN LENDING CORPORATION
Security ID: 68373J104 Ticker: LPRO
Meeting Date: 31-May-22 Meeting Type: Annual
1 Elect Adam H. Clammer Management For Voted - For
2 Elect Blair J. Greenberg Management For Voted - For
3 Elect Shubhi Rao Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PAGSEGURO DIGITAL LTD.
Security ID: G68707101 Ticker: PAGS
Meeting Date: 27-May-22 Meeting Type: Annual
1 Elect Luiz Frias Management For Voted - For
2 Elect Maria Judith de Brito Management For Voted - For
3 Elect Eduardo Alcaro Management For Voted - For
4 Elect Noemia Gushiken Management For Voted - Against
5 Elect Cleveland P. Teixeira Management For Voted - For
6 Elect Marcia Nogueira de Mello Management For Voted - For
7 Elect Ricardo Dutra da Silva Management For Voted - For
8 Approval of Consolidated Financial Statements Management For Voted - For
9 Approval of the Long-Term Incentive Plan Management For Voted - For
10 Ratification of Board Acts Management For Voted - For
654
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
PAYMENTUS HOLDINGS, INC.
Security ID: 70439P108 Ticker: PAY
Meeting Date: 03-Jun-22 Meeting Type: Annual
1.1 Elect William D. Ingram Management For Voted - Withheld
1.2 Elect Robert Palumbo Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
PAYONEER GLOBAL INC.
Security ID: 70451X104 Ticker: PAYO
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Avi Zeevi Management For Voted - Withheld
1.2 Elect Scott H. Galit Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Jonathan Christodoro Management For Voted - For
3 Elect John J. Donahoe II Management For Voted - For
4 Elect David W. Dorman Management For Voted - For
5 Elect Belinda J. Johnson Management For Voted - For
6 Elect Enrique Lores Management For Voted - For
7 Elect Gail J. McGovern Management For Voted - For
8 Elect Deborah M. Messemer Management For Voted - For
9 Elect David M. Moffett Management For Voted - For
10 Elect Ann M. Sarnoff Management For Voted - For
11 Elect Daniel H. Schulman Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
PAYSAFE LIMITED
Security ID: G6964L107 Ticker: PSFE
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Bruce Lowthers Management For Voted - For
2 Elect James J. Murren Management For Voted - Against
655
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Jonathan Murphy Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
QIWI PLC
Security ID: 74735M108 Ticker: QIWI
Meeting Date: 16-May-22 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - For
RIOT BLOCKCHAIN, INC.
Security ID: 767292105 Ticker: RIOT
Meeting Date: 19-Oct-21 Meeting Type: Annual
1.1 Elect Benjamin Yi Management For Voted - Withheld
1.2 Elect Jason Les Management For Voted - For
1.3 Elect Hannah Cho Management For Voted - For
1.4 Elect Lance DAmbrosio Management For Voted - For
1.5 Elect Hubert Marleau Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the 2019 Equity Plan Management For Voted - For
SAPIENS INTERNATIONAL CORPORATION N.V.
Security ID: G7T16G103 Ticker: SPNS
Meeting Date: 22-Dec-21 Meeting Type: Annual
1 Elect Guy Bernstein Management For Voted - For
2 Elect Roni Al Dor Management For Voted - For
3 Elect Eyal Ben-Chlouche Management For Voted - For
4 Elect Yacov Elinav Management For Voted - For
5 Elect Uzi Netanel Management For Voted - For
6 Elect Naamit Salomon Management For Voted - Against
7 Accounts and Reports Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
SHIFT4 PAYMENTS, INC.
Security ID: 82452J109 Ticker: FOUR
Meeting Date: 10-Jun-22 Meeting Type: Annual
1.1 Elect Nancy Disman Management For Voted - Withheld
1.2 Elect Sarah Goldsmith-Grover Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to the 2020 Incentive Award Plan Management For Voted - Against
656
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIMCORP
Security ID: K8851Q129 Ticker: SIM
Meeting Date: 13-Sep-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Amendment to the Remuneration Policy Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Remuneration Report Management For Voted - For
9 Elect Peter Schutze Management For Voted - For
10 Elect Morten Hubbe Management For Voted - For
11 Elect Simon Jeffreys Management For Voted - For
12 Elect Susan Standiford Management For Voted - For
13 Elect Adam Warby Management For Voted - For
14 Elect Joan A. Binstock Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 amendment to Remuneration Policy Management For Voted - For
17 Directors' Fees Management For Voted - For
18 Remuneration of the Technology committee in 2022 Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Amendments to Articles Regarding Virtual Meetings Management For Voted - For
21 Amendments to Articles Regarding Share Registrars Management For Voted - For
22 Amendments to Articles Regarding Gender Neutral
Language Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 21-Apr-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
657
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Amendments to Articles (Share Registrar) Management For Voted - For
6 Amendments to Articles (Gender Neutral Langauge) Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
SQUARE, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 03-Nov-21 Meeting Type: Special
1 Stock Issuance for Acquisition of Afterpay Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
SS&C TECHNOLOGIES HOLDINGS, INC.
Security ID: 78467J100 Ticker: SSNC
Meeting Date: 11-May-22 Meeting Type: Annual
1.1 Elect Smita Conjeevaram Management For Voted - For
1.2 Elect Michael E. Daniels Management For Voted - Withheld
1.3 Elect William C. Stone Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
STONECO LTD.
Security ID: G85158106 Ticker: STNE
Meeting Date: 22-Nov-21 Meeting Type: Annual
1 Approval of Financial Statements Management For Voted - For
2 Election of Directors (Slate) Management For Voted - For
SUNLIGHT FINANCIAL HOLDINGS INC.
Security ID: 86738J106 Ticker: SUNL
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Jeanette Gorgas Management For Voted - For
1.2 Elect Kenneth Shea Management For Voted - For
1.3 Elect Joshua Siegel Management For Voted - For
2 Ratification of Auditor Management For Voted - For
658
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
TEMENOS AG
Security ID: H8547Q107 Ticker: TEMN
Meeting Date: 25-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Accounts and Reports Management For Take No Action
4 Allocation of Profits/Dividends Management For Take No Action
5 Ratification of Board and Management Acts Management For Take No Action
6 Board Compensation Management For Take No Action
7 Executive Compensation Management For Take No Action
8 Elect Deborah Forster Management For Take No Action
9 Elect Cecilia Hulten Management For Take No Action
10 Elect Andreas Andreades as Board Chair Management For Take No Action
11 Elect Thibault de Tersant Management For Take No Action
12 Elect Ian Cookson Management For Take No Action
13 Elect Erik Hansen Management For Take No Action
14 Elect Peter Spenser Management For Take No Action
15 Elect Homaira Akbari Management For Take No Action
16 Elect Maurizio Carli Management For Take No Action
17 Elect James Benson Management For Take No Action
18 Elect Homaira Akbari as Compensation Committee
Member Management For Take No Action
19 Elect Peter Spenser as Compensation Committee Member Management For Take No Action
20 Elect Maurizio Carli as Compensation Committee
Member Management For Take No Action
21 Elect James Benson as Compensation Committee Member Management For Take No Action
22 Elect Deborah Forster as Compensation Committee
Member Management For Take No Action
23 Appointment of Independent Proxy Management For Take No Action
24 Appointment of Auditor Management For Take No Action
TOAST, INC.
Security ID: 888787108 Ticker: TOST
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Paul D. Bell Management For Voted - Withheld
2 Elect Christopher P. Comparato Management For Voted - Withheld
3 Elect Hilarie Koplow-McAdams Management For Voted - For
4 Elect David L. Yuan Management For Voted - Withheld
5 Ratification of Auditor Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
659
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
TRITERRAS, INC.
Security ID: G9103H102 Ticker: TRIT
Meeting Date: 05-May-22 Meeting Type: Annual
1 Amendments to Articles Management For Voted - For
2 Elect Srinivas Koneru Management For Voted - For
3 Elect Jayapal Ramasamy Management For Voted - For
4 Elect Kenneth Stratton Management For Voted - Against
5 Ratification of the Appointment and Terms of
Current Directors Management For Voted - Against
6 Appointment of Auditor Management For Voted - For
7 Share Consolidation Management For Voted - For
UPSTART HOLDINGS, INC
Security ID: 91680M107 Ticker: UPST
Meeting Date: 17-May-22 Meeting Type: Annual
1.1 Elect Sukhinder Singh-Cassidy Management For Voted - For
1.2 Elect Paul Gu Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
VERTEX, INC.
Security ID: 92538J106 Ticker: VERX
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect J. Richard Stamm Management For Voted - For
1.2 Elect Phillip Saunders Management For Voted - For
2 Ratification of Auditor Management For Voted - For
VIRTU FINANCIAL, INC.
Security ID: 928254101 Ticker: VIRT
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect William F. Cruger, Jr. Management For Voted - For
1.2 Elect Christopher C. Quick Management For Voted - Withheld
1.3 Elect Vincent Viola Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Amendment to the 2015 Management Incentive Plan Management For Voted - For
660
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
WEALTHNAVI INC
Security ID: J9504M103 Ticker: 7342
Meeting Date: 24-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Kazuhisa Shibayama Management For Voted - For
4 Elect Gaku Hirose Management For Voted - For
5 Elect Sumito Togo Management For Voted - For
6 Elect Maki Ogawa Management For Voted - For
7 Elect Akira Enomoto Management For Voted - For
8 Elect Eriko Matsuno Management For Voted - For
9 Elect Sachihiko Fujimoto Management For Voted - For
10 Non-Audit Committee Directors' Fees Management For Voted - For
11 Audit Committee Directors' Fees Management For Voted - For
12 Amendment to Restricted Stock Plan Management For Voted - For
XERO LIMITED
Security ID: Q98665104 Ticker: XRO
Meeting Date: 12-Aug-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authorise Board to Set Auditor's Fees Management For Voted - For
3 Re-elect Dale Murray Management For Voted - For
4 Elect Steven Aldrich Management For Voted - For
5 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
YEAHKA LIMITED
Security ID: G9835C108 Ticker: 9923
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect Benson TAM Bing Chung Management For Voted - For
4 Elect YAO Wei Management For Voted - Against
5 Elect YANG Tao Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
11 Amendments to Articles Management For Voted - For
661
--------------------------------------------------------------------------------------------------
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZIP CO LIMITED
Security ID: Q9899L134 Ticker: Z1P
Meeting Date: 04-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Diane L. Smith-Gander Management For Voted - For
4 Re-elect John Batistich Management For Voted - For
5 Issue Shares as the Upfront Consideration Management For Voted - For
6 Issue Shares as the Holdback Consideration Management For Voted - For
7 Ratify Issue of Convertible Notes Management For Voted - For
8 Ratify Placement of Shares Management For Voted - For
9 Renew Employee Incentive Plan Management N/A Voted - For
10 Approve Potential Termination Benefits Management N/A Voted - For
11 Equity Grant (MD/CEO Larry Diamond) Management For Voted - For
12 Equity Grant (COO Peter Gray) Management For Voted - For
13 Equity Grant (MD/CEO Larry Diamond) Management For Voted - For
14 Equity Grant (COO Peter Gray) Management For Voted - For
15 Equity Grant (MD/CEO Larry Diamond) Management For Voted - For
16 Equity Grant (COO Peter Gray) Management For Voted - For
17 Approve Increase in NEDs' fee cap Management N/A Voted - For
662
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
AFFIRM HOLDINGS, INC.
Security ID: 00827B106 Ticker: AFRM
Meeting Date: 03-Dec-21 Meeting Type: Annual
1.1 Elect Libor Michalek Management For Voted - For
1.2 Elect Jacqueline Reses Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AIRBNB, INC.
Security ID: 009066101 Ticker: ABNB
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Amrita Ahuja Management For Voted - For
2 Elect Joseph Gebbia Management For Voted - For
3 Elect Jeffrey Jordan Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
AKAMAI TECHNOLOGIES, INC.
Security ID: 00971T101 Ticker: AKAM
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Marianne C. Brown Management For Voted - For
3 Elect Monte E. Ford Management For Voted - For
4 Elect Daniel R. Hesse Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect F. Thomson Leighton Management For Voted - For
7 Elect Jonathan F. Miller Management For Voted - For
8 Elect Madhu Ranganathan Management For Voted - For
9 Elect Bernardus Verwaayen Management For Voted - For
10 Elect William R. Wagner Management For Voted - For
11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
AMERICAN CAMPUS COMMUNITIES, INC.
Security ID: 024835100 Ticker: ACC
Meeting Date: 24-May-22 Meeting Type: Annual
1 Elect William C. Bayless, Jr. Management For Voted - For
663
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Herman E. Bulls Management For Voted - For
3 Elect G. Steven Dawson Management For Voted - For
4 Elect Cydney C. Donnell Management For Voted - For
5 Elect Mary Egan Management For Voted - For
6 Elect Alison M. Hill Management For Voted - For
7 Elect Craig A. Leupold Management For Voted - For
8 Elect Oliver Luck Management For Voted - For
9 Elect C. Patrick Oles Jr. Management For Voted - For
10 Elect John T. Rippel Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
AMERICAN HOMES 4 RENT
Security ID: 02665T306 Ticker: AMH
Meeting Date: 03-May-22 Meeting Type: Annual
1 Elect Kenneth M. Woolley Management For Voted - For
2 Elect David P. Singelyn Management For Voted - For
3 Elect Douglas N. Benham Management For Voted - For
4 Elect John Corrigan Management For Voted - For
5 Elect David Goldberg Management For Voted - For
6 Elect Tamara Hughes Gustavson Management For Voted - For
7 Elect Matthew J. Hart Management For Voted - For
8 Elect Michelle C. Kerrick Management For Voted - For
9 Elect James H. Kropp Management For Voted - For
10 Elect Lynn C. Swann Management For Voted - For
11 Elect Winifred Webb Management For Voted - For
12 Elect Jay Willoughby Management For Voted - For
13 Elect Matthew R. Zaist Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
APARTMENT INCOME REIT CORP.
Security ID: 03750L109 Ticker: AIRC
Meeting Date: 07-Dec-21 Meeting Type: Annual
1 Elect Thomas N. Bohjalian Management For Voted - For
2 Elect Kristin Finney-Cooke Management For Voted - For
3 Elect Margarita Palau-Hernandez Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
664
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
APOLLO GLOBAL MANAGEMENT, INC.
Security ID: 03768E105 Ticker: APO
Meeting Date: 01-Oct-21 Meeting Type: Annual
1.1 Elect Walter Clayton Management For Voted - For
1.2 Elect Michael E. Ducey Management For Voted - For
1.3 Elect Richard P. Emerson Management For Voted - For
1.4 Elect Joshua J. Harris Management For Voted - For
1.5 Elect Kerry Murphy Healey Management For Voted - For
1.6 Elect Pamela J. Joyner Management For Voted - For
1.7 Elect Scott M. Kleinman Management For Voted - For
1.8 Elect Alvin B. Krongard Management For Voted - For
1.9 Elect Pauline D.E. Richards Management For Voted - Withheld
1.10 Elect Marc Rowan Management For Voted - For
1.11 Elect David Simon Management For Voted - Withheld
1.12 Elect James C. Zelter Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
Meeting Date: 17-Dec-21 Meeting Type: Special
1 Merger with Athene Management For Voted - For
2 Charter Amendments Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
ARES MANAGEMENT CORPORATION
Security ID: 03990B101 Ticker: ARES
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Michael J. Arougheti Management For Voted - For
2 Elect Antoinette C. Bush Management For Voted - Against
3 Elect Paul G. Joubert Management For Voted - For
4 Elect R. Kipp deVeer Management For Voted - For
5 Elect David B. Kaplan Management For Voted - For
6 Elect Michael Mark Lynton Management For Voted - For
7 Elect Judy Olian Management For Voted - For
8 Elect Antony P. Ressler Management For Voted - Against
9 Elect Bennett Rosenthal Management For Voted - For
10 Elect Eileen Naughton Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
ATHENE HOLDING LTD.
Security ID: G0684D107 Ticker: ATH
Meeting Date: 31-Aug-21 Meeting Type: Annual
1 Elect Marc A. Beilinson Management For Voted - For
665
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Robert L. Borden Management For Voted - For
3 Elect Mitra Hormozi Management For Voted - For
4 Elect H. Carl McCall Management For Voted - For
5 Elect Manfred Puffer Management For Voted - For
6 Elect Lynn C. Swann Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Authority to Set Auditor's Fees Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 21-Dec-21 Meeting Type: Special
1 Merger with Apollo Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
AVALARA, INC.
Security ID: 05338G106 Ticker: AVLR
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Edward A. Gilhuly Management For Voted - For
1.2 Elect Scott McFarlane Management For Voted - For
1.3 Elect Tami L. Reller Management For Voted - For
1.4 Elect Srinivas Tallapragada Management For Voted - For
1.5 Elect Bruce Crawford Management For Voted - For
1.6 Elect Marcela Martin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
AXON ENTERPRISE, INC.
Security ID: 05464C101 Ticker: AXON
Meeting Date: 20-May-22 Meeting Type: Annual
1 Repeal of Classified Board Management For Voted - For
2 Elect Adriane M. Brown Management For Voted - For
3 Elect Michael Garnreiter Management For Voted - For
4 Elect Hadi Partovi Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Approval of the 2022 Stock Incentive Plan Management For Voted - Against
BEYOND MEAT, INC.
Security ID: 08862E109 Ticker: BYND
Meeting Date: 24-May-22 Meeting Type: Annual
1.1 Elect Ethan Brown Management For Voted - For
1.2 Elect Colleen E. Jay Management For Voted - For
666
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Raymond J. Lane Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
BLACKROCK, INC.
Security ID: 09247X101 Ticker: BLK
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Bader M. Alsaad Management For Voted - For
2 Elect Pamela Daley Management For Voted - For
3 Elect Laurence D. Fink Management For Voted - For
4 Elect Beth E. Ford Management For Voted - For
5 Elect William E. Ford Management For Voted - For
6 Elect Fabrizio Freda Management For Voted - For
7 Elect Murry S. Gerber Management For Voted - For
8 Elect Margaret L. Johnson Management For Voted - For
9 Elect Robert S. Kapito Management For Voted - For
10 Elect Cheryl D. Mills Management For Voted - For
11 Elect Gordon M. Nixon Management For Voted - For
12 Elect Kristin C. Peck Management For Voted - For
13 Elect Charles H. Robbins Management For Voted - For
14 Elect Marco Antonio Slim Domit Management For Voted - For
15 Elect Hans E. Vestberg Management For Voted - For
16 Elect Susan L. Wagner Management For Voted - For
17 Elect Mark Wilson Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
19 Ratification of Auditor Management For Voted - For
20 Shareholder Proposal Regarding Adopting Asset
Management Practices Shareholder Against Voted - Against
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Jack Dorsey Management For Voted - For
1.2 Elect Paul Deighton Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
BRIDGEBIO PHARMA, INC.
Security ID: 10806X102 Ticker: BBIO
Meeting Date: 15-Dec-21 Meeting Type: Special
1 Approval of Equity Awards to Company Directors Management For Voted - Against
667
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Approval of Amended and Restated Director
Compensation Policy Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - Against
Meeting Date: 22-Jun-22 Meeting Type: Annual
1.1 Elect Neil Kumar Management For Voted - For
1.2 Elect Charles J. Homcy Management For Voted - For
1.3 Elect Douglas A. Dachille Management For Voted - For
1.4 Elect Ronald J. Daniels Management For Voted - For
1.5 Elect Andrew Lo Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
CAMDEN PROPERTY TRUST
Security ID: 133131102 Ticker: CPT
Meeting Date: 12-May-22 Meeting Type: Annual
1.1 Elect Richard J. Campo Management For Voted - For
1.2 Elect Javier E. Benito Management For Voted - For
1.3 Elect Heather J. Brunner Management For Voted - For
1.4 Elect Mark D. Gibson Management For Voted - For
1.5 Elect Scott S. Ingraham Management For Voted - For
1.6 Elect Renu Khator Management For Voted - For
1.7 Elect D. Keith Oden Management For Voted - For
1.8 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For
1.9 Elect Steven A. Webster Management For Voted - For
1.10 Elect Kelvin R. Westbrook Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
CAPITAL ONE FINANCIAL CORPORATION
Security ID: 14040H105 Ticker: COF
Meeting Date: 05-May-22 Meeting Type: Annual
1 Elect Richard D. Fairbank Management For Voted - For
2 Elect Ime Archibong Management For Voted - For
3 Elect Christine R. Detrick Management For Voted - For
4 Elect Ann Fritz Hackett Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect Eli Leenaars Management For Voted - For
7 Elect Francois Locoh-Donou Management For Voted - For
8 Elect Peter E. Raskind Management For Voted - For
9 Elect Eileen Serra Management For Voted - For
10 Elect Mayo A. Shattuck III Management For Voted - For
11 Elect Bradford H. Warner Management For Voted - For
12 Elect Catherine G. West Management For Voted - For
668
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Craig Anthony Williams Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
CARVANA CO.
Security ID: 146869102 Ticker: CVNA
Meeting Date: 02-May-22 Meeting Type: Annual
1 Elect J. Danforth Quayle Management For Voted - For
2 Elect Gregory Sullivan Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
CONTEXTLOGIC INC.
Security ID: 21077C107 Ticker: WISH
Meeting Date: 07-Jun-22 Meeting Type: Annual
1.1 Elect Piotr Szulczewski Management For Voted - For
1.2 Elect Julie M.B. Bradley Management For Voted - For
1.3 Elect Tanzeen Syed Management For Voted - For
1.4 Elect Vijay Talwar Management For Voted - For
1.5 Elect Stephanie Tilenius Management For Voted - For
1.6 Elect Hans Tung Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
COSTAR GROUP, INC.
Security ID: 22160N109 Ticker: CSGP
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Michael R. Klein Management For Voted - For
2 Elect Andrew C. Florance Management For Voted - For
3 Elect Laura Cox Kaplan Management For Voted - For
4 Elect Michael J. Glosserman Management For Voted - For
5 Elect John W. Hill Management For Voted - For
6 Elect Robert W. Musslewhite Management For Voted - For
7 Elect Christopher J. Nassetta Management For Voted - For
8 Elect Louise S. Sams Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
669
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
DELL TECHNOLOGIES INC.
Security ID: 24703L202 Ticker: DELL
Meeting Date: 27-Jun-22 Meeting Type: Annual
1.1 Elect Michael Dell Management For Voted - Withheld
1.2 Elect David W. Dorman Management For Voted - For
1.3 Elect Egon P. Durban Management For Voted - Withheld
1.4 Elect David J. Grain Management For Voted - For
1.5 Elect William D. Green Management For Voted - For
1.6 Elect Simon Patterson Management For Voted - For
1.7 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.8 Elect Ellen J. Kullman Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amended and Restated Certificate of Incorporation Management For Voted - Against
DENALI THERAPEUTICS INC
Security ID: 24823R105 Ticker: DNLI
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect Vicki L. Sato Management For Voted - For
1.2 Elect Erik Harris Management For Voted - For
1.3 Elect Peter S. Klein Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
DOORDASH, INC.
Security ID: 25809K105 Ticker: DASH
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Elect L. John Doerr Management For Voted - Against
2 Elect Andy Fang Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
DRAFTKINGS INC.
Security ID: 26142R104 Ticker: DKNG
Meeting Date: 19-Apr-22 Meeting Type: Annual
1.1 Elect Jason D. Robins Management For Voted - For
1.2 Elect Harry E. Sloan Management For Voted - Withheld
1.3 Elect Matthew Kalish Management For Voted - For
1.4 Elect Paul Liberman Management For Voted - For
1.5 Elect Woodrow H. Levin Management For Voted - For
670
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.6 Elect Shalom Meckenzie Management For Voted - For
1.7 Elect Jocelyn Moore Management For Voted - For
1.8 Elect Ryan R. Moore Management For Voted - For
1.9 Elect Valerie A. Mosley Management For Voted - For
1.10 Elect Steven J. Murray Management For Voted - For
1.11 Elect Marni M. Walden Management For Voted - For
1.12 Elect Tilman J. Fertitta Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
DROPBOX, INC.
Security ID: 26210C104 Ticker: DBX
Meeting Date: 19-May-22 Meeting Type: Annual
1.1 Elect Andrew W. Houston Management For Voted - For
1.2 Elect Donald W. Blair Management For Voted - For
1.3 Elect Lisa Campbell Management For Voted - For
1.4 Elect Paul E. Jacobs Management For Voted - Withheld
1.5 Elect Sara Mathew Management For Voted - For
1.6 Elect Abhay Parasnis Management For Voted - For
1.7 Elect Karen Peacock Management For Voted - For
1.8 Elect Michael Seibel Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ELASTIC N.V.
Security ID: N14506104 Ticker: ESTC
Meeting Date: 01-Oct-21 Meeting Type: Annual
1 Elect Shay Banon Management For Voted - For
2 Elect Shelley B. Leibowitz Management For Voted - For
3 Adoption of Dutch Statutory Annual Accounts for 2021 Management For Voted - For
4 Discharge from Liability for Executive Director Management For Voted - For
5 Discharge from Liability for Non-Executive Directors Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Authority to Repurchase Shares Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
Meeting Date: 09-Mar-22 Meeting Type: Special
1 Elect Ashutosh Kulkarni Management For Voted - For
671
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
EPAM SYSTEMS, INC.
Security ID: 29414B104 Ticker: EPAM
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Richard M. Mayoras Management For Voted - For
2 Elect Karl Robb Management For Voted - For
3 Elect Helen Shan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Approval of the 2022 Non-Employee Directors
Compensation Plan Management For Voted - For
ESSENT GROUP LTD.
Security ID: G3198U102 Ticker: ESNT
Meeting Date: 04-May-22 Meeting Type: Annual
1.1 Elect Robert Glanville Management For Voted - For
1.2 Elect Angela L. Heise Management For Voted - For
1.3 Elect Allan Levine Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
EURONET WORLDWIDE, INC.
Security ID: 298736109 Ticker: EEFT
Meeting Date: 18-May-22 Meeting Type: Annual
1.1 Elect Michael J. Brown Management For Voted - For
1.2 Elect Andrew B. Schmitt Management For Voted - Withheld
1.3 Elect M. Jeannine Strandjord Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
FEDEX CORPORATION
Security ID: 31428X106 Ticker: FDX
Meeting Date: 27-Sep-21 Meeting Type: Annual
1 Elect Marvin R. Ellison Management For Voted - For
2 Elect Susan Patricia Griffith Management For Voted - For
3 Elect Kimberly A. Jabal Management For Voted - For
4 Elect Shirley Ann Jackson Management For Voted - For
5 Elect R. Brad Martin Management For Voted - For
6 Elect Joshua Cooper Ramo Management For Voted - For
7 Elect Susan C. Schwab Management For Voted - For
672
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Frederick W. Smith Management For Voted - For
9 Elect David P. Steiner Management For Voted - For
10 Elect Rajesh Subramaniam Management For Voted - For
11 Elect Paul S. Walsh Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
15 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
FIRST REPUBLIC BANK
Security ID: 33616C100 Ticker: FRC
Meeting Date: 17-May-22 Meeting Type: Annual
1 Elect James H. Herbert, II Management For Voted - For
2 Elect Katherine August-deWilde Management For Voted - For
3 Elect Frank J. Fahrenkopf, Jr. Management For Voted - For
4 Elect Boris Groysberg Management For Voted - For
5 Elect Sandra R. Hernandez Management For Voted - For
6 Elect Pamela J. Joyner Management For Voted - For
7 Elect Shilla Kim-Parker Management For Voted - For
8 Elect Reynold Levy Management For Voted - For
9 Elect George G. C. Parker Management For Voted - For
10 Elect Michael J. Roffler Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to the 2017 Omnibus Award Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
FORTINET, INC.
Security ID: 34959E109 Ticker: FTNT
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 Elect Ken Xie Management For Voted - For
2 Elect Michael Xie Management For Voted - For
3 Elect Kenneth A. Goldman Management For Voted - For
4 Elect Ming Hsieh Management For Voted - For
5 Elect Jean Hu Management For Voted - For
6 Elect William H. Neukom Management For Voted - For
7 Elect Judith Sim Management For Voted - For
8 Elect James G. Stavridis Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
673
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Stock Split Management For Voted - For
12 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For
GUARDANT HEALTH, INC.
Security ID: 40131M109 Ticker: GH
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Elect Vijaya Gadde Management For Voted - For
2 Elect Myrtle S. Potter Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
HEALTHCARE TRUST OF AMERICA, INC.
Security ID: 42225P501 Ticker: HTA
Meeting Date: 07-Jul-21 Meeting Type: Annual
1 Elect Scott D. Peters Management For Voted - For
2 Elect W. Bradley Blair, II Management For Voted - For
3 Elect Vicki U. Booth Management For Voted - For
4 Elect H. Lee Cooper Management For Voted - For
5 Elect Warren D. Fix Management For Voted - For
6 Elect Peter N. Foss Management For Voted - For
7 Elect Jay P. Leupp Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Amendment to the 2006 Incentive Plan Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
Security ID: 45866F104 Ticker: ICE
Meeting Date: 13-May-22 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Shantella E. Cooper Management For Voted - For
3 Elect Duriya M. Farooqui Management For Voted - For
4 Elect Lord Hague of Richmond Management For Voted - For
5 Elect Mark F. Mulhern Management For Voted - For
6 Elect Thomas E. Noonan Management For Voted - For
7 Elect Caroline L. Silver Management For Voted - For
8 Elect Jeffrey C. Sprecher Management For Voted - For
9 Elect Judith A. Sprieser Management For Voted - For
10 Elect Martha A. Tirinnanzi Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Approval of the 2022 Omnibus Employee Incentive Plan Management For Voted - For
13 Approval of the 2022 Omnibus Non-Employee Director
Incentive Plan Management For Voted - For
14 Elimination of Supermajority Requirements Management For Voted - For
674
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Reduce Ownership Threshold for Shareholders to Call
Special Meetings Management For Voted - Against
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
INVITAE CORPORATION
Security ID: 46185L103 Ticker: NVTA
Meeting Date: 06-Jun-22 Meeting Type: Annual
1 Elect Eric Aguiar Management For Voted - For
2 Elect Sean E. George Management For Voted - For
3 Increase in Authorized Common Stock Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Board
Declassification Shareholder Against Voted - For
INVITATION HOMES INC.
Security ID: 46187W107 Ticker: INVH
Meeting Date: 17-May-22 Meeting Type: Annual
1.1 Elect Michael D. Fascitelli Management For Voted - For
1.2 Elect Dallas B. Tanner Management For Voted - For
1.3 Elect Jana Cohen Barbe Management For Voted - For
1.4 Elect Richard D. Bronson Management For Voted - For
1.5 Elect Jeffrey E. Kelter Management For Voted - For
1.6 Elect Joseph D. Margolis Management For Voted - For
1.7 Elect John B. Rhea Management For Voted - For
1.8 Elect J. Heidi Roizen Management For Voted - For
1.9 Elect Janice L. Sears Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
IONIS PHARMACEUTICALS, INC.
Security ID: 462222100 Ticker: IONS
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect Allene M. Diaz Management For Voted - For
1.2 Elect Michael Hayden Management For Voted - For
1.3 Elect Joseph Klein, III Management For Voted - For
1.4 Elect Joseph Loscalzo Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
675
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY
Security ID: G50871105 Ticker: JAZZ
Meeting Date: 29-Jul-21 Meeting Type: Annual
1 Elect Peter Gray Management For Voted - For
2 Elect Kenneth W. O'Keefe Management For Voted - For
3 Elect Mark D. Smith Management For Voted - For
4 Elect Catherine Angell Sohn Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 23-Sep-21 Meeting Type: Special
1 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
LHC GROUP, INC.
Security ID: 50187A107 Ticker: LHCG
Meeting Date: 21-Jun-22 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
LYFT, INC.
Security ID: 55087P104 Ticker: LYFT
Meeting Date: 16-Jun-22 Meeting Type: Annual
1.1 Elect Sean Aggarwal Management For Voted - For
1.2 Elect Ariel Cohen Management For Voted - For
1.3 Elect Mary Agnes Wilderotter Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
MARKETAXESS HOLDINGS INC.
Security ID: 57060D108 Ticker: MKTX
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Richard M. McVey Management For Voted - For
2 Elect Nancy A. Altobello Management For Voted - For
676
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Steven Begleiter Management For Voted - For
4 Elect Stephen P. Casper Management For Voted - For
5 Elect Jane P. Chwick Management For Voted - For
6 Elect Christopher R. Concannon Management For Voted - For
7 Elect William F. Cruger, Jr. Management For Voted - For
8 Elect Kourtney Gibson Management For Voted - For
9 Elect Justin G. Gmelich Management For Voted - For
10 Elect Richard G. Ketchum Management For Voted - For
11 Elect Xiaojia Charles Li Management For Voted - For
12 Elect Emily H. Portney Management For Voted - For
13 Elect Richard L. Prager Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For
MASIMO CORPORATION
Security ID: 574795100 Ticker: MASI
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Adam Mikkelson Management For Voted - For
2 Elect Craig Reynolds Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
MEDICAL PROPERTIES TRUST, INC.
Security ID: 58463J304 Ticker: MPW
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Edward K. Aldag, Jr. Management For Voted - For
2 Elect G. Steven Dawson Management For Voted - For
3 Elect R. Steven Hamner Management For Voted - Against
4 Elect Caterina A. Mozingo Management For Voted - For
5 Elect Emily W. Murphy Management For Voted - For
6 Elect Elizabeth N. Pitman Management For Voted - For
7 Elect D. Paul Sparks, Jr. Management For Voted - For
8 Elect Michael G. Stewart Management For Voted - For
9 Elect C. Reynolds Thompson, III Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the 2019 Equity Incentive Plan Management For Voted - For
MEDPACE HOLDINGS, INC.
Security ID: 58506Q109 Ticker: MEDP
Meeting Date: 20-May-22 Meeting Type: Annual
1.1 Elect August J. Troendle Management For Voted - For
677
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Ashley M. Keating Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: FB
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Tracey T. Travis Management For Voted - For
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
7 Shareholder Proposal Regarding Report on Business
Practices and Financial Returns Shareholder Against Voted - Against
8 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Report and Advisory
Vote on Metaverse Project Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
11 Shareholder Proposal Regarding Report on Online
Child Exploitation Shareholder Against Voted - For
12 Shareholder Proposal Regarding Non-discrimination
Audit Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
14 Shareholder Proposal Regarding Assessment of Audit
& Risk Oversight Committee Shareholder Against Voted - For
15 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
MONOLITHIC POWER SYSTEMS, INC.
Security ID: 609839105 Ticker: MPWR
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Elect Michael R. Hsing Management For Voted - For
2 Elect Herbert Chang Management For Voted - Withheld
3 Elect Carintia Martinez Management For Voted - For
4 Ratification of Auditor Management For Voted - For
678
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Advisory Vote on Executive Compensation Management For Voted - Against
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Timothy M. Haley Management For Voted - Withheld
2 Elect Leslie J. Kilgore Management For Voted - For
3 Elect Strive T. Masiyiwa Management For Voted - For
4 Elect Ann Mather Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Elimination of Supermajority Requirement Management For Voted - For
7 Restoration of Right to Call a Special Meeting Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
NEUROCRINE BIOSCIENCES, INC.
Security ID: 64125C109 Ticker: NBIX
Meeting Date: 18-May-22 Meeting Type: Annual
1.1 Elect Richard F. Pops Management For Voted - For
1.2 Elect Shalini Sharp Management For Voted - For
1.3 Elect Stephen A. Sherwin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
4 Amendment to the 2018 Employee Stock Purchase Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
NEW FORTRESS ENERGY INC.
Security ID: 644393100 Ticker: NFE
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Desmond Catterall Management For Voted - Withheld
1.2 Elect Wesley R. Edens Management For Voted - Withheld
1.3 Elect Randal A. Nardone Management For Voted - For
2 Ratification of Auditor Management For Voted - For
NEXSTAR MEDIA GROUP, INC.
Security ID: 65336K103 Ticker: NXST
Meeting Date: 13-Jun-22 Meeting Type: Annual
1 Elect Bernadette S. Aulestia Management For Voted - For
679
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Dennis J. FitzSimons Management For Voted - For
3 Elect C. Thomas McMillen Management For Voted - Against
4 Elect Lisbeth McNabb Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Elimination of Class B Common Stock and Class C
Common Stock Management For Voted - For
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Increase in Authorized Common Stock Management For Voted - For
17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
OAK STREET HEALTH, INC.
Security ID: 67181A107 Ticker: OSH
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Elect Mohit Kaushal Management For Voted - Withheld
2 Elect Kim Keck Management For Voted - For
3 Elect Paul B. Kusserow Management For Voted - Withheld
4 Elect Griffin Myers Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
OKTA, INC.
Security ID: 679295105 Ticker: OKTA
Meeting Date: 21-Jun-22 Meeting Type: Annual
1.1 Elect Jeffrey E. Epstein Management For Voted - For
680
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect J. Frederic Kerrest Management For Voted - For
1.3 Elect Rebecca Saeger Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
PALANTIR TECHNOLOGIES INC.
Security ID: 69608A108 Ticker: PLTR
Meeting Date: 07-Jun-22 Meeting Type: Annual
1.1 Elect Alexander C. Karp Management For Voted - For
1.2 Elect Stephen Cohen Management For Voted - For
1.3 Elect Peter A. Thiel Management For Voted - For
1.4 Elect Alexander Moore Management For Voted - Withheld
1.5 Elect Alexandra Schiff Management For Voted - Withheld
1.6 Elect Lauren Friedman Stat Management For Voted - For
1.7 Elect Eric Woersching Management For Voted - For
2 Ratification of Auditor Management For Voted - For
PAYCOM SOFTWARE, INC.
Security ID: 70432V102 Ticker: PAYC
Meeting Date: 02-May-22 Meeting Type: Annual
1 Elect Jason D. Clark Management For Voted - Withheld
2 Elect Henry C. Duques Management For Voted - For
3 Elect Chad Richison Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PEGASYSTEMS INC.
Security ID: 705573103 Ticker: PEGA
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Elect Alan Trefler Management For Voted - For
2 Elect Peter Gyenes Management For Voted - For
3 Elect Richard H. Jones Management For Voted - For
4 Elect Christopher Lafond Management For Voted - For
5 Elect Dianne Ledingham Management For Voted - For
6 Elect Sharon Rowlands Management For Voted - For
7 Elect Lawrence Weber Management For Voted - Against
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
681
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
PELOTON INTERACTIVE, INC.
Security ID: 70614W100 Ticker: PTON
Meeting Date: 07-Dec-21 Meeting Type: Annual
1.1 Elect Jon Callaghan Management For Voted - For
1.2 Elect Jay Hoag Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
PENUMBRA, INC.
Security ID: 70975L107 Ticker: PEN
Meeting Date: 01-Jun-22 Meeting Type: Annual
1.1 Elect Don Kassing Management For Voted - For
1.2 Elect Thomas C. Wilder, III Management For Voted - For
1.3 Elect Janet Leeds Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PINNACLE FINANCIAL PARTNERS, INC.
Security ID: 72346Q104 Ticker: PNFP
Meeting Date: 19-Apr-22 Meeting Type: Annual
1 Elect Abney S. Boxley, III Management For Voted - For
2 Elect Charles E. Brock Management For Voted - For
3 Elect Renda J. Burkhart Management For Voted - For
4 Elect Gregory L. Burns Management For Voted - For
5 Elect Richard D. Callicutt II Management For Voted - For
6 Elect Marty G. Dickens Management For Voted - For
7 Elect Thomas C. Farnsworth, III Management For Voted - For
8 Elect Joseph C. Galante Management For Voted - For
9 Elect Glenda B. Glover Management For Voted - For
10 Elect David B. Ingram Management For Voted - For
11 Elect Decosta E. Jenkins Management For Voted - For
12 Elect Robert A. McCabe, Jr. Management For Voted - For
13 Elect Reese L. Smith, III Management For Voted - For
14 Elect G. Kennedy Thompson Management For Voted - For
15 Elect M. Terry Turner Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
682
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
PINTEREST, INC.
Security ID: 72352L106 Ticker: PINS
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Leslie J. Kilgore Management For Voted - For
2 Elect Benjamin Sibermann Management For Voted - For
3 Elect Salaam Coleman Smith Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
PIONEER NATURAL RESOURCES COMPANY
Security ID: 723787107 Ticker: PXD
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect A.R. Alameddine Management For Voted - For
2 Elect Lori G. Billingsley Management For Voted - For
3 Elect Edison C. Buchanan Management For Voted - For
4 Elect Maria S. Jelescu Dreyfus Management For Voted - For
5 Elect Matthew Gallagher Management For Voted - For
6 Elect Phillip A. Gobe Management For Voted - For
7 Elect Stacy P. Methvin Management For Voted - For
8 Elect Royce W. Mitchell Management For Voted - For
9 Elect Frank A. Risch Management For Voted - For
10 Elect Scott D. Sheffield Management For Voted - For
11 Elect J. Kenneth Thompson Management For Voted - For
12 Elect Phoebe A. Wood Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
PROLOGIS, INC.
Security ID: 74340W103 Ticker: PLD
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Hamid R. Moghadam Management For Voted - For
2 Elect Cristina G. Bita Management For Voted - For
3 Elect George L. Fotiades Management For Voted - For
4 Elect Lydia H. Kennard Management For Voted - For
5 Elect Irving F. Lyons, III Management For Voted - For
6 Elect Avid Modjtabai Management For Voted - For
7 Elect David P. O'Connor Management For Voted - For
8 Elect Olivier Piani Management For Voted - For
9 Elect Jeffrey L. Skelton Management For Voted - For
10 Elect Carl B. Webb Management For Voted - For
11 Elect William D. Zollars Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
683
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Ratification of Auditor Management For Voted - For
QUANTUMSCAPE CORPORATION
Security ID: 74767V109 Ticker: QS
Meeting Date: 15-Dec-21 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
1.4 Elect L. John Doerr Management For Voted - Withheld
1.5 Elect Jurgen Leohold Management For Voted - For
1.6 Elect Justin E. Mirro Management For Voted - For
1.7 Elect Fritz Prinz Management For Voted - For
1.8 Elect Dipender Saluja Management For Voted - For
1.9 Elect J.B. Straubel Management For Voted - For
1.10 Elect Jens Wiese Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Approval of the Extraordinary Performance Award
Program Management For Voted - Against
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107 Ticker: REGN
Meeting Date: 10-Jun-22 Meeting Type: Annual
1 Elect Bonnie L. Bassler Management For Voted - For
2 Elect Michael S. Brown Management For Voted - Against
3 Elect Leonard S. Schleifer Management For Voted - For
4 Elect George D. Yancopoulos Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
ROBLOX CORPORATION
Security ID: 771049103 Ticker: RBLX
Meeting Date: 26-May-22 Meeting Type: Annual
1.1 Elect Christopher Carvalho Management For Voted - Withheld
1.2 Elect Gina Mastantuono Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
684
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
ROKU, INC.
Security ID: 77543R102 Ticker: ROKU
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Gina A. Luna Management For Voted - For
2 Elect Ray Rothrock Management For Voted - Withheld
3 Elect Jeffrey Hastings Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
ROYALTY PHARMA PLC
Security ID: G7709Q104 Ticker: RPRX
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Elect Pablo Legorreta Management For Voted - For
2 Elect Henry A. Fernandez Management For Voted - For
3 Elect Bonnie L. Bassler Management For Voted - For
4 Elect Errol B. De Souza Management For Voted - Against
5 Elect Catherine Engelbert Management For Voted - For
6 Elect Mario G. Giuliani Management For Voted - For
7 Elect David C. Hodgson Management For Voted - For
8 Elect Ted W. Love Management For Voted - Against
9 Elect Gregory Norden Management For Voted - For
10 Elect Rory B. Riggs Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Accounts and Reports Management For Voted - For
14 Remuneration Report Management For Voted - Against
15 Reappointment of Auditor Management For Voted - For
16 Authorize Statutory Auditor's Remuneration Management For Voted - For
17 Approve Share Repurchase Contracts and
Counterparties Management For Voted - For
SALESFORCE, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Marc R. Benioff Management For Voted - For
2 Elect Bret Taylor Management For Voted - For
3 Elect Laura Alber Management For Voted - For
4 Elect Craig A. Conway Management For Voted - For
5 Elect Parker Harris Management For Voted - For
6 Elect Alan G. Hassenfeld Management For Voted - For
7 Elect Neelie Kroes Management For Voted - For
8 Elect Oscar Munoz Management For Voted - For
9 Elect Sanford R. Robertson Management For Voted - For
685
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect John V. Roos Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Elect Maynard G. Webb Management For Voted - For
13 Elect Susan D. Wojcicki Management For Voted - For
14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
15 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - Against
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
SEAGEN INC.
Security ID: 81181C104 Ticker: SGEN
Meeting Date: 13-May-22 Meeting Type: Annual
1 Elect Ted W. Love Management For Voted - Against
2 Elect Daniel G. Welch Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
SEI INVESTMENTS COMPANY
Security ID: 784117103 Ticker: SEIC
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Alfred P. West, Jr. Management For Voted - For
2 Elect William M. Doran Management For Voted - Against
3 Elect Jonathan Brassington Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
SIGNATURE BANK
Security ID: 82669G104 Ticker: SBNY
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Elect Derrick D. Cephas Management For Voted - For
2 Elect Judith A. Huntington Management For Voted - For
3 Elect Eric R. Howell Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Authority to Repurchase Shares Management For Voted - For
7 Repeal of Classified Board Management For Voted - For
686
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
SKECHERS U.S.A., INC.
Security ID: 830566105 Ticker: SKX
Meeting Date: 26-May-22 Meeting Type: Annual
1.1 Elect Michael Greenberg Management For Voted - For
1.2 Elect David Weinberg Management For Voted - For
1.3 Elect Zulema Garcia Management For Voted - For
2 Shareholder Proposal Regarding Report on GHG
Targets and Alignment with Paris Agreement Shareholder Against Voted - For
SQUARE, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 03-Nov-21 Meeting Type: Special
1 Stock Issuance for Acquisition of Afterpay Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
SS&C TECHNOLOGIES HOLDINGS, INC.
Security ID: 78467J100 Ticker: SSNC
Meeting Date: 11-May-22 Meeting Type: Annual
1.1 Elect Smita Conjeevaram Management For Voted - For
1.2 Elect Michael E. Daniels Management For Voted - Withheld
1.3 Elect William C. Stone Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
STAG INDUSTRIAL, INC.
Security ID: 85254J102 Ticker: STAG
Meeting Date: 02-May-22 Meeting Type: Annual
1 Elect Benjamin S. Butcher Management For Voted - For
2 Elect Jit Kee Chin Management For Voted - For
3 Elect Virgis W. Colbert Management For Voted - For
4 Elect Michelle Dilley Management For Voted - For
5 Elect Jeffrey D. Furber Management For Voted - For
6 Elect Larry T. Guillemette Management For Voted - For
7 Elect Francis X. Jacoby III Management For Voted - For
8 Elect Christopher P. Marr Management For Voted - For
9 Elect Hans S. Weger Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
687
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
STARWOOD PROPERTY TRUST, INC.
Security ID: 85571B105 Ticker: STWD
Meeting Date: 28-Apr-22 Meeting Type: Annual
1.1 Elect Richard D. Bronson Management For Voted - For
1.2 Elect Jeffrey G. Dishner Management For Voted - For
1.3 Elect Camille Douglas Management For Voted - For
1.4 Elect Solomon J. Kumin Management For Voted - For
1.5 Elect Frederick P. Perpall Management For Voted - For
1.6 Elect Fred S. Ridley Management For Voted - For
1.7 Elect Barry S. Sternlicht Management For Voted - For
1.8 Elect Strauss Zelnick Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Approval of the Employee Stock Purchase Plan Management For Voted - For
4 Approval of the 2022 Manager Equity Plan Management For Voted - For
5 Approval of the 2022 Equity Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
STEEL DYNAMICS, INC.
Security ID: 858119100 Ticker: STLD
Meeting Date: 05-May-22 Meeting Type: Annual
1.1 Elect Mark D. Millett Management For Voted - For
1.2 Elect Sheree L. Bargabos Management For Voted - For
1.3 Elect Keith E. Busse Management For Voted - For
1.4 Elect Kenneth W. Cornew Management For Voted - For
1.5 Elect Traci M. Dolan Management For Voted - For
1.6 Elect James C. Marcuccilli Management For Voted - For
1.7 Elect Bradley S. Seaman Management For Voted - For
1.8 Elect Gabriel L. Shaheen Management For Voted - For
1.9 Elect Luis M. Sierra Management For Voted - For
1.10 Elect Steven A. Sonnenberg Management For Voted - For
1.11 Elect Richard P. Teets, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
SYNOPSYS, INC.
Security ID: 871607107 Ticker: SNPS
Meeting Date: 12-Apr-22 Meeting Type: Annual
1 Elect Aart J. de Geus Management For Voted - For
2 Elect Janice D. Chaffin Management For Voted - For
3 Elect Bruce R. Chizen Management For Voted - For
4 Elect Mercedes Johnson Management For Voted - For
5 Elect Chrysostomos L. Nikias Management For Voted - For
688
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Jeannine P. Sargent Management For Voted - For
7 Elect John G. Schwarz Management For Voted - For
8 Elect Roy A. Vallee Management For Voted - For
9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For
10 Approval of the Employee Stock Purchase Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 07-Oct-21 Meeting Type: Annual
1 Elect James Murdoch Management For Voted - For
2 Elect Kimbal Musk Management For Voted - For
3 Reduce Director Terms from Three Years to Two Years Management For Voted - For
4 Elimination of Supermajority Requirement Management Abstain Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Board
Declassification Shareholder Against Voted - For
7 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on The Impact
of Mandatory Arbitration Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Board Oversight of
Human Capital Management Shareholder Against Voted - For
10 Shareholder Proposal Regarding Human Rights
Reporting Shareholder Against Voted - For
THE TRADE DESK, INC.
Security ID: 88339J105 Ticker: TTD
Meeting Date: 26-May-22 Meeting Type: Annual
1.1 Elect Lise J. Buyer Management For Voted - For
1.2 Elect Kathryn E. Falberg Management For Voted - Withheld
1.3 Elect David Wells Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
TRADEWEB MARKETS INC.
Security ID: 892672106 Ticker: TW
Meeting Date: 10-May-22 Meeting Type: Annual
1.1 Elect Steven Berns Management For Voted - For
1.2 Elect William Hult Management For Voted - For
1.3 Elect Lee Olesky Management For Voted - For
689
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - For
TRIPADVISOR, INC.
Security ID: 896945201 Ticker: TRIP
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Gregory B. Maffei Management For Voted - For
1.2 Elect Stephen Kaufer Management For Voted - For
1.3 Elect Jay Hoag Management For Voted - Withheld
1.4 Elect Betsy L. Morgan Management For Voted - For
1.5 Elect M. Greg O'Hara Management For Voted - Withheld
1.6 Elect Jeremy Philips Management For Voted - Withheld
1.7 Elect Albert E. Rosenthaler Management For Voted - For
1.8 Elect Jane Jie Sun Management For Voted - Withheld
1.9 Elect Katryn (Trynka) Shineman Blake Management For Voted - For
1.10 Elect Robert S. Wiesenthal Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Transaction of Other Business Management For Voted - Against
TWILIO INC.
Security ID: 90138F102 Ticker: TWLO
Meeting Date: 22-Jun-22 Meeting Type: Annual
1.1 Elect Donna L. Dubinsky Management For Voted - For
1.2 Elect Deval L. Patrick Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
TWIST BIOSCIENCE CORPORATION
Security ID: 90184D100 Ticker: TWST
Meeting Date: 08-Feb-22 Meeting Type: Annual
1.1 Elect Nelson C. Chan Management For Voted - Withheld
1.2 Elect Xiaoying Mai Management For Voted - For
1.3 Elect Robert P. Ragusa Management For Voted - For
1.4 Elect Melissa A. Starovasnik Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
690
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
UBIQUITI INC.
Security ID: 90353W103 Ticker: UI
Meeting Date: 09-Dec-21 Meeting Type: Annual
1 Elect Brandon Arrindell Management For Voted - For
2 Elect Rafael Torres Management For Voted - For
3 Ratification of Auditor Management For Voted - For
ULTRAGENYX PHARMACEUTICAL INC.
Security ID: 90400D108 Ticker: RARE
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Elect Lars G. Ekman Management For Voted - For
2 Elect Matthew K. Fust Management For Voted - For
3 Elect Amrit Ray Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
UNITED THERAPEUTICS CORPORATION
Security ID: 91307C102 Ticker: UTHR
Meeting Date: 30-Sep-21 Meeting Type: Special
1 Conversion to Public Benefit Corporation Management For Voted - For
Meeting Date: 27-Jun-22 Meeting Type: Annual
1 Elect Christopher Causey Management For Voted - For
2 Elect Richard Giltner Management For Voted - For
3 Elect Katherine Klein Management For Voted - For
4 Elect Raymond Kurzweil Management For Voted - For
5 Elect Linda Maxwell Management For Voted - For
6 Elect Nilda Mesa Management For Voted - For
7 Elect Judy Olian Management For Voted - For
8 Elect Martine Rothblatt Management For Voted - For
9 Elect Louis Sullivan Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Amendment to the 2015 Stock Incentive Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
691
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
UPSTART HOLDINGS, INC
Security ID: 91680M107 Ticker: UPST
Meeting Date: 17-May-22 Meeting Type: Annual
1.1 Elect Sukhinder Singh-Cassidy Management For Voted - For
1.2 Elect Paul Gu Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
VEEVA SYSTEMS INC.
Security ID: 922475108 Ticker: VEEV
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Tim Cabral Management For Voted - For
2 Elect Mark Carges Management For Voted - For
3 Elect Paul E. Chamberlain Management For Voted - For
4 Elect Peter P. Gassner Management For Voted - For
5 Elect Mary Lynne Hedley Management For Voted - For
6 Elect Priscilla Hung Management For Voted - For
7 Elect Tina Hunt Management For Voted - For
8 Elect Marshall Mohr Management For Voted - For
9 Elect Gordon Ritter Management For Voted - For
10 Elect Paul Sekhri Management For Voted - For
11 Elect Matthew J. Wallach Management For Voted - For
12 Amendment to the 2013 Equity Incentive Plan Management For Voted - Against
13 Ratification of Auditor Management For Voted - For
VERISIGN, INC.
Security ID: 92343E102 Ticker: VRSN
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect D. James Bidzos Management For Voted - For
2 Elect Courtney D. Armstrong Management For Voted - For
3 Elect Yehuda Ari Buchalter Management For Voted - For
4 Elect Kathleen A. Cote Management For Voted - For
5 Elect Thomas F. Frist III Management For Voted - For
6 Elect Jamie S. Gorelick Management For Voted - For
7 Elect Roger H. Moore Management For Voted - For
8 Elect Timothy Tomlinson Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
692
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
VORNADO REALTY TRUST
Security ID: 929042109 Ticker: VNO
Meeting Date: 19-May-22 Meeting Type: Annual
1.1 Elect Steven Roth Management For Voted - For
1.2 Elect Candace K. Beinecke Management For Voted - For
1.3 Elect Michael D. Fascitelli Management For Voted - For
1.4 Elect Beatrice Bassey Management For Voted - For
1.5 Elect William W. Helman IV Management For Voted - For
1.6 Elect David Mandelbaum Management For Voted - For
1.7 Elect Raymond J. McGuire Management For Voted - For
1.8 Elect Mandakini Puri Management For Voted - For
1.9 Elect Daniel R. Tisch Management For Voted - For
1.10 Elect Russell B. Wight, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
WAYFAIR INC.
Security ID: 94419L101 Ticker: W
Meeting Date: 24-May-22 Meeting Type: Annual
1 Elect Niraj Shah Management For Voted - For
2 Elect Steven Conine Management For Voted - For
3 Elect Michael Choe Management For Voted - For
4 Elect Andrea Jung Management For Voted - For
5 Elect Jeremy King Management For Voted - For
6 Elect Michael Kumin Management For Voted - Abstain
7 Elect Jeffrey Naylor Management For Voted - For
8 Elect Anke Schaferkordt Management For Voted - For
9 Elect Michael E. Sneed Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
WESTLAKE CORPORATION
Security ID: 960413102 Ticker: WLK
Meeting Date: 12-May-22 Meeting Type: Annual
1.1 Elect Albert Chao Management For Voted - Withheld
1.2 Elect David T. Chao Management For Voted - For
1.3 Elect Michael J. Graff Management For Voted - For
2 Ratification of Auditor Management For Voted - For
693
--------------------------------------------------------------------------------------------------
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
WORKDAY, INC.
Security ID: 98138H101 Ticker: WDAY
Meeting Date: 22-Jun-22 Meeting Type: Annual
1.1 Elect Lynne M. Doughtie Management For Voted - For
1.2 Elect Carl Eschenbach Management For Voted - For
1.3 Elect Michael M. McNamara Management For Voted - Withheld
1.4 Elect Jerry Yang Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Approval of the 2022 Equity Incentive Plan Management For Voted - For
5 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For
ZENDESK, INC.
Security ID: 98936J101 Ticker: ZEN
Meeting Date: 25-Feb-22 Meeting Type: Special
1 Momentive Transaction Management For Voted - Against
2 Right to Adjourn Meeting Management For Voted - Against
ZOOM VIDEO COMMUNICATIONS, INC.
Security ID: 98980L101 Ticker: ZM
Meeting Date: 16-Jun-22 Meeting Type: Annual
1.1 Elect Carl Eschenbach Management For Voted - For
1.2 Elect William R. McDermott Management For Voted - Withheld
1.3 Elect Janet Napolitano Management For Voted - For
1.4 Elect Santiago Subotovsky Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ZSCALER, INC.
Security ID: 98980G102 Ticker: ZS
Meeting Date: 05-Jan-22 Meeting Type: Annual
1.1 Elect Karen Blasing Management For Voted - For
1.2 Elect Charles H. Giancarlo Management For Voted - Withheld
1.3 Elect Eileen Naughton Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
694
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
ASTRA INTERNATIONAL TBK
Security ID: Y7117N172 Ticker: ASII
Meeting Date: 20-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors and/or Commissioners;
Approval of Remuneration Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
AYALA CORPORATION
Security ID: Y0486V115 Ticker: AC
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
3 Proof of Notice and Determination of Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Amendment to Articles Management For Voted - For
8 Elect Jaime Augusto Zobel de Ayala Management For Voted - Against
9 Elect Fernando Zobel de Ayala Management For Voted - For
10 Elect Cezar Peralta Consing Management For Voted - Against
11 Elect Delfin L. Lazaro Management For Voted - For
12 Elect Cesar V. Purisima Management For Voted - For
13 Elect Rizalina G. Mantaring Management For Voted - Against
14 Elect CHUA Sock Koong Management For Voted - For
15 Appointment of Auditor and Authority to Set Fees Management For Voted - For
16 Transaction of Other Business Management For Voted - Against
17 Adjournment Management For Voted - For
AYALA LAND, INC.
Security ID: Y0488F100 Ticker: ALI
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
3 Proof of Notice and Determination of Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Elect Fernando Zobel de Ayala Management For Voted - Against
8 Elect Jaime Augusto Zobel de Ayala Management For Voted - Against
695
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Bernard Vincent O. Dy Management For Voted - For
10 Elect Antonino T. Aquino Management For Voted - For
11 Elect Arturo G. Corpuz Management For Voted - For
12 Elect Rizalina G. Mantaring Management For Voted - For
13 Elect Rex Ma. A. Mendoza Management For Voted - For
14 Elect Sherisa P. Nuesa Management For Voted - For
15 Elect Cesar V. Purisima Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Transaction of Other Business Management For Voted - Against
18 Right to Adjourn Meeting Management For Voted - For
BDO UNIBANK INC
Security ID: Y07775102 Ticker: BDO
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
3 Proof of Notice and Determination of Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Open Forum Management For Voted - For
7 Ratification of Board Acts Management For Voted - For
8 Elect Teresita T. Sy Management For Voted - For
9 Elect Jesus A. Jacinto, Jr. Management For Voted - For
10 Elect Nestor V. Tan Management For Voted - For
11 Elect Christopher A. Bell-Knight Management For Voted - For
12 Elect Jones M. Castro, Jr. Management For Voted - For
13 Elect Josefina N. Tan Management For Voted - For
14 Elect Walter C. Wassmer Management For Voted - For
15 Elect George T. Barcelon Management For Voted - Against
16 Elect Vipul Bhagat Management For Voted - Against
17 Elect Vicente S. Perez, Jr. Management For Voted - For
18 Elect Dioscoro I. Ramos Management For Voted - For
19 Appointment of Auditor and Authority to Set Fees Management For Voted - For
20 Declaration of Stock Dividend Management For Voted - For
21 Increase in Authorized Capital and Amendments to
Articles of Incorporation Management For Voted - For
22 Transaction of Other Business Management For Voted - Against
23 Right to Adjourn Meeting Management For Voted - For
CAPITALAND INTEGRATED COMMERCIAL TRUST
Security ID: Y1100L160 Ticker: C38U
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
696
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Authority to Repurchase and Reissue Units Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
CAPITALAND INVESTMENT LIMITED
Security ID: Y1091P105 Ticker: 9CI
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Elect LEE Chee Koon Management For Voted - For
5 Elect Judy HSU Chung Wei Management For Voted - For
6 Elect Helen WONG Siu Ming Management For Voted - For
7 Elect David SU Tuong Sing Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
10 Authority to Grant Awards and Issue Shares under
Equity Incentive Plans Management For Voted - For
11 Authority to Repurchase and Reissue Shares Management For Voted - For
CAPITALAND LIMITED
Security ID: Y10923103 Ticker: C31
Meeting Date: 10-Aug-21 Meeting Type: Special
1 Scheme Management For Voted - For
CIMB GROUP HOLDINGS BHD
Security ID: Y1636J101 Ticker: CIMB
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Elect TEOH Su Yin Management For Voted - For
2 Elect LEE Kok Kwan Management For Voted - For
3 Elect Mohamed Ross Mohd Din Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Directors' Benefits Management For Voted - Against
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Authority to Issue Shares Under Dividend
Reinvestment Scheme Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - For
697
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
DBS GROUP HOLDINGS LTD
Security ID: Y20246107 Ticker: D05
Meeting Date: 31-Mar-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Elect CHO Bonghan Management For Voted - For
6 Elect Olivier LIM Tse Ghow Management For Voted - For
7 Elect Tham Sai Choy Management For Voted - For
8 Elect CHNG Kai Fong Management For Voted - Against
9 Elect Judy Lee Management For Voted - For
10 Authority To Grant Awards And Issue Shares Under
The Dbsh Share Plan Management For Voted - For
11 Authority to Issues Share under The California
Sub-Plan Management For Voted - For
12 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
13 Authority To Issue Shares Pursuant To The Dbsh
Scrip Dividend Scheme Management For Voted - For
14 Authority to Repurchase and Reissue Shares Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
HARTALEGA HOLDINGS BERHAD
Security ID: Y31139101 Ticker: HARTA
Meeting Date: 07-Sep-21 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Directors' Fees and Benefits for FY2021 Management For Voted - For
3 Directors' Fees and Benefits for FY2022 Management For Voted - For
4 Elect KUAN Mun Keng Management For Voted - For
5 Elect TAN Guan Cheong Management For Voted - Against
6 Elect Razman Hafidz bin Abu Zarim Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - For
10 Retention of TAN Guan Cheong as Independent Director Management For Voted - For
IHH HEALTHCARE BERHAD
Security ID: Y374AH103 Ticker: IHH
Meeting Date: 31-May-22 Meeting Type: Annual
1 Elect Mohammed Azlan bin Hashim Management For Voted - Against
2 Elect Kelvin LOH Chi-Keon Management For Voted - For
3 Elect Mehmet Ali Aydinlar Management For Voted - Against
698
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Takeshi Akutsu Management For Voted - Against
5 Directors' Fees and Benefits Management For Voted - For
6 Directors' Fees and Benefits Payable by the
Subsidiaries to the Directors of the Company Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - For
MALAYAN BANKING BERHAD
Security ID: Y54671105 Ticker: MAYBANK
Meeting Date: 14-Apr-22 Meeting Type: Annual
1 Elect CHENG Kee Check Management For Voted - For
2 Elect Fauziah Hisham Management For Voted - For
3 Elect Shariffuddin Khalid Management For Voted - For
4 Elect Hasnita binti Hashim Management For Voted - For
5 Elect shirley goh Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Directors' Benefits Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Issue Shares under Dividend
Reinvestment Plan Management For Voted - For
11 Amendments to Constitution Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Security ID: Y64248209 Ticker: O39
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect OOI Sang Kuang Management For Voted - Against
3 Elect KOH Beng Seng Management For Voted - Against
4 Elect Christina HON Kwee Fong Christina ONG Management For Voted - Against
5 Elect WEE Joo Yeow Management For Voted - For
6 Elect CHONG Chuan Neo Management For Voted - For
7 Elect Andrew LEE Kok Keng Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Directors' Fees in Cash Management For Voted - Against
10 Authority to Issue Ordinary Shares to Non-Executive
Directors Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
13 Authority to Grant Awards and Issue Shares under
Equity Incentive Plans Management For Voted - For
14 Scrip Dividend Management For Voted - For
15 Authority to Repurchase and Reissue Shares Management For Voted - For
699
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
PETRONAS CHEMICALS GROUP BERHAD
Security ID: Y6811G103 Ticker: PCHEM
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Elect Abdul Rahim bin Hashim Management For Voted - For
2 Elect Mohd Yusri Mohamed Yusof Management For Voted - For
3 Directors' Fees and Allowances Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PRESS METAL ALUMINIUM HOLDINGS BERHAD
Security ID: Y7079E103 Ticker: PMETAL
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 Directors' Fees Management For Voted - For
2 Directors' Benefits Management For Voted - For
3 Elect KOON Poh Ming Management For Voted - Against
4 Elect KOON Poh Keong Management For Voted - For
5 Elect LIM Hun Soon David LIM Management For Voted - For
6 Elect CHONG Kin Leong Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Authority to Repurchase and Reissue Shares Management For Voted - For
PT BANK CENTRAL ASIA TBK
Security ID: Y7123P138 Ticker: BBCA
Meeting Date: 23-Sep-21 Meeting Type: Special
1 Stock Split Management For Voted - For
Meeting Date: 17-Mar-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits Management For Voted - For
3 Election of Directors (Slate) Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Allocation of Interim Dividends for Fiscal Year 2021 Management For Voted - For
7 Approval of Recovery Plan Management For Voted - For
700
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
PT BANK MANDIRI (PERSERO) TBK
Security ID: Y7123S108 Ticker: BMRI
Meeting Date: 10-Mar-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Ratification of Ministerial Regulation Management For Voted - For
6 Ratification of Ministerial Regulation Management For Voted - For
7 Transfer of Treasury Shares to Employee under the
Employee Stock Ownership Program Management For Voted - Against
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
PT BANK RAKYAT INDONESIA
Security ID: Y0697U112 Ticker: BBRI
Meeting Date: 22-Jul-21 Meeting Type: Special
1 Issuance of Shares w/ Preemptive Rights Management For Voted - For
Meeting Date: 07-Oct-21 Meeting Type: Special
1 Ratification of Ministerial Regulation Management For Voted - For
2 Resignation of Commissioner Management For Voted - For
Meeting Date: 01-Mar-22 Meeting Type: Annual
1 Accounts and Reports; Partnership and Community
Development Program Report Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Ministerial Regulation Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Use of Proceeds Management For Voted - For
7 Authority to Repurchase Shares Management For Voted - For
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
PT HM SAMPOERNA TBK
Security ID: Y7121Z146 Ticker: HMSP
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Elect Vassilis Gkatzelis as President Director Management For Voted - For
701
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 09-Jun-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
PT TELEKOMUNIKASI INDONESIA
Security ID: Y71474145 Ticker: TLKM
Meeting Date: 27-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Partnership and Community Development Report Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Amendments to Articles Management For Voted - Against
7 Ratification of Ministerial Regulation Management For Voted - For
8 Amendments to Company's Pension Fund Management For Voted - Against
PUBLIC BANK BERHAD
Security ID: Y71497104 Ticker: PBBANK
Meeting Date: 23-May-22 Meeting Type: Annual
1 Elect Gladys LEONG Management For Voted - For
2 Elect TEH Hong Piow Management For Voted - For
3 Elect TAY Ah Lek Management For Voted - For
4 Elect CHEAH Kim Ling Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Directors' Benefits Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
SINGAPORE AIRLINES LIMITED
Security ID: Y7992P128 Ticker: C6L
Meeting Date: 29-Jul-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Gautam Banerjee Management For Voted - For
3 Elect Dominic HO Chiu Fai Management For Voted - For
4 Elect LEE Kim Shin Management For Voted - Against
5 Elect Jeanette WONG Kai Yuan Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
9 Authority to Grant Awards and Issue Shares under
SIA Performance Share Plan 2014 and/or SIA
Restricted Share Plan 2014 Management For Voted - For
10 Related Party Transactions Management For Voted - For
702
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Authority to Repurchase and Reissue Shares Management For Voted - For
SINGAPORE TELECOMMUNICATIONS LIMITED
Security ID: Y79985209 Ticker: Z74
Meeting Date: 30-Jul-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Gautam Banerjee Management For Voted - For
4 Elect Venkataraman Vishnampet Ganesan Management For Voted - For
5 Elect TEO Swee Lian Management For Voted - For
6 Elect LIM Swee Say Management For Voted - For
7 Elect Rajeev Suri Management For Voted - For
8 Elect WEE Siew Kim Management For Voted - For
9 Elect YUEN Kuan Moon Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
13 Authority to Issue Shares Under the Singtel Scrip
Dividend Scheme Management For Voted - For
14 Authority to Repurchase and Reissue Shares Management For Voted - For
15 Authority to Extend, Amend and Grant Awards and
Issue Shares Under Singtel Performance Share Plan
2012 Management For Voted - For
SM PRIME HOLDINGS, INC.
Security ID: Y8076N112 Ticker: SMPH
Meeting Date: 25-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
3 Certification Of Notice And Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Open Forum Management For Voted - For
7 Ratification of Board Acts Management For Voted - For
8 Elect Henry T. Sy, Jr. Management For Voted - For
9 Elect Hans T. Sy Management For Voted - For
10 Elect Herbert T. Sy Management For Voted - For
11 Elect Jeffrey C. LIM Management For Voted - For
12 Elect Jorge T. Mendiola Management For Voted - Against
13 Elect Amando M. Tetangco, Jr. Management For Voted - For
14 Elect J. Carlitoz G. Cruz Management For Voted - Against
15 Elect Darlene Marie B. Berberabe Management For Voted - Against
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Transaction of Other Business Management For Voted - Against
18 Right to Adjourn Meeting Management For Voted - For
703
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
TENAGA NASIONAL BERHAD
Security ID: Y85859109 Ticker: TENAGA
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Amran Hafiz bin Affifudin Management For Voted - For
2 Elect ONG Ai Lin Management For Voted - For
3 Elect Roslina binti Zainal Management For Voted - Against
4 Elect Hasan bin Arifin Management For Voted - For
5 Elect LAU Beng Wei Management For Voted - For
6 Elect Merina Binti Abu Tahir Management For Voted - For
7 Directors' Fees for Non-Executive Chairman Hasan
bin Arifin Management For Voted - For
8 Directors' Fee for Non-Executive Director Asri bin
Hamidin Management For Voted - For
9 Directors' Fee for Non-Executive Director Juniwati
Rahmat Hussin Management For Voted - For
10 Directors' Fee for Non-Executive Director Gopala
Krishnan K. Sundaram Management For Voted - For
11 Directors' Fee for Non-Executive Director ONG Ai Lin Management For Voted - For
12 Directors' Fee for Non-Executive Director Rosalina
binti Zainal Management For Voted - For
13 Directors' Fee for Non-Executive Director Nawawi
bin Ahmad Management For Voted - For
14 Directors' Fee for Non-Executive Director
Rawisandran a/l Narayanan Management For Voted - For
15 Directors' Fee for Non-Executive LAU Beng Wei Management For Voted - For
16 Directors' Fee for Non-Executive Director Merina
binti Abu Tahir Management For Voted - For
17 Directors' Benefits Management For Voted - For
18 Appointment of Auditor and Authority to Set Fees Management For Voted - For
19 Equity Grant to Akmal Aziq bin Baharin Management For Voted - For
TOP GLOVE CORP. BERHAD
Security ID: Y88965101 Ticker: TOPGLOV
Meeting Date: 08-Dec-21 Meeting Type: Special
1 Approval for Issuance of Shares in Connection with
Proposed Listing on The Stock Exchange of Hong Kong
Limited Management For Voted - For
2 Amendments to Constitution Management For Voted - For
Meeting Date: 06-Jan-22 Meeting Type: Annual
1 Elect LIM Hooi Sin Management For Voted - For
2 Elect LEE Kim Meow Management For Voted - For
3 Elect Azrina Arshad Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Directors' Benefits Management For Voted - For
704
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Authority to Repurchase and Reissue Shares Management For Voted - For
UNILEVER INDONESIA
Security ID: Y9064H141 Ticker: UNVR
Meeting Date: 01-Nov-21 Meeting Type: Special
1 Election of Directors (Slate) Management For Voted - For
2 Elect Ainul Yaqin as Director Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Elect Amaryllis Esti Wijono Management For Voted - For
6 Elect Anindya Garini Hira Murti Triadi Management For Voted - For
7 Elect Sandeep Kohli Management For Voted - For
8 Elect Shiv Sahgal Management For Voted - For
9 Elect Vivek Agarwal Management For Voted - For
10 Resignation of Badri Narayanan Management For Voted - For
11 Resignation of Veronika Utami Management For Voted - For
12 Directors' and Commissioners' Fees Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
UNITED OVERSEAS BANK LIMITED
Security ID: Y9T10P105 Ticker: U11
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Elect Michael LIEN Jown Leam Management For Voted - For
6 Elect WEE Ee Lim Management For Voted - Against
7 Elect Tracey WOON Kim Hong Management For Voted - For
8 Elect Dinh Ba Thanh Management For Voted - For
9 Elect TEO Lay Lim Management For Voted - For
10 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
11 Authority to Issue Shares under the UOB Scrip
Dividend Scheme Management For Voted - For
12 Authority to Repurchase and Reissue Shares Management For Voted - For
13 Amendment to the UOB Restricted Share Plan Management For Voted - For
705
--------------------------------------------------------------------------------------------------
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
WILMAR INTERNATIONAL LIMITED
Security ID: Y9586L109 Ticker: F34
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Elect TEO La-Mei Management For Voted - Against
5 Elect Raymond Guy Young Management For Voted - Against
6 Elect TEO Siong Seng Management For Voted - Against
7 Elect SOH Gim Teik Management For Voted - For
8 Elect CHONG Yoke Sin Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
11 Authority to Grant Options and Issue Shares under
the Wilmar Executive Share Option Scheme 2019 Management For Voted - Against
12 Related Party Transactions Management For Voted - Against
13 Authority to Repurchase and Reissue Shares Management For Voted - For
706
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2SEVENTY BIO, INC.
Security ID: 901384107 Ticker: TSVT
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Nick Leschly Management For Voted - Withheld
1.2 Elect Ramy Ibrahim Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
ADVERUM BIOTECHNOLOGIES, INC.
Security ID: 00773U108 Ticker: ADVM
Meeting Date: 10-Jun-22 Meeting Type: Annual
1.1 Elect Patrick Machado Management For Voted - For
1.2 Elect Laurent Fischer Management For Voted - For
1.3 Elect James Scopa Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
AGILENT TECHNOLOGIES, INC.
Security ID: 00846U101 Ticker: A
Meeting Date: 16-Mar-22 Meeting Type: Annual
1 Elect Hans E. Bishop Management For Voted - For
2 Elect Otis W. Brawley Management For Voted - For
3 Elect Mikael Dolsten Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
ALAUNOS THERAPEUTICS, INC.
Security ID: 98973P101 Ticker: TCRT
Meeting Date: 13-Jun-22 Meeting Type: Annual
1.1 Elect Christopher J. Bowden Management For Voted - For
1.2 Elect Kevin S. Boyle, Sr. Management For Voted - For
1.3 Elect James Huang Management For Voted - For
1.4 Elect Robert W. Postma Management For Voted - Withheld
1.5 Elect Mary Thistle Management For Voted - For
1.6 Elect Jaime Vieser Management For Voted - For
1.7 Elect Holger Weis Management For Voted - For
2 Ratification of Auditor Management For Voted - For
707
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Reverse Stock Split Management For Voted - For
5 Increase in Authorized Common Stock Management For Voted - For
6 Right to Adjourn Meeting Management For Voted - For
ALLOGENE THERAPEUTICS, INC.
Security ID: 019770106 Ticker: ALLO
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Elect Elizabeth Barrett Management For Voted - Withheld
2 Elect Arie S. Belldegrun Management For Voted - Withheld
3 Elect David Bonderman Management For Voted - For
4 Elect David Chang Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Increase in Authorized Common Stock Management For Voted - For
7 Approval of the Stock Option Exchange Program Management For Voted - Against
8 Ratification of Auditor Management For Voted - For
9 Right to Adjourn Meeting Management For Voted - For
ALNYLAM PHARMACEUTICALS, INC.
Security ID: 02043Q107 Ticker: ALNY
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Margaret A. Hamburg Management For Voted - For
2 Elect Colleen F. Reitan Management For Voted - For
3 Elect Amy W. Schulman Management For Voted - For
4 Amendment to the 2018 Stock Incentive Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
ARROWHEAD PHARMACEUTICALS, INC.
Security ID: 04280A100 Ticker: ARWR
Meeting Date: 17-Mar-22 Meeting Type: Annual
1 Elect Douglass B. Given Management For Voted - For
2 Elect Michael S. Perry Management For Voted - Against
3 Elect Christopher Anzalone Management For Voted - For
4 Elect Marianne De Backer Management For Voted - Against
5 Elect Mauro Ferrari Management For Voted - Against
6 Elect Adeoye Y. Olukotun Management For Voted - Against
7 Elect William Waddill Management For Voted - Against
8 Advisory Vote on Executive Compensation Management For Voted - Against
9 Approval of the Non-Employee Director Compensation
Plan Management For Voted - Against
10 Ratification of Auditor Management For Voted - For
708
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
BIOMARIN PHARMACEUTICAL INC.
Security ID: 09061G101 Ticker: BMRN
Meeting Date: 24-May-22 Meeting Type: Annual
1.1 Elect Mark J. Alles Management For Voted - For
1.2 Elect Elizabeth McKee Anderson Management For Voted - For
1.3 Elect Jean-Jacques Bienaime Management For Voted - For
1.4 Elect Willard H. Dere Management For Voted - For
1.5 Elect Elaine J. Heron Management For Voted - For
1.6 Elect Maykin Ho Management For Voted - For
1.7 Elect Robert J. Hombach Management For Voted - For
1.8 Elect V. Bryan Lawlis Management For Voted - For
1.9 Elect Richard A. Meier Management For Voted - For
1.10 Elect David E.I. Pyott Management For Voted - For
1.11 Elect Dennis J. Slamon Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
BIONTECH SE
Security ID: 09075V102 Ticker: BNTX
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Ratification of Management Board Acts Management For Voted - For
3 Ratification of Supervisory Board Acts Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Remuneration Report Management For Voted - For
6 Supervisory Board Size Management For Voted - For
7 Elect Anja Morawietz Management For Voted - For
8 Elect Rudolf Staudigl Management For Voted - For
9 Elect Helmut Jeggle Management For Voted - For
10 Supervisory Board Remuneration Policy Management For Voted - For
11 Approval of Intra-Company Control Agreement with
BioNTech Innovation GmbH Management For Voted - For
12 Approval of Intra-Company Control Agreement with
Services Marburg GmbH Management For Voted - For
BLUEBIRD BIO, INC.
Security ID: 09609G100 Ticker: BLUE
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Elect Nick Leschly Management For Voted - For
2 Elect Najoh Tita-Reid Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
709
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
CAREDX, INC.
Security ID: 14167L103 Ticker: CDNA
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Fred E. Cohen Management For Voted - For
1.2 Elect Christine M. Cournoyer Management For Voted - For
1.3 Elect William A. Hagstrom Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CELLECTIS
Security ID: 15117K103 Ticker: ALCLS
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
2 Consolidated Accounts and Reports Management For Voted - For
3 Allocation of Losses Management For Voted - For
4 Transfer of Reserves Management For Voted - For
5 2022 Directors' Fees Management For Voted - For
6 Ratification of the Co-Option of Donald A.
Bergstrom as Censor Management For Voted - For
7 Elect Donald Bergstrom Management For Voted - For
8 Elect Axel-Sven Malkomes Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - Against
10 Authority to Cancel Shares and Reduce Capital Management For Voted - For
11 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights (Qualified Investors) Management For Voted - Against
12 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights (Underwriters - At the Market) Management For Voted - Against
13 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights (Biotechnology Companies) Management For Voted - Against
14 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights (Qualified Investors - Financing
Agreement) Management For Voted - Against
15 Authority to Issue Shares w/o Preemptive Rights
(American Market Financing Program - ATM) Management For Voted - Against
16 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - Against
17 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - Against
18 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - Against
19 Greenshoe Management For Voted - Against
20 Global Ceiling on Capital Increases and Debt
Issuances Management For Voted - For
21 Authority to Increase Capital Through
Capitalisations Management For Voted - Against
22 Authority to Grant Stock Options Management For Voted - Against
710
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Authority to Issue Performance Shares Management For Voted - For
24 Authority to Grant Warrants Management For Voted - For
25 Global Ceiling on Capital Increases for Equity
Compensation Plans Management For Voted - For
26 Employee Stock Purchase Plan Management Against Voted - Against
CRISPR THERAPEUTICS AG
Security ID: H17182108 Ticker: CRSP
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Management Acts Management For Voted - For
4 Elect Rodger Novak Management For Voted - For
5 Elect Samarth Kulkarni Management For Voted - For
6 Elect Ali Behbahani Management For Voted - Against
7 Elect Bradley J. Bolzon Management For Voted - For
8 Elect H. Edward Fleming, Jr. Management For Voted - For
9 Elect Simeon J. George Management For Voted - For
10 Elect John T. Greene Management For Voted - For
11 Elect Katherine A. High Management For Voted - For
12 Elect Douglas A. Treco Management For Voted - For
13 Elect Maria Fardis Management For Voted - For
14 Elect Ali Behbahani Management For Voted - Against
15 Elect Simeon J. George Management For Voted - For
16 Elect John T. Greene Management For Voted - For
17 Board Compensation (Fixed) Management For Voted - For
18 Board Compensation (Variable) Management For Voted - Against
19 Executive Compensation (Fixed) Management For Voted - For
20 Executive Compensation (Short-Term Variable) Management For Voted - For
21 Executive Compensation (Long-Term Variable) Management For Voted - For
22 Advisory vote on Executive Compensation Management For Voted - Against
23 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
24 Change in Board Size Management For Voted - For
25 Increase in Authorized Capital Management For Voted - Against
26 Increase in Conditional Capital for Servicing Bonds
and Similar Debt Instruments Management For Voted - For
27 Increase in Conditional Share Capital for Employee
Equity Plans Management For Voted - Against
28 Approval of Amendment to the 2018 Stock Option and
Incentive Plan Management For Voted - For
29 Election of Independent Voting Rights Representative Management For Voted - For
30 Ratification of Auditor Management For Voted - For
31 Transaction of Other Business Management For Voted - Against
711
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
CUREVAC N.V.
Security ID: N2451R105 Ticker: CVAC
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Ratification of Management Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Elect Franz-Werner Haas as Managing Director Management For Voted - For
7 Elect Malte Greune as Managing Director Management For Voted - For
8 Elect Klaus Schollmeier as Supervisory Director Management For Voted - For
9 Elect Craig A. Tooman as Supervisory Director Management For Voted - Against
10 Elect Debra Barker as Supervisory Director Management For Voted - For
11 Appointment of Auditor Management For Voted - For
EDITAS MEDICINE, INC.
Security ID: 28106W103 Ticker: EDIT
Meeting Date: 09-Jun-22 Meeting Type: Annual
1.1 Elect Jessica Hopfield Management For Voted - For
1.2 Elect Emma Reeve Management For Voted - For
1.3 Elect David T. Scadden Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
GENSCRIPT BIOTECH CORPORATION
Security ID: G3825B105 Ticker: 1548
Meeting Date: 27-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Elect WANG Ye Management For Voted - Against
6 Elect WANG Luquan Management For Voted - For
7 Elect PAN Yuexin Management For Voted - For
8 Elect GUO Hongxin Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Elect ZHANG Fangliang Management For Voted - For
712
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
GILEAD SCIENCES, INC.
Security ID: 375558103 Ticker: GILD
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Jacqueline K. Barton Management For Voted - For
2 Elect Jeffrey A. Bluestone Management For Voted - For
3 Elect Sandra J. Horning Management For Voted - For
4 Elect Kelly A. Kramer Management For Voted - For
5 Elect Kevin E. Lofton Management For Voted - For
6 Elect Harish Manwani Management For Voted - For
7 Elect Daniel P. O'Day Management For Voted - For
8 Elect Javier J. Rodriguez Management For Voted - For
9 Elect Anthony Welters Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Approval of the 2022 Equity Incentive Plan Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
14 Shareholder Proposal Regarding Non-Management
Employee Representation on the Board Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
16 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Anticompetitive
Practices Shareholder Against Voted - Against
HOMOLOGY MEDICINES, INC.
Security ID: 438083107 Ticker: FIXX
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Jeffrey V. Poulton Management For Voted - For
1.2 Elect Alise S. Reicin Management For Voted - For
2 Ratification of Auditor Management For Voted - For
ILLUMINA, INC.
Security ID: 452327109 Ticker: ILMN
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Frances Arnold Management For Voted - For
2 Elect Francis A. deSouza Management For Voted - For
3 Elect Caroline D. Dorsa Management For Voted - For
4 Elect Robert S. Epstein Management For Voted - Against
5 Elect Scott Gottlieb Management For Voted - For
6 Elect Gary S. Guthart Management For Voted - For
7 Elect Philip W. Schiller Management For Voted - For
8 Elect Susan E. Siegel Management For Voted - For
713
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect John W. Thompson Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain
INTELLIA THERAPEUTICS, INC.
Security ID: 45826J105 Ticker: NTLA
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Caroline D. Dorsa Management For Voted - For
1.2 Elect Georgia Keresty Management For Voted - For
1.3 Elect John M. Leonard Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
INVITAE CORPORATION
Security ID: 46185L103 Ticker: NVTA
Meeting Date: 06-Jun-22 Meeting Type: Annual
1 Elect Eric Aguiar Management For Voted - For
2 Elect Sean E. George Management For Voted - For
3 Increase in Authorized Common Stock Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Board
Declassification Shareholder Against Voted - For
MODERNA, INC.
Security ID: 60770K107 Ticker: MRNA
Meeting Date: 28-Apr-22 Meeting Type: Annual
1.1 Elect Noubar B. Afeyan Management For Voted - For
1.2 Elect Stephane Bancel Management For Voted - For
1.3 Elect Francois Nader Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - For
MYRIAD GENETICS, INC.
Security ID: 62855J104 Ticker: MYGN
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Paul J. Diaz Management For Voted - For
714
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Heinrer Dreismann Management For Voted - For
3 Elect Colleen F. Reitan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For
NANOSTRING TECHNOLOGIES, INC.
Security ID: 63009R109 Ticker: NSTG
Meeting Date: 17-Jun-22 Meeting Type: Annual
1.1 Elect Dana Rollison Management For Voted - For
1.2 Elect William D. Young Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Approval of the 2022 Equity Incentive Plan Management For Voted - For
5 Shareholder Proposal Regarding Board
Declassification Shareholder N/A Voted - For
NATERA, INC.
Security ID: 632307104 Ticker: NTRA
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Roy Baynes Management For Voted - For
1.2 Elect James I. Healy Management For Voted - For
1.3 Elect Gail B. Marcus Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Security ID: 69404D108 Ticker: PACB
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect David Botstein Management For Voted - For
2 Elect William W. Ericson Management For Voted - For
3 Elect Kathy Ordonez Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
PRECISION BIOSCIENCES INC
Security ID: 74019P108 Ticker: DTIL
Meeting Date: 10-May-22 Meeting Type: Annual
1.1 Elect Kevin Buehler Management For Voted - For
1.2 Elect Shari Lisa Pire Management For Voted - For
2 Ratification of Auditor Management For Voted - For
715
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
QIAGEN N.V.
Security ID: N72482123 Ticker: QGEN
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Ratification of Management Board Acts Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Elect Metin Colpan Management For Voted - For
6 Elect Thomas Ebeling Management For Voted - For
7 Elect Toralf Haag Management For Voted - For
8 Elect Ross L. Levine Management For Voted - For
9 Elect Elaine Mardis Management For Voted - For
10 Elect Eva Pisa Management For Voted - For
11 Elect Lawrence A. Rosen Management For Voted - For
12 Elect Elizabeth E. Tallett Management For Voted - For
13 Elect Thierry Bernard Management For Voted - For
14 Elect Roland Sackers Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against
17 Authority to Suppress Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Authorize Managing Board and De Brauw Blackstone
Westbroek N.V. to Execute These Amendments Management For Voted - For
20 Cancellation of Fractional Shares Management For Voted - For
REGENXBIO INC.
Security ID: 75901B107 Ticker: RGNX
Meeting Date: 03-Jun-22 Meeting Type: Annual
1.1 Elect Allan M. Fox Management For Voted - For
1.2 Elect Alexandra Glucksmann Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ROCKET PHARMACEUTICALS, INC.
Security ID: 77313F106 Ticker: RCKT
Meeting Date: 13-Jun-22 Meeting Type: Annual
1 Elect Elisabeth Bjork Management For Voted - For
2 Elect Carsten Boess Management For Voted - For
3 Elect Pedro P. Granadillo Management For Voted - For
4 Elect Gotham Makker Management For Voted - For
5 Elect Fady Malik Management For Voted - For
6 Elect Gaurav Shah Management For Voted - For
7 Elect David P. Southwell Management For Voted - Withheld
716
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Roderick Wong Management For Voted - For
9 Elect Naveen Yalamanchi Management For Voted - Withheld
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
SANGAMO THERAPEUTICS, INC.
Security ID: 800677106 Ticker: SGMO
Meeting Date: 24-May-22 Meeting Type: Annual
1 Elect Robert F. Carey Management For Voted - For
2 Elect Kenneth J. Hillan Management For Voted - For
3 Elect Alexander D. Macrae Management For Voted - For
4 Elect John H. Markels Management For Voted - For
5 Elect James R. Meyers Management For Voted - For
6 Elect H. Stewart Parker Management For Voted - For
7 Elect Karen L. Smith Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Amendment to the 2018 Equity Incentive Plan Management For Voted - For
10 Ratification of Auditor Management For Voted - For
SAREPTA THERAPEUTICS, INC.
Security ID: 803607100 Ticker: SRPT
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Kathryn J. Boor Management For Voted - For
2 Elect Michael Chambers Management For Voted - For
3 Elect Douglas S. Ingram Management For Voted - For
4 Elect Hans Wigzell Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Amendment to the 2018 Equity Incentive Plan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
SORRENTO THERAPEUTICS, INC.
Security ID: 83587F202 Ticker: SRNE
Meeting Date: 15-Nov-21 Meeting Type: Annual
1.1 Elect Henry Ji Management For Voted - For
1.2 Elect Dorman Followwill Management For Voted - For
1.3 Elect Kim D. Janda Management For Voted - Withheld
1.4 Elect David Lemus Management For Voted - For
1.5 Elect Jaisim Shah Management For Voted - For
1.6 Elect Yue Alexander Wu Management For Voted - For
1.7 Elect Elizabeth A. Czerepak Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
717
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Executive Chair Compensation Management For Voted - Against
TAKARA BIO INC.
Security ID: J805A2106 Ticker: 4974
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Koichi Nakao Management For Voted - For
5 Elect Junichi Mineno Management For Voted - For
6 Elect Yo Hamaoka Management For Voted - For
7 Elect Tsuyoshi Miyamura Management For Voted - For
8 Elect Masanobu Kimura Management For Voted - For
9 Elect Mutsumi Kimura Management For Voted - For
10 Elect Nobuko Kawashima Nobuko Yokoyama Management For Voted - For
11 Elect Kazuko Kimura Management For Voted - For
12 Elect Noriomi Matsumura Management For Voted - For
ULTRAGENYX PHARMACEUTICAL INC.
Security ID: 90400D108 Ticker: RARE
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Elect Lars G. Ekman Management For Voted - For
2 Elect Matthew K. Fust Management For Voted - For
3 Elect Amrit Ray Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
UNIQURE N.V.
Security ID: N90064101 Ticker: QURE
Meeting Date: 21-Oct-21 Meeting Type: Special
1 Elect Rachelle S. Jacques Management For Voted - For
Meeting Date: 14-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Management Acts Management For Voted - For
3 Elect Matthew Kapusta Management For Voted - For
4 Elect Robert Gut Management For Voted - For
5 Authority to Issue Ordinary Shares Management For Voted - For
6 Authority to Suppress Preemptive Rights Management For Voted - For
7 Authority to Repurchase Ordinary Shares Management For Voted - For
8 Appointment of Auditor Management For Voted - For
718
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Advisory Vote on Executive Compensation Management For Voted - For
VERACYTE, INC.
Security ID: 92337F107 Ticker: VCYT
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Elect Karin Eastham Management For Voted - For
2 Elect Jens H. Holstein Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100 Ticker: VRTX
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Sangeeta N. Bhatia Management For Voted - For
2 Elect Lloyd A. Carney Management For Voted - For
3 Elect Alan M. Garber Management For Voted - For
4 Elect Terrence C. Kearney Management For Voted - Against
5 Elect Reshma Kewalramani Management For Voted - For
6 Elect Yuchun Lee Management For Voted - For
7 Elect Jeffrey M. Leiden Management For Voted - For
8 Elect Margaret G. McGlynn Management For Voted - For
9 Elect Diana L. McKenzie Management For Voted - For
10 Elect Bruce I. Sachs Management For Voted - For
11 Elect Suketu Upadhyay Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Amendment to the 2013 Stock and Option Plan Management For Voted - For
WAVE LIFE SCIENCES LTD.
Security ID: Y95308105 Ticker: WVE
Meeting Date: 10-Aug-21 Meeting Type: Annual
1 Elect Paul B. Bolno Management For Voted - For
2 Elect Mark H.N. Corrigan Management For Voted - For
3 Elect Christian O. Henry Management For Voted - For
4 Elect Peter Kolchinsky Management For Voted - For
5 Elect Adrian Rawcliffe Management For Voted - For
6 Elect Ken Takanashi Management For Voted - Against
7 Elect Aik Na Tan Management For Voted - For
8 Elect Gregory L. Verdine Management For Voted - For
9 Elect Heidi L. Wagner Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Approval of the Non-Employee Director Compensation
Policy Management For Voted - For
719
--------------------------------------------------------------------------------------------------
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Approval of the 2021 Equity Incentive Plan Management For Voted - For
13 Authority to Issue Ordinary Shares Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
720
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
ACLARA RESOURCES INC.
Security ID: 00461M103 Ticker: ARA
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Ramon Barua Management For Voted - For
3 Elect Eduardo Hochschild Management For Voted - For
4 Elect Paul Adams Management For Voted - For
5 Elect Ignacio Bustamante Management For Voted - For
6 Elect Catharine Farrow Management For Voted - For
7 Elect Karen P. Poniachik Management For Voted - For
8 Elect Sanjay Sarma Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
ALAMOS GOLD INC.
Security ID: 011532108 Ticker: AGI
Meeting Date: 26-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Elaine Ellingham Management For Voted - For
3 Elect David Fleck Management For Voted - For
4 Elect David Gower Management For Voted - For
5 Elect Claire Kennedy Management For Voted - For
6 Elect John A. McCluskey Management For Voted - For
7 Elect Monique Mercier Management For Voted - For
8 Elect Paul J. Murphy Management For Voted - For
9 Elect J. Robert S. Prichard Management For Voted - For
10 Elect Kenneth G. Stowe Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Long-Term Incentive Plan Management For Voted - For
13 Amendments to the Employee Share Purchase Plan Management For Voted - For
14 Shareholder Rights Plan Renewal Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
ANEKA TAMBANG
Security ID: Y7116R158 Ticker: ANTM
Meeting Date: 23-Dec-21 Meeting Type: Special
1 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
Meeting Date: 24-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
721
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Directors' and Commissioners' Fees Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Use of Proceed Report Management For Voted - For
6 Amendments to Articles Management For Voted - Against
7 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
ARGONAUT GOLD INC.
Security ID: 04016A101 Ticker: AR
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect James E. Kofman Management For Voted - For
4 Elect Ian Atkinson Management For Voted - For
5 Elect Stephen A. Lang Management For Voted - For
6 Elect Dale C. Peniuk Management For Voted - For
7 Elect Paula Rogers Management For Voted - For
8 Elect Audra Walsh Management For Voted - For
9 Elect Lawrence P. Radford Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
AURELIA METALS LIMITED
Security ID: Q0673J106 Ticker: AMI
Meeting Date: 04-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Elect Helen J. Gillies Management For Voted - For
4 Elect Robert S. Vassie Management For Voted - For
5 Elect Peter R. Botten Management For Voted - For
6 Approve Long Term Incentives Plan Management For Voted - For
7 Equity Grant (MD/CEO Daniel Clifford) Management For Voted - For
B2GOLD CORP.
Security ID: 11777Q209 Ticker: BTO
Meeting Date: 22-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Kevin Bullock Management For Voted - For
4 Elect Robert Cross Management For Voted - For
5 Elect Robert Gayton Management For Voted - For
6 Elect Clive Johnson Management For Voted - For
7 Elect George Johnson Management For Voted - For
8 Elect Liane Kelly Management For Voted - For
722
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Jerry R. Korpan Management For Voted - For
10 Elect Bongani Mtshisi Management For Voted - For
11 Elect Robin Weisman Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
BELLEVUE GOLD LIMITED
Security ID: Q1422R118 Ticker: BGL
Meeting Date: 24-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Michael D. Naylor Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Ratify Placement of Securities Management For Voted - For
6 Ratify Issue of Securities (Macquarie) Management For Voted - For
7 Equity Grant (MD/CEO Stephen Parsons - STI) Management For Voted - For
8 Equity Grant (CFO Michael Naylor - STI) Management For Voted - For
9 Equity Grant (MD/CEO Stephen Parsons - LTI) Management For Voted - For
10 Equity Grant (CFO Michael Naylor - LTI) Management For Voted - For
11 Equity Grant (MD/CEO Stephen Parsons -
Sustainability) Management For Voted - Against
12 Equity Grant (CFO Michael Naylor - Sustainability) Management For Voted - Against
13 Deeds of Indemnity, Insurance and Access Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Renew Proportional Takeover Provisions Management For Voted - For
CAPRICORN METALS LIMITED
Security ID: Q2090L110 Ticker: CMM
Meeting Date: 24-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Bernard De Araugo Management For Voted - For
4 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
5 Ratify Placement of Securities Management For Voted - For
6 Equity Grant (Executive Chair Mark M. Clark) Management For Voted - For
CENTAMIN PLC
Security ID: G2055Q105 Ticker: CEY
Meeting Date: 10-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Remuneration Policy Management For Voted - For
723
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Approval of Long-Term Incentive Plan Management For Voted - For
6 Elect James E. Rutherford Management For Voted - For
7 Elect Martin Horgan Management For Voted - For
8 Elect Ross Jerrard Management For Voted - For
9 Elect Sally Eyre Management For Voted - For
10 Elect Mark Bankes Management For Voted - For
11 Elect Ibrahim Fawzy Management For Voted - For
12 Elect Marna Cloete Management For Voted - For
13 Elect Catharine Farrow Management For Voted - For
14 Elect Hendrik (Hennie) Johannes Faul Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Authority to Set Auditor's Fees Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
COEUR MINING, INC.
Security ID: 192108504 Ticker: CDE
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect Linda L. Adamany Management For Voted - For
2 Elect Sebastian Edwards Management For Voted - For
3 Elect Randolph E. Gress Management For Voted - For
4 Elect Mitchell J. Krebs Management For Voted - For
5 Elect Eduardo Luna Management For Voted - For
6 Elect Jessica L. McDonald Management For Voted - For
7 Elect Robert E. Mellor Management For Voted - For
8 Elect John H. Robinson Management For Voted - For
9 Elect J. Kenneth Thompson Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Increase in Authorized Common Stock Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
DE GREY MINING LIMITED
Security ID: Q3147X115 Ticker: DEG
Meeting Date: 29-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Peter J. Hood Management For Voted - For
4 Re-elect Eduard Eshuys Management For Voted - Against
5 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
6 Equity Grant (MD Glenn Jardine - ZEPOs) Management For Voted - For
7 Approve Incentive Performance Rights and Option
Plan ("PR&O") Management For Voted - For
724
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Approve Non-Executive Directors Share Plan Management For Voted - For
9 Approve Employee Incentive Share Plan Management For Voted - For
10 Equity Grant (NED Peter Hood) Management For Voted - For
11 Ratify Placement of Securities Management For Voted - For
DUNDEE PRECIOUS METALS INC.
Security ID: 265269209 Ticker: DPM
Meeting Date: 05-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Jamie Donovan Management For Voted - For
3 Elect R. Peter Gillin Management For Voted - For
4 Elect Nicole S. Adshead-Bell Management For Voted - For
5 Elect Kalidas V. Madhavpeddi Management For Voted - For
6 Elect Juanita Montalvo Management For Voted - For
7 Elect David Rae Management For Voted - For
8 Elect Marie-Anne Tawil Management For Voted - For
9 Elect Anthony P. Walsh Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Approval of the Stock Option Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
ELDORADO GOLD CORPORATION
Security ID: 284902509 Ticker: ELD
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Carissa Browning Management For Voted - For
3 Elect George Burns Management For Voted - For
4 Elect Teresa Conway Management For Voted - For
5 Elect Catharine Farrow Management For Voted - For
6 Elect Pamela M. Gibson Management For Voted - For
7 Elect Judith Mosely Management For Voted - For
8 Elect Steven P. Reid Management For Voted - For
9 Elect Stephen Walker Management For Voted - For
10 Elect John Webster Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
ENDEAVOUR MINING PLC
Security ID: G3042J105 Ticker: EDV
Meeting Date: 09-Sep-21 Meeting Type: Ordinary
1 Cancellation of Merger Reserve Management For Voted - For
725
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Approval of Tracker Shares under Performance Share
Plans Management For Voted - For
Meeting Date: 24-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect James E. Askew Management For Voted - For
3 Elect Alison Baker Management For Voted - For
4 Elect Ian D. Cockerill Management For Voted - For
5 Elect Livia Mahler Management For Voted - For
6 Elect David J. Mimran Management For Voted - For
7 Elect Sebastien de Montessus Management For Voted - For
8 Elect Naguib S. Sawiris Management For Voted - For
9 Elect Srinivasan Venkatakrishnan Management For Voted - For
10 Elect Tertius Zongo Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Remuneration Policy Management For Voted - Against
14 Remuneration Report Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
EQUINOX GOLD CORP.
Security ID: 29446Y502 Ticker: EQX
Meeting Date: 04-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Ross J. Beaty Management For Voted - For
3 Elect Lenard F. Boggio Management For Voted - For
4 Elect Maryse Belanger Management For Voted - For
5 Elect Francois Bellemare Management For Voted - For
6 Elect Gordon Campbell Management For Voted - For
7 Elect Wesley K. Clark Management For Voted - For
8 Elect Sally Eyre Management For Voted - For
9 Elect Marshall Koval Management For Voted - For
10 Elect Christian Milau Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Restricted Share Unit Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
726
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
FIREFINCH LIMITED
Security ID: Q3917G102 Ticker: FFX
Meeting Date: 27-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Mark S. Hepburn Management For Voted - For
4 Adopt New Constitution Management For Voted - For
5 Renew Proportional Takeover Provisions Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 31-May-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Demerger and Capital Reduction Management For Voted - For
3 Approve Firefinch Awards Plan Management For Voted - For
4 Approve Firefinch Awards Plan - Termination Benefits Management For Voted - For
5 Ratify Placement of Securities Management For Voted - For
6 Approve Increase in NEDs' Fee Cap Management For Voted - For
7 Equity Grant (MD Michael Anderson) Management For Voted - For
8 Equity Grant (NED Brett Fraser) Management For Voted - Against
9 Equity Grant (NED Bradley Gordon) Management For Voted - Against
10 Non-Voting Meeting Note N/A N/A Non-Voting
GOLD ROAD RESOURCES LIMITED
Security ID: Q4202N117 Ticker: GOR
Meeting Date: 19-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Brian K. Levet Management For Voted - For
4 Elect Denise McComish Management For Voted - For
5 Equity Grant (MD/CEO Duncan Gibbs - 2024 LTI) Management For Voted - For
6 Equity Grant (MD/CEO Duncan Gibbs - 2022 STI) Management For Voted - For
7 Approve Increase in NEDs' Fee Cap Management For Voted - For
8 Amendments to Constitution Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Renew Proportional Takeover Provisions Management For Voted - For
GREAT BEAR RESOURCES LTD.
Security ID: 390143709 Ticker: GBR
Meeting Date: 14-Feb-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
727
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Merger Management For Voted - For
GREATLAND GOLD PLC
Security ID: G41575104 Ticker: GGP
Meeting Date: 14-Dec-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Alex Borrelli Management For Voted - Against
3 Elect Shaun Day Management For Voted - For
4 Elect Paul Hallam Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Authority to Set Auditor's Fees Management For Voted - For
7 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
HECLA MINING COMPANY
Security ID: 422704106 Ticker: HL
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Charles B. Stanley Management For Voted - For
2 Elect Alice Wong Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
HOCHSCHILD MINING PLC
Security ID: G4611M107 Ticker: HOC
Meeting Date: 05-Nov-21 Meeting Type: Special
1 Spin-off of Aclara Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-Mar-22 Meeting Type: Special
1 Amarillo Gold Transaction Management For Voted - For
Meeting Date: 26-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Jorge Born Management For Voted - For
5 Elect Ignacio Bustamante Management For Voted - For
6 Elect Jill Gardiner Management For Voted - For
7 Elect Eduardo Hochschild Management For Voted - For
728
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Eileen A. Kamerick Management For Voted - For
9 Elect Tracey Kerr Management For Voted - For
10 Elect Michael Rawlinson Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
Meeting Date: 26-May-22 Meeting Type: Special
1 Ratification of Dividends Management N/A Voted - For
2 Reduction in Merger Reserve Management For Voted - For
3 Reduction in Share Premium Account; Amendment to
Nominal Value Management For Voted - For
K92 MINING INC.
Security ID: 499113108 Ticker: KNT
Meeting Date: 28-Oct-21 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Board Size Management For Voted - For
4 Elect R. Stuart Angus Management For Voted - For
5 Elect Mark Eaton Management For Voted - For
6 Elect Anne E. Giardini Management For Voted - For
7 Elect Saurabh Handa Management For Voted - For
8 Elect Cyndi Laval Management For Voted - For
9 Elect John D. Lewins Management For Voted - For
10 Elect John Ian Stalker Management For Voted - For
11 Elect Graham Wheelock Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Adoption of New Articles Management For Voted - For
14 Approval of the Share Compensation Plan Management For Voted - For
Meeting Date: 30-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect R. Stuart Angus Management For Voted - For
4 Elect Mark Eaton Management For Voted - For
5 Elect Anne E. Giardini Management For Voted - For
6 Elect Saurabh Handa Management For Voted - For
7 Elect Cyndi Laval Management For Voted - For
8 Elect Nan H. Lee Management For Voted - For
729
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect John D. Lewins Management For Voted - For
10 Elect John Ian Stalker Management For Voted - For
11 Elect Graham Wheelock Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
KARORA RESOURCES INC.
Security ID: 48575L206 Ticker: KRR
Meeting Date: 16-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Peter Goudie Management For Voted - For
3 Elect Scott M. Hand Management For Voted - For
4 Elect Paul Huet Management For Voted - For
5 Elect Warwick Morley-Jepson Management For Voted - For
6 Elect Shirley E. In't Veld Management For Voted - For
7 Elect Meri Verli Management For Voted - For
8 Elect Chad Williams Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendment to the Share Incentive Plan Management For Voted - For
KIRKLAND LAKE GOLD LTD.
Security ID: 49741E100 Ticker: KL
Meeting Date: 26-Nov-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Agnico Eagle Transaction Management For Voted - For
LUNDIN GOLD INC.
Security ID: 550371108 Ticker: LUG
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Carmel Daniele Management For Voted - For
3 Elect Gillian Davidson Management For Voted - For
4 Elect Ian Gibbs Management For Voted - Against
5 Elect Chantal Gosselin Management For Voted - For
6 Elect Ashley Heppenstall Management For Voted - For
7 Elect Ron F. Hochstein Management For Voted - For
8 Elect Craig Jones Management For Voted - For
9 Elect Jack O.A. Lundin Management For Voted - For
10 Elect Bob Thiele Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Approval of Unallocated Entitlements Under the
Omnibus Equity Incentive Plan Management For Voted - For
730
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
MERDEKA COPPER GOLD TBK
Security ID: Y60132100 Ticker: MDKA
Meeting Date: 27-Jan-22 Meeting Type: Special
1 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
2 Election of Directors and Commissioners (Slate) Management For Voted - For
Meeting Date: 10-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
4 Directors' and Commissioners' Fees Management For Voted - For
5 Report on Use of Proceeds Management For Voted - For
6 Elect Tang Honghui as Commissioner Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 10-Jun-22 Meeting Type: Special
1 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
2 Authority to Repurchase Shares Management For Voted - For
3 Report on Implementation of Long Term Incentive
Program Management For Voted - For
NEW GOLD INC.
Security ID: 644535106 Ticker: NGD
Meeting Date: 03-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Renaud Adams Management For Voted - For
3 Elect Geoffrey Chater Management For Voted - For
4 Elect Nicholas J. Chirekos Management For Voted - For
5 Elect Gillian Davidson Management For Voted - For
6 Elect Jim Gowans Management For Voted - For
7 Elect Thomas J McCulley Management For Voted - For
8 Elect Margaret Mulligan Management For Voted - For
9 Elect Ian W. Pearce Management For Voted - For
10 Elect Marilyn Schonberner Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
NOVAGOLD RESOURCES INC.
Security ID: 66987E206 Ticker: NG
Meeting Date: 18-May-22 Meeting Type: Annual
1 Board Size Management For Voted - For
731
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Elaine Dorward-King Management For Voted - For
3 Elect Sharon E. Dowdall Management For Voted - For
4 Elect Diane R. Garrett Management For Voted - For
5 Elect Thomas Kaplan Management For Voted - For
6 Elect Gregory Lang Management For Voted - For
7 Elect Igor Levental Management For Voted - For
8 Elect Kalidas V. Madhavpeddi Management For Voted - For
9 Elect C. Kevin McArthur Management For Voted - For
10 Elect Clynton Nauman Management For Voted - For
11 Elect Ethan Schutt Management For Voted - For
12 Elect Anthony P. Walsh Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
OCEANAGOLD CORPORATION
Security ID: 675222103 Ticker: OGC
Meeting Date: 09-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Paul Benson Management For Voted - For
3 Elect Ian M. Reid Management For Voted - For
4 Elect Craig J. Nelsen Management For Voted - For
5 Elect Catherine A. Gignac Management For Voted - For
6 Elect Sandra M. Dodds Management For Voted - For
7 Elect Michael J. McMullen Management For Voted - For
8 Elect Gerard M. Bond Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
ORLA MINING LTD.
Security ID: 68634K106 Ticker: OLA
Meeting Date: 23-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Charles A. Jeannes Management For Voted - For
3 Elect Jason Simpson Management For Voted - For
4 Elect Jean Robitaille Management For Voted - For
5 Elect Tim Haldane Management For Voted - For
6 Elect David Stephens Management For Voted - For
7 Elect Elizabeth McGregor Management For Voted - For
8 Elect Tamara Brown Management For Voted - For
9 Elect Scott Langley Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Approval of Amended and Restated By-law Management For Voted - For
732
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
OSISKO MINING INC.
Security ID: 688281104 Ticker: OSK
Meeting Date: 30-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect John Burzynski Management For Voted - For
3 Elect Jose Vizquerra Benavides Management For Voted - For
4 Elect Patrick F.N. Anderson Management For Voted - For
5 Elect Keith D. McKay Management For Voted - For
6 Elect Amy Satov Management For Voted - For
7 Elect Bernardo Alvarez Calderon Management For Voted - For
8 Elect Andree St-Germain Management For Voted - For
9 Elect Cathy Singer Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PAN AFRICAN RESOURCES PLC
Security ID: G6882W102 Ticker: PAF
Meeting Date: 25-Nov-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Re-elect Keith C. Spencer Management For Voted - For
4 Re-elect Gideon (Deon) P. Louw Management For Voted - For
5 Re-elect Thabo F. Mosololi Management For Voted - For
6 Elect Dawn Earp Management For Voted - For
7 Election of Audit and Risk Committee Member (Dawn
Earp) Management For Voted - For
8 Election of Audit and Risk Committee Member
(Charles Needham) Management For Voted - For
9 Election of Audit and Risk Committee Member (Thabo
Mosololi) Management For Voted - For
10 Approve Remuneration Policy Management For Voted - For
11 Approve Implementation Report Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 General Authority to Issue Shares Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
PERSEUS MINING LIMITED
Security ID: Q74174105 Ticker: PRU
Meeting Date: 25-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Daniel Lougher Management For Voted - For
4 Re-elect David Ransom Management For Voted - For
733
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Re-elect Amber Banfield Management For Voted - For
6 Approval of Return on Capital Management For Voted - For
7 Equity Grant (MD/CEO Jeffrey Quartermaine) Management For Voted - For
8 Amendments to Constitution Management For Voted - For
PRETIUM RESOURCES INC.
Security ID: 74139C102 Ticker: PVG
Meeting Date: 20-Jan-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger with Newcrest Management For Voted - For
RAMELIUS RESOURCES LIMITED
Security ID: Q7982E108 Ticker: RMS
Meeting Date: 25-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Robert S. Vassie Management For Voted - For
4 Re-elect Michael A. Bohm Management For Voted - For
5 Equity Grant (MD/CEO Mark Zeptner) Management For Voted - For
6 Approve Increase in NEDs' Fee Cap Management For Voted - For
RED 5 LIMITED
Security ID: Q80507256 Ticker: RED
Meeting Date: 24-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Andrea Sutton Management For Voted - For
3 Re-elect Ian K. Macpherson Management For Voted - For
4 Re-elect Steven Tombs Management For Voted - Against
5 Approve Increase in NED's Fee Cap Management For Voted - For
6 Remuneration Report Management For Voted - Against
7 Equity Grant (MD Mark Williams - LTIP) Management For Voted - For
8 Equity Grant (MD Mark Williams - PIO) Management For Voted - Against
REGIS RESOURCES LIMITED
Security ID: Q8059N120 Ticker: RRL
Meeting Date: 25-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Stephen (Steve) J. Scudamore Management For Voted - For
734
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Equity Grant (MD/CEO Jim Beyer - LTI) Management For Voted - For
5 Equity Grant (MD/CEO Jim Beyer - STI) Management For Voted - For
SABINA GOLD & SILVER CORP.
Security ID: 785246109 Ticker: SBB
Meeting Date: 25-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect David Fennell Management For Voted - For
4 Elect David Rae Management For Voted - For
5 Elect Anna Tudela Management For Voted - For
6 Elect D. Bruce McLeod Management For Voted - For
7 Elect Anthony P. Walsh Management For Voted - For
8 Elect Leo Zhao Management For Voted - For
9 Elect Walter T. Segsworth Management For Voted - For
10 Elect Anna El-Erian Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Amendment to the Share Compensation Plan Management For Voted - For
13 Private Placement Management For Voted - For
SEABRIDGE GOLD INC.
Security ID: 811916105 Ticker: SEA
Meeting Date: 29-Jun-22 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Trace Arlaud Management For Voted - For
2.2 Elect Rudi P. Fronk Management For Voted - For
2.3 Elect Eliseo Gonzalez-Urien Management For Voted - For
2.4 Elect Richard C. Kraus Management For Voted - For
2.5 Elect Jay Layman Management For Voted - For
2.6 Elect Melanie Miller Management For Voted - For
2.7 Elect Clem Pelletier Management For Voted - For
2.8 Elect John Sabine Management For Voted - For
2.9 Elect Gary A. Sugar Management For Voted - For
2.10 Elect Carol Willson Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Amendments to Articles Regarding the Common Shares Management For Voted - For
6 Amendment to the Stock Option Plan and Restricted
Share Unit Plan Management For Voted - For
7 Transaction of Other Business Management For Voted - Against
735
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
SILVER LAKE RESOURCES LIMITED
Security ID: Q85014100 Ticker: SLR
Meeting Date: 19-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Rebecca Prain Management For Voted - For
4 Approve Employee Incentive Plan Management N/A Voted - For
5 Equity Grant (MD Luke Tonkin) Management For Voted - For
SKEENA RESOURCES LIMITED
Security ID: 83056P715 Ticker: SKE
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Walter Coles, Jr. Management For Voted - For
4 Elect Craig Parry Management For Voted - For
5 Elect Randy Reichert Management For Voted - For
6 Elect Suki Gill Management For Voted - For
7 Elect Greg Beard Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
SOLGOLD PLC
Security ID: G8255T104 Ticker: SOLG
Meeting Date: 15-Dec-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Elect Darryl Cuzzubbo Management For Voted - For
4 Elect Liam Twigger Management For Voted - For
5 Elect Jason Ward Management For Voted - For
6 Elect Brian Moller Management For Voted - Against
7 Elect Keith Marshall Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Set Auditor's Fees Management For Voted - For
10 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - Against
13 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
Meeting Date: 30-Jun-22 Meeting Type: Special
1 Remuneration Policy Management For Voted - For
736
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Approval of 'Long Term Incentive Plan Rules' Management For Voted - Against
3 Approval of 'Performance Bonus Plan' Management For Voted - Against
4 Amendments to Articles Management For Voted - For
SSR MINING INC.
Security ID: 784730103 Ticker: SSRM
Meeting Date: 27-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect A.E. Michael Anglin Management For Voted - For
3 Elect Rodney P. Antal Management For Voted - For
4 Elect Thomas R. Bates, Jr. Management For Voted - For
5 Elect Brian R. Booth Management For Voted - For
6 Elect Simon Fish Management For Voted - For
7 Elect Leigh Ann Fisher Management For Voted - For
8 Elect Alan P. Krusi Management For Voted - For
9 Elect Kay G. Priestly Management For Voted - For
10 Non-Binding Frequency of Non-Binding Advisory Vote
on Executive Compensation: Please Vote on this
Resolution to Approve EVERY YEAR Management For Voted - For
11 Non-Binding Frequency of Non-Binding Advisory Vote
on Executive Compensation: Please Vote on this
Resolution to Approve 2 YEARS Management For Non-Voting
12 Non-Binding Frequency of Non-Binding Advisory Vote
on Executive Compensation: Please Vote on this
Resolution to Approve 3 YEARS Management For Non-Voting
13 Non-Binding Frequency of Non-Binding Advisory Vote
on Executive Compensation: Please Vote on this
Resolution to Approve ABSTAIN Management For Non-Voting
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Approval of the Employee Share Purchase Plan Management For Voted - For
16 Appointment of Auditor Management For Voted - For
ST BARBARA LIMITED
Security ID: Q8744Q173 Ticker: SBM
Meeting Date: 27-Oct-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Kerry J. Gleeson Management For Voted - For
4 Re-elect Stefanie Loader Management For Voted - For
5 Equity Grant (MD/CEO Craig Jetson- FY2022 Grant) Management For Voted - For
6 Amendments to Constitution Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Renew Proportional Takeover Provisions Management For Voted - For
737
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
TOREX GOLD RESOURCES INC.
Security ID: 891054603 Ticker: TXG
Meeting Date: 22-Jun-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Richard Howes Management For Voted - For
3 Elect Jody L.M Kuzenko Management For Voted - For
4 Elect Tony S. Giardini Management For Voted - For
5 Elect Jennifer J. Hooper Management For Voted - For
6 Elect Jay C. Kellerman Management For Voted - For
7 Elect Rosalie C. Moore Management For Voted - For
8 Elect Roy S. Slack Management For Voted - For
9 Elect Elizabeth A. Wademan Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Amendment and Approval of Unallocated Share Units
under the Employee Share Unit Plan Management For Voted - For
12 Approval of Unallocated Share Rights Under the
Restricted Share Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
VICTORIA GOLD CORP.
Security ID: 92625W507 Ticker: VGCX
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Terence (Sean) Harvey Management For Voted - Against
4 Elect John McConnell Management For Voted - For
5 Elect Christopher Hill Management For Voted - For
6 Elect Michael McInnis Management For Voted - Against
7 Elect Letha MacLachlan Management For Voted - For
8 Elect Stephen Scott Management For Voted - Against
9 Elect Joseph J. Ovsenek Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
WESDOME GOLD MINES LTD.
Security ID: 95083R100 Ticker: WDO
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Charles Main Management For Voted - For
3 Elect Duncan Middlemiss Management For Voted - For
4 Elect Nadine Miller Management For Voted - For
5 Elect Warwick Morley-Jepson Management For Voted - For
6 Elect Brian N. Skanderbeg Management For Voted - For
7 Elect Edie Thome Management For Voted - For
738
--------------------------------------------------------------------------------------------------
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Bill Washington Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
WEST AFRICAN RESOURCES LIMITED
Security ID: Q9594D106 Ticker: WAF
Meeting Date: 01-Feb-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ratify Placement of Securities (Tranche 1 Placement) Management For Voted - For
3 Ratify Placement of Securities (Kiaka Agreement) Management For Voted - For
4 Ratify Placement of Securities (GAMS Agreement) Management For Voted - For
5 Approve Issue of Securities (Tranche 2 Placement -
NED Rod Leonard) Management For Voted - For
6 Approve Issue of Securities (Tranche 2 Placement -
NED Nigel Spicer) Management For Voted - For
7 Approve Issue of Securities (Tranche 2 Placement -
NED Stewart Findlay) Management For Voted - For
8 Approve Issue of Securities (Convertible Note) Management For Voted - For
Meeting Date: 13-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Re-elect Lyndon Hopkins Management N/A Voted - Against
4 Re-elect Nigel Spicer Management N/A Voted - For
5 Equity Grant (Executive Chair & CEO Richard Hyde) Management N/A Voted - For
6 Equity Grant (Executive Director & COO Lyndon
Hopkins) Management N/A Voted - For
7 Equity Grant (NED Rod Leonard) Management N/A Voted - For
8 Equity Grant (NED Nigel Spicer) Management N/A Voted - For
9 Equity Grant (NED Libby) Mounsey) Management N/A Voted - For
10 Equity Grant (NED Stewart Findlay) Management N/A Voted - For
WESTGOLD RESOURCES LIMITED
Security ID: Q97159232 Ticker: WGX
Meeting Date: 26-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Gary Davison Management For Voted - For
4 Re-elect Peter Cook Management For Voted - For
5 Equity Grant (Executive Director Wayne Bramwell) Management For Voted - For
6 Approve Increase in NED's Fee Cap Management For Voted - For
7 Adopt New Constitution Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Adopt Proportional Takeover Provisions Management N/A Voted - For
739
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
BMO COMMERCIAL PROPERTY TRUST LIMITED
Security ID: G1R72U108 Ticker: BCPT
Meeting Date: 27-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Dividend Policy Management For Voted - For
4 Elect John Wythe Management For Voted - For
5 Elect Trudi Clark Management For Voted - For
6 Elect Paul Marcuse Management For Voted - For
7 Elect Linda Wilding Management For Voted - For
8 Elect Hugh Scott-Barrett Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Authority to Set Auditor's Fees Management For Voted - For
11 Amendment to Investment Policy Management For Voted - For
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
BR PROPERTIES S.A.
Security ID: P1909V120 Ticker: BRPR3
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Board Size Management For Voted - For
5 Request Cumulative Voting Management N/A Voted - Against
6 Election of Directors Management For Voted - For
7 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Proportional Allocation of Cumulative Votes Management N/A Voted - For
10 Allocate Cumulative Votes to Antonio Carlos Augusto
Ribeiro Bonchristiano Management N/A Voted - Abstain
11 Allocate Cumulative Votes to Danilo Gamboa Management N/A Voted - Abstain
12 Allocate Cumulative Votes to Fabio de Araujo
Nogueira Management N/A Voted - Abstain
13 Allocate Cumulative Votes to Rafael Goncalves de
Souza Management N/A Voted - Abstain
14 Allocate Cumulative Votes to Charles Lagana Putz Management N/A Voted - Abstain
15 Remuneration Policy Management For Voted - For
16 Request Establishment of Supervisory Council Management N/A Voted - Abstain
17 Non-Voting Meeting Note N/A N/A Non-Voting
740
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 26-Apr-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles (Novo Mercado Regulations) Management For Voted - For
3 Consolidation of Articles Management For Voted - For
4 Instructions if Meeting is Held on Second Call Management N/A Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Jun-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Approve Sale of Certain Real Estate Assets
(Transaction 1) Management For Voted - For
4 Approve Sale of Unidade Autonoma Bloco B (JK Tower)
(Transaction 2) Management For Voted - For
5 Approve Sale of Conjunto 34 (B3 Tower) (Transaction
3) Management For Voted - For
CA IMMOBILIEN ANLAGEN AG
Security ID: A1144Q155 Ticker: CAI
Meeting Date: 05-May-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Profits Management For Voted - For
7 Ratification of Management Board Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Supervisory Board Members' Fees Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Remuneration Report Management For Voted - For
12 Elect Klaus Hirschler As Supervisory Board Member Management For Voted - For
13 Amendments to Articles (Company Purpose) Management For Voted - For
14 Amendments to Articles (Remote AGM Participation) Management For Voted - For
15 Amendments to Articles (Electronic AGM
Participation of Board Members) Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
CAPITALAND INTEGRATED COMMERCIAL TRUST
Security ID: Y1100L160 Ticker: C38U
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
741
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Authority to Repurchase and Reissue Units Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA JINMAO HOLDINGS GROUP LIMITED
Security ID: Y1500V107 Ticker: 0817
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect NING Gaoning Management For Voted - Against
5 Elect AN Hongjun Management For Voted - Against
6 Elect LIU Pengpeng Management For Voted - Against
7 Elect JIANG Nan Management For Voted - For
8 Elect GAO Shibin Management For Voted - Against
9 Directors' Fees
Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA OVERSEAS GRAND OCEANS GROUP LIMITED
Security ID: Y1505S117 Ticker: 0081
Meeting Date: 20-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect ZHUANG Yong Management For Voted - Against
7 Elect Paul WANG Man Kwan Management For Voted - Against
8 Elect Dantes LO Yiu Ching Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
Meeting Date: 20-Jun-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 New Framework Agreement and New Annual Caps Management For Voted - For
742
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA OVERSEAS LAND & INVESTMENT LTD.
Security ID: Y15004107 Ticker: 0688
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect GUO Guanghui Management For Voted - For
6 Elect ZHUANG Yong Management For Voted - For
7 Elect ZHAO Wenhai Management For Voted - Against
8 Elect Brian David LI Man Bun Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Approval of the Renewal Master Engagement Agreement Management For Voted - For
CHINA VANKE CO., LTD.
Security ID: Y77421132 Ticker: 2202
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Director's Report Management For Voted - For
3 Supervisor's Report Management For Voted - For
4 2021 Annual Report Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 General Mandate to Provide Financial Assistance Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 Allocation of Final Dividends Management For Voted - For
9 Approval of Scrip Dividend Scheme Management For Voted - For
Meeting Date: 28-Jun-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approval of Scrip Dividend Scheme Management For Voted - For
CIFI HOLDINGS (GROUP) CO. LTD
Security ID: G2140A107 Ticker: 0884
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
743
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect LIN Feng Management For Voted - For
6 Elect CHEN Dongbiao Management For Voted - For
7 Elect Jiang Daqiang Management For Voted - For
8 Elect TAN Wee Seng Management For Voted - Against
9 Elect LIN Caiyi Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Bonus Share Issuance Management For Voted - For
CITY DEVELOPMENTS LIMITED
Security ID: V23130111 Ticker: C09
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Elect KWEK Leng Beng Management For Voted - Against
5 Elect Sherman KWEK Eik Tse Management For Voted - For
6 Elect Colin ONG Lian Jin Management For Voted - Against
7 Elect TANG Ai Ai WONG Ai Ai Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
10 Authority to Repurchase and Reissue Shares Management For Voted - For
11 Related Party Transactions Management For Voted - For
12 Approval of Proposed Distribution Management For Voted - For
COVIVIO
Security ID: F2R22T119 Ticker: COV
Meeting Date: 21-Apr-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Special Auditors Report on Regulated Agreements Management For Voted - For
9 2022 Remuneration Policy (Chair) Management For Voted - For
10 2022 Remuneration Policy (CEO) Management For Voted - For
11 2022 Remuneration Policy (Deputy CEO) Management For Voted - For
12 2022 Remuneration Policy (Board of Directors) Management For Voted - For
13 2021 Remuneration Report Management For Voted - For
744
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 2021 Remuneration of Jean Laurent, Chair Management For Voted - For
15 2021 Remuneration of Christophe Kullmann, CEO Management For Voted - For
16 2021 Remuneration of Olivier Esteve, Deputy CEO Management For Voted - For
17 2021 Remuneration of Dominique Ozanne, Former
Deputy CEO (Until June 30, 2021) Management For Voted - For
18 Elect ACM Vie (Stephanie de Kerdrel) Management For Voted - For
19 Elect Romolo Bardin Management For Voted - For
20 Elect Alix D'Ocagne Management For Voted - For
21 Elect Daniela Schwarzer Management For Voted - For
22 Authority to Repurchase and Reissue Shares Management For Voted - For
23 Authority to Increase Capital Through
Capitalisations Management For Voted - For
24 Authority to Cancel Shares and Reduce Capital Management For Voted - For
25 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
26 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
27 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - For
28 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
29 Employee Stock Purchase Plan Management For Voted - For
30 Authority to Issue Performance Shares Management For Voted - For
31 Amendments to Articles Management For Voted - For
32 Authorisation of Legal Formalities Management For Voted - For
33 Non-Voting Meeting Note N/A N/A Non-Voting
34 Non-Voting Meeting Note N/A N/A Non-Voting
35 Non-Voting Meeting Note N/A N/A Non-Voting
CTP N.V.
Security ID: N2368S105 Ticker: CTPNV
Meeting Date: 15-Jun-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Approve Merger and Hive-Down Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
EUROCOMMERCIAL PROPERTIES N.V.
Security ID: N31068195 Ticker: ECMPA
Meeting Date: 14-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
745
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Allocation of Profits/Dividends Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Elect Bas Steins Bisschop to the Supervisory Board Management For Voted - For
11 Elect Emmanuele Attout to the Supervisory Board Management For Voted - For
12 Elect Roberto Fraticelli to the Management Board Management For Voted - For
13 Elect Peter Mills to the Management Board Management For Voted - For
14 Remuneration Report Management For Voted - For
15 Management Board Remuneration Policy Management For Voted - For
16 Management Board Remuneration Management For Voted - For
17 Supervisory Board Remuneration Policy Management For Voted - For
18 Appointment of Auditor Management For Voted - For
19 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
GECINA
Security ID: F4268U171 Ticker: GFC
Meeting Date: 21-Apr-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
7 Consolidated Accounts and Reports Management For Voted - For
8 Use/Transfer of Reserves Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Scrip Dividend Management For Voted - For
11 Special Auditors Report on Regulated Agreements Management For Voted - For
12 2021 Remuneration Report Management For Voted - For
13 2021 Remuneration of Jerome Brunel, Chair Management For Voted - For
14 2021 Remuneration of Meka Brunel, CEO Management For Voted - For
15 2022 Remuneration Policy (Board of Directors) Management For Voted - For
16 2022 Remuneration Policy (Chair) Management For Voted - For
17 2022 Remuneration Policy (Meka Brunel, Outgoing CEO) Management For Voted - For
18 2022 Remuneration Policy (Benat Ortega, Incoming
CEO) Management For Voted - For
19 Elect Jacques Stern as Censor Management For Voted - For
20 Elect Gabrielle Gauthey Management For Voted - For
21 Elect Carole Le Gall Management For Voted - For
746
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Elect Jacques Stern Management For Voted - For
23 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For
24 Appointment of Auditor (KPMG) Management For Voted - For
25 Appointment of Alternate Auditor (Emmanuel Benoist) Management For Voted - For
26 Appointment of Alternate Auditor (KPMG AUDIT FS) Management For Voted - For
27 Authority to Repurchase and Reissue Shares Management For Voted - For
28 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
29 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
30 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - For
31 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
32 Greenshoe Management For Voted - For
33 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
34 Authority to Set Offering Price of Shares Management For Voted - For
35 Authority to Increase Capital Through
Capitalisations Management For Voted - For
36 Employee Stock Purchase Plan Management For Voted - For
37 Authority to Issue Performance Shares Management For Voted - For
38 Authority to Cancel Shares and Reduce Capital Management For Voted - For
39 Authorisation of Legal Formalities Management For Voted - For
40 Non-Voting Meeting Note N/A N/A Non-Voting
HAMMERSON PLC
Security ID: G4273Q164 Ticker: HMSO
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Enhanced Scrip Dividend (Final Dividend) Management For Voted - For
5 Elect Habib Ibrahim Annous Management For Voted - For
6 Elect Himanshu Raja Management For Voted - For
7 Elect Mike Butterworth Management For Voted - For
8 Elect Meka Brunel Management For Voted - For
9 Elect Desmond de Beer Management For Voted - Against
10 Elect Rita-Rose Gagne Management For Voted - For
11 Elect Adam Metz Management For Voted - For
12 Elect Robert M. Noel Management For Voted - For
13 Elect Carol Welch Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
747
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Authority to Repurchase Shares Management For Voted - For
HANG LUNG PROPERTIES LIMITED
Security ID: Y30166105 Ticker: 0101
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Dominic HO Chiu Fai Management For Voted - Against
6 Elect Philip CHEN Nan Lok Management For Voted - For
7 Elect Anita FUNG Yuen Mei Management For Voted - For
8 Elect Kenneth CHIU Ka Kui Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Adoption of New Share Option Scheme Management For Voted - Against
15 Adoption of New Articles of Association Management For Voted - For
HONGKONG LAND HOLDINGS LTD.
Security ID: G4587L109 Ticker: HKLD
Meeting Date: 05-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Elect Craig Beattie Management For Voted - For
4 Elect Adam P.C. Keswick Management For Voted - Against
5 Elect Lincoln LEONG Kwok Kuen Management For Voted - For
6 Elect Anthony Nightingale Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Directors' Remuneration Cap Management For Voted - For
9 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
INMOBILIARIA COLONIAL, SOCIMI, S.A.
Security ID: E6451E105 Ticker: COL
Meeting Date: 20-Jun-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Individual Accounts Management For Voted - For
4 Consolidated Accounts Management For Voted - For
5 Allocation of Profits Management For Voted - For
748
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Distribution of Dividends Management For Voted - For
7 Ratification of Board Acts; Management Reports Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - For
10 Authority to Set General Meeting Notice Period at
15 days Management For Voted - Against
11 Elect Juan Jose Brugera Clavero Management For Voted - For
12 Elect Pere Vinolas Serra Management For Voted - For
13 Elect Juan Carlos Garcia Canizares Management For Voted - Against
14 Elect Javier Lopez Casado Management For Voted - Against
15 Elect Luis Maluquer Trepat Management For Voted - Against
16 Amendments to Remuneration Policy Management For Voted - For
17 Remuneration Report Management For Voted - Against
18 Authorisation of Legal Formalities Management For Voted - For
KEPPEL REIT
Security ID: Y4740G104 Ticker: K71U
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Elect Yoichiro Hamaoka Management For Voted - For
4 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
5 Authority to Repurchase and Reissue Units Management For Voted - For
KLEPIERRE
Security ID: F5396X102 Ticker: LI
Meeting Date: 26-Apr-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
8 Consolidated Accounts and Reports Management For Voted - For
9 Allocation of Profits Management For Voted - For
10 Allocation of Dividends Management For Voted - For
11 Special Auditors Report on Regulated Agreements Management For Voted - For
12 Elect Rose-Marie Van Lerberghe Management For Voted - For
13 Elect Beatrice de Clermont Tonnerre Management For Voted - For
14 Appointment of Auditor (Deloitte & Associes) Management For Voted - For
15 Appointment of Auditor (Ernst & Young Audit) Management For Voted - For
16 2022 Remuneration Policy (Supervisory Board) Management For Voted - For
17 2022 Remuneration Policy (Management Board Chair) Management For Voted - For
18 2022 Remuneration Policy (Management Board Members) Management For Voted - For
749
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 2021 Remuneration Report Management For Voted - For
20 2021 Remuneration of David Simon, Supervisory Board
Chair Management For Voted - For
21 2021 Remuneration of Jean-Marc Jestin, Management
Board Chair Management For Voted - For
22 2021 Remuneration of Jean-Michel Gault, Management
Board Member Management For Voted - For
23 2021 Remuneration of Benat Ortega, Management Board
Member Management For Voted - For
24 Authority to Repurchase and Reissue Shares Management For Voted - For
25 Authority to Cancel Shares and Reduce Capital Management For Voted - For
26 Authority to Issue Performance Shares Management For Voted - For
27 Authorisation of Legal Formalities Management For Voted - For
LEGRAND SA
Security ID: F56196185 Ticker: LR
Meeting Date: 25-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
7 Consolidated Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For
10 Non-Renewal of Alternate Auditor (Jean-Christophe
Georghiou) Management For Voted - For
11 2021 Remuneration Report Management For Voted - For
12 2021 Remuneration of Angeles Garcia-Poveda, Chair Management For Voted - For
13 2021 Remuneration of Benoit Coquart, CEO Management For Voted - For
14 2022 Remuneration Policy (Chair) Management For Voted - For
15 2022 Remuneration Policy (CEO) Management For Voted - For
16 2022 Remuneration Policy (Board of Directors) Management For Voted - For
17 Elect Olivier Bazil Management For Voted - For
18 Elect Edward A. Gilhuly Management For Voted - For
19 Elect Patrick Koller Management For Voted - For
20 Elect Florent Menegaux Management For Voted - For
21 Authority to Repurchase and Reissue Shares Management For Voted - For
22 Authority to Cancel Shares and Reduce Capital Management For Voted - For
23 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
24 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
25 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
26 Greenshoe Management For Voted - For
750
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
27 Authority to Increase Capital Through
Capitalisations Management For Voted - For
28 Employee Stock Purchase Plan Management For Voted - For
29 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
30 Global Ceiling on Capital Increases and Debt
Issuances Management For Voted - For
31 Authorisation of Legal Formalities Management For Voted - For
32 Non-Voting Meeting Note N/A N/A Non-Voting
33 Non-Voting Meeting Note N/A N/A Non-Voting
LINDAB INTERNATIONAL AB
Security ID: W56316107 Ticker: LIAB
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Accounts and Reports Management For Voted - For
15 Allocation of Profits/Dividends Management For Voted - For
16 Ratify Peter Nilsson Management For Voted - For
17 Ratify Per Bertland Management For Voted - For
18 Ratify Sonat Burman-Olsson Management For Voted - For
19 Ratify Viveka Ekberg Management For Voted - For
20 Ratify Anette Frumarie Management For Voted - For
21 Ratify Marcus Hedblom Management For Voted - For
22 Ratify Staffan Pehrson Management For Voted - For
23 Ratify Pontus Andersson Management For Voted - For
24 Ratify Anders Lundberg Management For Voted - For
25 Ratify Ola Ringdahl Management For Voted - For
26 Board Size Management For Voted - For
27 Directors' Fees Management For Voted - For
28 Authority to Set Auditor's Fees Management For Voted - For
29 Elect Peter Nilsson Management For Voted - For
30 Elect Viveka Ekberg Management For Voted - For
31 Elect Sonat Burman-Olsson Management For Voted - For
32 Elect Annette Frumerie Management For Voted - For
33 Elect Per Bertland Management For Voted - Against
34 Elect Marcus Hedblom Management For Voted - For
751
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
35 Elect Staffan Pehrson Management For Voted - For
36 Elect Peter Nilsson as Chair of the Board Management For Voted - For
37 Appointment of Auditor Management For Voted - For
38 Remuneration Report Management For Voted - For
39 Adoption of Call Option Plan Management For Voted - For
40 Authority to Issue Treasury Shares Management For Voted - For
41 Non-Voting Agenda Item N/A N/A Non-Voting
MAPLETREE COMMERCIAL TRUST
Security ID: Y5759T101 Ticker: N2IU
Meeting Date: 23-May-22 Meeting Type: Special
1 Scheme of Arrangement (Merger/Acquisition) Management For Voted - For
2 Issuance of Consideration Units Management For Voted - For
3 Whitewash Waiver Management For Voted - For
4 Amendments to Company Trust Deed to Adopt
Management Fee Supplement Management For Voted - For
MERCIALYS
Security ID: F61573105 Ticker: MERY
Meeting Date: 28-Apr-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Elect Eric Le Gentil Management For Voted - For
9 Elect Stephanie Bensimon Management For Voted - For
10 Elect Elisabeth Cunin Management For Voted - For
11 Elect Pascale Roque Management For Voted - For
12 2021 Remuneration Report Management For Voted - For
13 2021 Remuneration of Eric Le Gentil, Chair Management For Voted - For
14 2021 Remuneration of Vincent Ravat, CEO Management For Voted - For
15 2021 Remuneration of Elizabeth Blaise, Deputy CEO Management For Voted - For
16 2022 Remuneration Policy (Chair) Management For Voted - For
17 2022 Remuneration Policy (CEO) Management For Voted - For
18 2022 Remuneration Policy (Deputy CEO) Management For Voted - For
19 2022 Remuneration Policy (Board of Directors) Management For Voted - For
20 Special Auditors Report on Regulated Agreements Management For Voted - For
21 Appointment of Auditor (Ernst & Young); Non-Renewal
of Auditex as Alternate Auditor Management For Voted - For
22 Appointment of Auditor (KPMG); Non-Renewal of
Salustro Reydel as Alternate Auditor Management For Voted - For
23 Opinion on Ambition to Fight Climate Change Management For Voted - Abstain
752
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 Authority to Repurchase and Reissue Shares Management For Voted - For
25 Authority to Cancel Shares and Reduce Capital Management For Voted - For
26 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
27 Greenshoe Management For Voted - For
28 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - For
29 Global Ceiling on Capital Increases and Debt
Issuances Management For Voted - For
30 Employee Stock Purchase Plan Management For Voted - For
31 Authorisation of Legal Formalities Management For Voted - For
32 Non-Voting Meeting Note N/A N/A Non-Voting
33 Non-Voting Meeting Note N/A N/A Non-Voting
34 Non-Voting Meeting Note N/A N/A Non-Voting
MERLIN PROPERTIES SOCIMI S.A.
Security ID: E7390Z100 Ticker: MRL
Meeting Date: 03-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Individual Accounts and Reports Management For Voted - For
3 Consolidated Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Special Dividend Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Elect Ismael Clemente Orrego Management For Voted - For
9 Elect Miguel Ollero Barrera Management For Voted - For
10 Elect Ana Forner Beltran Management For Voted - For
11 Elect Ignacio Gil-Casares Satrustegui Management For Voted - For
12 Elect Maria Luisa Jorda Castro Management For Voted - For
13 Elect Ana Garcia Fau Management For Voted - For
14 Elect Fernando Ortiz Vaamonde Management For Voted - For
15 Elect George Donald Johnston III Management For Voted - For
16 Elect Emilio Novela Berlin Management For Voted - For
17 Remuneration Policy Management For Voted - For
18 2022-2024 Long-Term Incentive Plan Management For Voted - For
19 Remuneration Report Management For Voted - For
20 Authority to Set General Meeting Notice Period at
15 days Management For Voted - Against
21 Amendments to Articles Management For Voted - For
22 Authorisation of Legal Formalities Management For Voted - For
23 Non-Voting Meeting Note N/A N/A Non-Voting
753
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
NEPI ROCKCASTLE PLC
Security ID: G6420W101 Ticker: NRP
Meeting Date: 28-Apr-22 Meeting Type: Special
1 Reincorporation/Change of Continuance Management For Voted - For
2 Authorization of Legal Formalities Management For Voted - For
3 Accounts and Reports Management For Voted - For
Meeting Date: 10-May-22 Meeting Type: Special
1 Change of Continuance from the Isle of Man to
Luxembourg Management For Voted - For
2 Change of Company's Head Office Address Management For Voted - For
3 Reincorporation and Change of Name Management For Voted - For
4 Ratification of Net Assets and Issued Share Capital Management For Voted - For
5 Amendments to Articles (the Luxembourg Articles) Management For Voted - Against
6 Termination of Director Mandates Management For Voted - For
7 Elect Dany Rudiger Management For Voted - For
8 Elect Eliza Predoiu Management For Voted - For
9 Elect Marek P. Noetzel Management For Voted - For
10 Elect George Aase Management For Voted - For
11 Elect Andries de Lange Management For Voted - For
12 Elect Antoine L.V. Dijkstra Management For Voted - For
13 Elect Andreas Klingen Management For Voted - For
14 Elect Jonathan Lurie Management For Voted - For
15 Elect Ana Maria Mihaescu Management For Voted - For
16 Elect Andre van der Veer Management For Voted - For
17 Elect Steven Brown Management For Voted - For
18 Appointment of Auditor Management For Voted - For
19 Authority to Set Auditor's Fees Management For Voted - For
20 Increase in Authorized Capital Management For Voted - Against
21 General Authority To Issue Shares For Cash Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Change of Continuance from Luxembourg to the
Netherlands Management For Voted - For
24 Amendments to Articles (the Dutch Articles) Management For Voted - Against
25 Change of Company Name Management For Voted - For
26 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Re-elect Eliza Predoiu Management For Voted - For
4 Elect Audit Committee Chair (Andreas Klingen) Management For Voted - For
5 Elect Audit Committee Member (Andre van der Veer) Management For Voted - For
6 Elect Audit Committee Member (Antoine L.V. Dijkstra) Management For Voted - For
7 Elect Audit Committee Member (Ana Maria Mihaescu) Management For Voted - For
8 Approve NEDs' Fees Management For Voted - For
754
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Appointment of Auditor Management For Voted - For
10 Authority to Set Auditor's Fees Management For Voted - For
11 Authorisation of Legal Formalities Management For Voted - For
12 General Authority To Issue Shares For Cash Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority To Cancel Repurchased Shares Management For Voted - For
15 Approve Remuneration Policy Management For Voted - For
16 Approve Remuneration Implementation Report Management For Voted - For
PRIME US REIT
Security ID: Y475LA101 Ticker: OXMU
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
4 Authority to Repurchase Units Management For Voted - For
SOHO CHINA LTD
Security ID: G82600100 Ticker: 0410
Meeting Date: 24-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect PAN Shiyi Management For Voted - Against
5 Elect SUN Qiang Chang Management For Voted - Against
6 Directors' Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
SWIRE PROPERTIES LIMITED
Security ID: Y83191109 Ticker: 1972
Meeting Date: 10-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect Guy M. C. Bradley Management For Voted - Against
5 Elect Nicholas A. H. FENWICK Management For Voted - For
6 Elect Spencer T. FUNG Management For Voted - For
7 Elect Merlin B. Swire Management For Voted - For
8 Elect Timothy J. Blackburn Management For Voted - For
755
--------------------------------------------------------------------------------------------------
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Mabelle MA Suk Ching Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
756
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADOBE INC.
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 14-Apr-22 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Brett Biggs Management For Voted - For
3 Elect Melanie Boulden Management For Voted - For
4 Elect Frank A. Calderoni Management For Voted - For
5 Elect Laura Desmond Management For Voted - For
6 Elect Shantanu Narayen Management For Voted - For
7 Elect Spencer Neumann Management For Voted - For
8 Elect Kathleen Oberg Management For Voted - For
9 Elect Dheeraj Pandey Management For Voted - For
10 Elect David A. Ricks Management For Voted - For
11 Elect Daniel Rosensweig Management For Voted - Against
12 Elect John E. Warnock Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
ALBERTSONS COMPANIES, INC.
Security ID: 013091103 Ticker: ACI
Meeting Date: 05-Aug-21 Meeting Type: Annual
1 Elect Vivek Sankaran Management For Voted - For
2 Elect Jim Donald Management For Voted - For
3 Elect Chan Galbato Management For Voted - For
4 Elect Sharon L. Allen Management For Voted - For
5 Elect Shant Babikian Management For Voted - For
6 Elect Steven A. Davis Management For Voted - For
7 Elect Kim S. Fennebresque Management For Voted - For
8 Elect Allen M. Gibson Management For Voted - For
9 Elect Hersch Klaff Management For Voted - For
10 Elect Jay L. Schottenstein Management For Voted - For
11 Elect Alan H. Schumacher Management For Voted - For
12 Elect Brian Kevin Turner Management For Voted - For
13 Elect Mary Elizabeth West Management For Voted - For
14 Elect Scott Wille Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Change in Board Size Management For Voted - For
757
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Amendment to the Certificate of Incorporation to
Effect a 20-for-1 Stock Split and a Proportional
Increase in Authorized Common Stock Management For Voted - For
15 Shareholder Proposal Regarding Aligning Climate
Goals with Employee Retirement Plan Options Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
17 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
18 Shareholder Report on Plastic Packaging Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Worker
Health and Safety Disparities Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
21 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
23 Shareholder Proposal Regarding Report on Freedom of
Association Shareholder Against Voted - For
24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
25 Shareholder Proposal Regarding Multiple Board
Nominees Shareholder Against Voted - Against
26 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Diversity and Equity
Audit Shareholder Against Voted - Abstain
29 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
758
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMERICAN TOWER CORPORATION
Security ID: 03027X100 Ticker: AMT
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Thomas A. Bartlett Management For Voted - For
2 Elect Kelly C. Chambliss Management For Voted - For
3 Elect Teresa H. Clarke Management For Voted - For
4 Elect Raymond P. Dolan Management For Voted - For
5 Elect Kenneth R. Frank Management For Voted - For
6 Elect Robert D. Hormats Management For Voted - For
7 Elect Grace D. Lieblein Management For Voted - For
8 Elect Craig Macnab Management For Voted - For
9 Elect JoAnn A. Reed Management For Voted - For
10 Elect Pamela D.A. Reeve Management For Voted - For
11 Elect David E. Sharbutt Management For Voted - For
12 Elect Bruce L. Tanner Management For Voted - For
13 Elect Samme L. Thompson Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
ANAPLAN, INC.
Security ID: 03272L108 Ticker: PLAN
Meeting Date: 21-Jun-22 Meeting Type: Special
1 Acquisition by Thoma Bravo Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 04-Mar-22 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Ronald D. Sugar Management For Voted - For
9 Elect Susan L. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Approval of the 2022 Employee Stock Plan Management For Voted - For
13 Shareholder Proposal Regarding Becoming a Public
Benefit Corporation Shareholder Against Voted - Against
759
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Report on
Effectiveness of Supply Chain Policies on Forced
Labor Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For
18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
ARCH CAPITAL GROUP LTD.
Security ID: G0450A105 Ticker: ACGL
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect John L. Bunce, Jr. Management For Voted - For
2 Elect Marc Grandisson Management For Voted - For
3 Elect Moira A. Kilcoyne Management For Voted - For
4 Elect Eugene S. Sunshine Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 2022 Long-Term Incentive and Share Award Plan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Elect Robert Appleby Management For Voted - For
9 Elect Matthew Dragonetti Management For Voted - For
10 Elect Seamus Fearon Management For Voted - For
11 Elect H. Beau Franklin Management For Voted - For
12 Elect Jerome Halgan Management For Voted - For
13 Elect James Haney Management For Voted - For
14 Elect Chris Hovey Management For Voted - For
15 Elect W. Preston Hutchings Management For Voted - For
16 Elect Pierre Jal Management For Voted - For
17 Elect Francois Morin Management For Voted - Against
18 Elect David J. Mulholland Management For Voted - For
19 Elect Chiara Nannini Management For Voted - Against
20 Elect Maamoun Rajoh Management For Voted - For
21 Elect Christine Todd Management For Voted - For
ARCUS BIOSCIENCES, INC.
Security ID: 03969F109 Ticker: RCUS
Meeting Date: 14-Jun-22 Meeting Type: Annual
1 Elect Yasunori Kaneko Management For Voted - For
2 Elect Patrick Machado Management For Voted - For
3 Elect Andrew Perlman Management For Voted - For
4 Elect Antoni Ribas Management For Voted - For
5 Ratification of Auditor Management For Voted - Against
6 Advisory Vote on Executive Compensation Management For Voted - For
760
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
ASCENDIS PHARMA A/S
Security ID: 04351P101 Ticker: ASND
Meeting Date: 18-Nov-21 Meeting Type: Special
1 Election of Presiding Chair Management For Voted - For
2 Elect Rafaele Tordjman Management For Voted - For
3 Authorize Chair to Register Resolutions Management For Voted - For
Meeting Date: 30-May-22 Meeting Type: Annual
1 Election of Presiding Chair Management For Voted - For
2 Presentation of Accounts and Reports Management For Voted - For
3 Accounts and Reports; Ratification of Board and
Management Acts Management For Voted - For
4 Allocation of Loss Management For Voted - For
5 Elect Albert Cha Management For Voted - Abstain
6 Elect Rafaele Tordjman Management For Voted - For
7 Elect Lars Holtug Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Issue Warrants w/o Preemptive Rights
Pursuant to LTI Management For Voted - For
ASHLAND GLOBAL HOLDINGS INC.
Security ID: 044186104 Ticker: ASH
Meeting Date: 25-Jan-22 Meeting Type: Annual
1.1 Elect Brendan M. Cummins Management For Voted - For
1.2 Elect William G. Dempsey Management For Voted - For
1.3 Elect Jay V. Ihlenfeld Management For Voted - For
1.4 Elect Wetteny Joseph Management For Voted - For
1.5 Elect Susan L. Main Management For Voted - For
1.6 Elect Guillermo Novo Management For Voted - For
1.7 Elect Jerome A. Peribere Management For Voted - For
1.8 Elect Ricky C. Sandler Management For Voted - For
1.9 Elect Janice J. Teal Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
BATH & BODY WORKS, INC.
Security ID: 070830104 Ticker: BBWI
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Patricia S. Bellinger Management For Voted - For
2 Elect Alessandro Bogliolo Management For Voted - For
3 Elect Francis A. Hondal Management For Voted - For
761
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Danielle M. Lee Management For Voted - For
5 Elect Michael G. Morris Management For Voted - For
6 Elect Sarah E. Nash Management For Voted - For
7 Elect Juan Rajlin Management For Voted - For
8 Elect Stephen D. Steinour Management For Voted - For
9 Elect J.K. Symancyk Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Approval of the Associate Stock Purchase Plan
Management For Voted - For
13 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
BAUSCH HEALTH COMPANIES INC.
Security ID: 071734107 Ticker: BHC
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Elect Thomas J. Appio Management For Voted - For
2 Elect Richard U. De Schutter Management For Voted - For
3 Elect Brett M. Icahn Management For Voted - For
4 Elect Argeris N. Karabelas Management For Voted - For
5 Elect Sarah B. Kavanagh Management For Voted - For
6 Elect Steven D. Miller Management For Voted - For
7 Elect Richard C. Mulligan Management For Voted - Withheld
8 Elect Joseph C. Papa Management For Voted - For
9 Elect Robert N. Power Management For Voted - For
10 Elect Russel C. Robertson Management For Voted - For
11 Elect Thomas W. Ross, Sr. Management For Voted - For
12 Elect Amy B. Wechsler Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Amendment to the 2014 Omnibus Incentive Plan Management For Voted - For
15 Appointment of Auditor and Authority to Set Fees Management For Voted - For
BILIBILI INC
Security ID: 090040106 Ticker: 9626
Meeting Date: 30-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect JP Gan Management For Voted - Against
3 Elect Eric He Management For Voted - For
4 Elect Feng Li Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
6 Authority to Repurchase Shares Management For Voted - For
7 Cloud Services Agreement Management For Voted - For
8 Collaboration Agreement Management For Voted - For
9 Amendments to Articles Management For Voted - For
762
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
BIOLIFE SOLUTIONS, INC.
Security ID: 09062W204 Ticker: BLFS
Meeting Date: 09-Jun-22 Meeting Type: Annual
1.1 Elect Michael Rice Management For Voted - For
1.2 Elect Joydeep Goswami Management For Voted - For
1.3 Elect Joseph Schick Management For Voted - Withheld
1.4 Elect Amy DuRoss Management For Voted - For
1.5 Elect Rachel Ellingson Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Amendment to the 2013 Performance Incentive Plan Management For Voted - For
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 09-Jun-22 Meeting Type: Annual
1.1 Elect Timothy M. Armstrong Management For Voted - For
1.2 Elect Glenn D. Fogel Management For Voted - For
1.3 Elect Mirian M. Graddick-Weir Management For Voted - For
1.4 Elect Wei Hopeman Management For Voted - For
1.5 Elect Robert J. Mylod Jr. Management For Voted - For
1.6 Elect Charles H. Noski Management For Voted - For
1.7 Elect Nicholas J. Read Management For Voted - For
1.8 Elect Thomas E. Rothman Management For Voted - For
1.9 Elect Sumit Singh Management For Voted - For
1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.11 Elect Vanessa A. Wittman Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
5 Shareholder Proposal Regarding Linking Executive
Pay to Climate Change Performance Shareholder Against Voted - Against
CHARTER COMMUNICATIONS, INC.
Security ID: 16119P108 Ticker: CHTR
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect W. Lance Conn Management For Voted - For
2 Elect Kim C. Goodman Management For Voted - For
3 Elect Craig A. Jacobson Management For Voted - For
4 Elect Gregory B. Maffei Management For Voted - Against
5 Elect John D. Markley, Jr. Management For Voted - For
6 Elect David C. Merritt Management For Voted - For
7 Elect James E. Meyer Management For Voted - For
763
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Steven A. Miron Management For Voted - For
9 Elect Balan Nair Management For Voted - Against
10 Elect Michael A. Newhouse Management For Voted - For
11 Elect Mauricio Ramos Management For Voted - For
12 Elect Thomas M. Rutledge Management For Voted - For
13 Elect Eric L. Zinterhofer Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
18 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For
19 Shareholder Proposal Regarding EEO-1 Reporting Shareholder Against Voted - For
20 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
CHESAPEAKE ENERGY CORPORATION
Security ID: 165167735 Ticker: CHK
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Demonic J. Dell'Osso, Jr. Management For Voted - For
2 Elect Timothy S. Duncan Management For Voted - For
3 Elect Benjamin C. Duster, IV Management For Voted - For
4 Elect Sarah A. Emerson Management For Voted - For
5 Elect Matthew Gallagher Management For Voted - For
6 Elect Brian Steck Management For Voted - For
7 Elect Michael A. Wichterich Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
CHURCHILL DOWNS INCORPORATED
Security ID: 171484108 Ticker: CHDN
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Ulysses L. Bridgeman, Jr. Management For Voted - Withheld
2 Elect R. Alex Rankin Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
CROWN HOLDINGS, INC.
Security ID: 228368106 Ticker: CCK
Meeting Date: 28-Apr-22 Meeting Type: Annual
1.1 Elect Timothy J. Donahue Management For Voted - For
1.2 Elect Richard H. Fearon Management For Voted - For
1.3 Elect Andrea Funk Management For Voted - For
764
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Stephen J. Hagge Management For Voted - For
1.5 Elect James H. Miller Management For Voted - For
1.6 Elect Josef M. Muller Management For Voted - For
1.7 Elect B. Craig Owens Management For Voted - For
1.8 Elect Caesar F. Sweitzer Management For Voted - For
1.9 Elect Marsha C. Williams Management For Voted - For
1.10 Elect Dwayne A. Wilson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Approval of the 2022 Stock-Based Incentive
Compensation Plan Management For Voted - For
5 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder For Voted - For
DISH NETWORK CORPORATION
Security ID: 25470M109 Ticker: DISH
Meeting Date: 29-Apr-22 Meeting Type: Annual
1.1 Elect Kathleen Q. Abernathy Management For Voted - Withheld
1.2 Elect George R. Brokaw Management For Voted - For
1.3 Elect W. Erik Carlson Management For Voted - For
1.4 Elect James DeFranco Management For Voted - For
1.5 Elect Cantey M. Ergen Management For Voted - For
1.6 Elect Charles W. Ergen Management For Voted - For
1.7 Elect Tom A. Ortolf Management For Voted - For
1.8 Elect Joseph T. Proietti Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
ELASTIC N.V.
Security ID: N14506104 Ticker: ESTC
Meeting Date: 01-Oct-21 Meeting Type: Annual
1 Elect Shay Banon Management For Voted - For
2 Elect Shelley B. Leibowitz Management For Voted - For
3 Adoption of Dutch Statutory Annual Accounts for 2021 Management For Voted - For
4 Discharge from Liability for Executive Director Management For Voted - For
5 Discharge from Liability for Non-Executive Directors Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Authority to Repurchase Shares Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
Meeting Date: 09-Mar-22 Meeting Type: Special
1 Elect Ashutosh Kulkarni Management For Voted - For
765
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
ENOVIX CORPORATION
Security ID: 293594107 Ticker: ENVX
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Thurman John Rodgers Management For Voted - For
1.2 Elect Betsy S. Atkins Management For Voted - Withheld
1.3 Elect Pegah Ebrahimi Management For Voted - For
1.4 Elect Emmanuel T. Hernandez Management For Voted - For
1.5 Elect John D. McCranie Management For Voted - For
1.6 Elect Gregory Reichow Management For Voted - For
1.7 Elect Harrold Rust Management For Voted - For
2 Ratification of Auditor Management For Voted - For
EXPEDIA GROUP, INC.
Security ID: 30212P303 Ticker: EXPE
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Elect Samuel Altman Management For Voted - For
2 Elect Beverly Anderson Management For Voted - For
3 Elect Susan C. Athey Management For Voted - For
4 Elect Chelsea Clinton Management For Voted - Withheld
5 Elect Barry Diller Management For Voted - For
6 Elect Craig A. Jacobson Management For Voted - Withheld
7 Elect Peter M. Kern Management For Voted - For
8 Elect Dara Khosrowshahi Management For Voted - Withheld
9 Elect Patricia Menendez-Cambo Management For Voted - For
10 Elect Alexander von Furstenberg Management For Voted - For
11 Elect Julie Whalen Management For Voted - For
12 Ratification of Auditor Management For Voted - For
FATE THERAPEUTICS, INC.
Security ID: 31189P102 Ticker: FATE
Meeting Date: 09-Jun-22 Meeting Type: Annual
1.1 Elect Timothy Coughlin Management For Voted - For
1.2 Elect J. Scott Wolchko Management For Voted - For
1.3 Elect Shefali Agarwal Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Approval of the 2022 Stock Option and Incentive Plan Management For Voted - For
766
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
FIRST AMERICAN FINANCIAL CORPORATION
Security ID: 31847R102 Ticker: FAF
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect Reginald H. Gilyard Management For Voted - For
2 Elect Parker S. Kennedy Management For Voted - Against
3 Elect Mark C. Oman Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendment to the 2010 Employee Stock Purchase Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
FISERV, INC.
Security ID: 337738108 Ticker: FISV
Meeting Date: 18-May-22 Meeting Type: Annual
1.1 Elect Frank J. Bisignano Management For Voted - For
1.2 Elect Alison Davis Management For Voted - For
1.3 Elect Henrique de Castro Management For Voted - For
1.4 Elect Harry F. DiSimone Management For Voted - For
1.5 Elect Dylan G. Haggart Management For Voted - For
1.6 Elect Wafaa Mamilli Management For Voted - For
1.7 Elect Heidi G. Miller Management For Voted - For
1.8 Elect Doyle R. Simons Management For Voted - For
1.9 Elect Kevin M. Warren Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
FLOOR & DECOR HOLDINGS, INC.
Security ID: 339750101 Ticker: FND
Meeting Date: 11-May-22 Meeting Type: Annual
1 Elect Thomas V. Taylor, Jr. Management For Voted - For
2 Elect Kamy Scarlett Management For Voted - For
3 Elect Charles E. Young Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
FRONTIER COMMUNICATIONS PARENT, INC.
Security ID: 35909D109 Ticker: FYBR
Meeting Date: 17-May-22 Meeting Type: Annual
1 Elect Kevin L. Beebe Management For Voted - For
767
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Lisa V. Chang Management For Voted - For
3 Elect Pamela L. Coe Management For Voted - For
4 Elect Nick Jeffery Management For Voted - For
5 Elect Stephen Pusey Management For Voted - For
6 Elect Margaret M. Smyth Management For Voted - For
7 Elect John G. Stratton Management For Voted - For
8 Elect Maryann Turcke Management For Voted - Against
9 Elect Prat Vemana Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
GDS HOLDINGS LIMITED
Security ID: 36165L108 Ticker: GDS
Meeting Date: 30-Jun-22 Meeting Type: Annual
1 Elect William Wei Huang Management For Voted - Against
2 Elect YU Bin Management For Voted - Against
3 Elect Zulkifli bin Baharudin Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
6 Authorization of Directors and Officers Management For Voted - For
GINKGO BIOWORKS HOLDINGS, INC.
Security ID: 37611X100 Ticker: DNA
Meeting Date: 10-Jun-22 Meeting Type: Annual
1 Elect Arie S. Belldegrun Management For Voted - Against
2 Elect Marijn E. Dekkers Management For Voted - For
3 Elect Christian O. Henry Management For Voted - Against
4 Elect Reshma Kewalramani Management For Voted - Against
5 Elect Shyam Sankar Management For Voted - For
6 Elect Harry E. Sloan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
HOWMET AEROSPACE, INC.
Security ID: 443201108 Ticker: HWM
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect James F. Albaugh Management For Voted - For
2 Elect Amy E. Alving Management For Voted - For
3 Elect Sharon Barner Management For Voted - For
4 Elect Joseph S. Cantie Management For Voted - For
5 Elect Robert F. Leduc Management For Voted - For
6 Elect David J. Miller Management For Voted - For
7 Elect Jody G. Miller Management For Voted - For
768
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Nicole W. Piasecki Management For Voted - For
9 Elect John C. Plant Management For Voted - For
10 Elect Ulrich R. Schmidt Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Security ID: 459506101 Ticker: IFF
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Kathryn J. Boor Management For Voted - For
2 Elect Edward D. Breen Management For Voted - Against
3 Elect Barry A. Bruno Management For Voted - For
4 Elect Franklin K. Clyburn, Jr. Management For Voted - For
5 Elect Carol A. Davidson Management For Voted - For
6 Elect Michael L. Ducker Management For Voted - For
7 Elect Roger W. Ferguson, Jr. Management For Voted - For
8 Elect John F. Ferraro Management For Voted - For
9 Elect Christina A. Gold Management For Voted - For
10 Elect Ilene S. Gordon Management For Voted - For
11 Elect Matthias Heinzel Management For Voted - For
12 Elect Dale F. Morrison Management For Voted - For
13 Elect Kare Schultz Management For Voted - For
14 Elect Stephen Williamson Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
LITHIA MOTORS, INC.
Security ID: 536797103 Ticker: LAD
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Elect Sidney B. DeBoer Management For Voted - For
2 Elect Susan O. Cain Management For Voted - For
3 Elect Bryan B. DeBoer Management For Voted - For
4 Elect Shauna F. McIntyre Management For Voted - For
5 Elect Louis P. Miramontes Management For Voted - For
6 Elect Kenneth E. Roberts Management For Voted - For
7 Elect David J. Robino Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
769
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
LOWE'S COMPANIES, INC.
Security ID: 548661107 Ticker: LOW
Meeting Date: 27-May-22 Meeting Type: Annual
1.1 Elect Raul Alvarez Management For Voted - For
1.2 Elect David H. Batchelder Management For Voted - For
1.3 Elect Sandra B. Cochran Management For Voted - For
1.4 Elect Laurie Z. Douglas Management For Voted - For
1.5 Elect Richard W. Dreiling Management For Voted - For
1.6 Elect Marvin R. Ellison Management For Voted - For
1.7 Elect Daniel J. Heinrich Management For Voted - For
1.8 Elect Brian C. Rogers Management For Voted - For
1.9 Elect Bertram L. Scott Management For Voted - For
1.10 Elect Colleen Taylor Management For Voted - For
1.11 Elect Mary Elizabeth West Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Amendment to the 2006 Long Term Incentive Plan Management For Voted - For
5 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
6 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Report on Human
Rights Risks from Supply Chain Employee
Misclassification Shareholder Against Voted - Against
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: FB
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Tracey T. Travis Management For Voted - For
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
770
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Shareholder Proposal Regarding Report on Business
Practices and Financial Returns Shareholder Against Voted - Against
8 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Report and Advisory
Vote on Metaverse Project Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
11 Shareholder Proposal Regarding Report on Online
Child Exploitation Shareholder Against Voted - For
12 Shareholder Proposal Regarding Non-discrimination
Audit Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
14 Shareholder Proposal Regarding Assessment of Audit
& Risk Oversight Committee Shareholder Against Voted - For
15 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
METTLER-TOLEDO INTERNATIONAL INC.
Security ID: 592688105 Ticker: MTD
Meeting Date: 05-May-22 Meeting Type: Annual
1 Elect Robert F. Spoerry Management For Voted - For
2 Elect Wah-Hui Chu Management For Voted - For
3 Elect Domitille Doat-Le Bigot Management For Voted - For
4 Elect Olivier A. Filliol Management For Voted - For
5 Elect Elisha W. Finney Management For Voted - For
6 Elect Richard Francis Management For Voted - For
7 Elect Michael A. Kelly Management For Voted - For
8 Elect Thomas P. Salice Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
MGM RESORTS INTERNATIONAL
Security ID: 552953101 Ticker: MGM
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Barry Diller Management For Voted - For
2 Elect Alexis M. Herman Management For Voted - For
3 Elect William Joseph Hornbuckle Management For Voted - For
4 Elect Mary Chris Jammet Management For Voted - For
5 Elect Joey Levin Management For Voted - For
6 Elect Rose McKinney-James Management For Voted - For
7 Elect Keith A. Meister Management For Voted - For
8 Elect Paul J. Salem Management For Voted - For
9 Elect Gregory M. Spierkel Management For Voted - For
10 Elect Jan G. Swartz Management For Voted - For
11 Elect Daniel J. Taylor Management For Voted - For
771
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For
MICRON TECHNOLOGY, INC.
Security ID: 595112103 Ticker: MU
Meeting Date: 13-Jan-22 Meeting Type: Annual
1 Elect Richard M. Beyer Management For Voted - For
2 Elect Lynn A. Dugle Management For Voted - For
3 Elect Steven J. Gomo Management For Voted - For
4 Elect Linnie M. Haynesworth Management For Voted - For
5 Elect Mary Pat McCarthy Management For Voted - For
6 Elect Sanjay Mehrotra Management For Voted - For
7 Elect Robert E. Switz Management For Voted - For
8 Elect MaryAnn Wright Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 30-Nov-21 Meeting Type: Annual
1 Elect Reid G. Hoffman Management For Voted - For
2 Elect Hugh F. Johnston Management For Voted - For
3 Elect Teri L. List Management For Voted - For
4 Elect Satya Nadella Management For Voted - For
5 Elect Sandra E. Peterson Management For Voted - For
6 Elect Penny S. Pritzker Management For Voted - For
7 Elect Carlos A. Rodriguez Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - Against
11 Elect Emma N. Walmsley Management For Voted - For
12 Elect Padmasree Warrior Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Approval of the Employee Stock Purchase Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment
Policies Shareholder Against Voted - For
18 Shareholder Proposal Regarding Prohibition of
Facial Recognition Technology Sales to Government
Entities Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Implementation of
the Fair Chance Business Pledge Shareholder Against Voted - Against
772
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Shareholder Proposal Regarding Report on Alignment
of Lobbying Activities with Company Policies Shareholder Against Voted - Against
MIRATI THERAPEUTICS, INC.
Security ID: 60468T105 Ticker: MRTX
Meeting Date: 12-May-22 Meeting Type: Annual
1.1 Elect Charles M. Baum Management For Voted - For
1.2 Elect Bruce L.A. Carter Management For Voted - For
1.3 Elect Julie M. Cherrington Management For Voted - For
1.4 Elect Aaron I. Davis Management For Voted - For
1.5 Elect Henry J. Fuchs Management For Voted - For
1.6 Elect Faheem Hasnain Management For Voted - Withheld
1.7 Elect Craig A. Johnson Management For Voted - For
1.8 Elect Maya Martinez-Davis Management For Voted - For
1.9 Elect David Meek Management For Voted - For
1.10 Elect Shalini Sharp Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - Against
4 Approval of the 2022 Equity Incentive Plan Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
Security ID: 609207105 Ticker: MDLZ
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Lewis W.K. Booth Management For Voted - For
2 Elect Charles E. Bunch Management For Voted - For
3 Elect Ertharin Cousin Management For Voted - For
4 Elect Lois D. Juliber Management For Voted - For
5 Elect Jorge S. Mesquita Management For Voted - For
6 Elect Jane Hamilton Nielsen Management For Voted - For
7 Elect Christiana Smith Shi Management For Voted - For
8 Elect Patrick T. Siewert Management For Voted - For
9 Elect Michael A. Todman Management For Voted - For
10 Elect Dirk Van de Put Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Timothy M. Haley Management For Voted - Withheld
2 Elect Leslie J. Kilgore Management For Voted - For
773
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Strive T. Masiyiwa Management For Voted - For
4 Elect Ann Mather Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Elimination of Supermajority Requirement Management For Voted - For
7 Restoration of Right to Call a Special Meeting Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
NICE LTD
Security ID: 653656108 Ticker: NICE
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Elect David Kostman Management For Voted - For
2 Elect Rimon Ben-Shaoul Management For Voted - For
3 Elect Yehoshua Ehrlich Management For Voted - For
4 Elect Leo Apotheker Management For Voted - For
5 Elect Joseph L. Cowan Management For Voted - For
6 Elect Dan Falk Management For Voted - Against
7 Confirmation of Controlling Shareholder Management N/A Voted - Against
8 Elect Yocheved Dvir Management For Voted - For
9 Confirmation of Controlling Shareholder Management N/A Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
NORTONLIFELOCK INC.
Security ID: 668771108 Ticker: NLOK
Meeting Date: 14-Sep-21 Meeting Type: Annual
1 Elect Sue Barsamian Management For Voted - For
2 Elect Eric K. Brandt Management For Voted - For
3 Elect Frank E. Dangeard Management For Voted - For
4 Elect Nora M. Denzel Management For Voted - For
5 Elect Peter A. Feld Management For Voted - For
6 Elect Kenneth Y. Hao Management For Voted - For
7 Elect Emily Heath Management For Voted - For
8 Elect Vincent Pilette Management For Voted - For
9 Elect Sherrese M. Smith Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Shareholder Proposal Regarding Independent Board
Chair Shareholder Against Voted - Against
Meeting Date: 04-Nov-21 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
774
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
OTIS WORLDWIDE CORPORATION
Security ID: 68902V107 Ticker: OTIS
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Jeffrey H. Black Management For Voted - For
2 Elect Kathy Hopinkah Hannan Management For Voted - For
3 Elect Shailesh G. Jejurikar Management For Voted - For
4 Elect Christopher J. Kearney Management For Voted - For
5 Elect Judith F. Marks Management For Voted - For
6 Elect Harold W. McGraw III Management For Voted - For
7 Elect Margaret M.V. Preston Management For Voted - For
8 Elect Shelley Stewart, Jr. Management For Voted - For
9 Elect John H. Walker Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Length of Share
Ownership Required to Call Special Meetings Shareholder Against Voted - Against
PEGASYSTEMS INC.
Security ID: 705573103 Ticker: PEGA
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Elect Alan Trefler Management For Voted - For
2 Elect Peter Gyenes Management For Voted - For
3 Elect Richard H. Jones Management For Voted - For
4 Elect Christopher Lafond Management For Voted - For
5 Elect Dianne Ledingham Management For Voted - For
6 Elect Sharon Rowlands Management For Voted - For
7 Elect Lawrence Weber Management For Voted - Against
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
POST HOLDINGS, INC.
Security ID: 737446104 Ticker: POST
Meeting Date: 27-Jan-22 Meeting Type: Annual
1.1 Elect Gregory L. Curl Management For Voted - For
1.2 Elect Ellen F. Harshman Management For Voted - For
1.3 Elect David P. Skarie Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2021 Long-Term Incentive Plan Management For Voted - For
775
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
PROLOGIS, INC.
Security ID: 74340W103 Ticker: PLD
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Hamid R. Moghadam Management For Voted - For
2 Elect Cristina G. Bita Management For Voted - For
3 Elect George L. Fotiades Management For Voted - For
4 Elect Lydia H. Kennard Management For Voted - For
5 Elect Irving F. Lyons, III Management For Voted - For
6 Elect Avid Modjtabai Management For Voted - For
7 Elect David P. O'Connor Management For Voted - For
8 Elect Olivier Piani Management For Voted - For
9 Elect Jeffrey L. Skelton Management For Voted - For
10 Elect Carl B. Webb Management For Voted - For
11 Elect William D. Zollars Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - For
ROCKET PHARMACEUTICALS, INC.
Security ID: 77313F106 Ticker: RCKT
Meeting Date: 13-Jun-22 Meeting Type: Annual
1 Elect Elisabeth Bjork Management For Voted - For
2 Elect Carsten Boess Management For Voted - For
3 Elect Pedro P. Granadillo Management For Voted - For
4 Elect Gotham Makker Management For Voted - For
5 Elect Fady Malik Management For Voted - For
6 Elect Gaurav Shah Management For Voted - For
7 Elect David P. Southwell Management For Voted - Withheld
8 Elect Roderick Wong Management For Voted - For
9 Elect Naveen Yalamanchi Management For Voted - Withheld
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
S&P GLOBAL INC.
Security ID: 78409V104 Ticker: SPGI
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Marco Alvera Management For Voted - For
2 Elect Jacques Esculier Management For Voted - For
3 Elect Gay Huey Evans Management For Voted - For
4 Elect William D. Green Management For Voted - For
5 Elect Stephanie C. Hill Management For Voted - For
6 Elect Rebecca Jacoby Management For Voted - For
7 Elect Robert P. Kelly Management For Voted - For
776
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Ian P. Livingston Management For Voted - For
9 Elect Deborah D. McWhinney Management For Voted - For
10 Elect Maria R. Morris Management For Voted - For
11 Elect Douglas L. Peterson Management For Voted - For
12 Elect Edward B. Rust, Jr. Management For Voted - For
13 Elect Richard E. Thornburgh Management For Voted - For
14 Elect Gregory Washington Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - For
SEA LIMITED
Security ID: 81141R100 Ticker: SE
Meeting Date: 14-Feb-22 Meeting Type: Annual
1 Amendments to Articles Management For Voted - Against
SEAGEN INC.
Security ID: 81181C104 Ticker: SGEN
Meeting Date: 13-May-22 Meeting Type: Annual
1 Elect Ted W. Love Management For Voted - Against
2 Elect Daniel G. Welch Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
SENTINELONE, INC.
Security ID: 81730H109 Ticker: S
Meeting Date: 30-Jun-22 Meeting Type: Annual
1.1 Elect Daniel Scheinman Management For Voted - Withheld
1.2 Elect Teddie Wardi Management For Voted - Withheld
1.3 Elect Tomer Weingarten Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
TENET HEALTHCARE CORPORATION
Security ID: 88033G407 Ticker: THC
Meeting Date: 06-May-22 Meeting Type: Annual
1 Elect Ronald A. Rittenmeyer Management For Voted - For
2 Elect J. Robert Kerrey Management For Voted - For
3 Elect James L. Bierman Management For Voted - For
4 Elect Richard W. Fisher Management For Voted - For
5 Elect Meghan FitzGerald Management For Voted - For
6 Elect Cecil D. Haney Management For Voted - For
777
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Christopher S. Lynch Management For Voted - For
8 Elect Richard J. Mark Management For Voted - For
9 Elect Tammy Romo Management For Voted - For
10 Elect Saumya Sutaria Management For Voted - For
11 Elect Nadja Y. West Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Amendment to the 2019 Stock Incentive Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 07-Oct-21 Meeting Type: Annual
1 Elect James Murdoch Management For Voted - For
2 Elect Kimbal Musk Management For Voted - For
3 Reduce Director Terms from Three Years to Two Years Management For Voted - For
4 Elimination of Supermajority Requirement Management Abstain Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Board
Declassification Shareholder Against Voted - For
7 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on The Impact
of Mandatory Arbitration Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Board Oversight of
Human Capital Management Shareholder Against Voted - For
10 Shareholder Proposal Regarding Human Rights
Reporting Shareholder Against Voted - For
TEXAS PACIFIC LAND CORPORATION
Security ID: 88262P102 Ticker: TPL
Meeting Date: 29-Dec-21 Meeting Type: Annual
1 Elect Barbara J. Duganier Management For Voted - For
2 Elect Tyler Glover Management For Voted - For
3 Elect Dana F. McGinnis Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Approval of the 2021 Incentive Plan Management For Voted - For
7 Approval of the 2021 Non-Employee Director Stock
and Deferred Compensation Plan Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Board
Declassification Shareholder Against Voted - For
778
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE HOME DEPOT, INC.
Security ID: 437076102 Ticker: HD
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Gerard J. Arpey Management For Voted - For
2 Elect Ari Bousbib Management For Voted - For
3 Elect Jeffery H. Boyd Management For Voted - For
4 Elect Gregory D. Brenneman Management For Voted - For
5 Elect J. Frank Brown Management For Voted - For
6 Elect Albert P. Carey Management For Voted - For
7 Elect Edward P. Decker Management For Voted - For
8 Elect Linda R. Gooden Management For Voted - For
9 Elect Wayne M. Hewett Management For Voted - For
10 Elect Manuel Kadre Management For Voted - For
11 Elect Stephanie C. Linnartz Management For Voted - For
12 Elect Craig A. Menear Management For Voted - For
13 Elect Paula Santilli Management For Voted - For
14 Elect Caryn Seidman-Becker Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Amendment to the Omnibus Stock Incentive Plan Management For Voted - For
18 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Deforestation Report Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
THE NEW YORK TIMES COMPANY
Security ID: 650111107 Ticker: NYT
Meeting Date: 27-Apr-22 Meeting Type: Annual
1.1 Elect Amanpal S. Bhutani Management For Voted - For
1.2 Elect Manuel Bronstein Management For Voted - For
1.3 Elect Doreen A. Toben Management For Voted - For
1.4 Elect Rebecca Van Dyck Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109 Ticker: PG
Meeting Date: 12-Oct-21 Meeting Type: Annual
1 Elect B. Marc Allen Management For Voted - For
2 Elect Angela F. Braly Management For Voted - For
779
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Amy L. Chang Management For Voted - For
4 Elect Joseph Jimenez Management For Voted - For
5 Elect Christopher Kempczinski Management For Voted - For
6 Elect Debra L. Lee Management For Voted - For
7 Elect Terry J. Lundgren Management For Voted - For
8 Elect Christine M. McCarthy Management For Voted - For
9 Elect Jon R. Moeller Management For Voted - For
10 Elect David. S. Taylor Management For Voted - For
11 Elect Margaret C. Whitman Management For Voted - For
12 Elect Patricia A. Woertz Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Non-Management
Employee Representation on the Board Shareholder Against Voted - Against
THE SHERWIN-WILLIAMS COMPANY
Security ID: 824348106 Ticker: SHW
Meeting Date: 20-Apr-22 Meeting Type: Annual
1 Elect Kerrii B. Anderson Management For Voted - For
2 Elect Arthur F. Anton Management For Voted - For
3 Elect Jeff M. Fettig Management For Voted - For
4 Elect Richard J. Kramer Management For Voted - For
5 Elect John G. Morikis Management For Voted - For
6 Elect Christine A. Poon Management For Voted - For
7 Elect Aaron M. Powell Management For Voted - For
8 Elect Marta R. Stewart Management For Voted - For
9 Elect Michael H. Thaman Management For Voted - For
10 Elect Matthew Thornton III Management For Voted - For
11 Elect Steven H. Wunning Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
UNITY SOFTWARE INC.
Security ID: 91332U101 Ticker: U
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect Egon P. Durban Management For Voted - Withheld
1.2 Elect Barry Schuler Management For Voted - For
1.3 Elect Robynne Sisco Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
780
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
VIATRIS INC.
Security ID: 92556V106 Ticker: VTRS
Meeting Date: 10-Dec-21 Meeting Type: Annual
1 Elect Neil F. Dimick Management For Voted - For
2 Elect Michael Goettler Management For Voted - For
3 Elect Ian C. Read Management For Voted - For
4 Elect Pauline van der Meer Mohr Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 25-Jan-22 Meeting Type: Annual
1 Elect Lloyd A. Carney Management For Voted - For
2 Elect Mary B. Cranston Management For Voted - For
3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For
4 Elect Alfred F. Kelly, Jr. Management For Voted - For
5 Elect Ramon L. Laguarta Management For Voted - For
6 Elect John F. Lundgren Management For Voted - For
7 Elect Robert W. Matschullat Management For Voted - For
8 Elect Denise M. Morrison Management For Voted - For
9 Elect Linda Rendle Management For Voted - For
10 Elect Maynard G. Webb Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
VISTRA CORP.
Security ID: 92840M102 Ticker: VST
Meeting Date: 03-May-22 Meeting Type: Annual
1 Elect Scott B. Helm Management For Voted - For
2 Elect Hilary E. Ackermann Management For Voted - For
3 Elect Arcilia C. Acosta Management For Voted - For
4 Elect Gavin R. Baiera Management For Voted - For
5 Elect Paul M. Barbas Management For Voted - For
6 Elect Lisa Crutchfield Management For Voted - For
7 Elect Brian K. Ferraioli Management For Voted - For
8 Elect Jeff D. Hunter Management For Voted - For
9 Elect Curtis A. Morgan Management For Voted - For
10 Elect John R. Sult Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
781
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
WELLS FARGO & COMPANY
Security ID: 949746101 Ticker: WFC
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Steven D. Black Management For Voted - Against
2 Elect Mark A. Chancy Management For Voted - For
3 Elect Celeste A. Clark Management For Voted - For
4 Elect Theodore F. Craver, Jr. Management For Voted - For
5 Elect Richard K. Davis Management For Voted - For
6 Elect Wayne M. Hewett Management For Voted - Against
7 Elect CeCelia Morken Management For Voted - For
8 Elect Maria R. Morris Management For Voted - For
9 Elect Felicia F. Norwood Management For Voted - For
10 Elect Richard B. Payne, Jr. Management For Voted - For
11 Elect Juan A. Pujadas Management For Voted - For
12 Elect Ronald L. Sargent Management For Voted - For
13 Elect Charles W. Scharf Management For Voted - For
14 Elect Suzanne M. Vautrinot Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Incentive
Compensation Report Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Board Diversity
Report Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Human
Rights Standards for Indigenous Peoples Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Fossil Fuel
Financing Policy Shareholder Against Voted - Against
23 Shareholder Proposal regarding racial equity audit Shareholder Against Voted - For
24 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
XPENG INC.
Security ID: 98422D105 Ticker: XPEV
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 2021 Accounts and Reports Management For Voted - For
2 Elect Xiaopeng He Management For Voted - Against
3 Elect Yingjie Chen Management For Voted - For
4 Elect Ji-Xun Foo Management For Voted - Against
5 Elect Fei Yang Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 General Mandate to Issue Shares Management For Voted - Against
9 General Mandate to Repurchase Shares Management For Voted - For
782
--------------------------------------------------------------------------------------------------
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Authority to Issue Repurchased Shares Management For Voted - Against
783
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABC-MART, INC.
Security ID: J00056101 Ticker: 2670
Meeting Date: 26-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Minoru Noguchi Management For Voted - For
5 Elect Kiyoshi Katsunuma Management For Voted - For
6 Elect Jo Kojima Management For Voted - For
7 Elect Takashi Kikuchi Management For Voted - For
8 Elect Kiichiro Hattori Management For Voted - For
9 Elect Yasuo Ishii Management For Voted - For
ADIDAS AG
Security ID: D0066B185 Ticker: ADS
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Supervisory Board Remuneration Policy Management For Voted - For
8 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
9 Appointment of Auditor (FY2022) Management For Voted - For
10 Appointment of Auditor (FY2023) Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
ANTA SPORTS PRODUCTS
Security ID: G04011105 Ticker: 2020
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
784
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Ding Shizhong Management For Voted - Against
6 Elect LAI Shixian Management For Voted - For
7 Elect WU Yonghua Management For Voted - For
8 Elect DAI Zhongchuan Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Articles Management For Voted - Against
ARIAKE JAPAN CO., LTD.
Security ID: J01964105 Ticker: 2815
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Elect Naoki Shirakawa Management For Voted - Against
4 Elect Katsutoshi Iwaki Management For Voted - For
5 Elect Koichi Matsumoto Management For Voted - For
6 Elect Koji Iwaki Management For Voted - For
7 Elect Tomoki Tagawa Management For Voted - For
8 Elect Seishi Hoshino as Audit Committee Director Management For Voted - Against
9 Bonus Management For Voted - Against
ASICS CORPORATION
Security ID: J03234150 Ticker: 7936
Meeting Date: 25-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Motoi Oyama Management For Voted - For
5 Elect Yasuhito Hirota Management For Voted - For
6 Elect Hitoshi Kashiwaki Management For Voted - For
7 Elect Kazuo Sumi Management For Voted - For
8 Elect Makiko Yamamoto Makiko Yasukawa Management For Voted - For
9 Elect Noriatsu Yoshimi Management For Voted - Against
10 Elect Miwa Suto Management For Voted - For
11 Elect Yasushi Yokoi Management For Voted - For
12 Elect Hideaki Mihara as Alternate Audit Committee
Director Management For Voted - For
785
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
BASIC-FIT N.V
Security ID: N10058100 Ticker: BFIT
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Remuneration Report Management For Voted - Against
7 Accounts and Reports Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - Against
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Suppress Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/ or w/o Preemptive
Rights in Relation to the Performance Share Plan or
Any Other Employee Share Plan Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
BELLRING BRANDS, INC.
Security ID: 079823100 Ticker: BRBR
Meeting Date: 11-Feb-22 Meeting Type: Annual
1.1 Elect Chonda J. Nwamu Management For Voted - For
1.2 Elect Robert V. Vitale Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
Meeting Date: 08-Mar-22 Meeting Type: Special
1 Restructuring/Reorganization Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
BLACKMORES LIMITED
Security ID: Q15790100 Ticker: BKL
Meeting Date: 27-Oct-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
786
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Remuneration Report Management For Voted - For
3 Equity Grant (MD/CEO Alastair Symington - STIP) Management For Voted - For
4 Equity Grant (MD/CEO Alastair Symington - LTIP) Management For Voted - For
5 Re-elect Anne Templeman-Jones Management For Voted - For
6 Elect Wendy Stops Management For Voted - For
7 Elect Sharon Warburton Management For Voted - For
8 Elect Stephen Roche Management For Voted - For
9 Elect Erica Mann Management For Voted - For
10 Shareholder Proposal Regarding Election of
Dissident Nominee George Tambassis Shareholder Against Voted - Against
CALAVO GROWERS, INC.
Security ID: 128246105 Ticker: CVGW
Meeting Date: 27-Apr-22 Meeting Type: Annual
1.1 Elect Farha Aslam Management For Voted - For
1.2 Elect Marc L. Brown Management For Voted - Withheld
1.3 Elect Michael A. DiGregorio Management For Voted - For
1.4 Elect Adriana Mendizabal Management For Voted - For
1.5 Elect James D. Helin Management For Voted - For
1.6 Elect Steven Hollister Management For Voted - For
1.7 Elect Kathleen M. Holmgren Management For Voted - For
1.8 Elect John M. Hunt Management For Voted - Withheld
1.9 Elect J. Link Leavens Management For Voted - Withheld
1.10 Elect Donald M. Sanders Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CAL-MAINE FOODS, INC.
Security ID: 128030202 Ticker: CALM
Meeting Date: 01-Oct-21 Meeting Type: Annual
1.1 Elect Adolphus B. Baker Management For Voted - For
1.2 Elect Max P. Bowman Management For Voted - Withheld
1.3 Elect Letitia C. Hughes Management For Voted - For
1.4 Elect Sherman L. Miller Management For Voted - For
1.5 Elect James E. Poole Management For Voted - For
1.6 Elect Steve W. Sanders Management For Voted - For
1.7 Elect Camille S. Young Management For Voted - For
2 Ratification of Auditor Management For Voted - For
CELSIUS HOLDINGS, INC.
Security ID: 15118V207 Ticker: CELH
Meeting Date: 19-Aug-21 Meeting Type: Annual
1.1 Elect John Fieldly Management For Voted - For
787
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Nicholas Castaldo Management For Voted - For
1.3 Elect Caroline Levy Management For Voted - For
1.4 Elect Hal Kravitz Management For Voted - For
1.5 Elect Alexandre Ruberti Management For Voted - For
1.6 Elect Tony Lau Management For Voted - For
1.7 Elect Cheryl S. Miller Management For Voted - For
1.8 Elect Damon DeSantis Management For Voted - For
1.9 Elect Joyce Russell Management For Voted - For
2 Ratification of Auditor Management For Voted - For
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect John Fieldly Management For Voted - For
1.2 Elect Nicholas Castaldo Management For Voted - For
1.3 Elect Caroline Levy Management For Voted - For
1.4 Elect Hal Kravitz Management For Voted - For
1.5 Elect Alexandre Ruberti Management For Voted - For
1.6 Elect Cheryl S. Miller Management For Voted - For
1.7 Elect Damon DeSantis Management For Voted - For
1.8 Elect Joyce Russell Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
COLUMBIA SPORTSWEAR COMPANY
Security ID: 198516106 Ticker: COLM
Meeting Date: 01-Jun-22 Meeting Type: Annual
1.1 Elect Timothy P. Boyle Management For Voted - For
1.2 Elect Stephen E. Babson Management For Voted - For
1.3 Elect Andy D. Bryant Management For Voted - For
1.4 Elect John W. Culver Management For Voted - For
1.5 Elect Kevin Mansell Management For Voted - For
1.6 Elect Ronald E. Nelson Management For Voted - For
1.7 Elect Sabrina L. Simmons Management For Voted - For
1.8 Elect Malia H. Wasson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CURVES HOLDINGS CO. LTD.
Security ID: J0845V100 Ticker: 7085
Meeting Date: 25-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Takeshi Masumoto Management For Voted - For
4 Elect Maki Sakamoto Management For Voted - For
5 Elect Yoko Masumoto Management For Voted - For
788
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Shinya Matsuda Management For Voted - For
7 Elect Motoaki Kuniyasu Management For Voted - For
8 Elect Sadayoshi Yamamoto Management For Voted - For
9 Elect Masahide Teraishi Management For Voted - For
10 Trust Type Equity Plan Management For Voted - For
DANONE
Security ID: F12033134 Ticker: BN
Meeting Date: 26-Apr-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Consolidated Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Elect Valerie Chapoulaud-Floquet Management For Voted - For
10 Elect Antoine de Saint-Affrique Management For Voted - For
11 Elect Patrice Louvet Management For Voted - For
12 Elect Geraldine Picaud Management For Voted - For
13 Elect Susan Roberts Management For Voted - For
14 Appointment of Auditor (Ernst & Young) Management For Voted - For
15 Appointment of Auditor (Mazars) Management For Voted - For
16 Special Auditors Report on Regulated Agreements Management For Voted - For
17 2021 Remuneration Report Management For Voted - For
18 2021 Remuneration of Veronique Penchienati-Bosetta,
Former Interim CEO (From March 14, 2021, Until
September 14, 2021) Management For Voted - For
19 2021 Remuneration of Shane Grant, Former Interim
Deputy CEO (From March 14, 2021, Until September
14, 2021) Management For Voted - For
20 2021 Remuneration of Antoine de Saint-Affrique, CEO
(From September 15, 2021) Management For Voted - For
21 2021 Remuneration of Gilles Schnepp, Chair (Since
March 14, 2021) Management For Voted - For
22 2022 Remuneration Policy (Executives) Management For Voted - For
23 2022 Remuneration Policy (Chair) Management For Voted - For
24 2022 Remuneration Policy (Board of Directors) Management For Voted - For
25 Authority to Repurchase and Reissue Shares Management For Voted - For
26 Stock Purchase Plan for Overseas Employees Management For Voted - For
27 Authority to Issue Performance Shares Management For Voted - For
28 Authority to Issue Restricted Shares Management For Voted - For
29 Amendments to Articles Regarding the CEO's and the
Deputy CEO's Age Limits Management For Voted - For
30 Amendments to Articles Regarding the Chair's Age
Limits Management For Voted - For
789
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 Amendments to Article Regarding Directors'
Shareholding Requirements Management For Voted - For
32 Authorisation of Legal Formalities Management For Voted - For
33 SHP On Amendments to Article 18 Regarding the
Honorary Chair Shareholder N/A Voted - For
34 Non-Voting Meeting Note N/A N/A Non-Voting
35 Non-Voting Meeting Note N/A N/A Non-Voting
DESCENTE, LTD.
Security ID: J12138103 Ticker: 8114
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Shuichi Koseki Management For Voted - For
5 Elect Motonari Shimizu Management For Voted - For
6 Elect Norio Ogawa Management For Voted - For
7 Elect Tomonori Azuma Management For Voted - For
8 Elect Seiji Sato Management For Voted - For
9 Elect Yasuyo Kasahara Management For Voted - For
DEXCOM, INC.
Security ID: 252131107 Ticker: DXCM
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Steven R. Altman Management For Voted - For
2 Elect Barbara E. Kahn Management For Voted - For
3 Elect Kyle Malady Management For Voted - For
4 Elect Jay S. Skyler Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Stock Split Management For Voted - For
DICK'S SPORTING GOODS, INC.
Security ID: 253393102 Ticker: DKS
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Elect Mark J. Barrenechea Management For Voted - For
2 Elect Emanuel Chirico Management For Voted - For
3 Elect William J. Colombo Management For Voted - For
4 Elect Anne Fink Management For Voted - For
5 Elect Sandeep Lakhmi Mathrani Management For Voted - Withheld
6 Elect Desiree Ralls-Morrison Management For Voted - For
7 Elect Larry D. Stone Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
790
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Ratification of Auditor Management For Voted - For
DYACO INTERNATIONAL INC
Security ID: Y2182S107 Ticker: 1598
Meeting Date: 27-May-22 Meeting Type: Annual
1 2021 Accounts and Reports Management For Voted - For
2 2021 Profit Distribution Plan Management For Voted - For
3 Amendments to Procedural Rules: Acquisition or
Disposal of Assets Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Amendments to Procedural Rules: Shareholders
Meetings Management For Voted - For
6 By-elect LI Bo-Yi Management For Voted - For
7 Non-compete Restrictions for Directors Management For Voted - For
FAST FITNESS JAPAN INCORPORATED
Security ID: J1346P105 Ticker: 7092
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Akira Okuma Management For Voted - For
4 Elect Atsuyuki Tsuchiya Management For Voted - For
5 Elect Kazuteru Matsuzawa Management For Voted - For
6 Elect Akio Miyamoto Management For Voted - For
7 Elect Harumi Matsumura Management For Voted - For
8 Elect Shinichi Nozoe Management For Voted - For
9 Elect Akihiko Nakajima Management For Voted - For
10 Elect Rumiko Tanabe Management For Voted - For
11 Shareholder Proposal regarding Election of Akira
Okuma Shareholder Against Voted - Against
12 Shareholder Proposal regarding Election of Atsuyuki
Tsuchiya Shareholder Against Voted - Against
13 Shareholder Proposal regarding Election of Jun
Takashima Shareholder Against Voted - Against
14 Shareholder Proposal regarding Election of Harumi
Matsumura Shareholder Against Voted - Against
15 Shareholder Proposal regarding Election of
Mitsuhiko Uehira Shareholder Against Voted - Against
16 Shareholder Proposal regarding Election of Kiyoaki
Yamabe Shareholder Against Voted - Against
17 Shareholder Proposal regarding Election of Naoki
Inoue Shareholder Against Voted - Against
18 Shareholder Proposal regarding Election of Shu
Sugita Shareholder Against Voted - Against
791
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
FENG TAY ENTERPRISES CO., LTD.
Security ID: Y24815105 Ticker: 9910
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 FY2021 Financial Statements and Business Report Management For Voted - For
2 FY2021 Allocation of Profits/Dividends Management For Voted - For
FILA HOLDINGS CORPORATION
Security ID: Y2484W103 Ticker: 081660
Meeting Date: 29-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Elect YOON Keun Chang Management For Voted - For
3 Elect LEE Hak Woo Management For Voted - For
4 Elect KIM Suk Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Corporate Auditors' Fees Management For Voted - For
FOOT LOCKER, INC.
Security ID: 344849104 Ticker: FL
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Virginia C. Drosos Management For Voted - For
2 Elect Alan D. Feldman Management For Voted - For
3 Elect Richard A. Johnson Management For Voted - For
4 Elect Guillermo G. Marmol Management For Voted - For
5 Elect Darlene Nicosia Management For Voted - For
6 Elect Steven Oakland Management For Voted - For
7 Elect Ulice Payne, Jr. Management For Voted - For
8 Elect Kimberly Underhill Management For Voted - For
9 Elect Tristan Walker Management For Voted - For
10 Elect Dona D. Young Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
FRASERS GROUP PLC
Security ID: G3661L100 Ticker: FRAS
Meeting Date: 29-Sep-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - Against
3 Remuneration Policy (Binding) Management For Voted - Against
792
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect David Daly Management For Voted - For
5 Elect Mike Ashley Management For Voted - For
6 Elect David Brayshaw Management For Voted - For
7 Elect Richard John Bottomley Management For Voted - For
8 Elect Cally Price Management For Voted - For
9 Elect Nicola Frampton Management For Voted - For
10 Elect Chris Wootton Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Adoption of New Articles Management For Voted - For
14 Approval of Executive Share Scheme Management For Voted - Against
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights
(Rights Issue) Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
21 Authorisation of Political Donations Management For Voted - For
22 Amendment to All-Employee Omnibus Plan Management For Voted - For
FULGENT SUN INTERNATIONAL (HOLDING) CO., LTD.
Security ID: G36889106 Ticker: 9802
Meeting Date: 27-May-22 Meeting Type: Annual
1 2021 Accounts and Reports Management For Voted - For
2 2021 Profit Distribution Plan Management For Voted - For
3 Amendments to Procedural Rules: Acquisition and
Disposal of Assets Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Elect LIN Wen-Chih Management For Voted - For
6 Elect LIAO Fang-Chu Management For Voted - For
7 Elect LIAO Chih-Cheng Management For Voted - For
8 Elect LI Chun-An Management For Voted - For
9 Elect HUANG Jing-Huang Management For Voted - For
10 Elect WU Jun-Ming Management For Voted - For
11 Elect CHOU Shu-Ching Management For Voted - For
12 Elect WANG Hui-Ying Management For Voted - For
13 Non-compete Restrictions for Directors Management For Voted - For
GIANT MANUFACTURING CO., LTD.
Security ID: Y2708Z106 Ticker: 9921
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Ratification Of 2021 Financial Statements Management For Voted - For
793
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification Of Distribution Of 2021 Earnings.
Proposed Cash Dividend: Twd 10 Per Share Management For Voted - For
3 Discussion To Amend The Articles Of Incorporation Management For Voted - For
4 Discussion To Amend The Procedures For Acquisition
Or Disposal Of Assets Management For Voted - For
5 Discussion To Amend The Procedures For Lending
Funds To Other Parties Management For Voted - For
GILDAN ACTIVEWEAR INC.
Security ID: 375916103 Ticker: GIL
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald C. Berg Management For Voted - For
3 Elect Maryse Bertrand Management For Voted - For
4 Elect Dhaval Buch Management For Voted - For
5 Elect Marcello Caira Management For Voted - For
6 Elect Glenn J. Chamandy Management For Voted - For
7 Elect Shirley Cunningham Management For Voted - For
8 Elect Russell Goodman Management For Voted - For
9 Elect Charles M. Herington Management For Voted - For
10 Elect Luc Jobin Management For Voted - For
11 Elect Craig A. Leavitt Management For Voted - For
12 Elect Anne Martin-Vachon Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Appointment of Auditor Management For Voted - For
GLANBIA PLC
Security ID: G39021103 Ticker: GL9
Meeting Date: 25-Feb-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Divestiture Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Patsy Ahern Management For Voted - For
5 Elect Mark Garvey Management For Voted - For
6 Elect Brendan Hayes Management For Voted - For
7 Elect John G. Murphy Management For Voted - For
8 Elect John Murphy Management For Voted - For
9 Elect Patrick Murphy Management For Voted - For
10 Elect Siobhan Talbot Management For Voted - For
794
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Roisin Brennan Management For Voted - For
12 Elect Paul Duffy Management For Voted - For
13 Elect Donard Gaynor Management For Voted - For
14 Elect Jane Lodge Management For Voted - For
15 Elect Dan O'Connor Management For Voted - For
16 Increase in NED Fee Cap Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Remuneration Report Management For Voted - Against
19 Remuneration Policy Management For Voted - Against
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
21 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
22 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
23 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
24 Authority to Repurchase Shares Management For Voted - For
25 Authority to Set Price Range for Reissuance of
Treasury Shares Management For Voted - For
26 Waiver of Mandatory Takeover Requirement (Share
Repurchases) Management N/A Voted - For
27 Waiver of Mandatory Takeover Requirement Management N/A Voted - For
28 Non-Voting Meeting Note N/A N/A Non-Voting
29 Non-Voting Meeting Note N/A N/A Non-Voting
GOLDWIN INC.
Security ID: J17472101 Ticker: 8111
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Akio Nishida Management For Voted - For
4 Elect Takao Watanabe Management For Voted - For
5 Elect Yoshiteru Nishida Management For Voted - For
6 Elect Eiichiro Homma Management For Voted - For
7 Elect Michio Sihirasaki Management For Voted - For
8 Elect Hikari Mori Management For Voted - For
9 Elect Yuko Moriguchi Management For Voted - For
10 Elect Rie Akiyama Management For Voted - For
11 Elect Ichiro Yoshimoto Management For Voted - For
12 Elect Dai Tamesue Management For Voted - For
13 Elect Hidenao Yoichi as Statutory Auditor Management For Voted - For
HEALTHCARE SERVICES GROUP, INC.
Security ID: 421906108 Ticker: HCSG
Meeting Date: 31-May-22 Meeting Type: Annual
1 Elect Diane S. Casey Management For Voted - For
2 Elect Daniela Castagnino Management For Voted - For
795
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Robert L. Frome Management For Voted - For
4 Elect Laura Grant Management For Voted - For
5 Elect John J. McFadden Management For Voted - For
6 Elect Dino D. Ottaviano Management For Voted - For
7 Elect Kurt Simmons Management For Voted - For
8 Elect Jude Visconto Management For Voted - For
9 Elect Theodore Wahl Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
HERBALIFE NUTRITION LTD.
Security ID: G4412G101 Ticker: HLF
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Elect John Agwunobi Management For Voted - For
2 Elect Richard H. Carmona Management For Voted - For
3 Elect Michael O. Johnson Management For Voted - Against
4 Elect Kevin M. Jones Management For Voted - For
5 Elect Sophie L'Helias Management For Voted - For
6 Elect Alan LeFevre Management For Voted - For
7 Elect Juan Miguel Mendoza Management For Voted - For
8 Elect Donal L. Mulligan Management For Voted - For
9 Elect Maria Otero Management For Voted - For
10 Elect John Tartol Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Elect Celine Del Genes Management For Voted - For
HIBBETT, INC.
Security ID: 428567101 Ticker: HIBB
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Ramesh Chikkala Management For Voted - For
2 Elect Karen Etzkorn Management For Voted - For
3 Elect Linda Hubbard Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Amendment to the Non-Employee Director Equity Plan Management For Voted - For
7 Increase in Authorized Common Stock Management For Voted - Against
8 Amendment to the 2016 Executive Officer Cash Bonus
Plan Management For Voted - For
796
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
HWASEUNG ENTERPRISE CO., LTD.
Security ID: Y3R07F107 Ticker: 241590
Meeting Date: 28-Mar-22 Meeting Type: Annual
1 Amendments to Articles Management For Voted - For
2 Elect HYUN Seok Ho Management For Voted - For
3 Elect KIM Jun Kyu Management For Voted - For
4 Elect SON Dong Hwan Management For Voted - For
5 Election of Independent Director to Be Appointed as
Audit Committee Member: GA Tae Yeong Management For Voted - For
6 Election of Audit Committee Member: SON Dong Hwan Management For Voted - For
7 Directors' Fees Management For Voted - For
JD SPORTS FASHION PLC
Security ID: G5144Y112 Ticker: JD
Meeting Date: 01-Jul-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - Against
3 Remuneration Policy (Binding) Management For Voted - Against
4 Elect Peter Cowgill Management For Voted - Against
5 Elect Neil Greenhalgh Management For Voted - For
6 Elect Andrew Leslie Management For Voted - Against
7 Elect Martin Davies Management For Voted - Against
8 Elect Heather Jackson Management For Voted - Against
9 Elect Kath Smith Management For Voted - Against
10 Elect Andrew Long Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Approval of Long-Term Incentive Plan Management For Voted - Against
14 Authorisation of Political Donations Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
Meeting Date: 28-Oct-21 Meeting Type: Ordinary
1 Share Split Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 26-Nov-21 Meeting Type: Ordinary
1 Share Split Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
797
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
LI NING COMPANY LIMITED
Security ID: G5496K124 Ticker: 2331
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect KOSAKA Takeshi Management For Voted - For
6 Elect Louis KOO Fook Sun Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
LULULEMON ATHLETICA INC.
Security ID: 550021109 Ticker: LULU
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Kathryn Henry Management For Voted - For
2 Elect Jon McNeill Management For Voted - For
3 Elect Alison Loehnis Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Shareholder Proposal Regarding Policy on Down
Products Shareholder Against Voted - Against
MEDIFAST, INC.
Security ID: 58470H101 Ticker: MED
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Elect Jeffrey J. Brown Management For Voted - For
2 Elect Daniel R. Chard Management For Voted - For
3 Elect Constance J. Hallquist Management For Voted - For
4 Elect Michael A. Hoer Management For Voted - For
5 Elect Scott Schlackman Management For Voted - For
6 Elect Andrea B. Thomas Management For Voted - For
7 Elect Ming Xian Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
798
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
MERIDA INDUSTRY
Security ID: Y6020B101 Ticker: 9914
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 To Amend Rules of Procedures for Shareholders
Meetings Management For Voted - For
5 To Amend Procedures for Acquisition or Disposal of
Assets Management For Voted - For
NIKE, INC.
Security ID: 654106103 Ticker: NKE
Meeting Date: 06-Oct-21 Meeting Type: Annual
1 Elect Alan B. Graf, Jr. Management For Voted - For
2 Elect Peter B. Henry Management For Voted - For
3 Elect Michelle A. Peluso Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
NU SKIN ENTERPRISES, INC.
Security ID: 67018T105 Ticker: NUS
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Emma S. Battle Management For Voted - For
2 Elect Daniel W. Campbell Management For Voted - For
3 Elect Andrew D. Lipman Management For Voted - For
4 Elect Steven J. Lund Management For Voted - For
5 Elect Ryan S. Napierski Management For Voted - For
6 Elect Laura Nathanson Management For Voted - For
7 Elect Thomas R. Pisano Management For Voted - For
8 Elect Zheqing (Simon) Shen Management For Voted - For
9 Elect Edwina D. Woodbury Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
799
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
PELOTON INTERACTIVE, INC.
Security ID: 70614W100 Ticker: PTON
Meeting Date: 07-Dec-21 Meeting Type: Annual
1.1 Elect Jon Callaghan Management For Voted - For
1.2 Elect Jay Hoag Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
PLANET FITNESS, INC.
Security ID: 72703H101 Ticker: PLNT
Meeting Date: 02-May-22 Meeting Type: Annual
1.1 Elect Craig R. Benson Management For Voted - For
1.2 Elect Cambria W. Dunaway Management For Voted - For
1.3 Elect Christopher P. Tanco Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
POU CHEN CORPORATION
Security ID: Y70786101 Ticker: 9904
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Acknowledgement of 2021 Business Report, Financial
Statements and Profit Distribution Plan. Proposed
Cash Dividend: Twd 1.5 Per Share Management For Voted - For
2 Discussion on the Amendments to the Companys
Procedures for Acquisition and Disposal of Assets Management For Voted - For
3 Elect CHAN Lu-Min Management For Voted - For
4 Elect Patty TSAI Pei-Chun Management For Voted - For
5 Elect TSAI Min-Chieh Management For Voted - For
6 Elect LU Chin-Chu Management For Voted - For
7 Elect WU Pan-Tsu Management For Voted - For
8 Elect HO Yue-Ming Management For Voted - For
9 Elect CHEN Huan-Chung Management For Voted - For
10 Elect HSU Chu-Sheng Management For Voted - For
11 Elect CHANG Shih-Chieh Management For Voted - For
12 Proposal for the Release of Newly Appointed
Directors of the Company from Non-competition
Restrictions. Management For Voted - Against
800
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
PRESTIGE CONSUMER HEALTHCARE INC.
Security ID: 74112D101 Ticker: PBH
Meeting Date: 03-Aug-21 Meeting Type: Annual
1.1 Elect Ronald M. Lombardi Management For Voted - For
1.2 Elect John E. Byom Management For Voted - For
1.3 Elect Celeste A. Clark Management For Voted - For
1.4 Elect Christopher J. Coughlin Management For Voted - For
1.5 Elect Sheila A. Hopkins Management For Voted - For
1.6 Elect Natale S. Ricciardi Management For Voted - For
1.7 Elect Dawn M. Zier Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PUMA SE
Security ID: D62318148 Ticker: PUM
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Allocation of Profits/Dividends Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
12 Authority to Repurchase and Reissue Shares Management For Voted - For
13 Amendments to Articles (Supervisory Board Term) Management For Voted - For
14 Amendments to Articles (Right to Attend Annual
General Meeting) Management For Voted - For
15 Remuneration Report Management For Voted - Against
SANDERSON FARMS, INC.
Security ID: 800013104 Ticker: SAFM
Meeting Date: 21-Oct-21 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
801
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHIMANO INC.
Security ID: J72262108 Ticker: 7309
Meeting Date: 30-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Yozo Shimano Management For Voted - For
4 Elect Taizo Shimano Management For Voted - For
5 Elect Takashi Toyoshima Management For Voted - For
6 Elect Masahiro Tsuzaki Management For Voted - For
7 Elect Kiyoshi Tarutani Management For Voted - Against
8 Elect Kanako Nozue Management For Voted - For
9 Elect Toshihiko Hashimoto Management For Voted - For
SHOE CARNIVAL, INC.
Security ID: 824889109 Ticker: SCVL
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Elect James A. Aschleman Management For Voted - For
2 Elect Andrea R. Guthrie Management For Voted - For
3 Elect Clifton E. Sifford Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendment to Articles to Allow Shareholders to
Amend Bylaws Management For Voted - For
SKECHERS U.S.A., INC.
Security ID: 830566105 Ticker: SKX
Meeting Date: 26-May-22 Meeting Type: Annual
1.1 Elect Michael Greenberg Management For Voted - For
1.2 Elect David Weinberg Management For Voted - For
1.3 Elect Zulema Garcia Management For Voted - For
2 Shareholder Proposal Regarding Report on GHG
Targets and Alignment with Paris Agreement Shareholder Against Voted - For
SPROUTS FARMERS MARKET, INC.
Security ID: 85208M102 Ticker: SFM
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Kristen E. Blum Management For Voted - For
1.2 Elect Jack L. Sinclair Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Approval of the 2022 Omnibus Incentive Compensation
Plan Management For Voted - For
802
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Ratification of Auditor Management For Voted - For
TECHNOGYM S.P.A.
Security ID: T9200L101 Ticker: TGYM
Meeting Date: 04-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Policy Management For Voted - Against
7 Remuneration Report Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 List Presented by TGH S.r.l. Management For Non-Voting
10 List Presented by Group of Institutional Investors
Representing 4.3% of Share Capital Management For Voted - For
11 Election of Chair of Board of Statutory Auditors Management For Voted - For
12 Statutory Auditors' Fees Management For Voted - For
13 Increase in Auditor's Fees Management For Voted - For
14 2022-2024 Performance Share Plan Management For Voted - For
15 Authority to Repurchase and Reissue Shares Management For Voted - For
16 Authority to Issue Shares to Service 2022-2024
Performance Share Plan Management For Voted - For
17 Amendments to Article 7 (Loyalty Shares) Management For Voted - Against
18 Non-Voting Meeting Note N/A N/A Non-Voting
THE HAIN CELESTIAL GROUP, INC.
Security ID: 405217100 Ticker: HAIN
Meeting Date: 28-Oct-21 Meeting Type: Annual
1 Elect Richard A. Beck Management For Voted - For
2 Elect Celeste A. Clark Management For Voted - For
3 Elect R. Dean Hollis Management For Voted - For
4 Elect Shervin J. Korangy Management For Voted - For
5 Elect Mark Schiller Management For Voted - For
6 Elect Michael B. Sims Management For Voted - For
7 Elect Glenn W. Welling Management For Voted - For
8 Elect Dawn M. Zier Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
803
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
TIVITY HEALTH, INC.
Security ID: 88870R102 Ticker: TVTY
Meeting Date: 23-Jun-22 Meeting Type: Special
1 Acquisition by Stone Point Capital LLC Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
TOPSPORTS INTERNATIONAL HOLDINGS LIMITED
Security ID: G8924B104 Ticker: 6110
Meeting Date: 20-Jul-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect LEUNG Kam Kwan Management For Voted - For
7 Elect SHENG Fang Management For Voted - For
8 Elect Josephine YUNG Yuen Ching Management For Voted - For
9 Elect HUA Bin Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
TSUMURA & CO.
Security ID: J93407120 Ticker: 4540
Meeting Date: 29-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Terukazu Kato Management For Voted - For
5 Elect Kei Sugii Management For Voted - For
6 Elect Muneki Handa Management For Voted - For
7 Elect Kenichi Matsui Management For Voted - For
8 Elect Hiroshi Miyake Management For Voted - For
9 Elect Tadashi Okada Management For Voted - For
10 Trust Type Equity Plan Management For Voted - For
804
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
UNDER ARMOUR, INC.
Security ID: 904311107 Ticker: UAA
Meeting Date: 11-May-22 Meeting Type: Annual
1.1 Elect Kevin A. Plank Management For Voted - For
1.2 Elect Douglas E. Coltharp Management For Voted - For
1.3 Elect Jerri L. DeVard Management For Voted - For
1.4 Elect Mohamed A. El-Erian Management For Voted - For
1.5 Elect Patrik Frisk Management For Voted - For
1.6 Elect David W. Gibbs Management For Voted - For
1.7 Elect Karen W. Katz Management For Voted - For
1.8 Elect Westley Moore Management For Voted - For
1.9 Elect Eric T. Olson Management For Voted - Withheld
1.10 Elect Harvey L. Sanders Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
USANA HEALTH SCIENCES, INC.
Security ID: 90328M107 Ticker: USNA
Meeting Date: 09-May-22 Meeting Type: Annual
1.1 Elect Kevin G. Guest Management For Voted - For
1.2 Elect Xia Ding Management For Voted - For
1.3 Elect John T. Fleming Management For Voted - For
1.4 Elect Gilbert A. Fuller Management For Voted - For
1.5 Elect Peggie Pelosi Management For Voted - For
1.6 Elect Frederic J. Winssinger Management For Voted - For
1.7 Elect Timothy E. Wood Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
V.F. CORPORATION
Security ID: 918204108 Ticker: VFC
Meeting Date: 27-Jul-21 Meeting Type: Annual
1.1 Elect Richard T. Carucci Management For Voted - For
1.2 Elect Juliana L. Chugg Management For Voted - For
1.3 Elect Benno Dorer Management For Voted - For
1.4 Elect Mark S. Hoplamazian Management For Voted - For
1.5 Elect Laura W. Lang Management For Voted - For
1.6 Elect W. Alan McCollough Management For Voted - For
1.7 Elect W. Rodney McMullen Management For Voted - For
1.8 Elect Clarence Otis, Jr. Management For Voted - For
1.9 Elect Steven E. Rendle Management For Voted - For
1.10 Elect Carol L. Roberts Management For Voted - For
805
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.11 Elect Matthew J. Shattock Management For Voted - For
1.12 Elect Veronica B. Wu Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
WW INTERNATIONAL, INC.
Security ID: 98262P101 Ticker: WW
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect Steven M. Altschuler Management For Voted - For
2 Elect Julie Bornstein Management For Voted - For
3 Elect Thilo Semmelbauer Management For Voted - For
4 Elect Sima Sistani Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
XTEP INTERNATIONAL HOLDINGS LIMITED
Security ID: G98277109 Ticker: 1368
Meeting Date: 06-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect DING Shui Po Management For Voted - Against
6 Elect TAN Wee Seng Management For Voted - Against
7 Elect WU Ka Chee, Davy Management For Voted - For
8 Elect CHAN Yee Wah Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
YAKULT HONSHA CO., LTD.
Security ID: J95468120 Ticker: 2267
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Hiroshi Narita Management For Voted - For
4 Elect Hiroshi Wakabayashi Management For Voted - For
5 Elect Fumiyasu Ishikawa Management For Voted - For
6 Elect Akifumi Doi Management For Voted - For
7 Elect Tetsuya Hayashida Management For Voted - For
8 Elect Masanori Ito Management For Voted - For
806
--------------------------------------------------------------------------------------------------
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Susumu Hirano Management For Voted - For
10 Elect Masao Imada Management For Voted - For
11 Elect Koichi Hirano Management For Voted - For
12 Elect Ryuji Yasuda Management For Voted - For
13 Elect Naoko Tobe Management For Voted - For
14 Elect Katsuyoshi Shimbo Management For Voted - For
15 Elect Yumiko Nagasawa Management For Voted - For
16 Elect Manabu Naito Management For Voted - For
17 Elect Satoshi Akutsu Management For Voted - For
YOUNGONE CORPORATION
Security ID: Y9857Q100 Ticker: 111770
Meeting Date: 29-Mar-22 Meeting Type: Annual
1 Election of Executive Director: LEE Min Seok Management For Voted - For
2 Election of Independent Director: PARK Seong Wan Management For Voted - For
3 Amendments to Executive Officer Retirement
Allowance Policy Management For Voted - For
4 Directors' Fees Management For Voted - For
YUE YUEN INDUSTRIAL (HOLDINGS) LTD.
Security ID: G98803144 Ticker: 0551
Meeting Date: 27-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LU Chin-Chu Management For Voted - For
6 Elect Patty TSAI Pei-Chun Management For Voted - For
7 Elect George LIU Hong-Chih Management For Voted - For
8 Elect HO Lai Hong Management For Voted - For
9 Elect LIN Shei-Yuan Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
ZUMIEZ INC.
Security ID: 989817101 Ticker: ZUMZ
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Travis D. Smith Management For Voted - For
2 Elect Scott A. Bailey Management For Voted - For
3 Ratification of Auditor Management For Voted - For
807
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADVENT TECHNOLOGIES HOLDINGS, INC.
Security ID: 00788A105 Ticker: ADN
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Lawrence Epstein Management For Voted - For
1.2 Elect Wayne Threatt Management For Voted - For
2 Ratification of Auditor Management For Voted - For
AFC ENERGY PLC
Security ID: G0127Z103 Ticker: AFC
Meeting Date: 07-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect Adam Bond Management For Voted - For
4 Elect Monika Biddulph Management For Voted - For
5 Elect Gary Bullard Management For Voted - Against
6 Appointment of Auditor Management For Voted - For
7 Authority to Set Auditor's Fees Management For Voted - For
8 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Amendments to Articles Management For Voted - Against
Meeting Date: 24-Jun-22 Meeting Type: Ordinary
1 Amendments to Articles (NED fees) Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
AIR PRODUCTS AND CHEMICALS, INC.
Security ID: 009158106 Ticker: APD
Meeting Date: 03-Feb-22 Meeting Type: Annual
1 Elect Charles I. Cogut Management For Voted - Against
2 Elect Lisa A. Davis Management For Voted - For
3 Elect Seifollah Ghasemi Management For Voted - For
4 Elect David H. Y. Ho Management For Voted - For
5 Elect Edward L. Monser Management For Voted - Against
6 Elect Matthew H. Paull Management For Voted - Against
7 Elect Wayne T. Smith Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
808
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
BALLARD POWER SYSTEMS INC.
Security ID: 058586108 Ticker: BLDP
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Kathleen A. Bayless Management For Voted - For
2 Elect Douglas P. Hayhurst Management For Voted - For
3 Elect JIANG Kui Management For Voted - For
4 Elect Duy-Loan T. Le Management For Voted - For
5 Elect R. Randall MacEwen Management For Voted - For
6 Elect Hubertus M. Muehlhaeuser Management For Voted - For
7 Elect Marty Neese Management For Voted - For
8 Elect James Roche Management For Voted - For
9 Elect Shaojun Sun Management For Voted - Withheld
10 Elect Janet P. Woodruff Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - Withheld
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Amendments to Articles Regarding Quorum Management For Voted - For
BLOOM ENERGY CORPORATION
Security ID: 093712107 Ticker: BE
Meeting Date: 11-May-22 Meeting Type: Annual
1.1 Elect Mary K. Bush Management For Voted - For
1.2 Elect KR Sridhar Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Increase in the Authorized Preferred Stock Management For Voted - Against
4 Amendment to Certificate of Incorporation Regarding
Exclusive Forum Provisions Management For Voted - Against
5 Amendment to the 2018 Employee Stock Purchase Plan Management For Voted - Against
6 Ratification of Auditor Management For Voted - For
CELL IMPACT AB
Security ID: W2R67J118 Ticker: CIB
Meeting Date: 09-Aug-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
809
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 16-Nov-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Accounts and Reports Management For Voted - For
15 Allocation of Profits/Dividends Management For Voted - For
16 Ratify Robert Sobocki Management For Voted - For
17 Ratify Thomas Carlstrom Management For Voted - For
18 Ratify Anna Frick Management For Voted - For
19 Ratify Mattias Silfversparre Management For Voted - For
20 Ratify Mikael Eurenius Management For Voted - For
21 Ratify CEO Par Teike Management For Voted - For
22 Board Size; Number of Auditors Management For Voted - For
23 Directors and Auditors' Fees Management For Voted - Against
24 Elect Robert Sobocki Management For Voted - For
25 Elect Thomas Carlstrom Management For Voted - For
26 Elect Anna Frick Management For Voted - Against
27 Elect Mattias Silfversparre Management For Voted - For
28 Elect Mikael Eurenius Management For Voted - For
29 Elect Lars Bergstrom Management For Voted - For
810
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
30 Elect Robert Sobocki a chair Management For Voted - For
31 Appointment of Auditor Management For Voted - For
32 Approval of Committee Guidelines/Appointment of
Committee Management For Voted - For
33 Authority to issue warrants pursuant to LTIP Management For Voted - For
34 Authority to issue warrants pursuant to LTIP for
directors Management For Voted - For
35 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
36 Amendments to Articles Management For Voted - For
37 Non-Voting Agenda Item N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
CERES POWER HOLDINGS PLC
Security ID: G2091U128 Ticker: CWR
Meeting Date: 05-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
4 Elect Julia King Management For Voted - For
5 Elect Eric Daniel Lakin Management For Voted - For
6 Elect Trine Borum Bojsen Management For Voted - For
7 Elect Steve Callaghan Management For Voted - For
8 Elect Warren A. Finegold Management For Voted - For
9 Elect Uwe Glock Management For Voted - For
10 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
13 Adoption of New Articles Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
CHART INDUSTRIES, INC.
Security ID: 16115Q308 Ticker: GTLS
Meeting Date: 13-May-22 Meeting Type: Annual
1 Elect Jillian C. Evanko Management For Voted - For
2 Elect Paula M. Harris Management For Voted - For
3 Elect Linda A. Harty Management For Voted - For
4 Elect Singleton B. McAllister Management For Voted - For
5 Elect Michael L. Molinini Management For Voted - For
6 Elect David M. Sagehorn Management For Voted - For
7 Elect Roger A. Strauch Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
811
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
CUMMINS INC.
Security ID: 231021106 Ticker: CMI
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect N. Thomas Linebarger Management For Voted - For
2 Elect Jennifer W. Rumsey Management For Voted - For
3 Elect Robert J. Bernhard Management For Voted - For
4 Elect Franklin R. Chang Diaz Management For Voted - For
5 Elect Bruno V. Di Leo Allen Management For Voted - For
6 Elect Stephen B. Dobbs Management For Voted - For
7 Elect Carla A. Harris Management For Voted - For
8 Elect Robert K. Herdman Management For Voted - For
9 Elect Thomas J. Lynch Management For Voted - For
10 Elect William I. Miller Management For Voted - For
11 Elect Georgia R. Nelson Management For Voted - For
12 Elect Kimberly A. Nelson Management For Voted - For
13 Elect Karen H. Quintos Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
DOOSAN FUEL CELL CO. LTD.
Security ID: Y2103X102 Ticker: 336260
Meeting Date: 29-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Adoption of Executive Officer Retirement Allowance
Policy Management For Voted - Against
4 Election of Directors (Slate) Management For Voted - Against
5 Election of Audit Committee Members (Slate) Management For Voted - Against
6 Directors' Fees Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
FUELCELL ENERGY, INC.
Security ID: 35952H601 Ticker: FCEL
Meeting Date: 07-Apr-22 Meeting Type: Annual
1 Elect James H. England Management For Voted - For
2 Elect Jason B. Few Management For Voted - For
3 Elect Matthew F. Hilzinger Management For Voted - For
4 Elect Natica von Althann Management For Voted - For
5 Elect Cynthia Hansen Management For Voted - For
6 Elect Donna Sims Wilson Management For Voted - For
7 Elect Betsy Bingham Management For Voted - For
812
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Ratification of Auditor Management For Voted - Against
9 Advisory Vote on Executive Compensation Management For Voted - For
FUSION FUEL GREEN PLC
Security ID: G3R25D118 Ticker: HTOO
Meeting Date: 29-Sep-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Frederico Figueira de Chaves Management For Voted - Against
3 Appointment of Auditor Management For Voted - For
4 Authority to Set Auditor's Fees Management For Voted - For
HYSTER-YALE MATERIALS HANDLING, INC.
Security ID: 449172105 Ticker: HY
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect James M. Bemowski Management For Voted - For
2 Elect J.C. Butler Jr. Management For Voted - Against
3 Elect Carolyn Corvi Management For Voted - For
4 Elect Edward T. Eliopoulos Management For Voted - For
5 Elect John P. Jumper Management For Voted - For
6 Elect Dennis W. LaBarre Management For Voted - Against
7 Elect H. Vincent Poor Management For Voted - For
8 Elect Alfred M. Rankin, Jr. Management For Voted - Against
9 Elect Claiborne R. Rankin Management For Voted - For
10 Elect Britton T. Taplin Management For Voted - For
11 Elect David B.H. Williams Management For Voted - For
12 Elect Eugene Wong Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - Against
HYZON MOTORS INC.
Security ID: 44951Y102 Ticker: HYZN
Meeting Date: 06-Jun-22 Meeting Type: Annual
1 Elect Elaine Wong Management For Voted - For
2 Elect Dennis Edwards Management For Voted - For
3 Ratification of Auditor Management For Voted - For
ITM POWER PLC
Security ID: G4985J102 Ticker: ITM
Meeting Date: 29-Oct-21 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
813
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Remuneration Report (Advisory) Management For Voted - Against
3 Elect Tom Rae Management For Voted - For
4 Elect Andrew C. Allen Management For Voted - For
5 Elect Graham Cooley Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-Nov-21 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Placing and Subscription Management For Voted - For
3 Disapplication of Preemptive Rights (Placing and
Subscription) Management For Voted - For
MCPHY ENERGY S.A.
Security ID: F6S02U102 Ticker: MCPHY
Meeting Date: 19-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
9 Allocation of Losses Management For Voted - For
10 Transfer of Reserves Management For Voted - For
11 Consolidated Accounts and Reports Management For Voted - For
12 Special Auditors Report on Regulated Agreements Management For Voted - Against
13 2021 Remuneration Report Management For Voted - For
14 2021 Remuneration of Pascal Mauberger, Chair (Until
June 17, 2021) Management For Voted - For
15 2021 Remuneration of Luc Poyer, Chair (Since June
18, 2021) Management For Voted - For
16 2021 Remuneration of Laurent Carme, CEO (Until July
11, 2021) Management For Voted - For
17 2021 Remuneration of Luc Poyer, Interim CEO (From
July 12, 2021, Until October 17, 2021) Management For Voted - For
18 Amendment to the CEO's 2021 Remuneration Policy Management For Voted - Against
19 2021 Remuneration of Jean Baptiste Lucas, CEO
(Since October 18, 2021) Management For Voted - Against
20 2022 Remuneration Policy (Board of Directors) Management For Voted - For
21 2022 Directors' Fees Management For Voted - For
22 2022 Remuneration Policy (Chair) Management For Voted - For
23 2022 Remuneration Policy (CEO) Management For Voted - For
24 Ratification of Co-Option of Jean-Marc Lechene Management For Voted - For
814
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Elect Jean-Marc Lechene Management For Voted - For
26 Elect Pascal Mauberger Management For Voted - For
27 Relocation of Corporate Headquarters Management For Voted - For
28 Authority to Repurchase and Reissue Shares Management For Voted - For
29 Authority to Cancel Shares and Reduce Capital Management For Voted - For
30 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - Against
31 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights (Specified Investors) Management For Voted - Against
32 Authority to Set Offering Price of Shares Management For Voted - Against
33 Greenshoe Management For Voted - Against
34 Authority to Increase Capital Through
Capitalisations Management For Voted - For
35 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - Against
36 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - Against
37 Employee Stock Purchase Plan Management For Voted - For
38 Global Ceiling on Capital Increases Management For Voted - For
39 Authority to Issue Performance Shares Management For Voted - For
40 Authorisation of Legal Formalities Management For Voted - For
NEL ASA
Security ID: R4S21L127 Ticker: NEL
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Election of Presiding Chair; Minutes Management For Take No Action
7 Agenda Management For Take No Action
8 Accounts and Reports Management For Take No Action
9 Non-Voting Agenda Item N/A N/A Take No Action
10 Directors' Fees Management For Take No Action
11 Committee Fees Management For Take No Action
12 Authority to Set Auditor's Fees Management For Take No Action
13 Remuneration Report Management For Take No Action
14 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
15 Authority to Issue Shares Pursuant to Incentive
Programs Management For Take No Action
16 Authority to Repurchase Shares Pursuant to
Incentive Programs Management For Take No Action
17 Authority to Repurchase Shares Management For Take No Action
18 Elect Ole Enger Management For Take No Action
19 Elect Hanne Blume Management For Take No Action
20 Elect Charlotta Falvin Management For Take No Action
815
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Elect Finn Jebsen Management For Take No Action
22 Elect Beatriz Malo de Molina Management For Take No Action
23 Elect Tom Rotjer Management For Take No Action
24 Elect Jon Andre Lokke Management For Take No Action
25 Elect Eivind Sars Veddeng Management For Take No Action
26 Elect Andreas Poole Management For Take No Action
27 Elect Leif Eriksrod Management For Take No Action
NFI GROUP INC.
Security ID: 62910L102 Ticker: NFI
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Elect Phyllis E. Cochran Management For Voted - For
4 Elect Larry Edwards Management For Voted - For
5 Elect Adam L. Gray Management For Voted - For
6 Elect Krystyna T. Hoeg Management For Voted - For
7 Elect Wendy Kei Management For Voted - For
8 Elect Paulo Cezar da Silva Nunes Management For Voted - For
9 Elect Colin Robertson Management For Voted - For
10 Elect Paul Soubry Management For Voted - For
11 Elect Brian Tobin Management For Voted - For
12 Elect Katherine S. Winter Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
NIKOLA CORPORATION
Security ID: 654110105 Ticker: NKLA
Meeting Date: 30-Jun-22 Meeting Type: Annual
1.1 Elect Mark A. Russell Management For Voted - For
1.2 Elect Stephen J. Girsky Management For Voted - For
1.3 Elect Lynn Forester de Rothschild Management For Voted - For
1.4 Elect Michael L. Mansuetti Management For Voted - Withheld
1.5 Elect Gerrit A. Marx Management For Voted - For
1.6 Elect Mary L. Petrovich Management For Voted - Withheld
1.7 Elect Steven M. Shindler Management For Voted - For
1.8 Elect Bruce L. Smith Management For Voted - For
1.9 Elect DeWitt C. Thompson V Management For Voted - For
2 Increase in Authorized Common Stock Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
816
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
PLASTIC OMNIUM
Security ID: F73325106 Ticker: POM
Meeting Date: 21-Apr-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Consolidated Accounts and Reports Management For Voted - For
8 Special Auditors Report on Regulated Agreements Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - For
10 Elect Amelie Oudea-Castera Management For Voted - For
11 Elect Martina Buchhauser Management For Voted - For
12 Appointment of Auditor (Ernst & Young) Management For Voted - For
13 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For
14 Non-Renewal of Alternate Auditor (Gilles Rainaut) Management For Voted - For
15 Non-Renewal of Alternate Auditor (Auditex) Management For Voted - For
16 2022 Remuneration Policy (Chair) Management For Voted - For
17 2022 Remuneration Policy (CEO) Management For Voted - Against
18 2022 Remuneration Policy (Managing Director) Management For Voted - Against
19 2022 Remuneration Policy (Board of Directors) Management For Voted - For
20 2021 Remuneration Report Management For Voted - For
21 2021 Remuneration of Laurent Burelle, Chair Management For Voted - For
22 2021 Remuneration of Laurent Favre, CEO Management For Voted - For
23 2021 Remuneration of Felicie Burelle, Managing
Director Management For Voted - Against
24 2022 Directors' Fees Management For Voted - For
25 Authority to Cancel Shares and Reduce Capital Management For Voted - For
26 Authority to Grant Stock Options Management For Voted - Against
27 Authority to Issue Performance Shares Management For Voted - Against
28 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - Against
29 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - Against
30 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - Against
31 Greenshoe Management For Voted - Against
32 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - Against
33 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - Against
34 Employee Stock Purchase Plan Management For Voted - For
35 Textual References Applicable in Case of Regulation
Updates Management For Voted - For
36 Ratification of Textual References Applicable in
Case of Regulation Updates Management For Voted - For
37 Authorisation of Legal Formalities Management For Voted - For
817
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
38 Non-Voting Meeting Note N/A N/A Non-Voting
PLUG POWER INC.
Security ID: 72919P202 Ticker: PLUG
Meeting Date: 30-Jun-22 Meeting Type: Annual
1.1 Elect George C. McNamee Management For Voted - Withheld
1.2 Elect Gregory L. Kenausis Management For Voted - For
1.3 Elect Jean Bua Management For Voted - For
2 Amendment to the 2021 Stock Option and Incentive
Plan Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
POWERCELL SWEDEN AB.
Security ID: W6698X106 Ticker: PCELL
Meeting Date: 03-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Accounts and Reports Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Ratification of Board and CEO Acts Management For Voted - For
16 Board Size Management For Voted - For
17 Directors and Auditors' Fees Management For Voted - For
18 Election of Directors Management For Voted - For
19 Appointment of Auditor Management For Voted - For
20 Approval of Committee Guidelines Management For Voted - For
21 Remuneration Policy Management For Voted - For
22 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
23 Authorization of Legal Formalities Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
818
--------------------------------------------------------------------------------------------------
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
S-FUELCELL CO. LTD.
Security ID: Y7T7JS100 Ticker: 288620
Meeting Date: 24-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect KIM Min Seok Management For Voted - Against
4 Directors' Fees Management For Voted - For
5 Corporate Auditors' Fees Management For Voted - For
TOYOTA MOTOR CORPORATION
Security ID: J92676113 Ticker: 7203
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Takeshi Uchiyamada Management For Voted - Against
3 Elect Shigeru Hayakawa Management For Voted - For
4 Elect Akio Toyoda Management For Voted - For
5 Elect James Kuffner Management For Voted - For
6 Elect Kenta Kon Management For Voted - For
7 Elect Masahiko Maeda Management For Voted - For
8 Elect Ikuro Sugawara Management For Voted - For
9 Elect Philip Craven Management For Voted - For
10 Elect Teiko Kudo Management For Voted - For
11 Elect Masahide Yasuda Management For Voted - Against
12 Elect George Olcott Management For Voted - Against
13 Elect Ryuji Sakai as Alternate Statutory Auditor Management For Voted - For
14 Amendment to Restricted Stock Plan Management For Voted - For
15 Amendments to Articles Management For Voted - For
XEBEC ADSORPTION INC.
Security ID: 983891102 Ticker: XBC
Meeting Date: 12-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect William Beckett Management For Voted - Against
3 Elect Peter Guy Bowie Management For Voted - For
4 Elect Sara Elford Management For Voted - For
5 Elect Brian Levitt Management For Voted - For
6 Elect Guy Saint-Jacques Management For Voted - For
7 Elect Francis Seguin Management For Voted - For
8 Elect Dimitrios Vounassis Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
819
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABB LTD.
Security ID: H0010V101 Ticker: ABBN
Meeting Date: 24-Mar-22 Meeting Type: Annual
1 Accounts and Reports Management For Take No Action
2 Compensation Report Management For Take No Action
3 Ratification of Board and Management Acts Management For Take No Action
4 Allocation of Profits/Dividends Management For Take No Action
5 Cancellation of Shares and Reduction in Share
Capital Management For Take No Action
6 Board Compensation Management For Take No Action
7 Executive Compensation Management For Take No Action
8 Elect Gunnar Brock Management For Take No Action
9 Elect David E. Constable Management For Take No Action
10 Elect Frederico Fleury Curado Management For Take No Action
11 Elect Lars Forberg Management For Take No Action
12 Elect Jennifer Xin-Zhe Li Management For Take No Action
13 Elect Geraldine Matchett Management For Take No Action
14 Elect David Meline Management For Take No Action
15 Elect Satish Pai Management For Take No Action
16 Elect Jacob Wallenberg Management For Take No Action
17 Elect Peter R. Voser as Board Chair Management For Take No Action
18 Elect David Constable as Compensation Committee
Member Management For Take No Action
19 Elect Frederico Fleury Curado as Compensation
Committee Member Management For Take No Action
20 Elect Jennifer Xin-Zhe Li as Compensation Committee
Member Management For Take No Action
21 Appointment of Independent Proxy Management For Take No Action
22 Appointment of Auditor Management For Take No Action
23 Non-Voting Meeting Note N/A N/A Take No Action
24 Non-Voting Meeting Note N/A N/A Take No Action
ADT INC.
Security ID: 00090Q103 Ticker: ADT
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Matthew Nord Management For Voted - For
1.2 Elect Eric L. Press Management For Voted - For
1.3 Elect Matthew E. Winter Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
820
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADVANTECH CO., LTD.
Security ID: Y0017P108 Ticker: 2395
Meeting Date: 26-May-22 Meeting Type: Annual
1 Adoption of the 2021 Business Report and Financial
Statements Management For Voted - For
2 Adoption of the Proposal for Distribution of 2021
Profits. Proposed Cash Dividend: Twd 8 Per Share Management For Voted - For
3 Amendment to the Company's Articles of Incorporation Management For Voted - For
4 Approve of Amendment to the Procedures for
Acquisition or Disposal of Assets Management For Voted - For
5 Approve of Amendment to the Rules and Procedures of
Shareholders Meeting Management For Voted - For
ALARM.COM HOLDINGS, INC.
Security ID: 011642105 Ticker: ALRM
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Donald Clarke Management For Voted - For
2 Elect Timothy J. Whall Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
AMBARELLA, INC.
Security ID: G037AX101 Ticker: AMBA
Meeting Date: 07-Jun-22 Meeting Type: Annual
1 Elect Anne De Greef-Safft Management For Voted - For
2 Elect Chenming C. Hu Management For Voted - For
3 Elect Feng-Ming Wang Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
AMS-OSRAM AG
Security ID: A0400Q115 Ticker: AMS
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Ratification of Management Board Acts Management For Voted - For
6 Ratification of Supervisory Board Acts Management For Voted - For
7 Appointment of Auditor Management For Voted - For
821
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Remuneration Report Management For Voted - Against
9 Elect Yen Yen Tan Management For Voted - For
10 Elect Brian M. Krzanich Management For Voted - For
11 Elect Monika Henziger Management For Voted - For
12 Elect LOH Kin Wah Management For Voted - For
13 Elect Wolfgang Leitner Management For Voted - For
14 Elect Andreas Gerstenmayr Management For Voted - For
ANALOG DEVICES, INC.
Security ID: 032654105 Ticker: ADI
Meeting Date: 09-Mar-22 Meeting Type: Annual
1 Elect Ray Stata Management For Voted - For
2 Elect Vincent Roche Management For Voted - For
3 Elect James A. Champy Management For Voted - For
4 Elect Anantha P. Chandrakasan Management For Voted - Against
5 Elect Tunc Doluca Management For Voted - For
6 Elect Bruce R. Evans Management For Voted - For
7 Elect Edward H. Frank Management For Voted - For
8 Elect Laurie H. Glimcher Management For Voted - For
9 Elect Karen M. Golz Management For Voted - For
10 Elect Mercedes Johnson Management For Voted - For
11 Elect Kenton J. Sicchitano Management For Voted - For
12 Elect Susie Wee Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
BADGER METER, INC.
Security ID: 056525108 Ticker: BMI
Meeting Date: 29-Apr-22 Meeting Type: Annual
1.1 Elect Todd A. Adams Management For Voted - For
1.2 Elect Kenneth C. Bockhorst Management For Voted - For
1.3 Elect Henry F. Brooks Management For Voted - For
1.4 Elect Melanie K. Cook Management For Voted - For
1.5 Elect Gale E. Klappa Management For Voted - For
1.6 Elect James W. McGill Management For Voted - For
1.7 Elect Tessa M. Myers Management For Voted - For
1.8 Elect James F. Stern Management For Voted - For
1.9 Elect Glen E. Tellock Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Board Diversity
Report Shareholder Against Voted - For
822
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
BELDEN INC.
Security ID: 077454106 Ticker: BDC
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect David J. Aldrich Management For Voted - For
2 Elect Lance C. Balk Management For Voted - For
3 Elect Steven W. Berglund Management For Voted - For
4 Elect Diane D. Brink Management For Voted - For
5 Elect Judy L. Brown Management For Voted - For
6 Elect Nancy E. Calderon Management For Voted - For
7 Elect Jonathan C. Klein Management For Voted - For
8 Elect Gregory J. McCray Management For Voted - For
9 Elect Roel Vestjens Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 13-Dec-21 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Wesley G. Bush Management For Voted - For
3 Elect Michael D. Capellas Management For Voted - For
4 Elect Mark Garrett Management For Voted - For
5 Elect John D. Harris II Management For Voted - For
6 Elect Kristina M. Johnson Management For Voted - For
7 Elect Roderick C. McGeary Management For Voted - For
8 Elect Charles H. Robbins Management For Voted - For
9 Elect Brenton L. Saunders Management For Voted - For
10 Elect Lisa T. Su Management For Voted - For
11 Elect Marianna Tessel Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
DATALOGIC S.P.A.
Security ID: T3480B123 Ticker: DAL
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect Maria Grazia Filippini Management For Voted - For
823
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Board Size Management For Voted - For
8 Elect Pietro Todescato Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 List Presented by Hydra S.p.a. Management For Non-Voting
11 List Presented by Group of Institutional Investors
Representing 4.06% of Share Capital Management For Voted - For
12 Election of Chair of Board of Statutory Auditors Management For Voted - For
13 Statutory Auditors' Fees Management For Voted - For
14 Directors' Fees Management For Voted - For
15 2022-2024 Performance Share Plan Management For Voted - Against
16 Remuneration Policy Management For Voted - Against
17 Remuneration Report Management For Voted - Against
18 Authority to Repurchase and Reissue Shares Management For Voted - For
19 Non-Voting Meeting Note N/A N/A Non-Voting
DEXCOM, INC.
Security ID: 252131107 Ticker: DXCM
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Steven R. Altman Management For Voted - For
2 Elect Barbara E. Kahn Management For Voted - For
3 Elect Kyle Malady Management For Voted - For
4 Elect Jay S. Skyler Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Stock Split Management For Voted - For
DIGI INTERNATIONAL INC.
Security ID: 253798102 Ticker: DGII
Meeting Date: 28-Jan-22 Meeting Type: Annual
1 Elect Spiro Lazarakis Management For Voted - For
2 Elect Hatem H. Naguib Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Amendment to the 2021 Omnibus Incentive Plan Management For Voted - For
EMEMORY TECHNOLOGY INC.
Security ID: Y2289B114 Ticker: 3529
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 FY2021 Financial Statements and Business Report Management For Voted - For
2 FY2021 Allocation of Profits/Dividends Management For Voted - For
3 Elect Michael HO Management For Voted - For
4 Cash Distribution from Capital Surplus Management For Voted - For
5 Amendments to Articles Management For Voted - For
824
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Amendments to Procedural Rules: Acquisition and
Disposal of Assets Management For Voted - For
7 Non-compete Restrictions for Directors Management For Voted - For
EMERSON ELECTRIC CO.
Security ID: 291011104 Ticker: EMR
Meeting Date: 01-Feb-22 Meeting Type: Annual
1.1 Elect Joshua B. Bolten Management For Voted - For
1.2 Elect William H. Easter III Management For Voted - For
1.3 Elect Surendralal L. Karsanbhai Management For Voted - For
1.4 Elect Lori M. Lee Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
FINGERPRINT CARDS AB
Security ID: W3147N292 Ticker: FINGB
Meeting Date: 24-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Accounts and Reports Management For Voted - For
16 Allocation of Profits/Dividends Management For Voted - For
17 Ratification of Johan Carlstrom Management For Voted - For
18 Ratification of Sofia Bertling Management For Voted - For
19 Ratification of Ted Elvhage Management For Voted - For
20 Ratification of Tomas Mikaelsson Management For Voted - For
21 Ratification of Alexander Kotsinas Management For Voted - For
22 Ratification of Dimitrij Titov Management For Voted - For
23 Ratification of Juan Vallejo Management For Voted - For
24 Ratification of Christian Fredriksson (CEO) Management For Voted - For
25 Remuneration Report Management For Voted - Against
26 Board Size Management For Voted - For
27 Directors' Fees Management For Voted - For
28 Authority to Set Auditor's Fees Management For Voted - For
825
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
29 Elect Sofia Bertling Management For Voted - For
30 Elect Johan Carlstrom Management For Voted - Against
31 Elect Ted Elvhage Management For Voted - For
32 Elect Alexander Kotsinas Management For Voted - For
33 Elect Tomas Mikaelsson Management For Voted - For
34 Elect Dimitrij Titov Management For Voted - For
35 Elect Juan Vallejo Management For Voted - For
36 Elect Johan Carlstrom as Chair Management For Voted - Against
37 Appointment Johan Pharmanson as Auditor-in-Charge Management For Voted - For
38 Appoint Carl-Johan Kjellman as Auditor Management For Voted - For
39 Authority to Repurchase and Reissue Shares Management For Voted - For
40 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
41 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - Against
42 Authorization of Legal Formalities Management For Voted - For
43 Non-Voting Agenda Item N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
GARMIN LTD.
Security ID: H2906T109 Ticker: GRMN
Meeting Date: 10-Jun-22 Meeting Type: Annual
1 Approval of Consolidated Financial Statements Management For Voted - For
2 Allocation of Profits Management For Voted - For
3 Dividend from Reserves Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Elect Jonathan C. Burrell Management For Voted - Against
6 Elect Joseph J. Hartnett Management For Voted - For
7 Elect Min H. Kao Management For Voted - For
8 Elect Catherine A. Lewis Management For Voted - For
9 Elect Charles W. Peffer Management For Voted - For
10 Elect Clifton A. Pemble Management For Voted - For
11 Elect Min H. Kao as Executive Chair Management For Voted - Against
12 Elect Jonathan C. Burrell Management For Voted - Against
13 Elect Joseph J. Hartnett Management For Voted - For
14 Elect Catherine A. Lewis Management For Voted - For
15 Elect Charles W. Peffer Management For Voted - For
16 Election of Independent Voting Rights Representative Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Advisory vote on executive compensation Management For Voted - For
19 Executive Compensation Management For Voted - For
20 Board Compensation Management For Voted - For
21 Amendment to the 2005 Equity Incentive Plan Management For Voted - For
22 Renewal of Authorised Share Capital Management For Voted - For
826
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
GLOBALSTAR, INC.
Security ID: 378973408 Ticker: GSAT
Meeting Date: 23-May-22 Meeting Type: Annual
1 Elect Keith O. Cowan Management For Voted - Against
2 Elect Benjamin G. Wolff Management For Voted - For
3 Ratification of Auditor Management For Voted - For
HONEYWELL INTERNATIONAL INC.
Security ID: 438516106 Ticker: HON
Meeting Date: 25-Apr-22 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Duncan B. Angove Management For Voted - For
3 Elect William S. Ayer Management For Voted - For
4 Elect Kevin Burke Management For Voted - For
5 Elect D. Scott Davis Management For Voted - For
6 Elect Deborah Flint Management For Voted - For
7 Elect Rose Lee Management For Voted - For
8 Elect Grace D. Lieblein Management For Voted - For
9 Elect George Paz Management For Voted - For
10 Elect Robin L. Washington Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Report on
Environmental & Social Due Diligence Process Shareholder Against Voted - Against
IMPINJ, INC.
Security ID: 453204109 Ticker: PI
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Elect Daniel Gibson Management For Voted - For
2 Elect Umesh Padval Management For Voted - For
3 Elect Steve Sanghi Management For Voted - For
4 Elect Cathal Phelan Management For Voted - For
5 Elect Meera Rao Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against
827
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
INTERDIGITAL, INC.
Security ID: 45867G101 Ticker: IDCC
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Lawrence (Liren) Chen Management For Voted - For
2 Elect Joan H. Gillman Management For Voted - For
3 Elect S. Douglas Hutcheson Management For Voted - For
4 Elect John A. Kritzmacher Management For Voted - For
5 Elect Pierre-Yves Lesaicherre Management For Voted - For
6 Elect John D. Markley, Jr. Management For Voted - For
7 Elect Jean F. Rankin Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Thomas Buberl Management For Voted - For
2 Elect David N. Farr Management For Voted - For
3 Elect Alex Gorsky Management For Voted - For
4 Elect Michelle Howard Management For Voted - For
5 Elect Arvind Krishna Management For Voted - For
6 Elect Andrew N. Liveris Management For Voted - For
7 Elect F. William McNabb, III Management For Voted - For
8 Elect Martha E. Pollack Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
10 Elect Peter R. Voser Management For Voted - For
11 Elect Frederick H. Waddell Management For Voted - For
12 Elect Alfred W. Zollar Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
ITRON, INC.
Security ID: 465741106 Ticker: ITRI
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Lynda L. Ziegler Management For Voted - For
2 Elect Diana D. Tremblay Management For Voted - For
3 Elect Santiago Perez Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
828
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
JOHNSON CONTROLS INTERNATIONAL PLC
Security ID: G51502105 Ticker: JCI
Meeting Date: 09-Mar-22 Meeting Type: Annual
1 Elect Jean S. Blackwell Management For Voted - For
2 Elect Pierre E. Cohade Management For Voted - For
3 Elect Michael E. Daniels Management For Voted - For
4 Elect W. Roy Dunbar Management For Voted - For
5 Elect Gretchen R. Haggerty Management For Voted - For
6 Elect Simone Menne Management For Voted - For
7 Elect George R. Oliver Management For Voted - For
8 Elect Carl Jurgen Tinggren Management For Voted - For
9 Elect Mark P. Vergnano Management For Voted - For
10 Elect R. David Yost Management For Voted - For
11 Elect John D. Young Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Authorize Price Range at which the Company Can
Re-Allot Treasury Shares Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
LANDIS+GYR GROUP AG
Security ID: H893NZ107 Ticker: LAND
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Accounts and Reports Management For Take No Action
4 Allocation of Losses Management For Take No Action
5 Dividend from Reserves Management For Take No Action
6 Ratification of Board and Management Acts Management For Take No Action
7 Compensation Report Management For Take No Action
8 Board Compensation Management For Take No Action
9 Executive Compensation Management For Take No Action
10 Elect Andreas Umbach Management For Take No Action
11 Elect Eric A. Elzvik Management For Take No Action
12 Elect Peter Mainz Management For Take No Action
13 Elect Soren Thorup Sorensen Management For Take No Action
14 Elect Andreas Spreiter Management For Take No Action
15 Elect Christina M. Stercken Management For Take No Action
16 Elect Laureen Tolson Management For Take No Action
17 Appoint Andreas Umbach as Board Chair Management For Take No Action
829
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Elect Eric A. Elzvik as Compensation Committee
Member Management For Take No Action
19 Elect Peter Mainz as Compensation Committee
Member Management For Take No Action
20 Elect Laureen Tolson as Compensation Committee
Member Management For Take No Action
21 Appointment of Auditor Management For Take No Action
22 Appointment of Independent Proxy Management For Take No Action
23 Increase in Authorised Capital Management For Take No Action
LATCH, INC.
Security ID: 51818V106 Ticker: LTCH
Meeting Date: 09-Jun-22 Meeting Type: Annual
1.1 Elect Raju Rishi Management For Voted - For
1.2 Elect J. Allen Smith Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
LEGRAND SA
Security ID: F56196185 Ticker: LR
Meeting Date: 25-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
7 Consolidated Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For
10 Non-Renewal of Alternate Auditor (Jean-Christophe
Georghiou) Management For Voted - For
11 2021 Remuneration Report Management For Voted - For
12 2021 Remuneration of Angeles Garcia-Poveda, Chair Management For Voted - For
13 2021 Remuneration of Benoit Coquart, CEO Management For Voted - For
14 2022 Remuneration Policy (Chair) Management For Voted - For
15 2022 Remuneration Policy (CEO) Management For Voted - For
16 2022 Remuneration Policy (Board of Directors) Management For Voted - For
17 Elect Olivier Bazil Management For Voted - For
18 Elect Edward A. Gilhuly Management For Voted - For
19 Elect Patrick Koller Management For Voted - For
20 Elect Florent Menegaux Management For Voted - For
21 Authority to Repurchase and Reissue Shares Management For Voted - For
22 Authority to Cancel Shares and Reduce Capital Management For Voted - For
830
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
24 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
25 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
26 Greenshoe Management For Voted - For
27 Authority to Increase Capital Through
Capitalisations Management For Voted - For
28 Employee Stock Purchase Plan Management For Voted - For
29 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
30 Global Ceiling on Capital Increases and Debt
Issuances Management For Voted - For
31 Authorisation of Legal Formalities Management For Voted - For
32 Non-Voting Meeting Note N/A N/A Non-Voting
33 Non-Voting Meeting Note N/A N/A Non-Voting
MEDIATEK INC.
Security ID: Y5945U103 Ticker: 2454
Meeting Date: 31-May-22 Meeting Type: Annual
1 Adoption Of The 2021 Business Report And Financial
Statements Management For Voted - For
2 Adoption Of The Proposal For Distribution Of 2021
Profits. Management For Voted - For
3 Discussion On Cash Distribution From Capital Reserve Management For Voted - For
4 Amendments To The Articles of Association Management For Voted - For
5 Amendments To The Procedures Rules For Acquisition
Or Disposition Of Assets Management For Voted - For
6 Amendments To The Procedural Rules For Endorsement
And Guarantee Management For Voted - For
7 Amendments To The Procedure Rules For Capital Loans Management For Voted - For
NETGEAR, INC.
Security ID: 64111Q104 Ticker: NTGR
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Patrick C.S. Lo Management For Voted - For
2 Elect David J. Henry Management For Voted - For
3 Elect Sarah S. Butterfass Management For Voted - For
4 Elect Laura J. Durr Management For Voted - For
5 Elect Shravan K. Goli Management For Voted - For
6 Elect Bradley L. Maiorino Management For Voted - For
7 Elect Janice M. Roberts Management For Voted - For
8 Elect Barbara V. Scherer Management For Voted - For
9 Elect Thomas H. Waechter Management For Voted - For
10 Ratification of Auditor Management For Voted - For
831
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the 2003 Employee Stock Purchase Plan Management For Voted - For
NIPPON CERAMIC COMPANY LIMITED
Security ID: J52344108 Ticker: 6929
Meeting Date: 25-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Shinichi Taniguchi Management For Voted - For
4 Elect Eiki Fujiwara Management For Voted - For
5 Elect Haruko Kawasaki Management For Voted - For
6 Elect Kazuhito Ichikawa Management For Voted - For
7 Elect Yasuaki Tamura Management For Voted - For
8 Elect Tomoaki Seko Management For Voted - For
9 Elect Koichi Ikehara Management For Voted - For
NORDIC SEMICONDUCTOR
Security ID: R4988P103 Ticker: NOD
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Non-Voting Agenda Item N/A N/A Take No Action
2 Election of Presiding Chair; Minutes Management For Take No Action
3 Agenda Management For Take No Action
4 Accounts and Reports; Allocation of Profits and
Dividends Management For Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Directors' Fees Management For Take No Action
7 Nomination Committee Fees Management For Take No Action
8 Authority to Set Auditor's Fees Management For Take No Action
9 Authority to Repurchase Shares Management For Take No Action
10 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
11 Elect Birger Steen Management For Take No Action
12 Elect Jan Frykhammar Management For Take No Action
13 Elect Anita Huun Management For Take No Action
14 Elect Endre Holen Management For Take No Action
15 Elect Inger Berg Orstavik Management For Take No Action
16 Elect Oyvind Birkenes Management For Take No Action
17 Elect Annastiina Hintsa Management For Take No Action
18 Elect Viggo Leisner Management For Take No Action
19 Elect Eivind Lotsberg Management For Take No Action
20 Elect Fredrik Thoresen Management For Take No Action
21 Remuneration Report Management For Take No Action
22 Remuneration Policy Management For Take No Action
23 Long Term Incentive Plan Management For Take No Action
24 Non-Voting Meeting Note N/A N/A Take No Action
832
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Non-Voting Meeting Note N/A N/A Take No Action
26 Non-Voting Meeting Note N/A N/A Take No Action
27 Non-Voting Meeting Note N/A N/A Take No Action
28 Non-Voting Meeting Note N/A N/A Take No Action
29 Non-Voting Meeting Note N/A N/A Take No Action
NXP SEMICONDUCTORS N.V.
Security ID: N6596X109 Ticker: NXPI
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Board Acts Management For Voted - For
3 Elect Kurt Sievers Management For Voted - For
4 Elect Peter L. Bonfield Management For Voted - For
5 Elect Annette K. Clayton Management For Voted - For
6 Elect Anthony R. Foxx Management For Voted - For
7 Elect Chunyuan Gu Management For Voted - For
8 Elect Lena Olving Management For Voted - For
9 Elect Julie Southern Management For Voted - For
10 Elect Jasmin Staiblin Management For Voted - For
11 Elect Gregory L. Summe Management For Voted - For
12 Elect Karl-Henrik Sundstrom Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Cancel Repurchased Shares Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
PTC INC.
Security ID: 69370C100 Ticker: PTC
Meeting Date: 31-Jan-22 Meeting Type: Annual
1.1 Elect Mark D. Benjamin Management For Voted - For
1.2 Elect Janice D. Chaffin Management For Voted - Withheld
1.3 Elect James E. Heppelmann Management For Voted - For
1.4 Elect Klaus Hoehn Management For Voted - For
1.5 Elect Paul A. Lacy Management For Voted - For
1.6 Elect Corinna Lathan Management For Voted - For
1.7 Elect Blake D. Moret Management For Voted - For
1.8 Elect Robert P. Schechter Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
833
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
QUALCOMM INCORPORATED
Security ID: 747525103 Ticker: QCOM
Meeting Date: 09-Mar-22 Meeting Type: Annual
1 Elect Sylvia Acevedo Management For Voted - For
2 Elect Cristiano R. Amon Management For Voted - For
3 Elect Mark Fields Management For Voted - For
4 Elect Jeffrey W. Henderson Management For Voted - For
5 Elect Gregory N. Johnson Management For Voted - For
6 Elect Ann M. Livermore Management For Voted - For
7 Elect Mark D. McLaughlin Management For Voted - For
8 Elect Jamie S. Miller Management For Voted - For
9 Elect Irene B. Rosenfeld Management For Voted - For
10 Elect Kornelis Smit Management For Voted - For
11 Elect Jean-Pascal Tricoire Management For Voted - For
12 Elect Anthony J. Vinciquerra Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
RAMBUS INC.
Security ID: 750917106 Ticker: RMBS
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Elect Charles Kissner Management For Voted - For
2 Elect Necip Sayiner Management For Voted - For
3 Elect Luc Seraphin Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
RENESAS ELECTRONICS CORPORATION
Security ID: J4881V107 Ticker: 6723
Meeting Date: 30-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Hidetoshi Shibata Management For Voted - For
5 Elect Jiro Iwasaki Management For Voted - For
6 Elect Selena Loh Lacroix Management For Voted - For
7 Elect Arunjai Mittal Management For Voted - For
8 Elect Noboru Yamamoto Management For Voted - For
9 Elect Kazuyoshi Yamazaki Management For Voted - For
10 Elect Miya Miyama Management For Voted - For
834
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
RESIDEO TECHNOLOGIES, INC.
Security ID: 76118Y104 Ticker: REZI
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Roger B. Fradin Management For Voted - For
2 Elect Jay L. Geldmacher Management For Voted - For
3 Elect Paul F. Deninger Management For Voted - For
4 Elect Cynthia L. Hostetler Management For Voted - For
5 Elect Brian Kushner Management For Voted - For
6 Elect Jack R. Lazar Management For Voted - For
7 Elect Nina L. Richardson Management For Voted - For
8 Elect Andrew C. Teich Management For Voted - For
9 Elect Sharon Wienbar Management For Voted - For
10 Elect Kareem Yusuf Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
ROCKWELL AUTOMATION, INC.
Security ID: 773903109 Ticker: ROK
Meeting Date: 01-Feb-22 Meeting Type: Annual
1.1 Elect James P. Keane Management For Voted - For
1.2 Elect Blake D. Moret Management For Voted - For
1.3 Elect Thomas W. Rosamilia Management For Voted - For
1.4 Elect Patricia A. Watson Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
S&T AG
Security ID: A6627D100 Ticker: SANT
Meeting Date: 06-May-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Allocation of Profits/Dividends Management For Voted - For
6 Ratification of Management Board Acts Management For Voted - For
7 Ratification of Supervisory Board Acts Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Remuneration Report Management For Voted - For
10 Cancellation of Shares and Reduction in Share
Capital Management For Voted - For
11 Authority to Repurchase and Reissue Shares Management For Voted - For
835
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Change of Company Name Management For Voted - For
13 Elect Joseph John Fijak Management For Voted - For
14 Elect Fu-Chuan (Steve) Chu Management For Voted - Against
SCHNEIDER ELECTRIC SE
Security ID: F86921107 Ticker: SU
Meeting Date: 05-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Special Auditors Report on Regulated Agreements Management For Voted - For
9 Appointment of Auditor (Mazars); Non-Renewal of
Alternate Auditor (Thierry Blanchetier) Management For Voted - For
10 Appointment of Auditor (PricewaterhouseCoopers);
Non-Renewal of Alternate Auditor (Auditex) Management For Voted - For
11 2021 Remuneration Report Management For Voted - For
12 2021 Remuneration of Jean-Pascal Tricoire, Chair
and CEO Management For Voted - For
13 2022 Remuneration Policy (Chair and CEO) Management For Voted - For
14 2022 Remuneration Policy (Board of Directors) Management For Voted - For
15 Elect Linda Knoll Management For Voted - For
16 Elect Anders Runevad Management For Voted - For
17 Elect Nivedita Krishnamurthy Bhagat Management For Voted - For
18 Authority to Repurchase and Reissue Shares Management For Voted - For
19 Authority to Issue Performance Shares Management For Voted - For
20 Employee Stock Purchase Plan Management For Voted - For
21 Stock Purchase Plan for Overseas Employees Management For Voted - For
22 Merger by Absorption of IGEXAO Management For Voted - For
23 Authorisation of Legal Formalities Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
SENSATA TECHNOLOGIES HOLDING PLC
Security ID: G8060N102 Ticker: ST
Meeting Date: 26-May-22 Meeting Type: Annual
1 Elect Andrew C. Teich Management For Voted - For
2 Elect Jeffrey J. Cote Management For Voted - For
3 Elect John P. Absmeier Management For Voted - For
4 Elect Daniel L. Black Management For Voted - For
5 Elect Lorraine A. Bolsinger Management For Voted - For
6 Elect James E. Heppelmann Management For Voted - For
836
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Constance E. Skidmore Management For Voted - For
8 Elect Steven A. Sonnenberg Management For Voted - For
9 Elect Martha N. Sullivan Management For Voted - For
10 Elect Stephen M. Zide Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Remuneration Report Management For Voted - For
14 Remuneration Policy Management For Voted - For
15 Appointment of UK Auditor Management For Voted - For
16 Authority to Set UK Statutory Auditor's Fees Management For Voted - For
17 Accounts and Reports Management For Voted - For
18 Authority of Shares Repurchase Contracts and
Counterparties Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Allot Shares under Equity Incentive
Plans w/ Preemptive Rights Management For Voted - For
22 Authority to Allot Shares under Equity Incentive
Plans w/o Preemptive Rights Management For Voted - For
SIERRA WIRELESS, INC.
Security ID: 826516106 Ticker: SW
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect James R. Anderson Management For Voted - For
1.2 Elect Karima Bawa Management For Voted - For
1.3 Elect Philip Brace Management For Voted - For
1.4 Elect Russell N. Jones Management For Voted - For
1.5 Elect Martin D. Mc Court Management For Voted - For
1.6 Elect Lori M. O'Neill Management For Voted - For
1.7 Elect Thomas Sieber Management For Voted - For
1.8 Elect Gregory L. Waters Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Amendment to the Restricted Share Unit Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
SILICON LABORATORIES INC.
Security ID: 826919102 Ticker: SLAB
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Elect William G. Bock Management For Voted - For
2 Elect Sherri Luther Management For Voted - For
3 Elect Christy Wyatt Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
837
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
SKYWORKS SOLUTIONS, INC.
Security ID: 83088M102 Ticker: SWKS
Meeting Date: 11-May-22 Meeting Type: Annual
1 Elect Alan S. Batey Management For Voted - For
2 Elect Kevin L. Beebe Management For Voted - For
3 Elect Liam K. Griffin Management For Voted - For
4 Elect Eric J. Guerin Management For Voted - For
5 Elect Christine King Management For Voted - For
6 Elect Suzanne E. McBride Management For Voted - For
7 Elect David P. McGlade Management For Voted - For
8 Elect Robert A. Schriesheim Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Elimination of Supermajority Requirements Relating
to Shareholder Approval of a Merger or Consolidation Management For Voted - For
12 Elimination of Supermajority Requirements Relating
to Shareholder Approval of a Business Combination Management For Voted - For
13 Elimination of Supermajority Requirements Relating
to Shareholder Amendment of Charter Provisions
Governing Directors Management For Voted - For
14 Elimination of Supermajority Requirement Relating
to Shareholder Amendment of the Charter Provision
Governing Action by Shareholders Management For Voted - For
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
SPIRENT COMMUNICATIONS PLC
Security ID: G83562101 Ticker: SPT
Meeting Date: 06-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Margaret Buggie Management For Voted - For
5 Elect Paula Bell Management For Voted - For
6 Elect Gary Bullard Management For Voted - For
7 Elect Wendy Koh Management For Voted - For
8 Elect Edgar Masri Management For Voted - For
9 Elect Jonathan C. Silver Management For Voted - For
10 Elect Bill G. Thomas Management For Voted - For
11 Elect Eric A Updyke Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
838
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
STMICROELECTRONICS N.V.
Security ID: N83574108 Ticker: STM
Meeting Date: 25-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Remuneration Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Equity Grant (CEO) Management For Voted - For
11 Elect Janet G. Davidson to the Supervisory Board Management For Voted - For
12 Elect Donatella Sciuto to the Supervisory Board Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
TELIT COMMUNICATIONS PLC
Security ID: G87535103 Ticker: TCM
Meeting Date: 28-Jul-21 Meeting Type: Court
1 Scheme Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Jul-21 Meeting Type: Ordinary
1 Legal Formalities to Effect Scheme Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
VIVINT SMART HOME, INC.
Security ID: 928542109 Ticker: VVNT
Meeting Date: 01-Jun-22 Meeting Type: Annual
1.1 Elect Paul S. Galant Management For Voted - Withheld
1.2 Elect Jay D. Pauley Management For Voted - For
1.3 Elect Michael J. Staub Management For Voted - For
839
--------------------------------------------------------------------------------------------------
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
840
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALBEMARLE CORPORATION
Security ID: 012653101 Ticker: ALB
Meeting Date: 03-May-22 Meeting Type: Annual
1 Advisory Vote on Executive Compensation Management For Voted - For
2 Elect Mary Lauren Brlas Management For Voted - For
3 Elect Ralf H. Cramer Management For Voted - For
4 Elect J. Kent Masters, Jr. Management For Voted - For
5 Elect Glenda J. Minor Management For Voted - For
6 Elect James J. O'Brien Management For Voted - For
7 Elect Diarmuid B. O'Connell Management For Voted - For
8 Elect Dean L. Seavers Management For Voted - For
9 Elect Gerald A. Steiner Management For Voted - For
10 Elect Holly A. Van Deursen Management For Voted - For
11 Elect Alejandro D. Wolff Management For Voted - For
12 Ratification of Auditor Management For Voted - For
AMG ADVANCED METALLURGICAL GROUP N.V.
Security ID: N04897109 Ticker: AMG
Meeting Date: 05-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Remuneration Report Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Elect Donatella Ceccarelli to the Supervisory Board Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Suppress Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
841
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING EASPRING MATERIAL TECHNOLOGY COMPANY LTD
Security ID: Y0772S107 Ticker: 300073
Meeting Date: 22-Dec-21 Meeting Type: Special
1 Amendments to Articles of Association Management For Voted - For
2 Cash Management With Some Idle Raised Funds Management For Voted - For
3 Reappointment of 2021 Auditor Management For Voted - For
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Accounts and Reports Management For Voted - For
4 2021 Allocation of Profits/Dividends Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 2021 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
7 2021 Continuing Connected Transactions and 2022
Estimated Continuing Connected Transactions Management For Voted - For
8 2021 Remuneration And Allowance For Non-Independent
Directors And Supervisors Management For Voted - For
9 Launching Foreign Exchange Derivatives Transactions Management For Voted - For
10 Elect XIAO Linxing Management For Voted - For
Meeting Date: 28-Jun-22 Meeting Type: Special
1 2022 Shareholding Increase Plan (draft) for the
Management Team and Key Employees and Its Summary Management For Voted - For
2 Authorization to the Board to Handle Matters
Regarding the 2022 Shareholding Increase Plan for
the Management Team and Key Employees Management For Voted - For
BYD CO LTD
Security ID: Y1023R104 Ticker: 1211
Meeting Date: 30-Nov-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles of Association Management For Voted - For
3 Amendments to Procedural Rules of the Board Management For Voted - For
4 Amendments to Procedural Rules of the Supervisory
Committee Management For Voted - For
5 Compliance Manual in relation to Independent
Directors Management For Voted - For
6 Management System for the Funds Raised of the
Company Management For Voted - For
7 Compliance Manual in relation to Connected
Transactions Management For Voted - For
8 Rules for the Selection and Appointment of
Accountants' Firm Management For Voted - For
842
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Policy on External Guarantee Management For Voted - For
Meeting Date: 27-May-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Purpose of Share Repurchase Management For Voted - For
3 Relevant Conditions Management For Voted - For
4 Methods and Purpose of Share Repurchase Management For Voted - For
5 Pricing of the Share Repurchase Management For Voted - For
6 Amount and Source of Capital for Share Repurchase Management For Voted - For
7 Class, Quantity and Percentage to the Total Share
Capital Intended to be Repurchased Management For Voted - For
8 Share Repurchase Period Management For Voted - For
9 Validity Period of the Share Repurchase Management For Voted - For
10 Board Authorization Regarding the Repurchase Management For Voted - For
11 Adoption of the BYD 2022 Employee Share Ownership
Plan Management For Voted - For
12 Adoption of Management Measures for BYD 2022
Employee Share Ownership Plan Management For Voted - For
13 Board Authorization Regarding the BYD 2022 Employee
Share Ownership Plan Management For Voted - For
14 Capital Injection to BYD Auto Finance Company
Limited and Related Party Transactions Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Preparation of Financial Statements in Accordance
with CASBE and Cessation of Appointment of
International Auditor Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Give Guarantees Management For Voted - Against
10 Approval of Caps of Ordinary Connected Transactions Management For Voted - For
11 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Shares of BYD Electronic w/o
Preemptive Rights Management For Voted - Against
13 Provision of Phased Guarantee for Mortgage-backed
Car Buyers to BYD Auto Finance Company Limited Management For Voted - Against
14 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
843
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
CONTEMPORARY AMPEREX TECHNOLOGY CO. LIMITED
Security ID: Y1R48E105 Ticker: 300750
Meeting Date: 31-Aug-21 Meeting Type: Special
1 Company's Eligibility for Private Placement Management For Voted - Against
2 Type and Face Value Management For Voted - Against
3 Issuance Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuance Amount Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Total Amount and Purpose of Raised Funds Management For Voted - Against
9 Arrangement for Accumulated Retained Profits Before
the Share Offering Management For Voted - Against
10 Validity of the Resolution Management For Voted - Against
11 Listing Place Management For Voted - Against
12 Preliminary Report for Private Placement Management For Voted - Against
13 Demonstration Analysis Report for Private Placement Management For Voted - Against
14 Feasibility Analysis Report for Private Placement Management For Voted - Against
15 Report on Previously Raised Funds Management For Voted - For
16 Diluted Immediate Return After Private Placement,
Filling Measures and Commitments of Relevant Parties Management For Voted - Against
17 Shareholder Return Plan For The Next Three Years
From 2021 To 2023 Management For Voted - For
18 Authorization to the Board And Its Authorized
Persons to Handle Matters Regarding Private
Placement Management For Voted - Against
Meeting Date: 12-Nov-21 Meeting Type: Special
1 Adoption of 2021 Employee Stock Options and
Restricted Shares Plan (Draft) and its Summary Management For Voted - For
2 Establishment of the Management Measures for 2021
Employee Stock Options and Restricted Shares Plan Management For Voted - For
3 Board Authorization to Handle Matters of 2021
Employee Stock Options and Restricted Shares Plan Management For Voted - For
4 Additional and Adjusted 2021 Estimated Guarantees
Provided in 2021 Management For Voted - Against
Meeting Date: 30-Dec-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZENG Yuqun Management For Voted - For
3 Elect LI Ping Management For Voted - For
4 Elect HUANG Shilin Management For Voted - For
5 Elect PAN Jian Management For Voted - For
6 Elect ZHOU Jia Management For Voted - For
7 Elect WU Kai Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
844
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect XUE Zuyun Management For Voted - For
10 Elect CAI Xiuling Management For Voted - For
11 Elect HONG Bo Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect WU Yingming Management For Voted - For
14 Elect FENG Chunyan Management For Voted - Against
Meeting Date: 18-May-22 Meeting Type: Annual
1 Approval of 2021 Annual Report and its Summary Management For Voted - For
2 Approval of 2021 Directors' Report Management For Voted - For
3 Approval of 2021 Supervisors' Report Management For Voted - For
4 Allocation of 2021 Profits Management For Voted - For
5 Approval of 2021 Accounts and Reports Management For Voted - For
6 Approval of Directors' Fees: ZENG Yuqun Management For Voted - For
7 Approval of Directors' Fees: LI Ping Management For Voted - For
8 Approval of Directors' Fees: HUANG Shilin Management For Voted - For
9 Approval of Directors' Fees: PAN Jian Management For Voted - For
10 Approval of Directors' Fees: ZHOU Jia Management For Voted - For
11 Approval of Directors' Fees: WU Kai Management For Voted - For
12 Approval of Directors' Fees: XUE Zuyun Management For Voted - For
13 Approval of Directors' Fees: HONG Bo Management For Voted - For
14 Approval of Directors' Fees: CAI Xiuling Management For Voted - For
15 Approval of Directors' Fees: WANG Hongbo Management For Voted - For
16 Approval of Supervisors' Fees: WU Yangming Management For Voted - For
17 Approval of Supervisors' Fees: FENG Chunyan Management For Voted - For
18 Approval of Supervisors' Fees: LIU Na Management For Voted - For
19 Approval of Supervisors' Fees: WANG Siye Management For Voted - For
20 Proposal on the Purchase of Liability Insurance By
the Company for Directors, Supervisors and Senior
Management Management For Voted - For
21 Authority to Give Guarantees in 2022 Management For Voted - Against
22 Approval of Line of Credit Management For Voted - For
23 Appointment of Auditor Management For Voted - For
24 Proposal to Repurchase Note Part of Restricted
Shares Considered At the Thirty-fourth Meeting of
the Second Session of the Board of Directors Management For Voted - For
25 Proposal on the Repurchase and Cancellation of
Certain Restricted Shares Considered At the Third
Meeting of the Third Session of the Board of
Directors Management For Voted - For
26 Amendments to Articles Management For Voted - For
27 Amendments to Procedural Rules Management For Voted - For
28 Proposal to Invest in the Construction of a Power
Battery Industry Chain Project in Indonesia by a
Holding Subsidiary Management For Voted - For
845
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ENERSYS
Security ID: 29275Y102 Ticker: ENS
Meeting Date: 05-Aug-21 Meeting Type: Annual
1 Elect Hwan-yoon F. Chung Management For Voted - For
2 Elect Arthur T. Katsaros Management For Voted - For
3 Elect Robert Magnus Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
EVE ENERGY CO., LTD.
Security ID: Y2303F109 Ticker: 300014
Meeting Date: 11-Aug-21 Meeting Type: Special
1 Contract to be Signed Between a Subsidiary and
Jingmen High-Tech Zone Management Committee Management For Voted - For
2 Provision of Guarantees for Subsidiaries Management For Voted - For
3 Setting Up a Joint Venture With a Company Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Aug-21 Meeting Type: Special
1 Matters Regarding The Issuance Of Corporate Bonds Management For Voted - For
2 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 18-Oct-21 Meeting Type: Special
1 Approve Adjustment and Additional Guarantee
Provision Plan
Management For Voted - Against
2 Amend Articles Of Association Management For Voted - For
Meeting Date: 22-Nov-21 Meeting Type: Special
1 Third Phase Restricted Stock Incentive Plan Management For Voted - For
2 Constitution of Procedural Rules Management For Voted - For
3 Ratification of Board Implementation of Restricted
Stock Incentive Plan Management For Voted - For
4 Authority to Give Guarantees Management For Voted - Against
Meeting Date: 27-Dec-21 Meeting Type: Special
1 Connected Transaction Regarding Capital Increase
and Share Expansion of a Subsidiary
Management For Voted - For
2 Provision Of Guarantee For Subsidiaries Management For Voted - Against
846
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 28-Jan-22 Meeting Type: Special
1 Investment in Construction of a Project with a
Company
Management For Voted - For
2 Provision of Guarantee for Subsidiaries
Management For Voted - Against
3 Provision Of External Financial Aid By Subsidiaries Management For Voted - For
Meeting Date: 28-Mar-22 Meeting Type: Special
1 Contract on Fixed Asset Investment Management For Voted - For
2 Approval to Adopt Employee Stock Ownership Plan
(Draft) Management For Voted - Against
3 Authorization of the Board to Implement Employee
Stock Ownership Plan Management For Voted - Against
4 Verification Of The List Of Participants In The
Employee Stock Ownership Plan Management For Voted - Against
5 Authority to Launch Financial Leasing Business Management For Voted - For
6 Authority to Give Guarantees Management For Voted - Against
7 Authority to Offer Loans to the Company's Subsidiary Management For Voted - Abstain
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Annual Report And Its Summary Management For Voted - For
3 2021 Work Report Of The Board Of Directors Management For Voted - For
4 2021 Audit Report Management For Voted - For
5 2021 Profit Distribution Plan Management For Voted - For
6 2021 Annual Accounts Management For Voted - For
7 Special Report On The Deposit And Use Of Raised
Funds Management For Voted - For
8 2022 Remuneration And Appraisal Plan For Directors
And Senior Management Management For Voted - For
9 Reappointment Of Audit Firm Management For Voted - For
10 Retroactive Confirmation of 2021 Continuing
Connected Transaction and 2022 Estimated Continuing
Connected Transactions Management For Voted - For
11 Amendments To The Articles Of Association Of The
Company Management For Voted - For
12 Amendments To The Work System For Independent
Directors Management For Voted - For
13 Amendments To The Management System For The Special
Deposit And Use Of Raised Funds Management For Voted - For
14 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
15 Amendments to the Rules of Procedure Governing
Shareholders General Meetings Management For Voted - For
16 Amendments To The External Guarantee Management
System Management For Voted - For
847
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Amendments To The External Financial Aid Management
System Management For Voted - For
18 Provision Of Guarantee For Subsidiaries Management For Voted - Against
19 2021 Work Report Of The Supervisory Committee Management For Voted - For
20 2022 Remuneration Plan For Supervisors Management For Voted - For
21 Change of Use of Some Raised Funds Management For Voted - For
22 Related Party Transactions Management For Voted - For
23 Agreement Signed with the Management Committee of
Chengdu Economic and Technological Development Zone Management For Voted - For
24 Reduction of share for wholly-owned sub-subsidiary
company Management For Voted - For
Meeting Date: 23-Jun-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 The Company's Eligibility for A-share Offering to
Specific Targets Management For Voted - Against
3 Stock Type and Par Value Management For Voted - Against
4 Issuing Method and Date Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Targets and Subscription Method Management For Voted - Against
7 Issuing Volume Management For Voted - Against
8 Lockup Period Management For Voted - Against
9 Listing Place Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Share Offering Management For Voted - Against
11 Purpose of the Raised Funds Management For Voted - Against
12 Valid Period of the Resolution on the Share Offering Management For Voted - Against
13 Preplan For 2022 A-Share Offering To Specific
Targets Management For Voted - Against
14 Demonstration Analysis Report on the Plan for 2022
A-share Offering to Specific Targets Management For Voted - Against
15 Feasibility Analysis Report on the Use of Funds to
Be Raised from 2022 A-share Offering to Specific
Targets Management For Voted - Against
16 Connected Transactions Involved in the 2022 A-share
Offering to Specific Targets Management For Voted - Against
17 Conditional Share Subscription Agreement to Be
Signed with the Controlling Shareholder and De
Facto Controller Management For Voted - Against
18 Diluted Immediate Return After The 2022 A-Share
Offering To Specific Targets, Filling Measures And
Commitments Of Relevant Parties Management For Voted - Against
19 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
20 Special Report On The Use Of Previously Raised Funds Management For Voted - For
21 Verification Report On Use Of Previously Raised
Funds Management For Voted - For
22 Setting Up a Dedicated Account for the Funds Raised
from A-share Offering to Specific Targets Management For Voted - Against
848
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Exemption of Controlling Shareholder and De Facto
Controller from the Tender Offer Obligation Management For Voted - Against
24 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the A-share
Offering to Specific Targets Management For Voted - Against
25 Adjustment And Addition Of The Guarantee For
Subsidiaries Management For Voted - Against
26 A Project Investment Agreement To Be Signed Management For Voted - For
27 A Cooperation Agreement to Be Signed with the
Administration Committee of Donghu High-tech Zone
by the Company and Subsidiaries Management For Voted - For
28 Approve Signing of Equity Investment Agreement Management For Voted - For
FREYR BATTERY
Security ID: L4135L100 Ticker: FREY
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Directors' Equity Grants for 2021 Management For Voted - Against
2 Directors' Equity Grants for 2022 Management For Voted - Against
3 Accounts and Reports - US Management For Voted - For
4 Accounts and Reports - Luxembourg Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Directors' Fees Management For Voted - Against
8 Appointment of Auditor Management For Voted - For
9 Election of Directors Management For Voted - For
10 2021 Equity Incentive Plan Management For Voted - For
11 Authorise legal formalities Management For Voted - For
GALAXY RESOURCES LIMITED
Security ID: Q39596194 Ticker: GXY
Meeting Date: 06-Aug-21 Meeting Type: Special
1 Merger with Orocobre Management For Voted - For
GANFENG LITHIUM CO LTD
Security ID: Y444B3104 Ticker: 002460
Meeting Date: 31-Aug-21 Meeting Type: Special
1 GFL International Acquisition of Dutch SPV Company Management For Voted - For
2 Capital Increase In A Controlled Subsidiary Management For Voted - For
3 Capital Increase in Wholly- Owned Subsidiary GFL
International Management For Voted - For
4 Investment in Wealth Management Products Management For Voted - For
5 Amendments to Articles of Association Management For Voted - For
6 Investment In Construction Of A Project Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
849
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 20-Dec-21 Meeting Type: Special
1 Application of Line of Credit and Provision of
Guarantees by the Company to Subsidiaries Management For Voted - For
2 Provision of Guarantees by the Company to a
Controlling Subsidiary Management For Voted - For
3 Capital Increase in Litio Minera Argentina S.A. by
Ganfeng Lithium Netherlands Co., B.V. and Provision
of Loans Management For Voted - For
4 Waiver of the De Facto Controller's Non-Compete
Commitment Management For Voted - For
Meeting Date: 22-Apr-22 Meeting Type: Special
1 Application for Bank Credit by the Company and
Subsidiaries and Provision of Guarantee Management For Voted - For
2 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
3 Amendments to the Rules of Procedure Governing the
General Meeting of Shareholders Management For Voted - For
4 Amendments to the Rules of Procedure Governing the
Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Directors' Report Management For Voted - For
3 2021 Supervisors' Report Management For Voted - For
4 2021 Annual Report Management For Voted - For
5 2021 Accounts and Reports Audited by Domestic and
Overseas Audit Firms Management For Voted - For
6 Appointment of Auditors Management For Voted - For
7 2021 Directors' Fees Management For Voted - For
8 2021 Supervisors' Fees Management For Voted - For
9 2021 Allocation of Profits/Dividends Management For Voted - For
10 Related Party Transactions Management For Voted - For
11 Launching Foreign Exchange Transactions Management For Voted - For
12 General Authority to Issue Shares Management For Voted - Against
13 Authority to Issue Debt Instruments Management For Voted - For
14 Industrial Investment Using the Company's Own Funds Management For Voted - For
15 Shareholder Returns Plan for the Next Three Years
(2022-2024) Management For Voted - For
16 Authority to Give Guarantees Management For Voted - For
17 Setting Auditing Fees for 2022 Management For Voted - For
18 Establishment of Rules for Restricted Shares Unit
Plan Management For Voted - For
19 Board Authorization to Implement the Restricted
Shares Unit Plan Management For Voted - For
20 By-elect WANG Jinben as Independent Director Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
850
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-Jun-22 Meeting Type: Other
1 2021 Profit Distribution Plan Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
GS YUASA CORPORATION
Security ID: J1770L109 Ticker: 6674
Meeting Date: 29-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Osamu Murao Management For Voted - For
5 Elect Masahiro Shibutani Management For Voted - For
6 Elect Kazuhiro Fukuoka Management For Voted - For
7 Elect Hiroaki Matsushima Management For Voted - For
8 Elect Ikuo Otani Management For Voted - For
9 Elect Takayoshi Matsunaga Management For Voted - For
10 Elect Yoshiko Nonogaki Management For Voted - For
11 Bonus Management For Voted - For
GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD.
Security ID: Y2R33P105 Ticker: 002709
Meeting Date: 12-Nov-21 Meeting Type: Special
1 Establishment of a Subsidiary Regarding the Annual
Production of 41,000 Tons of Lithium-Ion Battery
Material Project (Phase I) Management For Voted - For
2 Establishment of a Subsidiary Regarding the Annual
Production of 30,000 Tons of Electrolyte and Annual
Production of 100,000 Tons of Iron-Lithium
Batteries Recycling Project Management For Voted - For
Meeting Date: 13-Dec-21 Meeting Type: Special
1 2021 Stock Option And Restricted Stock Incentive
Plan (Revised Draft) And Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of The 2021 Stock Option And
Restricted Stock Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2021 Stock Option and Restricted Stock
Incentive Plan Management For Voted - For
Meeting Date: 27-Dec-21 Meeting Type: Special
1 The Company's Eligibility for Public Issuance of
Convertible Corporate Bonds Management For Voted - For
851
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Type of Securities to Be Issued Management For Voted - For
3 Issuing Scale Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate of the Bond Management For Voted - For
7 Time Limit and Method for Paying the Interest Management For Voted - For
8 Guarantee Matters Management For Voted - For
9 Conversion Period Management For Voted - For
10 Determination and Adjustment to the Conversion Price Management For Voted - For
11 Downward Adjustment of the Conversion Price Management For Voted - For
12 Determining Method for the Number of Converted
Shares Management For Voted - For
13 Redemption Clauses Management For Voted - For
14 Resale Clauses Management For Voted - For
15 Attribution of Related Dividends for Conversion
Years Management For Voted - For
16 Issuing Targets and Method Management For Voted - For
17 Arrangement for Placement to Existing Shareholders Management For Voted - For
18 Bondholders and Bondholders Meetings Management For Voted - For
19 Purpose of the Raised Funds Management For Voted - For
20 Raised Funds Deposit Account Management For Voted - For
21 The Valid Period of the Plan for the Issuance of
Convertible Corporate Bonds Management For Voted - For
22 Preplan For Public Issuance Of Convertible
Corporate Bonds Management For Voted - For
23 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Public Issuance of Convertible
Corporate Bonds Management For Voted - For
24 Report On The Use Of Previously Raised Funds Management For Voted - For
25 Diluted Immediate Return After the Public Issuance
of Convertible Corporate Bonds and Filling Measures
and Relevant Commitments Management For Voted - For
26 Authorization to the Board to Handle Regarding the
Public Issuance of Convertible Corporate Bonds Management For Voted - For
27 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
28 Capital Increase In A Wholly-Owned Subsidiary Management For Voted - For
29 Connected Transaction Regarding Purchase Of Assets
From Related Parties Management For Voted - For
Meeting Date: 21-Jan-22 Meeting Type: Special
1 Establishment of A Wholly-owned Subsidiary Management For Voted - For
Meeting Date: 13-Apr-22 Meeting Type: Annual
1 Approval of Directors' Reports Management For Voted - For
2 Approval of Supervisors' Reports Management For Voted - For
3 Approval of Annual Report Management For Voted - For
4 Proposal of the Company's 2021 Annual Audit Report Management For Voted - For
5 Approval of Accounts and Reports Management For Voted - For
852
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Appointment of Auditor Management For Voted - Against
7 Allocation of Profits and Capitalization of Capital
Reserve for the Year 2021 Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Proposal on Cancellation of Part of Stock Options
and Repurchase and Cancellation of Part of
Restricted Shares under the 2019 Stock Option and
Restricted Share Incentive Plan of the Company Management For Voted - For
11 The Proposal on the use of Idle Fund to Purchase
Financial Products Management For Voted - For
12 Proposal on the Purchase of Directors' and
Supervisors' Liability Insurance Management For Voted - For
13 Proposal on the Adjustment and Extension of
Construction Contents of Some Fund Raising Projects Management For Voted - For
Meeting Date: 06-May-22 Meeting Type: Special
1 Adjustment Of The Plan For Public Issuance Of
Convertible Corporate Bonds Management For Voted - For
2 Preplan For Public Issuance Of Convertible
Corporate Bonds (Revised) Management For Voted - For
3 Feasibility Analysis Report On The Use Of Funds To
Be Raised From The Public Issuance Of Convertible
Corporate Bonds (revised) Management For Voted - For
4 Diluted Immediate Return After The Public Issuance
Of Convertible Corporate Bonds And Filling Measures
And Relevant Commitments (revised) Management For Voted - For
5 Report On The Use Of Previously-Raised Funds Management For Voted - For
6 Investment In Construction Of A Project Management For Voted - For
7 By-Election Of Supervisors Management For Voted - Against
HONBRIDGE HOLDINGS LIMITED
Security ID: G4587J112 Ticker: 8137
Meeting Date: 13-Sep-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Supplemental Sales Framework Agreement and Revised
Annual Caps Management For Voted - For
Meeting Date: 26-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LIU Jian Management For Voted - For
5 Elect YAN Weimin Management For Voted - Against
6 Elect Tony CHAN Chun Wai Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
853
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Adoption of New Share Option Scheme Management For Voted - Against
ILJIN MATERIALS
Security ID: Y3884M109 Ticker: 020150
Meeting Date: 28-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Elect HUH Jae Myung Management For Voted - Against
3 Elect YANG Jeom Shik Management For Voted - For
4 Elect JUNG Gil Soo Management For Voted - Against
5 Elect KIM Ki Wan Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Corporate Auditors' Fees Management For Voted - Against
IONEER LTD
Security ID: Q4978A109 Ticker: INR
Meeting Date: 21-Oct-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Issue of Securities (Sibanye-Stillwater
Limited) Management For Voted - For
Meeting Date: 05-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Report Management For Voted - Against
4 Re-elect James D. Calaway Management For Voted - For
5 Elect Rose McKinney-James Management For Voted - For
6 Elect Margaret Walker Management For Voted - For
7 Equity Grant (Executive Chair James Calaway) Management For Voted - For
8 Equity Grant (NED Julian Babarczy) Management For Voted - For
9 Equity Grant (NED Alan Davies) Management For Voted - For
10 Equity Grant (NED Rose McKinney-James) Management For Voted - For
11 Equity Grant (NED Margaret R. Walker) Management For Voted - For
12 Equity Grant (MD/CEO Bernard Rowe) Management N/A Voted - Against
13 Equity Grant (Executive Chair James Calaway) Management N/A Voted - Against
14 Approve Equity Incentive Plan Management For Voted - Against
15 Approve Termination Payments Management For
Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Renew Proportional Takeover Provisions Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Board Spill Management Against Voted - Against
854
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
L&F CO., LTD.
Security ID: Y52747105 Ticker: 066970
Meeting Date: 23-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - Against
3 Elect LEE Kyoon Bal Management For Voted - Against
4 Elect JEONG Jae Hak Management For Voted - For
5 Capital Reduction Management For Voted - For
6 Share Option Grant Management For Voted - For
7 Directors' Fees Management For Voted - For
LG CHEM, LTD.
Security ID: Y52758102 Ticker: 051910
Meeting Date: 23-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Elect SHIN Hak Cheol Management For Voted - For
3 Elect KWON Bong Seok Management For Voted - For
4 Elect LEE Hyun Joo Management For Voted - For
5 Elect CHO Hwa Soon Management For Voted - For
6 Election of Audit Committee Member: LEE Hyun Joo Management For Voted - For
7 Election of Audit Committee Member: CHO Hwa Soon Management For Voted - For
8 Directors' Fees Management For Voted - For
LITHIUM AMERICAS CORP.
Security ID: 53680Q207 Ticker: LAC
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect George Ireland Management For Voted - For
4 Elect Fabiana Chubbs Management For Voted - For
5 Elect Kelvin P. M. Dushnisky Management For Voted - For
6 Elect Jonathan Evans Management For Voted - For
7 Elect Yuan Gao Management For Voted - For
8 Elect John A. Kanellitsas Management For Voted - For
9 Elect Jinhee Magie Management For Voted - For
10 Elect Franco Mignacco Management For Voted - For
11 Elect WANG Xiaoshen Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
855
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
LIVENT CORPORATION
Security ID: 53814L108 Ticker: LTHM
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Michael F. Barry Management For Voted - For
2 Elect Steven T. Merkt Management For Voted - Against
3 Elect Pablo Marcet Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
8 Removal of Obsolete Provisions in Certificate Management For Voted - For
MINERAL RESOURCES LIMITED
Security ID: Q60976109 Ticker: MIN
Meeting Date: 18-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Re-elect Kelvin E. Flynn Management For Voted - For
4 Re-elect XI Xi Management For Voted - For
5 Equity Grant (MD Chris Ellison) Management N/A Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Adopt New Constitution Management For Voted - For
NAURA TECHNOLOGY GROUP CO. LTD
Security ID: Y0772M100 Ticker: 002371
Meeting Date: 15-Nov-21 Meeting Type: Special
1 YE Feng Management For Voted - For
2 OUYANG Dieyun Management For Voted - For
3 Authority to Repurchase Shares Management For Voted - For
4 Amendments to Articles Management For Voted - For
Meeting Date: 18-May-22 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Related Party Transactions Management For Voted - For
7 Approval of Credit Line Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Indemnification of Directors/Officers Management For Voted - For
856
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
OROCOBRE LIMITED
Security ID: Q7142R106 Ticker: ORE
Meeting Date: 30-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - Against
3 Change in Company Name Management For Voted - For
4 Elect Martin R. Rowley Management For Voted - For
5 Elect Florencia Heredia Management For Voted - For
6 Elect John S.M. Turner Management For Voted - For
7 Elect Alan Fitzpatrick Management For Voted - For
8 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
9 Equity Grant (MD/CEO Martin Perez de Solay - STI
Performance Rights) Management For Voted - For
10 Equity Grant (MD/CEO Martin Perez de Solay - LTI
Performance Rights) Management For Voted - For
11 Equity Grant (MD/CEO Martin Perez de Solay - Merger
Completion Performance Rights) Management For Voted - For
PANASONIC HOLDINGS CORPORATION
Security ID: J6354Y104 Ticker: 6752
Meeting Date: 23-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Kazuhiro Tsuga Management For Voted - For
4 Elect Yuki Kusumi Management For Voted - For
5 Elect Tetsuro Homma Management For Voted - For
6 Elect Mototsugu Sato Management For Voted - For
7 Elect Shinobu Matsui Management For Voted - For
8 Elect Kunio Noji Management For Voted - For
9 Elect Michitaka Sawada Management For Voted - For
10 Elect Kazuhiko Toyama Management For Voted - For
11 Elect Yoshinobu Tsutsui Management For Voted - For
12 Elect Hirokazu Umeda Management For Voted - For
13 Elect Yoshiyuki Miyabe Management For Voted - For
14 Elect Ayako Shotoku Ayako Kurama Management For Voted - For
15 Elect Akihiro Eto Management For Voted - For
16 Elect Akihiko Nakamura Management For Voted - For
PIEDMONT LITHIUM INC.
Security ID: U7202S106 Ticker: PLL
Meeting Date: 03-Feb-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
857
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Keith D. Phillips Management For Voted - For
4 Elect Todd Hannigan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Approval of Stock Option Grant to CEO Management For Voted - For
7 Approval of RSU Grants to Keith Phillips Management For Voted - For
8 Approval of RSU Grants to Jeff Armstrong Management For Voted - For
9 Approval of RSU Grants to Jorge Beristain Management For Voted - For
10 Approval of RSU Grants to Todd Hannigan Management For Voted - For
11 Approval of RSU Grants to Claude Demby Management For Voted - For
12 Approval of RSU Grants to Susan Jones Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Jorge M. Beristain Management For Voted - Against
4 Elect Claude Z. Demby Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Advisory vote on the frequency of future advisory
votes on executive compensation: please vote on
this resolution to approve 1 year Management For Voted - For
9 Advisory vote on the frequency of future advisory
votes on executive compensation: please vote on
this resolution to approve 2 years Management For Non-Voting
10 Advisory vote on the frequency of future advisory
votes on executive compensation: please vote on
this resolution to approve 3 years Management For Non-Voting
11 Advisory vote on the frequency of future advisory
votes on executive compensation: please vote on
this resolution to approve abstain Management For Non-Voting
12 Equity Grant (President/CEO Keith Philips - Options) Management For Voted - For
13 Equity Grant (President/CEO Keith Philips - PSUs) Management For Voted - For
14 Equity Grant (Chair Jeffrey Armstrong - RSUs) Management For Voted - For
15 Equity Grant (NED Jorge Beristain - RSUs) Management For Voted - For
16 Equity Grant (NED Claude Demby - RSUs) Management For Voted - For
17 Equity Grant (NED Susan Jones - RSUs) Management For Voted - For
PILBARA MINERALS LIMITED
Security ID: Q7539C100 Ticker: PLS
Meeting Date: 29-Sep-21 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ratify Issue of Securities (Tranche 1 Deferred
Consideration Shares) Management For Voted - For
3 Approve Issue of Securities (Tranche 2 Deferred
Consideration Shares) Management For Voted - For
4 Ratify Placement of Securities Management For Voted - For
858
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Adoption Of New Constitution Management For Voted - For
6 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
Meeting Date: 16-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Miriam Stanborough Management For Voted - For
4 Equity Grant (MD/CEO Kenneth Brinsden) Management For Voted - For
SAMSUNG SDI CO., LTD.
Security ID: Y74866107 Ticker: 006400
Meeting Date: 17-Mar-22 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - For
2 Elect CHOI Yun Ho Management For Voted - For
3 Directors' Fees Management For Voted - Against
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO LTD
Security ID: Y7T892106 Ticker: 603659
Meeting Date: 26-Jul-21 Meeting Type: Special
1 Revision And Restatement Of The Articles Of
Association Management For Voted - For
2 2021 Additional Guarantee Quota For Wholly-Owned
And Controlled Subsidiaries Management For Voted - For
3 Provision Of Connected Guarantee For A Company Management For Voted - For
4 2021 Additional Credit Line Management For Voted - For
5 Investment In Construction Of A Production Base Management For Voted - For
6 Elect YIN Lixia Management For Voted - Against
7 Elect FANG Qi Management For Voted - For
Meeting Date: 30-Sep-21 Meeting Type: Special
1 Adjustment of the Repurchase Price and Repurchase
and Cancellation of Some Locked Restricted Stocks
Granted to Plan Participants
Management For Voted - For
2 Revision And Restatement Of The Articles Of
Association Management For Voted - For
Meeting Date: 27-Dec-21 Meeting Type: Special
1 Amendments to Work System of Independent Directors Management For Voted - For
2 Amendments to Decision-Making Procedural Rules for
Connected Transactions Management For Voted - For
3 Amendments to Management Measures for External
Investments Management For Voted - For
859
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendments to Management Measures for External
Guarantees Management For Voted - For
5 Amendments to Management Measures for Raised Funds Management For Voted - For
6 Amendments to Management Measures for Forward
Foreign Exchange Management For Voted - For
7 Amendments to Procedural Rules for Board Meetings Management For Voted - For
8 Amendments to Procedural Rules for Supervisory
Committee Meetings Management For Voted - For
9 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
10 Approval of 2022 Line of Credit Management For Voted - For
11 Authority to Give Guarantees in 2022 Management For Voted - For
12 Authority to Give Guarantees for Shanghai
Jintaiyuan Industrial Development Co., Ltd. Management For Voted - For
13 Cash Management with Idle Raised Funds and
Proprietary Funds Management For Voted - For
14 Elect LIANG Feng Management For Voted - For
15 Elect CHEN Wei Management For Voted - For
16 Elect HAN Zhongwei Management For Voted - For
17 Elect YUAN Bin Management For Voted - For
18 Elect PANG Jinwei Management For Voted - For
19 Elect YIN Lixia Management For Voted - For
20 Elect LIU Jianguang Management For Voted - Against
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Apr-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Accounts and Reports Management For Voted - For
4 2021 Annual Report And Its Summary Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Re-Appointment of Auditor Management For Voted - For
7 Remuneration For Directors And Senior Management Management For Voted - For
8 Remuneration For Supervisors Management For Voted - For
9 2022 Additional Guarantee Quota For Wholly-Owned
And Controlled Subsidiaries Management For Voted - Against
10 Connected Transaction Regarding Capital Increase
and Share Expansion of a Wholly-Owned Subsidiary Management For Voted - For
11 2022 Stock Option And Restricted Stock Incentive
Plan (Draft) And Its Summary Management For Voted - For
12 Appraisal Management Measures For The
Implementation Of 2022 Stock Option And Restricted
Stock Incentive Plan Management For Voted - For
13 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Management For Voted - For
860
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHENZHEN CAPCHEM TECHNOLOGY CO. LTD.
Security ID: Y77316100 Ticker: 300037
Meeting Date: 20-Aug-21 Meeting Type: Special
1 Invested in the construction of the lithium-ion
battery electrolyte and materials project in the
Netherlands Management For Voted - For
2 The company and its subsidiaries apply to the bank
for a comprehensive credit line Management For Voted - For
3 Part of the raised funds investment project is
completed and the raised funds will be permanently
supplemented as liquid funds Management For Voted - For
4 Amendment of a fund-raising management system Management For Voted - For
5 Amendment of preventing controlling shareholders
and related parties from occupying the company's
funds Management For Voted - For
6 Amendment of Information Disclosure Management
System Management For Voted - For
7 Amendment of Accounting firm selection system Management For Voted - For
Meeting Date: 17-Dec-21 Meeting Type: Special
1 Investment in Chongqing Capchem Lithium Battery
Materials and Semiconductor Chemicals Project Management For Voted - For
2 Investment in Zhuhai Capchem Electronic Chemicals
Project Management For Voted - For
Meeting Date: 13-Apr-22 Meeting Type: Special
1 the Company's Eligibility for Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
2 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Type of Securities to Be
Issued Management For Voted - For
3 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Issuing Scale Management For Voted - For
4 Plan For Issuance Of Convertible Corporate Bonds To
Non-Specific Parties: Par Value And Issue Price Management For Voted - For
5 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Bond Duration Management For Voted - For
6 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Interest Rate of the Bond Management For Voted - For
7 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Time Limit and Method for
Repaying the Principal and Interest
Management For Voted - For
8 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Conversion Period Management For Voted - For
9 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Determination and Adjustment
to the Conversion Price Management For Voted - For
861
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Provisions on Downward
Adjustment of the Conversion Price Management For Voted - For
11 Issuance of Debt Instruments Management For Voted - For
12 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Redemption Clauses Management For Voted - For
13 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Resale Clauses Management For Voted - For
14 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Dividend Distribution After
the Conversion Management For Voted - For
15 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Issuing Targets and Method Management For Voted - For
16 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Arrangement for Placing to
Original Shareholders Management For Voted - For
17 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Matters Regarding the
Meetings of Bondholders Management For Voted - For
18 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Purpose of the Raised Funds Management For Voted - For
19 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Guarantee Matters Management For Voted - For
20 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Rating Matters Management For Voted - For
21 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties: Management and Deposit of
Raised Funds Management For Voted - For
22 Plan For Issuance Of Convertible Corporate Bonds To
Non-Specific Parties: The Valid Period Of The
Issuing Plan Management For Voted - For
23 Preplan For Issuance Of Convertible Corporate Bonds
To Non-Specific Parties Management For Voted - For
24 Demonstration Analysis Report on the Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
25 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Issuance of Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
26 Report On The Use Of Previously-Raised Funds Management For Voted - For
27 Diluted Immediate Return After The Issuance Of
Convertible Corporate Bonds To Non-Specific Parties
And Filling Measures And Relevant Commitments Management For Voted - For
28 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
29 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
30 Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
31 Amendments to the Company's Articles of Association
Regarding the Profit Distribution Clauses Management For Voted - For
862
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 Approval of 2021 Annual Report Management For Voted - For
2 Approval of 2021 Accounts and Reports Management For Voted - For
3 Allocation of Profits in 2021 Management For Voted - For
4 Approval of 2021 Directors' Reports Management For Voted - For
5 Approval of 2021 Supervisors' Reports Management For Voted - For
6 Approval of the Report on Deposit and Use of
Previously Raised Fund Management For Voted - For
7 Appointment of Auditor Management For Voted - Against
8 Approval of Line of Credit Management For Voted - For
9 Approval of Forwarding Foreign Exchange Settlement
and Sale Service in 2022 Management For Voted - For
10 Approval of the Use of Idle Funds and Funds Raised
for Cash Management Management For Voted - For
11 Proposal on Investment and Construction of Phase
3.5 Solvent Expansion Project of Huizhou Zuobang
Chemical Co., Ltd Management For Voted - For
12 Approval of Participating in the Securities Lending
Transaction of the Transfer Securities Management For Voted - For
13 Amendments to Articles of Share Capital and
Registered Capital Management For Voted - For
SHENZHEN YINGHE TECHNOLOGY CO LTD.
Security ID: Y7748U108 Ticker: 300457
Meeting Date: 11-Nov-21 Meeting Type: Special
1 Elect XU Xiaoju Management For Voted - For
Meeting Date: 06-Jan-22 Meeting Type: Special
1 Elect XIAO Xiujuan as Non-Independent Director Management For Voted - For
2 Amendments to Articles Management For Voted - Against
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Annual Report And Its Summary Management For Voted - For
3 2021 Profit Distribution Plan Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 2022 Remuneration For Directors Management For Voted - For
6 Application For Comprehensive Credit Line To Banks
In 2022 By The Company And Subsidiaries And
Provision Of Guarantee For Subsidiaries Management For Voted - For
7 2022 Estimated Continuing Connected Transactions Management For Voted - For
8 2022 Estimated Connected Transactions With A Company Management For Voted - For
9 Amendments To The Company S Articles Of Associations Management For Voted - For
10 2021 Work Report Of The Supervisory Committee Management For Voted - For
11 2022 Remuneration For Supervisors Management For Voted - For
863
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIMPLO TECHNOLOGY CO., LTD
Security ID: Y7987E104 Ticker: 6121
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Procedural Rules for Acquisition or
Disposal of Assets Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
Security ID: 833635105 Ticker: SQM-A
Meeting Date: 22-Dec-21 Meeting Type: Special
1 Interim Dividend Management For Voted - For
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Appointment of Risk Rating Agency Management For Voted - For
4 Appointment of Account Inspectors Management For Voted - For
5 Investment Policy Management For Voted - For
6 Finance Policy Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Election of Directors Management For Voted - Abstain
9 Elect Laurence Golborne Riveros Management N/A Voted - For
10 Elect Antonio Gil Nievas Management N/A Voted - Abstain
11 Directors and Committees' Fees Management For Voted - Against
12 Publication of Company Notices Management For Voted - For
STANDARD LITHIUM LTD.
Security ID: 853606101 Ticker: SLI
Meeting Date: 14-Jan-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Robert Mintak Management For Voted - For
4 Elect Andrew Robinson Management For Voted - For
5 Elect Anthony Alvaro Management For Voted - Against
6 Elect Jeffrey Barber Management For Voted - For
7 Elect Robert Cross Management For Voted - Against
8 Elect Volker Berl Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
864
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Amendment to Stock Option Plan Management For Voted - For
11 Approval of the Long-Term Incentive Plan Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
SUNWODA ELECTRONIC CO. LTD.
Security ID: Y8309D105 Ticker: 300207
Meeting Date: 26-Aug-21 Meeting Type: Special
1 Authority to Give Guarantees for Subsidiaries Management For Voted - Against
2 Authority to Give Guarantees for a Subsidiary's
Purchase Payment Management For Voted - Against
3 Approval of External Investment by a Subsidiary Management For Voted - For
4 Connected Transaction Regarding the Capital
Increase in Sunwoda Electronic Automobile Battery
Co., Ltd. Management For Voted - For
5 Amendments to Articles Management For Voted - For
Meeting Date: 23-Sep-21 Meeting Type: Special
1 Report on the use of the company's previous raised
funds Management For Voted - For
2 Remuneration of directors, supervisors and senior
management Management For Voted - For
3 Amendment to Articles of Association Management For Voted - For
4 Provision of Guarantee for Subsidiaries Management For Voted - Against
Meeting Date: 30-Nov-21 Meeting Type: Special
1 By-Elect YU Qun as Independent Director Management For Voted - For
2 Change of Auditor Management For Voted - For
3 Provision of Guarantees for a Controlling
Subsidiary's Purchasing Raw Materials Management For Voted - Against
4 Provision of Guarantees to a Subsidiary Management For Voted - Against
5 Amendments to Articles Management For Voted - For
Meeting Date: 30-Dec-21 Meeting Type: Special
1 Setting up of Joint Venture Management For Voted - For
2 Investment of Project Construction Management For Voted - For
3 External Investment Management For Voted - For
Meeting Date: 19-Jan-22 Meeting Type: Special
1 Approval of Employee Stock Ownership Plan (Draft)
and Its Summary Management For Voted - For
2 Constitution of Management Measures of the Plan Management For Voted - For
3 Board Authorization to Handle Matters in relation
to the Implementation of the Plan Management For Voted - For
4 Authority to Give Guarantees Management For Voted - For
865
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 11-Feb-22 Meeting Type: Special
1 2022 Stock Option And Restricted Stock Incentive
Plan (Draft) And Its Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option and Restricted
Stock Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option and Restricted Stock
Incentive Plan Management For Voted - For
4 Application For Credit Line To Banks And Other
Financial Institutions Management For Voted - For
5 Launching Foreign Exchange Hedging Business Management For Voted - For
6 Cash Management With Idle Proprietary Funds Management For Voted - For
7 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 28-Feb-22 Meeting Type: Special
1 Settlement of Projects Financed with Raised Funds
and Permanently Supplementing the Working Capital
with the Surplus Raised Funds Management For Voted - For
Meeting Date: 17-Mar-22 Meeting Type: Special
1 Subsidiaries Provision of Guarantee for Their
Subsidiaries Management For Voted - Against
2 A Project Investment Agreement to Be Signed by a
Subsidiary with the People's Government of Zhuhai
Municipal Management For Voted - For
Meeting Date: 07-Apr-22 Meeting Type: Special
1 A Project Investment Agreement to Be Signed with
Shifang Municipal People S Government Management For Voted - For
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approval of FY2021 Directors' Report Management For Voted - For
3 Approval of FY2021 Supervisors' Report Management For Voted - For
4 Approval of FY2021 Annual Report and Its Summary Management For Voted - For
5 FY2021 Financial Accounts and Reports Management For Voted - For
6 FY2021 Allocation of Profits/Dividends Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Amendments to Articles (Bundled) Management For Voted - For
866
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
TDK CORPORATION
Security ID: J82141136 Ticker: 6762
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Noboru Saito Management For Voted - For
4 Elect Tetsuji Yamanishi Management For Voted - For
5 Elect Shigenao Ishiguro Management For Voted - For
6 Elect Shigeki Sato Management For Voted - For
7 Elect Kozue Nakayama Management For Voted - For
8 Elect Mutsuo Iwai Management For Voted - For
9 Elect Shoei Yamana Management For Voted - For
10 Amendments to Articles Management For Voted - For
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 07-Oct-21 Meeting Type: Annual
1 Elect James Murdoch Management For Voted - For
2 Elect Kimbal Musk Management For Voted - For
3 Reduce Director Terms from Three Years to Two Years Management For Voted - For
4 Elimination of Supermajority Requirement Management Abstain Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Board
Declassification Shareholder Against Voted - For
7 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on The Impact
of Mandatory Arbitration Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Board Oversight of
Human Capital Management Shareholder Against Voted - For
10 Shareholder Proposal Regarding Human Rights
Reporting Shareholder Against Voted - For
TIANNENG POWER INTERNATIONAL LIMITED
Security ID: G8655K109 Ticker: 0819
Meeting Date: 27-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHANG Aogen Management For Voted - Against
6 Elect ZHOU Jianzhong Management For Voted - For
7 Elect HUANG Dongliang Management For Voted - Against
867
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect XIAO Gang Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
VARTA AG
Security ID: D85802110 Ticker: VAR1
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Increase in Authorised Capital 2022/I Management For Voted - For
9 Increase in Authorised Capital Management For Voted - For
10 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
11 Authority to Repurchase and Reissue Shares Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
VULCAN ENERGY RESOURCES LIMITED
Security ID: Q9496S102 Ticker: VUL
Meeting Date: 29-Nov-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Ratify Placement of Securities Management For Voted - For
4 Approve Issue of Securities (Chair Gavin Rezos) Management For Voted - For
5 Approve Issue of Securities (NED Annie Liu) Management For Voted - For
6 Approve Issue of Securities (NED Josephine Bush) Management For Voted - For
7 Approve Issue of Securities (NED Heidi Gron) Management For Voted - For
8 Re-elect Ranya Alkadamani Management For Voted - For
9 Elect Annie Liu Management For Voted - For
10 Elect Heidi Gron Management For Voted - For
11 Elect Josephine Bush Management For Voted - For
12 Approve Incentives Awards Plan Management N/A Voted - For
868
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Security ID: Y9717H100 Ticker: 300450
Meeting Date: 29-Jul-21 Meeting Type: Special
1 Adjustment of the Repurchase Price of Restricted
Shares and Repurchase and Cancellation of Some
Restricted Shares Management For Voted - For
2 Reduce of Registered Capital Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 08-Oct-21 Meeting Type: Special
1 Adoption of 2021 Restricted Shares Incentive Plan
(Draft) and its Summary Management For Voted - For
2 Establishment of the Management Measures for 2021
Restricted Shares Incentive Plan Management For Voted - For
3 Board Authorization to Handle Matters of 2021
Restricted Shares Incentive Plan Management For Voted - For
Meeting Date: 15-Nov-21 Meeting Type: Special
1 2021 Estimated Additional Continuing Connected
Transactions Management For Voted - For
Meeting Date: 11-Feb-22 Meeting Type: Special
1 2022 Estimated Continuing Connected Transactions
Management For Voted - For
2 Application for Comprehensive Credit Line to Banks
Management For Voted - For
3 Provision of Guarantee for the Bank Credit Line
Applied for by Wholly-owned Subsidiaries Management For Voted - Against
4 Launching Forward Foreign Exchange Settlement and
Sale Business
Management For Voted - For
5 Repurchase and Cancellation of Some Restricted
Stocks
Management For Voted - For
6 Change of the Company's Registered Capital
Management For Voted - For
7 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 30-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approval of 2021 Directors' Report Management For Voted - For
3 Approval of 2021 Supervisors' Report Management For Voted - For
4 Approval of 2021 Accounts and Reports Management For Voted - For
5 Approval of 2021 Annual Report and its Summary Management For Voted - For
6 Allocation of 2021 Profits Management For Voted - For
7 Authority to Give Guarantees in 2021 Management For Voted - For
869
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Approval of Directors' and Senior Executives' Fees Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Shareholder Return Plan for the Next Three Years
(2022-2024) Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Board Authorization to the Small-scale Fast
Financing Management For Voted - For
13 Proposal for the Repurchase and Cancellation of
Certain Restricted Shares Management For Voted - For
14 Motion on the Change of Registered Capital Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Elect DAI Jianjun Management For Voted - For
YUNNAN ENERGY NEW MATERIAL CO LTD
Security ID: Y9881M109 Ticker: 002812
Meeting Date: 19-Aug-21 Meeting Type: Special
1 Setting Up Joint Venture with A Company For
Construction of a Project Management For Voted - For
2 Connected Transaction on an Acquisition Framework
Agreement Management For Voted - For
Meeting Date: 25-Oct-21 Meeting Type: Special
1 Related Party Transactions Management For Voted - Abstain
Meeting Date: 22-Nov-21 Meeting Type: Special
1 By-Elect MA Weihua Management For Voted - For
Meeting Date: 02-Dec-21 Meeting Type: Special
1 Additional Guarantee Quota For Subsidiaries Management For Voted - Against
Meeting Date: 17-Jan-22 Meeting Type: Special
1 The Company's Eligibility for Non-public Share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Arrangement for the Accumulated Retained Profits
Before the Issuance Management For Voted - Against
9 The Valid Period of This Issuance Resolution Management For Voted - Against
10 Listing Place Management For Voted - Against
11 Purpose of the Raised Funds Management For Voted - Against
870
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Implementing Parties and Investment Method of the
Raised Funds Management For Voted - Against
13 Preplan For The 2021 Non-Public Share Offering Management For Voted - Against
14 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Non-public Share Offering Management For Voted - Against
15 Report On The Use Of Previously Raised Funds Management For Voted - For
16 Diluted Immediate Return After the Non-public Share
Offering, Filling Measures and Commitments of
Relevant Parties Management For Voted - Against
17 Shareholder Return Plan For The Next Three Years
From 2021 To 2023 Management For Voted - Against
18 Setting Up A Dedicated Account For Raised Funds Management For Voted - Against
19 Authorization to the Board to Handle Matters
Regarding the Non-public Share Offering Management For Voted - Against
Meeting Date: 14-Feb-22 Meeting Type: Special
1 2022 Estimated Continuing Connected Transactions Management For Voted - For
2 2022 Stock Option And Restricted Stock Incentive
Plan (Draft) And Its Summary Management For Voted - For
3 Formulation of the Appraisal Management Measures
For the Implementation of 2022 Stock Option and
Restricted Stock Incentive Plan Management For Voted - For
4 Authorization To the Board To Handle Matters
Regarding the Equity Incentive Plan Management For Voted - For
Meeting Date: 05-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Accounts Management For Voted - For
4 2021 Profit Distribution Plan Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 Reappointment Of 2022 Financial Audit Firm And
Internal Control Audit Firm Management For Voted - For
7 2021 Remuneration For Directors Management For Voted - For
8 2021 Remuneration For Supervisors Management For Voted - For
9 2022 Application For Comprehensive Credit Line To
Banks Management For Voted - For
10 2022 Guarantee Quota Within The Scope Of
Consolidated Financial Statements Management For Voted - Against
11 2022 Estimated of Deposits in and Loans and
Guarantee Business in Related Banks Management For Voted - Against
12 Financial Aid To Controlled Subsidiaries And Its
Subsidiaries Management For Voted -- For
871
--------------------------------------------------------------------------------------------------
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 09-May-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholders
Meetings Management For Voted - For
3 Amendments to Procedural Rules: Directors Meetings Management For Voted - For
4 Amendments to Procedural Rules: Supervisors Meetings Management For Voted - For
872
--------------------------------------------------------------------------------------------------
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
MODERN TIMES GROUP AB
Security ID: W56523116 Ticker: MTGB
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Accounts and Reports Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Ratification of Chris Carvalho Management For Voted - For
14 Ratification of Simon Duffy Management For Voted - For
15 Ratification of Gerhard Florin Management For Voted - For
16 Ratification of Dawn Hudson Management For Voted - For
17 Ratification of Marjorie Lao Management For Voted - For
18 Ratification of Simon Leung Management For Voted - For
19 Ratification of Natalie Tydeman Management For Voted - For
20 Ratification of David Chance Management For Voted - For
21 Ratification of Maria Redin Management For Voted - For
22 Remuneration Report Management For Voted - For
23 Board Size Management For Voted - For
24 Directors' Fees Management For Voted - For
25 Authority to Set Auditor's Fees Management For Voted - For
26 Elect Christopher Carvalho Management For Voted - Against
27 Elect Simon Duffy Management For Voted - For
28 Elect Gerhard Florin Management For Voted - For
29 Elect Dawn Hudson Management For Voted - For
30 Elect Marjorie Lao Management For Voted - For
31 Elect Simon LEUNG Lim Kin Management For Voted - For
32 Elect Natalie Tydeman Management For Voted - For
33 Elect Florian Schuhbauer Management For Voted - For
34 Elect Simon Duffy as Chair Management For Voted - For
35 Number of Auditors; Appointment of Auditor Management For Voted - For
36 Adoption of Long-Term Incentive Plan (2022
Incentive Plan Management For Voted - For
37 Authority to Issue Shares (2022 Incentive Plan) Management For Voted - For
38 Authority to Repurchase Shares (2022 Incentive Plan) Management For Voted - For
39 Issuance of Treasury Shares (2022 Incentive Plan) Management For Voted - For
40 Approve Equity Swap Agreement (2022 Incentive Plan) Management For Voted - For
41 Repurchase of Warrants (2019 Warrant Plan) Management For Voted - For
873
--------------------------------------------------------------------------------------------------
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
42 Amendments to Articles Management For Voted - For
43 Share Split Management For Voted - For
44 Amendments to Articles Management For Voted - For
45 Reduction of the Share Capital Management For Voted - For
46 Bonus Issue Management For Voted - For
47 Authority to Repurchase and Reissue Shares Management For Voted - For
48 Cancellation of Shares Management For Voted - For
49 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
50 Acquisition of Minority Stake of MTG Gaming Management For Voted - For
51 Non-Voting Meeting Note N/A N/A Non-Voting
52 Non-Voting Meeting Note N/A N/A Non-Voting
NETEASE, INC.
Security ID: 64110W102 Ticker: NTES
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Elect William Lei Ding Management For Voted - For
2 Elect Alice Cheng Management For Voted - For
3 Elect Joseph Tong Management For Voted - For
4 Elect FENG Lun Management For Voted - For
5 Elect LEUNG Man Kit Management For Voted - Against
6 Appointment of Auditor Management For Voted - For
874
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
2U, INC.
Security ID: 90214J101 Ticker: TWOU
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Timothy M. Haley Management For Voted - For
1.2 Elect Earl Lewis Management For Voted - For
1.3 Elect Coretha M. Rushing Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder N/A Voted - For
ACTIVISION BLIZZARD, INC.
Security ID: 00507V109 Ticker: ATVI
Meeting Date: 28-Apr-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Elect Reveta Bowers Management For Voted - For
2 Elect Kerry Carr Management For Voted - For
3 Elect Robert J. Corti Management For Voted - For
4 Elect Brian G. Kelly Management For Voted - For
5 Elect Robert A. Kotick Management For Voted - For
6 Elect Lulu C. Meservey Management For Voted - For
7 Elect Barry Meyer Management For Voted - For
8 Elect Robert J. Morgado Management For Voted - For
9 Elect Peter Nolan Management For Voted - For
10 Elect Dawn Ostroff Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Non-Management
Employee Representation on the Board Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report Sexual
Harassment and Discrimination Shareholder Against Voted - For
875
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
AIRBNB, INC.
Security ID: 009066101 Ticker: ABNB
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Amrita Ahuja Management For Voted - For
2 Elect Joseph Gebbia Management For Voted - For
3 Elect Jeffrey Jordan Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 01-Jun-22 Meeting Type: Annual
1 Elect Larry Page Management For Voted - For
2 Elect Sergey Brin Management For Voted - For
3 Elect Sundar Pichai Management For Voted - For
4 Elect John L. Hennessy Management For Voted - Against
5 Elect Frances H. Arnold Management For Voted - For
6 Elect L. John Doerr Management For Voted - Against
7 Elect Roger W. Ferguson, Jr. Management For Voted - For
8 Elect Ann Mather Management For Voted - For
9 Elect K. Ram Shriram Management For Voted - For
10 Elect Robin L. Washington Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to the 2021 Stock Plan Management For Voted - Against
13 Increase in Authorized Common Stock Management For Voted - Against
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
15 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
16 Shareholder Proposal Regarding Report on Physical
Risks of Climate Change Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Water
Management Risks Shareholder Against Voted - For
18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Siting in
Countries of Significant Human Rights Concern Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Report on Data
Collection, Privacy, and Security Shareholder Against Voted - For
24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For
25 Shareholder Proposal Regarding Human Rights Impact
Assessment Report Shareholder Against Voted - For
26 Shareholder Proposal Regarding Report on Business
Practices and Financial Returns Shareholder Against Voted - Against
876
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
27 Shareholder Proposal Regarding Report on Board
Diversity Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Formation of
Environmental Sustainability Committee Shareholder Against Voted - Against
29 Shareholder Proposal Regarding Employee
Representative Director Shareholder Against Voted - Against
30 Shareholder Proposal Regarding Report on Military
Policing Agencies Shareholder Against Voted - For
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Amendment to the Certificate of Incorporation to
Effect a 20-for-1 Stock Split and a Proportional
Increase in Authorized Common Stock Management For Voted - For
15 Shareholder Proposal Regarding Aligning Climate
Goals with Employee Retirement Plan Options Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
17 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
18 Shareholder Report on Plastic Packaging Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Worker
Health and Safety Disparities Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
21 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
23 Shareholder Proposal Regarding Report on Freedom of
Association Shareholder Against Voted - For
24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
25 Shareholder Proposal Regarding Multiple Board
Nominees Shareholder Against Voted - Against
26 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
877
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
27 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Diversity and Equity
Audit Shareholder Against Voted - Abstain
29 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
ANGI INC.
Security ID: 00183L102 Ticker: ANGI
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Angela R. Hicks Bowman Management For Voted - For
1.2 Elect Thomas R. Evans Management For Voted - Withheld
1.3 Elect Alesia J. Haas Management For Voted - Withheld
1.4 Elect Christopher Halpin Management For Voted - For
1.5 Elect Kendall Handler Management For Voted - For
1.6 Elect Oisin Hanrahan Management For Voted - For
1.7 Elect Sandra Buchanan Hurse Management For Voted - For
1.8 Elect Joseph Levin Management For Voted - For
1.9 Elect Jeremy Philips Management For Voted - For
1.10 Elect Glenn H. Schiffman Management For Voted - For
1.11 Elect Mark Stein Management For Voted - For
1.12 Elect Suzy Welch Management For Voted - For
2 Ratification of Auditor Management For Voted - For
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 04-Mar-22 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Ronald D. Sugar Management For Voted - For
9 Elect Susan L. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Approval of the 2022 Employee Stock Plan Management For Voted - For
13 Shareholder Proposal Regarding Becoming a Public
Benefit Corporation Shareholder Against Voted - Against
14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Report on
Effectiveness of Supply Chain Policies on Forced
Labor Shareholder Against Voted - Against
878
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For
18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
AUTONATION, INC.
Security ID: 05329W102 Ticker: AN
Meeting Date: 20-Apr-22 Meeting Type: Annual
1 Elect Rick L. Burdick Management For Voted - For
2 Elect David B. Edelson Management For Voted - For
3 Elect Steven L. Gerard Management For Voted - Abstain
4 Elect Robert R. Grusky Management For Voted - For
5 Elect Norman K. Jenkins Management For Voted - For
6 Elect Lisa Lutoff-Perlo Management For Voted - For
7 Elect Michael Manley Management For Voted - For
8 Elect G. Mike Mikan Management For Voted - Against
9 Elect Jacqueline A. Travisano Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
AVALONBAY COMMUNITIES, INC.
Security ID: 053484101 Ticker: AVB
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Glyn F. Aeppel Management For Voted - For
2 Elect Terry S. Brown Management For Voted - For
3 Elect Alan B. Buckelew Management For Voted - For
4 Elect Ronald L. Havner, Jr. Management For Voted - For
5 Elect Stephen P. Hills Management For Voted - For
6 Elect Christopher B. Howard Management For Voted - For
7 Elect Richard J. Lieb Management For Voted - For
8 Elect Nnenna Lynch Management For Voted - For
9 Elect Timothy J. Naughton Management For Voted - For
10 Elect Benjamin W. Schall Management For Voted - For
11 Elect Susan Swanezy Management For Voted - For
12 Elect W. Edward Walter Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
AVIS BUDGET GROUP, INC.
Security ID: 053774105 Ticker: CAR
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Bernardo Hees Management For Voted - For
879
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Jagdeep Pahwa Management For Voted - For
3 Elect Anu Hariharan Management For Voted - For
4 Elect Lynn Krominga Management For Voted - Against
5 Elect Glenn Lurie Management For Voted - For
6 Elect Karthik Sarma Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Jack Dorsey Management For Voted - For
1.2 Elect Paul Deighton Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
BLUCORA, INC.
Security ID: 095229100 Ticker: BCOR
Meeting Date: 20-Apr-22 Meeting Type: Annual
1.1 Elect Georganne C. Proctor Management For Voted - For
1.2 Elect Steven P. Aldrich Management For Voted - For
1.3 Elect Mark A. Ernst Management For Voted - For
1.4 Elect E. Carol Hayles Management For Voted - For
1.5 Elect Kanayalal A. Kotecha Management For Voted - For
1.6 Elect J. Richard Leaman III Management For Voted - For
1.7 Elect Tina Perry Management For Voted - For
1.8 Elect Karthik Rao Management For Voted - For
1.9 Elect Jana R. Schreuder Management For Voted - For
1.10 Elect Christopher W. Walters Management For Voted - For
1.11 Elect Mary S. Zappone Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 09-Jun-22 Meeting Type: Annual
1.1 Elect Timothy M. Armstrong Management For Voted - For
1.2 Elect Glenn D. Fogel Management For Voted - For
1.3 Elect Mirian M. Graddick-Weir Management For Voted - For
1.4 Elect Wei Hopeman Management For Voted - For
1.5 Elect Robert J. Mylod Jr. Management For Voted - For
880
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.6 Elect Charles H. Noski Management For Voted - For
1.7 Elect Nicholas J. Read Management For Voted - For
1.8 Elect Thomas E. Rothman Management For Voted - For
1.9 Elect Sumit Singh Management For Voted - For
1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.11 Elect Vanessa A. Wittman Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
5 Shareholder Proposal Regarding Linking Executive
Pay to Climate Change Performance Shareholder Against Voted - Against
CAMDEN PROPERTY TRUST
Security ID: 133131102 Ticker: CPT
Meeting Date: 12-May-22 Meeting Type: Annual
1.1 Elect Richard J. Campo Management For Voted - For
1.2 Elect Javier E. Benito Management For Voted - For
1.3 Elect Heather J. Brunner Management For Voted - For
1.4 Elect Mark D. Gibson Management For Voted - For
1.5 Elect Scott S. Ingraham Management For Voted - For
1.6 Elect Renu Khator Management For Voted - For
1.7 Elect D. Keith Oden Management For Voted - For
1.8 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For
1.9 Elect Steven A. Webster Management For Voted - For
1.10 Elect Kelvin R. Westbrook Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
CAPRI HOLDINGS LIMITED
Security ID: G1890L107 Ticker: CPRI
Meeting Date: 28-Jul-21 Meeting Type: Annual
1 Elect Marilyn Crouther Management For Voted - For
2 Elect Stephen F. Reitman Management For Voted - For
3 Elect Jean Tomlin Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
CARGURUS, INC.
Security ID: 141788109 Ticker: CARG
Meeting Date: 07-Jun-22 Meeting Type: Annual
1.1 Elect Steven Conine Management For Voted - For
1.2 Elect Yvonne Hao Management For Voted - For
881
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Stephen Kaufer Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CARMAX, INC.
Security ID: 143130102 Ticker: KMX
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Elect Peter J. Bensen Management For Voted - For
2 Elect Ronald E. Blaylock Management For Voted - For
3 Elect Sona Chawla Management For Voted - For
4 Elect Thomas J. Folliard Management For Voted - For
5 Elect Shira D. Goodman Management For Voted - For
6 Elect David W. McCreight Management For Voted - Against
7 Elect William D. Nash Management For Voted - For
8 Elect Mark F. O'Neil Management For Voted - For
9 Elect Pietro Satriano Management For Voted - For
10 Elect Marcella Shinder Management For Voted - For
11 Elect Mitchell D. Steenrod Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
CARS.COM INC.
Security ID: 14575E105 Ticker: CARS
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Jerri L. DeVard Management For Voted - For
1.2 Elect Scott Forbes Management For Voted - For
1.3 Elect Jill Greenthal Management For Voted - For
1.4 Elect Thomas Hale Management For Voted - For
1.5 Elect Michael Kelly Management For Voted - For
1.6 Elect Donald A. McGovern, Jr. Management For Voted - For
1.7 Elect Greg Revelle Management For Voted - For
1.8 Elect Jenell R. Ross Management For Voted - For
1.9 Elect Bala Subramanian Management For Voted - For
1.10 Elect T. Alex Vetter Management For Voted - For
1.11 Elect Bryan Wiener Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CARTER'S, INC.
Security ID: 146229109 Ticker: CRI
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Rochester Anderson, Jr. Management For Voted - For
2 Elect Jeffrey H. Black Management For Voted - For
882
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Hali Borenstein Management For Voted - For
4 Elect Luis A. Borgen Management For Voted - For
5 Elect Michael D. Casey Management For Voted - For
6 Elect A. Bruce Cleverly Management For Voted - For
7 Elect Jevin S. Eagle Management For Voted - For
8 Elect Mark P. Hipp Management For Voted - For
9 Elect William J. Montgoris Management For Voted - For
10 Elect Stacey S. Rauch Management For Voted - For
11 Elect Gretchen W. Schar Management For Voted - For
12 Elect Stephanie P. Stahl Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
CARVANA CO.
Security ID: 146869102 Ticker: CVNA
Meeting Date: 02-May-22 Meeting Type: Annual
1 Elect J. Danforth Quayle Management For Voted - For
2 Elect Gregory Sullivan Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
CENTERSPACE
Security ID: 15202L107 Ticker: CSR
Meeting Date: 17-May-22 Meeting Type: Annual
1 Elect Jeffrey P. Caira Management For Voted - For
2 Elect Michael T. Dance Management For Voted - For
3 Elect Mark O. Decker, Jr. Management For Voted - For
4 Elect Emily Nagle Green Management For Voted - For
5 Elect Linda Hall Management For Voted - For
6 Elect John A. Schissel Management For Voted - For
7 Elect Mary J. Twinem Management For Voted - For
8 Elect Rodney Jones-Tyson Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
CHEGG, INC.
Security ID: 163092109 Ticker: CHGG
Meeting Date: 01-Jun-22 Meeting Type: Annual
1.1 Elect John York Management For Voted - For
1.2 Elect Melanie Whelan Management For Voted - For
1.3 Elect Sarah R. Bond Management For Voted - For
1.4 Elect Marcela Martin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
883
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Ratification of Auditor Management For Voted - For
CHIPOTLE MEXICAN GRILL, INC.
Security ID: 169656105 Ticker: CMG
Meeting Date: 18-May-22 Meeting Type: Annual
1.1 Elect Albert S. Baldocchi Management For Voted - For
1.2 Elect Matthew Carey Management For Voted - For
1.3 Elect Gregg L. Engles Management For Voted - For
1.4 Elect Patricia D. Fili-Krushel Management For Voted - For
1.5 Elect Mauricio Gutierrez Management For Voted - For
1.6 Elect Robin Hickenlooper Management For Voted - Withheld
1.7 Elect Scott H. Maw Management For Voted - For
1.8 Elect Brian Niccol Management For Voted - For
1.9 Elect Mary A. Winston Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Approval of the 2022 Stock Incentive Plan Management For Voted - For
5 Approval of the Employee Stock Purchase Plan Management For Voted - For
6 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
7 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
COLUMBIA SPORTSWEAR COMPANY
Security ID: 198516106 Ticker: COLM
Meeting Date: 01-Jun-22 Meeting Type: Annual
1.1 Elect Timothy P. Boyle Management For Voted - For
1.2 Elect Stephen E. Babson Management For Voted - For
1.3 Elect Andy D. Bryant Management For Voted - For
1.4 Elect John W. Culver Management For Voted - For
1.5 Elect Kevin Mansell Management For Voted - For
1.6 Elect Ronald E. Nelson Management For Voted - For
1.7 Elect Sabrina L. Simmons Management For Voted - For
1.8 Elect Malia H. Wasson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105 Ticker: COST
Meeting Date: 20-Jan-22 Meeting Type: Annual
1 Elect Susan L. Decker Management For Voted - For
2 Elect Kenneth D. Denman Management For Voted - For
3 Elect Richard A. Galanti Management For Voted - Against
4 Elect Hamilton E. James Management For Voted - For
884
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect W. Craig Jelinek Management For Voted - For
6 Elect Sally Jewell Management For Voted - For
7 Elect Charles T. Munger Management For Voted - For
8 Elect Jeffrey S. Raikes Management For Voted - Against
9 Elect John W. Stanton Management For Voted - For
10 Elect Mary Agnes Wilderotter Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Adoption of Targets
to Achieve Net-zero Emissions by 2050 Shareholder Against Voted - For
15 Shareholder Proposal Regarding Report on Racial
Justice and Food Equity Shareholder Against Voted - Against
DESIGNER BRANDS INC.
Security ID: 250565108 Ticker: DBI
Meeting Date: 19-May-22 Meeting Type: Annual
1.1 Elect Elaine J. Eisenman Management For Voted - For
1.2 Elect Joanna T. Lau Management For Voted - For
1.3 Elect Joseph A. Schottenstein Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
DICK'S SPORTING GOODS, INC.
Security ID: 253393102 Ticker: DKS
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Elect Mark J. Barrenechea Management For Voted - For
2 Elect Emanuel Chirico Management For Voted - For
3 Elect William J. Colombo Management For Voted - For
4 Elect Anne Fink Management For Voted - For
5 Elect Sandeep Lakhmi Mathrani Management For Voted - Withheld
6 Elect Desiree Ralls-Morrison Management For Voted - For
7 Elect Larry D. Stone Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
EBAY INC.
Security ID: 278642103 Ticker: EBAY
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Adriane M. Brown Management For Voted - For
2 Elect Logan D. Green Management For Voted - For
3 Elect E. Carol Hayles Management For Voted - For
885
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Jamie Iannone Management For Voted - For
5 Elect Kathleen C. Mitic Management For Voted - For
6 Elect Paul S. Pressler Management For Voted - For
7 Elect Mohak Shroff Management For Voted - For
8 Elect Robert H. Swan Management For Voted - For
9 Elect Perry M. Traquina Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the Employee Stock Purchase Plan Management For Voted - For
13 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
EQUITY RESIDENTIAL
Security ID: 29476L107 Ticker: EQR
Meeting Date: 16-Jun-22 Meeting Type: Annual
1.1 Elect Angela M. Aman Management For Voted - For
1.2 Elect Raymond Bennett Management For Voted - Withheld
1.3 Elect Linda Walker Bynoe Management For Voted - For
1.4 Elect Mary Kay Haben Management For Voted - For
1.5 Elect Tahsinul Zia Huque Management For Voted - For
1.6 Elect John E. Neal Management For Voted - For
1.7 Elect David J. Neithercut Management For Voted - For
1.8 Elect Mark J. Parrell Management For Voted - For
1.9 Elect Mark S. Shapiro Management For Voted - For
1.10 Elect Stephen E. Sterrett Management For Voted - For
1.11 Elect Samuel Zell Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ETSY, INC.
Security ID: 29786A106 Ticker: ETSY
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Elect C. Andrew Ballard Management For Voted - For
2 Elect Jonathan D. Klein Management For Voted - For
3 Elect Margaret M. Smyth Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
EXPEDIA GROUP, INC.
Security ID: 30212P303 Ticker: EXPE
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Elect Samuel Altman Management For Voted - For
2 Elect Beverly Anderson Management For Voted - For
886
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Susan C. Athey Management For Voted - For
4 Elect Chelsea Clinton Management For Voted - Withheld
5 Elect Barry Diller Management For Voted - For
6 Elect Craig A. Jacobson Management For Voted - Withheld
7 Elect Peter M. Kern Management For Voted - For
8 Elect Dara Khosrowshahi Management For Voted - Withheld
9 Elect Patricia Menendez-Cambo Management For Voted - For
10 Elect Alexander von Furstenberg Management For Voted - For
11 Elect Julie Whalen Management For Voted - For
12 Ratification of Auditor Management For Voted - For
FISERV, INC.
Security ID: 337738108 Ticker: FISV
Meeting Date: 18-May-22 Meeting Type: Annual
1.1 Elect Frank J. Bisignano Management For Voted - For
1.2 Elect Alison Davis Management For Voted - For
1.3 Elect Henrique de Castro Management For Voted - For
1.4 Elect Harry F. DiSimone Management For Voted - For
1.5 Elect Dylan G. Haggart Management For Voted - For
1.6 Elect Wafaa Mamilli Management For Voted - For
1.7 Elect Heidi G. Miller Management For Voted - For
1.8 Elect Doyle R. Simons Management For Voted - For
1.9 Elect Kevin M. Warren Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
GOPRO, INC.
Security ID: 38268T103 Ticker: GPRO
Meeting Date: 07-Jun-22 Meeting Type: Annual
1.1 Elect Nicholas Woodman Management For Voted - For
1.2 Elect Tyrone Ahmad-Taylor Management For Voted - For
1.3 Elect Kenneth A. Goldman Management For Voted - For
1.4 Elect Peter Gotcher Management For Voted - For
1.5 Elect Shaz Kahng Management For Voted - For
1.6 Elect James Lanzone Management For Voted - For
1.7 Elect Alexander J. Lurie Management For Voted - For
1.8 Elect Susan Lyne Management For Voted - For
1.9 Elect Frederic Welts Management For Voted - For
1.10 Elect Lauren Zalaznick Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
887
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
GRAHAM HOLDINGS COMPANY
Security ID: 384637104 Ticker: GHC
Meeting Date: 05-May-22 Meeting Type: Annual
1 Elect Tony Allen Management For Voted - For
2 Elect Christopher C. Davis Management For Voted - Withheld
3 Elect Anne Mulcahy Management For Voted - For
4 Approval of the 2022 Incentive Compensation Plan Management For Voted - For
GROUPON, INC.
Security ID: 399473206 Ticker: GRPN
Meeting Date: 15-Jun-22 Meeting Type: Annual
1.1 Elect Kedar Deshpande Management For Voted - For
1.2 Elect Peter Barris Management For Voted - For
1.3 Elect Robert J. Bass Management For Voted - For
1.4 Elect Eric Lefkofsky Management For Voted - For
1.5 Elect Theodore J. Leonsis Management For Voted - For
1.6 Elect Valerie A. Mosley Management For Voted - For
1.7 Elect Helen Vaid Management For Voted - For
1.8 Elect Deborah Wahl Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2011 Incentive Plan Management For Voted - For
5 Right to Adjourn Meeting Management For Voted - For
IHEARTMEDIA, INC.
Security ID: 45174J509 Ticker: IHRT
Meeting Date: 10-May-22 Meeting Type: Annual
1.1 Elect Cheryl D. Mills Management For Voted - For
1.2 Elect Robert W. Pittman Management For Voted - For
1.3 Elect James A. Rasulo Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
INDEPENDENCE REALTY TRUST, INC.
Security ID: 45378A106 Ticker: IRT
Meeting Date: 13-Dec-21 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
888
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 18-May-22 Meeting Type: Annual
1 Elect Scott F. Schaeffer Management For Voted - For
2 Elect Stephen R. Bowie Management For Voted - For
3 Elect Ned W. Brines Management For Voted - For
4 Elect Richard D. Gebert Management For Voted - For
5 Elect Melinda H. McClure Management For Voted - For
6 Elect Ella S. Neyland Management For Voted - For
7 Elect Thomas H. Purcell Management For Voted - For
8 Elect Ana Marie del Rio Management For Voted - For
9 Elect DeForest B. Soaries, Jr. Management For Voted - For
10 Elect Lisa Washington Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Approval of the 2022 Long Term Incentive Plan Management For Voted - For
INTUIT INC.
Security ID: 461202103 Ticker: INTU
Meeting Date: 20-Jan-22 Meeting Type: Annual
1 Elect Eve Burton Management For Voted - For
2 Elect Scott D. Cook Management For Voted - For
3 Elect Richard Dalzell Management For Voted - For
4 Elect Sasan Goodarzi Management For Voted - For
5 Elect Deborah Liu Management For Voted - For
6 Elect Tekedra Mawakana Management For Voted - For
7 Elect Suzanne Nora Johnson Management For Voted - For
8 Elect Dennis D. Powell Management For Voted - For
9 Elect Brad D. Smith Management For Voted - For
10 Elect Thomas J. Szkutak Management For Voted - For
11 Elect Raul Vazquez Management For Voted - For
12 Elect Jeff Weiner Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For
INVITATION HOMES INC.
Security ID: 46187W107 Ticker: INVH
Meeting Date: 17-May-22 Meeting Type: Annual
1.1 Elect Michael D. Fascitelli Management For Voted - For
1.2 Elect Dallas B. Tanner Management For Voted - For
1.3 Elect Jana Cohen Barbe Management For Voted - For
1.4 Elect Richard D. Bronson Management For Voted - For
1.5 Elect Jeffrey E. Kelter Management For Voted - For
1.6 Elect Joseph D. Margolis Management For Voted - For
1.7 Elect John B. Rhea Management For Voted - For
889
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect J. Heidi Roizen Management For Voted - For
1.9 Elect Janice L. Sears Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
LAUREATE EDUCATION, INC.
Security ID: 518613203 Ticker: LAUR
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Andrew B. Cohen Management For Voted - For
1.2 Elect William L. Cornog Management For Voted - For
1.3 Elect Pedro del Corro Management For Voted - For
1.4 Elect Kenneth W. Freeman Management For Voted - For
1.5 Elect Barbara Mair Management For Voted - For
1.6 Elect George Munoz Management For Voted - For
1.7 Elect Judith Rodin Management For Voted - For
1.8 Elect Eilif Serck-Hassen Management For Voted - For
1.9 Elect Ian K. Snow Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
LENDINGCLUB CORPORATION
Security ID: 52603A208 Ticker: LC
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect John C. (Hans) Morris Management For Voted - For
2 Elect Erin Selleck Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Amendments to Articles to add a Federal Forum
Selection Provision Management For Voted - Against
LENDINGTREE, INC.
Security ID: 52603B107 Ticker: TREE
Meeting Date: 22-Jun-22 Meeting Type: Annual
1 Elect Gabriel Dalporto Management For Voted - For
2 Elect Thomas M. Davidson, Jr. Management For Voted - For
3 Elect Mark A. Ernst Management For Voted - For
4 Elect Robin Henderson Management For Voted - For
5 Elect Douglas R. Lebda Management For Voted - For
6 Elect Steven Ozonian Management For Voted - For
7 Elect Diego Rodriguez Management For Voted - For
8 Elect Saras Sarasvathy Management For Voted - For
9 Elect G. Kennedy Thompson Management For Voted - For
890
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Ratification of Auditor Management For Voted - For
LIBERTY TRIPADVISOR HOLDINGS, INC.
Security ID: 531465102 Ticker: LTRPA
Meeting Date: 28-Jul-21 Meeting Type: Annual
1.1 Elect Gregory B. Maffei Management For Voted - For
1.2 Elect Michael J. Malone Management For Voted - For
1.3 Elect Gregory O'Hara Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Larry E. Romrell Management For Voted - For
1.2 Elect J. David Wargo Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
LOWE'S COMPANIES, INC.
Security ID: 548661107 Ticker: LOW
Meeting Date: 27-May-22 Meeting Type: Annual
1.1 Elect Raul Alvarez Management For Voted - For
1.2 Elect David H. Batchelder Management For Voted - For
1.3 Elect Sandra B. Cochran Management For Voted - For
1.4 Elect Laurie Z. Douglas Management For Voted - For
1.5 Elect Richard W. Dreiling Management For Voted - For
1.6 Elect Marvin R. Ellison Management For Voted - For
1.7 Elect Daniel J. Heinrich Management For Voted - For
1.8 Elect Brian C. Rogers Management For Voted - For
1.9 Elect Bertram L. Scott Management For Voted - For
1.10 Elect Colleen Taylor Management For Voted - For
1.11 Elect Mary Elizabeth West Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Amendment to the 2006 Long Term Incentive Plan Management For Voted - For
5 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
6 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Report on Human
Rights Risks from Supply Chain Employee
Misclassification Shareholder Against Voted - Against
891
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
LULULEMON ATHLETICA INC.
Security ID: 550021109 Ticker: LULU
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Kathryn Henry Management For Voted - For
2 Elect Jon McNeill Management For Voted - For
3 Elect Alison Loehnis Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Shareholder Proposal Regarding Policy on Down
Products Shareholder Against Voted - Against
LYFT, INC.
Security ID: 55087P104 Ticker: LYFT
Meeting Date: 16-Jun-22 Meeting Type: Annual
1.1 Elect Sean Aggarwal Management For Voted - For
1.2 Elect Ariel Cohen Management For Voted - For
1.3 Elect Mary Agnes Wilderotter Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
MATCH GROUP, INC.
Security ID: 57667L107 Ticker: MTCH
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Elect Stephen Bailey Management For Voted - For
2 Elect Melissa Brenner Management For Voted - For
3 Elect Alan G. Spoon Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: FB
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
892
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect Tracey T. Travis Management For Voted - For
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
7 Shareholder Proposal Regarding Report on Business
Practices and Financial Returns Shareholder Against Voted - Against
8 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Report and Advisory
Vote on Metaverse Project Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
11 Shareholder Proposal Regarding Report on Online
Child Exploitation Shareholder Against Voted - For
12 Shareholder Proposal Regarding Non-discrimination
Audit Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
14 Shareholder Proposal Regarding Assessment of Audit
& Risk Oversight Committee Shareholder Against Voted - For
15 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
NELNET, INC.
Security ID: 64031N108 Ticker: NNI
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect William R. Cintani Management For Voted - Against
2 Elect Adam K. Peterson Management For Voted - For
3 Elect Kimberly K. Rath Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Amendments to Articles to add a federal forum
selection provision Management For Voted - Against
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Timothy M. Haley Management For Voted - Withheld
2 Elect Leslie J. Kilgore Management For Voted - For
3 Elect Strive T. Masiyiwa Management For Voted - For
4 Elect Ann Mather Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Elimination of Supermajority Requirement Management For Voted - For
893
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Restoration of Right to Call a Special Meeting Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
NIKE, INC.
Security ID: 654106103 Ticker: NKE
Meeting Date: 06-Oct-21 Meeting Type: Annual
1 Elect Alan B. Graf, Jr. Management For Voted - For
2 Elect Peter B. Henry Management For Voted - For
3 Elect Michelle A. Peluso Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Jonathan Christodoro Management For Voted - For
3 Elect John J. Donahoe II Management For Voted - For
4 Elect David W. Dorman Management For Voted - For
5 Elect Belinda J. Johnson Management For Voted - For
6 Elect Enrique Lores Management For Voted - For
7 Elect Gail J. McGovern Management For Voted - For
8 Elect Deborah M. Messemer Management For Voted - For
9 Elect David M. Moffett Management For Voted - For
10 Elect Ann M. Sarnoff Management For Voted - For
11 Elect Daniel H. Schulman Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
894
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
PELOTON INTERACTIVE, INC.
Security ID: 70614W100 Ticker: PTON
Meeting Date: 07-Dec-21 Meeting Type: Annual
1.1 Elect Jon Callaghan Management For Voted - For
1.2 Elect Jay Hoag Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
PLANET FITNESS, INC.
Security ID: 72703H101 Ticker: PLNT
Meeting Date: 02-May-22 Meeting Type: Annual
1.1 Elect Craig R. Benson Management For Voted - For
1.2 Elect Cambria W. Dunaway Management For Voted - For
1.3 Elect Christopher P. Tanco Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
SEA LIMITED
Security ID: 81141R100 Ticker: SE
Meeting Date: 14-Feb-22 Meeting Type: Annual
1 Amendments to Articles Management For Voted - Against
SKECHERS U.S.A., INC.
Security ID: 830566105 Ticker: SKX
Meeting Date: 26-May-22 Meeting Type: Annual
1.1 Elect Michael Greenberg Management For Voted - For
1.2 Elect David Weinberg Management For Voted - For
1.3 Elect Zulema Garcia Management For Voted - For
2 Shareholder Proposal Regarding Report on GHG
Targets and Alignment with Paris Agreement Shareholder Against Voted - For
SLM CORPORATION
Security ID: 78442P106 Ticker: SLM
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Elect Paul G. Child Management For Voted - For
2 Elect Mary Carter Warren Franke Management For Voted - For
3 Elect Marianne M. Keler Management For Voted - Against
4 Elect Mark L. Lavelle Management For Voted - For
895
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Ted Manvitz Management For Voted - For
6 Elect Jim Matheson Management For Voted - For
7 Elect Samuel T. Ramsey Management For Voted - For
8 Elect Vivian C. Schneck-Last Management For Voted - For
9 Elect Robert S. Strong Management For Voted - For
10 Elect Jonathan W. Witter Management For Voted - For
11 Elect Kirsten O. Wolberg Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
SPOTIFY TECHNOLOGY S.A.
Security ID: L8681T102 Ticker: SPOT
Meeting Date: 20-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Elect Daniel Ek Management For Voted - For
5 Elect Martin Lorentzon Management For Voted - For
6 Elect Shishir S. Mehrotra Management For Voted - For
7 Elect Christopher P. Marshall Management For Voted - Against
8 Elect Barry McCarthy Management For Voted - For
9 Elect Heidi O'Neill Management For Voted - For
10 Elect Theodore A. Sarandos Management For Voted - For
11 Elect Thomas O. Staggs Management For Voted - For
12 Elect Cristina Stenbeck Management For Voted - For
13 Elect Mona K. Sutphen Management For Voted - For
14 Elect Padmasree Warrior Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Directors' Fees Management For Voted - For
17 Authorization of Legal Formalities Management For Voted - For
SPROUTS FARMERS MARKET, INC.
Security ID: 85208M102 Ticker: SFM
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Kristen E. Blum Management For Voted - For
1.2 Elect Jack L. Sinclair Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Approval of the 2022 Omnibus Incentive Compensation
Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
896
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
SQUARE, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 03-Nov-21 Meeting Type: Special
1 Stock Issuance for Acquisition of Afterpay Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
STARBUCKS CORPORATION
Security ID: 855244109 Ticker: SBUX
Meeting Date: 16-Mar-22 Meeting Type: Annual
1 Elect Richard E. Allison, Jr. Management For Voted - For
2 Elect Andrew Campion Management For Voted - For
3 Elect Mary N. Dillon Management For Voted - For
4 Elect Isabel Ge Mahe Management For Voted - For
5 Elect Mellody Hobson Management For Voted - For
6 Elect Kevin R. Johnson Management For Voted - For
7 Elect Jorgen Vig Knudstorp Management For Voted - For
8 Elect Satya Nadella Management For Voted - For
9 Elect Joshua Cooper Ramo Management For Voted - For
10 Elect Clara Shih Management For Voted - For
11 Elect Javier G. Teruel Management For Voted - For
12 Amendment to the 2005 Long-Term Equity Incentive
Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - For
STRATEGIC EDUCATION, INC.
Security ID: 86272C103 Ticker: STRA
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Elect Robert S. Silberman Management For Voted - For
2 Elect J. Kevin Gilligan Management For Voted - For
3 Elect Charlotte F. Beason Management For Voted - For
4 Elect Rita D. Brogley Management For Voted - For
5 Elect John T. Casteen, III Management For Voted - Against
6 Elect Nathaniel C. Fick Management For Voted - For
7 Elect Robert R. Grusky Management For Voted - For
8 Elect Jerry L. Johnson Management For Voted - For
9 Elect Karl McDonnell Management For Voted - For
10 Elect Michael A. McRobbie Management For Voted - For
11 Elect William J. Slocum Management For Voted - For
12 Elect G. Thomas Waite, III Management For Voted - For
897
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the 2018 Equity Compensation Plan Management For Voted - For
STRIDE, INC.
Security ID: 86333M108 Ticker: LRN
Meeting Date: 10-Dec-21 Meeting Type: Annual
1 Elect Aida M. Alvarez Management For Voted - For
2 Elect Craig R. Barrett Management For Voted - For
3 Elect Robert L. Cohen Management For Voted - For
4 Elect Nathaniel A. Davis Management For Voted - For
5 Elect Steven B. Fink Management For Voted - For
6 Elect Victoria D. Harker Management For Voted - Abstain
7 Elect Robert E. Knowling, Jr. Management For Voted - For
8 Elect Liza McFadden Management For Voted - For
9 Elect James J. Rhyu Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
THE AARON'S COMPANY, INC.
Security ID: 00258W108 Ticker: AAN
Meeting Date: 25-Aug-21 Meeting Type: Annual
1 Elect Hubert L. Harris, Jr. Management For Voted - For
2 Elect John W. Robinson III Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Amendment to the 2020 Equity and Incentive Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
Meeting Date: 04-May-22 Meeting Type: Annual
1 Elect Laura N. Bailey Management For Voted - For
2 Elect Kelly H. Barrett Management For Voted - For
3 Elect Douglas A. Lindsay Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
THE CHILDREN'S PLACE, INC.
Security ID: 168905107 Ticker: PLCE
Meeting Date: 11-May-22 Meeting Type: Annual
1 Elect Joseph Alutto Management For Voted - For
2 Elect John E. Bachman Management For Voted - For
898
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Marla Beck Management For Voted - For
4 Elect Elizabeth J. Boland Management For Voted - For
5 Elect Jane T. Elfers Management For Voted - For
6 Elect John A. Frascotti Management For Voted - For
7 Elect Tracey R. Griffin Management For Voted - For
8 Elect Katherine Kountze Management For Voted - For
9 Elect Norman S. Matthews Management For Voted - For
10 Elect Debby Reiner Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
THE HOME DEPOT, INC.
Security ID: 437076102 Ticker: HD
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Gerard J. Arpey Management For Voted - For
2 Elect Ari Bousbib Management For Voted - For
3 Elect Jeffery H. Boyd Management For Voted - For
4 Elect Gregory D. Brenneman Management For Voted - For
5 Elect J. Frank Brown Management For Voted - For
6 Elect Albert P. Carey Management For Voted - For
7 Elect Edward P. Decker Management For Voted - For
8 Elect Linda R. Gooden Management For Voted - For
9 Elect Wayne M. Hewett Management For Voted - For
10 Elect Manuel Kadre Management For Voted - For
11 Elect Stephanie C. Linnartz Management For Voted - For
12 Elect Craig A. Menear Management For Voted - For
13 Elect Paula Santilli Management For Voted - For
14 Elect Caryn Seidman-Becker Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Amendment to the Omnibus Stock Incentive Plan Management For Voted - For
18 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Deforestation Report Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
THE WALT DISNEY COMPANY
Security ID: 254687106 Ticker: DIS
Meeting Date: 09-Mar-22 Meeting Type: Annual
1 Elect Susan E. Arnold Management For Voted - For
2 Elect Mary T. Barra Management For Voted - For
899
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Safra A. Catz Management For Voted - For
4 Elect Amy L. Chang Management For Voted - For
5 Elect Robert A. Chapek Management For Voted - For
6 Elect Francis A. deSouza Management For Voted - For
7 Elect Michael B.G. Froman Management For Voted - For
8 Elect Maria Elena Lagomasino Management For Voted - For
9 Elect Calvin R. McDonald Management For Voted - For
10 Elect Mark G. Parker Management For Voted - For
11 Elect Derica W. Rice Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
16 Shareholder Proposal Regarding Human Rights Due
Diligence Process Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Non-Discrimination
Audit Shareholder Against Voted - Against
TRIPADVISOR, INC.
Security ID: 896945201 Ticker: TRIP
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Gregory B. Maffei Management For Voted - For
1.2 Elect Stephen Kaufer Management For Voted - For
1.3 Elect Jay Hoag Management For Voted - Withheld
1.4 Elect Betsy L. Morgan Management For Voted - For
1.5 Elect M. Greg O'Hara Management For Voted - Withheld
1.6 Elect Jeremy Philips Management For Voted - Withheld
1.7 Elect Albert E. Rosenthaler Management For Voted - For
1.8 Elect Jane Jie Sun Management For Voted - Withheld
1.9 Elect Katryn (Trynka) Shineman Blake Management For Voted - For
1.10 Elect Robert S. Wiesenthal Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Transaction of Other Business Management For Voted - Against
TRIVAGO N.V.
Security ID: 89686D105 Ticker: TRVG
Meeting Date: 30-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Ratification of Management Acts Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Elect Peter M. Kern Management For Voted - Against
6 Elect Hiren Mankodi Management For Voted - For
900
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Niklas Ostberg Management For Voted - For
8 Elect Mieke S. De Schepper Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/ or w/out Preemptive
Rights Management For Voted - Against
TWITTER, INC.
Security ID: 90184L102 Ticker: TWTR
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Egon Durban Management For Voted - Against
2 Elect Patrick Pichette Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
7 Shareholder Proposal Regarding Human Rights/Civil
Rights Expertise on Board Shareholder Against Voted - For
8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
10 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - Against
UBER TECHNOLOGIES, INC.
Security ID: 90353T100 Ticker: UBER
Meeting Date: 09-May-22 Meeting Type: Annual
1 Elect Ronald D. Sugar Management For Voted - For
2 Elect Revathi Advaithi Management For Voted - For
3 Elect Ursula M. Burns Management For Voted - For
4 Elect Robert A. Eckert Management For Voted - For
5 Elect Amanda Ginsberg Management For Voted - For
6 Elect Dara Khosrowshahi Management For Voted - For
7 Elect Wan Ling Martello Management For Voted - For
8 Elect Yasir Al-Rumayyan Management For Voted - For
9 Elect John A. Thain Management For Voted - For
10 Elect David Trujillo Management For Voted - For
11 Elect Alexander R. Wynaendts Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
901
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
UDR, INC.
Security ID: 902653104 Ticker: UDR
Meeting Date: 19-May-22 Meeting Type: Annual
1 Elect Katherine A. Cattanach Management For Voted - For
2 Elect Jon A. Grove Management For Voted - For
3 Elect Mary Ann King Management For Voted - For
4 Elect James D. Klingbeil Management For Voted - For
5 Elect Clint D. McDonnough Management For Voted - For
6 Elect Robert A. McNamara Management For Voted - For
7 Elect Diane M. Morefield Management For Voted - For
8 Elect Kevin C. Nickelberry Management For Voted - For
9 Elect Mark R. Patterson Management For Voted - For
10 Elect Thomas W. Toomey Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
UNDER ARMOUR, INC.
Security ID: 904311107 Ticker: UAA
Meeting Date: 11-May-22 Meeting Type: Annual
1.1 Elect Kevin A. Plank Management For Voted - For
1.2 Elect Douglas E. Coltharp Management For Voted - For
1.3 Elect Jerri L. DeVard Management For Voted - For
1.4 Elect Mohamed A. El-Erian Management For Voted - For
1.5 Elect Patrik Frisk Management For Voted - For
1.6 Elect David W. Gibbs Management For Voted - For
1.7 Elect Karen W. Katz Management For Voted - For
1.8 Elect Westley Moore Management For Voted - For
1.9 Elect Eric T. Olson Management For Voted - Withheld
1.10 Elect Harvey L. Sanders Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
V.F. CORPORATION
Security ID: 918204108 Ticker: VFC
Meeting Date: 27-Jul-21 Meeting Type: Annual
1.1 Elect Richard T. Carucci Management For Voted - For
1.2 Elect Juliana L. Chugg Management For Voted - For
1.3 Elect Benno Dorer Management For Voted - For
1.4 Elect Mark S. Hoplamazian Management For Voted - For
1.5 Elect Laura W. Lang Management For Voted - For
1.6 Elect W. Alan McCollough Management For Voted - For
1.7 Elect W. Rodney McMullen Management For Voted - For
902
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Clarence Otis, Jr. Management For Voted - For
1.9 Elect Steven E. Rendle Management For Voted - For
1.10 Elect Carol L. Roberts Management For Voted - For
1.11 Elect Matthew J. Shattock Management For Voted - For
1.12 Elect Veronica B. Wu Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
VICTORIA'S SECRET & CO.
Security ID: 926400102 Ticker: VSCO
Meeting Date: 27-May-22 Meeting Type: Annual
1 Elect Irene Chang Britt Management For Voted - For
2 Elect Sarah Ruth Davis Management For Voted - For
3 Elect Jacqueline Hernandez Management For Voted - For
4 Elect Donna A. James Management For Voted - For
5 Elect Mariam Naficy Management For Voted - For
6 Elect Lauren B. Peters Management For Voted - For
7 Elect Anne Sheehan Management For Voted - For
8 Elect Martin Waters Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
VIMEO, INC.
Security ID: 92719V100 Ticker: VMEO
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Adam Gross Management For Voted - Withheld
1.2 Elect Alesia J. Haas Management For Voted - Withheld
1.3 Elect Kendall Handler Management For Voted - Withheld
1.4 Elect Jay Herratti Management For Voted - For
1.5 Elect Ida Kane Management For Voted - Withheld
1.6 Elect Mo Koyfman Management For Voted - Withheld
1.7 Elect Spike Lee Management For Voted - Withheld
1.8 Elect Joseph Levin Management For Voted - Withheld
1.9 Elect Nabil Mallick Management For Voted - Withheld
1.10 Elect Glenn H. Schiffman Management For Voted - Withheld
1.11 Elect Anjali Sud Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
WAYFAIR INC.
Security ID: 94419L101 Ticker: W
Meeting Date: 24-May-22 Meeting Type: Annual
1 Elect Niraj Shah Management For Voted - For
903
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Steven Conine Management For Voted - For
3 Elect Michael Choe Management For Voted - For
4 Elect Andrea Jung Management For Voted - For
5 Elect Jeremy King Management For Voted - For
6 Elect Michael Kumin Management For Voted - Abstain
7 Elect Jeffrey Naylor Management For Voted - For
8 Elect Anke Schaferkordt Management For Voted - For
9 Elect Michael E. Sneed Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
WW INTERNATIONAL, INC.
Security ID: 98262P101 Ticker: WW
Meeting Date: 10-May-22 Meeting Type: Annual
1 Elect Steven M. Altschuler Management For Voted - For
2 Elect Julie Bornstein Management For Voted - For
3 Elect Thilo Semmelbauer Management For Voted - For
4 Elect Sima Sistani Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
YELP INC.
Security ID: 985817105 Ticker: YELP
Meeting Date: 02-Jun-22 Meeting Type: Annual
1.1 Elect Fred Anderson Jr. Management For Voted - For
1.2 Elect Robert Gibbs Management For Voted - For
1.3 Elect George Hu Management For Voted - For
1.4 Elect Sharon Rothstein Management For Voted - For
1.5 Elect Jeremy Stoppelman Management For Voted - For
1.6 Elect Chris S. Terrill Management For Voted - For
1.7 Elect Tony Wells Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ZILLOW GROUP, INC.
Security ID: 98954M101 Ticker: ZG
Meeting Date: 14-Jun-22 Meeting Type: Annual
1.1 Elect Richard N. Barton Management For Voted - For
1.2 Elect Lloyd D. Frink Management For Voted - For
1.3 Elect April Underwood Management For Voted - For
2 Ratification of Auditor Management For Voted - For
904
--------------------------------------------------------------------------------------------------
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZYNGA INC.
Security ID: 98986T108 Ticker: ZNGA
Meeting Date: 19-May-22 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
905
--------------------------------------------------------------------------------------------------
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
ANTERO MIDSTREAM CORPORATION
Security ID: 03676B102 Ticker: AM
Meeting Date: 07-Jun-22 Meeting Type: Annual
1.1 Elect Paul M. Rady Management For Voted - For
1.2 Elect David H. Keyte Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ARCHROCK, INC.
Security ID: 03957W106 Ticker: AROC
Meeting Date: 28-Apr-22 Meeting Type: Annual
1.1 Elect Anne-Marie N. Ainsworth Management For Voted - For
1.2 Elect D. Bradley Childers Management For Voted - For
1.3 Elect Gordon T. Hall Management For Voted - For
1.4 Elect Frances Powell Hawes Management For Voted - For
1.5 Elect J.W.G. Honeybourne Management For Voted - For
1.6 Elect James H. Lytal Management For Voted - For
1.7 Elect Leonard W. Mallett Management For Voted - For
1.8 Elect Jason C. Rebrook Management For Voted - For
1.9 Elect Edmund P. Segner III Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CHENIERE ENERGY, INC.
Security ID: 16411R208 Ticker: LNG
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect G. Andrea Botta Management For Voted - For
2 Elect Jack A. Fusco Management For Voted - For
3 Elect Vicky A. Bailey Management For Voted - For
4 Elect Patricia K. Collawn Management For Voted - For
5 Elect David B. Kilpatrick Management For Voted - For
6 Elect Lorraine Mitchelmore Management For Voted - For
7 Elect Scott Peak Management For Voted - For
8 Elect Donald F. Robillard, Jr. Management For Voted - For
9 Elect Neal A. Shear Management For Voted - For
10 Elect Andrew J. Teno Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
906
--------------------------------------------------------------------------------------------------
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
CRESTWOOD EQUITY PARTNERS LP
Security ID: 226344307 Ticker: CEQP
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Warren H. Gfeller Management For Voted - Withheld
2 Elect Janeen S. Judah Management For Voted - For
3 Elect John J. Sherman Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
ENBRIDGE INC.
Security ID: 29250N105 Ticker: ENB
Meeting Date: 04-May-22 Meeting Type: Annual
1.1 Elect Mayank M. Ashar Management For Voted - For
1.2 Elect Gaurdie E. Banister, Jr. Management For Voted - For
1.3 Elect Pamela L. Carter Management For Voted - For
1.4 Elect Susan M. Cunningham Management For Voted - For
1.5 Elect Gregory L. Ebel Management For Voted - For
1.6 Elect Jason B. Few Management For Voted - For
1.7 Elect Teresa S. Madden Management For Voted - For
1.8 Elect Al Monaco Management For Voted - For
1.9 Elect Stephen S. Poloz Management For Voted - For
1.10 Elect S. Jane Rowe Management For Voted - For
1.11 Elect Dan C. Tutcher Management For Voted - For
1.12 Elect Steven W. Williams Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Science-Based Net
Zero Target Shareholder Against Voted - Against
EQUITRANS MIDSTREAM CORPORATION
Security ID: 294600101 Ticker: ETRN
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Vicky A. Bailey Management For Voted - For
2 Elect Sarah M. Barpoulis Management For Voted - For
3 Elect Kenneth M. Burke Management For Voted - For
4 Elect Patricia K. Collawn Management For Voted - For
5 Elect Thomas F. Karam Management For Voted - For
6 Elect D. Mark Leland Management For Voted - For
7 Elect Norman J. Szydlowski Management For Voted - For
8 Elect Robert F. Vagt Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Approval of the Employee Stock Purchase Plan Management For Voted - For
907
--------------------------------------------------------------------------------------------------
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Ratification of Auditor Management For Voted - For
KINDER MORGAN, INC.
Security ID: 49456B101 Ticker: KMI
Meeting Date: 11-May-22 Meeting Type: Annual
1 Elect Richard D. Kinder Management For Voted - For
2 Elect Steven J. Kean Management For Voted - For
3 Elect Kimberly A. Dang Management For Voted - For
4 Elect Ted A. Gardner Management For Voted - For
5 Elect Anthony W. Hall, Jr. Management For Voted - For
6 Elect Gary L. Hultquist Management For Voted - For
7 Elect Ronald L. Kuehn, Jr. Management For Voted - For
8 Elect Deborah A. Macdonald Management For Voted - For
9 Elect Michael C. Morgan Management For Voted - For
10 Elect Arthur C. Reichstetter Management For Voted - For
11 Elect C. Park Shaper Management For Voted - For
12 Elect William A. Smith Management For Voted - For
13 Elect Joel V. Staff Management For Voted - For
14 Elect Robert F. Vagt Management For Voted - For
15 Elect Perry M. Waughtal Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
MAGELLAN MIDSTREAM PARTNERS, L.P.
Security ID: 559080106 Ticker: MMP
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Elect Walter R. Arnheim Management For Voted - For
2 Elect Lori A. Gobillot Management For Voted - For
3 Elect Edward J. Guay Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
ONEOK, INC.
Security ID: 682680103 Ticker: OKE
Meeting Date: 25-May-22 Meeting Type: Annual
1 Elect Brian L. Derksen Management For Voted - For
2 Elect Julie H. Edwards Management For Voted - For
3 Elect John W. Gibson Management For Voted - Abstain
4 Elect Mark W. Helderman Management For Voted - For
5 Elect Randall J. Larson Management For Voted - For
6 Elect Steven J. Malcolm Management For Voted - For
7 Elect Jim W. Mogg Management For Voted - For
8 Elect Pattye L. Moore Management For Voted - For
908
--------------------------------------------------------------------------------------------------
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Pierce H. Norton II Management For Voted - For
10 Elect Eduardo A. Rodriguez Management For Voted - For
11 Elect Gerald B. Smith Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
PEMBINA PIPELINE CORPORATION
Security ID: 706327103 Ticker: PPL
Meeting Date: 29-Jul-21 Meeting Type: Special
1 Share Issuance for Acquisition of Inter Pipeline Management For Voted - For
Meeting Date: 06-May-22 Meeting Type: Annual
1.1 Elect Anne-Marie N. Ainsworth Management For Voted - For
1.2 Elect J. Scott Burrows Management For Voted - For
1.3 Elect Cynthia B. Carroll Management For Voted - For
1.4 Elect Ana Dutra Management For Voted - For
1.5 Elect Randall J. Findlay Management For Voted - For
1.6 Elect Robert G. Gwin Management For Voted - For
1.7 Elect Maureen E. Howe Management For Voted - For
1.8 Elect Gordon J. Kerr Management For Voted - For
1.9 Elect David M.B. LeGresley Management For Voted - For
1.10 Elect Leslie A. O'Donoghue Management For Voted - For
1.11 Elect Bruce D. Rubin Management For Voted - For
1.12 Elect Henry W. Sykes Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Shareholder Rights Plan Renewal Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
PLAINS ALL AMERICAN PIPELINE, L.P.
Security ID: 726503105 Ticker: PAA
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Victor Burk Management For Voted - For
1.2 Elect Kevin S. McCarthy Management For Voted - For
1.3 Elect Harry N. Pefanis Management For Voted - For
1.4 Elect Gary R. Petersen Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PLAINS GP HOLDINGS, L.P.
Security ID: 72651A207 Ticker: PAGP
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Victor Burk Management For Voted - For
909
--------------------------------------------------------------------------------------------------
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Kevin S. McCarthy Management For Voted - For
1.3 Elect Harry N. Pefanis Management For Voted - For
1.4 Elect Gary R. Petersen Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
TARGA RESOURCES CORP.
Security ID: 87612G101 Ticker: TRGP
Meeting Date: 24-May-22 Meeting Type: Annual
1 Elect Waters S. Davis, IV Management For Voted - For
2 Elect Rene R. Joyce Management For Voted - For
3 Elect Matthew J. Meloy Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
TC ENERGY CORPORATION
Security ID: 87807B107 Ticker: TRP
Meeting Date: 29-Apr-22 Meeting Type: Annual
1.1 Elect Michael R. Culbert Management For Voted - For
1.2 Elect William D. Johnson Management For Voted - For
1.3 Elect Susan C. Jones Management For Voted - For
1.4 Elect John E. Lowe Management For Voted - For
1.5 Elect David Macnaughton Management For Voted - For
1.6 Elect Francois L. Poirier Management For Voted - For
1.7 Elect Una M. Power Management For Voted - For
1.8 Elect Mary Pat Salomone Management For Voted - For
1.9 Elect Indira V. Samarasekera Management For Voted - For
1.10 Elect Siim A. Vanaselja Management For Voted - For
1.11 Elect Thierry Vandal Management For Voted - For
1.12 Elect Dheeraj D Verma Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Rights Plan Renewal Management For Voted - For
THE WILLIAMS COMPANIES, INC.
Security ID: 969457100 Ticker: WMB
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Elect Alan S. Armstrong Management For Voted - For
2 Elect Stephen W. Bergstrom Management For Voted - For
3 Elect Nancy K. Buese Management For Voted - For
4 Elect Michael A. Creel Management For Voted - For
5 Elect Stacey H. Dore Management For Voted - For
6 Elect Richard E. Muncrief Management For Voted - For
910
--------------------------------------------------------------------------------------------------
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Peter A. Ragauss Management For Voted - For
8 Elect Rose M. Robeson Management For Voted - For
9 Elect Scott D. Sheffield Management For Voted - For
10 Elect Murray D. Smith Management For Voted - For
11 Elect William H. Spence Management For Voted - For
12 Elect Jesse J. Tyson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
911
--------------------------------------------------------------------------------------------------
Global X MLP ETF
Proposal Proposed by Mgt. Position Registrant Voted
BP MIDSTREAM PARTNERS LP
Security ID: 0556EL109 Ticker: BPMP
Meeting Date: 04-Apr-22 Meeting Type: Consent
1 Merger/Acquisition Management For Voted - For
CRESTWOOD EQUITY PARTNERS LP
Security ID: 226344307 Ticker: CEQP
Meeting Date: 12-May-22 Meeting Type: Annual
1 Elect Warren H. Gfeller Management For Voted - Withheld
2 Elect Janeen S. Judah Management For Voted - For
3 Elect John J. Sherman Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
MAGELLAN MIDSTREAM PARTNERS, L.P.
Security ID: 559080106 Ticker: MMP
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Elect Walter R. Arnheim Management For Voted - For
2 Elect Lori A. Gobillot Management For Voted - For
3 Elect Edward J. Guay Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
NUSTAR ENERGY L.P.
Security ID: 67058H102 Ticker: NS
Meeting Date: 28-Apr-22 Meeting Type: Annual
1.1 Elect J. Dan Bates Management For Voted - For
1.2 Elect Ed A. Grier Management For Voted - For
1.3 Elect Dan J. Hill Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
912
--------------------------------------------------------------------------------------------------
Global X MLP ETF
Proposal Proposed by Mgt. Position Registrant Voted
OASIS MIDSTREAM PARTNERS LP
Security ID: 67420T206 Ticker: OMP
Meeting Date: 29-Jan-22 Meeting Type: Consent
1 Merger with Crestwood Management For Voted - For
PHILLIPS 66
Security ID: 718546104 Ticker: PSX
Meeting Date: 11-May-22 Meeting Type: Annual
1 Elect Greg C. Garland Management For Voted - For
2 Elect Gary K. Adams Management For Voted - For
3 Elect John E. Lowe Management For Voted - For
4 Elect Denise L. Ramos Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Approval of the 2022 Omnibus Stock and Performance
Incentive Plan Management For Voted - For
8 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against
PLAINS ALL AMERICAN PIPELINE, L.P.
Security ID: 726503105 Ticker: PAA
Meeting Date: 25-May-22 Meeting Type: Annual
1.1 Elect Victor Burk Management For Voted - For
1.2 Elect Kevin S. McCarthy Management For Voted - For
1.3 Elect Harry N. Pefanis Management For Voted - For
1.4 Elect Gary R. Petersen Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
913
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADECOAGRO S.A.
Security ID: L00849106 Ticker: AGRO
Meeting Date: 20-Apr-22 Meeting Type: Special
1 Approval of Consolidated Financial Statements Management For Voted - For
2 Approval of Annual Accounts Management For Voted - For
3 Allocation of Results Management For Voted - For
4 Distribution of Dividends Management For Voted - For
5 Discharge of Directors Management For Voted - For
6 Directors' Compensation 2021 Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Elect Alan L. Boyce Management For Voted - For
9 Elect Andres Velasco Branes Management For Voted - For
10 Elect Ana Cristina Russo Management For Voted - For
11 Directors' Compensation 2022 Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Cancellation of Shares Management For Voted - For
ARCOS DORADOS HOLDINGS INC.
Security ID: G0457F107 Ticker: ARCO
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2 Appointment of Auditor Management For Voted - Abstain
3.1 Elect Annette Franqui Management For Voted - For
3.2 Elect Cristina Palmaka Management For Voted - For
3.3 Elect Carlos Hernandez-Artigas Management For Voted - Withheld
3.4 Elect Marcelo Rabach Management For Voted - For
BANCO MACRO SA
Security ID: 05961W105 Ticker: BMA
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Holding of Shareholders' Meeting Remotely Management N/A Voted - For
2 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Ratification of Board and Supervisory Council Acts Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - For
7 Ratification of Supervisory Council Fees Management For Voted - For
8 Ratification of Auditor's Fees Management For Voted - For
9 Ratify Co-Option and Elect Marcos Brito Management For Voted - For
10 Elect Jorge Pablo Brito Management For Voted - For
11 Elect Carlos Alberto Giovanelli Management For Voted - For
914
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Nelson Damian Pozzoli Management For Voted - For
13 Elect Fabian Alejandro De Paul Management For Voted - For
14 Elect Guillermo Merediz Management For Voted - For
15 Elect Alan Whamond as Alternate Board Member Management For Voted - For
16 Elect Santiago Horacio Seeber as Alternate Board
Member Management For Voted - For
17 Elect Juan Santiago Fraschina as Alternate Board
Member Management For Voted - For
18 Election of Supervisory Council Management For Voted - Abstain
19 Appointment of Auditor Management For Voted - For
20 Audit Committee Budget Management For Voted - For
21 Authorization of Legal Formalities Management For Voted - For
BBVA ARGENTINA
Security ID: 058934100 Ticker: BBAR
Meeting Date: 03-Nov-21 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Use of the Company's Discretionary
Reserves/Distribution of Dividends Management For Voted - For
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Ratification of Board, CEO, and Supervisory Council
Acts Management For Voted - For
4 Allocation of Profits Management For Voted - For
5 Dividends Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - For
7 Ratification of Supervisory Council's Fees Management For Voted - For
8 Board Size Management N/A Voted - Abstain
9 Election of Directors Management N/A Voted - Abstain
10 Election of Supervisory Council Management N/A Voted - Abstain
11 Ratification of Auditor's Fees Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Audit Committee Budget Management For Voted - For
CENCOSUD SA
Security ID: P2205J100 Ticker: CENCOSUD
Meeting Date: 08-Oct-21 Meeting Type: Special
1 Dividends Management For Voted - For
2 Set Dividend Payment Date Management For Voted - For
3 Related Party Transactions Management For Voted - For
4 Authorization of Legal Formalities Management For Voted - For
915
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 22-Apr-22 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - Abstain
4 Election of Directors Management For Voted - Abstain
5 Directors' Committee Fees and Budget Management For Voted - Abstain
6 Report on Board of Directors' and Directors'
Committee Expenses Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Appointment of Risk Rating Agency Management For Voted - Abstain
9 Related Party Transactions Management For Voted - For
10 Report on Directors' Oppositions Recorded at Board
Meeting Management For Voted - For
11 Publication of Company Notices Management For Voted - For
12 Transaction of Other Business Management N/A Voted - Against
CENTRAL PUERTO SA
Security ID: 155038201 Ticker: CEPU
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Ratification of Directors' Fees; Authority to
Advance Directors' Fees Management For Voted - For
7 Supervisory Council Fees Management For Voted - Abstain
8 Election of Directors; Board Size Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - Abstain
10 Ratification of Auditor's Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
12 Audit Committee Budget Management For Voted - Abstain
13 Authorization of Legal Formalities Management For Voted - For
COMPANIA CERVECERIAS UNIDAS S.A.
Security ID: P24905104 Ticker: CCU
Meeting Date: 24-Nov-21 Meeting Type: Special
1 Interim Dividends Management For Voted - For
2 Related Party Transactions Management For Voted - For
Meeting Date: 13-Apr-22 Meeting Type: Ordinary
1 Presentation of Chair's Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
916
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Dividend Policy Management For Voted - For
5 Directors' Fees Management For Voted - Against
6 Directors' Committee Fees and Budget Management For Voted - Against
7 Audit Committee Fees and Budget Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Appointment of Risk Rating Agency Management For Voted - For
10 Presentation of Directors' Committee Report Management For Voted - For
11 Related Party Transactions Management For Voted - For
12 Transaction of Other Business Management N/A Voted - Against
CORPORACION AMERICA AIRPORTS S.A.
Security ID: L1995B107 Ticker: CAAP
Meeting Date: 31-May-22 Meeting Type: Annual
1 Approval of Financial Statements Management For Voted - For
2 Allocation of Results Management For Voted - For
3 Discharge of Board Members Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Appointment of Auditor Management For Voted - For
CRESUD S.A.
Security ID: 226406106 Ticker: CRES
Meeting Date: 21-Oct-21 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisory Council Fees Management For Voted - For
8 Election of Directors; Board Size Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Authorization of Legal Formalities Management For Voted - For
DESPEGAR.COM, CORP.
Security ID: G27358103 Ticker: DESP
Meeting Date: 03-Dec-21 Meeting Type: Annual
1 Elect Michael James Doyle II Management For Voted - Against
2 Elect Jon T. Gieselman Management For Voted - For
3 Appointment of Auditor Management For Voted - For
917
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
EMBOTELLADORA ANDINA SA
Security ID: P3697S103 Ticker: ANDINA
Meeting Date: 13-Apr-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Dividend Policy Management For Voted - Abstain
5 Directors' Fees; Directors' Committee Fees; Audit
Committee Fees and Expenses Management For Voted - Abstain
6 Appointment of Auditor Management For Voted - For
7 Appointment of Risk Rating Agency Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Publication of Company Notices Management For Voted - For
10 Transaction of Other Business Management N/A Voted - Against
EMPRESA DISTRIBUIDORA Y COMERCIALIZADORA NORTE S.A. (EDENOR)
Security ID: 29244A102 Ticker: EDN
Meeting Date: 10-Aug-21 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Ratification of Board Acts (Resigning Directors) Management For Voted - For
3 Ratification of Directors' Fees Management For Voted - For
4 Approval of Resignation of Supervisory Council
Members; Ratification of Fees Management For Voted - For
5 Election of Supervisory Council Management For Voted - For
6 Election of Directors Management For Voted - For
7 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 06-Apr-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Ratification of Directors' Fees and Supervisory
Council's Fees Management For Voted - For
7 Election of Directors Management For Voted - Abstain
8 Election of Supervisory Council Management For Voted - Abstain
9 Ratification of Auditor's Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees
Management For Voted - Against
11 Approval of Audit and Executive Committee Budgets Management For Voted - For
12 Authority to Increase Debt under Global Issuance
Program Management For Voted - For
13 Delegation of Powers Regarding Debt Program Management For Voted - For
918
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Ratification of Acts Regarding Authority to Issue
Debt Instruments Management For Voted - For
15 Ratification of Acts Regarding the Agreements on
the Debt Regularization with the Nacional and the
Provincial Authorities Management For Voted - For
16 Authorization of Legal Formalities Management For Voted - For
GRUPO FINANCIERO GALICIA SA
Security ID: 399909100 Ticker: GGAL
Meeting Date: 26-Apr-22 Meeting Type: Annual
1 Holding of Shareholders' Meeting Remotely; Election
of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board and Supervisory Council Acts Management For Voted - For
5 Supervisory Council Fees Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - For
7 Authority to Advance Directors' Fees Management For Voted - For
8 Election of Supervisory Council Management For Voted - For
9 Board Size; Election of Directors Management For Voted - Against
10 Ratification of Auditor's Fees Management For Voted - For
11 Appointment of Auditor Management For Voted - For
GRUPO SUPERVIELLE S.A.
Security ID: 40054A108 Ticker: SUPV
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Election of Meeting Delegates Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Ratification of Supervisory Council Acts Management For Voted - For
5 Ratification of Directors' Fees Management For Voted - For
6 Ratification of Supervisory Council's Fees Management For Voted - For
7 Election of Directors; Board Size Management For Voted - For
8 Election of Supervisory Council Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Allocation of Reserve for Future Dividends Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Audit Committee Budget Management For Voted - For
14 Authorization of Legal Formalities Management For Voted - For
919
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
IRSA INVERSIONES Y REPRESENTACIONES S.A.
Security ID: 450047204 Ticker: IRSA
Meeting Date: 21-Oct-21 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisory Council Fees Management For Voted - For
8 Election of Directors; Board Size Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 22-Dec-21 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Merger (IRSA Propriedades Comerciales S.A.) Management For Voted - For
3 Amendments to Article 12 (Board of Directors) Management For Voted - Abstain
4 Authority to Increase Debt under Global Notes
Program Management For Voted - For
5 Delegation of Powers under Debt Program Management For Voted - For
6 Authorization of Legal Formalities Management For Voted - For
7 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
IRSA PROPIEDADES COMERCIALES S.A.
Security ID: 463588103 Ticker: IRCP
Meeting Date: 21-Oct-21 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisory Council Fees Management For Voted - For
8 Election of Directors; Board Size Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Authorization of Legal Formalities Management For Voted - For
920
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 22-Dec-21 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Merger Management For Voted - For
3 Authorization of Legal Formalities Management For Voted - For
LOMA NEGRA COMPANIA INDUSTRIAL ARGENTINA SOCIEDAD ANONIMA
Security ID: 54150E104 Ticker: LOMA
Meeting Date: 11-Aug-21 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Elect Livio Hagime Kuze Management For Voted - For
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - For
7 Ratification of Supervisory Council's Fees Management For Voted - For
8 Election of Directors; Board Size Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - Abstain
13 Audit Committee Budget Management For Voted - For
14 Authorization of Legal Formalities Management For Voted - For
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 08-Jun-22 Meeting Type: Annual
1.1 Elect Richard Sanders Management For Voted - For
1.2 Elect Emiliano Calemzuk Management For Voted - For
1.3 Elect Marcos Galperin Management For Voted - For
1.4 Elect Andrea M. Petroni Merhy Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
PAMPA ENERGIA SA
Security ID: 697660207 Ticker: PAMP
Meeting Date: 30-Sep-21 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
921
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Election of Alternate Board Members Management For Voted - For
3 Election of Alternate Supervisory Council Member Management For Voted - For
4 Authority to Cancel Treasury Shares and Reduce
Share Capital Management For Voted - For
5 Authority to Issue Debt (Global Notes Program) Management For Voted - For
6 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board and Supervisory Council Acts Management For Voted - For
5 Consideration of the Director s and Supervisory
Committee s fees (in the amount of Ps.
945,451,476[1] for the Directors and Ps.
5,836,425[2] for the Supervisory Committee) for the
fiscal year ended December 31, 2021. Management For Voted - For
6 Ratification of Auditor's Fees Management For Voted - For
7 Election of Directors Management For Voted - Against
8 Election of Supervisory Council Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Authority to Set Auditor's Fees Management For Voted - Abstain
11 Audit Committee Budget Management For Voted - For
12 Cancellation of Shares/Authorities to Issue Shares Management For Voted - For
13 Authorization of Legal Formalities Management For Voted - For
SSR MINING INC.
Security ID: 784730103 Ticker: SSRM
Meeting Date: 27-May-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect A.E. Michael Anglin Management For Voted - For
3 Elect Rodney P. Antal Management For Voted - For
4 Elect Thomas R. Bates, Jr. Management For Voted - For
5 Elect Brian R. Booth Management For Voted - For
6 Elect Simon Fish Management For Voted - For
7 Elect Leigh Ann Fisher Management For Voted - For
8 Elect Alan P. Krusi Management For Voted - For
9 Elect Kay G. Priestly Management For Voted - For
10 Non-Binding Frequency of Non-Binding Advisory Vote
on Executive Compensation: Please Vote on this
Resolution to Approve EVERY YEAR Management For Voted - For
11 Non-Binding Frequency of Non-Binding Advisory Vote
on Executive Compensation: Please Vote on this
Resolution to Approve 2 YEARS Management For Non-Voting
12 Non-Binding Frequency of Non-Binding Advisory Vote
on Executive Compensation: Please Vote on this
Resolution to Approve 3 YEARS Management For Non-Voting
922
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Non-Binding Frequency of Non-Binding Advisory Vote
on Executive Compensation: Please Vote on this
Resolution to Approve ABSTAIN Management For Non-Voting
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Approval of the Employee Share Purchase Plan Management For Voted - For
16 Appointment of Auditor Management For Voted - For
TELECOM ARGENTINA S.A.
Security ID: 879273209 Ticker: TECO1
Meeting Date: 11-Aug-21 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Use of the Company's Discretionary
Reserves/Distribution of Dividends Management For Voted - For
Meeting Date: 27-Apr-22 Meeting Type: Annual
1 Holding of Shareholders' Meeting Remotely Management For Voted - For
2 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Board and Supervisory Council Acts Management For Voted - For
6 Ratify Directors' Fees Management For Voted - For
7 Authority to Advance Directors' Fees Management For Voted - For
8 Ratify Supervisory Council Fees Management For Voted - For
9 Authority to Advance Supervisory Council's Fees Management For Voted - For
10 Election of Supervisory Council Management For Voted - Abstain
11 Election of Supervisory Council Alternate Members Management For Voted - Abstain
12 Ratify Auditor's Fees Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Audit Committee Budget Management For Voted - For
15 Authority to Extend the Terms of the Global Debt
Program Management For Voted - For
16 Delegation of Powers Regarding Global Debt Program Management For Voted - For
TRANSPORTADORA DE GAS DEL SUR SA
Security ID: 893870204 Ticker: TGSU2
Meeting Date: 05-Apr-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Ratification of Supervisory Council Acts Management For Voted - For
7 Supervisory Council Fees Management For Voted - Abstain
8 Audit Committee Budget Management For Voted - Abstain
9 Election of Directors; Board Size Management For Voted - Abstain
923
--------------------------------------------------------------------------------------------------
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Board Term Length Management For Voted - Abstain
11 Election of Supervisory Council Management For Voted - Abstain
12 Ratification of Auditor's Fees Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Treasury Shares Management For Voted - Abstain
YAMANA GOLD INC.
Security ID: 98462Y100 Ticker: YRI
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect John Begeman Management For Voted - For
3 Elect Christiane Bergevin Management For Voted - For
4 Elect Alexander J. Davidson Management For Voted - For
5 Elect Richard P. Graff Management For Voted - For
6 Elect Kimberly Keating Management For Voted - For
7 Elect Peter Marrone Management For Voted - For
8 Elect Daniel Racine Management For Voted - For
9 Elect Jane Sadowsky Management For Voted - For
10 Elect Dino Titaro Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
YPF S.A.
Security ID: 984245100 Ticker: YPFD
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratify Auditor's Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Ratification of Board and Supervisory Council Acts Management For Voted - For
7 Ratification of Directors' Fees Management For Voted - For
8 Ratification of Supervisory Council Fees Management For Voted - For
9 Supervisory Council Board Size Management For Voted - For
10 Election of Supervisory Council Members and
Alternates (Class D) Management N/A Voted - Abstain
11 Board Size Management For Voted - For
12 Election of Directors (Class D) Management For Voted - For
13 Directors' Fees; Supervisory Council's Fees Management For Voted - For
924
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALIBABA PICTURES GROUP LTD
Security ID: G0171W105 Ticker: 1060
Meeting Date: 31-Aug-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Re-elect FAN Luyuan as Executive Director Management For Voted - Against
5 Re-elect SONG Lixin as Independent Non-executive
Director Management For Voted - For
6 Re-elect TONG Xiaomeng as Independent Non-executive
Director Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Termination of the 2012 Share Option Scheme and
Adoption of the 2021 Share Option Scheme Management For Voted - Against
Meeting Date: 29-Mar-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Operation Services Agreement and Proposed Annual
Caps Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
AUTOHOME INC.
Security ID: 05278C107 Ticker: ATHM
Meeting Date: 16-Dec-21 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
BAIDU, INC.
Security ID: 056752108 Ticker: BIDU
Meeting Date: 07-Dec-21 Meeting Type: Special
1 Adoption of the Company's Dual Foreign Name Management For Voted - For
2 Amendment to the Company's Articles of Association Management For Voted - For
3 Approval of Filings of Company's Dual Foreign Name
and Articles of Association Management For Voted - For
925
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING ENLIGHT MEDIA COMPANY LIMITED
Security ID: Y0773B103 Ticker: 300251
Meeting Date: 06-Aug-21 Meeting Type: Special
1 Elect WANG Changtian Management For Voted - For
2 Elect LI Xiaoping Management For Voted - For
3 Elect LI Delai Management For Voted - For
4 Elect LI Jie Management For Voted - For
5 Elect CHEN Shaohui Management For Voted - For
6 Elect HOU Jun Management For Voted - For
7 Elect MIAO Di Management For Voted - For
8 Elect ZHOU Zhan Management For Voted - For
9 Elect WANG Xuechun Management For Voted - For
10 Elect WU Yang Management For Voted - For
11 Elect CAO Xiaobei Management For Voted - Against
12 Extension the Term of Loans Granted by a Subsidiary Management For Voted - For
Meeting Date: 08-Sep-21 Meeting Type: Special
1 Renew the cooperation framework agreement and
related party transactions Management For Voted - For
Meeting Date: 30-Dec-21 Meeting Type: Special
1 Extension Of The Financial Aid By A Subsidiary To A
Joint Stock Company Management For Voted - For
Meeting Date: 08-Apr-22 Meeting Type: Special
1 Offering Loans to Business Partners Management For Voted - For
Meeting Date: 19-May-22 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisory Board/ Corp Assembly Fees Management For Voted - For
BEIJING KUNLUN TECH CO., LTD.
Security ID: Y0R7Z5109 Ticker: 300418
Meeting Date: 26-Jan-22 Meeting Type: Special
1 Adoption of 2022 Employee Restricted Shares Plan
(Draft) and its Summary Management For Voted - For
926
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Establishment of Management Measures for 2022
Employee Restricted Shares Plan Management For Voted - For
3 Board Authorization to Handle Matters of 2022
Employee Restricted Shares Plan Management For Voted - For
BILIBILI INC
Security ID: 090040106 Ticker: 9626
Meeting Date: 01-Sep-21 Meeting Type: Special
1 Amendments to Company's Articles of Association
(Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For
2 Amendments to Company's Articles of Association
(Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For
3 Amendments to Articles of Association (Appendix 3 &
13, RA.26-35, RA.37-41) Management For Voted - For
4 Dual Foreign Name of the Company Management For Voted - For
Meeting Date: 30-Jun-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect JP Gan Management For Voted - Against
3 Elect Eric He Management For Voted - For
4 Elect Feng Li Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
6 Authority to Repurchase Shares Management For Voted - For
7 Cloud Services Agreement Management For Voted - For
8 Collaboration Agreement Management For Voted - For
9 Amendments to Articles Management For Voted - For
CHINA LITERATURE LIMITED
Security ID: G2121R103 Ticker: 0772
Meeting Date: 09-Dec-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect ZHOU Zhengyu Management For Voted - Against
4 Authorization to the Board to Fix the Director Fees Management For Voted - For
5 Cooperation Framework Agreements Management For Voted - For
Meeting Date: 23-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect CHENG Wu Management For Voted - For
5 Elect James G. Mitchell Management For Voted - Against
6 Elect Carol YU Chor Woon Management For Voted - Against
7 Directors' Fees Management For Voted - For
927
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Directors' Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Authority to Issue Shares under the Restricted
Share Unit Scheme Management For Voted - Against
13 Amendments to Articles Management For Voted - For
CHINA SOUTH PUBLISHING AND MEDIA GROUP CO.
Security ID: Y15174108 Ticker: 601098
Meeting Date: 15-Sep-21 Meeting Type: Special
1 Amendments to the Company 's Some Articles of
Association
Management For Voted - For
2 Adjustment of the Investment Amount in a Project
Management For Voted - For
3 Transfer of Some Equities in a Company
Management For Voted - For
4 Elect PENG Bo Management For Voted - For
5 Elect YANG Zhuang Management For Voted - For
6 Elect DING Shuangping Management For Voted - For
7 Elect GAO Jun Management For Voted - For
8 Elect SHU Bin Management For Voted - For
9 Elect ZHANG Ziyun Management For Voted - For
10 Elect JI Shuihe Management For Voted - For
11 Elect HE Xiaogang Management For Voted - For
12 Elect LI Guilan Management For Voted - For
13 Elect XU Shufu Management For Voted - For
14 Elect ZHOU Yixiang Management For Voted - For
15 Elect XU Xiangrong Management For Voted - Against
16 Elect ZHANG Jian Management For Voted - Against
CHINA TOWER CORPORATION LIMITED
Security ID: Y15076105 Ticker: 0788
Meeting Date: 14-Jan-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect ZHANG Zhiyong Management For Voted - Against
4 Elect GU Xiaomin Management For Voted - For
5 Elect GAO Tongqing Management For Voted - For
6 Elect MAI Yanzhou Management For Voted - For
7 Elect LIU Guiqing Management For Voted - For
8 Elect ZHANG Guohou Management For Voted - For
9 Elect DENG Shiji Management For Voted - For
10 Elect HU Zhanghong Management For Voted - For
11 Elect LIU Wei Management For Voted - For
928
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect LI Zhangting Management For Voted - For
13 Elect HAN Fang Management For Voted - Against
14 Elect LI Tienan Management For Voted - Against
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect GAO Chunlei Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA UNITED NETWORK COMMUNICATIONS LIMITED
Security ID: Y15075107 Ticker: 600050
Meeting Date: 23-Sep-21 Meeting Type: Special
1 By-elect LIU Liehong as Non-independent Director Management For Voted - For
2 Allocation of 2021 Interim Profits Management For Voted - For
Meeting Date: 30-Dec-21 Meeting Type: Special
1 Elect WANG Junzhi Management For Voted - For
2 Elect WANG Peinuan Management For Voted - For
3 Amendments to the Company's Articles of Association
Management For Voted - For
4 Amendments to the Rules of Procedure Governing the
Board of Directors
Management For Voted - For
5 Repurchase and Cancellation of Some Restricted
Stocks from Plan Participants Granted Under the 1st
Phase Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 10-May-22 Meeting Type: Annual
1 2021 Annual Accounts Management For Voted - For
2 2021 Profit Distribution Plan Management For Voted - For
3 Appointment Of Audit Firm Management For Voted - For
4 2021 Report Of The Board Of Directors Management For Voted - For
5 2021 Report Of The Supervisory Committee Management For Voted - For
6 2021 Annual Report Management For Voted - For
7 2021 Profit Distribution Plan of a Company Management For Voted - For
8 Re-election of Directors and Determine Director
Remuneration by the Above Company Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Authorization of the Above Company S Shareholders
General Meeting to Its Board of Directors to
Exercise the Power within Certain Period of Rights
929
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
Issue, Issuance and Disposal of Additional Shares
of This Company Management For Voted - For
11 Repurchase and Cancellation of Some Restricted
Stocks from Plan Participants Granted Under the 1st
Phase Restricted Stock Incentive Plan Management For Voted - For
12 Connected Transactions with China Tower Co., Ltd. Management For Voted - For
13 Connected Transactions with Shenzhen Tencent
Computer System Co., Ltd. Management For Voted - For
14 Decrease of the Company's Registered Capital and
Amendments to the Company's Articles of
Association, and Handling the Industrial and
Commercial Registration Amendment Management For Voted - For
FOCUS MEDIA INFORMATION TECHNOLOGY CO LTD.,
Security ID: Y29327114 Ticker: 002027
Meeting Date: 10-Sep-21 Meeting Type: Special
1 Allocation of 2021 Interim Profits Management For Voted - For
2 Adjustment the Purpose for Repurchased Shares and
Cancellation Management For Voted - For
3 Change of Registered Capital and Amendments to
Articles Management For Voted - For
Meeting Date: 23-Nov-21 Meeting Type: Special
1 Issuance of H Shares, Listing on the Main Board of
Hong Kong Stock Exchange and Converted into a
Company Raised Funds from Overseas Management For Voted - For
2 Types and Nominal Value Management For Voted - For
3 Issuance Date Management For Voted - For
4 Issuance Method Management For Voted - For
5 Issuance Size Management For Voted - For
6 Pricing Method Management For Voted - For
7 Issuance Target Management For Voted - For
8 Issuance Principle Management For Voted - For
9 Appointment of Issuance Agents Management For Voted - For
10 The Validity of the Resolution Regarding the
Issuance of H Shares and Listing on the Main Board
of Hong Kong Stock Exchange Management For Voted - For
11 Report on Deposit and Use of Previously Raised
Funds until 30 September 2021 Management For Voted - For
12 Report on Use of Proceeds Management For Voted - For
13 Board Authorization to Handle Matters of Issuance
of H Shares and Listing on the Main Board of the
Hong Kong Stock Exchange Management For Voted - For
14 Distribution Arrangements for Accumulated Profits
Before the Issuance of H Shares and Listing on the
Main Board of Hong Kong Stock Exchange Management For Voted - For
15 Purchasing Liability Insurance for Directors,
Supervisors, Senior management and the Prospectus Management For Voted - Abstain
930
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Amendments to Articles Regarding the Issuance of H
Shares Management For Voted - For
17 Amendments to Procedural Rules for Shareholders
Meetings Regarding the Issuance of H Shares Management For Voted - For
18 Amendments to Procedural Rules for Board Meetings
Regarding the Issuance of H Shares Management For Voted - For
19 Amendments to Procedural Rules for Supervisory
Committee Meetings Regarding the Issuance of H
Shares Management For Voted - For
20 Amendments to Work System for Independent Directors
Regarding the Issuance of H Shares Management For Voted - For
21 Amendments to Management Measures for Connected
Transactions Regarding the Issuance of H Shares Management For Voted - For
22 Amendments to Management Measures for External
Investments Regarding the Issuance of H Shares Management For Voted - For
23 Amendments to Management Measures for External
Guarantees Regarding the Issuance of H Shares Management For Voted - For
24 Amendments to Management Measures for Raised Funds
Regarding the Issuance of H Shares Management For Voted - For
25 Appointment of the Auditor Regarding the Issuance
of H Shares Management For Voted - For
26 Elect Jason JIANG Nanchun Management For Voted - For
27 Elect KONG Weiwei Management For Voted - For
28 Elect JI Hairong Management For Voted - For
29 Elect ZHANG Guanghua Management For Voted - For
30 Elect YIN Ke Management For Voted - For
31 Elect CAI Aiming Management For Voted - For
32 Elect YE Kangtao Management For Voted - For
33 Elect HANG Xuan Management For Voted - Against
34 Elect LIN Nan Management For Voted - For
35 Independent Directors' Fees Management For Voted - For
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Approval of 2021 Directors' Report Management For Voted - For
2 Approval of 2021 Supervisors' Report Management For Voted - For
3 Approval of 2021 Annual Report and its Summary Management For Voted - For
4 Approval of 2021 Accounts and Reports Management For Voted - For
5 Allocation of 2021 Profits Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Proposal of the Company on the Amount of Financial
Products to Be Purchased with Own Idle Funds Management For Voted - For
8 Proposal of the Company on the Amount of Risk
Investment Using Own Idle Funds Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Proposal of the Company on Estimated Daily
Connected Transactions Management For Voted - For
11 Proposal of the Company on the Proposed Change of
Registered Address Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Amendments to Articles after IPO in HK Management For Voted - For
931
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Proposal of the Company to List Its Holding
Subsidiary Focus Media Korea Mo., Ltd. on the Korea
Stock Exchange and to Comply with Relevant
Regulations Management For Voted - For
15 Proposal to Spin-off the Company's Subsidiary Focus
Media Korea Co., Ltd. to Be Listed on the Korea
Stock Exchange for the Protection of the Legal
Rights and Interests of Shareholders and Creditors Management For Voted - For
16 Proposal of the Company on the Ability of Focus
Media Koreaco., Ltd., a Subsidiary of the Company,
to Have the Required Regulatory Operation for
Listing Management For Voted - For
17 Proposal of the Company on Maintaining Independence
and Ability to Continue As a Going Concern Management For Voted - For
18 Proposal of the Company on the Statement of
Completeness and Compliance of the Legal Procedures
Performed and the Validity of the Legal Documents
Submitted for the Spin-off Management For Voted - For
19 Proposal of the Company on the Analysis of the
Purpose, Commercial Reasonableness, Necessity and
Feasibility of the Spin-off Management For Voted - For
20 Board Authorization to the Spin-off Management For Voted - For
G-BITS NETWORK TECHNOLOGY (XIAMEN) CO LTD
Security ID: Y2688G102 Ticker: 603444
Meeting Date: 09-Nov-21 Meeting Type: Special
1 Appointment of 2021 Auditor Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 13-Jan-22 Meeting Type: Special
1 Remuneration For Directors Management For Voted - For
2 Remuneration For Supervisors Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect LU Hongyan Management For Voted - For
5 Elect CHEN Tuolin Management For Voted - For
6 Elect ZHAI Jian Management For Voted - For
7 Elect GAO Yan Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect BAO Huifang Management For Voted - For
10 Elect LIANG Yanhua Management For Voted - For
11 Elect WU Yibing Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LIN Runyuan Management For Voted - Against
14 Elect HUANG Shuling Management For Voted - For
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 Approval of FY2021 Annual Report Management For Voted - For
2 Approval of FY2021 Directors' Report Management For Voted - For
932
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Approval of FY2021 Supervisors' Report Management For Voted - For
4 FY2021 Financial Accounts and Reports Management For Voted - For
5 FY2021 Allocation of Profits/Dividends Management For Voted - For
6 Proposal to Invest Idle Funds In Wealth Management
Products Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Elect CHEN Yiwei Management For Voted - Against
GIANT NETWORK GROUP CO., LTD.
Security ID: Y1593Y109 Ticker: 002558
Meeting Date: 27-Jan-22 Meeting Type: Special
1 Connected Transaction Regarding a Strategic
Cooperation Framework Agreement to Be Signed Management For Voted - For
Meeting Date: 24-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 2021 Profit Distribution Plan Management For Voted - For
6 Reappointment Of Audit Firm Management For Voted - For
7 2022 Estimated Continuing Connected Transactions Management For Voted - For
8 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
9 Amendments To The Rules Of Procedure Governing The
General Meeting Of Shareholders Management For Voted - For
10 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
11 Amendments To The Rules Of Procedure Governing
Meetings Of The Supervisory Committee Management For Voted - For
12 Amendments To The Work System Of Independent
Directors Management For Voted - For
13 Amendments To The Connected Transactions Management
System Management For Voted - For
14 Amendments To The Information Disclosure Management
System Management For Voted - For
15 Connected Transactions Regarding Capital Increase
In A Company Management For Voted - For
JOYY INC.
Security ID: 46591M109 Ticker: YY
Meeting Date: 27-Dec-21 Meeting Type: Annual
1 Amended and Restated Memorandum and Articles of
Association Management For Voted - For
933
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
KINGSOFT CORP.
Security ID: G5264Y108 Ticker: 3888
Meeting Date: 09-Dec-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of the New Share Option Scheme Management For Voted - Against
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZOU Tao Management For Voted - For
6 Elect KAU Pak Kwan Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
KUAISHOU TECHNOLOGY
Security ID: G53263102 Ticker: 1024
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LI Zhaohui Management For Voted - For
5 Elect LIN Frank Management For Voted - For
6 Elect SHEN Dou Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Issue Repurchased Shares Management For Voted - Against
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
KUNLUN TECH CO. LTD.
Security ID: Y0R7Z5109 Ticker: 300418
Meeting Date: 19-May-22 Meeting Type: Annual
1 2021 Annual Report And Its Summary Management For Voted - For
2 2021 Work Report Of The Board Of Directors Management For Voted - For
3 2021 Work Report Of The Supervisory Committee Management For Voted - For
934
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2021 Annual Accounts Management For Voted - For
5 2021 Profit Distribution Plan Management For Voted - For
6 Appointment Of 2022 Audit Firm Management For Voted - For
7 Amendments To The Articles Of Associations Management For Voted - For
MANGO EXCELLENT MEDIA CO LTD
Security ID: Y306B1109 Ticker: 300413
Meeting Date: 11-Oct-21 Meeting Type: Special
1 Exemption of a Company from Fulfilling Relevant
Commitments on Share Lock-up for the Company's
Equity Transfer Under an Agreement Management For Voted - For
Meeting Date: 21-Dec-21 Meeting Type: Special
1 Appointment of 2021 Auditor Management For Voted - For
2 Adjustment of 2021 Connected Transactions with Migu
Culture Technology Co., Ltd. Management For Voted - For
3 Connected Transaction Regarding Entering into
Cooperation Agreement between a Wholly-Owned
Subsidiary with Migu Culture Technology Co., Ltd. Management For Voted - For
4 Adjustment of the Use of Proceeds Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
7 Amendments to Procedural Rules for Supervisory
Committee Meetings Management For Voted - For
Meeting Date: 19-May-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2021 Profit Distribution Plan Management For Voted - For
5 Estimated 2022 Related Party Transactions with
Shareholders Management For Voted - For
6 Estimated 2022 Related Party Transactions with Migu
Culture Technology Co.,Ltd. Management For Voted - For
7 Connected Transaction Regarding Capital Increase
and Share Expansion of Subsidiary Management For Voted - For
8 Replenish Working Capital with Idle Funds Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Elect PENG Jian as Non-independent Director Management For Voted - For
MOMO INC.
Security ID: 60879B107 Ticker: MOMO
Meeting Date: 02-Aug-21 Meeting Type: Special
1 Company Name Change Management For Voted - For
935
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
NANJI E-COMMERCE CO LTD.
Security ID: Y4447Q108 Ticker: 002127
Meeting Date: 14-Sep-21 Meeting Type: Special
1 2021 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Measures for the Evaluation and Management of the
Implementation of the Stock Option Incentive Plan
in 2021 Management For Voted - For
3 Board Authorization to handle matters related to
the company's 2021 stock option incentive plan Management For Voted - For
Meeting Date: 11-Nov-21 Meeting Type: Special
1 Elect MAO Dongfang Management For Voted - For
NETEASE, INC.
Security ID: G6427A102 Ticker: NTES
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect William Lei Ding Management For Voted - For
3 Elect Alice Cheng Management For Voted - For
4 Elect Joseph Tong Management For Voted - For
5 Elect FENG Lun Management For Voted - For
6 Elect LEUNG Man Kit Management For Voted - Against
7 Appointment of Auditor Management For Voted - For
PERFECT WORLD CO LTD
Security ID: Y988BN106 Ticker: 002624
Meeting Date: 16-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 2021 Profit Distribution Plan Management For Voted - For
6 Reappointment Of Audit Firm Management For Voted - For
7 Investment And Wealth Management With Idle
Proprietary Funds Management For Voted - For
8 Connected Transactions with Companies Controlled by
De Facto Controller Chi Yufeng Management For Voted - For
9 Connected Transactions with a Company and Its
Subsidiaries Management For Voted - For
10 Connected Transactions with Another Company and Its
Subsidiaries Management For Voted - For
936
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 2022 Application for Credit Line by the Company and
Subsidiaries and Provision of Guarantee Management For Voted - For
TENCENT HOLDINGS LIMITED
Security ID: G87572163 Ticker: 700
Meeting Date: 18-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LI Dong Sheng Management For Voted - Against
6 Elect Ian C. Stone Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to the Memorandum and Articles of
Association Management For Voted - For
Meeting Date: 18-May-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Refreshment of the Scheme Mandate Limit of the
Share Option Scheme of Tencent Music Group Management For Voted - Against
WEIBO CORPORATION
Security ID: 948596101 Ticker: WB
Meeting Date: 01-Dec-21 Meeting Type: Annual
1 Amended and Restated Memorandum and Articles of
Association (Class B) Management For Voted - For
2 Elect Hong Du Management For Voted - For
3 Elect Daniel Yong ZHANG Management For Voted - For
4 Elect Pehong Chen Management For Voted - For
5 Adoption of the Company's Dual Foreign Name Management For Voted - For
6 Amended and Restated Memorandum and Articles of
Association Management For Voted - For
Meeting Date: 06-Jun-22 Meeting Type: Annual
1 Elect Charles CHAO Guowei Management For Voted - For
2 Elect P. Christopher Lu Management For Voted - Against
3 Elect Gaofei Wang Management For Voted - For
937
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT NETWORK TECHNOLOGY CO., LTD.
Security ID: Y9717X105 Ticker: 002555
Meeting Date: 16-Sep-21 Meeting Type: Special
1 Interim Profit Distribution Plan Management For Voted - For
2 Approval of Application for Bank Credit Line Management For Voted - For
3 Authority to Give Guarantees Management For Voted - For
Meeting Date: 24-Mar-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Weiwei Management For Voted - For
3 Elect ZENG Kaitian Management For Voted - For
4 Elect HU Yuhang Management For Voted - For
5 Elect YANG Jun Management For Voted - For
6 Elect LIU Jun Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect LI Yang Management For Voted - For
9 Elect YE Xin Management For Voted - For
10 Elect LU Rui Management For Voted - For
11 Elect TAO Feng Management For Voted - For
12 Allowance Plan For Independent Directors Management For Voted - For
13 Elect CHENG Lin Management For Voted - Against
14 Change of the Company's Name Management For Voted - For
15 Change of the Company's Domicile Management For Voted - For
16 Amendments to the Company's Articles of Association
and Rules of Procedure Governing Shareholders
General Meetings Management For Voted - For
17 Authorization to the Board to Handle Matters
Regarding the Non-public Share Offering Management For Voted - For
Meeting Date: 17-May-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Annual Report Management For Voted - For
4 2021 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - Against
7 Authority to Give Guarantees Management For Voted - For
8 Phase Four Employee Stock Ownership Plan Management For Voted - Against
9 Management Measures for Phase Four Employee Stock
Ownership Plan Management For Voted - Against
10 Board Authorization to Implement Phase Four
Employee Stock Ownership Plan Management For Voted - Against
938
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Security ID: Y988BH109 Ticker: 002602
Meeting Date: 05-Aug-21 Meeting Type: Special
1 Elect WANG Ji Management For Voted - For
2 Elect WANG Yifeng Management For Voted - For
3 Elect ZHAO Qi Management For Voted - For
4 Elect ZHANG Yunfeng Management For Voted - For
5 Elect LIU Ming Management For Voted - For
6 Elect LI Nachuan Management For Voted - For
7 Elect WANG Qian Management For Voted - For
8 Elect LI Feng Management For Voted - For
9 Elect WANG Bo Management For Voted - For
10 Elect WANG Hui Management For Voted - For
11 Elect HUANG Weifeng Management For Voted - Against
12 Amendments to Articles of Association Management For Voted - For
Meeting Date: 15-Nov-21 Meeting Type: Special
1 Reappointment of 2021 Audit Firm Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 01-Mar-22 Meeting Type: Special
1 Purpose of Use of Repurchased Shares Management For Voted - For
2 Repurchase Method Management For Voted - For
3 Price and Pricing Principle of Repurchase Shares Management For Voted - For
4 Amount and Source of Capital Management For Voted - For
5 Repurchase Shares Types, Size and Ratio Management For Voted - For
6 Implementation Period Management For Voted - For
7 Board Authorization to Handle Matters of Repurchase
Shares Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 23-Mar-22 Meeting Type: Special
1 Liability Insurance for the Company, Directors,
Supervisors and Senior Managers Management For Voted - For
2 Authority to Give Guarantees to Invested Companies Management For Voted - For
Meeting Date: 20-May-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Annual Report Management For Voted - For
4 2021 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Investment in Wealth Management Products Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
939
--------------------------------------------------------------------------------------------------
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Related Party Transactions Management For Voted - For
9 2022 Remuneration of Non-independent Directors Management For Voted - For
10 2022 Remuneration of Independent Directors Management For Voted - For
11 2022 Remuneration of Supervisors Management For Voted - For
940
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALIBABA GROUP HOLDING LIMITED
Security ID: G01719114 Ticker: BABA
Meeting Date: 17-Sep-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Joseph TSAI Chung Management For Voted - Against
3 Elect J. Michael Evans Management For Voted - For
4 Elect Borje E. Ekholm Management For Voted - Against
5 Appointment of Auditor Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
Security ID: G0171K101 Ticker: 0241
Meeting Date: 28-Mar-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2023 Advertising Services Framework Agreement and
Proposed Annual Cap Management For Voted - For
4 2023 Framework Technical Services Agreement and
Proposed Annual Cap Management For Voted - For
5 Board Authorization to Implement Framework
Agreements Management For Voted - For
ANTA SPORTS PRODUCTS
Security ID: G04011105 Ticker: 2020
Meeting Date: 11-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Ding Shizhong Management For Voted - Against
6 Elect LAI Shixian Management For Voted - For
7 Elect WU Yonghua Management For Voted - For
8 Elect DAI Zhongchuan Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Articles Management For Voted - Against
941
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
AUTEL INTELLIGENT TECHNOLOGY CORP LTD
Security ID: Y048CG103 Ticker: 688208
Meeting Date: 04-Jan-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Restricted Stock Incentive Plan Management For Voted - For
3 Constitution of Procedural Rules: Restricted Stock
Incentive Plan Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Constitution of Procedural Rules: Management
Measures for Venture Partnership Plan Management For Voted - For
6 Related Party Transactions Management For Voted - For
Meeting Date: 17-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Accounts Management For Voted - For
4 2021 Profit Distribution Plan Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 Permanently Supplementing The Working Capital With
Some Surplus Raised Funds Management For Voted - For
7 Authorization To The Management Team To Apply For
Comprehensive Credit Line To Financial Institutions
In 2022 Management For Voted - For
8 Authorization To The Management Team To Launch
Foreign Exchange Derivatives Transactions Management For Voted - For
9 Reappointment Of 2022 Audit Firm Management For Voted - For
10 2021 Internal Control Evaluation Report Management For Voted - For
11 2022 Estimated External Guarantee Quota Of The
Company Management For Voted - For
BEIJING ROBOROCK TECHNOLOGY CO LTD
Security ID: Y077C9108 Ticker: 688169
Meeting Date: 27-Sep-21 Meeting Type: Special
1 Connected Transactions Regarding Purchase of
Properties with Proprietary Funds Management For Voted - For
Meeting Date: 26-Nov-21 Meeting Type: Special
1 Board Authorization to Launch Foreign Exchange
Hedge Business Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Elect CHANG Jing Management For Voted - For
4 Elect WAN Yunpeng Management For Voted - For
5 Elect SUN Jia Management For Voted - For
6 Elect JIANG Wen Management For Voted - For
942
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect HUANG Yijian Management For Voted - For
8 Elect JIANG Yujie Management For Voted - For
9 Elect HU Tianlong Management For Voted - For
10 Elect LI Qiong Management For Voted - Against
11 Elect QI Lai Management For Voted - For
Meeting Date: 25-Mar-22 Meeting Type: Special
1 Investment in Wealth Management Products Using the
Company's Idle Funds Management For Voted - For
2 Amendments to Procedural Rules of Board Meetings Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 17-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Directors' Report Management For Voted - For
3 2021 Supervisors' Report Management For Voted - For
4 2021 Independent Directors' Report Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 2021 Accounts and Reports Management For Voted - For
7 2021 Profit Distribution Plan and Capitalization of
Capital Reserves Management For Voted - For
8 2022 Remuneration Plan for Directors Management For Voted - For
9 2022 Remuneration Plan for Supervisors Management For Voted - For
10 Estimated 2022 Related Party Transactions Management For Voted - For
11 Reappointment of Auditor Management For Voted - For
12 Approve Use of Part of Raised Funds to Invest in
Project Savings, Reduction of Funds, and Part of
Over-raised Funds for New Raised Investment Projects Management For Voted - For
13 Adjustment of the Investment Amount of Projects
Financed with Raised Funds and Extension Management For Voted - For
14 The First Phrase Business Partner Stock Ownership
Plan (Draft) and Its Summary Management For Voted - Against
15 Management Measures for the First Phrase Business
Partner Stock Ownership Plan Management For Voted - Against
16 Board Authorization for the First Phrase Business
Partner Stock Ownership Plan Management For Voted - Against
17 2022 Employee Restricted Shares Plan and Its Summary Management For Voted - For
18 Management Measures of 2022 Employee Restricted
Shares Plan Management For Voted - For
19 Board Authorization for the First Phrase Business
Partner Stock Ownership Plan Management N/A Voted - Abstain
BOSIDENG INTERNATIONAL HOLDINGS LIMITED
Security ID: G12652106 Ticker: 3998
Meeting Date: 20-Aug-21 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
943
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUANG Qiaolian Management For Voted - For
6 Elect RUI Jinsong Management For Voted - For
7 Elect WANG Yao Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
Meeting Date: 29-Mar-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Framework Manufacturing Outsourcing and Agency
Agreement and Proposed Annual Caps Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
BYD CO LTD
Security ID: Y1023R104 Ticker: 1211
Meeting Date: 30-Nov-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles of Association Management For Voted - For
3 Amendments to Procedural Rules of the Board Management For Voted - For
4 Amendments to Procedural Rules of the Supervisory
Committee Management For Voted - For
5 Compliance Manual in relation to Independent
Directors Management For Voted - For
6 Management System for the Funds Raised of the
Company Management For Voted - For
7 Compliance Manual in relation to Connected
Transactions Management For Voted - For
8 Rules for the Selection and Appointment of
Accountants' Firm Management For Voted - For
9 Policy on External Guarantee Management For Voted - For
Meeting Date: 27-May-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Purpose of Share Repurchase Management For Voted - For
3 Relevant Conditions Management For Voted - For
4 Methods and Purpose of Share Repurchase Management For Voted - For
5 Pricing of the Share Repurchase Management For Voted - For
6 Amount and Source of Capital for Share Repurchase Management For Voted - For
7 Class, Quantity and Percentage to the Total Share
Capital Intended to be Repurchased Management For Voted - For
8 Share Repurchase Period Management For Voted - For
9 Validity Period of the Share Repurchase Management For Voted - For
944
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Board Authorization Regarding the Repurchase Management For Voted - For
11 Adoption of the BYD 2022 Employee Share Ownership
Plan Management For Voted - For
12 Adoption of Management Measures for BYD 2022
Employee Share Ownership Plan Management For Voted - For
13 Board Authorization Regarding the BYD 2022 Employee
Share Ownership Plan Management For Voted - For
14 Capital Injection to BYD Auto Finance Company
Limited and Related Party Transactions Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Preparation of Financial Statements in Accordance
with CASBE and Cessation of Appointment of
International Auditor Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Give Guarantees Management For Voted - Against
10 Approval of Caps of Ordinary Connected Transactions Management For Voted - For
11 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Shares of BYD Electronic w/o
Preemptive Rights Management For Voted - Against
13 Provision of Phased Guarantee for Mortgage-backed
Car Buyers to BYD Auto Finance Company Limited Management For Voted - Against
14 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
BYD CO LTD
Security ID: Y1023R120 Ticker: 1211
Meeting Date: 30-Nov-21 Meeting Type: Special
1 Amendments to Articles of Association Management For Voted - For
2 Amendments to Procedural Rules of the Board Management For Voted - For
3 Amendments to Procedural Rules of the Supervisory
Committee Management For Voted - For
4 Compliance Manual in relation to Independent
Directors Management For Voted - For
5 Management System for the Funds Raised of the
Company Management For Voted - For
6 Compliance Manual in relation to Connected
Transactions Management For Voted - For
7 Rules for the Selection and Appointment of
Accountants' Firm Management For Voted - For
8 Policy on External Guarantee Management For Voted - For
945
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 27-May-22 Meeting Type: Special
1 Purpose of Share Repurchase Management For Voted - For
2 Relevant Conditions Management For Voted - For
3 Methods and Purpose of Share Repurchase Management For Voted - For
4 Pricing of the Share Repurchase Management For Voted - For
5 Amount and Source of Capital for Share Repurchase Management For Voted - For
6 Class, Quantity and Percentage to the Total Share
Capital Intended to be Repurchased Management For Voted - For
7 Share Repurchase Period Management For Voted - For
8 Validity Period of the Share Repurchase Management For Voted - For
9 Board Authorization Regarding the Repurchase Management For Voted - For
10 Adoption of the BYD 2022 Employee Share Ownership
Plan Management For Voted - For
11 Adoption of Management Measures for BYD 2022
Employee Share Ownership Plan Management For Voted - For
12 Board Authorization Regarding the BYD 2022 Employee
Share Ownership Plan Management For Voted - For
13 Capital Injection to BYD Auto Finance Company
Limited and Related Party Transactions Management For Voted - For
Meeting Date: 08-Jun-22 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Preparation of Financial Statements in Accordance
with CASBE and Cessation of Appointment of
International Auditor Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
9 Approval of Caps of Ordinary Connected Transactions Management For Voted - For
10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Shares of BYD Electronic w/o
Preemptive Rights Management For Voted - Against
12 Provision of Phased Guarantee for Mortgage-backed
Car Buyers to BYD Auto Finance Company Limited Management For Voted - Against
13 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO LTD
Security ID: Y1297L106 Ticker: 601799
Meeting Date: 17-Sep-21 Meeting Type: Special
1 Wealth Management with Idle Raised Funds Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Increase Registered Capital and Amendments to
Articles Management For Voted - For
946
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-Apr-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Accounts Management For Voted - For
4 2021 Annual Report And Its Summary Management For Voted - For
5 2021 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny11.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 Reappointment Of 2022 Financial Audit Firm Management For Voted - For
7 Reappointment Of 2022 Internal Control Audit Firm Management For Voted - For
8 2021 Actual Remuneration For Directors, Supervisors
And Senior Management Management For Voted - For
9 2022 Application For Bank Credit Line Management For Voted - For
10 Cash Management With Proprietary Funds Management For Voted - For
11 Change of the Company's Some Articles of Association Management For Voted - For
12 Launching The Bill Pool Business Management For Voted - For
13 Amendments To The Rules Of Procedure Governing The
Board Of Directors Management For Voted - For
14 Amendments To The Rules Of Procedure Governing The
Supervisory Committee Management For Voted - For
15 Amendments to the Rules of Procedure Governing the
General Meeting of Shareholders Management For Voted - For
16 Amendments To The System For Independent Directors Management For Voted - For
17 Authorization to the Chairman of the Board to
Implement External Donation within Quota Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Election Of Non-Independent Director: Zhou Xiaoping Management For Voted - For
20 Election Of Non-Independent Director: Gao Guohua Management For Voted - For
21 Election Of Non-Independent Director: Xu Huiyi Management For Voted - For
22 Election Of Non-Independent Director: Yu Zhiming Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Election Of Independent Director: Ma Peilin Management For Voted - For
25 Election Of Independent Director: Han Jian Management For Voted - For
26 Election Of Independent Director: Li Xiang Management For Voted - For
27 Election Of Supervisor: Wang Shihai Management For Voted - For
Meeting Date: 13-May-22 Meeting Type: Special
1 2022 Remuneration Preplan for Directors,
Supervisors and Senior Management
Management For Voted - For
2 2022 Allowance For Independent Directors Management For Voted - For
3 Amendments To The Raised Funds Management System Management For Voted - For
4 Amendments To The Information Disclosure Management
System Management For Voted - For
947
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA EDUCATION GROUP HOLDINGS LIMITED
Security ID: G2163M103 Ticker: 0839
Meeting Date: 22-Feb-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect YU Guo Management For Voted - Against
6 Elect XIE Shaohua Management For Voted - For
7 Elect WU Kin Bing Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA MEIDONG AUTO HOLDINGS
Security ID: G21192102 Ticker: 1268
Meeting Date: 24-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LUO Liuyu Management For Voted - For
5 Elect JIP Ki Chi Management For Voted - Against
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
11 Allocation of Profits/Dividends Management For Voted - For
CHINA RUYI HOLDINGS LIMITED
Security ID: G4404N114 Ticker: 0136
Meeting Date: 30-Mar-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Issue of New Shares under Specific Mandate to Water
Lily Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Apr-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
948
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 CCT Agreement Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 13-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect David CHAU Shing Yim Management For Voted - Against
5 Elect NIE Zhixin Management For Voted - For
6 Elect CHEN Haiquan Management For Voted - For
7 Directors' fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Adoption of New Bye-Laws Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y149A3100 Ticker: 601888
Meeting Date: 14-Sep-21 Meeting Type: Special
1 Connected Transactions Regarding Entering into
Cooperation Agreements by Subsidiaries Management For Voted - For
2 Amendments to Management Measures for Information
Disclosure Management For Voted - For
3 Amendments to Management Measures for Connected
Transactions Management For Voted - For
Meeting Date: 12-Jan-22 Meeting Type: Special
1 Reappointment of 2022 Auditor Management For Voted - For
Meeting Date: 17-May-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Independent Directors' Report Management For Voted - For
4 2021 Accounts and Reports Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 2021 Profit Distribution Plan Management For Voted - For
7 Signing Financial Service Agreement with China
National Travel Service (HK) Finance Co., Ltd. Management For Voted - For
8 Amendments to Articles Management For Voted - For
949
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA YUHUA EDUCATION CORPORATION LIMITED
Security ID: G2120K109 Ticker: 6169
Meeting Date: 24-Jan-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect QIU Hongjun Management For Voted - For
5 Elect CHEN Lei Management For Voted - Against
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Security ID: Y1R84W100 Ticker: 000625
Meeting Date: 17-Sep-21 Meeting Type: Special
1 Authority to Issue Corporate Bonds Management For Voted - For
2 Repurchase and Cancellation of Some Restricted
Shares Management For Voted - For
3 By-elect YANG Xinmin as Independent Director Management For Voted - For
4 By-elect ZHOU Kaiquan as Non-independent Director Management For Voted - For
5 By-elect LIAN Jian as Non-employee Supervisor Management For Voted - Against
6 Entering into Financial Agreement with China
Ordnance Equipment Group Finance Co., Ltd. Management For Voted - Against
7 Entering into Financial Agreement with Changan
Automobile Finance Co., Ltd. Management For Voted - Against
Meeting Date: 17-Mar-22 Meeting Type: Special
1 Elect YE Wenhua Management For Voted - For
2 2022 Investment Plan Management For Voted - For
3 Launching The Bill Pool Business Management For Voted - For
4 Launching Forward Foreign Exchange Business By The
Company And Subsidiaries Management For Voted - For
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Approval of 2021 Directors' Report Management For Voted - For
2 Approval of 2021 Supervisors' Report Management For Voted - For
3 Approval of 2021 Annual Report and its Summary Management For Voted - For
4 Approval of 2021 Financial Accounts and 2022
Financial Budget Management For Voted - For
5 Allocation of 2021 Profits Management For Voted - For
6 Estimated Daily Connected Transactions in FY2022 Management For Voted - For
950
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Entering into Financial Services Agreement with
Weapon Equipment Group Finance Company Limited Management For Voted - Against
8 Entering into the Financial Services Agreement with
Changan Automobile Finance Company Limited Management For Voted - Against
9 Appointment of Auditor Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Proposal to Adjust and Change the Use of Part of
the Proceeds Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LI Keqiang Management For Voted - For
14 Elect DING Wei Management For Voted - For
15 Elect TANG Guliang Management For Voted - For
16 Elect ZHANG Ying Management For Voted - For
DONGFENG MOTOR GROUP CO.
Security ID: Y21042109 Ticker: 0489
Meeting Date: 15-Sep-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Allocation of Special Dividend Management For Voted - For
Meeting Date: 17-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Final Dividends Management For Voted - For
7 Allocation of Interim Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Directors' and Supervisors' Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
ECOVACS ROBOTICS CO LTD
Security ID: Y2234K102 Ticker: 603486
Meeting Date: 16-Nov-21 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Adoption of 2021 Employee Stock Options and
Restricted Shares Plan (Draft) and its Summary Management For Voted - For
3 Establishment of Assessment and Management Measures
for 2021 Employee Stock Options and Restricted
Shares Plan Management For Voted - For
4 Board Authorization to Handle Matters of 2021
Employee Stock Options and Restricted Shares Plan Management For Voted - For
951
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Adjustment of the Financial Derivatives Trading
Amount Management For Voted - For
Meeting Date: 13-May-22 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisory Board/ Corp Assembly Fees Management For Voted - For
9 Approval of Credit Line Management For Voted - For
10 Launching Financial Derivatives Transaction
Business by the Company and Its Controlled
Subsidiaries Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
13 Amendments to the Rules of Procedure Governing the
General Meeting of Shareholders Management For Voted - For
14 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
15 Amendments To Some Of The Company S Systems Management For Voted - For
16 Authority to Give Guarantees Management For Voted - Abstain
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect QIAN Dongqi Management For Voted - For
19 Elect David CHENG Qian Management For Voted - For
20 Elect WANG Wei Management For Voted - For
21 Elect LI Yan Management For Voted - Against
22 Elect LENG Ling Management For Voted - For
23 Elect MA Jianjun Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect REN Mingwu Management For Voted - For
26 Elect SANG Hai Management For Voted - For
27 Elect PU Jun Management For Voted - For
28 Non-Voting Agenda Item N/A N/A Non-Voting
29 Elect QIN Jie Management For Voted - For
30 Elect ZHOU Yanghua Management For Voted - For
FAW JIEFANG GROUP CO LTD
Security ID: Y24745104 Ticker: 000800
Meeting Date: 15-Sep-21 Meeting Type: Special
1 Elect BI Wenquan Management For Voted - For
2 Elect WANG Yanjun Management For Voted - Against
3 Appointment of Auditor Management For Voted - For
4 Appointment of Internal Control Auditor Management For Voted - For
952
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Amendments to Articles Management For Voted - For
Meeting Date: 14-Oct-21 Meeting Type: Special
1 Elect Wu Bilei Management For Voted - For
Meeting Date: 16-Nov-21 Meeting Type: Special
1 Connected Transactions Regarding Transferring Debts Management For Voted - For
Meeting Date: 16-Feb-22 Meeting Type: Special
1 2022 Estimated Amount Of Continuing Connected
Transactions Management For Voted - For
2 2022 Estimated Amount of Financial Business with
FAW Finance Co., Ltd. Management For Voted - For
3 Change of the Company's Registered Capital Management For Voted - For
4 Amendments of the Company's Articles of Association Management For Voted - For
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Accounts Management For Voted - For
4 2021 Profit Distribution Plan: the Detailed Profit
Distribution Plan Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 Election Of Li Hongjian As A Non-Independent
Director Management For Voted - For
FUYAO GLASS INDUSTRY GROUP COMPANY LIMITED
Security ID: Y26783103 Ticker: 3606
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Appointment of Domestic Auditor and Authority to
Set Fees Management For Voted - For
7 Appointment of Overseas Auditor and Authority to
Set Fees Management For Voted - For
8 Independent Directors' Report Management For Voted - For
9 Purchase of Liability Insurance Management For Voted - For
10 Amendments to Articles of Association Management For Voted - For
11 Amendments to the Rules of Procedure of General
Meeting Management For Voted - For
12 Amendments to the Rules of Procedure for the Board
of Directors Management For Voted - For
953
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Amendments to the Independent Directorship System Management For Voted - For
FUYAO GLASS INDUSTRY GROUP COMPANY LIMITED
Security ID: Y2680G100 Ticker: 3606
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Appointment of Domestic Auditor and Authority to
Set Fees Management For Voted - For
8 Appointment of Overseas Auditor and Authority to
Set Fees Management For Voted - For
9 Independent Directors' Report Management For Voted - For
10 Purchase of Liability Insurance Management For Voted - For
11 Amendments to Articles of Association Management For Voted - For
12 Amendments to the Rules of Procedure of General
Meeting Management For Voted - For
13 Amendments to the Rules of Procedure for the Board
of Directors Management For Voted - For
14 Amendments to the Independent Directorship System Management For Voted - For
GEELY AUTOMOBILE HOLDINGS LTD.
Security ID: G3777B103 Ticker: 0175
Meeting Date: 24-Aug-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 CEVT Acquisition Agreement Management For Voted - For
4 Haohan Energy Acquisition Agreement Management For Voted - For
5 Ningbo Viridi Subscription Agreement Management For Voted - For
6 R&D Services and Technology Licensing Agreement Management For Voted - For
7 Automobile Components Sales Agreement Management For Voted - For
8 Automobile Components Procurement Agreement Management For Voted - For
9 ZEEKR Finance Cooperation Agreement Management For Voted - For
Meeting Date: 06-Dec-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Services Agreement Management For Voted - For
4 Automobile Components Procurement Agreement Management For Voted - For
5 Volvo Finance Cooperation Agreements Management For Voted - For
6 Supplemental Master CKDs and Automobile Components
Purchase Agreement Management For Voted - For
954
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 17-Dec-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Share Purchase Agreement Management For Voted - For
Meeting Date: 25-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Lawrence ANG Siu Lun Management For Voted - For
6 Elect WANG Yang Management For Voted - For
7 Elect Jocelyn LAM Yin Shan Management For Voted - For
8 Elect GAO Jie Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
13 Amendments to Articles Management For Voted - For
GOME RETAIL HOLDING LIMITED
Security ID: G3978C124 Ticker: 0493
Meeting Date: 17-Sep-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Leasing Agreement Management For Voted - For
4 Whitewash Waiver Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Jan-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Master Merchandise Purchase Agreement Management For Voted - For
4 2022 Master Merchandise Supply Agreement Management For Voted - For
5 First 2022 Services Agreement Management For Voted - For
6 Second 2022 Services Agreement Management For Voted - For
7 First 2022 Offline Display Services Agreement Management For Voted - For
8 Second 2022 Offline Display Services Agreement Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 27-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
955
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Zhang Da Zhong Management For Voted - For
5 Elect DONG Xiao Hong Management For Voted - Against
6 Elect WANG Gao Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to Articles Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
GREAT WALL MOTOR COMPANY LIMITED
Security ID: Y28741109 Ticker: 2333
Meeting Date: 22-Jul-21 Meeting Type: Other
1 2021 Restricted Share Incentive Scheme (Draft) Management For Voted - For
2 2021 Share Option Incentive Scheme (Draft) Management For Voted - For
3 Appraisal Management Measures for Implementation of
the 2021 Restricted Share Incentive Scheme Management For Voted - For
4 Appraisal Management Measures for Implementation of
the 2021 Share Option Incentive Scheme Management For Voted - For
5 Board Authorization in Relation to the
Implementation of the 2021 Restricted Share
Incentive Scheme Management For Voted - For
6 Board Authorization in Relation to the
Implementation of the 2021 Share Option Incentive
Scheme Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-Jul-21 Meeting Type: Special
1 2021 Restricted Share Incentive Scheme (Draft) Management For Voted - For
2 2021 Share Option Incentive Scheme (Draft) Management For Voted - For
3 Appraisal Management Measures for Implementation of
the 2021 Restricted Share Incentive Scheme Management For Voted - For
4 Appraisal Management Measures for Implementation of
the 2021 Share Option Incentive Scheme Management For Voted - For
5 Board Authorization in Relation to the
Implementation of the 2021 Restricted Share
Incentive Scheme Management For Voted - For
6 Board Authorization in Relation to the
Implementation of the 2021 Share Option Incentive
Scheme Management For Voted - For
7 Amendments to Articles of Association Management For Voted - For
8 Connected Transactions under the Hong Kong Listing
Rules in connection with the 2021 Restricted Share
Incentive Scheme Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
956
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 17-Sep-21 Meeting Type: Special
1 2021 Interim Profit Distribution Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 29-Oct-21 Meeting Type: Special
1 Amendments to Articles of Association Management For Voted - For
2 Elect MA Yu Bo as Supervisor Management For Voted - For
3 Implementation Rules for the Cumulative Voting
Mechanism Management For Voted - For
Meeting Date: 18-Mar-22 Meeting Type: Special
1 Amended 2022 Ordinary Related Party Transactions
with Spotlight Automotive Management For Voted - For
2 Great Wall Binyin Deposits and other Ordinary
Related Party Transactions Management For Voted - For
3 Amendments to Procedural Rules for Meetings
of the
Board Management For Voted - For
4 2022-2024 Ordinary Related Party Transactions Management For Voted - For
5 2022-2024 Continuing Connected Transactions and
Proposed Annual Caps Management For Voted - For
6 Amendments to Articles of Association Management For Voted - For
7 Elect ZHAO Guo Qing Management For Voted - For
8 Elect LI Hong Shuan Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Apr-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Directors' Report Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Annual Report Management For Voted - For
5 Independent Directors' Report Management For Voted - For
6 Supervisors' Report Management For Voted - For
7 Business Strategy for 2022 Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Bill Pool Business for the Year 2022 Management For Voted - For
11 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
12 Authority to Repurchase A and H Shares Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Apr-22 Meeting Type: Other
1 Authority to Repurchase A and H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
957
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Jun-22 Meeting Type: Special
1 Grant of Reserved Restricted Shares to Zheng Chun
Lai Management For Voted - For
2 Grant of Reserved Restricted Shares to Zhang De Hui Management For Voted - For
3 Grant of Reserved Restricted Shares to Meng Xiang
Jun Management For Voted - For
4 Grant of Reserved Restricted Shares to Cui Kai Management For Voted - For
5 Grant of Reserved Restricted Shares to Zheng Li Peng Management For Voted - For
6 Grant of Reserved Restricted Shares to Chen Biao Management For Voted - For
7 Grant of Reserved Restricted Shares to Zhang Li Management For Voted - For
8 Grant of Reserved Restricted Shares to Wang Feng
Ying Management For Voted - For
9 Grant of Reserved Restricted Shares to Yang Zhi Juan Management For Voted - For
GREAT WALL MOTOR COMPANY LIMITED
Security ID: Y2882P106 Ticker: 2333
Meeting Date: 22-Jul-21 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Restricted Share Incentive Scheme (Draft) Management For Voted - For
3 2021 Share Option Incentive Scheme (Draft) Management For Voted - For
4 Appraisal Management Measures for Implementation of
the 2021 Restricted Share Incentive Scheme Management For Voted - For
5 Appraisal Management Measures for Implementation of
the 2021 Share Option Incentive Scheme Management For Voted - For
6 Board Authorization in Relation to the
Implementation of the 2021 Restricted Share
Incentive Scheme Management For Voted - For
7 Board Authorization in Relation to the
Implementation of the 2021 Share Option Incentive
Scheme Management For Voted - For
Meeting Date: 22-Jul-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Restricted Share Incentive Scheme (Draft) Management For Voted - For
3 2021 Share Option Incentive Scheme (Draft) Management For Voted - For
4 Appraisal Management Measures for Implementation of
the 2021 Restricted Share Incentive Scheme Management For Voted - For
5 Appraisal Management Measures for Implementation of
the 2021 Share Option Incentive Scheme Management For Voted - For
6 Board Authorization in Relation to the
Implementation of the 2021 Restricted Share
Incentive Scheme Management For Voted - For
7 Board Authorization in Relation to the
Implementation of the 2021 Share Option Incentive
Scheme Management For Voted - For
8 Amendments to Articles of Association Management For Voted - For
958
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Connected Transactions under the Hong Kong Listing
Rules in connection with the 2021 Restricted Share
Incentive Scheme Management For Voted - For
Meeting Date: 17-Sep-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Interim Profit Distribution Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 29-Oct-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles of Association Management For Voted - For
3 Elect MA Yu Bo as Supervisor Management For Voted - For
4 Implementation Rules for the Cumulative Voting
Mechanism Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 18-Mar-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amended 2022 Ordinary Related Party Transactions
with Spotlight Automotive Management For Voted - For
3 Great Wall Binyin Deposits and other Ordinary
Related Party Transactions Management For Voted - For
4 Amendments to Procedural Rules for Meetings
of the
Board Management For Voted - For
5 2022-2024 Ordinary Related Party Transactions Management For Voted - For
6 2022-2024 Continuing Connected Transactions and
Proposed Annual Caps Management For Voted - For
7 Amendments to Articles of Association Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect ZHAO Guo Qing Management For Voted - For
10 Elect LI Hong Shuan Management For Voted - For
Meeting Date: 25-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Directors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Independent Directors' Report Management For Voted - For
7 Supervisors' Report Management For Voted - For
8 Business Strategy for 2022 Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
11 Bill Pool Business for the Year 2022 Management For Voted - For
959
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
13 Authority to Repurchase A and H Shares Management For Voted - For
Meeting Date: 25-Apr-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase A and H Shares Management For Voted - For
Meeting Date: 17-Jun-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Grant of Reserved Restricted Shares to Zheng Chun
Lai Management For Voted - For
3 Grant of Reserved Restricted Shares to Zhang De Hui Management For Voted - For
4 Grant of Reserved Restricted Shares to Meng Xiang
Jun Management For Voted - For
5 Grant of Reserved Restricted Shares to Cui Kai Management For Voted - For
6 Grant of Reserved Restricted Shares to Zheng Li Peng Management For Voted - For
7 Grant of Reserved Restricted Shares to Chen Biao Management For Voted - For
8 Grant of Reserved Restricted Shares to Zhang Li Management For Voted - For
9 Grant of Reserved Restricted Shares to Wang Feng
Ying Management For Voted - For
10 Grant of Reserved Restricted Shares to Yang Zhi Juan Management For Voted - For
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Security ID: Y2882R102 Ticker: 000651
Meeting Date: 07-Jun-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Accounts and Reports Management For Voted - For
4 2021 Annual Report Management For Voted - For
5 2021 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Launching Hedging Business Of Bulk Material Futures
In 2022 Management For Voted - For
8 Launching Foreign Exchange Derivative Transactions Management For Voted - For
9 Investment in Wealth Management Products Management For Voted - For
10 Related Party Transactions Management For Voted - For
11 Launching Bill Pool Businesses Management For Voted - For
12 Authority to Issue Debt Instruments Management For Voted - For
GUANGZHOU AUTOMOBILE GROUP COMPANY LTD
Security ID: Y2R318121 Ticker: 2238
Meeting Date: 08-Oct-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
960
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect ZENG Qinghong Management For Voted - For
4 Elect FENG Xingya Management For Voted - For
5 Elect CHEN Xiaomu Management For Voted - For
6 Elect GUAN Dayuan Management For Voted - For
7 Elect DING Hongxiang Management For Voted - For
8 Elect LIU Zhijun Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect ZHAO Fuquan Management For Voted - For
11 Elect XIAO Shenfang Management For Voted - For
12 Elect WONG Hakkun Management For Voted - For
13 Elect SONG Tiebo Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect CHEN Tian Management For Voted - Against
16 Elect CAO Xiandong Management For Voted - Against
17 Elect HUANG Chen Management For Voted - Against
Meeting Date: 27-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Appointment of Internal Control Auditor Management For Voted - For
9 Utilization of Raised Proceeds for the
Replenishment of Working Capital Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Debt Financing Instruments Management For Voted - For
12 Repurchase and Cancellation of Restricted A Shares Management For Voted - For
Meeting Date: 27-May-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Repurchase and Cancellation of Restricted A Shares Management For Voted - For
HAIDILAO INTERNATIONAL HOLDING LTD
Security ID: G4290A101 Ticker: 6862
Meeting Date: 09-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect YANG Lijuan Management For Voted - For
5 Elect LI Peng Management For Voted - For
6 Elect YANG Hua Management For Voted - For
7 Elect LIU Linyi Management For Voted - For
961
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect LI Yu Management For Voted - For
9 Elect SONG Qing Management For Voted - For
10 Elect YANG Li Management For Voted - For
11 Elect MA Weihua Management For Voted - For
12 Elect WU Xiaoguang Management For Voted - For
13 Director's Fees Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Issue Repurchased Shares Management For Voted - Against
18 Amendments to Articles of Association Management For Voted - For
HAIER SMART HOME CO LTD
Security ID: Y298BN100 Ticker: 600690
Meeting Date: 15-Sep-21 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 A-share stock option incentive plan (draft) and
summary Management For Voted - For
3 Appraisal Management Measures for the
Implementation of A-share stock option Incentive
Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding A-share stock option incentive plan Management For Voted - For
Meeting Date: 15-Sep-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 A-share stock option incentive plan (draft) and
summary Management For Voted - For
3 Appraisal Management Measures for the
Implementation of A-share stock option Incentive
Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding A-share stock option incentive plan Management For Voted - For
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 To Consider And Approve 2021 Financial Statements Management For Voted - For
4 To Consider And Approve 2021 Annual Report And
Annual Report Summary Management For Voted - For
5 To Consider And Approve 2021 Report On The Work Of
The Board Of Directors Management For Voted - For
6 To Consider And Approve 2021 Report On The Work Of
The Board Of Supervisors Management For Voted - For
7 To Consider And Approve 2021 Audit Report On
Internal Control Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
962
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 to Consider and Approve Resolution on the
Re-appointment of PRC Accounting Standards Auditors Management For Voted - For
10 to Consider and Approve Resolution on the
Re-appointment of International Accounting
Standards Auditors Management For Voted - For
11 To Consider And Approve Resolution On The
Anticipated Provision Of Guarantees For Its
Subsidiaries In 2022 Management For Voted - For
12 to Consider and Approve Resolution on the Conduct
of Foreign Exchange Fund Derivatives Business Management For Voted - For
13 to Consider and Approve Resolution on the Proposed
Registration and Issuance of Debt Financing
Instruments Management For Voted - For
14 to Consider and Approve Resolution on the
Adjustment of Allowances of Directors Management For Voted - For
15 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to the Board of
Directors on Additional Issuance of A Shares of the
Company Management For Voted - For
16 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to the Board of
Directors on Additional Issuance of H Shares of the
Company Management For Voted - For
17 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to the Board of
Directors on Additional Issuance of D Shares of the
Company Management For Voted - For
18 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to Board of
Directors to Decide to Repurchase Not More Than 10%
of the Total Number of H Shares of the Company in
Issue Management For Voted - For
19 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to Board of
Directors to Decide to Repurchase Not More Than 10%
of the Total Number of D Shares of the Company in
Issue Management For Voted - For
20 Proposal on Renewing the Framework Agreement on
Product and Material Procurement Between the
Company and Haier Group
Management For Voted - For
21 Proposal on Renewing the Service Procurement
Framework Agreement Between the Company and Haier
Group
Management For Voted - For
22 Proposal on 2022 a Share Stock Option Incentive
Plan Draft and Its Summary of the Company
Management For Voted - For
23 The Appraisal Management Policy of 2022 a Share
Stock Option Incentive Plan
Management For Voted - For
24 Proposal to Request the General Meeting of
Shareholders to Fully Authorize the Board of
Directors and the Persons Authorize by Board of
963
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Directors to Handle Matters in Relation to 2022 a
Share Stock Option Incentive Plan Management For Voted - For
25 to Consider and Approve Resolution on Amendments to
the Articles of Association of the Company Management For Voted - For
26 to Consider and Approve Resolution on Amendments to
the Rules of Procedure for the General Meeting Management For Voted - For
27 to Consider and Approve Resolution on Amendments to
the Rules of Procedure for the Board of Directors Management For Voted - For
28 to Consider and Approve Resolution on Amendments to
the Rules of Procedure for the Board of Supervisors Management For Voted - For
29 To Consider And Approve Resolution On Amendments To
The Investment Management System Management For Voted - For
30 to Consider and Approve Resolution on Amendments to
Regulations on the Management of Fund Raising Management For Voted - For
31 to Consider and Approve Resolution on Amendments to
Fair Decision-making System for Related Party
Transactions Management For Voted - For
32 to Consider and Approve Resolution on Amendments to
Independent Directors System Management For Voted - For
33 to Consider and Approve Resolution on Amendments to
Management System of External Guarantee Management For Voted - For
34 to Consider and Approve Resolution on Amendments to
Management System of Foreign Exchange Derivative
Trading Business Management For Voted - For
35 to Consider and Approve Resolution on Amendments to
Management System of Entrusted Wealth Management Management For Voted - For
36 Non-Voting Agenda Item N/A N/A Non-Voting
37 Elect LI Huagang Management For Voted - For
38 Elect SHAO Xinzhi Management For Voted - For
39 Elect GONG Wei Management For Voted - For
40 Elect YU Handu Management For Voted - For
41 Elect LI Jinfen Management For Voted - For
42 Non-Voting Agenda Item N/A N/A Non-Voting
43 Elect QIAN Daqun Management For Voted - For
44 Elect WANG Keqin Management For Voted - For
45 Elect LI Shipeng Management For Voted - For
46 Elect WU Qi Management For Voted - For
47 Non-Voting Agenda Item N/A N/A Non-Voting
48 Elect LIU Dalin Management For Voted - For
49 Elect MA Yingjie Management For Voted - Against
Meeting Date: 28-Jun-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Board Authorization to Decide on the Repurchase of
Not More Than 10% of the Total Number of Issued H
Shares of the Company Management For Voted - For
4 Board Authorization to Decide on the Repurchase of
Up to 10% of the Total Number of Issued D Shares of
the Company Management For Voted - For
964
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 A-share Stock Option Incentive Plan (draft)
and Its Summary Management For Voted - For
6 Appraisal Management Measures for 2022 A-share
Stock Option Incentive Plan Management For Voted - For
7 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding 2022 A-share
Stock Option Incentive Plan Management For Voted - For
HAIER SMART HOME CO LTD
Security ID: Y716ED100 Ticker: 600690
Meeting Date: 15-Sep-21 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 A-share stock option incentive plan (draft) and
summary Management For Voted - For
3 Appraisal Management Measures for the
Implementation of A-share stock option Incentive
Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding A-share stock option incentive plan Management For Voted - For
Meeting Date: 15-Sep-21 Meeting Type: Special
1 A-share stock option incentive plan (draft) and
summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of A-share stock option Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding A-share stock option incentive plan Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 to Consider and Approve 2021 Financial Statements Management For Voted - For
4 to Consider and Approve 2021 Annual Report and
Annual Report Summary Management For Voted - For
5 to Consider and Approve 2021 Report on the Work of
the Board of Directors Management For Voted - For
6 to Consider and Approve 2021 Report on the Work of
the Board of Supervisors Management For Voted - For
7 to Consider and Approve 2021 Audit Report on
Internal Control Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 to Consider and Approve Resolution on the
Re-appointment of PRC Accounting Standards Auditors Management For Voted - For
965
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 to Consider and Approve Resolution on the
Re-appointment of International Accounting
Standards Auditors Management For Voted - For
11 to Consider and Approve Resolution on the
Anticipated Provision of Guarantees for Its
Subsidiaries in 2022 Management For Voted - For
12 to Consider and Approve Resolution on the Conduct
of Foreign Exchange Fund Derivatives Business Management For Voted - For
13 to Consider and Approve Resolution on the Proposed
Registration and Issuance of Debt Financing
Instruments Management For Voted - For
14 to Consider and Approve Resolution on the
Adjustment of Allowances of Directors Management For Voted - For
15 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to the Board of
Directors on Additional Issuance of A Shares of the
Company Management For Voted - For
16 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to the Board of
Directors on Additional Issuance of H Shares of the
Company Management For Voted - For
17 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to the Board of
Directors on Additional Issuance of D Shares of the
Company Management For Voted - For
18 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to Board of
Directors to Decide to Repurchase Not More Than 10%
of the Total Number of H Shares of the Company in
Issue Management For Voted - For
19 Consider and Approve Resolution on the General
Meeting to Grant a General Mandate to Board of
Directors to Decide to Repurchase Not More Than 10%
of the Total Number of D Shares of the Company in
Issue Management For Voted - For
20 Proposal on Renewing the Framework Agreement on
Product and Material Procurement Between the
Company and Haier Group
Management For Voted - For
21 Proposal on Renewing the Service Procurement
Framework Agreement Between the Company and Haier
Group
Management For Voted - For
22 Proposal on 2022 a Share Stock Option Incentive
Plan Draft and Its Summary of the Company
Management For Voted - For
23 The Appraisal Management Policy of 2022 a Share
Stock Option Incentive Plan
Management For Voted - For
24 Proposal to Request the General Meeting of
Shareholders to Fully Authorize the Board of
Directors and the Persons Authorize by Board of
Directors to Handle Matters in Relation to 2022 a
Share Stock Option Incentive Plan Management For Voted - For
966
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 to Consider and Approve Resolution on Amendments to
the Articles of Association of the Company Management For Voted - For
26 to Consider and Approve Resolution on Amendments to
the Rules of Procedure for the General Meeting Management For Voted - For
27 to Consider and Approve Resolution on Amendments to
the Rules of Procedure for the Board of Directors Management For Voted - For
28 to Consider and Approve Resolution on Amendments to
the Rules of Procedure for the Board of Supervisors Management For Voted - For
29 to Consider and Approve Resolution on Amendments to
the Investment Management System Management For Voted - For
30 to Consider and Approve Resolution on Amendments to
Regulations on the Management of Fund Raising Management For Voted - For
31 to Consider and Approve Resolution on Amendments to
Fair Decision-making System for Related Party
Transactions Management For Voted - For
32 to Consider and Approve Resolution on Amendments to
Independent Directors System Management For Voted - For
33 to Consider and Approve Resolution on Amendments to
Management System of External Guarantee Management For Voted - For
34 to Consider and Approve Resolution on Amendments to
Management System of Foreign Exchange Derivative
Trading Business Management For Voted - For
35 to Consider and Approve Resolution on Amendments to
Management System of Entrusted Wealth Management Management For Voted - For
36 Non-Voting Agenda Item N/A N/A Non-Voting
37 Elect LI Huagang Management For Voted - For
38 Elect SHAO Xinzhi Management For Voted - For
39 Elect GONG Wei Management For Voted - For
40 Elect YU Handu Management For Voted - For
41 Elect LI Jinfen Management For Voted - For
42 Non-Voting Agenda Item N/A N/A Non-Voting
43 Elect QIAN Daqun Management For Voted - For
44 Elect WANG Keqin Management For Voted - For
45 Elect LI Shipeng Management For Voted - For
46 Elect WU Qi Management For Voted - For
47 Non-Voting Agenda Item N/A N/A Non-Voting
48 Elect LIU Dalin Management For Voted - For
49 Elect MA Yingjie Management For Voted - Against
Meeting Date: 28-Jun-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Authorization to Decide on the Repurchase of
Not More Than 10% of the Total Number of Issued H
Shares of the Company Management For Voted - For
3 Board Authorization to Decide on the Repurchase of
Up to 10% of the Total Number of Issued D Shares of
the Company Management For Voted - For
4 2022 A-share Stock Option Incentive Plan (draft)
and Its Summary Management For Voted - For
5 Appraisal Management Measures For 2022 A-Share
Stock Option Incentive Plan Management For Voted - For
967
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding 2022 A-share
Stock Option Incentive Plan Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
HANGZHOU GREAT STAR INDUSTRIAL CO. LTD
Security ID: Y3037V105 Ticker: 002444
Meeting Date: 08-Sep-21 Meeting Type: Special
1 Amendments to Articles of Association Management For Voted - For
Meeting Date: 20-Dec-21 Meeting Type: Special
1 Expansion of the Company's Business Scope and
Amendments to the Company's Articles of Association Management For Voted - For
2 Provision of Guarantee for a Wholly-owned
Subsidiary
Management For Voted - For
3 Connected Transaction Regarding Accepting Financial
Aid from De Facto Controller and Its Concert Party Management For Voted - For
Meeting Date: 09-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2022 Remuneration Plan For Directors Management For Voted - For
5 2022 Remuneration Plan For Supervisors Management For Voted - For
6 Adjustment Of Allowance For Independent Directors Management For Voted - For
7 2021 Annual Accounts Management For Voted - For
8 2021 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
9 Application For Bank Credit Line Management For Voted - For
10 Reappointment Of 2022 Audit Firm Management For Voted - For
11 Launching Foreign Exchange Derivatives Transactions
In 2022 Management For Voted - For
12 Additional Financial Aid Quota To A Controlled
Subsidiary Management For Voted - For
13 Entrusted Wealth Management with Idle Proprietary
Fund Management For Voted - For
14 Provision Of Guarantee For Prime-Line Products
Company Management For Voted - For
15 Provision Of Guarantee For Shop-Vac Usa,Llc Management For Voted - For
16 Extension Of Guarantee Period For A Wholly-Owned
Subsidiary Management For Voted - For
17 By-Election Of Shareholder Supervisors Management For Voted - Against
968
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
HANGZHOU ROBAM APPLIANCES CO., LTD.
Security ID: Y3041Z100 Ticker: 002508
Meeting Date: 23-Aug-21 Meeting Type: Special
1 Amendments to Articles of Association Management For Voted - For
Meeting Date: 21-Apr-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of The 2022 Stock Option Incentive
Plan Management For Voted - For
3 Authorization To The Board To Handle Matters
Regarding The Equity Incentive Management For Voted - For
4 Amendments To The Company S Articles Of Association Management For Voted - For
Meeting Date: 06-Jun-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Accounts Management For Voted - For
4 2022 Financial Budget Report Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 2021 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny5.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
7 Investment And Wealth Management With Idle
Proprietary Funds Management For Voted - For
8 2022 Application For Comprehensive Credit Line To
Banks Management For Voted - For
9 Reappointment Of 2022 Audit Firm Management For Voted - For
HENGTEN NETWORKS GROUP LIMITED
Security ID: G4404N114 Ticker: 0136
Meeting Date: 10-Jan-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Change of Name Management For Voted - For
4 Amendments to Bye-Laws Management For Voted - For
5 Elect KE Liming Management For Voted - Against
6 Elect CHEN Xi Management For Voted - For
7 Elect ZHANG Qiang Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
969
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
HUAYU AUTOMOTIVE SYSTEMS COMPANY LIMITED
Security ID: Y3750U102 Ticker: 600741
Meeting Date: 23-May-22 Meeting Type: Annual
1 Approval of FY2021 Directors' Report Management For Voted - For
2 Approval of FY2021 Supervisors' Report Management For Voted - For
3 Approval of FY2021 Independent Directors' Report Management For Voted - For
4 FY2021 Financial Accounts and Reports Management For Voted - For
5 FY2021 Allocation of Profits/Dividends Management For Voted - For
6 Approval of FY2021 Annual Report and Its Summary Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Proposal to Provide Entrusted Loans to A Subsidiary Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Appointment of Internal Control Auditor Management For Voted - For
11 Amendments to Articles (Bundled) Management For Voted - For
12 Amendments to Procedural Rules: Shareholder Meeting Management For Voted - For
13 Amendments to Procedural Rules: Board Meetings Management For Voted - For
14 Elect SHI Wenhua Management For Voted - Against
HUAZHU GROUP LIMITED
Security ID: 44332N106 Ticker: HTHT
Meeting Date: 24-Jun-22 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
2 Company Name Change Management For Voted - For
3 Amended and Restated Articles of Association Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
HUIZHOU DESAY SV AUTOMOTIVE CO. LTD.
Security ID: Y374EM108 Ticker: 002920
Meeting Date: 08-Sep-21 Meeting Type: Special
1 Permanently Reallocate Raised Funds from a Settled
Project Financed with Raised Funds Management For Voted - For
Meeting Date: 22-Nov-21 Meeting Type: Special
1 2021 Restricted Stock Incentive Plan (draft) and
Its Summary
Management For Voted - For
2 Management Measures for the 2021 Restricted Stock
Incentive Plan
Management For Voted - For
3 Appraisal Management Measures for the
Implementation of 2021 Restricted Stock Incentive
Plan
Management For Voted - For
970
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Authorization to the Board to Handle Matters
Regarding the 2021 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 14-Jan-22 Meeting Type: Special
1 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
2 2022 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 16-Feb-22 Meeting Type: Special
1 2022 Estimated External Guarantee Quota Management For Voted - For
Meeting Date: 11-May-22 Meeting Type: Annual
1 2021 Annual Report And Its Summary Management For Voted - For
2 2021 Accounts and Reports Management For Voted - For
3 2021 Directors' Report Management For Voted - For
4 2021 Supervisors' Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Directors' and Supervisors' Remuneration Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Amendments to Procedural Rules for Board Meetings Management For Voted - For
11 Amendments to Work System for Independent Directors Management For Voted - For
12 Amendments to Management System for External
Guarantees Management For Voted - For
13 Amendments to Management System for External
Investments Management For Voted - For
14 Amendments to Work System for Preventing Fund
Occupation by Controlling Shareholder and Related
Parties Management For Voted - For
15 Amendments to Implementation Rules for Online
Voting at Shareholder Meetings Management For Voted - For
16 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
17 Amendments to Management System for Related Party
Transactions Management For Voted - For
18 Amendments to Procedural Rules for Supervisory
Board Meetings Management For Voted - For
19 Amendments to Management System for Raised Funds Management For Voted - For
JASON FURNITURE (HANGZHOU) CO LTD.
Security ID: Y4255J105 Ticker: 603816
Meeting Date: 15-Sep-21 Meeting Type: Special
1 Launching the Assets Pool Business
Management For Voted - For
2 Elect JIN Darong Management Against Voted - Against
971
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 12-Nov-21 Meeting Type: Special
1 Adjustment Of The Performance Commitments On
Controlled Subsidiaries Management For Voted - For
Meeting Date: 16-May-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Accounts and Reports Management For Voted - For
4 2022 Financial Budget Plan Management For Voted - For
5 Launching Forward Foreign Exchange Settlement And
Sale Business Management For Voted - For
6 Approval of Line of Credit and Loan Quota Management For Voted - For
7 Authority to Give Guarantees for Subsidiaries and
Sub-subsidiaries Management For Voted - For
8 Cash Management with Idle Property Funds Management For Voted - For
9 Launching the Asset Pool Business Management For Voted - For
10 2021 Annual Report And Its Summary Management For Voted - For
11 2021 Profit Distribution Plan Management For Voted - For
12 Reappointment of 2022 Auditor Management For Voted - For
13 2021 Related Party Transactions and Estimated 2022
Related Party Transactions Management For Voted - For
JD HEALTH INTERNATIONAL INC.
Security ID: G5074A100 Ticker: 6618
Meeting Date: 08-Oct-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 JD Sales Framework Agreement and Revised Annual Caps Management For Voted - For
4 Marketing Services Framework Agreement and Revised
Annual Caps Management For Voted - For
5 Promotion Services Framework Agreement and Revised
Annual Caps Management For Voted - For
6 Elect ENLIN Jin Management For Voted - For
Meeting Date: 21-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect YI Qingqing Management For Voted - For
5 Elect CHEN Xingyao Management For Voted - Against
6 Elect LING Li Management For Voted - For
7 Elect WU Ying Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
972
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Authority to Issue Repurchased Shares Management For Voted - Against
JIUMAOJIU INTERNATIONAL HOLDINGS LIMITED
Security ID: G5141L105 Ticker: 9922
Meeting Date: 02-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LI Zhuoguang Management For Voted - Against
6 Elect CUI Longyu Management For Voted - For
7 Elect DENG Tao Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - For
JOYOUNG COMPANY LIMITED
Security ID: Y4466H104 Ticker: 002242
Meeting Date: 19-Nov-21 Meeting Type: Special
1 Adjustment of 2021 Connected Transactions Amount Management For Voted - For
2 Repurchase and Cancellation of Some Restricted
Shares Management For Voted - For
3 Reduce the Company's Registered Capital Management For Voted - For
4 Amendments to Articles I Management For Voted - For
5 Purpose and Use of Shares Management For Voted - For
6 Method Management For Voted - For
7 Types, Size and Ratio Management For Voted - For
8 Repurchase Fund Amount and Source of Funds Management For Voted - For
9 Repurchase Price, Price Range and Pricing Principle Management For Voted - For
10 Implementation Period Management For Voted - For
11 Validity of the Resolution Management For Voted - For
12 Board Authorization to Handle Matters of the Share
Repurchasing from Public Shareholders Management For Voted - For
13 Amendments to Articles II Management For Voted - For
LI AUTO INC
Security ID: 50202M102 Ticker: 2015
Meeting Date: 16-Nov-21 Meeting Type: Special
1 Amendments to Articles of Association Management For Voted - For
2 Amendments to Articles of Association Management For Voted - For
973
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Amendments to Articles of Association Management For Voted - For
4 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
5 Authority to Repurchase Shares Management For Voted - For
6 Authority to issue Repurchased Shares Management For Voted - Against
Meeting Date: 17-May-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect FAN Zheng Management For Voted - For
3 Elect ZHAO Hongqiang Management For Voted - For
4 Elect JIANG Zhenyu Management For Voted - Against
5 Elect XIAO Xing Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
LI NING COMPANY LIMITED
Security ID: G5496K124 Ticker: 2331
Meeting Date: 15-Jun-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect KOSAKA Takeshi Management For Voted - For
6 Elect Louis KOO Fook Sun Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
LIAONING CHENGDA CO., LTD.
Security ID: Y5279J104 Ticker: 600739
Meeting Date: 18-Aug-21 Meeting Type: Special
1 Elect SHANG Shuzhi Management For Voted - For
2 Elect GE Yu Management For Voted - For
3 Elect HE Yingnan Management For Voted - For
4 Elect ZHANG Shanwei Management For Voted - For
5 Elect XU Biao Management For Voted - For
6 Elect QU Dongbo Management For Voted - For
7 Elect XIE Deren Management For Voted - For
8 Elect FENG Ke Management For Voted - For
9 Elect LIU Jihu Management For Voted - For
10 Elect YU Zhanyang Management For Voted - Against
974
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect LI Yuehu Management For Voted - For
Meeting Date: 08-Nov-21 Meeting Type: Special
1 Public Issuance Of Corporate Bonds To Qualified
Investors Management For Voted - For
2 Full Authorization to the Board or the Chairman of
the Board to Handle Matters Regarding the Issuance
of Corporate Bonds Management For Voted - For
MEITUAN DIANPING
Security ID: G59669104 Ticker: 3690
Meeting Date: 18-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WANG Xing Management For Voted - For
5 Elect MU Rongjun Management For Voted - Against
6 Elect Harry SHUM Heung Yeung Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Share Management For Voted - Against
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
MIANYANG FULIN PRECISION MACHINING CO LTD.
Security ID: Y5969H103 Ticker: 300432
Meeting Date: 30-Dec-21 Meeting Type: Special
1 Elect HU Guoying as Non-employee Representative
Shareholder Management For Voted - Against
Meeting Date: 18-May-22 Meeting Type: Annual
1 2021 Annual Report And Its Summary Management For Voted - For
2 2021 Work Report Of The Board Of Directors Management For Voted - For
3 2021 Work Report Of The Supervisory Committee Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Special Report on Fund Occupation for
Non-operational Purposes and Capital Transfer with
Other Related Parties Management For Voted - For
7 Appointment Of 2022 Audit Firm Management For Voted - For
8 2022 Remuneration for Non-independent Directors,
Supervisors and Senior Management Management For Voted - For
9 2022 Allowance And Expenditure For Independent
Directors Management For Voted - For
10 2022 Estimated Continuing Connected Transactions Management For Voted - For
975
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Application For The Bank Comprehensive Credit Line
And Provision Of Guarantee Management For Voted - For
12 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
MIDEA GROUP COMPANY LIMITED
Security ID: Y6S40V103 Ticker: 000333
Meeting Date: 17-Sep-21 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect FANG Hongbo Management For Voted - For
3 Elect YIN Bitong Management For Voted - For
4 Elect Gu Yanmin Management For Voted - For
5 Elect Wang Jianguo Management For Voted - For
6 Elect HE Jianfeng Management For Voted - For
7 Elect YU Gang Management For Voted - For
8 Elect XUE Yunkui Management For Voted - For
9 Elect GUAN Qingyou Management For Voted - For
10 Elect HAN Jian Management For Voted - For
11 Elect DONG Wentao Management For Voted - For
12 Elect ZHAO Jun Management For Voted - Against
13 Remuneration Standards of Independent Directors and
Outside Directors Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
MINTH GROUP LIMITED
Security ID: G6145U109 Ticker: 0425
Meeting Date: 13-Apr-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Extension of the Validity Period of the Specific
Mandate for the RMB Share Issue Management For Voted - For
4 Extension of the Validity Period of the
Authorization Granted to the Board in Relation to
the Specific Mandate Management For Voted - For
Meeting Date: 31-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHIN Chien Ya Management For Voted - For
6 Appoint YE Guo Qiang Management For Voted - For
7 Service Contract with YE Guo Qiang Management For Voted - For
8 Service Contract with WANG Ching Management For Voted - Against
9 Service Contract with WU Tak Lung Management For Voted - Against
976
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Service Contract with CHEN Quan Shi Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Adoption of New Share Option Scheme Management For Voted - Against
NAVINFO COMPANY LIMITED
Security ID: Y62121101 Ticker: 002405
Meeting Date: 23-Jul-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Connected Transaction Regarding a Partnership
Equity Transaction with Shenzhen Hongta Asset
Management Co., Ltd. Management For Voted - For
3 Approval of the Extension of an Entrusted Loan for
a Controlling Subsidiary Management For Voted - For
4 Adoption of 2021 Restricted Shares Incentive Plan
(Draft) and its Summary Management For Voted - For
5 Establishment of the Management Measures of the
2021 Restricted Shares Incentive Plan Management For Voted - For
6 Board Authorization to Implement the 2021
Restricted Shares Incentive Plan and Relevant
Matters Management For Voted - For
7 Amendments to Registered Capital and Articles of
Association Management For Voted - For
Meeting Date: 18-Oct-21 Meeting Type: Special
1 By-Elect WANG Xiaochuan as Independent Director Management For Voted - For
2 Additional 2021 Continuing Connected Transactions Management For Voted - For
NINGBO JOYSON ELECTRONIC CORP.
Security ID: Y5278D108 Ticker: 600699
Meeting Date: 03-Sep-21 Meeting Type: Special
1 Authority to Give Guarantees to Subsidiaries by the
Company and Subsidiaries Management For Voted - For
2 Authority for Line of Credit Management For Voted - For
3 by-elect WEI Xuezhe Management For Voted - For
Meeting Date: 01-Nov-21 Meeting Type: Special
1 Adoption of 2021 Employee Stock Ownership Plan
(Draft) and its Summary Management For Voted - Against
2 Establishment of the Management Measures for 2021
Employee Stock Ownership Plan Management For Voted - Against
977
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Board Authorization to Handle Matters of 2021
Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 21-Mar-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect LIU Yuan Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Annual Report And Its Summary Management For Voted - For
3 2021 Work Report Of The Supervisory Committee Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 2021 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 2022 Estimated Continuing Connected Transactions Management For Voted - For
7 Issuance of Super and Short-term Commercial Papers,
Short-term Commercial Papers and Medium-term Notes Management For Voted - For
8 Full Authorization to the Board to Handle the
Application for Comprehensive Credit Line by the
Company and Its Subsidiaries to Relevant Financial
Institutions Management For Voted - For
9 Reappointment Of Audit Firm Management For Voted - For
10 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
11 Amendments To The Company S Articles Of Association
And Its Appendix Management For Voted - For
12 Formulation Of And Amendments To The Company S
Governance Systems Management For Voted - For
13 Addition Of The Implementing Parties Of Projects
Financed With Raised Funds Management For Voted - For
Meeting Date: 31-May-22 Meeting Type: Special
1 Company's Eligibility for Non-public A-share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Purpose of the Raised Funds Management For Voted - Against
8 Lockup Period Management For Voted - Against
9 Listing Place Management For Voted - Against
978
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Arrangement for the Accumulated Retained Profits
Before the Share Offering Management For Voted - Against
11 Valid Period of This Issuance Resolution Management For Voted - Against
12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against
14 Report On Use Of Previously Raised Funds Management For Voted - For
15 Diluted Immediate Return After the Non-public
A-share Offering, Filling Measures and Commitments
of Relevant Parties Management For Voted - Against
16 Connected Transactions Involved in the Conditional
Agreement on Subscription for the Non-publicly
Offered Shares to Be Signed Management For Voted - Against
17 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Non-public
Share Offering Management For Voted - Against
18 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
19 Exemption of a Company from the Tender Offer
Obligation to Increase Shareholding in the Company Management For Voted - For
NINGBO TUOPU GROUP CO.LTD.
Security ID: Y62990109 Ticker: 601689
Meeting Date: 06-Dec-21 Meeting Type: Special
1 Authorization of Legal Formalities Management For Voted - For
2 Type Management For Voted - For
3 Volume Management For Voted - For
4 Par Value and PRice Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate Management For Voted - For
7 Time Limit and Method for Repayment Management For Voted - For
8 Guarantee Matters Management For Voted - For
9 Conversion Period Management For Voted - For
10 Determination and Adjustment of Conversion Price Management For Voted - For
11 Downward Adjustment of Conversion Price Management For Voted - For
12 Determining Method for Number of Converted Shares Management For Voted - For
13 Redemption Clauses Management For Voted - For
14 Resale Clauses Management For Voted - For
15 Attribution of Related Dividends for Conversion Management For Voted - For
16 Issuing Targets and Method Management For Voted - For
17 Arrangement for Placement to Existing Shareholders Management For Voted - For
18 Matters Regarding Meeting of Bondholders Management For Voted - For
19 Purpose of Raised Funds Management For Voted - For
20 Raised Funds Deposit Account Management For Voted - For
21 Plan for Public Issuance of Convertible Corporate
Bonds Management For Voted - For
22 Validity Period Management For Voted - For
23 Preplan for Public Issuance Management For Voted - For
24 Feasibility Analysis Report on Use of Raised Funds Management For Voted - For
979
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Diluted Immediate Returns After Public Issuance Management For Voted - For
26 Constitution of Procedural Rules:Rules Governing
Bondholder Meeting for Convertible Bond Issuance Management For Voted - For
27 Report on Previously Raised Funds Management For Voted - For
28 Ratification of Board Acts Management For Voted - For
Meeting Date: 10-Feb-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
3 Elect WANG Weiwei Management For Voted - For
Meeting Date: 19-May-22 Meeting Type: Annual
1 Approval of 2021 Directors' Report Management For Voted - For
2 Approval of 2021 Supervisors' Report Management For Voted - For
3 Approval of 2021 Independent Directors' Report Management For Voted - For
4 Approval of 2021 Accounts and Reports Management For Voted - For
5 Approval of Line of Credit Management For Voted - For
6 Proposal to Conduct Bill Pool Business in FY 2022 Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Allocation of 2021 Profits Management For Voted - For
9 Approval of 2021 Annual Report and its Summary Management For Voted - For
10 Proposal on the Confirmation of Connected
Transactions for Fiscal Year 2021 Management For Voted - For
11 Proposal on the Forecast of Daily Connected
Transactions for 2022 Management For Voted - For
12 Proposal to Use Part of the Temporarily Idle Fund
Raising to Entrust Financial Management Management For Voted - For
13 Proposal to Use Part of the Temporarily Idle
Proceeds to Replenish Working Capital Management For Voted - For
14 Proposal on the Development of Sale and Leaseback
Business of Financial Leasing Management For Voted - For
15 Amendments to Procedural Rules: General Meetings of
Shareholders Management For Voted - For
16 Amendments to Procedural Rules: Fund Raising
Management System Management For Voted - For
Meeting Date: 20-Jun-22 Meeting Type: Special
1 Approve Change in Raised Funds Investment Projects Management For Voted - For
2 Approve Adjustment on Implementation Progress of
Raised Funds Investment Projects Management For Voted - For
OPPEIN HOME GROUP INC
Security ID: Y6440T104 Ticker: 603833
Meeting Date: 16-Nov-21 Meeting Type: Special
1 Change of the Company's Registered Capital Management For Voted - For
980
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Amendments to Articles Management For Voted - For
3 Types Management For Voted - For
4 Issuance Size Management For Voted - For
5 Nominal Value and Issuance Price Management For Voted - For
6 Maturity Management For Voted - For
7 Interest Rates Management For Voted - For
8 Interest Payment Period and Method Management For Voted - For
9 Conversion Period Management For Voted - For
10 Confirmation and Adjustment of the Conversion Price Management For Voted - For
11 Downward Adjustment Clause for Conversion Price Management For Voted - For
12 Confirmation of Conversion Shares Amount Management For Voted - For
13 Redemption Clause Management For Voted - For
14 Re-Sale Clause Management For Voted - For
15 Distribution Arrangements for Accumulated Profits Management For Voted - For
16 Issuance Method and Target Management For Voted - For
17 Allotment Arrangement Management For Voted - For
18 Matters of the Bondholders Meetings Management For Voted - For
19 Use of Proceeds Management For Voted - For
20 Depositary of the Raised Funds Management For Voted - For
21 Guarantees Management For Voted - For
22 Validity of the Resolution Management For Voted - For
23 Eligibility for the Company's Issuance of
Convertible Corporate Bonds Management For Voted - For
24 Preliminary Plan for the Company's Issuance of
Convertible Corporate Bonds Management For Voted - For
25 Feasibility Report on Use of Proceeds Management For Voted - For
26 Establishment of the Procedural Rules for
Convertible Corporate Bondholders Meetings Management For Voted - For
27 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
28 Board Authorization to Handle Matters of the
Company's Issuance of Convertible Corporate Bonds Management For Voted - For
29 Shareholder Returns Plan for Next Three Years
(2021-2023) Management For Voted - For
30 Indemnification Arrangements for Diluted Current
Earnings Management For Voted - For
Meeting Date: 16-Feb-22 Meeting Type: Special
1 Adjustment of the Application for Comprehensive
Credit Line to Banks By the Company and Its
Controlled Subsidiaries From 2021 to 2022 Management For Voted - For
2 The First Phase Excellence Employee Stock Ownership
Plan (Draft) and Its Summary Management For Voted - Against
3 Management Measures for the First Phase Excellence
Employee Stock Ownership Plan Management For Voted - Against
4 Authorization to the Board to Handle Matters
Regarding the First Phase Excellence Employee Stock
Ownership Plan Management For Voted - Against
Meeting Date: 27-May-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
981
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2021 Annual Accounts Management For Voted - For
5 2022 Financial Budget Report Management For Voted - For
6 2021 Profit Distribution Plan Management For Voted - For
7 Determination of External Guarantee Quota of the
Company and Its Controlled Subsidiaries Management For Voted - For
8 2021 Remuneration for YAO Liangsong Management For Voted - For
9 2021 Remuneration for TAN Qinxing Management For Voted - For
10 2021 Remuneration for YAO Liangbai Management For Voted - For
11 Reappointment Of 2022 Audit Firm Management For Voted - For
PINDUODUO INC.
Security ID: 722304102 Ticker: PDD
Meeting Date: 25-Jul-21 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - For
4 Elect Qi Lu Management For Voted - For
5 Elect Nanpeng Shen Management For Voted - For
6 Elect George Yong-Boon Yeo Management For Voted - Against
Meeting Date: 29-Sep-21 Meeting Type: Special
1 Approval Of The 10 Billion Agriculture Initiative Management For Voted - For
PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED
Security ID: G71139102 Ticker: 1833
Meeting Date: 28-Apr-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect TAN Sin Yin Management For Voted - Against
5 Elect LIN Lijun Management For Voted - For
6 Elect PAN Zhongwu Management For Voted - For
7 Elect ZHU Ziyang Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
982
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
SAIC MOTOR CORPORATION LIMITED
Security ID: Y7443N102 Ticker: 600104
Meeting Date: 20-May-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Independent Directors' Report Management For Voted - For
4 Complete Previous Projects and Replenish Working
Capital with Remaining Funds Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2021 Accounts and Reports Management For Voted - For
7 2021 Annual Report Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Appointment of Internal Control Auditor Management For Voted - For
10 Related Party Transactions Management For Voted - For
11 Guarantee to Guangzhou Port Haijia Automobile
Terminal Co., Ltd. Management For Voted - For
12 Guarantee by SAIC MAXUS Automobile Co., Ltd. for
Its Vehicle Sales Business Management For Voted - For
13 Guarantee by Nanjing Yiweike Automobile Co., Ltd.
for Its Vehicle Sales Business Management For Voted - For
14 Guarantee by SAIC Hongyan Automobile Co., Ltd. for
Its Vehicle Sales Business Management For Voted - For
15 Provision of Entrusted Loan Management For Voted - For
16 2022 External Donations Management For Voted - For
17 By-elect SUN Zheng as Independent Director Management For Voted - Against
18 The Spin-off of Subsidiary on SSE STAR Market is in
Compliance with Relevant Laws and Regulations Management For Voted - For
19 Plan for Spin-off of Subsidiary on SSE STAR Market Management For Voted - For
20 Preliminary Plan for Spin-off of Subsidiary on SSE
STAR Market Management For Voted - For
21 Report on the Spin-off of Subsidiary is in
Compliance with the Rules for Spin-off of Listed
Companies Management For Voted - For
22 The Spin-off Will Safeguard the Legitimate Rights
and Interests of Shareholders and Creditors Management For Voted - For
23 Maintaining Independence and Continuous Operation
Ability After the Spin-off Management For Voted - For
24 The Subsidiary Has Standard Operation Ability after
the Spin-off Management For Voted - For
25 Completeness and Compliance of Implementation of
Legal Proceedings of the Transactions and Validity
of the Submitted Legal Documents Regarding the
Spin-off Management For Voted - For
26 Background, Purpose, Commercial Rationality,
Necessity and Feasibility Analysis of the Spin-off Management For Voted - For
27 Authorization of Board to Handle All Related Matter
regarding the Spin-off Management For Voted - For
983
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
SAILUN GROUP CO LTD
Security ID: Y74184105 Ticker: 601058
Meeting Date: 05-Aug-21 Meeting Type: Special
1 Elect LI Jiqing as non-independent director Management For Voted - For
Meeting Date: 08-Feb-22 Meeting Type: Special
1 The Company's Eligibility for Public Issuance of
Convertible Corporate Bonds Management For Voted - For
2 Type of Securities to Be Issued Management For Voted - For
3 Issuing Scale Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate of the Bond Management For Voted - For
7 Interest Payment Management For Voted - For
8 Conversion Period Management For Voted - For
9 Determination and Adjustment to the Conversion Price Management For Voted - For
10 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
11 Determining Method for the Number of Converted
Shares and Treatment Method in Case the Remaining
Convertible Bonds Cannot Be Converted into One
Common Share when Conversion Happens Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Profit Distribution After the Conversion Management For Voted - For
15 Issuing Targets and Method Management For Voted - For
16 Arrangement for Placement to Existing Shareholders Management For Voted - For
17 Matters Regarding the Meetings of Bondholders Management For Voted - For
18 Purpose of the Raised Funds Management For Voted - For
19 Guarantee Matters Management For Voted - For
20 Management and Deposit of Raised Funds Management For Voted - For
21 The Valid Period of This Issuance Resolution Management For Voted - For
22 Preplan For Public Issuance Of Convertible
Corporate Bonds Management For Voted - For
23 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Public Issuance of Convertible
Corporate Bonds Management For Voted - For
24 Report On The Use Of Previously Raised Funds Management For Voted - For
25 Diluted Immediate Return After the Public Issuance
of Convertible Corporate Bonds and Filling
Measures, and Commitments of Relevant Parties Management For Voted - For
26 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
27 Formulation Of The Shareholder Return Plan From
2022 To 2024 Management For Voted - For
28 Full Authorization to the Board to Handle Matters
Regarding the Public Issuance of Convertible
Corporate Bonds Management For Voted - For
984
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 22-Apr-22 Meeting Type: Annual
1 2021 Work Report Of The Board Of Directors Management For Voted - For
2 2021 Work Report Of The Supervisory Committee Management For Voted - For
3 2021 Annual Accounts Management For Voted - For
4 2021 Profit Distribution Plan Management For Voted - For
5 2021 Annual Report And Its Summary Management For Voted - For
6 2022 Reappointment Of Audit Firm And Payment Of
2021 Audit Fees Management For Voted - For
7 Estimated External Guarantee In 2022 Management For Voted - Against
8 2022 Estimated Continuing Connected Transactions Management For Voted - For
9 Special Report On The Deposit And Use Of Raised
Funds Management For Voted - For
10 2021 Remuneration For Directors, Supervisors And
Senior Management Management For Voted - For
11 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
12 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
13 Amendments to the Rules of Procedure Governing the
General Meeting of Shareholders Management For Voted - For
14 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
15 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 05-May-22 Meeting Type: Special
1 Exemption of Other Enterprises Controlled by Yuan
Zhongxue from the Commitments on Connected
Transaction with the Company Management For Voted - For
SHANDONG LINGLONG TYRE CO LTD.
Security ID: Y76796104 Ticker: 601966
Meeting Date: 13-Sep-21 Meeting Type: Special
1 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants Management For Voted - For
2 Adjustment Of The Purpose Of Repurchased Shares And
Cancellation Management For Voted - For
3 Amendments to Articles of Association Management For Voted - For
4 Investment In Setting Up Factories And Subsidiaries
In Hefei, Anhui Management For Voted - For
Meeting Date: 29-Sep-21 Meeting Type: Special
1 Eligibility for Non-public A-share Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Management For Voted - Against
985
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Issuing Volume Management For Voted - Against
7 Lock-up Period Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Valid Period Management For Voted - Against
10 Distribution of Accumulated Retained Profit prior
to the Offering Management For Voted - Against
11 Purpose of Raised Funds Management For Voted - Against
12 Preplan For Non-Public A-Share Offering Management For Voted - Against
13 Feasibility Analysis Report on the Raised Funds Management For Voted - Against
14 Report On The Use Of Previously Raised Funds Management For Voted - Against
15 Measures to be taken on Diluted Immediate Return
after the Offering Management For Voted - Against
16 Shareholder Return Plan (2021-2023) Management For Voted - For
17 Ratification of Board Authorization Management For Voted - Against
Meeting Date: 19-May-22 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Budget Reports Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Special Report on the Deposit and Use of Raised
Funds Management For Voted - For
10 Indemnification of Directors/Officers Management For Voted - Abstain
11 Authority to Give Guarantees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Amendments to the Company S Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
15 Amendments To The Company S Rules Of Procedure
Governing The Board Meetings Management For Voted - For
16 Amendments To The Connected Transactions Management
System Management For Voted - For
17 Amendments To The Work Rules Of Independent
Directors Management For Voted - For
18 Amendments To The External Guarantee Management
System Management For Voted - For
19 Amendments To The Investment And Financing
Management System Management For Voted - For
20 Amendments To The Raised Funds Management System Management For Voted - For
21 Formulation Of The External Donation Management
Measures Management For Voted - For
22 Formulation Of The Securities And Financial
Derivatives Investment Management System Management For Voted - For
23 Amendments to the Company S Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
24 Independent Directors' Report Management For Voted - For
986
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANGHAI JIN JIANG INTERNATIONAL HOTELS DEV. CO., LTD.
Security ID: Y7688C118 Ticker: 600754
Meeting Date: 21-Dec-21 Meeting Type: Special
1 Authority to Give Guarantees for Group du Louvre Management For Voted - For
2 Authority to Give Guarantees for Group du Louvre Management For Voted - For
Meeting Date: 16-Jun-22 Meeting Type: Annual
1 Approval of 2021 Directors' Report Management For Voted - For
2 Approval of 2021 Supervisors' Report Management For Voted - For
3 Approval of 2021 Annual Report and its Summary Management For Voted - For
4 Approval of 2021 Accounts and Reports Management For Voted - For
5 Allocation of 2021 Profits Management For Voted - For
6 Proposal to Pay the Audit Fee of the Accounting Firm Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Proposal on the Implementation of Daily Connected
Transactions in Fiscal 2021 and Proposed Connected
Transactions in Fiscal 2022 Management For Voted - For
9 Proposal to Continue to Provide Financial Services
to the Company By Jinjiang Finance Company Management For Voted - For
10 Approval of Independent Directors' Fees Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect ZHANG Xiaoqiang Management For Voted - For
13 Elect CHEN Liming Management For Voted - For
14 Elect MA Mingju Management For Voted - Against
15 Elect ZHOU Wei Management For Voted - For
16 Elect SHEN Li Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect SUN Chiping Management For Voted - For
19 Elect ZHANG Huiming Management For Voted - For
20 Elect XU Jianxin Management For Voted - For
21 Elect LIU Jiuping Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect WANG Guoxing Management For Voted - Against
24 Elect XU Zheng Management For Voted - Against
SHANGHAI YUYUAN TOURIST MART (GROUP) CO. LTD.
Security ID: Y7710N108 Ticker: 600655
Meeting Date: 26-Oct-21 Meeting Type: Special
1 Adoption of 2021 Employee Restricted Shares
Incentive Plan (Draft) and its Summary Management For Voted - For
2 Establishment of Management Measures for 2021
Employee Restricted Shares Incentive Plan Management For Voted - For
3 Approval of the Participants List of 2021 Employee
Restricted Shares Incentive Plan Management For Voted - For
987
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Board Authorization to Handle Matters of 2021
Employee Restricted Shares Incentive Plan Management For Voted - For
5 Adoption of Phase II Employee Stock Ownership Plan
(Draft) and its Summary Management For Voted - Against
6 Establishment of Management Measures for Phase II
Employee Stock Ownership Plan Management For Voted - Against
7 Board Authorization to Handle Matters of Phase II
Employee Stock Ownership Plan Management For Voted - Against
8 By-Elect SHEN Jian as Supervisor Management For Voted - Against
Meeting Date: 18-Nov-21 Meeting Type: Special
1 Connected Transaction Regarding Investment And
Acquisition Of 2 Companies Management For Voted - For
Meeting Date: 11-Jan-22 Meeting Type: Special
1 Registration and Issuance of Medium-term Notes Management For Voted - Against
2 Registration And Issuance Of Super And Short-Term
Commercial Papers Management For Voted - For
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 Approval of FY2021 Directors' Report Management For Voted - For
2 Approval of FY2021 Supervisors' Report Management For Voted - For
3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For
4 FY2021 Financial Accounts and FY2022 Financial
Budget Management For Voted - For
5 FY2021 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Give Guarantees Regarding Parent
Company's Borrowings Management For Voted - Abstain
7 FY2021 Auditor's Fees & FY2022 Appointment of
Auditor Management For Voted - For
8 FY2021 Internal Control Auditor's Fees & FY2022
Appointment of Internal Control Auditor Management For Voted - For
9 Authorization for FY2022 Mixed-Use Property
Development Investment Amount Management For Voted - For
10 2022 Estimated Connected Transactions Management For Voted - For
11 2022 Estimated Connected Transactions on Property
Leasing Management For Voted - For
12 Authorization for Total Donation Amount in 2022 Management For Voted - For
13 Co-Investment with Company's Investment Projects Management For Voted - For
14 Financial Aid to Connected Parties Management For Voted - For
15 Authority to Issue Debt Financing Instruments Management For Voted - Against
16 Authority to Give Guarantees Management For Voted - Abstain
988
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHENZHEN KEDALI INDUSTRY CO LTD
Security ID: Y774C5108 Ticker: 002850
Meeting Date: 14-Jan-22 Meeting Type: Special
1 Provision of Guarantee for a Company
Management For Voted - For
2 Provision of Guarantee for the Additional Bank
Credit Line of Subsidiaries
Management For Voted - For
3 Application for Additional Credit Line to Banks by
Subsidiaries and the Authorization Management For Voted - For
Meeting Date: 21-Apr-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Annual Report And Its Summary Management For Voted - For
4 2021 Accounts and Reports Management For Voted - For
5 2021 Profit Distribution Plan Management For Voted - For
6 Authority to Give Guarantees to Subsidiaries Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 Deposit and Use of Previously Raised Funds Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
11 Amendments to Procedural Rules: Board Meetings Management For Voted - For
12 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
13 Amendments to Work System for Independent Directors Management For Voted - For
14 Amendments to Management System for Connected
Transaction Management For Voted - For
15 Amendments to Management System for External
Guarantees Management For Voted - For
16 Amendments to Management System for External
Investment Management For Voted - For
SHENZHEN MTC COMPANY LIMITED
Security ID: Y7744S107 Ticker: 002429
Meeting Date: 10-Sep-21 Meeting Type: Special
1 Launch 2021 financial derivatives trading business Management For Voted - For
2 Shareholder Return Plan For The Next Three Years
From 2021 To 2023 Management For Voted - For
3 The controlling shareholder provides the company
with loans and related transactions Management For Voted - For
Meeting Date: 09-Nov-21 Meeting Type: Special
1 Approval of Application for Bank Credit Line Management For Voted - For
989
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 The controlling shareholder provides the company
with guarantees and related transactions Management For Voted - For
3 Use idle self-owned funds for investment and
financial management Management For Voted - For
Meeting Date: 06-Dec-21 Meeting Type: Special
1 Extension of Loans from Related Parties by
Controlled Subsidiaries and Provision of Guarantee
by the Company Management For Voted - For
2 Connected Transaction Regarding Provision of
Guarantee for Controlled Subsidiaries Management For Voted - For
3 Elect HU Jun as a Supervisor Management For Voted - Against
Meeting Date: 25-Apr-22 Meeting Type: Special
1 Connected Transaction Regarding Waiver Of The
Preemptive Rights For Equities In Joint Stock
Companies And Forming Joint Investment With Related
Parties Management For Voted - For
2 Provision For Assets Impairment Management For Voted - For
Meeting Date: 20-May-22 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisory Board/ Corp Assembly Fees Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Provision For Assets Impairment Management For Voted - For
SHENZHEN OVERSEAS CHINESE TOWN CO., LTD.
Security ID: Y7582E103 Ticker: 000069
Meeting Date: 10-Sep-21 Meeting Type: Special
1 Elect LIU Fengxi Management For Voted - For
2 Amendments to the Rules of Procedure Governing the
Board Meetings Management For Voted - For
3 Amendments to the Work System for Independent
Directors Management For Voted - For
Meeting Date: 15-Nov-21 Meeting Type: Special
1 Eligibility for the Company's Issuance of Corporate
Bonds to Professional Investors Management For Voted - For
2 Application for the Issuance of Corporate Bonds to
Professional Investors Management For Voted - For
990
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Board Authorization to Handle Matters of Corporate
Bonds Issuance Management For Voted - For
Meeting Date: 29-Apr-22 Meeting Type: Annual
1 2021 Annual Report Management For Voted - For
2 2021 Directors' Report Management For Voted - For
3 2021 Supervisors' Report Management For Voted - For
4 2021 Profit Distribution Plan Management For Voted - For
5 2022 Estimated Related Party Transactions Management For Voted - For
6 Application of Line of Credit from 2022 to 2023 Management For Voted - For
7 Approval of Borrowing from 2022 to 2023 Management For Voted - For
8 Authority to Give Guarantees to Joint Stock
Companies from 2022 to 2023 Management For Voted - Against
9 Approval to Offer Financial Aid to Joint Stock
Companies from 2022 to 2023 Management For Voted - For
10 Authorizing Management for the Financial Aid to
Project Companies from 2022 to 2023 Management For Voted - For
11 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
12 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
13 Purchase of Liability Insurance for Directors,
Supervisors, and Senior Management Management For Voted - For
14 Elect ZHANG Zhengao Management For Voted - For
SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED
Security ID: G8087W101 Ticker: 2313
Meeting Date: 30-May-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect MA Jianrong Management For Voted - Against
6 Elect CHEN Zhifen Management For Voted - For
7 Elect JIANG Xianpin Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD.
Security ID: Y30421104 Ticker: 300144
Meeting Date: 27-Aug-21 Meeting Type: Special
1 Amendment of company's articles of association Management For Voted - For
991
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
3 Amendments to Procedural Rules for Board Meetings Management For Voted - For
4 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 18-May-22 Meeting Type: Annual
1 Approval of 2021 Accounts and Reports Management For Voted - For
2 Allocation of 2021 Profits Management For Voted - For
3 Approval of 2021 Annual Report and its Summary Management For Voted - For
4 Proposal on the 2021 Audit Report Management For Voted - For
5 Approval of 2021 Directors' Report Management For Voted - For
6 Approval of 2021 Supervisors' Report Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Proposal on Estimated Daily Connected Transactions
for the Year 2022 Management For Voted - For
9 Proposal on the Transfer of Equity Interests in
Zhuhai Subsidiary and Connected Transaction Management For Voted - For
10 Proposal on the Transfer of Equity Interests in a
Hong Kong Subsidiary and Related Transactions Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Amendments to Procedural Rules Management For Voted - For
SUNING.COM CO., LTD.
Security ID: Y82211106 Ticker: 002024
Meeting Date: 29-Jul-21 Meeting Type: Special
1 Elect HUANG Mingduan Management For Voted - For
2 Elect XIAN Handi Management For Voted - For
3 Elect CAO Liqun Management For Voted - For
4 Elect ZHANG Kangyang Management For Voted - For
5 Change And Election Of Special Committees Of The
Board Management For Voted - For
6 Amendments to Articles of Association Management For Voted - For
Meeting Date: 06-Sep-21 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LIU Peng Management For Voted - For
3 Amendments to the Company's Articles of Association Management For Voted - For
4 Approve Related Party Transactions Management For Voted - For
992
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
SUOFEIYA HOME COLLECTION CO. LTD
Security ID: Y29336107 Ticker: 002572
Meeting Date: 13-Sep-21 Meeting Type: Special
1 Amendments to the Articles of Associations of the
Company
Management For Voted - For
2 Amendments to the Rules of Procedure Governing the
Board of Directors
Management For Voted - For
3 Elect JIANG Ganjun Management For Voted - For
4 Elect KE Jiansheng Management For Voted - For
5 Elect JI Zhengxiong Management For Voted - For
6 Elect XU Yong Management For Voted - For
7 Elect GUO Yang Management For Voted - For
8 Elect XIE Kang Management For Voted - Against
9 Elect ZHANG Hongzhen Management For Voted - For
10 Remuneration for Directors
Management For Voted - For
11 Remuneration for Directors
Management For Voted - For
12 Remuneration for Independent Directors
Management For Voted - For
13 Remuneration for Independent Directors
Management For Voted - For
14 Remuneration for Independent Directors
Management For Voted - For
15 Remuneration for Non-employee Supervisors Management For Voted - For
16 Remuneration for Non-employee Supervisors Management For Voted - For
SUZHOU TA&A ULTRA CLEAN TECHNOLOGY CO. LTD
Security ID: Y831BX106 Ticker: 300390
Meeting Date: 21-Jan-22 Meeting Type: Special
1 2022 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 14-Feb-22 Meeting Type: Special
1 Connected Transaction Regarding External Investment
in Setting Up a Joint Venture Management For Voted - For
Meeting Date: 02-Mar-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Work Report Of The Board Of Directors Management For Voted - For
3 2021 Work Report of the Board of Supervisors Management For Voted - For
4 2021 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2021 Annual Report And Its Summary Management For Voted - For
993
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Launching Foreign Exchange Derivatives Transactions Management For Voted - For
8 Company's Eligibility for Private Placement on the
Chinext Board Management For Voted - Against
9 Stock Type and Par Value Management For Voted - Against
10 Issuing Method and Date Management For Voted - Against
11 Issuing Targets and Subscription Method Management For Voted - Against
12 Issue Price, Pricing Principles and Pricing Base
Date Management For Voted - Against
13 Issuing Volume Management For Voted - Against
14 Lockup Period Management For Voted - Against
15 Arrangement For the Accumulated Retained Profits
Before the Issuance Management For Voted - Against
16 Purpose and Amount of the Raised Funds Management For Voted - Against
17 Listing Place Management For Voted - Against
18 Validity of Resolution Management For Voted - Against
19 Preliminary Report for Private Placement Management For Voted - Against
20 Demonstration Analysis Report for Private Placement Management For Voted - Against
21 Feasibility Analysis Report on the Use of Raised
Funds Management For Voted - Against
22 Statement on Regulatory Measures or Penalty Imposed
by Securities Regulations and the Stock Exchange Management For Voted - For
23 Special Report On The Use Of Previously Raised Funds Management For Voted - For
24 Diluted Immediate Return after the Share Offering
to Specific Parties, Filling Measures and Relevant
Commitments Management For Voted - Against
25 Authorization to the Board to Handle Matters
Regarding the Share Offering to Specific Parties Management For Voted - Against
26 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
27 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
28 Authorization to the Board to Handle Matters
Regarding the Restricted Stock Incentive Plan Management For Voted - For
TCL TECHNOLOGY GROUP CORPORATION
Security ID: Y8549C107 Ticker: 000100
Meeting Date: 06-Jul-21 Meeting Type: Special
1 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants
under the 2019 Restricted Stocks incentive Plan and
Adjustment of the Repurchase Price Management For Voted - For
2 The First Phase Employee Stock Ownership Plan From
2021 To 2023 (Draft) Management For Voted - Against
3 Management Measures for the First Phase Employee
Stock Ownership Plan from 2021 to 2023 (Draft) Management For Voted - Against
4 Authorization to the Board to Handle Matters
Regarding the First Phase Employees Stock Ownership
Plan from 2021 to 2023 Management For Voted - Against
994
--------------------------------------------------------------------------------------------------
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 25-Aug-21 Meeting Type: Special
1 Adjustment Of The Guarantee Quota For Subsidiaries Management For Voted - Against
Meeting Date: 20-Dec-21 Meeting Type: Special
1 Capital Increase in Wuhan Huaxing Optical
Technology Co., Ltd. and Investment in a Production
Project Management For Voted - For
2 Eligibility for the Company's Issuance of Corporate
Bonds Management For Voted - For
3 Issuer Management For Voted - For
4 Types and Method Management For Voted - For
5 Size Management For Voted - For
6 Maturity Management For Voted - For
7 Nominal Value and Issuance Price Management For Voted - For
8 Interest Rate and Confirmation Method Management For Voted - For
9 Use of Proceeds Management For Voted - For
10 Issuance Target and Allotment Management For Voted - For
11 Issuance Method Management For Voted - For
12 Guarantee Method Management For Voted - For
13 Repayment Management For Voted - For
14 Listing Market Management For Voted - For
15 Special Issuance Clause Management For Voted - For
16 Authorization Management For Voted - For
17 Validity of the Resolution Management For Voted - For
18 Amendments to Articles Management For Voted - For
Meeting Date: 29-Apr-22 Meeting Type: Special
1 By-elect Director LIN Feng Management For Voted - For
2 Extension of the Valid Period of the Resolution on
2021 Private Placement Management For Voted - For
3 Extension of the Board Authorization to Implement
2021 Private Placement Management For Voted - For
Meeting Date: 19-May-22 Meeting Type: Annual
1 2021 Directors' Report Management For Voted - For
2 2021 Supervisors' Report Management For Voted - For
3 2021 Accounts and Reports Management For Voted - For
4 2021 Annual Report Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2021 Remuneration for Directors, Supervisors, and
Senior Management Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Extending a Financial Service Agreement with a
Related Party Management For Voted - Against
10 Accounts Receivable Factoring Business with Related
Parties Management For Voted - For
11 Authority to Extend Guarantees Management For Voted - Against
995
-------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Discretionary ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Authority to Give Guarantees to Subsidiaries Management For Voted - Against 13 Investment in Securities and Wealth Management Products Management For Voted - For TONGCHENG TRAVEL HOLDINGS LIMITED Security ID: G8918W106 Ticker: 0780 Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect MA Heping Management For Voted - For 5 Elect James LIANG Jianzhang Management For Voted - Against 6 Elect Brent R. Irvin Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Adoption of New Share Option Scheme Management For Voted - For TONGCHENG-ELONG HOLDINGS LIMITED Security ID: G8918W106 Ticker: 0780 Meeting Date: 28-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Tencent Strategic Cooperation and Marketing Promotion Framework Agreement Management For Voted - For 4 Annual Caps under Tencent Strategic Cooperation and Marketing Promotion Framework Agreement Management For Voted - For 5 Board Authorization Management For Voted - For 6 Change of Company Name Management For Voted - For TOPSPORTS INTERNATIONAL HOLDINGS LIMITED Security ID: G8924B104 Ticker: 6110 Meeting Date: 20-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Elect LEUNG Kam Kwan Management For Voted - For 7 Elect SHENG Fang Management For Voted - For 8 Elect Josephine YUNG Yuen Ching Management For Voted - For 996 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Discretionary ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect HUA Bin Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against TRIP.COM GROUP LIMITED Security ID: 89677Q107 Ticker: TCOM Meeting Date: 21-Dec-21 Meeting Type: Annual 1 Adoption of the Company's Dual Foreign Name Management For Voted - For 2 Amendments to Articles Management For Voted - For WANGFUJING GROUP CO., LTD. Security ID: Y0775J104 Ticker: 600859 Meeting Date: 22-Nov-21 Meeting Type: Special 1 Elect WANG Lijuan as a Supervisor Management For Voted - Against 2 Amendments to Articles Management For Voted - For WUCHAN ZHONGDA GROUP CO., LTD. Security ID: Y9890U100 Ticker: 600704 Meeting Date: 09-Sep-21 Meeting Type: Special 1 Elect Luo Minhua Management For Voted - Against Meeting Date: 23-Dec-21 Meeting Type: Special 1 Change of Project Financing Management For Voted - For Meeting Date: 28-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect CHEN Xin Management For Voted - For 3 Elect HONG Feng Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Reappointment Of Audit Firm Management For Voted - For 997 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Discretionary ETF Proposal Proposed by Mgt. Position Registrant Voted 8 External Guarantee Quota And The Power Of Examination And Approval Management For Voted - Against 9 2021 Remuneration For Directors And Supervisors Management For Voted - For 10 Repurchase and Cancellation of Locked Restricted Stocks Granted to Some Plan Participants Under the 2021 Restricted Stock Incentive Plan Management For Voted - For 11 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - Abstain 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect CHEN Xin Management For Voted - For 14 Elect SONG Hongjiong Management For Voted - For 15 Elect ZHANG Bo Management For Voted - For 16 Elect XU Qiang Management For Voted - For 17 Elect HONG Feng Management For Voted - For 18 Elect YAN Chao Management For Voted - For 19 Elect LI Yong Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Elect CAO Maoxi Management For Voted - For 22 Elect CHEN Sanlian Management For Voted - For 23 Elect ZHENG Chunyan Management For Voted - For 24 Elect CHEN Jun Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Elect Luo Minhua Management For Voted - Against 27 Elect JIANG Jianjun Management For Voted - Against 28 Elect JIANG Hairong Management For Voted - For XIAMEN INTRETECH INC Security ID: Y972FZ109 Ticker: 002925 Meeting Date: 18-Nov-21 Meeting Type: Special 1 Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Under the 2018 Stock Option and Restricted Stock Incentive Plan Management For Voted - For 2 Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Under the 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Amendments to Articles of Association Management For Voted - For Meeting Date: 20-Jan-22 Meeting Type: Special 1 Launching Forward Foreign Exchange Settlement And Sale Business Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 998 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Discretionary ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Estimated Guarantee Quota Management For Voted - For 7 Appointment Of 2022 Audit Firm Management For Voted - For 8 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 9 Change Of The Performance Commitments Period By A Controlled Subsidiary Management For Voted - For 10 Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Under the 2021 Restricted Stock Incentive Plan Management For Voted - For 11 Change of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For 12 Formulation Of The Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For XPENG INC. Security ID: 98422D105 Ticker: XPEV Meeting Date: 08-Dec-21 Meeting Type: Special 1 Approve the Articles for Listing on the Hong Kong Stock Exchange (the "EGM") Management For Voted - For 2 Approve Shareholder Protections under Dual Class Structure Management For Voted - For 3 Bundled Amendments Unrelated to Share Class Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 Elect Xiaopeng He Management For Voted - Against 3 Elect Yingjie Chen Management For Voted - For 4 Elect Ji-Xun Foo Management For Voted - Against 5 Elect Fei Yang Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 General Mandate to Issue Shares Management For Voted - Against 9 General Mandate to Repurchase Shares Management For Voted - For 10 Authority to Issue Repurchased Shares Management For Voted - Against YADEA GROUP HOLDINGS LTD. Security ID: G9830F106 Ticker: 1585 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect SHEN Yu Management For Voted - For 6 Elect ZHANG Yiyin Management For Voted - Against 999 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Discretionary ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect WONG Lung Ming Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles of Association Management For Voted - For YUM CHINA HOLDINGS, INC. Security ID: 98850P109 Ticker: YUMC Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Fred Hu Management For Voted - For 2 Elect Joey Wat Management For Voted - For 3 Elect Peter A. Bassi Management For Voted - For 4 Elect Edouard Ettedgui Management For Voted - For 5 Elect Cyril Han Management For Voted - For 6 Elect Louis T. Hsieh Management For Voted - For 7 Elect Ruby Lu Management For Voted - For 8 Elect Zili Shao Management For Voted - For 9 Elect William Wang Management For Voted - For 10 Elect Min (Jenny) Zhang Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For ZHEJIANG SEMIR GARMENT CO LTD Security ID: Y9894U106 Ticker: 002563 Meeting Date: 15-Sep-21 Meeting Type: Special 1 2021 Interim Profit Distribution Plan Management For Voted - For Meeting Date: 26-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect SU Wenbing Management For Voted - For 3 Elect LIU Haibo Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - Against 7 Proposal to Use No More Than Rmb 6 Billion of Idle Funds to Purchase Wealth Management Products Management For Voted - For 8 Amendments to Articles Management For Voted - For 1000 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Discretionary ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Amendments to Procedural Rules: Board of Directors Management For Voted - For 10 Amendments to Procedural Rules: Supervisory Board Management For Voted - For 11 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For ZHEJIANG SUPOR CO., LTD. Security ID: Y98925103 Ticker: 002032 Meeting Date: 13-Sep-21 Meeting Type: Special 1 Reformulation of the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 2 Reformulation Of The Rules Of Procedure Governing The Board Meetings Management For Voted - For 3 Reformulation Of The Rules Of Procedure Governing Meetings Of The Supervisory Committee Management For Voted - For 4 Change Of The Purpose Of The Repurchased Shares Management For Voted - For 5 Amendments to Articles of Association Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization To the Board To Handle Matters Regarding the 2021 Restricted Incentive Plan Management For Voted - For 4 Launching Advance Payment Financing Business Management For Voted - For Meeting Date: 25-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 Agreement On 2022 Continuing Connected Transactions To Be Signed With Seb S.A Management For Voted - For 8 Purchase of Short-term Wealth Management Products with Idle Proprietary Working Capital Management For Voted - For 9 Provision of Guarantee for Wholly-owned Subsidiaries and Guarantee Among Wholly-owned Subsidiaries Management For Voted - For 10 Repurchase And Cancellation Of Some Granted Restricted Stocks Management For Voted - For 11 Plan For Repurchase Of Some Public Shares: Objective And Purpose Of The Share Repurchase Management For Voted - For 12 Plan For Repurchase Of Some Public Shares: Method Of The Share Repurchase Management For Voted - For 1001 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Discretionary ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Plan for Repurchase of Some Public Shares: Price and Pricing Principles of Share Repurchase Management For Voted - For 14 Plan For Repurchase Of Some Public Shares: Type, Number And Percentage To The Total Capital Of Shares To Be Repurchased Management For Voted - For 15 Plan for Repurchase of Some Public Shares: Total Amount and Source of the Funds to Be Used for the Repurchase Management For Voted - For 16 Plan for Repurchase of Some Public Shares: Source of the Funds for the Repurchase Management For Voted - For 17 Plan For Repurchase Of Some Public Shares: Time Limit Of The Share Repurchase Management For Voted - For 18 Plan For Repurchase Of Some Public Shares: Valid Period Of The Resolution Management For Voted - For 19 Plan For Repurchase Of Some Public Shares: Authorization Matters Management For Voted - For 20 Adjustment Of Allowance For Independent Directors Management For Voted - For 21 Amendments to the Company's Articles of Association Management For Voted - For 22 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 23 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 24 Reformulation Of The Work System For Independent Directors Management For Voted - For ZHONGSHENG GROUP HOLDINGS LIMITED Security ID: G9894K108 Ticker: 0881 Meeting Date: 08-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Share Purchase Agreement Management For Voted - For Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect HUANG Yi Management For Voted - Against 6 Elect ZHANG Zhicheng Management For Voted - For 7 Elect CHAN Ho Yin Management For Voted - For 8 Elect YING Wei Management For Voted - Against 9 Elect LI Yanwei Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting 1002 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted ANGEL YEAST COMPANY LIMITED Security ID: Y3746S104 Ticker: 600298 Meeting Date: 05-Aug-21 Meeting Type: Special 1 Implementing a Project Management For Voted - For Meeting Date: 10-Sep-21 Meeting Type: Special 1 Amendments To The Work System For Independent Directors Management For Voted - For 2 Acquisition Of Underlying Assets In A Company By Another Company Management For Voted - Against 3 2021 Adjustment Of The Estimated Guarantee Quota For Controlled Subsidiaries Management For Voted - For Meeting Date: 08-Nov-21 Meeting Type: Special 1 The Company's Eligibility for Non-public A-share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 Arrangement for the Accumulated Retained Profits Before the Non-public Share Offering Management For Voted - Against 10 The Valid Period of the Resolution on the Non-public Share Offering Management For Voted - Against 11 Purpose of the Raised Funds Management For Voted - Against 12 Preplan For 2021 Non-Public A-Share Offering (Revised) Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from 2021 Non-public A-share Offering (revised) Management For Voted - Against 14 No Need To Prepare A Report On Use Of Previously Raised Funds Management For Voted - For 15 Setting Up A Dedicated Account For Raised Funds Management For Voted - Against 16 Diluted Immediate Return After the Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 17 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 18 Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering Management For Voted - Against 1003 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 06-Jan-22 Meeting Type: Special 1 Amendments to Procedural Rules Management For Voted - For 2 Implementation Of A Project Management For Voted - For Meeting Date: 09-Feb-22 Meeting Type: Special 1 Repurchasing and Cancelling Some Restricted Stocks and Adjusting the Repurchase Price Management For Voted - For 2 Implementation of a Project Management For Voted - For 3 An Expansion Project of the Russian Company Management For Voted - For 4 An Expansion Project Of The Egypt Company Management For Voted - For Meeting Date: 18-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 5 2021 Work Report Of Independent Directors Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 Reappointment Of 2022 Financial Audit Firm Management For Voted - For 8 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 2022 Estimated Guarantee For Controlled Subsidiaries Management For Voted - For 10 Launching Foreign Exchange Risk And Interest Risk Management Business In 2022 Management For Voted - For 11 2022 Issuance Of Non-Financial Enterprise Debt Financing Instruments Management For Voted - Abstain 12 2022 Launching The Bill Pool Business Management For Voted - For 13 2022 Launching Financial Leasing Business Management For Voted - For 14 Change of the Company's Business Scope and Registered Capital, and Amendments to the Company S Articles of Association Management For Voted - For 15 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 16 Amendments to the Company's Rules of Procedure Governing Shareholder S General Meetings Management For Voted - For 17 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 18 Amendments To The External Guarantee Management System Management For Voted - For 19 Adjustment Of Allowance For Independent Directors Management For Voted - For 1004 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 20 2022 Remuneration Appraisal Plan For Directors And Senior Management Management For Voted - For 21 2021 Internal Control Evaluation Report Management For Voted - For 22 2021 Social Responsibility Report Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Election Of Non-Independent Director: Xiong Tao Management For Voted - For 25 Election Of Non-Independent Director: Xiao Minghua Management For Voted - For 26 Election Of Non-Independent Director: Zhou Lin Management For Voted - For 27 Election Of Non-Independent Director: Zheng Nian Management For Voted - For 28 Election Of Non-Independent Director: Wang Xishan Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Election Of Independent Director: Sun Yanping Management For Voted - For 31 Election Of Independent Director: Jiang Chunqian Management For Voted - For 32 Election Of Independent Director: Liu Xinguang Management For Voted - For 33 Election Of Independent Director: Tu Juan Management For Voted - For 34 Election Of Independent Director: Mo Deman Management For Voted - For 35 Election Of Independent Director: Cheng Chi Management For Voted - For 36 Non-Voting Agenda Item N/A N/A Non-Voting 37 Election Of Shareholder Supervisor: Li Lin Management For Voted - For 38 Election Of Shareholder Supervisor: Li Xiao Management For Voted - Against ANHUI GUJING DISTILLERY COMPANY LIMITED Security ID: Y0137M100 Ticker: 000596 Meeting Date: 27-May-22 Meeting Type: Annual 1 Annual Report and its Summary Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Budget Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - Against 8 Amendments to Articles Management For Voted - For 9 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 10 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 11 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 12 Independent Directors' Fees Management For Voted - For ANHUI GUJING DISTILLERY COMPANY LIMITED Security ID: Y0137M118 Ticker: 000596 Meeting Date: 27-May-22 Meeting Type: Annual 1 Annual Report and its Summary Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 1005 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Accounts and Reports Management For Voted - For 5 Budget Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - Against 8 Amendments to Articles Management For Voted - For 9 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 10 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 11 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 12 Independent Directors' Fees Management For Voted - For ANHUI KOUZI DISTILLERY CO LTD Security ID: Y013BD105 Ticker: 603589 Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Plan Management For Voted - For 4 2022 Financial Budget Plan Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Remuneration For Directors And Supervisors Management For Voted - For 7 2022 Estimated Limit Quota Of Connected Transactions With Related Parties Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 2021 Annual Report And Its Summary Management For Voted - For 10 Amendments To The Company S Some Articles Of Association Management For Voted - For ANHUI YINGJIA DISTILLERY CO LTD. Security ID: Y013BC107 Ticker: 603198 Meeting Date: 16-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and 2022 Financial Budget Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Adjustment of Directors' Remuneration Management For Voted - For 1006 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Security ID: Y0772N108 Ticker: 002385 Meeting Date: 22-Jul-21 Meeting Type: Special 1 Connected Transaction Regarding Provision Of Guarantee For A Company Management For Voted - Against 2 Connected Transaction Regarding Provision of Guarantee for 2nd Company Management For Voted - Against 3 Connected Transaction Regarding Provision of Guarantee for 3rd Company Management For Voted - Against 4 Connected Transaction Regarding Provision of Guarantee for 4th Company Management For Voted - Against 5 Connected Transaction Regarding Provision of Guarantee for 5th Company Management For Voted - Against 6 Connected Transaction Regarding Provision of Guarantee for 6th Company Management For Voted - Against Meeting Date: 09-Sep-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Elect TAN Songlin Management For Voted - For 3 Elect FAN Xuebin Management For Voted - For 4 Elect YU Shichen Management For Voted - Against Meeting Date: 08-Oct-21 Meeting Type: Special 1 Adoption of 2021 Employee Restricted Shares Incentive Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Management Measures for 2021 Employee Restricted Shares Incentive Plan Management For Voted - For 3 Board Authorization to Handle Matters of 2021 Employee Restricted Shares Incentive Plan Management For Voted - For Meeting Date: 28-Oct-21 Meeting Type: Special 1 Connected Transactions Regarding Provision of Guarantee for a Company Management For Voted - Against 2 Connected Transactions Regarding Provision of Guarantee for Another Company Management For Voted - Against 3 Elect QIAO Shiyan Management For Voted - For 4 Elect HAN Yijun Management For Voted - For Meeting Date: 19-Nov-21 Meeting Type: Special 1 Retroactive Review of the Connected Transactions Regarding Provision of Guarantee for Two Joint Stock Companies Management For Voted - Against 2 Connected Transactions Regarding Provision of Guarantee for a Joint Stock Company Management For Voted - Against 1007 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 27-Jan-22 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against 2 Authority to Give Second Guarantees Management For Voted - Against 3 Misc. Management Proposal Management For Voted - For Meeting Date: 11-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Give Guarantees Management For Voted - Against 3 Approve Framework Agreement Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Audit Report Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2022 Appointment of Audit Firm Management For Voted - For 8 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 Estimated Guarantee Quota Of The Company And Its Controlled Subsidiaries Management For Voted - Against 10 Purchase Of Low-Risk Wealth Management Products With Idle Proprietary Funds Management For Voted - For 11 Continuation Of The Commodity Futures Hedging Business Management For Voted - For 12 Amendments To The Articles Of Associations Of The Company Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Special 1 The Company's Eligibility for Non-public A-share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Arrangement Management For Voted - Against 8 Amount and Purpose of the Raised Funds Management For Voted - Against 9 Distribution Arrangement for Accumulated Retained Profits Before Non-public Share Offering Management For Voted - Against 10 Listing Place Management For Voted - Against 11 The Valid Period of the Resolution on the Non-public Share Offering Management For Voted - Against 12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against 1008 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 14 No Need To Prepare A Report On Use Of Previously Raised Funds Management For Voted - For 15 Diluted Immediate Return After the 2022 Non-public A-share Offering and Filling Measures and Commitments of Relevant Parties Management For Voted - Against 16 Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering Management For Voted - Against 17 Formulation Of The Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 18 Amendments to the Management Measures for Special Deposit and Use of Raised Funds Management For Voted - For 19 Connected Transaction Regarding Provision of Guarantee for Joint Stock Companies Management For Voted - Against BEIJING SHUNXIN AGRICULTURE COMPANY LTD Security ID: Y0771P104 Ticker: 000860 Meeting Date: 25-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Reappointment of Internal Control Audit Firm Management For Voted - For 8 Related Party Transactions Management For Voted - For BY-HEALTH CO., LTD. Security ID: Y2924V103 Ticker: 300146 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 2021 Accounts and Reports Management For Voted - For 3 2022 Financial Budget Management For Voted - For 4 Approval of 2021 Annual Report Management For Voted - For 5 Allocation of 2021 Profits and Dividends Management For Voted - For 6 Approval of Report on Deposit and Use of Previously Raised Funds Management For Voted - For 7 Appointment of 2022 Auditor Management For Voted - For 8 Approval of 2021 Supervisors' Report Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting C&S PAPER CO LTD Security ID: Y1822U100 Ticker: 002511 Meeting Date: 17-Nov-21 Meeting Type: Special 1 Elect ZHANG Yang Management For Voted - For 1009 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-Dec-21 Meeting Type: Special 1 Repurchase and Cancellation of Some Retained Restricted Shares of 2018 Employee Stock Options and Restricted Shares Plan Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Approval of 2022 Line of Credit Management For Voted - For 4 Authority to Give Guarantees for Subsidiaries in 2022 Management For Voted - For 5 2022 National Debt Reverse Repurchase Investment with Idle Proprietary Funds Management For Voted - For 6 Authority to Give Guarantees for Sale Agents Regarding Their Application of Line of Credit Management For Voted - For 7 By-Elect ZHANG Gao as Shareholder Representative Supervisory Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Remuneration For Directors Management For Voted - For 7 2021 Remuneration For Supervisors Management For Voted - For 8 Amendments To The Articles Of Associations Of The Company Management For Voted - For CHACHA FOOD CO., LTD. Security ID: Y2000X106 Ticker: 002557 Meeting Date: 16-Jul-21 Meeting Type: Special 1 6th Phase Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 2 Authorization To the Board To Handle Matters Regarding The Employee Stock Ownership Plan Management For Voted - Against 3 Management Measures For The 6Th Phase Employee Stock Ownership Plan Management For Voted - Against 4 Amendments to Articles of Association Management For Voted - For Meeting Date: 16-Aug-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Amendments to Procedural Rules Regulating Meeting For Board of Directors Management For Voted - For 3 Amendments to Procedural Rules Regulating Meeting For Shareholders Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 1010 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Report of Deposit and Use of 2021 Raised Funds Management For Voted - For 7 Estimated 2022 Related Party Transactions Management For Voted - For 8 Appointment of 2022 Auditor Management For Voted - For 9 Wealth Management Products with Idle Raised Funds Management For Voted - For 10 Investment and Wealth Management with Property Funds Management For Voted - For 11 Authority to Give Guarantees to Subsidiaries in 2022 Management For Voted - For 12 Approval of Line of Credit in 2022 Management For Voted - For 13 2022 Remuneration Plan For Directors And Senior Management Management For Voted - For 14 Remuneration Management System for Directors, Supervisors, and Senior Management Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Amendments to Procedural Rules: Shareholders Meetings Management For Voted - For CHINA FEIHE LIMITED Security ID: G2121Q105 Ticker: 6186 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LENG Youbin Management For Voted - Against 6 Elect Judy Fong-Yee TU Management For Voted - For 7 Elect GAO Yu Management For Voted - Against 8 Elect Kingsley CHAN Kwok King Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Amendments to Articles Management For Voted - For CHINA MENGNIU DAIRY COMPANY LIMITED Security ID: G21096105 Ticker: 2319 Meeting Date: 12-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Relevant Scheme and Specific Mandate to Place Convertible Bonds Management For Voted - For 1011 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CHEN Lang and Approve Fees Management For Voted - Against 6 Elect WANG Yan and Approve Fees Management For Voted - For 7 Elect ZHANG Ping and Approve Fees Management For Voted - For 8 Elect WANG Xi and Approve Fees Management For Voted - For 9 Elect YIH Dieter and Approve Fees Management For Voted - For 10 Elect Michael Hankin LI and Approve Fees Management For Voted - For 11 Elect GE Jun and Approve Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Amendments to Articles Management For Voted - Against CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Security ID: Y15037107 Ticker: 0291 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect HOU Xiaohai Management For Voted - For 6 Elect WEI Qiang Management For Voted - For 7 Elect Richard Raymond WEISSEND Management For Voted - Against 8 Elect ZHANG Kaiyu Management For Voted - Against 9 Elect TANG Liqing Management For Voted - Against 10 Elect Eric LI Ka Cheung Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Amendments to Articles Management For Voted - For CHONGQING BREWERY CO., LTD. Security ID: Y15846101 Ticker: 600132 Meeting Date: 03-Sep-21 Meeting Type: Special 1 Elect Leo Evers Management For Voted - For 1012 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 01-Dec-21 Meeting Type: Special 1 2022 Related Party Transactions Management For Voted - For 2 Allocation of Interim Dividends of a Controlled Subsidiary Management For Voted - For Meeting Date: 17-Dec-21 Meeting Type: Special 1 Setting Up A Company And Investment In A Production Base Management For Voted - For Meeting Date: 14-Mar-22 Meeting Type: Special 1 Election of Leo Evers as Director of Carlsberg Chongqing Brewery Co., Ltd. Management For Voted - For 2 Launching Aluminum Futures Hedging Business By Carlsberg Chongqing Brewery Co., Ltd. Management For Voted - For 3 Purchase of Short-Term Wealth Management Products From Banks By Carlsberg Chongqing Brewery Co., Ltd. Management For Voted - For 4 Elect Gavin Brockett Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 2021 Work Report Of The Board Of Directors Management For Voted - For 5 2021 Work Report Of The Supervisory Committee Management For Voted - For 6 2021 Work Report Of Independent Directors Management For Voted - For 7 Adjustment Of The Implementation Plan Of Aluminum Hedging Business Management For Voted - For 8 Adjustment Of 2022 Continuing Connected Transactions Quota Management For Voted - For 9 Appointment Of 2022 Financial And Internal Control Audit Firm Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect Leo Evers Management For Voted - For 12 Elect Gavin Brockett Management For Voted - For 13 Elect Ulrik ANDERSEN Management For Voted - For 14 Elect LEE Chee Kong Management For Voted - For 15 Elect CHIN Wee Hua Management For Voted - For 16 Elect LV Yandong Management For Voted - For 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Elect YUAN Yinghong Management For Voted - For 19 Elect SHENG Xuejun Management For Voted - For 20 Elect ZHU Qianyu Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Elect KUANG Qi Management For Voted - For 23 Elect HUANG Minlin Management For Voted - Against 1013 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted CHONGQING FULING ZHACAI GROUP CO LTD Security ID: Y1588V102 Ticker: 002507 Meeting Date: 20-Aug-21 Meeting Type: Special 1 2021 Interim Profit Distribution Plan Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 18-Apr-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2022 Financial Budget Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Amendments to the Remuneration Management Measures for Directors, Supervisors, Senior Management and Other Personnel Management For Voted - For 9 Amendments to Management System for Raised Funds Management For Voted - For 10 Purchase Of Wealth Management Products With Idle Proprietary Funds Management For Voted - For 11 Purchase Of Wealth Management Products With Idle Raised Funds Management For Voted - For DALI FOODS GROUP CO LTD. Security ID: G2743Y106 Ticker: 3799 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect XU Shihui Management For Voted - Against 6 Elect ZHUANG Weiqiang Management For Voted - For 7 Elect XU Yangyang Management For Voted - Against 8 Elect HUANG Jiaying Management For Voted - For 9 Elect XU Biying Management For Voted - For 10 Elect HU Xiaoling Management For Voted - Against 11 Elect NG Kong Hing Management For Voted - For 12 Elect LIU Xiaobin Management For Voted - For 13 Elect LIN Zhijun Management For Voted - Against 14 Directors' Fees Management For Voted - For 15 Appointment of Auditor and Authority to Set Fees Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 18 Authority to Issue Repurchased Shares Management For Voted - Against 19 Amendments to Articles of Association Management For Voted - For 1014 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted DASHENLIN PHARMACEUTICAL GROUP CO. LTD. Security ID: Y19984106 Ticker: 603233 Meeting Date: 02-Jul-21 Meeting Type: Special 1 Connected Transactions Regarding the Equity Purchase and Capital Increase for Guangzhou Tianchen Health Technology Co., Ltd. Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Management System for External Financing Management For Voted - For 4 Amendments to Management System for External Investment Management For Voted - For Meeting Date: 21-Mar-22 Meeting Type: Special 1 Application for Comprehensive Credit Line to Banks by Subsidiaries and Provision of Guarantee Management For Voted - Against Meeting Date: 20-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Financial Budget Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor and Internal Control Auditor Management For Voted - For 7 Approval of Directors', Supervisors, and Senior Executives Fees Management For Voted - For 8 Proposal on the Report on the Implementation of the Company's Connected Transactions for the Year 2021 and the Projected Daily Connected Transactions for the Year 2022 Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Amendments to Procedural Rules: Board of Directors Management For Voted - For 11 Amendments to Procedural Rules: Independent Director System Management For Voted - For 12 Amendments to Procedural Rules: External Guarantee Management System Management For Voted - For 13 Amendments to Procedural Rules: Foreign Investment Management System Management For Voted - For 14 Amendments to Procedural Rules: Management System for Connected Transactions Management For Voted - For 15 Amendments to Procedural Rules: Shareholders' Meetings Management For Voted - For 1015 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted FOSHAN HAITIAN FLAVOURING AND FOOD COMPANY LTD. Security ID: Y23840104 Ticker: 603288 Meeting Date: 15-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Approval of Annual Accounts Management For Voted - For 5 Approval of Financial Budget Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors and Supervisors' Fees for 2022 Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Entrusted Wealth Management with Idle Proprietary Funds Management For Voted - For 10 Related Party Transactions Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Amendments To Some Of The Company S Management Systems Management For Voted - For FU JIAN ANJOY FOODS CO. LTD Security ID: Y265F3109 Ticker: 603345 Meeting Date: 07-Jan-22 Meeting Type: Special 1 Change of Company Name and Amendments to Articles Management For Voted - For Meeting Date: 28-Mar-22 Meeting Type: Special 1 Cash Management with Temporarily Idle Raised Funds and Temporarily Idle Proprietary Funds Respectively Management For Voted - For 2 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 13-Jun-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Work Report Of Independent Directors Management For Voted - For 5 2021 Work Report Of The Audit Committee Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 2021 Profit Distribution Plan Management For Voted - For 8 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 9 2022 Cash Management with Temporarily Idle Raised Funds and Idle Proprietary Funds Management For Voted - For 10 2022 Application For Credit Line To Banks And Guarantee Management For Voted - For 11 Reappointment Of Audit Firm Management For Voted - For 1016 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 12 2021 Internal Control Evaluation Report Management For Voted - For 13 2022 Estimated Continuing Connected Transactions Management For Voted - For 14 Remuneration Plan For Directors And Supervisors Management For Voted - For 15 Amendments to the Company's Articles of Association and Some Internal Systems Management For Voted - For 16 2021 Environmental, Social And Management And Governance Report Management For Voted - For FUJIAN SUNNER DEVELOPMENT CO., LTD. Security ID: Y2655H109 Ticker: 002299 Meeting Date: 15-Jul-21 Meeting Type: Special 1 Elect FU Guangming Management For Voted - For 2 Elect FU Fenfang Management For Voted - Against 3 Elect CHEN Rong Management For Voted - For 4 Elect CHEN Jianhua Management For Voted - For 5 Elect ZHOU Hong Management For Voted - For 6 Elect DING Xiao Management For Voted - For 7 Elect HE Xiurong Management For Voted - For 8 Elect WANG Dong Management For Voted - For 9 Elect DU Xingqiang Management For Voted - For 10 Elect ZHANG Yuxun Management For Voted - For 11 Elect GONG Jinlong Management For Voted - Against Meeting Date: 18-Aug-21 Meeting Type: Special 1 Use of Repurchased Shares Management For Voted - For 2 Eligibility for the Repurchase Shares Management For Voted - For 3 Repurchase Methods and Price Range Management For Voted - For 4 Types, Purpose, Size and Ratio of Share Capital of Repurchase Shares and Amount of the Repurchase Funds Management For Voted - For 5 Source of Funds Management For Voted - For 6 Implementation Period Management For Voted - For 7 Authorization Matters Management For Voted - For Meeting Date: 02-Nov-21 Meeting Type: Special 1 Repurchase and Cancellation of Some Restricted Shares of 2019 Employee Restricted Shares Plan Management For Voted - For 2 Reduce Registered Capital and Amendments to Articles Management For Voted - For 3 Investment In Securities and Derivatives Products with Idle Funds Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2022 Financial Budget Report Management For Voted - For 4 Reappointment of 2022 Audit Firm Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 1017 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2022 Application For Credit Line To Banks By The Company And Its Subsidiaries Management For Voted - For 7 2022 Estimated Connected Transactions Of The Company And Its Subsidiaries Management For Voted - For 8 2022 Remuneration Plan For Directors, Supervisors And Senior Management Management For Voted - For 9 Securities Investment And Derivatives Trading With Idle Proprietary Funds Management For Voted - For 10 2021 Profit Distribution Plan Management For Voted - For 11 Entrusted Wealth Management With Idle Proprietary Funds Management For Voted - For 12 Repurchase and Cancellation of Some Restricted Stocks Under the 2019 Restricted Stock Incentive Plan Management For Voted - For 13 Decrease of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For GUANGDONG HAID GROUP COMPANY LIMITED Security ID: Y29255109 Ticker: 002311 Meeting Date: 11-Aug-21 Meeting Type: Special 1 Provision of External Guarantee Management For Voted - For 2 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Launching Securities Investment And Derivatives Trading Management For Voted - For 3 Formulation Of The External Guarantee Management System Management For Voted - For Meeting Date: 09-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Estimation of FY2022 Related Party Transactions Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 FY2022 Approval of Line of Credit Management For Voted - For 9 Proposal to Conduct Hedging Business in 2022 Management For Voted - For 10 Proposal to Invest in Wealth Management Products Management For Voted - For 11 Proposal to Inject Capitals in A Subsidiary Management For Voted - For 12 Adjustment to Independent Directors' Fees Management For Voted - For 13 Dividend Distribution Plan for the Next 3 Years (2022-2024) Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting 1018 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 16-May-22 Meeting Type: Special 1 The Company's Eligibility for Non-public Share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Volume Management For Voted - Against 5 Issuing Targets and Subscription Method Management For Voted - Against 6 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 Amount and Purpose of the Raised Funds Management For Voted - Against 10 Arrangement of Accumulated Retained Profits Before the Non-public Share Offering Management For Voted - Against 11 The Valid Period of the Resolution on the Non-public Share Offering Management For Voted - Against 12 2022 Preplan For Non-Public A-Share Offering Management For Voted - Against 13 Connected Transaction Regarding the Conditional Share Subscription Agreement to Be Signed with Specific Parties Management For Voted - Against 14 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against 15 Report On The Use Of Previously Raised Funds Management For Voted - For 16 Impact on the Company S Major Financial Indicators of the Diluted Immediate Return After the 2022 Non-public A-share Offering and Filling Measures and Commitments of Relevant Parties Management For Voted - Against 17 Full Authorization to the Board to Handle Matters Regarding the 2022 Non-public A-share Offering (qfii) Management For Voted - Against 18 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 02-Jun-22 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - For 2 Authority to Issue Debt Instruments Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For HEILONGJIANG AGRICULTURE CO., LTD. Security ID: Y3120A109 Ticker: 600598 Meeting Date: 28-Jul-21 Meeting Type: Special 1 Elect MA Zhongzhi Management For Voted - For 2 Elect LI Guofeng Management For Voted - For 3 Elect WANG Hongkuan Management For Voted - Against 1019 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Work Report Of Independent Directors Management For Voted - For 5 Reappointment Of Audit Firm Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2022 Financial Budget Management For Voted - For 8 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 2021 Performance Remuneration For Persons In Charge And Payment Of Tenure Incentive Income From 2019 To 2021 Management For Voted - For 10 Amendments To The Management Measures On Performance Appraisal And Remuneration For Persons In Charge Management For Voted - For 11 Shareholder Return Plan From 2022 To 2024 Management For Voted - For 12 Estimated Quota Of Entrusted Wealth Management Management For Voted - For 13 Purchase Of Liability Insurance For Directors, Supervisors And Senior Management Management For Voted - For HENAN SHUANGHUI INVESTMENT AND DEVELOPMENT CO., LTD. Security ID: Y3121R101 Ticker: 000895 Meeting Date: 31-Aug-21 Meeting Type: Special 1 Elect WAN Long Management For Voted - For 2 Elect WAN Hongwei Management For Voted - For 3 Elect GUO Lijun Management For Voted - For 4 Elect MA Xiangjie Management For Voted - For 5 Elect LUO Xinjian Management For Voted - For 6 Elect DU Haibo Management For Voted - Against 7 Elect LIU Dongxiao Management For Voted - For 8 Elect YIN Xiaohua Management For Voted - For 9 Elect HU Yungong Management For Voted - Against 10 Elect LI Xianghui Management For Voted - For 11 Elect HU Yuhong Management For Voted - Against 12 Amendments to Articles of Association Management For Voted - For 13 Amendments to the Rules of Procedure Governing the Shareholders Meetings Management For Voted - For 14 Amendments to the Rules of Procedure Governing the Board Meetings Management For Voted - For 15 Amendments to the Rules of Procedure Governing the Supervisors Meetings Management For Voted - For Meeting Date: 20-Dec-21 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 1020 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 19-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2022 Re-Appointment of Auditor Management For Voted - For 6 2022 Re-Appointment of Internal Control Auditor Management For Voted - For 7 Amendments to Articles of Association Management For Voted - For 8 Amendments to Procedural Rules Governing the General Meeting of Shareholders Management For Voted - For 9 Amendments to Procedural Rules Governing the Board of Directors Management For Voted - For 10 Amendments to Procedural Rules Governing the Board of Supervisors Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting HENGAN INTERNATIONAL GROUP COMPANY LIMITED Security ID: G4402L151 Ticker: 1044 Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect SZE Man Bok Management For Voted - Against 6 Elect HUI Lin Chit Management For Voted - For 7 Elect LI Wai Leung Management For Voted - Against 8 Elect Theil Paul Marin Management For Voted - Against 9 Elect CHEN Chuang Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Amendments to Articles Management For Voted - Against INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Security ID: Y408DG116 Ticker: 600887 Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2022 Business Strategies and Investment Plan Management For Voted - For 5 2021 Accounts and 2022 Financial Budget Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Independent Directors' Report Management For Voted - For 1021 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 8 By-elect LI Feng as Director Management For Voted - For 9 Authority to Give Guarantees by a Wholly-owned Subsidiary Management For Voted - Abstain 10 Authority to Issue Debt Instruments Management For Voted - For 11 Authority to Give Guarantees to Wholly-owned Subsidiaries Management For Voted - For 12 Authority to Give Guarantees to Hohhot Yixing Dairy Investment Management Co., Ltd Management For Voted - For 13 Authority to Give Guarantees by Ausnutria Dairy Corporation Ltd. Management For Voted - For 14 Repurchase and Cancellation of Some Restricted Shares from 2019 Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Amendments to Work System of Independent Directors Management For Voted - For 17 Amendments to Management System for Related Party Transactions Management For Voted - For 18 Appointment of Auditor Management For Voted - For JIANGSU KING`S LUCK BREWERY JOINT-STOCK CO. LTD. Security ID: Y444JU106 Ticker: 603369 Meeting Date: 09-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 Investment In Implementation Of A Project Management For Voted - For JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Security ID: Y444AE101 Ticker: 002304 Meeting Date: 02-Aug-21 Meeting Type: Special 1 Adoption of Phase I Key Backbone Employee Stock Ownership Plan (Draft) and its Summary Management For Voted - Against 2 Establishment of the Management Measures of Phase I Key Backbone Employee Stock Ownership Plan Management For Voted - Against 3 Board Authorization to Implement the Phase I Key Backbone Employee Stock Ownership Plan and Relevant Matters Management For Voted - Against Meeting Date: 15-Nov-21 Meeting Type: Special 1 Change of Business Scope and Amendments to Articles Management For Voted - For 2 Establishment of the Management Measures for Connected Transactions Management For Voted - For 1022 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 30-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny30.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2022 Reappointment Of Audit Firm Management For Voted - For 7 Authorization to the Management Team to Purchase Wealth Management Products with Proprietary Funds at a Proper Time Management For Voted - For 8 Formulation Of The Remuneration And Appraisal Management Measures For Members Of The Management Team Management For Voted - For 9 Election Of Yang Weiguo As A Non-Independent Director Management For Voted - For JIANGXI ZHENGBANG TECHNOLOGY CO LTD Security ID: Y4448A102 Ticker: 002157 Meeting Date: 07-Jul-21 Meeting Type: Special 1 Additional Guarantee for Subsidiaries Management For Voted - Against 2 Repurchase And Cancellation Of Some 2018, 2019 And 2021 Restricted Stocks Management For Voted - For 3 Approve Overseas Issuance of Bonds and External Guarantee Management For Voted - For 4 Authorization of Board to Handle All Related Matters Management For Voted - For 5 Use of Excess Raised Funds to Replenish Working Capital Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Sep-21 Meeting Type: Special 1 Launching Commodity Futures and Options Hedging Business Management For Voted - For 2 Additional Guarantee Quota for Subsidiaries Management For Voted - Against 3 Securitization of Supply Chain Assets Management For Voted - For 4 Setting Up Subsidiaries and Capital Increase in Subsidiaries Management For Voted - For 5 Repurchase and Cancellation of Restricted Stocks Under the 2019 and 2021 Equity Incentive Plans Management For Voted - For 1023 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 24-Nov-21 Meeting Type: Special 1 Termination of the 2021 Stock Option and Restricted Stock Incentive Plan, Repurchase and Cancellation of Restricted Stocks and Cancellation of Stock Options Management For Voted - For Meeting Date: 13-Jan-22 Meeting Type: Special 1 2022 Estimated Connected Transactions Management For Voted - For 2 2022 Estimated Provision of Guarantees Management For Voted - Against 3 Connected Transaction Regarding Borrowing from Controlling Shareholder and Persons Act in Concert in 2022 Management For Voted - For 4 Application of Line of Credit in 2022 Management For Voted - For 5 Repurchase and Cancellation of Some 2019 Restricted Shares Management For Voted - For 6 By-Elect LI Zhixuan as Non-Independent Director Management For Voted - Against 7 By-Elect CAO Xiaoqiu as Independent Director Management For Voted - For Meeting Date: 16-Mar-22 Meeting Type: Special 1 Repurchase and Cancellation of Some Restricted Stocks in 2019 Management For Voted - For 2 Additional Guarantee Quota For Subsidiaries Management For Voted - Against Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Unrecovered Losses Account For One-Third Of The Paid-In Capital Management For Voted - For 8 Downward Adjustment Of The Conversion Price Of Convertible Corporate Bonds As Proposed By The Board Management For Voted - For 9 Board Authorization to Implement the Downward Adjustment of the Conversion Price of Convertible Corporate Bonds Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIN Feng Management For Voted - For 3 Elect LI Zhixuan Management For Voted - For 4 Elect LIEW Kenneth Thow Jiun Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Elect CAO Xiaoqiu Management For Voted - For 7 Elect YANG Hui Management For Voted - For 1024 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect HUANG Jianjun Management For Voted - Against 10 Elect GUO Xiangyi Management For Voted - For 11 Termination of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For JIUGUI LIQUOR CO., LTD. Security ID: Y37688101 Ticker: 000799 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Misc Management Proposal in relation to Construction of Production Area Management For Voted - For 2 Elect XU Fei Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Amendments to Procedural Rules: the Board of Directors Management For Voted - For JONJEE HI-TECH INDUSTRIAL AND COMMERCIAL HOLDING CO., LTD. Security ID: Y9889J108 Ticker: 600872 Meeting Date: 11-Aug-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Elect Cao Jianjun Management For Voted - For 3 Repurchase of part of the public shares for the second time in 2021 Management For Voted - For Meeting Date: 23-Sep-21 Meeting Type: Special 1 Publicly Transfer 89.24% Equities of a Subsidiary Management For Voted - For Meeting Date: 16-Nov-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - For Meeting Date: 23-Mar-22 Meeting Type: Special 1 Adjustment Of 2021 Financial And Internal Control Audit Fees Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 1025 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect HE Hua Management For Voted - For 4 Elect HUANG Wei Management For Voted - For 5 Elect Cao Jianjun Management For Voted - For 6 Elect ZHOU Yanmei Management For Voted - For 7 Elect YU Jianhua Management For Voted - For 8 Elect WAN Hequn Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect QIN Zhihua Management For Voted - For 11 Elect LI Gang Management For Voted - For 12 Elect GAN Yaoren Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect SONG Weiyang Management For Voted - For 15 Elect ZHENG Yizhao Management For Voted - Against Meeting Date: 17-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 FY2021 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Directors and Supervisors' Fees Management For Voted - For 6 Amendments to Articles (Bundled) Management For Voted - For 7 Approval of FY2021 Annual Report and Its Summary Management For Voted - For JUEWEI FOOD CO. LTD Security ID: Y446FS100 Ticker: 603517 Meeting Date: 18-Aug-21 Meeting Type: Special 1 Eligibility For Private Placement Management For Voted - For 2 Type and Nominal Value Management For Voted - Against 3 Issuance Method and Date Management For Voted - Against 4 Issuance Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Amount Management For Voted - Against 7 Purpose of Raised Funds Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Arrangement For the Accumulated Retained Profits Before the Private Placement Management For Voted - Against 11 Validity of the Resolution Management For Voted - Against 12 Preliminary Report for Private Placement Management For Voted - Against 13 Feasibility Report on the Use of Raised Funds for Private Placement Management For Voted - Against 14 Report on the Use of Raised Funds Management For Voted - For 15 Diluted Immediate Return After the Private Placement, Filing Measures and Commitment of Relevant Parties Management For Voted - Against 1026 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Setting Up Dedicated Deposit Account for Raised Funds Management For Voted - Against 17 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 18 Authorization to the Board to Handle Matters Regarding Private Placement Management For Voted - Against 19 Repurchase and Cancellation of Some Locked Restricted Stocks Granted in 2021 Management For Voted - For Meeting Date: 11-Oct-21 Meeting Type: Special 1 Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants in 2021 Management For Voted - For 2 Additional Related Parties And Continuing Connected Transactions Management For Voted - For Meeting Date: 15-Dec-21 Meeting Type: Special 1 Remuneration for Independent Directors Management For Voted - For 2 Remuneration for Non-independent Directors Management For Voted - For 3 Remuneration for Supervisors Management For Voted - For 4 Repurchase and Cancellation of Locked Restricted Stocks Granted to Some Plan Participants Under the 2021 Restricted Stock Incentive Plan Management For Voted - For 5 Additional Related Parties And Continuing Connected Transactions Management For Voted - For 6 Elect DAI Wenjun Management For Voted - For 7 Elect CHEN Geng Management For Voted - For 8 Elect JIANG Xingzhou Management For Voted - For 9 Elect WANG Zhenguo Management For Voted - For 10 Elect LIAO Jianwen Management For Voted - For 11 Elect ZHU Yujie Management For Voted - For 12 Elect YANG Delin Management For Voted - For 13 Elect ZHANG Gaofei Management For Voted - Against 14 Elect CUI Yao Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 Implementing Results of 2021 Connected Transactions and Estimation of 2022 Continuing Connected Transactions Management For Voted - For 1027 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Confirmation Of The Excess Part Of 2021 Continuing Connected Transactions Management For Voted - For 9 Application For Credit Line To Banks Management For Voted - For 10 Termination of the 2021 Restricted Stock Incentive Plan and Repurchase and Cancellation of Restricted Stocks Management For Voted - For 11 Extension of Projects Financed with Raised Funds from the Convertible Corporate Bonds Management For Voted - For 12 Cash Management With Some Idle Raised Funds Management For Voted - For KWEICHOW MOUTAI CO., LTD. Security ID: Y5070V116 Ticker: 600519 Meeting Date: 24-Sep-21 Meeting Type: Special 1 Elect DING Xiongjun Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 3 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 4 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 5 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 6 A Trademark License Agreement To Be Signed With Related Parties Management For Voted - For 7 Continuing Connected Transactions With A Company Management For Voted - For Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Budget Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Adjustment Of The Investment Amount Of A Project Management For Voted - For 12 Adjustment Of The Investment Amount Of A 2Nd Project Management For Voted - For 13 Adjustment Of The Investment Amount Of A 3Rd Project Management For Voted - For 14 Elect LIU Shizhong Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect JIANG Guohua Management For Voted - For 17 Elect GUO Tianyong Management For Voted - For 18 Elect SHENG Leiming Management For Voted - For 1028 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted LBX PHARMACY CHAIN JOINT STOCK COMPANY Security ID: Y5S72F101 Ticker: 603883 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Company's Eligibility for Major Assets Restructuring Management For Voted - For 2 Transaction Counterparties Management For Voted - For 3 Underlying Assets Management For Voted - For 4 Pricing Basis and Transaction Price Management For Voted - For 5 Attribution of the Profits and Losses of the Underlying Companies During Transitional Period Management For Voted - For 6 Compensation Clause Management For Voted - For 7 Contractual Obligations and Liabilities for Breach of Contract of Handling the Transfer of the Ownership of Underlying Assets Management For Voted - For 8 Transaction Method and Source of Funds Management For Voted - For 9 Evaluation of the Transaction Management For Voted - For 10 Validity of Resolution Management For Voted - For 11 Report (Draft) On the Major Asset Purchase and Its Summary Management For Voted - For 12 Transaction Does Not Constitute A Connected Transaction Management For Voted - For 13 Transaction Constitutes Major Assets Restructuring Management For Voted - For 14 Transaction Does Not Constitute A Listing By Restructuring Management For Voted - For 15 Transaction in Compliance With Article 4 of the Provisions on Several Issues Concerning the Regulation of Major Assets Restructuring of Listed Companies Management For Voted - For 16 Transaction in Compliance With Article 11 of the Management Measures on Major Assets Restructuring of Listed Companies Management For Voted - For 17 Relevant Parties are Qualified to Participate in the Major Assets Restructuring According to Article 13 of the Provisional Regulations on Enhancing Supervision on Abnormal Stock Trading Regarding Major Assets Restructuring of Listed Companies Management For Voted - For 18 Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluation and Pricing Management For Voted - For 19 Audit Report, Pro Forma Review Report And Assets Evaluation Report Related To The Transaction Management For Voted - For 20 Conditional Agreement to be Signed With Transactional Counterparties Management For Voted - For 21 Completeness and Compliance of the Legal Procedure of the Transaction, and Validity of the Legal Documents Submitted Management For Voted - For 22 Company's Share Price Fluctuation Does Not Meet the Standards Set Forth in Articles 5 of the Notice on Regulating Information Disclosure of Listed Companies on Conduct of Relevant Parties Management For Voted - For 1029 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Diluted Immediate Return After Major Assets Restructuring and Filling Measures Management For Voted - For 24 Authorization To The Board To Handle Matters Regarding The Transaction Management For Voted - For 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 02-Mar-22 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Elect XIE Ziqi Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Mar-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2022 Application for Comprehensive Credit Line to Banks by the Company and Subsidiaries and Provision of Guarantee Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 2021 Total Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 8 Change Of The Company S Registered Capital And Business Scope, And Amendments To The Company S Articles Of Association Management For Voted - For 9 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 10 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 11 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 12 Amendments To The Raised Funds Management System Management For Voted - For 13 Amendments To The Connected Transactions Management Measures Management For Voted - For 14 Amendments To The External Investment Management Measures Management For Voted - For 15 Formulation Of The External Donation Management System Management For Voted - For 16 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 17 Change Of Non-Independent Directors Management For Voted - For 18 2022 Estimated Continuing Connected Transactions Management For Voted - For 1030 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted LUZHOU LAOJIAO COMPANY LIMITED Security ID: Y5347R104 Ticker: 000568 Meeting Date: 29-Dec-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Management Measures for the 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Performance Appraisal Measures on the 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding the Equity Incentive Management For Voted - For 5 Remuneration And Appraisal Management Measures For Management Team Members Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of 2021 Annual Report Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Proposal on the Purchase of Directors' and Supervisors' Liability Insurance Management For Voted - For 8 Elect LI Guowang Management For Voted - For 9 Elect GONG Zhengying Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect TANG Shijun Management For Voted - Against 12 Elect OU Fei Management For Voted - For MUYUAN FOODSTUFF CO., LTD Security ID: Y6149B107 Ticker: 002714 Meeting Date: 20-Jul-21 Meeting Type: Special 1 Elect YAN Lei as Independent Director Management For Voted - For Meeting Date: 29-Sep-21 Meeting Type: Special 1 Elect QIN Yinglin Management For Voted - For 2 Elect QIAN Ying Management For Voted - For 3 Elect CAO Zhinian Management For Voted - For 4 Elect Ram Charan Management For Voted - For 5 Elect LI Hongwei Management For Voted - For 6 Elect YAN Lei Management For Voted - For 1031 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Feng Genfu Management For Voted - For 8 Elect SU Danglin Management For Voted - For 9 Elect LI Fuqiang Management For Voted - Against 10 Repurchase and cancel some restricted stocks Management For Voted - For 11 Amend the articles of association Management For Voted - For 12 Amendment of the "Rules of Procedure of the General Meeting of Shareholders" Management For Voted - For 13 Amendment of the "Rules of Procedure of the Board of Supervisors" Management For Voted - For 14 Amendment of Independent Director System Management For Voted - For 15 Amendment of External Guarantee Management System Management For Voted - For 16 Amendment of the "Related Transaction Decision System" Management For Voted - For 17 Amendment of the Management System of Raised Funds Management For Voted - For 18 Amendment of the "Outbound Investment Management System" Management For Voted - For 19 Amendment of the "Administrative System for Providing Financial Aid to Externally" Management For Voted - For 20 Amendment of the risk investment management system Management For Voted - For 21 Amendment of Detailed Rules for the Implementation of the Cumulative Voting System Management For Voted - For Meeting Date: 03-Nov-21 Meeting Type: Special 1 Eligibility for the Company's Private Placement of A Shares Management For Voted - Against 2 Types and Nominal Value Management For Voted - Against 3 Issuance Method and Date Management For Voted - Against 4 Issuance Size Management For Voted - Against 5 Issuance Target and Subscription Method Management For Voted - Against 6 Issuance Price and Pricing Principle Management For Voted - Against 7 Amount of Raised Funds and Use of Proceeds Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Distribution Arrangement for Accumulated Profits Management For Voted - Against 10 Listing Market Management For Voted - Against 11 Validity of the Resolution Management For Voted - Against 12 Preliminary Plan of the Company's 2021 Private Placement of A Shares Management For Voted - Against 13 Feasibility Report on Use of Proceeds Management For Voted - Against 14 Report of Deposit and Use of Previously Raised Funds Management For Voted - For 15 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - Against 16 Connected Transaction Regarding the Private Placement of A Shares Management For Voted - Against 17 Entering into a Conditional Subscription Agreement with Muyuan Industry Group Co., Ltd. Regarding the Private Placement of A Shares Management For Voted - Against 18 Shareholder Returns Plan for Next Three Years (2021 - 2023) Management For Voted - For 19 Establishment of Special Account for the Private Placement of A Shares Management For Voted - Against 1032 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Board Authorization to Handle Matters of the Company's Private Placement of A Shares Management For Voted - Against 21 Provision of Guarantees for Subsidiaries' Raw Material Purchasing Management For Voted - Abstain Meeting Date: 22-Dec-21 Meeting Type: Special 1 Approval of Line of Credit Management For Voted - For 2 Provision of Guarantees Management For Voted - Against 3 Connected Transaction Regarding Borrowing from Shareholders Management For Voted - Abstain 4 Estimated 2022 Connected Transactions Management For Voted - For 5 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 6 Amendments to Work System for Independent Directors Management For Voted - For 7 Amendments to Implementation Measures for Cumulative Voting Management For Voted - For 8 Amendments to Management Measures for Raised Funds Management For Voted - For 9 Adoption of 2019 Employee Restricted Shares (Revised Draft) and it Summary Management For Voted - For 10 Amendment to the Management Measures for 2019 Employee Restricted Shares Management For Voted - For Meeting Date: 28-Feb-22 Meeting Type: Special 1 2022 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the Equity Incentive Management For Voted - For 4 Change of the Business Scope and Amendment to the Articles of Association of the Company Management For Voted - For 5 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2022 Remuneration Plan For Directors Management For Voted - For 8 2022 Remuneration Plan For Supervisors Management For Voted - For 9 2022 Appointment Of Financial Audit Firm Management For Voted - For 10 Special Report On The Use Of Previously Raised Funds Management For Voted - For 11 System For Independent Directors Management For Voted - For 1033 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 13 Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 14 External Guarantee Management System Management For Voted - For 15 Connected Transactions Decision-Making System Management For Voted - For 16 Raised Funds Management System Management For Voted - For 17 Financial Aid Provision Management System Management For Voted - For 18 External Investment Management System Management For Voted - For 19 Risk Investment Management System Management For Voted - For 20 External Donation Management System Management For Voted - For 21 Implementing Rules For Cumulative Voting System Management For Voted - For 22 Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 23 Amendments To The Articles Of Associations Management For Voted - For 24 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For 25 Connected Transaction Regarding Adjustment of the Loans from Related Shareholders Management For Voted - For 26 Provision of Guarantee for the Loans of Purchasing Raw Materials by Subsidiaries Management For Voted - For NEW HOPE LIUHE CO., LTD. Security ID: Y7933V101 Ticker: 000876 Meeting Date: 11-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Eligibility for the Company's Private Placement Management For Voted - For 3 Types and Nominal Value Management For Voted - For 4 Issuance Method and Date Management For Voted - For 5 Benchmark Date, Issuance Price and Pricing Principle Management For Voted - For 6 Issuance Targets and Subscription Method Management For Voted - For 7 Issuance Size Management For Voted - For 8 Lockup Period Management For Voted - For 9 Amount of Raised Funds and Use of Proceeds Management For Voted - For 10 Depository Account Management For Voted - For 11 Distribution Arrangement for Accumulated Profits Management For Voted - For 12 Listing Market Management For Voted - For 13 Validity of the Resolution Management For Voted - For 14 Preliminary Plan for the Company's Private Placement Management For Voted - For 15 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 16 Feasibility Report of the Private Placement Management For Voted - For 17 Board Authorization to Handle Matters of the Company's Private Placement Management For Voted - For 18 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - For 19 Entering into Conditional Subscription Agreement with Subscriber Management For Voted - For 20 Connected Transaction Regarding the Private Placement Management For Voted - For 1034 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Shareholder Returns Plan for Next Three Years (2022-2024) Management For Voted - For 22 Cancellation of Some Stock Options and Repurchase and Cancellation of Some Restricted Shares Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 3 Approval of FY2021 Directors' Report Management For Voted - For 4 Approval of FY2021 Supervisors' Report Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Authority to Give Guarantees Management For Voted - Against 8 Authority to Give Financing Guarantees Management For Voted - Against 9 Related Party Transaction with New Hope (Tianjin) Commercial Factoring Co., Ltd. Management For Voted - For 10 Related Party Transaction with Xinwang Financial Leasing (Tianjin) Co., Ltd. Management For Voted - For 11 Estimation of FY2022 Related Party Transaction Management For Voted - For 12 Authority to Issue Short-Term Commercial Papers Management For Voted - For 13 Authority to Issue Corporate Bonds Management For Voted - For 14 Eligibility for Corporate Bond Issuance Management For Voted - For 15 Board Authorization to Handle All Related Matters Regarding Issuance of Corporate Bonds Management For Voted - For 16 Amendments to Articles Management For Voted - For 17 Amendments to Procedural Rules: Board Meetings Management For Voted - For 18 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 19 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 20 Adoption of Restricted Stock Plan Management For Voted - For 21 Implement Assessment Management Plan for Employee Restricted Shares Plan Management For Voted - For 22 Board Authorization to Handle All Related Matters Regarding Employee Restricted Shares Plan Management For Voted - For 23 Approve Employee Stock Purchase Plan (Draft) and Summary Management For Voted - Against 24 Implement Assessment Management Plan for Employee Stock Purchase Plan Management For Voted - Against 25 Board Authorization to Handle All Related Matters Regarding Employee Stock Purchase Plan Management For Voted - Against 26 Approve Report on the Usage of Previously Raised Funds Management For Voted - For 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Elect LIU Chang Management For Voted - For 29 Elect LIU Yonghao Management For Voted - For 30 Elect WANG Hang Management For Voted - For 31 Elect LI Jianxiong Management For Voted - For 32 Elect ZHANG Minggui Management For Voted - For 33 Non-Voting Agenda Item N/A N/A Non-Voting 34 Elect WANG Jiafen Management For Voted - For 1035 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 35 Elect CHEN Huanchun Management For Voted - For 36 Elect CAI Manli Management For Voted - For 37 Non-Voting Agenda Item N/A N/A Non-Voting 38 Elect XU Zhigang Management For Voted - For 39 Elect JI Yueqi Management For Voted - Against NONGFU SPRING CO. LTD. Security ID: Y6367W106 Ticker: 9633 Meeting Date: 14-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of Employee Share Incentive Scheme Management For Voted - Against 4 Board Authorization regarding Employee Share Incentive Scheme Management For Voted - Against 5 Amendment of Service Agreements of Directors and Supervisors Management For Voted - Against Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Application for Credit Lines Management For Voted - For 9 Authority to Give Guarantees Management For Voted - For 10 Authority to Issue Domestic and/or H Shares w/o Preemptive Rights Management For Voted - Against PROYA COSMETICS CO. LTD. Security ID: Y7S88X100 Ticker: 603605 Meeting Date: 09-Sep-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Elect HOU Juncheng Management For Voted - For 3 Elect FANG Yuyou Management For Voted - For 4 Elect HOU Yameng Management For Voted - For 5 Elect MA Dongming Management For Voted - For 6 Elect GE Weijun Management For Voted - For 7 Elect HOU Luting Management For Voted - For 8 Elect HU Lina Management For Voted - Against Meeting Date: 12-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 1036 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: Management For Voted - For 6 Reappointment Of 2022 Audit Firm And Payment Of 2021 Audit Fees Management For Voted - For 7 2021 Confirmation Of Remuneration For Directors Management For Voted - For 8 2021 Confirmation Of Remuneration For Supervisors Management For Voted - For 9 2022 Estimated Quota Of Continuing Connected Transactions Management For Voted - For 10 2022 Estimated Guarantee Quota of the Company and Its Wholly-owned Subsidiaries Management For Voted - For 11 Amendments to the Company S Articles of Association and Handling of the Industrial and Commercial Registration Amendment Management For Voted - For 12 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 13 Amendments To The Company S Rules Of Procedure Governing The Board Meetings Management For Voted - For 14 Amendments to the Company S Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 15 Amendments To The Work System For Independent Directors Management For Voted - For 16 Amendments To The External Guarantee Decision-Making System Management For Voted - For 17 Amendments to the Management System on External Investment and Operation Decision-making Management For Voted - For 18 Amendments to the System for Prevention of Fund Occupation by Controlling Shareholders, De Facto Controller and Other Related Parties Management For Voted - For 19 Amendments To The Connected Transactions Decision-Making System Management For Voted - For 20 Amendments To The Raised Funds Management System Management For Voted - For SHANGHAI BAILIAN GROUP CO., LTD. Security ID: Y7682E110 Ticker: 600827 Meeting Date: 02-Nov-21 Meeting Type: Special 1 Apply for the extension of fulfillment of the controlling shareholder's commitment Management For Voted - For 2 Change accounting firm to conduct internal control audit Management For Voted - For Meeting Date: 30-Nov-21 Meeting Type: Special 1 By-elect GU Feng Management For Voted - For 1037 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Security ID: Y76853103 Ticker: 002568 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Elect LIU Xiaodong Management For Voted - For 2 Elect MA Liang Management For Voted - For 3 Elect LIN Liying Management For Voted - For 4 Elect GAO Yuan Management For Voted - For 5 Elect LI Peng Management For Voted - For 6 Elect PAN Yu Management For Voted - For 7 Elect ZHANG Xiaorong Management For Voted - For 8 Elect ZHANG Qizhong Management For Voted - For 9 Elect SHEN Bo Management For Voted - Against 10 Change of Registered Capital and Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules for Shareholders Meetings Management For Voted - For 12 Amendments to Procedural Rules for Board Meetings Management For Voted - For 13 Amendments to Work System for Independent Directors Management For Voted - For 14 Amendments to Fair Decision-Making System for Connected Transactions Management For Voted - For 15 Amendments to Procedural Rules for Supervisory Committee Meetings Management For Voted - For 16 Authority to Give Guarantees for a Wholly-Owned Subsidiary Management For Voted - For Meeting Date: 29-Dec-21 Meeting Type: Special 1 Adoption of 2021 Employee Restricted Shares Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Management Measures for 2021 Employee Restricted Shares Plan Management For Voted - For 3 Board Authorization to Handle Matters of 2021 Employee Restricted Shares Plan Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Internal Control Self-Assessment Report Management For Voted - For 6 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Authority to Give Guarantees Management For Voted - For 10 Repurchase and Cancellation of Some Restricted Shares Management For Voted - For 11 Amendments to Articles Management For Voted - For 1038 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 13 Amendments to Fair Decision-making System for Related Party Transactions Management For Voted - For 14 Amendments to Work System of Independent Directors Management For Voted - For 15 Adjustment of Directors' Remuneration Management For Voted - For 16 Liability Insurance for Directors, Supervisors, and Senior Management Management For Voted - For SHANGHAI JAHWA UNITED CO., LTD. Security ID: Y7685E109 Ticker: 600315 Meeting Date: 15-Sep-21 Meeting Type: Special 1 2021 Stock Option Incentive Plan (revised Draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2021 Stock Option Incentive Plan Management For Voted - For 4 Amendments to the Company's Articles of Association Management For Voted - For 5 Objective of the Share Repurchase Management For Voted - For 6 Type of Shares to Be Repurchased Management For Voted - For 7 Method of the Share Repurchase Management For Voted - For 8 Time Limit of the Share Repurchase Management For Voted - For 9 Price of the Shares to Be Repurchased Management For Voted - For 10 Number, Purpose and Percentage to the Total Capital of Shares to Be Repurchased and Total Amount for Share Repurchase Management For Voted - For 11 Amount and Source of the Funds to Be Used for the Repurchase Management For Voted - For 12 Authorization To The Board To Handle Matters Regarding The Share Repurchase Management For Voted - For Meeting Date: 26-Nov-21 Meeting Type: Special 1 Elect PAN Qiusheng Management For Voted - For 2 Elect DENG Minghui Management For Voted - For 3 Elect MENG Sen Management For Voted - For 4 Elect LIU Dong Management For Voted - For 5 Elect WANG Lujun Management For Voted - For 1039 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect FENG Guohua Management For Voted - For 7 Elect XIAO Lirong Management For Voted - For 8 Elect ZHAO Fujun Management For Voted - Against 9 Elect ZHENG Li Management For Voted - For SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Security ID: Y77013103 Ticker: 600809 Meeting Date: 07-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect YUAN Qingmao as a Director Management For Voted - For 3 Elect YU Zhongliang as a Director Management For Voted - For Meeting Date: 01-Apr-22 Meeting Type: Special 1 Proposal on Fen Wine 2030 Technical Transformation of Raw Liquor Production and Storage Expansion Project (Phase I) Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny18.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 Appointment of 2022 Financial Audit Firm and Internal Control Audit Firm and Payment of 2021 Audit Fees Management For Voted - For 8 Amendments To The Company S Articles Of Association Management For Voted - For 9 Purchase Of Structured Deposits Management For Voted - For 10 By-election of Director: Li Zhenhuan Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 By-Election Of Independent Director: Zhou Peiyu Management For Voted - For 13 By-Election Of Independent Director: Li Linchun Management For Voted - For 14 By-Election Of Independent Director: Fan Yanping Management For Voted - For SICHUAN SWELLFUN CO., LTD. Security ID: Y7932B106 Ticker: 600779 Meeting Date: 30-Sep-21 Meeting Type: Special 1 Reduce the company's registered capital and amend the "Articles of Association" Management For Voted - For 1040 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Adoption of Employee Stock Ownership Plan Management For Voted - Against 3 Management Measures on Employee Stock Ownership Plan Management For Voted - Against 4 Board Authorization to Implement Employee Stock Ownership Plan Management For Voted - Against 5 Elect Tanya Chaturvedi Management For Voted - Against 6 Elect Randall Ingber Management For Voted - For 7 Elect Sathish Krishnan Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For 7 Application For Credit Line To Banks Management For Voted - For 8 Provision Of Guarantee For The Bank Credit Line Management For Voted - For 9 Decrease Of The Company's Registered Capital And Amendments To The Company S Articles Of Association Management For Voted - For 10 Adjustment Of The Allowance For Independent Directors Management For Voted - For 11 Purchase Of Liability Insurance For Directors, Supervisors And Senior Management Management For Voted - For SMOORE INTERNATIONAL HOLDINGS LIMITED Security ID: G8245V102 Ticker: 6969 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Re-elect CHEN Zhiping Management For Voted - Against 6 Re-elect LIU Jincheng Management For Voted - For 7 Re-elect ZHONG Shan Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against SUN ART RETAIL GROUP LIMITED Security ID: Y8184B109 Ticker: 6808 Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 1041 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIN Xiaohai Management For Voted - For 6 Elect HUANG Ming-Tuan Management For Voted - For 7 Elect LI Yonghe Management For Voted - For 8 Elect XU Hong Management For Voted - Against 9 Elect Charles CHAN Sheung Wai Management For Voted - For 10 Elect Karen Yifen CHANG Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 24-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 2021 Master Supply Agreement Management For Voted - For 4 2021 Master Business Cooperation Agreement Management For Voted - For 5 Amendments to Articles Management For Voted - Against 6 Non-Voting Meeting Note N/A N/A Non-Voting TINGYI (CAYMAN ISLANDS) HOLDINGS CORP. Security ID: G8878S103 Ticker: 0322 Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Final Dividend Management For Voted - For 5 Allocation of Special Dividend Management For Voted - For 6 Elect Yuko TAKAHASHI and Approve Fees Management For Voted - Against 7 Elect TSENG Chien and Approve Fees Management For Voted - For 8 Elect HSU Shin Chun and Approve Fees Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 13-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Tingzheng Supply Agreement Management For Voted - For 4 Marine Vision Supply Agreement Management For Voted - For 5 Ting Tong Logistics Agreement Management For Voted - For 1042 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted TOLY BREAD CO. LTD. Security ID: Y774AK107 Ticker: 603866 Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 2021 Annual Financial Final Report Management For Voted - For 5 2022 Annual Financial Budget Report Management For Voted - For 6 Plan for 2021 Profit Allocation and Conversion of Capital Reserve to Share Capital Management For Voted - For 7 Proposal for the Re-appointment of the Company's Auditor in 2022 Management For Voted - For 8 The Company's Proposal on the Remuneration of Non-independent Directors in 2022 Management For Voted - For 9 The Company's Proposal on the Remuneration of Independent Directors in 2022 Management For Voted - For 10 Proposal on the Company's 2022 Annual Supervisor Remuneration Management For Voted - For 11 Proposal on Using Idle Equity Fund for Entrusted Financial Management Management For Voted - For 12 Proposal on the Company's General Bank Credit Line in 2022 Management For Voted - For 13 Proposal on Using Idle Raised Funds for Entrusted Financial Management Management For Voted - For 14 Proposal on Amending the Articles of Association Management For Voted - For 15 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 16 Amendments to Procedural Rules: Board Meetings Management For Voted - For 17 Amendments to Management System for External Guarantees Management For Voted - For 18 Amendments to Management System for Related Party Capital Flows Management For Voted - For 19 Amendments to Management System for External Investment Management For Voted - For 20 Amendments to Procedural Rules: Independent Director Management For Voted - For 21 Amendments to Management System for Raised Funds Management For Voted - For 22 Proposal on the Company's Issuance of Debt Financing Plans Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect WU Xueliang Management For Voted - For 25 Elect WU Xuequn Management For Voted - For 26 Elect SHENG Long Management For Voted - For 27 Elect SHENG Yali Management For Voted - For 28 Non-Voting Agenda Item N/A N/A Non-Voting 29 Elect HOU Qiang Management For Voted - For 1043 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 30 Elect WEI Hong Management For Voted - For 31 Non-Voting Agenda Item N/A N/A Non-Voting 32 Elect FU Yao Management For Voted - For 33 Elect GUAN Ying Management For Voted - Against TONGWEI CO., LTD. Security ID: Y8884V108 Ticker: 600438 Meeting Date: 16-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Work Report Of Independent Directors Management For Voted - For 7 Reappointment Of Audit Firm Management For Voted - For 8 2022 Application For Comprehensive Credit Line Management For Voted - For 9 2022 Mutual Guarantee With Subsidiaries Management For Voted - Against 10 2022 Provision Of Guarantee For Clients Management For Voted - For 11 2022 Launching The Bill Pool Business Management For Voted - For 12 Application for Registration and Issuance of Super and Short-term Commercial Papers Management For Voted - For 13 Application For Registration And Issuance Of Medium-Term Notes Management For Voted - For 14 Adjustment Of Allowance For Directors And Supervisors Management For Voted - For 15 Amendments To The Company S Articles Of Association Management For Voted - For 16 Reformulation Of And Amendments To Some Systems Management For Voted - For 17 Implementation Progress And Follow-Up Planning Of A Battery Business Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect LIU Hanyuan Management For Voted - For 20 Elect XIE Yi Management For Voted - For 21 Elect YAN Hu Management For Voted - For 22 Elect LIU Shuqi Management For Voted - For 23 Elect WANG Xiaohui Management For Voted - For 24 Elect DING Yi Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Elect FU Daiguo Management For Voted - For 27 Elect JIANG Yumei Management For Voted - For 28 Elect SONG Dongsheng Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Elect DENG San Management For Voted - For 31 Elect CUI Yong Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Special 1 Employee Stock Purchase Plan Management For Voted - Against 1044 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Management Measures Of The Employee Stock Ownership Plan From 2022 To 2024 Management For Voted - Against 3 Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan from 2022 to 2024 Management For Voted - Against TSINGTAO BREWERY COMPANY LIMITED Security ID: Y8997D102 Ticker: 0168 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisor's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Appointment of International Auditor and Authority to Set Fees Management For Voted - For 8 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 9 Elect SONG Xuebao Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting TSINGTAO BREWERY COMPANY LIMITED Security ID: Y8997D110 Ticker: 0168 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisor's Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Appointment of International Auditor and Authority to Set Fees Management For Voted - For 7 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 8 Elect SONG Xuebao Management For Voted - For 9 Amendments to Articles Management For Voted - For UNI-PRESIDENT CHINA HOLDINGS LIMITED Security ID: G9222R106 Ticker: 0220 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 1045 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Re-elect SU Tsung-Ming Management For Voted - Against 6 Re-elect Anthony FAN Ren Da Management For Voted - Against 7 Re-elect Peter LO Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles Management For Voted - Against VINDA INTERNATIONAL HOLDINGS LIMITED Security ID: G9361V108 Ticker: 3331 Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect DONG Yi Ping Management For Voted - For 6 Elect Carl Magnus Groth Management For Voted - For 7 Elect Carl F.S. Rystedt Management For Voted - Against 8 Elect TSUI King Fai Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against WANT WANT CHINA HOLDINGS LIMITED Security ID: G9431R103 Ticker: 0151 Meeting Date: 17-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Final Dividend Management For Voted - For 5 Elect TSAI Shao-Chung Management For Voted - Against 6 Elect CHU Chi-Wen Management For Voted - For 7 Elect TSAI Ming-Hui Management For Voted - For 8 Elect Haruo Maki Management For Voted - For 9 Elect Stella KONG HO Pui King Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 1046 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Authority to Issue Repurchased Shares Management For Voted - Against WENS FOODSTUFFS GROUP CO. LTD. Security ID: Y2R30P108 Ticker: 300498 Meeting Date: 27-Sep-21 Meeting Type: Special 1 Application for Credit Financing Quota to Banks Management For Voted - For 2 Provision of Guarantee for Loans for Raw Materials Purchased by Wholly-owned and Controlled Subsidiaries Management For Voted - For 3 Change Of Some Projects Financed With Raised Funds Management For Voted - For Meeting Date: 10-Dec-21 Meeting Type: Special 1 Elect WEN Zhifen Management For Voted - For 2 Elect WEN Pengcheng Management For Voted - For 3 Elect YAN Juran Management For Voted - For 4 Elect LIANG Zhixiong Management For Voted - For 5 Elect WEN Xiaoqiong Management For Voted - For 6 Elect LI Shaosong Management For Voted - For 7 Elect QIN Kaitian Management For Voted - For 8 Elect ZHAO Liang Management For Voted - For 9 Elect LU Zhenghua Management For Voted - For 10 Elect OU Yangbing Management For Voted - For 11 Elect JIANG Qiang Management For Voted - For 12 Elect DU Lianzhu Management For Voted - For 13 Elect WEN Junsheng Management For Voted - For 14 Elect YAN Juneng Management For Voted - Against 15 Elect WEN Chaobo Management For Voted - Against Meeting Date: 12-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 Approval of Internal Control Self-Assessment Report Management For Voted - For 6 Special Report on Deposit and Use of Raised Fund in 2021 Management For Voted - For 7 FY2021 Allocation of Profits/Dividends Management For Voted - For 8 Estimated 2022 Related Party Transactions Management For Voted - For 9 Joint Investment with Related Parties and Professional Investment Institutions Management For Voted - For 10 Authority to Give Guarantees Regarding Subsidiaries' Purchasing of Raw Materials Management For Voted - For 11 Fees for Directors, Supervisors in 2022 Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Issue Short-Term Commercial Papers Management For Voted - For 1047 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Proposal for Cash Management with Temporary Idle Raised Funds Management For Voted - For 15 Proposal for Cash Management with Temporary Idle Surplus Raised Funds and Surplus Raised Funds Management For Voted - For 16 Proposal for Termination of Some Projects Financed with Raised Funds Management For Voted - For 17 Proposal for Amendments to Some Projects Financed with Raised Funds Management For Voted - For Meeting Date: 20-Jun-22 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 3 Amendments to Procedural Rules for Board Meetings Management For Voted - For 4 Amendments to Procedural Rules for Supervisory Board Meetings Management For Voted - For 5 Amendments to Work System of Independent Directors Management For Voted - For 6 Amendments to Management System for Related Party Transactions Management For Voted - For 7 Amendments to Decision-making System for External Guarantees Management For Voted - For 8 Amendments to Management System for External Investment Management For Voted - For 9 Amendments to Management System for Information Disclosure Management For Voted - For 10 Amendments to Management Measures for External Donations Management For Voted - For 11 Amendments to Management Measures for Raised Funds Management For Voted - For WULIANGYE YIBIN COMPANY LIMITED Security ID: Y9718N106 Ticker: 000858 Meeting Date: 27-May-22 Meeting Type: Annual 1 Approval of 2021 Annual Report Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Proposal on Estimated Daily Connected Transactions for 2022 and Confirmation of Daily Connected Transactions for the Previous Year Management For Voted - For 7 Proposal to Sign the Supplementary Agreement to the Financial Services Agreement with Sichuan Yibin Wuliangye Group Finance Company Limited Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Amendment of Procedural Rules: General Meetings of Shareholders Management For Voted - For 11 Amendment of Procedural Rules: Board of Directors Management For Voted - For 12 Approval of 2022 Financial Budget Management For Voted - For 1048 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect ZENG Congqin Management For Voted - For 15 Elect JIANG Wenge Management For Voted - For 16 Elect LIANG Peng Management For Voted - For 17 Elect XU Bo Management For Voted - For 18 Elect ZHANG Yu Management For Voted - For 19 Elect XIAO Hao Management For Voted - For 20 Elect JIANG Lin Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Elect XIE Zhihua Management For Voted - For 23 Elect WU Yue Management For Voted - For 24 Elect HOU Shuiping Management For Voted - For 25 Elect LUO Huawei Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Elect LIU Ming Management For Voted - Against 28 Elect ZHANG Xin Management For Voted - For 29 Elect HU Jianfu Management For Voted - Against YIFENG PHARMACY CHAIN CO.LTD. Security ID: Y982AC104 Ticker: 603939 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Change the registered capital and amend the Articles of Association Management For Voted - For 2 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 3 Amendments to Rules of Procedure of the Board of Directors Management For Voted - For 4 Amendments to Rules of Procedure of the Board of Supervisors Management For Voted - For 5 Amendments to Independent director work system Management For Voted - For 6 Amendments to Related party transaction management system Management For Voted - For 7 Amendments to Raised funds management system Management For Voted - For 8 Amendments to External guarantee management system Management For Voted - For 9 Amendments to Foreign investment management system Management For Voted - For Meeting Date: 18-Apr-22 Meeting Type: Special 1 Change of the Company's Business Scope and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 2021 Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash 1049 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 Application for Comprehensive Credit Line to Banks and Accepting the Guarantee by Related Parties Management For Voted - For 8 Provision Of Guarantee For The Bank Credit Line Of Subsidiaries Management For Voted - For YIHAI INTERNATIONAL HOLDING LTD. Security ID: G98419107 Ticker: 1579 Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect SEAN Shi and Approve Fees Management For Voted - Against 5 Elect SUN Shengfeng and Approve Fees Management For Voted - For 6 Elect QIAN Mingxing and Approve Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against YIHAI KERRY ARAWANA HOLDINGS CO LTD Security ID: Y982B5108 Ticker: 300999 Meeting Date: 08-Dec-21 Meeting Type: Special 1 Expected to apply for financing from banks and other financial institutions in 2022 Management For Voted - For 2 Estimated amount of external guarantee Management For Voted - For 3 Financial assistance and related party transactions are expected to be provided in 2022 Management For Voted - For 4 Estimated daily connected transactions in 2022 between the company and the subsidiaries Management For Voted - For 5 Estimated daily connected transactions in 2022 between the company and the related parties Management For Voted - For 6 Newly added 2021 daily related party transaction forecast Management For Voted - For 7 Company director part-time Management For Voted - For 8 Amendments to Articles Management For Voted - For 9 Change the implementation content of fundraising projects Management For Voted - For 10 Launch of Foreign Exchange and Hedging Business Management For Voted - For 11 Launch of Commodities Futures Hedging Business Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 1050 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 15-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect KUOK Khoon Hong Management For Voted - For 3 Elect PUA Seck Guan Management For Voted - For 4 Elect MU Yankui Management For Voted - For 5 Elect NIU Yuxin Management For Voted - For 6 Elect LOKE Mun Yee Management For Voted - For 7 Elect TONG Shao Ming Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect GUAN Yimin Management For Voted - For 10 Elect CHUA Phuay Hee Management For Voted - For 11 Elect REN Jianbiao Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect ZHANG Jianxing Management For Voted - For 14 Elect LI Changping Management For Voted - Against 15 Exemption of Wilmar China (Bermuda) Limited's Lockup Commitments Management For Voted - For 16 Confirmation of Vice President's Positions and Investments Management For Voted - For Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Approval of Non-Independent Directors' Fees Management For Voted - For 6 Approval of Supervisors' Fees Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Allocation of 2021 Profits Management For Voted - For 9 Adoption of Restricted Stock Incentive Plan Management For Voted - For 10 Establishment of Procedural Rules: Examination and Management Measures for the Implementation of the 2022 Restricted Stock Incentive Plan Management For Voted - For 11 Board Authorization to Matters Related to the Share Incentive Plan Management For Voted - For 12 Provision of Guarantee for Subsidiaries Futures Delivery and Stock Business Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting YONGHUI SUPERSTORES CO., LTD. Security ID: Y9841N106 Ticker: 601933 Meeting Date: 22-Jul-21 Meeting Type: Special 1 Adjustment To The Purpose Of And Cancellation Of The Repurchased Shares Management For Voted - For 2 Termination of the 3rd Phase of the 2017 and 2018 Restricted Stock Incentive Plan and Repurchase and Cancellation of the Restricted Stocks Management For Voted - For 1051 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Amendments to Articles of Association Management For Voted - For Meeting Date: 22-Dec-21 Meeting Type: Special 1 Independent Directors' Fees Management For Voted - For 2 Elect Benjamin William Keswick Management For Voted - For 3 Elect ZHANG Xuansong Management For Voted - For 4 Elect ZHANG Xuanning Management For Voted - For 5 Elect Ian James Winward McLeod Management For Voted - For 6 Elect XU Lei Management For Voted - For 7 Elect LI Songfeng Management For Voted - For 8 Elect SUN Baowen Management For Voted - For 9 Elect LI Xuhong Management For Voted - For 10 Elect LIU Kun Management For Voted - For 11 Elect XIONG Fuhou Management For Voted - Against 12 Elect ZHU Wenjun Management For Voted - Against 13 Elect LUO Jinyan Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Annual Accounts And 2022 Financial Budget Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 Implementing Results Of 2021 Connected Transactions, And 2022 Connected Transactions Plan Management For Voted - For 5 Implementing Results Of 2021 Credit And Loans, And 2022 Plan For Application For Credit Management For Voted - For 6 Extension Of The Authorization To Purchase Wealth Management Products Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 2021 Internal Control Audit Report Management For Voted - For 9 2021 Internal Control Evaluation Report Management For Voted - For 10 Implementing Results Of 2021 Remuneration For Directors And Supervisors, And 2022 Remuneration Preplan Management For Voted - For 11 Settlement Of Projects Financed With Raised Funds And Permanently Supplementing The Working Capital With The Surplus Raised Funds Management For Voted - For 12 Purchase Of Liability Insurance For Directors, Supervisors And Senior Management Management For Voted - For 13 2021 Work Report Of Independent Directors Management For Voted - For 14 2021 Annual Report And Its Summary Management For Voted - For YUAN LONG-PING AGRICULTURE HI-TECH CO., LTD. Security ID: Y9862T107 Ticker: 000998 Meeting Date: 26-Jul-21 Meeting Type: Special 1 Adjustment to the Amount of Raised Funds Regarding 2020 Private Placement Management For Voted - Against 1052 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Approval of the Preliminary Plan of the Private Placement (2nd Amended) Management For Voted - Against 3 Feasibility Report on on Use of Proceeds (2nd Amended) Management For Voted - Against 4 Indemnification Arrangements for Diluted Current Earnings (2nd Amended) Management For Voted - Against 5 Extension of the Valid Period of the Resolution Regarding the Company's Private Placement Management For Voted - Against 6 Extension of the Valid Period of Board Authorization to Handle Matters Regarding the Company's Private Placement Management For Voted - Against Meeting Date: 13-Sep-21 Meeting Type: Special 1 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For Meeting Date: 02-Mar-22 Meeting Type: Special 1 Outline Of The Long-Term Service Plan Management For Voted - For 2 First Phase Employee Stock Ownership Plan (Draft) and Its Summary Management For Voted - Against 3 Management Measures For The First Phase Employee Stock Ownership Plan Management For Voted - Against 4 Authorization to the Board to Handle Matters Regarding the First Phase Employee Stock Ownership Plan Management For Voted - Against 5 Amendments to Articles of Association Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 2022 Reappointment Of Financial And Internal Control Audit Firm Management For Voted - Against 6 Deposits And Loans Business With A Bank And Other Related Parties Management For Voted - Against 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Election Of Independent Director: Li Jiaoyu Management For Voted - For 9 Election Of Independent Director: Yan Se Management For Voted - For 1053 -------------------------------------------------------------------------------------------------- Global X MSCI China Consumer Staples ETF Proposal Proposed by Mgt. Position Registrant Voted YUNNAN HONGXIANG YIXINTANG PHARMACEUTICAL CO., LTD. Security ID: Y98815106 Ticker: 002727 Meeting Date: 31-Aug-21 Meeting Type: Special 1 Application for Comprehensive Credit Line to Banks by Controlled Subsidiaries and Provision of Guarantee for Them Management For Voted - For 2 Adjustment of the Company's Business Scope and Amendments to the Company's Articles of Association Management For Voted - For 1054 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted CGN MINING COMPANY LIMITED Security ID: G2029E105 Ticker: 1164 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect AN Junjing Management For Voted - Against 5 Elect XU Junmei Management For Voted - For 6 Elect SUN Xu Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against CHINA COAL ENERGY COMPANY LIMITED Security ID: Y1434L100 Ticker: 1898 Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Issue Debt Financing Instruments Management For Voted - For 7 Financial Budget 2022 Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For CHINA OILFIELD SERVICES LIMITED Security ID: Y15002101 Ticker: 2883 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect YU Feng as Executive Director Management For Voted - For 4 Elect WU Wenlai Management For Voted - For 5 Elect LIU Zongzhao Management For Voted - For 6 Elect CHENG Xinsheng as Supervisor Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting 1055 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Final Dividend Distribution Plan for 2021 Management For Voted - For 5 Special Dividend Distribution Plan for 2021 Management For Voted - For 6 Directors' Report Management For Voted - For 7 Supervisor' Report Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Issuance of US Bonds by the Overseas Wholly-Owned Subsidiary and Provision of Guarantees thereof Management For Voted - Against 10 Elect Larry KWOK Lam Kwong Management For Voted - Against 11 Authority to Give Guarantees for Wholly-Owned Subsidiaries Management For Voted - Against 12 Authority to Give Guarantees for Controlled Non-Wholly Owned Subsidiaries and External Third Parties Management For Voted - Against 13 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Repurchase Domestic and H Shares Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase Domestic and H Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting CHINA PETROLEUM & CHEMICAL CORPORATION Security ID: Y15010104 Ticker: 0386 Meeting Date: 20-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Continuing Connected Transactions for the three years ending December 31, 2024 Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2022 Interim Profit Distribution Plan Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Debt Financing Instruments Management For Voted - Against 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 1056 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect QIU Fasen Management For Voted - Against 14 Elect LV Lianggong Management For Voted - Against 15 Elect WU Bo Management For Voted - Against 16 Elect ZHAI Yalin Management For Voted - Against 17 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 18-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting CHINA PETROLEUM & CHEMICAL CORPORATION Security ID: Y15010112 Ticker: 0386 Meeting Date: 20-Oct-21 Meeting Type: Special 1 Continuing Connected Transactions for the three years ending December 31, 2024 Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Interim Profit Distribution Plan Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Issue Debt Financing Instruments Management For Voted - Against 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect QIU Fasen Management For Voted - Against 13 Elect LV Lianggong Management For Voted - Against 14 Elect WU Bo Management For Voted - Against 15 Elect ZHAI Yalin Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 18-May-22 Meeting Type: Other 1 Authority to Repurchase Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 1057 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA SHENHUA ENERGY COMPANY LIMITED Security ID: Y1504C113 Ticker: 1088 Meeting Date: 22-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 New Mutual Coal Supply Agreement Management For Voted - For 4 New Mutual Supplies and Services Agreement Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' and Supervisors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Elect LV Zhiren as Executive Director Management For Voted - For 10 Elect TANG Chaoxiong as Supervisor Management For Voted - Against 11 Revised Annual Caps under Framework Agreements Management For Voted - For 12 Authority to Repurchase H Shares Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase H Shares Management For Voted - For CHINA SHENHUA ENERGY COMPANY LIMITED Security ID: Y1504C121 Ticker: 1088 Meeting Date: 22-Oct-21 Meeting Type: Special 1 New Mutual Coal Supply Agreement Management For Voted - For 2 New Mutual Supplies and Services Agreement Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Directors' and Supervisors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Elect LV Zhiren as Executive Director Management For Voted - For 8 Elect TANG Chaoxiong as Supervisor Management For Voted - Against 9 Revised Annual Caps under Framework Agreements Management For Voted - For 1058 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Authority to Repurchase H Shares Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Jun-22 Meeting Type: Other 1 Authority to Repurchase H Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Security ID: Y15207106 Ticker: 0956 Meeting Date: 14-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Financial Services Framework Agreement Management For Voted - Against Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 4 2021 Annual Report Management For Voted - For 5 Directors Report Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Financial Report Management For Voted - For 8 Accounts and Reports Management For Voted - For 9 2021 Profit Distribution Proposal Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Supervisors' Fees Management For Voted - For 13 Change of Method of Investment of the Use of Fund-Raising Proceeds Management For Voted - For 14 Provision of Interest-Bearing Loans to A Subsidiary by Using the Fund-Raising Proceeds Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect CAO Xin Management For Voted - For 17 Elect LI Lian Ping Management For Voted - For 18 Elect QIN Gang Management For Voted - Against 19 Elect WU Hui Jiang Management For Voted - For 20 Elect MEI Chun Xiao Management For Voted - Against 21 Elect WANG Hong Jun Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect GUO Ying Jun Management For Voted - Against 24 Elect Daniel WAN Yim Keung Management For Voted - For 25 Elect LIN Tao Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Elect GAO Jun Management For Voted - For 28 Elect ZHANG Dong Sheng Management For Voted - For 29 Non-Voting Meeting Note N/A N/A Non-Voting 1059 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted COSCO SHIPPING ENERGY TRANSPORTATION CO. LTD. Security ID: Y1765K119 Ticker: 1138 Meeting Date: 05-Aug-21 Meeting Type: Special 1 Elect REN Yongqiang Management For Voted - For Meeting Date: 28-Dec-21 Meeting Type: Special 1 2021 Financial Services Framework Agreement Management For Voted - Against 2 2021 Shipping Materials and Services Framework Agreement Management For Voted - For 3 2021 Sea Crew Framework Agreement Management For Voted - For 4 2021 Services Framework Agreement Management For Voted - For 5 2021 Lease Framework Agreement Management For Voted - For 6 2021 Trademark License Agreement Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Director's Report Management For Voted - For 4 Supervisor's Report Management For Voted - For 5 Directors' and Supervisors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Non-exercise of the Right of First Refusal Management For Voted - For 9 Capital Increase Agreement with COSCO SHIPPING Finance Management For Voted - For 10 Authority to Give Guarantees Management For Voted - For 11 Authority to Issue Mid-term Notes Management For Voted - For 12 Amendments to Articles of Association Management For Voted - Against 13 Amendments to Procedural Rules of Shareholders' General Meeting Management For Voted - For 14 Amendments to Procedural Rules of Board Meetings Management For Voted - For 15 Amendments to Procedural Rules of Supervisor Meetings Management For Voted - For GUANGHUI ENERGY COMPANY LIMITED Security ID: Y2949A100 Ticker: 600256 Meeting Date: 23-Aug-21 Meeting Type: Special 1 Elect YAN Jun Management For Voted - For 2 Adjustment of the Purpose of Repurchased Shares and Cancellation of Some Repurchased Shares Management For Voted - For 3 Connected Transaction Regarding Acquisition of Minority Interest in a Controlled Subsidiary Management For Voted - For 1060 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 11-Oct-21 Meeting Type: Special 1 By-Election Of Directors Of The Internal Accountability Committee Management For Voted - For 2 Change Of Supervisors Of The Internal Accountability Committee Management For Voted - For 3 Connected Transaction Regarding Expansion of the Company's Guarantee Scope and Provision of Guarantee Management For Voted - For Meeting Date: 05-Nov-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Outline of the Employee Stock Ownership Plan (2021-2023) Management For Voted - Against Meeting Date: 26-Nov-21 Meeting Type: Special 1 Connected Transaction Regarding Acquisition of Minority Interest in a Controlled Subsidiary Management For Voted - For 2 Launching The Supply Chain Asset Securitization Financing Business Management For Voted - For Meeting Date: 23-Dec-21 Meeting Type: Special 1 Proposal Regarding the Controlled Subsidiaries Yiwu Mining Company and Clean Refining Chemical Corporation to Carry out the Creditors Rights and Debts Restructuring Business with China Cinda and to Provide Guarantees for the Controlled Subsidiaries Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 2022 Investment Framework And Financing Plan Management For Voted - For 2 2022 External Guarantee Plan Management For Voted - Against 3 2022 Estimated Continuing Connected Transactions Management For Voted - For 4 Election of Independent Directors Management For Voted - For Meeting Date: 14-Apr-22 Meeting Type: Special 1 Authority to Give Additional Guarantees Management For Voted - Against Meeting Date: 13-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Independent Directors' Report Management For Voted - For 4 Approval of 2021 Supervisors' Report Management For Voted - For 5 Approval of 2021 Accounts and Reports Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Approval of 2021 Annual Report and its Summary Management For Voted - For 8 Appointment of Auditor Management For Voted - For 1061 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Approval of Supervisors' Fees Management For Voted - For 10 Proposal of Guanghui Energy Co., Ltd. on the Addition of Directors to the Company's Internal Accountability Committee Management For Voted - For 11 Employee Stock Ownership Plan Management For Voted - Against 12 Establishment of Procedural Rules: 2022 Management of Employee Stock Purchase Plan Management For Voted - For 13 Board Authorization to the 2022 Employee Stock Purchase Plan Management For Voted - Against 14 Proposal of Guanghui Energy Co., Ltd. to Increase the Ratio of Annual Cash Dividends for the Next Three Years (2022-2024) Management For Voted - For INNER MONGOLIA YITAI COAL COMPANY LIMITED Security ID: Y40848106 Ticker: 3948 Meeting Date: 13-Dec-21 Meeting Type: Special 1 Elect CHEN Rong as Supervisor Management For Voted - For 2 Elect ZHAO Like Management For Voted - For 3 Amendments to Procedural Rules of the Board Management For Voted - For 4 Amendments to Procedural Rules of the Supervisory Committee Management For Voted - For Meeting Date: 01-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Recognition of the the Company's Capital Contribution to Zhunshuo Railway Co., Ltd. Management For Voted - For 3 Disposal of Assets by Yitai Xinjiang Energy Co., Ltd. Management For Voted - For 4 Assets Retirement of Yitai Xinjiang Energy Co., Ltd. Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Directors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Capital Expenditure Plan Management For Voted - For 7 Revision of Transaction Term and Annual Cap of Yitai Investment Framework Agreement on Purchase and Sale of Products and Services Management For Voted - For 8 Authority to Give Guarantees to Holding Subsidiaries Management For Voted - For 9 Authority to Give Guarantees for Commercial Acceptance Bill Financing Business Management For Voted - For 10 Investment in Wealth Management Products Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Appointment of Internal Auditor and Authority to Set Fees Management For Voted - For 1062 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Adjustment to the Coal Mines Entrusted Management Agreements Management For Voted - For JIZHONG ENERGY RESOURCES CO., LTD. Security ID: Y4450C103 Ticker: 000937 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Proposal on the Amount of Financing for the Year 2022 Management For Voted - For OFFSHORE OIL ENGINEERING CO., LTD. Security ID: Y6440J106 Ticker: 600583 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Elect Qiu Jianyong Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of 2022 Financial And Internal Control Audit Firm Management For Voted - For 7 Amendments to the Company S Articles of Association and Authorization to the Board to Handle the Industrial and Commercial Registration Amendment Management For Voted - For 8 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 9 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 10 Amendments To The Measures For The Management And Use Of Raised Funds Management For Voted - For 11 Amendments To The Work System For Independent Directors Management For Voted - For 12 Election Of Peng Lei As A Director Management For Voted - For 1063 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted PETROCHINA CO. LTD. Security ID: Y6883Q104 Ticker: 0857 Meeting Date: 21-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect HOU Qijun Management For Voted - For 4 Elect REN Lixin Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Authority to Declare Interim Dividends Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Give Guarantees Management For Voted - For 11 Authority to Issue Debt Financing Instruments Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Elect XIE Jun Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect CAI Anhui Management For Voted - Against 16 Elect XIE Haibing Management For Voted - Against 17 Elect ZHAO Ying Management For Voted - Against 18 Elect CAI Yong Management For Voted - Against 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting PETROCHINA CO. LTD. Security ID: Y6883Q138 Ticker: 0857 Meeting Date: 21-Oct-21 Meeting Type: Special 1 Elect HOU Qijun Management For Voted - For 2 Elect REN Lixin Management For Voted - For Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 1064 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Authority to Declare Interim Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Authority to Issue Debt Financing Instruments Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Elect XIE Jun Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect CAI Anhui Management For Voted - Against 14 Elect XIE Haibing Management For Voted - Against 15 Elect ZHAO Ying Management For Voted - Against 16 Elect CAI Yong Management For Voted - Against PINGDINGSHAN TIANAN COAL MINING CO., LTD. Security ID: Y6898D130 Ticker: 601666 Meeting Date: 29-Jun-22 Meeting Type: Special 1 Authority to Issue Qualified for Public Issuance of Convertible Bonds Management For Voted - For 2 Authority to Issue Types of Securities Issued Management For Voted - For 3 Issue Size Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Ticket Expiration Date Management For Voted - For 6 Coupon Rate Management For Voted - For 7 Debt Repayment Terms and Methods Management For Voted - For 8 Guarantee matters Management For Voted - For 9 Transfer Period Management For Voted - For 10 Determination of Transfer Price and Its Adjustment Management For Voted - For 11 Downward Revision Clause of Conversion Price Management For Voted - For 12 Method of Determining the Number of Shares to Be Converted and the Treatment of the Amount of Insufficient Shares Upon Conversion Management For Voted - For 13 Redemption Terms Management For Voted - For 14 Resale Terms Management For Voted - For 15 Vesting of Dividends Related to the Year of Transfer Management For Voted - For 16 Issuance Method and Issuance Target Management For Voted - For 17 Arrangement of Placing to Original Shareholders Management For Voted - For 18 Matters Related to the Bondholders' Meeting Management For Voted - For 19 the Use of the Funds Raised Management For Voted - For 20 Depository of Funds Raised Management For Voted - For 21 Validity of This Issue Program Management For Voted - For 22 Authority to Issue Preliminary Plan for Public Issue of Convertible Bonds Management For Voted - For 23 Authority to Issue Feasibility Analysis Report on the Use of Funds Raised From the Public Issue of Convertible Corporate Bonds Management For Voted - For 24 Authority to Issue Dilution of Immediate Return on Public Issuance of Convertible Bonds, Measures to Fill the Gap and Commitments of Related Parties Management For Voted - For 25 Approval of Shareholder Return Plan Management For Voted - For 1065 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Establishment of Procedural Rules: Convertible Bondholders Meeting Rules Management For Voted - For 27 Board Authorization to Bond-related Matters Management For Voted - For SHAANXI COAL INDUSTRY Security ID: Y7679D109 Ticker: 601225 Meeting Date: 21-Dec-21 Meeting Type: Special 1 Connected Transactions Regarding Capital Increase in a Controlled Subsidiary, Waiver of the Right for Capital Increase and Provision of Addition Connected Guarantee Management For Voted - For 2 Connected Transactions Regarding Adjustment of 2021 Estimated Amount of Continuing Connected Transactions and Renewal of the Continuing Connected Transaction Agreement Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Special 1 Change of the Company's Domicile and Post Code, and Amendments to the Company S Articles of Association Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Change and Election of Independent Director: JIANAG Zhimin Management For Voted - Against 4 Change And Election Of Independent Director: Wang Qiulin Management For Voted - Against Meeting Date: 21-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions Management For Voted - For 6 Appointment Of 2022 Audit Firm Management For Voted - For 7 Amendments To The Articles Of Associations Of The Company Management For Voted - Against 8 Amendments To The Work System For Independent Directors Management For Voted - Against 9 Adjustment To Remuneration For Independent Directors Management For Voted - For SHANXI COKING COAL ENERGY GROUP CO LTD Security ID: Y7701C103 Ticker: 000983 Meeting Date: 22-Jul-21 Meeting Type: Special 1 By-Elect WANG Yukui as Non-Independent Director Management For Voted - For 2 Change of Auditor Management For Voted - For 1066 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Amendments to the Company's Procedural Rules Management For Voted - For 4 Amendments to Procedural Rules for Supervisory Committee Meetings Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Connected Transaction Regarding Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising is in Compliance with Relevant Laws and Regulations Management For Voted - For 3 Transaction Constitutes a Connected Transaction Management For Voted - For 4 Overview of the Transaction Plan Management For Voted - For 5 Transaction Counterparts Management For Voted - For 6 Underlying Assets Management For Voted - For 7 Transaction Price and Pricing Basis Management For Voted - For 8 Payment Method and Time Limit for the Consideration Management For Voted - For 9 Stock Type, Par Value and Listing Place Management For Voted - For 10 Issuing Targets and Method Management For Voted - For 11 Pricing Base Date Management For Voted - For 12 Issue Price Management For Voted - For 13 Issuing Volume Management For Voted - For 14 Lockup Period Arrangement Management For Voted - For 15 Arrangement for the Accumulated Retained Profits Management For Voted - For 16 Delivery Arrangement of Underlying Assets Management For Voted - For 17 Attribution of the Profits and Losses During the Transitional Period Management For Voted - For 18 Arrangement for Creditor's Rights and Debts and Employee Placement Management For Voted - For 19 Performance Commitments and Compensation Management For Voted - For 20 Valid Period of the Resolution Management For Voted - For 21 Plan for Connected Transaction Regarding the Matching Fund Raising: Stock Type, Par Value and Listing Place Management For Voted - For 22 Plan for Connected Transaction Regarding the Matching Fund Raising: Method and Targets Management For Voted - For 23 Plan for Connected Transaction Regarding the Matching Fund Raising: Pricing Base Date Management For Voted - For 24 Plan for Connected Transaction Regarding the Matching Fund Raising: Issue Price and Pricing Basis Management For Voted - For 25 Plan for Connected Transaction Regarding the Matching Fund Raising: Issuing Volume Management For Voted - For 26 Plan for Connected Transaction Regarding the Matching Fund Raising: Lockup Period Arrangement Management For Voted - For 27 Plan for Connected Transaction Regarding the Matching Fund Raising: Arrangement for the Accumulated Retained Profits Management For Voted - For 28 Plan for Connected Transaction Regarding the Matching Fund Raising: Purpose of the Matching Funds to be Raised Management For Voted - For 1067 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 29 Plan for Connected Transaction Regarding the Matching Fund Raising: Valid Period of the Resolution Management For Voted - For 30 Report (Revised Draft) On Connected Transaction Regarding Assets Purchase Via Share Offering And Cash Payment And Matching Fund Raising And Its Summary Management For Voted - For 31 Conditional Agreement on Assets Purchase Via Share Offering and Cash Payment to be Signed with Transaction Counterparts Management For Voted - For 32 Conditional Supplementary Agreement to the Agreement on Assets Purchase Via Share Offering and Cash Payment to be Signed Management For Voted - For 33 Conditional Performance Compensation Agreement To Be Signed Management For Voted - For 34 Transaction is in Compliance with Articles 4 of the Provisions on Several Issues Concerning the Regulation of Major Assets Restructuring of Listed Companies Management For Voted - For 35 Transaction is in Compliance with Articles 11 and 43 of the Management Measures on Major Assets Restructuring of Listed Companies Management For Voted - For 36 Transaction Does Not Constitute a Listing by Restructuring as Defined by Article 13 in the Management Measures on Major Assets Restructuring of Listed Companies Management For Voted - For 37 Transaction in Compliance with Article 39 of the Management Measures on Securities Issuance of Listed Companies Management For Voted - For 38 Relevant Parties of the Transaction are Qualified to Participate in the Major Assets Restructuring According to Article 13 of Listed Companies Regulation Management For Voted - For 39 Audit Report, Pro Forma Review Report, Assets Evaluation Report, Mining Right Evaluation Report And Land Valuation Report Related To The Transaction Management For Voted - For 40 Audit Report with an Extended Period and Pro Forma Review Report Related to the Transaction Management For Voted - For 41 Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluation and Pricing Management For Voted - For 42 Diluted Immediate Return after the Transaction and Filling Measures and Relevant Commitments Management For Voted - For 43 Compliance and Completeness of the Legal Procedure of the Transaction and the Validity of the Legal Documents Submitted Management For Voted - For 44 Full Authorization To The Board To Handle Matters Regarding The Transaction Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 1068 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 2022 Reappointment Of Financial Audit Firm And Internal Control Audit Firm Management For Voted - For SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Security ID: Y7699U107 Ticker: 601699 Meeting Date: 17-Nov-21 Meeting Type: Special 1 Approval of Entrusted Loans for Subsidiaries Management For Voted - For 2 Eligibility Management For Voted - For 3 Issuance Size Management For Voted - For 4 Issuance Method and Target Management For Voted - For 5 Underwriting Method and Underwriter Management For Voted - For 6 Maturity Management For Voted - For 7 Interest Rate and Confirmation Method Management For Voted - For 8 Fees Management For Voted - For 9 Use of Proceeds Management For Voted - For 10 Credit Enhancement Management For Voted - For 11 Authorization Management For Voted - For 12 By-Elect LI Da Management For Voted - Against Meeting Date: 26-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Independent Directors' Report Management For Voted - For 4 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 5 FY2021 Financial Accounts and Reports Management For Voted - For 6 FY2021 Allocation of Profits/Dividends Management For Voted - For 7 Related Party Transactions: Discrepancies Matters Management For Voted - For 8 Related Party Transactions: Sale and Purchase Agreement for Coals Management For Voted - For 9 Related Party Transactions: Engineering and Maintenance Service Agreement Management For Voted - For 10 Related Party Transactions: Purchase of Raw Materials and Repair Agreement Management For Voted - For 11 Elect HAN Yuming Management For Voted - For 12 Provision of Financial Support to Subsidiaries Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Approval of Internal Control Valuation Report Management For Voted - For 15 Approval of Internal Control Audit Report Management For Voted - For 16 Approval of Corporate Social Responsibility Report Management For Voted - Abstain 17 Amendments to Articles (Bundled) Management For Voted - For 18 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 19 Amendments to Procedural Rules: Board Meetings Management For Voted - For 1069 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 21 Amendments to Work System for Independent Directors Management For Voted - For SHANXI MEIJIN ENERGY CO LTD Security ID: Y769A4103 Ticker: 000723 Meeting Date: 26-Jul-21 Meeting Type: Special 1 Elect WANG Baoying as Independent Director Management For Voted - For 2 Elect WANG Lizhu Management For Voted - For 3 Elect ZHU Jingjing Management For Voted - For Meeting Date: 08-Oct-21 Meeting Type: Special 1 Provision of Guarantee for a Wholly-owned Subsidiary Management For Voted - For 2 A Wholly-owned Subsidiary's Financial Aid to Joint Stock Companies Management For Voted - For Meeting Date: 03-Nov-21 Meeting Type: Special 1 Provide related guarantee for Zhejiang Hydrogen Energy, an indirect shareholding company Management For Voted - For SINOPEC KANTONS HOLDINGS LTD. Security ID: G8165U100 Ticker: 0934 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect MO Zhenglin Management For Voted - For 6 Elect YANG Yanfei Management For Voted - For 7 Elect ZOU Wenzhi Management For Voted - Against 8 Elect Mark FONG Chung (FANG Zhong) Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 1070 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted WOODSIDE PETROLEUM LIMITED Security ID: 980228100 Ticker: WPL Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Merger with BHP Petroleum Management For Voted - For 4 Re-elect Sarah E. Ryan Management For Voted - For 5 Re-elect Ann D. Pickard Management For Voted - For 6 Re-elect Frank C. Cooper Management For Voted - For 7 Elect Ben Wyatt Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Equity Grant (MD/CEO Meg O'Neill) Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Renew Proportional Takeover Provisions Management For Voted - For 12 Change in Company Name Management For Voted - For 13 Appoint Auditor Management For Voted - For 14 Approval of Climate Report Management For Voted - Against 15 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Disclosure of Capital Allocation Alignment With a Net Zero by 2050 Scenario Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Lobbying Activity Alignment with 1.5 Degree Scenarios Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Decommissioning Oil and Gas Infrastructure Shareholder Against Voted - Against 19 Non-Voting Meeting Note N/A N/A Non-Voting YANKUANG ENERGY GROUP COMPANY LIMITED Security ID: Y97417102 Ticker: 1171 Meeting Date: 27-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve 2021 Restricted A Share Incentive Scheme (Revised Draft) and its Summary Management For Voted - For 3 Establishment of Administrative Measures for Implementation of Appraisal for the 2021 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted A Share Incentive Scheme Management For Voted - For Meeting Date: 27-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve 2021 Restricted A Share Incentive Scheme (Revised Draft) and its Summary Management For Voted - For 1071 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Establishment of Administrative Measures for Implementation of Appraisal for the 2021 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted A Share Incentive Scheme Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' and Supervisors' Fees Management For Voted - For 7 Renewal of Liability Insurance of Directors, Supervisors and Senior Officers Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Financial Services Agreement between Yankuang Finance Company and Shandong Energy Management For Voted - For 10 Revised Annual Caps of the Provision of Material Supply Agreement Management For Voted - For 11 Revised Annual Caps of the Provision of Products, Materials and Asset Leasing Agreement Management For Voted - For 12 Revised Annual Caps of the Bulk Commodities Sale and Purchase Agreement Management For Voted - For 13 Authority to Give Guarantees Management For Voted - For 14 Approval of Domestic and Overseas Financing Businesses Management For Voted - For 15 Amendments to Articles of Association and Relevant Rules of Procedure Management For Voted - For 16 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 17 Authority to Repurchase H Shares Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase H Shares Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting YANKUANG ENERGY GROUP COMPANY LIMITED Security ID: Y97417110 Ticker: 1171 Meeting Date: 27-Jan-22 Meeting Type: Other 1 Approve 2021 Restricted A Share Incentive Scheme (Revised Draft) and its Summary Management For Voted - For 2 Establishment of Administrative Measures for Implementation of Appraisal for the 2021 Restricted A Share Incentive Scheme Management For Voted - For 1072 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Board Authorization to Handle Matters in Respect of the 2021 Restricted A Share Incentive Scheme Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve 2021 Restricted A Share Incentive Scheme (Revised Draft) and its Summary Management For Voted - For 3 Establishment of Administrative Measures for Implementation of Appraisal for the 2021 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted A Share Incentive Scheme Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Directors' and Supervisors' Fees Management For Voted - For 6 Renewal of Liability Insurance of Directors, Supervisors and Senior Officers Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Approval of Domestic and Overseas Financing Businesses Management For Voted - For 10 Amendments to Articles of Association and Relevant Rules of Procedure Management For Voted - For 11 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase H Shares Management For Voted - For 13 Revised Annual Caps of the Provision of Material Supply Agreement Management For Voted - For 14 Revised Annual Caps of the Provision of Products, Materials and Asset Leasing Agreement Management For Voted - For 15 Revised Annual Caps of the Bulk Commodities Sale and Purchase Agreement Management For Voted - For 16 Financial Services Agreement between Yankuang Finance Company and Shandong Energy Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Other 1 Authority to Repurchase H Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 1073 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted YANTAI JEREH OILFIELD SERVICES GROUP CO., LTD. Security ID: Y9729Z106 Ticker: 002353 Meeting Date: 06-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 Reappointment Of 2022 Financial Audit Firm Management For Voted - For 6 2022 Remuneration For Directors Management For Voted - For 7 2022 Remuneration For Supervisors Management For Voted - For 8 2022 Application For Comprehensive Credit Line To Banks By The Company And Its Subsidiaries And Guarantee Management For Voted - For 9 2022 Launching Foreign Exchange Hedging Business Management For Voted - For 10 Extension Of The Valid Period Of The Resolution On The Non-public A-share Offering Management For Voted - For 11 Extension Of The Valid Period Of The Full Authorization To The Board To Handle Matters Regarding The Non-public A-share Offering Management For Voted - For YANZHOU COAL MINING COMPANY LIMITED Security ID: Y97417102 Ticker: 1171 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Size and Method Management For Voted - For 3 Maturity Management For Voted - For 4 Types Management For Voted - For 5 Par Value and Issue Price Management For Voted - For 6 Coupon Rate Management For Voted - For 7 Form of Bonds Management For Voted - For 8 Interest Payment and Redemption Management For Voted - For 9 Guarantee Matters Management For Voted - For 10 Underwriting Management For Voted - For 11 Target Management For Voted - For 12 Placing Arrangement to Existing Shareholders Management For Voted - For 13 Listing Arrangement Management For Voted - For 14 Authorization Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect LI Wei Management For Voted - For 17 Elect XIAO Yaomeng Management For Voted - For 18 Elect ZHU Qingrui Management For Voted - For 19 Elect HUANG Xiaolong Management For Voted - For 20 Elect ZHU Hao Management For Voted - Against 1074 -------------------------------------------------------------------------------------------------- Global X MSCI China Energy ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 01-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Change of Company Name Management For Voted - For YANZHOU COAL MINING COMPANY LIMITED Security ID: Y97417110 Ticker: 1171 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Size and Method Management For Voted - For 2 Maturity Management For Voted - For 3 Types Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Coupon Rate Management For Voted - For 6 Form of Bonds Management For Voted - For 7 Interest Payment and Redemption Management For Voted - For 8 Guarantee Matters Management For Voted - For 9 Underwriting Management For Voted - For 10 Target Management For Voted - For 11 Placing Arrangement to Existing Shareholders Management For Voted - For 12 Listing Arrangement Management For Voted - For 13 Authorization Management For Voted - For 14 Elect LI Wei Management For Voted - For 15 Elect XIAO Yaomeng Management For Voted - For 16 Elect ZHU Qingrui Management For Voted - For 17 Elect HUANG Xiaolong Management For Voted - For 18 Elect ZHU Hao Management For Voted - Against Meeting Date: 01-Dec-21 Meeting Type: Special 1 Change of Company Name Management For Voted - For 1075 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted AGRICULTURAL BANK OF CHINA Security ID: Y00289101 Ticker: 1288 Meeting Date: 09-Jul-21 Meeting Type: Special 1 Elect WU Liansheng Management For Voted - For 2 Issuance Plan of write-down undated Capital Bonds of the Bank Management For Voted - For Meeting Date: 11-Nov-21 Meeting Type: Special 1 2020 remuneration of the Directors Management For Voted - For 2 2020 remuneration of the Supervisors Management For Voted - For 3 Elect LIU Xiaopeng Management For Voted - For 4 Elect XIAO Xiang Management For Voted - For 5 Elect WANG Jindong as Supervisor Management For Voted - For 6 Elect LIU Hongxia as Supervisor Management For Voted - For 7 Elect XU Xianglin as Supervisor Management For Voted - For 8 Elect WANG Xixin as Supervisor Management For Voted - For 9 Additional Budget for Designated Poverty Alleviation Donations Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 20222024 Capital Plan of the Bank Management For Voted - For 2 Issuance Plan of Write-down Eligible Tier-2 Capital Instruments Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Elect Margaret LEUNG Ko May Yee Management For Voted - For 7 Elect LIU Shouying Management For Voted - For 8 Elect GUO Xuemeng Management For Voted - For 9 Elect LI Wei Management For Voted - Against 10 Elect DENG Lijuan as Supervisor Management For Voted - For 11 Liability Insurance Management For Voted - For 12 2022 Fixed Assets Investment Budget Management For Voted - For 13 Amendments to Articles Management For Voted - Against 1076 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted AGRICULTURAL BANK OF CHINA Security ID: Y00289119 Ticker: 1288 Meeting Date: 09-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WU Liansheng Management For Voted - For 3 Issuance Plan of write-down undated Capital Bonds of the Bank Management For Voted - For Meeting Date: 11-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2020 remuneration of the Directors Management For Voted - For 3 2020 remuneration of the Supervisors Management For Voted - For 4 Elect LIU Xiaopeng Management For Voted - For 5 Elect XIAO Xiang Management For Voted - For 6 Elect WANG Jindong as Supervisor Management For Voted - For 7 Elect LIU Hongxia as Supervisor Management For Voted - For 8 Elect XU Xianglin as Supervisor Management For Voted - For 9 Elect WANG Xixin as Supervisor Management For Voted - For 10 Additional Budget for Designated Poverty Alleviation Donations Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 18-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 20222024 Capital Plan of the Bank Management For Voted - For 3 Issuance Plan of Write-down Eligible Tier-2 Capital Instruments Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Elect Margaret LEUNG Ko May Yee Management For Voted - For 9 Elect LIU Shouying Management For Voted - For 10 Elect GUO Xuemeng Management For Voted - For 11 Elect LI Wei Management For Voted - Against 12 Elect DENG Lijuan as Supervisor Management For Voted - For 13 Liability Insurance Management For Voted - For 14 2022 Fixed Assets Investment Budget Management For Voted - For 15 Amendments to Articles Management For Voted - Against 1077 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Non-Voting Agenda Item N/A N/A Non-Voting AVIC CAPITAL CO., LTD. Security ID: Y07709101 Ticker: 600705 Meeting Date: 11-Aug-21 Meeting Type: Special 1 Authority to a Subsidiary for the Provision of Guarantees for SPV Companies Management For Voted - Abstain 2 Board Authorization to Handle Matters Regarding the Registration and Issuance of Super& Short-Term Commercial Paper Management For Voted - For Meeting Date: 27-Sep-21 Meeting Type: Special 1 Eligibility for the Company's Private Placement of A Shares Management For Voted - Against 2 Types and Nominal Value Management For Voted - Against 3 Issuance Method and Date Management For Voted - Against 4 Amount of Raised Funds and Use of Proceeds Management For Voted - Against 5 Issuance Target and Subscription Method Management For Voted - Against 6 Benchmark Date, Issuance Price and Pricing Principal Management For Voted - Against 7 Issuance Size Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Distribution Arrangement for Accumulated Profits Management For Voted - Against 10 Listing Market Management For Voted - Against 11 Validity of the Resolution Management For Voted - Against 12 Preliminary Plan of the Company's Private Placement of A Shares Management For Voted - Against 13 Feasibility Report on Use of Proceeds Management For Voted - Against 14 Indemnification Arrangement for Diluted Current Earnings and Commitments Management For Voted - Against 15 Entering into Conditional Subscription Agreement with Aviation Industry Corporation of China, Ltd. Management For Voted - Against 16 Connected Transactions Regarding the Company's Private Placement of A Shares Management For Voted - Against 17 Exemption of the Tender Offer Obligation of Increasing Shares for Aviation Industry Corporation of China, Ltd. and its Persons Act in Concert Management For Voted - Against 18 Unnecessary to Prepare the Report on Deposit and Use of Previously Raised Funds Management For Voted - For 19 Shareholder Returns Plan for Next Three Year (2021-2023) Management For Voted - For 20 Establishment of Depository Account Management For Voted - Against 21 Board Authorization to Handle Matters of the Company's Private Placement of A Shares Management For Voted - Against 1078 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 23-Nov-21 Meeting Type: Special 1 Waiver of Right for Capital Increase in Proportion in AVIC Finance Co., Ltd. by AVIC Investment Holding Co., Ltd. Management For Voted - For AVIC INDUSTRY-FINANCE HOLDINGS CO. LTD. Security ID: Y07709101 Ticker: 600705 Meeting Date: 30-Dec-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Amendments to Procedural Rules Governing General Meeting of Shareholders Management For Voted - For 3 Amendments to Procedural Rules Governing Board of Directors Management For Voted - For 4 Issuance of Green Carbon Neutralisation Asset-Backed Securities and Provision of Guarantee Management For Voted - Abstain 5 Capital Increase In A Controlled Subsidiary Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Elect YAO Jiangtao Management For Voted - For 8 Elect YANG Dongsheng Management For Voted - For 9 Elect LI Bin Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect YIN Xingmin Management For Voted - For 12 Elect SUN Qixiang Management For Voted - For 13 Elect ZHOU Hua Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect HU Chuangjie Management For Voted - Against 16 Elect LIU Rong Management For Voted - For Meeting Date: 18-Feb-22 Meeting Type: Special 1 2022 Comprehensive Credit Quota Verification and Credit Line Management For Voted - For 2 Elect CHEN Yachun Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Financial Budget Report Management For Voted - For 7 Appointment Of 2022 Audit Firm Management For Voted - For 8 2021 Internal Control Evaluation Report Management For Voted - For 9 2021 Internal Control Audit Report Management For Voted - For 10 2021 Environmental, Social Responsibility And Corporate Governance (esg) Report Management For Voted - For 1079 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 11 2021 Use Of Expenses And 2022 Expense Budget Plan Of The Board Management For Voted - For 12 Implementing Results Of 2021 Continuing Connected Transactions Management For Voted - For 13 2022 Estimated Continuing Connected Transactions Management For Voted - For 14 Entrusted Wealth Management With Some Temporarily Idle Funds By The Company And Its Subsidiaries Management For Voted - For 15 2022 Estimated Guarantee Quota For Wholly-Owned Subsidiaries Management For Voted - Against 16 2022 Authorization To A Controlled Subsidiary To Provide Guarantee Quota For A Subordinate Project Company Management For Voted - Against Meeting Date: 08-Jun-22 Meeting Type: Special 1 Cancellation Of The Repurchased Shares Management For Voted - For 2 Amendments To The Guarantee Management System Management For Voted - Against BANK OF BEIJING CO., LTD. Security ID: Y06958113 Ticker: 601169 Meeting Date: 23-Jul-21 Meeting Type: Special 1 Issuance Of Financial Bonds Management For Voted - For 2 Election Of Qu Qiang As An Independent Director Management For Voted - For 3 Election Of Li Xiaohui As An External Supervisor Management For Voted - For 4 Abolishment of the Provisional Measures on Performance Evaluation of Directors (trial) Management For Voted - For Meeting Date: 16-Sep-21 Meeting Type: Special 1 Elect LIU Xipu Management For Voted - For 2 Formulation Of Supervision Work Measures Of The Supervisory Committee (Trial) Management For Voted - Against Meeting Date: 12-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHANG Dongning Management For Voted - For 3 Elect YANG Shujian Management For Voted - For 4 Elect Johannes Hermanus DE WIT Management For Voted - For 5 Elect ZHANG Guanghua Management For Voted - For 6 Elect ZHAO Lifen Management For Voted - For 7 Elect YANG Yunjie Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect ZHOU Yichen Management For Voted - For 10 Elect LI Jian Management For Voted - For 11 Amendments to Articles of Association Management For Voted - Against 12 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - Against 1080 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - Against 14 Amendments To The Measures On Nomination And Election Of Directors Management For Voted - Against 15 Appointment of Auditor Management For Voted - For Meeting Date: 16-Mar-22 Meeting Type: Special 1 Elect HUO Xuewen Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2022 Financial Budget Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Extending Line of Credit to Beijing State-Owned Assets Management Co., Ltd. Management For Voted - Abstain 7 Extending Line of Credit to Beijing Energy Investment Holding Co., Ltd. Management For Voted - Abstain 8 Extending Line of Credit to China Three Gorges Corporation Management For Voted - Abstain 9 Extending Line of Credit to Bank of Communications Limited Management For Voted - Abstain 10 Extending Line of Credit to BBMG Corporation Ltd. Management For Voted - Abstain 11 Extending Line of Credit to BOB Financial Leasing Co., Ltd. Management For Voted - Abstain 12 2021 Related Party Transactions Management For Voted - Against 13 Amendments to Procedural Rules for Supervisory Board Meetings Management For Voted - Against 14 Amendments to Measurement for Nomination and Election of Supervisors Management For Voted - Against BANK OF CHANGSHA CO. LTD. Security ID: Y0R95D101 Ticker: 601577 Meeting Date: 10-Jan-22 Meeting Type: Special 1 Shareholder Commitment Management Measures Management For Voted - For 2 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 3 Election Of Directors Management For Voted - For 4 Elect ZHAO Xiaozhong Management For Voted - For 5 Elect LI Meng Management For Voted - For 6 Elect HUANG Zhang Management For Voted - For 7 Elect LI Xi Management For Voted - For 8 Elect HE Yi Management For Voted - For 9 Elect FENG Jianjun Management For Voted - For 10 Elect ZHENG Chaoyu Management For Voted - For 1081 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect ZHANG Ying Management For Voted - For 12 Elect YI Luozhi Management For Voted - For 13 Elect WANG Lijun Management For Voted - For 14 Election Of Supervisors Management For Voted - For 15 Elect LAN Ping Management For Voted - For 16 Elect GONG Yanping Management For Voted - For 17 Elect ZHANG Xueli Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts And 2022 Financial Budget Plan Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Special Report On Connected Transactions Management For Voted - For 7 2022 Estimated Quota Of Continuing Connected Transactions Management For Voted - For 8 Issuance Of Financial Bonds Management For Voted - For 9 The Company's Eligibility for Public Issuance of A-share Convertible Corporate Bonds Management For Voted - For 10 Type of Securities to Be Issued Management For Voted - For 11 Issuing Scale Management For Voted - For 12 Par Value and Issue Price Management For Voted - For 13 Bond Duration Management For Voted - For 14 Interest Rate of the Bond Management For Voted - For 15 Time Limit and Method for Paying the Interest Management For Voted - For 16 Conversion Period Management For Voted - For 17 Determination of and Adjustment to the Conversion Price Management For Voted - For 18 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 19 Determining Method for the Number of Converted Shares Management For Voted - For 20 Attribution of Related Dividends for Conversion Years Management For Voted - For 21 Redemption Clauses Management For Voted - For 22 Resale Clauses Management For Voted - For 23 Issuing Targets and Method Management For Voted - For 24 Arrangement for Placing to Original Shareholders Management For Voted - For 25 Matters Regarding the Meetings of Bondholders Management For Voted - For 26 Purpose of the Raised Funds Management For Voted - For 27 Guarantee Matters Management For Voted - For 28 The Valid Period of the Resolution Management For Voted - For 29 Preplan For Public Issuance Of A-Share Convertible Corporate Bonds Management For Voted - For 30 Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of A-share Convertible Corporate Bonds Management For Voted - For 31 Report On The Use Of Previously Raised Funds Management For Voted - For 1082 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 32 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of A-share Convertible Corporate Bonds Management For Voted - For 33 Diluted Immediate Return After the Public Issuance of A-share Convertible Corporate Bonds and Filling Measures Management For Voted - For 34 Capital Management Plan From 2022 To 2024 Management For Voted - For 35 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 36 Amendments to the Company's Articles of Association Management For Voted - Against 37 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - Against 38 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - Against 39 Amendments To The Work System For Independent Directors Management For Voted - Against 40 Amendments To The Work System For The Secretary Of The Board Management For Voted - Against 41 Amendments to the Management System on Shares Held by Major Shareholders, Directors, Supervisors and Senior Management and the Changes Thereof Management For Voted - Against 42 Amendments To The Information Disclosure Management Measures Management For Voted - Against 43 Formulation of the Information Disclosure Delay and Exemption Affairs Management Measures Management For Voted - For 44 Appointment Of 2022 Audit Firm Management For Voted - For 45 2021 Performance Evaluation Report On Directors Management For Voted - For 46 2021 Performance Evaluation Report On Supervisors Management For Voted - For 47 2021 Performance Evaluation Report On Senior Management Management For Voted - For BANK OF CHENGDU CO LTD Security ID: Y0R95C103 Ticker: 601838 Meeting Date: 08-Oct-21 Meeting Type: Special 1 Authority to Issue Green Bonds Management For Voted - For Meeting Date: 11-Apr-22 Meeting Type: Special 1 Authority to Issue Tier 2 Capital Bonds Management For Voted - For 2 Approval of 2022 Related Party Transactions Management For Voted - For 3 Proposal on the Liability Insurance for Directors, Supervisors, and Senior Management Management For Voted - Abstain 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts And 2022 Financial Budget Plan Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 1083 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 2022 Appointment Of Audit Firm Management For Voted - For 6 2021 Connected Transactions Management For Voted - For BANK OF CHINA LTD. Security ID: Y0698A107 Ticker: 3988 Meeting Date: 17-Feb-22 Meeting Type: Special 1 Elect HUANG Binghua Management For Voted - For 2 Elect E Weinan Management For Voted - For 3 Elect Jean-Louis Ekra Management For Voted - For 4 Elect Giovanni Tria Management For Voted - For 5 Elect HUI Ping as Supervisor Management For Voted - Against 6 Application for Special External Donation Limit for Targeted Support Management For Voted - For 7 2020 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors Management For Voted - For 8 2020 Remuneration Distribution Plan for Chairman of the Board of Supervisors Management For Voted - For 9 Capital Management Plan of Bank of China for the 14th Five-year Plan Period Management For Voted - For 10 Amendments to Procedural Rules for the Board of Supervisors Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2022 Annual Budget for Fixed Assets Investment Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Elect Martin LIAO Cheung Kong Management For Voted - For 10 Elect CHEN Chunhua Management For Voted - For 11 Elect Jose CHUI Sai Peng Management For Voted - For 12 Elect CHU Yiyun as Supervisor Management For Voted - For 13 Additional Donation to the Tan Kah Kee Science Award Foundation Management For Voted - For 14 2021 Remuneration Distribution Plan for External Supervisors Management For Voted - For 15 Non-capital Bond Issuance Plan Management For Voted - For 16 Issuance of Write-down Undated Capital Bonds Management For Voted - For 17 Issuance of Qualified Write-down Tier 2 Capital Instruments Management For Voted - For 18 Amendments to Articles Management For Voted - Against 19 Elect ZHANG Jiangang Management For Voted - Against 1084 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted BANK OF CHINA LTD. Security ID: Y13905107 Ticker: 3988 Meeting Date: 17-Feb-22 Meeting Type: Special 1 Elect HUANG Binghua Management For Voted - For 2 Elect E Weinan Management For Voted - For 3 Elect Jean-Louis Ekra Management For Voted - For 4 Elect Giovanni Tria Management For Voted - For 5 Elect HUI Ping as Supervisor Management For Voted - Against 6 Application for Special External Donation Limit for Targeted Support Management For Voted - For 7 2020 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors Management For Voted - For 8 2020 Remuneration Distribution Plan for Chairman of the Board of Supervisors Management For Voted - For 9 Capital Management Plan of Bank of China for the 14th Five-year Plan Period Management For Voted - For 10 Amendments to Procedural Rules for the Board of Supervisors Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2022 Annual Budget for Fixed Assets Investment Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Elect Martin LIAO Cheung Kong Management For Voted - For 8 Elect CHEN Chunhua Management For Voted - For 9 Elect Jose CHUI Sai Peng Management For Voted - For 10 Elect CHU Yiyun as Supervisor Management For Voted - For 11 Additional Donation to the Tan Kah Kee Science Award Foundation Management For Voted - For 12 2021 Remuneration Distribution Plan For External Supervisors Management For Voted - For 13 Non-capital Bond Issuance Plan Management For Voted - For 14 Issuance of Write-down Undated Capital Bonds Management For Voted - For 15 Issuance of Qualified Write-down Tier 2 Capital Instruments Management For Voted - For 16 Amendments to Articles Management For Voted - Against 17 Elect ZHANG Jiangang Management For Voted - Against 18 Non-Voting Meeting Note N/A N/A Non-Voting 1085 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted BANK OF COMMUNICATIONS CO LTD. Security ID: Y06988102 Ticker: 3328 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Plan of Directors for 2020 Management For Voted - For 3 Remuneration Plan of Supervisors for 2020 Management For Voted - For 4 Elect XU Jiming as Supervisor Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Fixed Assets Investment Plan Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Elect REN Deqi Management For Voted - For 9 Elect LIU Jun Management For Voted - For 10 Elect LI Longcheng Management For Voted - Against 11 Elect WANG Linping Management For Voted - For 12 Elect CHANG Baosheng Management For Voted - Against 13 Elect LIAO Yi Chien David Management For Voted - For 14 Elect CHAN Sui Chung Management For Voted - For 15 Elect MU Guoxin Management For Voted - For 16 Elect CHEN Junkui Management For Voted - Against 17 Elect LUO Xiaopeng Management For Voted - For 18 Elect Raymond WOO Chin Wan Management For Voted - For 19 Elect CAI Haoyi Management For Voted - For 20 Elect SHI Lei Management For Voted - For 21 Elect ZHANG Xiangdong Management For Voted - For 22 Elect LI Xiaohui Management For Voted - For 23 Elect MA Jun Management For Voted - For 24 Elect XU Jiming Management For Voted - For 25 Elect WANG Xueqing Management For Voted - For 26 Elect LI Yao Management For Voted - For 27 Elect CHEN Hanwen Management For Voted - For 28 Elect SU Zhi Management For Voted - For 29 Extension of the Validity Period on the Capital Increase to Bank of Communications (Hong Kong Limited) Management For Voted - For 1086 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted BANK OF COMMUNICATIONS CO LTD. Security ID: Y06988110 Ticker: 3328 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Remuneration Plan of Directors for 2020 Management For Voted - For 2 Remuneration Plan of Supervisors for 2020 Management For Voted - For 3 Elect XU Jiming as Supervisor Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Fixed Assets Investment Plan Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Elect REN Deqi Management For Voted - For 8 Elect LIU Jun Management For Voted - For 9 Elect LI Longcheng Management For Voted - Against 10 Elect WANG Linping Management For Voted - For 11 Elect CHANG Baosheng Management For Voted - Against 12 Elect LIAO Yi Chien David Management For Voted - For 13 Elect CHAN Sui Chung Management For Voted - For 14 Elect MU Guoxin Management For Voted - For 15 Elect CHEN Junkui Management For Voted - Against 16 Elect LUO Xiaopeng Management For Voted - For 17 Elect Raymond WOO Chin Wan Management For Voted - For 18 Elect CAI Haoyi Management For Voted - For 19 Elect SHI Lei Management For Voted - For 20 Elect ZHANG Xiangdong Management For Voted - For 21 Elect LI Xiaohui Management For Voted - For 22 Elect MA Jun Management For Voted - For 23 Elect XU Jiming Management For Voted - For 24 Elect WANG Xueqing Management For Voted - For 25 Elect LI Yao Management For Voted - For 26 Elect CHEN Hanwen Management For Voted - For 27 Elect SU Zhi Management For Voted - For 28 Extension of the Validity Period on the Capital Increase to Bank of Communications (Hong Kong Limited) Management For Voted - For BANK OF HANGZHOU CO., LTD. Security ID: Y0R98A104 Ticker: 600926 Meeting Date: 27-Aug-21 Meeting Type: Special 1 Downward Adjustment of the Conversion Price of A-share Convertible Corporate Bonds Management For Voted - For 1087 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect ZHOU Jianhua as a Director Management For Voted - For 3 Elect XU Fei as a Supervisor Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 Issuance of Tier II Capital Bonds and Special Authorization within the Quota Management For Voted - For 2 Elect JIN Xiangrong Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts And 2022 Financial Budget Plan Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Special Report On Connected Transactions Management For Voted - For 6 2022 Estimated Quota of Continuing Connected Transactions with Some Related Parties Management For Voted - For 7 2022 Appointment Of Audit Firm Management For Voted - For 8 Amendments To The Connected Transactions Management Measures Management For Voted - Against 9 Amendments to the Management Measures on Shares Held by Directors, Supervisors and Senior Management and the Changes Thereof Management For Voted - Against BANK OF JIANGSU CO., LTD. Security ID: Y0698M101 Ticker: 600919 Meeting Date: 31-Aug-21 Meeting Type: Special 1 Adjustment of the Issuing Amount of Sannong Financial Bonds and Extension of the Valid Period of the Shareholder Resolution on the Issuance of Small Micro and Sannong Financial Bonds Management For Voted - Abstain 2 Elect JI Jinsong Management For Voted - For Meeting Date: 11-May-22 Meeting Type: Annual 1 2021 Annual Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 Evaluation Report of the Board of Supervisors on the Performance of Directors and Senior Management Management For Voted - For 4 Evaluation Report on the Performance of Supervisors Management For Voted - For 5 2021 Work Report Of Independent Directors Management For Voted - For 6 2021 Annual Accounts And 2022 Financial Budget Management For Voted - For 7 2021 Profit Distribution Plan Management For Voted - For 8 2021 Annual Connected Transaction Report Management For Voted - For 9 Estimated Quota Connected Transactions in 2022 Management For Voted - For 10 Re-appointment of 2022 Audit Firm Management For Voted - For 1088 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Issuance of Ordinary Financial Bonds Management For Voted - For 12 Elect Shen Kunrong as Independent Director Management For Voted - For 13 Elect PAN Jun Management For Voted - For 14 Elect LIU Wei Management For Voted - For BANK OF NANJING COMPANY LIMITED Security ID: Y0698E109 Ticker: 601009 Meeting Date: 18-Nov-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 3 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 4 Amendments to the Company's Rules of Procedure Governing the Superviosrs Meetings Management For Voted - For 5 Amendments To The System For Independent Directors Management For Voted - For 6 Amendments To The System For External Supervisors Management For Voted - For 7 Elect YU Ruiyu as an Independent Director Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 Issuance Of Non-Fixed Term Capital Bonds Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 2021 Special Report On Connected Transactions Management For Voted - Abstain 4 2022 Estimated Quota of Continuing Connected Transactions with Some Related Parties Management For Voted - For 5 2022 Reappointment Of Financial Audit Firm Management For Voted - For 6 2022 Reappointment Of Internal Control Audit Firm Management For Voted - For 7 Capital Plan From 2022 To 2024 Management For Voted - For 8 Elect YU Honghai Management For Voted - For 9 Elect WANG Jiahua Management For Voted - For 10 2021 Work Report Of The Board Of Directors Management For Voted - For 11 2021 Work Report Of The Supervisory Committee Management For Voted - For 12 2021 Performance Evaluation Report of the Supervisory Committee on Performance of Directors and Senior Management Management For Voted - For 13 2021 Performance Evaluation Report of the Supervisory Committee on the Performance of Supervisors Management For Voted - For 1089 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted BANK OF NINGBO LTD. Security ID: Y0698G104 Ticker: 002142 Meeting Date: 02-Jul-21 Meeting Type: Special 1 External Equity Investment Management For Voted - For Meeting Date: 20-Dec-21 Meeting Type: Special 1 2022 Estimated Quota Of Continuing Connected Transactions Management For Voted - For 2 Issuance Of Tier Ii Capital Bonds Management For Voted - For 3 Issuance Of Financial Bonds Management For Voted - For 4 Medium And Long Term Capital Plan From 2022 To 2024 Management For Voted - For 5 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 6 Amendments to Articles of Association Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Annual Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 Elect LUO Weikai Management For Voted - Against 8 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 11 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 12 Supervisors' Report Management For Voted - For 13 Performance Evaluation Report on Directors and the Board of Directors Management For Voted - For 14 Performance Evaluation Report on the Supervisory Committee and Supervisors Management For Voted - For 15 Performance Evaluation Report on the Senior Management Team and Its Members Management For Voted - For 16 Evaluation Report on Performance of Capital Management Management For Voted - For BANK OF SHANGHAI CO., LTD. Security ID: Y0R98R107 Ticker: 601229 Meeting Date: 30-Nov-21 Meeting Type: Special 1 Elect Li Jian Management For Voted - For 1090 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Amendments to Articles Management For Voted - For 3 Amendment to Rules of Procedure of the General Meeting of Shareholders Management For Voted - For 4 Amendment to Rules of Procedure of the Board of Directors Management For Voted - For 5 Amendment to Rules of Procedure of the Board of Supervisors Management For Voted - For 6 Bank of Shanghai Co., Ltd. issues RMB write-down qualified Tier 2 capital bonds Management For Voted - For Meeting Date: 17-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Evaluation Report On The Performance Of Directors Management For Voted - For 6 2021 Evaluation Report On The Performance Of Supervisors Management For Voted - For 7 2021 Evaluation Report On The Performance Of Senior Management Management For Voted - For 8 Appointment Of 2022 External Audit Firm Management For Voted - For 9 Remuneration Management Measures For Directors Management For Voted - For 10 Remuneration Management Measures For Supervisors Management For Voted - For 11 Election Of Directors: DONG Yu Management For Voted - For BOC INTERNATIONAL CHINA CO LTD Security ID: Y092BZ100 Ticker: 601696 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Authority to Issue Short-term Commercial Paper Management For Voted - For 2 By-elect ZU Honghao Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Ordinary 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Proposal on Estimated Connected Transactions for FY2022 Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Proposal to Adjust the Scale of the Company's Bond Self-management Business Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Elect HE Tao Management For Voted - Against 11 Approval of 2021 Independent Directors' Report Management For Voted - For 1091 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted CAITONG SECURITIES CO.,LTD. Security ID: Y1072S102 Ticker: 601108 Meeting Date: 19-Jul-21 Meeting Type: Special 1 Appointment of 2021 Auditor Management For Voted - For 2 Elect HAN Hongling Management For Voted - For Meeting Date: 24-Dec-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Confirmation Of 2021 Connected Transactions Management For Voted - For 7 2022 Estimated Continuing Connected Transactions Management For Voted - Abstain 8 2022 Review And Approval Of The Securities Investment Quota Management For Voted - Abstain 9 Reappointment Of 2022 Audit Firm Management For Voted - For 10 Application To Conduct Stock Market-Making Business Of Star Market Management For Voted - For 11 Amendments to the Company's Articles of Association Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings and Work System for Independent Directors Management For Voted - For 13 Amendments to the External Investment Management System, Connected Transactions Management System and External Guarantee Decision-making System Management For Voted - For 14 2021 Work Report Of Independent Directors Management For Voted - For 15 Elect ZHANG Qicheng Management For Voted - For CHANGJIANG SECURITIES CO., LTD. Security ID: Y1314J100 Ticker: 000783 Meeting Date: 27-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Shi Zhanzhong Management For Voted - For 4 Yu Zhen Management For Voted - For 5 Pan Hongbo Management For Voted - For 6 Tian Xuan Management For Voted - For 7 Annual Report Management For Voted - For 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 1092 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Domestic Debt Financing Principles Management For Voted - Against 11 Type, Issuing Volume and Method of Domestic Debt Financing Instruments Management For Voted - Against 12 Time Limit for the Domestic Debt Financing Instruments Management For Voted - Against 13 Interest Rate and Issuing Price of the Domestic Debt Financing Instrument Management For Voted - Against 14 Credit Enhancing Mechanism Management For Voted - Against 15 Purpose of the Raised Funds Management For Voted - Against 16 Issuing Targets and Arrangements for Placement to Shareholders Management For Voted - Against 17 Repayment Guarantee Measures Management For Voted - Against 18 Listing of Debt Financing Instruments Management For Voted - Against 19 Valid Period of the Resolution Management For Voted - Against 20 Authorization for the Issuance of Domestic Debt Financing Instruments Management For Voted - Against 21 Appointment of Auditor Management For Voted - For 22 Estimated Continuing Connected Transactions with a Company and Its Related Parties Management For Voted - For 23 Estimated Continuing Connected Transactions with a Company and Its Related Parties Management For Voted - For 24 Estimated Continuing Connected Transactions with a Company and Its Related Parties Management For Voted - For 25 Estimated Continuing Connected Transactions with Other Related Parties Management For Voted - For 26 2021 Interim Risk Control Indicator Report Management For Voted - For 27 Report On 2021 Risk Control Indicators Management For Voted - For 28 Authorization For 2022 Risk Preference Management For Voted - For 29 Authority to Give Guarantees Management For Voted - For 30 Directors' Fees Management For Voted - For 31 Supervisory Board/ Corp Assembly Fees Management For Voted - For 32 Special Statement On 2021 Remuneration And Appraisal For The Management Team Management For Voted - For 33 Elect ZHANG Yuewen Management For Voted - For CHINA BOHAI BANK CO. LTD Security ID: Y1R253106 Ticker: 9668 Meeting Date: 16-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report of the Board of Directors Management For Voted - For 3 Report of the Board of Supervisors Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Financial Budget Report Management For Voted - For 7 Investment Plan for 2022 Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Loan Reduction and Exemption Authorization Plan Management For Voted - For 10 Remuneration of LI Fuan for 2020 Management For Voted - For 11 Elect QU Defu Management For Voted - For 1093 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect ZHUANG Qifei Management For Voted - For 13 Elect LUAN Xianzhou Management For Voted - For 14 Elect ZHAO Zhihong Management For Voted - For 15 Elect CEN Shaoxiong Management For Voted - For 16 Authority to Issue Domestic Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against 17 Amendments to Articles of Association Management For Voted - Against Meeting Date: 16-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles of Association Management For Voted - Against CHINA CINDA ASSET MANAGEMENT CO.,LTD. Security ID: Y1R34V103 Ticker: 1359 Meeting Date: 27-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHEN Qinggui Management For Voted - For 3 Elect CAI Xiaoqiang Management For Voted - For 4 External Donation Plan for 2021 Management For Voted - For Meeting Date: 29-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect CHEN Xiaowu Management For Voted - Against Meeting Date: 02-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Fees Management For Voted - For 3 Supervisors' Fees Management For Voted - For 4 Participation in the Capital Increase of China Huarong and Relevant Authorization Management For Voted - For Meeting Date: 28-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Extension of the Validity Period for the Authorization to Deal with Matters Relating to the Issuance of Offshore Preference Shares Management For Voted - For Meeting Date: 28-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Extension of the Validity Period for the Authorization to Deal with Matters Relating to the Issuance of Offshore Preference Shares Management For Voted - For 1094 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 07-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHAO Limin Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Budget of Investment in Capital Expenditure Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Elect ZHANG Weidong Management For Voted - For 9 Elect HE Jieping Management For Voted - Against 10 Elect WANG Shaoshuang Management For Voted - For 11 Elect ZHANG Yuxiang Management For Voted - For 12 Elect TANG Jiang Management For Voted - For 13 Elect LIU Chong Management For Voted - Against 14 Elect LU Zhengfei Management For Voted - For 15 Elect LAM Chi Kuen Management For Voted - For 16 Elect WANG Changyun Management For Voted - For 17 Elect SUN Maosong Management For Voted - For 18 Elect GONG Jiande Management For Voted - For 19 Elect LIU Li Management For Voted - For 20 2022-2024 Capital Management Plan Management For Voted - For 21 External Donations Management For Voted - For CHINA CITIC BANK CORPORATION LIMITED Security ID: Y1434M116 Ticker: 0998 Meeting Date: 20-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue Capital Bonds Management For Voted - For 3 Authority to Issue Financial Bonds Management For Voted - For 4 Total Annual Budget for External Donations Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Elect LIU Cheng Management For Voted - For 7 Elect Bennett LIU Tsz Bun Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 1095 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2022 Financial Budget Plan Management For Voted - For 7 Special Report of Related Party Transactions Management For Voted - For 8 Directors' Report Management For Voted - For 9 Supervisors' Report Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Mid-Term Capital Management Plan Management For Voted - For 12 Shareholders' Return Plan Management For Voted - For 13 Eligibility for Rights Issue Plan Management For Voted - For 14 Type and Nominal Value of the Rights Shares Management For Voted - For 15 Method of Issuance Management For Voted - For 16 Basis of the Rights Issue and number of the Rights Shares to be Issued Management For Voted - For 17 Pricing Principle and Subscription Price Management For Voted - For 18 Target Subscribers for the Rights Issue Management For Voted - For 19 Arrangement for Accmulated Undistributed Profits Prior to the Rights Issue Management For Voted - For 20 Time of Issuance Management For Voted - For 21 Underwriting Method Management For Voted - For 22 Amount and Use of Proceeds Management For Voted - For 23 Effective Period of the Resolutions Management For Voted - For 24 Listing of Rights Shares Management For Voted - For 25 Public Issuance of Securities by the Rights Issue Management For Voted - For 26 Feasibility Analysis Report on the Use of Proceed from the Rights Issue Management For Voted - For 27 Feasibility Analysis Report on the Use of Proceed from the Previous Issuance Management For Voted - For 28 Dilution of Immediate Return Resulting from the Rights Issuance and Remedial Measures Management For Voted - For 29 Authorization of the Board to Handle Matters in Relation to Rights Issue Management For Voted - For 30 Increase in Registered Capital Management For Voted - For 31 Amendments to Articles Management For Voted - Against Meeting Date: 23-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Eligibility for Rights Issue Plan Management For Voted - For 4 Type and Nominal Value of the Rights Shares Management For Voted - For 5 Method of Issuance Management For Voted - For 6 Basis of the Rights Issue and number of the Rights Shares to be Issued Management For Voted - For 7 Pricing Principle and Subscription Price Management For Voted - For 8 Target Subscribers for the Rights Issue Management For Voted - For 9 Arrangement for Accmulated Undistributed Profits Prior to the Rights Issue Management For Voted - For 10 Time of Issuance Management For Voted - For 11 Underwriting Method Management For Voted - For 12 Amount and Use of Proceeds Management For Voted - For 13 Effective Period of the Resolutions Management For Voted - For 14 Listing of Rights Shares Management For Voted - For 1096 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Public Issuance of Securities by the Rights Issue Management For Voted - For 16 Feasibility Analysis Report on the Use of Proceed from the Rights Issue Management For Voted - For 17 Dilution of Immediate Return Resulting from the Rights Issuance and Remedial Measures Management For Voted - For 18 Authorization of the Board to Handle Matters in Relation to Rights Issue Management For Voted - For 19 Increase in Registered Capital Management For Voted - For 20 Amendments to Articles Management For Voted - Against CHINA CONSTRUCTION BANK CORPORATION Security ID: Y1397N101 Ticker: 0939 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIN Hong as Supervisor Management For Voted - For 3 Remuneration Distribution and Settlement Plan for Directors for FY 2020 Management For Voted - For 4 Remuneration Distribution and Settlement Plan for Supervisors for FY 2020 Management For Voted - For 5 New Provisional Limit for Charitable Donations in 2021 Management For Voted - For 6 Authority to Issue Write-down Undated Capital Bonds Management For Voted - For 7 Authority to Issue Qualified Write-down Tier-2 Capital Instruments Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 2022 Fixed Asset Investment Budget Management For Voted - For 8 Elect ZHANG Jinliang Management For Voted - For 9 Elect TIAN Bo Management For Voted - Against 10 Elect XIA Yang Management For Voted - For 11 Elect Graeme Wheeler Management For Voted - For 12 Elect Michel Madelain Management For Voted - For 13 Elect WANG Yongqing as Supervisor Management For Voted - For 14 Elect ZHAO Xijun as Supervisor Management For Voted - For 15 Amendments to Articles Management For Voted - Against 1097 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA CONSTRUCTION BANK CORPORATION Security ID: Y1397N119 Ticker: 0939 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Elect LIN Hong as Supervisor Management For Voted - For 2 Remuneration Distribution and Settlement Plan for Directors for FY 2020 Management For Voted - For 3 Remuneration Distribution and Settlement Plan for Supervisors for FY 2020 Management For Voted - For 4 New Provisional Limit for Charitable Donations in 2021 Management For Voted - For 5 Authority to Issue Write-down Undated Capital Bonds Management For Voted - For 6 Authority to Issue Qualified Write-down Tier-2 Capital Instruments Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 2022 Fixed Asset Investment Budget Management For Voted - For 7 Elect ZHANG Jinliang Management For Voted - For 8 Elect TIAN Bo Management For Voted - Against 9 Elect XIA Yang Management For Voted - For 10 Elect Graeme Wheeler Management For Voted - For 11 Elect Michel Madelain Management For Voted - For 12 Elect WANG Yongqing as Supervisor Management For Voted - For 13 Elect ZHAO Xijun as Supervisor Management For Voted - For 14 Amendments to Articles Management For Voted - Against CHINA EVERBRIGHT BANK COMPANY LIMITED Security ID: Y1477U116 Ticker: 6818 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Charitable Donations Management For Voted - For 2 Remuneration of the Former Chair of the Board of Supervisors for FY 2020 Management For Voted - For 3 Elect LI Yinzhong as Supervisor Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect WANG Jiang Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 2022 Budget Plan for Fixed Asset Management For Voted - For 5 Accounts and Reports Management For Voted - For 1098 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Supervisors' Fees Management For Voted - For CHINA EVERBRIGHT BANK COMPANY LIMITED Security ID: Y1477U124 Ticker: 6818 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Charitable Donations Management For Voted - For 3 Remuneration of the Former Chair of the Board of Supervisors for FY 2020 Management For Voted - For 4 Elect LI Yinzhong as Supervisor Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WANG Jiang Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 2022 Budget Plan for Fixed Asset Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Supervisors' Fees Management For Voted - For CHINA GALAXY SECURITIES CO., LTD. Security ID: Y1R92J109 Ticker: 6881 Meeting Date: 19-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Satisfaction of the Conditions of the Public Issuance of A Shares Convertible Bonds Management For Voted - For 3 Type of securities to be issued Management For Voted - For 4 Size of Issuance Management For Voted - For 5 Par value and issue price Management For Voted - For 6 Term Management For Voted - For 7 Interest rate Management For Voted - For 8 Timing and method of principal and interest payments Management For Voted - For 9 Conversion period Management For Voted - For 10 Determination of and adjustment to the conversion price Management For Voted - For 11 Terms of downward adjustment to the conversion price Management For Voted - For 12 Method for determining the number of Shares for 1099 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted conversion and treatment for any amount of A Share Convertible Bonds which are insufficient to be converted into one A Share Management For Voted - For 13 Terms of redemption Management For Voted - For 14 Terms of sale back Management For Voted - For 15 Entitlement to dividend in the year of conversion Management For Voted - For 16 Method of Issuance and target investors Management For Voted - For 17 Subscription arrangement for the existing holders of A Shares Management For Voted - For 18 Matters relevant to the meetings of holders of A Share Convertible Bonds Management For Voted - For 19 Use of proceeds Management For Voted - For 20 Guarantee and security Management For Voted - For 21 Deposit and management of proceeds raised Management For Voted - For 22 Liabilities for breach of contract Management For Voted - For 23 Trustee manager of A Share Convertible Bonds Management For Voted - For 24 Validity period of the issuance plan Management For Voted - For 25 Preliminary Plan of the Public Issuance of A Share Convertible Bonds Management For Voted - For 26 Feasibility Report on the Use of Proceeds Management For Voted - For 27 Report on the Use of Previously Raised Proceeds by the Company Management For Voted - For 28 Dilution of Current Returns by the Public Issuance of A Share Convertible Bonds and the Remedial Measures Management For Voted - For 29 Adoption of Rules for the Meetings of Holders of A Share Convertible Bonds Management For Voted - For 30 Plan of Shareholders' Return for the Next Three Years (2021-2023) Management For Voted - For 31 Authorizations to the Board to Handle the Matters Relating to the Public Issuance of A Share Convertible Bonds Management For Voted - For 32 Elect QU Yanping as Supervisor Management For Voted - Against Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Annual Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 2022 Capital Expenditure Budget Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 CHEN Gongyan 2020 Remuneration Plan Management For Voted - For 11 CHEN Jing 2020 Remuneration Plan Management For Voted - For 12 Amendments to Procedural Rules of the Supervisory Committee Management For Voted - For 1100 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect WEI Guoqiang as Supervisor Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against CHINA GALAXY SECURITIES CO., LTD. Security ID: Y1R92J117 Ticker: 6881 Meeting Date: 19-Oct-21 Meeting Type: Special 1 Satisfaction of the Conditions of the Public Issuance of A Shares Convertible Bonds Management For Voted - For 2 Type of securities to be issued Management For Voted - For 3 Size of Issuance Management For Voted - For 4 Par value and issue price Management For Voted - For 5 Term Management For Voted - For 6 Interest rate Management For Voted - For 7 Timing and method of principal and interest payments Management For Voted - For 8 Conversion period Management For Voted - For 9 Determination of and adjustment to the conversion price Management For Voted - For 10 Terms of downward adjustment to the conversion price Management For Voted - For 11 Method for determining the number of Shares for conversion and treatment for any amount of A Share Convertible Bonds which are insufficient to be converted into one A Share Management For Voted - For 12 Terms of redemption Management For Voted - For 13 Terms of sale back Management For Voted - For 14 Entitlement to dividend in the year of conversion Management For Voted - For 15 Method of Issuance and target investors Management For Voted - For 16 Subscription arrangement for the existing holders of A Shares Management For Voted - For 17 Matters relevant to the meetings of holders of A Share Convertible Bonds Management For Voted - For 18 Use of proceeds Management For Voted - For 19 Guarantee and security Management For Voted - For 20 Deposit and management of proceeds raised Management For Voted - For 21 Liabilities for breach of contract Management For Voted - For 22 Trustee manager of A Share Convertible Bonds Management For Voted - For 23 Validity period of the issuance plan Management For Voted - For 24 Preliminary Plan of the Public Issuance of A Share Convertible Bonds Management For Voted - For 25 Feasibility Report on the Use of Proceeds Management For Voted - For 26 Report on the Use of Previously Raised Proceeds by the Company Management For Voted - For 27 Dilution of Current Returns by the Public Issuance of A Share Convertible Bonds and the Remedial Measures Management For Voted - For 1101 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Adoption of Rules for the Meetings of Holders of A Share Convertible Bonds Management For Voted - For 29 Plan of Shareholders' Return for the Next Three Years (2021-2023) Management For Voted - For 30 Authorizations to the Board to Handle the Matters Relating to the Public Issuance of A Share Convertible Bonds Management For Voted - For 31 Elect QU Yanping as Supervisor Management For Voted - Against Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Capital Expenditure Budget Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 CHEN Gongyan 2020 Remuneration Plan Management For Voted - For 9 CHEN Jing 2020 Remuneration Plan Management For Voted - For 10 Amendments to Procedural Rules of the Supervisory Committee Management For Voted - For 11 Elect WEI Guoqiang as Supervisor Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against CHINA GREAT WALL SECURITIES CO.LTD. Security ID: Y14394103 Ticker: 002939 Meeting Date: 13-Aug-21 Meeting Type: Special 1 The Company's Eligibility for A- Share Private Placement Management For Voted - Against 2 Type and Nominal Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Target and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 Purpose and Amount of Raised Funds Management For Voted - Against 10 Plan for Disposal of Accumulated Retained Profits Before the Issuance Management For Voted - Against 11 Validity of the Resolution Management For Voted - Against 12 Preliminary Report For Private Placement Management For Voted - Against 13 Feasibility Report on Use of Proceeds Management For Voted - Against 14 Report On The Use Of Previously Raised Funds Management For Voted - For 15 Huaneng Capital's Subscription of Private Placement Management For Voted - For 16 Shenzhen Energy's Subscription of Private Placement Management For Voted - For 17 Shenzhen New Jiangnan's Subscription for Private Placement Management For Voted - For 1102 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Share Subscription Agreement with Huaneng Capital Management For Voted - Against 19 Share Subscription Agreement with Shenzhen Energy Management For Voted - Against 20 Share Subscription Agreement with Shenzhen New Jiangan Management For Voted - Against 21 Authorization to the Board to Handle Matters Regarding the Private Placement Management For Voted - Against 22 Diluted Immediate Return After the Private Placement, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 23 Exemption of a Company From the Tender Offer Obligation to Increase Shareholding in the Company Management For Voted - For 24 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules of Board Meetings Management For Voted - For 3 Appointment of Auditor Management For Voted - For Meeting Date: 09-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Independent Directors' Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 2021 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2022 Proprietary Investment Quota Management For Voted - For 8 Related Party Transactions with China Huaneng Group Co., Ltd. and Its Subsidiaries or Affiliates Management For Voted - For 9 Related Party Transactions with Great Wall Fund Management Co., Ltd. and Its Subsidiaries Management For Voted - For 10 Related Party Transactions with Invesco Great Wall Fund Management Co., Ltd. and tis affiliates Management For Voted - For 11 Related Party Transactions with Shenzhen Energy Group Co., Ltd. and Its Subsidiaries Management For Voted - For 12 Related Party Transactions with Shenzhen New Jiangnan Investment Co., Ltd. and China Merchants Securities Co., Ltd. Management For Voted - For 13 Related Party Transactions with Bosera Fund Management Co., Ltd. and China Merchants Bank Co., Ltd. Management For Voted - For 14 Related Party Transactions with Other Related Entities Management For Voted - For 15 Elect LV Yimin as Independent Director Management For Voted - For 1103 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA HUARONG ASSET MANAGEMENT CO LTD. Security ID: Y149A8109 Ticker: 2799 Meeting Date: 17-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIANG Qiang Management For Voted - For 3 Remuneration Settlement Plan of Directors for 2019 Management For Voted - For 4 Remuneration Settlement Plan of Supervisors for 2019 Management For Voted - For 5 Fixed Assets Budget for 2021 Management For Voted - For 6 Huarong Consumer Finance Equity Transfer Project Management For Voted - For 7 Huarong Trust Equity Restructuring Project Management For Voted - For 8 Change in Use of Remaining Net Proceeds from H Share Offering Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 21-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of the Extension of the Validity Period of Tier II Capital Bonds Resolution Management For Voted - For 3 General Mandate to Issue Additional Shares Management For Voted - Against 4 Appointment of Auditor for 2021 Management For Voted - For 5 2020 Final Financial Account Plan Management For Voted - For 6 2020 Profit Distribution Plan Management For Voted - For 7 Approval of the Uncovered Losses Amounting to One-Third of the Company's Total Paid-Up Share Capital Management For Voted - For 8 2020 Work Report of the Board Management For Voted - For 9 2020 Work Report of the Supervisory Committee Management For Voted - For 10 Approval of the Poverty Alleviation and Fund Donation Plan for 2021 Management For Voted - For 11 Authority to Issue Ordinary Financial Bonds Management For Voted - For 12 Approval of the Implementation of Huarong Securities Co., Ltd. Equity Transfer Project Management For Voted - For 13 Approval of the Authorization to the Company to Conduct Asset Assessment Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 02-Dec-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles of Association Management For Voted - Against 4 Types and nominal value of the shares to be issued Management For Voted - For 5 Number of the shares to be issued Management For Voted - For 6 Issuance targets Management For Voted - For 7 Issuance price Management For Voted - For 8 Issuance method Management For Voted - For 9 Lock-up Management For Voted - For 1104 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Use of proceeds Management For Voted - For 11 Distribution of accumulated undistributed profits Management For Voted - For 12 Information disclosure Management For Voted - For 13 Validity period of the plan for the Issuance Management For Voted - For 14 Listing arrangements Management For Voted - For 15 Board Authorization in Relation to the Issuance Plan Management For Voted - For Meeting Date: 02-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles of Association Management For Voted - Against 3 Amendments to Procedural Rules of General Meetings Management For Voted - Against 4 Amendments to Procedural Rules of the Board Management For Voted - For 5 Amendments to Procedural Rules of the Board of Supervisors Management For Voted - For 6 Types and nominal value of the shares to be issued Management For Voted - For 7 Number of the shares to be issued Management For Voted - For 8 Issuance targets Management For Voted - For 9 Issuance price Management For Voted - For 10 Issuance method Management For Voted - For 11 Lock-up Management For Voted - For 12 Use of proceeds Management For Voted - For 13 Distribution of accumulated undistributed profits Management For Voted - For 14 Information disclosure Management For Voted - For 15 Validity period of the plan for the Issuance Management For Voted - For 16 Listing arrangements Management For Voted - For 17 Board Authorization in Relation to the Issuance Plan Management For Voted - For 18 Huarong Xiangjiang Bank Equity Transfer Project Management For Voted - For 19 Huarong Financial Leasing Equity Transfer Project Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Commencement of Project Identification for Huarong Jinshang Equity Transfer Project Management For Voted - For 3 Commencement of Project Identification for Huarong Rongda Futures Equity Transfer Project Management For Voted - For 4 Subscription of the Private Perpetual Bonds of Huarong International Management For Voted - For CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Security ID: Y1R99Y109 Ticker: 3908 Meeting Date: 28-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect ZHU Hailin Management For Voted - Against 1105 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Annual Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 8 Related Party Transactions (Director Tan Lixia) Management For Voted - For 9 Related Party Transactions (Director Duan Wenwu) Management For Voted - For 10 Related Party Transactions (Other Legal Persons) Management For Voted - For 11 Related Party Transactions (Other Natural Persons) Management For Voted - For 12 Elect Albert NG Kong Ping Management For Voted - For 13 Elect LU Zhengfei Management For Voted - For CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Security ID: Y1R99Y117 Ticker: 3908 Meeting Date: 23-Aug-21 Meeting Type: Special 1 Elect QU Yanping Management For Voted - For 2 Elect ZHU Hailin Management For Voted - Against Meeting Date: 28-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHU Hailin Management For Voted - Against Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 7 Related Party Transactions (Director Tan Lixia) Management For Voted - For 8 Related Party Transactions (Director Duan Wenwu) Management For Voted - For 9 Related Party Transactions (Other Legal Persons) Management For Voted - For 10 Related Party Transactions (Other Natural Persons) Management For Voted - For 11 Elect Albert NG Kong Ping Management For Voted - For 12 Elect LU Zhengfei Management For Voted - For CHINA LIFE INSURANCE COMPANY LIMITED Security ID: Y1477R204 Ticker: 2628 Meeting Date: 16-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 1106 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Procedural Rules for Shareholders' General Meetings. Management For Voted - For 4 Amendments to Procedural Rules for Board Meetings Management For Voted - For 5 Amendments to Articles Management For Voted - For 6 Approval of Agreement for Entrusted Investment and Management and Operating Services and Its Annual Caps Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Bai Tao Management For Voted - For 3 Elect Huang Yiping Management For Voted - For 4 Elect Chen Jie Management For Voted - For 5 14th Five-Year Development Plan Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For CHINA LIFE INSURANCE COMPANY LIMITED Security ID: Y1477R220 Ticker: 2628 Meeting Date: 16-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Procedural Rules for Shareholders' General Meetings. Management For Voted - For 3 Amendments to Procedural Rules for Board Meetings Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Approval of Agreement for Entrusted Investment and Management and Operating Services and Its Annual Caps Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Special 1 Elect Bai Tao Management For Voted - For 2 Elect Huang Yiping Management For Voted - For 3 Elect Chen Jie Management For Voted - For 4 14th Five-Year Development Plan Management For Voted - For 1107 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' and Supervisors' Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For CHINA MERCHANTS BANK Security ID: Y14896107 Ticker: 3968 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Financial Statements Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 2021 Related Party Transaction Report Management For Voted - For 9 2022-2024 Medium-term Capital Management Plan Management For Voted - For 10 Elect MIAO Jianmin Management For Voted - For 11 Elect HU Jianhua Management For Voted - For 12 Elect FU Gangfeng Management For Voted - For 13 Elect ZHOU Song Management For Voted - Against 14 Elect HONG Xiaoyuan Management For Voted - For 15 Elect ZHANG Jian Management For Voted - For 16 Elect SU Min Management For Voted - For 17 Elect SUN Yunfei Management For Voted - For 18 Elect CHEN Dong Management For Voted - For 19 Elect WANG Liang Management For Voted - For 20 Elect LI Delin Management For Voted - For 21 Elect WONG See Hong Management For Voted - For 22 Elect LI Menggang Management For Voted - For 23 Elect LIU Qiao Management For Voted - For 24 Elect TIAN Hongqi Management For Voted - For 25 Elect LI Chaoxian Management For Voted - For 26 Elect SHI Yongdong Management For Voted - For 27 Elect LUO Sheng as Supervisor Management For Voted - For 28 Elect PENG Bihong as Supervisor Management For Voted - For 29 Elect WU Heng as Supervisor Management For Voted - For 30 Elect XU Zhengjun as Supervisor Management For Voted - For 31 Elect CAI Hongping as Supervisor Management For Voted - For 32 Elect ZHANG Xiang as Supervisor Management For Voted - For 33 Adjust the Authorization to Directors in Respect of Domestic Preference Shares Management For Voted - For 34 Amendments to Articles Management For Voted - For 1108 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 35 Elect SHEN Zheting Management For Voted - For CHINA MERCHANTS BANK Security ID: Y14896115 Ticker: 3968 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Annual Report Management For Voted - For 6 Financial Statements Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 2021 Related Party Transaction Report Management For Voted - For 10 2022-2024 Medium-term Capital Management Plan Management For Voted - For 11 Elect MIAO Jianmin Management For Voted - For 12 Elect HU Jianhua Management For Voted - For 13 Elect FU Gangfeng Management For Voted - For 14 Elect ZHOU Song Management For Voted - Against 15 Elect HONG Xiaoyuan Management For Voted - For 16 Elect ZHANG Jian Management For Voted - For 17 Elect SU Min Management For Voted - For 18 Elect SUN Yunfei Management For Voted - For 19 Elect CHEN Dong Management For Voted - For 20 Elect WANG Liang Management For Voted - For 21 Elect LI Delin Management For Voted - For 22 Elect WONG See Hong Management For Voted - For 23 Elect LI Menggang Management For Voted - For 24 Elect LIU Qiao Management For Voted - For 25 Elect TIAN Hongqi Management For Voted - For 26 Elect LI Chaoxian Management For Voted - For 27 Elect SHI Yongdong Management For Voted - For 28 Elect LUO Sheng as Supervisor Management For Voted - For 29 Elect PENG Bihong as Supervisor Management For Voted - For 30 Elect WU Heng as Supervisor Management For Voted - For 31 Elect XU Zhengjun as Supervisor Management For Voted - For 32 Elect CAI Hongping as Supervisor Management For Voted - For 33 Elect ZHANG Xiang as Supervisor Management For Voted - For 34 Adjust the Authorization to Directors in Respect of Domestic Preference Shares Management For Voted - For 35 Amendments to Articles Management For Voted - For 36 Elect SHEN Zheting Management For Voted - For 1109 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA MERCHANTS SECURITIES CO., LTD. Security ID: Y14904109 Ticker: 600999 Meeting Date: 29-Apr-22 Meeting Type: Special 1 To Consider and Approve the Resolution on the Proposed Amendments to the Articles of Association Management For Voted - For 2 To Consider and Approve the Resolution on Proposed Amendments to the Rules for the Management of Related Party Transactions of the Company Management For Voted - For 3 To Consider and Approve the Resolution on the Proposed Amendments to the Rules for the Selection and Appointment of Accountants Firm of the Company Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect WU Zongmin Management For Voted - For 6 Elect DENG Weidong Management For Voted - Against Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Proprietary Investment Budget Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Related Party Transactions With China Merchants Bank Co., Ltd. and its Subsidiaries Management For Voted - Abstain 10 Related Party Transactions With China Merchants Group Limited and its Related Parties Management For Voted - Abstain 11 Related Party Transactions With China COSCO Shipping Corporation Limited and its Related Parties Management For Voted - Abstain 12 Related Party Transactions With the PICC Insurance Company Limited and its related parties Management For Voted - Abstain 13 Related Party Transactions With Directors, Supervisors and Senior Management Management For Voted - Abstain 14 Related Party Transactions With Other Related Parties Management For Voted - Abstain 15 Authority to Give Guarantees to Subsidiaries Management For Voted - For 16 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against CHINA MINSHENG BANKING CORP., LTD. Security ID: Y1495M104 Ticker: 600016 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 1110 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Profit Distribution Plan Management For Voted - For 4 2022 Financial Budget Report Management For Voted - For 5 2021 Work Report Of The Board Of Directors Management For Voted - For 6 2021 Work Report Of The Supervisory Committee Management For Voted - For 7 2021 Remuneration Report For Directors Management For Voted - For 8 2022 Remuneration Report For Supervisors Management For Voted - For 9 2022 Reappointment Of Audit Firm And Its Audit Fees Management For Voted - For 10 Adjustment To The Plan Of Public Offering And Listing Of Convertible Bonds, Extension Of The Valid Period Of The Shareholders Meeting Resolution And The Full Authorization To The Board And Its Authorized Persons To Handle Relevant Matters Management For Voted - For 11 General Authorization To The Board Regarding Share Offering Management For Voted - For 12 Formulation Of The Shareholder Return Plan From 2022 To 2024 Management For Voted - For 13 Total Annual Budget Of External Donation From 2022 To 2023 And The Plan Of Authorization To The Board Regarding External Donation Management For Voted - For 14 Amendments To The Company's Articles Of Association Management For Voted - For 15 Amendments To The Company's Rules Of Procedure Governing Shareholders General Meetings Management For Voted - Against 16 Amendments To The Company's Rules Of Procedure Governing The Board Meetings Management For Voted - Against 17 Amendments To The Company's Rules Of Procedure Governing The Meetings Of The Supervisory Committee Management For Voted - Against 18 Amendments To The Connected Transactions Management Measures Management For Voted - Against 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 10-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Management Proposal Management For Voted - For CHINA MINSHENG BANKING CORP., LTD. Security ID: Y1495M112 Ticker: 600016 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Annual Report Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 6 2021 Work Report Of The Board Of Directors Management For Voted - For 7 2021 Work Report Of The Supervisory Committee Management For Voted - For 8 2021 Remuneration Report For Directors Management For Voted - For 9 2022 Remuneration Report For Supervisors Management For Voted - For 10 2022 Reappointment Of Audit Firm And Its Audit Fees Management For Voted - For 1111 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Adjustment To The Plan Of Public Offering And Listing Of Convertible Bonds, Extension Of The Valid Period Of The Shareholders Meeting Resolution And The Full Authorization To The Board And Its Authorized Persons To Handle Relevant Matters Management For Voted - For 12 General Authorization To The Board Regarding Share Offering Management For Voted - For 13 Formulation Of The Shareholder Return Plan From 2022 To 2024 Management For Voted - For 14 Total Annual Budget Of External Donation From 2022 To 2023 And The Plan Of Authorization To The Board Regarding External Donation Management For Voted - For 15 Amendments To The Company's Articles Of Association Management For Voted - For 16 Amendments To The Company's Rules Of Procedure Governing Shareholders General Meetings Management For Voted - Against 17 Amendments To The Company's Rules Of Procedure Governing The Board Meetings Management For Voted - Against 18 Amendments To The Company's Rules Of Procedure Governing The Meetings Of The Supervisory Committee Management For Voted - Against 19 Amendments To The Connected Transactions Management Measures Management For Voted - Against Meeting Date: 10-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Management Proposal Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Security ID: Y1505Z103 Ticker: 2601 Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Adoption of the PRC ASBE in Preparation of Financial Statements for H-Share Market Management For Voted - For 8 Charitable Donations for 2022 Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules for Shareholders' General Meetings Management For Voted - For 12 Amendments to Procedural Rules for the Board of Directors Management For Voted - For 13 Amendments to Procedural Rules for the Board of Supervisors Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting 1112 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Security ID: Y1505Z111 Ticker: 2601 Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Adoption of the PRC ASBE in Preparation of Financial Statements for H-Share Market Management For Voted - For 8 Charitable Donations for 2022 Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules for Shareholders' General Meetings Management For Voted - For 12 Amendments to Procedural Rules for the Board of Directors Management For Voted - For 13 Amendments to Procedural Rules for the Board of Supervisors Management For Voted - For CHINA SECURITIES CO.,LTD. Security ID: Y1R11K104 Ticker: 601066 Meeting Date: 17-Aug-21 Meeting Type: Special 1 By-elect ZHOU Xiaoyu as Supervisor Management For Voted - Against Meeting Date: 20-Oct-21 Meeting Type: Special 1 By-Elect YANG Dong as Director Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 2021 Allocation of Profits/Dividends Management For Voted - For 5 Approval of 2021 Annual Report Management For Voted - For 6 By-Elect WANG Xiaoguang as Supervisor Management For Voted - Against 7 Estimated Connected Transactions with Beijing Financial Holding Group Limited and its Associates Management For Voted - Against 8 Estimated Connected Transactions with China Everbright Group Corporation Management For Voted - Abstain 9 Estimated Connected Transactions with King Spring Private Equity Management (Beijing) Co., Ltd. Management For Voted - Abstain 10 Estimated Connected Transactions with King Spring Goodwill Management Consultant (Beijing) Co., Ltd. Management For Voted - Abstain 1113 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Estimated Connected Transactions with CITIC Heavy Industries Machinery Co., Ltd. Management For Voted - Abstain 12 Estimated Connected Transactions with Zhonghai Trust Co., Ltd. Management For Voted - Abstain 13 Estimated Connected Transactions with China Agricultural Industry Development Fund Co., Ltd. Management For Voted - Abstain 14 Estimated Connected Transactions with CITIC City Development and Operation Co., Ltd. Management For Voted - Abstain 15 Estimated Connected Transactions with HengFeng Bank Co., Ltd. Management For Voted - Abstain 16 Appointment of Auditor Management For Voted - For 17 Adjustment of Independent Directors' Fees Management For Voted - For CHINA TAIPING INSURANCE HOLDINGS CO LTD Security ID: Y1456Z151 Ticker: 0966 Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect GUO Zhaoxu Management For Voted - For 6 Elect HU Xingguo Management For Voted - Against 7 Elect YANG Changgui Management For Voted - For 8 Elect ZHU Dajian Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against CHINA ZHESHANG BANK Security ID: Y1R658114 Ticker: 2016 Meeting Date: 15-Jul-21 Meeting Type: Special 1 Elect Shen Renkang Management For Voted - For 2 Elect Zhang Rongsen Management For Voted - For 3 Elect Ma Hong Management For Voted - For 4 Elect Chen Haiqiang Management For Voted - For 5 Elect Hou Xingchuan Management For Voted - For 6 Elect REN Zhixiang Management For Voted - For 7 Elect Gao Qinhong Management For Voted - For 8 Elect HU Tiangao Management For Voted - Against 9 Elect Zhu Weiming Management For Voted - For 10 Elect ZHUANG Yuemin Management For Voted - For 11 Elect Zheng Jindu Management For Voted - For 12 Elect Zhou Zhifang Management For Voted - For 13 Elect Wang Guocai Management For Voted - For 1114 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Wang Wei Management For Voted - For 15 Elect XU Yongbin Management For Voted - For 16 Elect Guan Pinfang Management For Voted - For 17 Elect PAN Jianhua Management For Voted - For 18 Elect CHENG Huifang Management For Voted - For 19 Elect Zhang Fanquan Management For Voted - For 20 Elect SONG Qinghua Management For Voted - For 21 Elect CHEN Sanlian Management For Voted - For Meeting Date: 23-Nov-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 class and par value of the shares to be issued Management For Voted - For 3 issuance method Management For Voted - For 4 base, proportion and number of the rights issue Management For Voted - For 5 pricing principle and price for the rights shares Management For Voted - For 6 target subscribers for the rights issue Management For Voted - For 7 distribution plan for accumulated undistributed profits prior to the rights issue Management For Voted - For 8 time of issuance Management For Voted - For 9 method of underwriting Management For Voted - For 10 use of proceeds in relation to the rights issue Management For Voted - For 11 validity period Management For Voted - For 12 listing of the shares in relation to the rights issue Management For Voted - For 13 Resolution in Relation to the Plan of China Zheshang Bank Co., Ltd. on Public Issuance of Shares by the Way of Rights Issue Management For Voted - For 14 Board Authorization in Relation to Rights Issue Management For Voted - For 15 Change in Registered Capital and Corresponding Amendments to the Articles of Association Management For Voted - For 16 Fulfillment of Issue Conditions of Rights Issue Management For Voted - For 17 Feasibility of Use of Proceeds from Rights Issue Management For Voted - For 18 Remedial Measures for the Dilution of Current Returns by Rights Issue Management For Voted - For Meeting Date: 23-Nov-21 Meeting Type: Special 1 class and par value of the shares to be issued Management For Voted - For 2 issuance method Management For Voted - For 3 base, proportion and number of the rights issue Management For Voted - For 4 pricing principle and price for the rights shares Management For Voted - For 5 target subscribers for the rights issue Management For Voted - For 6 distribution plan for accumulated undistributed profits prior to the rights issue Management For Voted - For 7 time of issuance Management For Voted - For 8 method of underwriting Management For Voted - For 9 use of proceeds in relation to the rights issue Management For Voted - For 10 validity period Management For Voted - For 11 listing of the shares in relation to the rights issue Management For Voted - For 1115 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Resolution in Relation to the Plan of China Zheshang Bank Co., Ltd. on Public Issuance of Shares by the Way of Rights Issue Management For Voted - For 13 Board Authorization in Relation to Rights Issue Management For Voted - For 14 Change in Registered Capital and Corresponding Amendments to the Articles of Association Management For Voted - For 15 Fulfillment of Issue Conditions of Rights Issue Management For Voted - For 16 Report On The Use Of Previously Raised Funds Management For Voted - For 17 Feasibility of Use of Proceeds from Rights Issue Management For Voted - For 18 Remedial Measures for the Dilution of Current Returns by Rights Issue Management For Voted - For 19 Shareholders' Return Plan (2022-2024) Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Feb-22 Meeting Type: Special 1 Elect LU Jianqiang Management For Voted - For 2 Remuneration Management Plan For Directors And Supervisors Management For Voted - Abstain Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Report of the Board of Directors Management For Voted - For 2 Report of the Supervisory Committee Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 2022 Annual Budget Report Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Report of Connected Transaction Management System Implementation and Information of Connected Transactions Management For Voted - For 8 Elect FU Tingmei Management For Voted - For 9 Elect GAO Qiang Management For Voted - For 10 Amendments to Measures for Performance Evaluation and Accountability of Directors Management For Voted - Abstain 11 Amendments to Measures for Performance Evaluation and Accountability of Supervisors Management For Voted - Abstain 12 Status Report on the Use of Previously Raised Funds Management For Voted - Abstain 13 Allocation of Profits/Dividends Management For Voted - For CHONGQING RURAL COMMERCIAL BANK CO LTD Security ID: Y1594G107 Ticker: 3618 Meeting Date: 16-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIU Jianzhong Management For Voted - For 3 Elect XIE Wenhui Management For Voted - Against 4 Elect ZHANG Peizong Management For Voted - For 5 Elect ZHANG Peng Management For Voted - For 1116 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect YIN Xianglin Management For Voted - For 7 Elect GU Xiaoxu Management For Voted - For 8 Elect SONG Qinghua Management For Voted - For 9 Elect Lee MING Hau Management For Voted - For 10 Elect ZHANG Qiaoyun Management For Voted - For 11 Elect LI Jiaming Management For Voted - For 12 Elect BI Qian Management For Voted - For 13 Elect HUANG Qingqing as Supervisor Management For Voted - For 14 Elect ZHANG Jinruo as Supervisor Management For Voted - For 15 Elect HU Yuancong as Supervisor Management For Voted - For 16 Elect ZHANG Yingyi as Supervisor Management For Voted - For 17 Amendments to Procedural Rules for the Board of Supervisors Management For Voted - For 18 Related Party Transactions (Chongqing Yufu Holding Group Co., Ltd.) Management For Voted - For 19 Related Party Transactions (Chongqing City Construction Investment (Group) Company Limited) Management For Voted - For 20 Related Party Transactions (Chongqing Development Investment Co., Ltd.) Management For Voted - For 21 Related Party Transactions (Lease of Properties) Management For Voted - For CHONGQING RURAL COMMERCIAL BANK CO LTD Security ID: Y1594G115 Ticker: 3618 Meeting Date: 16-Sep-21 Meeting Type: Special 1 Elect LIU Jianzhong Management For Voted - For 2 Elect XIE Wenhui Management For Voted - Against 3 Elect ZHANG Peizong Management For Voted - For 4 Elect ZHANG Peng Management For Voted - For 5 Elect YIN Xianglin Management For Voted - For 6 Elect GU Xiaoxu Management For Voted - For 7 Elect SONG Qinghua Management For Voted - For 8 Elect ZHANG Qiaoyun Management For Voted - For 9 Elect Lee MING Hau Management For Voted - For 10 Elect LI Jiaming Management For Voted - For 11 Elect BI Qian Management For Voted - For 12 Elect HUANG Qingqing as Supervisor Management For Voted - For 13 Elect ZHANG Jinruo as Supervisor Management For Voted - For 14 Elect HU Yuancong as Supervisor Management For Voted - For 15 Elect ZHANG Yingyi as Supervisor Management For Voted - For 16 Amendments to Procedural Rules for the Board of Supervisors Management For Voted - For 17 Related Party Transactions (Chongqing Yufu Holding Group Co., Ltd.) Management For Voted - For 18 Related Party Transactions (Chongqing City Construction Investment (Group) Company Limited) Management For Voted - For 19 Related Party Transactions (Chongqing Development Investment Co., Ltd.) Management For Voted - For 20 Related Party Transactions (Lease of Properties) Management For Voted - For 1117 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 12-Apr-22 Meeting Type: Special 1 Pre-restructuring of Substantive Merger and Reorganization for Loncin Group Management For Voted - For 2 Elect HU Chun Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2022 Financial Budget Management For Voted - For 6 Annual Report Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For CITIC SECURITIES CO. Security ID: Y1639N109 Ticker: 6030 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Director's Report Management For Voted - For 2 Supervisor's Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Estimated Investment Amount For Proprietary Business Management For Voted - For 7 Directors and Supervisors' Fees Management For Voted - For 8 Transactions with subsidiaries and the CITIC Group Management For Voted - For 9 Transactions between the Group and companies in which the Directors, Supervisors and senior management of the Company hold positions Management For Voted - For 10 Transactions between the Group and companies holding more than 10% equity interest in the Group Management For Voted - For 11 Transactions between the Group and companies holding more than 5% equity interest in the Company Management For Voted - For CITIC SECURITIES CO. Security ID: Y1639N117 Ticker: 6030 Meeting Date: 09-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Establishment of An Asset Management Subsidiary and Change of Business Scope Management For Voted - For 3 Adjustment of Directors and Supervisors' Allowance Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1118 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Director's Report Management For Voted - For 3 Supervisor's Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Estimated Investment Amount For Proprietary Business Management For Voted - For 8 Directors and Supervisors' Fees Management For Voted - For 9 Transactions with subsidiaries and the CITIC Group Management For Voted - For 10 Transactions between the Group and companies in which the Directors, Supervisors and senior management of the Company hold positions Management For Voted - For 11 Transactions between the Group and companies holding more than 10% equity interest in the Group Management For Voted - For 12 Transactions between the Group and companies holding more than 5% equity interest in the Company Management For Voted - For CITIC SECURITIES COMPANY Security ID: Y1639N109 Ticker: 600030 Meeting Date: 09-Aug-21 Meeting Type: Special 1 Setting Up A Subsidiary And Changing The Business Scope Of The Company Management For Voted - For 2 Adjustment of The Subsidy for Non-Executive Directors, Independent Non-Executive Directors And Supervisors Management For Voted - For Meeting Date: 13-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - Against 3 Elect SHI Qingchun Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect SONG Kangle Management For Voted - For 6 Elect FU Linfang Management For Voted - For 7 Elect ZHAO Xianxin Management For Voted - For CITIC SECURITIES COMPANY Security ID: Y1639N117 Ticker: 600030 Meeting Date: 13-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles Management For Voted - Against 4 Elect SHI Qingchun Management For Voted - For 5 Elect SONG Kangle Management For Voted - For 6 Elect FU Linfang Management For Voted - For 7 Elect ZHAO Xianxin Management For Voted - For 1119 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted DONGXING SECURITIES CO. LTD. Security ID: Y209G1100 Ticker: 601198 Meeting Date: 26-Aug-21 Meeting Type: Special 1 Elect ZHANG Fang as a Non-Independent Director Management For Voted - For Meeting Date: 18-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of 2021 Auditor Management For Voted - For 3 Purchasing Equities of New Times Securities Co., Ltd. via Public Delisting Method Management For Voted - Abstain Meeting Date: 16-Dec-21 Meeting Type: Special 1 Establishment of an Asset Management Subsidiary and Amendments to Articles Management For Voted - For 2 Amendments to Company's Registered Capital Management For Voted - For 3 Amendments to Company's Articles of Association Management For Voted - For 4 Elect LAI Guanrong Management For Voted - For 5 Elect YANG Hui Management For Voted - For 6 Elect ZHANG Qingyun Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Independent Directors' Report Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Expected Connected Transactions with China Eastern Asset Management Corporation and Other Enterprises Management For Voted - For 6 Related Transactions with Other Related Legal Persons Are Expected Management For Voted - For 7 Related Transactions with Related Natural Persons Are Expected Management For Voted - For 8 Approval of 2021 Accounts and Reports Management For Voted - For 9 Allocation of 2021 Profits Management For Voted - For 10 Proposal to Determine the Size of the Company's Securities Investment for the Year 2022 Management For Voted - For 11 the Proposal on the Company's Proposed Cancellation of Subsidiaries Management For Voted - For EAST MONEY INFORMATION TECHNOLOGY CO LTD Security ID: Y2234B102 Ticker: 300059 Meeting Date: 12-Jul-21 Meeting Type: Special 1 Approve Issuance of Overseas Bonds by Overseas Wholly-owned Subsidiary and Provision of Guarantee Management For Voted - For 1120 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Approve Authorization of the Board to Delegate to Management to Handle Matters Related to Overseas Bond Issuance Management For Voted - For 3 Approve Public Issuance of Corporate Bonds by East Money Securities Co., Ltd. Management For Voted - For 4 Approve to Appoint Auditor Management For Voted - For 5 Approve Amendments to Articles of Association Management For Voted - For Meeting Date: 10-Aug-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Change of the Company's Registered Capital and Amendments to the Company s Articles of Association Management For Voted - For 7 2022 Appointment Of Audit Firm Management For Voted - For 8 2022 Provision of Guarantee for the Bank Credit Line and Loans of Wholly-owned Subsidiaries Management For Voted - For EVERBRIGHT SECURITIES COMPANY LIMITED Security ID: Y2357S106 Ticker: 6178 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 2021 Everbright Group Financial Products and Services Framework Agreement Management For Voted - For 4 Elect CAI Minnan Management For Voted - For Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Elect ZHAO Ling Management For Voted - For 2 Elect LIANG Yi Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Annual Report Management For Voted - For 1121 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Allocation of Profits/Dividends Management For Voted - For 7 Proprietary Trading Business Scale 2022 Management For Voted - For 8 Related Party Transactions Management For Voted - For 9 External Donations Management For Voted - For FAR EAST HORIZON LIMITED Security ID: Y24286109 Ticker: 3360 Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect NING Gaoning Management For Voted - For 6 Elect John LAW Management For Voted - Against 7 Elect KUO Ming-Jian Management For Voted - For 8 Elect HAN Xiaojing Management For Voted - For 9 Elect LIU Jialin Management For Voted - Against 10 Elect CAI Cunqiang Management For Voted - For 11 Elect YIP Wai Ming Management For Voted - Against 12 Directors' Fees Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Authority to Issue Repurchased Shares Management For Voted - Against FIRST CAPITAL SECURITIES CO., LTD. Security ID: Y2R9TR100 Ticker: 002797 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Public Welfare Expenditure Of The Company Management For Voted - For 2 External Donation Management System Management For Voted - For 3 Management Measures for Online Voting of Shareholders General Meetings Management For Voted - For 4 Work System For Independent Directors Management For Voted - For Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Independent Directors' Report Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Approval of 2021 Accounts and Reports Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Expected Connected Transactions with Beijing Capital Venture Group Limited and Its Concert Parties Management For Voted - For 1122 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Expected Connected Transactions with Huaxi Xinyu Investment Company Limited and Its Concert Parties Management For Voted - For 9 Expected Connected Transactions with Yinhua Fund Management Co. and Its Subsidiaries Within the Scope of Consolidated Statements Management For Voted - For 10 Expected Connected Transactions with Other Related Parties Management For Voted - For 11 Proposal to Apply for the Company's Self-employed Investment Limit for 2022 Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Establishment of Procedural Rules: Fundraising Management Methods Management For Voted - For 14 Approval of Directors' Fees Management For Voted - For 15 Approval of Supervisors' Fees Management For Voted - For FOUNDER SECURITIES CO LTD Security ID: Y261GX101 Ticker: 601901 Meeting Date: 22-Sep-21 Meeting Type: Special 1 2021 Estimated Continuing Connected Transactions Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 01-Dec-21 Meeting Type: Special 1 Elect LIAO Hang Management For Voted - Against Meeting Date: 21-Dec-21 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For Meeting Date: 14-Feb-22 Meeting Type: Special 1 By -election of director: lect YI Fan Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Independent Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Annual Report Management For Voted - For 5 Approval of 2021 Accounts and Reports Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Approval of Directors' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Proposal to Consider the Special Statement on the Performance, Remuneration and Evaluation of Senior Management Personnel for the Year 2021 Management For Voted - For 10 Proposal to Carry Out Market-making Trading Business for Shares on the Science and Technology Venture Exchange Management For Voted - For 1123 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Proposal to Renew Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For GF SECURITIES CO. LTD. Security ID: Y270AF107 Ticker: 1776 Meeting Date: 10-Feb-22 Meeting Type: Special 1 Elect GE Changwei Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisor's Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Issuing Entity, Size of Issuance and Method of Issuance Management For Voted - Against 8 Type of Debt Financing Instruments Management For Voted - Against 9 Term of Debt Financing Instruments Management For Voted - Against 10 Interest Rate of the Debt Financing Instruments Management For Voted - Against 11 Security and Other Arrangements Management For Voted - Against 12 Use of Proceeds Management For Voted - Against 13 Issuing Price Management For Voted - Against 14 Targets of Issue Management For Voted - Against 15 Listing of the Debt Financing Instruments Management For Voted - Against 16 Safeguard Measures for Debt Repayment of the Debt Financing Instruments Management For Voted - Against 17 Authorization for the Issuances of the Onshore and Offshore Debt Financing Instruments Management For Voted - Against 18 Validity Period of the Resolution Management For Voted - Against 19 Proprietary Investment Quota for 2022 Management For Voted - For 20 2022 Expected Daily Related Party Transactions Management For Voted - For 21 Amendments to Articles of Association Management For Voted - For GF SECURITIES CO. LTD. Security ID: Y270AF115 Ticker: 1776 Meeting Date: 10-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect GE Changwei Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisor's Report Management For Voted - For 1124 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Accounts and Reports Management For Voted - For 5 2021 Annual Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Proprietary Investment Quota for 2022 Management For Voted - For 9 2022 Expected Daily Related Party Transactions Management For Voted - For 10 Issuing Entity, Size of Issuance and Method of Issuance Management For Voted - Against 11 Type of Debt Financing Instruments Management For Voted - Against 12 Term of Debt Financing Instruments Management For Voted - Against 13 Interest Rate of the Debt Financing Instruments Management For Voted - Against 14 Security and Other Arrangements Management For Voted - Against 15 Use of Proceeds Management For Voted - Against 16 Issuing Price Management For Voted - Against 17 Targets of Issue Management For Voted - Against 18 Listing of the Debt Financing Instruments Management For Voted - Against 19 Safeguard Measures for Debt Repayment of the Debt Financing Instruments Management For Voted - Against 20 Authorization for the Issuances of the Onshore and Offshore Debt Financing Instruments Management For Voted - Against 21 Validity Period of the Resolution Management For Voted - Against 22 Amendments to Articles of Association Management For Voted - For GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO LTD. Security ID: Y29314104 Ticker: 000987 Meeting Date: 05-Aug-21 Meeting Type: Special 1 Connected Transaction Regarding Loans from Controlling Shareholder to Guangzhou Assets Management Co., Ltd. Management For Voted - For 2 Change of Auditor Management For Voted - Against 3 Connected Transaction Regarding Loans Applied by Guangzhou Yuexiu Financial Holdings Capital Management Co., Ltd. from an Affiliated Entity Management For Voted - For 4 Approval of Granting Loans to Guangzhou Yuexiu Financial Holdings Capital Management Co., Ltd. Management For Voted - For 5 Connected Transaction Regarding Granting Loans to Guangzhou Yuexiu Financial International Holdings Co., Ltd Management For Voted - For Meeting Date: 15-Oct-21 Meeting Type: Special 1 Change of registered capital and amendment to Articles of Association Management For Voted - For 2 Amendments to Procedural Rules Governing Shareholders General Meetings Management For Voted - For 3 Amendments to Procedural Rules Governing the Board Meetings Management For Voted - For 4 Authority to Issue Corporate Bonds Management For Voted - For 1125 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 23-Dec-21 Meeting Type: Special 1 Estimated 2022 Connected Transactions Management For Voted - For 2 Connected Transactions Regarding Entering into the Perpetual Debt Agreement with Controlling Shareholder Management For Voted - For 3 Authority to Issue Corporate Bonds by Guangzhou Assets Management Co., Ltd. Management For Voted - For 4 Authority to Issue Perpetual Corporate Bonds by Guangzhou Assets Management Co., Ltd. Management For Voted - For 5 Authority to Issue Corporate Bonds by Guangzhou Yuexiu Financial Holding Asset Management Co., Ltd. Management For Voted - For 6 Authority to Give Guarantees in 2022 Management For Voted - For 7 Connected Transaction Regarding Borrowing from Controlling Shareholder Management For Voted - For 8 Provision Financial Assistance to Controlling Subsidiaries Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules of Shareholder Meetings Management For Voted - For 3 Related Party Transactions - Setting up Financial Leasing Subsidiary Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Financial Report Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For GUOLIAN SECURITIES CO. LTD Security ID: Y2960K110 Ticker: 1456 Meeting Date: 01-Dec-21 Meeting Type: Special 1 Purchase of Liability Insurance Management For Voted - For 2 Expansion of Business Scope Management For Voted - For 3 Change of Registered Capital Management For Voted - For 4 Amendments to Articles of Association Management For Voted - For 5 Amendments to Procedural Rules of the Board Management For Voted - For 6 Amendments to Procedural Rules of the Supervisory Committee Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 1126 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2021 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Supervisors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Proprietary Business Scale for 2022 Management For Voted - For 11 Related Party Transactions with Wuxi Guolian Management For Voted - For 12 Related Party Transactions with Other Related Persons Management For Voted - For 13 Amendments to the Policy on the Management of Proceeds Management For Voted - For 14 Employee Stock Ownership Plan for 2022 (draft) and Its Summary Management For Voted - Against 15 Board Authorization regarding Employee Stock Ownership Plan Management For Voted - Against 16 Establishment of An Assets Management Subsidiary Management For Voted - For 17 Change of Business Scope Management For Voted - For 18 Amendments to Articles of Association Management For Voted - For 19 Authority to Issue Corporate Onshore and Offshore Debt Financing Instruments Management For Voted - For GUOSEN SECURITIES CO. LTD. Security ID: Y295A2103 Ticker: 002736 Meeting Date: 03-Sep-21 Meeting Type: Special 1 Amendments to Articles and Relevant Procedural Rules Management For Voted - For 2 Amendments to Management Measures for Internet Voting in Shareholder Meetings Management For Voted - For 3 Elect ZHANG Nasha Management For Voted - For 4 Elect DENG Ge Management For Voted - For 5 Elect YAO Fei Management For Voted - For 6 Elect LIU Xiaola Management For Voted - For 7 Elect LI Shuangyou Management For Voted - For 8 Elect ZHAO Jun Management For Voted - For 9 Elect BAI Tao Management For Voted - For 10 Elect ZHENG Xueding Management For Voted - For 11 Elect JIN Li Management For Voted - For 12 Elect LI Baojun Management For Voted - For 13 Elect ZHANG Caiguang Management For Voted - Against Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Approval of 2021 Accounts and Reports Management For Voted - For 2 Allocation of 2021 Profits Management For Voted - For 3 Approval of 2021 Directors' Report Management For Voted - For 4 Approval of 2021 Supervisors' Report Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Approval of 2021 Independent Directors' Report Management For Voted - For 1127 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Connected Transactions Between the Company and the State-owned Assets Supervision and Administration Commission of the Shenzhen Municipal People's Government, Shenzhen Investment Holding Company Limited and Other Enterprises Controlled By Them Management For Voted - For 8 Connected Transactions Between the Company and China Resources Szitic Trust Company Limited Management For Voted - For 9 Connected Transactions Between the Company and Yunnan Hehe (group) Company Limited Management For Voted - For 10 Connected Transactions Between the Company and Penghua Fund Management Company Limited Management For Voted - For 11 Related Transactions Between the Company and Other Related Parties Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Proposal to Determine the Company's Self-employed Investment Amount for 2022 Management For Voted - Abstain 14 Proposal on the provision of guarantees by Guoxin Securities (Hong Kong) Financial Holdings Limited for the regular business of its wholly-owned subsidiary in 2022 Management For Voted - For 15 Proposal on the Company's Market Making and Trading Business for the Shares on the Science and Technology Venture Board Management For Voted - For 16 Proposal on the Establishment of Asset Management Subsidiary Management For Voted - For 17 Proposal to Purchase Directors' and Supervisors' Liability Insurance for the Company and Its Directors, Supervisors and Senior Management Management For Voted - For GUOTAI JUNAN SECURITIES CO., LTD. Security ID: Y2R614107 Ticker: 601211 Meeting Date: 25-Nov-21 Meeting Type: Other 1 Repurchase and Cancellation of Some Restricted Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 25-Nov-21 Meeting Type: Special 1 By-Elect ZHANG Yipeng as Non-Independent Director Management For Voted - For 2 By-Elect CHAI Hongfeng as Independent Director Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Repurchase and Cancellation of Some Restricted Shares Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 31-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 1128 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Reappointment of Audit Firm Management For Voted - For 6 Estimated Connected Transactions with a Company and Its Related Companies Management For Voted - For 7 Estimated Connected Transactions with a 2nd Company and Its Related Companies Management For Voted - For 8 Estimated Connected Transactions with Companies Which the Directors, Supervisors and Senior Management of the Company Have Involvement In Management For Voted - For 9 Estimated Connected Transactions with Related Natural Persons Management For Voted - For 10 2021 Work Report Of Independent Directors Management For Voted - For 11 General Authorization to the Board Regarding Additional A-share and H-share Offering Management For Voted - For GUOYUAN SECURITIES CO., LTD. Security ID: Y0771H102 Ticker: 000728 Meeting Date: 26-Oct-21 Meeting Type: Special 1 Shareholder Returns Plan for 2021- 2023 Management For Voted - For 2 Allocation Interim Profits for 2021 Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Establishment of the Assessment and Compensation Management for Directors, Supervisors and Senior Management Management For Voted - For 5 Purchasing Liability Insurance Management For Voted - For 6 By-Elect LU Wei as Independent Director Management For Voted - For 7 By-Elect LIU Chao Management For Voted - For 8 By-Elect SHAO Dehui Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect SHEN Hefu Management For Voted - For 2 2021 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 2021 Directors' Report Management For Voted - For 5 2021 Supervisors' Report Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 2021 Independent Directors' Report Management For Voted - For 8 Special Statement on 2021 Remuneration Appraisal for Directors Management For Voted - For 9 Special Statement on 2021 Remuneration Appraisal for Supervisors Management For Voted - For 10 Special Statement on 2021 Remuneration Appraisal for Senior Management Management For Voted - For 11 2022 Appointment of Auditor Management For Voted - For 12 Estimated Connected Transactions With a Company and Its Controlled Companies Management For Voted - For 1129 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Estimated Connected Transactions With a Second Company and Its Controlled Companies Management For Voted - For 14 Estimated Connected Transactions With a Third Company and Its Controlled Companies Management For Voted - For 15 Estimated Connected Transactions With a Fourth Company and Its Controlled Companies Management For Voted - For 16 Estimated Connected Transactions With Other Related Parties Management For Voted - For 17 Amendments to Articles of Association Management For Voted - For 18 Amendments to Procedural Rules Governing the Shareholders General Meetings Management For Voted - For 19 Amendments to Procedural Rules Governing the Board Meetings Management For Voted - For 20 Amendments to the Company Rules for Independent Directors Management For Voted - For HAITONG SECURITIES CO LTD Security ID: Y2988F101 Ticker: 6837 Meeting Date: 28-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LI Jun Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Estimated Investment Amount for Proprietary Business for 2022 Management For Voted - For 9 Shanghai Guosheng (Group) Co., Ltd. and its Associates Management For Voted - For 10 Other Related Corporate Entities Management For Voted - For 11 Issuer, Methods and Size of Issuance Management For Voted - Against 12 Type Management For Voted - Against 13 Term Management For Voted - Against 14 Interest Rate Management For Voted - Against 15 Issue Price Management For Voted - Against 16 Security and Other Credit Enhancement Arrangements Management For Voted - Against 17 Use of Proceeds Management For Voted - Against 18 Target Subscribers and Arrangements on Placement to Shareholders of the Company Management For Voted - Against 19 Guarantee Measures for Repayment Management For Voted - Against 20 Authorization for Issuance of Onshore and Offshore Debt Financing Instruments Management For Voted - Against 21 Validity Period of Resolution Management For Voted - Against 1130 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Amendments to Articles of Association Management For Voted - For 23 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against HAITONG SECURITIES CO LTD Security ID: Y7443K108 Ticker: 6837 Meeting Date: 28-Sep-21 Meeting Type: Special 1 Elect LI Jun Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Estimated Investment Amount for Proprietary Business for 2022 Management For Voted - For 8 Shanghai Guosheng (Group) Co., Ltd. and its Associates Management For Voted - For 9 Other Related Corporate Entities Management For Voted - For 10 Issuer, Methods and Size of Issuance Management For Voted - Against 11 Type Management For Voted - Against 12 Term Management For Voted - Against 13 Interest Rate Management For Voted - Against 14 Issue Price Management For Voted - Against 15 Security and Other Credit Enhancement Arrangements Management For Voted - Against 16 Use of Proceeds Management For Voted - Against 17 Target Subscribers and Arrangements on Placement to Shareholders of the Company Management For Voted - Against 18 Guarantee Measures for Repayment Management For Voted - Against 19 Authorization for Issuance of Onshore and Offshore Debt Financing Instruments Management For Voted - Against 20 Validity Period of Resolution Management For Voted - Against 21 Amendments to Articles of Association Management For Voted - For 22 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD Security ID: Y3181P102 Ticker: 300033 Meeting Date: 06-Sep-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 1131 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 21-Mar-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 Re-Appointment of 2022 Auditor Management For Voted - For 7 2022 Estimated Connected Transactions Management For Voted - For HUAAN SECURITIES COMPANY LIMITED Security ID: Y372AR105 Ticker: 600909 Meeting Date: 07-Dec-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - Against 2 By-Elect FANG Da as Non-Employee Representative Supervisor Management For Voted - Against HUATAI SECURITIES COMPANY LIMITED Security ID: Y37426106 Ticker: 6886 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Authority to Repurchase and Cancel Part of the Restricted A Shares Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Annual Report Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Related Party Transactions (Jiangsu Guoxin Investment Group Limited and its Related Companies) Management For Voted - For 9 Related Party Transactions (Jiangsu Communications Holding Co., Ltd. and its Related Companies) Management For Voted - For 10 Related Party Transactions (Govtor Capital Group Co., Ltd and its Related Companies) Management For Voted - For 11 Related Party Transactions (other related parties) Management For Voted - For 12 2022 Proprietary Investment Budget Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Elect WANG Quansheng Management For Voted - For 15 Independent Directors' Report Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect CHEN Zhongyang Management For Voted - For 18 Elect YIN Lihong Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 1132 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 22-Jun-22 Meeting Type: Other 1 Authority to Repurchase and Cancel Part of the Restricted A Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting HUATAI SECURITIES COMPANY LIMITED Security ID: Y37426114 Ticker: 6886 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Authority to Repurchase and Cancel Part of the Restricted A Shares Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Annual Report Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Related Party Transactions (Jiangsu Guoxin Investment Group Limited and its Related Companies) Management For Voted - For 10 Related Party Transactions (Jiangsu Communications Holding Co., Ltd. and its Related Companies) Management For Voted - For 11 Related Party Transactions (Govtor Capital Group Co., Ltd and its Related Companies) Management For Voted - For 12 Related Party Transactions (other related parties) Management For Voted - For 13 2022 Proprietary Investment Budget Management For Voted - For 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 15 Elect WANG Quansheng Management For Voted - For 16 Independent Directors' Report Management For Voted - For 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Elect CHEN Zhongyang Management For Voted - For 19 Elect YIN Lihong Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase and Cancel Part of the Restricted A Shares Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting HUAXI SECURITIES CO.,LTD. Security ID: Y374D7102 Ticker: 002926 Meeting Date: 13-Jan-22 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 1133 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Constitution of Procedural Rules of Internal Accountability System for Directors and Supervisors Management For Voted - For 3 Constitution of Procedural Rules of Performance Appraisal and Remuneration Management System for Directors and Supervisors Management For Voted - For 4 Parties, Scale and Method Management For Voted - For 5 Type Management For Voted - For 6 Duration Management For Voted - For 7 Interest Rate Management For Voted - For 8 Purpose Management For Voted - For 9 Issuing Targets Management For Voted - For 10 Place of Listing Management For Voted - For 11 Repayment Guarantee Measures Management For Voted - For 12 Other Authorization Management For Voted - For 13 Valid Period Management For Voted - For 14 Elect XU Hai as Shareholder Representative Supervisor Management For Voted - Against Meeting Date: 17-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Report Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For 7 Special Statement On 2021 Work Performance, Performance Appraisal And Remuneration For Directors Management For Voted - For 8 Special Statement On 2021 Work Performance, Performance Appraisal And Remuneration For Supervisors Management For Voted - For 9 Confirmation Of 2021 Connected Transactions And 2022 Estimated Continuing Connected Transactions Management For Voted - For HUAXIA BANK CO Security ID: Y37467118 Ticker: 600015 Meeting Date: 31-Mar-22 Meeting Type: Special 1 Elect ZHU Min Management For Voted - For 2 Elect CAI Zhiwei Management For Voted - For 3 Elect GUAN Jifa Management For Voted - For 4 Elect CHEN Shenghua Management For Voted - For 5 Elect CHENG Xinsheng Management For Voted - For 6 Elect DENG Kang Management For Voted - For 7 Elect GUO Tianyong Management For Voted - For 8 Elect ZHANG Hong Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 1134 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 6 Appointment Of 2022 Audit Firm And Its Audit Fees Management For Voted - For 7 Issuance Of Capital Bonds Management For Voted - Abstain 8 External Donation Authorization Plan Management For Voted - For 9 Implementing Results Of The Connected Transactions Management System And Connected Transactions Results In 2021 Management For Voted - For 10 Application For Continuing Connected Transactions Quota With Related Parties: Connected Transaction Quota With A Company And Its Related Enterprises Management For Voted - For 11 Application For Continuing Connected Transactions Quota With Related Parties: Connected Transaction Quota With A 2Nd Company And Its Related Enterprises Management For Voted - For 12 Application For Continuing Connected Transactions Quota With Related Parties: Connected Transaction Quota With A 3Rd Company And Its Related Enterprises Management For Voted - For 13 Application For Continuing Connected Transactions Quota With Related Parties: Connected Transaction Quota With A 4Th Company And Its Related Enterprises Management For Voted - For 14 Application For Continuing Connected Transactions Quota With Related Parties: Connected Transaction Quota With A 5Th Company And Its Related Enterprises Management For Voted - For 15 Application For Continuing Connected Transactions Quota With Related Parties: Connected Transaction Quota With A 6Th Company Management For Voted - For 16 Application For Continuing Connected Transactions Quota With Related Parties: Connected Transaction Quota With A 7Th Company Management For Voted - For 17 Extension Of The Valid Period Of The Resolution And Authorization For The Non-public A-share Offering Management For Voted - For HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Security ID: Y3746X103 Ticker: 000627 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Elect LIU Yiqian Management For Voted - For 2 Elect ZHOU Wenxia Management For Voted - For 3 Elect CHEN Dali Management For Voted - For 4 Elect LONG Fei Management For Voted - For 5 Elect LIU Wanfu Management For Voted - For 6 Elect XU Xiang Management For Voted - For 7 Elect Zhang Xiaomiao Management For Voted - For 8 Elect WU Shiyan Management For Voted - For 9 Elect SHEN Jianqiang Management For Voted - Against 10 Remuneration standard for company directors Management For Voted - For 11 Remuneration standard for company supervisors Management For Voted - For 1135 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted INDUSTRIAL & COMMERCIAL BANK OF CHINA Security ID: Y3990B104 Ticker: 1398 Meeting Date: 29-Jul-21 Meeting Type: Special 1 Elect HUANG Liangbo as Supervisor Management For Voted - For 2 Elect WANG Jingwu Management For Voted - For Meeting Date: 25-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Payment Plan of Remuneration to Directors for 2020 Management For Voted - For 3 Payment Plan of Remuneration to Supervisors for 2020 Management For Voted - For 4 Elect ZHENG Guoyu Management For Voted - For 5 Elect DONG Yang Management For Voted - For 6 Elect ZHANG Jie as Supervisor Management For Voted - For 7 Application for Temporary Authorization Limit for External Donations Management For Voted - For 8 Authority to Issue Eligible Tier 2 Capital Instruments Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2022 Fixed Asset Investment Budget Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Elect CHEN Siqing as Executive Director Management For Voted - For 8 Elect Norman CHAN Tak Lam as Independent Director Management For Voted - For 9 Elect Fred Zuliu HU as Independent Director Management For Voted - For 10 Elect LIU Lanbiao as Supervisor Management For Voted - For 11 Amendments to Articles Management For Voted - Against INDUSTRIAL & COMMERCIAL BANK OF CHINA Security ID: Y3990B112 Ticker: 1398 Meeting Date: 29-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect HUANG Liangbo as Supervisor Management For Voted - For 3 Elect WANG Jingwu Management For Voted - For Meeting Date: 25-Nov-21 Meeting Type: Special 1 Payment Plan of Remuneration to Directors for 2020 Management For Voted - For 2 Payment Plan of Remuneration to Supervisors for 2020 Management For Voted - For 3 Elect ZHENG Guoyu Management For Voted - For 4 Elect DONG Yang Management For Voted - For 1136 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect ZHANG Jie as Supervisor Management For Voted - For 6 Application for Temporary Authorization Limit for External Donations Management For Voted - For 7 Authority to Issue Eligible Tier 2 Capital Instruments Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Fixed Asset Investment Budget Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Elect CHEN Siqing as Executive Director Management For Voted - For 9 Elect Norman CHAN Tak Lam as Independent Director Management For Voted - For 10 Elect Fred Zuliu HU as Independent Director Management For Voted - For 11 Elect LIU Lanbiao as Supervisor Management For Voted - For 12 Amendments to Articles Management For Voted - Against INDUSTRIAL BANK CO., LTD. Security ID: Y3990D100 Ticker: 601166 Meeting Date: 15-Nov-21 Meeting Type: Special 1 Elect WANG Hongmei Management For Voted - For 2 Elect QI Yuan Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Change of Company Domicile Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts And 2022 Financial Budget Plan Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Appointment Of 2022 Of Audit Firm Management For Voted - For 7 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 8 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 9 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 10 Amendments To The Connected Transactions Management Measures Management For Voted - For 11 Elect CHEN Shucui Management For Voted - For 12 Election Of Lin Hua As An External Supervisor Management For Voted - For 1137 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted INDUSTRIAL SECURITIES CO., LTD. Security ID: Y3994T101 Ticker: 601377 Meeting Date: 09-Sep-21 Meeting Type: Special 1 Eligibility For Rights Issue Management For Voted - For 2 Stock Type and Par Value Management For Voted - For 3 Issuing Method Management For Voted - For 4 Basis, Ratio and Volume of the Rights Issue Management For Voted - For 5 Pricing Principles and Price of the Rights Issue Management For Voted - For 6 Issuing Targets Management For Voted - For 7 Distribution Plan for Accumulated Retained Profits Before the Rights Issue Management For Voted - For 8 Issuing Date Management For Voted - For 9 Underwriting Method Management For Voted - For 10 Purpose of the Funds Raised from Rights Issue Management For Voted - For 11 The Valid Period of the Resolution on the Rights Issue Management For Voted - For 12 Trading and Circulation of the Stocks to Be Issued Management For Voted - For 13 Preplan For Rights Issue Via Public Offering Management For Voted - For 14 Feasibility Analysis Report on the Use of Funds to Be Raised from the Rights Issue Management For Voted - For 15 Risk Warning on Diluted Immediate Return After the Rights Issue to Original Shareholders and Filling Measures and Commitments of Relevant Parties Management For Voted - For 16 Special Report On The Use Of Previously Raised Funds Management For Voted - For 17 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Rights Issue Via Public Offering Management For Voted - For Meeting Date: 08-Dec-21 Meeting Type: Special 1 Elect YANG Huahui Management For Voted - For 2 Elect GENG Yong Management For Voted - For 3 Elect YE Yuanhang Management For Voted - For 4 Elect LI Qiongwei Management For Voted - For 5 Elect LIU Zhihui Management For Voted - For 6 Elect LIN Hongzhen Management For Voted - For 7 Elect SUN Zheng Management For Voted - For 8 Elect WU Shinong Management For Voted - For 9 Elect LIU Hongzhong Management For Voted - For 10 Elect WANG Renqu Management For Voted - For 11 Elect HUANG Hao Management For Voted - Against 12 Elect XU Jianxiu Management For Voted - Against 13 Amendments to Articles of Association Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 1138 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 2022 Securities Investment Amount Management For Voted - For 7 Authority to Issue Domestic Financing Instruments Management For Voted - Abstain 8 Re-Appointment of Auditor Management For Voted - For 9 2022 Estimated Continuing Connected Transactions Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 12 2021 Directors Performance and Fees Management For Voted - For 13 2021 Supervisors Performance and Fees Management For Voted - For 14 2021 Independent Directors' Report Management For Voted - For 15 Application for Market Maker Business in Stock Exchange Management For Voted - For JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO LTD Security ID: Y443B1100 Ticker: 601128 Meeting Date: 02-Sep-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 3 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 4 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 5 The Company's Eligibility for Public Issuance of A-share Convertible Corporate Bonds Management For Voted - For 6 Type of Securities to Be Issued Management For Voted - For 7 Issuing Scale Management For Voted - For 8 Par Value and Issue Price Management For Voted - For 9 Bond Duration Management For Voted - For 10 Interest Rate of the Bond Management For Voted - For 11 Time Limit and Method for Paying the Interest Management For Voted - For 12 Conversion Period Management For Voted - For 13 Determination and Adjustment to the Conversion Price Management For Voted - For 1139 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Provisions on Downward Adjustment of Conversion Price Management For Voted - For 15 Determining Method for the Number of Converted Shares Management For Voted - For 16 Attribution of Related Dividends for Conversion Years Management For Voted - For 17 Redemption Clauses Management For Voted - For 18 Resale Clauses Management For Voted - For 19 Issuing Targets and Method Management For Voted - For 20 Arrangement for Placing to Original Shareholders Management For Voted - For 21 Matters Regarding the Meetings of Bondholders Management For Voted - For 22 Purpose of the Raised Funds Management For Voted - For 23 Guarantee Matters Management For Voted - For 24 Valid Period of the Resolution Management For Voted - For 25 Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of A-share Convertible Corporate Bonds Management For Voted - For 26 Diluted Immediate Return After the Public Issuance of A-share Convertible Corporate Bonds and Filling Measures Management For Voted - For 27 Report on the Use of Previously Raised Funds Management For Voted - For 28 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of A-share Convertible Corporate Bonds Management For Voted - For NANJING SECURITIES CO LTD. Security ID: Y619BG102 Ticker: 601990 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Directors' Report Management For Voted - For 4 Approval of 2021 Annual Report Management For Voted - For 5 Approval of 2021 Accounts and Reports Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Proposal to Determine the Scale of the Company's Self-investment Business for 2022 Management For Voted - For 1140 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Daily Connected Transactions with Nanjing State-owned Assets Investment Management Holding (group) Company Limited, Nanjing Zijin Investment Group Company Limited and Their Related Parties Management For Voted - For 9 Daily Connected Transactions with Nanjing New Industry Investment Group Limited and Its Related Parties Management For Voted - For 10 Daily Connected Transactions with Nanjing Transportation Construction Investment Holding (group) Company Limited Management For Voted - For 11 Daily Connected Transactions with Other Related Parties Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Amendments to Procedural Rules: Fundraising Management Methods Management For Voted - Against 15 Proposal on the Special Authorization of the Company's External Donation Management For Voted - For 16 Elect ZHA Chengming Management For Voted - For 17 Elect WANG Hao Management For Voted - For NEW CHINA LIFE INSURANCE CO. LTD Security ID: Y625A4115 Ticker: 1336 Meeting Date: 23-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect HE Xingda Management For Voted - For 3 Elect YANG Xue Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2021 Annual Report Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Report of Performance of Directors Management For Voted - For 9 Report on the Performance of Supervisors Management For Voted - For 10 Report on the Performance of Independent Non-executive Directors Management For Voted - For 11 Development Outline of the 14th Five Year Plan Management For Voted - For 12 Authority to Issue Domestic Capital Supplementary Bonds Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting 1141 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted NEW CHINA LIFE INSURANCE CO. LTD Security ID: Y625A4123 Ticker: 1336 Meeting Date: 23-Sep-21 Meeting Type: Special 1 Elect HE Xingda Management For Voted - For 2 Elect YANG Xue Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2021 Annual Report Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Report of Performance of Directors Management For Voted - For 8 Report on the Performance of Supervisors Management For Voted - For 9 Report on the Performance of Independent Non-executive Directors Management For Voted - For 10 Development Outline of the 14th Five Year Plan Management For Voted - For 11 Authority to Issue Domestic Capital Supplementary Bonds Management For Voted - For NORTHEAST SECURITIES COMPANY LIMITED Security ID: Y6411E102 Ticker: 000686 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 3 Amendments to the Work Rules for Independent Directors Management For Voted - For 4 Amendments to the Remuneration and Appraisal Management System for Directors and Supervisors Management For Voted - For 5 Formulation of the Supervision and Management System for the Supervisory Committee Management For Voted - For Meeting Date: 16-Mar-22 Meeting Type: Special 1 Elect TAO Li as a Supervisor Management For Voted - Against Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 1142 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 2022 Estimated Continuing Connected Transactions: Estimated Continuing Connected Transactions with a Company and Its Related Legal Persons Management For Voted - For 8 2022 Estimated Continuing Connected Transactions: Estimated Continuing Connected Transactions with a 2nd Company and Its Related Legal Persons Management For Voted - For 9 2022 Estimated Continuing Connected Transactions: Estimated Continuing Connected Transactions with a 3rd Company Management For Voted - For 10 2022 Estimated Continuing Connected Transactions: Estimated Continuing Connected Transactions with Other Related Legal Persons Management For Voted - For 11 Appointment Of 2022 Audit Firm Management For Voted - For 12 Election Of Li Bin As A Non-Employee Supervisor Management For Voted - Against ORIENT SECURITIES COMPANY LIMITED (AKA DFZQ) Security ID: Y6S79P100 Ticker: 600958 Meeting Date: 20-Jul-21 Meeting Type: Special 1 Absorption and Merger of a Wholly-Owned Subsidiary Management For Voted - For 2 Amendments to Business Scope Management For Voted - For 3 Amendments to Management Measures for Connected Transactions Management For Voted - For Meeting Date: 13-Apr-22 Meeting Type: Other 1 Extension of Validity of Resolution for Public Issuance of Securities Through Rights Issue Management For Voted - For 2 Extension of Board Authorization to Implement Public Issuance of Securities Through Rights Issue Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 13-Apr-22 Meeting Type: Special 1 Approval for Application for Conducting Equity Market Making Business on the STAR Market Management For Voted - For 2 Approval for Application for Conducting Bond Market Making Business on the Shanghai Stock Exchange and the Shenzhen Stock Exchange Management For Voted - For 3 Extension of Validity of Resolution for Public Issuance of Securities Through Rights Issue Management For Voted - For 4 Extension of Board Authorization to Implement Public Issuance of Securities Through Rights Issue Management For Voted - For 1143 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Proprietary Business Scale Management For Voted - For 7 Annual Report Management For Voted - For 8 Related Party Transactions with Shenergy (Group) Company Limited and Its Related Companies Management For Voted - For 9 Related Party Transactions with Other Related Parties Management For Voted - For 10 Authority to Give Guarantees Management For Voted - Abstain 11 Appointment of Auditor Management For Voted - For 12 By-Elect LU Weiming as Director Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Amendments to the Procedural Rules for Online Voting at General Meetings Management For Voted - For 15 Reports on Use of Proceeds from Previous Fund Raising Activities Management For Voted - For PICC PROPERTY & CASUALTY COMPANY LIMITED Security ID: Y6975Z103 Ticker: 2328 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect WEI Chenyang Management For Voted - For 4 Elect Edwina LI Shuk Yin as Supervisor Management For Voted - For 5 Planning Outline of the 14th Five-Year Plan Development Strategy Management For Voted - For Meeting Date: 29-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Amendments to Articles of Association Management For Voted - Against 5 Amendments to Procedural Rules for General Meetings Management For Voted - Against 6 Amendments to Procedural Rules for the Board Management For Voted - For 7 Amendments to Procedural Rules for the Supervisory Committee Management For Voted - For 8 Elect CHENG Fengchao Management For Voted - Against 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect ZHANG Daoming Management For Voted - For 1144 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees and Supervisors' Fees Management For Voted - For 8 Appointment of International and PRC Auditors and Authority to Set Fees Management For Voted - For PING AN BANK CO., LTD. Security ID: Y6896T103 Ticker: 000001 Meeting Date: 05-Aug-21 Meeting Type: Special 1 Elect ZHANG Xiaolu as Non-Executive Director Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Connected Transactions Results and Report on the Implementation of Connected Transactions Management System Management For Voted - For 7 Appointment Of 2022 Audit Firm Management For Voted - For 8 Capital Management Plan from 2022 to 2024 Management For Voted - For 9 General Authorization for Issuance of Financial Bonds and Tier Ii Capital Bonds Management For Voted - Abstain 10 Amendments to the Company's Articles of Association Management For Voted - For PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Security ID: Y69790106 Ticker: 2318 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Elect HE Jianfeng Management For Voted - For 9 Elect CAI Xun Management For Voted - Against 1145 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect ZHU Xinrong Management For Voted - For 11 Elect LIEW Fui Kiang Management For Voted - For 12 Elect Clement HUNG Ka Hai Management For Voted - For 13 Development Plan of the Company for the Years 2022 to 2024 Management For Voted - For 14 Adoption of Management Policy for Remuneration of Directors and Supervisors Management For Voted - For 15 Authority to Issue Debt Financing Instruments Management For Voted - For 16 Amendments to Articles of Association Management For Voted - For 17 Non-Voting Meeting Note N/A N/A Non-Voting PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Security ID: Y69790114 Ticker: 2318 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Elect HE Jianfeng Management For Voted - For 8 Elect CAI Xun Management For Voted - Against 9 Elect ZHU Xinrong Management For Voted - For 10 Elect LIEW Fui Kiang Management For Voted - For 11 Elect Clement HUNG Ka Hai Management For Voted - For 12 Development Plan of the Company for the Years 2022 to 2024 Management For Voted - For 13 Adoption of Management Policy for Remuneration of Directors and Supervisors Management For Voted - For 14 Authority to Issue Debt Financing Instruments Management For Voted - For 15 Amendments to Articles of Association Management For Voted - For POSTAL SAVINGS BANK OF CHINA CO., LTD. Security ID: Y6987V108 Ticker: 1658 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Fixed Assets Investment Budget Management For Voted - For 7 Appointment of PRC and International Auditors and Authority to Set Fees Management For Voted - For 8 Purchase of Liability Insurance Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Supervisors' Fees Management For Voted - For 1146 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Authority to Issue Write-Down Undated Capital Bonds Management For Voted - For 12 Extension of Validity Period for Qualified Write Down Tier 2 Capital Instruments Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against POSTAL SAVINGS BANK OF CHINA CO., LTD. Security ID: Y6988Z108 Ticker: 1658 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2022 Fixed Assets Investment Budget Management For Voted - For 6 Appointment of PRC and International Auditors and Authority to Set Fees Management For Voted - For 7 Purchase of Liability Insurance Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Supervisors' Fees Management For Voted - For 10 Authority to Issue Write-Down Undated Capital Bonds Management For Voted - For 11 Extension of Validity Period for Qualified Write Down Tier 2 Capital Instruments Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against QINGDAO RURAL COMMERCIAL BANK CORPORATION Security ID: Y7S663102 Ticker: 002958 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Exemption of Some Shareholders from Voluntarily Commitments on Stabilizing Share Price Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Financial Budget Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Qingdao Urban Construction Investment (group) Company Limited and Its Affiliates Management For Voted - For 6 Baron International Group Limited and Its Affiliated Companies Management For Voted - For 7 Qingdao Global Fortune Center Development and Construction Company Limited Management For Voted - For 8 Yantai Rural Commercial Bank Company Limited Management For Voted - For 9 Weifang Rural Commercial Bank Company Limited Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Shareholder Dividend Return Plan for the Next Three Years (2022-2024) Management For Voted - For 1147 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Procedural Rules: Shareholding Management Approach Management For Voted - Against 13 Elect PAN Ailing Management For Voted - For 14 Elect YAN Yanli Management For Voted - For SDIC CAPITAL CO LTD Security ID: Y8045P107 Ticker: 600061 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For Meeting Date: 18-Jan-22 Meeting Type: Special 1 Amendments to Articles (Bundled) Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Authority to Issue Debt Instruments Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Remuneration Plan for Directors and Supervisors Management For Voted - For 7 Establishing of Management System for Directors' and Supervisors' Remuneration Management For Voted - For 8 Estimated 2022 Related Party Transactions Management For Voted - For 9 2022 Application For Credit Line To Financial Institutions Management For Voted - For 10 2021 Estimated Guarantees Management For Voted - For 11 Elect BAI Hong Management For Voted - For SEALAND SECURITIES COMPANY LIMITED Security ID: Y2941X108 Ticker: 000750 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Assessment Management System for Directors and Supervisors Management For Voted - For Meeting Date: 16-Mar-22 Meeting Type: Special 1 Extension of the Validity and Board Authorization Period Regarding a Private Placement Management For Voted - For 2 By-Elect ZHANG Chuanfei as Supervisor Management For Voted - Against 1148 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 27-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Independent Directors' Report: NI Shoubin Management For Voted - For 3 2021 Independent Directors' Report: LIU Jinrong Management For Voted - For 4 2021 Independent Directors' Report: RUAN Shuqi Management For Voted - For 5 2021 Supervisors' Report Management For Voted - For 6 2021 Accounts and Reports Management For Voted - For 7 2021 Annual Report And Its Summary Management For Voted - For 8 2021 Profit Distribution Plan Management For Voted - For 9 2022 Proprietary Funds Securities Investment Scale And Risk Limits Management For Voted - For 10 Appointment of 2022 Financial Auditor and Internal Control Auditor Management For Voted - For 11 Report on the Use of Previous Raised Funds Management For Voted - For SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Security ID: Y7689F102 Ticker: 600000 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Financial Budget Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - Against 8 Amendments to Procedural Rules: Board of Directors Management For Voted - Against 9 Amendments to Procedural Rules: Supervisory Board Rules of Procedure Management For Voted - Against 10 Elect ZHU Yi Management For Voted - For 11 Elect BO Jingang Management For Voted - For 12 Elect WAN Jianhua Management For Voted - For 13 Elect SUN Lijian Management For Voted - For 14 Elect YE Jianfang Management For Voted - For 15 Proposal of the Company on the Remuneration of Senior Management Personnel in 2020 and 2021 Management For Voted - For SHANXI SECURITIES CO LTD Security ID: Y7700J109 Ticker: 002500 Meeting Date: 29-Dec-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules of Board Meetings Management For Voted - For 3 Amendments to Procedural Rules of Supervisory Committee Meetings Management For Voted - For 1149 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Independent Directors' Report Management For Voted - For 4 Approval of FY2021 Annual Report Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions with A Company and Legal Persons or Other Organizations Directly or Indirectly Under Its Control Management For Voted - For 7 Related Party Transactions with A Shareholder with More than 5% Shareholding in the Company and Its Related Entities Management For Voted - For 8 Related Party Transactions with Another Shareholder with More than 5% Shareholding in the Company and Its Related Entities Management For Voted - For 9 Related Party Transactions with A Bank and Enterprises Under Its Control Management For Voted - For 10 Related Party Transactions Management For Voted - For 11 Related Party Transactions Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Supervisors' Fees Management For Voted - For 15 Special Report on Senior Management's Performance, Remuneration and Appraisal Management For Voted - For 16 Elect WANG Guofeng Management For Voted - Against SHENWAN HONGYUAN GROUP CO., LTD. Security ID: Y774B4102 Ticker: 000166 Meeting Date: 22-Oct-21 Meeting Type: Special 1 Elect Zhang Ying Management For Voted - For 2 Elect Fang Rongyi Management For Voted - Against 3 Adjust the remuneration of the independent non-executive directors Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Renewal of the Securities and Financial Products, Transactions and Services Framework Agreement Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 6 Continuing Connected Transactions With China Construction Bank Investment Co., Ltd. And Its Subsidiaries Management For Voted - For 1150 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Continuing Connected Transactions With Other Related Parties Management For Voted - For 8 General Mandate To Issue Additional A Shares And H Shares Management For Voted - Against 9 Issuing Scale Management For Voted - For 10 Issuing Method Management For Voted - For 11 Arrangement For Placement To Shareholders Management For Voted - For 12 Maturity Management For Voted - For 13 Type Management For Voted - For 14 Interest Rate And Its Determining Method Management For Voted - For 15 Issuing Targets Management For Voted - For 16 Listing Market Management For Voted - For 17 Use of Proceeds Management For Voted - For 18 Guarantee Matters Management For Voted - For 19 The Valid Period Of The Resolution Management For Voted - For 20 Authorization Matters Management For Voted - For 21 Reappointment Of 2022 Audit Firm Management For Voted - Against SINOLINK SECURITIES CO., LTD. Security ID: Y8004P106 Ticker: 600109 Meeting Date: 26-Aug-21 Meeting Type: Special 1 Company's Eligibility for Private Placement Management For Voted - Against 2 Type and Face Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Amount Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Purpose and Amount of Raised Funds Management For Voted - Against 9 Arrangement for the Accumulated Retained Profits Before the Issuance Management For Voted - Against 10 Listing Place Management For Voted - Against 11 Validity of Resolution Management For Voted - Against 12 Preliminary Report for Private Placement Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to be Raised From Private Placement Management For Voted - Against 14 Report on the Use of Previously Raised Funds is Not Required Management For Voted - For 15 Authorization of the Board to Handle All Matters Regarding Private Placement Management For Voted - Against 16 Diluted Immediate Return After the Private Placement, Filling Measures and Commitments of Relevant Parties Management For Voted - Against Meeting Date: 15-Sep-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 1151 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Supervisory Board/ Corp Assembly Fees Management For Voted - For 9 2022 Estimated Continuing Connected Transaction: Estimated Connected Transactions with De Facto Controller and Related Parties Under the Control of the Same Party As the Company Management For Voted - For 10 2022 Estimated Continuing Connected Transaction: Estimated Connected Transactions with a Company and Other Joint Ventures Management For Voted - For 11 2022 Estimated Continuing Connected Transaction: Estimated Connected Transactions with Other Related Parties Where Related Natural Persons of the Company Serve As Director or Senior Management Member Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 The System For Independent Directors Management For Voted - For 14 Raised Funds Management System Management For Voted - For 15 Connected Transactions Management System Management For Voted - For 16 Application To Conduct Stock Market-Making Business Of Star Market Management For Voted - For 17 Elect RAN Yun Management For Voted - For 18 Elect JIANG Wenguo Management For Voted - Against 19 Elect DU Hang Management For Voted - For 20 Elect ZHAO Yu Management For Voted - For 21 Elect ZHANG Weihong Management For Voted - Against 22 Elect GUO Wei Management For Voted - For 23 Elect LUO Yuding Management For Voted - For 24 Elect LIU Yunhong Management For Voted - For 25 Elect TANG Qiuying Management For Voted - For 26 Elect JIN Peng Management For Voted - For 27 Elect GU Yanjun Management For Voted - Against SOOCHOW SECURITIES CO., LTD. Security ID: Y8074Z117 Ticker: 601555 Meeting Date: 04-Nov-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 1152 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 2022 Proprietary Investment Quota Management For Voted - For 8 Amendments to the Company's Articles of Association Management For Voted - For 9 Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 10 Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 11 Work System for Independent Directors Management For Voted - For 12 External Guarantee Management System Management For Voted - For 13 Connected Transactions Management System Management For Voted - For 14 Reappointment Of Audit Firm Management For Voted - For 15 Launching Market Making Business For Stocks On The Star Market Management For Voted - For SOUTHWEST SECURITIES COMPANY LIMITED Security ID: Y8103U105 Ticker: 600369 Meeting Date: 30-Dec-21 Meeting Type: Special 1 2021 Appointment of Auditor and Internal Control Auditor Management For Voted - For 2 General Authorization for the Issuance of Debt Financing Instruments Management For Voted - For 3 Amendments to Articles of Association Management For Voted - For Meeting Date: 09-Mar-22 Meeting Type: Special 1 Change Of 2021 Audit Firm And Internal Control Audit Firm Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of FY2021 Directors' Report Management For Voted - For 3 Approval of FY2021 Supervisors' Report Management For Voted - For 4 Approval of FY2021 Independent Directors' Report Management For Voted - For 5 Approval of FY2021 Annual Report Management For Voted - For 6 Related Party Transactions with Chongqing Yufu Holding Co., Ltd., Chongqing Yufu Capital Operation Group Co., Ltd. and Their Affiliated Entities Management For Voted - For 7 Related Party Transactions with Chongqing City Construction Investment (Group) Co., Ltd. and its Affiliated Entities Management For Voted - For 8 Related Party Transactions with Chongqing Jiangbeizui CBD Investment Group Co., Ltd. and its Affiliated Entities Management For Voted - For 1153 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Related Party Transactions with Chongqing Real Estate Group Co., Ltd and its Subsidiaries Management For Voted - For 10 Related Party Transactions Other Than Transactions Discussed in Proposals 5.01 to 5.04 Management For Voted - For 11 FY2021 Financial Accounts and Reports Management For Voted - For 12 FY2021 Allocation of Profits/Dividends Management For Voted - For 13 Proposal for Proprietary Investment Quota in FY2022 Management For Voted - For 14 Proposal to Offer Financial Donation in FY2022 Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Special 1 Formulation of the Financing Guarantee Management System Management For Voted - Against 2 Amendments To The Raised Funds Management Measures Management For Voted - Against THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD Security ID: Y6800A109 Ticker: 1339 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Interim Profit Distribution Plan Management For Voted - For 3 Approval of 2021 Annual Charity Donation Plan Management For Voted - For 4 Formation of PICC Technology Co., Ltd. Management For Voted - For Meeting Date: 29-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect ZHANG Tao as Supervisor Management For Voted - Against 4 Amendments to Articles of Association Management For Voted - Against 5 Amendments to Procedural Rules for General Meetings Management For Voted - Against 6 Amendments to Procedural Rules for Board Meetings Management For Voted - For 7 Amendments to Procedural Rules Meetings of the Board of Supervisors Management For Voted - For 8 Remuneration Scheme for the Company's Directors and Supervisors for the year 2020 Management For Voted - For Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Budget of Fixed Asset Investment for 2022 Management For Voted - For 7 Charitable Donation Plan for 2022 Management For Voted - For 8 Purchase of Liabilities Insurance for the Company and its Directors, Supervisors and Senior Management Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1154 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Authority to Issue Capital Supplementary Bonds Management For Voted - Against 11 Non-Voting Meeting Note N/A N/A Non-Voting THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD Security ID: Y6800A117 Ticker: 1339 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Interim Profit Distribution Plan Management For Voted - For 2 Approval of 2021 Annual Charity Donation Plan Management For Voted - For 3 Formation of PICC Technology Co., Ltd. Management For Voted - For Meeting Date: 29-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHANG Tao as Supervisor Management For Voted - Against 3 Amendments to Articles of Association Management For Voted - Against 4 Amendments to Procedural Rules for General Meetings Management For Voted - Against 5 Amendments to Procedural Rules for Board Meetings Management For Voted - For 6 Amendments to Procedural Rules Meetings of the Board of Supervisors Management For Voted - For 7 Remuneration Scheme for the Company's Directors and Supervisors for the year 2020 Management For Voted - For Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Budget of Fixed Asset Investment for 2022 Management For Voted - For 6 Charitable Donation Plan for 2022 Management For Voted - For 7 Purchase of Liabilities Insurance for the Company and its Directors, Supervisors and Senior Management Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Capital Supplementary Bonds Management For Voted - Against TIANFENG SECURITIES CO.LTD. Security ID: Y8817L102 Ticker: 601162 Meeting Date: 26-Jul-21 Meeting Type: Special 1 Amendments to Articles of Association and Relevant Procedural Rules Management For Voted - For 2 Amendments to Management Measures for External Guarantees Management For Voted - For Meeting Date: 15-Sep-21 Meeting Type: Special 1 2021 Interim Profit Distribution Plan Management For Voted - For 1155 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 11-Oct-21 Meeting Type: Special 1 Elect Li Xueling Management For Voted - For 2 Bond nature Management For Voted - For 3 Issuance scale Management For Voted - For 4 Issuing method Management For Voted - For 5 Bond maturity Management For Voted - For 6 Use of raised funds Management For Voted - For 7 Resolution validity period Management For Voted - For 8 Bond interest rate and determination method Management For Voted - For 9 Guarantee and other credit enhancement methods Management For Voted - For 10 Debt servicing measures Management For Voted - For 11 Bond nature Management For Voted - For 12 Issuance scale Management For Voted - For 13 Issuing method Management For Voted - For 14 Bond maturity Management For Voted - For 15 Use of raised funds Management For Voted - For 16 Resolution validity period Management For Voted - For 17 Bond interest rate and determination method Management For Voted - For 18 Guarantee and other credit enhancement methods Management For Voted - For 19 Debt servicing measures Management For Voted - For 20 Board Authorization to Handle Matters of the Issuance of bonds or bills in foreign markets Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 Elect HU Ming as Director Management For Voted - For 2 Authority to Give Guarantees for a Grandson Subsidiary Management For Voted - For Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 2021 Work Report Of Independent Directors Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.06000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 8 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Type Management For Voted - Abstain 9 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Duration Management For Voted - Abstain 1156 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Interest Rate Management For Voted - Abstain 11 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Principal, Scale and Method Management For Voted - Abstain 12 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issue Price Management For Voted - Abstain 13 Guarantee and Other Credit Enhancement Arrangement Management For Voted - Abstain 14 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Purpose of the Raised Funds Management For Voted - Abstain 15 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Targets and Arrangements for Placement to Shareholders Management For Voted - Abstain 16 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Repayment Guarantee Measures Management For Voted - Abstain 17 General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Valid Period of the Resolution Management For Voted - Abstain 18 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions Management For Voted - Abstain 19 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions Management For Voted - For 20 2022 Estimated Proprietary Investment Quota Of The Company Management For Voted - For 21 2021 Total Remuneration For Directors Management For Voted - For 22 2021 Total Remuneration For Supervisors Management For Voted - For 23 Change of the Company's Domicile and Amendments to the Company's Articles of Association Management For Voted - For 24 Exemption Of The Shareholders From Commitment On Voluntary Share Lock-Up Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Special 1 Elect HONG Lin Management For Voted - For 2 Authority to Give Guarantees Management For Voted - For Meeting Date: 13-Jun-22 Meeting Type: Special 1 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 1157 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted WESTERN SECURITIES CO., LTD. Security ID: Y9382Q104 Ticker: 002673 Meeting Date: 13-Oct-21 Meeting Type: Special 1 Forming A Consortium To Acquire Equities In A Company Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of Independent Director: Chang Xiaorun Management For Voted - For 3 2021 Work Report Of Independent Director: Guo Suiying Management For Voted - For 4 2021 Work Report Of Independent Director: Duan Yalin Management For Voted - For 5 2021 Work Report Of Independent Director: Zheng Zhi Management For Voted - For 6 2021 Work Report Of The Supervisory Committee Management For Voted - For 7 2021 Annual Report And Its Summary Management For Voted - For 8 2021 Profit Distribution Plan Management For Voted - For 9 2022 Securities Investment Business Scale with Proprietary Funds and Risk Limit Indicators Management For Voted - For 10 Connected Transactions with Shaanxi Investment Group Co., Ltd. and its Controlled Subsidiaries Management For Voted - For 11 Connected Transactions with Shanghai Chengtou Holdings Co., Ltd. and its Persons Acting in Concert Management For Voted - For 12 Connected Transactions with Other Affiliated Entities Management For Voted - For 13 Amendments to the Company's Articles of Association Management For Voted - Against 14 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 15 Amendments to the Implementing Rules for Online Voting System at Shareholders General Meetings Management For Voted - For 16 Amendments to the Company's Rules of Procedure Governing Board Meetings Management For Voted - For 17 Amendments to the Company's Rules of Procedure Governing Meetings for the Supervisory Committee and Work Rules Management For Voted - For 18 Adjustment Of Remuneration For Independent Directors Management For Voted - For 19 Appointment Of 2022 Audit Firm Management For Voted - For Meeting Date: 16-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect XU Zhaohui Management For Voted - For 3 Elect LUAN Lan Management For Voted - For 4 Elect XU Qian Management For Voted - For 5 Elect CHEN Qiang Management For Voted - For 6 Elect WANG Maoan Management For Voted - For 7 Elect WU Chun Management For Voted - For 8 Elect SUN Wei Management For Voted - For 1158 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect ZHENG Zhi Management For Voted - For 11 Elect ZHANG Bojiang Management For Voted - For 12 Elect YI Ke Management For Voted - For 13 Elect HUANG Bin Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect ZHOU Dongsheng Management For Voted - For 16 Elect KANG Wei Management For Voted - For 17 Elect HE Qinxin Management For Voted - Against ZHESHANG SECURITIES CO.,LTD. Security ID: Y989BG109 Ticker: 601878 Meeting Date: 28-Sep-21 Meeting Type: Special 1 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 2 2021 Interim Profit Distribution Plan Management For Voted - For Meeting Date: 15-Nov-21 Meeting Type: Special 1 The Company's Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 2 Type of Securities to Be Issued Management For Voted - For 3 Issuing Volume Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate Management For Voted - For 7 Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment to the Conversion Price Management For Voted - For 10 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 11 Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot Be Converted into One Common Share when Conversion Happens Management For Voted - For 12 Redemption Clauses Management For Voted - For 1159 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Additional Resale Clauses Management For Voted - For 14 Dividend Distribution After the Conversion Management For Voted - For 15 Issuing Targets and Method Management For Voted - For 16 Arrangement for Placing to Original Shareholders Management For Voted - For 17 Matters Regarding the Meetings of Bondholders Management For Voted - For 18 Purpose of the Raised Funds Management For Voted - For 19 Guarantee Matters Management For Voted - For 20 Management and Deposit of Raised Funds Management For Voted - For 21 The Valid Period of the Plan for Issuance Management For Voted - For 22 Preplan for Public Issuance of Convertible Corporate Bonds Management For Voted - For 23 Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds Management For Voted - For 24 Report on Use of Previously Raised Funds Management For Voted - For 25 Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures Management For Voted - For 26 Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds Management For Voted - For 27 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For 28 Expansion of the Company's Business Scope and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 Transactions with a Controlling Shareholder and Its Related Parties Management For Voted - For 5 Transactions with Other Related Companies Management For Voted - For 6 Transactions with Related Natural Persons Management For Voted - For 7 2021 Profit Distribution Plan Management For Voted - For 8 Debt Bearing Party Management For Voted - Abstain 9 Type of Debt Financing Instruments and Scale Management For Voted - Abstain 10 Duration of Debt Financing Instruments Management For Voted - Abstain 11 Issue Price and the Interest Rate of the Debt Financing Instrument Management For Voted - Abstain 1160 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Guarantee and Other Credit Enhancement Arrangement Management For Voted - Abstain 13 Purpose of the Raised Funds Management For Voted - Abstain 14 Issuing Targets and Arrangements for Placement to Shareholders Management For Voted - Abstain 15 Repayment Guarantee Measures Management For Voted - Abstain 16 Listing of Debt Financing Instruments Management For Voted - Abstain 17 Authorization for Debt Financing Instruments Management For Voted - Abstain 18 Valid Period of the Resolution Management For Voted - Abstain 19 Reappointment Of 2022 Audit Firm Management For Voted - For 20 2022 Financial Investment Scale Control Management For Voted - For 21 2022 External Donation Plan Management For Voted - For 22 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 23 Application To Conduct Stock Market-Making Business Of Star Market Management For Voted - For ZHONGAN ONLINE P & C INSURANCE CO LTD Security ID: Y989DF109 Ticker: 6060 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 New Online Platform Cooperation Framework Agreement Management For Voted - For 3 Annual cap in Respect of the New Online Platform Cooperation Framework Agreement Management For Voted - For 4 Board Authorization in Respect of the New Online Platform Cooperation Framework Agreement Management For Voted - For 5 Elect GANG Ji Management For Voted - Against 6 Elect Vena Wei Yan Cheng Management For Voted - For 7 Elect GUO Limin as Supervisor Management For Voted - For 8 Adoption of Remuneration Management System of Directors and Supervisors Management For Voted - For 9 Change of Business Scope Management For Voted - For 10 Amendments to Articles of Association Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue 10-year Capital Supplementary Bonds Management For Voted - For 3 2022-2024 Three-Year Capital Planning Report Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1161 -------------------------------------------------------------------------------------------------- Global X MSCI China Financials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Elect JIANG Xing Management For Voted - For 8 Elect LI Gaofeng Management For Voted - For 9 Elect OU Yaping Management For Voted - For 10 Elect SHI Liangxun Management For Voted - For 11 Elect JI Gang Management For Voted - Against 12 Elect ZHANG Shuang Management For Voted - Against 13 Elect Hugo OU Jin Yi Management For Voted - For 14 Elect OU Wei Management For Voted - For 15 Elect Vena Wei Yan Cheng Management For Voted - For 16 Elect Gigi CHAN Wing Chee Management For Voted - For 17 Elect Yin Hai Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect WEN Yuping as Supervisor Management For Voted - For 20 Elect GUO Limin as Supervisor Management For Voted - For 21 Issuance of Shares w/o Preemptive Rights Management For Voted - Against 22 Amendments to Articles Management For Voted - For ZHONGTAI SECURITIES CO LTD Security ID: Y989B4106 Ticker: 600918 Meeting Date: 22-Dec-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Daily Connected Transactions with Shandong Iron and Steel Group Company Limited Management For Voted - For 7 Daily Connected Transactions with Shandong Energy Group Limited and Its Related Companies Management For Voted - For 8 Daily Connected Transactions with Other Related Legal Persons Management For Voted - For 9 Daily Connected Transactions with Related Natural Persons Management For Voted - For 10 Authority to Give Guarantees in 2022 Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Amendments to Procedural Rules: Remuneration Management and Performance Appraisal for Directors and Supervisors Management For Voted - Against 13 Proposal on the Company's Self-operated Investment Quota for 2022 Management For Voted - For 1162 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 3SBIO INC Security ID: G8875G102 Ticker: 1530 Meeting Date: 10-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Share Buy-back Agreement Management For Voted - For 4 Sale and Purchase Agreement Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect SU Dongmei Management For Voted - For 5 Elect HUANG Bin Management For Voted - For 6 Elect Gerry NG Joo Yeow Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles Management For Voted - For AIER EYE HOSPITAL GROUP COMPANY LIMITED Security ID: Y0029J108 Ticker: 300015 Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Directors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 2021 Social Responsibility Report Management For Voted - For 8 2022 Directors' Remuneration Management For Voted - For 9 Authority to Repurchase Some Restricted Shares Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 12 Amendments to Procedural Rules for Board Meetings Management For Voted - For 13 Amendments to Work System of Independent Directors Management For Voted - For 14 Amendments to Management System for External Guarantees Management For Voted - For 1163 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Amendments to Management System for Related Party Transactions Management For Voted - For 16 Amendments to Management System for Raised Funds Management For Voted - For 17 Board Authorization to Change Registered Capital, Amend Articles, and Handle Matters of Change of Registration Management For Voted - For 18 Approval of Line of Credit Management For Voted - For 19 2021 Supervisors' Report Management For Voted - For 20 2022 Supervisors' Remuneration Management For Voted - For 21 Approve Extension of Resolution Validity Period and Authorization Period of the Issuance of Shares to Specific Targets Management For Voted - For ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Security ID: G0171K101 Ticker: 0241 Meeting Date: 30-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Increase in Authorized Capital Management For Voted - For 5 Elect TU Yanwu Management For Voted - For 6 Elect LUO Tong Management For Voted - For 7 Elect Samuel WONG King On Management For Voted - Against 8 Elect Vanessa HUANG Yi Fei Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Authority to Grant Awards of Options and/or RSUs under the Share Award Scheme Management For Voted - Against APELOA PHARMACEUTICAL COMPANY LIMITED Security ID: Y71710100 Ticker: 000739 Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Approval FY2021 Annual Report and Summary Management For Voted - For 2 Approval of FY2021 Directors' Report Management For Voted - For 3 Approval FY2021 Supervisors' Report Management For Voted - For 4 Approval of FY2021 Financial Accounts and Reports Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Estimation of Related Party Transactions for FY2022 Management For Voted - For 7 Authority to Give Guarantees Management For Voted - Against 8 Re-Appointment of Auditor Management For Voted - For 9 Proposal to Use Idle Funds for Investment Management Management For Voted - For 10 Elect PAN Weiguang Management For Voted - For 11 Amendments to Articles (Bundled) Management For Voted - For 1164 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Procedural Rules: Shareholder Meeting Management For Voted - For 13 Amendments to Procedural Rules: Board Meetings Management For Voted - For 14 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 15 Amendments to Work System for Independent Directors Management For Voted - For 16 Amendments to Management System for Connected Transaction Management For Voted - For ASYMCHEM LABORATORIES (TIANJIN) CO LTD Security ID: Y0370S103 Ticker: 002821 Meeting Date: 05-Jul-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 18-Aug-21 Meeting Type: Special 1 Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan Management For Voted - For 2 Repurchase and Cancellation of Some Initial Granted Restricted Shares of 2020 Restricted Shares Incentive Plan Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 10-Nov-21 Meeting Type: Special 1 Extension of the Investment Term of the Wealth Management with Idle Funds Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 02-Dec-21 Meeting Type: Special 1 Purchase of Liability Insurance and Prospectus Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - Abstain 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 11-Mar-22 Meeting Type: Other 1 Repurchase and Cancellation of Some Restricted Stocks under the 2018 Restricted Stock Incentive Plan Management For Voted - For 2 Repurchase and Cancellation of Some Restricted Stocks under the 2020 Restricted Stock Incentive Plan Management For Voted - For 1165 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Repurchase and Cancellation of Some Restricted Stocks under the 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Repurchase and Cancellation of Some Restricted Stocks under the 2020 Restricted Stock Incentive Plan Management For Voted - For 5 Repurchase and Cancellation of Some Restricted Stocks under the 2021 Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 11-Mar-22 Meeting Type: Special 1 Repurchase and Cancellation of Some Restricted Stocks Under the 2018 Restricted Stock Incentive Plan Management For Voted - For 2 Repurchase and Cancellation of Some Restricted Stocks Under the 2020 Restricted Stock Incentive Plan Management For Voted - For 3 Repurchase and Cancellation of Some Restricted Stocks Under the 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Repurchase and Cancellation of Some Restricted Stocks Under the 2020 Restricted Stock Incentive Plan Management For Voted - For 5 Repurchase and Cancellation of Some Restricted Stocks Under the 2021 Restricted Stock Incentive Plan Management For Voted - For 6 Amendments to Articles of Association Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Appointment of 2021 Internal Control Auditor Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 05-May-22 Meeting Type: Special 1 An Investment Agreement To Be Signed With A Company Management For Voted - For 2 Connected Transaction Regarding Introduction of External Investors by a Subsidiary Management For Voted - For Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Domestic Auditor Management For Voted - For 7 Appointment of Oversea Auditor Management For Voted - For 8 Approval of Directors', Supervisors, and Senior Executives' Fees Management For Voted - For 9 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 10 the Proposal on Conducting Foreign Exchange Derivatives Trading Business Management For Voted - For 1166 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Approval of Directors' Fees Management For Voted - For 12 Proposal to Repurchase and Cancel Part of the Initial Grant of Restricted Shares Under the 2020 Restricted Share Incentive Plan Management For Voted - For 13 Proposal to Repurchase and Cancel Part of the Initial Grant of Restricted Shares Under the 2021 Restricted Share Incentive Plan Management For Voted - For 14 Amendments to Articles Management For Voted - For 15 Board Authorization to General Mandate for a And/or H Shares Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-Jun-22 Meeting Type: Other 1 2021 Profit Distribution Plan Management For Voted - For 2 Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan Management For Voted - For 3 Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Amendments To The Company S Articles Of Association Management For Voted - For AUTOBIO DIAGNOSTICS CO LTD. Security ID: Y0483B104 Ticker: 603658 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Elect MIAO Yongjun Management For Voted - For 2 Elect ZHANG Yaxun Management For Voted - For 3 Elect YANG Zengli Management For Voted - For 4 Elect WU Xuewei Management For Voted - For 5 Elect FU Guangyu Management For Voted - For 6 Elect FENG Chaojie Management For Voted - For 7 Elect ZHANG He Management For Voted - For 8 Elect LI Zhijun Management For Voted - For 9 Elect YE Zhongming Management For Voted - For 10 Elect HAN Mingming Management For Voted - Against 11 Elect WANG Ding Management For Voted - For 12 Change of the Company's Business Scope and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2022 Financial Budget Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2021 Annual Report Management For Voted - For 7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 1167 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Appointment of Auditor Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 11 Amendments to Procedural Rules for Board Meetings Management For Voted - For 12 Amendments to Work System of Independent Directors Management For Voted - For 13 Amendments to Decision-making System for Major Investment and Transactions Management For Voted - For 14 Amendments to Decision-making System for Related Party Transactions Management For Voted - For 15 Amendments to Management System for External Guarantees Management For Voted - For 16 Amendments to Management Measures for the Use of Raised Funds Management For Voted - For 17 Amendments to Procedural Rules for Supervisory Board Meetings Management For Voted - For 18 Liability Insurance for Directors, Supervisors, and Senior Management Management For Voted - For BEIGENE, LTD. Security ID: 07725L102 Ticker: BGNE Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Anthony C. Hooper Management For Voted - For 2 Elect Ranjeev Krishana Management For Voted - For 3 Elect Xiaodong Wang Management For Voted - For 4 Elect Qingqing Yi Management For Voted - For 5 Elect Margaret Han Dugan Management For Voted - For 6 Elect Alessandro Riva Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Approval of a Share Issue Mandate Management For Voted - Against 9 General Mandate to Repurchase Shares Management For Voted - For 10 Connected Person Placing Authorization I Management For Voted - Against 11 Connected Person Placing Authorization II Management For Voted - Against 12 Approval of Amgen's Direct Purchase Option Management For Voted - For 13 Approval of Restricted Share Unit Grant to John V. Oyler Management For Voted - For 14 Approval of Restricted Share Unit Grant to Xiaodong Wang Management For Voted - For 15 Approval of Restricted Share Unit Grant to Other Non-Executive and Independent Non-Executive Directors Management For Voted - For 16 Amendment to the 2016 Share Option and Incentive Plan Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - Against 18 Approve the Adjournment of the Annual Meeting Management For Voted - For 1168 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted BEIJING TIANTAN BIOLOGICAL PRODUCTS CORPORATION LTD. Security ID: Y0770S109 Ticker: 600161 Meeting Date: 31-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of 2022 Financial Budget Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Annual Report and its Summary Management For Voted - For 7 Approval of Line of Credit Management For Voted - For 8 Proposal on the Provision for Impairment of Assets and Asset Retirement in 2021 Management For Voted - For 9 Proposal on the Confirmation of the Company's Daily Connected Transactions in 2021 and the Projection of Daily Connected Transactions in 2022 Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 13 Amendments to Procedural Rules: Board of Directors Management For Voted - For 14 Amendments to Procedural Rules: Independent Director System Management For Voted - For 15 Amendments to Procedural Rules: Supervisory Board Management For Voted - For 16 Amendments to Procedural Rules: Asset Loss Management Measures Management For Voted - Against 17 Elect LIU Yana Management For Voted - For 18 Elect CHEN Tan Management For Voted - Against BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE CO LTD Security ID: Y077CK103 Ticker: 603392 Meeting Date: 01-Nov-21 Meeting Type: Special 1 Authorization of Legal Formalities for Share Issuance Management For Voted - Against 2 Type and Par Value Management For Voted - Against 3 Issuance Method Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 Arrangement for Accumulated Retained Profits Management For Voted - Against 10 Purpose and Amount of Raised Funds Management For Voted - Against 11 Valid Period Management For Voted - Against 12 Preplan for Share Offering Management For Voted - Against 13 Feasibility Analysis Report Management For Voted - Against 1169 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Diluted Immediate Returns after Share Offering Management For Voted - Against 15 Report on Use of Previously Raised Funds Management For Voted - Against 16 Shareholder Return Plan Management For Voted - Against 17 Conditional Share Subscription Agreements Management For Voted - Against 18 Connected Transactions involved in Share Issuance Management For Voted - Against 19 Board Authorization to Handle A Share Issuance Management For Voted - Against 20 Amendments to Articles Management For Voted - For Meeting Date: 07-Feb-22 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Approval of Directors' Reports Management For Voted - For 2 Approval of Supervisors' Reports Management For Voted - For 3 Approval of Annual Report Management For Voted - For 4 Approval of Accounts and Reports Management For Voted - For 5 Allocation of Profits Management For Voted - For 6 Approval of Independent Directors' Fees Management For Voted - For 7 Approval of Non-Independent Directors' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Appointment of Auditor and Internal Control Auditor Management For Voted - For 10 Approval of Line of Credit Management For Voted - For Meeting Date: 05-May-22 Meeting Type: Special 1 Amendment to the Rules of Procedure for the General Meeting of Shareholders Management For Voted - For 2 Amendment to "Working System for Independent Directors" Management For Voted - For 3 Amendment of the "External Guarantee Management System" Management For Voted - For 4 Amendment to the "Management System for Related Party Transactions" Management For Voted - For 5 Elect ZHAO Zhigang Management For Voted - For BETTA PHARMACEUTICALS CO LTD. Security ID: Y0875K100 Ticker: 300558 Meeting Date: 22-Sep-21 Meeting Type: Special 1 By-elect FAN Jianxun as Non-independent Director Management For Voted - For 2 Adoption of 2021 Employee Restricted Shares Incentive Plan (Draft) and its Summary Management For Voted - For 3 Establishment of Management Measures of 2021 Employee Restricted Shares Incentive Plan Management For Voted - For 4 Board Authorization to Handle Matters of 2021 Employee Restricted Shares Incentive Plan Management For Voted - For 1170 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 21-Mar-22 Meeting Type: Special 1 Connected Transaction Regarding Investment in a Company Management For Voted - For 2 Change of the Companys Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Remuneration Plan for Directors and Supervisors Management For Voted - For 7 Appointment of 2022 Auditor Management For Voted - For 8 Capital Management with Idle Property Funds Management For Voted - For 9 Capital Management with Previously Raised Funds Management For Voted - For 10 Approve Comprehensive Financing Application and Guarantee Provision Management For Voted - For BGI GENOMICS CO. LTD. Security ID: Y0883H107 Ticker: 300676 Meeting Date: 11-Feb-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Cash Management with Temporarily Idle Proprietary Funds Management For Voted - For 3 Cash Management With Temporarily Idle Raised Funds Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Financial Budget Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval of Independent Directors' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Proposal on the Purchase of Directors' and Supervisors' Liability Insurance Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Special 1 2022 Estimated Additional Quota Of Continuing Connected Transactions Management For Voted - For 1171 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted BURNING ROCK BIOTECH LIMITED Security ID: 12233L107 Ticker: BNR Meeting Date: 28-Dec-21 Meeting Type: Annual 1 Appointment of Auditor and Authority to Set Fees Management For Voted - For 2 Election of Directors (Slate) Management For Voted - Against 3 Approval of the 2021 Long-Term Equity Incentive Plan Management For Voted - For 4 Authorization of Legal Formalities Management For Voted - For CANSINO BIOLOGICS INC. Security ID: Y1099N102 Ticker: 6185 Meeting Date: 30-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Adjustment of business scope and proposed amendments to the articles of association of the Company Management For Voted - For Meeting Date: 10-Sep-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Management Measures for Assessment for the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Board Authorization to deal with matters relating to the 2021 Restricted Share Incentive Scheme Management For Voted - For Meeting Date: 10-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted Share Incentive Scheme Management For Voted - For 3 Management Measures for Assessment for the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Board Authorization to deal with matters relating to the 2021 Restricted Share Incentive Scheme Management For Voted - For Meeting Date: 11-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WANG Jing Management For Voted - For 3 Use of Part of the Over-raised Proceeds to Permanently Supplement Working Capital Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1172 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Credit Applications Management For Voted - For 9 Foreign Exchange Hedging Limit Management For Voted - For 10 Amendments to the Management Policy for Raised Funds Management For Voted - For 11 Amendments to the Administrative Policies for External Guarantees Management For Voted - For 12 Amendments to the Terms of Reference for the Independent Directors Management For Voted - For 13 Authority to Issue H and/or A Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Repurchase H Shares Management For Voted - For 15 Authority to Repurchase A Shares Management For Voted - For 16 Authority to Issue Onshore and Offshore Debt Financing Instruments Management For Voted - For 17 Amendments to Articles Management For Voted - For 18 Amendments to Procedural Rules for the Meeting of Shareholders Management For Voted - For 19 Amendments to Procedural Rules for the Board of Directors Management For Voted - For 20 Issuance of A Shares w/o Preemptive Rights Management For Voted - Against Meeting Date: 29-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase H Shares Management For Voted - For 3 Authority to Repurchase A Shares Management For Voted - For 4 Issuance of A Shares w/o Preemptive Rights Management For Voted - Against CANSINO BIOLOGICS INC. Security ID: Y1099N110 Ticker: 6185 Meeting Date: 30-Jul-21 Meeting Type: Special 1 Adjustment of business scope and proposed amendments to the articles of association of the Company Management For Voted - For Meeting Date: 10-Sep-21 Meeting Type: Other 1 2021 Restricted Share Incentive Scheme Management For Voted - For 2 Management Measures for Assessment for the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 3 Board Authorization to deal with matters relating to the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 1173 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 10-Sep-21 Meeting Type: Special 1 2021 Restricted Share Incentive Scheme Management For Voted - For 2 Management Measures for Assessment for the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 3 Board Authorization to deal with matters relating to the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 11-Oct-21 Meeting Type: Special 1 Elect WANG Jing Management For Voted - For 2 Use of part of the Over-raised Proceeds to Permanently Supplement Working Capital Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Credit Applications Management For Voted - For 8 Foreign Exchange Hedging Limit Management For Voted - For 9 Amendments to the Management Policy for Raised Funds Management For Voted - For 10 Amendments to the Administrative Policies for External Guarantees Management For Voted - For 11 Amendments to the Terms of Reference for the Independent Directors Management For Voted - For 12 Authority to Issue H and/or A Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase H Shares Management For Voted - For 14 Authority to Repurchase A Shares Management For Voted - For 15 Authority to Issue Onshore and Offshore Debt Financing Instruments Management For Voted - For 16 Amendments to Articles Management For Voted - For 17 Amendments to Procedural Rules for the Meeting of Shareholders Management For Voted - For 18 Amendments to Procedural Rules for the Board of Directors Management For Voted - For 19 Issuance of A Shares w/o Preemptive Rights Management For Voted - Against 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 1174 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Authority to Repurchase H Shares Management For Voted - For 3 Authority to Repurchase A Shares Management For Voted - For 4 Issuance of A Shares w/o Preemptive Rights Management For Voted - Against 5 Non-Voting Meeting Note N/A N/A Non-Voting CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES GROUP INC. Security ID: Y1293Q109 Ticker: 000661 Meeting Date: 13-Oct-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 09-Dec-21 Meeting Type: Special 1 Establishment of the Compensation Management Measures for Directors and Senior Management Management For Voted - For 2 Establishment of the Management Measures for the Equity Incentive Funds of Directors and Senior Management Management For Voted - For 3 By-Elect XIE Bing as Supervisor Management For Voted - Against Meeting Date: 30-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny8.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Reappointment Of 2022 Financial Audit Firm Management For Voted - For 7 Reappointment Of 2022 Internal Control Audit Firm Management For Voted - For 8 Amendments To The Company S Articles Of Association Management For Voted - For 9 Amendments to the Company s Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 10 Amendments To The Company S Rules Of Procedure Governing The Board Meetings Management For Voted - For 11 Amendments To The System For Independent Directors Management For Voted - For CHINA MEDICAL SYSTEM HOLDINGS LIMITED Security ID: G21108124 Ticker: 0867 Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect LAM Kong Management For Voted - For 1175 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect CHEN Hongbing Management For Voted - For 5 Elect FUNG Ching Simon Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Repurchased Shares Management For Voted - Against 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting CHINA NATIONAL MEDICINES CORP Security ID: Y1499V100 Ticker: 600511 Meeting Date: 07-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 Approval of Line of Credit Management For Voted - Abstain 8 Approval of Extending Internal Loans to Subsidiaries Management For Voted - For 9 Approval of Internal Loans to Beijing Tianxingpuxin Bio-med Co., Ltd. Management For Voted - For 10 Authority to Give Guarantees to CNMC (Beijing) International Trading Corporation Ltd. Management For Voted - For 11 2021 Report on the Deposit and Use of Raised Funds Management For Voted - For 12 Internal Control Audit Report and 2021 Internal Control Self-evaluation Report Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Amendments to Articles Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect JIANG Xiuchang Management For Voted - Against 17 Elect LIU Yong Management For Voted - For 18 Elect LIAN Wanyong Management For Voted - For 19 Elect LI Xiaojuan Management For Voted - For 20 Elect WEN Deyong Management For Voted - For 21 Elect JIANG Xin Management For Voted - For 22 Elect TIAN Guotao Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect YU Xingxi Management For Voted - For 25 Elect SHI Luwen Management For Voted - For 26 Elect CHEN Mingyu Management For Voted - For 27 Elect LIU Shen Management For Voted - For 28 Non-Voting Agenda Item N/A N/A Non-Voting 29 Elect LIU Jingyun Management For Voted - For 30 Elect LU Kai Management For Voted - Against 31 Non-Voting Meeting Note N/A N/A Non-Voting 1176 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA RESOURCES SANJIU MEDICAL AND PHARMACEUTICAL CO., LTD. Security ID: Y7503B105 Ticker: 000999 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Amendments to Management Measures for Cash Management Management For Voted - For 2 Appointment of 2021 Auditor Management For Voted - For 3 Purchasing Wealth Management Products Management For Voted - For 4 By-Elect LIU Xuhai Management For Voted - For 5 By-Elect YANG Xudong Management For Voted - For Meeting Date: 20-Jan-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Indemnification of Directors Management For Voted - For Meeting Date: 03-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted Stock Incentive Plan (Revised Draft) And Its Summary Management For Voted - For 3 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Elect BAI Xiaosong Management For Voted - For 7 Elect CUI Xingping Management For Voted - For 8 Elect ZHAO Bingxiang Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Strategic Development In The 14Th Five-Year Period Management For Voted - For 2 2021 Financial Report Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 2021 Work Report Of The Board Of Directors Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Work Report Of The Supervisory Committee Management For Voted - For 7 Amendments to the Company's Articles of Association Management For Voted - For CHINA TRADITIONAL CHINESE MEDICINE CO. LIMITED Security ID: Y1507S107 Ticker: 0570 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 1177 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CHEN Yinglong Management For Voted - Against 6 Elect CHENG Xueren Management For Voted - For 7 Elect YANG Shanhua Management For Voted - Against 8 Elect XIE Rong Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For CHONGQING ZHIFEI BIOLOGICAL PRODUCTS COMPANY Security ID: Y1601T100 Ticker: 300122 Meeting Date: 17-Sep-21 Meeting Type: Special 1 Elect JIANG Renshen Management For Voted - For 2 Elect JIANG Lingfeng Management For Voted - For 3 Elect DU Lin Management For Voted - For 4 Elect YANG Shilong Management For Voted - For 5 Elect LI Zhenjing Management For Voted - For 6 Elect QIN Fei Management For Voted - For 7 Elect YUAN Lin Management For Voted - For 8 Elect CHEN Xujiang Management For Voted - For 9 Elect GONG Tao Management For Voted - For 10 Elect XUN Jie as Non-employee Supervisor Management For Voted - Against 11 Cash Management with Proprietary Funds Management For Voted - For Meeting Date: 14-Feb-22 Meeting Type: Special 1 Approve Employee Share Purchase Plan and Its Summary Management For Voted - Against 2 Approve Management Method of Employee Share Purchase Plan Management For Voted - Against 3 Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan Management For Voted - Against Meeting Date: 20-May-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Approval of 2021 Audited Financial Statements Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Approval of Line of Credit Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Establishment of Procedural Rules: Investment, Financing and Guarantee Management System Management For Voted - For 11 Establishment of Procedural Rules: Decision-making System for Connected Transactions Management For Voted - For 12 Establishment of Procedural Rules: Fund Raising Management System Management For Voted - For 1178 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Establishment of Procedural Rules: Preventing Related Party Funds Appropriation System Management For Voted - For 14 Establishment of Procedural Rules: Work System of Independent Directors Management For Voted - For CSPC PHARMACEUTICAL GROUP LIMITED Security ID: Y1837N109 Ticker: 1093 Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WANG Zhenguo Management For Voted - For 6 Elect WANG Huaiyu Management For Voted - For 7 Elect CHAK Kin Man Management For Voted - For 8 Elect WANG Bo Management For Voted - Against 9 Elect CHEN Chuan Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 14 Authority to Grant Options Under share Option Scheme Management For Voted - Against DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Security ID: Y1856D115 Ticker: 002030 Meeting Date: 16-Jul-21 Meeting Type: Special 1 Connected Transaction Regarding Joint Participation in the Subscription for the Additional Non-publicly Offered Shares of a Controlled Subsidiary with Related Parties Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 20-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 2022 Estimated Continuing Connected Transactions Management For Voted - For 8 2022 Financial Budget Management For Voted - For 9 Purchase Of Liability Insurance For Directors, Supervisors And Senior Management Management For Voted - For 1179 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Change Of The Company's Business Scope And Amendments To The Company's Articles Of Association Management For Voted - For 11 2022 Purchase Of Principle Guaranteed Wealth Management Products Or Structured Deposits With Idle Proprietary Funds Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect WEI Dianhan Management For Voted - For 4 Elect XUE Zheqiang Management For Voted - For 5 Elect LONG Qian Management For Voted - For 6 Elect HUANG Luo Management For Voted - For 7 Elect ZHOU Xinyu Management For Voted - For 8 Elect ZHANG Bin Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect LV Deyong Management For Voted - For 11 Elect CHEN Ling Management For Voted - For 12 Elect SU Wenrong Management For Voted - For 13 Elect JI Yunhai Management For Voted - For 14 Elect ZHU Zhengfu Management For Voted - For 15 Elect FAN Jianbing Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect ZHU Wanyu Management For Voted - For 18 Elect HUANG Liqiang Management For Voted - Against 19 Elect HU Teng Management For Voted - Against 20 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHANG Bin Management For Voted - For 3 Elect HUANG Luo Management For Voted - For 4 Elect JIANG Xiwen Management For Voted - For DONG-E-E-JIAO CO., LTD. Security ID: Y7689C109 Ticker: 000423 Meeting Date: 27-Jan-22 Meeting Type: Special 1 Elect CHENG Jie Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Independent Directors' Report Management For Voted - For 1180 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 2021 Accounts and Reports Management For Voted - For 6 2021 Allocation of Profits/Dividends Management For Voted - For 7 2022 Related Party Transactions Management For Voted - For 8 Investment in Wealth Management Products Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Establishment of Management System for Guarantees Management For Voted - For 11 Amendments to Articles Management For Voted - Against GENSCRIPT BIOTECH CORPORATION Security ID: G3825B105 Ticker: 1548 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Elect WANG Ye Management For Voted - Against 6 Elect WANG Luquan Management For Voted - For 7 Elect PAN Yuexin Management For Voted - For 8 Elect GUO Hongxin Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Elect ZHANG Fangliang Management For Voted - For GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS COMPANY LIMITED Security ID: Y2932P114 Ticker: 0874 Meeting Date: 30-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Extension of the option equity interest exercise period and connected transaction Management For Voted - For 3 Changes in use of proceeds from the fund raising Management For Voted - For 4 Postponement in fulfilling performance guarantee by the controlling shareholder and signing of supplemental agreement Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Annual Report Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Financial Report Management For Voted - For 7 Accounts and Reports Management For Voted - For 1181 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Allocation of Profits/Dividends Management For Voted - For 9 Financial/Operational Targets and 2022 Budget Management For Voted - For 10 Fee for Li Chuyuan Management For Voted - For 11 Fee for Yang Jun Management For Voted - For 12 Fee for Cheng Ning Management For Voted - For 13 Fee for Liu Juyan Management For Voted - For 14 Fee for Zhang Chunbo Management For Voted - For 15 Fee for Wu Changhai Management For Voted - For 16 Fee for Li Hong Management For Voted - For 17 Fee for Wong Hin Wing Management For Voted - For 18 Fee for Wang Weihong Management For Voted - For 19 Fee for Chen Yajin Management For Voted - For 20 Fee for Huang Min Management For Voted - For 21 Fee for Cai Ruiyu Management For Voted - For 22 Fee for Cheng Jinyuan Management For Voted - For 23 Fee for Jia Huidongn Management For Voted - For 24 Authority to Give Guarantees Management For Voted - Abstain 25 Approval of Banking Credit Lines Management For Voted - For 26 Director and Senior Management Liability Insurance Management For Voted - Abstain 27 Amendments to the Rules of Procedure of the shareholders Meetings Management For Voted - Abstain 28 Amendments to the Rules of Procedures of the Board of Directors Management For Voted - Abstain 29 Amendments to the Rules of Procedures of the Supervisory Committee Management For Voted - Abstain 30 Amendments to the System of Independent Directors Management For Voted - Abstain 31 Appointment of Auditor Management For Voted - For 32 Appointment of Internal Control Auditor Management For Voted - For 33 Amendments to Management Measures in Relation to proceeds Raised Management For Voted - Abstain GUANGZHOU KINGMED DIAGNOSTICS GROUP CO LTD Security ID: Y2935F105 Ticker: 603882 Meeting Date: 06-Sep-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Elect LIANG Yaoming Management For Voted - For 3 Elect YAN Ting Management For Voted - For 4 Elect ZENG Zhanwen Management For Voted - For 5 Elect HAO Bixi Management For Voted - For 6 Elect WANG Linglai Management For Voted - For 7 Elect XIE Qiang Management For Voted - For 8 Elect XU Jingming Management For Voted - For 9 Elect YU Yumiao Management For Voted - For 10 Elect LING Jianhua Management For Voted - For 11 Elect ZHOU Liqin Management For Voted - For 12 Elect CHEN Yongjian Management For Voted - Against 1182 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 13-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of 2022 Audit Firm And Internal Control Audit Firm Management For Voted - For 7 Confirmation of 2021 Remuneration for Directors and Senior Management, and 2022 Remuneration Plan Management For Voted - For 8 Confirmation Of 2021 Remuneration For Supervisors, And 2022 Remuneration Plan Management For Voted - For 9 Change of the Registered Capital and Amendments to the Articles of Association of the Company Management For Voted - For 10 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 11 Amendments To The Work System Of Independent Directors Management For Voted - For 12 Amendments To The Investor Relations Management System Management For Voted - For GUANGZHOU WONDFO BIOTECH CO LTD. Security ID: Y2933U104 Ticker: 300482 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Elect PENG Zhongxiong Management For Voted - For 2 Election Of Members Of Special Committees Of The Board Management For Voted - Against HANGZHOU TIGERMED CONSULTING CO LTD Security ID: Y3043G100 Ticker: 300347 Meeting Date: 09-Aug-21 Meeting Type: Special 1 Approval of the Establishment of a Biomedical Industry Fund Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 4 Amendments to Procedural Rules for Board Meetings Management For Voted - For Meeting Date: 27-Sep-21 Meeting Type: Other 1 Repurchase and Cancellation of Some 2019 Restricted Shares Management For Voted - For 2 Change of Registered Capital Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 1183 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 27-Sep-21 Meeting Type: Special 1 Repurchase and Cancellation of Some 2019 Restricted Shares Management For Voted - For 2 Change of Registered Capital Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Oct-21 Meeting Type: Special 1 Elect WU Hao as Director Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of 2021 Annual Report and its Summary Management For Voted - For 3 Approval of 2021 Directors' Report Management For Voted - For 4 Approval of 2021 Supervisors' Report Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Accounts and Reports Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Approval of Line of Credit Management For Voted - For 9 Proposal on the Use of Own Idle Funds to Purchase Short-term Bank Capital Protected Financial Products Management For Voted - For 10 Proposal to Change the Use of Funds Raised From H Shares Management For Voted - For 11 Proposal for the Repurchase and Cancellation of Certain Restricted Shares for 2019 Management For Voted - For 12 the Proposal to Change the Registered Capital of the Company Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Proposal to Grant a General Mandate to the Board of Directors to Issue H Shares Management For Voted - For 15 Proposal to Grant a General Mandate to the Board of Directors to Repurchase H Shares of the Company Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Other 1 Proposal for the Repurchase and Cancellation of Certain Restricted Shares for 2019 Management For Voted - For 2 the Proposal to Change the Registered Capital of the Company Management For Voted - For 3 Proposal to Grant a General Mandate to the Board of Directors to Issue H Shares Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 1184 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted HANGZHOU TIGERMED CONSULTING CO LTD Security ID: Y3043G118 Ticker: 300347 Meeting Date: 09-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of the Establishment of a Biomedical Industry Fund Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 5 Amendments to Procedural Rules for Board Meetings Management For Voted - For Meeting Date: 27-Sep-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Repurchase and Cancellation of Some 2019 Restricted Shares Management For Voted - For 3 Change of Registered Capital Management For Voted - For Meeting Date: 27-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Repurchase and Cancellation of Some 2019 Restricted Shares Management For Voted - For 3 Change of Registered Capital Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 15-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WU Hao as Director Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Directors' Report Management For Voted - For 5 Approval of 2021 Supervisors' Report Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Approval of 2021 Accounts and Reports Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Approval of Line of Credit Management For Voted - For 10 Proposal on the Use of Own Idle Funds to Purchase Short-term Bank Capital Protected Financial Products Management For Voted - For 11 Proposal to Change the Use of Funds Raised From H Shares Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 1185 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Proposal for the Repurchase and Cancellation of Certain Restricted Shares for 2019 Management For Voted - For 18 the Proposal to Change the Registered Capital of the Company Management For Voted - For 19 Amendments to Articles Management For Voted - For 20 Proposal to Grant a General Mandate to the Board of Directors to Issue H Shares Management For Voted - For 21 Proposal to Grant a General Mandate to the Board of Directors to Repurchase H Shares of the Company Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Proposal for the Repurchase and Cancellation of Certain Restricted Shares for 2019 Management For Voted - For 3 the Proposal to Change the Registered Capital of the Company Management For Voted - For 4 Proposal to Grant a General Mandate to the Board of Directors to Issue H Shares Management For Voted - For HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED Security ID: G54958106 Ticker: 3692 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect SUN Yuan Management For Voted - For 6 Elect Charles CHAN Sheung Wai Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting HUADONG MEDICINE CO., LTD. Security ID: Y3740R102 Ticker: 000963 Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report Management For Voted - For 1186 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 2022 Estimated Continuing Connected Transactions of the Company and Its Controlled Subsidiaries:2022 Estimated Continuing Connected Transactions of the Company and Its Controlled Subsidiaries with a Company Management For Voted - For 9 2022 Estimated Continuing Connected Transactions of the Company and Its Controlled Subsidiaries:2022 Estimated Other Continuing Connected Transactions of the Company and Its Controlled Subsidiaries Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules Management For Voted - For 12 Directors' Fees Management For Voted - For 13 Supervisory Board/ Corp Assembly Fees Management For Voted - For 14 Amendments to Articles Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect LV Liang Management For Voted - For 17 Elect KANG Wei Management For Voted - For 18 Elect NIU Zhanqi Management For Voted - For 19 Elect ZHU Feipeng Management For Voted - For 20 Elect YE Bo Management For Voted - For 21 Elect ZHU Liang Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect GAO Xiangdong Management For Voted - For 24 Elect YANG Lan Management For Voted - For 25 Elect WANG Ruwei Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Elect BAI Xinhua Management For Voted - Against 28 Elect ZHOU Yanwu Management For Voted - For 29 Elect QIN Yun Management For Voted - Against 30 Elect DONG Jiqin Management For Voted - For HUALAN BIOLOGICAL ENGINEERING, INC. Security ID: Y3737H125 Ticker: 002007 Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Approval of 2021 Directors' Reports Management For Voted - For 2 Approval of 2021 Supervisors' Reports Management For Voted - For 3 Approval of 2021 Annual Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits in 2021 Management For Voted - For 6 Approval of the Use of Idle Funds for Investment and Wealth Management Management For Voted - For 7 Appointment of Auditor Management For Voted - Against 8 Amendments to Articles Management For Voted - For 9 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 1187 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Amendments to Procedural Rules: the Board of Directors Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect AN Kang Management For Voted - Against 13 Elect FAN Bei Management For Voted - For 14 Elect ZHANG Baoxian Management For Voted - For 15 Elect AN Wenqi Management For Voted - For 16 Elect AN Wenyu Management For Voted - For 17 Elect PAN Ruowen Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect SU Zhiguo Management For Voted - For 20 Elect WANG Yunlong Management For Voted - For 21 Elect LIU Wanli Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect MA Chaoyuan Management For Voted - For 24 Elect CAI Linlin Management For Voted - Against HUMANWELL HEALTHCARE (GROUP) CO., LTD. Security ID: Y9716L102 Ticker: 600079 Meeting Date: 06-Aug-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization To the Board To Handle Matters Regarding the Equity Incentive Plan Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For 7 Amendments to the Company's Some Articles of Association Management For Voted - For 8 Amendments to the Shareholder Return Plan for the Next Three Years from 2021 to 2023 Management For Voted - For 9 2021 Profit Distribution Plan Management For Voted - For 10 Elect ZHANG Suhua Management For Voted - For 11 Confirmation Of 2022 Remuneration For Directors And Senior Management Management For Voted - For 12 Confirmation Of 2022 Allowance For Supervisors Management For Voted - For 13 2022 Estimated Guarantee For Subsidiaries Management For Voted - Against 14 2022 Estimated Connected Guarantee For Subsidiaries Management For Voted - For 1188 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted HUTCHMED (CHINA) LIMITED Security ID: 44842L103 Ticker: 0013 Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect Simon To Management For Voted - Against 3 Elect Weiguo Su Management For Voted - For 4 Elect Johnny Cheng Management For Voted - For 5 Elect Dan Eldar Management For Voted - For 6 Elect Edith SHIH Management For Voted - For 7 Elect Paul R. Carter Management For Voted - For 8 Elect Karen J. Ferrante Management For Voted - For 9 Elect Graeme A. Jack Management For Voted - Against 10 Elect Tony Mok Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Amendment to Long-Term Incentive Plan Management For Voted - For HYGEIA HEALTHCARE HOLDINGS CO. LIMITED Security ID: G4712E103 Ticker: 6078 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect REN Ai Management For Voted - Against 5 Elect LIU Yanqun Management For Voted - Against 6 Elect YE Changqing Management For Voted - Against 7 Elect ZHAO Chun Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting IMEIK TECHNOLOGY DEVELOPMENT CO LTD Security ID: Y385KL109 Ticker: 300896 Meeting Date: 29-Dec-21 Meeting Type: Special 1 2022 Cash Management With Idle Proprietary Funds Management For Voted - For 1189 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and its Summary Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 Allocation of FY2021 Profits/Dividends Management For Voted - For 6 Proposal for FY2022 Directors' Fees Management For Voted - For 7 Proposal for FY2022 Supervisors' Fees Management For Voted - For 8 Re-Appointment of Auditor Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Special 1 Management Proposal Management For Voted - For INNOVENT BIOLOGICS, INC. Security ID: G4818G101 Ticker: 1801 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Michael YU De-Chao Management For Voted - Against 5 Elect Joyce I-Yin Hsu Management For Voted - Against 6 Elect Gary Zieziula Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Grant of Restricted Shares to Michael YU De-Chao Management For Voted - Against 13 Board Authorization Management For Voted - Against 14 Grant of Restricted Shares to Ronald EDE Hao Xi Management For Voted - Against 15 Board Authorization Management For Voted - Against 16 Grant of Restricted Shares to Charles Leland Cooney Management For Voted - Against 17 Board Authorization Management For Voted - Against 18 Grant of Restricted Shares to Joyce HSU I-Yin Management For Voted - Against 19 Board Authorization Management For Voted - Against 20 Grant of Restricted Shares to CHEN Kaixian Management For Voted - Against 21 Board Authorization Management For Voted - Against INTCO MEDICAL TECHNOLOGY CO. LTD. Security ID: Y768DZ103 Ticker: 300677 Meeting Date: 14-Jul-21 Meeting Type: Special 1 Signing an Asset Management Plan Contract and Setting Up a Single Asset Management Plan Management For Voted - For 1190 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 15-Sep-21 Meeting Type: Special 1 Interim Profit Distribution Management For Voted - For Meeting Date: 12-Nov-21 Meeting Type: Special 1 Change of Registered Capital and Amendments to Articles Management For Voted - For 2 Authority to Give Guarantees for a Grandson Subsidiary Management For Voted - For Meeting Date: 14-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIU Fangyi Management For Voted - For 3 Elect SUN Jing Management For Voted - For 4 Elect CHEN Qiong Management For Voted - For 5 Elect YU Haisheng Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Elect WANG Yang Management For Voted - For 8 Elect WU Xiaohui Management For Voted - For 9 Elect XIANG Jing Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect TANG Ye Management For Voted - Against 12 Elect XU Juan Management For Voted - For 13 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Remuneration and Performance Appraisal for Directors, Supervisors and Senior Management in 2021 and 2022 Remuneration Plan Management For Voted - For 7 Application for Credit Line to Banks by the Company and Its Subsidiaries and Guarantee Matters Management For Voted - For 8 Launching Foreign Exchange Derivatives Transactions Business by the Company and Its Subsidiaries Management For Voted - For 9 Purchase of Wealth Management Products with Idle Proprietary Funds by the Company and Its Subsidiaries Management For Voted - For 10 Reappointment Of 2022 Audit Firm Management For Voted - For 11 Confirmation of 2022 Connected Transactions and 2021 Estimated Continuing Connected Transactions Management For Voted - For 1191 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Jun-22 Meeting Type: Special 1 Adoption of 2022 Restricted Shares Plan and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2022 Restricted Shares Plan Management For Voted - For 3 Authorization To The Board To Handle Matters Regarding The Equity Incentive Management For Voted - For JAFRON BIOMEDICAL CO LTD. Security ID: Y417B8109 Ticker: 300529 Meeting Date: 21-Jul-21 Meeting Type: Special 1 Cash Management With Some Idle Raised Funds and Increase of the Quota of Proprietary Funds for Cash Management Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 14-Sep-21 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For 2 Board Authorization to Handle Matters of Repurchase Shares Management For Voted - For 3 Repurchase and Cancellation of Some Restricted Shares Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 2022 Stock Option Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For the Implementation of 2022 Stock Option Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2022 Stock Option Incentive Plan Management For Voted - For 4 Amendments to Articles of Association Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Non-Independent Directors' and Senior Executives' Fees Management For Voted - For 7 Approval of 2021 Independent Directors' Fees Management For Voted - For 8 Approval of 2021 Non-Employee-Representative Supervisors' Fees Management For Voted - For 9 Approval of 2021 Employee-Representative Supervisors' Fees Management For Voted - For 1192 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Appointment of Auditor for 2022 Management For Voted - For JIANGSU HENGRUI MEDICINE CO., LTD. Security ID: Y4446S105 Ticker: 600276 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Elect JIANG Sumei Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Termination of 2020 Restricted Stock Incentive Plan and Cancellation of Stocks Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.60000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Reappointment of 2022 Financial and Internal Control Audit Firm and Determination of the Audit Fees Management For Voted - For 7 Amendments To The Company S Articles Of Association Management For Voted - For 8 Rules Of Procedure Governing The Board Meetings (Revised In 2022) Management For Voted - For JIANGSU YUYUE MEDICAL EQUIPMENT AND SUPPLY CO., LTD. Security ID: Y4449E103 Ticker: 002223 Meeting Date: 05-Jul-21 Meeting Type: Special 1 2021 First Phase Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - For 2 Management Measures For The 2021 First Phase Employee Stock Ownership Plan Management For Voted - For 3 Authorization To the Board To Handle Matters Regarding the 2021 First Phase Employee Stock Ownership Plan Management For Voted - For Meeting Date: 30-Aug-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 1193 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Appointment Of Audit Firm Management For Voted - For 7 Purchase Of Wealth Management Products From Banks With Idle Proprietary Funds Management For Voted - For 8 Amendments To The Company S Articles Of Association Management For Voted - For 9 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 10 Amendments To The System For Independent Directors Management For Voted - For 11 Amendments To The Connected Transactions Decision-Making System Management For Voted - For 12 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 13 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For JILIN AODONG MEDICINE INDUSTRY GROUP CO., LTD Security ID: Y4451E108 Ticker: 000623 Meeting Date: 02-Aug-21 Meeting Type: Special 1 Amendments to the Commitments Provided by the Company's Controlling Shareholder Management For Voted - For JINXIN FERTILITY GROUP LIMITED Security ID: G5140J101 Ticker: 1951 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect John G. Wilcox Management For Voted - For 5 Elect DONG Yang Management For Voted - Against 6 Elect LYU Rong Management For Voted - For 7 Elect FANG Min Management For Voted - Against 8 Elect LI Jianwei Management For Voted - For 9 Elect YE Changqing Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 1194 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Authority to Repurchase Shares Management For Voted - For 15 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 28-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Subscription Agreement Management For Voted - For JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Security ID: Y7742H103 Ticker: 600380 Meeting Date: 27-Aug-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Adjustment to Directors' Fees Management For Voted - For 3 Amendments to Work System for Independent Directors Management For Voted - Against 4 Adjustment to Fees for Supervisors Management For Voted - For 5 Elect ZHU Baoguo Management For Voted - For 6 Elect LIU Guangxia Management For Voted - For 7 Elect YU Xiong Management For Voted - For 8 Elect QIU Qingfeng Management For Voted - For 9 Elect LIN Nanqi Management For Voted - For 10 Elect HUO Jing Management For Voted - For 11 Elect PENG Juan Management For Voted - For 12 Elect CUI Liguo Management For Voted - For 13 Elect TAN Yezhi Management For Voted - For 14 Elect PENG Jinhua Management For Voted - Against 15 Elect XIE Youguo Management For Voted - For Meeting Date: 12-Nov-21 Meeting Type: Special 1 Provision of Guarantee and Counter Guarantee Management For Voted - For 2 Change of Business Scope Management For Voted - For 3 Change the company's registered capital Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 23-Dec-21 Meeting Type: Special 1 Objective Management For Voted - For 2 Types of Shares Management For Voted - For 3 Method Management For Voted - For 4 Time Limit Management For Voted - For 5 Purpose, Number and Percentage of Total Capital of Shares to be Repurchased, Amount of Funds for the Repurchase Management For Voted - For 6 Price Range of Shares to be Repurchased And Pricing Principles Management For Voted - For 7 Source of Funds Management For Voted - For 8 Authorization For Handling Matters Regarding The Share Repurchase Management For Voted - For 1195 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 11-Feb-22 Meeting Type: Special 1 Amendments to Use of Proceeds Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules for Board Meetings Management For Voted - For 4 Amendments to Procedural Rules for Supervisory Committee Meetings Management For Voted - For 5 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 6 Amendments to Work System for Independent Directors Management For Voted - For 7 Amendments to Management Measures for Connected Transactions Management For Voted - For 8 Amendments to Management Measures for Raised Funds Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Supervisors' Report Management For Voted - For 2 Elect XING Zhiwei as Supervisor Management For Voted - Against 3 2021 Directors' Report Management For Voted - For 4 2021 Account and Report Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 Internal Control Audit Report Management For Voted - For 8 Special Audit Report on the Summary Table of Non-operating Fund Occupation and Other Related Capital Transactions Management For Voted - For 9 Remuneration Plan for Independent Directors Management For Voted - For 10 Authority to Give Guarantees for Subsidiaries Management For Voted - Against 11 Provision of Guarantee for Loan of Jiaozuo Jinguan Jiahua Electric Power Co., Ltd. Management For Voted - For 12 Reappointment of 2022 Auditor Management For Voted - For 13 Phrase Two Partner Stock Ownership Plan and Its Summary Management For Voted - For 14 Board Authorization of Phrase Two Partner Stock Ownership Plan Management For Voted - For JOINN LABORATORIES (CHINA) CO. LTD. Security ID: Y444TU105 Ticker: 603127 Meeting Date: 19-Jan-22 Meeting Type: Other 1 Adoption of 2021 Restricted A-Share Incentive Scheme Including the Issuance of Restricted A-Shares Under Specific Mandate Management For Voted - For 2 Adoption of the Assessment Administrative Measures on the Implementation of the 2021 Restricted A-Share Incentive Scheme Management For Voted - For 3 Authorize the Board of Directors to Deal With Matters in Relation to the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Grant the General Mandate to the Board to Repurchase A-Shares and H-Shares of the Company Management For Voted - For 1196 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 19-Jan-22 Meeting Type: Special 1 Adoption of the 2021 A Share Employee Stock Ownership Plan Management For Voted - Against 2 Proposed Adoption of the Administrative Measures on the 2021 A-Share Employee Stock Ownership Plan Management For Voted - Against 3 Authorization to the Board to Deal with Matters in Relation to the 2021 A-Share Employee Stock Ownership Plan Management For Voted - Against 4 Connected Transaction in Relation to the Purchase of Series B Preferred Shares in Joinn Biologics Management For Voted - For 5 Proposed Capital Increase In Relevant Wholly-Owned Domestic Subsidiaries by the Company Management For Voted - For 6 Proposed Capital Increase in the Wholly-Owned Subsidiary, Joinn Laboratories, CA Inc, by the Company Management For Voted - For 7 Proposed Establishment of a Wholly-Owned Subsidiary Biomere-Joinn (CA), Inc. By the Company Management For Voted - For 8 Proposed Investment in Jiangsu Sinotau Molecular Imaging Technology Co., Ltd, By the Company Management For Voted - For 9 Proposed Establishment of a Subsidiary, Wuxi Joinn Molecular Imaging Technology Co., Ltd, By the Company Management For Voted - For 10 Adoption of 2021 Restricted A-Share Incentive Scheme Including the Issuance of Restricted A-Shares Under Specific Mandate Management For Voted - For 11 Adoption of the Assessment Administrative Measures on the Implementation of the 2021 Restricted A-Share Incentive Scheme Management For Voted - For 12 Authorize the Board of Directors to Deal With Matters in Relation to the 2021 Restricted Share Incentive Scheme Management For Voted - For 13 Grant the General Mandate to the Board to Repurchase A-Shares and H-Shares of the Company Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval of Directors' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Proposal on the Change of Registered Capital of the Company Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Proposal on the Use of Idle Own Funds to Purchase Financial Products in the Year 2022 Management For Voted - For 12 Amendments to Procedural Rules: Management System for Fund Raising Management For Voted - For 13 Board Authorization to H Share Incentive Plan Management For Voted - For 1197 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Proposal to Change the Use of Funds Raised From H Shares Management For Voted - For 15 Board Authorization to General Mandate for A and/or H Shares Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Jun-22 Meeting Type: Other 1 Allocation of 2021 Profits Management For Voted - For 2 Proposal on the Change of Registered Capital of the Company Management For Voted - For 3 Board Authorization to H Share Incentive Plan Management For Voted - For 4 Board Authorization to General Mandate for A and/or H Shares Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Security ID: Y444BD102 Ticker: 600998 Meeting Date: 23-Aug-21 Meeting Type: Special 1 Adoption of the Amended Employee Stock Ownership Plan (Draft) and its Summary Management For Voted - Against 2 Amendment to the Management Measures of Employee Stock Ownership Plan (Amended) Management For Voted - Against 3 Approval of Additional Line of Credit in 2021 Management For Voted - For 4 Provision of Guarantees Regarding 2021 Line of Credit Management For Voted - Abstain 5 Change of Registered Capital and Amendments to Articles Management For Voted - For Meeting Date: 07-Jan-22 Meeting Type: Special 1 Approval of 2022 Line of Credit Management For Voted - For 2 Authority to Give Guarantees in 2022 Management For Voted - Against 3 Authority to Issue Direct Financing Instruments Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 7 Annual Report Management For Voted - For 8 Related Party Transactions Management For Voted - For 1198 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Remuneration Plan for Directors and Senior Management and 2022 Remuneration Plan Management For Voted - For 10 Remuneration for Supervisors and 2022 Remuneration Plan Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Estimated Financial Aid Provided by the Company Management For Voted - For 13 Entrusted Wealth Management with Temporarily Idle Funds Management For Voted - For 14 Amendments to Articles Management For Voted - For 15 Amendments to Procedural Rules Management For Voted - For 16 Elect HE Wei Management For Voted - For 17 Elect LIN Xinyang Management For Voted - For LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Security ID: Y52384107 Ticker: 300003 Meeting Date: 15-Nov-21 Meeting Type: Special 1 Set up a group company Management For Voted - For 2 Change the registered capital and amend the articles of association Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Approval of Directors' Fees Management For Voted - For 7 Approval of Supervisors' Fees Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Authority to Issue to Apply for Registration and Issuance of Medium-term Notes Management For Voted - For 10 Amendments to Articles Management For Voted - Abstain 11 Amendments to Procedural Rules: the Use of Funds Raised Management For Voted - For 12 Authority to Issue Issuance of GDRs and Listing on the Swiss Exchange and Conversion to a Foreign Raised Share Company Management For Voted - For 13 Authority to Issue Types and Denominations of Securities Issued Management For Voted - For 14 Release Date Management For Voted - For 15 Distribution Method Management For Voted - For 16 Issue Size Management For Voted - For 17 Size of GDRs During their life Management For Voted - For 18 Conversion Rate of GDR to Underlying Securities a Shares Stock Management For Voted - For 19 Pricing Method Management For Voted - For 20 Release Recipients Management For Voted - For 1199 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Conversion Restriction Period for GDRs and a Shares of Underlying Securities Management For Voted - For 22 Underwriting Method Management For Voted - For 23 Authority to Issue Validity of the Resolution to Issue GDRs and List Them on the Swiss Exchange Management For Voted - For 24 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 25 Proposal on plan for the Use of Funds Raised By the Company's GDR Issue Management For Voted - For 26 Proposal for the Distribution of Rollover Profits Prior to the Issuance of GDRs and Listing on the Swiss Exchange Management For Voted - For 27 Board Authorization to the GDR Issue and Listing on the Swiss Exchange on a Discretionary Basis Management For Voted - For 28 Proposal for the Establishment of Articles of Association (Draft) and its Annexes (Applicable after Listing on RSE) Management For Voted - For LIVZON PHARMACEUTICAL GROUP INC. Security ID: Y9890T111 Ticker: 1513 Meeting Date: 29-Jul-21 Meeting Type: Special 1 Elect LUO Huiyuan Management For Voted - For 2 Elect CUI Lijie Management For Voted - For 3 Authority to Give Guarantees to Controlling Subsidiary Livzon MAB Management For Voted - Against Meeting Date: 10-Dec-21 Meeting Type: Special 1 2022-2024 Continuing Guarantee Support Framework Agreement Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Approval of Loan Facilities and Authority to Give Guarantees Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Authority to Repurchase Shares Management For Voted - For 10 Second Phase Ownership Scheme under the Medium to Long-term Business Partner Share Ownership Scheme Management For Voted - Against 11 Administrative Measures to Medium to Long-term Business Partner Share Ownership Scheme Management For Voted - Against 1200 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Authorise Board to Handle Matters in Relation to Medium to Long-term Business Partner Share Ownership Scheme Management For Voted - Against Meeting Date: 20-May-22 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For MACCURA BIOTECHNOLOGY CO. LTD. Security ID: Y7T31T106 Ticker: 300463 Meeting Date: 17-Aug-21 Meeting Type: Special 1 Extension of the Valid Period of the Resolution on the issuing shares to specific targets Management For Voted - For 2 Extend the validity period of the authorized board of directors to handle all matters related to the issuance of stocks to specific targets Management For Voted - For Meeting Date: 13-Oct-21 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 11-Nov-21 Meeting Type: Special 1 Provision of Guarantee for the Application for Bank Credit Line by Distributors of Wholly-owned Subsidiaries Management For Voted - For 2 Elect DENG Hong Management For Voted - Against MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Security ID: Y5S4DH102 Ticker: 002044 Meeting Date: 07-Sep-21 Meeting Type: Special 1 Adoption of 2021 Employee Stock Ownership Plan (Draft) and its Summary Management For Voted - Against 2 Establishment of the Management Measures of 2021 Employee Stock Ownership Plan Management For Voted - Against 3 Board Authorization to Handle Matters of 2021 Employee Stock Ownership Plan Management For Voted - Against 4 Amendments to Articles Management For Voted - For Meeting Date: 27-Sep-21 Meeting Type: Special 1 The Company's Eligibility for Non-public Share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 1201 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 Purpose and Scale of the Raised Funds Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Before the Non-public Share Offering Management For Voted - Against 11 Valid Period of the Resolution Management For Voted - Against 12 Preplan for Non-public Share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the Non-public Share Offering Management For Voted - Against 14 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against 15 Statement on the Use of Previously Raised Funds Management For Voted - For 16 Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of De Facto Controller, Directors and Senior Management Management For Voted - Against 17 Formulation of the Shareholder Return Plan for the Next Three Years from 2021 to 2023 Management For Voted - For 18 Conditional Agreement on Subscription for the Non-publicly Offered Shares to Be Signed with Issuing Targets Management For Voted - Against 19 Connected Transactions Involved in the Non-public Share Offering Management For Voted - Against 20 Elect TAN Xu Management For Voted - Against Meeting Date: 15-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect YU Rong Management For Voted - For 3 Elect GUO Meiling Management For Voted - For 4 Elect XU Tao Management For Voted - For 5 Elect WANG Xiaojun Management For Voted - For 1202 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect ZENG Songbai Management For Voted - For 7 Elect XU Hong Management For Voted - For 8 Elect XU Panhua Management For Voted - For 9 Elect WANG Hui Management For Voted - For 10 Elect SHI Donghui Management For Voted - For 11 Elect ZHENG Xingjun Management For Voted - For 12 Elect WANG Haitong Management For Voted - For 13 Connected Transactions Regarding Subsidiaries External Investment, and Waiver of the Preemptive Right to Purchase and Subscribe Equities in Joint Stock Companies Management For Voted - For Meeting Date: 22-Nov-21 Meeting Type: Special 1 Extension of the Valid Period for the Commitment of Avoidance of Horizontal Competition by the De Facto Controller and Related Parties Management For Voted - For Meeting Date: 16-Dec-21 Meeting Type: Special 1 Authority to Give Guarantees for Wholly-Owned Subsidiaries Management For Voted - For Meeting Date: 20-Jan-22 Meeting Type: Special 1 Elect YANG Ce Management For Voted - For 2 Elect ZHU Chao Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Mar-22 Meeting Type: Special 1 Application for Comprehensive Credit Line to Banks by the Company and Its Subsidiaries and Provision of Guarantee and Counter Guarantee by the Company Management For Voted - Against 2 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 3 Elect WU Tong Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Approval of 2021 Accounts and Reports Management For Voted - For 6 Approval of 2022 Financial Budget Management For Voted - For 7 Allocation of 2021 Profits Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Proposal on Estimated Daily Related Transactions for FY2022 Management For Voted - For 10 Approval of Directors' Fees Management For Voted - For 11 Approval of Supervisors' Fees Management For Voted - For 12 Authority to Give Guarantees Management For Voted - For 1203 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect XIA Qingren Management For Voted - For 15 Elect TAN Xu Management For Voted - Against Meeting Date: 17-Jun-22 Meeting Type: Special 1 Company's Eligibility for Non-public Share Offering Management For Voted - Against 2 Adjustment of the Plan for Non-public Share Offering: Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 3 Adjustment of the Plan for Non-public Share Offering: Purpose and Scale of the Raised Funds Management For Voted - Against 4 Amendments To The Preplan For Non-Public Share Offering Management For Voted - Against 5 Amendments to the Feasibility Analysis Report on the Use of Funds to Be Raised from the Non-public Share Offering Management For Voted - Against 6 Amendments to the Diluted Immediate Return After the Non-public Share Offering and Filling Measures Management For Voted - Against 7 Supplementary Agreement to the Conditional Agreement on Subscription for the Non-publicly Offered Shares to Be Signed with Issuing Targets Management For Voted - Against 8 Connected Transactions Involved In The Non-Public Share Offering Management For Voted - Against 9 Provision Of Guarantee Quota For Subsidiaries Management For Voted - For MICROPORT SCIENTIFIC CORP Security ID: G60837104 Ticker: 0853 Meeting Date: 18-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendment to the CardioFlow Share Option Scheme Management For Voted - Against 4 Adoption of the Shanghai Microport MedBot (Group) Co., Ltd Share Option Scheme Management For Voted - Against Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Norihiro Ashida Management For Voted - Against 5 Elect CHOU Jonathan H. Management For Voted - Against 6 Elect LIU Guoen Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against 1204 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO LTD Security ID: Y619BD109 Ticker: 603707 Meeting Date: 25-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Application For Comprehensive Credit Line And Guarantee Matters Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 Change Of The Company S Registered Capital And Business Scope, And Amendments To The Company S Articles Of Association Management For Voted - For 9 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 10 Amendments To The Work System For Independent Directors Management For Voted - For 11 Amendments To The Connected Transactions Decision-Making System Management For Voted - For 12 Amendments To The External Guarantee Management System Management For Voted - For 13 Amendments To The Major Investment Decision-Making Management System Management For Voted - For 14 Amendments To The Raised Funds Management System Management For Voted - For OVCTEK CHINA INC. Security ID: Y0483P103 Ticker: 300595 Meeting Date: 31-Dec-21 Meeting Type: Special 1 Restricted Stock Incentive Plan Management For Voted - For 2 Constitution of Procedural Rules for Restricted Stock Incentive Plan Management For Voted - For 3 Ratification of Board Acts Management For Voted - For 4 Amendment to Clauses of 2019 Restricted Stock Incentive Plan Management For Voted - For 5 Amendment to Appraisal Management Measures for 2019 Restricted Stock Incentive Plan Management For Voted - For 6 Amendment to Appraisal Management Measures for 2020 Restricted Stock Incentive Plan Management For Voted - For 7 Amendment to Clauses of Restricted Stock Incentive Plan Management For Voted - For 8 Amendments to Articles Management For Voted - Against Meeting Date: 20-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 1205 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Appointment of 2022 Auditor Management For Voted - For 7 Remuneration for TAO Yuequn Management For Voted - For 8 Remuneration for DING Bin Management For Voted - For 9 Remuneration for TANG Minsong Management For Voted - For 10 Remuneration for XU Lixin Management For Voted - For 11 Remuneration for SHI Xianmei Management For Voted - For 12 Remuneration for WEI Lizhi Management For Voted - For 13 Remuneration for CHENG Yihua Management For Voted - For 14 Remuneration for FU Zhiying Management For Voted - For 15 Remuneration for SUN Yongjian Management For Voted - For 16 Remuneration for WANG Chun Management For Voted - For 17 Remuneration for CHEN Ying Management For Voted - For 18 Amendments to Articles Management For Voted - For 19 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 20 Amendments to Procedural Rules: Director Meetings Management For Voted - For 21 Amendments to Procedural Rules: Supervisor Meetings Management For Voted - For 22 Amendments to Management System for Connected Transaction Management For Voted - For 23 Amendments to Management System for Raised Funds Management For Voted - For 24 Amendments to Work System for Independent Directors Management For Voted - For 25 Amendments to Management System for External Guarantees Management For Voted - For 26 Establishment of Work System for Directors, Supervisors, and Senior Management Shareholdings and Its Changes Management For Voted - For 27 Establishment on Management System for Commitments Management For Voted - For 28 Establishment on Management System for External Investment Management For Voted - For 29 Amendments to Management System for Information Disclosure Management For Voted - For 30 Expansion of Business Scope Management For Voted - For 31 Change in Registered Capital Management For Voted - For 32 Approve Adjustment in Repurchase Price and Number of Shares First Granted Under the 2019 Restricted Shares Plan Management For Voted - For 33 Repurchase and Cancellation of 2019 Restricted Stocks Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Special 1 Extension of the Validity Period of the Resolution and Authorization for Private Placement Management For Voted - For 2 Change of Registered Capital Management For Voted - For 3 Amendments to Articles Management For Voted - For 1206 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted PHARMABLOCK SCIENCES (NANJING), INC. Security ID: Y989F3104 Ticker: 300725 Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 3 Reappointment Of 2022 Audit Firm Management For Voted - For 4 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 5 2021 Work Report Of The Board Of Directors Management For Voted - For 6 Confirmation of 2021 Remuneration for Directors, Supervisors and Senior Management and 2022 Remuneration Plan Management For Voted - For 7 Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants and Adjustment of the Repurchase Price Management For Voted - For 8 2021 Profit Distribution Plan Management For Voted - For 9 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 10 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 11 Amendments to the Work System for Independent Directors Management For Voted - For 12 Amendments To The Raised Funds Management System Management For Voted - For 13 Amendments To The External Guarantee Management System Management For Voted - For 14 Amendments To The Connected Transactions Management System Management For Voted - For 15 Amendments to the System for Prevention of Fund Occupation by Controlling Shareholders and Other Related Parties Management For Voted - For 16 Change of the Registered Capital and the Articles of Association of the Company and Authorization to Handle the Industrial and Commercial Registration Amendment Management For Voted - For 17 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 18 2021 Work Report Of The Supervisory Committee Management For Voted - For PHARMARON BEIJING CO LTD Security ID: Y989K6101 Ticker: 3759 Meeting Date: 12-Jul-21 Meeting Type: Other 1 2021 Restricted A Share Incentive Scheme (Draft) Management For Voted - For 2 Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme Management For Voted - For 3 Board Authorization to Implement Scheme Management For Voted - For 4 Repurchase and Cancellation of Restricted Shares Management For Voted - For 1207 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Reduction in Registered Capital Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted A Share Incentive Scheme (Draft) Management For Voted - For 3 Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Implement Scheme Management For Voted - For 5 Repurchase and Cancellation of Restricted Shares Management For Voted - For 6 Reduction in Registered Capital Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Board Authorization to handle matters pertaining to the amendments to the Articles of Association Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Jan-22 Meeting Type: Other 1 Repurchase and Cancellation of part of the Restricted A Shares granted under the A Share Incentive Scheme Management For Voted - For 2 Reduction in Registered Capital Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Jan-22 Meeting Type: Special 1 Repurchase and Cancellation of part of the Restricted A Shares granted under the A Share Incentive Scheme Management For Voted - For 2 Reduction in Registered Capital Management For Voted - For 3 Amendments to Articles of Association Management For Voted - For 4 Board Authorization to Implement Proposals 1.00-3.00 Management For Voted - For 5 Amendments to Procedural Rules for General Meetings Management For Voted - For 6 Amendments to Procedural Rules for Board Meetings Management For Voted - For 7 Amendments to Procedural Rules for the Supervisory Committee Management For Voted - For 8 Amendments to the Related Party Transactions Management Policy Management For Voted - For 9 Amendments to the External Guarantee Management Policy Management For Voted - For 10 Amendments to the Independent Non-executive Directors Working Policy Management For Voted - For 1208 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Amendments to the External Investment Management Policy Management For Voted - For 12 Amendments to the Procedure for a Shareholder to Nominate a Person for Election as a Director Management For Voted - For 13 Amendments to the Voluntary Undertakings made by Entities Controlled by Actual Controllers Management For Voted - For 14 Appointment of Internal Control Auditor Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 31-May-22 Meeting Type: Annual 1 Directors' Reports Management For Voted - For 2 Supervisors' Reports Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Grant of the Convertible Bonds-Related Specific Mandate to Issue Additional Conversion Shares Management For Voted - For 6 Annual Report Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Supervisors' Fees Management For Voted - For 9 Appointment of Domestic and Internal Control Auditor Management For Voted - For 10 Appointment of International Auditor Management For Voted - For 11 Authority to Give Guarantees Management For Voted - For 12 2022 Foreign Exchange Hedging Quota Management For Voted - For 13 2022 A Share Incentive Scheme Management For Voted - For 14 Assessment Management Measures for the Implementation of 2022 A Share Incentive Scheme Management For Voted - For 15 Board Authorization Regarding the 2022 A Share Incentive Scheme Management For Voted - For 16 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against Meeting Date: 31-May-22 Meeting Type: Special 1 Allocation of Profits/Dividends Management For Voted - For 2 Grant of the Convertible Bonds-Related Specific Mandate to Issue Additional Conversion Shares Management For Voted - For 3 2022 A Share Incentive Scheme Management For Voted - For 4 Assessment Management Measures for the Implementation of 2022 A Share Incentive Scheme Management For Voted - For 5 Board Authorization Regarding the 2022 A Share Incentive Scheme Management For Voted - For PHARMARON BEIJING CO LTD Security ID: Y989K6119 Ticker: 3759 Meeting Date: 12-Jul-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted A Share Incentive Scheme (Draft) Management For Voted - For 1209 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Implement Scheme Management For Voted - For 5 Repurchase and Cancellation of Restricted Share Management For Voted - For 6 Reduction in Registered Capital Management For Voted - For Meeting Date: 12-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted A Share Incentive Scheme (Draft) Management For Voted - For 3 Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Implement Scheme Management For Voted - For 5 Repurchase and Cancellation of Restricted Shares Management For Voted - For 6 Reduction in Registered Capital Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Board Authorization to handle matters pertaining to the amendments to the Articles of Association Management For Voted - For Meeting Date: 14-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Repurchase and Cancellation of part of the Restricted A Shares granted under the A Share Incentive Scheme Management For Voted - For 3 Reduction in Registered Capital Management For Voted - For Meeting Date: 14-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Repurchase and Cancellation of part of the Restricted A Shares granted under the A Share Incentive Scheme Management For Voted - For 3 Reduction in Registered Capital Management For Voted - For 4 Amendments to Articles of Association Management For Voted - For 5 Board Authorization to Implement Proposals 1.00-3.00 Management For Voted - For 6 Amendments to Procedural Rules for General Meetings Management For Voted - For 7 Amendments to Procedural Rules for Board Meetings Management For Voted - For 8 Amendments to Procedural Rules for the Supervisory Committee Management For Voted - For 9 Amendments to the Related Party Transactions Management Policy Management For Voted - For 10 Amendments to the External Guarantee Management Policy Management For Voted - For 11 Amendments To The Independent Non-Executive Directors Working Policy Management For Voted - For 1210 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments To The External Investment Management Policy Management For Voted - For 13 Amendments to the Procedure for a Shareholder to Nominate a Person for Election as a Director Management For Voted - For 14 Amendments to the Voluntary Undertakings made by Entities Controlled by Actual Controllers Management For Voted - For 15 Appointment of Internal Control Auditor Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Reports Management For Voted - For 3 Supervisors' Reports Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Annual Report Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Supervisors' Fees Management For Voted - For 8 Appointment of Domestic and Internal Control Auditor Management For Voted - For 9 Appointment of International Auditor Management For Voted - For 10 2022 Foreign Exchange Hedging Quota Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Grant of the Convertible Bonds-Related Specific Mandate to Issue Additional Conversion Shares Management For Voted - For 13 Authority to Give Guarantees Management For Voted - For 14 2022 A Share Incentive Scheme Management For Voted - For 15 Assessment Management Measures for the Implementation of 2022 A Share Incentive Scheme Management For Voted - For 16 Board Authorization Regarding the 2022 A Share Incentive Scheme Management For Voted - For 17 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against Meeting Date: 31-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2022 A Share Incentive Scheme Management For Voted - For 3 Assessment Management Measures for the Implementation of 2022 A Share Incentive Scheme Management For Voted - For 4 Board Authorization Regarding the 2022 A Share Incentive Scheme Management For Voted - For SHANDONG BUCHANG PHARMACEUTICALS CO LTD. Security ID: Y767AS104 Ticker: 603858 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Chairmen of the Board Remuneration Management For Voted - For 2 Remuneration for President, Senior Management, Vice Chairman Management For Voted - For 3 Indemnification of Directors/Officers Management For Voted - For 1211 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Independent Directors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of 2022 Financial Budget Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Proposal on the Actual Amount of Daily Connected Transactions of the Company in 2021 and the Estimated Daily Connected Transactions in 2022 Management For Voted - For 9 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 10 Approval of 2021 Supervisors' Report Management For Voted - For 11 Authority to Give Guarantees in 2022 Management For Voted - For 12 Election of Director Management For Voted - For 13 Proposal on the Proposed Cancellation of Repurchased Shares and Reduction of Registered Capital Management For Voted - For 14 Approval of Shareholder Return Plan Management For Voted - For 15 Amendments to Articles Management For Voted - For SHANDONG PHARMACEUTICAL GLASS Security ID: Y7678P103 Ticker: 600529 Meeting Date: 23-Sep-21 Meeting Type: Special 1 Eligibility for the Company's 2021 Private Placement of A Shares Management For Voted - Against 2 Types and Nominal Value Management For Voted - Against 3 Issuance Method and Date Management For Voted - Against 4 Issuance Target Management For Voted - Against 5 Subscription Method Management For Voted - Against 6 Pricing Principal and Issuance Price Management For Voted - Against 7 Issuance Size Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Amount of Raised Funds and Use of Proceeds Management For Voted - Against 10 Distribution Arrangement for Accumulated Profits Management For Voted - Against 11 Listing Market Management For Voted - Against 12 Validity of the Resolution Management For Voted - Against 13 Preliminary Plan of the Company's 2021 Private Placement of A Shares Management For Voted - Against 14 Feasibility Report of Use of Proceeds Management For Voted - Against 15 Report of Deposit and Use of Previously Raised Funds Management For Voted - For 16 Shareholder Returns Plan for Next Three Years (2021-2023) Management For Voted - For 17 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - Against 18 Board Authorization to Handle Matters of the Company's 2021 Private Placement of A Shares Management For Voted - Against 1212 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Establishment of Depository Account Management For Voted - Against SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Security ID: Y76810103 Ticker: 1066 Meeting Date: 24-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Supplemental Logistic and Distribution Services Framework Agreement Management For Voted - For 4 Allocation of Interim Dividend Management For Voted - For 5 Amendments to Articles Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Supplemental Purchase Framework Agreement Management For Voted - For 4 Logistic Support Services Framework Agreement Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Elect LU Junqiang Management For Voted - For 10 Elect NI Shili Management For Voted - Against 11 Elect LONG Jing Management For Voted - For 12 Elect LI Guohui Management For Voted - For 13 Elect SONG Dapeng Management For Voted - Against 14 Authority to Issue H and Non-Listed Domestic Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Repurchase H Shares Management For Voted - For 16 Authority to Issue Debt Securities Management For Voted - For 17 Amendments to Articles Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting SHANGHAI FOSUN PHARMACEUTICAL (GROUP) Security ID: Y7687D109 Ticker: 2196 Meeting Date: 14-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report on the Use of Proceeds Previously Raised Management For Voted - For 1213 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 07-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Extension of the Authorization Period for the Proposed Shanghai Henlius Listing Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect WANG Kexin Management For Voted - For 5 Elect GUAN Xiaohui Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Related Party Transactions Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appraisal Program of Directors for 2022 Management For Voted - For 11 Renewed and Entrusted Loans Management For Voted - Against 12 Line of Credit Management For Voted - For 13 Management Authorization to Dispose Shares of Listed Companies Held by the Group Management For Voted - For 14 Approval of the Compliance with Conditions for the Proposed Issuance of Corporate Bonds Management For Voted - For 15 Size And Method Of The Issuance Management For Voted - For 16 Coupon Rate Or Its Determination Mechanism Management For Voted - For 17 Maturity period, method of principal repayment and interest payment, and other specific arrangements Management For Voted - For 18 Use Of Proceeds Management For Voted - For 19 Issuance Target And Placing Arrangement For Shareholders Management For Voted - For 20 Guarantee Arrangement Management For Voted - For 21 Provisions on redemption and repurchase Management For Voted - For 22 Credit Standing Of The Company And Safeguards For Debt Repayment Management For Voted - For 23 Underwriting Method Management For Voted - For 24 Listing Arrangement Management For Voted - For 25 Validity of the resolutions Management For Voted - For 26 Authorization of the Board to Handle Matters In Relation to Public Issuance of Corporate Bond Management For Voted - For 27 Adoption of Share Option Scheme of Fosun Health Management For Voted - For 28 Authority to Give Guarantees Management For Voted - For 29 Authority to Issue A and/or H Shares w/o Preemptive Rights Management For Voted - Against 30 Authority to Repurchase H Shares Management For Voted - For 31 Authority to Repurchase A Shares Management For Voted - For 32 Elect WU Yifang Management For Voted - For 33 Elect WANG Kexin Management For Voted - For 1214 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 34 Elect GUAN Xiaohui Management For Voted - For 35 Elect CHEN Qiyu Management For Voted - Against 36 Elect Frank YAO Fang Management For Voted - For 37 Elect XU Xiaoliang Management For Voted - Against 38 Elect PAN Donghui Management For Voted - For 39 Elect LI Ling Management For Voted - For 40 Elect TANG Guliang Management For Voted - For 41 Elect WANG Quandi Management For Voted - Against 42 Elect YU Tze Shan Hailson Management For Voted - For 43 Elect CAO Genxing Management For Voted - For 44 Elect GUAN Yimin Management For Voted - For 45 Non-Voting Meeting Note N/A N/A Non-Voting 46 Non-Voting Meeting Note N/A N/A Non-Voting 47 Non-Voting Meeting Note N/A N/A Non-Voting 48 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 01-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to H Repurchase Shares Management For Voted - For 3 Authority to A Repurchase Shares Management For Voted - For SHANGHAI FOSUN PHARMACEUTICAL (GROUP) Security ID: Y7687D117 Ticker: 2196 Meeting Date: 14-Jul-21 Meeting Type: Special 1 Report on the Use of Proceeds Previously Raised Management For Voted - For Meeting Date: 07-Dec-21 Meeting Type: Special 1 Extension of the Authorization Period for the Proposed Shanghai Henlius Listing Management For Voted - For 2 Elect WANG Kexin Management For Voted - For 3 Elect GUAN Xiaohui Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Related Party Transactions Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appraisal Program of Directors for 2022 Management For Voted - For 10 Renewed and Entrusted Loans Management For Voted - Against 11 Line of Credit Management For Voted - For 1215 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Management Authorization to Dispose Shares of Listed Companies Held by the Group Management For Voted - For 13 Approval of the Compliance with Conditions for the Proposed Issuance of Corporate Bonds Management For Voted - For 14 Size and method of the issuance Management For Voted - For 15 Coupon rate or its determination mechanism Management For Voted - For 16 Maturity period, method of principal repayment and interest payment, and other specific arrangements Management For Voted - For 17 Use of proceeds Management For Voted - For 18 Issuance target and placing arrangement for Shareholders Management For Voted - For 19 Guarantee arrangement Management For Voted - For 20 Provisions on redemption and repurchase Management For Voted - For 21 Credit standing of the Company and safeguards for debt repayment Management For Voted - For 22 Underwriting method Management For Voted - For 23 Listing arrangement Management For Voted - For 24 Validity of the resolutions Management For Voted - For 25 Authorization of the Board to Handle Matters In Relation to Public Issuance of Corporate Bond Management For Voted - For 26 Adoption of Share Option Scheme of Fosun Health Management For Voted - For 27 Authority to Give Guarantees Management For Voted - For 28 Authority to Issue A and/or H Shares w/o Preemptive Rights Management For Voted - Against 29 Authority to Repurchase H Shares Management For Voted - For 30 Authority to Repurchase A Shares Management For Voted - For 31 Non-Voting Agenda Item N/A N/A Non-Voting 32 Elect WU Yifang Management For Voted - For 33 Elect WANG Kexin Management For Voted - For 34 Elect GUAN Xiaohui Management For Voted - For 35 Elect CHEN Qiyu Management For Voted - Against 36 Elect Frank YAO Fang Management For Voted - For 37 Elect XU Xiaoliang Management For Voted - Against 38 Elect PAN Donghui Management For Voted - For 39 Non-Voting Agenda Item N/A N/A Non-Voting 40 Elect LI Ling Management For Voted - For 41 Elect TANG Guliang Management For Voted - For 42 Elect WANG Quandi Management For Voted - Against 43 Elect YU Tze Shan Hailson Management For Voted - For 44 Non-Voting Agenda Item N/A N/A Non-Voting 45 Elect CAO Genxing Management For Voted - For 46 Elect GUAN Yimin Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Other 1 Authority to H Repurchase Shares Management For Voted - For 2 Authority to A Repurchase Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 1216 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted SHANGHAI JUNSHI BIOSCIENCES CO LTD Security ID: Y768ER118 Ticker: 1877 Meeting Date: 16-Dec-21 Meeting Type: Special 1 By-Elect FENG Xiaoyuan as Independent Director Management For Voted - For 2 Approval to Utilize Partial Over Subscription Proceeds for Permanent Replenishment of Liquidity Management For Voted - For 3 Amendments to Articles of Association, the Rules of Procedures of the Board and the Industrial and Commercial Registration of the Changes Management For Voted - For Meeting Date: 06-Apr-22 Meeting Type: Special 1 Fulfilment of the Conditions for the Proposed Share Issuance Management For Voted - Against 2 Class and nominal value of Shares to be issued Management For Voted - Against 3 Method and time of issuance Management For Voted - Against 4 Target subscribers and subscription method Management For Voted - Against 5 Number of Shares to be issued Management For Voted - Against 6 Price Determination Date, issue price and pricing principles Management For Voted - Against 7 Lock-up period Management For Voted - Against 8 Amount and use of proceeds Management For Voted - Against 9 Listing venue of the Shares Management For Voted - Against 10 Distribution arrangement of accumulated profits Management For Voted - Against 11 Validity period of the resolutions in relation to the Proposed Issuance Management For Voted - Against 12 Proposal for the Proposed Issuance Management For Voted - Against 13 Demonstration and Analysis Report regarding the Plan of the Proposed Issuance Management For Voted - Against 14 Feasibility Report on the Use of Proceeds from the Proposed Issuance Management For Voted - Against 15 Report on the Use of Proceeds Previously Raised Management For Voted - For 16 Dilution of Immediate Return Resulting from the Proposed Issuance and Remedial Measures Management For Voted - Against 17 Dividend Distribution Plan for the Shareholders for the Next Three Years (2022 to 2024) Management For Voted - For 18 Authorization to the Board to Deal with all Matters in Relation to the Proposed Issuance Management For Voted - Against Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Give Guarantees Management For Voted - For 7 Application of Credit Line Management For Voted - For 8 Directors' Fees Management For Voted - For 1217 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Supervisors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Domestic and/or Overseas Debt Financing Instruments Management For Voted - Against 12 Authority to Issue A and/or H Shares w/o Preemptive Rights Management For Voted - Against 13 Purchase of Liability Insurance Management For Voted - For 14 Elect ZOU Jianjun Management For Voted - For SHANGHAI MEDICILON INC Security ID: Y76933103 Ticker: 688202 Meeting Date: 28-Feb-22 Meeting Type: Special 1 The Company's Eligibility for A-share Offering to Specific Parties Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Arrangement Management For Voted - Against 8 Total Amount and Purpose of the Raised Funds Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Before the Issuance Management For Voted - Against 11 The Valid Period of This Issuance Resolution Management For Voted - Against 12 Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Parties Management For Voted - Against 13 Preplan For 2022 A-Share Offering To Specific Parties Management For Voted - Against 14 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 A-share Offering to Specific Parties Management For Voted - Against 15 Special Report On Used Of Previously Raised Funds Management For Voted - For 16 Diluted Immediate Return After the A-share Offering to Specific Parties, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 17 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 18 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the A-share Offering to Specific Parties Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Independent Directors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 1218 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Annual Report and its Summary Management For Voted - For 7 Proposal on the Use of Part of the Company's Over-Raised Funds to Permanently Replenish Working Capital Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Approval of Directors' Fees Management For Voted - For 10 Approval of Supervisors' Fees Management For Voted - For 11 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting SHANGHAI PHARMACEUTICALS HOLDING COMPANY Security ID: Y7685S108 Ticker: 2607 Meeting Date: 12-Aug-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 class and par value of the shares to be issued Management For Voted - For 3 method and time of issuance Management For Voted - For 4 subscription method Management For Voted - For 5 issue price and pricing principles Management For Voted - For 6 number of shares to be issued and the subscribers Management For Voted - For 7 lock-up period Management For Voted - For 8 place of listing Management For Voted - For 9 arrangement for the accumulated undistributed profits of the Company prior to the Proposed Non-public Issuance of A Shares Management For Voted - For 10 validity period Management For Voted - For 11 amount and use of proceeds Management For Voted - For 12 Proposal for the Proposed Non-public Issuance of A Shares Management For Voted - For 13 Board Authorization in relation to the Proposed Non-public Issuance of A Shares Management For Voted - For 14 Conditional Subscription Agreements Management For Voted - For 15 Connected Transaction Relating to the Proposed Non- public Issuance of A Shares of the Company Management For Voted - For Meeting Date: 12-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Fulfilment of the criteria for the Proposed Non-public Issuance of A Shares Management For Voted - For 3 class and par value of the shares to be issued Management For Voted - For 4 method and time of issuance Management For Voted - For 5 subscription method Management For Voted - For 6 issue price and pricing principles Management For Voted - For 1219 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 7 number of shares to be issued and the subscribers Management For Voted - For 8 lock-up period Management For Voted - For 9 place of listing Management For Voted - For 10 arrangement for the accumulated undistributed profits of the Company prior to the Proposed Non-public Issuance of A Shares Management For Voted - For 11 validity period Management For Voted - For 12 amount and use of proceeds Management For Voted - For 13 Proposal for the Proposed Non-public Issuance of A Shares Management For Voted - For 14 Feasibility Report on the Use of Proceeds from the Proposed Non-public Issuance of A Shares in 2021 Management For Voted - For 15 Report on the Use of Proceeds Previously Raised by the Company Management For Voted - For 16 Dilution of Immediate Return Resulting from the Proposed Non-public Issuance of A Shares and its Remedial Measures Management For Voted - For 17 Shareholder Return Plan (2021-2023) Management For Voted - For 18 Board Authorization in relation to the Proposed Non-public Issuance of A Shares Management For Voted - For 19 Introduction of Strategic Investors to the Company Management For Voted - For 20 Strategic Cooperation Agreement Management For Voted - For 21 Conditional Subscription Agreements Management For Voted - For 22 Connected Transaction Relating to the Proposed Non- public Issuance of A Shares of the Company Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Financial Services Agreement with Shanghai Shangshi Finance Co., Ltd. Management For Voted - Against 8 Authority to Give Guarantees Management For Voted - For 9 Amendments to Administrative Measures for Funds Raised by the Company Management For Voted - For 10 Authority to Issue Debt Financing Products Management For Voted - For 11 Satisfaction of the Conditions for Issuing Corporate Bonds Management For Voted - For 12 Par Value, Issue Price and Issuing Scale Management For Voted - For 13 Interest Rate and its Determining Method Management For Voted - For 14 Bond Type and Duration Management For Voted - For 15 Method of Repayment of Principal and Interest Management For Voted - For 16 Issuing Method Management For Voted - For 17 Issuing Targets and Arrangements for Placement to Shareholders Management For Voted - For 1220 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Use of Proceeds Management For Voted - For 19 Guarantee Management For Voted - For 20 Repayment Guarantee Measures Management For Voted - For 21 Underwriting Method Management For Voted - For 22 Listing Arrangement Management For Voted - For 23 Valid Period of the Resolution Management For Voted - For 24 Authorization to the Executive Committee of the Board Management For Voted - For 25 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting SHANGHAI PHARMACEUTICALS HOLDING COMPANY Security ID: Y7685S116 Ticker: 2607 Meeting Date: 12-Aug-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Fulfilment of the criteria for the Proposed Non-public Issuance of A Shares Management For Voted - For 3 class and par value of the shares to be issued Management For Voted - For 4 method and time of issuance Management For Voted - For 5 subscription method Management For Voted - For 6 issue price and pricing principles Management For Voted - For 7 number of shares to be issued and the subscribers Management For Voted - For 8 lock-up period Management For Voted - For 9 place of listing Management For Voted - For 10 arrangement for the accumulated undistributed profits of the Company prior to the Proposed Non-public Issuance of A Shares Management For Voted - For 11 validity period Management For Voted - For 12 amount and use of proceeds Management For Voted - For 13 Proposal for the Proposed Non-public Issuance of A Shares Management For Voted - For 14 Feasibility Report on the Use of Proceeds from the Proposed Non-public Issuance of A Shares in 2021 Management For Voted - For 15 Report on the Use of Proceeds Previously Raised by the Company Management For Voted - For 16 Dilution of Immediate Return Resulting from the Proposed Non-public Issuance of A Shares and its Remedial Measures Management For Voted - For 17 Shareholder Return Plan (2021-2023) Management For Voted - For 18 Board Authorization in relation to the Proposed Non-public Issuance of A Shares Management For Voted - For 19 Introduction of Strategic Investors to the Company Management For Voted - For 20 Strategic Cooperation Agreement Management For Voted - For 21 Conditional Subscription Agreements Management For Voted - For 1221 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Connected Transaction Relating to the Proposed Non- public Issuance of A Shares of the Company Management For Voted - For Meeting Date: 12-Aug-21 Meeting Type: Special 1 Fulfilment of the criteria for the Proposed Non-public Issuance of A Shares Management For Voted - For 2 class and par value of the shares to be issued Management For Voted - For 3 method and time of issuance Management For Voted - For 4 subscription method Management For Voted - For 5 issue price and pricing principles Management For Voted - For 6 number of shares to be issued and the subscribers Management For Voted - For 7 lock-up period Management For Voted - For 8 place of listing Management For Voted - For 9 arrangement for the accumulated undistributed profits of the Company prior to the Proposed Non-public Issuance of A Shares Management For Voted - For 10 validity period Management For Voted - For 11 amount and use of proceeds Management For Voted - For 12 Proposal for the Proposed Non-public Issuance of A Shares Management For Voted - For 13 Feasibility Report on the Use of Proceeds from the Proposed Non-public Issuance of A Shares in 2021 Management For Voted - For 14 Report on the Use of Proceeds Previously Raised by the Company Management For Voted - For 15 Dilution of Immediate Return Resulting from the Proposed Non-public Issuance of A Shares and its Remedial Measures Management For Voted - For 16 Shareholder Return Plan (2021-2023) Management For Voted - For 17 Board Authorization in relation to the Proposed Non-public Issuance of A Shares Management For Voted - For 18 Introduction of Strategic Investors to the Company Management For Voted - For 19 Strategic Cooperation Agreement Management For Voted - For 20 Conditional Subscription Agreements Management For Voted - For 21 Connected Transaction Relating to the Proposed Non- public Issuance of A Shares of the Company Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Financial Services Agreement with Shanghai Shangshi Finance Co., Ltd. Management For Voted - Against 1222 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Authority to Give Guarantees Management For Voted - For 9 Amendments to Administrative Measures for Funds Raised by the Company Management For Voted - For 10 Authority to Issue Debt Financing Products Management For Voted - For 11 Satisfaction of the Conditions for Issuing Corporate Bonds Management For Voted - For 12 Par Value, Issue Price and Issuing Scale Management For Voted - For 13 Interest Rate and its Determining Method Management For Voted - For 14 Bond Type and Duration Management For Voted - For 15 Method of Repayment of Principal and Interest Management For Voted - For 16 Issuing Method Management For Voted - For 17 Issuing Targets and Arrangements for Placement to Shareholders Management For Voted - For 18 Use of Proceeds Management For Voted - For 19 Guarantee Management For Voted - For 20 Repayment Guarantee Measures Management For Voted - For 21 Underwriting Method Management For Voted - For 22 Listing Arrangement Management For Voted - For 23 Valid Period of the Resolution Management For Voted - For 24 Authorization to the Executive Committee of the Board Management For Voted - For 25 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Security ID: Y7687Z100 Ticker: 002252 Meeting Date: 30-Jul-21 Meeting Type: Special 1 Comfort Letter To Related Parties And Guarantee Matters Management For Voted - For Meeting Date: 14-Feb-22 Meeting Type: Special 1 Elect WANG Bingyu Management For Voted - For Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Approval of 2021 Accounts and Reports Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Proposal to Purchase Liability Insurance for the Company and Its Directors, Supervisors and Senior Management Management For Voted - For 8 Approval of Line of Credit Management For Voted - For 9 Proposal on Estimated Daily Connected Transactions for the Year 2022 Management For Voted - For 1223 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Proposal to Issue Comfort Letter to Related Parties and Guarantee Matters Management For Voted - For 11 By-Election of Independent Director Management For Voted - For SHENZHEN HEPALINK PHARMACEUTICAL CO., LTD. Security ID: Y7744K104 Ticker: 002399 Meeting Date: 28-Sep-21 Meeting Type: Special 1 Increase the scope of business and amend the "Articles of Association" Management For Voted - For SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO. LTD Security ID: Y774C4101 Ticker: 300601 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Use idle raised funds for cash management Management For Voted - For 2 The company and its wholly-owned subsidiaries use their own funds to purchase wealth management products Management For Voted - For 3 Provide guarantees for wholly-owned subsidiaries to apply for credit lines from banks Management For Voted - For Meeting Date: 15-Sep-21 Meeting Type: Special 1 2021 Interim Profit Distribution Plan Management For Voted - For 2 Repurchase and Cancellation of Some Restricted Stocks Under 2017 Restricted Stock Incentive Plan Management For Voted - For 3 Amendments To The External Guarantee Management System Management For Voted - For 4 Amendments To The Connected Transactions Decision-Making System Management For Voted - For 5 Amendments To The Management System On Investment And Financing Management For Voted - For 6 Amendments To The Raised Funds Management System Management For Voted - For 7 Formulation of the System for Prevention of Fund Occupation by the Controlling Shareholders and Other Related Parties Management For Voted - For 8 Reappointment Of 2021 Audit Firm Management For Voted - For Meeting Date: 29-Dec-21 Meeting Type: Special 1 Downward Adjustment of Conversion Price of Convertible Bonds Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules of Shareholder Meetings Management For Voted - For 4 Amendments to Procedural Rules of Board Meetings Management For Voted - For 5 Amendments to Procedural Rules of Independent Director Systems Management For Voted - For 1224 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Amendments to Procedural Rules of Supervisory Committee Meetings Management For Voted - For 7 Adjustment of Independent Directors' Allowances Management For Voted - For 8 Elect LV Zhiyun as Shareholder Representative Supervisor Management For Voted - Against 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect DU Weimin as Non-independent Director Management For Voted - For 11 Elect ZHENG Hai as Non-independent Director Management For Voted - For 12 Elect WEN Feidong as Non-independent Director Management For Voted - For 13 Elect LIU Jiankai as Non-independent Director Management For Voted - For 14 Elect MIAO Xiang as Non-independent Director Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect LI Jiaoyu as Independent Director Management For Voted - For 17 Elect LUO Zhiquan as Independent Director Management For Voted - For 18 Elect HU Keping as Independent Director Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Annual Report Management For Voted - For SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO. LTD. Security ID: Y774E3101 Ticker: 300760 Meeting Date: 10-Feb-22 Meeting Type: Special 1 Purpose of the Share Repurchase Management For Voted - For 2 The Share Repurchase Satisfies Relevant Conditions Management For Voted - For 3 Share Repurchase Method and Price Range of Shares to Be Repurchased Management For Voted - For 4 Type, Purpose, Total Amount, Number and Percentage to the Total Capital of Shares to Be Repurchased Management For Voted - For 5 Source of the Funds to Be Used for the Share Repurchase Management For Voted - For 6 Time Limit of the Share Repurchase Management For Voted - For 7 Authorization To The Board To Handle Matters Regarding The Repurchase Management For Voted - For 8 2022 Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 9 Management Measures For 2022 Employee Stock Ownership Plan Management For Voted - Against 10 Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 10-May-22 Meeting Type: Annual 1 2021 Annual Work Report of the Board of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 1225 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 2021 Report on Sustainable Development Management For Voted - For 8 Ettlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 9 Re-appointment of 2022 Accounting Firm Management For Voted - For 10 Reduce the Company's Registered Capital and Amend the "articles of Association" Management For Voted - For 11 Amendment to the Rules of Procedure for the General Meeting of Shareholders Management For Voted - For 12 Amendment to the Rules of Procedure of the Board of Directors Management For Voted - For 13 Amendment to the Rules of Procedure of External Guarantee System Management For Voted - For 14 Amendment to the Rules of Related Party Transaction Decision-making System Management For Voted - For 15 Amendment to the Rules of Independent Director Work System Management For Voted - For SHENZHEN NEW INDUSTRIES BIOMEDICAL ENGINEERING CO LTD Security ID: Y774FY102 Ticker: 300832 Meeting Date: 12-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and 2022 Financial Budget Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Approval of Line of Credit Management For Voted - For 8 Investment in Wealth Management Products Management For Voted - For 9 Repurchase and Cancellation of Some Shares Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Elect WU Qianhui Management For Voted - For SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Security ID: Y77443102 Ticker: 002294 Meeting Date: 17-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Wholly-Owned Subsidiary to Transfer Some of Its Equity In a Company Management For Voted - For 1226 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect WANG Xuegong Management For Voted - For Meeting Date: 18-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Capital Increase of A Subsidiary by Introducing Strategic Investor Management For Voted - For 8 Amendments to Procedural Rules of Shareholder Meetings Management For Voted - For 9 Amendments to Procedural Rules of Board Meetings Management For Voted - For 10 Amendments to Procedural Rules of Supervisory Board Meetings Management For Voted - For SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Security ID: Y7745S106 Ticker: 002603 Meeting Date: 08-Oct-21 Meeting Type: Special 1 Increasing the Company's Registered Capital Management For Voted - For 2 Change of the Company's Business Scope Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Formulation Of The Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 8 External Donation Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Amendments To The Systems Of The Company:Amendments To The Company S Rules Of Procedure Governing The Board Meetings Management For Voted - For 3 Amendments to the Systems of the Company:amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 4 Amendments to the Systems of the Company:amendments to the System for Independent Directors Management For Voted - For 1227 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Amendments to the Systems of the Company:amendments to the Management System on Operation Decision-making Management For Voted - For 6 Amendments to the Systems of the Company:amendments to the Management Measures on Financing and External Guarantee Management For Voted - For SICHUAN KELUN PHARMACEUTICAL COMPANY LIMITED Security ID: Y7931Q104 Ticker: 002422 Meeting Date: 05-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment of 2022 Auditor Management For Voted - For 7 Estimated 2022 Related Party Transactions Management For Voted - For 8 Financing from Banks and Other Financial Institutions by the Company and Its Subsidiaries or Branch Companies Management For Voted - For 9 Issuance of Non-financial Institution Debt Financing Instruments Management For Voted - Abstain 10 Launching The Bill Pool Business Management For Voted - For 11 Amendments To The Management System For The Use Of Raised Funds Management For Voted - For 12 Amendment to Use of Repurchased Shares and Cancellation Management For Voted - For 13 Purchase of Wealth Management Products with Idle Property Funds Management For Voted - For 14 Authority to Give Guarantees for Subsidiaries Management For Voted - For 15 2021 Employee Restricted Shares Plan (Draft) and Its Summary Management For Voted - For 16 Appraisal Management Measures for the 2021 Employee Restricted Shares Plan Management For Voted - For 17 Board Authorization to Handle Matters Regarding the Equity Incentive Management For Voted - For 18 2021 Employee Stock Ownership Plan (Draft) and Its Summary Management For Voted - Against 19 Appraisal Management Measures for the 2021 Employee Stock Ownership Plan Management For Voted - Against 20 Board Authorization to Handle Matters Regarding the 2021 Employee Stock Ownership Plan Management For Voted - Against 21 Reduce in Registered Capital Management For Voted - For 22 Amendments to Articles Management For Voted - For 23 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 24 Amendments to Procedural Rules: Board Meetings Management For Voted - For 25 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 26 Amendments to Work System for Independent Directors Management For Voted - For 1228 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 27 Amendments to Management System for Connected Transaction Management For Voted - For SINO BIOPHARMACEUTICAL LTD Security ID: G8167W138 Ticker: 1177 Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Theresa TSE Y Y Management For Voted - Against 6 Elect Eric TSE S Y Management For Voted - For 7 Elect TSE Hsin Management For Voted - For 8 Elect LU Zhengfei Management For Voted - Against 9 Elect LI Dakui Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Adoption of New Articles of Association Management For Voted - Against SINOPHARM GROUP CO. LTD. Security ID: Y8008N107 Ticker: 1099 Meeting Date: 20-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Approval of Actual Transaction Amount under 2020 Procurement Framework Agreement and 2020 Sales Framework Agreement Management For Voted - For 4 New Annual Cap for 2020 Procurement Framework Agreement Management For Voted - For 5 New Annual Cap for 2020 Sales Framework Agreement Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Supervisors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1229 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Authority to Give Guarantees Management For Voted - Abstain 11 Authority to Issue Domestic Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase H Shares Management For Voted - For 13 Authority to Issue Debt Financing Instruments Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase H Shares Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting TONGHUA DONGBAO MEDICINES CO. LTD. Security ID: Y8864T107 Ticker: 600867 Meeting Date: 25-Aug-21 Meeting Type: Special 1 Purpose Management For Voted - For 2 Type of Shares Management For Voted - For 3 Method Management For Voted - For 4 Time Limit Management For Voted - For 5 Purpose, Number and Percentage of Total Capital of Shares to be Repurchased Management For Voted - For 6 Price of Shares Management For Voted - For 7 Total Amount and Source of Funds Management For Voted - For 8 Authorization to the Board to Handle Matters Regarding Share Repurchase Management For Voted - For Meeting Date: 09-Dec-21 Meeting Type: Special 1 Amendments to Company's Business Scope Management For Voted - For 2 Amendments to Registered Capital Management For Voted - For TOPCHOICE MEDICAL CORPORATION Security ID: Y0772A106 Ticker: 600763 Meeting Date: 18-Oct-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Appointment of Auditor Management For Voted - For 1230 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted VENUS MEDTECH (HANGZHOU) INC. Security ID: Y9277Y105 Ticker: 2500 Meeting Date: 30-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Elect Frank Min ZENG Management For Voted - For 8 Elect Zhenjun ZI Management For Voted - For 9 Elect LIM Hou-Sen Management For Voted - For 10 Elect Nisa Bernice LEUNG Wing-Yu Management For Voted - For 11 Elect Anthony WU Ting Yuk Management For Voted - Against 12 Elect Joseph LAU Wan Yee Management For Voted - For 13 Elect Chi Wai SUEN Management For Voted - Against 14 Directors' Fees Management For Voted - For 15 Elect Wei WANG as Supervisor Management For Voted - Against 16 Elect Yue LI as Supervisor Management For Voted - For 17 Supervisors' Fees Management For Voted - For 18 Authority to Repurchase H Shares Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase H Shares Management For Voted - For WALVAX BIOTECHNOLOGY COMPANY LTD Security ID: Y9486E106 Ticker: 300142 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 3 Amendments To The Company S Rules Of Procedure Governing The Board Meetings Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Provision of Guarantee for the Project Loans and Comprehensive Credit Line Applied for by a Company to a Bank Management For Voted - For Meeting Date: 12-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Audited Financial Report Management For Voted - For 1231 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Management For Voted - For 7 Liability Insurance for Directors, Supervisors, and Senior Managers Management For Voted - For WINNING HEALTH TECHNOLOGY GROUP CO., LTD. Security ID: Y7685K105 Ticker: 300253 Meeting Date: 11-Oct-21 Meeting Type: Special 1 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For 2 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 3 Appointment Of 2021 Audit Firm Management For Voted - For Meeting Date: 22-Dec-21 Meeting Type: Special 1 Change Of The Purpose Of Some Raised Funds Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Annual 1 2021 Work Report Of The Supervisory Committee Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Change Of The Company S Business Scope And Amendments To The Company S Articles Of Association Management For Voted - For 7 Amendments To The Rules Of Procedure Governing The General Meeting Of Shareholders Management For Voted - For 8 Amendments To The Connected Transactions Management Measures Management For Voted - For 9 2022 Appointment Of Audit Firm Management For Voted - For WUXI APPTEC CO. LTD. Security ID: Y971B1100 Ticker: 2359 Meeting Date: 30-Aug-21 Meeting Type: Special 1 Adoption of the 2021 H Share Award and Trust Scheme Management For Voted - Against 2 Proposed Grant of Awards to the Connected Selected Participants under the 2021 H Share Award and Trust Scheme Management For Voted - Against 3 Board Authorization to Implement H Share Award and Trust Scheme Management For Voted - Against 4 Adoption of the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 1232 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Proposed Grant of SAI Awards to the SAI Connected Selected Participants under the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 6 Board Authorization to Implement the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 7 Change in Registered Capital Management For Voted - For 8 Amendments to Articles of Association Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Authority to Give Guarantees Management For Voted - For 6 Elect CHEN Mingzhang Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Amendments to External Investment Management Policy Management For Voted - For 9 Amendments to Connected Transactions Management Policy Management For Voted - For 10 Amendments to External Guarantees Policy Management For Voted - For 11 Approval of the Foreign Exchange Hedging Limit Management For Voted - For 12 Approval of Change in Implementation Entity and Implementation Location of the Suzhou Project Management For Voted - For 13 Approval of the Use of Surplus Net proceeds to Replenish Working Capital Management For Voted - For 14 Increase in Registered Capital Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Amendments to Rules of Procedures for the Shareholder Meetings Management For Voted - For 17 Amendments to Rules of Procedures for the Board Meetings Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 19 Authority to Repurchase Shares Management For Voted - For 20 Authority to Issue Debt Financing Instruments Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-May-22 Meeting Type: Other 1 Authority to Repurchase Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 1233 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted WUXI APPTEC CO. LTD. Security ID: Y971B1118 Ticker: 2359 Meeting Date: 30-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Adoption of the 2021 H Share Award and Trust Scheme Management For Voted - Against 3 Proposed Grant of Awards to the Connected Selected Participants under the 2021 H Share Award and Trust Scheme Management For Voted - Against 4 Board Authorization to Implement H Share Award and Trust Scheme Management For Voted - Against 5 Adoption of the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 6 Proposed Grant of SAI Awards to the SAI Connected Selected Participants under the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 7 Board Authorization to Implement the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 8 Change in Registered Capital Management For Voted - For 9 Amendments to Articles of Association Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Give Guarantees Management For Voted - For 7 Elect CHEN Mingzhang Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Amendments to External Investment Management Policy Management For Voted - For 10 Amendments to Connected Transactions Management Policy Management For Voted - For 11 Amendments to External Guarantees Policy Management For Voted - For 12 Approval of the Foreign Exchange Hedging Limit Management For Voted - For 13 Approval of Change in Implementation Entity and Implementation Location of the Suzhou Project Management For Voted - For 14 Approval of the Use of Surplus Net proceeds to Replenish Working Capital Management For Voted - For 15 Increase in Registered Capital Management For Voted - For 16 Amendments to Articles Management For Voted - For 17 Amendments to Rules of Procedures for the Shareholder Meetings Management For Voted - For 18 Amendments to Rules of Procedures for the Board Meetings Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 1234 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Issue Debt Financing Instruments Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase Shares Management For Voted - For WUXI BIOLOGICS (CAYMAN) INC. Security ID: G97008117 Ticker: 2269 Meeting Date: 23-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of Subsidiary Share Option Schemes Management For Voted - Against Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Weichang Zhou Management For Voted - For 5 Elect Yibing Wu Management For Voted - For 6 Elect CAO Yanling Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Specific Mandate to Issue Connected Restricted Shares Management For Voted - For 12 Grant of 1,324,333 Connected Restricted Shares (Scheme); Grant of 877,694 Connected Restricted Shares (Program) to Zhisheng Chen Management For Voted - For 13 Grant of 450,281 Connected Restricted Shares (Scheme); Grant of 298,416 Connected Restricted Shares (Program) to Weichang Zhou Management For Voted - For 14 Grant of 4,145 Connected Restricted Shares to William Robert Keller Management For Voted - For 15 Grant of 4,145 Connected Restricted Shares to Walter KWAUK Teh-Ming Management For Voted - For 16 Grant of 8,291 Connected Restricted Shares to Kenneth Walton Hitchner III Management For Voted - For 17 Grant of 33,565 Connected Restricted Shares (Scheme); Grant of 29,251 Connected Restricted Shares (Program) to Angus Scott Marshall Turner Management For Voted - For 18 Grant of 12,424 Connected Restricted Shares (Scheme); Grant of 17,786 Connected Restricted Shares (Program) to Brendan McGrath Management For Voted - For 19 Grant of 32,160,000 Share Options of WuXi XDC to Jincai Li Management For Voted - Against 1235 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Grant of 31,980,000 Share Options of WuXi Vaccines to Jian Dong Management For Voted - Against 21 Amendments to Articles Management For Voted - For YIFAN PHARMACEUTICAL CO.,LTD. Security ID: Y98922100 Ticker: 002019 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Repurchase and Cancellation of Some Restricted Stocks Under the 2019 Restricted Stock Incentive Plan Management For Voted - For 2 A Commercial Cooperation Agreement to Be Signed by the Company and a Controlled Subsidiary Management For Voted - For 3 Authority to Give Guarantees Management For Voted - For YUNNAN BAIYAO GROUP CO., LTD. Security ID: Y9879F108 Ticker: 000538 Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2022 Financial Budget Report Management For Voted - For 8 Purpose of Share Repurchase Management For Voted - For 9 Satisfying of Conditions Management For Voted - For 10 Repurchase Method and Price Management For Voted - For 11 Type, Number and Method of Repurchase Management For Voted - For 12 Source of Funds Management For Voted - For 13 Time Limit Management For Voted - For 14 Board Authorization for Repurchase Management For Voted - For 15 Cooperation Agreements for Repurchase Management For Voted - For ZAI LAB LIMITED Security ID: 98887Q104 Ticker: ZLAB Meeting Date: 28-Mar-22 Meeting Type: Special 1 Subdivision of Shares (Stock Split) Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Samantha Du Management For Voted - For 2 Elect Kai-Xian Chen Management For Voted - For 3 Elect John D. Diekman Management For Voted - For 4 Elect Richard Gaynor Management For Voted - For 1236 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Nisa Leung Management For Voted - For 6 Elect William Lis Management For Voted - For 7 Elect Scott W. Morrison Management For Voted - Against 8 Elect Leon O. Moulder, Jr. Management For Voted - Against 9 Elect Peter Wirth Management For Voted - For 10 Adoption of New Memorandum and Articles of Association Management For Voted - For 11 Approval of the 2022 Equity Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 General Mandate to Issue Shares Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD. Security ID: Y9890Q109 Ticker: 600436 Meeting Date: 09-Dec-21 Meeting Type: Special 1 Elect LIN Weiqing as a Director Management For Voted - For Meeting Date: 20-Jan-22 Meeting Type: Special 1 Work Report of the Board of Directors Management For Voted - Abstain 2 Work Report of the Supervisory Committee Management For Voted - Abstain 3 Purchase of Liability Insurance for the Company, Directors, Supervisors and Senior Management Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect LIN Weiqing Management For Voted - For 6 Elect HUANG Jinming Management For Voted - For 7 Elect CHEN Jipeng Management For Voted - For 8 Elect YANG Haipeng Management For Voted - For 9 Elect LIN Liuqiang Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect JIA Jianjun Management For Voted - For 12 Elect LI Guangpei Management For Voted - For 13 Elect FAN Zhipeng Management For Voted - For 14 Elect DU Shouying Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect HONG Dongming Management For Voted - For 17 Elect HE Jianguo Management For Voted - Against 18 Elect WU Xiaohua Management For Voted - Against Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Independent Directors' Report Management For Voted - For 4 Appointment of Auditor Management For Voted - For 1237 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Approval of 2021 Annual Report and Its Summary Management For Voted - For 6 2021 Annual Accounts and 2022 Financial Budget Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Amendments to Management System for External Financial Aid Management For Voted - For 10 Proposal for Investment in Construction of A New Industrial Park Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect CHEN Zhiyan Management For Voted - For 13 Elect LIU Congsheng Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect CHEN Jipeng Management For Voted - Against 16 Elect CHEN Yuhong Management For Voted - For 17 Elect HUANG Qiumin Management For Voted - Against ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD. Security ID: Y9891X103 Ticker: 600521 Meeting Date: 29-Jul-21 Meeting Type: Special 1 Capital Increase In A Subsidiary With Equity Pricing Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Annual Report Management For Voted - For 6 Elect LI Hong Management For Voted - For 7 Elect CHEN Baohua Management For Voted - For 8 Elect ZHU Yonghua Management For Voted - For 9 Elect GUO Sijia Management For Voted - For 10 Elect SHAN Weiguang Management For Voted - For 11 Elect SU Yan Management For Voted - For 12 Elect LI Xin Management For Voted - For 13 Elect WANG Xuegong Management For Voted - For 14 Elect XIN Jinguo Management For Voted - For 15 Directors' Fees Management For Voted - For 16 Elect WANG Hugen Management For Voted - For 17 Elect TANG Xiuzhi Management For Voted - For 18 Amendments to Articles Management For Voted - For 19 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 20 Amendments to the Company S Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 21 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 1238 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Amendments To The Work System For Independent Directors Management For Voted - For 23 Formulation Of Transaction And Connected Transactions System Management For Voted - For 24 Amendments To The External Guarantee Management System Management For Voted - For 25 Amendments To The Raised Funds Management System Management For Voted - For 26 Amendments To The Fund Raising Management System Management For Voted - For 27 Amendments To The Management System For External Donation And Sponsorship Management For Voted - For 28 Amendments To The External Investment Management System Management For Voted - For 29 Authority to Repurchase Shares Management For Voted - For 30 Authority to Give Guarantees Management For Voted - For 31 Launching Currency Hedging Business Such As Forward Foreign Exchange Settlement and Sale and Foreign Exchange Option Management For Voted - For 32 Appointment of Auditor Management For Voted - For ZHEJIANG JIUZHOU PHARMACEUTICAL CO.LTD Security ID: Y988CE105 Ticker: 603456 Meeting Date: 18-Mar-22 Meeting Type: Special 1 Adoption of Employee Restricted Shares Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Management Measures for Employee Restricted Shares Plan Management For Voted - For 3 Board Authorization to Handle Matters of Employee Restricted Shares Plan Management For Voted - For Meeting Date: 24-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For 7 Confirmation Of 2021 Remuneration For Directors And Supervisors Management For Voted - For 8 2022 Remuneration Plan For Directors And Supervisors Management For Voted - For 9 2022 Launching Forward Foreign Exchange Settlement And Sale Business Management For Voted - For 10 2022 Investment Budget Management For Voted - For 11 2022 Application For Bank Credit Line By The Company And Its Subsidiaries Management For Voted - For 12 2022 Assets Mortgage Guarantee for the Bank Credit Line Applied for by the Company and Its Subsidiaries Management For Voted - For 13 2022 Estimated External Guarantee Quota Management For Voted - For 14 Amendments to the Company's Articles of Association Management For Voted - For 1239 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 16 Amendments To The Raised Funds Management System Management For Voted - For 17 Amendments to the Remuneration Management System for Directors, Supervisors and Senior Management Management For Voted - For ZHEJIANG NHU CO. LTD. Security ID: Y98910105 Ticker: 002001 Meeting Date: 10-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Proposal to Launch Bill Pool Business Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Authority to Issue Debt Financing Instruments Management For Voted - For 9 Proposal to Purchase Liability Insurance Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Amendments to Articles (Bundled) Management For Voted - For ZHEJIANG WOLWO BIO-PHARMACEUTICAL Security ID: Y9897U103 Ticker: 300357 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Extension of Valid Period of the Resolution on 2020 A-Share Offering Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Amendments to Procedural Rules of Information Disclosure Management System Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.01000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Purchase Of Wealth Management Products With Idle Proprietary Funds Management For Voted - For 7 2022 Remuneration Plan for Directors Concurrently Holding the Post of Senior Management: 2022 Remuneration Plan for Hu Gengxi, the Chairman of 1240 -------------------------------------------------------------------------------------------------- Global X MSCI China Health Care ETF Proposal Proposed by Mgt. Position Registrant Voted the Board Concurrently Holding the Post of General Manager Management For Voted - For 8 2022 Remuneration Plan for Directors Concurrently Holding the Post of Senior Management: 2022 Remuneration Plan for Wang Lihong, Director Concurrently Holding the Post of Vice-general Manager Management For Voted - For 9 2022 Remuneration Plan for Directors Concurrently Holding the Post of Senior Management: 2022 Remuneration Plan for Zhang Lu, Director Concurrently Holding the Post of Vice-general Manager Management For Voted - For 10 2022 Remuneration Plan For Independent Director: Xu Guoliang Management For Voted - For 11 2022 Remuneration Plan For Independent Director: Zhang Qifeng Management For Voted - For 12 2022 Remuneration Plan For Supervisor: Jin Tao Management For Voted - For 13 2022 Remuneration Plan For Supervisor: Ji Long Management For Voted - For 14 2022 Remuneration Plan For Supervisor: Yang Huifeng Management For Voted - For 1241 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 51JOB, INC. Security ID: 316827104 Ticker: JOBS Meeting Date: 27-Apr-22 Meeting Type: Special 1 Going-Private Transaction Management For Voted - For 2 Authorize the Board to Give Effect to the Merger Agreement Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For AECC AERO-ENGINE CONTROL CO., LTD. Security ID: Y6203U108 Ticker: 000738 Meeting Date: 12-Nov-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules for Board Meetings Management For Voted - For 3 Independent Directors' Fees Management For Voted - For 4 Cash Management With Idle Raised Funds Management For Voted - For 5 Connected Transactions Regarding Renewing Financial Service Agreement with AECC Finance Co., Ltd. Management For Voted - For 6 Elect MIAO Zhongming Management For Voted - For 7 Elect YANG Hui Management For Voted - For 8 Elect ZHU Jingbo Management For Voted - For 9 Elect MOU Xin Management For Voted - For 10 Elect LIU Hao Management For Voted - For 11 Elect YANG Xianfeng Management For Voted - For 12 Elect MA Chuanli Management For Voted - For 13 Elect WU Guijiang Management For Voted - For 14 Elect XIA Fengchun Management For Voted - For 15 Elect ZHAO Songzheng Management For Voted - For 16 Elect CAI Yongmin Management For Voted - For 17 Elect YOU Liming Management For Voted - For 18 Elect DI Xuejun Management For Voted - For 19 Elect LU Daen Management For Voted - For 20 Elect HAN Shupeng Management For Voted - Against 21 Elect WANG Lutang Management For Voted - For Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Budget Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Shareholder Return Plan Management For Voted - For 8 Directors' Fees Management For Voted - For 1242 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Related Party Transactions Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules Management For Voted - For 12 Elect JIANG Fuguo Management For Voted - For AECC AVIATION POWER CO. LTD. Security ID: Y9730A108 Ticker: 600893 Meeting Date: 13-Sep-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Appointment of Auditor Management For Voted - For Meeting Date: 28-Oct-21 Meeting Type: Special 1 Connected Transaction Regarding Acquisition of Three Pieces of Land and Above-ground Assets of a Company Management For Voted - For 2 Elect WU Lianhe Management For Voted - For Meeting Date: 15-Nov-21 Meeting Type: Special 1 Additional 2021 Continuing Connected Transactions Management For Voted - For Meeting Date: 22-Dec-21 Meeting Type: Special 1 Transfer of Subsidiary Equity Holdings within Group Management For Voted - For 2 Transfer of Second Subsidiary Equity Holdings within Group Management For Voted - For Meeting Date: 12-Jan-22 Meeting Type: Special 1 2021 Additional Continuing Connected Transactions with De Facto Controller and Its Related Parties Management For Voted - For Meeting Date: 24-Jan-22 Meeting Type: Special 1 2022 Continuing Connected Transactions With De Facto Controller And Its Related Parties Management For Voted - For 2 Application For 2022 Financing Quota And Authorization To Sign Relevant Agreements Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 1243 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.35000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 Implementing Results Of 2021 Connected Transactions Management For Voted - For 8 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 9 2021 Remuneration For Internal Directors Management For Voted - For 10 2022 Financial Budget Management For Voted - For 11 Reappointment Of 2022 Audit Firm Management For Voted - For 12 Amendments to the Company's Articles of Association Management For Voted - For 13 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 14 Election Of Xiang Chuanguo As A Director And Member Of The Strategy Committee And Confidentiality Committee Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Special 1 Using Proprietary Idle Funds For Cash Management Management For Voted - For AIR CHINA LIMITED Security ID: Y002A6104 Ticker: 0753 Meeting Date: 20-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Ma Chongxian Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Charter Flight Service Framework Agreement Management For Voted - For 4 Comprehensive Services Framework Agreement Management For Voted - For 5 Properties Leasing Framework Agreement Management For Voted - For 6 Media Services Framework Agreement Management For Voted - For 7 Construction Project Commissioned Management Framework Agreement Management For Voted - For 8 New ACC Framework Agreement and the Revised Annual Caps Management For Voted - For 9 Amendments to Articles of Association Management For Voted - Against 10 Amendments to Procedural Rules of General Meetings Management For Voted - Against 11 Amendments to Procedural Rules of Meetings of the Board Management For Voted - For Meeting Date: 25-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 1244 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Remuneration Plan of Directors Management For Voted - For 3 Remuneration Plan of the Shareholder Representative Supervisors Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect SONG Zhiyong Management For Voted - For 6 Elect Ma Chongxian Management For Voted - For 7 Elect FENG Gang Management For Voted - For 8 Elect Patrick Healy Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect LI Fushen Management For Voted - For 11 Elect HE Yun Management For Voted - For 12 Elect XU Junxin Management For Voted - For 13 Elect Winnie TAM Wan-Chi Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect HE Chaofan Management For Voted - Against 16 Elect LYU Yanfang Management For Voted - For 17 Elect GUO Lina Management For Voted - Against Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Debt Financing Instruments Management For Voted - Against AIR CHINA LIMITED Security ID: Y002A6138 Ticker: 0753 Meeting Date: 20-Jul-21 Meeting Type: Special 1 Elect Ma Chongxian Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Charter Flight Service Framework Agreement Management For Voted - For 3 Comprehensive Services Framework Agreement Management For Voted - For 4 Properties Leasing Framework Agreement Management For Voted - For 5 Media Services Framework Agreement Management For Voted - For 6 Construction Project Commissioned Management Framework Agreement Management For Voted - For 7 New ACC Framework Agreement and the Revised Annual Caps Management For Voted - For 8 Amendments to Articles of Association Management For Voted - Against 9 Amendments to Procedural Rules of General Meetings Management For Voted - Against 1245 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Amendments to Procedural Rules of Meetings of the Board Management For Voted - For Meeting Date: 25-Feb-22 Meeting Type: Special 1 Remuneration Plan of Directors Management For Voted - For 2 Remuneration Plan of the Shareholder Representative Supervisors Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect SONG Zhiyong Management For Voted - For 5 Elect Ma Chongxian Management For Voted - For 6 Elect FENG Gang Management For Voted - For 7 Elect Patrick Healy Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect LI Fushen Management For Voted - For 10 Elect HE Yun Management For Voted - For 11 Elect XU Junxin Management For Voted - For 12 Elect Winnie TAM Wan-Chi Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect HE Chaofan Management For Voted - Against 15 Elect LYU Yanfang Management For Voted - For 16 Elect GUO Lina Management For Voted - Against Meeting Date: 25-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Authority to Issue Debt Financing Instruments Management For Voted - Against AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Security ID: Y37456111 Ticker: 002013 Meeting Date: 29-Jul-21 Meeting Type: Special 1 2021 Related Party Transactions Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHOU Yong Management For Voted - For 3 Elect LI Yunliang Management For Voted - For 4 Elect XIA Baoqi Management For Voted - For 5 Elect JIANG Yun Management For Voted - For 6 Elect YANG Xianye Management For Voted - For 7 Elect WANG Wei Management For Voted - Against 1246 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 15-Apr-22 Meeting Type: Annual 1 Approval of Directors' Reports Management For Voted - For 2 Approval of Supervisors' Reports Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Approval of Annual Report Management For Voted - For 6 Approval of Financial Budget Management For Voted - For 7 Approval of Line of Credit Management For Voted - For 8 2022 Estimated Related Party Transactions Management For Voted - For 9 Authority to Give Guarantees Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Amendments to Articles Management For Voted - Against 12 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 13 Amendments to Procedural Rules: Board Meetings Management For Voted - For 14 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 15 Establishment of Work System for Independent Directors Management For Voted - For 16 Establishment of Reporting System from the Board of Directors to the Shareholders Meetings Management For Voted - For Meeting Date: 11-May-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For AVIC HELICOPTER CO., LTD. Security ID: Y2981F108 Ticker: 600038 Meeting Date: 06-Jul-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Elect CAO Shengli Management For Voted - For 3 Elect XU Jianhua Management For Voted - For 4 Elect WANG Lanying Management For Voted - For Meeting Date: 14-Jan-22 Meeting Type: Special 1 Elect YAN Lingxi Management For Voted - For 2 Elect HU Wanlin Management For Voted - Against Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Independent Directors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Annual Report and its Summary Management For Voted - For 7 Proposal on the Actual Occurrence of Daily Connected Transactions in Fiscal Year 2021 and the 1247 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Projected Daily Connected Transactions in Fiscal Year 2022 Management For Voted - For 8 Approval of 2022 Financial Budget Management For Voted - For 9 Approval of 2021 Internal Control Self-Assessment Report Management For Voted - For 10 Approval of 2021 Internal Control Self-Assessment Report Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Proposal to Sign Financial Services Framework Agreement with Avic Finance Company Limited Management For Voted - For 13 Elect YU Xiaolin Management For Voted - For AVICHINA INDUSTRY & TECHNOLOGY Security ID: Y0485Q109 Ticker: 2357 Meeting Date: 18-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHANG Minsheng and Approve Service Contract Management For Voted - For 3 Elect YAN Lingxi and Approve Service Contract Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Shareholders Proposal (Ordinary Resolution) Shareholder For Voted - Against 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Shareholders Proposal (Special Resolution) Shareholder For Voted - Against Meeting Date: 27-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase Shares Management For Voted - For BEIJING CAPITAL INTERNATIONAL AIRPORT Security ID: Y07717104 Ticker: 0694 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 1248 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Approval of the Flexible Retail and F&B Resources Usage Agreement Entered into among the Company, Beijing Airport Commercial and Trading Company Limited and Beijing Airport Food Management Company Limited Management For Voted - For 3 Approval of the Domestic Retail Resources Usage Agreement (as Varied by the Flexible Retail and F&B Resources Usage Agreement) Management For Voted - For Meeting Date: 16-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Supplemental Aviation Security Agreement and Revised Annual Caps Management For Voted - For 4 Elect WANG Changyi Management For Voted - For 5 Elect LIU Chunchen as Supervisor Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Security ID: Y07708103 Ticker: 000786 Meeting Date: 26-Jul-21 Meeting Type: Special 1 Elect SONG Bolu Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules of Shareholders General Meetings Management For Voted - For 4 Amendments to Procedural Rules of Board Meetings Management For Voted - For 5 Amendments to Procedural Rules of Supervisory Committee Meetings Management For Voted - For Meeting Date: 07-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect YIN Zibo Management For Voted - For 3 Elect JIA Tongchun Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 16-Feb-22 Meeting Type: Special 1 Elect WANG Jingda Management For Voted - For 2 Approve Provision of Guarantee Management For Voted - For 1249 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 10-Mar-22 Meeting Type: Special 1 Elect GUAN Li Management For Voted - For Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 Financing From Banks And Other Financial Institutions Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Issuance of Non-financial-institution Debt Financing Instruments by the Company and a Wholly-owned Subsidiary Management For Voted - For 10 Adjustment of the Annual Cost of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Amendments To The External Guarantee Management System Management For Voted - For 13 Supervisors' Report Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect YIN Zibo Management For Voted - For 16 Elect JIA Tongchun Management For Voted - For 17 Elect GUAN Li Management For Voted - For 18 Elect CHEN Xuean Management For Voted - For 19 Elect SONG Bolu Management For Voted - For 20 Elect YE Yingchun Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Elect WANG Jingda Management For Voted - For 23 Elect ZHANG Kun Management For Voted - For 24 Elect LI Xinzi Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Elect FU Jinguang Management For Voted - Against 27 Elect HU Jinyu Management For Voted - For BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Security ID: Y0772Q101 Ticker: 300070 Meeting Date: 25-Aug-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against 2 Early Termination Of The Provision Of Guarantee For A Company Management For Voted - For 3 Connected Transactions Regarding Provision of Guarantee for the Reverse Factoring Applied for by a Company to Related Parties Management For Voted - Against 1250 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Connected Transactions Regarding Provision Of Guarantee For The Comprehensive Credit Line Applied For By A Company To Related Parties Management For Voted - Against 5 Connected Transaction Regarding Loans From The Controlling Shareholder I Management For Voted - For 6 Connected Transaction Regarding Loans From The Controlling Shareholder Ii Management For Voted - For 7 Issuance Of Super And Short-Term Commercial Papers Management For Voted - For Meeting Date: 14-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Provision Of Guarantee For A Company Management For Voted - Against 3 Provision of Guarantee for a Company I Management For Voted - Against 4 Provision of Guarantee for a Company II Management For Voted - Against 5 Provision of Guarantee for a Company III Management For Voted - Against 6 Early Termination Of The Guarantee For The Company Mentioned In Proposal 1 Management For Voted - For 7 Early Termination Of The Guarantee For The Company Mentioned In Proposal 2 Management For Voted - For 8 Approve Extension of Resolution Validity Period and Authorization of the Board of Issuance of Shares to Specific Targets Management For Voted - For Meeting Date: 25-Nov-21 Meeting Type: Special 1 Provision of Guarantee for a Company Management For Voted - Against 2 Provision of Guarantee for a 2nd Company Management For Voted - Against 3 Early Termination of the Guarantee for a 3rd Company I Management For Voted - For 4 Early Termination of the Guarantee for the 3rd Company II Management For Voted - For 5 Connected Transaction Regarding Provision of Guarantee for a 4th Company's Application for Factoring Business to Related Parties Management For Voted - Against 6 Provision of Guarantee for a 5th Company Management For Voted - Against 7 Early Termination of the Guarantee for the 4th Company Management For Voted - For 8 Early Termination of the Guarantee for a 6th Company Management For Voted - For 9 Early Termination of the Guarantee for a 7th Company I Management For Voted - For 10 Early Termination Of The Guarantee For The 7Th Company Ii Management For Voted - For 1251 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 17-Jan-22 Meeting Type: Special 1 Provision Of Guarantee For A Company Management For Voted - Against 2 Early Termination Of The Guarantee Provided For A Company Management For Voted - For 3 Early Termination Of The Guarantee Provided For A 2Nd Company Management For Voted - For 4 Early Termination Of The Guarantee Provided For A 3Rd Company Management For Voted - For 5 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 6 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 7 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 8 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 9 Early Termination Of The Guarantee Provided For A 4Th Company I Management For Voted - For 10 Early Termination Of The Guarantee Provided For A 4Th Company Ii Management For Voted - For Meeting Date: 18-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect HUANG Jianglong as Director Management For Voted - For 3 Connected Transactions Regarding Entering into a Financial Services Frame Agreement Management For Voted - Against 4 Risk Evaluation Report on the Financial Business with China Communications Finance Co., Ltd. Management For Voted - Against 5 Preliminary Plan on the Risks Associated with Financial Business with China Communications Finance Co., Ltd. Management For Voted - Against 6 Authority to Give Guarantees for Jiujiang Originwater Ecotechnology Co., Ltd. Management For Voted - Against 7 Authority to Give Guarantees for Nanjing Zhangfa Originwater Environment Co., Ltd. Management For Voted - Against Meeting Date: 30-Mar-22 Meeting Type: Special 1 Provision Of Guarantee For A Company I Management For Voted - Against 2 Provision Of Guarantee For A Company Ii Management For Voted - Against 3 Elect XU Aihua Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions with China Communications Construction Group Management For Voted - For 1252 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Related Party Transactions with China Communications Construction Company Limited Management For Voted - For 8 Related Party Transactions with Zhejiang OriginWater Environmental Technology Co., Ltd. Management For Voted - For 9 Related Party Transactions with Xi'an Biyuan Water Co., Ltd. Management For Voted - For 10 Related Party Transactions with Jilin OriginWater Technology Co., Ltd. Management For Voted - For 11 Related Party Transactions with Qingdao OriginWater Technology Development Co., Ltd. Management For Voted - For 12 Related Party Transactions with Fujian Zhangfa OriginWater Technology Co., Ltd. Management For Voted - For 13 Related Party Transactions with Guangdong Haiyuan Environmental Protection Technology Co., Ltd. Management For Voted - For 14 Related Party Transactions with Xinjiang Kunlun New Water Source Technology Co., Ltd. Management For Voted - For 15 Related Party Transactions with CCCC Financial Leasing Co., Ltd. Management For Voted - For 16 2022 Directors' Remuneration Management For Voted - For 17 2022 Supervisors' Remuneration Management For Voted - For 18 Amendments to Articles Management For Voted - For 19 Authority to Give Guarantees to Sihong Jiuan Water Co., Ltd. Management For Voted - Against 20 Authority to Give Guarantees to Xinxiang OriginWater Water Treatment Co., Ltd. Management For Voted - Against Meeting Date: 30-Jun-22 Meeting Type: Special 1 Amendments To The Connected Transactions Management System Management For Voted - For 2 Amendments To The External Investment Management System Management For Voted - For 3 Provision Of Guarantee For A Company Management For Voted - Against 4 Early Termination Of The Guarantee For A Company Management For Voted - For 5 Early Termination Of The Guarantee For Another Company Management For Voted - For BEIJING UNITED INFORMATION TECHNOLOGY CO LTD Security ID: Y077BP103 Ticker: 603613 Meeting Date: 07-Sep-21 Meeting Type: Special 1 Elect LIU Quan Management For Voted - For 2 Elect QIAN Xiaoyun Management For Voted - For 3 Elect LIU Yuan Management For Voted - For 4 Elect TIAN Tao Management For Voted - For 5 Elect CHENG Shexin Management For Voted - For 6 Elect LIU Junzhai Management For Voted - For 7 Elect PAN Yong Management For Voted - For 8 Elect WANG Ting Management For Voted - For 9 Elect MA Jiangtao Management For Voted - For 1253 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect LIU Songbo Management For Voted - For 11 Elect BIAN Jiang Management For Voted - For 12 Elect LI Yuhua Management For Voted - For 13 Elect LIU Rui Management For Voted - For 14 Elect WANG Huijuan Management For Voted - Against Meeting Date: 14-Feb-22 Meeting Type: Special 1 Change of the Implementing Methods of Location Acquire of Projects Financed with Raised Funds for the Non-public Offering Management For Voted - For 2 Application for Credit Line to Banks and Other Financial Institutions by the Company and Controlled Subsidiaries and Guarantee Matters Management For Voted - For 3 Amendments to Articles of Association Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Work Report Of The Board Of Directors Management For Voted - For 4 2021 Work Report Of The Supervisory Committee Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 2021 Work Report Of Independent Directors Management For Voted - For 9 2022 Remuneration Plan For Non-Independent Directors Management For Voted - For 10 2022 Remuneration Plan For Independent Directors Management For Voted - For 11 2022 Remuneration For Supervisors Management For Voted - For 12 Amendments to the Company S Articles of Association and Management Systems and Handling of the Industrial and Commercial Registration Amendment Management For Voted - For 13 Amendments to the Company S Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 14 Settlement of Projects Financed with Raised Funds from Ipo and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 15 Supplementary Amendments To The Company S Articles Of Association Management For Voted - For BEIJING-SHANGHAI HIGH SPEED RAILWAY CO LTD Security ID: Y0S031107 Ticker: 601816 Meeting Date: 23-Feb-22 Meeting Type: Special 1 Elect ZHAO Jun Management For Voted - For 2 The Beijing-shanghai Railway Entrusted Transportation Management Agreement and the Station Commercial Assets Entrusted Operation Agreement to Be Signed Management For Voted - For 1254 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 30-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Continuing Connected Transactions Results and 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 Appointment Of 2022 Financial Audit Firm And Internal Control Audit Firm Management For Voted - For 8 2022 Financial Budget Report Management For Voted - For 9 Elect LIU Yubao Management For Voted - Against BOC AVIATION LIMITED Security ID: Y09292106 Ticker: 2588 Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect ZHANG Xiaolu Management For Voted - For 6 Elect Robert James Martin Management For Voted - For 7 Elect CHEN Jing Management For Voted - Against 8 Elect DONG Zongling Management For Voted - Against 9 Elect WANG Xiao Management For Voted - For 10 Elect WEI Hanguang Management For Voted - For 11 Elect DAI Deming Management For Voted - For 12 Elect Antony Nigel Tyler Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 17 Authority to Issue Repurchased Shares Management For Voted - Against CHINA BAOAN GROUP CO., LTD. Security ID: Y1394W104 Ticker: 000009 Meeting Date: 04-Mar-22 Meeting Type: Special 1 External Investment Regarding The Investment Cooperation Agreement To Be Signed By A Subsidiary Management For Voted - For 2 Extension Of The Valid Period Of The Resolution On The Public Issuance Of Corporate Bonds Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 1255 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For CHINA COMMUNICATIONS SERVICES CORP Security ID: Y1436A102 Ticker: 0552 Meeting Date: 22-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Supplemental Agreement to the Engineering Framework Agreement and Revised Annual Caps Management For Voted - For 4 Supplemental Agreement to the Ancillary Telecommunications Services Framework Agreement and Revised Annual Caps Management For Voted - For 5 Supplemental Agreement to the Operation Support Services Framework Agreement and Revised Annual Caps Management For Voted - For 6 Supplemental Agreement to the IT Application Services Framework Agreement and Revised Annual Caps Management For Voted - For 7 Supplemental Agreement to the supplies Procurement Services Framework Agreement and Revised Annual Caps Management For Voted - For 8 2021 Financial Services Framework Agreement Management For Voted - For 9 Share Appreciation Rights Incentive Scheme Management For Voted - For Meeting Date: 25-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect HUANG Zhen Management For Voted - For 4 Elect YE Lichun as Supervisor Management For Voted - For 5 Adoption of Procedural Rules for the General Meeting and the Board of Directors Management For Voted - For 6 Amendments to Articles of Association Management For Voted - Against Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 7 Increase in Registered Capital Management For Voted - Against 8 Elect LIU Guiqing Management For Voted - For 9 Elect HUANG Xiaoqing Management For Voted - For 10 Elect ZHANG Xu Management For Voted - For 11 Elect GAO Tongqing Management For Voted - For 12 Elect MAI Yanzhou (Withdrawn) Management For Voted - For 1256 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect HUANG Zhen Management For Voted - For 14 Elect Francis SIU Wai Keung Management For Voted - Against 15 Elect LV Tingjie Management For Voted - Against 16 Elect WANG Qi Management For Voted - For 17 Elect WANG Chunge Management For Voted - For 18 Elect YE Lichun Management For Voted - For 19 Elect Cai Manli Management For Voted - For 20 Amendments to Procedural Rules for the Supervisory Committee Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting CHINA CONCH VENTURE HOLDINGS LIMITED Security ID: G2116J108 Ticker: 0586 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI Jian Management For Voted - For 6 Elect GUO Jingbin Management For Voted - Against 7 Elect YU Kaijun Management For Voted - Against 8 Elect SHU Mao Management For Voted - For 9 Elect CHAN Kai Wing Management For Voted - For 10 Directors' fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting CHINA CSSC HOLDINGS LIMITED Security ID: Y1414Q103 Ticker: 600150 Meeting Date: 18-Nov-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Elect SHENG Liang as a Supervisor Management For Voted - Against Meeting Date: 12-Apr-22 Meeting Type: Special 1 Approval for Independent Directors' Fees Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Elect ZHANG Yingdai Management For Voted - For 4 Elect JI Jun Management For Voted - For 5 Elect ZHAO Zongbo Management For Voted - For 6 Elect WANG Yongliang Management For Voted - For 1257 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect KE Wangjun Management For Voted - For 8 Elect LIN Ou Management For Voted - For 9 Elect WANG Qi Management For Voted - For 10 Elect LU Ziyou Management For Voted - For 11 Elect CHEN Zhongqian Management For Voted - For 12 Elect XIANG Huiming Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect NING Zhenbo Management For Voted - For 15 Elect WU Lixin Management For Voted - For 16 Elect WU Weiguo Management For Voted - For 17 Elect WANG Ying Management For Voted - For 18 Elect GAO Mingxiang Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Elect SHENG Liang Management For Voted - Against 21 Elect LIN Naxin Management For Voted - For 22 Elect CUI Ming Management For Voted - Against 23 Elect HAN Dongwang Management For Voted - Against Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Related Party Transactions Management For Voted - For 6 Authority to Give Guarantees Management For Voted - For 7 The Company and Subordinate Companies Entrustment of a Company to Carry out Capital Management Businesses in 2022 Management For Voted - For 8 Launching 2022 Financial Derivatives Business Management For Voted - For 9 Connected Transactions Regarding The Financial Service Agreement To Be Signed With A Company Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting CHINA EASTERN AIRLINES CORPORATION LTD Security ID: Y1407D101 Ticker: 0670 Meeting Date: 27-Aug-21 Meeting Type: Special 1 Approval of Adjustment to Annual Caps under the Exclusive Operation Agreement Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1258 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Authority to Issue Bonds Management For Voted - Against 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 8 Fulfilment of the Conditions for Non-public Issuance of A Shares Management For Voted - Against 9 Type and Par Value of Shares Management For Voted - Against 10 Method and Time of Issuance Management For Voted - Against 11 Subscribers and Method of Subscription Management For Voted - Against 12 Pricing Benchmark Date, Pricing Principles and Issue Price Management For Voted - Against 13 Number of Shares to be Issued Management For Voted - Against 14 Amount and Use of Proceeds Management For Voted - Against 15 Lock-Up Period Management For Voted - Against 16 Place of Listing Management For Voted - Against 17 Arrangement of Accumulated Undistributed Profits Before the Non-Public Issuance of A Shares Management For Voted - Against 18 Validity period Management For Voted - Against 19 2022 Non-Public Issuance of A Shares Management For Voted - Against 20 Use of Proceeds Raised From Previous Fund Raising Activities Management For Voted - For 21 Feasibility Report on the Use of Funds Raised From the Non-Public Issuance of A Shares Management For Voted - Against 22 Conditional Share Subscription Agreement of the Non-Public Issuance of A Shares Management For Voted - Against 23 Connected Transaction Involved in the Non-Public Issuance of A Shares Management For Voted - Against 24 Dilution of Immediate Return Resulting from the Proposed Issuance and Remedial Measures Management For Voted - Against 25 Shareholders' Return Plan for the Next Three Years Management For Voted - For 26 Authorization of the Board and its Authorised Persons to Deal with the relevant Matters in Relation to the Non-Public Issuance of A Shares Management For Voted - Against 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Other 1 Type and Par Value of Shares Management For Voted - Against 2 Method and Time of Issuance Management For Voted - Against 3 Subscribers and Method of Subscription Management For Voted - Against 4 Pricing Benchmark Date, Pricing Principles and Issue Price Management For Voted - Against 5 Number of Shares to be Issued Management For Voted - Against 6 Amount and Use of Proceeds Management For Voted - Against 7 Lock-Up Period Management For Voted - Against 8 Place of Listing Management For Voted - Against 9 Arrangement of Accumulated Undistributed Profits Before the Non-Public Issuance of A Shares Management For Voted - Against 10 Validity period Management For Voted - Against 11 2022 Non-Public Issuance of A Shares Management For Voted - Against 12 Feasibility Report on the Use of Funds Raised From the Non-Public Issuance of A Shares Management For Voted - Against 1259 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Conditional Share Subscription Agreement of the Non-Public Issuance of A Shares Management For Voted - Against 14 Connected Transaction Involved in the Non-Public Issuance of A Shares Management For Voted - Against 15 Authorization of the Board and its Authorised Persons to Deal with the relevant Matters in Relation to the Non-Public Issuance of A Shares Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting CHINA ENERGY ENGINEERING CORPORATION LIMITED Security ID: Y1475W114 Ticker: 3996 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 5 Directors' Report Management For Voted - For 6 Independent Directors' Report Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Supervisors' Fees Management For Voted - For 9 Standards on Remuneration Payment to Directors in 2020 Management For Voted - For 10 Standards on Remuneration Payment to Supervisors in 2020 Management For Voted - For 11 Accounts and Reports Management For Voted - For 12 2022 Financial Budget Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 15 Supervisors' Report Management For Voted - For 16 Authority to Give Guarantees Management For Voted - For 17 Authority to Issue Domestic and Overseas Debt Financing Instruments Management For Voted - For 18 Absorption and Merger of Gezhouba No.3 Company Management For Voted - For CHINA EVERBRIGHT ENVIRONMENT GROUP LIMITED Security ID: Y14226107 Ticker: 0257 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WANG Tianyi Management For Voted - Against 6 Elect LUAN Zusheng Management For Voted - For 7 Elect AN Xuesong Management For Voted - For 8 Elect SUO Xuquan Management For Voted - For 1260 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect LI Shuk Yin Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting CHINA LESSO GROUP HOLDINGS LIMITED Security ID: G2157Q102 Ticker: 2128 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WONG Luen Hei Management For Voted - Against 6 Elect KONG Zhaocong Management For Voted - For 7 Elect LIN Shaoquan Management For Voted - For 8 Elect Jonathan WONG Kwok Ho Management For Voted - Against 9 Elect Cheng Dickson Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Adoption of New Articles of Association Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Security ID: Y1489Q103 Ticker: 0144 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Elect DENG Renjie Management For Voted - For 7 Elect WANG Xiufeng Management For Voted - Against 8 Elect DENG Weidong Management For Voted - For 9 Elect YIM Kong Management For Voted - For 10 Elect KUT Ying Hay Management For Voted - Against 11 Elect Peter LEE Yip Wah Management For Voted - Against 12 Elect Francis BONG Shu Ying Management For Voted - Against 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1261 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Authority to Repurchase Shares Management For Voted - For 17 Authority to Issue Repurchased Shares Management For Voted - Against 18 Non-Voting Meeting Note N/A N/A Non-Voting CHINA NATIONAL CHEMICAL ENGINEERING CO Security ID: Y1504G106 Ticker: 601117 Meeting Date: 12-Oct-21 Meeting Type: Special 1 Increase the company's registered capital and amend the Articles of Association Management For Voted - For 2 Related party transactions in the financial leasing business quota forecast in the second half of 2021 Management For Voted - For Meeting Date: 06-Apr-22 Meeting Type: Special 1 By-Election of WEN Gang as Director Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Approval of 2021 Accounts and Reports Management For Voted - For 2 Approval of 2022 Financial Budget Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Amendments to Procedural Rules: External Guarantee Management Methods Management For Voted - For 6 Authority to Give Guarantees in 2022 Management For Voted - For 7 Proposal on the Signing of Financial Services Agreement Between Sinochem Engineering Group Finance Company Limited Management For Voted - For 8 Approval of 2021 Annual Report Management For Voted - For 9 Proposal to Adjust the Estimated Amount of Daily Connected Transactions of the Company for 2022-2023 Management For Voted - For 10 Proposal on the Completion of the Company's Investment in 2021 and the Investment Plan for 2022 Management For Voted - For 11 Amendments to Procedural Rules: Investment Managements Management For Voted - For 12 Approval of 2021 Directors' Report Management For Voted - For 13 Approval of 2021 Supervisors' Report Management For Voted - For 14 Approval of 2021 Independent Directors' Report Management For Voted - For CHINA RAILWAY GROUP LIMITED Security ID: Y1509D108 Ticker: 0390 Meeting Date: 30-Dec-21 Meeting Type: Other 1 2021 Restricted Share Incentive Scheme Management For Voted - For 2 Appraisal Management Measures for Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 1262 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Management Measures of the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Dec-21 Meeting Type: Special 1 2021 Restricted Share Incentive Scheme Management For Voted - For 2 Appraisal Management Measures for Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 3 Management Measures of the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Grant of Restricted Shares to Connected Persons of the Company Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 4 A Share Annual Report and H Share Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 The Plan for Shareholders' Return for 2021 to 2023 Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 10 Directors' and Supervisors' Fees Management For Voted - For 11 Purchase of Liability Insurance Management For Voted - For 12 Authority to Give External Guarantees Management For Voted - Abstain 13 Amendments to Procedural Rules for the Independent Directors Management For Voted - For 14 Authority to Issue Domestic and Overseas Debt Financing Instruments Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Increase in Registered Capital Management For Voted - For 17 Amendments to Articles Management For Voted - For 18 Amendments to Procedural Rules for the Shareholders' Meeting Management For Voted - For 19 Amendments to Procedural Rules for the Board Management For Voted - For 1263 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA RAILWAY GROUP LIMITED Security ID: Y1509D116 Ticker: 0390 Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted Share Incentive Scheme Management For Voted - For 3 Appraisal Management Measures for Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Management Measures of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Board Authorization to Handle Matters in Respect of the 2021 Restricted Share Incentive Scheme Management For Voted - For 6 Grant of Restricted Shares to Connected Persons of the Company Management For Voted - For Meeting Date: 12-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted Share Incentive Scheme Management For Voted - For 3 Appraisal Management Measures for Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Management Measures of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Board Authorization to Handle Matters in Respect of the 2021 Restricted Share Incentive Scheme Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Independent Directors' Report Management For Voted - For 5 A Share Annual Report and H Share Annual Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 The Plan for Shareholders' Return for 2021 to 2023 Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 11 Directors' and Supervisors' Fees Management For Voted - For 12 Purchase of Liability Insurance Management For Voted - For 13 Authority to Give External Guarantees Management For Voted - Abstain 14 Amendments to Procedural Rules for the Independent Directors Management For Voted - For 15 Authority to Issue Domestic and Overseas Debt Financing Instruments Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 17 Increase in Registered Capital Management For Voted - For 18 Amendments to Articles Management For Voted - For 1264 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Amendments to Procedural Rules for the Shareholders' Meeting Management For Voted - For 20 Amendments to Procedural Rules for the Board Management For Voted - For CHINA SOUTHERN AIRLINES COMPANY LIMITED Security ID: Y1503W102 Ticker: 1055 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Satisfaction of the Conditions of the Non-public Issue of A Shares Management For Voted - For 3 Feasibility Report on the Use of Proceeds from the Non-public Issue of A Shares Management For Voted - For 4 Report on Use of Proceeds from Previous Fund Raising Activities Management For Voted - For 5 Dilution of Current Returns and Remedial Measures Management For Voted - For 6 Plan of Shareholders' Return (2022-2024) Management For Voted - For 7 Types of Shares to be issued and the par value Management For Voted - For 8 Issue method and period Management For Voted - For 9 Subscriber and subscription method Management For Voted - For 10 Price determination date, issue price and pricing method Management For Voted - For 11 Number of shares to be issued Management For Voted - For 12 Lock-up period Management For Voted - For 13 Proceeds raised and the use of proceeds Management For Voted - For 14 Place of listing Management For Voted - For 15 Arrangement for the distribution of undistributed profits Management For Voted - For 16 Validity period Management For Voted - For 17 Preliminary Proposal of the Non-public Issue of A Shares Management For Voted - For 18 Connected Transactions Involved in the Non-public Issue of A Shares Management For Voted - For 19 Connected Transactions Involved in the Non-public Issue of H Shares Management For Voted - For 20 A Share Subscription Agreement Management For Voted - For 21 H Share Subscription Agreement Management For Voted - For 22 Board Authorization to Amend the Articles upon Completion of the Share Issue Management For Voted - For 23 Board Authorization in Relation to Issuance Management For Voted - For 24 Amendments to Articles of Association Management For Voted - For 25 Amendments to Procedural Rules of the Board Management For Voted - For 26 Elect REN Ji Dong as Supervisor Management For Voted - Against Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 1265 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Authority to Issue Debt Financial Instruments Management For Voted - Against 10 Authority to Give Guarantees Management For Voted - For 11 Use of Proceeds from Previous Fund Raising Activities Management For Voted - For 12 Amendments to Article 19 Management For Voted - For CHINA SOUTHERN AIRLINES COMPANY LIMITED Security ID: Y1R16E111 Ticker: 1055 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Satisfaction of the Conditions of the Non-public Issue of A Shares Management For Voted - For 2 Feasibility Report on the Use of Proceeds from the Non-public Issue of A Shares Management For Voted - For 3 Report on Use of Proceeds from Previous Fund Raising Activities Management For Voted - For 4 Dilution of Current Returns and Remedial Measures Management For Voted - For 5 Plan of Shareholders' Return (2022-2024) Management For Voted - For 6 Types of Shares to be issued and the par value Management For Voted - For 7 Issue method and period Management For Voted - For 8 Subscriber and subscription method Management For Voted - For 9 Price determination date, issue price and pricing method Management For Voted - For 10 Number of shares to be issued Management For Voted - For 11 Lock-up period Management For Voted - For 12 Proceeds raised and the use of proceeds Management For Voted - For 13 Place of listing Management For Voted - For 14 Arrangement for the distribution of undistributed profits Management For Voted - For 15 Validity period Management For Voted - For 16 Preliminary Proposal of the Non-public Issue of A Shares Management For Voted - For 17 Connected Transactions Involved in the Non-public Issue of A Shares Management For Voted - For 18 Connected Transactions Involved in the Non-public Issue of H Shares Management For Voted - For 19 A Share Subscription Agreement Management For Voted - For 20 H Share Subscription Agreement Management For Voted - For 21 Board Authorization to Amend the Articles upon Completion of the Share Issue Management For Voted - For 22 Board Authorization in Relation to Issuance Management For Voted - For 23 Amendments to Articles of Association Management For Voted - For 24 Amendments to Procedural Rules of the Board Management For Voted - For 25 Elect REN Ji Dong as Supervisor Management For Voted - Against 1266 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 8 Authority to Issue Debt Financial Instruments Management For Voted - Against 9 Authority to Give Guarantees Management For Voted - For 10 Use of Proceeds from Previous Fund Raising Activities Management For Voted - For 11 Amendments to Article 19 Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting CHINA STATE CONSTRUCTION ENGINEERING CORPORATION LIMITED Security ID: Y1R16Z106 Ticker: 601668 Meeting Date: 25-Oct-21 Meeting Type: Special 1 Authority to Give Guarantees for China Construction Oceania Pty Ltd Management For Voted - For Meeting Date: 15-Dec-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 3 Renewal of the Financial Service Framework Agreement by a Company with a 2nd Company Management For Voted - For 4 Renewal of the Comprehensive Services Framework Agreement with the 2nd Company Management For Voted - For 5 Repurchase of the 3rd and 4th Phase Restricted A-share Stocks from Plan Participants Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Independent Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Profit Distribution Plan from 2021 to 2023 Management For Voted - For 7 2021 Annual Report Management For Voted - For 8 2021 Investment Budget Results and 2022 Budget Advice Plan Management For Voted - Abstain 1267 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 2022 Financial Budget Plan Management For Voted - For 10 Authority to Give Guarantees Management For Voted - Against 11 Appointment of 2022 Internal Control Auditor Management For Voted - For 12 Appointment of 2022 Financial Auditor Management For Voted - For 13 Amendments to Management System for Connected Transaction Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Security ID: G21677136 Ticker: 3311 Meeting Date: 11-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Framework Agreement Management For Voted - For 4 Second Supplemental Agreement Management For Voted - For Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect YAN Jianguo Management For Voted - Against 6 Elect CHEN Xiaofeng Management For Voted - Against 7 Elect ZHOU Hancheng Management For Voted - For 8 Elect HUNG Cheung Shew Management For Voted - For 9 Elect WONG Wai Ching Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting CITIC LIMITED Security ID: Y1639J116 Ticker: 0267 Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Li Qingping Management For Voted - For 6 Elect Zhang Lin Management For Voted - For 7 Elect Yang Xiaoping Management For Voted - Against 8 Elect Tang Jiang Management For Voted - For 1268 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Francis Siu Wai Keung Management For Voted - For 10 Elect Anthony Francis Neoh Management For Voted - For 11 Elect Gregory L. CURL Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Repurchase Shares Management For Voted - For CONTEMPORARY AMPEREX TECHNOLOGY CO. LIMITED Security ID: Y1R48E105 Ticker: 300750 Meeting Date: 31-Aug-21 Meeting Type: Special 1 Company's Eligibility for Private Placement Management For Voted - Against 2 Type and Face Value Management For Voted - Against 3 Issuance Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuance Amount Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Total Amount and Purpose of Raised Funds Management For Voted - Against 9 Arrangement for Accumulated Retained Profits Before the Share Offering Management For Voted - Against 10 Validity of the Resolution Management For Voted - Against 11 Listing Place Management For Voted - Against 12 Preliminary Report for Private Placement Management For Voted - Against 13 Demonstration Analysis Report for Private Placement Management For Voted - Against 14 Feasibility Analysis Report for Private Placement Management For Voted - Against 15 Report on Previously Raised Funds Management For Voted - For 16 Diluted Immediate Return After Private Placement, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 17 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 18 Authorization to the Board And Its Authorized Persons to Handle Matters Regarding Private Placement Management For Voted - Against Meeting Date: 12-Nov-21 Meeting Type: Special 1 Adoption of 2021 Employee Stock Options and Restricted Shares Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Management Measures for 2021 Employee Stock Options and Restricted Shares Plan Management For Voted - For 3 Board Authorization to Handle Matters of 2021 Employee Stock Options and Restricted Shares Plan Management For Voted - For 4 Additional and Adjusted 2021 Estimated Guarantees Provided in 2021 Management For Voted - Against Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 1269 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect ZENG Yuqun Management For Voted - For 3 Elect LI Ping Management For Voted - For 4 Elect HUANG Shilin Management For Voted - For 5 Elect PAN Jian Management For Voted - For 6 Elect ZHOU Jia Management For Voted - For 7 Elect WU Kai Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect XUE Zuyun Management For Voted - For 10 Elect CAI Xiuling Management For Voted - For 11 Elect HONG Bo Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect WU Yingming Management For Voted - For 14 Elect FENG Chunyan Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of 2021 Accounts and Reports Management For Voted - For 6 Approval of Directors' Fees: ZENG Yuqun Management For Voted - For 7 Approval of Directors' Fees: LI Ping Management For Voted - For 8 Approval of Directors' Fees: HUANG Shilin Management For Voted - For 9 Approval of Directors' Fees: PAN Jian Management For Voted - For 10 Approval of Directors' Fees: ZHOU Jia Management For Voted - For 11 Approval of Directors' Fees: WU Kai Management For Voted - For 12 Approval of Directors' Fees: XUE Zuyun Management For Voted - For 13 Approval of Directors' Fees: HONG Bo Management For Voted - For 14 Approval of Directors' Fees: CAI Xiuling Management For Voted - For 15 Approval of Directors' Fees: WANG Hongbo Management For Voted - For 16 Approval of Supervisors' Fees: WU Yangming Management For Voted - For 17 Approval of Supervisors' Fees: FENG Chunyan Management For Voted - For 18 Approval of Supervisors' Fees: LIU Na Management For Voted - For 19 Approval of Supervisors' Fees: WANG Siye Management For Voted - For 20 Proposal on the Purchase of Liability Insurance By the Company for Directors, Supervisors and Senior Management Management For Voted - For 21 Authority to Give Guarantees in 2022 Management For Voted - Against 22 Approval of Line of Credit Management For Voted - For 23 Appointment of Auditor Management For Voted - For 24 Proposal to Repurchase Note Part of Restricted Shares Considered At the Thirty-fourth Meeting of the Second Session of the Board of Directors Management For Voted - For 25 Proposal on the Repurchase and Cancellation of Certain Restricted Shares Considered At the Third Meeting of the Third Session of the Board of Directors Management For Voted - For 26 Amendments to Articles Management For Voted - For 27 Amendments to Procedural Rules Management For Voted - For 1270 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Proposal to Invest in the Construction of a Power Battery Industry Chain Project in Indonesia by a Holding Subsidiary Management For Voted - For COSCO SHIPPING DEVELOPMENT CO., LTD. Security ID: Y10880105 Ticker: 2866 Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Independent Directors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Annual Report Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Appointment of Domestic Auditor and Authority to Set Fees Management For Voted - For 10 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 11 Appointment of International Auditor and Authority to Set Fees Management For Voted - For 12 Equity Transfer Agreement Management For Voted - For 13 Capital Increase Agreement and Increase in Registered Capital Management For Voted - For 14 Authority to Give Guarantees Management For Voted - Against 15 Elect ZHANG Mingwen Management For Voted - For COSCO SHIPPING HOLDINGS CO LTD Security ID: Y1839M109 Ticker: 1919 Meeting Date: 29-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Shipbuilding Contracts and Shipbuilding Transaction Management For Voted - For 3 Revision of Annual Caps of Master Shipping Services Agreement Management For Voted - For 4 Revision of Annual Caps of Master Port Services Agreement Management For Voted - For 5 Revision of Annual Caps of Financial Services Agreement Management For Voted - For 6 Ten Shipbuilding Contracts All Dated 2 September 2021 Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Dec-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase A Shares Management For Voted - For 3 Authority to Repurchase H Shares Management For Voted - For 1271 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WAN Min Management For Voted - For 3 Authority to Repurchase A Shares Management For Voted - For 4 Authority to Repurchase H Shares Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Reports Management For Voted - For 4 Supervisors' Reports Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Repurchase H Shares Management For Voted - For 10 Authority to Repurchase A Shares Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase H Shares Management For Voted - For 3 Authority to Repurchase A Shares Management For Voted - For COSCO SHIPPING HOLDINGS CO LTD Security ID: Y1839M117 Ticker: 1919 Meeting Date: 29-Oct-21 Meeting Type: Special 1 Shipbuilding Contracts and Shipbuilding Transaction Management For Voted - For 2 Revision of Annual Caps of Master Shipping Services Agreement Management For Voted - For 3 Revision of Annual Caps of Master Port Services Agreement Management For Voted - For 4 Revision of Annual Caps of Financial Services Agreement Management For Voted - For 5 Ten Shipbuilding Contracts All Dated 2 September 2021 Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Dec-21 Meeting Type: Other 1 Authority to Repurchase A Shares Management For Voted - For 2 Authority to Repurchase H Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 1272 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Dec-21 Meeting Type: Special 1 Elect WAN Min Management For Voted - For 2 Authority to Repurchase A Shares Management For Voted - For 3 Authority to Repurchase H Shares Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-May-22 Meeting Type: Annual 1 Directors' Reports Management For Voted - For 2 Supervisors' Reports Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Authority to Give Guarantees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Repurchase H Shares Management For Voted - For 8 Authority to Repurchase A Shares Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-May-22 Meeting Type: Other 1 Authority to Repurchase H Shares Management For Voted - For 2 Authority to Repurchase A Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting COSCO SHIPPING PORTS LTD. Security ID: G2442N104 Ticker: 1199 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 COSCO SHIPPING Shipping Services and Terminal Services Master Agreement Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Elect YANG Zhijian Management For Voted - Against 6 Elect ZHANG Dayu Management For Voted - For 7 Elect Kelvin WONG Tin Yau Management For Voted - For 8 Elect CHAN Ka Lok Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 1273 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Amendments to Articles Management For Voted - Against CRRC CORPORATION LIMITED Security ID: Y1818X100 Ticker: 1766 Meeting Date: 22-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect SUN Yongcai Management For Voted - For 4 Elect LOU Qiliang Management For Voted - For 5 Elect WANG An Management For Voted - For 6 Elect JIANG Renfeng Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Elect SHI Jianzhong Management For Voted - For 9 Elect WENG Yiran Management For Voted - For 10 Elect NGAI Ming Tak Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect CHEN Zhenhan Management For Voted - For 13 Elect CHEN Xiaoyi Management For Voted - Against 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Give Guarantees Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Supervisors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to the Procedural Rules for General Meetings Management For Voted - For 12 Amendments to the Procedural Rules for the Board Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Issue Debt Financing Instruments Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting CRRC CORPORATION LIMITED Security ID: Y1R16T100 Ticker: 1766 Meeting Date: 22-Dec-21 Meeting Type: Special 1 Elect SUN Yongcai Management For Voted - For 2 Elect LOU Qiliang Management For Voted - For 1274 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect WANG An Management For Voted - For 4 Elect JIANG Renfeng Management For Voted - For 5 Elect SHI Jianzhong Management For Voted - For 6 Elect WENG Yiran Management For Voted - For 7 Elect NGAI Ming Tak Management For Voted - For 8 Elect CHEN Zhenhan Management For Voted - For 9 Elect CHEN Xiaoyi Management For Voted - Against Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Authority to Give Guarantees Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Supervisors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Amendments to the Procedural Rules for General Meetings Management For Voted - For 11 Amendments to the Procedural Rules for the Board Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Debt Financing Instruments Management For Voted - For DAQIN RAILWAY CO., LTD. Security ID: Y1997H108 Ticker: 601006 Meeting Date: 25-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts And 2022 Budget Report Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Amendments To The Company S Articles Of Association Management For Voted - For 7 Amendments To The Company S Rules Of Procedure Governing Shareholders General Meetings Management For Voted - For 8 Amendments To The Company S Rules Of Procedure Governing Board Meetings Management For Voted - For 9 Amendments To The Work Rules For Independent Directors Management For Voted - For 10 Amendments To The Connected Transactions Decision-Making Rules Management For Voted - For 11 Amendments To The Company S Financing, Loans And Guarantee Management Measures Management For Voted - For 12 Reappointment Of Financial Audit Firm Management For Voted - For 13 Reappointment Of Internal Control Audit Firm Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Election Of Independent Director: Xu Guangjian Management For Voted - For 1275 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Election Of Independent Director: Fan Yanping Management For Voted - For DIDI GLOBAL INC. Security ID: 23292E108 Ticker: DIDI Meeting Date: 23-May-22 Meeting Type: Special 1 Delisting Management For Voted - For DONGFANG ELECTRIC CO LTD Security ID: Y20958115 Ticker: 1072 Meeting Date: 28-Dec-21 Meeting Type: Other 1 Repurchase and Cancellation of Certain Restricted Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Dec-21 Meeting Type: Special 1 Repurchase and Cancellation of Certain Restricted Shares Management For Voted - For 2 Purchase and Production Services Framework Agreement Management For Voted - For 3 2022 Sales and Production Services Framework Agreement Management For Voted - For 4 2022 Combined Ancillary Services Framework Agreement Management For Voted - For 5 2022 Financial Services Framework Agreement Management For Voted - For 6 2022 Properties and Equipment Lessee Framework Agreement Management For Voted - For 7 Properties and Equipment Lessor Framework Agreement Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Director's Report Management For Voted - For 2 Supervisor's Report Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Amendments to Work Rules for Independent Directors Management For Voted - For 7 Elect HU Weidong as Supervisor Management For Voted - Against 8 Repurchase and Cancellation of Restricted Shares Management For Voted - For 9 Amendments to Articles of Association Management For Voted - For 10 Amendments to Procedural Rules of the Board Management For Voted - For 11 Amendments to Procedural Rules of General Meeting Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect LIU Zhiquan Management For Voted - For 14 Elect ZHANG Jilie Management For Voted - For 1276 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Jun-22 Meeting Type: Other 1 Repurchase and Cancellation of Restricted Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting EVE ENERGY CO., LTD. Security ID: Y2303F109 Ticker: 300014 Meeting Date: 11-Aug-21 Meeting Type: Special 1 Contract to be Signed Between a Subsidiary and Jingmen High-Tech Zone Management Committee Management For Voted - For 2 Provision of Guarantees for Subsidiaries Management For Voted - For 3 Setting Up a Joint Venture With a Company Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Aug-21 Meeting Type: Special 1 Matters Regarding The Issuance Of Corporate Bonds Management For Voted - For 2 Provision Of Guarantee For Subsidiaries Management For Voted - Against Meeting Date: 18-Oct-21 Meeting Type: Special 1 Approve Adjustment and Additional Guarantee Provision Plan Management For Voted - Against 2 Amend Articles Of Association Management For Voted - For Meeting Date: 22-Nov-21 Meeting Type: Special 1 Third Phase Restricted Stock Incentive Plan Management For Voted - For 2 Constitution of Procedural Rules Management For Voted - For 3 Ratification of Board Implementation of Restricted Stock Incentive Plan Management For Voted - For 4 Authority to Give Guarantees Management For Voted - Against Meeting Date: 27-Dec-21 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase and Share Expansion of a Subsidiary Management For Voted - For 2 Provision Of Guarantee For Subsidiaries Management For Voted - Against Meeting Date: 28-Jan-22 Meeting Type: Special 1 Investment in Construction of a Project with a Company Management For Voted - For 2 Provision of Guarantee for Subsidiaries Management For Voted - Against 3 Provision Of External Financial Aid By Subsidiaries Management For Voted - For 1277 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Mar-22 Meeting Type: Special 1 Contract on Fixed Asset Investment Management For Voted - For 2 Approval to Adopt Employee Stock Ownership Plan (Draft) Management For Voted - Against 3 Authorization of the Board to Implement Employee Stock Ownership Plan Management For Voted - Against 4 Verification Of The List Of Participants In The Employee Stock Ownership Plan Management For Voted - Against 5 Authority to Launch Financial Leasing Business Management For Voted - For 6 Authority to Give Guarantees Management For Voted - Against 7 Authority to Offer Loans to the Company's Subsidiary Management For Voted - Abstain 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Work Report Of The Board Of Directors Management For Voted - For 4 2021 Audit Report Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 8 2022 Remuneration And Appraisal Plan For Directors And Senior Management Management For Voted - For 9 Reappointment Of Audit Firm Management For Voted - For 10 Retroactive Confirmation of 2021 Continuing Connected Transaction and 2022 Estimated Continuing Connected Transactions Management For Voted - For 11 Amendments To The Articles Of Association Of The Company Management For Voted - For 12 Amendments To The Work System For Independent Directors Management For Voted - For 13 Amendments To The Management System For The Special Deposit And Use Of Raised Funds Management For Voted - For 14 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 15 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 16 Amendments To The External Guarantee Management System Management For Voted - For 17 Amendments To The External Financial Aid Management System Management For Voted - For 18 Provision Of Guarantee For Subsidiaries Management For Voted - Against 19 2021 Work Report Of The Supervisory Committee Management For Voted - For 20 2022 Remuneration Plan For Supervisors Management For Voted - For 21 Change of Use of Some Raised Funds Management For Voted - For 22 Related Party Transactions Management For Voted - For 23 Agreement Signed with the Management Committee of Chengdu Economic and Technological Development Zone Management For Voted - For 1278 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 24 Reduction of share for wholly-owned sub-subsidiary company Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 The Company's Eligibility for A-share Offering to Specific Targets Management For Voted - Against 3 Stock Type and Par Value Management For Voted - Against 4 Issuing Method and Date Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Targets and Subscription Method Management For Voted - Against 7 Issuing Volume Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Before the Share Offering Management For Voted - Against 11 Purpose of the Raised Funds Management For Voted - Against 12 Valid Period of the Resolution on the Share Offering Management For Voted - Against 13 Preplan For 2022 A-Share Offering To Specific Targets Management For Voted - Against 14 Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Targets Management For Voted - Against 15 Feasibility Analysis Report on the Use of Funds to Be Raised from 2022 A-share Offering to Specific Targets Management For Voted - Against 16 Connected Transactions Involved in the 2022 A-share Offering to Specific Targets Management For Voted - Against 17 Conditional Share Subscription Agreement to Be Signed with the Controlling Shareholder and De Facto Controller Management For Voted - Against 18 Diluted Immediate Return After The 2022 A-Share Offering To Specific Targets, Filling Measures And Commitments Of Relevant Parties Management For Voted - Against 19 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 20 Special Report On The Use Of Previously Raised Funds Management For Voted - For 21 Verification Report On Use Of Previously Raised Funds Management For Voted - For 22 Setting Up a Dedicated Account for the Funds Raised from A-share Offering to Specific Targets Management For Voted - Against 23 Exemption of Controlling Shareholder and De Facto Controller from the Tender Offer Obligation Management For Voted - Against 24 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the A-share Offering to Specific Targets Management For Voted - Against 25 Adjustment And Addition Of The Guarantee For Subsidiaries Management For Voted - Against 26 A Project Investment Agreement To Be Signed Management For Voted - For 27 A Cooperation Agreement to Be Signed with the Administration Committee of Donghu High-tech Zone by the Company and Subsidiaries Management For Voted - For 1279 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Approve Signing of Equity Investment Agreement Management For Voted - For FANGDA CARBON NEW MATERIAL CO., LTD. Security ID: Y51720103 Ticker: 600516 Meeting Date: 02-Dec-21 Meeting Type: Special 1 Reappointment of Auditor Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Purchase Of Wealth Management Products With Idle Funds Management For Voted - For Meeting Date: 21-Mar-22 Meeting Type: Special 1 Connected Transaction Regarding Investment In Private Funds Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Special 1 Amendments To The Company S Articles Of Association Management For Voted - For 2 Amendments To The Company S Rules Of Procedure Governing Shareholders General Meetings Management For Voted - For 3 Amendments To The Company S Rules Of Procedure Governing The Board Meetings Management For Voted - For 4 Amendments To The Company S Rules Of Procedure Governing Meetings Of The Supervisory Committee Management For Voted - For 5 Application For Comprehensive Credit Business Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2021 Annual Report Management For Voted - For 6 Report on Deposit and Use of Previously Raised Funds Management For Voted - For Meeting Date: 09-Jun-22 Meeting Type: Special 1 Amendments To The External Guarantee Management System Management For Voted - For 2 Amendments To The System For Independent Directors Management For Voted - For 3 2022 Additional Continuing Connected Transactions Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Special 1 GDR Issuance and Listing on the Six Swiss Exchange and Conversion into a Company Limited by Shares Which Raises Funds Overseas Management For Voted - For 2 Stock Type and Par Value Management For Voted - For 1280 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Issuing Date Management For Voted - For 4 Issuing Method Management For Voted - For 5 Issuing Volume Management For Voted - For 6 GDR Scale During the Duration Management For Voted - For 7 Conversion Ratio of GDRs and Basic Securities of A-shares Management For Voted - For 8 Pricing Method Management For Voted - For 9 Issuing Targets Management For Voted - For 10 Conversion Limit Period of GDRs and Basic Securities of A-shares Management For Voted - For 11 Underwriting Method Management For Voted - For 12 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For 13 The Valid Period Of The Resolution On The Gdr Issuance And Listing On The Six Swiss Exchange Management For Voted - For 14 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the GDR Issuance and Listing on the Six Swiss Exchange Management For Voted - For 15 Distribution Plan for Accumulated Retained Profits Before the GDR Issuance and Listing on the Six Swiss Exchange Management For Voted - For 16 Indemnification of Directors/Officers Management For Voted - Abstain 17 Amendments to Articles Management For Voted - For FOSUN INTERNATIONAL LIMITED Security ID: Y2618Y108 Ticker: 0656 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect GUO Guangchang Management For Voted - For 6 Elect CHEN Qiyu Management For Voted - For 7 Elect QIN Xuetang Management For Voted - For 8 Elect GONG Ping Management For Voted - For 9 Elect HUANG Zhen Management For Voted - Against 10 Elect ZHANG Huaqiao Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Authority to Grant Options and Shares under the Share Option Scheme Management For Voted - Against 17 Grant Shares under Share Award Scheme Management For Voted - Against 18 Grant Shares to GUO Guangchang Management For Voted - Against 19 Grant Shares to WANG Qunbin Management For Voted - Against 20 Grant Shares to CHEN Qiyu Management For Voted - Against 21 Grant Shares to XU Xiaoliang Management For Voted - Against 1281 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Grant Shares to QIN Xuetang Management For Voted - Against 23 Grant Shares to GONG Ping Management For Voted - Against 24 Grant Shares to HUANG Zhen Management For Voted - Against 25 Grant Shares to ZHUANG Yuemin Management For Voted - Against 26 Grant Shares to YU Qingfei Management For Voted - Against 27 Grant Shares to ZHANG Shengman Management For Voted - Against 28 Grant Shares to ZHANG Huaqiao Management For Voted - Against 29 Grant Shares to David ZHANG T. Management For Voted - Against 30 Grant Shares to LEE Kai-Fu Management For Voted - Against 31 Grant Shares to Katherine TSANG King Suen Management For Voted - Against 32 Grant Shares to PAN Donghui Management For Voted - Against 33 Grant Shares to YAO Fang Management For Voted - Against 34 Grant Shares to ZHANG Houlin Management For Voted - Against 35 Grant Shares to LI Tao Management For Voted - Against 36 Grant Shares to WANG Jiping Management For Voted - Against 37 Grant Shares to JIN Hualong Management For Voted - Against 38 Grant Shares to QIAN Jiannong Management For Voted - Against 39 Grant Shares to QIAN Shunjiang Management For Voted - Against 40 Grant Shares to Jorge Magalhaes Correia Management For Voted - Against 41 Grant Shares to HUANG Yixin Management For Voted - Against 42 Grant Shares to SHI Kun Management For Voted - Against 43 Grant Shares to ZHANG Liangsen Management For Voted - Against 44 Grant Shares to GAO Min Management For Voted - Against 45 Grant Shares to WANG Kexin Management For Voted - Against 46 Grant Shares to HAO Yuming Management For Voted - Against 47 Grant Shares to GUAN Xiaohui Management For Voted - Against 48 Grant Shares to PENG Yulong Management For Voted - Against 49 Grant Shares to WEI Junfeng Management For Voted - Against 50 Grant Shares to Other Persons Management For Voted - Against 51 Board Authorization Management For Voted - Against 52 Adoption of Subsidiary Share Option Scheme (The Fosun Health Share Option Scheme) Management For Voted - For 53 Adoption of Subsidiary Share Option Scheme (The Lovelink Share Option Scheme) Management For Voted - Against 54 Grant Options to WU Linguang Management For Voted - Against 55 Non-Voting Meeting Note N/A N/A Non-Voting GINLONG TECHNOLOGIES CO LTD Security ID: Y6367E106 Ticker: 300763 Meeting Date: 11-Mar-22 Meeting Type: Special 1 Additional Guarantee Quota For Subsidiaries And Sub-Subsidiaries Management For Voted - Against Meeting Date: 17-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 1282 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2021 Annual Accounts Management For Voted - For 5 Reappointment of 2022 Audit Firm Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Application For Comprehensive Credit Line To Banks Management For Voted - For 8 2022 Remuneration Plan For Directors Management For Voted - For 9 2022 Remuneration Plan For Supervisors Management For Voted - For 10 2022 Estimated Guarantee Quota For Subsidiaries And Sub-Subsidiaries Management For Voted - Against 11 Launching Foreign Exchange Hedging Business Management For Voted - For 12 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For 13 Addition and Amendments to Some of the Company's Management Systems Management For Voted - For 14 Amendments To The Articles Of Associations Of The Company Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting GOTION HIGH-TECH CO LTD Security ID: Y4439F110 Ticker: 002074 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Capital Injection in A Controlled Entity Management For Voted - For 2 2021 Stock Option Incentive Plan (Draft) and Summary Management For Voted - For 3 Management Measures of the 2021 Stock Option Incentive Plan Management For Voted - For 4 Board Authorization Management For Voted - For 5 Approval of the Third Phase Employee Stock Ownership Plan (Draft) and Summary Management For Voted - Against 6 Management Measures of the Third Phase Employee Stock Ownership Plan Management For Voted - Against 7 Board Authorization Management For Voted - Against 8 2021 Related Party Transactions Management For Voted - For Meeting Date: 15-Dec-21 Meeting Type: Special 1 Elect SUN Zhe Management For Voted - For 2 Elect ZHOU Yi Management For Voted - For 3 Elect QIU Xinping Management For Voted - For 4 Elect WANG Feng Management For Voted - For 5 Elect Andrea Nahmer as Non-independent Director Management For Voted - For 6 Amendments to Procedural Rules Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 1283 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 7 2021 Profit Distribution Plan Management For Voted - For 8 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 2022 Application For Comprehensive Credit Line Management For Voted - For 10 2022 Estimated Guarantee Quota Management For Voted - Against 11 Reappointment Of 2022 Audit Firm Management For Voted - For 12 Settlement of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 13 Change Of The Purpose Of The Raised Funds Management For Voted - For 14 Connected Transaction Regarding Capital Increase In A Joint Stock Company Management For Voted - For 15 Adjustment of the Appraisal Content of the Second Phase Employee Stock Ownership Plan Management For Voted - For 16 2022 Stock Option Incentive Plan (Draft) And Its Summary Management For Voted - For 17 Appraisal Management Measures For The Implementation Of The 2022 Stock Option Incentive Plan Management For Voted - For 18 Authorization to the Board to Handle Matters Regarding the 2022 Stock Option Incentive Plan Management For Voted - For 19 Planning for Overseas Issuance of Global Depository Receipts and Listing on the SIX Swiss Exchange Management For Voted - For 20 Elect YANG Dafa Management For Voted - Against 21 Issue GDRs And List on the SIX Swiss Exchange and Transfer to an Offshore Company Management For Voted - For 22 Type and Face Value of Securities Issued Management For Voted - For 23 Issuing time Management For Voted - For 24 Issuing Method Management For Voted - For 25 Issue Size Management For Voted - For 26 The Size of the GDR During Its Lifetime Management For Voted - For 27 Conversion Rate of GDR to Underlying Securities A Shares Management For Voted - For 28 Pricing Management For Voted - For 29 Issue Object Management For Voted - For 30 Conversion Restriction Period for Gdr and Underlying Securities A Shares Management For Voted - For 31 Underwriting Method Management For Voted - For 32 Special Report on the Use of the Previous Raised Funds Management For Voted - For 33 Plan for the Use of Funds Raised by the Company's Issuance of GDRs Management For Voted - For 34 Validity Period of the Company's Decision to Issue GDRs and List on the Six Swiss Exchange Management For Voted - For 35 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding to the Issuance of GDRs and the Listing on the SIX Swiss Exchange Management For Voted - For 36 Company to Issue GDRs and Roll Over Profit Distribution Plan Before Listing on the SIX Swiss Exchange Management For Voted - For 1284 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 37 Purchasing Liability Insurance for Directors, Supervisors and Senior Management and Prospectus Liability Insurance Management For Voted - Abstain 38 Amendment to the Articles of Association Management For Voted - For 39 Amendment to the Rules of Procedure for the General Meeting of Shareholders Management For Voted - For 40 Amendment to the Rules of Procedure of the Board of Directors Management For Voted - For 41 Amendment to the Rules of Procedure of the Supervisory Committee Management For Voted - For GUANGDONG KINLONG HARDWARE PRODUCTS CO LTD. Security ID: Y29347104 Ticker: 002791 Meeting Date: 19-Jul-21 Meeting Type: Special 1 Elect WANG Lijun Management For Voted - For Meeting Date: 25-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect BAI Baokun Management For Voted - For 3 Elect YAN Guilin Management For Voted - Against 4 Elect CHEN Ping Management For Voted - For 5 Elect BAI Baoping Management For Voted - For 6 Elect WANG Xiaoli Management For Voted - Against 7 Elect YIN Jianzhong Management For Voted - For 8 Elect ZHAO Jian Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect WANG Lijun Management For Voted - For 11 Elect GAO Gang Management For Voted - For 12 Elect ZHAO Zhengting Management For Voted - For 13 Elect XU Huaibin Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect MA Long Management For Voted - For 16 Elect ZHANG Ping Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 FY2021 Financial Accounts and Reports Management For Voted - For 4 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Supervisors' Fees Management For Voted - For 8 Approval for Line of Credit Management For Voted - For 9 Authority to Give Guarantees Management For Voted - Against 10 Appointment of Auditor Management For Voted - For 11 Amendments to Articles (Bundled) Management For Voted - For 1285 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Management System for Connected Transaction Management For Voted - For 13 3 Year Shareholder Returns Plan (2022-2024) Management For Voted - For HAITIAN INTERNATIONAL HOLDINGS LIMITED Security ID: G4232C108 Ticker: 1882 Meeting Date: 29-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 2021 Supplemental Agreement Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect ZHANG Jingzhang Management For Voted - Against 5 Elect ZHANG Jianming Management For Voted - For 6 Elect LO Chi Chiu Management For Voted - For 7 Elect LOU Baijun Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against HEFEI MEIYA OPTOELECTRONIC TECHNOLOGY INC. Security ID: Y3123L102 Ticker: 002690 Meeting Date: 17-Nov-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 09-Dec-21 Meeting Type: Special 1 Adoption of 2021 Employee Restricted Shares Plan (Draft Revised) and its Summary Management For Voted - For 1286 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Establishment of the Assessment Management Measures for 2021 Employee Restricted Shares Plan (Revised) Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2022 Financial Budget Plan Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2021 Remuneration Plan for Directors, Supervisors, and Senior Management Management For Voted - For 8 Deposit and Use of 2021 Raised Funds Management For Voted - For 9 Entrusted Wealth Management Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Amendments to Articles Management For Voted - For HONGFA TECHNOLOGY CO., LTD. Security ID: Y9716T105 Ticker: 600885 Meeting Date: 16-Dec-21 Meeting Type: Special 1 Additional 2021 Connected Transactions Management For Voted - For 2 Estimated 2022 Connected Transactions Management For Voted - For 3 Connected Transactions Regarding Provision of Loans to Subsidiaries Management For Voted - For 4 Purchasing Wealth Management Productions with Idle Funds in 2022 Management For Voted - For 5 Elect GUO Manjin Management For Voted - For 6 Elect ZHAO Shenghua Management For Voted - For 7 Elect LI Yuanzhan Management For Voted - For 8 Elect DING Yunguang Management For Voted - For 9 Elect LIU Zhentian Management For Voted - For 10 Elect GUO Lin Management For Voted - For 11 Elect ZHAI Guofu Management For Voted - For 12 Elect DU Hongwen Management For Voted - For 13 Elect CAI Ning Management For Voted - For 14 Elect SHI Yuerong Management For Voted - For 15 Elect CHEN Yaohuang Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Financial Budget Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Approval of 2021 Independent Directors' Report Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Appointment of Auditor Management For Voted - For 1287 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Approval of Line of Credit Management For Voted - For 9 Approval of Providing Guarantees for Subsidiaries to Apply Line of Credits Management For Voted - For 10 Proposal to Provide Financial Aid to a Holding Subsidiary Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Amendments to Procedural Rules Management For Voted - For JIANGSU EXPRESSWAY CO. LTD. Security ID: Y4443L103 Ticker: 0177 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Final Accounting Report Management For Voted - For 6 2022 Financial Budget Report Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Overseas Debt Financing Products Management For Voted - For 10 Authority to Issue Medium-Term Notes Management For Voted - For 11 Authority to Issue Ultra-Short-Term Notes Management For Voted - For 12 Acquisition of Jiangsu Yunshan Green Energy Investment Holding Company Management For Voted - Against 13 Approval of the Renewal of Liability Insurance of the Company for Directors, Supervisors and Senior Management Management For Voted - Abstain 14 Issuance scale Management For Voted - For 15 Face value and issue price of Corporate Bonds Management For Voted - For 16 Issuance Method Management For Voted - For 17 Maturity and Type of Corporate Bonds Management For Voted - For 18 Coupon Rate of Corporate Bonds Management For Voted - For 19 Method of Repayment of Principal and Interest Management For Voted - For 20 Placing Arrangement for Shareholders of the Company Management For Voted - For 21 Redemption or Repurchase Terms Management For Voted - For 22 Guarantee Terms Management For Voted - For 23 Use of Proceeds Management For Voted - For 24 Underwriting method Management For Voted - For 25 Trading and Exchange Markets Management For Voted - For 26 Protection Measures for Repayment Management For Voted - For 27 Effective Period of the Resolutions Management For Voted - For 28 Authorisations in respect of this issuance of Corporate Bonds Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Elect CHEN Yunjiang Management For Voted - For 31 Elect WANG Feng Management For Voted - For 32 Elect GE Yang Management For Voted - For 1288 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted JIANGSU HENGLI HYDRAULIC CO LTD. Security ID: Y443AC115 Ticker: 601100 Meeting Date: 16-Sep-21 Meeting Type: Special 1 Eligibility for the Company's Private Placement of A Shares Management For Voted - Against 2 Types and Nominal Value Management For Voted - Against 3 Issuance Method and Date Management For Voted - Against 4 Issuance Target and Subscription Method Management For Voted - Against 5 Benchmark Date, Issuance Price and Pricing Management For Voted - Against 6 Issuance Size Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Market Management For Voted - Against 9 Use of Proceeds Management For Voted - Against 10 Distribution Arrangement of Accumulated Profits Management For Voted - Against 11 Validity of the Resolution Management For Voted - Against 12 Preliminary Plan of the Company's Private Placement of A Shares Management For Voted - Against 13 Feasibility Report on Use of Proceeds Management For Voted - Against 14 Unnecessary to Prepare the Report on Deposit and Use of Previously Raised Funds Management For Voted - For 15 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - Against 16 Board Authorization to Handle Matters of the Company's Private Placement of A Shares Management For Voted - Against Meeting Date: 22-Nov-21 Meeting Type: Special 1 Amendments To The Raised Funds Management System Management For Voted - For 2 Amendments to External Investment Management System Management For Voted - For 3 Amendments to External Guarantee Management System Management For Voted - For 4 Amendments To The Work System Of Independent Directors Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Approval of 2021 Supervisors' Report Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Independent Directors' Report Management For Voted - For 7 Approval of Directors', Supervisors', and Senior Executives' Fees Management For Voted - For 8 Appointment of Auditor Management For Voted - For 1289 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Security ID: Y444E8100 Ticker: 600522 Meeting Date: 25-Aug-21 Meeting Type: Special 1 Amendment to the Business Scope Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Change Of A Project Financed With Raised Funds Management For Voted - For 4 Expansion of the Implementation Scope of the High-performance Lithium Battery Project Management For Voted - For 5 Adoption of the Phase I Employee Stock Ownership Plan (Draft) and its Summary Management For Voted - Against 6 Establishment of the Management Measures for the Phase I Employee Stock Ownership Plan Management For Voted - Against 7 Board Authorization to Handle Matters of the Phase I Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 31-Dec-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Authority to Give Guarantees Management For Voted - For 3 Amendments to Procedural Rules Management For Voted - For Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Proposal to Change the Registered Capital of the Company Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 4 Amendments to Procedural Rules: Board of Directors Management For Voted - For 5 Amendments to Procedural Rules: Fundraising Management Methods Management For Voted - For 6 Amendments to Procedural Rules: Independent Director System Management For Voted - For 7 Approval of 2021 Directors' Report Management For Voted - For 8 Approval of 2021 Supervisors' Report Management For Voted - For 9 Approval of 2021 Annual Report and its Summary Management For Voted - For 10 Proposal for Correction of Accounting Errors Management For Voted - For 11 Proposal to Make Provision for Impairment of Assets Related to High-end Communications Business Management For Voted - For 12 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 13 Proposal to Change Part of the Investment Project of the Fund Raised Management For Voted - For 14 Proposal to Close Part of the Fund-raising Investment Project and to Permanently Replenish the Working Capital with the Surplus Fund-raising Management For Voted - For 15 Approval of 2021 Independent Directors' Report Management For Voted - For 16 Approval of 2021 Internal Control Self-Assessment Report Management For Voted - For 1290 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Approval of 2021 Accounts and Reports Management For Voted - For 18 Allocation of 2021 Profits Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Approval of Directors', Supervisors, and Senior Executives' Fees Management For Voted - For 21 Proposal on Routine Connected Transactions for 2021 and Expected Routine Connected Transactions for 2022 Management For Voted - For 22 Approval of Guarantees for the Line of Credit Management For Voted - Against 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect XUE Jiping Management For Voted - For 25 Elect XUE Chi Management For Voted - Against 26 Elect HE Jinliang Management For Voted - For 27 Elect XIE Yi Management For Voted - For 28 Elect LU Wei Management For Voted - For 29 Elect SHEN Yichun Management For Voted - Against 30 Non-Voting Agenda Item N/A N/A Non-Voting 31 Elect WU Dawei Management For Voted - For 32 Elect ZHENG Hangbin Management For Voted - For 33 Elect SHEN Jie Management For Voted - For 34 Non-Voting Agenda Item N/A N/A Non-Voting 35 Elect XUE Rugen Management For Voted - Against 36 Elect LIN Feng Management For Voted - For JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Security ID: Y4448B100 Ticker: 002176 Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Related Party Transactions Management For Voted - For 8 Authority to Give Guarantees Management For Voted - Against 9 Appointment of Auditor Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments To The Company S Rules Of Procedure Governing The Board Meetings Management For Voted - For 12 Amendments To The System For Special Committees Of The Board Management For Voted - For 13 Amendments to the Company S Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 14 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect HU Chunhui Management For Voted - Against 17 Elect LU Shunmin Management For Voted - For 18 Elect ZHU Wenxi Management For Voted - For 1291 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Elect LI Wenjun Management For Voted - Against 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Elect CHEN Weihua Management For Voted - For 22 Elect ZHU Yuhua Management For Voted - For 23 Elect WANG Yun Management For Voted - For 24 Non-Voting Agenda Item N/A N/A Non-Voting 25 Elect ZHANG Pingsen Management For Voted - For 26 Elect ZHANG Tao Management For Voted - Against KUANG-CHI TECHNOLOGIES CO. LTD. Security ID: Y9895R102 Ticker: 002625 Meeting Date: 23-Dec-21 Meeting Type: Special 1 Continued Cash Management With Some Idle Raised Funds Management For Voted - For 2 Reappointment of Auditor Management For Voted - For Meeting Date: 18-Jan-22 Meeting Type: Special 1 Elect LI Huafeng Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2022 Financial Budget Report Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 2022 Provision Of Guarantee For Subsidiaries Management For Voted - For 8 2022 Application for Comprehensive Credit Line to Banks by the Company and Its Subsidiaries Management For Voted - For 9 2022 Remuneration Plan For Directors, Supervisors And Senior Management Management For Voted - For 10 Amendments To The Articles Of Associations Of The Company Management For Voted - For 11 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 12 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 13 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 14 Amendments To The External Guarantee Management System Management For Voted - For 15 Amendments To The Connected Transactions Management System Management For Voted - For 1292 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted LIAONING PORT CO.,LTD. Security ID: Y1966Y108 Ticker: 2880 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Amendments to the Measures for Managing Raised Fund Management For Voted - For 8 Amendments to Articles Management For Voted - For LUOYANG XINQIANGLIAN SLEWING BEARING CO LTD Security ID: Y534BZ101 Ticker: 300850 Meeting Date: 09-Feb-22 Meeting Type: Special 1 Eligibility for the Company's Issuance of Convertible Corporate Bonds Management For Voted - For 2 Types Management For Voted - For 3 Size Management For Voted - For 4 Nominal Value and Issuance Price Management For Voted - For 5 Maturity Management For Voted - For 6 Interest Rate Management For Voted - For 7 Interest Payment Period and Method Management For Voted - For 8 Conversion Period Management For Voted - For 9 Confirmation and Adjustment of the Conversion Price Management For Voted - For 10 Downward Adjustment Clause for the Conversion Price Management For Voted - For 11 Determination of the Conversion Shares Amount Management For Voted - For 12 Redemption Clause Management For Voted - For 13 Resale Clause Management For Voted - For 14 Distribution of Profits during the Conversion Period Management For Voted - For 15 Issuance Method and Target Management For Voted - For 16 Allotment Arrangement Management For Voted - For 17 Matters of Bondholder Meetings Management For Voted - For 18 Use of Proceeds Management For Voted - For 19 Management of the Raised Funds and Depository Account Management For Voted - For 20 Guarantees Management For Voted - For 21 Validity of the Resolution Management For Voted - For 22 Credit Rating Management For Voted - For 23 Preliminary Plan for the Company's Issuance of Convertible Corporate Bonds Management For Voted - For 24 Analysis Report on the Issuance of Convertible Corporate Bonds Management For Voted - For 25 Feasibility Report on Use of Proceeds Management For Voted - For 26 Report of Deposit and Use of Previously Raised Funds Management For Voted - For 1293 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 27 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - For 28 Shareholder Returns Plan for Next Three Years (2022-2024) Management For Voted - For 29 Establishment of the Procedural Rules for Convertible Corporate Bondholder Meetings Management For Voted - For 30 Board Authorization to Handle Matters of the Issuance of Convertible Corporate Bonds Management For Voted - For 31 By-Elect CHEN Mingcan as Independent Director Management For Voted - For 32 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-May-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Special Report on the Deposit and Use of Raised Funds Management For Voted - For 7 2022 Remuneration Plan for Directors, Supervisors and Senior Management Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Approval of Credit Line Management For Voted - For Meeting Date: 09-Jun-22 Meeting Type: Special 1 Change of the Registered Capital, Amendments to the Articles of Association of the Company and Handling of the Industrial and Commercial Registration Amendment Management For Voted - For METALLURGICAL CORPORATION OF CHINA LIMITED Security ID: Y5949Y101 Ticker: 1618 Meeting Date: 29-Sep-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For Meeting Date: 26-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect CHEN Jianguang Management For Voted - For 3 Elect LANG Jia Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect LIU Li Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 1294 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Directors' and Supervisors' Fees Management For Voted - For 6 Authority to Give Guarantees Management For Voted - For 7 Authority to Issue Domestic Bonds Management For Voted - For 8 Revision and Setting of Annual Caps for the 2022 and 2023 Connected Transactions Management For Voted - For 9 Revision of Annual Caps for the 2022 Connected Transactions Management For Voted - For 10 Approval of Annual Caps for the 2023 Connected Transactions Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting MING YANG SMART ENERGY GROUP LTD Security ID: Y60373100 Ticker: 601615 Meeting Date: 28-Jul-21 Meeting Type: Special 1 Approval of Equity Transfer Transactions by a Wholly-Owned Subsidiary Regarding Transferring Projects Financed with Raised Funds Management For Voted - For 2 Authority to Issue Overseas Corporate Bonds Management For Voted - For Meeting Date: 15-Sep-21 Meeting Type: Special 1 Approval of Equity Transfer Transactions by a Wholly-Owned Subsidiary Regarding Transferring Projects Financed with Raised Funds Management For Voted - For 2 2021 Estimated Additional Continuing Connected Transactions Quota Management For Voted - For Meeting Date: 19-Apr-22 Meeting Type: Special 1 GDR Issuance And Listing On The London Stock Exchange And Conversion Into A Company Limited By Shares Which Raises Funds Overseas Management For Voted - For 2 Plan For GDR Issuance And Listing On The London Stock Exchange: Stock Type And Par Value Management For Voted - For 3 Plan For Gdr Issuance And Listing On The London Stock Exchange: Issuing Date Management For Voted - For 4 Plan For GDR Issuance And Listing On The London Stock Exchange: Issuing Method Management For Voted - For 5 Plan For GDR Issuance And Listing On The London Stock Exchange: Issuing Volume Management For Voted - For 6 Plan For GDR Issuance And Listing On The London Stock Exchange: GDR Scale During The Duration Management For Voted - For 7 Plan For GDR Issuance And Listing On The London Stock Exchange: Conversion Ratio Of GDRs And Basic Securities Of A-shares Management For Voted - For 1295 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Plan For GDR Issuance And Listing On The London Stock Exchange: Pricing Method Management For Voted - For 9 Plan For GDR Issuance And Listing On The London Stock Exchange: Issuing Targets Management For Voted - For 10 Plan For GDR Issuance And Listing On The London Stock Exchange: Conversion Limit Period Of GDRs And Basic Securities Of A-shares Management For Voted - For 11 Plan For GDR Issuance And Listing On The London Stock Exchange: Underwriting Method Management For Voted - For 12 Report On The Use Of Previously-Raised Funds Management For Voted - For 13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For 14 The Valid Period Of The Resolution On Gdr Issuance And Listing On The London Stock Exchange Management For Voted - For 15 Full Authorization To The Board And Its Authorized Persons To Handle Matters Regarding The GDR Issuance And Listing On The London Stock Exchange Management For Voted - For 16 Distribution Plan For Accumulated Retained Profits Before GDR Issuance And Listing On The London Stock Exchange Management For Voted - For 17 Purchase Of Liability Insurance For Directors, Supervisors And Senior Management, And For The Prospectus Management For Voted - Abstain 18 Amendments To The Company S Articles Of Association Management For Voted - For 19 Amendments To The Rules Of Procedure Governing The Shareholder General Meetings Management For Voted - For 20 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 21 Amendments To The Rules Of Procedure Governing Meetings Of The Supervisory Committee Management For Voted - For Meeting Date: 10-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Independent Directors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2021 Remuneration Plan for Non-independent Directors Management For Voted - For 8 2021 Remuneration Plan for Independent Directors Management For Voted - For 9 2021 Remuneration Plan for Supervisors Management For Voted - For 10 2022 Estimated Related Party Transactions Management For Voted - For 11 Authority to Give Guarantees in 2022 Management For Voted - Against 12 Approval of Line of Credit in 2022 Management For Voted - For NANYANG TOPSEC TECHNOLOGIES GROUP INC. Security ID: Y2931A100 Ticker: 002212 Meeting Date: 25-Oct-21 Meeting Type: Special 1 Elect KONG Jiyang Management For Voted - For 2 Elect WU Yabiao Management For Voted - For 1296 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted NARI TECHNOLOGY CO., LTD. Security ID: Y6S99Q112 Ticker: 600406 Meeting Date: 05-Jan-22 Meeting Type: Special 1 Objective Management For Voted - For 2 Management Organization Management For Voted - For 3 Participants Management For Voted - For 4 Underlying Stocks Management For Voted - For 5 Distribution Results Management For Voted - For 6 Time Schedule Management For Voted - For 7 Grant Price Management For Voted - For 8 Conditions for Unlocking Management For Voted - For 9 Method Management For Voted - For 10 Accounting Treatment Management For Voted - For 11 Procedures for Unlocking Management For Voted - For 12 Rights and Obligations of Participants Management For Voted - For 13 Treatment in case of Unusual Changes Management For Voted - For 14 Alteration and Termination Management For Voted - For 15 Principles for Repurchase Management For Voted - For 16 Management Measures For The 2021 Restricted Stock Incentive Plan Management For Voted - For 17 Appraisal Management Measures For The Implementation Of 2021 Restricted Stock Incentive Plan Management For Voted - For 18 Board Authorization of the 2021 Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 24-May-22 Meeting Type: Annual 1 2021 Annual Accounts Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Work Report Of The Board Of Directors Management For Voted - For 5 2021 Work Report Of The Supervisory Committee Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 2022 Continuing Connected Transactions Management For Voted - For 8 2022 Connected Transaction Regarding Financial Business and the Financial Business Service Agreement to Be Signed Management For Voted - For 9 Reappointment Of 2022 Financial And Internal Control Audit Firm Management For Voted - For 10 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 11 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 13 Amendments To The Raised Funds Management Measures Management For Voted - For 14 Amendments To The Work System For Independent Directors Management For Voted - For 1297 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Termination of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 16 Purchase of Liability Insurance for Directors, Supervisors and Senior Managers Management For Voted - For 17 2021 Annual Report And Its Summary Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect LENG Jun Management For Voted - For 20 Elect HU Jiangyi Management For Voted - For 21 Elect ZHENG Yuping Management For Voted - For 22 Elect CHEN Gang Management For Voted - For 23 Elect ZHANG Jianming Management For Voted - For 24 Elect LIU Aihua Management For Voted - For 25 Elect JIANG Yuanchen Management For Voted - For 26 Elect YAN Wei Management For Voted - For 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Elect CHE Jie Management For Voted - For 29 Elect HUANG Xueliang Management For Voted - For 30 Elect XIONG Yanren Management For Voted - For 31 Elect DOU Xiaobo Management For Voted - For 32 Non-Voting Agenda Item N/A N/A Non-Voting 33 Elect ZHENG Zongqiang Management For Voted - Against 34 Elect DING Haidong Management For Voted - For 35 Elect XIA Jun Management For Voted - For 36 Elect ZHAN Guangsheng Management For Voted - For NINGBO RONBAY NEW ENERGY TECHNOLOGY CO LTD Security ID: Y6S9J8103 Ticker: 688005 Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Supervisory Board/ Corp Assembly Fees Management For Voted - For 5 Annual Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Authority to Give Guarantees Management For Voted - Against 9 Related Party Transactions Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Connected Transaction Regarding Participation in Setting Up an Investment Fund Management For Voted - For 12 Eligibility for Private Placement Management For Voted - Against 13 Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Parties Management For Voted - Against 14 Stock Type and Par Value Management For Voted - Against 15 Issuing Method and Date Management For Voted - Against 16 Issuing Targets and Subscription Method Management For Voted - Against 1298 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 18 Issuing Volume Management For Voted - Against 19 Purpose of the Raised Funds Management For Voted - Against 20 Lockup Period Management For Voted - Against 21 Listing Place Management For Voted - Against 22 Arrangement for the Accumulated Retained Profits Before the Issuance Management For Voted - Against 23 The Valid Period of the Resolution on the Share Offering Management For Voted - Against 24 Preplan For 2022 A-Share Offering To Specific Parties Management For Voted - Against 25 Feasibility Analysis Report on the Use of Funds to Be Raised from 2022 A-share Offering to Specific Parties Management For Voted - Against 26 Report On The Use Of Previously Raised Funds Management For Voted - For 27 Diluted Immediate Return After 2022 A-share Offering to Specific Parties, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 28 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 29 Statement on the Purpose of the Raised Funds Belongs to the Technological Innovation Field Management For Voted - Against 30 Full Authorization to the Board to Handle Matters Regarding the 2022 A-share Share Offering to Specific Parties Management For Voted - Against NORTH INDUSTRIES GROUP RED ARROW CO LTD Security ID: Y13068104 Ticker: 000519 Meeting Date: 31-Dec-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 3 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 4 Amendments To The Connected Transactions Decision-Making System Management For Voted - For 5 Amendments To The Implementation System For Accumulative Voting Management For Voted - For 6 Elect WEI Jun Management For Voted - For 7 Elect KOU Junqiang Management For Voted - For 8 Elect YANG Shoujie Management For Voted - For 9 Elect KOU Wangxing Management For Voted - For 10 Elect LIU Zhonghui Management For Voted - For 11 Elect DONG Min Management For Voted - For 12 Elect WU Zhong Management For Voted - For 13 Elect LU Wei Management For Voted - For 14 Elect WANG Hongjun Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 1299 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Apr-22 Meeting Type: Special 1 Elect WANG Hong'an Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 Approval of Line of Credit in 2022 Management For Voted - For 8 Authority to Give Guarantees for Wholly-Owned Subsidiaries in 2022 Management For Voted - For 9 Estimated 2022 Related Party Transactions Management For Voted - For 10 2021 Remuneration Plan for Non-independent Directors and Senior Management Management For Voted - For 11 2021 Remuneration Plan for Shareholder Representative Supervisors Management For Voted - For 12 2022 Fixed Assets Investment Plan Management For Voted - For 13 2021 Independent Directors' Report: WU Zhong Management For Voted - For 14 2021 Independent Directors' Report: DONG Min Management For Voted - For 15 2021 Independent Directors' Report: HAN Chifeng Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Special 1 Elect WANG Hongan Management For Voted - For 2 Adjustment Of The Allowance For Independent Directors Management For Voted - For POWER CONSTRUCTION CORPORATION OF CHINA, LTD. Security ID: Y7999Z103 Ticker: 601669 Meeting Date: 26-Oct-21 Meeting Type: Special 1 By-Elect LI Yanming as Director Management For Voted - For 2 Provision Guarantees for a Project Company by Subsidiaries Management For Voted - For 3 Provision of Guarantees by China Power Construction Property Group Co., Ltd. Management For Voted - For 4 Provision of Guarantees by Nanguo Property Co., Ltd. Management For Voted - For 5 Adjustment of 2021 Asset Securitization Issuance Plan Management For Voted - For Meeting Date: 24-Jan-22 Meeting Type: Special 1 By-Elect SUN Dean as Supervisor Management For Voted - Against 1300 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Connected Transactions Regarding the Assets Swap with Power Construction Group Corporation of China Management For Voted - For 3 Authority to Give Guarantees by the Target Companies of the Assets Swap Management For Voted - For 4 Amendments to the Non-Competition Commitment by the Controlling Shareholder Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Special 1 Authority of Cancellation of Repurchased Shares Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules: General Meetings Management For Voted - For 4 Amendments to Procedural Rules: Directors Meetings Management For Voted - For 5 Amendments to Procedural Rules: Supervisors Meetings Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2022 Financial Budget Management For Voted - For 7 Authority to Give Guarantees in 2022 Management For Voted - Against 8 Proposal on the Daily Connected Transaction Plan and Signing of Daily Connected Transaction Agreement for 2022 of China Power Construction Co. Management For Voted - For 9 Proposal on the Signing of Financial Services Framework Agreement and Related Transaction By Cec Finance Co. Management For Voted - For 10 Approval of 2022 Annual Report Management For Voted - For 11 Proposal on the Issuance of Asset Securitization Products and Credit Enhancement for 2022 By China Power Construction Company Limited Management For Voted - For 12 Board Authorization on the Issuance of Debt Financing Instruments Management For Voted - For 13 Approval of Directors' Fees Management For Voted - For 14 Approval of Supervisors' Fees Management For Voted - For 15 Proposal to Purchase Liability Insurance for Directors, Supervisors, Senior Management and Related Personnel of China Power Construction Company Limited for the Year 2022 for the Performance of Their Duties Management For Voted - For 16 Proposal on China Electric Power Construction Company Limited's Compliance with the Conditions for Non-public Offering of Shares Management For Voted - Against 17 Types and Par Value of Shares Issued Management For Voted - Against 18 Issue Method and Issue Time Management For Voted - Against 19 Issue Targets and Subscription Method Management For Voted - Against 20 Pricing Base Date, Issue Price and Pricing Principles Management For Voted - Against 21 Number of Issues Management For Voted - Against 1301 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Restriction Period Management For Voted - Against 23 Listing Location Management For Voted - Against 24 Amount and Use of Proceeds Management For Voted - Against 25 Allocation of Profits Management For Voted - Against 26 the Validity of the Resolution of the Private Offering Management For Voted - Against 27 Authority of Issuance of Shares w/o Preemptive Rights Management For Voted - Against 28 Proposal on Feasibility Analysis Report on the Investment Project of Funds Raised From the Non-public Offering of Shares By China Power Construction Co. Management For Voted - Against 29 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - Against 30 Board Authorization to the Shareholders' Meeting Authorizes the Board of Directors to Handle Matters Related to the Non-public Offering of Shares Management For Voted - Against 31 Approval of Shareholder Return Plan Management For Voted - Abstain 32 Proposal on Dilution of Immediate Return, Filling Measures and Related Commitments in Relation to the Non-public Offering of a Shares By China Power Construction Co. Management For Voted - Against 33 Amendments to Procedural Rules: Independent Director Work System Management For Voted - Abstain 34 Amendments to Procedural Rules: Fund Raising Management System Management For Voted - Abstain RIYUE HEAVY INDUSTRY CO LTD Security ID: Y7304F107 Ticker: 603218 Meeting Date: 21-Jan-22 Meeting Type: Special 1 Cash Management with Idle Raised Funds and Proprietary Funds Management For Voted - For 2 Application of Line of Credit Management For Voted - For 3 Extension of Some Projects Funded with Raised Funds Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2022 Remuneration Plan For Directors, Supervisors And Senior Management Management For Voted - For 1302 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions Management For Voted - For 8 Reappointment Of Audit Firm Management For Voted - For 9 Launching Forward Foreign Exchange Settlement And Sale Business Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Special 1 The Company's Eligibility for Non-public A-share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Issue Price and Pricing Base Date Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Purpose and Scale of the Raised Funds Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Management For Voted - Against 11 The Valid Period of the Resolution on the Non-public Share Offering Management For Voted - Against 12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against 14 Report On Use Of Previously Raised Funds Management For Voted - For 15 Connected Transactions Involved In The 2022 Non-Public A-Share Offering Management For Voted - Against 16 Conditional Agreement on Subscription for the Non-publicly Offered Shares to Be Signed with Issuance Targets Management For Voted - Against 17 Diluted Immediate Return After the 2022 Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 18 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 19 Exemption of De Facto Controller and Its Concert Party from the Tender Offer Obligation to Increase Shareholding in the Company Management For Voted - Against 20 Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering Management For Voted - Against 21 Application for Additional Comprehensive Credit Line to Financial Institutions Management For Voted - For S.F. HOLDING CO., LTD. Security ID: Y7T80Y105 Ticker: 002352 Meeting Date: 15-Nov-21 Meeting Type: Special 1 Elect HE Jie Management For Voted - For 2 Amendments to Articles Management For Voted - For 1303 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 11-Feb-22 Meeting Type: Special 1 2022 Estimated Quota Of Continuing Connected Transactions Management For Voted - For 2 Subsidiaries Provision of Estimated Guarantee Quota for Subsidiaries Management For Voted - Against 3 Cancellation Of The Shares In The Dedicated Account For Share Repurchase Management For Voted - For 4 Amendments to Articles of Association Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - Against 7 Issuance of Debt Financing Instruments by Wholly-owned Subsidiaries Management For Voted - For 8 Authority to Give Guarantees for the Issuance of Debt Financing Instruments by Wholly-owned Subsidiaries Management For Voted - Against 9 2022 External Guarantees Management For Voted - Against 10 Amendments to Articles Management For Voted - For 11 Amendments to Work System of Independent Directors Management For Voted - For 12 Amendments to System for Prevention of Fund Occupation by Controlling Shareholders, Actual Controllers and Other Related Parties Management For Voted - For 13 Amendments to Management System of Raised Funds Management For Voted - For 14 Amendments to Management System of External Investment Management For Voted - For 15 Amendments to Internal Control and Decision-making System for Related Party Transactions Management For Voted - For 16 Amendments to Management System of External Guarantees Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Special 1 Approve Draft and Summary of Stock Option Incentive Plan Management For Voted - For 2 Approve Methods to Assess the Performance of Plan Participants Management For Voted - For 3 Approve Authorization of the Board to Handle All Related Matters Management For Voted - For SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS CO LTD Security ID: G78163105 Ticker: 0631 Meeting Date: 13-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 1304 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 2021 Supplemental Automated Machinery and Other Products Sales Agreement Management For Voted - For 4 2021 Supplemental Products Sales Agreement Management For Voted - For 5 Equipment Sales and Leasing Framework Agreement Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LIANG Zaizhong Management For Voted - Against 5 Elect TANG Xiuguo Management For Voted - Against 6 Elect POON Chiu Kwok Management For Voted - Against 7 Elect HU Jiquan Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against SANY HEAVY INDUSTRY CO Security ID: Y75268105 Ticker: 600031 Meeting Date: 25-Aug-21 Meeting Type: Special 1 Connected Transactions Regarding a Controlled Subsidiary set up and apply for Issuance of Asset-backed Securities Management For Voted - For Meeting Date: 08-Oct-21 Meeting Type: Special 1 Approve Amendments to Articles of Association Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Elect YU Hongfu Management For Voted - For 2 Approval of Estimated Quota for Mortgage Business and Financial Leasing Business Management For Voted - Against 3 Approval of Deposit Services at An Affiliated Bank Management For Voted - Against 4 Increased Caps for Connected Transactions 2021 Management For Voted - For 5 Authority to Give Guarantees Management For Voted - Against Meeting Date: 11-Mar-22 Meeting Type: Special 1 Connected Transaction Regarding Set Up and Apply for Issuance of Asset-backed Securities by a Controlled Subsidiary Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 1305 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 25-Apr-22 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect XIANG Wenbo Management For Voted - For 5 Elect YU Hongfu Management For Voted - For 6 Elect LIANG Wengen Management For Voted - For 7 Elect TANG Xiuguo Management For Voted - For 8 Elect YI Xiaogang Management For Voted - For 9 Elect HUANG Jianlong Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect ZHOU HUA Management For Voted - For 12 Elect WU, Zhongxin Management For Voted - For 13 Elect XI, Qing Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect LIU Daojun Management For Voted - For 16 Elect YAO Chuanda Management For Voted - Against Meeting Date: 13-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2021 Remuneration Appraisal For Directors And Supervisors Management For Voted - For 8 Application For Credit Line To Banks Management For Voted - For 9 2022 Estimated Continuing Connected Transactions Management For Voted - For 10 Provision Of Guarantee For Subsidiaries Management For Voted - Against 11 2022 Estimated External Guarantee Quota Of A Wholly-Owned Subsidiary Management For Voted - Against 12 Reappointment Of 2022 Audit Firm Management For Voted - For 13 Establishment and Application for Issuance of Accounts Receivable Asset-backed Securities Management For Voted - For 14 Launching Financial Derivatives Business Management For Voted - For 15 Purchase Of Wealth Management Products With Idle Proprietary Funds Management For Voted - For 16 2021 Work Report Of Independent Directors Management For Voted - For 17 Approve Employee Share Purchase Plan (Draft) and Summary Management For Voted - For 18 Approve Methods to Assess the Performance of Plan Participants Management For Voted - For 19 Approve Authorization of Board to Handle All Related Matters Management For Voted - For 1306 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted SHANGHAI CONSTRUCTION GROUP CO., LTD. Security ID: Y7680W104 Ticker: 600170 Meeting Date: 17-Jan-22 Meeting Type: Special 1 Elect YE Weidong Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Implementing Results of 2021 Continuing Connected Transactions, and Estimation of 2022 Continuing Connected Transactions Management For Voted - For 7 2022 Estimated Guarantee Quota And Relevant Authorization Management For Voted - Against 8 2022 Investment Quota And Relevant Authorization Management For Voted - For 9 Authorization To Issue Debt Financing Instruments Management For Voted - For 10 Appointment Of 2022 Audit Firm Management For Voted - For 11 Amendments to the Company's Articles of Association Management For Voted - For SHANGHAI ELECTRIC GROUP CO Security ID: Y76824112 Ticker: 2727 Meeting Date: 23-Aug-21 Meeting Type: Special 1 Removal of ZHENG Jianhua as Executive Director Management For Voted - For 2 Elect LENG Weiqing Management For Voted - For Meeting Date: 08-Nov-21 Meeting Type: Special 1 Elect LIU Ping Management For Voted - For Meeting Date: 17-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Termination of the Implementation of the Restricted A Shares Incentive Scheme and Repurchase and Cancellation of Restricted Shares Management For Voted - For Meeting Date: 17-Jan-22 Meeting Type: Special 1 Termination of the Implementation of the Restricted A Shares Incentive Scheme and Repurchase and Cancellation of Restricted Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 1307 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Authority to Give Guarantees to Wholly-Owned Subsidiaries with Gearing Ratio Exceeding 70% Management For Voted - For 10 Authority to Give Guarantees to Wholly-Owned Subsidiaries with Gearing Ratio No More Than 70% Management For Voted - For 11 Authority to Give Guarantees to Controlled Subsidiaries with Gearing Ratio Exceeding 70% Management For Voted - For 12 Authority to Give Guarantees to Controlled Subsidiaries with Gearing Ratio No More Than 70% Management For Voted - For 13 Authority to Give Guarantees from Shanghai Power Station Auxiliary Machinery Factory Co., Ltd., a subsidiary of the Company, to Tangshan Shengang Seawater Desalination Co., Ltd., an affiliated company Management For Voted - For 14 Authority to Give Guarantees from Shanghai Institute of Mechanical & Electrical Engineering Co., Ltd., a subsidiary of the Company, to Tianjin Qingyuan Water Treatment Technology Co., Ltd., an affiliated company Management For Voted - For 15 Authority to Give Guarantees from Matechstone Engineering Group Co., Ltd., a subsidiary of the Company, to Guangxi Wuzhou Park New Material Technology Development Co., Ltd., an affiliated company Management For Voted - For 16 Amendments to Articles Management For Voted - For 17 Renewal of Liability Insurance Management For Voted - For SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Security ID: Y7682X100 Ticker: 600009 Meeting Date: 16-Dec-21 Meeting Type: Special 1 Eligibility of Connected Transaction Regarding Asset Purchase Via Share Offering and Matching Fund Raising Management For Voted - For 2 Overall Plan Management For Voted - For 3 Transaction Counterparts Management For Voted - For 4 Underlying Assets Management For Voted - For 5 Pricing Principles and Transaction Price of the Underlying Assets Management For Voted - For 6 Stock Type, Nominal Value and Listing Place Management For Voted - For 7 Issuing Method, Targets and Subscription Method Management For Voted - For 8 Pricing Basis, Pricing Base Date and Issue Price Management For Voted - For 1308 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Issuance Amount Management For Voted - For 10 Lock-Up Period Management For Voted - For 11 Arrangements for Profits and Losses During the Transitional Period Management For Voted - For 12 Arrangements For the Accumulated Retained Profits Management For Voted - For 13 Profit Forecast and Compensation Under the Assets Purchase Via Share Offering and Cash Payment Management For Voted - For 14 Matching Fund Raising: Stock Type, Nominal Value and Listing Place Management For Voted - For 15 Matching Fund Raising: Issuance Targets Management For Voted - For 16 Matching Fund Raising: Issuance Method and Subscription Method Management For Voted - For 17 Matching Fund Raising: Pricing Base Date and Issue Price Management For Voted - For 18 Matching Fund Raising: Issuing Volume and Share Amount Management For Voted - For 19 Matching Fund Raising: Lockup Period Management For Voted - For 20 Matching Fund Raising: Purpose of Raised Funds Management For Voted - For 21 Matching Fund Raising: Arrangement of the Accumulated Retained Profits Management For Voted - For 22 Validity of Resolution Management For Voted - For 23 Report on the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising and Its Summary Management For Voted - For 24 Conditional Agreements on Assets Purchase Via Share Offering to be Signed with Transaction Counterparties Management For Voted - For 25 Assets Purchase Via Share Offering and Matching Funds Raising Constitutes a Connected Transaction Management For Voted - For 26 Connected Transaction Regarding Assets Purchase Does Not Constitute a Restructuring as Defined by Article 13 of Management Measures Management For Voted - For 27 Connected Transaction Regarding Assets Purchase Complies with Article 11 and 43 of the Management Measures Management For Voted - For 28 Conditional Supplementary Agreements, Profit Forecast Agreement and Compensation Agreement To be Signed with Transaction Counterparties Management For Voted - For 29 Statement of Compliance of the Legal Procedures and Validity of the Documents Submitted Management For Voted - For 30 Audit Report, Pro Forma Review Report and Assets Evaluation Report Related to Connected Transaction Management For Voted - For 31 Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Evaluation Method and Evaluation Purpose and Fairness of the Evaluated Price Management For Voted - For 32 Prevention of Diluted Immediate Return After the Transaction and Filling Measures Management For Voted - For 33 Exemption of Company From Tender Offer Obligation Triggered by the Connected Transaction Management For Voted - For 34 Authorization To the Board To Handle Matters Regarding the Connected Transaction Management For Voted - For 1309 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 35 Fluctuation of Company's Stock Price Does Not Meet Standards Defined in Article 5 in the Notice of Regulation of Information Disclosure Management For Voted - For 36 Shareholder Return Plan for the Next Three Years (2022-2024) Management For Voted - For 37 Formulation Of The Raised Funds Management System Management For Voted - For 38 Formulation Of The External Guarantee Management System Management For Voted - For 39 Formulation Of The Connected Transactions Management System Management For Voted - For 40 Elect CAO Qingwei Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Appointment of Internal Control Auditor Management For Voted - For 7 Authority to Issue Super Short-Term Bonds Management For Voted - For SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Security ID: Y7683N101 Ticker: 600018 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Allocation of Profits/Dividends Management For Voted - For 5 2022 Financial Budget Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 2021 Annual Report Management For Voted - For 8 2021 Directors' and Supervisors' Remuneration Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect WANG Xiufeng Management For Voted - For 13 Elect ZHANG Yiming Management For Voted - For 14 Elect LIU Shaoxuan Management For Voted - For SHANGHAI M&G STATIONERY INC. Security ID: Y7689W105 Ticker: 603899 Meeting Date: 20-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 1310 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Allocation of Profits/Dividends Management For Voted - For 5 2021 Annual Report and Its Summary Management For Voted - For 6 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 2022 Financial Budget Report Management For Voted - For 8 2022 Remuneration Standards For Directors Management For Voted - For 9 Appointment of 2022 Auditor and Internal Control Auditor Management For Voted - For 10 Elect PAN Fei Management For Voted - For 11 Amendments to Articles of Association Management For Voted - For SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Security ID: Y7744Z101 Ticker: 300124 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Directors' Fees Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Approval of Use of Raised Funds Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Amendments to Procedural Rules of Investment Decision Making Management For Voted - For 6 Amendments to Procedural Rules of Financial Management System Management For Voted - For 7 Amendments to Procedural Rules of Information Disclosure Management System Management For Voted - For 8 Amendments to Procedural Rules of Management System for Use of Raised Funds Management For Voted - For 9 Amendments to Procedural Rules of Connected Transactions Decision Making System Management For Voted - For 10 Amendments to Procedural Rules of External Guarantee Management System Management For Voted - For Meeting Date: 20-Jun-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 3 2021 Work Report Of The Board Of Directors Management For Voted - For 4 2021 Work Report Of The Supervisory Committee Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Financial Budget Report Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 8 Change of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For 1311 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted SHENZHEN INTERNATIONAL HOLDINGS LIMITED Security ID: G8086V146 Ticker: 0152 Meeting Date: 10-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Transaction Agreements Management For Voted - For 4 Elect LIU Zhengyu Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Final Dividend Management For Voted - For 5 Allocation of Special Dividend Management For Voted - For 6 Elect WANG Peihang Management For Voted - For 7 Elect ZHOU Zhiwei Management For Voted - For 8 Elect Pan Chaojin Management For Voted - Against 9 Elect ZENG Zhi Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Issue Repurchased Shares Management For Voted - Against SICHUAN NEW ENERGY POWER COMPANY LIMITED Security ID: Y7932Q103 Ticker: 000155 Meeting Date: 11-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2022 Purchase Of Wealth Management Products With Idle Proprietary Funds Management For Voted - For 6 Special Report On Use Of Raised Funds Management For Voted - For 7 2022 Estimated External Guarantee Quota Management For Voted - For 8 Unrecovered Losses Account For One-Third Of The Paid-In Capital Management For Voted - For 9 2021 Annual Report Management For Voted - For 10 Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions Management For Voted - For 11 2021 Remuneration Payment Plan for Directors, Supervisors and Senior Management Management For Voted - For 12 Reappointment Of 2022 Audit Firm Management For Voted - For 13 2022 Budget Plan Management For Voted - For 1312 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Amendments to the Company's Some Articles of Association Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Special 1 Connected Transaction Regarding Waiver of the Preemptive Rights to Acquire Equities in in a Company Management For Voted - For SICHUAN ROAD & BRIDGE Security ID: Y7932N100 Ticker: 600039 Meeting Date: 10-Sep-21 Meeting Type: Special 1 Adjust the estimated quota of daily connected transactions in 2021 Management For Voted - For 2 Elect ZHAO Zesong Management For Voted - For 3 Elect CAO Qilin Management For Voted - For Meeting Date: 22-Dec-21 Meeting Type: Special 1 Connected Transactions Regarding the Entrusted Management of Three Target Companies before the Merger and Acquisition Completed Management For Voted - For 2 Amendments to Management Measures for Independent Directors Management For Voted - For 3 Adjustment of the 2021 Connected Transactions Amount Management For Voted - For Meeting Date: 07-Jan-22 Meeting Type: Special 1 Elect HU Yuanhua Management For Voted - For 2 Elect MA Qingyun Management For Voted - Against Meeting Date: 24-Jan-22 Meeting Type: Special 1 2022 Credit And Guarantee Plan Management For Voted - Against 2 2022 Estimated Amount Of Continuing Connected Transactions Management For Voted - For Meeting Date: 16-Feb-22 Meeting Type: Special 1 Registration and Issuance of Short-Term Commercial Papers Management For Voted - For Meeting Date: 21-Mar-22 Meeting Type: Special 1 The Company's Eligibility for Connected Transaction Regarding Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising Management For Voted - For 2 Plan for the Connected Transaction Regarding Assets Overall Plan of the Transaction Management For Voted - For 1313 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Cash Payment Management For Voted - For 4 Transaction Consideration and Payment Method Management For Voted - For 5 Stock Type and Par Value Management For Voted - For 6 Issuing Targets and Method Management For Voted - For 7 Issue Price, Pricing Base Date and Pricing Basis Management For Voted - For 8 Adjustment Mechanism for Issue Price Management For Voted - For 9 Issuing Volume and Cash Consideration Management For Voted - For 10 Lockup Period Arrangement Management For Voted - For 11 Arrangement for the Profits and Losses During the Transitional Period Management For Voted - For 12 Performance Commitments and Compensation Arrangement Management For Voted - For 13 Listing Place Management For Voted - For 14 Arrangement for the Accumulated Retained Profits Management For Voted - For 15 Valid Period of the Resolution Management For Voted - For 16 Plan for Matching Fund Raising Management For Voted - For 17 Stock Type and Par Value Management For Voted - For 18 Issuing Targets and Method Management For Voted - For 19 Issue Price, Pricing Base Date and Pricing Basis Management For Voted - For 20 Issuing Volume Management For Voted - For 21 Listing Place Management For Voted - For 22 Lockup Period Arrangement Management For Voted - For 23 Purpose of the Matching Funds to Be Raised Management For Voted - For 24 Arrangement for the Accumulated Retained Profits Management For Voted - For 25 The Valid Period of the Resolution Management For Voted - For 26 Report (draft) on the Connected Transaction Regarding Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising and Its Summary Management For Voted - For 27 The Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising Constitutes a Connected Transaction Management For Voted - For 28 Tthe Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising Does Not Constitute a Major Assets Restructuring Management For Voted - For 29 Conditional Agreements On Assets Purchase Via Share Offering And Cash Payment To Be Signed Management For Voted - For 30 Conditional Supplementary Agreements on Assets Purchase Via Share Offering and Cash Payment to Be Signed Management For Voted - For 31 Conditional Performance Commitments And Compensation Agreements On The Assets Purchase Via Share Offering And Cash Payment To Be Signed Management For Voted - For 32 The Assets Purchase Via Share Offering and Cash Payment is in Compliance with Articles 11 and 43 of the Management Measures on Major Assets Restructuring of Listed Companies Management For Voted - For 33 The Assets Purchase Via Share Offering And Cash Payment Does Not Constitute A Situation As Defined By Article 13 Of The Management Measures On Major Assets Restructuring Of Listed Companies Management For Voted - For 1314 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 34 The Assets Purchase Via Share Offering and Cash Payment is in Compliance with Article 4 of the Provisions on Several Issues Concerning the Regulation of Major Assets Restructuring of Listed Companies Management For Voted - For 35 Merger/Acquisition Management For Voted - For 36 The Company S Share Price Fluctuation Does Not Meet Relevant Standards As Specified by Article 5 of the Notice on Regulating Information Disclosure of Listed Companies and Conduct of Relevant Parties Management For Voted - For 37 Adjustment of the Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising Does Not Constitute a Major Adjustment Management For Voted - For 38 Acquisition Of 5 Percent Equities In A Company Held By Another Company Management For Voted - For 39 Introduction of a Strategic Investor and Signing a Strategic Cooperation Agreement Management For Voted - For 40 Introduction of Another Strategic Investor and Signing a Strategic Cooperation Agreement Management For Voted - For 41 Conditional Share Subscription Agreement for the Matching Fund Raising to Be Signed with Strategic Investors Management For Voted - For 42 Conditional Share Subscription Agreement for the Matching Fund Raising to Be Signed with a Company Management For Voted - For 43 Special Report On The Use Of The Fund Previously Raised Management For Voted - For 44 Filling Measures for Diluted Immediate Return After the Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising Management For Voted - For 45 Audit Report, Pro Forma Review Report and Assets Evaluation Report Related to the Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising Management For Voted - For 46 Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluated Price Management For Voted - For 47 Completeness and Compliance of the Connected Transaction on Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising and the Validity of the Legal Documents Submitted Management For Voted - For 48 Full Authorization to the Board to Handle Matters Regarding the Connected Transaction Regarding Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 1315 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 2021 Annual Report And Its Summary Management For Voted - For 6 Appointment of 2022 Auditor Management For Voted - For 7 Appointment of 2022 Internal Controller Management For Voted - For 8 2021 Internal Control Self-assessment Report Management For Voted - For 9 Adjustment on Remuneration Plan for Independent Directors Management For Voted - For 10 Management Measures For The 2021 Restricted Stock Incentive Plan Management For Voted - For 11 Adoption of 2021 Restricted Stock Incentive Plan and Its Summary Management For Voted - For 12 Appraisal Management Measures for the Implementation 2021 Restricted Stock Incentive Plan Management For Voted - For 13 Board Authorization to Implement Matters of 2021 Restricted Stock Incentive Plan Management For Voted - For 14 Amendments to Articles Management For Voted - For Meeting Date: 13-Jun-22 Meeting Type: Special 1 Registration And Issuance Of Medium-Term Notes Management For Voted - For 2 Company's Eligibility for Public Issuance of Bonds Management For Voted - For 3 Issuing Scale Management For Voted - For 4 Bond Duration Management For Voted - For 5 Interest Rate and Its Determining Method Management For Voted - For 6 Method of Repayment of Principal and Interest Management For Voted - For 7 Issuing Method Management For Voted - For 8 Issuing Targets Management For Voted - For 9 Purpose of the Raised Funds Management For Voted - For 10 Underwriting Method Management For Voted - For 11 Guarantee Method Management For Voted - For 12 Redemption or Resale Clauses Management For Voted - For 13 Trading and Circulation of the Bond to Be Issued Management For Voted - For 14 Valid Period of the Resolution Management For Voted - For 15 Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Bonds Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect XIONG Guobin Management For Voted - For 18 Elect CHEN Liangchun Management For Voted - For 19 Elect HU Yuanhua Management For Voted - For 20 Elect ZHAO Zhipeng Management For Voted - For 21 Elect GUO Xianghui Management For Voted - For 22 Elect HU Shengxia Management For Voted - For 23 Elect LI Qian Management For Voted - For 24 Non-Voting Agenda Item N/A N/A Non-Voting 25 Elect LI Guangjin Management For Voted - For 26 Elect ZHOU Yousu Management For Voted - For 27 Elect ZHAO Zesong Management For Voted - For 28 Elect CAO Qilin Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Elect MA Qingyun Management For Voted - Against 31 Elect LUAN Li Management For Voted - Against 32 Elect TAN Debin Management For Voted - For 1316 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 33 Elect ZHAO Shuai Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Special 1 Adjustment Of 2022 Estimated Continuing Connected Transactions Management For Voted - For SIEYUAN ELECTRIC CO LTD Security ID: Y7688J105 Ticker: 002028 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Amendments to Articles Management For Voted - For SINOTRANS LIMITED Security ID: Y6145J112 Ticker: 0598 Meeting Date: 02-Nov-21 Meeting Type: Special 1 Elect WANG Hong Management For Voted - For 2 Elect DENG Weidong Management For Voted - For Meeting Date: 30-Nov-21 Meeting Type: Special 1 Extension of the Commitment Period by the Controlling Shareholder of the Company in Relation to Avoiding Horizontal Competition Management For Voted - For 2 Elect KOU Suiqi Management For Voted - For Meeting Date: 24-Jan-22 Meeting Type: Special 1 Approve Share Option Scheme (Draft) and its Summary Management For Voted - For 2 Establishment of Appraisal Measures for Implementation of the Share Option Scheme Management For Voted - For 3 Board Authorization to Handle Matters in Respect of the Share Option Scheme Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 2 Authority to Repurchase Shares Management For Voted - For 3 Updated Mandate of Issue of Debt Financing Instruments Management For Voted - For 4 Authority to Give Guarantees Management For Voted - Against 1317 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Directors' Report Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Annual Reports Management For Voted - For 9 2022 Financial Budget Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Directors' Fees Management For Voted - For 13 Renewal of Liability Insurance Management For Voted - For 14 Administrative Measures for External Donations Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 31-May-22 Meeting Type: Other 1 Authority to Repurchase Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting SINOTRUK (HONG KONG) LIMITED Security ID: Y8014Z102 Ticker: 3808 Meeting Date: 29-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 2024 Weichai Parts Sales Agreement Management For Voted - For 5 2022 Weichai Parts Purchase Agreement Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CAI Dong Management For Voted - For 6 Elect SUN Shaojun Management For Voted - For 7 Elect JIANG Kui Management For Voted - For 8 Elect Alexander A. G. Vlaskamp Management For Voted - For 9 Elect Karsten Oellers Management For Voted - For 10 Elect Mats Lennart Harborn Management For Voted - For 11 Elect LIN Zhijun Management For Voted - Against 12 Elect LYU Shousheng Management For Voted - For 13 Elect ZHANG Zhong Management For Voted - Against 14 Directors' Fees Management For Voted - For 15 Appointment of Auditor and Authority to Set Fees Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 1318 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted SUNGROW POWER SUPPLY CO. LTD Security ID: Y8211M102 Ticker: 300274 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 20-Dec-21 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase in Controlled Subsidiaries Via Debt-to-equity Conversion and Capital Increase and Share Expansion of Controlled Subsidiaries for the Implementation of the Equity Incentive Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Reappointment Of Audit Firm Management For Voted - For 8 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For 9 2022 Estimated Guarantee Quota For Subsidiaries And Guarantee For Subsidiaries Management For Voted - Against 10 2022 Application For Comprehensive Credit Line To Banks Management For Voted - For 11 2021 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 12 Launching Foreign Exchange Hedging Business Management For Voted - For 13 Issuing A Letter Of Guarantee For Subsidiaries Management For Voted - Against 14 Financial Aid To Controlled Subsidiaries And The Subsidiaries Management For Voted - For 15 Amendments To The Articles Of Associations Of The Company Management For Voted - For 16 Dismissal Of Liu Zhen As A Director Management For Voted - For 17 Nomination Of Directors: GU Yilei Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Special 1 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For 1319 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted SUNWODA ELECTRONIC CO. LTD. Security ID: Y8309D105 Ticker: 300207 Meeting Date: 26-Aug-21 Meeting Type: Special 1 Authority to Give Guarantees for Subsidiaries Management For Voted - Against 2 Authority to Give Guarantees for a Subsidiary's Purchase Payment Management For Voted - Against 3 Approval of External Investment by a Subsidiary Management For Voted - For 4 Connected Transaction Regarding the Capital Increase in Sunwoda Electronic Automobile Battery Co., Ltd. Management For Voted - For 5 Amendments to Articles Management For Voted - For Meeting Date: 23-Sep-21 Meeting Type: Special 1 Report on the use of the company's previous raised funds Management For Voted - For 2 Remuneration of directors, supervisors and senior management Management For Voted - For 3 Amendment to Articles of Association Management For Voted - For 4 Provision of Guarantee for Subsidiaries Management For Voted - Against Meeting Date: 30-Nov-21 Meeting Type: Special 1 By-Elect YU Qun as Independent Director Management For Voted - For 2 Change of Auditor Management For Voted - For 3 Provision of Guarantees for a Controlling Subsidiary's Purchasing Raw Materials Management For Voted - Against 4 Provision of Guarantees to a Subsidiary Management For Voted - Against 5 Amendments to Articles Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Setting up of Joint Venture Management For Voted - For 2 Investment of Project Construction Management For Voted - For 3 External Investment Management For Voted - For Meeting Date: 19-Jan-22 Meeting Type: Special 1 Approval of Employee Stock Ownership Plan (Draft) and Its Summary Management For Voted - For 2 Constitution of Management Measures of the Plan Management For Voted - For 3 Board Authorization to Handle Matters in relation to the Implementation of the Plan Management For Voted - For 4 Authority to Give Guarantees Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 1320 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Appraisal Management Measures for the Implementation of 2022 Stock Option and Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2022 Stock Option and Restricted Stock Incentive Plan Management For Voted - For 4 Application For Credit Line To Banks And Other Financial Institutions Management For Voted - For 5 Launching Foreign Exchange Hedging Business Management For Voted - For 6 Cash Management With Idle Proprietary Funds Management For Voted - For 7 Provision Of Guarantee For Subsidiaries Management For Voted - Against Meeting Date: 28-Feb-22 Meeting Type: Special 1 Settlement of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For Meeting Date: 17-Mar-22 Meeting Type: Special 1 Subsidiaries Provision of Guarantee for Their Subsidiaries Management For Voted - Against 2 A Project Investment Agreement to Be Signed by a Subsidiary with the People's Government of Zhuhai Municipal Management For Voted - For Meeting Date: 07-Apr-22 Meeting Type: Special 1 A Project Investment Agreement to Be Signed with Shifang Municipal People S Government Management For Voted - For Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of FY2021 Directors' Report Management For Voted - For 3 Approval of FY2021 Supervisors' Report Management For Voted - For 4 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 5 FY2021 Financial Accounts and Reports Management For Voted - For 6 FY2021 Allocation of Profits/Dividends Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Amendments to Articles (Bundled) Management For Voted - For SUZHOU MAXWELL TECHNOLOGIES CO LTD Security ID: Y831GX101 Ticker: 300751 Meeting Date: 09-Aug-21 Meeting Type: Special 1 The Company's Eligibility for A-share Offering to Specific Parties Management For Voted - Against 1321 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 5 Issuing Volume Management For Voted - Against 6 Issuing Targets and Subscription Method Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 The Valid Period of the Resolution on the Share Offering to Specific Parties Management For Voted - Against 10 Amount and Purpose of the Raised Funds Management For Voted - Against 11 Plan for Disposal of Accumulated Retained Profits Before the Issuance Management For Voted - Against 12 Preplan for 2021 A-share Offering to Specific Parties Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 A-share Offering to Specific Parties Management For Voted - Against 14 Demonstration Analysis Report on the Plan for 2021 A-share Offering to Specific Parties Management For Voted - Against 15 Report on the Use of Previously Raised Funds Management For Voted - For 16 Risk Warning on Diluted Immediate Return After the 2021 A-share Offering to Specific Parties and Filling Measures, and Commitments of Relevant Parties Management For Voted - Against 17 Full Authorization to the Board to Handle Matters Regarding the Share Offering to Specific Parties Management For Voted - Against 18 Shareholder Return Plan for the Next Three Years from 2021 to 2023 Management For Voted - For 19 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 07-Jan-22 Meeting Type: Special 1 Approval of 2022 Line of Credit and Provision of Guarantees for Subsidiaries Management For Voted - Against 1322 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Amendments to Management Measures for Employee Borrowings Management For Voted - For 3 Change of Registered Capital and Amendments to Articles Management For Voted - For Meeting Date: 02-Mar-22 Meeting Type: Special 1 Purpose and Objective of the Share Repurchase Management For Voted - For 2 The Share Repurchase Satisfies Relevant Conditions Management For Voted - For 3 Method of the Share Repurchase Management For Voted - For 4 Price Range of Shares to Be Repurchased Management For Voted - For 5 Type of Shares to Be Repurchased Management For Voted - For 6 Number and Percentage to the Total Capital of Shares to Be Repurchased and Total Amount of Funds for the Repurchase Management For Voted - For 7 Source of the Funds to Be Used for the Share Repurchase Management For Voted - For 8 Time Limit of the Share Repurchase Management For Voted - For 9 Authorization to the Board to Handle Matters Regarding the Share Repurchase Management For Voted - For 10 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 01-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Related Party Transactions Management For Voted - For 4 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Use of Idle Private Funds for Cash Management Management For Voted - For 8 Supervisors' Report Management For Voted - For TBEA CO., LTD. Security ID: Y8550D101 Ticker: 600089 Meeting Date: 15-Oct-21 Meeting Type: Special 1 A Controlled Subsidiary's Provision of Guarantee for Its Wholly-owned Subsidiary Management For Voted - For 2 Elect ZHANG Xin Management For Voted - For 3 Elect HUANG Hanjie Management For Voted - For 4 Elect HU Shujun Management For Voted - For 5 Elect HU Nan Management For Voted - For 6 Elect LI Bianqu Management For Voted - For 7 Elect GUO Junxiang Management For Voted - For 8 Elect WANG Tao Management For Voted - For 9 Elect XIA Qing Management For Voted - For 10 Elect YANG Xu Management For Voted - For 11 Elect CHEN Yingru Management For Voted - For 1323 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect SUN Weihong Management For Voted - For 13 Elect ZHANG Aiqin Management For Voted - Against 14 Elect SONG Lei Management For Voted - For Meeting Date: 06-Jan-22 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Second Related Party Transactions Management For Voted - For 3 Authority to Give Guarantees Management For Voted - For 4 Indemnification of Directors/Officers Management For Voted - For Meeting Date: 31-Mar-22 Meeting Type: Special 1 Authority to Issue Perpetual Bond Management For Voted - For 2 Stock Type Management For Voted - For 3 Nominal Value Management For Voted - For 4 Place of Listing Management For Voted - For 5 Issue Size Management For Voted - For 6 Issue Targets Management For Voted - For 7 Issue Methods Management For Voted - For 8 Pricing Principles Management For Voted - For 9 Underwriting Management For Voted - For 10 Assignment of Cumulative Profits before IPO Management For Voted - For 11 Validity Period Management For Voted - For 12 Authority for the Board to Implement the Initial Public Offering Management For Voted - For 13 Approval for the Subsidiary Xinte Energy to Invest in Polycrystalline Silicon Projects Management For Voted - For 14 Hedging Raw Materials and Forward Exchange Transactions Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Work Report Of Independent Directors Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 Allowance Plan For Directors And Supervisors Management For Voted - For 9 Amendments to the Company's Articles of Association Management For Voted - For 10 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 11 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 1324 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 16-May-22 Meeting Type: Special 1 By-Election Of Non-Employee Supervisors Management For Voted - Against TITAN WIND ENERGY (SUZHOU) CO LTD Security ID: Y88433100 Ticker: 002531 Meeting Date: 27-Dec-21 Meeting Type: Special 1 The Company's Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 2 Securities Type and Listing Place Management For Voted - For 3 Issuing Scale Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate of the Bond Management For Voted - For 7 Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment to the Conversion Price Management For Voted - For 10 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 11 Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot Be Converted into One Common Share when Conversion Happens Management For Voted - For 12 Redemption Clauses Management For Voted - For 13 Resale Clauses Management For Voted - For 14 Attribution of Related Dividends for Conversion Years Management For Voted - For 15 Issuing Targets and Method Management For Voted - For 16 Arrangement for Placing to Original Shareholders Management For Voted - For 17 Matters Regarding the Meetings of Bondholders Management For Voted - For 18 Purpose of the Raised Funds Management For Voted - For 1325 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Management and Deposit of Raised Funds Management For Voted - For 20 Guarantee Matters Management For Voted - For 21 The Valid Period of the Issuing Plan Management For Voted - For 22 Rating Matters Management For Voted - For 23 Preplan for Public Issuance of Convertible Corporate Bonds Management For Voted - For 24 Formulation of the Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds Management For Voted - For 25 Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds Management For Voted - For 26 Formulation of the Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 27 Impact of the Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds, Filling Measures and Relevant Commitments Management For Voted - For 28 Report on Use of Previously Raised Funds Management For Voted - For 29 Full Authorization to the Board or Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For 30 Amendments To The Special Management System For Raised Funds Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 Adoption of the Second Employee Stock Ownership Plan Management For Voted - Against 2 Establishment of Management Measures for the Second Employee Stock Ownership Plan Management For Voted - Against 3 Board Authorization to Implement Second Employee Stock Ownership Plan Management For Voted - Against 4 Authority to Give Guarantees to Subsidiaries Management For Voted - Against Meeting Date: 05-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 2021 Internal Control Evaluation Report Management For Voted - For 5 2022 Application For Comprehensive Credit Line Management For Voted - For 6 2022 Provision Of Guarantee For Subsidiaries Management For Voted - Against 7 Amendments To The Company S Some Articles Of Association Management For Voted - For 8 Amendments To The System For Independent Directors Management For Voted - For 1326 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Amendments To The External Guarantee Management Measures Management For Voted - For 10 Amendments To The External Investment Management Measures Management For Voted - For 11 Amendments To The Company S Rules Of Procedure Governing Shareholders General Meetings Management For Voted - For 12 Amendments To The Special Management System For Raised Funds Management For Voted - For 13 Amendments To The Connected Transactions Management System Management For Voted - For 14 2021 Work Report Of The Supervisory Committee Management For Voted - For 15 Reappointment Of Audit Firm Management For Voted - For TOPSEC TECHNOLOGIES GROUP INC Security ID: Y2931A100 Ticker: 002212 Meeting Date: 19-Nov-21 Meeting Type: Special 1 Repurchase And Cancellation Of Some Restricted Stocks Under 2020 Stock Option And Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 06-Jan-22 Meeting Type: Special 1 Change of Registered Capital and Amendments to Articles Management For Voted - For 2 Appointment of 2021 Auditor Management For Voted - For WEICHAI POWER CO Security ID: Y9531A109 Ticker: 2338 Meeting Date: 26-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Supplemental Agreement to the Fast Transmission Sale Agreement Management For Voted - For 3 Supplemental Agreement to the Fast Transmission Purchase Agreement Management For Voted - For 4 Amendments to Articles of Association Management For Voted - For 5 Amendments to Procedural Rules for General Meetings Management For Voted - For 6 Amendments to Procedural Rules for Board Meetings Management For Voted - For 7 Amendments to Procedural Rules for Supervisory Committee Meetings Management For Voted - For 8 Amendments to the Terms of Reference of the Strategic Development and Investment Committee Management For Voted - For 9 Amendments to the Terms of Reference of the Audit Committee Management For Voted - For 10 Amendments to the Terms of Reference of the Remuneration Committee Management For Voted - For 11 Amendments to the Terms of Reference of the Nomination Committee Management For Voted - For 1327 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to the Decision Making Rules in respect of Connected Transactions Management For Voted - For 13 Amendments to the Decision Making Rules in respect of Investments and Operations Management For Voted - For 14 Proposed Increase in Share Capital of a Subsidiary of the Company Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Share Transfer Agreement Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 2021 Annual Report Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Final Financial Report Management For Voted - For 8 2022 Financial Budget Report Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Authority to Declare an Interim Dividend for Fiscal Year 2022 Management For Voted - For 11 Amendments to Rules of Procedure for Board Meetings Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 14 New CNHTC Purchase Agreement and Proposed Annual Caps Management For Voted - For 15 New CNHTC Supply Agreement and Proposed Annual Caps Management For Voted - For 16 New Financial Services Agreement and Proposed Annual Caps Management For Voted - Against 17 Elect WANG Xuewen as Supervisor Management For Voted - Against WEICHAI POWER CO Security ID: Y9531A117 Ticker: 2338 Meeting Date: 26-Oct-21 Meeting Type: Special 1 Supplemental Agreement to the Fast Transmission Sale Agreement Management For Voted - For 2 Supplemental Agreement to the Fast Transmission Purchase Agreement Management For Voted - For 3 Amendments to Articles of Association Management For Voted - For 4 Amendments to Procedural Rules for General Meetings Management For Voted - For 5 Amendments to Procedural Rules for Board Meetings Management For Voted - For 6 Amendments to Procedural Rules for Supervisory Committee Meetings Management For Voted - For 1328 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Amendments to the Terms of Reference of the Strategic Development and Investment Committee Management For Voted - For 8 Amendments to the Terms of Reference of the Audit Committee Management For Voted - For 9 Amendments to the Terms of Reference of the Remuneration Committee Management For Voted - For 10 Amendments to the Terms of Reference of the Nomination Committee Management For Voted - For 11 Amendments to the Decision Making Rules in respect of Connected Transactions Management For Voted - For 12 Amendments to the Decision Making Rules in respect of Investments and Operations Management For Voted - For 13 Proposed Increase in Share Capital of a Subsidiary of the Company Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Special 1 Share Transfer Agreement Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Annual Report Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Final Financial Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 2022 Financial Budget Report Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Authority to Declare an Interim Dividend for Fiscal Year 2022 Management For Voted - For 10 Amendments to Rules of Procedure for Board Meetings Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 13 New CNHTC Purchase Agreement and Proposed Annual Caps Management For Voted - For 14 New CNHTC Supply Agreement and Proposed Annual Caps Management For Voted - For 15 New Financial Services Agreement and Proposed Annual Caps Management For Voted - Against 16 Elect WANG Xuewen as Supervisor Management For Voted - Against WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Security ID: Y9717H100 Ticker: 300450 Meeting Date: 30-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 1329 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Authority to Give Guarantees in 2021 Management For Voted - For 8 Approval of Directors' and Senior Executives' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Shareholder Return Plan for the Next Three Years (2022-2024) Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Board Authorization to the Small-scale Fast Financing Management For Voted - For 13 Proposal for the Repurchase and Cancellation of Certain Restricted Shares Management For Voted - For 14 Motion on the Change of Registered Capital Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Elect DAI Jianjun Management For Voted - For WUXI SHANGJI AUTOMATION CO LTD Security ID: Y971CB107 Ticker: 603185 Meeting Date: 25-Oct-21 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase In Joint Stock Subsidiaries Management For Voted - For Meeting Date: 06-Dec-21 Meeting Type: Special 1 Change of Registered Capital, Business Scope and Amendments to Articles Management For Voted - For Meeting Date: 28-Jan-22 Meeting Type: Special 1 Connected Transaction Regarding Waiver of the Preemptive Rights for Capital Increase In A Joint Stock Company Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Investment in an Annual Production of 150,000 Tons of High-Purity Industrial Silicon and 100,000 Tons of High-Purity Crystal Line Silicon Project Management For Voted - For 3 Cash Management With Idle Raised Funds Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Special 1 The Company S Eligibility For Non-Public Share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Issuing Volume Management For Voted - Against 1330 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 Purpose of the Raised Funds Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Before the Non-public Share Offering Management For Voted - Against 11 Plan for 2022 Non-public Share Offering: the Validity Period of the Resolution on This Non-public Offering Management For Voted - Against 12 Preplan For 2022 Non-Public Share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Non-public Share Offering Management For Voted - Against 14 Special Report On Used Of Previously Raised Funds Management For Voted - For 15 Diluted Immediate Return After the 2022 Non-public Share Offering, Filling Measures and Relevant Commitments Management For Voted - Against 16 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against 17 The 2nd Phase Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 18 Formulation of the Appraisal Management Measures for the 2nd Phase Stock Option and Restricted Stock Incentive Plan Management For Voted - For 19 Full Authorization to the Board to Handle Matters Regarding the 2nd Phase Stock Option and Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2022 Application for Estimated Comprehensive Credit Line to Banks and Provision of Guarantee for Wholly Owned Subsidiaries Management For Voted - Against 8 2022 Estimated Entrusted Wealth Management With Proprietary Funds Management For Voted - For 9 Reappointment Of 2022 Audit Firm Management For Voted - For 10 Amendments to the Remuneration Management System for Directors, Supervisors and Senior Management Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Special 1 Downward Adjustment Of Conversion Price Of The Company S Convertible Bonds As Proposed By The Board Of Directors Management For Voted - For 1331 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted XCMG CONSTRUCTION MACHINERY CO., LTD. Security ID: Y9T17R112 Ticker: 000425 Meeting Date: 02-Aug-21 Meeting Type: Special 1 Elect KUANG Shidao Management For Voted - For 2 Elect JIANG Lei Management For Voted - Against 3 Connected Transactions Regarding Setting Up A Limited Partnership Management For Voted - For Meeting Date: 17-Nov-21 Meeting Type: Special 1 Company's Eligibility for the Connected Transaction Regarding the Merger and Absorption of Xugong Group Construction Machinery Co., Ltd. and Management For Voted - For 2 Merger and Absorption Method Management For Voted - For 3 Underlying Asset and Counterparties Management For Voted - For 4 Transaction Price and Pricing Principles Management For Voted - For 5 Types and Nominal Value of the Issued Shares Management For Voted - For 6 Issuance method and target Management For Voted - For 7 Benchmark Date Management For Voted - For 8 Issuance price Management For Voted - For 9 Issuance Size Management For Voted - For 10 Listing Market Management For Voted - For 11 Lockup Period Management For Voted - For 12 Protection Mechanism for Dissenting Shareholders of Listed Company Management For Voted - For 13 Disposal of Claim Rights, Debts and Protection of Creditors' Rights Management For Voted - For 14 Employee Arrangement Management For Voted - For 15 Arrangement for the Profits and Losses in the Transitional Period Management For Voted - For 16 Distribution Arrangement for Accumulated Profits Management For Voted - For 17 Asset Delivery and Liabilities for Breaching of Contract Management For Voted - For 18 Taxes and Fees Management For Voted - For 19 Performance commitment and compensation arrangements Management For Voted - For 20 Validity of the Resolution Management For Voted - For 21 Connected Transaction Regarding the Merger and Absorption of Xugong Group Construction Machinery Co., Ltd. Management For Voted - For 22 The Merger and Absorption of Xugong Group Construction Machinery Co., Ltd. does not Constitute a Listing by Restructuring Management For Voted - For 23 Report (Draft) on the Connected Transaction Regarding the Merger and Absorption of Xugong Group Construction Machinery Co., Ltd. and its Summary Management For Voted - For 1332 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 24 Entering into the Conditional Merger and Absorption Agreement and its Supplemental Agreement Management For Voted - For 25 Entering into the Conditional Agreement on Performance Commitment and Compensation Management For Voted - For 26 The Transaction is in Compliance with Article 4 of the Provisions on Several Issues Concerning the Regulation of Major Assets Restructuring of Listed Companies Management For Voted - For 27 The Transaction is in Compliance with Articles 11 and 43 of the Management Measures on Major Assets Restructuring of Listed Companies Management For Voted - For 28 The Company's Share Price Fluctuation does Not Meet Relevant Standards as Specified by Article 5 of the Notice on Regulating Information Disclosure of Listed Companies and Conduct of Relevant Parties Management For Voted - For 29 Audit Report, Pro Forma Review Report and Appraisal Report of the Connected Transactions Regarding the Merger and Absorption of Xugong Group Construction Machinery Co., Ltd. Management For Voted - For 30 Independence of the Appraisal Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Appraisal Method and Appraisal Purpose, and Fairness of the Appraisal and Pricing Management For Voted - For 31 Statement On The Pricing Basis Of The Transaction And The Rationality Management For Voted - For 32 Impact of the Diluted Current Earnings after the Transaction and Indemnification Arrangements Management For Voted - For 33 Statement on the Compliance and Completeness of the Legal Procedure of the Connected Transaction Regarding Merger and Absorption of Xugong Group Construction Machinery Co., Ltd. and the Validity of the Legal Documents Submitted Management For Voted - For 34 Board Authorization to Handle Matters of the Merger and Absorption of Xugong Group Construction Machinery Co., Ltd. Management For Voted - For 35 Non-Voting Meeting Note N/A N/A Non-Voting 36 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Mar-22 Meeting Type: Special 1 Purchase Material and Products from the Related Parties Management For Voted - For 2 Sell Material and Products to the Related Parties Management For Voted - For 3 Renting Buildings, Equipment or Products to Related Parties Management For Voted - For 4 Licensing of Trademarks to Related Parties Management For Voted - For 5 Cooperate with a Related Party in Technology Development Management For Voted - For 6 Provision or Receipt of Services or Labor from Related Parties Management For Voted - For 7 Authority to Give Guarantees Management For Voted - Against 8 Authority to Provide Guarantee for Mortgage Business Management For Voted - Against 1333 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Authority to Provide Guarantee for Financial Leasing Business Management For Voted - Against 10 Authority to Provide Guarantee for Supply Chain Finance Business Management For Voted - Against 11 Approval of Line of Credit Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2022 Financial Budget Plan Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For XIAMEN C&D INC. Security ID: Y9721Y107 Ticker: 600153 Meeting Date: 22-Nov-21 Meeting Type: Special 1 Adjustment Of The Guarantee Quota For Subsidiaries Management For Voted - Against Meeting Date: 24-Feb-22 Meeting Type: Special 1 2022 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2022 Restricted Stock Incentive Plan Management For Voted - For 4 Repurchase and Cancellation of Some Restricted Stocks Management For Voted - For 5 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 6 Authorization to the Board to Review and Approve the External Donation Management For Voted - For 7 Application For Registration Of High-Quality Corporate Bonds Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Financial Accounts and FY2022 Financial Budget Management For Voted - For 1334 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Give Guarantees Management For Voted - Against 7 Proposal to Provide Entrusted Loans to Related Entities Management For Voted - For 8 Proposal to Launch Foreign Exchange Derivatives Business Management For Voted - For 9 Proposal to Launch Commodity Derivatives Business Management For Voted - For 10 Related Party Transactions Management For Voted - For 11 Financial Services with Two Related Parties Management For Voted - For 12 Proposal to Invest in Wealth Management Products Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Amendments to Articles (Bundled) Management For Voted - For 15 Amendments to Procedural Rules: Board Meetings Management For Voted - For 16 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 17 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 18 Adjustment to Independent Directors' Fees Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Elect ZHENG Yongda Management For Voted - For 21 Elect HUANG Wenzhou Management For Voted - For 22 Elect YE Yanliu Management For Voted - For 23 Elect ZOU Shaorong Management For Voted - For 24 Elect LIN Mao Management For Voted - For 25 Elect CHEN Dongxu Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Elect LIN Tao Management For Voted - For 28 Elect CHEN Shoude Management For Voted - For 29 Elect WU Yuhui Management For Voted - For 30 Non-Voting Agenda Item N/A N/A Non-Voting 31 Elect LIN Fang Management For Voted - For 32 Elect LI Yupeng Management For Voted - Against XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Security ID: Y97237104 Ticker: 2208 Meeting Date: 25-Feb-22 Meeting Type: Special 1 Connected transactions Between the Company and China Three Gorges New Energy (Group) Co., Ltd Management For Voted - For 2 Connected transactions Between the Company and Xinjiang New Energy (Group) Co., Ltd. Management For Voted - For 3 Purchase of Liability Insurance Management For Voted - For 4 Elect WANG Yan as Supervisor Management For Voted - Against Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 1335 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Annual Report Management For Voted - For 6 Exchange Rate and Interest Rate Hedging Business Management For Voted - For 7 Provision of New Guarantees for Subsidiaries Management For Voted - Abstain 8 Provision of Letter of Guarantee for Subsidiaries Management For Voted - Abstain 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Supervisors' Fees Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect WU Gang Management For Voted - For 14 Elect CAO Zhigang Management For Voted - Against 15 Elect WANG Haibo Management For Voted - Against 16 Elect LU Hailin Management For Voted - Against 17 Elect GAO Jianjun Management For Voted - Against 18 Elect WANG Kaiguo Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Elect YANG Jianping Management For Voted - Against 21 Elect ZENG Xianfen Management For Voted - For 22 Elect WEI Wei Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect LI Tiefeng Management For Voted - For 25 Elect LUO Jun Management For Voted - Against 26 Elect WANG Yan Management For Voted - Against XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Security ID: Y97237112 Ticker: 2208 Meeting Date: 25-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Connected transactions Between the Company and China Three Gorges New Energy (Group) Co., Ltd Management For Voted - For 3 Connected transactions Between the Company and Xinjiang New Energy (Group) Co., Ltd. Management For Voted - For 4 Purchase of Liability Insurance Management For Voted - For 5 Elect WANG Yan as Supervisor Management For Voted - Against Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Annual Report Management For Voted - For 7 Exchange Rate and Interest Rate Hedging Business Management For Voted - For 8 Provision of New Guarantees for Subsidiaries Management For Voted - Abstain 9 Provision of Letter of Guarantee for Subsidiaries Management For Voted - Abstain 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Supervisors' Fees Management For Voted - For 1336 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect WU Gang Management For Voted - For 15 Elect CAO Zhigang Management For Voted - Against 16 Elect WANG Haibo Management For Voted - Against 17 Elect LU Hailin Management For Voted - Against 18 Elect GAO Jianjun Management For Voted - Against 19 Elect WANG Kaiguo Management For Voted - For 20 Elect YANG Jianping Management For Voted - Against 21 Elect ZENG Xianfen Management For Voted - For 22 Elect WEI Wei Management For Voted - For 23 Elect LI Tiefeng Management For Voted - For 24 Elect LUO Jun Management For Voted - Against 25 Elect WANG Yan Management For Voted - Against YANTAI EDDIE PRECISION MACHINERY CO LTD Security ID: Y9740J107 Ticker: 603638 Meeting Date: 18-Aug-21 Meeting Type: Special 1 The Company's Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 2 Type of Securities to Be Issued Management For Voted - For 3 Issuing Scale Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate of the Bond Management For Voted - For 7 Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment to the Conversion Price Management For Voted - For 10 Determining Method for the Number of Converted Shares Management For Voted - For 11 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 12 Redemption Clauses Management For Voted - For 13 Resale Clauses Management For Voted - For 14 Attribution of Related Dividends After the Conversion Management For Voted - For 15 Issuing Targets and Method Management For Voted - For 16 Arrangement for Placing to Original Shareholders Management For Voted - For 17 Bondholders and Bondholders Meetings Management For Voted - For 18 Purpose of the Raised Funds Management For Voted - For 19 Management of the Raised Funds and the Deposit Account Management For Voted - For 20 Guarantee Matters Management For Voted - For 21 The Valid Period of the Issuing Plan Management For Voted - For 22 Trustee Matters Management For Voted - For 23 Liabilities for Breach of Contract Management For Voted - For 24 Preplan For Public Issuance Of Convertible Corporate Bonds Management For Voted - For 1337 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds Management For Voted - For 26 Report On The Use Of Previously Raised Funds Management For Voted - For 27 Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures and Relevant Commitments Management For Voted - For 28 Rules Governing the Meetings of Bondholders of the Company S Convertible Bonds in 2021 Management For Voted - For 29 Amendments to the Company's Articles of Association Management For Voted - For 30 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 31 Authorization To The Board To Handle Matters Regarding The Public Issuance Of Convertible Corporate Bonds Management For Voted - For 32 Amendments to the Company's Relevant Systems Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.20000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 8 Change of the Company's Registered Capital and Amendments to the Company S Articles of Association and Authorization to the Board of Directors to Handle Specific Matters Management For Voted - For 9 2022 Financial Budget Report Management For Voted - For 10 Appointment Of 2022 Audit Firm Management For Voted - For YOUNGY CO LTD. Security ID: Y2932Z104 Ticker: 002192 Meeting Date: 18-Feb-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 2022 Controlling Shareholder and De Facto Controller's Provision of Financial Aid and Guarantee for the Company Management For Voted - For 3 2022 Estimated Guarantee Quota For Controlled Subsidiaries Management For Voted - For 4 2022 Financial Aid Quota To a Controlled Subsidiary Management For Voted - Abstain 1338 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted YTO EXPRESS GROUP CO., LTD. Security ID: Y1963V107 Ticker: 600233 Meeting Date: 14-Sep-21 Meeting Type: Special 1 Extend the validity period and authorization period of the resolutions of the company's non-public offering of stocks Management For Voted - For Meeting Date: 16-Mar-22 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Replenishment of Working Capital Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2021 Related Party Transactions Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Rationale and Principles Management For Voted - For 10 Administrator Management For Voted - For 11 Determination Method and Scope of Eligible Participants Management For Voted - For 12 Source and Amount of Shares Management For Voted - For 13 Validity Period, Grant Date, Waiting Period, Exercise Date and Lock-up Period Management For Voted - For 14 Exercise Price and Determination Method of Exercise Price Management For Voted - For 15 Grant and Exercise Conditions Management For Voted - For 16 Adjustment Method and Procedures Management For Voted - For 17 Accounting Treatment and Impact on Operating Results Management For Voted - For 18 Implementation Procedures Management For Voted - For 19 Rights and Obligations of the Company and the Participants Management For Voted - For 20 Treatment on Changes of the Company and the Participants Management For Voted - For 21 Implementation and Appraisal Management Method for Phase 2 Employee Stock Options Plan Management For Voted - For 22 Board Authorization to Implement the Phase 2 Employee Stock Options Plan Management For Voted - For 1339 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted YUNDA HOLDING CO., LTD. Security ID: Y62996106 Ticker: 002120 Meeting Date: 23-Sep-21 Meeting Type: Special 1 Reappointment of Audit Firm Management For Voted - Against 2 Application for Industrial and Commercial Registration Amendment and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Proposal on the Use of Idle Funds for Entrusted Financial Management Management For Voted - For 7 Authority to Give Guarantees in 2022 Management For Voted - For 8 Amendments to Procedural Rules: Related Transaction Management System Management For Voted - For 9 Amendments to Procedural Rules: Methods for the Management of Fund Raising Management For Voted - For 10 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Authority to Issue Validity of the Resolution of the Bondholders' Meeting and the Validity of the Relevant Authorization Management For Voted - For 13 Proposal on the Use of Own Funds to Provide Financial Assistance to External Parties Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase Shares Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Authority to Issue Debt Instruments Management For Voted - For ZHEFU HOLDING GROUP COMPANY LIMITED Security ID: Y988AR108 Ticker: 002266 Meeting Date: 23-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 1340 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Authority to Give Guarantees Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Amendments to Articles Management For Voted - For 9 Amendments to Procedural Rules Management For Voted - For 10 Elect HE Shengdong Management For Voted - For ZHEJIANG CHINT ELECTRICS CO., LTD. Security ID: Y988AY103 Ticker: 601877 Meeting Date: 22-Sep-21 Meeting Type: Special 1 External Guarantee By Controlled Subsidiaries Management For Voted - For 2 Launching Foreign Exchange Derivatives Transactions Management For Voted - For Meeting Date: 14-Feb-22 Meeting Type: Special 1 Authority to Give Guarantees by a Controlling Subsidiary Management For Voted - Abstain 2 Authority to Give Guarantees for Clients by a Controlling Subsidiary Management For Voted - Abstain Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Related Party Transactions regarding Sales of Assets Management For Voted - For 10 Related Party Transactions regarding Provision of Guarantees Management For Voted - For 11 Authority to Give Guarantees by a Subsidiary Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect NAN Cunhui Management For Voted - Against 14 Elect ZHU Xinmin Management For Voted - Against 15 Elect ZHANG Zhihuan Management For Voted - For 16 Elect LU Chuan Management For Voted - For 17 Elect LIN Yiming Management For Voted - For 18 Elect NAN Er Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Elect HUANG Shenjian Management For Voted - For 21 Elect PENG Xu Management For Voted - For 22 Elect Liu Yulong Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect WU Bingchi Management For Voted - Against 25 Elect WANG Sihe Management For Voted - For 1341 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted ZHEJIANG DINGLI MACHINERY CO LTD. Security ID: Y988CW105 Ticker: 603338 Meeting Date: 19-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval of Directors' and Senior Executives' Fees Management For Voted - For 8 Approval of Supervisors' Fees Management For Voted - For 9 Approval of the Company and Wholly-owned Subsidiary to Provide Guarantee for Customers Management For Voted - For 10 Approval of the Company to Provide Guarantee for its Subsidiaries Management For Voted - For 11 Approval of Line of Credit Management For Voted - For ZHEJIANG EXPRESSWAY CO Security ID: Y9891F102 Ticker: 0576 Meeting Date: 09-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue Mid-Term Notes Management For Voted - For 3 Authority to Issue Super and Short-Term Commercial Paper Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Final Accounts and 2022 Financial Budget Management For Voted - For 8 Appointment of Hong Kong Auditor and Authority to Set Fees Management For Voted - For 9 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For 10 Supplemental Agreement Management For Voted - For 11 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 1342 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Articles Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting ZHEJIANG HANGKE TECHNOLOGY INCORPORATED COMPANY Security ID: Y989L4105 Ticker: 688006 Meeting Date: 27-Sep-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization To The Board To Handle Matters Regarding The Equity Incentive Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect CAO Ji Management For Voted - For 3 Elect SANG Hongyu Management For Voted - For 4 Elect ZHAO Qunwu Management For Voted - For 5 Elect YU Pingguang Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Elect CHEN Linlin Management For Voted - For 8 Elect XU Yaming Management For Voted - For 9 Elect QIAN Yanmin Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect ZHENG Linjun Management For Voted - Against 12 Elect ZHANG Yingying Management For Voted - For Meeting Date: 06-Apr-22 Meeting Type: Special 1 2022 Employee Restricted Shares Plan Management For Voted - For 2 Management Measures for the Implementation of 2022 Employee Restricted Shares Plan Management For Voted - For 3 Authorization for the Board to Implement the Employee Restricted Shares Plan Management For Voted - For 1343 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 22-Apr-22 Meeting Type: Special 1 Permanently Supplementing The Working Capital With Some Surplus Raised Funds Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Independent Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 2021 Accounts and Reports Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 2022 Remuneration of Directors and Supervisors Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Investment in Wealth Management Products Management For Voted - For 11 Approval of Line of Credit Management For Voted - For 12 Board Authorization to Implement a Private Placement through Simplified Procedures Management For Voted - Against ZHEJIANG SANHUA INTELLIGENT CONTROLS CO. LTD. Security ID: Y9890L126 Ticker: 002050 Meeting Date: 03-Aug-21 Meeting Type: Special 1 Elect Mr Bowens as an independent director Management For Voted - For 2 Elect Mo Yang as a shareholder representative supervisor Management For Voted - Against 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-Nov-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For Meeting Date: 26-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHANG Yabo Management For Voted - For 3 Elect REN Jintu Management For Voted - For 4 Elect WANG Dayong Management For Voted - For 5 Elect NI Xiaoming Management For Voted - For 6 Elect CHEN Yuzhong Management For Voted - For 7 Elect ZHANG Shaobo Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect BAO Ensi Management For Voted - For 10 Elect SHI Jianhui Management For Voted - For 11 Elect PAN Yalan Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 1344 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect ZHAO Yajun Management For Voted - Against 14 Elect MO Yang Management For Voted - For 15 Remuneration and Allowance for Directors Management For Voted - For 16 Remuneration And Allowance For Supervisors Management For Voted - For Meeting Date: 15-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2022 Application For Comprehensive Credit Line To Banks Management For Voted - For 7 Launching The Bill Pool Business Management For Voted - For 8 Provision Of Guarantee For Controlled Subsidiaries Management For Voted - For 9 Reappointment Of 2022 Audit Firm Management For Voted - For 10 Launching Futures Hedging Business Management For Voted - For 11 Launching Foreign Exchange Hedging Business Management For Voted - For 12 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Special 1 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For 2 Amendments To The Company's Articles Of Association Management For Voted - For 3 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 4 2022 Stock Appreciation Right Incentive Plan (Draft) And Its Summary Management For Voted - For 5 Appraisal Management Measures For The Implementation Of 2022 Equity Incentive Plan Management For Voted - For 6 Authorization To The Board To Handle Matters Regarding 2022 Equity Incentive Plan Management For Voted - For ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO LTD. Security ID: Y989A0105 Ticker: 603568 Meeting Date: 20-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 1345 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Directors' Fees Management For Voted - For 7 Approval of Credit Line Management For Voted - For 8 Authority to Give Guarantees Management For Voted - Against 9 Related Party Transactions Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 The Company S Rules of Procedure Governing the Board Meetings Management For Voted - For 12 The Company S Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 13 The Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 14 Raised Funds Management Measures Management For Voted - For 15 External Guarantee Management System Management For Voted - For 16 Connected Transactions Management System Management For Voted - For 17 Work System for Independent Directors Management For Voted - For 18 External Financing and Investment Decision-making System Management For Voted - For 19 Management System for Prevention of Fund Occupation by Controlling Shareholders, Actual Management For Voted - For 20 Elect LI Guangming Management For Voted - For ZHEJIANG WEIXING NEW BUILDING MATERIALS CO LTD Security ID: Y9893V105 Ticker: 002372 Meeting Date: 21-Apr-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 2021 Directors' Report Management For Voted - For 4 2021 Supervisors' Report Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2022 Appointment of Auditor Management For Voted - For 7 Investment And Wealth Management With Idle Proprietary Funds Management For Voted - For 8 Amendments To The Work System For Independent Directors Management For Voted - For 9 Fund Raising Management System Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting ZHUZHOU CRRC TIMES ELECTRIC CO LTD Security ID: Y9892N104 Ticker: 3898 Meeting Date: 09-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Estimations on Ordinary Related Party Transactions for 2021-2023 Management For Voted - For 3 Interim Profit Distribution Plan of the Company for 2021 Management For Voted - For 1346 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Application to Credit Lines Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Supervisors' Fees Management For Voted - For 11 Connected Transaction for 2023-2025 CRRC Group Mutual Supply Agreement Management For Voted - For 12 Connected Transaction for Leasing Property and Ancillary Facilities between the Company and CRRC Management For Voted - For 13 Amendments to the Terms of Reference of the Independent Non-Executive Directors Management For Voted - For 14 Management Policy for External Guarantees Management For Voted - For 15 Management Policy for A Shares Proceeds Management For Voted - For 16 Policy for Preventing the Controlling Shareholders, Actual Controllers and Related Parties from Appropriating Funds Management For Voted - For 17 Amendments to Procedural Rules for the General Meeting Management For Voted - For 18 Amendments to Procedural Rules for the Meeting of the Board of Directors Management For Voted - For 19 Amendments to Procedural Rules for the Meeting of the Board of Supervisors Management For Voted - For 20 Amendments to Articles Management For Voted - For 21 Authority to Issue A and/or H Shares w/o Preemptive Rights Management For Voted - Against 22 Authority to Repurchase H Shares Management For Voted - For Meeting Date: 17-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase H Shares Management For Voted - For ZHUZHOU CRRC TIMES ELECTRIC CO LTD Security ID: Y9892N112 Ticker: 3898 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Application to Credit Lines Management For Voted - For 1347 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Directors' Fees Management For Voted - For 9 Supervisors' Fees Management For Voted - For 10 Connected Transaction for 2023-2025 CRRC Group Mutual Supply Agreement Management For Voted - For 11 Connected Transaction for Leasing Property and Ancillary Facilities between the Company and CRRC Management For Voted - For 12 Amendments to the Terms of Reference of the Independent Non-Executive Directors Management For Voted - For 13 Management Policy for External Guarantees Management For Voted - For 14 Management Policy for A Shares Proceeds Management For Voted - For 15 Policy for Preventing the Controlling Shareholders, Actual Controllers and Related Parties from Appropriating Funds Management For Voted - For 16 Amendments to Procedural Rules for the General Meeting Management For Voted - For 17 Amendments to Procedural Rules for the Meeting of the Board of Directors Management For Voted - For 18 Amendments to Procedural Rules for the Meeting of the Board of Supervisors Management For Voted - For 19 Amendments to Articles Management For Voted - For 20 Authority to Issue A and/or H Shares w/o Preemptive Rights Management For Voted - Against 21 Authority to Repurchase H Shares Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-Jun-22 Meeting Type: Other 1 Authority to Repurchase H Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting ZHUZHOU KIBING GROUP CO.,LTD. Security ID: Y98959102 Ticker: 601636 Meeting Date: 13-Aug-21 Meeting Type: Special 1 Amendments To The Raised Funds Management Measures Management For Voted - For 2 Adjustment Of Remuneration For Supervisors Management For Voted - For Meeting Date: 15-Oct-21 Meeting Type: Special 1 The Third Phase Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 2 Management Measures For The Third Phase Employee Stock Ownership Plan Management For Voted - Against 3 Authorization to the Board to Handle Matters Regarding the Third Phase Employee Stock Ownership Plan Management For Voted - Against 1348 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Nov-21 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase and Share Expansion of a Controlled Subsidiary Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 2022 Extended Loans And Additional Loan Credit Line To Banks Management For Voted - For 8 2022 Provision of Guarantee for the Extended Loans and Additional Bank Loan Credit Line of Controlled Subsidiaries and Sub-subsidiaries Management For Voted - For 9 Reappointment Of 2022 Audit Firm Management For Voted - For 10 Amendments to the Company's Articles of Association Management For Voted - For 11 Amendments To The Rules Of Procedure Governing The Supervisory Committee Management For Voted - For 12 Amendments to the Company's Governance Systems Management For Voted - For 13 Capital Increase in Wholly-owned Sub-subsidiaries and Investment in Construction of a Project Management For Voted - For 14 Capital Increase in Wholly-owned Sub-subsidiaries and Investment in Construction of a Production Base Management For Voted - For 15 Investment In Construction Of A Project Management For Voted - For Meeting Date: 10-May-22 Meeting Type: Special 1 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Elect YU Qibing Management For Voted - For 4 Elect ZHANG Bozhong Management For Voted - For 5 Elect YAO Peiwu Management For Voted - For 6 Elect ZHANG Guoming Management For Voted - For 7 Elect HOU Yinglan Management For Voted - For 8 Elect HE Wenjin Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect GAO Zhuo Management For Voted - For 11 Elect BAO Xinmin Management For Voted - For 12 Elect HU Jiabin Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect ZHENG Gang Management For Voted - For 15 Elect CHEN Fengping Management For Voted - Against 1349 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Security ID: Y1293Y102 Ticker: 1157 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report of A Share Management For Voted - For 5 Annual Report of H Share Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of KPMG Huazhen Certified Public as the Company's domestic auditors and internal control auditors Management For Voted - For 8 KPMG as the Company's international auditors Management For Voted - For 9 Authorise the Company's management to determine the actual remuneration payable to the Company's domestic and international auditors Management For Voted - For 10 Application for Banking Credit Line Management For Voted - For 11 Authorization to Zoomlion Industrial Vehicles to Engage in Business relating to Banker's Acceptance Secured by Goods Management For Voted - For 12 Authorization to Agricultural Machinery Co.Ltd., a subsidiary of the Company, to engage in financial business with relevant financial institutions and downstream customers and provide external guarantees. Management For Voted - For 13 Authority to Give Guarantees Management For Voted - Against 14 Investment and Financial Management Management For Voted - For 15 Development of Financial Derivatives Business Management For Voted - For 16 Authorization to Hunan Zhicheng Financing and Guarantee Company Limited to Provide Guarantees Management For Voted - For 17 Authorization to Zoomlion Aerial Machinery to Provide Guarantees Management For Voted - For 18 Board Authorization in Relation to Issuance of Asset-Backed Securities Management For Voted - For 19 Authority to Give Buy-Back Guarantees Management For Voted - Against 20 Amendments to Articles Management For Voted - For 21 Authority to Repurchase H Shares Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 02-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Authority to Repurchase H Shares Management For Voted - For 1350 -------------------------------------------------------------------------------------------------- Global X MSCI China Industrials ETF Proposal Proposed by Mgt. Position Registrant Voted ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Security ID: Y9895V103 Ticker: 1157 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Annual Report of A Share Management For Voted - For 6 Annual Report of H Share Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of KPMG Huazhen Certified Public as the Company's domestic auditors and internal control auditors Management For Voted - For 9 KPMG as the Company's international auditors Management For Voted - For 10 Authorise the Company's management to determine the actual remuneration payable to the Company's domestic and international auditors Management For Voted - For 11 Application for Banking Credit Line Management For Voted - For 12 Authorization to Zoomlion Industrial Vehicles to Engage in Business relating to Banker's Acceptance Secured by Goods Management For Voted - For 13 Authorization to Agricultural Machinery Co.Ltd., a subsidiary of the Company, to engage in financial business with relevant financial institutions and downstream customers and provide external guarantees. Management For Voted - For 14 Authority to Give Guarantees Management For Voted - Against 15 Investment and Financial Management Management For Voted - For 16 Development of Financial Derivatives Business Management For Voted - For 17 Authorization to Hunan Zhicheng Financing and Guarantee Company Limited to Provide Guarantees Management For Voted - For 18 Authorization to Zoomlion Aerial Machinery to Provide Guarantees Management For Voted - For 19 Board Authorization in Relation to Issuance of Asset-Backed Securities Management For Voted - For 20 Authority to Give Buy-Back Guarantees Management For Voted - Against 21 Amendments to Articles Management For Voted - For 22 Authority to Repurchase H Shares Management For Voted - For Meeting Date: 02-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Authority to Repurchase H Shares Management For Voted - For 1351 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 21VIANET GROUP, INC. Security ID: 90138A103 Ticker: VNET Meeting Date: 08-Oct-21 Meeting Type: Special 1 Company Name Change Management For Voted - For 360 SECURITY TECHNOLOGY INC. Security ID: Y444T7106 Ticker: 601360 Meeting Date: 15-Oct-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Elect SUN Ying as a director Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 2021 Work Report Of The Board Of Directors Management For Voted - For 5 2021 Remuneration For Directors Management For Voted - For 6 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 2022 Application for Comprehensive Credit Line to Banks by the Company and Subsidiaries and Provision of Guarantee Management For Voted - For 8 2021 Work Report Of The Supervisory Committee Management For Voted - For 9 2021 Remuneration For Supervisors Management For Voted - For 10 Change Of Projects Financed With Raised Funds Management For Voted - For 11 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 13 Amendments To The Work System For Independent Directors Management For Voted - For 14 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 15 Amendments To The Connected Transactions System Management For Voted - For 16 Amendments To The Raised Funds Management Measures Management For Voted - For 17 Amendments To The External Guarantee Decision-Making System Management For Voted - For 18 Amendments to the Company's Articles of Association Management For Voted - For 19 Reappointment Of 2022 Financial And Internal Control Audit Firm Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Elect ZHAO Luming Management For Voted - For 22 Elect JIAO Jiao Management For Voted - For 1352 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted AAC TECHNOLOGIES HOLDINGS INC. Security ID: G2953R114 Ticker: 2018 Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect ZHANG Hongjiang Management For Voted - For 5 Elect PENG Zhiyuan Management For Voted - For 6 Elect Benjamin PAN Zhengmin Management For Voted - For 7 Directors' Fee Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - For 12 Amendments to Articles Management For Voted - For ADDSINO CO., LTD. Security ID: Y26525108 Ticker: 000547 Meeting Date: 08-Oct-21 Meeting Type: Special 1 Elect ZHANG Changge Management For Voted - For 2 Elect YANG Songling Management For Voted - For 3 Elect YE Shuli Management For Voted - For Meeting Date: 05-Jan-22 Meeting Type: Special 1 Amendments to Articles Management For Voted - Against 2 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 3 Amendments to Procedural Rules for Board Meetings Management For Voted - Against 4 By-Elect HU Qingrong as Director Management For Voted - For 5 Adjustment of the Structure in the Use of Proceeds Management For Voted - For ADVANCED MICRO-FABRICATION EQUIPMENT INC. CHINA Security ID: Y001DM108 Ticker: 688012 Meeting Date: 09-Dec-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to "Rules of Procedure for the General Meeting of Shareholders" Management For Voted - For 3 Amendments to Rules of Procedure of the Board of Directors Management For Voted - For 4 Amendments to Independent director work system Management For Voted - For 5 Related party transaction management system Management For Voted - For 1353 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Amendments to Measures for the Management of Raised Funds Management For Voted - For 7 Elect GERALD ZHEYAO YIN Management For Voted - For 8 Elect ZHIYOU DU Management For Voted - For 9 Elect Yang Zhengfan Management For Voted - For 10 Elect Zhu Min Management For Voted - For 11 Elect Zhang Liang Management For Voted - For 12 Elect Wang Yao Management For Voted - For 13 Elect Hing Wong Management For Voted - For 14 Elect Chen Datong Management For Voted - For 15 Elect Zhang Wei Management For Voted - For 16 Elect SHIMIN CHEN Management For Voted - For 17 Elect Kong Wei Management For Voted - For 18 Elect Zou Fei Management For Voted - For 19 Elect Huang Chen Management For Voted - Against Meeting Date: 24-Jan-22 Meeting Type: Special 1 Connected Transactions Regarding Capital Increase in Joint Stock Companies Management For Voted - For Meeting Date: 25-Mar-22 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase In A Joint Stock Company Management For Voted - For 2 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 3 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 4 Authorization To The Board To Handle The Equity Incentive Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Accounts and Reports Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 2022 Estimated Related Party Transactions with Shanghai Huali IC Manufacturing Co., Ltd. Management For Voted - For 5 2022 Estimated Related Party Transactions with HuaCan Semitek (Zhejiang) Co., Ltd. Management For Voted - For 6 2022 Estimated Related Party Transactions with HuaCan Semitek (Suzhou) Co., Ltd. Management For Voted - For 7 2022 Estimated Related Party Transactions with Shanghai Huali Microelectronics Co., Ltd. Management For Voted - For 8 2022 Estimated Related Party Transactions with Piotech Inc. Management For Voted - For 9 2022 Estimated Related Party Transactions with Shanghai Core Elements Semiconductor Technology Co., Ltd. Management For Voted - For 1354 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 10 2022 Estimated Related Party Transactions with RSIC Scientific Instrument (Shanghai) Co., Ltd. Management For Voted - For 11 2022 Estimated Related Party Transactions with Shanghai IC R&D Center Management For Voted - For 12 2022 Estimated Related Party Transactions with Shanghai Integrated Circuit Equipment & Materials Industry Innovation Center Co., Ltd. Management For Voted - For 13 2022 Estimated Related Party Transactions with Nanchang Angkun Semiconductor Equipment Co., Ltd. Management For Voted - For 14 2022 Estimated Related Party Transactions with ACM Research (Shanghai), Inc. Management For Voted - For 15 2022 Estimated Related Party Transactions with Shanghai Micro Electronics Equipment (Group) Co., Ltd. Management For Voted - For 16 2021 Directors' Report Management For Voted - For 17 2021 Supervisors' Report Management For Voted - For 18 2022 Remuneration Plan For Directors Management For Voted - For 19 2022 Remuneration Plan For Supervisors Management For Voted - For 20 Liability Insurance for Directors, Supervisors, and Senior Management Management For Voted - Abstain 21 Appointment of 2022 Auditor Management For Voted - For AVARY HOLDING (SHENZHEN) CO LTD Security ID: Y0R9JY100 Ticker: 002938 Meeting Date: 18-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 6 Repurchase and Cancellation of Some Restricted Stocks Under 2021 Restricted Stock Incentive Plan Management For Voted - For 7 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares) Management For Voted - For 8 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 Reappointment Of 2022 Audit Firm Management For Voted - For 10 By-Election Of Independent Directors Management For Voted - For 11 Amendments to the Company's Articles of Association Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 13 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 14 Amendments To The Work System Of Independent Directors Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 1355 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 16-May-22 Meeting Type: Special 1 Change of the Company's Registered Capital, Address and Amendments to the Company's Articles of Association Management For Voted - For BEIJING BDSTAR NAVIGATION CO. LTD. Security ID: Y0771F106 Ticker: 002151 Meeting Date: 01-Jul-21 Meeting Type: Special 1 Adoption of 2021 Restricted Shares Incentive Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Management Measures of 2021 Restricted Shares Incentive Plan Management For Voted - For 3 Board Authorization to Implement the 2021 Restricted Shares Incentive Plan and Relevant Matters Management For Voted - For Meeting Date: 16-Aug-21 Meeting Type: Special 1 By-elect ZHOU Chongyuan as Director Management For Voted - For 2 Permanently Reallocate Proceeds of a Completed Project to Replenish Working Capital Management For Voted - For Meeting Date: 30-Nov-21 Meeting Type: Special 1 Termination of Some Projects Funded with Raised Funds and Relocating to Supplementing Working Capital Management For Voted - For 2 Provision of Guarantees for a Controlling Subsidiary's Application of Line of Credit Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 2021 Report Of The Board Of Directors Management For Voted - For 2 2021 Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Estimated External Guarantee Quota Management For Voted - For 7 Re-Appointment of 2022 Auditor Management For Voted - For BEIJING E-HUALU INFORMATION TECHNOLOGY CO. LTD. Security ID: Y07737102 Ticker: 300212 Meeting Date: 19-Jul-21 Meeting Type: Special 1 The Company's Eligibility for Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 1356 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Type of Securities to Be Issued Management For Voted - For 3 Issuing Scale Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate of the Bond Management For Voted - For 7 Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment to the Conversion Price Management For Voted - For 10 Provisions on Downward Adjustment of Conversion Price Management For Voted - For 11 Determining Method for the Number of Converted Shares Management For Voted - For 12 Redemption Clauses Management For Voted - For 13 Resale Clauses Management For Voted - For 14 Dividend Distribution After Conversion Management For Voted - For 15 Issuing Targets and Method Management For Voted - For 16 Arrangement for Placing to Original Shareholders Management For Voted - For 17 Matters Regarding the Meetings of Bondholders Management For Voted - For 18 Purpose of the Raised Funds Management For Voted - For 19 Guarantee Matters Management For Voted - For 20 Management and Deposit of Raised Funds Management For Voted - For 21 Rating Matters Management For Voted - For 22 The Valid Period of the Issuing Plan Management For Voted - For 23 Preplan For Issuance Of Convertible Corporate Bonds To Non-Specific Parties Management For Voted - For 24 Demonstration Analysis Report on Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 25 Feasibility Analysis Report on the Use of Funds to Be Raised from the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 26 Report On The Use Of Previously Raised Funds Management For Voted - For 27 Diluted Immediate Return After The Issuance Of Convertible Corporate Bonds To Non-Specific Parties, Filling Measures And Relevant Commitments Management For Voted - For 28 Rules Governing the Meetings of Bondholders of the Company S Convertible Bonds Management For Voted - For 29 Authorization to the Board to Handle Matters Regarding the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For Meeting Date: 29-Oct-21 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For 2 Allocation of Interim Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Handling of the Industrial and Commercial Registration Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Remuneration for the Chairman Management For Voted - For 1357 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Appointment of Auditor Management For Voted - For 3 Elect GUAN Wei Management For Voted - For 4 Amendments to Articles of Association Management For Voted - For Meeting Date: 14-Jan-22 Meeting Type: Special 1 The Company's Eligibility for Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 2 Type of Securities to Be Issued Management For Voted - For 3 Issuing Scale Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate of the Bond Management For Voted - For 7 Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment to the Conversion Price Management For Voted - For 10 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 11 Determining Method for the Number of Converted Shares Management For Voted - For 12 Redemption Clauses Management For Voted - For 13 Resale Clauses Management For Voted - For 14 Dividend Distribution After the Conversion Management For Voted - For 15 Issuing Targets and Method Management For Voted - For 16 Arrangement for Placing to Original Shareholders Management For Voted - For 17 Matters Regarding the Meetings of Bondholders Management For Voted - For 18 Purpose of the Raised Funds Management For Voted - For 19 Guarantee Matters Management For Voted - For 20 Management and Deposit of Raised Funds Management For Voted - For 21 Rating Matters Management For Voted - For 1358 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 22 The Valid Period of the Issuing Plan Management For Voted - For 23 Preplan for Issuance of Convertible Corporate Bonds to Non-specific Parties (revised) Management For Voted - For 24 Demonstration Analysis Report on the Issuance of Convertible Corporate Bonds to Non-specific Parties (revised) Management For Voted - For 25 Feasibility Analysis Report on the Use of Funds to Be Raised from the Issuance of Convertible Corporate Bonds to Non-specific Parties (revised) Management For Voted - For 26 Diluted Immediate Return After the Issuance of Convertible Corporate Bonds to Non-specific Parties, Filling Measures and Relevant Commitments (revised) Management For Voted - For 27 Authorization to the Board to Handle Matters Regarding the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For Meeting Date: 22-Mar-22 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Proposal to Change of Accounting Policy Management For Voted - For 3 Approval to Give Guarantee to an Affiliate to Apply for Line of Credit Management For Voted - For Meeting Date: 31-Mar-22 Meeting Type: Special 1 Approval for Related Party Transaction and Authority to Give Counter Guarantees Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Special 1 Connected Transaction Regarding Provision of Guarantee for Credit Line Applied for by a Company to a Bank Management For Voted - For BEIJING KINGSOFT OFFICE SOFTWARE, INC. Security ID: Y0R9YP102 Ticker: 688111 Meeting Date: 17-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Permanently Supplementing the Working Capital with Some Surplus Raised Funds Management For Voted - For 3 Increase of Quota of Investment in Projects Financed with Raised Funds with Some Surplus Raised Funds Management For Voted - For 1359 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Capital Increase in Wholly-owned Subsidiaries with Some Raised Funds for Implementing Projects Financed with Raised Funds Management For Voted - For 5 Connected Transactions Regarding External Investment in Setting Up a Private Fund Management For Voted - For 6 Amendments to the Company's Some Articles of Association Management For Voted - For Meeting Date: 16-Nov-21 Meeting Type: Special 1 Change Of 2021 Financial Audit Firm And Internal Control Audit Firm Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Approval of Directors' Reports Management For Voted - For 2 Approval of Supervisors' Reports Management For Voted - For 3 Approval of Annual Report Management For Voted - For 4 Approval of Accounts and Reports Management For Voted - For 5 Approval of Financial Budget Management For Voted - For 6 Approval of Independent Directors' Reports Management For Voted - For 7 Appointment of Auditor and Internal Control Auditor Management For Voted - For 8 Allocation of Profits Management For Voted - For 9 Proposal on the Company's Estimated Daily Related Party Transactions for 2022 Management For Voted - For 10 Proposal to Authorize the Continued Use of Idle Own Funds to Purchase Wealth Management Products Management For Voted - For 11 Adoption of Restricted Stock Incentive Plan Management For Voted - For 12 Establishment of Procedural Rules: 2022 Restricted Stock Incentive Plan Implementation Assessment Management Measures Management For Voted - For 13 Proposal to request the shareholders' meeting to authorize the Board of Directors to handle matters related to the 2022 Restricted Share Incentive Plan Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect LEI Jun Management For Voted - For 16 Elect QIU Bojun Management For Voted - For 17 Elect ZOU Tao Management For Voted - Against 18 Elect LIU Wei Management For Voted - Against 19 Elect GE Ke Management For Voted - For 20 Elect ZHANG Qingyuan Management For Voted - Against 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Elect MA Yide Management For Voted - For 23 Elect FANG Aizhi Management For Voted - For 24 Elect WANG Yuhua Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Elect PENG Bo Management For Voted - Against 27 Elect LI Xiang Management For Voted - For 1360 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted BEIJING SHIJI INFORMATION TECHNOLOGY CO. LTD Security ID: Y0772L102 Ticker: 002153 Meeting Date: 13-Dec-21 Meeting Type: Special 1 Increase of the Company's Registered Capital Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Purchase Of Wealth Management Products With Idle Proprietary Funds Management For Voted - For BEIJING SINNET TECHNOLOGY CO., LTD. Security ID: Y0R7V6101 Ticker: 300383 Meeting Date: 22-Sep-21 Meeting Type: Special 1 Extension of the Valid Period of the Resolution on the Share Offering to Specific Parties Management For Voted - For 2 Extension of the Valid Period of the Full Authorization to the Board to Handle Matters Regarding the Share Offering to Specific Parties Management For Voted - For 3 Application For Credit Line To Banks Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Remuneration System for Directors and Supervisors Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Change of the Company's Registered Capital Management For Voted - For 9 Amendments to the Company's Articles of Association Management For Voted - For 10 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 11 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 1361 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendments to the Work System for Independent Directors Management For Voted - For 14 Amendments to the External Guarantee Management System Management For Voted - For 15 Amendments to the Management System for the Use of Raised Funds Management For Voted - For 16 Approval of Credit Line Management For Voted - For 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Elect YANG Yuhang Management For Voted - Against 19 Elect GENG Yan Management For Voted - For 20 Elect YUAN Ding Management For Voted - For 21 Elect WEI Ning Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect KONG Liang Management For Voted - For 24 Elect JIANG Shanhe Management For Voted - For 25 Elect WANG Xiuhe Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Elect LI Chao Management For Voted - For 28 Elect GUO Junsheng Management For Voted - For BEIJING YUANLIU HONGYUAN ELECTRONIC TECHNOLOGY CO LTD Security ID: Y0R9T3107 Ticker: 603267 Meeting Date: 07-Sep-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For Meeting Date: 28-Dec-21 Meeting Type: Special 1 Settlement of Projects Financed with Raised Funds from IPO and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For Meeting Date: 19-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Management For Voted - For 7 Confirmation of 2021 Remuneration for Independent Directors and 2022 Remuneration Plan Management For Voted - For 8 Confirmation of 2021 Remuneration for Non-independent Directors and 2022 Remuneration Plan Management For Voted - For 9 Confirmation Of 2021 Remuneration For Supervisors And 2022 Remuneration Plan Management For Voted - For 10 Reappointment Of Audit Firm Management For Voted - For 11 2022 Provision Of Guarantee For Subsidiaries Management For Voted - For 12 Amendments to the Company's Articles of Association Management For Voted - For 1362 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For BOE TECHNOLOGY GROUP CO., LTD. Security ID: Y0920M101 Ticker: 200725 Meeting Date: 16-Sep-21 Meeting Type: Special 1 Repurchase and Cancellation of Some Restricted Shares Management For Voted - For Meeting Date: 14-Dec-21 Meeting Type: Special 1 By-Elect WANG Jing Management For Voted - For 2 By-Elect YE Feng Management For Voted - For 3 By-Elect SUN Fuqing as a Supervisor Management For Voted - Against 4 Amendments to Articles Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Loans And Credit Line Management For Voted - Against 7 Launching Structured Deposits And Other Principal-Guaranteed Business Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Authority to Give Guarantees Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Purpose of the Share Repurchase Management For Voted - For 12 Type and Number of Shares to Be Repurchased Management For Voted - For 13 Share Repurchase Method and the Purpose of the Repurchase Management For Voted - For 14 Price Range of Shares to Be Repurchased Management For Voted - For 15 Total Amount and Source of the Funds to Be Used for the Repurchase Management For Voted - For 16 Time Limit of the Share Repurchase Management For Voted - For 17 Estimated Changes in Equity Structure of the Company After Share Repurchase Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Statement on Whether the Directors, Supervisors, Senior Management, Controlling Shareholders and De Facto Controller Trading the Company S Stocks Management For Voted - For 20 Arrangement for Share Cancellation in Accordance with Laws After Share Repurchase Management For Voted - For 21 Arrangement for Prevention of Infringement Upon the Legitimate Rights and Interest of Creditors Management For Voted - For 22 Authorization for the Share Repurchase Management For Voted - For 23 Valid Period of the Resolution Management For Voted - For 1363 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 24 Indemnification of Directors/Officers Management For Voted - For 25 Amendments to Articles Management For Voted - For 26 Amendments to Procedural Rules Management For Voted - For 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Elect CHEN Yanshun Management For Voted - For 29 Elect PAN Jinfeng Management For Voted - For 30 Elect LIU Xiaodong Management For Voted - For 31 Elect GAO Wenbao Management For Voted - For 32 Elect FAN Yuanning Management For Voted - For 33 Elect SUN Yun Management For Voted - For 34 Elect YE Feng Management For Voted - For 35 Non-Voting Agenda Item N/A N/A Non-Voting 36 Elect TANG Shoulian Management For Voted - For 37 Elect ZHANG Xinmin Management For Voted - For 38 Elect GUO He Management For Voted - For 39 Elect WANG Jixiang Management For Voted - For 40 Non-Voting Agenda Item N/A N/A Non-Voting 41 Elect WANG Jin Management For Voted - Against 42 Elect SUN Fuqing Management For Voted - For 43 Elect SHI Xiaodong Management For Voted - Against 44 Elect XU Jinghe Management For Voted - For BYD ELECTRONIC (INTERNATIONAL) COMPANY LIMITED Security ID: Y1045N107 Ticker: 0285 Meeting Date: 09-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 New Supply Agreement and the Proposed Caps Management For Voted - For 4 New Purchase Agreement and the Proposed Caps Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Elect JIANG Xiang-rong Management For Voted - For 7 Elect WANG Chuan Fu Management For Voted - Against 8 Elect John CHUNG Kwok Mo Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 1364 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted CHAOZHOU THREE-CIRCLE(GROUP) CO., LTD. Security ID: Y1R99A101 Ticker: 300408 Meeting Date: 04-Jan-22 Meeting Type: Special 1 Change of the Company's Registered Capital Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Annual 1 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 2 Approval of FY2021 Directors' Report Management For Voted - For 3 Approval of FY2021 Supervisors' Report Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Approval of Special Report on Deposit and Use of Raised Funds Management For Voted - For 7 Directors and Supervisors' Fees Management For Voted - For CHINA GREATWALL TECHNOLOGY GROUP CO. LTD. Security ID: Y14392107 Ticker: 000066 Meeting Date: 06-Sep-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Report On The Use Of Previously Raised Funds As Of December 31, 2020 Management For Voted - For 3 Adjustment Of Commitments On Clearing The Real Estate Business Management For Voted - For 4 Elect QIU Hongsheng Management For Voted - For Meeting Date: 05-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 The Spin-Off Listing of Greatwall Information Co., Ltd. on ChiNext Board is in Compliance with Relevant Laws and Regulations Management For Voted - For 3 The Spin-Off Listing of Greatwall Information Co., Ltd. on ChiNext Board Plan Management For Voted - For 4 Preliminary Plan of the Spin-Off Listing of Greatwall Information Co., Ltd. on ChiNext Board Management For Voted - For 5 The Spin-Off Listing of Greatwall Information Co., Ltd. on ChiNext Board is in Compliance with the Several Issues Converning the Regulation of the Trial Domestic Spin-Off Listing of Subordinate Companies of Listed Companies Management For Voted - For 6 The Spin-Off Listing of Greatwall Information Co., Ltd. on ChiNext Board is in Line with the Rights and Interests of Shareholders and Creditors Management For Voted - For 7 Statement On Sustainable Profitability And Prospects Of The Company Management For Voted - For 1365 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Greatwall Information Co., Ltd. is Able to Operation in Compliance with Laws and Regulations Management For Voted - For 9 Statement of the Compliance and Completeness of the Legal Procedure of the Spin-Off Listing and the Validity of the Legal Documents Submitted Management For Voted - For 10 Purpose, Commercial Reasonability, Necessity And Feasibility Of The Spin-Off Management For Voted - For 11 Board Authorization to Handle Matters of the Spin-Off Listing Management For Voted - For Meeting Date: 25-Nov-21 Meeting Type: Special 1 Application For Additional Credit Line To Banks Management For Voted - For 2 A Company's Change of the Credit Line Matters to a Bank Management For Voted - For 3 Provision of Guarantee for Subordinate Companies and Guarantee Among Subordinate Companies Management For Voted - For 4 2021 Estimated Additional Quota Of Continuing Connected Transactions Management For Voted - For 5 Extension of the Valid Period of the Resolution and Relevant Authorization for the Non-public Share Offering Management For Voted - For Meeting Date: 22-Dec-21 Meeting Type: Special 1 Elect XIE Qinglin Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Special 1 Connected Transaction Regarding Investment in Setting Up a Limited Partnership Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - Against 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Financial Budget Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2021 Annual Report Management For Voted - For 8 By-elect ZHANG Junnan as Independent Director Management For Voted - For 9 Approval of Line of Credit and Authority to Give Guarantees Management For Voted - For 10 Authority to Give Guarantees Management For Voted - For 11 Investment in Wealth Management Products Management For Voted - For 12 Related Party Transactions regarding Capital Increase of an Affiliate Management For Voted - For 13 2022 Related Party Transactions Management For Voted - For 1366 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA NATIONAL SOFTWARE & SERVICE COMPANY LIMITED Security ID: Y1503P107 Ticker: 600536 Meeting Date: 26-Jul-21 Meeting Type: Special 1 Capital increase and share expansion to implement an employee ownership plan Management For Voted - For Meeting Date: 03-Aug-21 Meeting Type: Special 1 Participation In Investment In Setting Up An Equity Investment Fund Management For Voted - For Meeting Date: 17-Nov-21 Meeting Type: Special 1 Investment In A Company Management For Voted - For CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Security ID: Y1R0AG113 Ticker: 3969 Meeting Date: 25-Feb-22 Meeting Type: Special 1 Elect ZHOU Zhiliang Management For Voted - Against 2 Elect XU Zongxiang Management For Voted - For 3 Elect YANG Yongsheng Management For Voted - For 4 Elect GUO Yonghong Management For Voted - Against 5 Elect YAO Guiqing Management For Voted - For 6 Elect Andrew YAO Cho Fai Management For Voted - Against 7 Elect FU Junyuan Management For Voted - For 8 Elect KONG Ning Management For Voted - Against 9 Elect LI Tienan Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Directors' and Supervisors' Fees Management For Voted - For 8 Authorization to Deal with Matters regarding the Purchase of Liability Insurance Management For Voted - Abstain 9 Authority to Issue Debt Financing Instruments Management For Voted - Abstain 1367 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA RESOURCES MICROELECTRONICS LIMITED Security ID: G210B1103 Ticker: 688396 Meeting Date: 11-Mar-22 Meeting Type: Special 1 2021 2nd Class Restricted Stock Incentive Plan (Revised Draft) and Its Summary Management For Voted - For 2 Appraisal Measures For the Implementation of the 2nd Class Restricted Stock Incentive Plan in 2021 (Revised) Management For Voted - For 3 Management Measures For The 2Nd Class Restricted Stock Incentive Plan In 2021 Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding the 2nd Class Restricted Stock Incentive Plan in 2021 Management For Voted - For CHINA RESOURCES MICROELECTRONICS LIMITED Security ID: Y1R0E0106 Ticker: 688396 Meeting Date: 27-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 3 FY2021 Allocation of Profits/Dividends Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 Approval of FY2022 Financial Budget Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Approval of FY2021 Independent Directors' Report Management For Voted - For 9 Amendments to Articles (Bundled) Management For Voted - For 10 Amendments to Procedural Rules: Board Meetings Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect CHEN Xiaojun Management For Voted - Against 13 Elect LI Hong Management For Voted - For 14 Elect WU Guoyi Management For Voted - For 15 Elect Dou Jian Management For Voted - For 16 Elect Li Weiwei Management For Voted - For 17 Elect TANG Shujun Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect XIA Zhengshu Management For Voted - For 20 Elect YANG Yang Management For Voted - For 21 Elect ZHANG Zhigao Management For Voted - For CHINA TRANSINFO TECHNOLOGY CO. LTD. Security ID: Y8310S109 Ticker: 002373 Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 1368 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Annual Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Approval of Credit Line Management For Voted - For 6 Authority to Give Guarantees Management For Voted - For 7 Estimated Continuing Connected Transactions: Continuing Connected Transactions with a Company Management For Voted - For 8 2022 Estimated Continuing Connected Transactions: Continuing Connected Transactions with Another Company Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Launching Foreign Exchange Hedging Business with Proprietary Funds Management For Voted - For 11 Using Some Idle Raised Funds For Cash Management Management For Voted - For 12 Investment And Wealth Management With Proprietary Funds Management For Voted - For 13 Repurchase and Cancellation of Some Restricted Stocks: Repurchase and Cancellation of Some Restricted Stocks (July 2021) Management For Voted - For 14 Repurchase and Cancellation of Some Restricted Stocks: Repurchase and Cancellation of Some Restricted Stocks (August 2021) Management For Voted - For 15 Repurchase and Cancellation of Some Restricted Stocks: Repurchase and Cancellation of Some Restricted Stocks (October 2021) Management For Voted - For 16 Repurchase and Cancellation of Some Restricted Stocks: Repurchase and Cancellation of Some Restricted Stocks (December 2021) Management For Voted - For 17 Amendments to Articles Management For Voted - For 18 Supervisors' Report Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Security ID: Y1516T104 Ticker: 000733 Meeting Date: 27-Dec-21 Meeting Type: Special 1 Connected Transaction Regarding Counter Guarantee For Controlling Shareholders Management For Voted - For 2 Related Party Transactions Regarding a Company's Purchase of Fixed Assets in Another Company Management For Voted - For 3 Directors' Fees Management For Voted - For Meeting Date: 30-Mar-22 Meeting Type: Special 1 Related Party Transactions Management For Voted - Against 2 Authority to Give Guarantees Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 1369 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For CHINASOFT INTERNATIONAL LTD. Security ID: G2110A111 Ticker: 0354 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect HE Ning Management For Voted - For 5 Re-elect TANG Zhenming Management For Voted - For 6 Re-elect ZHANG Yaqin Management For Voted - Against 7 Re-elect Gao Liangyu Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Allocation of Profits/Dividends Management For Voted - For DHC SOFTWARE COMPANY LIMITED Security ID: Y2080B107 Ticker: 002065 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Provide guarantees for subsidiaries Management For Voted - For 2 Subsidiary applies to the bank for a comprehensive credit line and guarantee Management For Voted - For Meeting Date: 13-Sep-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 11-Nov-21 Meeting Type: Special 1 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 2 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 3 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 1370 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Amendments To The Work System Of Independent Directors Management For Voted - For 5 Amendments to Articles of Association Management For Voted - For Meeting Date: 30-Nov-21 Meeting Type: Special 1 By-Elect CHEN Guangyu Management For Voted - For 2 Change of the Entity Implementing the Project Financed with Raised Funds and Establishment of a Depository Account Management For Voted - For 3 Amendments to Management Measures for Raised Funds Management For Voted - For Meeting Date: 15-Feb-22 Meeting Type: Special 1 Authority to Give Guarantees for a Wholly-Owned Subsidiary Regarding its Application of Line of Credit Management For Voted - For Meeting Date: 12-Apr-22 Meeting Type: Special 1 Elect PAN Changyong Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Special 1 Implementation Of The Employee Equity Incentive Plan Via Capital Increase And Share Expansion By A Controlled Subsidiary Management For Voted - For FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Security ID: Y2482T102 Ticker: 600498 Meeting Date: 05-Nov-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Subsidiary signs project framework cooperation agreement and related party transactions Management For Voted - For 1371 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2022 Estimated Continuing Connected Transactions Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 8 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 9 Amendments to the Company's Articles of Association Management For Voted - For 10 2021 Annual Report And Its Summary Management For Voted - For Meeting Date: 17-Jun-22 Meeting Type: Special 1 Amendments To The Company S Articles Of Association Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Elect ZENG Jun Management For Voted - For 4 Elect MA Jiancheng Management For Voted - For 5 Elect CHEN Jianhua Management For Voted - For 6 Elect XIAO Xi Management For Voted - For 7 Elect LAN Hai Management For Voted - For 8 Elect LUO Feng Management For Voted - Against FLAT GLASS GROUP CO LTD. Security ID: Y2575W103 Ticker: 601865 Meeting Date: 18-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report on the Use of Previously Raised Funds Management For Voted - For 3 A-share stock option incentive plan (draft) and its summary Management For Voted - For 4 Appraisal Management Measures for the Implementation of stock option Incentive Plan Management For Voted - For 5 Authorization to the Board to Handle Matters Regarding stock option incentive plan Management For Voted - For FLAT GLASS GROUP CO LTD. Security ID: Y2575W111 Ticker: 601865 Meeting Date: 18-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report on the Use of Previously Raised Funds Management For Voted - For 3 A-share stock option incentive plan (draft) and its summary Management For Voted - For 1372 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Appraisal Management Measures for the Implementation of stock option Incentive Plan Management For Voted - For 5 Authorization to the Board to Handle Matters Regarding stock option incentive plan Management For Voted - For FLAT GLASS GROUP CO., LTD. Security ID: Y2575W103 Ticker: 6865 Meeting Date: 20-Aug-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Type of Securities Management For Voted - For 3 Issuance Size Management For Voted - For 4 Nominal Value and Issue Price Management For Voted - For 5 Term Management For Voted - For 6 Coupon Rate Management For Voted - For 7 Method and Timing of Interest Payment Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment of Conversion Price Management For Voted - For 10 Downward Adjustment To The Conversion Price Management For Voted - For 11 Determination of the Number of Conversion Shares and Methods For Determining The Number of Shares for Conversion When There Is Insufficient Balance on Conversion into One Share Management For Voted - For 12 Terms of Redemption Management For Voted - For 13 Terms of Sell Back Management For Voted - For 14 Dividend Rights For The Conversion Year Management For Voted - For 15 Method of Issuance and Target Investors Management For Voted - For 16 Subscription Arrangement For Exiting A- Shareholders Management For Voted - For 17 Relevant Matters on Bondholders' Meetings Management For Voted - For 18 Use of Proceeds Management For Voted - For 19 Management and Deposit of Proceeds Management For Voted - For 20 Guarantee Management For Voted - For 21 Validity Period of Resolution Management For Voted - For 22 Preliminary Plan For Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 23 Authorization of the Board To Manage The Matters Relating to the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For Meeting Date: 20-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report on Company's Compliance of the Conditions For A- Share Convertible Bonds Management For Voted - For 3 Type of Securities Management For Voted - For 4 Issuance Size Management For Voted - For 5 Nominal Value and Issue Price Management For Voted - For 6 Term Management For Voted - For 7 Coupon Rate Management For Voted - For 8 Method and Timing of Interest Payment Management For Voted - For 1373 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Conversion Period Management For Voted - For 10 Determination and Adjustment of Conversion Price Management For Voted - For 11 Downward Adjustment to the Conversion Price Management For Voted - For 12 Determination of the Number of Conversion Shares and Methods for Determining the Number of Shares for Conversion When There is Insufficient Balance on Conversion Into One Share Management For Voted - For 13 Terms of Redemption Management For Voted - For 14 Terms of Sell Back Management For Voted - For 15 Dividend Rights For the Conversion Year Management For Voted - For 16 Method of Issuance and Target Investors Management For Voted - For 17 Subscription Arrangement For Exiting A Shareholders Management For Voted - For 18 Relevant Matters On Bondholders' Meetings Management For Voted - For 19 Use of Proceeds Management For Voted - For 20 Management and Deposit of Proceeds Management For Voted - For 21 Guarantee Management For Voted - For 22 Validity Period of Resolution Management For Voted - For 23 Preliminary Plan of the Proposed Issuance of A Share Convertible Bonds Management For Voted - For 24 Feasibility Report of the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 25 Report on Use of Previous Proceeds Management For Voted - For 26 Rules for A Share Convertible Bondholders' Meetings Management For Voted - For 27 Dilution of Immediate Return as a Result of the IPO of A- Share Convertible Bonds on Major Financial Indicators of the Company and the Remedial Measures Adopted by the Company Management For Voted - For 28 Undertakings of Directors, Senior Management, Controlling Shareholders and Actual Controllers of the Company on the Actual Performance of the Remedial Measures for the Dilution of Current Returns Management For Voted - For 29 Authorization of the Board and Its Authorized Persons to Manage the Matters Relating to the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 30 Shareholders' Dividend Distribution Plan For 2021- 2023 Management For Voted - For 31 Possible Subscription For A- Share Convertible Bonds By Controlling Shareholders, Directors and Supervisors Management For Voted - For Meeting Date: 18-Nov-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Share Option Incentive Scheme Management For Voted - For 3 Assessment Measures in Respect of the Incentive Scheme Management For Voted - For 4 Board Authorization in Respect of the Incentive Scheme Management For Voted - For 1374 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Annual Report Management For Voted - For 6 Final Account Report Management For Voted - For 7 2022 Financial Budget Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Supervisors' Fees Management For Voted - For 12 Environmental, Social and Governance Report Management For Voted - For 13 Authority to Give Guarantees Management For Voted - Against 14 Related Party Transactions Management For Voted - For 15 Use of Proceeds Management For Voted - For FLAT GLASS GROUP CO., LTD. Security ID: Y2575W111 Ticker: 6865 Meeting Date: 20-Aug-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Type of Securities Management For Voted - For 3 Issuance Size Management For Voted - For 4 Nominal Value and Issue Price Management For Voted - For 5 Term Management For Voted - For 6 Coupon Rate Management For Voted - For 7 Method and Timing of Interest Payment Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment of Conversion Price Management For Voted - For 10 Downward Adjustment To The Conversion Price Management For Voted - For 11 Determination of the Number of Conversion Shares and Methods For Determining The Number of Shares for Conversion When There Is Insufficient Balance on Conversion into One Share Management For Voted - For 12 Terms of Redemption Management For Voted - For 13 Terms of Sell Back Management For Voted - For 14 Dividend Rights For The Conversion Year Management For Voted - For 15 Method of Issuance and Target Investors Management For Voted - For 16 Subscription Arrangement For Exiting A- Shareholders Management For Voted - For 17 Relevant Matters on Bondholders' Meetings Management For Voted - For 18 Use of Proceeds Management For Voted - For 19 Management and Deposit of Proceeds Management For Voted - For 20 Guarantee Management For Voted - For 21 Validity Period of Resolution Management For Voted - For 22 Preliminary Plan For Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 1375 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Authorization of the Board To Manage The Matters Relating to the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For Meeting Date: 20-Aug-21 Meeting Type: Special 1 Report on Company's Compliance of the Conditions For A- Share Convertible Bonds Management For Voted - For 2 Type of Securities Management For Voted - For 3 Issuance Size Management For Voted - For 4 Nominal Value and Issue Price Management For Voted - For 5 Term Management For Voted - For 6 Coupon Rate Management For Voted - For 7 Method and Timing of Interest Payment Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment of Conversion Price Management For Voted - For 10 Downward Adjustment to the Conversion Price Management For Voted - For 11 Determination of the Number of Conversion Shares and Methods for Determining the Number of Shares for Conversion When There is Insufficient Balance on Conversion Into One Share Management For Voted - For 12 Terms of Redemption Management For Voted - For 13 Terms of Sell Back Management For Voted - For 14 Dividend Rights For the Conversion Year Management For Voted - For 15 Method of Issuance and Target Investors Management For Voted - For 16 Subscription Arrangement For Exiting A Shareholders Management For Voted - For 17 Relevant Matters On Bondholders' Meetings Management For Voted - For 18 Use of Proceeds Management For Voted - For 19 Management and Deposit of Proceeds Management For Voted - For 20 Guarantee Management For Voted - For 21 Validity Period of Resolution Management For Voted - For 22 Preliminary Plan of the Proposed Issuance of A Share Convertible Bonds Management For Voted - For 23 Feasibility Report of the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 24 Report on Use of Previous Proceeds Management For Voted - For 25 Rules for A Share Convertible Bondholders' Meetings Management For Voted - For 26 Dilution of Immediate Return as a Result of the IPO of A- Share Convertible Bonds on Major Financial Indicators of the Company and the Remedial Measures Adopted by the Company Management For Voted - For 27 Undertakings of Directors, Senior Management, Controlling Shareholders and Actual Controllers of the Company on the Actual Performance of the Remedial Measures for the Dilution of Current Returns Management For Voted - For 28 Authorization of the Board and Its Authorized Persons to Manage the Matters Relating to the Proposed Issuance of A- Share Convertible Bonds Management For Voted - For 1376 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 29 Shareholders' Dividend Distribution Plan For 2021- 2023 Management For Voted - For 30 Possible Subscription For A- Share Convertible Bonds By Controlling Shareholders, Directors and Supervisors Management For Voted - For 31 Non-Voting Meeting Note N/A N/A Non-Voting 32 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 18-Nov-21 Meeting Type: Other 1 2021 Share Option Incentive Scheme Management For Voted - For 2 Assessment Measures in Respect of the Incentive Scheme Management For Voted - For 3 Board Authorization in Respect of the Incentive Scheme Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report Management For Voted - For 5 Final Account Report Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Supervisors' Fees Management For Voted - For 11 Environmental, Social and Governance Report Management For Voted - For 12 Authority to Give Guarantees Management For Voted - Against 13 Related Party Transactions Management For Voted - For 14 Use of Proceeds Management For Voted - For FOXCONN INDUSTRIAL INTERNET CO. LTD. Security ID: Y2620V100 Ticker: 601138 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Accounts and Reports Management For Voted - For 6 2021 Allocation of Profits/Dividends Management For Voted - For 7 2022 Related Party Transactions Management For Voted - For 8 Appointment of Auditor Management For Voted - Against 9 Authority to Give Guarantees Management For Voted - For 10 Amendments to Articles Management For Voted - For 1377 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 12 Amendments to Procedural Rules for Board Meetings Management For Voted - For 13 Amendments to Management System for Financial Aid Management For Voted - For 14 Adoption of 2022 Employee Stock Ownership Plan (Draft) and its Summary Management For Voted - Against 15 Management Measures For 2022 Employee Stock Ownership Plan Management For Voted - Against 16 Board Authorization to Implement Matters of 2022 Employee Stock Ownership Plan Management For Voted - Against 17 By-Elect LIU Junjie Management For Voted - For GCL SYSTEM INTEGRATION TECHNOLOGY CO.LTD. Security ID: Y7684Q103 Ticker: 002506 Meeting Date: 12-Aug-21 Meeting Type: Special 1 Change of the Purpose of the Raised Funds Management For Voted - For 2 Connected Transaction Regarding Financing Cooperation With A Company Management For Voted - For Meeting Date: 03-Sep-21 Meeting Type: Special 1 Elect SHU Hua Management For Voted - For 2 Elect ZHANG Lijun Management For Voted - For 3 Authority to Give Guarantees Management For Voted - For Meeting Date: 24-Sep-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 16-Nov-21 Meeting Type: Special 1 Change of Business Scope, Operation Period and Amendments to Articles Management For Voted - For Meeting Date: 21-Jan-22 Meeting Type: Special 1 Change the Purpose of the Raised Funds Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 29-Mar-22 Meeting Type: Special 1 By-Election Of Independent Directors Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 By-Election Of Non-Independent Director: Liu Fu Management For Voted - For 4 By-Election Of Non-Independent Director: Ma Junjian Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 1378 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Authority to Give Guarantees Management For Voted - Against 8 Related Party Transactions Management For Voted - For 9 Launching Forward Foreign Exchange Settlement And Sale Business Management For Voted - For 10 Authority to Give Guarantees Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For GDS HOLDINGS LIMITED Security ID: 36165L108 Ticker: GDS Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Elect William Wei Huang Management For Voted - Against 2 Elect YU Bin Management For Voted - Against 3 Elect Zulkifli bin Baharudin Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 6 Authorization of Directors and Officers Management For Voted - For GIGA DEVICE SEMICONDUCTOR (BEIJING) INC. Security ID: Y270BL103 Ticker: 603986 Meeting Date: 26-Jul-21 Meeting Type: Special 1 Amendments to Registered Capitals and Articles of Association Management For Voted - For 2 Approval of the 2021 Stock Options and Restricted Shares Incentive Plan (Draft) and its Summary Management For Voted - For 3 Approval of the Management Measures of 2021 Stock Options and Restricted Shares Incentive Plan Management For Voted - For 4 Board Authorization to Implement the 2021 Stock Options and Restricted Shares Incentive Plan Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-Dec-21 Meeting Type: Special 1 Remuneration Plan for Directors and Supervisors Management For Voted - For 2 2022 Estimated Quota of Continuing Connected Transactions Management For Voted - For 1379 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 4 Reappointment Of Audit Firm Management For Voted - For 5 Elect ZHU Yiming Management For Voted - For 6 Elect SHU Qingming Management For Voted - For 7 Elect ZHANG Shuai Management For Voted - For 8 Elect CHENG Taiyi Management For Voted - For 9 Elect WANG Zhiwei Management For Voted - For 10 Elect HE Wei Management For Voted - For 11 Elect ZHANG Kedong Management For Voted - For 12 Elect LIANG Shangshang Management For Voted - For 13 Elect QIAN He Management For Voted - For 14 Elect GE Liang Management For Voted - For 15 Elect HU Jing Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 5 2021 Directors' Report Management For Voted - For 6 2021 Supervisors' Report Management For Voted - For 7 Related Party Transactions and Signing Framework Agreement Management For Voted - For 8 Amendments to Articles Management For Voted - For GOERTEK INC. Security ID: Y27360109 Ticker: 002241 Meeting Date: 25-Nov-21 Meeting Type: Special 1 The Spin-Off Listing of Goer Microelectronics Co., Ltd. on the GEM Board is in Compliance with Relevant Laws and Regulations Management For Voted - For 2 The Spin-Off Listing of Goer Microelectronics Co., Ltd. on the GEM Board and Initial Public Offering Management For Voted - For 3 Preliminary Plan of The Spin-Off Listing of Goer Microelectronics Co., Ltd. on the GEM Board (Revised) Management For Voted - For 4 Preliminary Plan of The Spin-Off Listing of Goer Microelectronics Co., Ltd. on the GEM Board is in Compliance with the Several Issues Concerning the Regulation of Trial Domestic Spin-Off Listing of Subsidiaries of Domestically Listed Companies Management For Voted - For 5 Preliminary Plan of The Spin-Off Listing of Goer Microelectronics Co., Ltd. on the GEM Board is in the Rights and Interests of Shareholders and Creditors Management For Voted - For 6 Statement on the Company's Sustainable Profitability and Prospects Management For Voted - For 1380 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Statement on Goer Microelectronics Co., Ltd. that it is Capable of Conducting Business in Compliance with Laws and Regulations Management For Voted - For 8 Statement on the Compliance and Completeness of the Legal Procedural of the Spin-off Listing of Goer Microelectronics Co., Ltd. and the Validity of the Legal Documents Submitted Management For Voted - For 9 Purpose, Commercial Reasonability, Necessity and Feasibility Analysis of the Spin-Off Listing of Goer Microelectronics Co., Ltd. Management For Voted - For 10 Statement on Whether the Company's Stock Price Fluctuation Meets Relevant Standards Specified by Article 5 of the Notice of Regulation of Information Disclosure of Listed Companies and Conduct of Relevant Parties Management For Voted - For 11 Board Authorization to Handle Matters of the Spin-Off Listing of Goer Microelectronics Co., Ltd. on the GEM Board Management For Voted - For 12 Amendments To The Work System For Independent Directors Management For Voted - For 13 Amendments To The Annual Report Work System For Independent Directors Management For Voted - For 14 Establishment of the Management Measures for Securities and Derivatives Trading Management For Voted - For Meeting Date: 16-Dec-21 Meeting Type: Special 1 Provision Of Guarantee For Subsidiaries Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 FY2021 Financial Accounts and Reports Management For Voted - For 4 Approval FY2021 Annual Report and Its Summary Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Proposal for FY2021 Deposit and Use of Proceeds Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Approval for Line of Credit Management For Voted - For 9 Proposal to Invest in Wealth Management Products Management For Voted - For 10 Estimation of FY2022 Financial Derivatives Transactions Management For Voted - For 11 Authority to Give Guarantees to Subsidiaries Management For Voted - For 12 Shareholders' Return Plan for the Next 3 Years (2022-2024) Management For Voted - For 13 Amendments to Company's Business Scope and Articles (Bundled) Management For Voted - For 14 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 15 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 16 Amendments to Procedural Rules: Board Meetings Management For Voted - For 17 Amendments to Management System for Raised Funds Management For Voted - For 1381 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Amendments to Management System for Internal Control Audit Management For Voted - For 19 Amendments to Management System for Connected Transaction Management For Voted - For 20 Amendments to Management System for External Guarantees Management For Voted - For GRG BANKING EQUIPMENT CO., LTD. Security ID: Y2889S103 Ticker: 002152 Meeting Date: 14-Feb-22 Meeting Type: Special 1 Elect ZHONG Yong as a Director Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 7 Approval of 2022 Related Party Transactions Management For Voted - For 8 Appointment of Auditor Management For Voted - Against 9 Proposal on the Company's Provision for Impairment of Assets Management For Voted - For 10 Proposal on Closing of Part of the Fund Raising Projects and Permanent Replenishment of Working Capital with the Surplus Proceeds Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Special 1 Extension of the Deadline to Fulfill Commitments on Share Repurchase by the Controlling Shareholder Management For Voted - For 2 Amendments To The External Guarantee System Management For Voted - For GUANGZHOU HAIGE COMMUNICATIONS GROUP Security ID: Y29328104 Ticker: 002465 Meeting Date: 30-Jul-21 Meeting Type: Special 1 Amendments to Procedural Rules Governing the Supervisory Committee Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 3 Investment In Construction Of A Building Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 1382 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 3 FY2021 Financial Accounts and Reports Management For Voted - For 4 FY2021 Allocation of Profits/Dividends Management For Voted - For 5 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Proposal to Invest Idle Capital in Low Risk Short-Term Wealth Management Products Management For Voted - For 8 Approval for Line of Credit Management For Voted - For GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO., LTD. Security ID: Y29355107 Ticker: 002841 Meeting Date: 10-Feb-22 Meeting Type: Special 1 Authority to Give External Guarantees by a Wholly-Owned Subsidiary Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Appointment of Auditor of 2022 Management For Voted - For 7 Approval of Line of Credit Management For Voted - For 8 Elect CHEN Hui Management For Voted - Against 9 Amendments to Articles Management For Voted - For 10 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 11 Amendments to Procedural Rules: the Board of Directors Management For Voted - For 12 Amendments to Procedural Rules: Governing the Work of Independent Directors Management For Voted - For 13 Amendments to Procedural Rules: Foreign Investment Management Management For Voted - For 14 Amendments to Procedural Rules: Connected Transactions Management For Voted - For 15 Amendments to Procedural Rules: External Guarantee Management Management For Voted - For 16 Amendments to Procedural Rules: Fund Raising Management Management For Voted - For 17 Amendments to Procedural Rules: Cumulative Voting System Management For Voted - For 18 Amendments to Procedural Rules: Management Approach of the Company and its Subsidiaries Management For Voted - For 19 Amendments to Procedural Rules: Support Innovation and Entrepreneurship Management Approach Management For Voted - For 1383 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted HANGZHOU FIRST APPLIED MATERIAL CO. LTD. Security ID: Y29846105 Ticker: 603806 Meeting Date: 21-Jul-21 Meeting Type: Special 1 Eligibility for the Public Issuance of Convertible Corporate Bonds Management For Voted - For 2 Type Management For Voted - For 3 Issuance Scale Management For Voted - For 4 Nominal Value and Issue Price Management For Voted - For 5 Issuing Method and Targets Management For Voted - For 6 Bond Duration Management For Voted - For 7 Interest Rate of the Bond Management For Voted - For 8 Interest Payment Management For Voted - For 9 Guarantee Matters Management For Voted - For 10 Conversion Period Management For Voted - For 11 Determining the Conversion Period Management For Voted - For 12 Adjustment and Calculation Method of the Conversion Price Management For Voted - For 13 Provisions on Downward Adjustment of Conversion Price Management For Voted - For 14 Determining Method For the Number of Converted Shares and Treatment Method Management For Voted - For 15 Redemption Clauses Management For Voted - For 16 Resale Clauses Management For Voted - For 17 Attribution of Related Dividends for Conversion Years Management For Voted - For 18 Arrangement for Placing to Original Shareholders Management For Voted - For 19 Matters Regarding the Meetings of Bondholders Management For Voted - For 20 Purpose of the Raised Funds Management For Voted - For 21 Management and Deposit of Raised Funds Management For Voted - For 22 Validity of the Resolution Management For Voted - For 23 Feasibility Analysis Report on the Use of Funds to be Raised From the 2021 Public Issuance of Convertible Corporate Bonds Management For Voted - For 24 Preliminary Report for the 2021 Public Issuance of Convertible Corporate Bonds Management For Voted - For 25 Use of Previously Raised Funds Management For Voted - For 26 Diluted Immediate Return After the 2021 Public Issuance of Convertible Corporate Bonds And Filling Measures and Commitments Management For Voted - For 27 2021 Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds Management For Voted - For 28 Authorization of the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For 29 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 1384 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 02-Sep-21 Meeting Type: Special 1 Change of the Company's Registered Capital Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIN Jianhua Management For Voted - For 3 Elect ZHANG Hong Management For Voted - For 4 Elect HU Weimin Management For Voted - For 5 Elect ZHOU Guangda Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Elect LIU Meijuan Management For Voted - For 8 Elect SUN Wenhua Management For Voted - For 9 Elect LI Jingke Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect YANG Chufeng Management For Voted - For 12 Elect SUN Mingdong Management For Voted - Against Meeting Date: 15-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Management For Voted - For 6 Remuneration Plan for the Chairman of the Board LIN Jianhua Management For Voted - For 7 Remuneration Plan for Independent Directors Management For Voted - For 8 Reappointment Of Audit Firm Management For Voted - For 9 2022 Application For Credit Line To Banks Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Special 1 Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 2 Company's Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 3 Type of Securities to Be Issued Management For Voted - For 4 Issuing Volume Management For Voted - For 5 Par Value and Issue Price Management For Voted - For 6 Issuing Methods and Issuing Targets Management For Voted - For 7 Bond Duration Management For Voted - For 8 Interest Rate of the Bond Management For Voted - For 9 Interest Payment Management For Voted - For 10 Guarantee Matters Management For Voted - For 11 Conversion Period Management For Voted - For 12 Determining the Conversion Price Management For Voted - For 1385 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Adjustment of the Conversion Price and Calculation Method Management For Voted - For 14 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 15 Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot Be Converted into One Common Share when Conversion Happens Management For Voted - For 16 Redemption Clauses Management For Voted - For 17 Resale Clauses Management For Voted - For 18 Attribution of Related Dividends for Conversion Years Management For Voted - For 19 Arrangement for Placing to Original Shareholders Management For Voted - For 20 Matters Regarding the Meetings of Bondholders Management For Voted - For 21 Purpose of the Raised Funds Management For Voted - For 22 Management and Deposit of Raised Funds Management For Voted - For 23 Valid Period of the Resolution (cancelled) Management For Voted - For 24 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Public Issuance of Convertible Corporate Bonds Management For Voted - For 25 Preplan For 2021 Public Issuance Of Convertible Bonds (Revised) Management For Voted - For 26 Report On The Use Of Previously Raised Funds Management For Voted - For 27 Diluted Immediate Return After the 2021 Public Issuance of Convertible Corporate Bonds and Filling Measures and Commitments (revised) Management For Voted - For 28 Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For HANGZHOU LION MICROELECTRONICS CO. LTD. Security ID: Y3044G109 Ticker: 605358 Meeting Date: 20-Jun-22 Meeting Type: Special 1 Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 2 Type of Securities Management For Voted - For 3 Issuing Volume Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate Management For Voted - For 7 Time Limit and Method for Repaying the Principal and the Interest Management For Voted - For 8 Guarantee Matters Management For Voted - For 9 Debt-to-equity Conversion Period Management For Voted - For 10 Determination of and Adjustment to the Conversion Price Management For Voted - For 11 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 12 Determination Method for the Number of Converted Shares Management For Voted - For 1386 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Redemption Clauses Management For Voted - For 14 Resale Clauses Management For Voted - For 15 Attribution of Related Dividends for Conversion Years Management For Voted - For 16 Issuing Targets and Method Management For Voted - For 17 Arrangement for Placement to Existing Shareholders Management For Voted - For 18 Matters Regarding the Meetings of Bondholders Management For Voted - For 19 Use of Proceeds Management For Voted - For 20 Deposit and Management of the Raised Funds Management For Voted - For 21 Validity Period of the Issuance Plan Management For Voted - For 22 Preliminary Plan for the Public Issuance of Convertible Corporate Bonds Management For Voted - For 23 Feasibility Analysis Report on the Use of Proceeds to be Raised from the Public Issuance of Convertible Corporate Bonds Management For Voted - For 24 Indemnification Arrangements for Diluted Current Earnings Management For Voted - For 25 Rules for the Meeting of Bondholders Management For Voted - For 26 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 27 Shareholder Returns Plan for the Next Three Years Management For Voted - For 28 Authorization to the Board to Implement the Public Issuance of Convertible Corporate Bonds Management For Voted - For HANGZHOU SILAN MICROELECTRONICS CO Security ID: Y30432101 Ticker: 600460 Meeting Date: 15-Oct-21 Meeting Type: Special 1 Elect TANG Shujun Management For Voted - For 2 Connected Transaction Regarding Provision Of Guarantee For A Company Management For Voted - For Meeting Date: 15-Dec-21 Meeting Type: Special 1 Connected Transactions Regarding Capital Increase in a Company and Signing Relevant Agreements Management For Voted - For 2 Estimated Additional Amount of Continuing Connected Transactions with a Company Management For Voted - For 3 Estimated Additional Amount of Continuing Connected Transactions with the Company Mentioned in Proposal 1 Management For Voted - For 4 2021 Stock Option Incentive Plan (draft) and Its Summary Management For Voted - For 5 Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan Management For Voted - For 1387 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Stock Option Incentive Plan Management For Voted - For Meeting Date: 09-Mar-22 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase in a Company with a Fund and Signing the Agreement Management For Voted - For 2 Provision Of Guarantee For A Controlled Subsidiary Management For Voted - Against Meeting Date: 20-May-22 Meeting Type: Annual 1 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 2 Approval of FY2021 Directors' Report Management For Voted - For 3 Approval of FY2021 Supervisors' Report Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions with Hangzhou Youwang Electronics Co., Ltd. Management For Voted - For 7 Related Party Transactions with Xiamen Silan Microchip Manufacturing Co., Ltd. Management For Voted - For 8 Related Party Transactions with Xiamen Silan Advanced Compound Semiconductor Co., Ltd. Management For Voted - For 9 Directors and Supervisors Fees Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Authority to Give Guarantees Management For Voted - For 12 Proposal to Increase Investment in Xiamen Silan Microchip Manufacturing Co., Ltd. Management For Voted - For 13 Authority to Give Guarantees to Xiamen Silan Microchip Manufacturing Co., Ltd. Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Special 1 Investment In Construction Of A Project By A Company Management For Voted - For 2 Connected Transaction Regarding Provision Of Guarantee For A Company Management For Voted - For HENGTONG OPTIC-ELECTRIC COMPANY LIMITED Security ID: Y3174C100 Ticker: 600487 Meeting Date: 04-Jan-22 Meeting Type: Special 1 Related Party Transactions 2022 Management For Voted - For 2 Authority to Give Guarantees Management For Voted - Against 3 Approval of Line of Credit Management For Voted - For 4 Approval of Launching Foreign Exchange Hedging Business Management For Voted - For 5 Approval of Launching Commodity Futures Hedging Business Management For Voted - For 6 Approval of Launching Bill Pool Business Management For Voted - For 7 Financial Services Framework Agreement Management For Voted - Against 1388 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 17-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Independent Directors' Report Management For Voted - For 7 Approval of Directors', Supervisors', and Senior Executives' Fees Management For Voted - For 8 Proposal for the Absorption and Merger of a Wholly-owned Subsidiary Management For Voted - For 9 Proposal to Change the Use of Part of the Proceeds Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-May-22 Meeting Type: Special 1 Additional Guarantee For Wholly-Owned Subsidiaries Management For Voted - For 2 Nomination Of Supervisors Management For Voted - Against HUA HONG SEMICONDUCTOR LIMITED Security ID: Y372A7109 Ticker: 1347 Meeting Date: 26-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendment to the Terms of the 2018 and 2019 Options Granted Pursuant to the 2015 Share Option Scheme Management For Voted - Against 4 Refreshment of the Scheme Mandate Limit of the 2015 Share Option Scheme Management For Voted - Against Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Elect TANG Junjun Management For Voted - For 6 Elect WANG Jing Management For Voted - For 7 Elect WONG Kwai Huen Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Non-Voting Meeting Note N/A N/A Non-Voting 1389 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 27-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Issuance of RMB Shares Management For Voted - Against 4 Authorization of the Board and its Authorised Persons to Deal with the relevant Matters in Relation to the RMB Share Issue Management For Voted - Against 5 Distribution of Profits Plan Prior to the RMB Share Issue Management For Voted - Against 6 Share Stabilisation Plan for the Next Three Years Management For Voted - Against 7 Profit Distribution Policy for the Next Three Years Management For Voted - Against 8 Use of Proceeds From the RMB Share Issue Management For Voted - Against 9 Dilution of Immediate Return Resulting from the Proposed Issuance and Remedial Measures Management For Voted - Against 10 Relevant Undertakings and Restriction Measures for the RMB Share Issue Management For Voted - Against 11 Amendments to Procedural Rules of General Meetings Management For Voted - Against 12 Amendments to Procedural Rules of Board Meetings Management For Voted - Against 13 Authorization of the Board to Handle All Matters Regarding the Above Resolutions Management For Voted - Against 14 Amendments to Articles Management For Voted - Against HUAGONG TECH COMPANY LIMITED Security ID: Y3740C105 Ticker: 000988 Meeting Date: 29-Jul-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules for Board Meeting Management For Voted - For 3 Amendments to Management Measures for Investment Management For Voted - For Meeting Date: 29-Oct-21 Meeting Type: Special 1 Settlement of Projects Financed with Raised Funds from the Non-public Share Offering and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 2 Additional Guarantee Quota For Wholly-Owned Subsidiaries Management For Voted - For 3 Launching The Bill Pool Business Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 6 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 1390 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Reappointment Of Audit Firm Management For Voted - For 8 2021 Remuneration Plan For Directors Management For Voted - For 9 2021 Remuneration Plan For Supervisors Management For Voted - For 10 2021 Profit Distribution Plan Management For Voted - For 11 Provision Of Guarantee For Wholly-Owned Subsidiaries Management For Voted - For Meeting Date: 09-May-22 Meeting Type: Special 1 Supplementary Agreement Ii to the Partnership Agreement by All Partners of the Controlling Shareholder Management For Voted - For 2 Amendments To The Special Reward Measures For The Company S Core Team Management For Voted - For HUNDSUN TECHNOLOGIES INC., LTD. Security ID: Y3041V109 Ticker: 600570 Meeting Date: 14-Sep-21 Meeting Type: Special 1 Authority to Give Guarantees for Controlling Subsidiaries Management For Voted - For 2 Connected Transaction Regarding an Investment Management For Voted - For 3 Ey-elect DING Wei Management For Voted - For Meeting Date: 16-Nov-21 Meeting Type: Special 1 Amendments of the Investment and Management Measures for Core Employees Shareholding in Innovation Business Management For Voted - For 2 Elect CHEN Zhijie Management For Voted - Against Meeting Date: 14-Dec-21 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase In A Controlled Subsidiary Management For Voted - For 2 Elect YU Bin Management For Voted - For Meeting Date: 15-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect JI Gang Management For Voted - For 4 Elect HAN Xinyi Management For Voted - For 5 Elect ZHU Chao Management For Voted - Against 6 Elect YU Bin Management For Voted - For 7 Elect LIU Shufeng Management For Voted - For 8 Elect PENG Zhenggang Management For Voted - For 9 Elect FAN Jingwu Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect DING Wei Management For Voted - For 12 Elect WANG Xiangyao Management For Voted - For 1391 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect LIU Xiaolun Management For Voted - For 14 Elect ZHOU Chun Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect JIANG Jiansheng Management For Voted - For 17 Elect CHEN Zhijie Management For Voted - Against Meeting Date: 24-Jun-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Internal Control Self-assessment Report Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Approval of Line of Credit Management For Voted - For 8 Reappointment of Auditor Management For Voted - For IFLYTEK CO., LTD. Security ID: Y013A6101 Ticker: 002230 Meeting Date: 13-Oct-21 Meeting Type: Special 1 Adoption of 2021 Employee Stock Options and Restricted Shares Incentive Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Management Measures for 2021 Employee Stock Options and Restricted Shares Incentive Plan Management For Voted - For 3 Board Authorization to Handle Matters of 2021 Employee Stock Options and Restricted Shares Management For Voted - For 4 Authority to Give Guarantees for Subsidiaries Management For Voted - For 5 By-Elect JIANG Tao Management For Voted - For 6 By-Elect DUAN Dawei Management For Voted - Against Meeting Date: 26-Nov-21 Meeting Type: Special 1 Repurchase And Cancellation Of Some Granted Restricted Stocks Management For Voted - For Meeting Date: 14-Mar-22 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 1392 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 2021 Annual Report And Its Summary Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Estimated Guarantee Quota For Subsidiaries Within 12 Months Management For Voted - For 10 Repurchase And Cancellation Of Some Granted Restricted Stocks Management For Voted - For 11 Amendments To The Company S Articles Of Association Management For Voted - For 12 Adjustment Of Allowance For Independent Directors Management For Voted - For 13 Amendments To The Rules Of Procedure Governing Shareholders General Meetings Management For Voted - For 14 Formulation Of The System For Independent Directors Management For Voted - For INGENIC SEMICONDUCTOR CO LTD Security ID: Y4088K105 Ticker: 300223 Meeting Date: 24-Dec-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Directors' Fees Management For Voted - For 3 Elect LIU Qiang Management For Voted - For 4 Elect LI Jie Management For Voted - For 5 Elect ZHANG Jin Management For Voted - For 6 Elect XIAN Yonghui Management For Voted - For 7 Elect PAN Jianyue Management For Voted - For 8 Elect XU Wei Management For Voted - For 9 Elect WANG Yanhui Management For Voted - For 10 Elect ZHOU Ning Management For Voted - For 11 Elect YE Jinfu Management For Voted - For 12 Elect ZHANG Yanxiang Management For Voted - Against 13 Elect CHEN Datong Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 8 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 9 Authorization to the Board to Handle Matters Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For 1393 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Security ID: Y51704107 Ticker: 000977 Meeting Date: 31-Dec-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 2021 Adjustment Of Continuing Connected Transactions Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Estimation of FY2022 Related Party Transactions Management For Voted - For 7 FY2022 Appointment of Auditor and Authority to Set Audit Fees for FY2021 Management For Voted - For 8 Proposal to Sign A Connected Transaction Framework Agreement Management For Voted - For 9 FY2022 Connected Transactions with Inspur Group Finance Co., Ltd. Management For Voted - Against 10 Elect ZHANG Hong Management For Voted - For 11 Authority to Issue Medium-Term Notes Management For Voted - For 12 Proposal for Financial Derivatives Trading Business Management For Voted - For JA SOLAR TECHNOLOGY CO LTD Security ID: Y7163W100 Ticker: 002459 Meeting Date: 09-Sep-21 Meeting Type: Special 1 The Company's Eligibility for Non-public A-share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Issue Price and Pricing Method Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Amount and Purpose of the Raised Funds Management For Voted - Against 9 Undistributed Profit Arrangement Management For Voted - Against 1394 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Listing Place Management For Voted - Against 11 The Valid Period of the Resolution on the Non-public Share Offering Management For Voted - Against 12 Preplan for Non-public A-share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the Non-public A-share Offering Management For Voted - Against 14 Report on the Use of Previously Raised Funds Management For Voted - For 15 Diluted Immediate Return After the Non-public Share Offering and Filling Measures and Relevant Commitments Management For Voted - Against 16 Shareholder Return Plan for the Next Three Years from 2021 to 2023 Management For Voted - For 17 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against 18 Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Estimated Guarantee Quota With Subordinate Companies In 2022 Management For Voted - Against 3 Launching Foreign Exchange Derivatives Transactions In 2022 Management For Voted - For 4 2022 Application For Credit Line To Financial Institutions Management For Voted - For 5 2022 Estimated External Guarantee Quota Due To The Joint Bidding Management For Voted - Against 6 Reappointment of Auditor Management For Voted - For 7 Cancellation of Some Stock Options and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Management For Voted - For 8 Change of the Company's Registered Capital Management For Voted - For 9 Amendments to the Company's Articles of Association Management For Voted - For 10 Termination Of The Repurchase Of Shares Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 Cancellation of Some Stock Options and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Management For Voted - For 1395 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 7 Appraisal Management Measures For The Implementation Of 2022 Stock Option And Restricted Stock Incentive Plan Management For Voted - For 8 Authorization To The Board To Handle Matters Regarding The Equity Incentive Management For Voted - For 9 Provision Of Estimated Guarantee Quota For Clients Management For Voted - Against 10 Nomination Of Non-Independent Directors Management For Voted - For 11 Amendments To The Company S Articles Of Association Management For Voted - For 12 Amendments to the Management System for the Special Deposit and Use of Raised Funds Management For Voted - For 13 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 14 Amendments to the Company S Rules of Procedure Governing the Board Meetings Management For Voted - For 15 Amendments to the System for Independent Directors Management For Voted - For 16 Amendments to the Connected Transactions Decision-making System Management For Voted - For 17 Amendments to the External Investment Management System Management For Voted - For 18 Amendments to the External Guarantee Management System Management For Voted - For 19 Amendments to the Management System for Prevention of Fund Occupation by Controlling Shareholders and Other Related Parties Management For Voted - For 20 Amendments to the Management System for Entrusted Wealth Management Management For Voted - For 21 Amendments to the Information Disclosure Management System Management For Voted - For 22 2021 Profit Distribution Plan Management For Voted - For 23 Investment In Construction Of The Company S Integrated Production Capacity Management For Voted - For JIANGSU CHANGJIANG ELECTRONICS TECHNOLOGY CO. LTD. Security ID: Y4447T102 Ticker: 600584 Meeting Date: 27-Jan-22 Meeting Type: Special 1 Reappointment Of Audit Firm Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Special 1 2022 Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 2 Management Measures For 2022 Employee Stock Ownership Plan Management For Voted - Against 3 Authorization To The Board To Handle Matters Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against 4 2022 Stock Option Incentive Plan (Draft) And Its Summary Management For Voted - For 1396 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Appraisal Management Measures For The Implementation Of The 2022 Stock Option Incentive Plan Management For Voted - For 6 Authorization To The Board To Handle Matters Regarding 2022 Stock Option Incentive Plan Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 Reappointment Of Audit Firm Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Application For Comprehensive Credit Line Management For Voted - For 7 2022 Provision Of Guarantee For Wholly-Owned Subsidiaries Management For Voted - For 8 2021 Work Report Of The Supervisory Committee Management For Voted - For KINGBOARD HOLDINGS LIMITED Security ID: G52562140 Ticker: 0148 Meeting Date: 23-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CHEUNG Kwok Wing Management For Voted - For 6 Elect CHEUNG Kwong Kwan Management For Voted - Against 7 Elect HO Kin Fan Management For Voted - For 8 Elect CHEUNG Ming Man Management For Voted - Against 9 Elect CHAN Wing Kee Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against KINGBOARD LAMINATES HOLDINGS LIMITED Security ID: G5257K107 Ticker: 1888 Meeting Date: 07-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 New Supply Framework Agreement Management For Voted - For 4 New Materials Purchase Framework Agreement Management For Voted - For 1397 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 23-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CHEUNG Kwok Wa Management For Voted - For 6 Elect CHEUNG Kwok Ping Management For Voted - For 7 Elect LAM Ka Po Management For Voted - For 8 Elect CHEUNG Ka Ho Management For Voted - For 9 Elect KUNG Peter Management For Voted - For 10 Elect HO Kwok Ming Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Repurchase Shares Management For Voted - For 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD Security ID: G52568147 Ticker: 268 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Lin Bo Management For Voted - For 5 Elect Gary C. Biddle Management For Voted - Against 6 Elect Liu Chia Yung Management For Voted - For 7 Elect Zhou Jun Xiang Management For Voted - For 8 Elect Katherine Rong Xin Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against KINGSOFT CLOUD HOLDINGS LIMITED Security ID: 49639K101 Ticker: KC Meeting Date: 17-Dec-21 Meeting Type: Special 1 Elect Hangjun Ye Management For Voted - Against 2 Increase in Authorized Capital Management For Voted - Against 1398 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted LAKALA PAYMENT CO LTD Security ID: Y5S93J108 Ticker: 300773 Meeting Date: 06-Aug-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For Meeting Date: 27-Oct-21 Meeting Type: Special 1 Elect SUN Taoran Management For Voted - For 2 Elect SHU Shizhong Management For Voted - For 3 Elect LI Peng Management For Voted - For 4 Elect CHEN Lie Management For Voted - For 5 Elect WANG Xiaolan Management For Voted - For 6 Elect LI Yan Management For Voted - For 7 Elect CAI Shutao Management For Voted - For 8 Elect ZHU Jie Management For Voted - Against 9 Elect NIU Qin Management For Voted - For 10 Amendments to Articles Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 2021 Directors' Report Management For Voted - For 5 2021 Supervisors' Report Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 2022 Remuneration of SUN Taoran Management For Voted - For 8 2022 Remuneration of SHU Shizhong Management For Voted - For 9 2022 Remuneration of CHEN Lie Management For Voted - For 10 2022 Remuneration of ZHU Guohai Management For Voted - For 11 2022 Remuneration of ZHOU Gang Management For Voted - For 12 2022 Remuneration of KOU Ying Management For Voted - For 13 2022 Remuneration of ZHU Jie Management For Voted - For 14 2022 Remuneration of NIU Qin Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Phase 1 Employee Restricted Shares Plan Management For Voted - For 17 Appraisal Management Measures for Phase 1 Employee Restricted Shares Plan Management For Voted - For 18 Board Authorization to Implement Phase 1 Employee Restricted Shares Plan Management For Voted - For 19 Amendments to Articles Management For Voted - For 20 Amendments to Procedural Rules for Supervisory Board Meetings Management For Voted - For 21 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 22 Amendments to Procedural Rules for Board Meetings Management For Voted - For 23 Amendments to Work System of Independent Directors Management For Voted - For 1399 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 24 Amendments to Management Measures for External Investment Management For Voted - For 25 Amendments to Management Measures for Related Party Transactions Management For Voted - For 26 Amendments to Management Measures to Standardize Fund Transactions with Related Parties Management For Voted - For 27 Amendments to Management System for Raised Funds Management For Voted - For 28 Amendments to Management Measures for Financing and External Guarantees Management For Voted - For 29 Amendments to Implementation Rules for Cumulative Voting System Management For Voted - For LENOVO GROUP LIMITED Security ID: Y5257Y107 Ticker: 0992 Meeting Date: 20-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect ZHU Linan Management For Voted - For 6 Elect John ZHAO Huan Management For Voted - Against 7 Vacated Office due to Retirement of Nicholas C. Allen Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Non-Voting Meeting Note N/A N/A Non-Voting LENS TECHNOLOGY CO., LTD. Security ID: Y5227A106 Ticker: 300433 Meeting Date: 30-Jul-21 Meeting Type: Special 1 Elect ZHOU Qunfei Management For Voted - For 2 Elect ZHENG Junlong Management For Voted - For 3 Elect RAO Qiaobing Management For Voted - For 4 Elect TANG Guoping Management For Voted - For 5 Elect WAN Wei Management For Voted - For 6 Elect LIU Yue Management For Voted - For 7 Elect PENG Diefeng Management For Voted - For 8 Elect KUANG Hongfeng Management For Voted - Against 9 Elect TANG Jun Management For Voted - For 10 Provision of Guarantees For Wholly- Owned Subsidiaries Management For Voted - For 1400 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Jan-22 Meeting Type: Special 1 Connected Transactions Regarding Loans from the Controlling Shareholder Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Special 1 Change Of The Purpose Of Some Raised Funds Management For Voted - For 2 Change Of The Statement On The Company S Business Scope And Amendments To The Company S Articles Of Association Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Reappointment Of 2022 External Audit Firm Management For Voted - For 8 2022 Remuneration Plan For Directors And Senior Management Management For Voted - For 9 2022 Remuneration Plan For Supervisors Management For Voted - For 10 Provision Of Guarantee For Subsidiaries Management For Voted - For LEYARD OPTOELECTRONIC CO., LTD. Security ID: Y5171W104 Ticker: 300296 Meeting Date: 13-Jul-21 Meeting Type: Special 1 Change of the Purpose of Some Projects Financed with Raised Funds and Capital Increase in the New Implementing Parties and Capital Decrease in Original Implementing Parties Management For Voted - For 2 Cancellation Of The Share Offering To Specific Parties Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Remuneration Plan For Directors, Supervisors And Senior Management Management For Voted - For 7 2022 Estimated Continuing Connected Transactions Management For Voted - For 8 Amendments to the Company's Articles of Association Management For Voted - For 1401 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 10 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 11 Amendments to the Rules of Procedure Governing the Meetings of the Supervisory Committee Management For Voted - For 12 Amendments To The Work System Of Independent Directors Management For Voted - For 13 Amendments To The External Guarantee Management System Management For Voted - For 14 Amendments To The External Investment Management System Management For Voted - For LINGYI ITECH (GUANGDONG) COMPANY Security ID: Y446BS104 Ticker: 002600 Meeting Date: 13-Sep-21 Meeting Type: Special 1 2021 Additional Guarantee Quota for Subsidiaries Management For Voted - For 2 Amendments To The Rules Of Procedure Governing The Board Of Directors Management For Voted - For Meeting Date: 26-Nov-21 Meeting Type: Special 1 2021 Additional Guarantee Quota for Subsidiaries Management For Voted - For 2 Appointment Of 2021 Audit Firm Management For Voted - For Meeting Date: 12-Jan-22 Meeting Type: Special 1 Change of Some Project Financed With Raised Funds Management For Voted - For 2 Authority to Give Guarantees For Wholly- Owned Subsidiaries Management For Voted - For 3 Cancellation of Stock Option and Repurchase and Cancellation of Restricted Stocks Under the 2018 Incentive Plan Management For Voted - For 4 Cancellation of Stock Option and Repurchase and Cancellation of Restricted Stocks Under the 2020 Incentive Plan Management For Voted - For Meeting Date: 28-Feb-22 Meeting Type: Special 1 A Project Cooperation Agreement To Be Signed Management For Voted - For Meeting Date: 20-Apr-22 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 28-Apr-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 1402 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 2022 Application For Comprehensive Credit Line To Banks Management For Voted - For 8 Formulation Of The Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 9 Termination of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 10 Management Proposal Management For Voted - For 11 Management Proposal Management For Voted - For Meeting Date: 02-Jun-22 Meeting Type: Special 1 The Project Entrance Agreement To Be Signed Management For Voted - For LONGI GREEN ENERGY TECHNOLOGY CO LTD Security ID: Y9727F102 Ticker: 601012 Meeting Date: 11-Aug-21 Meeting Type: Special 1 Holding the Equities in Controlled Subsidiaries Through the Employee Stock Ownership Plan by Directors and Senior Management Management For Voted - For 2 Connected Transaction Regarding Transfer of Equities in Controlled Subsidiaries to the Employee Stock Ownership Platform Management For Voted - For 3 Increase of the Quota for Supply Chain Finance Business and Provision of Guarantee for Wholly-owned Subsidiaries Management For Voted - For Meeting Date: 10-Jan-22 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Authority to Give Guarantees Management For Voted - For 3 Amendments to Articles (Bundled) Management For Voted - For Meeting Date: 01-Apr-22 Meeting Type: Special 1 Change of Investment Project Financed with Raised Funds from 2018 Issuance Management For Voted - For 2 Authority to Give Financial Guarantees to the Subsidiaries Management For Voted - For 3 Authority to Give Performance Guarantees to the Subsidiaries Management For Voted - For 1403 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-May-22 Meeting Type: Annual 1 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Stock Option And Restricted Stock Incentive Plan Management For Voted - For 3 Authorization To The Board To Handle Matters Regarding The Equity Incentive Management For Voted - For 4 2021 Work Report Of The Board Of Directors Management For Voted - For 5 2021 Work Report Of The Supervisory Committee Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 2021 Annual Report Management For Voted - For 8 2021 Work Report Of Independent Directors Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Reappointment Of Audit Firm Management For Voted - For 11 2022 Remuneration Plan For Directors And Supervisors Management For Voted - For 12 Settlement of Projects Financed with Raised Funds from 2019 Public Issuance of Convertible Corporate Bonds and Permanently Supplementing the Working Capital and New Projects with the Surplus Raised Funds Management For Voted - For 13 Provision Of Security Deposit Guarantee For A Business Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Election Of Non-Independent Director: Zhong Baoshen Management For Voted - For 16 Election Of Non-Independent Director: Li Zhenguo Management For Voted - For 17 Election Of Non-Independent Director: Liu Xuewen Management For Voted - For 18 Election Of Non-Independent Director: Tian Ye Management For Voted - For 19 Election Of Non-Independent Director: Bai Zhongxue Management For Voted - For 20 Election Of Non-Independent Director: Wang Zhigang Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Election Of Independent Director: Guo Ju E Management For Voted - For 23 Election Of Independent Director: Lu Yi Management For Voted - For 24 Election Of Independent Director: Xu Shan Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Election Of Shareholder Supervisor: Yang Xiaoping Management For Voted - For 27 Election Of Shareholder Supervisor: Qin Yongbo Management For Voted - Against LUXSHARE PRECISION INDUSTRY CO., LTD. Security ID: Y7744X106 Ticker: 002475 Meeting Date: 25-Oct-21 Meeting Type: Special 1 Issuance of ultra-short-term financing bonds Management For Voted - For 2 2021 Annual Stock Option Incentives Plan (Draft) and its Summary Management For Voted - For 3 Appraisal Management Measures for the Implementation of stock option Incentive Plan Management For Voted - For 1404 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Authorization to the Board to Handle Matters Regarding stock option incentive plan Management For Voted - For Meeting Date: 09-Mar-22 Meeting Type: Special 1 The Company's Eligibility for Non-public Share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Issue Price and Pricing Principles Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Purpose and Scale of the Raised Funds Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Arrangement for the Accumulated Retained Profits Before the Issuance Management For Voted - Against 10 Listing Place Management For Voted - Against 11 The Valid Period of the Resolution on the Non-public Share Offering Management For Voted - Against 12 Preplan for Non-public Share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the Non-public Share Offering Management For Voted - Against 14 Special Report on the Use of Previously Raised Funds Management For Voted - For 15 Diluted Immediate Return After Non-public Share Offering and Filling Measures, and Commitments of Relevant Parties Management For Voted - Against 16 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 1405 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Adjustment Of The Remuneration Of Independent Directors Management For Voted - For 7 Reappointment Of Audit Firm Management For Voted - For 8 Increase of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For 9 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 10 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 11 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 12 Amendments To The Work System Of Independent Directors Management For Voted - For MAXSCEND MICROELECTRONICS COMPANY LIMITED Security ID: Y5840E105 Ticker: 300782 Meeting Date: 09-Sep-21 Meeting Type: Special 1 Establishment of the Procedural Rules for the Implementation of Online Voting of the Shareholder Meetings Management For Voted - For 2 Establishment of the Procedural Rules for the Implementation of Cumulative Voting Management For Voted - For 3 Progress of Projects Financed with Raised Funds in 2020 Management For Voted - For Meeting Date: 16-Feb-22 Meeting Type: Special 1 2022 Restricted Shares Incentive Plan (Draft) and its Summary Management For Voted - For 2 Appraisal Management Measures For the Implementation Of 2022 Restricted Shares Incentive Plan Management For Voted - For 3 Authorization To The Board To Handle Matters Regarding 2022 Restricted Shares Incentive Plan Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Independent Directors' Remuneration Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 2021 Annual Report Management For Voted - For 1406 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted MING YUAN CLOUD GROUP HOLDINGS LIMITED Security ID: G6142R109 Ticker: 0909 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIANG Guozhi Management For Voted - For 6 Elect LI Hanhui Management For Voted - For 7 Elect ZHAO Liang Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting MONTAGE TECHNOLOEY CO LTD Security ID: Y6S3M5108 Ticker: 688008 Meeting Date: 25-Aug-21 Meeting Type: Special 1 2021 Estimated Additional Quota Of Continuing Connected Transactions Management For Voted - For 2 2021 Appointment of Financial and Internal Control Auditor Management For Voted - For Meeting Date: 28-Sep-21 Meeting Type: Special 1 Change of the Company's Domicile and Amendments to the Company's Articles of Association Management For Voted - For 2 Elect YANG Chonghe Management For Voted - For 3 Elect LI Rongxin Management For Voted - For 4 Elect Brent Alexander Young Management For Voted - For 5 Elect YIN Zhiyao Management For Voted - For 6 Elect LV Changjiang Management For Voted - For 7 Elect LIU Jingdong Management For Voted - For 8 Elect YU Bo Management For Voted - For 9 Elect XIA Xiaoyan Management For Voted - Against 10 Elect CAI Xiaohong Management For Voted - For 11 Remuneration Plan for Directors Management For Voted - For 12 Remuneration Plan for Supervisors Management For Voted - For 13 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 1407 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Amendments to the Rules of Procedure Governing the Board Meetings Management For Voted - For 15 Amendments to the Rules of Procedure Governing the Supervisory Committee Management For Voted - For 16 Amendments to the Work Rules for Independent Directors Management For Voted - For 17 Amendments to the Connected Transactions System Management For Voted - For 18 Amendments to the External Guarantee System Management For Voted - For 19 Amendments to the External Investment and Assets Disposal Management System Management For Voted - For 20 Amendments to the Implementing Rules for Cumulative Voting System Management For Voted - For 21 Amendments To The Raised Funds Management System Management For Voted - For Meeting Date: 31-Dec-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Investment in Project Construction Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Adoption of Restricted Stock Plan Management For Voted - For 7 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 8 Authorization To The Board To Handle The Equity Incentive Management For Voted - For NATIONAL SILICON INDUSTRY GROUP CO. LTD. Security ID: Y6S9KH101 Ticker: 688126 Meeting Date: 14-Sep-21 Meeting Type: Special 1 Transaction with Wuhan Xinxin Integrated Circuit Manufacturing Co., Ltd Management For Voted - For 2 Transaction with Yangtze River Storage Technology Co., Ltd Management For Voted - For 3 Transaction with SMIC and its affiliates Management For Voted - For 4 Transaction with Shanghai Integrated Circuit Materials Research Institute Co., Ltd. Management For Voted - For 1408 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Transactions with Guangzhou Xinrui Photomask Technology Co., Ltd. Management For Voted - For Meeting Date: 29-Oct-21 Meeting Type: Special 1 Adjust the Performance Conditions of the Employee Stock Options Plan Management For Voted - For Meeting Date: 11-Jan-22 Meeting Type: Special 1 Extension of Validity Period for 2021 A-Share Offering Management For Voted - For 2 Board Authorization to Implement Share Offering Management For Voted - For 3 Related Party Transactions 1 Management For Voted - For 4 Related Party Transactions 2 Management For Voted - For 5 Related Party Transactions 3 Management For Voted - For 6 Related Party Transactions 4 Management For Voted - For 7 Related Party Transactions 5 Management For Voted - For 8 Related Party Transactions 6 Management For Voted - For 9 Related Party Transactions 7 Management For Voted - For Meeting Date: 22-Feb-22 Meeting Type: Special 1 Connected Transaction Regarding Renewal of a Long-term Supply Agreement by a Subsidiary Management For Voted - For 2 Signing The Investment Agreement By The Above Subsidiary Management For Voted - For 3 Authorization to the Board to Handle Matters Related to the Above Subsidiary S Investments Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 2022 Application For Comprehensive Credit Line To Banks Management For Voted - Against 9 Purchase Of Liability Insurance For Directors, Supervisors And Senior Management Management For Voted - Abstain 10 Change Of The Company S Registered Capital, Adjustment Of The Number Of Board Of Directors, And Amendments To The Company S Articles Of Association, And Handle The Industrial And Commercial Registration Amendment Management For Voted - For 11 Amendments To The Rules Of Procedure Governing The Shareholders General Meetings Management For Voted - For 12 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 1409 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendments To The Rules Of Procedure Governing Meetings Of The Supervisory Committee Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect YU Yuehui Management For Voted - For 16 Elect JIANG Haitao Management For Voted - For 17 Elect SUN Jian Management For Voted - For 18 Elect YANG Zhengfan Management For Voted - Against 19 Elect HAO Yiyang Management For Voted - For 20 Elect CHIU Tzu-Yin Management For Voted - Against 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Elect ZHANG Ming Management For Voted - For 23 Elect ZHANG Wei Management For Voted - For 24 Elect XIA Hongliu Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Elect YANG Lu Management For Voted - Against 27 Elect ZOU Fei Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Special 1 A Wholly-owned Subsidiary S External Investment in Setting Up First-tier, Second-tier and Third-tier Controlled Subsidiaries for a Project Management For Voted - For 2 Change of the Implementing Parties of Some Projects Financed with Raised Funds Management For Voted - For NAURA TECHNOLOGY GROUP CO. LTD Security ID: Y0772M100 Ticker: 002371 Meeting Date: 15-Nov-21 Meeting Type: Special 1 YE Feng Management For Voted - For 2 OUYANG Dieyun Management For Voted - For 3 Authority to Repurchase Shares Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 Approval of Credit Line Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Indemnification of Directors/Officers Management For Voted - For 1410 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted NAVINFO COMPANY LIMITED Security ID: Y62121101 Ticker: 002405 Meeting Date: 24-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of 2022 External Audit Firm Management For Voted - For 7 2022 Application for Comprehensive Credit Line to Banks by the Company and Its Subsidiaries Management For Voted - For 8 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 By-election of HAO Chunshen as Director Management For Voted - For 10 By-election of Zhang Xuna as Supervisor Management For Voted - Against 11 Repurchase and Cancellation of Some Restricted Stocks Under 2021 Restricted Stock Incentive Plan Management For Voted - For 12 Amendments To The Work System For Independent Directors Management For Voted - For 13 Amendments To The External Guarantee Management System Management For Voted - For 14 Amendments to the Rules of Procedure Governing the Shareholders General Meetings Management For Voted - For 15 Amendments To The Connected Transactions Management System Management For Voted - For 16 Amendments To The Raised Funds Management System Management For Voted - For 17 Amendments To The Investment Decision-Making Management System Management For Voted - For 18 Amendments To The Information Disclosure Management System Management For Voted - For 19 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For NINESTAR CORPORATION Security ID: Y9892Z107 Ticker: 002180 Meeting Date: 10-Aug-21 Meeting Type: Special 1 Board Authorization to Handle Matters in Relation to Financing Management For Voted - For 2 Authority to Give Guarantees for Controlling Shareholder Management For Voted - Against Meeting Date: 09-Sep-21 Meeting Type: Special 1 By-elect WANG Guoyou Management For Voted - For 2 By-elect XIAO Yongping Management For Voted - For 3 Independent Directors' Fees Management For Voted - For 4 By-elect ZHANG Jianzhou as Director Management For Voted - For 1411 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Directors' Fees Management For Voted - For 6 Connected Transaction Regarding an External Investment Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Amendments to Procedural Rules for Shareholder Meetings, Board Meetings and Implementation of Cumulative Voting Management For Voted - For 9 Authority to Give Guarantees for Overseas Subsidiaries Management For Voted - Against 10 Cash Management of Idle Funds Management For Voted - For Meeting Date: 16-Nov-21 Meeting Type: Special 1 Sign the investment agreement Management For Voted - For 2 Amendment to Rules of Procedure for the Board of Supervisors, Independent Director System, Related Transaction Decision System, Information Disclosure Management System, Raised funds management system Management For Voted - For Meeting Date: 16-Dec-21 Meeting Type: Special 1 External Investment Management For Voted - For Meeting Date: 11-Jan-22 Meeting Type: Special 1 Elect KONG Dezhu Management For Voted - For 2 Allowance Standards for Director Management For Voted - For 3 Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 4 Cash Management with Some Idle Raised Funds Management For Voted - For 5 Amendments to the Company's Articles of Association Management For Voted - For 6 A Controlled Subsidiary's Provision of Guarantee Quota for Its Wholly-owned Subsidiary Management For Voted - Against 7 Connected Transactions Regarding Issuance of Convertible Bonds by Ninestar Holdings Company Limited Management For Voted - For Meeting Date: 24-Feb-22 Meeting Type: Special 1 Connected Transactions Regarding the Company and Controlling Shareholder's Provision of Loans For Ninestar Holdings Company Limited Management For Voted - For 2 Ninestar Holdings Company Limited's Capital Increase in its Subsidiary Management For Voted - For 3 Share Repurchase By Ninestar Holdings Company Limited Management For Voted - For 4 Amendments To The Shareholder Agreement Of Ninestar Holdings Company Limited Management For Voted - For 5 Elect Xia Yuexia Management For Voted - Against 1412 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 16-Mar-22 Meeting Type: Special 1 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the Restricted Stock Incentive Plan Management For Voted - For 4 Verification of the List of Participants of 2022 Restricted Stock Incentive Plan (draft) Management For Voted - For 5 Connected Transaction Regarding Implementation of Equity Incentive Plan by a Controlled Subsidiary Management For Voted - For 6 2022 Launching Financial Derivatives Business By The Company And Subsidiaries Management For Voted - For 7 Provision of Guarantee Quota for the Bank Credit Line Applied for by Wholly-owned Subsidiaries Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 7 Application For Additional Bank Loans By Overseas Subsidiaries And Provision Of Joint And Several Guarantee For The Bank Loans By The Company Management For Voted - For 8 2021 Internal Control Self-Evaluation Report Management For Voted - For 9 Reappointment Of 2022 Audit Firm Management For Voted - For 10 2022 Estimated Continuing Connected Transactions Management For Voted - For 11 Replacement Of The Previous Investment With Raised Funds Management For Voted - For 12 Elect MENG Qingyi Management For Voted - For 13 Basic Remuneration For Directors Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Special 1 Increase of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 2 Failure to Meet the Unlocking Conditions of the First Granted 3rd Unlocking Period and the Reserved 2nd Unlocking Period Under the 2019 Stock Option Incentive Plan Management For Voted - For 3 Election Of Directors Management For Voted - For 4 Allowance Standards For Directors Management For Voted - For 1413 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted OFILM GROUP CO LTD Security ID: Y7744T105 Ticker: 002456 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Bank Credit And Guarantee Management For Voted - Against Meeting Date: 25-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles of Association and Management Measures for Raised Funds Management For Voted - For 3 Additional 2021 Continuing Connected Transactions Management For Voted - For 4 Connected Transactions Regarding the Sale of Equities by a Subsidiary and Waiver of the Right of Capital Increase Management For Voted - For Meeting Date: 15-Nov-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Elect CAI Rongjun Management For Voted - For 3 Elect ZHAO Wei Management For Voted - For 4 Elect CAI Gaoxiao Management For Voted - For 5 Elect HUANG Lihui Management For Voted - For 6 Elect GUAN Saixin Management For Voted - For 7 Elect MA Jingren Management For Voted - For 8 Elect CAI Yuanqing Management For Voted - For 9 Elect ZHANG Hanbin Management For Voted - For 10 Elect CHEN Junfa Management For Voted - For 11 Elect HAI Jiang Management For Voted - For 12 Elect LIN Hongping Management For Voted - Against 13 Bank Credit And Guarantee Management For Voted - Against Meeting Date: 06-Dec-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 07-Jan-22 Meeting Type: Special 1 Adoption of 2021 Employee Stock Options Plan (Draft Revised) and its Summary Management For Voted - For 2 Establishment of the Management Measures for 2021 Employee Stock Options Plan Management For Voted - For 3 Board Authorization to Handle Matters of 2021 Employee Stock Options Plan Management For Voted - For 4 Amendment to the Use of Proceeds and Increasing Registered Capital in a Wholly-Owned Subsidiary Management For Voted - For 5 2022 Estimated Connected Transactions Management For Voted - For 1414 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 04-Mar-22 Meeting Type: Special 1 Amendments to Articles and Relevant Systems Management For Voted - For 2 Establishment of the Work System for Independent Directors Management For Voted - For 3 Establishment of the Work Measures for Board Secretary Management For Voted - For 4 Application of Line of Credit and Provision of Guarantees Management For Voted - Against 5 Authority to Cancel Repurchase Shares and Reduce Registered Capital Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 2 Approval of FY2021 Directors' Report Management For Voted - For 3 Approval of FY2021 Supervisors' Report Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 Approval of FY2021 Internal Control Self-Assessment Report Management For Voted - For 6 FY2021 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Provision for Assets Impairment Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Supervisors' Fees Management For Voted - For 11 Special Report on Deposit and Use of Raised Funds Management For Voted - For 12 Unrecovered Losses Account For One Third Of The Paid-In Capital Management For Voted - For 13 Amendments to Articles (Bundled) Management For Voted - For 14 Approval for Line of Credit and Authority to Give Guarantees Management For Voted - Against RAYTRON TECHNOLOGY CO LTD Security ID: Y7S9BW106 Ticker: 688002 Meeting Date: 03-Mar-22 Meeting Type: Special 1 Eligibility for the Company's Issuance of Convertible Corporate Bonds Management For Voted - Against 2 Types Management For Voted - Against 3 Issuance Size Management For Voted - Against 4 Nominal Value and Issuance Price Management For Voted - Against 5 Maturity Management For Voted - Against 6 Interest Rate Management For Voted - Against 7 Repayment Period and Method of Principals and Interests Management For Voted - Against 8 Conversion Period Management For Voted - Against 9 Confirmation and Adjustment of Conversion Price Management For Voted - Against 10 Downward Adjustment Clause on Conversion Price Management For Voted - Against 11 Confirmation of the Conversion Shares Amount Management For Voted - Against 12 Redemption Clause Management For Voted - Against 1415 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Re-Sale Clause Management For Voted - Against 14 Distribution Arrangement after Conversion Management For Voted - Against 15 Issuance Method and Target Management For Voted - Against 16 Allotment Management For Voted - Against 17 Matters of Bondholder Meetings Management For Voted - Against 18 Use of Proceeds Management For Voted - Against 19 Guarantee Management For Voted - Against 20 Deposit on Raised Funds Management For Voted - Against 21 Validity of the Resolution Management For Voted - Against 22 Preliminary Plan on the Issuance of Convertible Corporate Bonds Management For Voted - Against 23 Analysis Report on the Issuance of Convertible Corporate Bonds Management For Voted - Against 24 Feasibility Report on Use of Proceeds Management For Voted - Against 25 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 26 Establishment of the Procedural Rules for Convertible Corporate Bondholders Meetings Management For Voted - Against 27 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - Against 28 Board Authorization to Handle Matters of Issuance of Convertible Corporate Bonds Management For Voted - Against Meeting Date: 20-Apr-22 Meeting Type: Annual 1 2021 Annual Report and Its Summary Management For Voted - For 2 2021 Work Report of the Board of Directors Management For Voted - For 3 2021 Work Report of the Supervisory Committee Management For Voted - For 4 2021 Work Report of Independent Directors Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Appointment of 2022 Financial Audit Firm and Internal Control Audit Firm Management For Voted - For 8 Amendments to the Connected Transactions Management System Management For Voted - For 9 Formulation Of Shareholder Return Plan For The Next Three Years Management For Voted - For SANAN OPTOELECTRONICS CO., LTD. Security ID: Y7478M102 Ticker: 600703 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Elect ZOU Fei Management For Voted - For 1416 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 15-Oct-21 Meeting Type: Special 1 The Company's Eligibility for Non-public Share Offering to Specific Parties Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Issue Price, Pricing Principles and Pricing Base Date Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Arrangement for the Accumulated Retained Profits Management For Voted - Against 9 Listing Place Management For Voted - Against 10 The Valid Period of the Resolution on the Share Offering Management For Voted - Against 11 Purpose of the Raised Funds Management For Voted - Against 12 Preplan for 2021 Non-public A-share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Non-public A-share Offering Management For Voted - Against 14 Report on the Use of Previously Raised Funds Management For Voted - For 15 Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 16 Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 17 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against 18 The 4th Phase Employee Stock Ownership Plan (draft) and Its Summary Management For Voted - Against 19 Authorization To The Board To Handle Matters Regarding The 4Th Phase Employee Stock Ownership Plan Management For Voted - Against 1417 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted SANGFOR TECHNOLOGIES INC. Security ID: Y7496N108 Ticker: 300454 Meeting Date: 18-Oct-21 Meeting Type: Special 1 The Company's Eligibility for Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 2 Type of Securities to Be Issued Management For Voted - For 3 Issuing Volume Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Convertible Bonds Duration Management For Voted - For 6 Interest Rate Management For Voted - For 7 Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Debt-to-equity Conversion Period Management For Voted - For 9 Determining the Conversion Price Management For Voted - For 10 Adjustment and Calculation Method of Conversion Price Management For Voted - For 11 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 12 Determining Method for the Number of Converted Shares Management For Voted - For 13 Redemption Clauses Management For Voted - For 14 Resale Clauses Management For Voted - For 15 Dividend Distribution After the Conversion Management For Voted - For 16 Issuing Targets and Method Management For Voted - For 17 Arrangement for Placing to Original Shareholders Management For Voted - For 18 Matters Regarding the Meetings of Bondholders Management For Voted - For 19 Purpose of the Raised Funds Management For Voted - For 20 Guarantee Matters Management For Voted - For 21 Rating of the Convertible Bonds Management For Voted - For 22 Management and Deposit of Raised Funds Management For Voted - For 23 The Valid Period of the Issuing Plan Management For Voted - For 24 Preplan For Issuance Of Convertible Corporate Bonds To Non-Specific Parties Management For Voted - For 25 Feasibility Analysis Report on the Use of Funds to Be Raised from the Issuance of Convertible Bonds to Non-specific Parties Management For Voted - For 26 Feasibility Analysis Report on the Use of Funds to Be Raised from the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 27 Report On The Use Of Previously-Raised Funds Management For Voted - For 28 Diluted Immediate Return After the Issuance of Convertible Corporate Bonds to Non-specific Parties and Filling Measures, and Commitments of Relevant Parties Management For Voted - For 29 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 30 Formulation of Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds Management For Voted - For 1418 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 31 Authorization to the Board to Handle Matters Regarding the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 32 Amendments to Articles of Association Management For Voted - For 33 2021 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 34 Appraisal Management Measures For The Implementation Of 2021 Restricted Stock Incentive Plan Management For Voted - For 35 Authorization To The Board To Handle The Equity Incentive Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Work Report Of The Board Of Directors Management For Voted - For 4 2021 Work Report Of The Supervisory Committee Management For Voted - For 5 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2022 Cash Management With Some Idle Proprietary Funds Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 2022 Remuneration (Allowance) Plan For Directors And Senior Management Management For Voted - For 10 2022 Remuneration (Allowance) For Supervisors Management For Voted - For 11 Change of the Registered Capital and Total Number of Shares and Amendments to the Company's Articles of Association Management For Voted - For 12 Management System for the Use of Raised Funds Management For Voted - For 13 External Guarantee Management System Management For Voted - For 14 External Investment Management System Management For Voted - For 15 Work System for Independent Directors Management For Voted - For 16 Connected Transactions System Management For Voted - For 17 Matters Related to Bondholder's Meeting Management For Voted - For 18 Resolution Validity Period Management For Voted - For 19 Approve Company's Issuance of Convertible Corporate Bonds (Revised Draft) Management For Voted - For 20 Approve Demonstration Analysis Report in Connection to Issuance of Shares to Specific Targets Management For Voted - For 21 Approve Feasibility Analysis Report on the Use of Proceeds Management For Voted - For 22 Approve Report on the Usage of Previously Raised Funds Management For Voted - For 23 Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken Management For Voted - For 24 Approve Matters Relating to Meetings of Bond Holders Management For Voted - For 25 Authorization of Board to Handle All Related Matters Management For Voted - For 26 Non-Voting Meeting Note N/A N/A Non-Voting 1419 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted SG MICRO CORP Security ID: Y7679C101 Ticker: 300661 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Elect ZHANG Shilong Management For Voted - For 2 Elect ZHANG Qin Management For Voted - For 3 Elect LIN Lin Management For Voted - For 4 Elect CHEN Jingshan Management For Voted - For 5 Elect SHENG Qinghui Management For Voted - For 6 Elect HUANG Xiaolin Management For Voted - For 7 Elect LU Libin Management For Voted - Against 8 Remuneration and Allowance Plan for Members of the Board of Directors Management For Voted - For 9 Remuneration and Allowance Plan for Members of the Supervisory Committee Management For Voted - For 10 Change of the Company's Registered Capital, Amendments to the Company's Articles of Association, and Handling the Industrial and Commercial Registration Amendment Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Annual Report Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Investment in Wealth Management Products Management For Voted - For 8 Amendments to Articles Management For Voted - For 9 Remuneration of Directors and Supervisors Management For Voted - For SHANGHAI BAOSIGHT SOFTWARE COMPANY LIMITED Security ID: Y7691Z104 Ticker: 600845 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Related Party Transactions Management For Voted - For 9 Shareholder Returns Plan for the Next Three Years Management For Voted - For 10 Amendments to Articles Management For Voted - For 1420 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted SHANGHAI BAOSIGHT SOFTWARE COMPANY LIMITED Security ID: Y7691Z112 Ticker: 600845 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Related Party Transactions Management For Voted - For 9 Shareholder Returns Plan for the Next Three Years Management For Voted - For 10 Amendments to Articles Management For Voted - For SHANGHAI FRIENDESS ELECTRONIC TECHNOLOGY CORPORATION LIMITED Security ID: Y7T83N106 Ticker: 688188 Meeting Date: 31-Mar-22 Meeting Type: Special 1 Extension of the Valid Period of the Resolution on the 2021 A-share Offering to Specific Parties Management For Voted - For 2 Extension of the Authorization to the Board or Its Authorized Persons to Handle Matters Regarding the A-share Offering to Specific Parties Management For Voted - For Meeting Date: 11-May-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Supervisory Board/ Corp Assembly Fees Management For Voted - For 8 Special Report on the Deposit and Use of Raised Funds Management For Voted - For 9 Internal Control Evaluation Report Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to the Rules of Procedure Governing the Shareholders General Meetings Management For Voted - For 12 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 13 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 1421 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Amendments To The Raised Funds Management System Management For Voted - For 15 Amendments To The Information Disclosure Affairs Management System Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting SHENGYI TECHNOLOGY COMPANY LIMITED Security ID: Y20965102 Ticker: 600183 Meeting Date: 31-Aug-21 Meeting Type: Special 1 Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Funds Management For Voted - For 2 Amendments To The Articles Of Associations Of The Company Management For Voted - For Meeting Date: 29-Oct-21 Meeting Type: Special 1 By-Elect LIU Libin Management For Voted - For 2 By-Elect LI Shuhua Management For Voted - Against Meeting Date: 22-Apr-22 Meeting Type: Annual 1 FY2021 Financial Accounts and Reports Management For Voted - For 2 FY2021 Allocation of Profits/Dividends Management For Voted - For 3 Approval of FY2021 Annual Report Management For Voted - For 4 Approval of FY2021 Directors' Report Management For Voted - For 5 Approval of FY2021 Supervisors' Report Management For Voted - For 6 Approval of FY2021 Independent Directors' Report Management For Voted - For 7 FY2022 Appointment of Auditor And Authority to Set Fees Management For Voted - For 8 FY2022 Appointment of Internal Control Auditor And Authority to Set Fees Management For Voted - For 9 FY2022 Related Party Transactions with Techia Material Co., Ltd. & Hunan VARY Tech Co., Ltd. and Its Affiliated Entities Management For Voted - For 10 FY2022 Related Party Transactions with Novoroy Corporation and Its Affiliated Entities, Shanghai Manku Technology Co., Ltd. and Its Affiliated Entities, Jiangsu KuMan Technology Co., Ltd. and Its Affiliated Entities Management For Voted - For 11 Amendments to Articles (Bundled) Management For Voted - For 12 Approval to Give Guarantees to SHENGYI Technology (Shaanxi) Co., Ltd. Management For Voted - For 13 Approval to Give Guarantees to Guangdong Lvsheng Environmental Protection Co., Ltd. and Its Affiliated Entities Management For Voted - For 1422 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted SHENNAN CIRCUITS CO. LTD. Security ID: Y774D3102 Ticker: 002916 Meeting Date: 12-Jul-21 Meeting Type: Special 1 Connected Transaction Regarding Loans From A Company Management For Voted - For 2 Provision Of Guarantee For Subsidiaries Management For Voted - For 3 Repurchase and Cancellation of Some Restricted Stocks Under the First Phase A-share Restricted Stock Incentive Plan Management For Voted - For 4 The Project Investment Cooperation Agreement To Be Signed Management For Voted - For 5 Investment In Construction Of A Project Management For Voted - For Meeting Date: 18-Oct-21 Meeting Type: Special 1 Eligibility for the Company's Private Placement of A Shares Management For Voted - Against 2 Types and Nominal Value Management For Voted - Against 3 Issuance Method and Date Management For Voted - Against 4 Benchmark Date, Issuance Price and Pricing Principal Management For Voted - Against 5 Issuance Target and Subscription Method Management For Voted - Against 6 Use of Proceeds Management For Voted - Against 7 Issuance Size Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Market Management For Voted - Against 10 Distribution Arrangement of Accumulated Profits Management For Voted - Against 11 Validity of the Resolution Management For Voted - Against 12 Preliminary Plan of the Company's Private Placement of A Shares Management For Voted - Against 13 Feasibility Report on Use of Proceeds Management For Voted - Against 14 Report of Deposit and Use of Previously Raised Funds Management For Voted - For 15 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - Against 16 Connected Transaction Regarding Entering into the Conditional Subscription Agreement Management For Voted - Against 17 Board Authorization to Handle Matters of the Company's Private Placement of A Shares Management For Voted - Against 18 Shareholder Returns Plan for Next Three Years (2021-2023) Management For Voted - For 19 Repurchase and Cancellation of Some Restricted Shares Management For Voted - For 20 Appointment of Auditor Management For Voted - Against 21 Amendments to Articles Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-Dec-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Amendments to Procedural Rules Governing Shareholders General Meetings Management For Voted - For 1423 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Amendments to Procedural Rules Governing the Board Meetings Management For Voted - For 4 Amendments To The Connected Transactions Management System Management For Voted - For 5 Repurchase and Cancellation of Some Restricted Stocks Management For Voted - For Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Approval of Annual Report Management For Voted - For 2 Approval of Accounts and Reports Management For Voted - For 3 Approval of Financial Budget Management For Voted - For 4 Approval of Directors' Reports Management For Voted - For 5 Approval of Supervisors' Reports Management For Voted - For 6 Allocation of Profits Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Authority to Issue Short-Term Financial Bill Management For Voted - For 9 Authority to Issue Medium-term Notes Management For Voted - For 10 Elect DENG Jianghu Management For Voted - For 11 Elect ZHENG Chunyang Management For Voted - Against Meeting Date: 07-Jun-22 Meeting Type: Special 1 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 2 Amendments To The Raised Funds Management System Management For Voted - For 3 Provision Of Guarantee For Subsidiaries Management For Voted - For SHENZHEN GOODIX TECHNOLOGY CO LTD Security ID: Y774BW100 Ticker: 603160 Meeting Date: 24-Sep-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Remuneration For Directors And Supervisors Management For Voted - For 3 Elect ZHANG Fan Management For Voted - For 4 Elect ZHU Xinghuo Management For Voted - For 5 Elect GU Dawei Management For Voted - For 6 Elect XIE Bing Management For Voted - For 7 Elect ZHUANG Renyan Management For Voted - For 8 Elect GAO Xiang Management For Voted - For 9 Elect ZHANG Tong Management For Voted - For 10 Elect HUANG RAY TZUHSIN Management For Voted - Against 11 Elect CAI Bingxian Management For Voted - For Meeting Date: 27-Oct-21 Meeting Type: Special 1 Second Phase Stock Option Incentive Plan Management For Voted - For 2 Constitution of Procedural Rules For Second Phase Stock Incentive Plan Management For Voted - For 1424 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Board Authorization to Implement Second Phase Stock Incentive Plan Management For Voted - For 4 Third Phase Stock Option Incentive Plan Management For Voted - For 5 Constitution of Procedural Rules For Third Phase Stock Incentive Plan Management For Voted - For 6 Board Authorization to Implement Third Phase Stock Incentive Plan Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor Management For Voted - For 3 Cash Management with Idle Funds Management For Voted - For 4 Change of Disposal Methods for 2020 2nd Share Plan Management For Voted - For 5 Change of Disposal Methods for 2020 3rd Share Plan Management For Voted - For Meeting Date: 25-Apr-22 Meeting Type: Special 1 2022 Phase One Employee Stock Options Plan Management For Voted - For 2 Appraisal Management Measures for the Implementation of the 2022 Phase One Employee Stock Options Plan Management For Voted - For 3 Board Authorization to Implement the 2022 Phase One Employee Stock Options Plan Management For Voted - For 4 2022 Phase One Employee Stock Ownership Plan Management For Voted - Against 5 Management Measures of the 2022 Phase One Employee Stock Ownership Plan Management For Voted - Against 6 Board Authorization to Implement the 2022 Phase One Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 12-May-22 Meeting Type: Special 1 Termination of the 2019 Restricted Stock Incentive Plan, and Repurchase and Cancellation of Restricted Stocks Management For Voted - For 2 Termination of the 2020 Restricted Stock Incentive Plan, and Repurchase and Cancellation of Restricted Stocks Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Special 1 Employee Stock Ownership Plan Management For Voted - Against 2 Establishment of Procedural Rules: 2022 Second Employee Stock Purchase Plan Management Measures Management For Voted - Against 3 Board Authorization to Handle Matters Relating to the Second Employee Stock Purchase Plan in 2022 Management For Voted - Against 4 Application for Comprehensive Credit to Banks by the Company, Wholly-owned Subsidiaries and Sub-subsidiaries Management For Voted - For 1425 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted SHENZHEN GREAT WALL KAIFA TECHNOLOGY CO., LTD. Security ID: Y7740Z105 Ticker: 000021 Meeting Date: 26-Aug-21 Meeting Type: Special 1 Elect ZHOU Gengshen as Non-independent Director Management For Voted - For Meeting Date: 13-Jan-22 Meeting Type: Special 1 Elect CUI Zhiyong as Shareholder Representative Supervisor Management For Voted - Against Meeting Date: 11-Apr-22 Meeting Type: Special 1 Connected Transaction Resulting from a Related Enterprise's Acquisition of Equities in a Company Via Public Delisting Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For 7 Application For Comprehensive Credit Line To Banks Management For Voted - For 8 Provision Of Guarantee For Controlled Subsidiaries Management For Voted - Against 9 Launching Accounts Receivable Factoring Business Management For Voted - For 10 Merger and Acquisition of Subsidiaries Management For Voted - For SHENZHEN S.C NEW ENERGY TECHNOLOGY CORPORATION Security ID: Y774E4109 Ticker: 300724 Meeting Date: 14-Sep-21 Meeting Type: Special 1 Application for Comprehensive Credit Line Management For Voted - For 2 A wholly-owned secondary subsidiary applies for a comprehensive credit line from the bank And the company and its holding subsidiaries provide guarantees Management For Voted - For 3 Permanently Supplementing the Working Capital with Surplus Raised Funds Management For Voted - For 4 Amendments of the "Articles of Association" Management For Voted - For 5 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 1426 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Amendments to Rules of Procedure of the Board of Directors Management For Voted - For 7 Amendments to External guarantee management system Management For Voted - For 8 Amendments to Foreign investment management system Management For Voted - For 9 Amendments to Related party transaction management system Management For Voted - For 10 Amendments to Independent director work system Management For Voted - For 11 Amendments to Raised funds management system Management For Voted - For 12 Amendments to Detailed Rules for the Implementation of Online Voting at the General Meeting of Shareholders Management For Voted - For Meeting Date: 17-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 3 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding the 2021 Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 21-Jan-22 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Application of Line of Credit from China Merchants Bank Co., Ltd. Shenzhen Branch Management For Voted - For 3 Authority to Give Guarantees for Subsidiaries Management For Voted - Against 4 Authority to Give Guarantees for a Client Management For Voted - Against Meeting Date: 10-Mar-22 Meeting Type: Special 1 Repurchase and Cancellation of Locked Restricted Stocks Granted to Some Participants Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 3 Amendments to Procedural Rules Governing the Shareholder General Meetings Management For Voted - For 4 Amendments to Procedural Rules Governing the Board Meetings Management For Voted - For 5 2022 Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 6 Management Measures For 2022 Employee Stock Ownership Plan Management For Voted - Against 7 Authorization to the Board to Handle Matters Regarding the 2022 Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 1427 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Annual Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Independent Directors' Fees Management For Voted - For 8 Supervisory Board/ Corp Assembly Fees Management For Voted - For 9 Special Report On The Deposit And Use Of Raised Funds In 2021 Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Termination of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 12 Authority to Credit Line Management For Voted - For 13 Authority to Give Guarantees Management For Voted - For SHENZHEN SUNLORD ELECTRONICS CO LTD Security ID: Y77435108 Ticker: 002138 Meeting Date: 06-Dec-21 Meeting Type: Special 1 Amendments to the Management Measures for the Employee Stock Ownership Plan Management For Voted - For 2 Management Measures for Withdrawal of Incentive Funds Based on Annual Excessive Incomes Management For Voted - For Meeting Date: 21-Mar-22 Meeting Type: Annual 1 Approval of Directors' Reports Management For Voted - For 2 Approval of Independent Directors' Working Reports Management For Voted - For 3 Approval of Supervisors' Reports Management For Voted - For 4 Approval of Accounts and Reports Management For Voted - For 5 Approval of Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval of Annual Report Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Supervisors' Fees Management For Voted - For 10 Plan and Report of Related Party Transactions Management For Voted - For 11 Authority to Give Guarantees Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Apr-22 Meeting Type: Special 1 The Third Phase Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 2 Management Rules For The Third Phase Employee Stock Ownership Plan Management For Voted - Against 3 Authorization to the Board to Handle Matters Regarding the Third Phase Employee Stock Ownership Plan Management For Voted - Against 4 By-Election Of Shareholder Supervisors Management For Voted - Against 1428 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 14-Jun-22 Meeting Type: Special 1 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For SHENZHEN SUNWAY COMMUNICATION CO., LTD Security ID: Y77453101 Ticker: 300136 Meeting Date: 08-Dec-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 2 FY2021 Financial Accounts and Reports Management For Voted - For 3 Approval of FY2021 Directors' Report Management For Voted - For 4 Approval of FY2021 Supervisors' Report Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Proposal for Line and Credit and Authority to Give Guarantees Management For Voted - For 7 Proposal to Launch Hedging Business Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Amendments to Articles (Bundled) Management For Voted - For 10 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 11 Amendments to Procedural Rules: Board Meetings Management For Voted - For 12 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 13 Amendments to Work System for Independent Directors Management For Voted - For 14 Amendments to Management System for Connected Transaction Management For Voted - For 15 Amendments to Management System for External Guarantees Management For Voted - For 16 Amendments to Management System for Directors, Supervisors and Senior Management Remuneration Management For Voted - For 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Elect PENG Hao Management For Voted - For 19 Elect WU Huilin Management For Voted - For 20 Elect YU Chengcheng Management For Voted - For 21 Elect LI Gan Management For Voted - For 22 Elect SHAN Lili Management For Voted - For 23 Elect YANG Minghui Management For Voted - For 24 Non-Voting Agenda Item N/A N/A Non-Voting 25 Elect PENG Jianhua Management For Voted - For 26 Elect XU Jian Management For Voted - For 27 Elect DENG Lei Management For Voted - For 28 Non-Voting Agenda Item N/A N/A Non-Voting 29 Elect ZHOU Jinjun Management For Voted - Against 30 Elect GAO Min Management For Voted - For 1429 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted SHENZHEN TRANSSION HOLDINGS CO., LTD. Security ID: Y774FC100 Ticker: 688036 Meeting Date: 24-Dec-21 Meeting Type: Special 1 Application for Comprehensive Credit Line 2022 Management For Voted - For 2 2022 External Guarantee Quota Management For Voted - Against 3 2022 Estimated Foreign Exchange Derivatives Transaction Quota Management For Voted - For 4 Amendments to Articles of Association Management For Voted - For 5 Amendments to Procedural Rules Governing Shareholders General Meetings Management For Voted - For 6 Amendments to Procedural Rules Governing Meetings of the Supervisory Committee Management For Voted - For 7 Amendments To The Work System Of Independent Directors Management For Voted - For 8 Amendments To The Connected Transactions Management System Management For Voted - For 9 Amendments To The External Guarantee Management System Management For Voted - For 10 Amendments To The Management System For Subsidiaries Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Work Report Of Independent Directors Management For Voted - For 7 Special Report On The Deposit And Use Of Raised Funds In 2021 Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 2021 Internal Control Evaluation Report Management For Voted - For 10 2022 Remuneration Plan For Directors Management For Voted - For 11 2022 Remuneration For Supervisors Management For Voted - For STARPOWER SEMICONDUCTOR LTD. Security ID: Y8156L101 Ticker: 603290 Meeting Date: 03-Dec-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Cash Management With Some Temporarily Idle Raised Funds And Proprietary Funds Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 1430 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For 7 2021 Remuneration Appraisal Results Of Directors And Supervisors, And 2021 Remuneration Plan Management For Voted - For 8 Confirmation Of 2021 Continuing Connected Transactions And 2022 Estimated Continuing Connected Transactions Management For Voted - For 9 2022 Application For Financing Quota To Financial Institutions Management For Voted - For 10 Report On Provision For Assets Impairment Management For Voted - For 11 2021 Internal Control Evaluation Report Management For Voted - For 12 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 13 Provision Of Guarantee For Wholly-Owned And Controlled Subsidiaries In 2022 Management For Voted - For 14 By-Election Of Supervisors Management For Voted - Against 15 Amendments To The Internal Control System Management For Voted - For SUNNY OPTICAL TECHNOLOGY GROUP CO LTD Security ID: G8586D109 Ticker: 2382 Meeting Date: 24-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect YE Liaoning Management For Voted - For 6 Elect WANG Wenjie Management For Voted - For 7 Elect ZHANG Yuqing Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles Management For Voted - Against SUZHOU DONGSHAN PRECISION MANUFACTURING CO Security ID: Y8318L106 Ticker: 002384 Meeting Date: 08-Mar-22 Meeting Type: Special 1 Change of the Purpose of Some Raised Funds Management For Voted - For 2 Termination of Spin-off Listing of a Controlled Subsidiary on the ChiNext Board Management For Voted - For 1431 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2022 Core Management Personnel and Technical Talent Stock Ownership Plan (draft) and Its Summary Management For Voted - Against 4 2022 Management Measures for the Core Management Personnel and Technical Talent Stock Ownership Plan Management For Voted - Against 5 Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan Management For Voted - Against 6 Elect GAO Yongru Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Financial Report Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - Against 7 2022 Remuneration For Directors And Senior Management Management For Voted - For 8 2022 Remuneration For Supervisors Management For Voted - For 9 Special Report On The Deposit And Use Of Raised Funds In 2021 Management For Voted - For 10 2022 Application For Credit Line To Banks And Other Financial Institutions Management For Voted - For 11 Provision of Guarantee for Financing of a Company and Its Controlled Subsidiaries Management For Voted - Against 12 Provision of Guarantee for Financing of a 2nd Company Management For Voted - Against 13 Provision of Guarantee for Financing of a 3rd Company Management For Voted - Against 14 Provision of Guarantee for Financing of a 4th Company and Its Controlled Subsidiaries Management For Voted - Against 15 Provision of Guarantee for Financing of a 5th Company Management For Voted - Against 16 Provision of Guarantee for Financing of a 6th Company Management For Voted - Against 17 Provision of Guarantee for Financing of a 7th Company Management For Voted - Against 18 Provision of Guarantee for Financing of an 8th Company Management For Voted - Against 19 Provision of Guarantee for Financing of a 9th Company Management For Voted - Against 20 Provision of Guarantee for Financing of a 10th Company Management For Voted - Against 21 Provision of Guarantee for Financing of an 11th Company Management For Voted - Against 22 Provision of Guarantee for Financing of an 12th Company Management For Voted - Against 23 Provision of Guarantee for Financing of an 13th Company Management For Voted - Against 1432 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 24 Provision of Guarantee for Financing of an 14th Company Management For Voted - Against 25 Provision of Guarantee for Financing of an 15th Company Management For Voted - Against 26 Provision of Guarantee for Financing of an 16th Company Management For Voted - Against 27 Shareholder Return Plan For The Next Three Years From 2022 Management For Voted - For THUNDER SOFTWARE TECHNOLOGY CO., LTD. Security ID: Y444KZ103 Ticker: 300496 Meeting Date: 14-Jul-21 Meeting Type: Special 1 Allowance of Directors Management For Voted - For 2 Increase of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 3 Elect ZHAO Hongfei Management For Voted - For 4 Elect ZOU Pengcheng Management For Voted - For 5 Elect WANG Huanxin Management For Voted - For 6 Elect KANG Yi Management For Voted - For 7 Elect WANG Zilin Management For Voted - For 8 Elect TANG Linlin Management For Voted - For 9 Elect WANG Yue Management For Voted - For 10 Elect CHENG Li Management For Voted - For 11 Elect HUANG Jie Management For Voted - For 12 Elect LIU Xuehui Management For Voted - Against 13 Elect YE Ning Management For Voted - For Meeting Date: 27-Sep-21 Meeting Type: Special 1 Adoption of Restricted Stock Incentive Plan (Draft) Management For Voted - For 2 Appraisal Management of Restricted Stock Incentive Plans Management For Voted - For 3 Board Authorization to Implement Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 Approval of 2021 Annual Report Management For Voted - For 5 Allocation of 2021 Profits and Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - Against 7 Approval of Directors' Fees Management For Voted - For 8 Approval of the Application of 2022 Line of Credit Management For Voted - For 9 Approval of Cash Management of Temporarily Idle Raised Funds Management For Voted - For 10 Approval of Increasing Registered Capital and Amendments to Articles Management For Voted - For 1433 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Eligibility for Private Placement Management For Voted - Against 12 Type and Face Value Management For Voted - Against 13 Issuing Method and Time Management For Voted - Against 14 Issuing Target Management For Voted - Against 15 Issuing Price and Pricing Policy Management For Voted - Against 16 Issuing Amount Management For Voted - Against 17 Subscription Method Management For Voted - Against 18 Locking-up Period Management For Voted - Against 19 Listing Place Management For Voted - Against 20 Arrangement for the Amount of Undistributed Profits Management For Voted - Against 21 Use of proceeds Management For Voted - Against 22 Period of Validity of This Issuing Resolution Management For Voted - Against 23 Approval of 2022 Preliminary Plan of Non-public Offering Plan Management For Voted - Against 24 Demonstration Analysis Report for 2022 Non-public A-share Offering Plan Management For Voted - Against 25 Feasibility Report on Use of Proceeds Management For Voted - Against 26 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 27 Approval of Diluted Returns of Non-public A-shares and Its Filling Measures Management For Voted - Against 28 Proposal of the Commitments of Substantial Shareholders, Actual Controller, Directors and Senior Managers on Diluted Returns Management For Voted - Against 29 Proposal on Shareholder's Dividend Return Plan for the Next Three Years (2022-2024) Management For Voted - For 30 Board Authorization to Implement Private Placement Management For Voted - Against TIANJIN 712 COMMUNICATION & BROADCASTING CO. LTD. Security ID: Y8811K100 Ticker: 603712 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Provision Of Guarantee For Wholly-Owned Subsidiaries Management For Voted - For 2 Amendments To The External Investment Management System Management For Voted - For 3 Amendments To The External Guarantee Management System Management For Voted - For Meeting Date: 07-Jan-22 Meeting Type: Special 1 By-Elect SHEN Cheng as Director Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 1434 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Determination Of 2021 Remuneration Plan For Non-independent Directors, Supervisors And Senior Management Management For Voted - For 8 2022 Application For Bank Credit Line Management For Voted - For 9 Confirmation Of 2021 Continuing Connected Transactions And 2022 Estimated Continuing Connected Transactions Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Special 1 Directors' Fees Management For Voted - For 2 Related Party Transactions Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect WANG Bao Management For Voted - For 5 Elect LIAO Qian Management For Voted - For 6 Elect PANG Hui Management For Voted - For 7 Elect SHEN Cheng Management For Voted - For 8 Elect XU Jun Management For Voted - For 9 Elect LIU Shicai Management For Voted - Against 10 Elect XI Wenbo Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect LI Shu Management For Voted - For 13 Elect WANG Min Management For Voted - For 14 Elect WU Nailing Management For Voted - For 15 Elect YU Xiangjun Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect LIN Yan Management For Voted - Against 18 Elect MAO Tianxiang Management For Voted - Against TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Security ID: Y88171106 Ticker: 002129 Meeting Date: 06-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted Stock Incentive Plan (Draft) and Its Summary Management For Voted - For 3 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan Management For Voted - For 5 The 2021 Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 6 Management Measures For The First Phase Employee Stock Ownership Plan Management For Voted - Against 7 Authorization To The Board To Handle Matters Regarding The First Phase Employee Stock Ownership Plan Management For Voted - Against 8 Extension of the Valid Period of the Resolution on the Plan for 2021 Non-public A-share Offering Management For Voted - For 1435 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 10-Feb-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Provision Of Guarantee For The Bank Loans Applied For By Subsidiaries Management For Voted - For 3 Connected Transaction Regarding Capital Increase and Share Expansion of a Controlled Subsidiary Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Report Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 7 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Change Of The Company's Name And Stock Abbreviation Management For Voted - For 10 Amendments To Articles Of Association And Some Corporate Governance Systems Management For Voted - Against 11 Change Of Projects Financed With Raised Funds And Capital Increase To A Subsidiary Management For Voted - For 12 2022 Estimated Guarantee Quota For Subsidiaries Management For Voted - Abstain TIANMA MICROELECTRONICS CO LTD Security ID: Y77427105 Ticker: 000050 Meeting Date: 12-Jul-21 Meeting Type: Special 1 Elect PENG Xuhui Management For Voted - For Meeting Date: 12-Nov-21 Meeting Type: Special 1 Connected Transaction Regarding Pledging a Company's Equities by a Wholly-owned Subsidiary Management For Voted - For Meeting Date: 29-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 By-Elect ZHANG Xiaoxi Management For Voted - For 4 By-Elect TANG Haiyan Management For Voted - For 5 By-Elect DENG Jianghu Management For Voted - For 6 By-Elect ZHANG Jianhua Management For Voted - For 7 By-Elect LIN Xiaoxia as Supervisor Management For Voted - Against 8 Additional Amendments to Articles Management For Voted - For 1436 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 10 Amendments to Procedural Rules for Board Meetings Management For Voted - For Meeting Date: 06-Apr-22 Meeting Type: Annual 1 2021 Annual Accounts Management For Voted - For 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Work Report Of The Board Of Directors Management For Voted - For 4 2021 Work Report Of Independent Directors Management For Voted - For 5 2021 Work Report Of The Supervisory Committee Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.70000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 2021 Remuneration For The Chairman Of The Board Management For Voted - For 8 2022 Financial Budget Report Management For Voted - For 9 Elect Cheng Wei as Non-independent Director Management For Voted - For 10 Amendments To The External Guarantee Management System Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Special 1 Connected Transaction Regarding a Wholly Owned Subsidiary's Investment in Setting Up a Joint Venture with Partners and Investment in Construction of a Project Management For Voted - For 2 Change of Directors: LUO Guizhong Management For Voted - For TIANSHUI HUATIAN TECHNOLOGY CO LTD Security ID: Y8817B104 Ticker: 002185 Meeting Date: 27-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Proposal on the Company's Estimated Daily Connected Transactions in 2022 Management For Voted - For 9 Approval of Independent Directors' Fees Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect XIAO Shengli Management For Voted - For 13 Elect CUI Weibing Management For Voted - For 1437 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect LI Liujun Management For Voted - For 15 Elect LIU Jianjun Management For Voted - For 16 Elect XIAO Zhiyi Management For Voted - For 17 Elect FAN Xiaoning Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect YU Fankang Management For Voted - For 20 Elect SHI Ying Management For Voted - For 21 Elect LV Wei Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect LUO Huabing Management For Voted - Against 24 Elect ZHANG Liping Management For Voted - For TONGFU MICROELECTRONICS CO LTD Security ID: Y6199W100 Ticker: 002156 Meeting Date: 15-Oct-21 Meeting Type: Special 1 Eligibility for the Company's Private Placement of A Shares Management For Voted - Against 2 Types and Nominal Value Management For Voted - Against 3 Issuance Method Management For Voted - Against 4 Issuance Price and Pricing Principle Management For Voted - Against 5 Issuance Size Management For Voted - Against 6 Issuance Target and Subscription Method Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Market Management For Voted - Against 9 Distribution Arrangement for Accumulated Profits Management For Voted - Against 10 Validity of the Resolution Management For Voted - Against 11 Amount of Raised Funds and Use of Proceeds Management For Voted - Against 12 Preliminary Plan of the Company's Private Placement of A Shares Management For Voted - Against 13 Report on Use of Deposit and Previously Raised Funds Management For Voted - For 14 Feasibility Report on Use of Proceeds Management For Voted - Against 15 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - Against 16 Board Authorization to Handle Matters of 2021 Private Placement of A Shares Management For Voted - Against Meeting Date: 06-Dec-21 Meeting Type: Special 1 Elect SHI Longxing Management For Voted - For 2 Elect WANG Jianwen Management For Voted - For Meeting Date: 30-Mar-22 Meeting Type: Special 1 2022 Stock Option Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2022 Stock Option Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2022 Stock Option Incentive Plan Management For Voted - For 1438 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Apr-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 2022 Financial Goals and Investment Plan Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 2021 Annual Report and its Summary Management For Voted - For 5 2021 Directors' Report Management For Voted - For 6 2021 Supervisors' Report Management For Voted - For 7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 8 2022 Estimated Connected Transactions Management For Voted - For 9 Appointment of Auditor Management For Voted - Against 10 Authority to Give Guarantees Management For Voted - Against 11 Independent Directors' Remuneration Management For Voted - For TOPSEC TECHNOLOGIES GROUP INC Security ID: Y2931A100 Ticker: 002212 Meeting Date: 13-Apr-22 Meeting Type: Special 1 The Company's First Phase Stock Option Incentive Plan (draft) and Its Summary Management For Voted - For 2 Formulation of the Appraisal Management Measures for the Implementation of the First Phase Stock Option Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan Management For Voted - For 4 The First Phase Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 5 Formulation of the Management Measures for the First Phase Employee Stock Ownership Plan Management For Voted - Against 6 Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Accounts and Reports Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 Adjustment on the Remuneration Plan for Directors Management For Voted - For 6 Applying Line of Credit and Authority to Give Guarantees Management For Voted - For 7 2021 Supervisors' Report Management For Voted - For 8 2021 Remuneration Plan for Supervisors Management For Voted - For 9 Authority to Repurchase and Cancel Shares from 2019 Stock Options and Restricted Shares Plan Management For Voted - For 1439 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted TRAVELSKY TECHNOLOGY Security ID: Y8972V101 Ticker: 0696 Meeting Date: 05-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect HUANG Rongshun Management For Voted - Against Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Elect Yang Jun Management For Voted - Against TRINA SOLAR CO LTD Security ID: Y897BJ108 Ticker: 688599 Meeting Date: 18-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 4 Directors' and Management Fees Management For Voted - For 5 Supervisory Board/ Corp Assembly Fees Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Annual Report Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Authority to Give Guarantees Management For Voted - Against 11 Amendments to Articles Management For Voted - For UNIGROUP GUOXIN MICROELECTRONICS CO LTD. Security ID: Y8488J105 Ticker: 002049 Meeting Date: 10-Sep-21 Meeting Type: Special 1 By-elect FAN Xin as Director Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 1440 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2021 Allocation of Profits/Dividends Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2022 Estimated Connected Transactions Management For Voted - For UNISPLENDOUR CORPORATION LIMITED Security ID: Y8997B106 Ticker: 000938 Meeting Date: 30-Aug-21 Meeting Type: Special 1 Provision Of Guarantee For Subsidiaries Management For Voted - For Meeting Date: 15-Nov-21 Meeting Type: Special 1 Adjustment of Guarantee for the Manufacturer Credit Line Applied for by Subsidiaries Management For Voted - For Meeting Date: 14-Feb-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For Meeting Date: 14-Apr-22 Meeting Type: Special 1 A Subsidiary's Amendments to Clauses Related to a Shareholder Agreement with Relevant Parties Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 2021 Report Of The Board Of Directors Management For Voted - For 2 2021 Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Reappointment of 2022 Financial and Internal Control Audit Firm, and Payment of Audit Fees Management For Voted - For 7 Provision Of Guarantee For The Comprehensive Credit Line Applied For To Banks By Subsidiaries Management For Voted - For UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Security ID: Y92776106 Ticker: 601231 Meeting Date: 13-Sep-21 Meeting Type: Special 1 2021 Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 2 Management Measures For 2021 Employee Stock Ownership Plan Management For Voted - Against 3 Authorization to the Board to Handle Matters Regarding 2021 Employee Stock Ownership Plan Management For Voted - Against 1441 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 FY2021 Financial Accounts and Reports Management For Voted - For 4 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 FY2021 Related Party Transactions Management For Voted - For 7 Estimation of FY2022 Related Party Transactions Management For Voted - For 8 Signing Related Party Transaction Framework Agreement Management For Voted - For 9 Proposal to Invest in Wealth Management Products Management For Voted - For 10 Approval of Line of Credit Management For Voted - Abstain 11 Proposal for Financial Derivatives Trading Limit Management For Voted - For 12 Authority to Give Guarantees Management For Voted - For 13 Establishment of Management System for Internal Control Management For Voted - For 14 Amendments to Procedural Rules: Related Party Transaction Management For Voted - For 15 Amendments to Management System for Raised Funds Management For Voted - For 16 Amendments to Management System for Financial Aid Management For Voted - For 17 Amendments to Management System for External Investment Management For Voted - For 18 Amendments to Management System for External Guarantees Management For Voted - For 19 Purchasing Liability Insurance Management For Voted - For 20 Authority to Cancel Repurchased Shares Management For Voted - For WESTONE INFORMATION INDUSTRY INC Security ID: Y95366103 Ticker: 002268 Meeting Date: 09-Dec-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Elect MENG Ling Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Estimated 2022 Related Party Transactions Management For Voted - For 7 2022 Related Party Transactions with China Electronics Technology Finance Co., Ltd. Management For Voted - Against 8 Financial Service Agreement with China Electronics Technology Finance Co., Ltd. Management For Voted - Against 9 Authority to Repurchase and Cancel Part of Restricted Shares Management For Voted - For 1442 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Amendments to Articles and Amendments to Procedure Rules of General Meetings Management For Voted - For WILL SEMICONDUCTOR CO. LTD SHANGHAI Security ID: Y9584K103 Ticker: 603501 Meeting Date: 02-Aug-21 Meeting Type: Special 1 Change of Projects Financed with Raised Fund from the Convertible Corporate Bond Management For Voted - For Meeting Date: 16-Sep-21 Meeting Type: Special 1 Adoption of 2021 Employee Stock Options and Restricted Shares Incentive Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Management Measures of the 2021 Employee Stock Options and Restricted Shares Incentive Plan Management For Voted - For 3 Board Authorization to Handle Matters of the 2021 Employee Stock Options and Restricted Shares Incentive Plan Management For Voted - For Meeting Date: 27-Sep-21 Meeting Type: Special 1 Elect CHEN Zhibin Management For Voted - For 2 Elect Chu Jun Management For Voted - For Meeting Date: 17-Mar-22 Meeting Type: Special 1 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For 3 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 4 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Elect SUN Xiaowei Management For Voted - Against 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-May-22 Meeting Type: Special 1 Equity Compensation Plan Management For Voted - For 2 Constitution of Procedural Rules Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan Management For Voted - For 4 Approval of Credit Line Management For Voted - For 1443 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Authority to Give Guarantees Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Special 1 Connected Transaction Regarding Increase Shareholding in a Company By a Wholly-owned Subsidiary Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Independent Directors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Appointment of Auditor and Internal Control Auditor Management For Voted - For 8 Proposal on the Company's Connected Transactions for the Year 2021 and Estimated Daily Connected Transactions for the Year 2022 Management For Voted - For 9 Approval of Directors', Supervisors, and Senior Executives' Fees Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to Procedural Rules: Governing the Work of Independent Directors Management For Voted - For 12 Amendments to Procedural Rules: Revision of Management System for Fund Raising Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect YU Renrong Management For Voted - For 15 Elect YANG Hongli Management For Voted - For 16 Elect LV Dalong Management For Voted - For 17 Elect JI Gang Management For Voted - For 18 Elect JIA Yuan Management For Voted - For 19 Elect CHEN Zhibin Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Elect WU Xingjun Management For Voted - For 22 Elect ZHU Liting Management For Voted - For 23 Elect HU Rengli Management For Voted - For 24 Non-Voting Agenda Item N/A N/A Non-Voting 25 Elect Chu Jun Management For Voted - For 26 Elect SUN Xiaowei Management For Voted - Against WINGTECH TECHNOLOGY CO LTD Security ID: Y3745E106 Ticker: 600745 Meeting Date: 23-Jul-21 Meeting Type: Special 1 Cancellation of Some Stock Options and Restricted Stocks Under the 2020 Stock Option and Restricted Stock Incentive Plan Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 1444 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 18-Nov-21 Meeting Type: Special 1 Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Fund Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 Additional Guarantee Quota Management For Voted - Against 2 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect ZHANG Xuezheng Management For Voted - For 5 Elect ZHANG Qiuhong Management For Voted - For 6 Elect GAO Yan Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Elect XIAO Jianhua Management For Voted - For 9 Elect SHANG Xiaogang Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect XIAO Xuebing Management For Voted - For 12 Elect ZHOU Meiling Management For Voted - Against Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 3 Amendments to Procedural Rules: Board Meetings Management For Voted - For 4 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 5 Amendments to Work System for Independent Directors Management For Voted - For 6 Amendments to Management System for Raised Funds Management For Voted - For 7 Amendments to Management System for External Guarantees Management For Voted - For 8 Amendments to Management System for Connected Transactions Management For Voted - For 9 Approval of 2021 Directors' Reports Management For Voted - For 10 Approval of 2021 Supervisors' Report Management For Voted - For 11 2021 Financial Statements Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Approval of 2021 Annual Reports and Its Summary Management For Voted - For 14 Approval of 2021 Independent Directors' Report Management For Voted - For 15 Reappointment of Auditor Management For Voted - For 16 2021 Remuneration For Directors And Supervisors Management For Voted - For 17 2022 Guarantee Plan Management For Voted - Against WUHAN GUIDE INFRARED CO., LTD. Security ID: Y97082104 Ticker: 002414 Meeting Date: 12-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 1445 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Proposal on the Use of Part of the Idle Funds and Funds Raised for Cash Management Management For Voted - For WUHU TOKEN SCIENCE COMPANY LIMITED Security ID: Y9717T104 Ticker: 300088 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Elect WANG Hualin Management For Voted - For Meeting Date: 08-Nov-21 Meeting Type: Special 1 Connected Transactions Regarding Retroactive Confirmation of Waiver of the Preemptive Right to Acquire Equities by a Subsidiary and Forming a Joint-investment Relationship with Related Parties Management For Voted - For Meeting Date: 20-Dec-21 Meeting Type: Special 1 Adjustment of the Performance Commitments and Compensation Method With a Company and the Signing of an Equity Transfer Agreement Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 FY2021 Financial Accounts and Reports Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Approval of FY2021 Internal Control Self-Assessment Report Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Authority to Give Guarantees to Wuhu Token New Display Device Co., Ltd Management For Voted - For 9 Approval of FY2021 Special Report on Deposit and Use of Raised Funds Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 By-Election of QIAN Jun as Independent Director Management For Voted - For 12 By-Election of JIANG Mingyin as Non-Independent Director Management For Voted - For 13 Approval of FY2021 Supervisors' Report Management For Voted - For 14 By-Election of WANG Wei as Supervisor Management For Voted - Against 1446 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted WUS PRINTED CIRCUIT (KUNSHAN) COMPANY LTD Security ID: Y9716K104 Ticker: 002463 Meeting Date: 22-Jul-21 Meeting Type: Special 1 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 3 Elect ZHANG Xin Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Dec-21 Meeting Type: Special 1 Repurchase and Cancellation of Some Restricted Share Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Work System for Independent Directors Management For Voted - For 4 Elect WU Ligan Management For Voted - For 5 Elect CHEN Meifang Management For Voted - For 6 Elect WU Chuanlin Management For Voted - For 7 Elect GAO Wenxian Management For Voted - For 8 Elect SHI Zhizhong Management For Voted - For 9 Elect LIN Mingyan Management For Voted - For 10 Elect GAO Qiquan Management For Voted - For 11 Elect LI Shusong Management For Voted - For 12 Elect ZHANG Xin Management For Voted - For 13 Elect GUO Xiuluan Management For Voted - Against 14 Elect LIN Meizhen Management For Voted - For Meeting Date: 27-Jan-22 Meeting Type: Special 1 Equity Investment In A Company Management For Voted - For 2 2022 Estimated Continuing Connected Transactions With Schweizer Electronic AG. and Related Companies Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Application for Line of Credit and Provision of Guarantee for Subsidiaries Management For Voted - For 7 Launching Foreign Exchange Derivatives Transactions Management For Voted - For 8 Investment in Wealth Management Products with Temporarily Idle Proprietary Funds Management For Voted - For 9 Amendments to the Company's Management Systems Management For Voted - For 1447 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Security ID: Y9717H100 Ticker: 300450 Meeting Date: 29-Jul-21 Meeting Type: Special 1 Adjustment of the Repurchase Price of Restricted Shares and Repurchase and Cancellation of Some Restricted Shares Management For Voted - For 2 Reduce of Registered Capital Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 08-Oct-21 Meeting Type: Special 1 Adoption of 2021 Restricted Shares Incentive Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Management Measures for 2021 Restricted Shares Incentive Plan Management For Voted - For 3 Board Authorization to Handle Matters of 2021 Restricted Shares Incentive Plan Management For Voted - For Meeting Date: 15-Nov-21 Meeting Type: Special 1 2021 Estimated Additional Continuing Connected Transactions Management For Voted - For XIAMEN FARATRONIC CO., LTD Security ID: Y9721Z104 Ticker: 600563 Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 FY2021 Financial Accounts and Reports Management For Voted - For 4 Approval of FY2021 Independent Directors' Report Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Proposal for Estimation of Entrusted Wealth Management Amount Management For Voted - For XIAOMI CORPORATION Security ID: G9830T106 Ticker: 1810 Meeting Date: 25-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of a Subsidiary Share Option Scheme Management For Voted - Against 1448 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LEI Jun Management For Voted - Against 5 Elect LIN Bin Management For Voted - For 6 Elect Timothy TONG Wai Cheung Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue B Class Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Amendments to Memorandum and Articles of Association Management For Voted - For XINYI SOLAR HOLDINGS LIMITED Security ID: G9829N102 Ticker: 968 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI Man Yin Management For Voted - For 6 Elect Vincent LO Wan Sing Management For Voted - For 7 Elect Martin KAN E-ting Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Elect LEONG Chong Peng Management For Voted - For YEALINK NETWORK TECHNOLOGY CORPORATION LIMITED Security ID: Y9750S104 Ticker: 300628 Meeting Date: 19-Jul-21 Meeting Type: Special 1 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For 2 Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 1449 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 6 Proposal to Close Part of the Company's Fund-raising Investment Projects and Use the Surplus Fund-raising to Permanently Replenish Working Capital Management For Voted - For 7 Allocation of 2021 Profits Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Proposal on the Use of Idle Funds for Cash Management Management For Voted - For 10 Approval of Line of Credit Management For Voted - For 11 Proposal for Change in Accounting Policy Management For Voted - For 12 Proposal to Repurchase and Cancel Some Restricted Shares Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Amendments to Partial Procedural Rules Management For Voted - For 15 Adoption of 2022 Restricted Stock Incentive Plan (Draft) and its Summary Management For Voted - For 16 Establishment of Procedural Rules: Examination and Management Measures for the Implementation of the 2022 Restricted Stock Incentive Plan Management For Voted - For 17 Board Authorization to the 2022 Restricted Share Incentive Plan Management For Voted - For 18 Approval of 2022 Business Partner Stock Ownership Plan (Draft) and Its Summary Management For Voted - Against 19 Board Authorization to the 2022 Business Partner Stock Ownership Plan Management For Voted - Against 20 Motion on the Change of Business Premises Management For Voted - For YONYOU NETWORK TECHNOLOGY CO., LTD. Security ID: Y9042R104 Ticker: 600588 Meeting Date: 15-Jul-21 Meeting Type: Special 1 Extension of the Valid Period of the Resolution on the Non-public Share Offering Management For Voted - For 2 Extension of the Valid Period of the Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - For Meeting Date: 09-Aug-21 Meeting Type: Special 1 2021 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan Management For Voted - For 1450 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 14-Jan-22 Meeting Type: Special 1 Related Party Transactions Management For Voted - For Meeting Date: 23-Mar-22 Meeting Type: Special 1 Connected Transaction Regarding Cash Management With Some Idle Raised Funds Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Annual Report Management For Voted - For 6 Appointment Of Financial Audit Firm Management For Voted - For 7 Appointment Of Internal Control Audit Firm Management For Voted - For 8 Approval of Directors' Fees Management For Voted - For 9 Approval of Supervisors' Fees Management For Voted - For 10 Change of the Company's Registered Capital Management For Voted - For 11 Amendments to the Company's Articles of Association Management For Voted - For 12 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 13 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 14 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 15 Amendments To The Connected Transaction Management Measures Management For Voted - For 16 Amendments To The External Investment Management System Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Special 1 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2022 Restricted Stock Incentive Plan Management For Voted - For ZHEJIANG DAHUA TECHNOLOGY CO., LTD. Security ID: Y988AP102 Ticker: 002236 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect CAO Yanlong Management For Voted - For 3 Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members Management For Voted - For 1451 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 22-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to the Company's Articles of Association Management For Voted - For 3 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 4 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 5 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 6 Approve Extension of Resolution Validity Period and Authorization Validity Period of Private Placement of Shar Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Determination Of 2021 Remuneration For Directors And Supervisors Management For Voted - For 7 Reappointment Of Audit Firm Management For Voted - For 8 Launching Foreign Exchange Hedging Business Management For Voted - For 9 Application For Credit Loan And Financing Business Line To Banks Management For Voted - For 10 Launching The Bill Pool Business Management For Voted - For 11 Provision Of Guarantee For Subsidiaries Management For Voted - Against 12 Repurchase And Cancellation Of Some Restricted Stocks I Management For Voted - For 13 Repurchase And Cancellation Of Some Restricted Stocks Ii Management For Voted - For 14 Change of the Company's Registered Capital and Business Scope, and Amendments to the Company S Articles of Association Management For Voted - For 15 2022 Estimated Additional Continuing Connected Transactions Management For Voted - For 16 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 17 Appraisal Management Measures For The Implementation Of The 2022 Stock Option And Restricted Stock Incentive Plan Management For Voted - For 18 Authorization To The Board To Handle The Equity Incentive Management For Voted - For 1452 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted ZHEJIANG JINGSHENG MECHANICAL AND ELECTRICAL CO. LTD Security ID: Y9803K108 Ticker: 300316 Meeting Date: 30-Sep-21 Meeting Type: Special 1 Change of a Project Financed with Raised Funds Management For Voted - For 2 Change Of Another Project Financed With Raised Funds Management For Voted - For Meeting Date: 12-Nov-21 Meeting Type: Special 1 The company meets the conditions for issuing stocks to specific objects Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing base date, issue price and pricing method Management For Voted - Against 6 Issue amount Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 The amount and use of funds raised Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Company's rolling profits before the non-public issuance of stocks Management For Voted - Against 11 Company's rolling profits before the non-public issuance of stocks The Valid Period of the Resolution on the Share Offering Management For Voted - Against 12 Issued to Specific Objects Stock plan Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Non-public A-share Offering Management For Voted - Against 14 Feasibility analysis report on the use of funds raised by issuing stocks to specific objects Management For Voted - Against 15 Report On The Use Of Previously Raised Funds Management For Voted - For 16 Shareholder Return Plan for the Next Three Years from 2021 to 2023 Management For Voted - For 17 Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 18 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against 1453 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Dec-21 Meeting Type: Special 1 Election of Directors Management For Voted - For 2 Authority to Give Guarantees Management For Voted - For 3 Indemnification of Directors/Officers Management For Voted - For 4 Amendments to Articles (Bundled) Management For Voted - For Meeting Date: 04-Mar-22 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Amendments to Raised Funds Management System Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Give Guarantees Management For Voted - For 7 Appointment of Auditor Management For Voted - For ZHONGJI INNOLIGHT CO., LTD. Security ID: Y7685V101 Ticker: 300308 Meeting Date: 27-Sep-21 Meeting Type: Special 1 Elect Zhan Shuping Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of Cash Management with Idle Funds Management For Voted - For 3 Authority to Repurchase and Cancel Shares Management For Voted - For 4 Change of Company's Registered Share Capital and Amend Company's Articles Management For Voted - For 5 Related Party Transaction Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 FY2021 Financial Accounts and Reports Management For Voted - For 4 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Approval of FY2021 Special Report on Deposit and Use of Raised Funds Management For Voted - For 7 Proposal for Directors and Supervisors' Fees in FY2021 Management For Voted - For 8 Approval of Line of Credit in FY2022 Management For Voted - For 1454 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Authority to Give Guarantees in FY2022 Management For Voted - For 10 Appointment of FY2022 Auditor Management For Voted - For 11 Proposal to Continue Investing in Wealth Management Products Management For Voted - For 12 Proposal to Continue Using Idle Funds for Cash Management Management For Voted - For ZHUZHOU HONGDA ELECTRONICS CORP LTD Security ID: Y989F0100 Ticker: 300726 Meeting Date: 24-Jan-22 Meeting Type: Special 1 Change Of The Company's Registered Capital And Amendments To The Company's Articles Of Association Management For Voted - For 2 2022 Estimated Continuing Connected Transactions Management For Voted - For Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Remuneration Plan For Directors Management For Voted - For 7 Remuneration Plan For Supervisors Management For Voted - For ZTE CORPORATION Security ID: Y0004F105 Ticker: 0763 Meeting Date: 30-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect LI Zixue Management For Voted - For 4 Elect XU Ziyang Management For Voted - For 5 Elect LI Buqing Management For Voted - Against 6 Elect GU Junying Management For Voted - Against 7 Elect ZHU Weimin Management For Voted - Against 8 Elect FANG Rong Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect CAI Manli Management For Voted - For 11 Elect Gordon NG Management For Voted - For 12 Elect ZHUANG Jiansheng Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect JIANG Mihua Management For Voted - Against 15 Elect HAO Bo Management For Voted - Against 16 Adjustment of Non-executive Directors Allowance Management For Voted - For 17 Adjustment of Independent Non-executive Directors Allowance Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 1455 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Annual Report Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 President's Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Application for Investment Limits in Derivative Products Management For Voted - For 9 Authority to Give Guarantees Management For Voted - For 10 Application of Credit Facility Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For ZTE CORPORATION Security ID: Y0004F121 Ticker: 0763 Meeting Date: 30-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LI Zixue Management For Voted - For 3 Elect XU Ziyang Management For Voted - For 4 Elect LI Buqing Management For Voted - Against 5 Elect GU Junying Management For Voted - Against 6 Elect ZHU Weimin Management For Voted - Against 7 Elect FANG Rong Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect CAI Manli Management For Voted - For 10 Elect Gordon NG Management For Voted - For 11 Elect ZHUANG Jiansheng Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect JIANG Mihua Management For Voted - Against 14 Elect HAO Bo Management For Voted - Against 15 Adjustment of Non-executive Directors Allowance Management For Voted - For 16 Adjustment of Independent Non-executive Directors Allowance Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 President's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 1456 -------------------------------------------------------------------------------------------------- Global X MSCI China Information Technology ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Application for Investment Limits in Derivative Products Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Application of Credit Facility Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 1457 -------------------------------------------------------------------------------------------------- Global X MSCI China Large-Cap 50 ETF Proposal Proposed by Mgt. Position Registrant Voted ALIBABA GROUP HOLDING LIMITED Security ID: G01719114 Ticker: BABA Meeting Date: 17-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Joseph TSAI Chung Management For Voted - Against 3 Elect J. Michael Evans Management For Voted - For 4 Elect Borje E. Ekholm Management For Voted - Against 5 Appointment of Auditor Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting BILIBILI INC Security ID: 090040106 Ticker: 9626 Meeting Date: 01-Sep-21 Meeting Type: Special 1 Amendments to Company's Articles of Association (Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For 2 Amendments to Company's Articles of Association (Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For 3 Amendments to Articles of Association (Appendix 3 & 13, RA.26-35, RA.37-41) Management For Voted - For 4 Dual Foreign Name of the Company Management For Voted - For CHINA MENGNIU DAIRY COMPANY LIMITED Security ID: G21096105 Ticker: 2319 Meeting Date: 12-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Relevant Scheme and Specific Mandate to Place Convertible Bonds Management For Voted - For CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED Security ID: Y149A3100 Ticker: 601888 Meeting Date: 14-Sep-21 Meeting Type: Special 1 Connected Transactions Regarding Entering into Cooperation Agreements by Subsidiaries Management For Voted - For 2 Amendments to Management Measures for Information Disclosure Management For Voted - For 3 Amendments to Management Measures for Connected Transactions Management For Voted - For 1458 -------------------------------------------------------------------------------------------------- Global X MSCI China Large-Cap 50 ETF Proposal Proposed by Mgt. Position Registrant Voted CONTEMPORARY AMPEREX TECHNOLOGY CO. LIMITED Security ID: Y1R48E105 Ticker: 300750 Meeting Date: 31-Aug-21 Meeting Type: Special 1 Company's Eligibility for Private Placement Management For Voted - Against 2 Type and Face Value Management For Voted - Against 3 Issuance Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuance Amount Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Total Amount and Purpose of Raised Funds Management For Voted - Against 9 Arrangement for Accumulated Retained Profits Before the Share Offering Management For Voted - Against 10 Validity of the Resolution Management For Voted - Against 11 Listing Place Management For Voted - Against 12 Preliminary Report for Private Placement Management For Voted - Against 13 Demonstration Analysis Report for Private Placement Management For Voted - Against 14 Feasibility Analysis Report for Private Placement Management For Voted - Against 15 Report on Previously Raised Funds Management For Voted - For 16 Diluted Immediate Return After Private Placement, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 17 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 18 Authorization to the Board And Its Authorized Persons to Handle Matters Regarding Private Placement Management For Voted - Against GEELY AUTOMOBILE HOLDINGS LTD. Security ID: G3777B103 Ticker: 0175 Meeting Date: 24-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 CEVT Acquisition Agreement Management For Voted - For 4 Haohan Energy Acquisition Agreement Management For Voted - For 5 Ningbo Viridi Subscription Agreement Management For Voted - For 6 R&D Services and Technology Licensing Agreement Management For Voted - For 7 Automobile Components Sales Agreement Management For Voted - For 8 Automobile Components Procurement Agreement Management For Voted - For 9 ZEEKR Finance Cooperation Agreement Management For Voted - For 1459 -------------------------------------------------------------------------------------------------- Global X MSCI China Large-Cap 50 ETF Proposal Proposed by Mgt. Position Registrant Voted INDUSTRIAL & COMMERCIAL BANK OF CHINA Security ID: Y3990B112 Ticker: 1398 Meeting Date: 29-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect HUANG Liangbo as Supervisor Management For Voted - For 3 Elect WANG Jingwu Management For Voted - For JIANGSU HENGRUI MEDICINE CO., LTD. Security ID: Y4446S105 Ticker: 600276 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Elect JIANG Sumei Management For Voted - For KWEICHOW MOUTAI CO., LTD. Security ID: Y5070V116 Ticker: 600519 Meeting Date: 24-Sep-21 Meeting Type: Special 1 Elect DING Xiongjun Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 3 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 4 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 5 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 6 A Trademark License Agreement To Be Signed With Related Parties Management For Voted - For 7 Continuing Connected Transactions With A Company Management For Voted - For LONGI GREEN ENERGY TECHNOLOGY CO LTD Security ID: Y9727F102 Ticker: 601012 Meeting Date: 11-Aug-21 Meeting Type: Special 1 Holding the Equities in Controlled Subsidiaries Through the Employee Stock Ownership Plan by Directors and Senior Management Management For Voted - For 2 Connected Transaction Regarding Transfer of Equities in Controlled Subsidiaries to the Employee Stock Ownership Platform Management For Voted - For 3 Increase of the Quota for Supply Chain Finance Business and Provision of Guarantee for Wholly-owned Subsidiaries Management For Voted - For 1460 -------------------------------------------------------------------------------------------------- Global X MSCI China Large-Cap 50 ETF Proposal Proposed by Mgt. Position Registrant Voted MUYUAN FOODSTUFF CO., LTD Security ID: Y6149B107 Ticker: 002714 Meeting Date: 20-Jul-21 Meeting Type: Special 1 Elect YAN Lei as Independent Director Management For Voted - For PINDUODUO INC. Security ID: 722304102 Ticker: PDD Meeting Date: 25-Jul-21 Meeting Type: Annual 1 Elect Lei Chen Management For Voted - For 2 Elect Anthony Kam Ping Leung Management For Voted - Against 3 Elect Haifeng Lin Management For Voted - For 4 Elect Qi Lu Management For Voted - For 5 Elect Nanpeng Shen Management For Voted - For 6 Elect George Yong-Boon Yeo Management For Voted - Against Meeting Date: 29-Sep-21 Meeting Type: Special 1 Approval Of The 10 Billion Agriculture Initiative Management For Voted - For PING AN BANK CO., LTD. Security ID: Y6896T103 Ticker: 000001 Meeting Date: 05-Aug-21 Meeting Type: Special 1 Elect ZHANG Xiaolu as Non-Executive Director Management For Voted - For WANHUA CHEMICAL GROUP CO., LTD. Security ID: Y9520G109 Ticker: 600309 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Transfer Assets to a Wholly-owned Subsidiary and Provision of Guarantees Management For Voted - Against 2 Provision of Guarantees to a Wholly-owned Subsidiary Management For Voted - Against 3 Provision of Financial Support for a Controlling Subsidiary Management For Voted - Against WUXI APPTEC CO. LTD. Security ID: Y971B1100 Ticker: 2359 Meeting Date: 30-Aug-21 Meeting Type: Special 1 Adoption of the 2021 H Share Award and Trust Scheme Management For Voted - Against 1461 -------------------------------------------------------------------------------------------------- Global X MSCI China Large-Cap 50 ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Proposed Grant of Awards to the Connected Selected Participants under the 2021 H Share Award and Trust Scheme Management For Voted - Against 3 Board Authorization to Implement H Share Award and Trust Scheme Management For Voted - Against 4 Adoption of the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 5 Proposed Grant of SAI Awards to the SAI Connected Selected Participants under the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 6 Board Authorization to Implement the 2021 Shareholder Alignment Incentive H Share Scheme Management For Voted - Against 7 Change in Registered Capital Management For Voted - For 8 Amendments to Articles of Association Management For Voted - For 1462 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted ALUMINUM CORPORATION OF CHINA LIMITED Security ID: Y0094N109 Ticker: 2600 Meeting Date: 21-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Comprehensive Social and Logistics Services Agreement Management For Voted - For 3 General Agreement on Mutual Provision of Production Supplies and Ancillary Services Management For Voted - For 4 Mineral Supply Agreement Management For Voted - For 5 Provision of Engineering, Construction and Supervisory Services Agreement Management For Voted - For 6 Land Use Rights Leasing Agreement Management For Voted - For 7 Fixed Assets Lease Framework Agreement Management For Voted - For 8 Finance Lease Cooperation Framework Agreement Management For Voted - For 9 Elect LIN Ni as Supervisor Management For Voted - Against Meeting Date: 26-Apr-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of the 2021 Restricted Share Incentive Scheme (Draft) Management For Voted - For 4 Adoption of the the Appraisal Management Measures for the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Board Authorization in Relation to the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of the 2021 Restricted Share Incentive Scheme (Draft) Management For Voted - For 4 Adoption of the Appraisal Management Measures for the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Board Authorization in Relation to the the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 6 Grant of grant of Restricted Shares to the Connected Persons under the 2021 Restricted Share Incentive Scheme Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1463 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' and Supervisors' Fees Management For Voted - For 7 Renewal of Liability Insurance Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Give Guarantees Management For Voted - For 10 Authority to Issue Bonds Management For Voted - For 11 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect LIU Jianping Management For Voted - Against 14 Elect ZHU Runzhou Management For Voted - For 15 Elect OU Xiaowu Management For Voted - For 16 Elect JIANG Tao Management For Voted - For 17 Elect ZHANG Jilong Management For Voted - For 18 Elect CHEN Pengjun Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Elect QIU Guanzhou Management For Voted - For 21 Elect YU Jinsong Management For Voted - For 22 Elect Kelly CHAN Yuen Sau Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect YE Guohua Management For Voted - For 25 Elect SHAN Shulan Management For Voted - Against 26 Elect LIN Ni Management For Voted - Against ALUMINUM CORPORATION OF CHINA LIMITED Security ID: Y0094N125 Ticker: 2600 Meeting Date: 21-Dec-21 Meeting Type: Special 1 Comprehensive Social and Logistics Services Agreement Management For Voted - For 2 General Agreement on Mutual Provision of Production Supplies and Ancillary Services Management For Voted - For 3 Mineral Supply Agreement Management For Voted - For 4 Provision of Engineering, Construction and Supervisory Services Agreement Management For Voted - For 5 Land Use Rights Leasing Agreement Management For Voted - For 6 Fixed Assets Lease Framework Agreement Management For Voted - For 7 Finance Lease Cooperation Framework Agreement Management For Voted - For 8 Elect LIN Ni as Supervisor Management For Voted - Against Meeting Date: 26-Apr-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Adoption of the 2021 Restricted Share Incentive Scheme (Draft) Management For Voted - For 1464 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Adoption of the the Appraisal Management Measures for the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Board Authorization in Relation to the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Adoption of the 2021 Restricted Share Incentive Scheme (Draft) Management For Voted - For 3 Adoption of the Appraisal Management Measures for the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 4 Board Authorization in Relation to the the Implementation of the 2021 Restricted Share Incentive Scheme Management For Voted - For 5 Grant of grant of Restricted Shares to the Connected Persons under the 2021 Restricted Share Incentive Scheme Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Directors' and Supervisors' Fees Management For Voted - For 6 Renewal of Liability Insurance Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Authority to Issue Bonds Management For Voted - For 10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect LIU Jianping Management For Voted - Against 13 Elect ZHU Runzhou Management For Voted - For 14 Elect OU Xiaowu Management For Voted - For 15 Elect JIANG Tao Management For Voted - For 16 Elect ZHANG Jilong Management For Voted - For 17 Elect CHEN Pengjun Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect QIU Guanzhou Management For Voted - For 20 Elect YU Jinsong Management For Voted - For 21 Elect Kelly CHAN Yuen Sau Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect YE Guohua Management For Voted - For 24 Elect SHAN Shulan Management For Voted - Against 1465 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Elect LIN Ni Management For Voted - Against ANHUI CONCH CEMENT COMPANY LIMITED Security ID: Y01373102 Ticker: 0914 Meeting Date: 08-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHOU Xiaochuan Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Amendments to Procedural Rules for the Shareholders' General Meetings Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect WANG Jianchao Management For Voted - For 15 Elect LI Qunfeng Management For Voted - For 16 Elect ZHOU Xiaochuan Management For Voted - For 17 Elect WU Tiejun Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect ZHANG Yunyan Management For Voted - For 20 Elect Samantha HO Shuk Yee Management For Voted - For 21 Elect QU Wenzhou Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect WU Xiaoming Management For Voted - For 24 Elect CHEN Yongbo Management For Voted - Against ANHUI CONCH CEMENT COMPANY LIMITED Security ID: Y01373110 Ticker: 0914 Meeting Date: 08-Nov-21 Meeting Type: Special 1 Elect ZHOU Xiaochuan Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 1466 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Accounts and Reports Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Amendments to Procedural Rules for the Shareholders' General Meetings Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect WANG Jianchao Management For Voted - For 13 Elect LI Qunfeng Management For Voted - For 14 Elect ZHOU Xiaochuan Management For Voted - For 15 Elect WU Tiejun Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect ZHANG Yunyan Management For Voted - For 18 Elect Samantha HO Shuk Yee Management For Voted - For 19 Elect QU Wenzhou Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Elect WU Xiaoming Management For Voted - For 22 Elect CHEN Yongbo Management For Voted - Against ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO LTD Security ID: Y013AG109 Ticker: 002541 Meeting Date: 10-Sep-21 Meeting Type: Special 1 Capital Increase In A Wholly-Owned Subsidiary Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 2022 Application for Comprehensive Credit Line to Banks by the Company and Its Wholly-owned Subsidiaries Management For Voted - For 2 2022 Mutual Guarantee Quota with Subsidiaries Management For Voted - Against 3 Launching the Factoring Business for Accounts Receivable Management For Voted - For 4 2022 Employee Stock Ownership Plan (draft) and Its Summary Management For Voted - Against 5 Management Measures for 2022 Employee Stock Ownership Plan Management For Voted - Against 6 Authorization to the Board to Handle Matters Regarding the 2022 Employee Stock Ownership Plan Management For Voted - Against 7 Amendments to the Company's Articles of Association Management For Voted - For 8 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 1467 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 21-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Remuneration Plan for Directors, Supervisors, and Senior Management Management For Voted - For 7 Appointment of 2022 Auditor Management For Voted - For 8 2022 Additional Accounts Receivable Factoring Business Management For Voted - For 9 Report on Deposit and Use of 2021 Raised Funds Management For Voted - For BAOSHAN IRON AND STEEL CO., LTD. Security ID: Y0698U103 Ticker: 600019 Meeting Date: 05-Jul-21 Meeting Type: Special 1 Approval to Increase the Number of Members of the Supervisory Board Management For Voted - For 2 Elect QIN Changdeng Management For Voted - Against Meeting Date: 13-Sep-21 Meeting Type: Special 1 2021 Interim Profit Distribution Plan Management For Voted - For 2 Repurchase and Cancellation of Some Restricted Stocks Granted Under the 2nd Phase Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 Profit Distribution Plan For The Second Half Of 2021 Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 2022 Continuing Connected Transactions Management For Voted - For 8 Implementing Results of 2021 Remuneration for Directors, Supervisors and Senior Management Management For Voted - For 9 Financial Service Agreement to Be Signed Between a Company and Its Related Parties Management For Voted - For 10 the Spin-off Listing of a Subsidiary on the Chinext Board is in Compliance with Relevant Laws and Regulations Management For Voted - For 11 Plan For The Spin-Off Listing Of The Subsidiary On The Chinext Board Management For Voted - For 12 Preplan for the Spin-off Listing of the Subsidiary on the Chinext Board (draft) Management For Voted - For 1468 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Spin-off Listing of the Subsidiary on the Chinext Board is in Compliance with the Listed Company Spin-off Rules (trial) Management For Voted - For 14 Spin-off Listing of the Subsidiary on the Chinext Board is for the Legitimate Rights and Interest of Shareholders and Creditors Management For Voted - For 15 Statement On Sustainable Profitability And Prospects Of The Company Management For Voted - For 16 Subsidiary is Capable of Conducting Law-based Operation Management For Voted - For 17 Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off Listing and the Validity of the Legal Documents Submitted Management For Voted - For 18 Purpose, Commercial Reasonability, Necessity and Feasibility of the Spin-off Listing Management For Voted - For 19 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Spin-off Listing Management For Voted - For 20 Third Phase A-share Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 21 Appraisal Management Measures for the Implementation of the Third Phase A-share Restricted Stock Incentive Plan Management For Voted - For 22 Authorization to the Board to Handle Matters Regarding the Third Phase A-share Restricted Stock Incentive Plan Management For Voted - For 23 Amendments to the Company's Articles of Association Management For Voted - For BBMG CORPORATION Security ID: Y076A3113 Ticker: 2009 Meeting Date: 10-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Authority to Give Guarantees Management For Voted - Abstain 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Approval of the proposal regarding the Company's qualifying the conditions for public issuance of corporate bonds Management For Voted - Against 10 Type of securities under this public issuance Management For Voted - Against 11 Size of the issuance Management For Voted - Against 12 Par value and price of issuance Management For Voted - Against 13 Term and types of the bonds Management For Voted - Against 14 Coupon rate of the bonds Management For Voted - Against 15 Method and target investors of issuance Management For Voted - Against 16 Use of proceeds Management For Voted - Against 1469 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Arrangements of placement for shareholders of the Company Management For Voted - Against 18 Place of listing Management For Voted - Against 19 Arrangement of guarantee Management For Voted - Against 20 Measures for protection of repayment Management For Voted - Against 21 Validity period Management For Voted - Against 22 Board Authorization to Handle Matters in relation to the public issuance of corporate bonds Management For Voted - Against 23 Authority to Issue Various Debt Financing Instruments Management For Voted - Against 24 Board Authorization to Handle Matters in relation to the issuance of various debt financing instruments Management For Voted - Against 25 The filing and listing of debt financing plans. Management For Voted - Against BEIJING EASPRING MATERIAL TECHNOLOGY COMPANY LTD Security ID: Y0772S107 Ticker: 300073 Meeting Date: 22-Dec-21 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Cash Management With Some Idle Raised Funds Management For Voted - For 3 Reappointment of 2021 Auditor Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Allocation of Profits/Dividends Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 7 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions Management For Voted - For 8 2021 Remuneration And Allowance For Non-Independent Directors And Supervisors Management For Voted - For 9 Launching Foreign Exchange Derivatives Transactions Management For Voted - For 10 Elect XIAO Linxing Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Special 1 2022 Shareholding Increase Plan (draft) for the Management Team and Key Employees and Its Summary Management For Voted - For 2 Authorization to the Board to Handle Matters Regarding the 2022 Shareholding Increase Plan for the Management Team and Key Employees Management For Voted - For 1470 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted CHENGTUN MINING GROUP CO LTD Security ID: Y9722H103 Ticker: 600711 Meeting Date: 16-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Work Report Of Independent Directors Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Social Responsibility Report Management For Voted - For 7 2021 Internal Control Evaluation Report Management For Voted - For 8 2021 Work Report Of The Audit Committee Of The Board Management For Voted - For 9 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 10 2022 Provision Of Guarantee Quota For Subsidiaries Management For Voted - Against 11 2022 Launching Foreign Exchange Hedging Business Management For Voted - For 12 Launching Commodity Derivatives Trading Business In 2022 Management For Voted - For 13 The Supplementary Agreement To The Agreement On Performance Commitments And Compensation On Assets Purchase Via Share Offering And Cash Payment To Be Signed Management For Voted - For 14 Reappointment Of 2022 Audit Firm Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Special 1 Special Report On The Use Of Previously Raised Funds Management For Voted - For CHIFENG JILONG GOLD MINING CO LTD Security ID: Y2931K108 Ticker: 600988 Meeting Date: 27-Dec-21 Meeting Type: Special 1 The Arrangement Agreement And Its Relevant Agreements To Be Signed Management For Voted - For 2 Capital Increase In A Company Management For Voted - For 3 Erification Report on the Difference of Accounting Policies and Review Report Involved in the Acquisition of a Company Management For Voted - For Meeting Date: 04-Jan-22 Meeting Type: Special 1 Change of the Number of Directors Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules for Board Meetings Management For Voted - Against 4 Amendments to Management Measures for the Compensation of Directors, Supervisors and Senior Management Management For Voted - Against 5 Board Authorization to Merger Golden Star Resources Limited with Third Party Management For Voted - For 1471 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Approval of 2022 Financing Amount Management For Voted - Against 7 Authority to Give Guarantees in 2022 Management For Voted - Abstain 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect WANG Jianhua Management For Voted - For 10 Elect LV Xiaozhao Management For Voted - For 11 Elect FU Xuesheng Management For Voted - For 12 Elect ZHANG Xudong Management For Voted - For 13 Elect HARRIS Paul Management For Voted - For 14 Elect CHEN Zhiyong Management For Voted - For 15 Elect GAO Bo Management For Voted - For 16 Elect LI Jinqian Management For Voted - For 17 Elect ZHAO Qiang Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect LI Yan Management For Voted - For 20 Elect MAO Jingwen Management For Voted - For 21 Elect SHENG Zhengchang Management For Voted - For 22 Elect HU Nailian Management For Voted - For 23 Elect GUO Qingui Management For Voted - For 24 Non-Voting Agenda Item N/A N/A Non-Voting 25 Elect CHENG Zhenlong Management For Voted - Against 26 Elect JI Hongyong Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2022 Financial Budget Report Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 Amendments To The Company S Articles Of Association Management For Voted - For 9 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - Against 10 Authorization To The Board To Review And Approve The External Donation Management For Voted - For CHINA HONGQIAO GROUP LIMITED Security ID: G21150100 Ticker: 1378 Meeting Date: 23-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Increase in Authorized Capital Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 1472 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Accounts and Reports Management For Voted - For 4 Elect ZHENG Shuliang Management For Voted - For 5 Elect ZHANG Ruilian Management For Voted - For 6 Elect WONG Yuting Management For Voted - For 7 Elect YANG Congsen Management For Voted - For 8 Elect ZHANG Jinglei Management For Voted - For 9 Elect LI Zimin Management For Voted - For 10 Elect SUN Dongdong Management For Voted - Against 11 Elect WEN Xianjun Management For Voted - Against 12 Elect XING Jian Management For Voted - Against 13 Elect HAN Benwen Management For Voted - Against 14 Elect DONG Xinyi Management For Voted - For 15 Directors' Fees Management For Voted - For 16 Appointment of Auditor and Authority to Set Fees Management For Voted - For 17 Allocation of Profits/Dividends Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 20 Authority to Issue Repurchased Shares Management For Voted - Against 21 Amendments to Articles Management For Voted - Against CHINA JUSHI COMPANY LIMITED Security ID: Y5642X103 Ticker: 600176 Meeting Date: 03-Sep-21 Meeting Type: Special 1 Approval of an Annual Production of 120,000 Tons Glass Fiber Drawing Construction Project and Supporting Project Management For Voted - For 2 Approval of a Technical Transformation Project of An Annual Production of 100,000 Tons Glass Fiber Tank Drawing Production Line Management For Voted - For 3 Approval of an Equipment Manufacturing Center Construction Project Management For Voted - For 4 Excess Profit Sharing Plan (2021-2023) Management For Voted - For 5 Amendments to Articles Management For Voted - For Meeting Date: 29-Dec-21 Meeting Type: Special 1 Elect NI Jinrui Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Profit Distribution Plan (Bonus Issue From Capital Reserve) Management For Voted - For 7 2021 Audit Fees And Change Of The Audit Firm Management For Voted - For 1473 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 2022 Estimated Continuing Connected Transactions: Connected Transactions With A Company Management For Voted - For 9 2022 Estimated Continuing Connected Transactions: Connected Transactions With A 2Nd Company Management For Voted - For 10 2022 Estimated Continuing Connected Transactions: Connected Transactions With A 3Rd Company Management For Voted - For 11 2022 Estimated Continuing Connected Transactions: Connected Transactions With A 4Th Company And Its Directly And Indirectly Controlled Subsidiaries Management For Voted - For 12 2022 Estimated Continuing Connected Transactions: Connected Transactions With A 5Th Company Management For Voted - For 13 Authorization of 2022 Total Financing Credit Line to the Company and Its Subsidiaries Management For Voted - For 14 Authorization to the Company and Its Wholly Owned Subsidiaries to Provide 2022 Total Guarantee Quota for Subsidiaries Management For Voted - Against 15 2022 Issuance Of Corporate Bonds And Non-Financial-Institution Debt Financing Instruments By The Company And A Wholly Owned Subsidiary Management For Voted - Abstain 16 Quota for 2022 Forward Foreign Exchange Settlement and Sale Business, Currency Swap Business and Precious Metals Futures Transactions of the Company and Its Subsidiaries Management For Voted - For 17 Authorization For The Total Quota Of The External Donation By The Company And Its Subsidiaries In 2022 Management For Voted - For 18 A Construction Project Of A Company Management For Voted - For 19 A Project Of Another Company Management For Voted - For 20 Amendments To The Company S Articles Of Association Management For Voted - For 21 Amendments To The System For Independent Directors Management For Voted - For 22 Amendments To The External Guarantee Management Measures Management For Voted - For 23 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For CHINA MINMETALS RARE EARTH CO., LTD. Security ID: Y1521G105 Ticker: 000831 Meeting Date: 16-Feb-22 Meeting Type: Special 1 Re-Appointment of Auditor Management For Voted - For 2 2022 Estimated Continuing Connected Transactions Management For Voted - For 3 2022 Estimated Connected Financial Services Transactions Management For Voted - Against Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 1474 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 2021 Annual Report And Its Summary Management For Voted - For 8 2022 Estimated Additional Amount Of Some Continuing Connected Transactions Management For Voted - For CHINA MOLYBDENUM CO., LTD. Security ID: Y1503Z105 Ticker: 3993 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 2022 Budget Report Management For Voted - For 9 Purchase of Structured Deposit with Internal Idle Fund Management For Voted - For 10 Purchase of Wealth Management Products Management For Voted - For 11 Authority to Give Guarantees to Wholly-owned Subsidiaries Management For Voted - Against 12 Authority to Give Supply Chain Financing Guarantee by IXM to Suppliers Management For Voted - Against 13 Authority to Give Guarantees For Joint Venture Management For Voted - Against 14 Authority to Issue Debt Financing Instruments Management For Voted - For 15 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 16 Forfeiture of Uncollected Dividend for the Year 2014 Management For Voted - For 17 Board Authorization to Distribute Interim and Quarterly Dividend 2022 Management For Voted - For 18 Authority to Issue A and/or H Shares w/o Preemptive Rights Management For Voted - Against 19 Authority to Repurchase H Shares Management For Voted - For 20 Change in Company Name Management For Voted - For 21 Amendments to Articles and Rules of Procedure Management For Voted - For CHINA MOLYBDENUM CO., LTD. Security ID: Y1503Z113 Ticker: 3993 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 1475 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 2022 Budget Report Management For Voted - For 8 Purchase of Structured Deposit with Internal Idle Fund Management For Voted - For 9 Purchase of Wealth Management Products Management For Voted - For 10 Authority to Give Guarantees to Wholly-owned Subsidiaries Management For Voted - Against 11 Authority to Give Supply Chain Financing Guarantee by IXM to Suppliers Management For Voted - Against 12 Authority to Give Guarantees For Joint Venture Management For Voted - Against 13 Authority to Issue Debt Financing Instruments Management For Voted - For 14 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 15 Forfeiture of Uncollected Dividend for the Year 2014 Management For Voted - For 16 Board Authorization to Distribute Interim and Quarterly Dividend 2022 Management For Voted - For 17 Authority to Issue A and/or H Shares w/o Preemptive Rights Management For Voted - Against 18 Authority to Repurchase H Shares Management For Voted - For 19 Change in Company Name Management For Voted - For 20 Amendments to Articles and Rules of Procedure Management For Voted - For CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Security ID: Y15045100 Ticker: 3323 Meeting Date: 19-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect ZHOU Yuxian Management For Voted - For 4 Elect CHANG Zhangli Management For Voted - For 5 Elect FU Jinguang Management For Voted - For 6 Elect XIAO Jiaxiang Management For Voted - For 7 Elect WANG Bing Management For Voted - For 8 Elect LI Xinhua Management For Voted - For 9 Elect Wang Yumeng Management For Voted - For 10 Elect PENG Shou Management For Voted - For 11 Elect SHEN Yungang Management For Voted - For 12 Elect FAN Xiaoyan Management For Voted - For 13 Elect SUN Yanjun Management For Voted - For 14 Elect LIU Jianwen Management For Voted - For 15 Elect ZHOU Fangsheng Management For Voted - For 16 Elect Li Jun Management For Voted - For 17 Elect XIA Xue Management For Voted - For 18 Elect ZHAN Yanjing Management For Voted - For 19 Elect WEI Rushan Management For Voted - For 20 Elect HU Juan Management For Voted - Against 21 Elect WU Weiku Management For Voted - For 1476 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Elect LI Xuan Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Subscription Agreement Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Authority to Declare Interim Dividend Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Elect WEI Jianguo as Supervisor Management For Voted - For 11 Elect ZHANG Jianfeng as Supervisor Management For Voted - Against 12 Authority to Issue A and/or H Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase H Shares Management For Voted - For 14 Authority to Issue Debt Financing Instruments Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase H Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Security ID: Y1500E105 Ticker: 600111 Meeting Date: 02-Jul-21 Meeting Type: Special 1 Acquisition Of Stocks In A Related Party In The Secondary Market Management For Voted - For 2 Elect LI Jinling Management For Voted - For 3 Elect WANG Huiwen Management For Voted - For 4 Elect QU Yedong Management For Voted - For 5 Elect XING Liguang Management For Voted - For 6 Elect BAI Huayi Management For Voted - For 7 Elect ZHANG Rihui Management For Voted - For 8 Elect WANG Zhancheng Management For Voted - For 9 Elect XU Yingwu Management For Voted - For 10 Elect ZHANG Lihua Management For Voted - For 11 Elect CANG Daqiang Management For Voted - For 12 Elect ZHU Shemin Management For Voted - For 1477 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect WANG Xiaotie Management For Voted - For 14 Elect ZHOU Hua Management For Voted - For 15 Elect DU Ying Management For Voted - For 16 Elect HAO Runbao Management For Voted - Against 17 Elect ZHANG Weijiang Management For Voted - For 18 Elect ZHANG Dayong Management For Voted - For 19 Elect LU Wenjing Management For Voted - Against Meeting Date: 23-Dec-21 Meeting Type: Special 1 Elect ZHANG Zhiqiang Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 2021 Annual Report Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Independent Directors' Report Management For Voted - For 5 2021 Accounts and Reports Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 Project Investment Plan Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Related Party Transactions Management For Voted - For 10 Rare Earth Concentrate Supply Agreement with Inner Mongolia BaoTou Steel Union Co Ltd Management For Voted - For 11 Approval of Line of Credit Management For Voted - For 12 Amendments to Management Measures of Guarantees Management For Voted - Against 13 Authority to Give Guarantees Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Amendments to Articles Management For Voted - Against 16 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - Against 17 Amendments to Procedural Rules for Board Meetings Management For Voted - Against 18 Amendments to Procedural Rules for Supervisory Board Meetings Management For Voted - Against 19 Amendments to Work System for Independent Directors Management For Voted - Against 20 By-elect Director LI Xuefeng Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 By-elect Supervisor SU Dexin Management For Voted - Against 23 By-elect Supervisor LIU Mi Management For Voted - Against CHINA RESOURCES CEMENT HOLDINGS LIMITED Security ID: G2113L106 Ticker: 1313 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 1478 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect ZHU Ping Management For Voted - Against 6 Elect CHEN Kangren Management For Voted - Against 7 Elect YANG Changyi Management For Voted - Against 8 Elect JI Youhong Management For Voted - Against 9 Elect Abraham Lai Him SHEK Management For Voted - Against 10 Elect ZENG Xuemin Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Amendments to Articles of Association Management For Voted - For 17 Non-Voting Meeting Note N/A N/A Non-Voting CNGR ADVANCED MATERIAL CO.,LTD Security ID: Y1R6PC105 Ticker: 300919 Meeting Date: 06-Apr-22 Meeting Type: Special 1 Proposal on the Restricted Stock Incentive Plan Draft and Its Summary of the Company for 2022 Management For Voted - For 2 Proposal on the Appraisal Management Rules for the Implementation of 2022 Restricted Stock Incentive Plan of the Company Management For Voted - For 3 Proposal to Request the General Meeting of Shareholders to Authorize the Board of Directors to Handle Matters Concerning the Stock Option Incentive Plan Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 Report on Deposit and Use of 2021 Raised Funds Management For Voted - For 5 2021 Accounts and Reports Management For Voted - For 6 Allocation of Profits and Dividends in 2021 Management For Voted - For 7 Appointment of Auditor in 2022 Management For Voted - For 8 2022 Remuneration Plan For Directors And Senior Management Management For Voted - For 9 2022 Remuneration Plan For Supervisors Management For Voted - For 10 Hedging Plan Management For Voted - For 11 Related Party Transactions in 2022 Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Transaction Agreement with Kaiyang Government Management For Voted - Abstain Meeting Date: 27-Jun-22 Meeting Type: Special 1 The Company S Eligibility For Share Offering To Specific Parties Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 1479 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Issue Price and Pricing Principles Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Listing Place Management For Voted - Against 9 Amount and Purpose of the Raised Funds Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Management For Voted - Against 11 The Valid Period of the Resolution on the Share Offering Management For Voted - Against 12 Preplan For 2022 Share Offering To Specific Parties Management For Voted - Against 13 Demonstration Analysis Report On The Plan For 2022 Share Offering To Specific Parties Management For Voted - Against 14 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Share Offering to Specific Parties Management For Voted - Against 15 Report On The Use Of Previously-Raised Funds Management For Voted - For 16 Diluted Immediate Return After the Share Offering to Specific Parties, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 17 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 18 Full Authorization to the Board to Handle Matters Regarding the Share Offering to Specific Parties Management For Voted - Against CNNC HUA YUAN TITANIUM DIOXIDE CO. Security ID: Y16669106 Ticker: 002145 Meeting Date: 22-Dec-21 Meeting Type: Special 1 Purchase Of Wealth Management Products With Proprietary Funds Management For Voted - For 2 Application for Comprehensive Credit Line by the Company and Controlled Companies and Provision of Guarantee Management For Voted - Against Meeting Date: 13-Jan-22 Meeting Type: Special 1 Launching Foreign Exchange Hedging Business in 2022 Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Establishment of Procedural Rules: Formulation of the 2022 Remuneration Assessment for Directors, Supervisors and Senior Management Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Elect YUAN Qiuli Management For Voted - Against 1480 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect XIE Xinyu Management For Voted - For 10 Elect WANG Shunming Management For Voted - For 11 Elect CHEN Haiping Management For Voted - For 12 Elect YU Yikun Management For Voted - For 13 Elect HAN Yuchen Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect PENG Guofeng Management For Voted - For 16 Elect ZHUO Shuhong Management For Voted - For 17 Elect LI Jianxun Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect ZHU Shuren Management For Voted - Against 20 Elect RENG Fengying Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Special 1 Extension of the Valid Period of the Resolution and Authorization for the Non-public Share Offering Management For Voted - For DO-FLUORIDE NEW MATERIALS CO. LTD. Security ID: Y2090T106 Ticker: 002407 Meeting Date: 17-Jan-22 Meeting Type: Special 1 Connected Transactions Regarding Purchasing Equipment Management For Voted - For 2 Authority to Give Guarantees for a Subsidiary Management For Voted - For Meeting Date: 14-Feb-22 Meeting Type: Special 1 Authority to Give Guarantees for a Controlling Subsidiary Management For Voted - For 2 Compensation Plan for Directors, Supervisors and Senior Management Management For Voted - For Meeting Date: 11-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 Application For Comprehensive Credit Line To Relevant Financial Institutions Management For Voted - For 7 2022 Estimated Guarantee Quota For Subsidiaries Management For Voted - For 8 2022 Estimated Continuing Connected Transactions Management For Voted - For 1481 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Connected Transaction Regarding the Construction Engineering Framework Agreement to Be Signed with Related Parties by the Company and Its Subsidiaries Management For Voted - For 10 2021 Provision For Assets Impairment And Write-Off Of Assets Management For Voted - For 11 2021 Internal Control Self-Evaluation Report Management For Voted - For 12 Amendments To The Company S Articles Of Association Management For Voted - For 13 Reappointment Of 2022 Audit Firm Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Special 1 The Company's Eligibility for Non-public A-share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Amount and Purpose of the Raised Funds Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Before the Non-public Share Offering Management For Voted - Against 11 The Valid Period of the Resolution on the Share Offering Management For Voted - Against 12 Preplan for Non-public A-share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the Non-public A-share Offering (revised) Management For Voted - Against 14 Diluted Immediate Return After the Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties (revised) Management For Voted - Against 15 Special Report on the Use of Previously Raised Funds Management For Voted - For 16 Special Report on the Deposit and Use of Raised Funds in the 3rd Quarter of 2021 Management For Voted - For 1482 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against DONGYUE GROUP LIMITED Security ID: G2816P107 Ticker: 0189 Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect ZHANG Zhefeng Management For Voted - For 5 Elect ZHANG Bishu Management For Voted - Against 6 Elect YANG Xiaoyang Management For Voted - For 7 Directors' fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Adoption of New Memorandum and Articles of Association Management For Voted - Against 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against GANFENG LITHIUM CO LTD Security ID: Y2690M105 Ticker: 002460 Meeting Date: 31-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 GFL International Acquisition of Dutch SPV Company Management For Voted - For 3 Capital Increase In a Controlled Subsidiary Management For Voted - For 4 Investment in Wealth Management Products Management For Voted - For 5 Capital Increase in Wholly- Owned Subsidiary GFL International Management For Voted - For 6 Investment in Construction of a Project Management For Voted - For 7 Amendments to Articles of Association Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Application of Line of Credit and Provision of Guarantees by the Company to Subsidiaries Management For Voted - For 3 Provision of Guarantees by the Company to a Controlling Subsidiary Management For Voted - For 4 Capital Increase in Litio Minera Argentina S.A. by Ganfeng Lithium Netherlands Co., B.V. and Provision of Loans Management For Voted - For 5 Waiver of the De Facto Controller's Non-Compete Commitment Management For Voted - For 1483 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 22-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to the Articles of Associations of the Company Management For Voted - For 3 Application for Bank Credit by the Company and Subsidiaries and Provision of Guarantee Management For Voted - For 4 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 5 Amendments to the Rules of Procedure Governing the Meetings of the Supervisory Committee Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Report And Its Summary And Performance Announcement Management For Voted - For 5 2021 Financial Reports Respectively Audited By Domestic And Overseas Audit Firms Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 2022 Estimated Audit Fees Management For Voted - For 8 Determination Of Remuneration For Directors Management For Voted - For 9 Determination Of Remuneration For Supervisors Management For Voted - For 10 By-Elect WANG Jinben as Independent Director Management For Voted - For 11 2021 Profit Distribution Plan Management For Voted - For 12 General Mandate To Issue Additional A-shares And H-shares Management For Voted - Against 13 General Authorization To Issue Domestic And Overseas Debt Financing Instruments Management For Voted - For 14 Launching Foreign Exchange Hedging Business By The Company And Subsidiaries Management For Voted - For 15 2022 Estimated Continuing Connected Transactions Management For Voted - For 16 Connected Transaction Regarding Provision Of Guarantee For A Company Management For Voted - For 17 Industrial Investment With Proprietary Funds Management For Voted - For 18 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 19 Adoption of Restricted Share Unit Scheme (H Shares) Management For Voted - For 20 Board Authorization to Handle Matters Related Restricted Shares Unit Scheme Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Profit Distribution Plan Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 1484 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted GANFENG LITHIUM CO LTD Security ID: Y444B3104 Ticker: 002460 Meeting Date: 31-Aug-21 Meeting Type: Special 1 GFL International Acquisition of Dutch SPV Company Management For Voted - For 2 Capital Increase In A Controlled Subsidiary Management For Voted - For 3 Capital Increase in Wholly- Owned Subsidiary GFL International Management For Voted - For 4 Investment in Wealth Management Products Management For Voted - For 5 Amendments to Articles of Association Management For Voted - For 6 Investment In Construction Of A Project Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Dec-21 Meeting Type: Special 1 Application of Line of Credit and Provision of Guarantees by the Company to Subsidiaries Management For Voted - For 2 Provision of Guarantees by the Company to a Controlling Subsidiary Management For Voted - For 3 Capital Increase in Litio Minera Argentina S.A. by Ganfeng Lithium Netherlands Co., B.V. and Provision of Loans Management For Voted - For 4 Waiver of the De Facto Controller's Non-Compete Commitment Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Special 1 Application for Bank Credit by the Company and Subsidiaries and Provision of Guarantee Management For Voted - For 2 Amendments To The Articles Of Associations Of The Company Management For Voted - For 3 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 4 Amendments to the Rules of Procedure Governing the Meetings of the Supervisory Committee Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 2021 Accounts and Reports Audited by Domestic and Overseas Audit Firms Management For Voted - For 6 Appointment of Auditors Management For Voted - For 7 2021 Directors' Fees Management For Voted - For 8 2021 Supervisors' Fees Management For Voted - For 9 2021 Allocation of Profits/Dividends Management For Voted - For 10 Related Party Transactions Management For Voted - For 11 Launching Foreign Exchange Transactions Management For Voted - For 1485 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 General Authority to Issue Shares Management For Voted - Against 13 Authority to Issue Debt Instruments Management For Voted - For 14 Industrial Investment Using the Company's Own Funds Management For Voted - For 15 Shareholder Returns Plan for the Next Three Years (2022-2024) Management For Voted - For 16 Authority to Give Guarantees Management For Voted - For 17 Setting Auditing Fees for 2022 Management For Voted - For 18 Establishment of Rules for Restricted Shares Unit Plan Management For Voted - For 19 Board Authorization to Implement the Restricted Shares Unit Plan Management For Voted - For 20 By-elect WANG Jinben as Independent Director Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Jun-22 Meeting Type: Other 1 2021 Profit Distribution Plan Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting GEM CO., LTD. Security ID: Y7744C102 Ticker: 002340 Meeting Date: 10-Sep-21 Meeting Type: Special 1 Elect WEI Wei as Non-independent Director Management For Voted - For 2 Approval of Line of Credit by the Company and its Subsidiaries Management For Voted - For 3 Authority to Give Guarantees for Subsidiaries Management For Voted - Against Meeting Date: 13-Oct-21 Meeting Type: Special 1 Eligibility for the Company's Issuance of Green Corporate Bonds Management For Voted - For 2 Issuance Size Management For Voted - For 3 Issuance Date Management For Voted - For 4 Maturity Management For Voted - For 5 Use of Proceeds Management For Voted - For 6 Issuance Method Management For Voted - For 7 Issuance Targets Management For Voted - For 8 Interest Rates Management For Voted - For 9 Validity of the Resolution Management For Voted - For 10 Guarantees and Credit Enhancement Management For Voted - For 11 Authorization Management For Voted - For 12 Approval of the Issuance and Registration of Medium-Term Notes Management For Voted - For 13 Authority to Give Guarantees Regarding the Line of Credit Applied by a Subsidiary Management For Voted - Against 1486 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 11-Mar-22 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For 2 Application For Bank Credit Line By The Company And Subsidiaries Management For Voted - For 3 Provision Of Guarantee For The Bank Credit Line Applied For By Subsidiaries Management For Voted - Against 4 Subsidiary's Application for Bank Credit Line and the Company and Another Subsidiary's Provision of Guarantee For It Management For Voted - Against 5 2022 Estimated Continuing Connected Transactions Management For Voted - For 6 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Elect XU Kaihua Management For Voted - For 9 Elect WANG Min Management For Voted - For 10 Elect ZHOU Bo Management For Voted - For 11 Elect WEI Wei Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect PAN Feng Management For Voted - For 14 Elect LIU Zhonghua Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect SONG Wanxiang Management For Voted - For 17 Elect WU Guangyuan Management For Voted - For 18 Elect CHEN Binzhang Management For Voted - Against Meeting Date: 16-May-22 Meeting Type: Special 1 GDR Issuance and Listing on the Six Swiss Exchange, and Conversion to a Foreign Raised Share Company Management For Voted - For 2 Stock Type and Par Value Management For Voted - For 3 Issuing Date Management For Voted - For 4 Issuing Method Management For Voted - For 5 Issuing Volume Management For Voted - For 6 GDR Scale Management For Voted - For 7 Conversion Rate between GDRs and Basic Securities of A Shares Management For Voted - For 8 Pricing Method Management For Voted - For 9 Issuing Targets Management For Voted - For 10 Period of Conversion Limit between GDRs and A shares Management For Voted - For 11 Underwriting Method Management For Voted - For 12 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For 14 Distribution Plan for Accumulated Retained Profits Before the GDR Issuance and Listing on the Six Swiss Exchange Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 17 Amendments to Procedural Rules for Board Meetings Management For Voted - For 1487 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Amendments to Procedural Rules for Supervisory Board Meetings Management For Voted - For 19 Validity Period of the Board Resolution regarding the GDR Issuance and Listing on the Six Swiss Exchange Management For Voted - For 20 Authorization for the Board to Implement the GDR Issuance and Listing on the Six Swiss Exchange Management For Voted - For 21 Establishment of the Management System of Foreign Exchange Derivative Transactions Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Approval of Incoming Three-Year Shareholders Return Plan Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Special 1 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Security ID: Y2R33P105 Ticker: 002709 Meeting Date: 05-Jul-21 Meeting Type: Special 1 Approve Investment in the Construction of Electrolyte Basic Material Project Management For Voted - For 2 Approve Investment in the Construction of Lithium Battery New Material Project Management For Voted - For 3 Approve Establishment of Joint Venture Company to Invest in the Construction of Iron Phosphate Project (Phase One) Management For Voted - For 4 Approve Cancellation of Stock Option and Repurchase and Cancellation of Performance Shares Management For Voted - For 5 Approve Adjustment of Remuneration of Independent Directors Management For Voted - For 6 Approve Changes in Registered Capital and Amend Articles of Association Management For Voted - For 1488 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Amend Rules and Procedures Regarding General Meetings of Shareholders Management For Voted - For Meeting Date: 13-Sep-21 Meeting Type: Special 1 Establishment of a Wholly-owned Subsidiary by a Subsidiary for the Waste Lithium Battery Resource Recycling Project Management For Voted - For 2 Increase of Investments in Projects Financed with Raised Funds with Self-raised Funds Management For Voted - For 3 Investment in an Annual Production of 60,000 Tons Daily Chemical Basic Material Project (Phase I) Management For Voted - For 4 Investment in an Annual Production of 350,000 Tons Lithium Battery and Fluorine-containing New Materials Project (Phase I) Management For Voted - For 5 Investment in an Annual Production of 200,000 Tons Lithium Battery Materials Project Management For Voted - For 6 Absorption of a Wholly-owned Subsidiary Management For Voted - For 7 Investment in Wealth Management Products with Idle Raised Funds Management For Voted - For 8 Investment in Wealth Management Products with Idle Proprietary Funds Management For Voted - For 9 Approval of Additional Line of Credit in 2021 Management For Voted - Abstain 10 Authority to Give Additional Guarantees to Subsidiaries in 2021 Management For Voted - Abstain 11 Approval of Capital Increase by a Wholly-owned Subsidiary Management For Voted - For 12 Amendments to Management Measures for Investment Decisions Management For Voted - For 13 Capital Increase and Amendments to Articles Management For Voted - For 14 Investment in an Annual Production of 95,000 Tons Lithium Battery Basic Materials and 100,000 Tons Propanol Project Management For Voted - For Meeting Date: 12-Nov-21 Meeting Type: Special 1 Establishment of a Subsidiary Regarding the Annual Production of 41,000 Tons of Lithium-Ion Battery Material Project (Phase I) Management For Voted - For 2 Establishment of a Subsidiary Regarding the Annual Production of 30,000 Tons of Electrolyte and Annual Production of 100,000 Tons of Iron-Lithium Batteries Recycling Project Management For Voted - For Meeting Date: 13-Dec-21 Meeting Type: Special 1 2021 Stock Option And Restricted Stock Incentive Plan (Revised Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of The 2021 Stock Option And Restricted Stock Incentive Plan Management For Voted - For 1489 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Authorization to the Board to Handle Matters Regarding 2021 Stock Option and Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 The Company's Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 2 Type of Securities to Be Issued Management For Voted - For 3 Issuing Scale Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate of the Bond Management For Voted - For 7 Time Limit and Method for Paying the Interest Management For Voted - For 8 Guarantee Matters Management For Voted - For 9 Conversion Period Management For Voted - For 10 Determination and Adjustment to the Conversion Price Management For Voted - For 11 Downward Adjustment of the Conversion Price Management For Voted - For 12 Determining Method for the Number of Converted Shares Management For Voted - For 13 Redemption Clauses Management For Voted - For 14 Resale Clauses Management For Voted - For 15 Attribution of Related Dividends for Conversion Years Management For Voted - For 16 Issuing Targets and Method Management For Voted - For 17 Arrangement for Placement to Existing Shareholders Management For Voted - For 18 Bondholders and Bondholders Meetings Management For Voted - For 19 Purpose of the Raised Funds Management For Voted - For 20 Raised Funds Deposit Account Management For Voted - For 21 The Valid Period of the Plan for the Issuance of Convertible Corporate Bonds Management For Voted - For 22 Preplan For Public Issuance Of Convertible Corporate Bonds Management For Voted - For 23 Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds Management For Voted - For 24 Report On The Use Of Previously Raised Funds Management For Voted - For 25 Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures and Relevant Commitments Management For Voted - For 26 Authorization to the Board to Handle Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For 27 Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds Management For Voted - For 28 Capital Increase In A Wholly-Owned Subsidiary Management For Voted - For 29 Connected Transaction Regarding Purchase Of Assets From Related Parties Management For Voted - For Meeting Date: 21-Jan-22 Meeting Type: Special 1 Establishment of A Wholly-owned Subsidiary Management For Voted - For 1490 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Approval of Directors' Reports Management For Voted - For 2 Approval of Supervisors' Reports Management For Voted - For 3 Approval of Annual Report Management For Voted - For 4 Proposal of the Company's 2021 Annual Audit Report Management For Voted - For 5 Approval of Accounts and Reports Management For Voted - For 6 Appointment of Auditor Management For Voted - Against 7 Allocation of Profits and Capitalization of Capital Reserve for the Year 2021 Management For Voted - For 8 Approval of Line of Credit Management For Voted - For 9 Authority to Give Guarantees Management For Voted - For 10 Proposal on Cancellation of Part of Stock Options and Repurchase and Cancellation of Part of Restricted Shares under the 2019 Stock Option and Restricted Share Incentive Plan of the Company Management For Voted - For 11 The Proposal on the use of Idle Fund to Purchase Financial Products Management For Voted - For 12 Proposal on the Purchase of Directors' and Supervisors' Liability Insurance Management For Voted - For 13 Proposal on the Adjustment and Extension of Construction Contents of Some Fund Raising Projects Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Special 1 Adjustment Of The Plan For Public Issuance Of Convertible Corporate Bonds Management For Voted - For 2 Preplan For Public Issuance Of Convertible Corporate Bonds (Revised) Management For Voted - For 3 Feasibility Analysis Report On The Use Of Funds To Be Raised From The Public Issuance Of Convertible Corporate Bonds (revised) Management For Voted - For 4 Diluted Immediate Return After The Public Issuance Of Convertible Corporate Bonds And Filling Measures And Relevant Commitments (revised) Management For Voted - For 5 Report On The Use Of Previously-Raised Funds Management For Voted - For 6 Investment In Construction Of A Project Management For Voted - For 7 By-Election Of Supervisors Management For Voted - Against HANGZHOU OXYGEN PLANT GROUP CO LTD Security ID: Y30390101 Ticker: 002430 Meeting Date: 21-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect GUO Yixun as Director Management For Voted - For 3 Elect LIAO Kaimin as Supervisor Management For Voted - Against 4 Adoption of 2021 Employee Restricted Shares Plan (Draft) and its Summary Management For Voted - For 5 Establishment of the Management Measures for 2021 Employee Restricted Shares Plan Management For Voted - For 1491 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Board Authorization to Handle Matters of 2021 Employee Restricted Shares Plan Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 Extension of the Valid Period of the Resolution on Public Issuance of Convertible Corporate Bonds Management For Voted - For 2 Extension of the Valid Period of the Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For 3 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Related Party Transactions Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Approval of Credit Line Management For Voted - For 8 Annual Report Management For Voted - For 9 Internal Control Self-Assessment Report Management For Voted - For 10 Directors and Supervisors' Fees Management For Voted - For 11 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Amendments to Articles Management For Voted - For 15 Elect CHEN Yu Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LEI Xintu Management For Voted - For 3 Elect HUANG Can Management For Voted - For HBIS COMPANY LIMITED Security ID: Y85343104 Ticker: 000709 Meeting Date: 08-Sep-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 By-elect XIE Haishen as Non-independent Director Management For Voted - For 3 By-elect ZHU Huaming as Supervisor Management For Voted - Against 4 Expand the Business Scope Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 1492 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 09-Nov-21 Meeting Type: Special 1 Registration And Issuance Of Medium-Term Notes Management For Voted - For Meeting Date: 02-Dec-21 Meeting Type: Special 1 Elect WANG Lanyu Management For Voted - For 2 Adjustment Of 2021 Continuing Connected Transactions Quota Management For Voted - For Meeting Date: 11-Apr-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Expansion of the Company's Business Scope Management For Voted - For 3 Amendments to the Company's Articles of Association (revised in December 2021) Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Report Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Renewal Of A Financial Service Agreement With A Company Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 Application For Registration And Issuance Of Perpetual Medium-Term Notes Management For Voted - For 9 Amendments To The Company S Articles Of Association (April 2022) Management For Voted - For 10 Amendments To The Company S Articles Of Association (May 2022) Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect WANG Lanyu Management For Voted - For 13 Elect XU BIn Management For Voted - For 14 Elect XIE Haishen Management For Voted - For 15 Elect DENG Jianjun Management For Voted - For 16 Elect GENG Litang Management For Voted - For 17 Elect CHANG Guangshen Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect ZHANG Yuzhu Management For Voted - For 20 Elect CANG Daqiang Management For Voted - For 21 Elect GAO Dongzhang Management For Voted - For 22 Elect MA Li Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect ZHU Huaming Management For Voted - For 25 Elect MA Zhihe Management For Voted - Against 1493 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted HENGLI PETROCHEMICAL CO LTD. Security ID: Y1963X103 Ticker: 600346 Meeting Date: 13-Jul-21 Meeting Type: Special 1 Investment In Construction Of A Project Management For Voted - For Meeting Date: 26-Nov-21 Meeting Type: Special 1 Registration And Issuance Of Commercial Papers Management For Voted - For Meeting Date: 18-Jan-22 Meeting Type: Special 1 Related Party Transactions Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 Investment In Construction Of A Project Management For Voted - For Meeting Date: 22-Mar-22 Meeting Type: Special 1 Proposal for Issue 6 Employee Stock Ownership Plan (ESOP) Management For Voted - For 2 Constitution of Procedural Rules for ESOP Management For Voted - For 3 Board Authorization to Implement ESOP Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of Directors' Fees Management For Voted - For 7 Approval of Supervisors' Fees Management For Voted - For 8 Approval of Estimated Routine Related Party Transactions for 2022 Management For Voted - For 9 Approval of Carrying Out Foreign Exchange Derivatives Trading Business for the Year 2022 Management For Voted - For 10 Authority to Give Guarantees in 2022 Management For Voted - Against 11 Approval of Line of Credit in 2022 Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Approval of Directors' Fees Management For Voted - For 14 Approval of Supervisors' Fees Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Amendments to Procedural Rules: Independent Directors Management For Voted - For 17 Amendments to Procedural Rules: Related Party Transactions Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 1494 -------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Elect FAN Hongwei Management For Voted - For 20 Elect LI Feng Management For Voted - Against 21 Elect LIU Dunlei Management For Voted - For 22 Elect GONG Tao Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Elect LIU Jun Management For Voted - For 25 Elect XUE Wenliang Management For Voted - For 26 Elect WU Yongdong Management For Voted - For 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Elect KANG Yunqiu Management For Voted - Against 29 Elect SHEN Guohua Management For Voted - For HENGYI PETROCHEMICAL CO., LTD. Security ID: Y3183A103 Ticker: 000703 Meeting Date: 12-Nov-21 Meeting Type: Special 1 Provision Of Connected Entrusted Loans To A Joint Stock Company Management For Voted - For Meeting Date: 24-Dec-21 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase in a Company Management For Voted - For 2 Connected Transaction Regarding Capital Increase in Another Company Management For Voted - For 3 2021 Estimated Additional Continuing Connected Transactions Management For Voted - For Meeting Date: 17-Jan-22 Meeting Type: Special 1 Change of Business Scope and Amendments to Articles Management For Voted - For Meeting Date: 14-Feb-22 Meeting Type: Special 1 Purchase of Raw Materials Management For Voted - For 2 Purchase of Bunkers, Power and Commodities Management For Voted - For 3 Sale of Products and Commodities Management For Voted - For 4 Provision of Labor Services Management For Voted - For 5 Trading Aromatics and Other Products of the Paper Market Management For Voted - For 6 Handling Comprehensive Credit Line, Various Financing and Investments, and Derivatives Transactions Management For Voted - For 7 Determination of Guarantee For Controlled Subsidiaries and Mutual Guarantee Quota Between Controlled Subsidiaries in 2022 Management For Voted - Against 8 2022 Launching Foreign Exchange Hedging Business Management For Voted - For 9 2022 Launching Commodity Hedging Business Management For Voted - For 1495
--------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Connected Transaction Regarding Financial Support From Controlling Shareholders Management For Voted - For 11 Purchase of Liability Insurance For Directors, Supervisors and Senior Management Management For Voted - For 12 A Subsidiary's Investment in Construction of A Project Management For Voted - For 13 Connected Transaction Regarding Provision Of Guarantee For A Company Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Annual Report And Its Summary Management For Voted - For 3 2021 Work Report Of The Board Of Directors Management For Voted - For 4 2021 Work Report Of The Supervisory Committee Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2021 Internal Control Self-Evaluation Report Management For Voted - For 8 2021 Deposit And Use Of Annual Raised Funds Management For Voted - For 9 Reappointment Of Audit Firm Management For Voted - For 10 2022 Additional Continuing Connected Transactions: Purchase Of Commodities From Related Parties Management For Voted - For 11 2022 Additional Continuing Connected Transactions: Purchase Of Commodities From Related Parties Management For Voted - For 12 Extension Of The Valid Period Of The Resolution On Public Issuance Of Convertible Corporate Bonds Management For Voted - For 13 Full Authorization To The Board To Handle Matters Regarding The Public Issuance Of Convertible Corporate Bonds Management For Voted - For HOSHINE SILICON INDUSTRY CO LTD Security ID: Y3125P101 Ticker: 603260 Meeting Date: 02-Mar-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 External Investment By A Wholly-Owned Subsidiary Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of 2022 Financial Audit Firm And Internal Control Audit Firm Management For Voted - For 7 Determination Of 2021 Remuneration Plan For Directors And Supervisors Management For Voted - For 1496 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 2022 Application For Comprehensive Credit Line To Financial Institutions Management For Voted - For 9 2022 Provision Of Guarantee For The Application For Comprehensive Credit Line To Financial Institutions Management For Voted - Against 10 Elect WANG Gongle Management For Voted - Against Meeting Date: 06-Jun-22 Meeting Type: Special 1 The Company's Eligibility for Non-public Share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Issue Price and Pricing Base Date Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Purpose and Scale of the Raised Funds Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Before Completion of the Issuance Management For Voted - Against 11 Valid Period of the Resolution Management For Voted - Against 12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against 13 Feasibility Analysis on the Use of Funds to Be Raised from the Non-public A-share Offering Management For Voted - Against 14 Report On The Use Of Previously-Raised Funds Management For Voted - For 15 Connected Transaction Regarding the Conditional Share Subscription Agreement to Be Signed with Specific Related Parties Management For Voted - Against 16 Exemption of the De Facto Controller from the Tender Offer Obligation to Increase Shareholding in the Company Management For Voted - Against 17 Diluted Immediate Return After the Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 18 Formulation Of The Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 19 Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against HUABAO INTERNATIONAL HOLDINGS LIMITED Security ID: G4639H122 Ticker: 0336 Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect XIA Li Qun Management For Voted - Against 6 Elect LAM Ka Yan Management For Voted - Against 7 Elect CHOY Man Har Management For Voted - For 1497 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Jonathan YAN Jun Management For Voted - For 9 Elect HOU Haitao Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against HUAFON CHEMICAL CO. LTD. Security ID: Y988A4109 Ticker: 002064 Meeting Date: 17-Jan-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions and Adjustment of Estimated Quota of 2021 Continuing Connected Transactions Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Launching The Bill Pool Business Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Amendments to the Rules of Procedure Governing the Shareholders General Meetings Management For Voted - For 12 Amendments to the Rules of Procedure Governing the Board Meetings of the Company Management For Voted - For 13 Amendments To The Work System For Independent Directors Management For Voted - For 14 Amendments To The External Guarantee System Management For Voted - For 15 Amendments To The Connected Transactions Decision-Making System Management For Voted - For HUAXIN CEMENT CO. LTD. Security ID: Y37469106 Ticker: 900933 Meeting Date: 12-Jul-21 Meeting Type: Special 1 Amendments to the Company's Some Articles of Association Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 1498 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 23-Aug-21 Meeting Type: Special 1 Elect MING Jinhua Management For Voted - Against Meeting Date: 13-Sep-21 Meeting Type: Special 1 Change of Listing Place for B-shares of the Company and Listing on the Main Board of the Hong Kong Stock Exchange Via Introduction Management For Voted - For 2 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Change of Listing Place for B-shares of the Company and Listing on the Main Board of the Hong Kong Stock Exchange Via Introduction Management For Voted - For 3 Determination of the Persons Authorized by the Board Management For Voted - For 4 Conversion into a Company Limited by Shares Which Raises Funds Overseas Management For Voted - For 5 Approval of the Articles of Association of the Company (Draft, Applicable After H-share Listing) Management For Voted - For 6 The Valid Period of Resolution on the Change of Listing Place for B-shares and Listing on the Main Board of the Hong Kong Stock Exchange Via Introduction Management For Voted - For Meeting Date: 31-Dec-21 Meeting Type: Special 1 Directors' Fees Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Financial Report and FY2022 Financial Budget Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For HUBEI XINGFA CHEMICALS GROUP CO. LTD. Security ID: Y3747R105 Ticker: 600141 Meeting Date: 31-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Change Of Some Projects Financed With Raised Funds Management For Voted - For 3 Amendments to Articles of Association Management For Voted - For 1499 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Authority to Give Guarantees Management For Voted - For Meeting Date: 14-Jan-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions with a Company and Its Subsidiaries Management For Voted - For 2 2022 Estimated Continuing Connected Transactions with a Company and Its Related Parties and Two Other Companies Management For Voted - For Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Work Report Of Independent Directors Management For Voted - For 6 2022 Allowance For Directors Management For Voted - For 7 2022 Allowance For Supervisors Management For Voted - For 8 2021 Annual Report And Its Summary Management For Voted - For 9 2021 Profit Distribution Plan Management For Voted - For 10 2022 Reappointment Of Audit Firm And Determination Of The Audit Fees Management For Voted - For 11 Amendments To The Articles Of Associations Of The Company Management For Voted - For 12 Application for Line of Credit Management For Voted - For 13 Provision Of Guarantee Quota Management For Voted - Against 14 the Company's Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 15 Type of Securities to Be Issued Management For Voted - For 16 Issuing Scale Management For Voted - For 17 Par Value and Issue Price Management For Voted - For 18 Convertible Bonds Duration Management For Voted - For 19 Interest Rate Management For Voted - For 20 Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 21 Conversion Period Management For Voted - For 22 Determination and Adjustment to the Conversion Price Management For Voted - For 23 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 24 Determining Method for the Number of Converted Shares Management For Voted - For 25 Redemption Clauses Management For Voted - For 26 Resale Clauses Management For Voted - For 27 Attribution of Related Dividends for Conversion Years Management For Voted - For 28 Issuing Targets and Method Management For Voted - For 29 Arrangement for Placing to Original Shareholders Management For Voted - For 30 Matters Regarding the Meetings of Bondholders Management For Voted - For 31 Purpose of the Raised Funds Management For Voted - For 32 Guarantee Matters Management For Voted - For 1500 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 33 Rating Matters Management For Voted - For 34 Management of the Raised Funds and the Deposit Account Management For Voted - For 35 the Valid Period of the Resolution Management For Voted - For 36 Preplan For Public Issuance Of Convertible Corporate Bonds Management For Voted - For 37 Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds Management For Voted - For 38 Rules Governing the Meetings of Bondholder's of the Company's Convertible Bonds Management For Voted - For 39 Special Report On The Use Of Previously Raised Funds Management For Voted - For 40 Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures and Relevant Commitments Management For Voted - For 41 Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For 42 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 43 Non-Voting Agenda Item N/A N/A Non-Voting 44 Elect XUE Dongfeng Management For Voted - For 45 Elect HU Guorong Management For Voted - For HUNAN VALIN STEEL CO LTD Security ID: Y3767Q102 Ticker: 000932 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 3 2021 Additional Connected Transactions with Hunan Valin Steel Group Co., Ltd. Management For Voted - For 4 2021 Additional Financial Connected Transactions between Hunan Valin Steel Group Finance Co., Ltd. and Hunan Valin Steel Group Co., Ltd. Management For Voted - For 5 Appointment of 2021 Auditor Management For Voted - For 6 Appointment of 2021 Internal Control Auditor Management For Voted - For 7 By-Elect WANG Xueyan as Director Management For Voted - For Meeting Date: 02-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect XIAO Zunhu Management For Voted - For 3 Elect YI Zuo Management For Voted - For 4 Elect XIAO Ji Management For Voted - For 5 Elect YANG Xianghong Management For Voted - For 6 Elect LI Jianyu Management For Voted - For 7 Elect WANG Xueyan Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 1501 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect ZHAO Junwu Management For Voted - For 10 Elect XIAO Haihang Management For Voted - For 11 Elect JIANG Yanhui Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect REN Maohui Management For Voted - Against 14 Elect TANG Jianhua Management For Voted - For Meeting Date: 11-Apr-22 Meeting Type: Special 1 Related Party Transactions with Hunan Steel Group Management For Voted - For 2 Renewal of Financial Service Agreement Management For Voted - Against 3 2022 Fixed Assets Investment Plan Management For Voted - For 4 Related Party Transactions - Capital Increase of Subsidiaries Management For Voted - For 5 Amendment to Articles Management For Voted - For Meeting Date: 24-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For INNER MONGOLIA BAOTOU STEEL UNION CO., LTD. Security ID: Y4084T100 Ticker: 600010 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Issuance Size Management For Voted - For 2 Issuer Management For Voted - For 3 Confirmation Method of Underwriter Management For Voted - For 4 Nominal Value and Issuance Price Management For Voted - For 5 Maturity and Types Management For Voted - For 6 Interest Rate Management For Voted - For 7 Guarantees Management For Voted - For 8 Use of Proceeds Management For Voted - For 9 Issuance Method Management For Voted - For 10 Re-sale Management For Voted - For 11 Issuance Target and Allotment Arrangement Management For Voted - For 12 Underwrite Method Management For Voted - For 13 Listing Market Management For Voted - For 14 Credit and Repayment Measures Management For Voted - For 15 Validity of the Resolution Management For Voted - For 16 Board Authorization to Handle Relevant Matters Management For Voted - For 17 Approval of the RMB 2.0 Billion Debt Financing Plan Management For Voted - For 1502 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Launching the Non-Standardized Agency Bond Investment Perpetual Bond Business with Commercial and industrial Bank of China Management For Voted - For 19 Elect LI Xuefeng as Non-independent Director Management For Voted - For Meeting Date: 22-Nov-21 Meeting Type: Special 1 Public Issuance Of Commercial Papers Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Issuance Of Overseas Bonds Management For Voted - For Meeting Date: 31-Mar-22 Meeting Type: Special 1 Connected Transaction Regarding Renewal of Rare Earth Ore Agreement with a Company Management For Voted - For 2 2022 Application for Comprehensive Credit Line Management For Voted - For 3 Provision of Guarantee Quota to Controlled Subsidiaries Management For Voted - For 4 2022 Financial Budget Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions Management For Voted - For 7 Estimation Of The Excess Part Of 2021 Continuing Connected Transactions Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Work Report Of Independent Directors Management For Voted - For 10 Amendments to the Company's Articles of Association Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect CHEN Yunpeng Management For Voted - For 13 Elect LI Qiang Management For Voted - For 14 Elect LIU Yi Management For Voted - For 15 Elect SU Dexin Management For Voted - Against INNER MONGOLIA JUNZHENG ENERGY AND CHEMICAL INDUSTRY CO., LTD. Security ID: Y40887104 Ticker: 601216 Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 1503 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Reappointment Of Audit Firm Management For Voted - For 8 2022 Estimated Guarantee Quota Management For Voted - For 9 Connected Transaction Regarding Financial Aid to Related Joint Stock Companies by Wholly-owned Subsidiaries Management For Voted - For INNER MONGOLIA YUAN XING ENERGY CO LTD Security ID: Y40849104 Ticker: 000683 Meeting Date: 15-Dec-21 Meeting Type: Special 1 Termination of Ethylene Glycol Project Management For Voted - For 2 Termination of Second Ethylene Glycol Project Management For Voted - For 3 Transfer of Subsidiary Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 22-Mar-22 Meeting Type: Special 1 Authority to Give Guarantees to Subsidiaries Management For Voted - For 2 Elect GAO Zhicheng Management For Voted - Against Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Report Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Approval of 2021 Internal Control Self-Assessment Report Management For Voted - For 6 Allocation of Profits in 2021 Management For Voted - For 7 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 8 Approval of 2022 Estimated Related Party Transactions Management For Voted - For 9 Amendments to Articles and Cancellation of the company's Special Securities Account for Share Buyback Management For Voted - For JIANGSU EASTERN SHENGHONG CO. LTD. Security ID: Y9717R108 Ticker: 000301 Meeting Date: 04-Aug-21 Meeting Type: Special 1 Approval of a Subsidiary's Investment Project Management For Voted - For 2 Authority to Give Guarantees for a Subsidiary Management For Voted - Against 1504 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 23-Aug-21 Meeting Type: Special 1 Eligibility for the Company's Assets Purchase via Share Offering and Cash Payment and Matching Fund Raising Management For Voted - For 2 Overall Plan for the Transaction Management For Voted - For 3 Assets Purchase via Share Offering Plan: Counterparties Management For Voted - For 4 Assets Purchase via Share Offering Plan: Underlying Assets Management For Voted - For 5 Assets Purchase via Share Offering Plan: Pricing Basis and Transaction Price Management For Voted - For 6 Assets Purchase via Share Offering Plan: Payment Method Management For Voted - For 7 Assets Purchase via Share Offering Plan: Benchmark Date, Pricing Principle and Issuance Price of the Share Offering Management For Voted - For 8 Assets Purchase via Share Offering Plan: Issuance Method Management For Voted - For 9 Assets Purchase via Share Offering Plan: Types and Nominal Value Management For Voted - For 10 Assets Purchase via Share Offering Plan: Issuance Target and Subscription Method Management For Voted - For 11 Assets Purchase via Share Offering Plan: Issuance Size Management For Voted - For 12 Assets Purchase via Share Offering Plan: Listing Market Management For Voted - For 13 Assets Purchase via Share Offering Plan: Lockup Period Management For Voted - For 14 Assets Purchase via Share Offering Plan: Distribution Arrangement for Accumulated Profits Management For Voted - For 15 Assets Purchase via Share Offering Plan: Delivery of Underlying Assets Management For Voted - For 16 Assets Purchase via Share Offering Plan: Arrangement for the Profits and Losses During the Transitional Period Management For Voted - For 17 Assets Purchase via Share Offering Plan: Transfer of Ownership of the Underlying Assets and Liabilities for Breach of Contract Management For Voted - For 18 Assets Purchase via Share Offering Plan: Validity of the Resolution Management For Voted - For 19 Matching Fund Raising Plan: Type, Nominal Value and Listing Market for Shares Management For Voted - For 20 Matching Fund Raising Plan: Issuance Method, Issuance Target and Subscription Method Management For Voted - For 21 Matching Fund Raising Plan: Benchmark Date and Issuance Price Management For Voted - For 22 Matching Fund Raising Plan: Amount of the Matching Funds and Issuance Size Management For Voted - For 23 Matching Fund Raising Plan: Lockup Period Management For Voted - For 24 Matching Fund Raising Plan: Use of Proceeds Management For Voted - For 25 Matching Fund Raising Plan: Distribution Arrangement for Accumulated Profits Management For Voted - For 1505 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Matching Fund Raising Plan: Validity of the Resolution Management For Voted - For 27 Matching Fund Raising Plan: Performance Commitments and Compensation Management For Voted - For 28 Connected Transactions Regarding the Assets Purchase via Share Offering and Cash Payment and Matching Fund Raising Management For Voted - For 29 Report on the Connected Transactions Regarding Assets Purchase via Share Offering and Cash Payment and Matching Fund Raising and its Summary Management For Voted - For 30 Conditional Agreement on Assets Purchase via Share Offering and Cash Payment and its Supplemental Agreement to be Signed Management For Voted - For 31 Conditional Agreement on Profit Forecast and compensation for the Assets Purchase via Share Offering and Cash Payment and its Supplemental Agreement to be Signed Management For Voted - For 32 Misc. Management Proposal Management For Voted - For 33 The Transaction does not Constitute a Listing via Restructuring as Defined by Article 13 of the Management Measures on Major Assets Restructuring of Listed Companies Management For Voted - For 34 Misc. Management Proposal Management For Voted - For 35 Statement on the Compliance and Completeness of the Legal Procedure of the Transaction and the Validity of the Legal Documents Submitted Management For Voted - For 36 Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluation and Pricing Management For Voted - For 37 Audit Report, Review Report and Evaluation Report Related to the Restructuring Management For Voted - For 38 Risk Warning and the Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - For 39 Shareholder Returns Plan for Next Three Years (2022-2024) Management For Voted - For 40 Board Authorization to Handle Matters Regarding the Restructuring Management For Voted - For Meeting Date: 14-Sep-21 Meeting Type: Special 1 Connected Transaction Regarding Purchasing Equities of Suzhou Yinghong Industry Investment Fund LLP Management For Voted - For Meeting Date: 31-Dec-21 Meeting Type: Special 1 Provision of Guarantee for the Project Loans Applied for by Subsidiaries to Banks Management For Voted - Against Meeting Date: 28-Jan-22 Meeting Type: Special 1 Change of Registered Capital and Amendments to Articles Management For Voted - For 1506 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Amendments to Articles Management For Voted - For 3 Launching Commodity Hedging Business Management For Voted - For 4 Launching Foreign Exchange Derivatives Trading Business Management For Voted - For 5 Elect ZHOU Xuefeng as Supervisor Management For Voted - Against Meeting Date: 16-Feb-22 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 16-Mar-22 Meeting Type: Special 1 Change of the Business Scope and Amendment to the Articles of Association of the Company Management For Voted - For 2 Change of the Registered Capital and Amendments to the Articles of Association of the Company Management For Voted - For 3 Elect XU Jinye Management For Voted - For 4 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions Management For Voted - For 5 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 6 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 7 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Special 1 The Subsidiary Invests in the Construction of an Intelligent Functional Fiber Project with an Annual Output of 1 Million Tons Management For Voted - For 2 Subsidiary Invested in the Construction of Degradable Material Project (phase I) Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Special 1 The Second Phase Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 2 Management Measures For The Second Phase Employee Stock Ownership Plan Management For Voted - Against 3 Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 09-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 1507 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Annual Accounts And 2022 Financial Budget Report Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Appointment Of 2022 Financial Audit Firm And Internal Control Audit Firm Management For Voted - For 7 Application For Public Issuance Of Green Corporate Bonds Management For Voted - Against JIANGSU SHAGANG CO LTD Security ID: Y26824113 Ticker: 002075 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Amendments to the Articles of Associations of the Company Management For Voted - For 2 Adjustment of 2021 Estimated Continuing Connected Transactions Management For Voted - For 3 Connected Transactions on Purchase of Wealth Management Products with Idle Proprietary Funds Management For Voted - For 4 Reappointment Of 2021 Financial Audit Firm Management For Voted - For JIANGSU YANGNONG CHEMICAL COMPANY CO., LTD. Security ID: Y4446X104 Ticker: 600486 Meeting Date: 15-Nov-21 Meeting Type: Special 1 By-Elect REN Yongping as Independent Director Management For Voted - For 2 Additional 2021 Connected Transactions Management For Voted - For Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of Line of Credit Management For Voted - For 7 Proposal to Authorize the Foreign Exchange Forward Exchange Settlement Business Management For Voted - For 8 Proposal on the Amount of Daily Connected Transactions with Centaur Group and Its Related Parties Management For Voted - For 9 Proposal on Connected Transaction with Sinochem Finance Company Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Authority to Give Guarantees Between Subsidiaries Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect TAN Hengde Management For Voted - Abstain 1508 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect WU Xiaoju Management For Voted - Abstain 15 Elect GRAY Thomas Management For Voted - Abstain 16 Elect YANG Tianwei Management For Voted - Abstain 17 Elect AN Liru Management For Non-Voting 18 Elect KANG Xufang Management For Voted - Abstain 19 Elect YANG Jian Management For Voted - Abstain 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Elect LI Zhonghua Management For Voted - Abstain 22 Elect REN Yongping Management For Voted - Abstain 23 Elect LI Chen Management For Voted - Abstain 24 Non-Voting Agenda Item N/A N/A Non-Voting 25 Elect LIU Junru Management For Voted - For 26 Elect WANG Mudi Management For Voted - Against 27 Elect YU Xudong Management For Voted - Against JIANGSU YOKE TECHNOLOGY COMPANY LTD Security ID: Y444AX109 Ticker: 002409 Meeting Date: 12-Nov-21 Meeting Type: Special 1 Reappointment of 2021 Audit Firm Management For Voted - For 2 Change of the Company's Registered Capital Management For Voted - For 3 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 10-Feb-22 Meeting Type: Special 1 Amendments to Articles of Association Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Annual Accounts Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.10000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 2021 Work Report Of The Supervisory Committee Management For Voted - For 6 Application for Comprehensive Credit Line by the Company, Wholly-owned Subsidiaries and Controlled Subsidiaries, and Provision of Mutual Guarantee Management For Voted - For 7 Purchasing Structural Deposits And Low-Risk Wealth Management Products By The Company And Subsidiaries With Idle Proprietary Funds Management For Voted - For 8 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 9 2021 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 1509 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted JIANGXI COPPER CO LTD. Security ID: Y4446C100 Ticker: 0358 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Directors' and Supervisors' Fees Management For Voted - For Meeting Date: 17-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Spin-off and Listing of Jiangxi JCC Copper Foil Technology Company Management For Voted - For 3 Spin-off and Listing of Jiangxi JCC Copper Foil Technology Company on the ChiNext Management For Voted - For 4 Spin-off and Listing of Jiangxi JCC Copper Company Limited by Jiangxi Copper Company Limited (Revised) Management For Voted - For 5 Spin-off and Listing of a Subsidiary Management For Voted - For 6 Spin-off and Listing of Jiangxi JJC Copper Foil Technology Company Limited on ChiNext which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors Management For Voted - For 7 Ability to Maintain Independence and Sustainable Operation Management For Voted - For 8 Capability of Jiangxi JJC Copper Foil Technology Company Limited to Implement Regulated Operation Management For Voted - For 9 Explanation of the Completeness and Compliance Conforming to Statutory Procedures of the Spin-off Management For Voted - For 10 Analysis on the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-off Management For Voted - For 11 Board Authorization Management For Voted - For JIANGXI COPPER CO LTD. Security ID: Y4446C118 Ticker: 0358 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Directors' and Supervisors' Fees Management For Voted - For 1510 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-Jun-22 Meeting Type: Special 1 Spin-off and Listing of Jiangxi JCC Copper Foil Technology Company Management For Voted - For 2 Spin-off and Listing of Jiangxi JCC Copper Foil Technology Company on the ChiNext Management For Voted - For 3 Spin-off and Listing of Jiangxi JCC Copper Company Limited by Jiangxi Copper Company Limited (Revised) Management For Voted - For 4 Spin-off and Listing of a Subsidiary Management For Voted - For 5 Spin-off and Listing of Jiangxi JJC Copper Foil Technology Company Limited on ChiNext which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors Management For Voted - For 6 Ability to Maintain Independence and Sustainable Operation Management For Voted - For 7 Capability of Jiangxi JJC Copper Foil Technology Company Limited to Implement Regulated Operation Management For Voted - For 8 Explanation of the Completeness and Compliance Conforming to Statutory Procedures of the Spin-off Management For Voted - For 9 Analysis on the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-off Management For Voted - For 10 Board Authorization Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting KINGFA SCIENCE AND TECHNOLOGY CO., LTD. Security ID: Y4455H107 Ticker: 600143 Meeting Date: 18-Aug-21 Meeting Type: Special 1 Connected Transaction Regarding Provision Of Guarantee For A Company Management For Voted - For Meeting Date: 13-Sep-21 Meeting Type: Special 1 Provision Of Guarantee For A Company Management For Voted - For Meeting Date: 16-Mar-22 Meeting Type: Special 1 Authorization for the Mutual Guarantee for Financial Matters in Financial Institutions Among the Company and Its Wholly-owned and Controlled Subsidiaries Management For Voted - For 2 Connected Transaction Regarding Participation in the Capital Increase in a Company Management For Voted - For 1511 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Appointment Of 2022 Financial Audit Firm And Internal Control Audit Firm Management For Voted - For 7 Provision Of Guarantee For The Bank Credit Line Of Subsidiaries Management For Voted - Against 8 Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions Management For Voted - For LB GROUP CO. LTD. Security ID: Y3122W109 Ticker: 002601 Meeting Date: 30-Jun-22 Meeting Type: Special 1 Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 2 Application For Credit Line To Banks Management For Voted - For LEE & MAN PAPER MANUFACTURING LIMITED Security ID: G5427W130 Ticker: 2314 Meeting Date: 23-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Buying Agent Agreement Management For Voted - For 4 Pulp Purchase Agreement Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LEE Man Bun Management For Voted - For 6 Elect Jude LEE Ho Chung Management For Voted - For 7 Elect YIP Heong Kan Management For Voted - For 8 Elect Peter A. Davies Management For Voted - Against 9 Elect POON Chung Kwong Management For Voted - For 10 Elect Tony WONG Kai Tung Management For Voted - Against 11 Elect David CHAU Shing Yim Management For Voted - Against 12 Directors' Fees for 2021 Management For Voted - Against 13 Directors' Fees for 2022 Management For Voted - Against 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1512 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Authority to Repurchase Shares Management For Voted - For 17 Authority to Issue Repurchased Shares Management For Voted - Against LOMON BILLIONS GROUP CO. LTD. Security ID: Y3122W109 Ticker: 002601 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Elect LIU Yan Management For Voted - For 2 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 3 Provision Of Guarantee For Subsidiaries Management For Voted - For Meeting Date: 30-Aug-21 Meeting Type: Special 1 Investment In Construction Of A Project Management For Voted - For 2 Investment In Construction Of A 2Nd Project Management For Voted - For 3 Investment In Construction Of A 3Rd Project Management For Voted - For 4 Investment In Construction Of A 4Th Project Management For Voted - For Meeting Date: 10-Nov-21 Meeting Type: Special 1 2021 3rd Quarter Profit Distribution Plan Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Investment In Construction Of A Project Management For Voted - For 4 Amendments to Articles of Association Management For Voted - For Meeting Date: 15-Dec-21 Meeting Type: Special 1 Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 2 Investment In Construction Of A Project Management For Voted - For Meeting Date: 24-Dec-21 Meeting Type: Special 1 2022 Application For Credit Line To Banks Management For Voted - For 2 Provision Of Guarantee For Subsidiaries Management For Voted - Against Meeting Date: 07-Feb-22 Meeting Type: Special 1 Formulation of the Remuneration Management Measures for the Chairman of the Board, the Chairman of the Supervisory Committee and Senior Management Management For Voted - For 2 Adjustment of Allowance for Independent Directors, Non-independent Directors and Supervisors Management For Voted - For 3 Investment in Construction of a Project Management For Voted - For 4 Investment in Construction of a 2nd Project Management For Voted - For 1513 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Investment In Construction Of A 3Rd Project Management For Voted - For Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2021 Internal Control Self-Evaluation Report Management For Voted - For 8 2022 1St Quarter Profit Distribution Plan Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Special 1 Decrease of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For Meeting Date: 02-Jun-22 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against 2 Elect ZHANG Gang Management For Voted - Against LUXI CHEMICAL GROUP CO., LTD. Security ID: Y7680K100 Ticker: 000830 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Special 1 2021 Employee Restricted Shares Plan (Revised) Management For Voted - For 2 Appraisal Management Measures for 2021 Employee Restricted Shares Plan (Revised) Management For Voted - For 3 Management Measures for 2021 Employee Restricted Shares Plan (Revised) Management For Voted - For 4 Board Authorization to Implement 2021 Employee Restricted Shares Plan Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Approval of 2021 Annual Report and its Summary Management For Voted - For 2 Proposal on Estimated Daily Connected Transactions for FY2022 Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of Line of Credit Management For Voted - For 5 Approval of 2021 Directors' Report Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Approval of 2021 Supervisors' Report Management For Voted - For 1514 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Proposal to Accept Financial Assistance From Related Parties Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Amendments to Procedural Rules: Rules of Procedure of the Board of Directors and General Meeting of Shareholders Management For Voted - For 11 Amendments to Procedural Rules: Supervisory Board Management For Voted - For MMG LTD. Security ID: Y6133Q102 Ticker: 1208 Meeting Date: 20-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect Kevin JIAO Jian Management For Voted - Against 3 Elect LI Liangang Management For Voted - For 4 Elect Peter W. Cassidy Management For Voted - Against 5 Directors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 8 Authority to Repurchase Shares Management For Voted - For 9 Authority to Issue Repurchased Shares Management For Voted - Against 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting NINE DRAGONS PAPER (HOLDINGS) LIMITED Security ID: G65318100 Ticker: 2689 Meeting Date: 06-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIU Ming Chung Management For Voted - Against 6 Elect Ken LIU Management For Voted - For 7 Elect ZHANG Yuanfu Management For Voted - For 8 Elect Maria TAM Wai Chu Management For Voted - Against 9 Elect NG Leung Sing Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Reduction in Share Premium Account Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 1515 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted NINGBO SHANSHAN CO. LTD. Security ID: Y6365H101 Ticker: 600884 Meeting Date: 14-Mar-22 Meeting Type: Special 1 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Stock Option And Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2022 Stock Option and Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 Reappointment Of 2022 Audit Firm Management For Voted - For 8 Reappointment Of 2022 Internal Control Audit Firm Management For Voted - For 9 2022 Annual Guarantee Quota Management For Voted - Against 10 Connected Transaction Regarding Provision Of Guarantee For Joint Stock Companies Management For Voted - For 11 2021 Internal Control Evaluation Report Management For Voted - For 12 2021 Report On Social Responsibility Performance Management For Voted - For 13 Connected Transaction Regarding Capital Increase In Controlled Subsidiaries Management For Voted - For 14 GDR Issuance And Listing On The Six Swiss Exchange And Conversion Into A Company Limited By Shares Which Raises Funds Overseas Management For Voted - For 15 Plan For GDR Issuance And Listing On The Six Swiss Exchange: Stock Type And Par Value Management For Voted - For 16 Plan For Gdr Issuance And Listing On The Six Swiss Exchange: Issuing Date Management For Voted - For 17 Plan For Gdr Issuance And Listing On The Six Swiss Exchange: Issuing Method Management For Voted - For 18 Plan For Gdr Issuance And Listing On The Six Swiss Exchange: Issuing Scale Management For Voted - For 19 Plan For Gdr Issuance And Listing On The Six Swiss Exchange: Gdr Scale During The Duration Management For Voted - For 20 Plan For Gdr Issuance And Listing On The Six Swiss Exchange: Conversion Ratio Of Gdrs And Basic Securities Of A-Shares Management For Voted - For 21 Plan For Gdr Issuance And Listing On The Six Swiss Exchange: Pricing Method Management For Voted - For 22 Plan For Gdr Issuance And Listing On The Six Swiss Exchange: Issuing Targets Management For Voted - For 1516 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Plan For Gdr Issuance And Listing On The Six Swiss Exchange: Conversion Limit Period Of Gdrs And Basic Securities Of A-Shares Management For Voted - For 24 Plan For GDR Issuance And Listing On The Six Swiss Exchange: Underwriting Method Management For Voted - For 25 Report On The Use Of Previously-Raised Funds Management For Voted - For 26 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For 27 The Valid Period Of The Resolution On The Gdr Issuance And Listing On The Six Swiss Exchange Management For Voted - For 28 Full Authorization To The Board And Its Authorized Persons To Handle Matters Regarding The GDR Issuance And Listing On The Six Swiss Exchange Management For Voted - For 29 Distribution Plan For Accumulated Retained Profits Before The GDR Issuance And Listing On The Six Swiss Exchange Management For Voted - For 30 Purchase Of Prospectus And Liability Insurance For Directors, Supervisors And Senior Management Management For Voted - Abstain 31 Amendments To The Company S Articles Of Association And Its Appendix Management For Voted - For 32 Amendments To The Company S Articles Of Association And Its Appendix (applicable After GDR Listing) Management For Voted - For 33 Amendments To The Company S Relevant Systems: System For Independent Directors (2022 Revision) Management For Voted - For 34 Amendments To The Company S Relevant Systems: External Guarantee Management Measures (2022 Revision) Management For Voted - For 35 Amendments To The Company S Relevant Systems: Connected Transactions Management Measures (2022 Revision) Management For Voted - For 36 Amendments To The Company S Relevant Systems: Raised Funds Management Measures (2022 Revision) Management For Voted - For 37 Approve Investment in the Construction of Lithium-ion Battery Anode Material Integration Base Project Management For Voted - For NINGXIA BAOFENG ENERGY GROUP CO.,LTD. Security ID: Y6S057109 Ticker: 600989 Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Related Party Transactions Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Annual Report Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Amendments to Articles Management For Voted - For 9 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - Against 10 Amendments to Procedural Rules: Board Meetings Management For Voted - Against 11 Amendments to Work System for Independent Directors Management For Voted - Against 1517 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Approval to Amend the Company's Procedural Rules: Supervisory Board Meetings Management For Voted - Against 13 Amendments to Management System for Connected Transaction Management For Voted - Against 14 Amendments to Management System for External Guarantees Management For Voted - Against 15 Amendments to Management System for External Investment Management For Voted - Against 16 Amendments to Management System for Raised Funds Management For Voted - Against PANGANG GROUP VANADIUM TITANIUM & RESOURCES COMPANY LIMITED Security ID: Y67251101 Ticker: 000629 Meeting Date: 09-Jul-21 Meeting Type: Special 1 By-Election Of Non-Independent Directors Management For Voted - For 2 Increase Of The Amount Of 2021 Continuing Connected Transactions Management For Voted - For Meeting Date: 29-Sep-21 Meeting Type: Special 1 Connected Transactions Regarding Purchasing 100% Equities of an Affiliated Entity Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 31-Dec-21 Meeting Type: Special 1 Restricted Stock Incentive Plan (2nd Revised Draft) and Its Summary Management For Voted - For 2 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 3 Equity Incentive Management Measures (2Nd Revision) Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding the 2021 Restricted Stock Incentive Plan Management For Voted - For 5 Elect MA Zhaohui as a Director Management For Voted - For 6 Elect GAO Jinkang as a Independent Director Management For Voted - For 7 Elect LUO Jichun as a Supervisor Management For Voted - Against 8 Amendments to Articles of Association Management For Voted - For 9 The Raw Materials Supply Agreement from 2022 to 2024 to Be Signed with a Company Management For Voted - For 10 The Purchase Framework Agreement from 2022 to 2024 and Sale Framework Agreement from 2022 to 2024 to Be Signed with a 2nd Company Management For Voted - For 11 The Financial Service Agreement from 2022 to 2024 to Be Signed with a 3rd Company Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 1518 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2021 Accounts and Reports Management For Voted - For 5 2022 Financial Budget Plan Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2021 Annual Report And Its Summary Management For Voted - For 8 2022 Investment Plan (Draft) Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Elect WU Yinghong Management For Voted - Against 11 Amendments to Articles Management For Voted - For 12 Elect XIE Yuxian Management For Voted - Against RONGSHENG PETRO CHEMICAL CO. LTD Security ID: Y7324B102 Ticker: 002493 Meeting Date: 09-Feb-22 Meeting Type: Special 1 2022 Mutual Guarantee Quota Management For Voted - Against Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 4 Adjustment Of The Remuneration Of Independent Directors Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 Reappointment Of 2022 Audit Firm Management For Voted - For 7 2021 Annual Report And Its Summary Management For Voted - For 8 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions: the Purchase and Sale Contract to Be Signed with a Company Management For Voted - For 9 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions: the Purchase Contract to Be Signed with a 2nd Company Management For Voted - For 10 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions: the Purchase and Sale Contract to Be Signed with a 3rd Company Management For Voted - For 11 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions: the Purchase and Sale Contract to Be Signed with a 4th Company Management For Voted - For 12 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:the Purchase and Sale Contract to Be Signed with a 5th Company Management For Voted - For 1519 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:the Purchase and Sale Contract to Be Signed with a 6th Company Management For Voted - For 14 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:the Purchase and Sale Contract to Be Signed with a 7th Company Management For Voted - For 15 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:the Purchase and Sale Contract to Be Signed with an 8th Company Management For Voted - For 16 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:the Purchase and Sale Contract to Be Signed with a 9th Company Management For Voted - For 17 Related Party Transactions Management For Voted - For 18 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:an Oil Refining Products Purchase and Sale Contract with the 3rd Company Management For Voted - For 19 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:the Purchase and Sale Contract to Be Signed with an 11th Company Management For Voted - For 20 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:a Cargo Transportation Contract with a 12th Company Management For Voted - For 21 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:the Purchase and Sale Contract to Be Signed with a 13th Company Management For Voted - For 22 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:the Purchase and Sale Contract to Be Signed with a 14th Company Management For Voted - For 23 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:a Storage Transportation Contract with a 15th Company Management For Voted - For 24 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions: Launching Paper Products Trading with a Company Management For Voted - For 25 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:launching Paper Products Trading with a 2nd Company Management For Voted - For 26 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions:conducting Deposit, Credit, Loans and Settlement and Other Business with a Bank Management For Voted - For 27 Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing 1520 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Connected Transactions:loans from the Controlling Shareholder Management For Voted - For 28 Launching Futures Hedging Business In 2022 Management For Voted - For 29 Launching Foreign Exchange Derivatives Transactions Business In 2022 Management For Voted - For 30 Amendments To The Articles Of Associations Of The Company Management For Voted - For 31 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 32 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 33 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 34 Amendments To The Connected Transactions Management System Management For Voted - For 35 Amendments To The External Guarantee Management System Management For Voted - For 36 Formulation Of The Shareholder Return Plan For The Next Three Years From 2023 To 2025 Management For Voted - For 37 Non-Voting Agenda Item N/A N/A Non-Voting 38 Nomination Of Non-Independent Directors:Li Shuirong Management For Voted - For 39 Nomination Of Non-Independent Directors:Li Yongqing Management For Voted - For 40 Nomination Of Non-Independent Director: Xiang Jiongjiong Management For Voted - For 41 Nomination Of Non-Independent Directors:Li Cai E Management For Voted - For 42 Nomination Of Non-Independent Directors:Yu Fengdi Management For Voted - For 43 Nomination Of Non-Independent Directors:Quan Weiying Management For Voted - For 44 Non-Voting Agenda Item N/A N/A Non-Voting 45 Nomination Of Independent Directors: Yan Jianmiao Management For Voted - For 46 Nomination Of Independent Directors: Shao Yiping Management For Voted - For 47 Nomination Of Independent Directors: Zheng Xiaodong Management For Voted - For 48 Non-Voting Agenda Item N/A N/A Non-Voting 49 Nomination Of Supervisors: Sun Guoming Management For Voted - For 50 Nomination Of Supervisors: Li Guoqing Management For Voted - Against 51 Non-Voting Meeting Note N/A N/A Non-Voting SATELLITE CHEMICAL CO. LTD. Security ID: Y98961116 Ticker: 002648 Meeting Date: 14-Jan-22 Meeting Type: Special 1 External Investment Management For Voted - For Meeting Date: 11-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Launching Commodity Derivatives Hedging Business Management For Voted - For 1521 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Launching Foreign Exchange Transactions Management For Voted - For 8 Authority to Give Guarantees Management For Voted - Against 9 Authority for the Company's Subsidiary to Give Guarantees Management For Voted - Against 10 Appointment of Auditor Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Shareholder Returns Plan for the Next Three Years Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Amendments to Procedural Rules of Shareholder Meeting Management For Voted - For 15 Amendments to Procedural Rules of Board Meeting Management For Voted - For 16 Amendments to Procedural Rules of Supervisory Board Meeting Management For Voted - For Meeting Date: 24-May-22 Meeting Type: Special 1 The First Phase Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - For 2 Management Measures For The First Phase Employee Stock Ownership Plan Management For Voted - For 3 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the First Phase Employee Stock Ownership Plan Management For Voted - For SHANDONG GOLD MINING CO., LTD. Security ID: Y76831109 Ticker: 600547 Meeting Date: 24-Sep-21 Meeting Type: Special 1 Connected Transaction Regarding the Acquisition of 100% Equities of Shandong Tiancheng Mining Co., Ltd. by a Controlling Subsidiary in Cash Management For Voted - For 2 Connected Transaction Regarding the Acquisition of 100% Equities of Shandong Laizhou Ludi Gold Mining Co., Ltd. by a Controlling Subsidiary in Cash Management For Voted - For 3 Connected Transactions Regarding the Acquisition of 100% Equities of Shandong Dikuang Laijin Holding Co., Ltd. and 45% Equities of Laizhou Hongsheng Mining Investment Co., Ltd. by a Controlling Subsidiary in Cash Management For Voted - For 4 Additional Continuing Connected Transactions After the Acquisition of Shandong Tiancheng Mining Co., Ltd. Management For Voted - For Meeting Date: 22-Dec-21 Meeting Type: Special 1 Authority to Issue Ultra Short- Term Bonds Management For Voted - For 2 Authorization to the Board to Handle Matters Relating to the Issue of Ultra Short- Term Bonds Management For Voted - For 3 Authority to Give Guarantees For the Financing of Shandong Gold Mining (Laizhou) Co., Ltd Management For Voted - For 1522 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 31-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Non-Executive Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 2021 Profit Distribution Plan Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Reappointment Of 2022 Internal Control Audit Firm Management For Voted - For 10 2021 Internal Control Evaluation Report Management For Voted - For 11 2021 Social Responsibility Report Management For Voted - For 12 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 13 2022 Provision Of Guarantee Quota For A Hong Kong Subsidiary Management For Voted - For 14 Financial Service Framework Agreement to Be Signed with a Company Management For Voted - For 15 Report On Risk Assessment Of A Company Management For Voted - For 16 Preplan For Disposal Of Risk Of Deposit In A Company Management For Voted - For 17 General Authorization For H-Share Offering Management For Voted - For SHANDONG GOLD MINING CO., LTD. Security ID: Y76831125 Ticker: 600547 Meeting Date: 24-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Connected Transaction Regarding the Acquisition of 100% Equities of Shandong Tiancheng Mining Co., Ltd. by a Controlling Subsidiary in Cash Management For Voted - For 3 Connected Transaction Regarding the Acquisition of 100% Equities of Shandong Laizhou Ludi Gold Mining Co., Ltd. by a Controlling Subsidiary in Cash Management For Voted - For 4 Connected Transactions Regarding the Acquisition of 100% Equities of Shandong Dikuang Laijin Holding Co., Ltd. and 45% Equities of Laizhou Hongsheng Mining Investment Co., Ltd. by a Controlling Subsidiary in Cash Management For Voted - For 5 Additional Continuing Connected Transactions After the Acquisition of Shandong Tiancheng Mining Co., Ltd. Management For Voted - For Meeting Date: 22-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue Ultra Short- Term Bonds Management For Voted - For 3 Authorization to the Board to Handle Matters Relating to the Issue of Ultra Short- Term Bonds Management For Voted - For 1523 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Authority to Give Guarantees For the Financing of Shandong Gold Mining (Laizhou) Co., Ltd Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report of the Board of Directors Management For Voted - For 3 2021 Work Report of the Supervisory Committee Management For Voted - For 4 2021 Work Report of Independent Non-executive Directors Management For Voted - For 5 2021 Annual Accounts Management For Voted - For 6 2022 Financial Budget Report Management For Voted - For 7 2021 Annual Report and Its Summary Management For Voted - For 8 2021 Profit Distribution Plan Management For Voted - For 9 Reappointment of 2022 Audit Firm Management For Voted - For 10 Reappointment of 2022 Internal Control Audit Firm Management For Voted - For 11 2021 Internal Control Evaluation Report Management For Voted - For 12 2021 Social Responsibility Report Management For Voted - For 13 2021 Special Report on the Deposit and Use of Raised Funds Management For Voted - For 14 2022 Provision of Guarantee Quota for a Hong Kong Subsidiary Management For Voted - For 15 Financial Service Framework Agreement to Be Signed with a Company Management For Voted - For 16 Report on Risk Assessment of a Company Management For Voted - For 17 Preplan for Disposal of Risk of Deposit in a Company Management For Voted - For 18 General Authorization for H-share Offering Management For Voted - For SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD. Security ID: Y76843104 Ticker: 600426 Meeting Date: 07-Jul-21 Meeting Type: Special 1 Adjustment of the Repurchase Price of the Second Phase of Restricted Stock Incentive Plan and Cancellation of Some Locked Restricted Stocks Granted Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 Purpose Management For Voted - For 2 Administrator Management For Voted - For 3 Determination Principle and Scope of the Participants Management For Voted - For 4 Number and Source of Shares Management For Voted - For 5 Valid Term, Grant Date, Unlocking Period, Unlocking Conditions and Restricted Period Management For Voted - For 6 Grant Price and Determination Principle Management For Voted - For 7 Grand Conditions and Unlocking Conditions Management For Voted - For 8 Adjustment Procedure Management For Voted - For 1524 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Accounting Treatment Management For Voted - For 10 Implementation Procedure Management For Voted - For 11 Rights and Obligations of the Company and Participants Management For Voted - For 12 Matters Regarding the Adjustment of the Company and Participants Management For Voted - For 13 Repurchase and Cancellation of Restricted Shares Management For Voted - For 14 Other Significant Matters Management For Voted - For 15 Establishment of the Management Measures for 2021 Employee Restricted Shares Plan (Revised) Management For Voted - For 16 Establishment of the Appraisal Management Measures for 2021 Employee Restricted Shares Plan (Revised) Management For Voted - For 17 Board Authorization to Handle Matters of 2021 Employee Restricted Shares Plan Management For Voted - For 18 Adjustment of the Repurchase Price for Phase II Employee Restricted Shares Plan and Repurchase and Cancellation of Some Restricted Shares Management For Voted - For 19 Amendments to Articles Management For Voted - For 20 Provision of Financial Support for a Controlling Subsidiary Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2022 Financial Budget Report Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Additional Purchase Transaction Agreement Quota With A Company Management For Voted - For 10 2022 Estimated Quota Of Continuing Connected Transactions Management For Voted - For 11 Conducting Structured Deposits With Proprietary Funds Management For Voted - For 12 Construction Of A Project Management For Voted - For 13 Investment In Construction Of A Project Management For Voted - For 14 Investment In Construction Of Another Project Management For Voted - For 15 A Project Investment Agreement To Be Signed By A Company Management For Voted - For 16 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 17 Change of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For 18 Elect GUO Shaohui Management For Voted - For 1525 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted SHANDONG NANSHAN ALUMINIUM CO., LTD. Security ID: Y7680L108 Ticker: 600219 Meeting Date: 23-Aug-21 Meeting Type: Special 1 Elect SONG Changming Management For Voted - For Meeting Date: 15-Nov-21 Meeting Type: Special 1 Provision of Guarantee for the Financing Project of an Overseas Subsidiary Management For Voted - For 2 Authorization to the Board of Directors LV Zhengfeng to Sign Relevant Papers on the Bank Credit Line Business Management For Voted - For 3 Objective of the Share Repurchase Management For Voted - For 4 Purpose of the Share Repurchase Management For Voted - For 5 Method of the Share Repurchase Management For Voted - For 6 Price of the Shares to Be Repurchased Management For Voted - For 7 Number and Percentage to the Total Capital of Shares to Be Repurchased Management For Voted - For 8 Total Amount and Source of the Funds to Be Used for the Repurchase Management For Voted - For 9 Type of the Share Repurchase Management For Voted - For 10 Time Limit of the Share Repurchase Management For Voted - For 11 Full Authorization to the Board of the Directors to Handle Matters Regarding the Repurchase of Social Public Shares Management For Voted - For 12 Amendments to the Interim Management Measures for Capital Transfer with a Company Management For Voted - For 13 2021 Estimated Connected Transactions With A Company Management For Voted - For Meeting Date: 01-Dec-21 Meeting Type: Special 1 By-Elect SUI Laizhi Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Independent Directors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 1526 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 6 2021 Profit Distribution Plan Management For Voted - For 7 Appointment of 2022 Auditor and Payment of 2021 Audit Fee Management For Voted - For 8 2022 Remuneration Plan for Directors and Senior Management Management For Voted - For 9 2022 Remuneration Plan for Supervisors Management For Voted - For 10 Authority to Give Guarantees to a Subsidiary Management For Voted - For 11 Entering into the 2022 Comprehensive Service Agreement with Nanshan Group Co., Ltd. and the Estimated Quota of 2022 Connected Transactions Management For Voted - For 12 Entering into the 2022 Comprehensive Service Agreement with New Nanshan International Holding Co., Ltd. and the Estimated Quota of 2022 Connected Transactions Management For Voted - For 13 2022 Estimated Connected Transactions Between PT Bintan Alumina Indonesia and Press Metal Aluminium Holdings Berhad Management For Voted - For 14 2022 Estimated Connected Transactions with Nanshan Group Finance Co., Ltd. Management For Voted - Against 15 Elect FANG Yufeng Management For Voted - For SHANDONG SINOCERA FUNCTIONAL MATERIAL CO. LTD Security ID: Y76867103 Ticker: 300285 Meeting Date: 13-Aug-21 Meeting Type: Special 1 Adjustment of the Investment Scale of Some Projects Financed with Raised Funds and Change of the Implementing Location Management For Voted - For SHANDONG SUN PAPER CO LTD Security ID: Y7681V105 Ticker: 002078 Meeting Date: 03-Dec-21 Meeting Type: Special 1 Elect LI Hongxin Management For Voted - For 2 Elect LI Na Management For Voted - For 3 Elect LIU Zehua Management For Voted - For 4 Elect WANG Zongliang Management For Voted - For 5 Elect LI Yao Management For Voted - For 6 Elect XU Xiaodong Management For Voted - For 7 Elect WANG Chenming Management For Voted - For 8 Elect ZHANG Kang Management For Voted - For 9 Elect YANG Linna Management For Voted - Against 10 Constitution of Procedural Rules of Directors, Supervisors and Mangers' Performance Appraisal Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Supervisors' Fees Management For Voted - For 13 Approval of Increased Annual Caps for 2021 Connected Transactions with Shandong International Sun Paper Co., Ltd. Management For Voted - For 1527 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Approval of Increased Annual Caps for 2021 Connected Transactions with Shandong Sun Food Packaging Material Co., Ltd. Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Amendments to Procedural Rules of Related Party Transactions Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Annual Report and its Summary Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 Connected Transactions with Shandong Shengde International Hotel Co., Ltd. Management For Voted - For 7 Connected Transactions with Wanguo Paper White Card Paper Co., Ltd. Management For Voted - For 8 Connected Transactions with Shandong International Paper Sun Card Co., Ltd. Management For Voted - For 9 Connected Transactions with Shandong Wanguo Sun Food Packing Materials Co., Ltd. Management For Voted - For 10 Connected Transactions with Guangxi Sun Paper Card Co., Ltd. Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 14 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 15 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 16 Amendments To The Raised Funds Management System Management For Voted - For 17 Amendments To The Work System For Independent Directors Management For Voted - For 18 Amendments To The Connected Transactions Management Measures Management For Voted - For 19 Launching Financial Derivatives Business Management For Voted - For 20 Feasibility Analysis Report On The Financial Derivatives Business Management For Voted - For 21 Authority to Give Guarantees to a Wholly-Owned Subsidiary Management For Voted - For 22 Approval of Line of Credit in 2022 Management For Voted - For SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO LTD Security ID: Y7T892106 Ticker: 603659 Meeting Date: 26-Jul-21 Meeting Type: Special 1 Revision And Restatement Of The Articles Of Association Management For Voted - For 1528 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Additional Guarantee Quota For Wholly-Owned And Controlled Subsidiaries Management For Voted - For 3 Provision Of Connected Guarantee For A Company Management For Voted - For 4 2021 Additional Credit Line Management For Voted - For 5 Investment In Construction Of A Production Base Management For Voted - For 6 Elect YIN Lixia Management For Voted - Against 7 Elect FANG Qi Management For Voted - For Meeting Date: 30-Sep-21 Meeting Type: Special 1 Adjustment of the Repurchase Price and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Management For Voted - For 2 Revision And Restatement Of The Articles Of Association Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Amendments to Work System of Independent Directors Management For Voted - For 2 Amendments to Decision-Making Procedural Rules for Connected Transactions Management For Voted - For 3 Amendments to Management Measures for External Investments Management For Voted - For 4 Amendments to Management Measures for External Guarantees Management For Voted - For 5 Amendments to Management Measures for Raised Funds Management For Voted - For 6 Amendments to Management Measures for Forward Foreign Exchange Management For Voted - For 7 Amendments to Procedural Rules for Board Meetings Management For Voted - For 8 Amendments to Procedural Rules for Supervisory Committee Meetings Management For Voted - For 9 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 10 Approval of 2022 Line of Credit Management For Voted - For 11 Authority to Give Guarantees in 2022 Management For Voted - For 12 Authority to Give Guarantees for Shanghai Jintaiyuan Industrial Development Co., Ltd. Management For Voted - For 13 Cash Management with Idle Raised Funds and Proprietary Funds Management For Voted - For 14 Elect LIANG Feng Management For Voted - For 15 Elect CHEN Wei Management For Voted - For 16 Elect HAN Zhongwei Management For Voted - For 17 Elect YUAN Bin Management For Voted - For 18 Elect PANG Jinwei Management For Voted - For 19 Elect YIN Lixia Management For Voted - For 20 Elect LIU Jianguang Management For Voted - Against 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting 1529 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 20-Apr-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Re-Appointment of Auditor Management For Voted - For 7 Remuneration For Directors And Senior Management Management For Voted - For 8 Remuneration For Supervisors Management For Voted - For 9 2022 Additional Guarantee Quota For Wholly-Owned And Controlled Subsidiaries Management For Voted - Against 10 Connected Transaction Regarding Capital Increase and Share Expansion of a Wholly-Owned Subsidiary Management For Voted - For 11 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 12 Appraisal Management Measures For The Implementation Of 2022 Stock Option And Restricted Stock Incentive Plan Management For Voted - For 13 Authorization to the Board to Handle Matters Regarding the Equity Incentive Management For Voted - For SHANXI MEIJIN ENERGY CO LTD Security ID: Y769A4103 Ticker: 000723 Meeting Date: 18-Mar-22 Meeting Type: Special 1 Provision Of Guarantee For A Controlled Subsidiary Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Provision Of Guarantee For A Controlled Subsidiary Management For Voted - For 3 Approve Extension of Resolution Validity Period of Issuance of Convertible Bonds Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions Management For Voted - For 7 2022 Reappointment Of Audit Firm Management For Voted - For 8 Connected Transactions Regarding Signing The Entrusted Management Agreement Management For Voted - For 1530 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted SHANXI TAIGANG STAINLESS STEEL CO., LTD. Security ID: Y8481S102 Ticker: 000825 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Allocation of Profits/Dividends Management For Voted - For 2 Re-appointment of Auditor Management For Voted - For 3 Re-appointment of Internal Control Auditor Management For Voted - For 4 Approval of Financial Services Agreement Management For Voted - For 5 Revised Annual Cap of Connected Transactions 2021 Management For Voted - For Meeting Date: 09-Dec-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Financial Service Agreement Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Approval of 2021 Accounts and Reports Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Approval of 2022 Financial Budget Management For Voted - For 8 Approval of 2022 Financial Fixed Assets Investment in 2022 Management For Voted - For 9 Proposal to Sign Taigang Stainless Solid Waste Treatment Business Operation Service Agreement with Baowu Environmental Technology Shanxi Resources Recycling Company Limited Management For Voted - For 10 Proposal to Sign Taigang Stainless Wastewater Treatment Business Operation Service Contract with Baowu Water Technology Company Limited Management For Voted - For 11 Proposal to Sign a Project Management Agreement for Maintenance and Inspection Contract with Taiyuan Iron and Steel (group) Electric Company Limited Management For Voted - For 12 Proposal on Renewal of Lease of Medium Plate Production Line of Taigang Group Linfen Iron and Steel Company Limited Management For Voted - For 13 Proposal on Related Transactions Related to Daily Operations in 2022 Management For Voted - For 14 Proposal on the Adjustment of the Supervisory Staff of the Company Management For Voted - For 15 Adoption of Restricted Stock Incentive Plan Management For Voted - For 16 Establishment of Procedural Rules: 2021 A-share Restricted Stock Incentive Plan Performance Evaluation Measures (Revised) Management For Voted - For 17 Establishment of Procedural Rules: Management Measures for Share Incentives Management For Voted - For 18 Board Authorization to the Restricted Share Incentive Scheme Management For Voted - For 1531 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted SHENGHE RESOURCES HOLDING CO., LTD. Security ID: Y8817A106 Ticker: 600392 Meeting Date: 26-Jan-22 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Authority to Give Guarantees Management For Voted - For 3 Related Party Transactions Management For Voted - For Meeting Date: 01-Mar-22 Meeting Type: Special 1 Cancellation of Repurchased Shares and Decrease of the Company's Registered Capital Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 06-Apr-22 Meeting Type: Special 1 Estimated Guarantee in 2022 Management For Voted - For 2 Authority to Issue Medium-term Notes Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect YAN Shiqiang Management For Voted - For 3 Elect HAN Zhijun Management For Voted - For 4 Elect YANG Zhenhai Management For Voted - For 5 Elect HUANG Ping Management For Voted - Against 6 Elect WANG Xiaohui Management For Voted - For 7 Elect ZHANG Geng Management For Voted - For 8 Elect ZHANG Jinsong Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect MAO Jingwen Management For Voted - For 11 Elect YANG Wenhao Management For Voted - Against 12 Elect ZHAO Fazhong Management For Voted - For 13 Elect ZHOU Wei Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect ZENG Ming Management For Voted - For 16 Elect LI Qi Management For Voted - Against Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) 1532 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2021 Remuneration For Directors And Supervisors Management For Voted - For 7 2021 Internal Control Evaluation Report Management For Voted - For 8 2021 Internal Control Audit Report Management For Voted - For 9 Special Report On The Deposit And Use Of Raised Funds In 2021 Management For Voted - For 10 Reappointment Of 2022 Audit Firm Management For Voted - For 11 Actual Amount of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Special 1 Capital Increase in Shenghe Resources (Lianyungang) New Materials Technology Co., Ltd. and Cooperation with a Strategic Investor Management For Voted - For 2 Connected Transaction Regarding Establishment of a Project Company Management For Voted - For 3 Adjustment of Independent Directors' Fees Management For Voted - For SHENZHEN CAPCHEM TECHNOLOGY CO. LTD. Security ID: Y77316100 Ticker: 300037 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Invested in the construction of the lithium-ion battery electrolyte and materials project in the Netherlands Management For Voted - For 2 The company and its subsidiaries apply to the bank for a comprehensive credit line Management For Voted - For 3 Part of the raised funds investment project is completed and the raised funds will be permanently supplemented as liquid funds Management For Voted - For 4 Amendment of a fund-raising management system Management For Voted - For 5 Amendment of preventing controlling shareholders and related parties from occupying the company's funds Management For Voted - For 6 Amendment of Information Disclosure Management System Management For Voted - For 7 Amendment of Accounting firm selection system Management For Voted - For Meeting Date: 17-Dec-21 Meeting Type: Special 1 Investment in Chongqing Capchem Lithium Battery Materials and Semiconductor Chemicals Project Management For Voted - For 2 Investment in Zhuhai Capchem Electronic Chemicals Project Management For Voted - For 1533 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 13-Apr-22 Meeting Type: Special 1 the Company's Eligibility for Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 2 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Type of Securities to Be Issued Management For Voted - For 3 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Issuing Scale Management For Voted - For 4 Plan For Issuance Of Convertible Corporate Bonds To Non-Specific Parties: Par Value And Issue Price Management For Voted - For 5 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Bond Duration Management For Voted - For 6 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Interest Rate of the Bond Management For Voted - For 7 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Conversion Period Management For Voted - For 9 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Determination and Adjustment to the Conversion Price Management For Voted - For 10 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 11 Issuance of Debt Instruments Management For Voted - For 12 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Redemption Clauses Management For Voted - For 13 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Resale Clauses Management For Voted - For 14 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Dividend Distribution After the Conversion Management For Voted - For 15 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Issuing Targets and Method Management For Voted - For 16 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Arrangement for Placing to Original Shareholders Management For Voted - For 17 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Matters Regarding the Meetings of Bondholders Management For Voted - For 18 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Purpose of the Raised Funds Management For Voted - For 19 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Guarantee Matters Management For Voted - For 20 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Rating Matters Management For Voted - For 21 Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Management and Deposit of Raised Funds Management For Voted - For 1534 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Plan For Issuance Of Convertible Corporate Bonds To Non-Specific Parties: The Valid Period Of The Issuing Plan Management For Voted - For 23 Preplan For Issuance Of Convertible Corporate Bonds To Non-Specific Parties Management For Voted - For 24 Demonstration Analysis Report on the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 25 Feasibility Analysis Report on the Use of Funds to Be Raised from the Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 26 Report On The Use Of Previously-Raised Funds Management For Voted - For 27 Diluted Immediate Return After The Issuance Of Convertible Corporate Bonds To Non-Specific Parties And Filling Measures And Relevant Commitments Management For Voted - For 28 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 29 Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds Management For Voted - For 30 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding Issuance of Convertible Corporate Bonds to Non-specific Parties Management For Voted - For 31 Amendments to the Company's Articles of Association Regarding the Profit Distribution Clauses Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Approval of 2021 Annual Report Management For Voted - For 2 Approval of 2021 Accounts and Reports Management For Voted - For 3 Allocation of Profits in 2021 Management For Voted - For 4 Approval of 2021 Directors' Reports Management For Voted - For 5 Approval of 2021 Supervisors' Reports Management For Voted - For 6 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 7 Appointment of Auditor Management For Voted - Against 8 Approval of Line of Credit Management For Voted - For 9 Approval of Forwarding Foreign Exchange Settlement and Sale Service in 2022 Management For Voted - For 10 Approval of the Use of Idle Funds and Funds Raised for Cash Management Management For Voted - For 11 Proposal on Investment and Construction of Phase 3.5 Solvent Expansion Project of Huizhou Zuobang Chemical Co., Ltd Management For Voted - For 12 Approval of Participating in the Securities Lending Transaction of the Transfer Securities Management For Voted - For 13 Amendments to Articles of Share Capital and Registered Capital Management For Voted - For 1535 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted SHENZHEN CHENGXIN LITHIUM GROUP CO LTD Security ID: Y2931D104 Ticker: 002240 Meeting Date: 07-Apr-22 Meeting Type: Special 1 Eligibility for Private Placement Management For Voted - Against 2 Type and Face Value of Shares Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Target and Way of Purchase Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issue Size Management For Voted - Against 7 Lock-up Period Management For Voted - Against 8 Arrangement of Undistributed Profits Accumulated before the Issuance Management For Voted - Against 9 Validity Period Management For Voted - Against 10 Place of Listing Management For Voted - Against 11 Purpose and Amount of Proceeds Management For Voted - Against 12 Preliminary Plan for Private Placement Management For Voted - Against 13 Feasibility Study on the Use of Proceeds Raised from Private Placement Management For Voted - Against 14 Introducing Strategic Investor and Signing Conditional Strategic Agreement Management For Voted - Against 15 Signing Subscription Agreement Management For Voted - Against 16 Related Party Transactions Concerning the Private Placement Management For Voted - Against 17 Report On The Use Of Previously Raised Funds Management For Voted - For 18 Indemnification Arrangement for Diluted Current Earnings Management For Voted - Against 19 Shareholder Returns Plan for the Next Three Years Management For Voted - For 20 Board Authorization to Implement the Private Placement Management For Voted - Against 21 Authority to Give Guarantees to Subsidiaries Management For Voted - Against Meeting Date: 17-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - Against 9 Estimated Guarantee Quota For Subsidiaries Management For Voted - Against 1536 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Provision Of External Financial Aid Management For Voted - Abstain 11 Amendments To The Company S Some Articles Of Association Management For Voted - For 12 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 13 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 14 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 15 Amendments To The System For Independent Directors Management For Voted - For 16 Amendments To The Connected Transactions Management System Management For Voted - For 17 Amendments To The External Guarantee System Management For Voted - For 18 Election Of Independent Directors Management For Voted - For 19 Amendments to the Company's Articles of Association Management For Voted - For 20 Estimation Of Continuing Connected Transactions Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 By-Election Of Non-Independent Director: Li Qian Management For Voted - For 23 By-Election Of Non-Independent Director: Yao Jing Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Special 1 Related Party Transactions regarding Sales of Equities Management For Voted - For SHENZHEN SENIOR TECHNOLOGY MATERIAL CO LTD. Security ID: Y774BJ109 Ticker: 300568 Meeting Date: 24-Jan-22 Meeting Type: Special 1 Repurchase of Shares Management For Voted - For 2 Amendments to Articles to Reflect Share Repurchase Management For Voted - For Meeting Date: 21-Feb-22 Meeting Type: Special 1 Adoption of 2022 Employee Restricted Shares Plan (Draft) and its Summary Management For Voted - For 2 Establishment of the Appraisal and Management Measures for 2022 Employee Restricted Shares Plan Management For Voted - For 3 Board Authorization to Handle Matters of 2022 Employee Restricted Shares Plan Management For Voted - For Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Approval of Directors' Reports Management For Voted - For 2 Approval of Supervisors' Reports Management For Voted - For 3 Approval of Annual Report Management For Voted - For 4 Approval of Accounts and Reports Management For Voted - For 5 Approval of Financial Budget Management For Voted - For 6 Approval of the Application of Line of Credit Management For Voted - For 1537 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Fees for Non-Independent Directors and Senior Management Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Authority to Give Guarantees Management For Voted - Against 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 13-Jun-22 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - For 2 Amendments to Articles Management For Voted - For SICHUAN HEBANG BIOTECHNOLOGY CO.LTD. Security ID: Y7931D103 Ticker: 603077 Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Approval of Annual Report Management For Voted - For 2 Approval of Directors' Reports Management For Voted - For 3 Approval of Supervisors' Reports Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Approval for a Fundraising Plan for the Year 2022 Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Amendments to Articles Management For Voted - For 9 The Spin-Off of Subsidiary Sichuan Wujun Solar Co., Ltd. to List on the Main Board of the Shanghai Stock Exchange in Compliance with Relevant Laws and Regulations Management For Voted - For 10 The Spin-Off of Subsidiary Sichuan Wujun Solar Co., Ltd. for Initial Public Offering and Listing on the Main Board of the Shanghai Stock Exchange Management For Voted - For 11 Preliminary Plan of the Spin-Off of a Subsidiary of Sichuan Wujun Solar Co., Ltd. to be Listed on the Main Board of the Shanghai Stock Exchange Management For Voted - For 12 In Comply with the "Rules Governing the Spin-Off of Listed Companies (for Trial Implementation)" in relation to the spin-off of its subsidiary, Sichuan Wujun Solar Co., Ltd., to the main board of the Shanghai Stock Exchange Management For Voted - For 13 The Spin-Off of Subsidiary Sichuan Wujun Solar Co., Ltd. to be Listed on the Main Board of the Shanghai Stock Exchange for the Protection of the Lawful Rights and Interests of Shareholders and Creditors Management For Voted - For 14 The Ability to Keep Maintaining the Company's Independence and Ability to Continue as a Going Concern Management For Voted - For 15 The Ability of Sichuan Wujun Solar Co., Ltd. to Operate in a Regulated Manner Management For Voted - For 16 The Completeness and Compliance of the Legal Procedures for the Demerger and the Validity of the Legal Documents Submitted Management For Voted - For 1538 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Analysis of the Purpose, Commercial Reasonableness, Necessity and Feasibility of the Spin-Off Management For Voted - For 18 Board Authorization to Handle Matters Relating to the Listing of Sichuan Wujun Solar Co., Ltd. Management For Voted - For 19 Directors' Fees Management For Voted - For 20 Supervisors' Fees Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 05-May-22 Meeting Type: Special 1 Investment In Construction Of A Project Management For Voted - For SICHUAN NEW ENERGY POWER COMPANY LIMITED Security ID: Y7932Q103 Ticker: 000155 Meeting Date: 04-Jan-22 Meeting Type: Special 1 Adjustment of Independent Directors' Fees Management For Voted - For 2 Approval of Basic Remuneration for Company's Legal Representative Management For Voted - For 3 Elect WAN Peng Management For Voted - For 4 Provision of Financial Aid to A Company Management For Voted - For SICHUAN YAHUA INDUSTRIAL GROUP CO. LTD Security ID: Y7933T106 Ticker: 002497 Meeting Date: 10-Mar-22 Meeting Type: Special 1 Change the Purpose of the Share Repurchase Management For Voted - For 2 2021 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 3 Appraisal Management Measures For The Implementation Of 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding the 2021 Restricted Stock Incentive Plan Management For Voted - For 5 2022 Application For Loan Credit Line To Banks Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Proposal to Anticipate the Company's Daily Connected Transactions in 2022 Management For Voted - For 7 Approval of Directors' and Senior Executives' Fees Management For Voted - For 8 Approval of Independent Directors' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - For 1539 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Proposal for the Company to Carry Out Foreign Exchange Hedging Business Management For Voted - For SINOMA SCIENCE & TECHNOLOGY CO LTD Security ID: Y80025102 Ticker: 002080 Meeting Date: 17-Aug-21 Meeting Type: Special 1 Guarantee for subsidiaries Management For Voted - Against 2 Guarantee for a subsidiary Management For Voted - Against 3 Amendments to Articles of Association Management For Voted - For Meeting Date: 07-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect XUE Zhongmin Management For Voted - Against 3 Elect TANG Zhiyao Management For Voted - For 4 Elect HUANG Zaiman Management For Voted - For 5 Elect CHANG Zhangli Management For Voted - For 6 Elect YU Mingqing Management For Voted - For 7 Election of Directors Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect YUE Qingrui Management For Voted - For 10 Elect LIN Fang Management For Voted - For 11 Elect LI Wenhua Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect SU Kui Management For Voted - Against 14 Elect CAO Qinming Management For Voted - Against 15 Elect CHU Zhuxin Management For Voted - For 16 Appointment of Auditor Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 2022 Related Party Transactions Management For Voted - For 7 2022 Loan Budget and Related Loan Authorizations Management For Voted - Against 8 2022 Adjustment of Guarantee Amount and New Guarantees Management For Voted - For 9 Authority to Issue Ultra-short-term Bonds Not Exceeding RMB 4.8 Billion Management For Voted - For 10 Change of the Company's Auditor in 2022 Management For Voted - For 1540 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted SINOMINE RESOURCE GROUP CO LTD Security ID: Y80027108 Ticker: 002738 Meeting Date: 08-Jun-22 Meeting Type: Special 1 Company's Eligibility for Non-public Share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Lockup Period Management For Voted - Against 8 Total Amount and Purpose of the Raised Funds Management For Voted - Against 9 Arrangement for the Accumulated Retained Profits Before the Issuance Management For Voted - Against 10 Listing Place Management For Voted - Against 11 Valid Period of the Resolution on the Share Offering Management For Voted - Against 12 Preplan For 2022 Non-Public Share Offering Management For Voted - Against 13 Special Report On The Use Of Previously Raised Funds Management For Voted - For 14 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Non-public Share Offering Management For Voted - Against 15 Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 16 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 17 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against 18 Amendments To The Raised Funds Management Measures Management For Voted - For SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Security ID: Y80373114 Ticker: 0338 Meeting Date: 30-Mar-22 Meeting Type: Other 1 Authority to Repurchase A and/or H Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Mar-22 Meeting Type: Special 1 Waiver of the Pre-emptive Right over the Equity Transfer of a Non-controlled Company Management For Voted - For 2 Authority to Repurchase A and/or H Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 1541 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2022 Financial Budget Plan Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Ultra Short-Term Financing Bonds Management For Voted - Against 8 Authority to Repurchase Domestic and/or Foreign Shares Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Jun-22 Meeting Type: Other 1 Authority to Repurchase Domestic and/or Foreign Shares Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting SKSHU PAINT CO LTD. Security ID: Y806G4107 Ticker: 603737 Meeting Date: 13-Jul-21 Meeting Type: Special 1 Fifth Phase of the Employee Stock Ownership Plan and Its Summary Management For Voted - Against 2 Management Measures for the Fifth Phase of the Employee Stock Ownership Plan Management For Voted - Against 3 Authorize the Board of Directors to Handle Matters Regarding the Fifth Phase of the Employee Stock Ownership Plan Management For Voted - Against 4 Amendments to Articles of Association Management For Voted - For Meeting Date: 15-Apr-22 Meeting Type: Special 1 Extension of Validity of the Resolution for Private Placement and the Authorization to the Board for Implementing the Private Placement Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Amendments To The Company S Articles Of Association Management For Voted - For 7 Reappointment Of Audit Firm Management For Voted - For 1542 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 2022 Guarantee Plan for Subsidiaries and Application for Credit Line to Financial Institutions Management For Voted - Against 9 Provision Of External Guarantee Management For Voted - Against SUZHOU TA&A ULTRA CLEAN TECHNOLOGY CO. LTD Security ID: Y831BX106 Ticker: 300390 Meeting Date: 16-May-22 Meeting Type: Special 1 Approve Amendments to Articles of Association Management For Voted - For 2 Approve Remuneration of Directors Management For Voted - For 3 Approve to Appoint Auditor Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Special 1 2022 Estimated Additional Continuing Connected Transactions Management For Voted - For 2 Application For Comprehensive Credit Line To Banks Management For Voted - For TANGSHAN JIDONG CEMENT CO., LTD. Security ID: Y8534M102 Ticker: 000401 Meeting Date: 29-Jul-21 Meeting Type: Special 1 Type of Securities to Be Issued and par value Management For Voted - For 2 Issuing objects and underlying assets Management For Voted - For 3 Transactions Price and Payment method Management For Voted - For 4 Pricing base date, basis and issue price Management For Voted - For 5 Number of shares issued Management For Voted - For 6 Limited sale period Management For Voted - For 7 Listing place Management For Voted - For 8 Rollover Undistributed Profit Arrangement Management For Voted - For 9 Profit and loss arrangement during the transition period of the underlying asse Management For Voted - For 10 Merger by Absorption Management For Voted - For 11 Type of Securities to Be Issued and par value Management For Voted - For 12 Issuing Method and period Management For Voted - For 13 Issuing Targets and Purchase Method Management For Voted - For 14 Pricing base date and issue price Management For Voted - For 15 Issue number Management For Voted - For 16 Limited sale period Management For Voted - For 17 Listing place Management For Voted - For 18 Rollover Undistributed Profit Arrangement Management For Voted - For 19 Use of raised funds Management For Voted - For 20 Conditions for exercising the cash option Management For Voted - For 21 Provider of cash options Management For Voted - For 22 Exercise price of cash option Management For Voted - For 23 Exercise procedure of cash option Management For Voted - For 24 Creditor's interest protection mechanism Management For Voted - For 1543 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Performance commitment and compensation arrangements Management For Voted - For 26 Resolution validity period Management For Voted - For 27 Approve Report (Draft) and Summary on Absorption Merger via Share Issuance and Raising Supporting Funds as well as Related Party Transactions Management For Voted - For 28 Approve Conditional Signing of Absorption Merger Agreement and Its Supplementary Agreement Management For Voted - For 29 Approve Conditional Signing of Share Subscription Agreement Management For Voted - For 30 Approve Signing of Performance Compensation Agreement Management For Voted - For 31 Approve Whitewash Waiver and Related Transactions Management For Voted - For 32 Approve Impact of Dilution of Current Returns and the Relevant Measures to be Taken Management For Voted - For 33 Board Authorization to Handle All Related Matters Management For Voted - For 34 Non-Voting Meeting Note N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting 36 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 07-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of the Increase of Registered Capital Management For Voted - For 3 Approval of the Amendment to Business Scope Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Elect WANG Xiangdong Management For Voted - For TIANSHAN ALUMINUM GROUP CO LTD Security ID: Y9894M104 Ticker: 002532 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 2 Approval of FY2021 Directors' Report Management For Voted - For 3 Approval of FY2021 Supervisors' Report Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 FY2021 Deposit and Use of Raised Funds Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Liability insurance for Directors, Supervisors and Senior Management Management For Voted - For TIBET SUMMIT RESOURCES CO LTD Security ID: Y9723V101 Ticker: 600338 Meeting Date: 30-Dec-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For 2 Election of Directors Management For Voted - For 1544 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 10-Jan-22 Meeting Type: Special 1 The First Phase Stock Ownership Plan (draft) of the Long-term Employee Stock Ownership Plan Management For Voted - Against 2 Formulation of the Management Measures for the First Phase Stock Ownership Plan of the Long-term Employee Stock Ownership Plan Management For Voted - Against 3 Authorization to the Board to Handle Matters Regarding the First Phase Stock Ownership Plan of the Long-Term Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 28-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Eligibility For Private Placement Management For Voted - Against 3 Stock Type and Nominal Value Management For Voted - Against 4 Issuance Method and Date Management For Voted - Against 5 Issuance Targets and Subscription Method Management For Voted - Against 6 Issuance Price and Pricing Method Management For Voted - Against 7 Issuance Volume Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Purpose of the Raised Funds Management For Voted - Against 11 Arrangement For the Accumulated Retained Profits Before the Private Placement Management For Voted - Against 12 Validity of the Resolution Management For Voted - Against 13 Feasibility Analysis Report On the Use of Funds to Be Raised From the 2022 Private Placement Management For Voted - Against 14 Diluted Immediate Return After the Private Placement, Filling Measures and Commitments of the Relevant Parties Management For Voted - Against 15 Formulation Of The Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 16 Full Authorization To The Board To Handle Matters Regarding the Private Placement Management For Voted - Against 17 Amendments to Articles of Association Management For Voted - For 18 Amendments to Procedural Rules Governing Shareholder General Meetings Management For Voted - For 19 Amendments to Procedural Rules Governing Board Meetings Management For Voted - For 20 Amendments to Procedural Rules Governing Meetings of the Supervisory Committee Management For Voted - For 21 Preliminary Plan for 2022 Private Placement (Revised Draft) Management For Voted - Against Meeting Date: 29-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 1545 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 2021 Allowance For Directors And Independent Directors Management For Voted - For 6 2021 Allowance For Supervisors Management For Voted - For 7 Connected Transaction Regarding Loans From The Controlling Shareholder Management For Voted - For 8 2022 Financial Budget Report Management For Voted - For 9 2022 Estimated Guarantee Quota For Wholly-Owned Subsidiaries Management For Voted - For TONGKUN GROUP CO LTD Security ID: Y8851U109 Ticker: 601233 Meeting Date: 09-Jul-21 Meeting Type: Special 1 The Project Investment Agreement to Be Signed with a Company and Gulei Port Economic Development Zone, Zhangzhou, Fujian Management For Voted - For Meeting Date: 18-Oct-21 Meeting Type: Special 1 Change of registered capital and amendment to Articles of Association Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 6 2021 Remuneration For Directors Management For Voted - For 7 2021 Remuneration For Supervisors Management For Voted - For 8 2022 Appointment Of Financial Audit Firm Management For Voted - For 9 Guarantee Between The Company And Its Subsidiaries Management For Voted - For 10 Authorization of 2022 Total Financing Credit Line to the Company and Its Subsidiaries Management For Voted - For 11 Confirmation of Implementing Results of 2021 Continuing Connected Transaction: Connected Transaction Results with the Controlling Shareholder and Its Subsidiaries Management For Voted - For 12 Confirmation of Implementing Results of 2021 Continuing Connected Transaction: Connected Transaction Results with a Company Management For Voted - For 13 Confirmation of Implementing Results of 2021 Continuing Connected Transaction: Connected Transaction Results with a 2nd Company Management For Voted - For 1546 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Confirmation of Implementing Results of 2021 Continuing Connected Transaction: Connected Transaction Results with Other Related Parties Management For Voted - For 15 2022 Estimated Continuing Connected Transaction: Estimated Connected Transactions with the Controlling Shareholder and Its Subsidiaries Management For Voted - For 16 2022 Estimated Continuing Connected Transaction: Connected Transaction Results with a Company Management For Voted - For 17 2022 Estimated Continuing Connected Transaction: Connected Transaction Results with a 2nd Company Management For Voted - For 18 2022 Estimated Continuing Connected Transaction: Connected Transaction Results with Other Related Parties Management For Voted - For 19 Reformulation Of The Company S Articles Of Association And It S Appendix Management For Voted - For 20 Issuance Of Super Short-Term Commercial Papers Management For Voted - For TONGLING NONFERROUS METALS GROUP CO., LTD. Security ID: Y8883H118 Ticker: 000630 Meeting Date: 26-Aug-21 Meeting Type: Special 1 Approval of the Capital Increase in a Subsidiary Management For Voted - For Meeting Date: 27-Sep-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 2021 Estimated Additional Continuing Connected Transactions Management For Voted - For Meeting Date: 11-Nov-21 Meeting Type: Special 1 Provision Of Guarantee For Joint Stock Companies Management For Voted - For Meeting Date: 27-Jan-22 Meeting Type: Special 1 Elect TANG Shukun Management For Voted - For 2 2022 Estimated Continuing Connected Transactions Management For Voted - For 3 Provision Of Guarantee For Joint Stock Companies Management For Voted - For Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2022 Budget Plan Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 Approval of Line of Credit in 2022 Management For Voted - For 8 Launching 2022 Foreign Exchange Fund Transactions Business Management For Voted - For 1547 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Appointment of 2022 Auditor Management For Voted - For 10 Continuing Connected Transaction Regarding a Financial Service Agreement to Be Signed with a Company Management For Voted - Against 11 Amendments to Articles Management For Voted - For 12 Capital Increase in Subsidiaries with Raised Funds by a Controlled Subsidiary Management For Voted - For 13 Provision for Assets Impairment Management For Voted - For Meeting Date: 17-Jun-22 Meeting Type: Special 1 By-elect LI Xin as Supervisor Management For Voted - Against 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Elect YOU Jia Management For Voted - For 4 Elect ZHU Ming Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting TRANSFAR ZHILIAN CO., LTD. Security ID: Y98924106 Ticker: 002010 Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Application For Credit Line To Financial Institutions Management For Voted - For 7 2022 Remuneration Plan For Directors And Senior Management Management For Voted - For 8 2022 Remuneration Plan For Supervisors Management For Voted - For 9 2022 Estimated Continuing Connected Transactions Management For Voted - For 10 2022 Estimated Guarantee Quota Management For Voted - For 11 Reappointment Of Audit Firm Management For Voted - For 12 Launching The Assets Pool Business Management For Voted - For 13 Connected Transaction Regarding the Financial Service Agreement to Be Signed with a Company Management For Voted - For 14 Performance Commitments Results and Relevant Performance Compensation of a Company Management For Voted - For 15 Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 16 Repurchase and Cancellation of Some Restricted Stocks Under 2020 Restricted Stock Incentive Plan I Management For Voted - For 17 Repurchase and Cancellation of Some Restricted Stocks Under 2020 Restricted Stock Incentive Plan Ii Management For Voted - For 18 Decrease of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For 19 Amendments To The Corporate Governance Rules Management For Voted - For 1548 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Provision Of Phased Guarantee For Enterprises By Subordinate Companies Management For Voted - For WANHUA CHEMICAL GROUP CO., LTD. Security ID: Y9520G109 Ticker: 600309 Meeting Date: 16-Aug-21 Meeting Type: Special 1 Transfer Assets to a Wholly-owned Subsidiary and Provision of Guarantees Management For Voted - Against 2 Provision of Guarantees to a Wholly-owned Subsidiary Management For Voted - Against 3 Provision of Financial Support for a Controlling Subsidiary Management For Voted - Against Meeting Date: 11-Apr-22 Meeting Type: Annual 1 2021 Annual Accounts Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 Implementing Results Of 2021 Investment Plan And 2022 Investment Plan Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 2021 Work Report Of The Board Of Directors Management For Voted - For 6 2021 Work Report Of The Supervisory Committee Management For Voted - For 7 2021 Work Report Of Independent Directors Management For Voted - For 8 Payment Of Audit Fees Management For Voted - For 9 Reappointment Of Audit Firm Management For Voted - For 10 Performance Of Continuing Connected Transaction Agreements With Related Parties Management For Voted - For 11 Guarantee For Subsidiaries And Mutual Guarantee Among Subsidiaries Management For Voted - Against 12 Guarantee For Joint Ventures Management For Voted - For 13 Adjustment Of The Quota Of Non-Financial Corporate Debt Financing Instruments In The Inter-Bank Bond Market Management For Voted - For 14 Amendments To The Company's Articles Of Association Management For Voted - For 15 Formulation Of The Allowance System For Directors And Supervisors Management For Voted - For 16 Elect WANG Qingchun Management For Voted - Against 17 Elect WU Changqi Management For Voted - Against 18 Elect WANG Huacheng Management For Voted - Against 19 Elect ZHANG Jin Management For Voted - Against 20 Non-Voting Meeting Note N/A N/A Non-Voting WEIHAI GUANGWEI COMPOSITES CO. LTD. Security ID: Y953AT108 Ticker: 300699 Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 1549 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Connected Transaction Regarding Guarantee And Financial Aid To Controlled Subsidiaries Management For Voted - For 7 Application For Comprehensive Credit Line To Banks And Financial Institutions, Bank Loans And Relevant Guarantee By The Company And Its Subsidiaries Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 10 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 11 Authorization To The Board To Handle Matters Regarding The Restricted Stock Incentive Plan Management For Voted - For WESTERN SUPERCONDUCTING TECHNOLOGIES CO. LTD. Security ID: Y9T35V103 Ticker: 688122 Meeting Date: 30-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Financial Budget Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of 2021 Independent Directors' Report Management For Voted - For 7 Proposal on the Company's Daily Connected Transaction Plan for 2022 Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Amendments to Procedural Rules: Independent Director Allowance System Management For Voted - Against 11 Election of Non-Independent Directors Management For Voted - For 12 Election of Independent Directors Management For Voted - For XIAMEN TUNGSTEN Security ID: Y6454T107 Ticker: 600549 Meeting Date: 02-Sep-21 Meeting Type: Special 1 Public Listing and Transfer of 60 Percent Equities in a Company Management For Voted - For 2 2021 Adjustment of Estimated Continuing Connected Transactions with a Company and Its Direct or Indirect Controlled Subsidiaries Management For Voted - For 1550 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Adjustment of Estimated Continuing Connected Transactions with a 2nd Company Management For Voted - For 4 2021 Adjustment of Estimated Continuing Connected Transactions with a 3rd Company and Its Direct or Indirect Controlled Subsidiaries Management For Voted - For 5 2021 Adjustment of Estimated Continuing Connected Transactions with Two Other Companies Management For Voted - For 6 2021 Adjustment of Estimated Continuing Connected Transactions with a 6th Company Management For Voted - For 7 2021 Adjustment of Estimated Continuing Connected Transactions with a 7th Company Management For Voted - For 8 Amendments to the Implementing Plan for Annual Remuneration Management For Voted - For 9 Continuing Connected Transaction Framework Agreement to Be Signed with a Company Management For Voted - For Meeting Date: 30-Dec-21 Meeting Type: Special 1 Connected Transaction in relation to Equity Transfer in A Company Management For Voted - For 2 Implementing Plan for Employees Annual Remuneration Management For Voted - For Meeting Date: 18-Jan-22 Meeting Type: Special 1 Adjustment of the 2020 Restricted Stock Incentive Plan and Conditions for Performance Management For Voted - For Meeting Date: 16-Feb-22 Meeting Type: Special 1 Daily Connected Transactions With Fujian Metallurgical (Holdings) Co., Ltd. And Its Direct or Indirect Holding Companies in 2022 Management For Voted - For 2 Daily Connected Transactions With Jiangxi Jutong Industrial Co., Ltd. And Its Direct or Indirect Holding Companies in 2022 Management For Voted - For 3 Daily Connected Transactions With China Tungsten High-tech Materials Co., Ltd. And Its Direct or Indirect Holding Companies in 2022 Management For Voted - For 4 Daily Connected Transactions With Japan United Materials Corporation and TMA Corporation in 2022 Management For Voted - For 5 Daily Connected Transactions With Suzhou Aichi Gauss Electric Co., Ltd., Jiangxi Xiushui Ganbei Tungsten Industry Co., Ltd., Jiangxi Xiushui Xianglushan Tungsten Industry Co., Ltd., and Xiamen Chuanghe Luxiang Investment Management Co., Ltd. in 2022 Management For Voted - For 6 A Controlled Subsidiary's Provision of Loans for its Affiliated Entity Management For Voted - For 1551 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 23-Mar-22 Meeting Type: Special 1 Issuance of A Shares by a Controlling Subsidiary to Specific Subscribers Management For Voted - For 2 Connected Transaction Regarding Subscription of Shares Issued by a Subsidiary Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 FY2021 Financial Accounts and Reports Management For Voted - For 4 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Issue Super Short-Term Commercial Paper Management For Voted - For 7 Authority to Give Guarantees to Controlling Subsidiaries in FY2022 Management For Voted - For 8 Provision of Guarantees to Xiamen Golden Heron Cemented Carbides by Xiamen Golden Heron Special Alloy Co., Ltd. Management For Voted - For 9 Provision of Guarantees to XTC New Energy Materials (Sanming) Co., Ltd. by XTC New Energy Materials (Xiamen) Co., Ltd. Management For Voted - For 10 Provision of Guarantees to Xiamen Minglu International Trading Co., Ltd. by XTC New Energy Materials (Xiamen) Co., Ltd. Management For Voted - For 11 Provision of Guarantees to Xiamen Jinglu New Energy Materials Co., Ltd. by XTC New Energy Materials (Xiamen) Co., Ltd. Management For Voted - For 12 FY2021 Appointment of Auditor Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 15 Amendments to Procedural Rules: Board Meetings Management For Voted - For 16 Amendments to Procedural Rules: Supervisory Board Meetings Management For Voted - For 17 Amendments to Work System for Independent Directors Management For Voted - For 18 Amendments to Management System for Connected Transaction Management For Voted - For 19 FY2022 Independent Directors' Fees Management For Voted - For 20 Elect ZHU Haomiao Management For Voted - For XINJIANG ZHONGTAI CHEMICAL CO., LTD. Security ID: Y9723L103 Ticker: 002092 Meeting Date: 31-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Give Guarantees Management For Voted - Against 3 Provision of Joint Guarantees for Bankers Acceptance Bill Application Management For Voted - Against 4 Provision of Joint Guarantees for Leasing Business Management For Voted - Against 1552 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Provision of Joint Guarantees for Capital Loans to Bank Management For Voted - Against 6 Connected Transactions Regarding Guarantees Management For Voted - Against Meeting Date: 17-Jan-22 Meeting Type: Special 1 Permanently Supplementing the Working Capital with Surplus Raised Funds by Wholly-owned Subsidiaries Management For Voted - For 2 Application for Comprehensive Credit Line by Wholly-owned Subsidiaries and the Company S Provision of Guarantee for It Management For Voted - For 3 A Company's Application for Comprehensive Credit Line a Bank and the Company's Provision of Joint and Several Guarantee for It Management For Voted - For 4 The Above Company's Application for Comprehensive Credit Line to Another Bank and the Company's Provision of Joint and Several Guarantee for It Management For Voted - For 5 A 2nd Company's Application for Comprehensive Credit Line a Bank and the Company's Provision of Joint and Several Guarantee for It Management For Voted - For Meeting Date: 22-Feb-22 Meeting Type: Special 1 2022 Application for Estimated Comprehensive Credit Line by the Company and Subsidiaries and the Company's Provision of Guarantee Quota for Subsidiaries Management For Voted - Against 2 A Company's Application for Comprehensive Credit Line to Banks and Other Financial Institutions and the Company's Provision of Joint and Several Guarantee for It Management For Voted - Against 3 A 2nd Company's Application for Comprehensive Credit Line to Banks and Other Financial Institutions and the Company's Provision of Joint and Several Guarantee for It Management For Voted - Against 4 A 3rd Company's Application for Comprehensive Credit Line to Banks and Other Financial Institutions and the Company's Provision of Joint and Several Guarantee for It Management For Voted - Against Meeting Date: 09-Mar-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report of the Board of Supervisors Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2022 Financial Budget Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2021 Report On The Deposit And Use Of Raised Funds Management For Voted - For 8 Report On The Use Of Previously Raised Funds Management For Voted - For 9 2022 Estimated Continuing Connected Transactions Management For Voted - For 1553 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Connected Transaction Regarding A Company's Financial Aid to Another Company Management For Voted - For Meeting Date: 16-May-22 Meeting Type: Special 1 Application for Comprehensive Credit Line by Wholly-owned Subsidiaries and Guarantee by the Company Management For Voted - For 2 Application For Financing And Provision Of Guarantee By Subordinate Companies Management For Voted - For 3 Provision Of Guarantee For Related Parties Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Special 1 Investment In Construction Of A Project By A Company Management For Voted - For 2 Provision of Joint and Several Guarantee for the Futures Delivery Warehouse Applied for by a Company Management For Voted - For 3 A 2nd Company and Its Wholly-owned Subsidiaries Application for Financing to Financial Institutions and the Company S Provision of Joint and Several Guarantee for Them Management For Voted - For 4 A 3rd Company S Application for Loans to Banks and the Company S Provision of Joint and Several Guarantee for It Management For Voted - For 5 A 4th Company S Wholly-owned Subsidiaries Application for Financing to Financial Institutions and the Company S Provision of Joint and Several Guarantee for Them Management For Voted - For 6 Provision Of Guarantee For Related Parties Management For Voted - For YINTAI GOLD CO LTD Security ID: Y1584S103 Ticker: 000975 Meeting Date: 18-Oct-21 Meeting Type: Special 1 Provision of Guarantee for a Wholly-owned Subsidiary Management For Voted - For 2 Appointment Of 2021 Audit Firm Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of 2021 Annual Report and its Summary Management For Voted - For 5 Approval of 2021 Independent Directors' Reports Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Approval of Using Idle Funds By the Company and Its Holding Subsidiary for Entrusted Wealth Management and Other Investments Management For Voted - For 8 Estimated External Guarantees in 2022 Management For Voted - For 9 Amendments to Articles Management For Voted - For 1554 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Amendments to Procedural Rules: General Meetings of Shareholders Management For Voted - For 11 Amendments to Procedural Rules: the Board of Directors Management For Voted - For 12 Amendments to Procedural Rules: Supervisory Board Management For Voted - For 13 Amendments to Procedural Rules: External Guarantee System Management For Voted - For YONGXING SPECIAL MATERIALS TECHNOLOGY CO LTD Security ID: Y98421103 Ticker: 002756 Meeting Date: 17-May-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Related Party Transactions Management For Voted - For 7 Appointment of Auditor Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Special 1 Extension of the Validity Period of Board Resolution Regarding 2021 Private Placement Management For Voted - For 2 Extension of the Validity Period of Board Authorization to Implement the 2021 Private Placement Management For Voted - For YOUNGY CO LTD. Security ID: Y2932Z104 Ticker: 002192 Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Annual Accounts Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 2021 Work Report Of The Board Of Directors Management For Voted - For 4 2021 Work Report Of The Supervisory Committee Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For YUNNAN ALUMINIUM CO. LTD. Security ID: Y9881Y103 Ticker: 000807 Meeting Date: 12-Jan-22 Meeting Type: Special 1 2021 Re- Appointment of Auditor Management For Voted - For 2 Adjustment Of The Estimated Amount Of 2021 Continuing Connected Transactions Management For Voted - For 3 Increase of Company's Registered Capital Management For Voted - For 1555 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Amendments to the Company's Articles of Association Management For Voted - For 5 Elect GAO Lidong Management For Voted - For Meeting Date: 28-Mar-22 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Elect XU Jing Management For Voted - For 4 Elect ZHENG Ting Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Approval of FY2021 Directors' Report Management For Voted - For 2 Approval of FY2021 Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 4 FY2021 Allocation of Profits/Dividends Management For Voted - For 5 Related Party Transactions Management For Voted - Against 6 Authority to Issue Debt Instruments Management For Voted - For YUNNAN ENERGY NEW MATERIAL CO LTD Security ID: Y9881M109 Ticker: 002812 Meeting Date: 19-Aug-21 Meeting Type: Special 1 Setting Up Joint Venture with A Company For Construction of a Project Management For Voted - For 2 Connected Transaction on an Acquisition Framework Agreement Management For Voted - For Meeting Date: 25-Oct-21 Meeting Type: Special 1 Related Party Transactions Management For Voted - Abstain Meeting Date: 22-Nov-21 Meeting Type: Special 1 By-Elect MA Weihua Management For Voted - For Meeting Date: 02-Dec-21 Meeting Type: Special 1 Additional Guarantee Quota For Subsidiaries Management For Voted - Against Meeting Date: 17-Jan-22 Meeting Type: Special 1 The Company's Eligibility for Non-public Share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Pricing Base Date, Pricing Principles and Issue Price Management For Voted - Against 6 Issuing Volume Management For Voted - Against 1556 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Lockup Period Management For Voted - Against 8 Arrangement for the Accumulated Retained Profits Before the Issuance Management For Voted - Against 9 The Valid Period of This Issuance Resolution Management For Voted - Against 10 Listing Place Management For Voted - Against 11 Purpose of the Raised Funds Management For Voted - Against 12 Implementing Parties and Investment Method of the Raised Funds Management For Voted - Against 13 Preplan For The 2021 Non-Public Share Offering Management For Voted - Against 14 Feasibility Analysis Report on the Use of Funds to Be Raised from the Non-public Share Offering Management For Voted - Against 15 Report On The Use Of Previously Raised Funds Management For Voted - For 16 Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 17 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - Against 18 Setting Up A Dedicated Account For Raised Funds Management For Voted - Against 19 Authorization to the Board to Handle Matters Regarding the Non-public Share Offering Management For Voted - Against Meeting Date: 14-Feb-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 3 Formulation of the Appraisal Management Measures For the Implementation of 2022 Stock Option and Restricted Stock Incentive Plan Management For Voted - For 4 Authorization To the Board To Handle Matters Regarding the Equity Incentive Plan Management For Voted - For Meeting Date: 05-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 Reappointment Of 2022 Financial Audit Firm And Internal Control Audit Firm Management For Voted - For 7 2021 Remuneration For Directors Management For Voted - For 8 2021 Remuneration For Supervisors Management For Voted - For 9 2022 Application For Comprehensive Credit Line To Banks Management For Voted - For 10 2022 Guarantee Quota Within The Scope Of Consolidated Financial Statements Management For Voted - Against 11 2022 Estimated of Deposits in and Loans and Guarantee Business in Related Banks Management For Voted - Against 12 Financial Aid To Controlled Subsidiaries And Its Subsidiaries Management For Voted - For 1557 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 09-May-22 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Amendments to Procedural Rules: Shareholders Meetings Management For Voted - For 3 Amendments to Procedural Rules: Directors Meetings Management For Voted - For 4 Amendments to Procedural Rules: Supervisors Meetings Management For Voted - For YUNNAN TIN CO., LTD. Security ID: Y9882W106 Ticker: 000960 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Appointment of Auditor Management For Voted - For Meeting Date: 14-Feb-22 Meeting Type: Special 1 2022 Estimated Connected Transactions and Entering into Relevant Agreements Management For Voted - For 2 2022 Line of Credit Management For Voted - For 3 Launching 2022 Hedging Business Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Budget Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Approval of Guarantees Management For Voted - For 7 Launching Forward Foreign Exchange Transactions Management For Voted - For 8 2022 Assets Investment Plan Management For Voted - For 9 Annual Report Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Company's Rules of Procedure Governing Shareholders General Meeting Management For Voted - For 3 Company's Rules of Procedure Governing the Board Meetings Management For Voted - For 4 Work System for Independent Directors Management For Voted - For 5 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For 6 Election Of Independent Directors Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Elect LIU Luke Management For Voted - For 9 Elect WU Jun Management For Voted - For 10 Elect LI Ji Management For Voted - For 11 Elect ZHANG Yang Management For Voted - For 12 Elect WU Jianxun Management For Voted - For 1558 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect LU Litao Management For Voted - Against 15 Elect ZHANG Hongxu Management For Voted - For ZHEJIANG HUAYOU COBALT CO.,LTD. Security ID: Y9898D100 Ticker: 603799 Meeting Date: 06-Aug-21 Meeting Type: Special 1 Added new daily connected transaction Management For Voted - For Meeting Date: 18-Aug-21 Meeting Type: Special 1 Report On The Use Of Previously Raised Funds Management For Voted - For Meeting Date: 01-Sep-21 Meeting Type: Special 1 Additional Financing Credit Line of the Company and Subsidiaries Management For Voted - For 2 Additional Guarantee Quota Between the Company and Subsidiaries and Among Subsidiaries Management For Voted - Against Meeting Date: 04-Nov-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 14-Feb-22 Meeting Type: Special 1 Approve Acquisition of Equity and Provision of Guarantee Management For Voted - Against 2 Approve Joint Investment and Related Party Transactions Management For Voted - For 3 Amend Articles of Association Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Special 1 Adoption of Restricted Stock Plan Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding 2022 Restricted Stock Incentive Plan Management For Voted - For 4 Employee Stock Ownership Plan Management For Voted - Against 5 Management Measures For 2022 Employee Stock Ownership Plan Management For Voted - Against 6 Authorization to the Board to Handle Matters Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 1559 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Inspection Of Connected Transactions Management For Voted - For 6 2022 Estimated Continuing Connected Transactions Management For Voted - For 7 2021 Profit Distribution Plan Management For Voted - For 8 2021 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 9 Reappointment Of 2022 Audit Firm Management For Voted - For 10 Authorization of 2022 Total Financing and Credit Line to the Company and Its Subsidiaries Management For Voted - For 11 2022 Estimated Guarantee Quota To Be Provided By The Company And Subsidiaries Management For Voted - Against 12 2022 Issuance of Non-financial Enterprise Debt Financing Instruments by the Company and Subsidiaries Management For Voted - Abstain 13 Quota for 2022 Forward Foreign Exchange Settlement and Sale Business, Currency Swap and Foreign Exchange Option Business of the Company and Its Subsidiaries Management For Voted - For 14 2021 Work Report Of Independent Directors Management For Voted - For 15 Purchase of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 16 Change of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For 17 : the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 18 The Company S Rules of Procedure Governing the Board Meetings Management For Voted - For 19 External Guarantee System Management For Voted - For 20 Connected Transactions Decision-making System Management For Voted - For 21 Work Rules for Independent Directors Management For Voted - For 22 Raised Funds Management System Management For Voted - For 23 2022 Launching Hedging Business By The Company And Subsidiaries Management For Voted - For 24 Connected Transaction Regarding Acceptance of Financial Aid from Related Parties Management For Voted - For 25 Elect DONG Xiuliang Management For Voted - For ZHEJIANG JUHUA CO., LTD. Security ID: Y9890M108 Ticker: 600160 Meeting Date: 18-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Approval of 2022 Financial Budget Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Allocation of 2021 Profits Management For Voted - For 7 Amendments to Articles Management For Voted - For 1560 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Appointment of Auditor and Internal Control Auditor Management For Voted - For 9 Proposal on Renewal of Financial Services Cooperation Agreement and Related Transaction Between the Company and Juhua Group Finance Co., Ltd. Management For Voted - For 10 Proposal on the Implementation of the Company's Daily Connected Transaction Plan for 2021 and the Plan for 2022 Management For Voted - For 11 Proposal on the Company's New 48kt/avdf and 23.5kt/apvdf Technical Reform and Expansion Project Engineering and Construction Related Transactions Management For Voted - For ZHEJIANG LONGSHENG GROUP CO., LTD. Security ID: Y98918108 Ticker: 600352 Meeting Date: 10-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Budget Reports Management For Voted - For 5 Annual Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Approval of Credit Line Management For Voted - For 9 Authority to Give Guarantees Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect RUAN Weixiang Management For Voted - For 13 Elect YAO Jianfang Management For Voted - For 14 Elect LU Bangyi Management For Voted - Against 15 Elect GONG Han Management For Voted - For 16 Elect HE Xubin Management For Voted - For 17 Elect OU Qi Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect CHEN Xianming Management For Voted - For 20 Elect ZHAO Gang Management For Voted - For 21 Elect LIANG Yongming Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Elect WANG Yong Management For Voted - For 24 Elect LI Xiaping Management For Voted - For ZHEJIANG SATELLITE PETROCHEMICAL CO. LTD Security ID: Y98961116 Ticker: 002648 Meeting Date: 16-Jul-21 Meeting Type: Special 1 Settlement of Projects and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 1561 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Repurchase and Cancellation of Some Restricted Shares Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 15-Oct-21 Meeting Type: Special 1 Change of Company Name and Stock Abbreviation Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Equity Compensation Plan Management For Voted - Against 4 Ratification of Board Acts Management For Voted - Against ZHEJIANG YONGTAI TECHNOLOGY CO. LTD. Security ID: Y9893Q106 Ticker: 002326 Meeting Date: 13-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 2021 Annual Report Management For Voted - For 6 Launching Foreign Exchange Hedging Business Management For Voted - For 7 Authority to Give Guarantees Management For Voted - Against 8 Approval of Line of Credit Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Amendments to Management System for Remuneration of Directors, Supervisors, and Senior Management Management For Voted - For 11 2021 Directors' Fees Management For Voted - For 12 2021 Supervisors' Fees Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 15 Amendments to Management System for Raised Funds Management For Voted - For 16 Amendments to Management System for External Guarantees Management For Voted - For ZHONGJIN GOLD CO., LTD. Security ID: Y9890R107 Ticker: 600489 Meeting Date: 27-Aug-21 Meeting Type: Special 1 Provision of Guarantee for Loans of a Company Management For Voted - For 2 Provision of Guarantee for Loans of a 2nd Company Management For Voted - For 3 Provision of Guarantee for Loans of a 3rd Company Management For Voted - For 4 Provision of Guarantee for Loans of a 4th Company Management For Voted - For 1562 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 5 A Company's Provision of Guarantee for Loans of Another Company Management For Voted - For ZIBO QIXIANG TENGDA CHEMICAL CO. LTD. Security ID: Y98941100 Ticker: 002408 Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Continuing Connected Transactions Management For Voted - For 7 2021 Guarantee Quota for Subsidiaries within the Scope of Consolidated Statements Management For Voted - For 8 Change of the Company's Registered Capital and Amendments to the Company's Articles of Association Management For Voted - For 9 Elect WANG Gang as Director Management For Voted - For 10 Elect WANG Hejun as Independent Director Management For Voted - For ZIJIN MINING GROUP CO., LTD. Security ID: Y9892H107 Ticker: 2899 Meeting Date: 17-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Independent Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Annual Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Charitable Donations Management For Voted - For 11 Use of Proceeds Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Authority to Issue Debt Financing Instruments Management For Voted - For 14 Authority to Give Guarantees Management For Voted - For ZIJIN MINING GROUP CO., LTD. Security ID: Y9892H115 Ticker: 2899 Meeting Date: 17-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Independent Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 1563 --------------------------------------------------------------------------------------------------- Global X MSCI China Materials ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Charitable Donations Management For Voted - For 10 Use of Proceeds Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Authority to Issue Debt Financing Instruments Management For Voted - For 13 Authority to Give Guarantees Management For Voted - For 1564 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted A-LIVING SMART CITY SERVICES CO. LTD Security ID: Y0038M100 Ticker: 3319 Meeting Date: 21-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WENG Guoqiang and Fix his Remuneration Management For Voted - For 3 Removal of Director WANG Peng Management For Voted - For Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Annual Report Management For Voted - For 6 Financial Budget Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Supervisors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase H Shares Management For Voted - For CHINA AOYUAN GROUP LIMITED Security ID: G2119Z109 Ticker: 3883 Meeting Date: 26-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Subscription Agreement Management For Voted - For CHINA JINMAO HOLDINGS GROUP LIMITED Security ID: Y1500V107 Ticker: 0817 Meeting Date: 17-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Distribution in Specie Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 1565 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect NING Gaoning Management For Voted - Against 5 Elect AN Hongjun Management For Voted - Against 6 Elect LIU Pengpeng Management For Voted - Against 7 Elect JIANG Nan Management For Voted - For 8 Elect GAO Shibin Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Security ID: Y14907102 Ticker: 001979 Meeting Date: 19-Oct-21 Meeting Type: Special 1 Elect XU Yongjun Management For Voted - For 2 Elect CHU Zongsheng Management For Voted - For 3 Elect JIANG Tiefeng Management For Voted - For 4 Elect DENG Weidong Management For Voted - For 5 Elect LUO Huilai Management For Voted - For 6 Elect ZHU Wenkai Management For Voted - For 7 Elect QU Wenzhou Management For Voted - For 8 Elect CAI Yuanqing Management For Voted - For 9 Elect KONG Ying Management For Voted - For 10 Elect ZHOU Song Management For Voted - Against 11 Elect ZHAO Weipeng Management For Voted - For 12 Elect HU Qin Management For Voted - Against 13 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-Nov-21 Meeting Type: Special 1 Authority to Give Guarantees for Affiliated Entities Management For Voted - For Meeting Date: 01-Mar-22 Meeting Type: Special 1 By-Elect YANG Yuntao as Shareholder Representative Supervisor Management For Voted - Against Meeting Date: 27-May-22 Meeting Type: Special 1 Adjustment Of The Connected Guarantee For A Joint Stock Subsidiary Management For Voted - For 2 Cancellation of Repurchased Shares and Decrease of the Company S Registered Capital Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 1566 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of 2021 Annual Report and its Summary Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Proposal to Consider Daily Connected Transactions for the Year 2022 Management For Voted - For 8 Authority to Issue General Authorization for Issuance of Bond Products Management For Voted - For 9 Proposal to Consider Related Transactions of Deposit and Loan with China Merchants Bank in 2022 Management For Voted - For 10 Authority to Give Guarantees for Subsidiaries Management For Voted - For 11 Authority to Give Guarantees for Coordinated Companies Management For Voted - For 12 Proposal to Consider Authorizing the Management of Financial Support for Project Companies Management For Voted - For 13 Proposal to Consider the Renewal of Liability Insurance for Directors, Supervisors and Senior Management Management For Voted - For 14 Amendments to Articles Management For Voted - For 15 Amendments to Procedural Rules: the Board of Directors Management For Voted - For 16 Proposal to Provide Financial Assistance to Shenzhen Zhaohua Property Management For Voted - For CHINA OVERSEAS LAND & INVESTMENT LTD. Security ID: Y15004107 Ticker: 0688 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect GUO Guanghui Management For Voted - For 6 Elect ZHUANG Yong Management For Voted - For 7 Elect ZHAO Wenhai Management For Voted - Against 8 Elect Brian David LI Man Bun Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Approval of the Renewal Master Engagement Agreement Management For Voted - For CHINA OVERSEAS PROPERTY HOLDINGS LTD. Security ID: G2118M109 Ticker: 2669 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1567 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Yang Ou Management For Voted - For 6 Elect KAM Yuk Fai Management For Voted - For 7 Elect MA Fujun Management For Voted - For 8 Elect GUO Lei Management For Voted - For 9 Elect Gregory SO Kam Leung Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against CHINA RESOURCES LAND LIMITED Security ID: G2108Y105 Ticker: 1109 Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIU Xiaoyong Management For Voted - For 6 Elect ZHANG Liang Management For Voted - Against 7 Elect Dou Jian Management For Voted - Against 8 Elect CHENG Hong Management For Voted - For 9 Elect XIE Ji Management For Voted - For 10 Elect WU Bingqi Management For Voted - For 11 Elect Bosco HO Hin Ngai Management For Voted - Against 12 Elect ZHONG Wei Management For Voted - For 13 Elect SUN Zhe Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Appointment of Auditor and Authority to Set Fees Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 18 Authority to Issue Repurchased Shares Management For Voted - Against 19 Amendments to Memorandum and Articles of Association Management For Voted - For CHINA RESOURCES MIXC LIFESTYLE SERVICES LIMITED Security ID: G2122G106 Ticker: 01209 Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect YU Linkang Management For Voted - For 1568 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect LI Xin Management For Voted - Against 7 Elect Kaizer LAU Ping-Cheung Management For Voted - For 8 Elect CHEUNG Kwok Ching Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Amendments to Articles of Association Management For Voted - For CHINA VANKE CO., LTD. Security ID: Y77421116 Ticker: 2202 Meeting Date: 26-Nov-21 Meeting Type: Other 1 Provision of Assured Entitlement only to the Holders of H shares of the Company for the Listing Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-Nov-21 Meeting Type: Special 1 Authority to Issue Direct Debt Financing Instruments Management For Voted - For 2 By-elect LEI Jiangsong Management For Voted - For 3 Compliance of Overseas Listing of Onewo Space-tech Service Co., Ltd. Management For Voted - For 4 Approval of IPO and Overseas Listing of Onewo Space-tech Service Co., Ltd Management For Voted - For 5 Approval to Maintain Listing Status of the Company Management For Voted - For 6 Approval of Sustainable Profitability and Prospects of the Company Management For Voted - For 7 Approval of Full Circulation" Application for the Shares of Onewo Space-tech Service Co. Ltd. Held by the Company" Management For Voted - For 8 Board Authorization to Handle Matters in relation to the Listing Management For Voted - For 9 Entitlement only to the Holders of H shares of the Company for the Listing Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Director's Report Management For Voted - For 2 Supervisor's Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 General Mandate to Provide Financial Assistance Management For Voted - For 6 Authority to Give Guarantees Management For Voted - For 7 Allocation of Final Dividends Management For Voted - For 1569 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Approval of Scrip Dividend Scheme Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-22 Meeting Type: Other 1 Approval of Scrip Dividend Scheme Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting CHINA VANKE CO., LTD. Security ID: Y77421132 Ticker: 2202 Meeting Date: 26-Nov-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Provision of Assured Entitlement only to the Holders of H shares of the Company for the Listing Management For Voted - For Meeting Date: 26-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue Direct Debt Financing Instruments Management For Voted - For 3 By-elect LEI Jiangsong Management For Voted - For 4 Compliance of Overseas Listing of Onewo Space-tech Service Co., Ltd. Management For Voted - For 5 Approval of IPO and Overseas Listing of Onewo Space-tech Service Co., Ltd Management For Voted - For 6 Approval to Maintain Listing Status of the Company Management For Voted - For 7 Approval of Sustainable Profitability and Prospects of the Company Management For Voted - For 8 Approval of Full Circulation" Application for the Shares of Onewo Space-tech Service Co. Ltd. Held by the Company" Management For Voted - For 9 Board Authorization to Handle Matters in relation to the Listing Management For Voted - For 10 Entitlement only to the Holders of H shares of the Company for the Listing Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Director's Report Management For Voted - For 3 Supervisor's Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 General Mandate to Provide Financial Assistance Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Allocation of Final Dividends Management For Voted - For 9 Approval of Scrip Dividend Scheme Management For Voted - For 1570 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of Scrip Dividend Scheme Management For Voted - For CIFI EVER SUNSHINE SERVICES GROUP LIMITED Security ID: G2139U106 Ticker: 1995 Meeting Date: 14-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Removal of Director WANG Peng Management For Voted - For Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIN Zhong Management For Voted - Against 6 Elect LIN Feng Management For Voted - Against 7 Elect YU Tiecheng Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles Management For Voted - For CIFI HOLDINGS (GROUP) CO. LTD Security ID: G2140A107 Ticker: 0884 Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIN Feng Management For Voted - For 6 Elect CHEN Dongbiao Management For Voted - For 7 Elect Jiang Daqiang Management For Voted - For 8 Elect TAN Wee Seng Management For Voted - Against 9 Elect LIN Caiyi Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 1571 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Bonus Share Issuance Management For Voted - For COUNTRY GARDEN HOLDINGS COMPANY LIMITED Security ID: G24524103 Ticker: 2007 Meeting Date: 22-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles of Association Management For Voted - For 4 Termination of Original Deeds of Non-Competition Management For Voted - For 5 Approval of New Deeds of Non-Competition Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect YANG Huiyan Management For Voted - For 6 Elect MO Bin Management For Voted - Against 7 Elect YANG Zhicheng Management For Voted - Against 8 Elect SU Baiyuan Management For Voted - For 9 Elect Abraham Lai Him SHEK Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Security ID: G2453A108 Ticker: 6098 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI Changjiang Management For Voted - For 6 Elect YANG Huiyan Management For Voted - Against 7 Elect YANG Zhicheng Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Non-Voting Meeting Note N/A N/A Non-Voting 1572 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted GEMDALE CORP. Security ID: Y2685G105 Ticker: 600383 Meeting Date: 09-Aug-21 Meeting Type: Special 1 The Relevant Agreements On The Comprehensive Financing Line To Be Signed With A Bank Management For Voted - For 2 Elect DONG Yansheng Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 Appointment of 2022 Auditor Management For Voted - For 6 2021 Annual Report and Its Summary Management For Voted - For 7 Authority to Give Guarantees in 2022 Management For Voted - Abstain 8 Approval to Offer Financial Aid in 2022 Management For Voted - Abstain 9 Authority to Issue Debt Instruments Management For Voted - For 10 Liability Insurance for Directors, Supervisors, and Senior Management Management For Voted - For 11 Elect JI Tong as Non-independent Director Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting GREENLAND HOLDINGS GROUP CORPORATION LIMITED Security ID: Y2883S109 Ticker: 600606 Meeting Date: 16-Feb-22 Meeting Type: Special 1 Authority to Give Guarantees from January to June in 2022 Management For Voted - Abstain 2 Amendments to Articles Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect ZHANG Yuliang Management For Voted - For 5 Elect ZHANG Yun Management For Voted - For 6 Elect GENG Jing Management For Voted - For 7 Elect XU Sunqing Management For Voted - For 8 Elect ZENG Wenhui Management For Voted - For 9 Elect HU Xin Management For Voted - For 10 Elect LIU Yanping Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect GUAN Yimin Management For Voted - For 13 Elect QIAO Yide Management For Voted - For 14 Elect WANG Kaiguo Management For Voted - For 15 Elect ZHANG Jun Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect YANG Lvbo Management For Voted - For 18 Elect CHEN Hua Management For Voted - Against 1573 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted GREENTOWN CHINA HOLDINGS LTD Security ID: G4100M105 Ticker: 3900 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect ZHANG Yadong Management For Voted - Against 6 Elect GUO Jiafeng Management For Voted - For 7 Elect Stephen Tin Hoi NG Management For Voted - Against 8 Elect WU Yiwen Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against GREENTOWN SERVICE GROUP CO. LTD. Security ID: G41012108 Ticker: 2869 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Final dividend Management For Voted - For 3 Allocation of Special dividend Management For Voted - For 4 Elect YANG Zhangfa Management For Voted - For 5 Elect JIN Keli Management For Voted - For 6 Elect SHOU Bainian Management For Voted - For 7 Elect LI Hairong Management For Voted - For 8 Elect ZENG Yiming Management For Voted - For 9 Elect POON Chiu Kwok Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Adoption of New Articles of Association Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting GUANGZHOU R&F PROPERTIES COMPANY Security ID: Y2933F115 Ticker: 2777 Meeting Date: 03-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 1574 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Joint Venture Agreement Management For Voted - For 3 Elect ZHANG Yucong as Supervisor Management For Voted - For HOPSON DEVELOPMENT HOLDINGS LIMITED Security ID: G4600H119 Ticker: 0754 Meeting Date: 06-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Subscription Agreement Management For Voted - For Meeting Date: 22-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Elect CHU Kut Yung Management For Voted - Against 7 Elect AU Wai Kin Management For Voted - Against 8 Elect Aaron TAN Leng Cheng Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Amendments to Articles Management For Voted - Against 15 Bonus Share Issuance Management For Voted - For JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Security ID: Y4451G103 Ticker: 000961 Meeting Date: 03-Aug-21 Meeting Type: Special 1 Provision of Guarantee for Some Companies Management For Voted - Against Meeting Date: 14-Sep-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against 1575 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 15-Nov-21 Meeting Type: Special 1 Provision Of Guarantee For A Company And Other Companies Management For Voted - Against 2 Elect CAO Yongzhong Management For Voted - For 3 Elect SHI Jinhua Management For Voted - For JINKE PROPERTY GROUP CO LTD. Security ID: Y4463Q107 Ticker: 000656 Meeting Date: 15-Jul-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 13-Sep-21 Meeting Type: Special 1 Increasing the Guarantee Quota for Some Joint-stock Real Estate Companies Management For Voted - Against 2 Financing Quota and Type Management For Voted - For 3 Issuing Method and Date Management For Voted - For 4 Securities Type and Duration Management For Voted - For 5 Purpose of the Raised Funds Management For Voted - For 6 Interest Rate and Its Determining Method Management For Voted - For 7 Redemption or Resale Clauses Management For Voted - For 8 Guarantee Matter Management For Voted - For 9 Listing Place Management For Voted - For 10 Valid Period of the Resolution Management For Voted - For 11 Authorization Management For Voted - For Meeting Date: 08-Oct-21 Meeting Type: Special 1 Increase of the Guarantee Quota for Some Joint-stock Real Estate Project Companies Management For Voted - Against 2 Amendments To The Management System For Capital Transfer With Related Parties Management For Voted - For Meeting Date: 29-Nov-21 Meeting Type: Special 1 Issuance of Overseas USD-denominated Bonds Management For Voted - For 2 Full Authorization to the Board to Handle Matters Regarding the Issuance of Overseas USD-denominated Bonds Management For Voted - For 1576 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 13-Dec-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 19-Jan-22 Meeting Type: Special 1 Increase To Guarantee Quota For Some Joint-Stock Real Estate Companies Management For Voted - Against 2 Controlled Subsidiaries Provision of Phased Guarantee For the Bank Mortgage Loans of Clients Who Purchase Properties Management For Voted - Against Meeting Date: 28-Jan-22 Meeting Type: Special 1 Additional Guarantee Quota For The Company And Controlled Subsidiaries Management For Voted - Abstain Meeting Date: 14-Feb-22 Meeting Type: Special 1 Approve Provision of Guarantees Management For Voted - Against Meeting Date: 14-Mar-22 Meeting Type: Special 1 Authorization for the Shareholder Loans to Real Estate Project Companies in Proportion to the Shareholding in Them Management For Voted - For 2 Use of Surplus Funds in Controlled Subsidiaries in Proportion to the Shareholding in Them with Business Partners Management For Voted - For Meeting Date: 28-Mar-22 Meeting Type: Special 1 Eligibility for the Issuance of Debt Financing Instruments at the National Association of Financial Market Institutional Investors Management For Voted - For 2 Size Management For Voted - For 3 Date and Method Management For Voted - For 4 Term and Type Management For Voted - For 5 Use of Proceeds Management For Voted - For 6 Cost Management For Voted - For 7 Validity Period Management For Voted - For 8 Board Authorization to Implement Debt Instruments Issurance Management For Voted - For Meeting Date: 18-Apr-22 Meeting Type: Special 1 Amend Articles of Association Management For Voted - For 2 Approve Provision of Guarantee Management For Voted - Against Meeting Date: 27-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 1577 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Annual Accounts Management For Voted - For 4 2021 Remuneration For The Chairman Of The Board Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 2022 Appointment Of Financial Audit Firm And Internal Control Audit Firm Management For Voted - Against KAISA GROUP HOLDINGS LTD Security ID: G52132100 Ticker: 1638 Meeting Date: 02-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Merger/Acquisition Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For KE HOLDINGS INC. Security ID: 482497104 Ticker: BEKE Meeting Date: 08-Nov-21 Meeting Type: Special 1 Re-designation of Class A Ordinary Shares Management For Voted - Against 2 Bundled Articles Amendments Management For Voted - For KWG GROUP HOLDINGS LIMITED Security ID: G53224104 Ticker: 1813 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect KONG Jiantao Management For Voted - For 5 Elect TAM Chun Fai Management For Voted - Against 6 Directors' Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Authority to Repurchase Shares Management For Voted - For 1578 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Authority to Issue Repurchased Shares Management For Voted - Against LONGFOR GROUP HOLDINGS LIMITED Security ID: G5635P109 Ticker: 0960 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WU Yajun Management For Voted - Against 6 Elect Derek CHAN Chi On Management For Voted - Against 7 Elect XIANG Bing Management For Voted - Against 8 Elect CHEN Xuping Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Amendments to Articles of Association Management For Voted - Against POLY DEVELOPMENTS AND HOLDINGS GROUP CO LTD Security ID: Y7000Q100 Ticker: 600048 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Change of the Company's Domicile and Amendments to the Company's Articles of Association Management For Voted - For 2 Elect ZHOU Dongli Management For Voted - For 3 Elect ZHAO Zigao Management For Voted - For 4 Elect WANG Quanliang Management For Voted - For 5 Elect GONG Jian Management For Voted - Against Meeting Date: 28-Oct-21 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Elect CHEN Guanzhong Management For Voted - For 3 Elect HU Zaixin Management For Voted - For Meeting Date: 17-Dec-21 Meeting Type: Special 1 Eligibility for Corporate Bond Issuance Management For Voted - For 2 Issuance Scale and Nominal Value Management For Voted - For 3 Bond Duration Management For Voted - For 4 Interest Rate and Determining Method Management For Voted - For 5 Issuance Method Management For Voted - For 6 Guarantee Arrangements Management For Voted - For 7 Redemption or Resale Clauses Management For Voted - For 8 Purpose of the Raised Funds Management For Voted - For 1579 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Issuance Targets and Arrangements for Placement to Shareholders Management For Voted - For 10 Underwriting Method and Listing Arrangement Management For Voted - For 11 The Company's Credit Conditions and Repayment Guarantee Measures Management For Voted - For 12 Validity of Resolution Management For Voted - For 13 Authorization to the Board to Handle Matters Regarding the Issuance of Corporate Bonds Management For Voted - For 14 Issuance of Asset Securitization Products and Provision of Enhancing Measures Management For Voted - For Meeting Date: 14-Jan-22 Meeting Type: Special 1 Authority to Issue Medium Notes of RMB 10.0 Billion Management For Voted - For 2 By-Elect KONG Junfeng as Supervisor Management For Voted - Against Meeting Date: 10-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2022 Investment Plan Management For Voted - For 7 Appointment Of Audit Firm Management For Voted - For 8 Connected Transaction Regarding The Financial Services Agreement To Be Signed With A Company Management For Voted - Against 9 2022 External Guarantee Management For Voted - Against 10 2022 Provision Of External Financial Aid Management For Voted - Abstain 11 Connected Transactions With Joint Ventures And Associated Companies And Other Related Parties Management For Voted - For 12 External Donation Plan Management For Voted - For 13 Elect ZHANG Jingzhong Management For Voted - For 14 Adjustment Of The Allowance For Independent Directors Management For Voted - For POLY PROPERTY SERVICES CO LTD Security ID: Y6S9JU104 Ticker: 6049 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Parking Space Leasing and Sales Agency Services Framework Agreement Management For Voted - For RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Security ID: Y7286J101 Ticker: 002146 Meeting Date: 23-Jul-21 Meeting Type: Special 1 Elect GENG Jianming Management For Voted - For 1580 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect LIU Shan Management For Voted - For 3 Elect ZHUANG Qingfeng Management For Voted - For 4 Elect QIN Desheng Management For Voted - For 5 Elect JING Zhonghua Management For Voted - For 6 Elect LI Aihong Management For Voted - For 7 Elect HUANG Yuhua Management For Voted - For 8 Elect CHENG Yumin Management For Voted - For 9 Elect WANG Li Management For Voted - For 10 Elect ZOU Jiali Management For Voted - Against 11 Elect WANG Qiang Management For Voted - For 12 Amendments to Articles of Association Management For Voted - For 13 Amendments to Procedural Rules Governing Shareholder General Meetings Management For Voted - For 14 Amendments to Procedural Rules Governing the Board of Directors Management For Voted - For 15 Amendments to Procedural Rules Governing Supervisor Meetings Management For Voted - For 16 Amendments to Connected Transactions Management System Management For Voted - For Meeting Date: 02-Dec-21 Meeting Type: Special 1 Provision Of Guarantee For The Financing Of A Company Management For Voted - Against Meeting Date: 10-Jan-22 Meeting Type: Special 1 2022 Guarantee Plan Management For Voted - Against 2 2022 Continuing Connected Transactions Management For Voted - For 3 Provision Of Guarantee For A Company Management For Voted - Against 4 Provision Of Guarantee For Another Company Management For Voted - Against 5 Extension of the Commitments to Increase Shareholding in the Company by the Controlling Shareholder and Its Concert Party Management For Voted - For Meeting Date: 28-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Provision Of Guarantee For The Financing Of A Company Management For Voted - Against 3 Provision Of Additional Guarantee For The Financing Of Another Company Management For Voted - Against 4 Elect Wu Xiaofeng Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 Audited 2021 Financial Report And Audit Report Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 1581 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Allocation of Profits/Dividends Management For Voted - For 8 2022 Financial Budget Report Management For Voted - For 9 Appointment Of 2022 Audit Firm Management For Voted - For 10 Loans From Related Parties Management For Voted - For 11 Termination of the Plan to Increase Shareholding in the Company by the Controlling Shareholder and Its Concert Parties Management For Voted - For SEAZEN GROUP LIMITED Security ID: G7956A109 Ticker: 1030 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Elect LV Xiaoping Management For Voted - For 6 Elect CHEN Huakang Management For Voted - Against 7 Elect ZHU Zengjin Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles Management For Voted - Against SEAZEN HOLDINGS CO LTD Security ID: Y267C9105 Ticker: 601155 Meeting Date: 19-Oct-21 Meeting Type: Special 1 Reducing the registered capital and Amendment to the Articles of Association Management For Voted - For 2 Amendment to the Rules of Procedure of the Board of Supervisors Management For Voted - For Meeting Date: 23-Mar-22 Meeting Type: Special 1 Extension of the Valid Period of the Resolution on the Private Placement Management For Voted - For 2 Extension of the Valid Period of the Full Authorization to the Board to Handle Matters Regarding the Private Placement Management For Voted - For 3 Amendments to Articles of Association Management For Voted - For 4 Amendments to Procedural Rules Governing the General Meeting of Shareholders Management For Voted - For 5 Amendments to Procedural Rules Governing the General Board of Directors Management For Voted - For 6 Amendments To The Work System For Independent Directors Management For Voted - For 1582 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Loans From Related Parties Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2021 Remuneration of Directors, Supervisors, and Senior Management Management For Voted - For 8 Shareholder Returns Plan (2022-2024) Management For Voted - For 9 Authority to Give Guarantees Management For Voted - Abstain 10 2022 Investment Plan Management For Voted - For 11 Related Party Transactions regarding Capital Decrease of an Investment Project Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Amendments to Management System for External Guarantees and Management System for Related Party Transactions Management For Voted - For 14 Eligibility for Corporate Bonds Issuance Management For Voted - For 15 Issue Size and Method Management For Voted - For 16 Issuing Target Management For Voted - For 17 Term of the Bonds Management For Voted - For 18 Use of Raised Funds Management For Voted - For 19 Credit Enhancing Mechanism Management For Voted - For 20 Repayment Guarantee Measures Management For Voted - For 21 Validity Period of the Resolution Management For Voted - For 22 Board Authorization to Implement the Issuance of Corporate Bonds Management For Voted - For 23 Authority to Issue Debt Instruments Management For Voted - For 24 Approval to Offer Loans Management For Voted - Abstain 25 Purpose of Repurchase Management For Voted - For 26 Method of Repurchase Management For Voted - For 27 Repurchase Price Management For Voted - For 28 Amount and Source of Capital Management For Voted - For 29 Type, Amount, and Percentage of Total Capital of the Shares Management For Voted - For 30 Terms for Implementation Management For Voted - For 31 Estimated Changes in Equity after Repurchase Management For Voted - For 32 Board Authorization to Implement the Repurchase of Shares Management For Voted - For SHANGHAI LINGANG HOLDINGS CORPORATION LIMITED Security ID: Y7679S114 Ticker: 600848 Meeting Date: 28-Sep-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 1583 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 2 The Company's Eligibility for Issuance of Corporate Bonds Management For Voted - For 3 The face value and issuance scale of the bond issuance Management For Voted - For 4 Bond maturity Management For Voted - For 5 Bond interest rate and method of repaying principal and interest Management For Voted - For 6 Issuing method Management For Voted - For 7 Issuance target and arrangement of allotment to company shareholders Management For Voted - For 8 Guarantee arrangement Management For Voted - For 9 Redemption clause or sale-back clause Management For Voted - For 10 Use of raised funds Management For Voted - For 11 Underwriting methods and listing arrangements Management For Voted - For 12 Company credit status and debt repayment protection measures Management For Voted - For 13 Resolution validity period Management For Voted - For 14 Set up a special account for corporate bond raising funds Management For Voted - For 15 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds Management For Voted - For 16 The Company's Eligibility for the public issuance of green corporate bonds Management For Voted - For 17 The face value and issuance scale of the bond issuance Management For Voted - For 18 Bond maturity Management For Voted - For 19 Bond interest rate and method of repaying principal and interest Management For Voted - For 20 Issuing method Management For Voted - For 21 Issuance target and arrangement of allotment to company shareholders Management For Voted - For 22 Guarantee arrangement Management For Voted - For 23 Redemption clause or sale-back clause Management For Voted - For 24 Use of raised funds Management For Voted - For 25 Underwriting methods and listing arrangements Management For Voted - For 26 Company credit status and debt repayment protection measures Management For Voted - For 27 Resolution validity period Management For Voted - For 28 Set up a special account for green corporate bonds to raise funds Management For Voted - For 29 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Issuance of Green Corporate Bonds Management For Voted - For 30 Elect YUAN Guohua Management For Voted - For 31 Elect ZHANG Liming Management For Voted - For 32 Elect ZHANG Qing Management For Voted - For 33 Elect DING Guikang Management For Voted - For 34 Elect YANG Jing Management For Voted - For 35 Elect Xiong Guoli Management For Voted - For 36 Elect ZHAO Ying Management For Voted - For 37 Elect HE Xianjie Management For Voted - For 1584 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 38 Elect YUAN Qinghai Management For Voted - For 39 Elect ZHANG Yong Management For Voted - For 40 Elect Wu Bin Management For Voted - For 41 Elect XU Bin Management For Voted - Against 42 Elect ZHUANG Weilin Management For Voted - For 43 Elect HU Ying Management For Voted - For 44 Elect PAN Fengling Management For Voted - Against Meeting Date: 27-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Annual Report and its Summary Management For Voted - For 4 Approval of 2021 Financial Budget Management For Voted - For 5 Allocation of 2021 Profits Management For Voted - For 6 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 7 Approval of Line of Credit Management For Voted - Abstain 8 Authority to Give Guarantees in 2022 Management For Voted - For 9 Proposal on the Execution of Daily Connected Transactions in Fiscal Year 2021 and Expected Daily Connected Transactions in Fiscal Year 2022 Management For Voted - For 10 Appointment of Auditor and Internal Control Auditor Management For Voted - For 11 Amendments to Articles Management For Voted - Against 12 Proposal to Issue Shares to Purchase Assets and Raise Matching Funds for the Closing of the Project and the Permanent Replenishment of Working Capital with the Surplus Proceeds Management For Voted - For 13 Elect WENG Kaining Management For Voted - Against SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Security ID: Y7686Q119 Ticker: 600663 Meeting Date: 19-May-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Independent Directors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Budget Reports Management For Voted - For 7 Total Amount Of 2022 Financing Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Approval of Borrowing Management For Voted - Against 10 Related Party Transactions Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Directors' Fees Management For Voted - For 13 A Controlled Subsidiary S Provision Of Shareholder Loan To A Company Management For Voted - Against 14 Elect LIU Guangan Management For Voted - For 1585 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect ZHOU Hongyi Management For Voted - For SHANGHAI ZHANGJIANG HI-TECH PARK DEVELOPMENT CO., LTD. Security ID: Y7699D105 Ticker: 600895 Meeting Date: 20-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports and 2022 Financial Budget Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Investment in Wealth Management Products Management For Voted - For 8 Authority to Issue Debt Instruments Management For Voted - For 9 Amendments to Articles and Procedural Rules for Shareholder Meetings Management For Voted - For 10 Extension of a Loans a Related Party Management For Voted - For THE WHARF (HOLDINGS) LIMITED Security ID: Y8800U127 Ticker: 0004 Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Elect Stephen NG Tin Hoi Management For Voted - Against 6 Elect Kevin HUI Chung Ying Management For Voted - For 7 Elect Vincent FANG Kang Management For Voted - Against 8 Elect Hans M. Jebsen Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Non-Voting Meeting Note N/A N/A Non-Voting YANGO GROUP CO LTD Security ID: Y2653W108 Ticker: 000671 Meeting Date: 06-Sep-21 Meeting Type: Special 1 Asset Management with Partial Accounts Payable Management For Voted - For 2 Provision of Guarantee for a Joint Stock Subsidiary Management For Voted - Against 3 Provision Of Guarantee For Another Joint Stock Subsidiary Management For Voted - Against 1586 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 08-Oct-21 Meeting Type: Special 1 Provision of Guarantee for a Wholly-owned Subsidiary Management For Voted - Against Meeting Date: 11-Oct-21 Meeting Type: Special 1 Provision of Guarantee for a Wholly-owned Subsidiary Management For Voted - Against Meeting Date: 15-Nov-21 Meeting Type: Special 1 Provision Of Guarantee For A Joint Stock Subsidiary Management For Voted - Against YOUNGOR GROUP CO., LTD. Security ID: Y9858M108 Ticker: 600177 Meeting Date: 16-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Annual Report Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Related Party Transactions Management For Voted - For 8 Authority to Give Guarantees Management For Voted - For 9 Provision Of External Financial Aid Management For Voted - For 10 Authorization To The Management Team To Dispose Of Equity Investment Projects Management For Voted - For 11 Authorization to the Management Team to Make Decisions on the Company S Acquired Project Reserve Matters Management For Voted - For 12 Authorization to the Management Team to Examine and Approve the External Donation Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Elect GE Xinhu as Supervisor Management For Voted - For YUEXIU PROPERTY COMPANY LIMITED Security ID: Y9863Z128 Ticker: 0123 Meeting Date: 27-Aug-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Equity Transfer Agreement Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Dec-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 1587 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Disposal and the Deferred Units Arrangement Modification Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Acquisition Agreement Management For Voted - For 4 Elect ZHANG Yibing Management For Voted - Against Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIN Feng Management For Voted - For 6 Elect Joseph YU Lup Fat Management For Voted - Against 7 Elect Ambrose LAU Hon Chuen Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Security ID: Y98916102 Ticker: 600415 Meeting Date: 04-Nov-21 Meeting Type: Special 1 Remuneration of Directors in 2020 Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Capital increase and related party transactions for share-holding companies Management For Voted - For Meeting Date: 10-Mar-22 Meeting Type: Special 1 Elect WU Menghua Management For Voted - Against Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Approval of Directors' Report Management For Voted - For 2 Approval of Supervisors' Report Management For Voted - For 3 Approval of FY2021 Annual Report Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 Approval of FY2022 Financial Budget Management For Voted - For 6 FY2021 Allocation of Profits/Dividends Management For Voted - For 7 Authority to Issue Debt Instruments in the Next 12 Months Management For Voted - For 1588 --------------------------------------------------------------------------------------------------- Global X MSCI China Real Estate ETF Proposal Proposed by Mgt. Position Registrant Voted ZHONGTIAN FINANCIAL GROUP COMPANY LIMITED Security ID: Y2943D100 Ticker: 000540 Meeting Date: 15-Oct-21 Meeting Type: Special 1 Elect WANG Lingyun Management For Voted - For 2 Amendments to Articles Management For Voted - For 1589 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted BEIJING ENTERPRISES HOLDINGS LTD. Security ID: Y07702122 Ticker: 0392 Meeting Date: 30-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Supplemental Agreement and Revised Annual Caps Management For Voted - For Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI Yongcheng Management For Voted - Against 6 Elect JIANG Xinhao Management For Voted - For 7 Elect LAM Hoi Ham Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against BEIJING ENTERPRISES WATER GROUP LTD. Security ID: G0957L109 Ticker: 0371 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Revised Annual caps under the 2021 Deposit Services Master Agreement Management For Voted - Against Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect JIANG Xinhao Management For Voted - Against 6 Elect ZHOU Min Management For Voted - For 7 Elect LI Li Management For Voted - For 8 Elect WANG Dianchang Management For Voted - Against 9 Elect ZHANG Gaobo Management For Voted - Against 10 Elect WANG Kaijun Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1590 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting CECEP SOLAR ENERGY CO LTD. Security ID: Y1584P109 Ticker: 000591 Meeting Date: 10-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of Directors', Supervisors' and Senior Executives' Fees Management For Voted - For 6 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 7 Approval of 2021 Internal Control Self-Assessment Report Management For Voted - For 8 Proposal on Estimated Daily Connected Transactions for FY 2022 and Confirmation of Daily Connected Transactions for FY 2021 Management For Voted - For 9 Approval of 2021 Annual Report and its Summary Management For Voted - For 10 Approval of 2022 Financial Budget Management For Voted - For 11 Authority to Give Guarantees in 2022 Management For Voted - For 12 Appointment of Auditor and Internal Control Auditor Management For Voted - For 13 Proposal on Financial Leasing and Related-Party Transactions By Subsidiaries Management For Voted - For 14 Proposal on Application for Entrusted Loans From Related Parties By Subsidiaries and Related-Party Transactions Management For Voted - For 15 Proposal on Supply Chain Finance Business and Related Transaction Between Subsidiary and Related-Party Transactions Management For Voted - For CECEP WIND-POWER CORPORATION Security ID: Y12351105 Ticker: 601016 Meeting Date: 05-Jan-22 Meeting Type: Special 1 Connected Transaction Regarding Launching Sale-leaseback Financial Leasing Business Management For Voted - For 2 Connected Transaction Regarding a Financial Service Agreement to Be Signed with a Company Management For Voted - For Meeting Date: 24-Jan-22 Meeting Type: Special 1 Eligibility for the Company's Rights Issue Management For Voted - For 2 Types and Nominal Value Management For Voted - For 3 Issuance Method Management For Voted - For 1591 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Rights Issue Base, Ratio and Size Management For Voted - For 5 Pricing Principle and Rights Issuance Price Management For Voted - For 6 Rights Issuance Targets Management For Voted - For 7 Amount of Raised Funds and Use of Proceeds Management For Voted - For 8 Underwriting Method Management For Voted - For 9 Issuance Date Management For Voted - For 10 Listing Market Management For Voted - For 11 Distribution Arrangement for Accumulated Profit Management For Voted - For 12 Validity of the Resolution Management For Voted - For 13 Listing of the Issued Shares Management For Voted - For 14 Preliminary Plan for the Company's Rights Issue Management For Voted - For 15 Feasibility Report on Use of Proceeds Management For Voted - For 16 Report of Deposit and Use of Previously Raised Funds Management For Voted - For 17 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - For 18 Shareholder Returns Plan for Next Three Years (2022-2024) Management For Voted - For 19 Board Authorization to Handle Matters of the Company's Rights Issue Management For Voted - For Meeting Date: 31-Mar-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Financial Budget Report Management For Voted - For 7 2022 Investment Plan Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Report On The Use Of Previously Raised Funds Management For Voted - For 10 2022 Estimated Quota Of Continuing Connected Transactions Management For Voted - For 11 2022 Estimated External Donation Quota Management For Voted - For 12 2021 Remuneration For Directors And Supervisors Management For Voted - For 13 Provision Of Guarantee For A Project Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Special 1 Liability Insurance for Directors, Supervisors, and Senior Management Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules for Board Meetings Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Special 1 The Company S Eligibility For Public Issuance Of Green Corporate Bonds Management For Voted - For 2 Plan For Issuance Of Green Corporate Bonds: Issuing Volume Management For Voted - For 1592 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Plan For Issuance Of Green Corporate Bonds: Par Value And Issue Price Management For Voted - For 4 Plan For Issuance Of Green Corporate Bonds: Issuing Targets And Arrangements For Placement To Shareholders Management For Voted - For 5 Plan For Issuance Of Green Corporate Bonds: Bond Duration Management For Voted - For 6 Plan For Issuance Of Green Corporate Bonds: Interest Rate And Repaying The Principle And Interest Management For Voted - For 7 Plan For Issuance Of Green Corporate Bonds: Issuing Method Management For Voted - For 8 Plan For Issuance Of Green Corporate Bonds: Guarantee Matters Management For Voted - For 9 Plan For Issuance Of Green Corporate Bonds: Scope Of The Use Of Raised Fund Management For Voted - For 10 Plan For Issuance Of Green Corporate Bonds: Listing Place Management For Voted - For 11 Plan For Issuance Of Green Corporate Bonds: Repayment Guarantee Measures Management For Voted - For 12 Plan For Issuance Of Green Corporate Bonds: Valid Period Of The Resolution Management For Voted - For 13 Full Authorization To The Board And Its Authorized Persons To Handle Matters Regarding The Issuance Of Green Corporate Bonds Management For Voted - For 14 Formulation Of The External Donation Management Measures Management For Voted - For 15 Guarantee Regarding A Project Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIU Bin Management For Voted - For 3 Elect WANG Lijuan Management For Voted - For 4 Elect HU Zhengming Management For Voted - For 5 Elect LIU Shaojing Management For Voted - For 6 Elect LI Wenbu Management For Voted - For 7 Elect XIAO Lan Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect QIN Haiyan Management For Voted - For 10 Elect LI Baoshan Management For Voted - For 11 Elect WANG Zhicheng Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect SHEN Jian Management For Voted - Against 14 Elect LI Jiafeng Management For Voted - For CGN POWER CO LTD. Security ID: Y1300C101 Ticker: 1816 Meeting Date: 27-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 1593 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect WANG Hongjun Management For Voted - For 3 Directors' Fees Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Investment plan and capital expenditure budget Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 10 Elect PANG Xiaowen as Supervisor Management For Voted - For 11 Yang Changli Management For Voted - For 12 Gao Ligang Management For Voted - For 13 Jiang Dajin Management For Voted - For 14 Shi Bing Management For Voted - For 15 Wang Hongjun Management For Voted - For 16 Gu Jian Management For Voted - For 17 Li Fuyou Management For Voted - For 18 Yang Jiayi Management For Voted - For 19 Xia Geming Management For Voted - For 20 Tang Chi Cheung Management For Voted - For 21 Chen Sui Management For Voted - For 22 Hu Yaoqi Management For Voted - For 23 Pang Xiaowen Management For Voted - For 24 Zhang Baishan Management For Voted - For 25 Zhu Hui Management For Voted - For 26 Wang Hongxin Management For Voted - For 27 Approval of the 2023 - 2025 Financial Services Framework Agreement Management For Voted - For 28 Authority to Register and Issue Debt Financing Instruments Management For Voted - For 29 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 30 Authority to Repurchase Shares Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase A Shares and/or H Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 1594 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA GAS HOLDINGS LIMITED Security ID: G2109G103 Ticker: 0384 Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Re-elect HUANG Yong Management For Voted - Against 6 Re-elect LI Ching Management For Voted - For 7 Re-elect LIU Mingxing Management For Voted - For 8 Re-elect Mahesh Vishwanathan Iyer Management For Voted - For 9 Re-elect ZHAO Yuhua Management For Voted - Against 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 14 Authority to Issue Repurchased Shares Management For Voted - Against CHINA LONGYUAN POWER GROUP LIMITED Security ID: Y1501T101 Ticker: 0916 Meeting Date: 23-Jul-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Summary of Merger Management For Voted - For 3 Parties Management For Voted - For 4 Class and Nominal Value Management For Voted - For 5 Target of Share Swap Management For Voted - For 6 Issue and Conversion Price Management For Voted - For 7 Conversion Ratio Management For Voted - For 8 Number of Shares Management For Voted - For 9 Listing and Trading Management For Voted - For 10 Treatment of Fractional Shares Management For Voted - For 11 Treatment of Shares with Restricted Rights Management For Voted - For 12 Lock-up Period Management For Voted - For 13 Protection Mechanism Management For Voted - For 14 Inheritance of Assets Management For Voted - For 15 Transitional Period Management For Voted - For 16 Distribution of Retained Profits Management For Voted - For 17 Placement of Staff Management For Voted - For 18 Parties of Asset Disposal Management For Voted - For 19 Pricing of Asset Disposal Management For Voted - For 20 Asset Delivery Management For Voted - For 21 Profit/Loss of Asset Disposal Management For Voted - For 22 Placement of Staff Management For Voted - For 23 Parties Involved Management For Voted - For 24 Assets Purchased Management For Voted - For 1595 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Transaction Pricing Management For Voted - For 26 Arrangement of Asset Delivery Management For Voted - For 27 Profit and Loss of Purchase Management For Voted - For 28 Placement of Staff Management For Voted - For 29 Performance Commitment Management For Voted - For 30 Validity Management For Voted - For 31 Merger By Absorption Management For Voted - For 32 Merger By Absorption Management For Voted - For 33 Share Swap Agreement Management For Voted - For 34 Asset Disposal Agreement Management For Voted - For 35 Asset Purchase Agreement Management For Voted - For 36 Profit Agreement Management For Voted - For 37 Distribution Plan Management For Voted - For 38 Article of Association Management For Voted - For 39 Board Authorization Management For Voted - For 40 Grant A Shares Management For Voted - For 41 Non-Voting Meeting Note N/A N/A Non-Voting 42 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Summary of Merger Management For Voted - For 3 Parties Management For Voted - For 4 Class and Nominal Value Management For Voted - For 5 Target of Share Swap Management For Voted - For 6 Issue and Conversion Price Management For Voted - For 7 Conversion Ratio Management For Voted - For 8 Number of Shares Management For Voted - For 9 Listing and Trading Management For Voted - For 10 Treatment of Fractional Shares Management For Voted - For 11 Treatment of Shares with Restricted Rights Management For Voted - For 12 Lock-up Period Management For Voted - For 13 Protection Mechanism Management For Voted - For 14 Inheritance of Assets Management For Voted - For 15 Transitional Period Management For Voted - For 16 Distribution of Retained Profits Management For Voted - For 17 Distribution of Retained Profits Management For Voted - For 18 Parties of Asset Disposal Management For Voted - For 19 Pricing of Asset Disposal Management For Voted - For 20 Asset Delivery Management For Voted - For 21 Profit/Loss of Asset Disposal Management For Voted - For 22 Placement of Staff Management For Voted - For 23 Parties Involved Management For Voted - For 24 Assets Purchased Management For Voted - For 25 Transaction Pricing Management For Voted - For 26 Arrangement of Asset Delivery Management For Voted - For 27 Profit and Loss of Purchase Management For Voted - For 28 Placement of Staff Management For Voted - For 29 Performance Commitment Management For Voted - For 1596 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 30 Validity Management For Voted - For 31 Merger By Absorption Management For Voted - For 32 Merger By Absorption Management For Voted - For 33 Share Swap Agreement Management For Voted - For 34 Asset Disposal Agreement Management For Voted - For 35 Asset Purchase Agreement Management For Voted - For 36 Profit Agreement Management For Voted - For 37 Share Price Stabilization Management For Voted - For 38 Distribution Plan Management For Voted - For 39 Dilution of Returns Management For Voted - For 40 Article of Association Management For Voted - For 41 Board Authorization Management For Voted - For 42 Grant A Shares Management For Voted - For 43 Supplemental Undertaking Management For Voted - For 44 Absorption and Merger of Pingzhuang Energy Management For Voted - For 45 Absorption and Merger of Inner Mongolia Management For Voted - For 46 Audit Report Management For Voted - For 47 Assessment Report Management For Voted - For 48 Independence of Valuation Agency Management For Voted - For 49 Self-Evaluation Report Management For Voted - For 50 Confirmation of Valuation Report Management For Voted - For 51 Independence of Valuation Agency Management For Voted - For 52 Commitments and Restraints Management For Voted - For 53 Guarantees Management For Voted - For 54 Related Party Transactions Management For Voted - For 55 Non-Voting Meeting Note N/A N/A Non-Voting 56 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LI Zhongjun Management For Voted - Against 3 Elect TANG Jian Management For Voted - For 4 Elect LIU Jinhuan Management For Voted - For 5 Elect TIAN Shaolin Management For Voted - For 6 Elect TANG Chaoxiong Management For Voted - Against 7 Elect Michael NGAI Ming Tak Management For Voted - Against 8 Elect GAO Debu Management For Voted - For 9 Elect ZHAO Feng Management For Voted - For 10 Elect SHAO Junjie as Supervisor Management For Voted - For 11 Elect Hao Jingru as Supervisor Management For Voted - Against Meeting Date: 14-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WANG Yiquo Management For Voted - For 3 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For 1597 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 27-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect MA Bingyan Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Annual Report Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 2022 Financial Budget Plan Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For 11 Appointment of International Auditor and Authority to Set Fees Management For Voted - For 12 General Mandate to Register and Issue Debt Financing Instruments in the PRC Management For Voted - Against 13 General Mandate to Register and Issue Debt Financing Instruments Overseas Management For Voted - Against 14 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against 15 New Financial Services Framework Agreement Management For Voted - For CHINA NATIONAL NUCLEAR POWER CO., LTD. Security ID: Y1507R109 Ticker: 601985 Meeting Date: 15-Jul-21 Meeting Type: Special 1 Elect LU Tiezhong Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Amendments to the Articles of Associations of the Company Management For Voted - For 2 Amendments to the Rules of Procedure Governing the Board of Directors Management For Voted - Against 3 Continuing Connected Transactions Framework Agreement from 2022 to 2023 with a Company to Be Signed Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect LU Tiezhong Management For Voted - For 6 Elect MA Mingze Management For Voted - For 7 Elect LIU Xiuhong Management For Voted - For 8 Elect WU Hanjing Management For Voted - For 9 Elect YU Guoping Management For Voted - For 1598 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect GUAN Jielin Management For Voted - For 11 Elect TANG Liang Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect MA Hengru Management For Voted - For 14 Elect LU Daen Management For Voted - For 15 Elect QIN Yuxiu Management For Voted - For 16 Elect HUANG Xianpei Management For Voted - For 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Elect GUO Yunfeng Management For Voted - For 19 Elect FAN Mengren Management For Voted - Against 20 Elect LUO Xiaochun Management For Voted - Against Meeting Date: 16-Mar-22 Meeting Type: Special 1 2022 Investment Plan Management For Voted - Abstain 2 2022 Budget Plan Management For Voted - Abstain Meeting Date: 24-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Independent Directors' Report Management For Voted - For 4 Approval of Independent Directors' Fees Management For Voted - For 5 Approval of 2021 Accounts and Reports Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Allocation of 2021 Profits Management For Voted - For 8 Planned Issue Size Management For Voted - For 9 Bond Varieties Management For Voted - For 10 Distribution Method Management For Voted - For 11 Release Recipients Management For Voted - For 12 Issue Term and Variety Management For Voted - For 13 Use of Proceeds Management For Voted - For 14 Underwriting and Listing Arrangements Management For Voted - For 15 Issue Price Management For Voted - For 16 Guarantee Methods Management For Voted - For 17 Bond Interest Rate and Determination Method Management For Voted - For 18 Resolution Validity Management For Voted - For 19 Types of Debt Financing Instruments Management For Voted - For 20 Distribution Method Management For Voted - For 21 Release Recipients Management For Voted - For 22 Issue Rate Management For Voted - For 23 Issue Term Management For Voted - For 24 Use of Proceeds Management For Voted - For 25 Issue Price Management For Voted - For 26 Guarantee Methods Management For Voted - For 27 Resolution Validity Management For Voted - For 28 Authorized Matters Management For Voted - For 29 Approval of 2021 Annual Report and its Summary Management For Voted - For 30 Amendments to Articles Management For Voted - Against 31 Elect WU Yining Management For Voted - For 1599 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Security ID: Y1508G102 Ticker: 2380 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect GAO Ping Management For Voted - For 6 Elect XU Zuyong Management For Voted - Against 7 Elect YAU Ka Chi Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 02-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Financial Services Framework Agreement Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of Share Incentive Scheme Management For Voted - For CHINA RESOURCES GAS GROUP LIMITED Security ID: G2113B108 Ticker: 1193 Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WANG Chuandong Management For Voted - Against 6 Elect YANG Ping Management For Voted - For 7 Elect WANG Gaoqiang Management For Voted - For 8 Elect LIU Xiaoyong Management For Voted - Against 9 Elect Liu Jian Management For Voted - Against 10 Elect WONG Tak Shing Management For Voted - Against 11 Elect David YU Hon To Management For Voted - Against 12 Elect David HU Xiaoyong Management For Voted - For 13 Directors' Fees Management For Voted - For 1600 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Authority to Repurchase Shares Management For Voted - For 17 Authority to Issue Repurchased Shares Management For Voted - Against 18 Amendments to Articles Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting CHINA RESOURCES POWER HOLDINGS COMPANY LTD. Security ID: Y1503A100 Ticker: 0836 Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WANG Chuandong Management For Voted - Against 6 Elect SHI Baofeng Management For Voted - For 7 Elect ZHANG Junzheng Management For Voted - For 8 Elect LIU Guixin Management For Voted - For 9 Elect CHEN Guoyong Management For Voted - Against 10 Elect Raymond CH'IEN K.F. Management For Voted - Against 11 Elect Jack SO Chak Kwong Management For Voted - For 12 Elect YANG Yuchuan Management For Voted - Against 13 Directors' Fees Management For Voted - For 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 17 Authority to Issue Repurchased Shares Management For Voted - Against 18 Amendments to Articles of Association Management For Voted - For CHINA THREE GORGES RENEWABLES (GROUP) CO LTD Security ID: Y1521K106 Ticker: 600905 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2022 Investment Plan And Financial Budget Plan Management For Voted - For 7 2022 Estimated Amount Of Continuing Connected Transactions Management For Voted - For 8 2022 Bonds Financing Plan Management For Voted - Abstain 9 2022 Appointment Of Audit Firm Management For Voted - Against 10 Application for Additional Credit Line and Re-sign of a Financial Service Framework Agreement with a Company Management For Voted - For 1601 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Increase of the Company S Registered Capital and Amendments to the Company S Articles of Association Management For Voted - For CHINA YANGTZE POWER CO. Security ID: Y1516Q142 Ticker: 600900 Meeting Date: 09-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LEI Mingshan Management For Voted - For 3 Elect MA Zhenbo Management For Voted - For 4 Elect ZHANG Xingliao Management For Voted - For 5 Elect GUAN Jielin Management For Voted - For 6 Elect HU Weiming Management For Voted - For 7 Elect ZONG Renhuai Management For Voted - For 8 Elect SU Jinsong Management For Voted - For 9 Elect SU Tianpeng Management For Voted - For 10 Elect ZHAO Yan Management For Voted - For 11 Elect HONG Meng Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect ZHANG Biyi Management For Voted - For 14 Elect WEN Bingyou Management For Voted - For 15 Elect YAN Hua Management For Voted - For 16 Elect HUANG Delin Management For Voted - For 17 Elect HUANG Feng Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect ZENG Yi Management For Voted - For 20 Elect MO Jinhe Management For Voted - Against 21 Elect XIA Ying Management For Voted - Against 22 Elect SHENG Xiang Management For Voted - Against 23 Elect TENG Weiheng Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor Management For Voted - For 6 Appointment of Internal Control Auditor Management For Voted - For 7 Authority to Give Guarantees Management For Voted - For 8 Investment in Short-term Fixed-income Products Management For Voted - For 9 Extending a Financial Service Agreement with a Related Party Management For Voted - For 10 Extending a Financing Agreement with a Related Party Management For Voted - Against 11 Authority to Issue Debt Instruments Management For Voted - For 12 Authority to Issue Corporate Bonds Management For Voted - For 13 Establishment of Management System for External Donations Management For Voted - For 14 Adjustment of Independent Directors' Fees Management For Voted - For 1602 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted ENN ENERGY HOLDINGS LIMITED Security ID: G3066L101 Ticker: 2688 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WU Xiaojing Management For Voted - For 6 Elect WANG Dongzhi Management For Voted - For 7 Elect ZHANG Yuying Management For Voted - For 8 Elect Quinn LAW Yee Kwan Management For Voted - For 9 Elect Catherine YIEN Yu Yu Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Adoption of New Share Option Scheme Management For Voted - Against 15 Termination of the Existing 2012 Share Option Scheme Management For Voted - Against ENN NATURAL GAS CO LTD Security ID: Y3119Q107 Ticker: 600803 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Estimated Related Party Transactions From 2022 to 2023 Management For Voted - For 2 2022 Estimated Guarantee Quota Management For Voted - Against 3 2022 Estimated Quota Of Entrusted Wealth Management Management For Voted - For 4 2022 Estimated Quota Of Commodity Hedging Management For Voted - For 5 2022 Estimated Quota Of Foreign Exchange Hedging Management For Voted - For Meeting Date: 09-Feb-22 Meeting Type: Special 1 Purchase of Liability Insurance for Directors, Supervisors and Senior Managers Management For Voted - For Meeting Date: 05-May-22 Meeting Type: Special 1 Eligibility for Asset Purchase via Private Placement and Cash Payment Management For Voted - For 2 Transaction Participants Management For Voted - For 3 Underlying Assets Management For Voted - For 4 Audit and Evaluation Base Date Management For Voted - For 5 Price and Pricing Principles for the Underlying Assets Management For Voted - For 6 Stock Type and Par Value Management For Voted - For 7 Issuing Target and Method Management For Voted - For 8 Pricing Base Date and Issue Price Management For Voted - For 1603 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Issue Size Management For Voted - For 10 Listing Place Management For Voted - For 11 Lock-up Period Management For Voted - For 12 Arrangement of Accumulated Retained Profits Management For Voted - For 13 Payment Method Management For Voted - For 14 Attribution of the Profits and Losses of the Underlying Assets from the Evaluation Base Date to the Delivery Date Management For Voted - For 15 Employee Placement Management For Voted - For 16 Performance Commitments and Compensation on Depreciation of Assets Management For Voted - For 17 Contract Obligations and Liabilities for the Transfer of the Ownership of the Underlying Assets Management For Voted - For 18 Validity Period Management For Voted - For 19 The Asset Purchase Constitutes a Related Party Transaction Management For Voted - For 20 Report (Draft) on the Related Party Transactions of Asset Purchase via Private Placement and Cash Payment Management For Voted - For 21 The Transaction Complies with Article 4 of the Provisions on Several Issues Concerning the Regulation of Major Assets Restructuring of Listed Companies Management For Voted - For 22 The Transaction Complies with Article 11 of the Management Measures on Major Assets Restructuring of Listed Companies Management For Voted - For 23 The Transaction Complies with Article 43 of the Management Measures on Major Assets Restructuring of Listed Companies Management For Voted - For 24 The Transaction Does Not Constitute A Listing Via Restructuring As Defined By Article 13 In The Management Measures On Major Assets Restructuring Of Listed Companies Management For Voted - For 25 Signing Conditional Agreements regarding Asset Purchase via Private Placement and Cash Payment Management For Voted - For 26 Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluated Price Management For Voted - For 27 Audit Report, Pro Forma Review Report And Assets Evaluation Report Related To The Transaction Management For Voted - For 28 Indemnification Arrangements for Diluted Current Earnings Management For Voted - For 29 Shareholder Returns Plan for the Next Three Years (2022-2024) Management For Voted - Abstain 30 Board Authorization to Implement the Transaction Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Report And Its Summary Management For Voted - For 1604 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Reappointment Of Audit Firm Management For Voted - For 7 2021 Remuneration For Directors Management For Voted - For 8 2021 Remuneration For Supervisors Management For Voted - For 9 2021 Special Report On The Deposit And Use Of Raised Funds (Rights Issue) Management For Voted - For 10 2021 Special Report on the Deposit and Use of Raised Funds (non-public Offered Shares) Management For Voted - For GD POWER DEVELOPMENT CO., LTD. Security ID: Y2685C112 Ticker: 600795 Meeting Date: 31-Dec-21 Meeting Type: Special 1 Elect LUO Meijian as a Director Management For Voted - For 2 2021 Additional Continuing Connected Transactions Quota Management For Voted - For Meeting Date: 18-Jan-22 Meeting Type: Special 1 The Company's Eligibility for Issuance of Corporate Bonds Management For Voted - For 2 Issuing Scale and Relevant Matters Management For Voted - For 3 Bond Type Management For Voted - For 4 Arrangement for Placement to Shareholders Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate and Its Determining Method Management For Voted - For 7 Purpose of the Raised Funds Management For Voted - For 8 Issuing Targets and Method Management For Voted - For 9 Listing Place Management For Voted - For 10 Guarantee Method Management For Voted - For 11 Repayment Guarantee Measures Management For Voted - For 12 Valid Period of the Resolution Management For Voted - For 13 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds Management For Voted - For Meeting Date: 11-Feb-22 Meeting Type: Special 1 Appointment of Internal Auditor Management For Voted - For 1605 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Appointment of Financial Auditor Management For Voted - For Meeting Date: 15-Apr-22 Meeting Type: Special 1 Registration and Issuance of Debt Financing Instruments As a Non-financial Enterprise in the Inter-bank Bond Market Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts And 2022 Financial Budget Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 Financing To Financial Institutions Management For Voted - For 7 Financing By Affiliate Companies Management For Voted - For 8 Financing Guarantee Provided By The Company Management For Voted - For 9 Reappointment Of 2022 Financial Audit Firm Management For Voted - For 10 Appointment Of 2022 Internal Control Audit Firm Management For Voted - For 11 2022 Continuing Connected Transactions Of The Company And Its Controlled Subsidiaries Management For Voted - For GUANGDONG INVESTMENT LIMITED Security ID: Y2929L100 Ticker: 0270 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIN Tiejun Management For Voted - Against 6 Elect TSANG Hon Nam Management For Voted - Against 7 Elect CAI Yong Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting HUADIAN POWER INTERNATIONAL CORPORATION LTD Security ID: Y3738Y119 Ticker: 1071 Meeting Date: 17-Nov-21 Meeting Type: Special 1 Maohua Agreement Management For Voted - For 1606 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 14-Dec-21 Meeting Type: Special 1 Commercial Factoring Services Framework Agreement Management For Voted - For 2 Financial Services Framework Agreement Management For Voted - Against 3 Revised Annual Cap under the Fuel, Equipments and Services Purchase (Supply) Framework Agreement Management For Voted - For 4 Transaction Agreements and the Disposals Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 2 Authority to Issue Financial Financing Instruments Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Independent Directors' Report Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Baker Tilly International Certified Public Accountants (Special General Partnership) and Baker Tilly Hong Kong Limited be appointed as the domestic auditor and overseas auditor of the Company Management For Voted - For 10 Baker Tilly International Certified Public Accountants (Special General Partnership) be appointed as the internal control auditor Management For Voted - For 11 Entrusted Loans to CNNP CHD Hebei Nuclear Power Company Limited Management For Voted - For HUANENG POWER INTERNATIONAL, INC. Security ID: Y3744A105 Ticker: 0902 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Increase of Annual Cap of the Continuing Connected Transactions for 2021 between the Company and China Huaneng Group Co., Ltd. Management For Voted - For Meeting Date: 21-Dec-21 Meeting Type: Special 1 Proposal regarding the Settlement of Fundraising Investment Projects and Use of Remaining Proceeds to Permanently Replenish Working Capital Management For Voted - For 2 Continuing Connected Transactions for 2022-2024 between the Company and Huaneng Finance Management For Voted - Against 1607 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Provision of Guarantee by Shandong Company to its subsidiary Management For Voted - For 4 Continuing Connected Transactions for 2022 between the Company and Huaneng Group Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Short Term Debentures Management For Voted - For 8 Authority to Issue Super Short Term Debentures Management For Voted - For 9 Authority to Issue Debt Financing Instruments by way of Non-Public Placement Management For Voted - For 10 Authority to Issue Domestic and/or Overseas Debt Financing Instruments Management For Voted - For 11 Authority to Issue Domestic Shares and/or Overseas Listed Foreign Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Give Guarantees to Diandong Energy Management For Voted - Abstain 13 Authority to Give Guarantees to Diandong Yuwang Management For Voted - Abstain HUANENG POWER INTERNATIONAL, INC. Security ID: Y3744A113 Ticker: 0902 Meeting Date: 16-Nov-21 Meeting Type: Special 1 Increase of Annual Cap of the Continuing Connected Transactions for 2021 between the Company and China Huaneng Group Co., Ltd. Management For Voted - For Meeting Date: 21-Dec-21 Meeting Type: Special 1 Proposal regarding the Settlement of Fundraising Investment Projects and Use of Remaining Proceeds to Permanently Replenish Working Capital Management For Voted - For 2 Continuing Connected Transactions for 2022-2024 between the Company and Huaneng Finance Management For Voted - Against 3 Provision of Guarantee by Shandong Company to its subsidiary Management For Voted - For 4 Continuing Connected Transactions for 2022 between the Company and Huaneng Group Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 1608 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Authority to Issue Short Term Debentures Management For Voted - For 7 Authority to Issue Super Short Term Debentures Management For Voted - For 8 Authority to Issue Debt Financing Instruments by way of Non-Public Placement Management For Voted - For 9 Authority to Issue Domestic and/or Overseas Debt Financing Instruments Management For Voted - For 10 Authority to Issue Domestic Shares and/or Overseas Listed Foreign Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Give Guarantees to Diandong Energy Management For Voted - Abstain 12 Authority to Give Guarantees to Diandong Yuwang Management For Voted - Abstain KUNLUN ENERGY COMPANY LTD Security ID: G5320C108 Ticker: 0135 Meeting Date: 25-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect LIU Xiao Feng Management For Voted - Against 4 Elect Patrick SUN Management For Voted - Against 5 Directors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 8 Authority to Repurchase Shares Management For Voted - For 9 Authority to Issue Repurchased Shares Management For Voted - Against 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting SDIC POWER HOLDINGS CO., LTD. Security ID: Y3746G100 Ticker: 600886 Meeting Date: 27-Jul-21 Meeting Type: Special 1 Elect ZHANG Lizi Management For Voted - For Meeting Date: 04-Aug-21 Meeting Type: Special 1 Eligibility for Non- Public A- Share Offering Management For Voted - Against 2 Type and Nominal Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Target and Subscription Method Management For Voted - Against 5 Issuing Price and Pricing Base Date Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Purpose and Scale of the Raised Funds Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Arrangements for the Accumulated Retained Profits Management For Voted - Against 11 Validity of the Resolution Management For Voted - Against 12 Approval of Preliminary Plan of Private Placement Management For Voted - Against 1609 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Feasibility Report on Use of Proceeds Management For Voted - Against 14 Report On The Use Of Previously Raised Funds Management For Voted - For 15 Connected Transactions Involved In the Private Placement Management For Voted - Against 16 Conditional Share Subscription Agreement To Be Signed With Controlling Shareholders Management For Voted - For 17 Exemption of the Subscribers and Its Concert Party From the Tender Offer Obligation To Increase Shareholding in the Company Management For Voted - For 18 Risk Warning On Diluted Immediate Return After the Private Placement And Filling Measures, And Commitments of Relevant Parties Management For Voted - Against 19 Shareholder Return Plan For The Next Three Years From 2021 To 2023 Management For Voted - For 20 Setting Up A Dedicated Account For Raised Funds Management For Voted - For 21 Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Private Placement Management For Voted - Against 22 2020 Work Report Of The Remuneration And Appraisal Committee Of The Board Management For Voted - For Meeting Date: 14-Oct-21 Meeting Type: Special 1 Eligibility for Corporate Bond Issuance Management For Voted - For 2 Par Value, Issuing Scale and Method Management For Voted - For 3 Bond Type Management For Voted - For 4 Issuing Targets Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate and Determination Method Management For Voted - For 7 Purpose of Raised Funds Management For Voted - For 8 Listing Arrangements Management For Voted - For 9 Guarantee Arrangements Management For Voted - For 10 Underwriting Method Management For Voted - For 11 Validity Period Management For Voted - For 12 Ratification of Board Acts Management For Voted - For Meeting Date: 24-Dec-21 Meeting Type: Special 1 Change of Audit Firm Management For Voted - For 2 Shareholder Return Plan for the Next Three Years from 2021 to 2023 Management For Voted - For 3 Amendments to the Management Measures on Remuneration Appraisal for Directors, Supervisors and Senior Management Management For Voted - For 1610 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted SDIC POWER HOLDINGS CO., LTD. Security ID: Y7544S125 Ticker: 600886 Meeting Date: 28-Jan-22 Meeting Type: Special 1 2022 Estimated Connected Transactions Management For Voted - For 2 Amendments to Articles Management For Voted - For Meeting Date: 11-Mar-22 Meeting Type: Special 1 Elect LI Junxi Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 2022 Business Plan Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Independent Directors' Report Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Amendments to the Rules of Procedure Governing the General Meeting of Shareholders Management For Voted - For 9 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 10 Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee Management For Voted - For SHENZHEN ENERGY GROUP CO LTD Security ID: Y7740R103 Ticker: 000027 Meeting Date: 06-Jul-21 Meeting Type: Special 1 Amendments to Clauses of the Company's Articles of Association Management For Voted - For 2 Amendments to the rules of procedure of the general meeting of shareholders and the board of directors Management For Voted - For 3 Investment in Construction of a Coal Power Plant Project in Vietnam and Provision of Guarantee Management For Voted - For Meeting Date: 12-Aug-21 Meeting Type: Special 1 Connected Transaction Regarding Subscription of Shares Issued by China Great Wall Securities Co., Ltd. Management For Voted - For Meeting Date: 15-Oct-21 Meeting Type: Special 1 Elect WANG Pingyang Management For Voted - For 1611 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 18-Feb-22 Meeting Type: Special 1 Amendments to the Company's Articles of Association Management For Voted - For 2 Amendments to the Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 3 Provision of Guarantee for a Company Management For Voted - For 4 Connected Transaction Regarding Not to Participate in Subscription for Non-publicly Offered A-shares of a Company Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2022 Budget Plan Management For Voted - For SICHUAN CHUANTOU ENERGY CO., LTD. Security ID: Y7925C103 Ticker: 600674 Meeting Date: 15-Feb-22 Meeting Type: Special 1 Approve Extension of Share Holding Plan Management For Voted - For Meeting Date: 07-Apr-22 Meeting Type: Special 1 Formulation Of The Implementing Rules For Cumulative Voting System Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect LIU Tibin Management For Voted - For 5 Elect LI Wenzhi Management For Voted - For 6 Elect ZHANG Hao Management For Voted - For 7 Elect YANG Hong Management For Voted - For 8 Elect GONG Yuan Management For Voted - For 9 Elect SUN Wenliang Management For Voted - For 10 Elect CAI Weiwei Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect WANG Xiuping Management For Voted - For 13 Elect XU Tianchun Management For Voted - For 14 Elect XIANG Yongzhong Management For Voted - For 15 Elect WANG Jingfu Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Elect ZHENG Shihong Management For Voted - For 18 Elect WANG Jingyi Management For Voted - Against 19 Elect SONG Jianmin Management For Voted - Against 1612 --------------------------------------------------------------------------------------------------- Global X MSCI China Utilities ETF Proposal Proposed by Mgt. Position Registrant Voted 20 The Spin-Off Listing Of A Subsidiary On The Star Market Is In Compliance With Relevant Laws And Regulations Management For Voted - For 21 Plan For Spin-Off Listing Of The Subsidiary On Star Market Management For Voted - For 22 Preplan For Spin-Off Listing Of The Subsidiary On The Star Market Management For Voted - For 23 the Spin-off Listing of the Subsidiary on the Star Market is in Compliance with the Listed Company Spin-off Rules (trial) Management For Voted - For 24 the Spin-off Listing of the Subsidiary on the Star Market is for the Rights and Interests of Shareholders and Creditors and Other Parties with Interests Management For Voted - For 25 Statement on Maintaining Independence and Sustainable Profitability of the Company Management For Voted - For 26 Compliance Operations Ability Of The Subsidiary Management For Voted - For 27 Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off Listing and the Validity of the Legal Documents Submitted Management For Voted - For 28 Purpose, Commercial Reasonability, Necessity and Feasibility Analysis of the Spin-off Listing Management For Voted - For 29 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Spin-off Listing Management For Voted - For Meeting Date: 24-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2022 Financial Budget Report And Production And Operation Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Annual Report And Its Summary Management For Voted - For 7 2022 Financing Work Management For Voted - Abstain 8 Appointment Of Audit Firm And Authorization To The Board For Determination Of Its Audit Fees Management For Voted - For 9 Amendments To The Company S Articles Of Association Management For Voted - For 10 Change Of Some Projects Financed With Raised Funds Management For Voted - For 1613 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted BANCO DE BOGOTA Security ID: P09252100 Ticker: BOGOTA Meeting Date: 18-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Approve Interim Financial Statements Management For Voted - For 5 Spin-off Management For Voted - For 6 Exercise of Withdrawal Rights Management For Voted - For Meeting Date: 29-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Presentation of Report of the Board and CEO Management For Voted - For 5 Presentation of Accounts and Reports Management For Voted - For 6 Presentation of Auditor Report Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Presentation of the Internal Audit Report Management For Voted - For 9 Presentation of the Corporate Governance Report Management For Voted - For 10 Presentation of the Report of the Consumer Finance Ombudsman Management For Voted - For 11 Presentation of a Special Report on the Corporate Group Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - Against 13 Charitable Donations Management For Voted - For 14 Election of Directors; Fees Management For Voted - Abstain 15 Appointment of Auditor and Authority to Set Fees Management For Voted - For 16 Amendments to Shareholders Meeting Regulations. Management For Voted - Abstain 17 Transaction of Other Business Management N/A Voted - Against Meeting Date: 26-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - Abstain BANCOLOMBIA SA Security ID: P1329P141 Ticker: BCOLOMBIA Meeting Date: 18-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 1614 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Presentation of Report of the Board and CEO Management For Voted - For 5 Presentation of Report of the Audit Committee Management For Voted - For 6 Presentation of Individual and Consolidated Financial Statements Management For Voted - For 7 Presentation of Auditor's Report Management For Voted - For 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Amendments to Articles Management For Voted - Against BROOKFIELD RENEWABLE CORPORATION Security ID: 11284V105 Ticker: BEPC Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Jeffrey M. Blidner Management For Voted - For 3 Elect Scott R. Cutler Management For Voted - For 4 Elect Sarah Deasley Management For Voted - For 5 Elect Nancy Dorn Management For Voted - For 6 Elect Eleazar de Carvalho Filho Management For Voted - For 7 Elect R. Randall MacEwen Management For Voted - For 8 Elect David Mann Management For Voted - Against 9 Elect Louis J. Maroun Management For Voted - For 10 Elect Stephen Westwell Management For Voted - For 11 Elect Patricia Zuccotti Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting CANACOL ENERGY LTD. Security ID: 134808203 Ticker: CNE Meeting Date: 24-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Charle Gamba Management For Voted - For 4 Elect Michael John Hibberd Management For Voted - Against 5 Elect Juan Argento Management For Voted - Against 6 Elect Francisco Diaz Salazar Management For Voted - Against 7 Elect Gregory D. Elliot Management For Voted - Against 8 Elect Gonzalo Fernandez-Tinoco Management For Voted - Against 9 Elect Ariel Merenstein Management For Voted - Against 10 Elect David Winter Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Omnibus Long-Term Incentive Plan Renewal Management For Voted - For 1615 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted CELSIA SA ESP Security ID: P21935112 Ticker: CELSIA Meeting Date: 23-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Appointment of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Presentation of Report of the Board and CEO Management For Voted - For 5 Presentation of Auditor's Report Management For Voted - For 6 Presentation of Financial Statements Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Charitable Donations Management For Voted - For 10 Election of Directors; Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For CEMENTOS ARGOS SA Security ID: P2216Y112 Ticker: CEMARGOS Meeting Date: 25-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Quorum Management For Voted - For 3 Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Use of the Company's Occasional Reserves/Distribution of Dividends Management For Voted - For Meeting Date: 04-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Reading of Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Evaluate and Decide on Potential Conflicts of Interest in the Context of the Takeover Bid Management For Voted - For Meeting Date: 22-Feb-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Deliberate on Board of Directors Participation in Decisions Regarding Non-Solicited Offer Management For Voted - For 6 Amendments to Articles Management For Voted - Abstain 1616 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 18-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Presentation of Report of the Board and CEO Management For Voted - For 5 Presentation of Financial Statements Management For Voted - For 6 Presentation of the Auditor's Report Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Charitable Donations Management For Voted - Abstain 10 Election of Directors; Fees Management For Voted - Abstain 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 12 Amendments to Articles Management For Voted - Abstain Meeting Date: 19-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Quorum Management For Voted - For 3 Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Deliberate on Board of Directors Participation in Decisions Regarding Non-Solicited Offer Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting CIA BRASILEIRA DE DISTR-PAO DE ACUCAR Security ID: P30558103 Ticker: PCAR3 Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Election of Directors Management For Voted - Against 7 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Proportional Allocation of Cumulative Votes Management N/A Voted - For 10 Allocate Cumulative Votes to Jean-Charles Henri Naouri Management N/A Voted - Abstain 11 Allocate Cumulative Votes to Arnaud Daniel Charles Walter Joachim Strasser Management N/A Voted - Abstain 12 Allocate Cumulative Votes to Ronaldo Iabrudi dos Santos Pereira Management N/A Voted - Abstain 13 Allocate Cumulative Votes to Christophe Jose Hidalgo Management N/A Voted - Abstain 14 Allocate Cumulative Votes to Herve Daudin Management N/A Voted - Abstain 15 Allocate Cumulative Votes to Rafael Sirotsky Russowsky Management N/A Voted - Abstain 1617 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Allocate Cumulative Votes to Luiz Augusto de Castro Neves Management N/A Voted - For 17 Allocate Cumulative Votes to Eleazar de Carvalho Filho Management N/A Voted - For 18 Allocate Cumulative Votes to Renan Bergmann Management N/A Voted - For 19 Election of Jean-Charles Henri Naouri as Chair Management For Voted - For 20 Election of Arnaud Daniel Charles Walter Joachim Strasser as Vice-Chair Management For Voted - Against 21 Election of Ronaldo Iabrudi dos Santos Pereira as Vice-Chair Management For Voted - Against 22 Request Cumulative Voting Management N/A Voted - Against 23 Request Separate Election for Board Member Management N/A Voted - Abstain 24 Remuneration Policy Management For Voted - Against 25 Request Establishment of Supervisory Council Management N/A Voted - Abstain 26 Instructions if Meeting is Held on Second Call Management N/A Voted - Against 27 Elect Doris Beatriz Franca Wilhelm to the Supervisory Council Presented by Minority Shareholders Management N/A Voted - For Meeting Date: 27-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Transfer of Reserves Management For Voted - For 4 Amendments to Article 4 (Reconciliation of Share Capital) Management For Voted - For 5 Instructions if Meeting is Held on Second Call Management N/A Voted - For 6 Ratify Updated Global Remuneration Amount Management For Voted - Against 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 18-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Amendments to Article 4 (Reconciliation of Share Capital) Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratification of Appointment of Appraiser Management For Voted - For 3 Valuation Report Management For Voted - For 4 Merger by Absorption (SCB Distribuicao e Comercio Varejista de Alimentos Ltda.) Management For Voted - For 5 Instructions if Meeting is Held on Second Call Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting 1618 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted CORPORACION FINANCIERA COLOMBIANA S A Security ID: P3138W200 Ticker: CORFICOLCF Meeting Date: 14-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Quorum Management For Voted - For 3 Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Election of Directors Management For Voted - Abstain Meeting Date: 28-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Appointment of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Presentation of Report of the Board and CEO Management For Voted - For 5 Presentation of Financial Statements Management For Voted - For 6 Presentation of Auditor's Report Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Report of the Board Regarding Internal Control System and Audit Committee Management For Voted - For 10 Presentation of Report on Corporate Governance Management For Voted - For 11 Presentation of the Report of the Consumer Finance Ombudsman Management For Voted - For 12 Election of Directors; Fees Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Appointment of Consumer Finance Ombudsman; Fees Management For Voted - For 15 Amendments to Article 34 Management For Voted - For 16 Charitable Donations Management For Voted - For ECOPETROL SA Security ID: 279158109 Ticker: ECOPETROL Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Agenda Management For Voted - For 2 Appointment of Meeting Chair Management For Voted - For 3 Appointment of Delegates in Charge of Polling Management For Voted - For 4 Appointment of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Presentation of Report on Activities of the Board and Corporate Governance Compliance Management For Voted - For 6 Presentation of Report of the Board and CEO Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 1619 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Approve Legal Assistance for Board Directors Management For Voted - Abstain 10 Amendments to Articles Management For Voted - Against Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Agenda Management For Voted - For 2 Appointment of Meeting Chair Management For Voted - For 3 Appointment of Delegates in Charge of Polling Management For Voted - For 4 Appointment of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Amend Dividend Payment Date Management For Voted - Abstain 6 Use of Reserves Management For Voted - For 7 Interim Dividend Management For Voted - For ECOPETROL SA Security ID: P3661P101 Ticker: ECOPETROL Meeting Date: 17-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Safety Guidelines Management For Voted - For 3 Quorum Management For Voted - For 4 Opening of the Meeting Management For Voted - For 5 Agenda Management For Voted - For 6 Appointment of Meeting Chair Management For Voted - For 7 Appointment of Delegates in Charge of Polling Management For Voted - For 8 Appointment of Delegates in Charge of Meeting Minutes Management For Voted - For 9 Amend Dividend Payment Date Management For Voted - Abstain 10 Use of Reserves Management For Voted - For 11 Interim Dividend Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting EMPRESAS COPEC SA Security ID: P7847L108 Ticker: COPEC Meeting Date: 27-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Directors' Committee Fees and Budget Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Appointment of Risk Rating Agency Management For Voted - For 8 Related Party Transactions Management For Voted - For 9 Transaction of Other Business Management N/A Voted - Against 1620 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted ENEL AMERICAS SA Security ID: P37186106 Ticker: ENELAM Meeting Date: 26-Apr-22 Meeting Type: Mix 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Directors' Committee's Fees and Budget Management For Voted - For 5 Presentation of Report of the Board of Directors Expenses and Directors' Committee Acts and Expenditures Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Appointment of Risk Rating Agency Management For Voted - For 8 Investment and Finance Policy Management For Voted - For 9 Dividend Policy Management For Voted - For 10 Related Party Transactions Management For Voted - For 11 Report on Circular No. 1816 Management For Voted - For 12 Transaction of Other Business Management N/A Voted - Against 13 Authorization of Legal Formalities Management For Voted - For 14 Amendments to Articles Management For Voted - For 15 Consolidation of Articles Management For Voted - For 16 Authorization of Legal Formalities Management For Voted - For 17 Non-Voting Meeting Note N/A N/A Non-Voting GRUPO ARGOS S.A. Security ID: P0275K122 Ticker: GRUPOARGOS Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Quorum Management For Voted - For 3 Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Approve Participation of Connected Directors on Acquisition Management For Voted - For Meeting Date: 04-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Quorum Management For Voted - For 3 Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Evaluate and Decide on Potential Conflicts of Interest in the Context of the Takeover Bid Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 1621 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Quorum Management For Voted - For 3 Agenda Management For Voted - For 4 Presentation of Report of the Board and CEO Management For Voted - For 5 Presentation of Financial Statements Management For Voted - For 6 Presentation of Auditor's Report Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Election of Directors; Fees Management For Voted - Abstain 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Quorum Management For Voted - For 3 Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Deliberate on Board of Directors Participation in Decisions Regarding Non-Solicited Offer Management For Voted - For GRUPO DE INVERSIONES SURAMERICANA S.A. Security ID: P4950L132 Ticker: GRUPOSURA Meeting Date: 09-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Approve Participation of Connected Directors on Acquisition Management For Voted - For Meeting Date: 22-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Quorum Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Deliberate on Board of Directors Participation in Decisions Regarding Tender Offer Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 25-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Presentation of Report of the Board and CEO Management For Voted - For 5 Presentation of the Financial Statements Management For Voted - For 6 Presentation of the Auditors Report Management For Voted - For 7 Approval of Report of the Board and the CEO Management For Voted - For 1622 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Articles Management For Voted - Against 11 Election of Directors Management For Voted - Abstain 12 Appointment of Auditor Management For Voted - Abstain 13 Directors' Fees Management For Voted - Abstain 14 Authority to Set Auditor's Fees Management For Voted - Abstain GRUPO ENERGIA BOGOTA S.A. ESP Security ID: P37100107 Ticker: GEB Meeting Date: 13-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Quorum Management For Voted - For 3 Agenda Management For Voted - For 4 Election of Meeting Chair Management For Voted - For 5 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 6 Interim Dividends Management For Voted - For 7 Trecsa And Eebis Guarantee Management For Voted - Abstain Meeting Date: 28-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Sustainable Management Report Management For Voted - For 3 Corporate Governance Report Management For Voted - For 4 Related Party Transactions Report Management For Voted - For 5 Presentation of Financial Statements Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Election of Directors Management For Voted - Abstain 9 Appointment of Auditor Management For Voted - For 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Election of Meeting Chair Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Sustainable Management Report Management For Voted - For 6 Corporate Governance Report Management For Voted - For 7 Related Party Transactions Report Management For Voted - For 8 Presentation of Financial Statements Management For Voted - For 9 Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Election of Directors Management For Voted - Abstain 12 Appointment of Auditor Management For Voted - For 13 Transaction of Other Business Management N/A Voted - Against 14 Non-Voting Meeting Note N/A N/A Non-Voting 1623 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted GRUPO NUTRESA S.A. Security ID: P5041C114 Ticker: NUTRESA Meeting Date: 04-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 3 Authorize Board of Directors to Participate in Deliberations Regarding Non-Solicited Offer Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Deliberate on Board of Directors Participation in Decisions Regarding Non-Solicited Offer Management For Voted - For Meeting Date: 22-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 3 Presentation of Special Report of the Business Group, Legal Provisions and Control Systems Management For Voted - For 4 Presentation of Report of the Board and CEO Management For Voted - For 5 Presentation of Corporate Governance Report Management For Voted - For 6 Presentation of Financial Statements Management For Voted - For 7 Presentation of Auditor's Report Management For Voted - For 8 Approval of CEO and Board Reports Management For Voted - For 9 Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Appointment of Auditor Management For Voted - Abstain 12 Authority to Set Auditor's Fees Management For Voted - Abstain 13 Election of Directors Management For Voted - Abstain 14 Directors' Fees Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Quorum Management For Voted - For 3 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 4 Deliberate on Board of Directors Participation in Decisions Regarding Non-Solicited Offer Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 3 Deliberate on Board of Directors Participation in Decisions Regarding Non-Solicited Offer Management For Voted - For 1624 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted INTERCONEXION ELECTRICA SA Security ID: P5624U101 Ticker: ISA Meeting Date: 22-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Agenda Management For Voted - For 4 Election of Meeting Chair Management For Voted - For 5 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 6 Election of Directors Management For Voted - Abstain Meeting Date: 25-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Meeting Chair Management For Voted - For 3 Presentation of 2021 AGM Minutes Approval Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Chair Speech and Presentation of Report of the Board and the Corporate Governance Committee Management For Voted - For 6 Approve Management Report Management For Voted - For 7 Presentation of Financial Statements Management For Voted - For 8 Presentation of Auditor's Report Management For Voted - For 9 Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Election of Directors Management For Voted - Abstain 14 Approval of Board of Directors' Succession Policy Management For Voted - For 15 Approval of Board of Directors' Remuneration Policy Management For Voted - For 16 Directors' Fees Management For Voted - For 17 Transaction of Other Business Management N/A Voted - Against 18 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Agenda Management For Voted - For 3 Election of Meeting Chair Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Election of Directors Management For Voted - Abstain MILLICOM INTERNATIONAL CELLULAR S.A. Security ID: L6388F128 Ticker: TIGO Meeting Date: 24-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Election of Presiding Chair Management For Take No Action 1625 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Increase in Authorized Capital Management For Take No Action 4 Receipt of Special Report Management For Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Meeting Note N/A N/A Take No Action 7 Non-Voting Meeting Note N/A N/A Take No Action 8 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 28-Feb-22 Meeting Type: Special 1 Election of Presiding Chair Management For Voted - For 2 Increase in Authorized Capital Management For Voted - For 3 Receipt of Special Report Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 04-May-22 Meeting Type: Annual 1 Election of Presiding Chair Management For Voted - For 2 Presentation of Accounts and Reports; Report of the Board of Directors; Report of the Auditor Management For Voted - For 3 Annual and Consolidated Accounts for Fiscal Year 2021 Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Board Size Management For Voted - For 7 Elect Jose Antonio Rios Garcia Management For Voted - For 8 Elect Pernille Erenbjerg Management For Voted - For 9 Elect Odilon Almeida Management For Voted - For 10 Elect Bruce B. Churchill Management For Voted - For 11 Elect Mauricio Ramos Management For Voted - For 12 Elect James Thompson Management For Voted - For 13 Elect Mercedes Johnson Management For Voted - For 14 Elect Lars-Johan Jarnheimer Management For Voted - For 15 Elect Tomas Eliasson Management For Voted - For 16 Elect Jose Antonio Rios Garcia as Chair Management For Voted - For 17 Directors' Fees Management For Voted - For 18 Appointment of Auditor and Authority to Set Fees Management For Voted - For 19 Nomination Committee Guidelines Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Remuneration Report Management For Voted - For 22 Remuneration Guidelines Management For Voted - Against 23 Share-Based Incentive Plan 2022 Management For Voted - Against 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting 1626 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting MINEROS SA Security ID: P68068108 Ticker: MINEROS Meeting Date: 31-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Agenda Management For Voted - For 4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For 5 Management Report Management For Voted - For 6 Presentation of Accounts and Reports Management For Voted - For 7 Presentation of Auditor's Report Management For Voted - For 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Board Nomination, Duties and Remuneration Policy Management For Voted - For 11 Advisory Vote on the Board Management For Voted - For 12 Election of Directors Management For Voted - For 13 Directors' Fees Management For Voted - Abstain 14 Transaction of Other Business Management N/A Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting PAREX RESOURCES INC. Security ID: 69946Q104 Ticker: PXT Meeting Date: 12-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Lisa Colnett Management For Voted - For 4 Elect Sigmund L. Cornelius Management For Voted - For 5 Elect Robert Engbloom Management For Voted - For 6 Elect Wayne K. Foo Management For Voted - For 7 Elect Bob (G.R.) MacDougall Management For Voted - For 8 Elect Glenn A. McNamara Management For Voted - For 9 Elect Imad Mohsen Management For Voted - For 10 Elect Carmen Sylvain Management For Voted - For 11 Elect Paul Wright Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Advisory Vote On Executive Compensation Management For Voted - For 1627 --------------------------------------------------------------------------------------------------- Global X MSCI Colombia ETF Proposal Proposed by Mgt. Position Registrant Voted TECNOGLASS INC. Security ID: G87264100 Ticker: TGLS Meeting Date: 16-Dec-21 Meeting Type: Annual 1 Elect Christian T. Daes Management For Voted - For 2 Elect Julio A. Torres Management For Voted - For 1628 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted ADMIE (IPTO) HOLDING S.A. Security ID: X332A0109 Ticker: ADMIE Meeting Date: 14-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Ratification of Directors' and Auditor's Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - Abstain 8 Remuneration Report Management For Voted - Abstain 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Board Transactions Management For Voted - For 12 Amendments to Articles Management For Voted - Abstain 13 Approve Suitability Policy Management For Voted - Abstain 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting AEGEAN AIRLINES S.A. Security ID: X18035109 Ticker: AEGN Meeting Date: 15-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Audit Committe's Report Management For Voted - For 5 Ratification of Board and Auditor's Acts Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Amendments to Remuneration Policy Management For Voted - Against 8 Remuneration Report Management For Voted - Against 9 Suitability Policy Management For Voted - For 10 Election of Directors; Designation of Independent Directors Management For Voted - For 11 Approval of Audit Committee Guidelines; Audit Committee's Fees Management For Voted - For 12 Transaction of Other Business; Announcements Management For Voted - Against 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 1629 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted ALPHA SERVICES AND HOLDINGS S.A. Security ID: X0085P155 Ticker: ALPHA Meeting Date: 22-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Board and Auditor's Acts Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Directors' Fees (FY2020) Management For Voted - For 7 Directors' Fees (FY2021) Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Remuneration Policy Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Suitability Policy Management For Voted - For 12 Board Transactions Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting ATHENS WATER SUPPLY & SEWERAGE COMPANY (EYDAP S.A.) Security ID: X0257L107 Ticker: EYDAP Meeting Date: 24-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Related Party Transactions (Contracts with Greek State) Management For Voted - For 3 Settlement of Cross Claims between the Company and the Greek State Management For Voted - For 4 Approval of Audit Committee Guidelines Management For Voted - For 5 Announcements Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting ELLAKTOR S.A. Security ID: X1959E102 Ticker: ELLAKTOR Meeting Date: 30-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Panagiotis Kyriakopoulos Management For Voted - For 3 Elect Georgios Triantafyllou Management For Voted - For 4 Elect Georgios Prousanides Management For Voted - For 5 Designation of Independent Directors Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting 1630 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting EUROBANK ERGASIAS SERVICES AND HOLDINGS S.A. Security ID: X2321W101 Ticker: EUROB Meeting Date: 23-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Board and Auditor's Acts Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Amendments to Remuneration Policy Management For Voted - Against 6 Directors' Fees (FY2020 & FY2021) Management For Voted - For 7 Remuneration Report Management For Voted - For 8 Ratification of Co-Option of Cinzia Basile Management For Voted - For 9 Suitability Policy Management For Voted - For 10 Election of Directors Management For Voted - For 11 Audit Committee Guidelines Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting FOLLI FOLLIE COMMERCIAL MANUFACTURING AND TECHNICAL SOCIETE ANONYME Security ID: X1890Z115 Ticker: FFGRP Meeting Date: 10-Sep-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - Against 5 Ratification of Board Acts for FY2019 Management Against Voted - Against 6 Ratification of Board and Auditor's Acts Relating to the Drafting and the Audit of the 2019 Financial Statements Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 8 Remuneration Report FY2019 (Advisory) Management Against Voted - Abstain 9 Directors' Fees for FY2019 Management Against Voted - Against 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 1 Non-Voting Meeting Note N/A N/A Non-Voting 1631 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Accounts and Reports Management N/A Voted - Abstain 3 Ratification of Board and Auditor's Acts Management N/A Voted - Abstain 4 Appointment of Auditor and Authority to Set Fees Management N/A Voted - Abstain 5 Remuneration Policy (Binding) Management N/A Voted - Abstain 6 Remuneration Report (Advisory) Management N/A Voted - Abstain 7 Directors' Fees Management N/A Voted - Abstain 8 Announcements Management N/A Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 05-Oct-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - Against 4 Ratification of Board Acts for FY2019 Management Against Voted - Against 5 Ratification of Board and Auditor's Acts Relating to the Drafting and the Audit of the 2019 Financial Statements Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 7 Remuneration Report FY2019 (Advisory) Management Against Voted - Abstain 8 Directors' Fees for FY2019 Management Against Voted - Against 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 04-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve Amended Rehabilitation Agreement Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting GEK TERNA SA Security ID: X3125P102 Ticker: GEKTERNA Meeting Date: 01-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Audit Committee Report Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Ratification of Auditor's Acts Management For Voted - For 7 Remuneration Report (Advisory) Management For Voted - Against 8 Amendments to Remuneration Policy Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1632 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Amendments to Articles Management For Voted - For 11 Approve Suitability Policy Management For Voted - For 12 Elect George Peristeris Management For Voted - For 13 Elect Apostolos Tamvakakis Management For Voted - For 14 Elect Michael Gourzis Management For Voted - For 15 Elect Angelos Benopoulos Management For Voted - Against 16 Elect Dimitrios Antonakos Management For Voted - For 17 Elect Emmanouel Moustakas Management For Voted - For 18 Elect George Perdikaris Management For Voted - For 19 Elect Penelope Lazaridou Management For Voted - For 20 Elect Spyros Capralos Management For Voted - For 21 Elect Afentoulis Dimitris Management For Voted - For 22 Elect Gagik Apkarian Management For Voted - For 23 Elect Staikou Sofia Management For Voted - For 24 Elect Delikoura Katerina Management For Voted - For 25 Elect Athanassios Skordas Management For Voted - For 26 Elect Lamprou Konstantinos Management For Voted - For 27 Election of Audit Committee Members Management For Voted - For 28 Non-Voting Agenda Item N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Audit Committee Report Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Ratification of Auditor's Acts Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Capital Repayment Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting GR. SARANTIS S.A. Security ID: X7583P132 Ticker: SAR Meeting Date: 16-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approval of Suitability Policy Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 1633 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 31-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 4 Presentation of Audit Committee's Report Management For Voted - For 5 Ratification of Board Acts Management For Voted - Against 6 Ratification of Auditor's Acts Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 8 Remuneration Report Management For Voted - Against 9 Election of Audit Committee Members Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Presentation of Independent Non-Executives Directors' Report Management For Voted - For 12 Ratify Co-Option of Evangelos Siarlis Management For Voted - Against 13 Amendments to Article 3 (Corporate Purpose) Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting GREEK ORGANISATION OF FOOTBALL PROGNOSTICS S.A. Security ID: X3232T104 Ticker: OPAP Meeting Date: 09-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Board and Auditor's Acts Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2021 Annual Bonus Plan Management For Voted - For 7 Remuneration Report (Advisory) Management For Voted - For 8 Authority to Increase Capital through Capitalisations Management For Voted - For 9 Capital Repayment; Decrease in Share Par Value Management For Voted - For 10 Amendments to Article 5 (Share Capital) Management For Voted - For 11 Elect Kamil Ziegler Management For Voted - For 12 Elect Jan Karas Management For Voted - For 13 Elect Pavel Mucha Management For Voted - For 14 Elect Pavel Saroch Management For Voted - Against 15 Elect Robert Chvatal Management For Voted - For 16 Elect Katarina Kohlmayer Management For Voted - For 17 Elect Nicole Conrad-Forker Management For Voted - For 18 Elect Igor Rusek Management For Voted - Against 19 Elect Cherrie Chiomento Management For Voted - For 20 Elect Theodore Panagos Management For Voted - For 21 Elect Georgios Mantakas Management For Voted - For 1634 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Approval of Audit Committee Guidelines Management For Voted - For 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting HELLENIC EXCHANGES -ATHENS STOCK EXCHANGE S.A. Security ID: X3247C104 Ticker: EXAE Meeting Date: 02-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Ratification of Board Acts Management For Voted - For 8 Directors' Fees (FY2021) Management For Voted - For 9 Directors' Fees (FY2022) Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Remuneration Report Management For Voted - Against 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect Nicholaos Krenteras Management For Voted - For 14 Designation of Independent Directors Management For Voted - For 15 Amendments to Remuneration Policy Management For Voted - Against 16 Board Transactions Management For Voted - For 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting HELLENIC PETROLEUM HOLDINGS S.A. Security ID: X3234A111 Ticker: ELPE Meeting Date: 09-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Financial Statements Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Allocation of Dividends Management For Voted - For 6 Remuneration Report Management For Voted - Against 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Ratification of Board and Auditor's Acts Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Employee Bonus Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 1635 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted HELLENIC PETROLEUM S.A. Security ID: X3234A111 Ticker: ELPE Meeting Date: 10-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Demerger Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Contractual Agreement with Board Chair Management For Voted - For HELLENIC TELECOMMUNICATIONS ORGANIZATION S.A Security ID: X3258B102 Ticker: HTO Meeting Date: 18-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase Shares Management For Voted - For 3 Cancellation of Shares Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Amendments to Suitability Policy Management For Voted - For 6 Confidentiality Agreement with Deloitte Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 25-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Ratification of Board and Auditor's Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Directors' Fees Management For Voted - For 9 2021 Bonus plan Management For Voted - Against 10 Remuneration Report Management For Voted - Against 11 Amendments to Remuneration Policy Management For Voted - Against 12 D&O Insurance Policy Management For Voted - For 13 Cancellation of Shares Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 1636 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted JUMBO S.A. Security ID: X4114P111 Ticker: BELA Meeting Date: 19-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Special Dividend Management For Voted - For 3 Election of Directors Management For Voted - Against 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 05-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Presentation on Audit Committee Activities Management For Voted - For 5 Special Dividend (2021) Management For Voted - For 6 Ratification of Resolution on Special Dividend Management For Voted - For 7 Ratification of Resolution on Board Size and Appointment of Directors Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratification of Board and Auditor's Acts Management For Voted - For 10 Directors' Fees (Backward-Looking) Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Remuneration Report Management For Voted - Against 13 Authority to Repurchase and Cancel Treasury Shares Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting LAMDA DEVELOPMENT S.A. Security ID: X4740Y122 Ticker: LAMDA Meeting Date: 22-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Board and Auditor's Acts Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Directors' Fees Management For Voted - For 6 Remuneration Report Management For Voted - Against 7 Board Transactions Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 1637 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted MOTOR OIL (HELLAS) CORINTH REFINERIES S.A. Security ID: X55904100 Ticker: MOH Meeting Date: 30-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Board and Auditor's Acts Management For Voted - For 4 Election of Directors Management For Voted - Against 5 Election of Audit Committee Members Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Directors' Fees (Advance Payments) Management For Voted - For 10 Special Bonus (Board Members and Senior Executives) Management For Voted - Against 11 Special Bonus (Company Personnel) Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Equity Awards Management For Voted - Against 14 Creation of Special Reserve Management For Voted - For 15 Remuneration Report Management For Voted - Against 16 Remuneration Policy Management For Voted - Against 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting MYTILINEOS S.A. Security ID: X56014131 Ticker: MYTIL Meeting Date: 23-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 02-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends; Directors' Fees Management For Voted - For 4 Remuneration Report Management For Voted - Against 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Ratification of Board and Auditor's Acts Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Elect Evangelos Mytilineos Management For Voted - For 10 Elect Spyridon Kasdas Management For Voted - For 11 Elect Evangelos Chrisafis Management For Voted - For 12 Elect Dimitris Papadopoulos Management For Voted - For 1638 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Panagiota Antonakou Management For Voted - For 14 Elect Emmanouil Kakaras Management For Voted - For 15 Elect Konstantina Mavraki Management For Voted - For 16 Elect Antonios Bartzokas Management For Voted - For 17 Elect Natalia Nicolaidis Management For Voted - For 18 Elect Ioannis Petridis Management For Voted - For 19 Elect Alexios Pilavios Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting NATIONAL BANK OF GREECE S.A. Security ID: X56533189 Ticker: ETE Meeting Date: 30-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Amendment to Par Value Management For Voted - For 4 Authority to adopt a Stock Option Plan Management For Voted - Against 5 Directors' and Auditors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Ratification of Board and Auditor's Acts Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect Gikas Hardouvelis Management For Voted - For 12 Elect Paul Mylonas Management For Voted - For 13 Elect Christina Theofilidi Management For Voted - For 14 Elect Aikaterini Beritsi Management For Voted - For 15 Elect Elena Ana Cernat Management For Voted - For 16 Elect Avraam Gounaris Management For Voted - For 17 Elect Matthieu Kiss Management For Voted - For 18 Elect Anne Marion Bouchacourt Management For Voted - For 19 Elect Claude Piret Management For Voted - For 20 Elect Jayaprakasa Rangaswami Management For Voted - For 21 Elect Wietze Reehoorn Management For Voted - For 22 Elect Periklis Drougkas Management For Voted - For 23 Directors' Fees Management For Voted - For 24 Remuneration Report Management For Voted - For 25 Audit Committee Guidelines Management For Voted - For 26 Approval of Suitability Policy Management For Voted - For 27 Capitalisation of Reserves Management For Voted - For 28 Non-Voting Agenda Item N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting 1639 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted PUBLIC POWER CORPORATION S.A. Security ID: X7023M103 Ticker: PPC Meeting Date: 19-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Sale of Equity Stake in Subsidiary Management For Voted - For 4 Spin-off of Distribution Network Branch Management For Voted - For 5 Capital Raising Management For Voted - For 6 Designation of Pyrros Papadimitriou as Independent Vice Chair Management For Voted - For 7 Amendments to Article 3 (Company Purpose) Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 16-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Elect George Karakousis Management For Voted - For 5 Electi Maria Psillaki Management For Voted - For 6 Approval of Audit Committee Guidelines Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Amendments to Suitability Policy Management For Voted - For 4 Announcements; Transaction of Other Business Management For Voted - Against Meeting Date: 05-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Audit Committee Members Management For Voted - Against 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Ratification of Board and Auditor's Acts Management For Voted - For 1640 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Remuneration Report Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect Georgios Stassis as CEO Management For Voted - For 11 Elect Alexandros Paterakis Management For Voted - For 12 Elect Pyrros Papadimitriou Management For Voted - Against 13 Elect Despina Doxaki Management For Voted - For 14 Elect Stephanos Kardamakis Management For Voted - For 15 Elect Stephanos Theodoridis Management For Voted - Against 16 Elect Alexandros Fotakidis Management For Voted - For 17 Elect Gregory Dimitriadis Management For Voted - For 18 Approval of Audit Committee Guidelines Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting TERNA ENERGY SA Security ID: X8979G108 Ticker: TENERGY Meeting Date: 14-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Special Dividend Management For Voted - For 4 Amendments to Article 9 (Board Term Length) Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Presentation of Audit Committee Report Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Ratification of Auditor's Acts Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 1641 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted TITAN CEMENT INTERNATIONAL S.A Security ID: B9152F101 Ticker: TITC Meeting Date: 09-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Reduction in Authorized Capital Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Amendments to Articles Regarding the Share Capital Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Increase in Authorised Capital Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - Against 11 Authority to Repurchase Shares as a Takeover Defense Management For Voted - Against 12 Amendments to Articles Regarding the Board Size Management For Voted - For 13 Amendments to Articles Regarding Conflicts of Interests Management For Voted - For 14 Amendments to Articles Regarding the Agenda Management For Voted - For 15 Amendments to Articles Regarding the Admission Formalities Management For Voted - For 16 Amendments to Articles Regarding Voting Before the General Meeting Management For Voted - For 17 Amendments to Articles Regarding Remote Participation Management For Voted - For 18 Amendments to Articles Regarding the Minutes Management For Voted - For 19 Authority to Coordinate Articles Management For Voted - For 20 Authorization of Legal Formalities Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 7 Remuneration Report Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Ratification of Auditor's Acts Management For Voted - For 10 Ratification of Co-Option of Lyn Grobler Management For Voted - For 11 Elect Efstratios Georgios Arapoglou to the Board of Directors Management For Voted - Against 12 Elect Kyriacos Riris to the Board of Directors Management For Voted - For 13 Elect Michael Colakides to the Board of Directors Management For Voted - For 14 Elect Dimitrios Papalexopoulos to the Board of Directors Management For Voted - For 1642 --------------------------------------------------------------------------------------------------- Global X MSCI Greece ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect William Antholis to the Board of Directors Management For Voted - For 16 Elect Andreas Artemis to the Board of Directors Management For Voted - For 17 Elect Leonidas Kanellopoulos to the Board of Directors Management For Voted - For 18 Elect Haralambos David to the Board of Directors Management For Voted - For 19 Elect Lyn Grobler to the Board of Directors Management For Voted - For 20 Elect Ioannis Paniaras to the Board of Directors Management For Voted - For 21 Elect Alexandra Papalexopoulou-Benopoulou to the Board of Directors Management For Voted - For 22 Elect Dimitris Tsitsiragos to the Board of Directors Management For Voted - For 23 Elect Bill Zarkalis to the Board of Directors Management For Voted - For 24 Elect Mona Zulficar to the Board of Directors Management For Voted - For 25 Elect Natalia Nicolaidis to the Board of Directors Management For Voted - For 26 Elect Theodora Taoushani to the Board of Directors Management For Voted - For 27 Non-Executive Remuneration Policy (Board Chair) Management For Voted - For 28 Appointment of Auditor and Authority to Set Fees Management For Voted - For 29 Change in Control Clause Management For Voted - Against 30 Authorization of Legal Formalities Management For Voted - For 31 Non-Voting Meeting Note N/A N/A Non-Voting 1643 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted ABDULLAH AL OTHAIM MARKETS COMPANY Security ID: M008AM109 Ticker: 4001 Meeting Date: 22-Sep-21 Meeting Type: Special 1 Elect Abdullah Saleh Al Othaim Management N/A Voted - Abstain 2 Elect Abdulaziz Abdullah Al Othaim Management N/A Voted - Abstain 3 Elect Bandr Nasser Al Tamimi Management N/A Voted - Abstain 4 Elect Raed Abdullah I. Al Hugail Management N/A Voted - For 5 Elect Abdulkarim Hamad A. Al Najidi Management N/A Voted - Abstain 6 Elect Saad Ibrahim S. Al Moshaweh Management N/A Voted - Abstain 7 Elect Bader Hamad Al Aujan Management N/A Voted - For 8 Elect Mohamed Hassan Al Shuhail Management N/A Voted - For 9 Elect Muwaffaq Mansour Jamal Management N/A Voted - Abstain 10 Elect Abdullah Abdulrahman Al Shaikh Management N/A Voted - Abstain 11 Elect Abdullah Ali I. Al Aboudi Management N/A Voted - Abstain 12 Elect Khalid Abdulrahman A. Al Khodairi Management N/A Voted - Abstain 13 Elect Sulaiman Mohamed Annasban Management N/A Voted - Abstain 14 Elect Khaled Abdulaziz Al Houshan Management N/A Voted - Abstain 15 Elect Khaled Nasser Al Nowayser Management N/A Voted - For 16 Elect Omar Nasiar M. Al Sharif Management N/A Voted - Abstain 17 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 18 Elect Raad Nasser Al Kahtani Management N/A Voted - Abstain 19 Elect Asma Talal Hamdan Management N/A Voted - For 20 Elect Mazen Gharib Dhaifallah Management N/A Voted - Abstain 21 Elect Ibrahim Nasser Al Ateeq Management N/A Voted - Abstain 22 Elect Khaled Khalaf Al Khalaf Management N/A Voted - For 23 Elect Mohamed Abdulmohsen Al Assaf Management N/A Voted - For 24 Elect Ahmed Siraj Khogeer Management N/A Voted - Abstain 25 Elect Abdulhamid Abdulaziz M. Al Ohali Management N/A Voted - Abstain 26 Elect Talal Othman Al Momar Management N/A Voted - For 27 Elect Ayman Saeed Basmaih Management N/A Voted - Abstain 28 Elect Noot Sulaiman Al Anazi Management N/A Voted - Abstain 29 Elect Hamad Mohamed Al Duailj Management N/A Voted - Abstain 30 Election of Audit Committee Members Management For Voted - For 31 Board Transactions Management For Voted - For 32 Amendments to Article 17 (Board of Directors) Management For Voted - For 33 Amendments to Article 19 (Board Vacancy) Management For Voted - For 34 Amendments to Article 20 (Board Powers) Management For Voted - For 35 Amendments to Article 22 (Powers of KMPs) Management For Voted - For 36 Amendments to Article 27 (Audit Committee Formation) Management For Voted - For 37 Amendments to Article 28 (Remunerations and Nominations Committee) Management For Voted - For 38 Amendments to Article 33 (Shareholders' Meeting Invitation) Management For Voted - For 39 Amendments to Article 45 (Financial Statements) Management For Voted - For 40 Amendments to Audit Committee Charter Management For Voted - For 41 Amendments to RemNom Committee Charter Management For Voted - For 1644 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 16-May-22 Meeting Type: Ordinary 1 Auditor's Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Directors' Report Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 6 Authority to Pay Interim Dividends Management For Voted - For 7 Board Transactions Management For Voted - For 8 Amendments to Remuneration Policy Management For Voted - For 9 Approve Social Responsibility Policy Management For Voted - For 10 Board Transactions Guidelines Management For Voted - For 11 Related Party Transactions (Abdullah Al Othaim & Sons Charity Establishment) Management For Voted - For 12 Related Party Transactions (Abdullah Al Othaim Investment Co. 1) Management For Voted - For 13 Related Party Transactions (Abdullah Al Othaim Investment Co. 2) Management For Voted - For 14 Related Party Transactions (Saudi Pillar Company for Constructions 1) Management For Voted - For 15 Related Party Transactions (Saudi Pillar Company for Constructions 2) Management For Voted - For 16 Related Party Transactions (Seven Services Co.) Management For Voted - For 17 Related Party Transactions (Shorfat AL-Jazeerah Co.) Management For Voted - For 18 Related Party Transactions (Marafiq Al-Tashgheel Co.) Management For Voted - For 19 Related Party Transactions (Al Jouf Agricultural Co.) Management For Voted - For 20 Related Party Transactions (Arab for Agricultural Services Co.) Management For Voted - For 21 Related Party Transactions (Jarir Marketing Co.) Management For Voted - For 22 Related Party Transactions (General Organization for Social Insurance) Management For Voted - For 23 Related Party Transactions (Almarai Co.) Management For Voted - For ABSA GROUP LIMITED Security ID: S0270C106 Ticker: ABG Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Appointment of Joint Auditor (KPMG) Management For Voted - For 2 Appointment of Joint Auditor (PwC) Management For Voted - For 3 Re-elect Rose Keanly Management For Voted - For 4 Re-elect Swithin Munyantwali Management For Voted - For 5 Re-elect Ihron Rensburg Management For Voted - For 6 Re-elect Fulvio Tonelli Management For Voted - For 7 Re-elect Rene van Wyk Management For Voted - Against 8 Elect John Cummins Management For Voted - For 9 Elect Sello Moloko Management For Voted - For 10 Elect Arrie Rautenbach Management For Voted - For 1645 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Audit and Compliance Committee Member (Alex Darko) Management For Voted - For 12 Elect Audit and Compliance Committee Member (Daisy Naidoo) Management For Voted - For 13 Elect Audit and Compliance Committee Member (Tasneem Abdool-Samad) Management For Voted - For 14 Elect Audit and Compliance Committee Member (Swithin Munyantwali) Management For Voted - For 15 Elect Audit and Compliance Committee Member (Rene van Wyk) Management For Voted - Against 16 General Authority to Issue Shares Management For Voted - For 17 Approve Remuneration Policy Management For Voted - For 18 Approve Remuneration Implementation Report Management For Voted - For 19 Approve NEDs' Fees Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Approve Financial Assistance Management For Voted - For ABU DHABI COMMERCIAL BANK PJSC Security ID: M0152Q104 Ticker: ADCB Meeting Date: 14-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Auditor's Report Management For Voted - For 6 Sharia Supervisory Board Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Election of Sharia Supervisory Board Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Ratification of Board Acts Management For Voted - For 12 Ratification of Auditor's Acts Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 14 Elect Zayed Suroor Al Nahyan Management For Voted - For 15 Elect Sultan Suroor Al Dhaheri Management For Voted - For 16 Elect Aysha Al Hallami Management For Voted - Against 17 Elect Khaled H. Al Khoori Management For Voted - For 18 Elect Hussein Jasim Al Nowais Management For Voted - Against 19 Amendments to Article 17 (Election of Directors) Management For Voted - For 20 Deletion of Article 17.15 (Election of Directors) Management For Voted - For 21 Amendments to Article 57 (Publication) Management For Voted - For ABU DHABI ISLAMIC BANK Security ID: M0152R102 Ticker: ADIB Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 1646 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Auditor's Report Management For Voted - For 3 Sharia Supervisory Committee Report Management For Voted - Abstain 4 Financial Statements Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' Fees Management For Voted - Abstain 7 Ratification of Board Acts Management For Voted - For 8 Ratification of Auditor's Acts Management For Voted - For 9 Election of Sharia Supervisory Committee Management For Voted - Abstain 10 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 11 Election of Directors Management For Voted - Abstain 12 Approve Changes to Tier 1 Sukuk Issuance Management For Voted - For 13 Authority to Renew Senior Sukuk Programme Management For Voted - For 14 Senior Sukuk Management For Voted - For 15 Additional Tier 1 Sukuk Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting ABU DHABI NATIONAL OIL COMPANY FOR DISTRIBUTION PJSC Security ID: M0153H103 Ticker: ADNOCDIST Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Meeting Procedures Management For Voted - For 2 Amendments to Article 68 (Exemption) Management For Voted - For 3 Authorisation of Legal Formalities Management For Voted - For 4 Directors' Report Management For Voted - For 5 Auditor's Report Management For Voted - For 6 Financial Statements Management For Voted - For 7 Interim Dividend Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Ratification of Auditor's Acts Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 13 Remuneration Policy Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting AFRICAN RAINBOW MINERALS LIMITED Security ID: S01680107 Ticker: ARI Meeting Date: 02-Dec-21 Meeting Type: Annual 1 Re-elect Frank Abbott Management For Voted - Against 2 Re-elect Mangisi Gule Management For Voted - Against 3 Re-elect Alex Maditsi Management For Voted - Against 4 Re-elect David Noko Management For Voted - For 5 Appointment of Auditor Management For Voted - For 1647 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Audit and Risk Committee Member (Tom Boardman) Management For Voted - Against 7 Elect Audit and Risk Committee Members (Frank Abbott) Management For Voted - Against 8 Elect Audit and Risk Committee Members (Anton Botha) Management For Voted - Against 9 Elect Audit and Risk Committee Members (Alex Maditsi) Management For Voted - Against 10 Elect Audit and Risk Committee Members (Pitsi Mnisi) Management For Voted - For 11 Elect Audit and Risk Committee Members (Rejoice Simelane) Management For Voted - Against 12 Approve Remuneration Policy Management For Voted - For 13 Approve Remuneration Implementation Report Management For Voted - For 14 General Authority to Issue Shares Management For Voted - For 15 Authority to Issue Shares for Cash Management For Voted - For 16 Approve NEDs' Fees (Annual Retainer) Management For Voted - For 17 Approve NEDs' Fees (Board Meetings) Management For Voted - For 18 Approve NEDs' Fees (Committee Meetings) Management For Voted - For 19 Approve Financial Assistance (Section 44) Management For Voted - For 20 Approve Financial Assistance (Section 45) Management For Voted - For 21 Authority to Issue Shares Pursuant to Company's Share or Employee Incentive Schemes Management For Voted - Abstain 22 Authority to Repurchase Shares Management For Voted - For 23 Non-Voting Meeting Note N/A N/A Non-Voting AHLI UNITED BANK BSC Security ID: M0403T105 Ticker: AUB Meeting Date: 30-Sep-21 Meeting Type: Ordinary 1 Meeting Minutes Management For Voted - For 2 Election of Directors Management For Voted - For 3 Transaction of Other Business Management For Voted - Against 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Directors' Report Management For Voted - For 3 Presentation of Auditor's Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Bonus Share Issuance Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Authority to Repurchase and Reissue Shares Management For Voted - For 9 Presentation of Corporate Governance Report Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 12 Discussion of Urgent Matters Management For Voted - For 1648 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 07-Apr-22 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Authority to Issue Debt Instruments Management For Voted - For 3 Authority to Increase Capital for Bonus Share Issuance Management For Voted - For 4 Amendments to Articles and Memorandum (Capital Increase) Management For Voted - For 5 Amendments to Articles and Memorandum Management For Voted - Abstain 6 Approve Draft Amendment of Articles and Memorandum Management For Voted - Abstain 7 Authorisation of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting AKBANK T.A.S Security ID: M0300L106 Ticker: AKBNK Meeting Date: 28-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditor's Report Management For Voted - For 7 Financial Statements Management For Voted - Against 8 Ratification of Board Acts Management For Voted - Against 9 Allocation of Profits/Dividends Management For Voted - For 10 Election of Directors; Board Term Length Management For Voted - Against 11 Directors' Fees Management For Voted - Against 12 Appointment of Auditor Management For Voted - For 13 Presentation of Report on Charitable Donations Management For Voted - For 14 Limit on Charitable Donations Management For Voted - For 15 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting AL DAR PROPERTIES Security ID: M0517N101 Ticker: ALDAR Meeting Date: 11-Apr-22 Meeting Type: Annual 1 Meeting Procedures Management For Voted - For 2 Directors' Report Management For Voted - For 3 Auditor's Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 1649 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Ratification of Auditor's Acts Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 10 Election of Directors Management For Voted - Abstain 11 Charitable Donations Management For Voted - Abstain 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting AL MOUWASAT MEDICAL SERVICES COMPANY Security ID: M7065G107 Ticker: 4002 Meeting Date: 09-May-22 Meeting Type: Ordinary 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Related Party Transactions (Mouwasat International Co. Ltd. 1) Management For Voted - For 8 Related Party Transactions (Mouwasat International Co. Ltd. 2) Management For Voted - For 9 Related Party Transactions (Mouwasat International Co. Ltd. 3) Management For Voted - For 10 Related Party Transactions (Mouwasat International Co. Ltd. 4) Management For Voted - For 11 Related Party Transactions (Mouwasat International Co. Ltd. 5) Management For Voted - For 12 Related Party Transactions (Advision For Trading Est.) Management For Voted - For 13 Board Transactions (Nasser Sultan Al Subaie) Management For Voted - For 14 Board Transactions (Mohammed Suleiman Al Saleem) Management For Voted - For 15 Authority to Discontinue Transfer of Profits to Statutory Reserves Management For Voted - For 16 Ratification of Board Acts Management For Voted - For AL RAJHI BANK Security ID: M0R60D105 Ticker: 1120 Meeting Date: 08-May-22 Meeting Type: Special 1 Directors' Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Auditors' Report Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Interim Dividend Management For Voted - For 6 Authority to Increase Capital for Bonus Share Issuance Management For Voted - For 7 Amendments to Article 3 (Corporate Purpose) Management For Voted - For 1650 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Amendments to Article 6 (Capital Increase) Management For Voted - For 9 Amendments to Article 10 (Shareholders' Register) Management For Voted - For 10 Amendments to Article 11 (Preferred Shares) Management For Voted - For 11 Amendments to Article 14 (Board of Directors) Management For Voted - For 12 Amendments to Article 15 (Termination of Board Membership) Management For Voted - For 13 Amendments to Article 16 (Board Powers) Management For Voted - For 14 Amendments to Article 17 (Executive Committee) Management For Voted - For 15 Amendments to Article 19 (Chair, Vice Chair and Secretary Powers) Management For Voted - For 16 Amendments to Article 21 (Powers of the Managing Director) Management For Voted - For 17 Amendments to Article 22 (Audit and Compliance Committee Composition) Management For Voted - For 18 Amendments to Article 31 (Shareholders' Meetings Invitation) Management For Voted - For 19 Amendments to Article 39 (Auditor Appointment) Management For Voted - For 20 Amendments to Article 41 (Auditor Reports) Management For Voted - For 21 Amendments to Article 43 (Financial Statements) Management For Voted - For 22 Amendments to Article 44 (Dividend Distribution) Management For Voted - For 23 Authority to Pay Interim Dividends Management For Voted - For 24 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 25 Directors' Fees Management For Voted - For 26 Audit and Compliance Committee Fees Management For Voted - For 27 Amendments to Audit and Compliance Committee Charter Management For Voted - For 28 Amendments to NomRem Committee Charter Management For Voted - For 29 Board Transactions Management For Voted - For 30 Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 1) Management For Voted - For 31 Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 2) Management For Voted - For 32 Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 3) Management For Voted - For 33 Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 4) Management For Voted - For 34 Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 5) Management For Voted - For 35 Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 6) Management For Voted - For ALINMA BANK Security ID: M0R35G100 Ticker: 1150 Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Auditors' Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Interim Dividend Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 1651 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Ahmed Siraj Khogeer Management N/A Voted - Abstain 8 Elect Abdulmalik Abdullah Al Hokail Management N/A Voted - For 9 Elect Hamad Sulaiman Al Bazai Management N/A Voted - Abstain 10 Elect Saoud Mohamed A. Al Nemer Management N/A Voted - For 11 Elect Fahad Abdullah Al Turaif Management N/A Voted - Abstain 12 Elect Mohamed Abdulaziz Al Nasser Management N/A Voted - Abstain 13 Elect Ahmed Abdullah Al Sheikh Management N/A Voted - Abstain 14 Elect Abdullah Saghir M. Al Hussaini Management N/A Voted - For 15 Elect Fayez Abdullah Al Zaydi Management N/A Voted - Abstain 16 Elect Haitham Rashid Mubarak Management N/A Voted - For 17 Elect Anees Ahmed M. Moumina Management N/A Voted - Abstain 18 Elect Fahad Ayed Saleh Al Shamri Management N/A Voted - For 19 Elect Saad Abdulaziz Al Kroud Management N/A Voted - Abstain 20 Elect Omar Abdullah I. Al Sabti Management N/A Voted - For 21 Elect Abdullah Ali I. Al Aboudi Management N/A Voted - Abstain 22 Elect Mohamed Abdulrahman Dayel Management N/A Voted - For 23 Elect Abdullah Abdulaziz Al Romaizan Management N/A Voted - Abstain 24 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 25 Elect Hani Mohamed A. Al Zaid Management N/A Voted - For 26 Elect Sulaiman Ali Al Hudaif Management N/A Voted - Abstain 27 Elect Fahad Abdullah A. Al Rajhi Management N/A Voted - Abstain 28 Elect Nabil Abdulkader H. Koshk Management N/A Voted - Abstain 29 Elect Abdulmohsen Abdulaziz Al Fares Management N/A Voted - Abstain 30 Elect Abdulrahman Mohamed R. Addas Management N/A Voted - For 31 Elect Mutlaq Al-Morished Management N/A Voted - Against 32 Elect Bader Mohamed H. Al Issa Management N/A Voted - Abstain 33 Election of Audit Committee Members Management For Voted - For 34 Directors' Fees Management For Voted - For 35 Amendments to Audit Committee Charter Management For Voted - For 36 Amendments to NomRem Committee Charter Management For Voted - For 37 Authority to Pay Interim Dividends Management For Voted - For 38 Board Transactions Management For Voted - For 39 Board Transactions (Mutlaq Al Morished) Management For Voted - For 40 Related Party Transactions (Alinma Tokyo Marine Co.) Management For Voted - For 41 Non-Voting Meeting Note N/A N/A Non-Voting ALLEGRO.EU SOCIETE ANONYME Security ID: L0R67D109 Ticker: ALE Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Presentation of Board and Auditor Report (Consolidated Accounts) Management For Voted - For 5 Accounts and Reports (Consolidated Accounts) Management For Voted - For 6 Allocation of Losses Management For Voted - For 7 Remuneration Report Management For Voted - For 1652 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Ratify Francois Nuyts Management For Voted - For 9 Ratify Jonathan Eastick Management For Voted - For 10 Ratify Darren Richard Huston Management For Voted - For 11 Ratify David Barker Management For Voted - For 12 Ratify Carla Smits-Nusteling Management For Voted - For 13 Ratify Pawel Padusinski Management For Voted - For 14 Ratify Nancy Cruickshank Management For Voted - For 15 Ratify Richard Sanders Management For Voted - For 16 Elect Pedro Arnt to the Board of Directors Management For Voted - For 17 Ratification of Auditor's Acts Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Amendment to the Allegro Incentive Plan Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting ALMARAI CO., LTD. Security ID: M0855N101 Ticker: 2280 Meeting Date: 12-Apr-22 Meeting Type: Special 1 Auditor's Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Directors' Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Related Party Transactions (Saudi National Bank) Management For Voted - For 8 Related Party Transactions (Arabian Shield Insurance Co.) Management For Voted - For 9 Related Party Transactions (Saudi British Bank) Management For Voted - For 10 Related Party Transactions (Saudi Telecom Co.) Management For Voted - For 11 Related Party Transactions (Panda Retail Co.) Management For Voted - For 12 Related Party Transactions (United Sugar Co.) Management For Voted - For 13 Board Transactions (Walid Khaled Fatani) Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Board Transactions Management For Voted - For Meeting Date: 14-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Amell Ali Al Ghamdi Management N/A Voted - Abstain 3 Elect Salman Abdulmohsen Al Sudairy Management N/A Voted - For 4 Elect Abeer Adnan Al Hashimi Management N/A Voted - For 5 Elect Hosam A. Al Qurashi Management N/A Voted - Abstain 6 Elect Peter Amon Management N/A Voted - For 7 Elect Naif Sultan M. S. Al Kabeer Management N/A Voted - Abstain 8 Elect Saud Sultan M. S. Al Kabeer Management N/A Voted - Abstain 9 Elect Bader Abdullah Al Issa Management N/A Voted - Abstain 10 Elect Sulaiman Abdulkader Al Muhaideb Management N/A Voted - Abstain 11 Elect Walid Khaled Fatani Management N/A Voted - Abstain 12 Elect Hani Ali Al Bukhetan Management N/A Voted - For 1653 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Mohamed Mansour A. Al Mousa Management N/A Voted - Abstain 14 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 15 Elect Osama Ibrahim Al Dosary Management N/A Voted - Abstain 16 Elect Asma Talal Hamdan Management N/A Voted - For 17 Elect Khalid Abdulrahman A. Al Khodairi Management N/A Voted - Abstain 18 Elect Abdullah Jaber Al Fifi Management N/A Voted - For 19 Elect Ammar Abdulwahid Al Khudairi Management N/A Voted - For 20 Elect Naif Faisal Al Sudairy Management N/A Voted - Abstain 21 Elect Ibrahim Abdulahad H. Khan Management N/A Voted - For 22 Elect Ahmed Siraj Khogeer Management N/A Voted - Abstain 23 Elect Majed Ahmed Al Sweigh Management N/A Voted - For 24 Election of Audit Committee Members; Approve Audit Committee Charter Management For Voted - For ARAB BANK Security ID: M12702102 Ticker: ARBK Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Directors' Report Management For Voted - For 3 Auditor's Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Election of Directors Management For Voted - Abstain 8 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain ARAB NATIONAL BANK Security ID: M1454X102 Ticker: 1080 Meeting Date: 12-Apr-22 Meeting Type: Special 1 Directors' Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Auditors' Report Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Directors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 7 Board Transactions Management For Voted - For 8 Amendments to Article 5 (Headquarters) Management For Voted - For 9 Amendments to Article 9 (Preferred Shares) Management For Voted - For 10 Amendments to Article 13 (Shares Trading) Management For Voted - For 11 Amendments to Article 14 (Capital Increase) Management For Voted - For 12 Amendments to Article 15 (Capital Reduction) Management For Voted - For 13 Amendments to Article 16 (Bond Issuance) Management For Voted - For 14 Amendments to Article 17 (Board of Directors) Management For Voted - For 15 Amendments to Article 19 (Board Vacancy) Management For Voted - For 16 Amendments to Article 20 (Board Powers) Management For Voted - For 1654 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Amendments to Article 22 (Powers of KMPs) Management For Voted - For 18 Amendments to Article 24 (Board Meetings) Management For Voted - For 19 Amendments to Article 26 (Executive Committee) Management For Voted - For 20 Amendments to Article 30 (AGM) Management For Voted - For 21 Amendments to Article 31 (EGM) Management For Voted - For 22 Amendments to Article 32 (Shareholders' Meetings Invitation) Management For Voted - For 23 Amendments to Article 34 (AGM Quorum) Management For Voted - For 24 Amendments to Article 35 (EGM Quorum) Management For Voted - For 25 Amendments to Article 40 (Audit Committee) Management For Voted - For 26 Amendments to Article 47 (Accounts & Reports) Management For Voted - For 27 Amendments to Article 48 (Profits Allocation) Management For Voted - For 28 Amendments to Article 51 (Company Losses) Management For Voted - For 29 Authority to Pay Interim Dividends Management For Voted - For 30 Interim Dividend Management For Voted - For 31 Allocation of Profits/Dividends Management For Voted - For 32 Approve Board Membership Nomination Policy, Procedures and Standards Management For Voted - For 33 Amendments to Remuneration Policy Management For Voted - For 34 Amendments to Audit Committee Charter Management For Voted - For 35 Amendments to NomRem Committee Charter Management For Voted - For 36 Related Party Transactions (Alkhaleej Training and Education Co.) Management For Voted - For 37 Related Party Transactions (Walaa Cooperative Insurance Co.) Management For Voted - For 38 Related Party Transactions (Central Warehouses Co. Ltd.) Management For Voted - For ARION BANK HF. Security ID: X02228108 Ticker: ARION Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Election of Directors Management For Voted - Abstain 6 Appointment of Auditor Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Nomination Committee Fees Management For Voted - For 9 Appointment of Nomination Committee Members Management For Voted - Abstain 10 Remuneration Policy Management For Voted - For 11 Share Option Plan 2022 Management For Voted - For 12 Cancellation of Shares Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Transaction of Other Business Management N/A Voted - Against 1655 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Non-Voting Meeting Note N/A N/A Non-Voting ASELSAN ASKERI ELEKTRONIK SAN. VE TIC. A.S. Security ID: M1501H100 Ticker: ASELS Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Election of Directors; Board Term Length Management For Voted - Against 11 Directors' Fees Management For Voted - Against 12 Appointment of Auditor Management For Voted - Against 13 Amendments to Article 13 (Board's Mandate and Authority) Management For Voted - Against 14 Presentation of Report on Charitable Donations and Guarantees Management For Voted - For 15 Presentation of Report on Competing Activities Management For Voted - For 16 Limit on Charitable Donations Management For Voted - Against 17 Limit on Sponsorship Management For Voted - Against 18 Presentation of Report on Related Party Transactions Management For Voted - For 19 Wishes Management For Voted - For ASTRA INTERNATIONAL TBK Security ID: Y7117N172 Ticker: ASII Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Election of Directors and/or Commissioners; Approval of Remuneration Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For ATTIJARIWAFA BANK Security ID: V0378K154 Ticker: ATW Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Related Party Transactions Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 1656 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Ratification of Board and Auditors' Acts Management For Take No Action 6 Directors' Fees Management For Take No Action 7 Re-elect Aymane Taud Management For Take No Action 8 Authorisation of Legal Formalities Management For Take No Action AXIATA GROUP BERHAD Security ID: Y0488A101 Ticker: AXIATA Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Izzaddin Idris Management For Voted - For 2 Elect Nik Ramlah Nik Mahmood Management For Voted - Against 3 Elect David Robert Dean Management For Voted - For 4 Elect Shahril Ridza bin Ridzuan Management For Voted - Against 5 Elect Nurhisham Hussein Management For Voted - For 6 Directors' Fees and Benefits Management For Voted - For 7 Directors' Fees and Benefits Payable by the Subsidiaries to the Non-Executive Directors of the Company Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Related Party Transactions Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For AYALA LAND, INC. Security ID: Y0488F100 Ticker: ALI Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Call To Order Management For Voted - For 3 Proof of Notice and Determination of Quorum Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Elect Fernando Zobel de Ayala Management For Voted - Against 8 Elect Jaime Augusto Zobel de Ayala Management For Voted - Against 9 Elect Bernard Vincent O. Dy Management For Voted - For 10 Elect Antonino T. Aquino Management For Voted - For 11 Elect Arturo G. Corpuz Management For Voted - For 12 Elect Rizalina G. Mantaring Management For Voted - For 13 Elect Rex Ma. A. Mendoza Management For Voted - For 14 Elect Sherisa P. Nuesa Management For Voted - For 15 Elect Cesar V. Purisima Management For Voted - For 16 Appointment of Auditor and Authority to Set Fees Management For Voted - For 17 Transaction of Other Business Management For Voted - Against 18 Right to Adjourn Meeting Management For Voted - For 1657 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted BANCA TRANSILVANIA SA Security ID: X0308Q105 Ticker: TLV Meeting Date: 08-Sep-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Designation of Secretaries Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Approval of Registration Date and Ex-Date Management For Voted - For 8 Approval of Payment Date Management For Voted - For 9 Authorization of Legal Formalities Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Designation of Secretaries Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Revenue and Expenditure Budget and Investment Plan 2022 Management For Voted - For 10 Elect Horia Ciorcila Management For Voted - Against 11 Elect Thomas Grasse Management For Voted - Against 12 Elect Ivo Gueorguiev Management For Voted - Against 13 Elect Vasile Puscas Management For Voted - Against 14 Elect Mirela Ileana Bordea Management For Voted - Against 15 Elect Florin Predescu Vasvari Management For Voted - Against 16 Elect Lucyna Stanczak-Wuczynska Management For Voted - Against 17 Elect Constantin Fratila Management For Voted - Against 18 Directors' Fees Management For Voted - Abstain 19 Approval of Registration Date and Ex-Date Management For Voted - For 20 Approval of Payment Date Management For Voted - For 21 Authorization of Legal Formalities Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Designation of Secretaries Management For Voted - For 5 Bonus Share Issuance Management For Voted - For 1658 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Authority to Repurchase and Reissue Shares Management For Voted - Against 7 Amendment to Par Value Management For Voted - For 8 Receive Information Regard the Purchase of Tiriac Leasing IFN SA. Management For Voted - For 9 Approval of Registration Date and Ex-Date Management For Voted - For 10 Approval of Payment Date Management For Voted - For 11 Approval of Registration Date and Ex-Date Management For Voted - For 12 Approval of Payment Date Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Authorization of Legal Formalities Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting BANCO DE CHILE Security ID: P0939W108 Ticker: CHILE Meeting Date: 17-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Directors' Fees Management For Voted - Against 5 Directors' and Audit Committee Fees; Budget Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Appointment of Risk Rating Agency Management For Voted - For 8 Report of the Directors' and Audit Committee Management For Voted - For 9 Related Party Transactions Management For Voted - For 10 Decide on Taxation Scheme for Dividend Payment Management For Voted - For 11 Transaction of Other Business Management N/A Voted - Against BANCO DE CREDITO E INVERSIONES Security ID: P32133111 Ticker: BCI Meeting Date: 07-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Decide on Taxation Scheme for Dividend Payment Management For Voted - For 5 Election of Directors Management For Voted - Abstain 6 Directors' Fees Management For Voted - Against 7 Directors' Committee Fees and Budget Management For Voted - Against 8 Appointment of Auditor Management For Voted - For 9 Appointment of Risk Rating Agency Management For Voted - For 10 Presentation of Directors' Committee Report Management For Voted - For 11 Related Party Transactions Management For Voted - For 12 Publication of Company Notices Management For Voted - For 13 Transaction of Other Business Management N/A Voted - Against 1659 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 07-Apr-22 Meeting Type: Special 1 Capitalization of Reserves for Bonus Share Issue Management For Voted - For 2 Capitalization of Reserves w/o Share Issue Management For Voted - For 3 Amendments to Articles (Reconciliation of Share Capital) Management For Voted - For 4 Authorization of Legal Formalities Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting BANCO SANTANDER CHILE S.A. Security ID: P1506A107 Ticker: BSANTANDER Meeting Date: 27-Apr-22 Meeting Type: Ordinary 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Appointment of Risk Rating Agency Management For Voted - For 6 Audit Committee Fees and Budget Management For Voted - For 7 Related Party Transactions Management For Voted - For 8 Transaction of Other Business Management N/A Voted - Against BANK AL JAZIRA Security ID: M0R43T102 Ticker: 1020 Meeting Date: 15-Nov-21 Meeting Type: Ordinary 1 Elect Tariq Othman A. Al Qasabi Management N/A Voted - Abstain 2 Elect Abdulmajeed Ibrahim Al Sultan Management N/A Voted - Abstain 3 Elect Adel Saoud A. Dahlawi Management N/A Voted - For 4 Elect Mohamed Saad A. Dawood Management N/A Voted - For 5 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 6 Elect Omar Nasser Makharesh Management N/A Voted - For 7 Elect Mazen Ibrahim M. Abdulsalam Management N/A Voted - Abstain 8 Elect Abdulwahab Abdulkareem Al Betairi Management N/A Voted - For 9 Elect Tarek Hussein Lanjawi Management N/A Voted - Abstain 10 Elect Ibrahim Hamad Al Rashed Management N/A Voted - Abstain 11 Elect Abdullah Mohamed Al Harbi Management N/A Voted - Abstain 12 Elect Khalid Abdulrahman A. Al Khodairi Management N/A Voted - Abstain 13 Elect Naif Abdulkarim Al Abdulkarim Management N/A Voted - Abstain 14 Elect Ibrahim Abdulaziz Al Shaia Management N/A Voted - For 15 Elect Abdullah Saleh Al Rashid Management N/A Voted - For 16 Elect Qusai Abdullah Al Fakhri Management N/A Voted - Abstain 17 Elect Bader Sulaiman Al Reziza Management N/A Voted - Abstain 18 Elect AbdulMajeed AbdulAziz Al Meshaal Management N/A Voted - For 19 Elect Tarek Mansour Barri Management N/A Voted - Abstain 20 Elect Abdullatif Khalifa A. Al Melhem Management N/A Voted - Abstain 21 Elect Saad Abdulaziz Al Hokail Management N/A Voted - For 1660 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Elect Saad Ibrahim S. Al Mushawah Management N/A Voted - For 23 Elect Ali Abdullah Selham Management N/A Voted - Abstain 24 Elect Al Motasim Billah Zaki Allam Management N/A Voted - Abstain 25 Elect Ali Hussein A. Bousaleh Management N/A Voted - Abstain 26 Election of Audit Committee Members Management For Voted - For 27 Amendments to Audit Committee Charter Management For Voted - For 28 Amendments to NomRem Committee Charter Management For Voted - For 29 Amendments to Board Membership Criteria Policy Management For Voted - For 30 Authority to Pay Interim Dividends Management For Voted - For 31 Board Transactions Management For Voted - For Meeting Date: 19-Apr-22 Meeting Type: Ordinary 1 Directors' Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Auditors' Report Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 6 Amendments to Audit Committee Charter Management For Voted - For 7 Board Transactions Management For Voted - For 8 Board Transactions (Abdulwahab Abdulkareem Al Betairi 1) Management For Voted - For 9 Board Transactions (Abdulwahab Abdulkareem Al Betairi 2) Management For Voted - For 10 Board Transactions (Mohamed Saad A. Dawood 1) Management For Voted - For 11 Board Transactions (Mohamed Saad A. Dawood 2) Management For Voted - For 12 Board Transactions (Mohamed Saad A. Dawood 3) Management For Voted - For 13 Related Party Transactions (Al Jazira Cooperative Takaful Co. 1) Management For Voted - For 14 Related Party Transactions (Al Jazira Cooperative Takaful Co. 2) Management For Voted - For 15 Related Party Transactions (Al Jazira Cooperative Takaful Co 3.) Management For Voted - For 16 Related Party Transactions (Al Jazira Cooperative Takaful Co. 4) Management For Voted - For 17 Related Party Transactions (Al Jazira Cooperative Takaful Co. 5) Management For Voted - For 18 Related Party Transactions (Al Jazira Cooperative Takaful Co. 6) Management For Voted - For 19 Related Party Transactions (Al Jazira Cooperative Takaful Co. 7) Management For Voted - For 20 Related Party Transactions (Al Jazira Cooperative Takaful Co. 8) Management For Voted - For 21 Related Party Transactions (Al Jazira Cooperative Takaful Co. 9) Management For Voted - For 22 Related Party Transactions (Al Jazira Capital Co. 1) Management For Voted - For 23 Related Party Transactions (Al Jazira Capital Co. 2) Management For Voted - For 24 Related Party Transactions (Al Jazira Capital Co. 3) Management For Voted - For 25 Related Party Transactions (Al Jazira Capital Co. 4) Management For Voted - For 26 Related Party Transactions (Al Jazira Capital Co. 5) Management For Voted - For 27 Related Party Transactions (Al Jazira Capital Co. 6) Management For Voted - For 1661 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Related Party Transactions (Al Jazira Capital Co. 7) Management For Voted - For 29 Non-Voting Meeting Note N/A N/A Non-Voting BANK ALBILAD Security ID: M1637E104 Ticker: 1140 Meeting Date: 11-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Auditors' Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Appointment of Auditors and Authority to Set Fees Management For Voted - Abstain 6 Ratification of Board Acts Management For Voted - For 7 Authority to Increase Capital for Bonus Share Issuance; Amendments to Article 7 Management For Voted - For 8 Authority to Pay Interim Dividends Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Elect Mohamed Abdulrahman A. Al Rajhi Management N/A Voted - Abstain 11 Elect Ahmed Siraj Khogeer Management N/A Voted - Abstain 12 Elect Nabil Abdulkader H. Koshk Management N/A Voted - For 13 Elect Ziad Othman I. Al Hokail Management N/A Voted - For 14 Elect Abdulaziz Mohamed Al Onaizan Management N/A Voted - Abstain 15 Elect Abdullah Saoud A. Al Melhem Management N/A Voted - For 16 Elect Adib Mohamed A. Aba-Nami Management N/A Voted - For 17 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 18 Elect Ali Abdullah Al Selham Management N/A Voted - For 19 Elect Bader Mohamed H. Al Issa Management N/A Voted - For 20 Elect Fahad Ayed Saleh Al Shamri Management N/A Voted - For 21 Elect Faris Ibrahim Al Humaid Management N/A Voted - For 22 Elect Fayez Abdullah Al Zaydi Management N/A Voted - Abstain 23 Elect Haitham Mohamed Al Fayez Management N/A Voted - Abstain 24 Elect Haitham Suleiman A. Al Sohaimi Management N/A Voted - Abstain 25 Elect Khalid Abdulrahman Al Rajhi Management N/A Voted - Abstain 26 Elect Khalid Abdulaziz Al Mukairin Management N/A Voted - Abstain 27 Elect Mohamed Talal Himdi Management N/A Voted - Abstain 28 Elect Muadh Abdulrahman H. Al Hussaini Management N/A Voted - For 29 Elect Nasser Sulaiman A Al Nasser Management N/A Voted - Abstain 30 Elect Nasser Mohamed Al Subaie Management N/A Voted - Abstain 31 Elect Saleh Moqbel Al Khalaf Management N/A Voted - For 32 Elect Samir Omar M. Baissa Management N/A Voted - For 33 Elect Sulaiman Abdulaziz Azzabin Management N/A Voted - Abstain 34 Elect Yousef Hamad Al Yousefi Management N/A Voted - Abstain 35 Election of Audit Committee Members Management For Voted - For 36 Election of Sharia Supervisory Committee Management For Voted - For 37 Amendments to Audit Committee Charter Management For Voted - For 38 Amendments to Succession Policy Management For Voted - For 39 Amendments to Nomination Policy Management For Voted - For 40 Amendments to Board Transactions Policy Management For Voted - For 1662 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 41 Board Transactions Management For Voted - For 42 Non-Voting Meeting Note N/A N/A Non-Voting BANK MUSCAT Security ID: M1681X107 Ticker: BKMB Meeting Date: 22-Mar-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Corporate Governance Report Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Presentation of Sharia Supervisory Board Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Bonus Share Issuance Management For Voted - For 7 Directors' Sitting Fees Management For Voted - For 8 Directors' Remuneration Management For Voted - For 9 Election of Sharia Supervisory Board and Authority to Set Fees Management For Voted - Abstain 10 Appointment of Auditors and Authority to Set Fees Management For Voted - Abstain 11 Election of Directors Management For Voted - Abstain 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - Abstain BANK NEGARA INDONESIA (PERSERO) TBK Security ID: Y74568166 Ticker: BBNI Meeting Date: 15-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' and Commissioners' Fees Management For Voted - Against 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Acquisition Management For Voted - For 6 Approval of Transfer of Repurchased Shares to Employee Stock Ownership Program Management For Voted - Against 7 Ratification of Ministerial Regulation Management For Voted - For BANK OF THE PHILIPPINE ISLANDS Security ID: Y0967S169 Ticker: BPI Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Call to Order Management For Voted - For 1663 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Proof of Notice and Determination of Quorum, and Rules of Conduct and Procedures Management For Voted - For 3 Meeting Minutes Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Elect Jaime Augusto Zobel de Ayala Management For Voted - Against 7 Elect Fernando Zobel de Ayala Management For Voted - Against 8 Elect Janet Guat Har Ang Management For Voted - For 9 Elect Rene G. Banez Management For Voted - For 10 Elect Romeo L. Bernardo Management For Voted - For 11 Elect Ignacio R. Bunye Management For Voted - For 12 Elect Cezar Peralta Consing Management For Voted - Against 13 Elect Emmanuel S. de Dios Management For Voted - For 14 Elect Ramon R. del Rosario, Jr. Management For Voted - For 15 Elect Octavio Victor R. Espiritu Management For Voted - For 16 Elect Jose Teodoro K. Limcaoco Management For Voted - For 17 Elect Aurelio R. Montinola III Management For Voted - For 18 Elect Cesar V. Purisima Management For Voted - For 19 Elect Eli M. Remolona, Jr. Management For Voted - For 20 Elect Maria Dolores B. Yuvienco Management For Voted - For 21 Appointment of Auditor and Authority to Set Fees Management For Voted - For 22 Amendment of Article Seventh of the Articles of Incorporation Management For Voted - For 23 Amendments to By-Laws Management For Voted - For 24 Transaction of Other Business Management For Voted - Against 25 Adjournment Management For Voted - For BANK POLSKA KASA OPIEKI SA Security ID: X0R77T117 Ticker: PEO Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Election of Presiding Chair Management For Voted - For 6 Compliance with Rules of Convocation Management For Voted - For 7 Agenda Management For Voted - For 8 Presentation of Management Board Report Management For Voted - For 9 Presentation of Financial Statements Management For Voted - For 10 Presentation of Financial Statements (Consolidated) Management For Voted - For 11 Presentation of Profit Allocation Proposal Management For Voted - For 12 Presentation of Supervisory Board Report Management For Voted - For 13 Management Board Report Management For Voted - For 14 Financial Statements Management For Voted - For 15 Financial Statements (Consolidated) Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Supervisory Board Report Management For Voted - For 18 Ratification of Management Acts Management For Voted - For 1664 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Ratification of Suervisory Board Acts Management For Voted - For 20 Supervisory Board Report on Remuneration Policy Assessment Management For Voted - For 21 Remuneration Report Management For Voted - Against 22 Amend Resolution Regarding Remuneration Policy for Supervisory Board Members Management For Voted - For 23 Remuneration Policy Management For Voted - Against 24 Adopt Gender Equality and Diversity Policy Management For Voted - For 25 Adopt Best Practices of WSE Listed Companies 2021 Management For Voted - For 26 Presentation of Principles of Corporate Governance for Supervised Institutions Management For Voted - For 27 Information on Supervisory Board Regulations Management For Voted - For 28 Amendments to Articles Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting BANQUE CENTRALE POPULAIRE Security ID: V0985N104 Ticker: BCP Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Ratification of Board and Auditors' Acts Management For Take No Action 4 Related Party Transactions Management For Take No Action 5 Allocation of Profits/Dividends Management For Take No Action 6 Appointment of Auditors Management For Take No Action 7 Authority to Repurchase Shares Management For Take No Action 8 Directors' Fees Management For Take No Action 9 Authorisation of Legal Formalities Management For Take No Action BANQUE SAUDI FRANSI Security ID: M1R177100 Ticker: 1050 Meeting Date: 08-Dec-21 Meeting Type: Ordinary 1 Elect Mazin Abdulrazzak Al Rumaih Management N/A Voted - Abstain 2 Elect Talal Ibrahim A. Al Maiman Management N/A Voted - Abstain 3 Elect Abdulrahman Rashid Al Rashid Management N/A Voted - Abstain 4 Elect Bader Abdullah Al Issa Management N/A Voted - Against 5 Elect Abdullatif Ahmed Al Othman Management N/A Voted - For 6 Elect Ghazi Abdulrahim Al Rawi Management N/A Voted - For 7 Elect Khalid Omran Al Omran Management N/A Voted - Abstain 8 Elect Timothy Clark Collins Management N/A Voted - For 9 Elect Rayan Mohamed Fayez Management N/A Voted - Abstain 10 Elect Mohamed Ali H. Al Ammari Management N/A Voted - For 11 Elect Khaled Malek Al Sherif Management N/A Voted - For 12 Elect Amal Ali J. Al Ghamdi Management N/A Voted - For 13 Elect Ahmed Tarek A. Morad Management N/A Voted - For 1665 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Omar Nasser Makharesh Management N/A Voted - For 15 Election of Audit Committee Members Management For Voted - Against 16 Amendments to Board Transactions Standards Management For Voted - For 17 Amendments to Remuneration Policy Management For Voted - For 18 Amendments to Corporate Social Responsibility Policy Management For Voted - For 19 Amendments to Board Nomination Membership Assessment and Succession Policy Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-Jun-22 Meeting Type: Special 1 Directors' Report Management For Voted - For 2 Auditors' Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Interim Dividend Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Pay Interim Dividends Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Board Transactions Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 11 Board Transactions (Khalid Al Sharif) Management For Voted - For 12 Amendments to Audit Committee Charter Management For Voted - For 13 Amendments to NomRem Committee Charter Management For Voted - For 14 Related Party Transactions (Al Khaleej Training and Education Company "SMARTLINK") Management For Voted - For 15 Related Party Transactions (ABANA Enterprise Group) Management For Voted - For 16 Related Party Transactions (Jeddah National Hospital 1) Management For Voted - For 17 Related Party Transactions (Jeddah National Hospital 2) Management For Voted - For 18 Related Party Transactions (Panda Retail Co.) Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For BDO UNIBANK INC Security ID: Y07775102 Ticker: BDO Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Call To Order Management For Voted - For 3 Proof of Notice and Determination of Quorum Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Open Forum Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Elect Teresita T. Sy Management For Voted - For 9 Elect Jesus A. Jacinto, Jr. Management For Voted - For 10 Elect Nestor V. Tan Management For Voted - For 11 Elect Christopher A. Bell-Knight Management For Voted - For 1666 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Jones M. Castro, Jr. Management For Voted - For 13 Elect Josefina N. Tan Management For Voted - For 14 Elect Walter C. Wassmer Management For Voted - For 15 Elect George T. Barcelon Management For Voted - Against 16 Elect Vipul Bhagat Management For Voted - Against 17 Elect Vicente S. Perez, Jr. Management For Voted - For 18 Elect Dioscoro I. Ramos Management For Voted - For 19 Appointment of Auditor and Authority to Set Fees Management For Voted - For 20 Declaration of Stock Dividend Management For Voted - For 21 Increase in Authorized Capital and Amendments to Articles of Incorporation Management For Voted - For 22 Transaction of Other Business Management For Voted - Against 23 Right to Adjourn Meeting Management For Voted - For BIM BIRLESIK MAGAZALAR A.S Security ID: M2014F102 Ticker: BIMAS Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair; Minutes Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Article 4 (Scope of Business) Management For Voted - For 11 Election of Directors; Directors' Fees Management For Voted - Against 12 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 13 Presentation of Report on Repurchase of Shares Management For Voted - For 14 Presentation of Report on Charitable Donations Management For Voted - For 15 Presentation of Report on Guarantees Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Wishes And Closing Management For Voted - For BRD-GROUPE SOCIETE GENERALE Security ID: X0300N100 Ticker: BRD Meeting Date: 24-Feb-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Designation of Secreteriat Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Approval of Ex-Date Management For Voted - For 1667 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Approval of Registration Date Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Designation of Secretary Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Income and Expenses Budget and Business Plan 2022 Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Elect Francois Bloch Management For Voted - For 12 Elect Giovanni Luca Soma Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Approval of Ex-Date Management For Voted - For 15 Approval of Registration Date Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Designation of Secretariat Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Approval of Ex-Date Management For Voted - For 8 Approval of Registration Date Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting BUPA ARABIA FOR COOPERATIVE INSURANCE Security ID: M20515116 Ticker: 8210 Meeting Date: 04-Nov-21 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For 2 Amendments to Executive Remuneration Policy Management For Voted - For Meeting Date: 28-Feb-22 Meeting Type: Ordinary 1 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 1668 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 30-Jun-22 Meeting Type: Special 1 Directors' Report Management For Voted - For 2 Auditors' Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Authority to Repurchase Shares Pursuant to Long-Term Incentive Plan Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Authority to Pay Interim Dividends Management For Voted - For 9 Election of Directors Management For Voted - For 10 Election of Audit Committee Members Management For Voted - For 11 Board Transactions Management For Voted - For 12 Related Party Transactions (Bupa Insurance Ltd. 1) Management For Voted - For 13 Related Party Transactions (My Clinic International Medical Co. Ltd.) Management For Voted - For 14 Related Party Transactions (Nazer Medical Clinics 1) Management For Voted - For 15 Related Party Transactions (Bupa Investments Overseas Ltd. 1) Management For Voted - For 16 Related Party Transactions (Bupa Investments Overseas Ltd. 2) Management For Voted - For 17 Related Party Transactions (Bupa Investments Overseas Ltd. 3) Management For Voted - For 18 Related Party Transactions (Bupa Insurance Ltd. 2) Management For Voted - For 19 Related Party Transactions (Bupa Middle East Holdings Two W.L.L.) Management For Voted - For 20 Related Party Transactions (Bupa Arabia for Cooperative Insurance Co.) Management For Voted - For 21 Related Party Transactions (Nazer Group Ltd.) Management For Voted - For 22 Related Party Transactions (Nazer Medical Clinics 2) Management For Voted - For 23 Related Party Transactions (Nazer for Dialysis and Advanced Health Services Ltd. 1) Management For Voted - For 24 Related Party Transactions (Nazer for Dialysis and Advanced Health Services Ltd. 2) Management For Voted - For 25 Related Party Transactions (Nawah Healthcare Co.) Management For Voted - For 26 Related Party Transactions (Nazer Medical Clinics 3) Management For Voted - For 27 Related Party Transactions (Saudi National Bank) Management For Voted - For 28 Related Party Transactions (Gulf International Bank) Management For Voted - For 29 Related Party Transactions (Mobily) Management For Voted - For 30 Related Party Transactions (Riyadh Cables Group Co.) Management For Voted - For 31 Related Party Transactions (Careem) Management For Voted - For 32 Related Party Transactions (Ahmed Mohammed Baeshen Co.) Management For Voted - For 33 Non-Voting Meeting Note N/A N/A Non-Voting 1669 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted CAPITEC BANK HOLDINGS LTD. Security ID: S15445109 Ticker: CPI Meeting Date: 22-Feb-22 Meeting Type: Ordinary 1 Approve Financial Assistance (Sections 44 and 45) Management For Voted - For 2 Authority to Issue Shares for Cash Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 Re-elect Susan Louise Botha Management For Voted - Against 2 Re-elect Thetele (Emma) E. Mashilwane Management For Voted - For 3 Re-elect Michiel S. du Pre le Roux Management For Voted - For 4 Re-elect Chris A. Otto Management For Voted - Against 5 Elect Grant Robert Hardy Management For Voted - For 6 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For 7 Appointment of Auditor (Deloitte & Touche) Management For Voted - For 8 Authority to Issue Shares Pursuant to a Conversion of Loss Absorbent Capital Instruments Management For Voted - For 9 Authority to Issue Shares for Cash Management For Voted - For 10 Approve Remuneration Policy Management For Voted - For 11 Approve Remuneration Implementation Report Management For Voted - Against 12 Approve NEDs' Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Approve Financial Assistance (Section 45) Management For Voted - For 15 Approve Financial Assistance (Section 44) Management For Voted - For CENCOSUD SA Security ID: P2205J100 Ticker: CENCOSUD Meeting Date: 08-Oct-21 Meeting Type: Special 1 Dividends Management For Voted - For 2 Set Dividend Payment Date Management For Voted - For 3 Related Party Transactions Management For Voted - For 4 Authorization of Legal Formalities Management For Voted - For CEZ, A.S. Security ID: X2337V121 Ticker: CEZ Meeting Date: 28-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Financial Statements Management For Voted - For 5 Financial Statements (Consolidated) Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 1670 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Shareholder Countermotion Regarding Allocation of Profits/Dividends Shareholder Against Voted - Against 8 Shareholder Countermotion Regarding Allocation of Profits/Dividends Shareholder Against Voted - Against 9 Shareholder Countermotion Regarding Allocation of Profits/Dividends Shareholder N/A Voted - Against 10 Amend Terms of Dividend Payment Management For Voted - For 11 Shareholder Countermotion Regarding Amendments to Articles Shareholder Against Voted - Against 12 Donations Budget 2023 Management For Voted - For 13 Increase Donations Budget 2022 Management For Voted - For 14 Amended Business Policy Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Approval of Supervisory Board Members' Contracts Management For Voted - For 17 Approval of Audit Committee Members' Contracts Management For Voted - For 18 Remuneration Report Management For Voted - For 19 Changes to Supervisory Board Composition Management For Voted - Against 20 Changes to Audit Committee Composition Management For Voted - Against CIMB GROUP HOLDINGS BHD Security ID: Y1636J101 Ticker: CIMB Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect TEOH Su Yin Management For Voted - For 2 Elect LEE Kok Kwan Management For Voted - For 3 Elect Mohamed Ross Mohd Din Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Directors' Benefits Management For Voted - Against 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 8 Authority to Issue Shares Under Dividend Reinvestment Scheme Management For Voted - For 9 Authority to Repurchase and Reissue Shares Management For Voted - For CLICKS GROUP LIMITED Security ID: S17249111 Ticker: CLS Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Elect Penny M. Moumakwa Management For Voted - For 4 Elect Sango S. Ntsaluba Management For Voted - For 5 Re-elect David M. Nurek Management For Voted - For 6 Election of Audit and Risk Committee Member (John Bester) Management For Voted - For 7 Election of Audit and Risk Committee Member (Mfundiso Njeke) Management For Voted - For 1671 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Election of Audit and Risk Committee Member (Sango Ntsaluba) Management For Voted - For 9 Approve Remuneration Policy Management For Voted - For 10 Approve Remuneration Implementation Report Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Approve NEDs' Fees Management For Voted - For 13 Approve Financial Assistance Management For Voted - For COMMERCIAL INTERNATIONAL BANK OF EGYPT Security ID: M25561107 Ticker: COMI Meeting Date: 27-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Directors' Report Management For Take No Action 3 Corporate Governance Report Management For Take No Action 4 Shareholders' Questions & Requests Management For Take No Action 5 Auditors' Report Management For Take No Action 6 Financial Statements Management For Take No Action 7 Allocation of Profits/Dividends Management For Take No Action 8 Authority to Increase Capital Pursuant to Employee Stock Ownership Plan Management For Take No Action 9 Ratification of Board Acts Management For Take No Action 10 Directors' Fees Management For Take No Action 11 Appointment of Auditor and Authority to Set Fees Management For Take No Action 12 Charitable Donations Management For Take No Action 13 Board Transactions Management For Take No Action 14 Non-Voting Meeting Note N/A N/A Take No Action COMPANIA CERVECERIAS UNIDAS S.A. Security ID: P24905104 Ticker: CCU Meeting Date: 24-Nov-21 Meeting Type: Special 1 Interim Dividends Management For Voted - For 2 Related Party Transactions Management For Voted - For CREDICORP LTD. Security ID: G2519Y108 Ticker: BAP Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1672 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted CYFROWY POLSAT SA Security ID: X1809Y100 Ticker: CPS Meeting Date: 16-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Election of Scrutiny Commission Management For Voted - For 7 Agenda Management For Voted - For 8 Authority to Repurchase Shares; Establishment of Reserve Capital Fund for Repurchase Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Election of Presiding Chair Management For Voted - For 7 Compliance with Rules of Convocation Management For Voted - For 8 Election of Voting Commission Management For Voted - For 9 Agenda Management For Voted - For 10 Presentation of Accounts and Reports Management For Voted - For 11 Presentation of Accounts and Reports (Consolidated) Management For Voted - For 12 Presentation of Supervisory Board Report (Accounts and Reports; Profit Allocation) Management For Voted - For 13 Presentation of Supervisory Board Report (Work of the Management Board) Management For Voted - For 14 Presentation of Supervisory Board Report (Remuneration Report) Management For Voted - For 15 Management Board Report Management For Voted - For 16 Financial Statements Management For Voted - For 17 Management Board Report (Consolidated) Management For Voted - For 18 Financial Statements (Consolidated) Management For Voted - For 19 Supervisory Board Report Management For Voted - For 20 Remuneration Report Management For Voted - Against 21 Ratification of Management Acts Management For Voted - For 22 Ratification of Supervisory Board Acts Management For Voted - For 23 Allocation of Profits/Dividends Management For Voted - For 24 Non-Voting Agenda Item N/A N/A Non-Voting 1673 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted DANGOTE CEMENT PLC Security ID: V27546106 Ticker: DANGCEM Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Re-elect Aliko Dangote Management For Voted - For 4 Re-elect Abdu Dantata Management For Voted - For 5 Re-elect Michael Davis Management For Voted - For 6 Re-elect Viswanathan Shankar Management For Voted - For 7 Re-elect Cherie Blair Management For Voted - For 8 Elect Philip Mathew Management For Voted - For 9 Elect Halima Aliko Dangote Management For Voted - For 10 Authority to Set Auditor's Fees Management For Voted - For 11 Election of Statutory Audit Committee Members Management For Voted - Against 12 Directors' Fees Management For Voted - For 13 Cancellation of Shares Management For Voted - For 14 Cancellation of Unissued and Treasury Shares Management For Voted - For 15 Authority to Set Share Capital Management For Voted - For 16 Amendments to Article 6 (Issued Share Capital) Management For Voted - For 17 Authorisation of Legal Formalities Management For Voted - For DAR AL ARKAN REAL ESTATE DEVELOPMENT COMPANY Security ID: M2723D109 Ticker: 4300 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Related Party Transactions (Saudi Housing Finance) Management For Voted - For 6 Related Party Transactions (Khozam Real Estate Development Co.) Management For Voted - For 7 Related Party Transactions (Al Khair Capital) Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Elect Abdulaziz Ibrahim Al Maneh Management N/A Voted - For 10 Elect Ahmed Abdulaziz A. Al Obidullah Management N/A Voted - Abstain 11 Elect Youssef Abdullah Al Shelash Management N/A Voted - Abstain 12 Elect Saad Dahawi J. Al Anzi Management N/A Voted - For 13 Elect Abdulrahman Saleh A. Alsawi Management N/A Voted - For 14 Elect Sultan Fahad A. Al Rashed Management N/A Voted - Abstain 15 Elect Mohamed Abdullah M. Al Jaafari Management N/A Voted - Abstain 16 Elect Hathloul Saleh Al Hathloul Management N/A Voted - Abstain 17 Elect Abdullah Ali H. Al Hajri Management N/A Voted - For 18 Elect Sulaiman Abdulaziz Al Ajlan Management N/A Voted - Abstain 19 Elect Tariq Mohamed Al Jarallah Management N/A Voted - Against 20 Elect Abdullah Yahya J. Al Fifi Management N/A Voted - For 1674 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Elect Abdullah Suleiman M. Jamal Management N/A Voted - Abstain 22 Elect Majed Abdulrahman Al Qasim Management N/A Voted - Abstain 23 Elect Adib Saleh A. Al Mohaimeed Management N/A Voted - For 24 Election of Board Committee Members Management For Voted - Against 25 Amendments to Audit Committee Charter Management For Voted - For DIGI.COM BHD Security ID: Y2070F100 Ticker: DIGI Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Haakon Bruaset Kjoel Management For Voted - Against 2 Elect Lars Erik Tellmann Management For Voted - Against 3 Elect Iain John Lo Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Retention of Yasmin binti Aladad Khan as Independent Director Management For Voted - For 7 Related Party Transactions Management For Voted - For 8 Amendments to Memorandum Management For Voted - For DINO POLSKA SA Security ID: X188AF102 Ticker: DNP Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Election of Presiding Chair Management For Voted - For 6 Compliance with Rules of Convocation Management For Voted - For 7 Agenda Management For Voted - For 8 Presentation of Management Board Activity Report Management For Voted - For 9 Presentation of Financial Statements Management For Voted - For 10 Presentation of Allocation of Profits Proposal Management For Voted - For 11 Presentation of Supervisory Board Activity Report Management For Voted - For 12 Presentation of Supervisory Board Report (Company's Activity; Financial Statements; Allocation of Profits) Management For Voted - For 13 Presentation of Motion to Approve Management Board Report Management For Voted - For 14 Presentation of Motion to Approve Accounts and Reports Management For Voted - For 15 Presentation of Motion to Approve Accounts and Reports (Consolidated) Management For Voted - For 1675 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Presentation of Motion to Approve Allocation of Profits Management For Voted - For 17 Presentation of Motion to Ratify Management and Supervisory Board Acts Management For Voted - For 18 Management Board Report Management For Voted - For 19 Financial Statements Management For Voted - For 20 Financial Statements (Consolidated) Management For Voted - For 21 Allocation of Profits/Dividends Management For Voted - For 22 Ratification of Management Acts Management For Voted - For 23 Ratification of Supervisory Board Acts Management For Voted - For 24 Amendments to Articles/Uniform Text of Articles Management For Voted - For 25 Remuneration Report Management For Voted - Against 26 Non-Voting Agenda Item N/A N/A Non-Voting DISCOVERY LIMITED Security ID: S2192Y109 Ticker: DSY Meeting Date: 24-Nov-21 Meeting Type: Annual 1 Appointment of Joint Auditor (PwC) Management For Voted - For 2 Appointment of Joint Auditor (KPMG) Management For Voted - For 3 Re-elect Thabane (Vincent) Maphai Management For Voted - For 4 Elect Marquerithe Schreuder Management For Voted - For 5 Elect Monhla W. Hlahla Management For Voted - For 6 Elect Audit Committee Chair (David Macready) Management For Voted - For 7 Elect Audit Committee Member (Marquerithe Schreuder) Management For Voted - For 8 Elect Audit Committee Member (Monhla Hlahla) Management For Voted - For 9 General Authority to Issue A Preference Shares Management For Voted - For 10 General Authority to Issue B Preference Shares Management For Voted - For 11 General Authority to Issue C Preference Shares Management For Voted - For 12 Authorisation of Legal Formalities Management For Voted - For 13 Approve Remuneration Policy Management For Voted - For 14 Approve Remuneration Implementation Report Management For Voted - Against 15 Approve NEDs' Fees Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Approve Financial Assistance (Section 44 and 45) Management For Voted - For 18 Amendments to Memorandum of Incorporation Management For Voted - For 19 Specific Authority to Issue Shares (Section 41) Management For Voted - Abstain DR. SULAIMAN AL HABIB MEDICAL SERVICES GROUP Security ID: M28438105 Ticker: 4013 Meeting Date: 08-Dec-21 Meeting Type: Ordinary 1 Elect Sulaiman Abdulaziz S. Al Habib Management N/A Voted - Abstain 2 Elect Mazen Abdulrazzak Al Romaih Management N/A Voted - For 3 Elect Nasser Mohamed Al Huqbani Management N/A Voted - Abstain 4 Elect Saleh Mohamed A. Al Habib Management N/A Voted - Abstain 1676 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Hisham Sulaiman Al Habib Management N/A Voted - Abstain 6 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 7 Elect Abdullah Saghir M. Al Hussaini Management N/A Voted - For 8 Elect Ahmed Siraj Khogeer Management N/A Voted - For 9 Elect Thamer Fahad Al Saeed Management N/A Voted - For 10 Elect Faisal Abdullah Al Nassar Management N/A Voted - Abstain 11 Elect Obaid Abdullah Al Rasheed Management N/A Voted - For 12 Elect Abdulrahman Sulaiman Al Turaigi Management N/A Voted - For 13 Elect Waleed Ahmad Bamarouf Management N/A Voted - Abstain 14 Elect Salman Mohamed Al Sahibani Management N/A Voted - For 15 Elect Khaled Saad M. Al Marshad Management N/A Voted - For 16 Elect Raed Abdulkareem Al Luhaidan Management N/A Voted - Abstain 17 Elect Rasheed Abdulrahman Al Rasheed Management N/A Voted - For 18 Election of Audit Committee Members Management For Voted - For 19 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 20 Board Transactions Management For Voted - For Meeting Date: 18-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Authority to Pay Interim Dividends Management For Voted - For 6 Interim Dividends Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Board Transactions Management For Voted - For 10 Related Party Transactions (Sulaiman Al Habib Hospital FZ-LLC and Sulaiman Abdulaziz Al Habib) Management For Voted - For 11 Related Party Transactions (Mohamed Abdulaziz Al Habib for Real Estate Investment Co.) Management For Voted - For 12 Related Party Transactions (Al-Andalus Real Estate Co.) Management For Voted - For 13 Related Party Transactions (Masah Construction Co.1) Management For Voted - For 14 Related Party Transactions (Masah Construction Co.2) Management For Voted - For 15 Related Party Transactions (Masah Construction Co.3) Management For Voted - For 16 Related Party Transactions (Masah Construction Co.4) Management For Voted - For 17 Related Party Transactions (Masah Construction Co.5) Management For Voted - For 18 Related Party Transactions (Masah Construction Co.6) Management For Voted - For 19 Related Party Transactions (Masah Construction Co.7) Management For Voted - For 20 Related Party Transactions (Masah Construction Co.8) Management For Voted - For 21 Related Party Transactions (Masah Construction Co.9) Management For Voted - For 22 Related Party Transactions (Masah Construction Co.10) Management For Voted - For 23 Related Party Transactions (Masah Construction Co.11) Management For Voted - For 24 Related Party Transactions (Masah Construction Co.12) Management For Voted - For 25 Related Party Transactions (Masah Construction Co.13) Management For Voted - For 1677 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Related Party Transactions (Rawafed Health International Co.) Management For Voted - For 27 Related Party Transactions (Wajahat Al Hamra for Investment Co.) Management For Voted - For 28 Related Party Transactions (Arabian Medical Products Manufacturing Co.) Management For Voted - For 29 Board Transactions (Sulaiman Abdulaziz Al Habib) Management For Voted - For 30 Board Transactions (Saleh Mohamed Al Habib) Management For Voted - For DUBAI ISLAMIC BANK Security ID: M2888J107 Ticker: DIB Meeting Date: 01-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - Abstain 3 Auditor's Report Management For Voted - For 4 Sharia Supervisory Committee Report Management For Voted - For 5 Financial Statements Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Ratification of Auditor's Acts Management For Voted - For 10 Election of Sharia Supervisory Committee Management For Voted - Abstain 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 12 Appoint Shareholder Representatives Management For Voted - For 13 Authority to Issue Sukuk and/or Other Instruments Management For Voted - For 14 Authorisation of Legal Formalities (Article Amendments) Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting ELECTRICITY GENERATING PUBLIC COMPANY LIMITED Security ID: Y22834116 Ticker: EGCO Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Results of Operations Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Authority to Issue Debentures Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 7 Directors' Fees Management For Voted - Against 8 Elect Nujchanart Laohathaimongkol Management For Voted - Against 9 Elect Shinichiro Suzuki Management For Voted - Against 10 Elect Polsri Suvisisarsa Management For Voted - Against 11 Elect Nutthavutthi Chamchang Management For Voted - Against 12 Elect Thepparat Theppitak Management For Voted - For 13 Transaction of Other Business Management For Voted - Against 1678 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting EMIRATES NBD PJSC Security ID: M4029Z107 Ticker: EMIRATESNB Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Directors' Report Management For Voted - Abstain 2 Auditor's Report Management For Voted - For 3 Internal Sharia Supervisory Committee Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Election of Internal Sharia Supervisory Committee Management For Voted - Abstain 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Ratification of Auditor's Acts Management For Voted - For 10 Election of Directors Management For Voted - Abstain 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 12 Appoint Shareholder Representatives and Authority to Set Fees Management For Voted - Abstain 13 Authority to Issue Non-Convertible Securities Management For Voted - For 14 Amendments to Articles and Memorandum Management For Voted - Abstain 15 Non-Voting Meeting Note N/A N/A Non-Voting EMIRATES TELECOMMUNICATIONS GROUP CO PJSC Security ID: M4040L103 Ticker: ETISALAT Meeting Date: 08-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Meeting Procedures Management For Voted - For 3 Amendment to Borrowing Cap Management For Voted - Abstain 4 Amendments to Articles Management For Voted - For 5 Authorisation of Legal Formalities (Article Amendments) Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - Abstain 3 Auditor's Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Interim Dividend Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Ratification of Auditor's Acts Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 9 Amendments to Remuneration Policy; Directors' Fees Management For Voted - Abstain 10 Board Transactions Management For Voted - For 1679 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Charitable Donations Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting EREGLI DEMIR VE CELIK FABRIKALARI TAS Security ID: M40710101 Ticker: EREGL Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair Management For Voted - For 5 Minutes Management For Voted - For 6 Presentation of Directors' Report Management For Voted - For 7 Presentation of Auditor's Report Management For Voted - For 8 Financial Statements Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Election of Independent Directors; Board Term Length Management For Voted - For 12 Directors' Fees Management For Voted - Against 13 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - For 14 Appointment of Auditor Management For Voted - Against 15 Amendment to Article 7 (Increase in Authorised Capital) Management For Voted - Against 16 Presentation of Report on Guarantees Management For Voted - For 17 Charitable Donations Management For Voted - Against 18 Closing Management For Voted - For ETIHAD ETISALAT CO Security ID: M4100E106 Ticker: 7020 Meeting Date: 28-Nov-21 Meeting Type: Ordinary 1 Elect Abdulaziz Saoud A. Al Bani Management N/A Voted - For 2 Elect Abdulkarim Ibrahim A. Al Nafeh Management N/A Voted - Abstain 3 Elect Abdullah Mohamed Al Harbi Management N/A Voted - Abstain 4 Elect Abdullah Saud A. Al Mulhem Management N/A Voted - Abstain 5 Elect Ahmed Abdelsalam A. Aboudoma Management N/A Voted - For 6 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 7 Elect Ali Hussein Al Busaleh Management N/A Voted - Abstain 8 Elect Al Mohaned Khaled Al Shathre Management N/A Voted - Abstain 9 Elect Ammar Abdullah I. Qurban Management N/A Voted - Abstain 10 Elect Ahmed Siraj Khogeer Management N/A Voted - Abstain 11 Elect Abdullah Saghir M. Al Hussaini Management N/A Voted - For 12 Elect Ali Mufarreh A. Sarhan Management N/A Voted - Abstain 13 Elect Fahad T Bin Muhaya Management N/A Voted - Abstain 1680 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Hathal Safar Al Otaibi Management N/A Voted - For 15 Elect Homood Abdullah Al Tuwaijri Management N/A Voted - For 16 Elect Hussein Ali Al Asmari Management N/A Voted - For 17 Elect Khaled Abdulaziz A. Al Ghunaim Management N/A Voted - For 18 Elect Khalid Abdualaziz Al Hoshan Management N/A Voted - Abstain 19 Elect Khaled Khalaf Al Khalaf Management N/A Voted - Abstain 20 Elect Mishal Al Shorihy Management N/A Voted - Abstain 21 Elect Mohamed Abdullah S. Al Ghamdi Management N/A Voted - Abstain 22 Elect Mohammed Ibrahim S. Al Obaid Management N/A Voted - For 23 Elect Moataz Qusay H. Al Azzawi Management N/A Voted - For 24 Elect Nabeel Al-Amudi Management N/A Voted - Abstain 25 Elect Sulaiman Abdulrahman Al Gwaiz Management N/A Voted - Abstain 26 Elect Talal Othman Al Momar Management N/A Voted - For 27 Elect Thamer Musfer A. Al Wadi Management N/A Voted - Abstain 28 Elect Hatem Mohamed G. Dowidar Management N/A Voted - Abstain 29 Elect Khalifa al Shamsi Management N/A Voted - Abstain 30 Elect Mohamed Karim Bennis Management N/A Voted - Abstain 31 Elect Obaid Hussein O. Bokisha Management N/A Voted - Abstain 32 Elect Saleh Soliman Al Azzam Management N/A Voted - Abstain 33 Election of Audit Committee Members Management For Voted - For 34 Election of Audit Committee Member (Abdulaziz Al Nowaiser) Management For Voted - For 35 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain Meeting Date: 23-May-22 Meeting Type: Ordinary 1 Financial Statements Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Directors' Report Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Related Party Transactions (Emirates Telecommunications Group Co.) Management For Voted - For 6 Related Party Transactions (Public Pension Agency) Management For Voted - For 7 Related Party Transactions (Company for Cooperative Insurance) Management For Voted - For 8 Board Transactions Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Audit Committee Charter Management For Voted - For EUROBANK ERGASIAS SERVICES AND HOLDINGS S.A. Security ID: X2321W101 Ticker: EUROB Meeting Date: 23-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Board and Auditor's Acts Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Amendments to Remuneration Policy Management For Voted - Against 6 Directors' Fees (FY2020 & FY2021) Management For Voted - For 1681 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Remuneration Report Management For Voted - For 8 Ratification of Co-Option of Cinzia Basile Management For Voted - For 9 Suitability Policy Management For Voted - For 10 Election of Directors Management For Voted - For 11 Audit Committee Guidelines Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting FALABELLA S.A Security ID: P3880F108 Ticker: FALABELLA Meeting Date: 19-Apr-22 Meeting Type: Ordinary 1 Accounts and Reports Management For Voted - For 2 Consolidated Balance Sheet Management For Voted - For 3 Consolidated Financial Statements Management For Voted - For 4 Auditors' Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Allocation of Undistributed Profits Management For Voted - For 7 Dividend Policy Management For Voted - For 8 Directors' Fees Management For Voted - Against 9 Appointment of Auditor Management For Voted - For 10 Appointment of Risk Rating Agency Management For Voted - For 11 Related Party Transactions Management For Voted - For 12 Directors' Committee Report Management For Voted - For 13 Directors' Committee Fees Management For Voted - Against 14 Directors' Committee Budget Management For Voted - For 15 Publication of Company Notices Management For Voted - For FIBRA UNO ADMINISTRACION S.A. DE C.V. Security ID: P3515D163 Ticker: FUNO11 Meeting Date: 28-Apr-22 Meeting Type: Ordinary 1 Report of the Audit, Corporate Governance and Nominating Committees Management For Voted - For 2 Report of the Board (Technical Committee) Management For Voted - For 3 Report of the Trust Manager; Opinion of the Board (Technical Committee) Management For Voted - For 4 Report of the Board (Technical Committee) on Activities and Operations Management For Voted - For 5 Financial Statements; Allocation of Profits/Dividends Management For Voted - For 6 Elect Ignacio Trigueros Legarreta Management For Voted - For 7 Elect Antonio Hugo Franck Cabrera Management For Voted - For 1682 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Ruben Goldberg Javkin Management For Voted - For 9 Elect Herminio A. Blanco Mendoza Management For Voted - For 10 Elect Alberto Felipe Mulas Alonso Management For Voted - For 11 Directors' Fees Management For Voted - Abstain 12 Presentation of Report on Ratification of Non-Independent Board Members Management For Voted - For 13 Election of Meeting Delegates Management For Voted - For 14 Minutes Management For Voted - For FIRST ABU DHABI BANK PJSC Security ID: M7080Z114 Ticker: FAB Meeting Date: 28-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - Abstain 3 Auditor's Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Ratification of Auditor's Acts Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 10 Sharia Supervisory Committee Report Management For Voted - Abstain 11 Amendments to Article 6 (Capital Increase) Management For Voted - For 12 Authority to Renew Issuance Programs Management For Voted - For 13 Bonds or Islamic Sukuk Management For Voted - For 14 Additional Tier 1 Bonds Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting FIRSTRAND LIMITED Security ID: S5202Z131 Ticker: FSR Meeting Date: 01-Dec-21 Meeting Type: Annual 1 Re-elect Johannes (Johan) P. Burger Management For Voted - For 2 Re-elect Thomas Winterboer Management For Voted - For 3 Elect Sibusiso P. Sibisi Management For Voted - For 4 Appointment of Deloitte & Touche Management For Voted - For 5 Appointment of PricewaterhouseCoopers Inc. Management For Voted - For 6 Authority to Issue Shares for Cash Management For Voted - For 7 Authorisation of Legal Formalities Management For Voted - For 8 Approve Remuneration Policy Management For Voted - For 9 Approve Remuneration Implementation Report Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Approve Financial Assistance (Employee Share Scheme Beneficiaries) Management For Voted - For 1683 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Approve Financial Assistance (Related and Inter-related Entities) Management For Voted - For 13 Approve NEDs' Fees Management For Voted - For GREEK ORGANISATION OF FOOTBALL PROGNOSTICS S.A. Security ID: X3232T104 Ticker: OPAP Meeting Date: 09-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Ratification of Board and Auditor's Acts Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2021 Annual Bonus Plan Management For Voted - For 7 Remuneration Report (Advisory) Management For Voted - For 8 Authority to Increase Capital through Capitalisations Management For Voted - For 9 Capital Repayment; Decrease in Share Par Value Management For Voted - For 10 Amendments to Article 5 (Share Capital) Management For Voted - For 11 Elect Kamil Ziegler Management For Voted - For 12 Elect Jan Karas Management For Voted - For 13 Elect Pavel Mucha Management For Voted - For 14 Elect Pavel Saroch Management For Voted - Against 15 Elect Robert Chvatal Management For Voted - For 16 Elect Katarina Kohlmayer Management For Voted - For 17 Elect Nicole Conrad-Forker Management For Voted - For 18 Elect Igor Rusek Management For Voted - Against 19 Elect Cherrie Chiomento Management For Voted - For 20 Elect Theodore Panagos Management For Voted - For 21 Elect Georgios Mantakas Management For Voted - For 22 Approval of Audit Committee Guidelines Management For Voted - For 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Security ID: P4959P100 Ticker: GAP Meeting Date: 14-Sep-21 Meeting Type: Annual 1 Authority to Reduce Share Capital Management For Voted - For 2 Election of Meeting Delegates Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 14-Sep-21 Meeting Type: Special 1 Authority to Reduce Share Capital Management For Voted - For 2 Amendments to Article 29 (Acquisition Committee) Management For Voted - For 3 Amendments to Article 21 (Virtual Meetings) Management For Voted - For 4 Election of Meeting Delegates Management For Voted - For 1684 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Reports Management For Voted - For 3 Ratification of Board Acts; Release of Responsibility Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits Management For Voted - For 6 Dividends Management For Voted - For 7 Authority to Repurchase Shares Management For Voted - For 8 Report on Election of Directors Series BB Management For Voted - For 9 Election of Director Series B Minority Shareholders Management For Voted - For 10 Elect Carlos Cardenas Guzman Management For Voted - For 11 Elect Angel Losada Moreno Management For Voted - For 12 Elect Joaquin Vargas Guajardo Management For Voted - For 13 Elect Juan Diez-Canedo Ruiz Management For Voted - For 14 Elect Alvaro Fernandez Garza Management For Voted - For 15 Elect Luis Tellez Kuenzler Management For Voted - For 16 Elect Alejandra Palacios Prieto Management For Voted - For 17 Elect Laura Renee Diez Barroso Azcarraga de Laviada as Board Chair Management For Voted - For 18 Directors' Fees Management For Voted - For 19 Elect Alvaro Fernandez Garza as Nominating and Remuneration Committee Member Series B Management For Voted - For 20 Elect Carlos Cardenas Guzman as Audit and Corporate Governance Committee Chair Management For Voted - For 21 Related Party Transactions Management For Voted - For 22 Sustainability Report Management For Voted - For 23 Election of Meeting Delegates Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Special 1 Capitalization of Reserves Management For Voted - For 2 Cancellation of Shares Management For Voted - For 3 Authorization of Legal Formalities Management For Voted - For 4 Election of Meeting Delegates Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE CV Security ID: P4950Y100 Ticker: ASUR Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report of the CEO and Auditor Management For Voted - For 3 Report of the Board Regarding Accounting Principles Management For Voted - For 4 Report of the Board's Activities and Operations Management For Voted - For 5 Financial Statements Management For Voted - For 6 Report of the Audit and Corporate Governance Committee Management For Voted - For 1685 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Report on Tax Compliance Management For Voted - For 8 Authority to Increase Legal Reserve Management For Voted - For 9 Allocation of Dividends Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Ratification of Board and CEO Acts Management For Voted - For 12 Elect Fernando Chico Pardo Management For Voted - For 13 Elect Jose Antonio Perez Anton Management For Voted - For 14 Elect Pablo Chico Hernandez Management For Voted - For 15 Elect Aurelio Perez Alonso Management For Voted - For 16 Elect Rasmus Christiansen Management For Voted - For 17 Elect Francisco Garza Zambrano Management For Voted - For 18 Elect Ricardo Guajardo Touche Management For Voted - For 19 Elect Guillermo Ortiz Martinez Management For Voted - Against 20 Elect Barbara Garza Laguera Gonda Management For Voted - For 21 Elect Heliane Steden Management For Voted - For 22 Elect Diana M. Chavez Management For Voted - For 23 Election of Board Secretary Management For Voted - For 24 Election of Board Deputy Secretary Management For Voted - For 25 Elect Ricardo Guajardo Touche as Audit and Corporate Governace Committee Chair Management For Voted - For 26 Elect Barbara Garza Laguera Gonda as Nominations and Remuneration Committee Chair Management For Voted - For 27 Elect Fernando Chico Pardo as Nominations and Remuneration Committee member Management For Voted - For 28 Elect Jose Antonio Perez Anton as Nominations and Remuneration Committee member Management For Voted - Against 29 Directors' Fees Management For Voted - For 30 Operation Committee's Fees Management For Voted - For 31 Nominations and Remuneration Committee's Fees Management For Voted - For 32 Audit and Corporate Governance Committee's Fees Management For Voted - For 33 Acquisitions Committee's Fees Management For Voted - For 34 Elect Claudio R. Gongora Morales as Meeting Delegate Management For Voted - For 35 Elect Rafael Robles Miaja as Meeting Delegate Management For Voted - For 36 Elect Ana Maria Poblanno Chanona as Meeting Delegate Management For Voted - For GRUPO FINANCIERO BANORTE, S.A.B. DE C.V. Security ID: P49501201 Ticker: GFNORTE Meeting Date: 19-Nov-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Interim Dividends Management For Voted - For 3 Set Dividend Payment Date Management For Voted - For 4 Election of Meeting Delegates Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Ordinary 1 CEO's Report and Financial Statements Management For Voted - For 2 Report of the Board on Accounting Policies Management For Voted - For 1686 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Report of the Board on Operations and Activities Management For Voted - For 4 Report on Audit and Corporate Governance Committee's Operations and Activities Management For Voted - For 5 Ratification of Board, CEO and Audit and Corporate Governance Committee's Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Report on Tax Compliance Management For Voted - For 8 Elect Carlos Hank Gonzalez Management For Voted - For 9 Elect Juan Antonio Gonzalez Moreno Management For Voted - For 10 Elect David Villarreal Montemayor Management For Voted - For 11 Elect Jose Marcos Ramirez Miguel Management For Voted - For 12 Elect Carlos de la Isla Corry Management For Voted - For 13 Elect Everardo Elizondo Almaguer Management For Voted - For 14 Elect Alicia Alejandra Lebrija Hirschfeld Management For Voted - For 15 Elect Clemente Ismael Reyes-Retana Valdes Management For Voted - For 16 Elect Alfredo Elias Ayub Management For Voted - For 17 Elect Adrian G. Sada Cueva Management For Voted - For 18 Elect David Penaloza Alanis Management For Voted - For 19 Elect Jose Antonio Chedraui Eguia Management For Voted - For 20 Elect Alfonso de Angoitia Noriega Management For Voted - For 21 Elect Thomas Stanley Heather Rodriguez Management For Voted - For 22 Elect Graciela Gonzalez Moreno (Alternate) Management For Voted - For 23 Elect Juan Antonio Gonzalez Marcos (Alternate) Management For Voted - For 24 Elect Alberto Halabe Hamui (Alternate) Management For Voted - For 25 Elect Gerardo Salazar Viezca (Alternate) Management For Voted - For 26 Elect Alberto Perez-Jacome Friscione (Alternate) Management For Voted - For 27 Elect Diego Martinez Rueda (Alternate) Management For Voted - For 28 Elect Roberto Kelleher Vales (Alternate) Management For Voted - For 29 Elect Cecilia Goya de Riviello Meade (Alternate) Management For Voted - For 30 Elect Isaac Becker Kabacnik (Alternate) Management For Voted - For 31 Elect Jose Maria Garza Trevino (Alternate) Management For Voted - For 32 Elect Carlos Cesarman Kolteniu (Alternate) Management For Voted - For 33 Elect Humberto Tafolla Nunez (Alternate) Management For Voted - For 34 Elect Guadalupe Phillips Margain (Alternate) Management For Voted - For 35 Elect Ricardo Maldonado Yanez (Alternate) Management For Voted - For 36 Elect Hector Avila Flores as Board Secretary Management For Voted - For 37 Authority to Exempt Directors from Providing Own Indemnification Management For Voted - For 38 Directors' Fees Management For Voted - For 39 Elect Thomas Stanley Heather Rodriguez as Audit and Corporate Governance Committee Chair Management For Voted - For 40 Report on the Company's Repurchase Program Management For Voted - For 41 Authority to Repurchase Shares Management For Voted - For 42 Election of Meeting Delegates Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 1687 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Interim Dividends Management For Voted - For 3 Set Dividend Payment Date Management For Voted - For 4 Election of Meeting Delegates Management For Voted - For GRUPO FINANCIERO INBURSA, S.A.B. DE C.V. Security ID: P4950U165 Ticker: GFINBUR Meeting Date: 31-Aug-21 Meeting Type: Special 1 Amendments to Article 2 (Corporate Purpose) Management For Voted - Abstain 2 Approval of Amendments to Responsibility Agreement Management For Voted - Abstain 3 Election of Meeting Delegates Management For Voted - For Meeting Date: 07-Oct-21 Meeting Type: Ordinary 1 Authority to Increase Share Repurchase Reserve Management For Voted - For 2 Election of Meeting Delegates Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - Abstain 3 Election of Directors Management For Voted - Abstain 4 Directors' Fees Management For Voted - Abstain 5 Election of Audit and Corporate Governance Committee Members Management For Voted - Abstain 6 Audit and Corporate Governance Committee's Fees Management For Voted - Abstain 7 Authority to Repurchase Shares; Report on Share Repurchase Program Management For Voted - Abstain 8 Election of Meeting Delegates Management For Voted - For GRUPO TELEVISA, SAB Security ID: P4987V137 Ticker: TLEVISA Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Report on Accounting Policies Management For Voted - For 5 Presentation of Report on Board's Activities and Operations Management For Voted - For 6 Audit Committee Report Management For Voted - For 7 Corporate Governance Committee Report Management For Voted - For 8 Report on Tax Compliance Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Elect Emilio Fernando Azcarraga Jean Management For Voted - For 12 Elect Alfonso de Angoitia Noriega Management For Voted - Against 1688 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Eduardo Tricio Haro Management For Voted - Against 14 Elect Michael T. Fries Management For Voted - Against 15 Elect Fernando Senderos Mestre Management For Voted - Against 16 Elect Bernardo Gomez Martinez Management For Voted - For 17 Elect Jon Feltheimer Management For Voted - For 18 Elect Enrique Krauze Kleibort Management For Voted - For 19 Elect Guadalupe Phillips Margain Management For Voted - For 20 Elect Carlos Hank Gonzalez Management For Voted - Against 21 Elect Denise Maerker Salmon Management For Voted - For 22 Elect Lorenzo Alejandro Mendoza Gimenez Management For Voted - For 23 Elect Salvi Rafael Folch Viadero Management For Voted - For 24 Elect Guillermo Garcia Naranjo Alvarez Management For Voted - For 25 Elect Francisco Jose Chevez Robelo Management For Voted - For 26 Elect Jose Luis Fernandez Fernandez Management For Voted - Against 27 Elect David M. Zaslav Management For Voted - Against 28 Elect Enrique Francisco Senior Hernandez Management For Voted - Against 29 Elect Jose Antonio Chedraui Eguia Management For Voted - For 30 Elect Sebastian Mejia Management For Voted - For 31 Elect Julio Barba Hurtado as Alternate Director Management For Voted - For 32 Elect Jorge Agustin Lutteroth Echegoyen as Alternate Director Management For Voted - For 33 Elect Joaquin Balcarcel Santa Cruz as Alternate Director Management For Voted - For 34 Elect Luis Alejandro Bustos Olivares as Alternate Director Management For Voted - For 35 Elect Felix Jose Araujo Ramirez as Alternate Director Management For Voted - For 36 Elect Raul Morales Medrano as Alternate Director Management For Voted - For 37 Elect Herbert Allen III as Alternate Director Management For Voted - Against 38 Elect Emilio Fernando Azcarraga Jean as Board Chair Management For Voted - For 39 Elect Ricardo Maldonado Yanez as Board Secretary Management For Voted - For 40 Elect Emilio Fernando Azcarraga Jean as Executive Committee Chair Management For Voted - For 41 Elect Alfonso de Angoitia Noriega as Executive Committee Member Management For Voted - For 42 Elect Bernardo Gomez Martinez as Executive Committee Member Management For Voted - For 43 Elect Ricardo Maldonado Yanez as Executive Committee Secretary Management For Voted - For 44 Elect Guillermo Garcia Naranjo Alvarez as Audit Committee Chair Management For Voted - For 45 Elect Jose Luis Fernandez Fernandez as Audit Committee Member Management For Voted - For 46 Elect Francisco Jose Chevez Robelo as Audit Committee Member Management For Voted - For 47 Elect Jose Luis Fernandez Fernandez as Corporate Governance Committee Chair Management For Voted - Against 48 Elect Eduardo Tricio Haro as Corporate Governance Committee Member Management For Voted - Against 49 Elect Guillermo Garcia Naranjo Alvarez as Corporate Governance Committee Member Management For Voted - For 1689 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 50 Directors' Fees; Committees Members' Fees Management For Voted - For 51 Election of Meeting Delegates Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Special 1 Election of Directors; Ratification of Board Acts Management For Voted - For 2 Election of Meeting Delegates Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 1 Amendments to Article 4 (Corporate Purpose) Management For Voted - For 2 Election of Meeting Delegates Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting GUARANTY TRUST HOLDING COMPANY PLC Security ID: V4161A100 Ticker: GTCO Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Re-elect Hezekiah Adesola Oyinlola Management For Voted - For 5 Elect Segun Agbaje Management For Voted - For 6 Re-elect Suleiman Barau Management For Voted - For 7 Re-elect Helen Lee Bouygues Management For Voted - Against 8 Re-elect Cathy Echeozo Management For Voted - For 9 Elect Adebanji Adeniyi Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Authority to Set Auditor's Fees Management For Voted - For 12 Presentation of Managers' Remuneration Management For Voted - For 13 Election of Statutory Audit Committee Members Management For Voted - For 14 Related Party Transactions Management For Voted - Abstain 15 Directors' Fees Management For Voted - For 16 Authority to Replace Authorised Shared Capital with Issued Share Capital / Cancellation of Shares Management For Voted - For GUDANG GARAM Security ID: Y7121F165 Ticker: GGRM Meeting Date: 08-Jul-21 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Election of Directors and/or Commissioners Management For Voted - Against 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 6 Amendments to Articles Management For Voted - Against 1690 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Election of Directors Management For Voted - Against 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against GULF BANK OF KUWAIT Security ID: M5246Y104 Ticker: GBK Meeting Date: 25-Jun-22 Meeting Type: Ordinary 1 Authority to Pay Interim Dividends Management For Voted - For 2 Resignation of Adnan Ahmad Shihab El Din Management For Voted - For 3 Election of One Independent Director Management For Voted - Abstain HALYK SAVINGS BANK OF KAZAKHSTAN JSC Security ID: 46627J302 Ticker: HSBK Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Agenda Management For Voted - For 2 Financial Statements Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Presentation of Performance Report Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Presentation of Information on Directors and Management's Fees Management For Voted - For 8 Presentation of Information on Shareholders' Appeals Management For Voted - For 9 Election of Ballot Committee; Size and Term of Ballot Committee Management For Voted - For HARMONY GOLD MINING COMPANY LIMITED Security ID: S34320101 Ticker: HAR Meeting Date: 07-Dec-21 Meeting Type: Annual 1 Elect Peter Turner Management For Voted - For 2 Re-elect Karabo T. Nondumo Management For Voted - For 3 Re-elect Vishnu P. Pillay Management For Voted - For 4 Elect Audit and Risk Committee Member (John Wetton) Management For Voted - For 5 Elect Audit and Risk Committee Member (Karabo Nondumo) Management For Voted - For 6 Elect Audit and Risk Committee Member (Given Sibiya) Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Approve Remuneration Policy Management For Voted - For 9 Approve Remuneration Implementation Report Management For Voted - For 1691 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Authority to Issue Shares for Cash Management For Voted - For 11 Amendment to the Harmony Gold Mining Company Limited Deferred Share Plan 2018 Management For Voted - For 12 Approve Financial Assistance (Section 45) Management For Voted - For 13 Approve NEDs' Fees Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting HELLENIC TELECOMMUNICATIONS ORGANIZATION S.A Security ID: X3258B102 Ticker: HTO Meeting Date: 18-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase Shares Management For Voted - For 3 Cancellation of Shares Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Amendments to Suitability Policy Management For Voted - For 6 Confidentiality Agreement with Deloitte Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 25-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports; Allocation of Profits/Dividends Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Ratification of Board and Auditor's Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Directors' Fees Management For Voted - For 9 2021 Bonus plan Management For Voted - Against 10 Remuneration Report Management For Voted - Against 11 Amendments to Remuneration Policy Management For Voted - Against 12 D&O Insurance Policy Management For Voted - For 13 Cancellation of Shares Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 1692 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted HO CHI MINH CITY DEVELOPMENT JSC Security ID: Y3R31X108 Ticker: HDB Meeting Date: 16-Sep-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Approve Virtual General Shareholder Meeting and Electronic Voting Regulations Management For Voted - For 6 Authority to Issue Share to Employees Under ESOP and Increase in Charter Capital Management For Voted - For 7 Adoption of Internal Regulations on Bank Governance and Operational Regulations of the Board of Directors Management For Voted - For 8 Adoption of Operational Regulations of the Supervisory Board Management For Voted - For 9 Implementation of Electronic Voting Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Management's Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Increase in Authorized Capital Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Listing of Bonds Management For Voted - For 11 Amendment to Employee Stock Ownership Plan Management For Voted - For 12 Appointment of Auditor Management For Voted - Abstain 13 Related Party Transactions Management For Voted - For 14 Board Authorization Management For Voted - Against 15 Approve Election of Directors and Supervisors Management For Voted - For 16 Transaction of Other Business Management For Voted - Against 17 Election of Directors Management For Voted - Against 18 Election of Supervisors Management For Voted - Against 19 Non-Voting Meeting Note N/A N/A Non-Voting HOA PHAT GROUP JSC Security ID: Y3231H100 Ticker: HPG Meeting Date: 18-Aug-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 1693 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Transfer of Shares Management For Voted - Against Meeting Date: 24-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Business Report and Business Plan Management For Voted - For 5 Directors' Report Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Allocation of Profits Management For Voted - For 8 Profits Allocation Plan 2022 Management For Voted - For 9 Accounts and Reports Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Allocation of Dividends Management For Voted - For 12 Dividends Allocation Plan 2022 Management For Voted - For 13 Amendments to Company Charter Management For Voted - For 14 Transaction of Other Business Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting HONG LEONG BANK BERHAD Security ID: Y36503103 Ticker: HLBANK Meeting Date: 27-Oct-21 Meeting Type: Annual 1 Directors' Fees and Benefits Management For Voted - For 2 Elect KWEK Leng Hai Management For Voted - Against 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 5 Related Party Transactions Management For Voted - For INDOCEMENT TUNGGAL PRAKARSA Security ID: Y7127B135 Ticker: INTP Meeting Date: 08-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 4 Election of Directors and Commissioners Management For Voted - Against 5 Directors' and Commissioners' Fees Management For Voted - For Meeting Date: 08-Jul-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 1694 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 4 Election of Directors and Commissioners Management For Voted - Against 5 Directors' and Commissioners' Fees Management For Voted - For INDOFOOD CBP SUKSES MAKMUR Security ID: Y71260106 Ticker: ICBP Meeting Date: 27-Aug-21 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Election of Directors and Commissioners (Slate) Management For Voted - Against 5 Directors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against Meeting Date: 27-Aug-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For INDOFOOD SUKSES MAKMUR TBK PT Security ID: Y7128X128 Ticker: INDF Meeting Date: 27-Aug-21 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Election of Directors and Commissioners (Slate) Management For Voted - Against 5 Directors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against Meeting Date: 27-Aug-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For JARIR MARKETING CO Security ID: M6185P112 Ticker: 4190 Meeting Date: 01-Mar-22 Meeting Type: Ordinary 1 Elect Mohamed Abdulrahman N. Al Agil Management N/A Voted - Abstain 2 Elect Abdullah Abdulrahman N. Al Agil Management N/A Voted - Abstain 3 Elect Abdulkarim Abdulrahman N. Al Agil Management N/A Voted - Abstain 4 Elect Nasser Abdulaziz N. Al Agil Management N/A Voted - Abstain 5 Elect Fahad Abdullah Al kassim Management N/A Voted - For 6 Elect Mohamed Dahash Al Dahash Management N/A Voted - For 7 Elect Samer Mohamed I. Al Khawashki Management N/A Voted - For 8 Elect Abdulrahman Ismail Trabzoni Management N/A Voted - For 1695 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Asma Talal Hamdan Management N/A Voted - For 10 Elect Khaled Mohamed Al Bawardi Management N/A Voted - Abstain 11 Elect Mohamed Abdulmohsen Al Assaf Management N/A Voted - Abstain 12 Elect Mounira Nasser Hassan Management N/A Voted - For 13 Elect Ahmed Siraj Khogeer Management N/A Voted - Abstain 14 Elect Talal Othman Al Momar Management N/A Voted - Abstain 15 Elect Abdulrahman Ibrahim A. Al Khayal Management N/A Voted - Abstain 16 Elect Faisal Al Hamidi Management N/A Voted - Abstain 17 Elect Mohamed Abdullah A. Momar Management N/A Voted - For 18 Elect Saad Ibrahim S. Al Mushawah Management N/A Voted - Abstain 19 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 20 Elect Saleh Moqbel Al Khalaf Management N/A Voted - Abstain 21 Elect Fahad Ayed Saleh Al Shamri Management N/A Voted - For 22 Elect Abdulhamid Hosni Ibrahim Management N/A Voted - Abstain 23 Elect Thamer Musfer A. Al Wadi Management N/A Voted - Abstain 24 Elect Abdullah Saghir M. Al Hussaini Management N/A Voted - Abstain 25 Elect Turki Mohamed Al Quraini Management N/A Voted - Abstain 26 Elect Abdulaziz Abdullah M. Al Oud Management N/A Voted - Abstain 27 Elect Fahad Abdullah A. Al Samih Management N/A Voted - Abstain 28 Elect Ibrahim Abdulahad H. Khan Management N/A Voted - Abstain 29 Elect Bassem Abdullah Al Salloum Management N/A Voted - Abstain 30 Elect Hani Mohamed A. Al Zaid Management N/A Voted - Abstain 31 Elect Khaled Nasser Al Nowayser Management N/A Voted - Abstain 32 Elect Sulaiman Hamad Al Hawas Management N/A Voted - Abstain 33 Elect Mohamed Abdullah A. Al Abdulkareem Management N/A Voted - Abstain 34 Elect Khalid Abdulrahman A. Al Khodairi Management N/A Voted - Abstain 35 Elect Fadel Fozan M. Al Saadi Management N/A Voted - Abstain 36 Elect Hani Ali Al Bukhetan Management N/A Voted - Abstain 37 Elect Yasser Mohamed A. Al Harbi Management N/A Voted - Abstain 38 Elect Mohamed Talal Himdi Management N/A Voted - Abstain 39 Elect Humoud Ali Al Hamzah Management N/A Voted - Abstain 40 Election of Board Committee Members Management For Voted - Against 41 Authority to Discontinue Transfer of Profits to Statutory Reserves Management For Voted - For 42 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain Meeting Date: 10-May-22 Meeting Type: Special 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Amendments to Article 3 (Corporate Purpose) Management For Voted - For 7 Amendments to Article 21 (Powers of KMPs) Management For Voted - For 8 Amendments to Article 45 (Entitlement of Profits) Management For Voted - For 9 Authority to Pay Interim Dividends Management For Voted - For 10 Related Party Transactions (Kite Arabia Co. 1) Management For Voted - For 11 Related Party Transactions (Kite Arabia Co. 2) Management For Voted - For 1696 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Related Party Transactions (Jarir Commercial Investment Co. 1) Management For Voted - For 13 Related Party Transactions (Jarir Commercial Investment Co. 2) Management For Voted - For 14 Related Party Transactions (Amwaj Al Dhahran Co. Ltd.) Management For Voted - For 15 Related Party Transactions (Aswaq Almustaqbil Trading Co. Ltd.) Management For Voted - For 16 Related Party Transactions (Jarir Real Estate Co. 1) Management For Voted - For 17 Related Party Transactions (Rubeen Al Arabia Co. 1) Management For Voted - For 18 Related Party Transactions (Reuf Tabuk Co. Ltd.) Management For Voted - For 19 Related Party Transactions (Sehat Al Sharq Medical Co. Ltd.) Management For Voted - For 20 Related Party Transactions (Rubeen Al Arabia Co. 2) Management For Voted - For 21 Related Party Transactions (Jarir Real Estate Co. 2) Management For Voted - For JOHN KEELLS HOLDINGS PLC Security ID: Y44558149 Ticker: JKH Meeting Date: 22-Dec-21 Meeting Type: Special 1 Authority to Issue Shares and Options w/o Preemptive Rights Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Elect Hans Wijayasuriya Management For Voted - For 2 Elect Gihan Cooray Management For Voted - Against 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Special 1 Authority to Offer Options under Employee Share Option Plan 11 Management For Voted - For JOINT STOCK COMMERCIAL BANK FOR FOREIGN TRADE OF VIETNAM Security ID: Y444A7106 Ticker: VCB Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Business Report and Business Plan Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Directors' and Supervisors' Fees Management For Voted - For 6 Appointment of Auditor Management For Voted - Abstain 7 Listing of Bonds Management For Voted - For 8 Resignation of Director Management For Voted - For 9 Elect TRAN My Hanh Management For Voted - For 1697 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Issuance of Shares w/ Preemptive Rights and Increase in Authorized Capital Management For Voted - For 11 Transaction of Other Business Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting KALBE FARMA Security ID: Y71287208 Ticker: KLBF Meeting Date: 19-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Rhenald Kasali as Commissioner Management For Voted - For 4 Directors' and Commissioners' Fees Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against KASPI.KZ JSC Security ID: 48581R205 Ticker: KSPI Meeting Date: 27-May-22 Meeting Type: Annual 1 Agenda Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - Abstain 4 Presentation of Information on Shareholders' Appeal Management For Voted - For 5 Directors' Fees Management For Voted - Abstain 6 Appointment of Auditor Management For Voted - Abstain 7 Election of Counting Commission Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Declaration of Residency Management N/A Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting KIMBERLY - CLARK DE MEXICO S.A. Security ID: P60694117 Ticker: KIMBERA Meeting Date: 03-Mar-22 Meeting Type: Annual 1 Accounts and Reports; Allocation of Profits Management For Voted - Abstain 2 Election of Directors; Elect Audit and Corporate Governance Committee Chair; Elect Board Secretary Management For Voted - Abstain 3 Directors' Fees Management For Voted - Abstain 4 Report on Share Purchase Program; Authority to Repurchase Shares Management For Voted - Abstain 5 Allocation of Dividends Management For Voted - For 6 Election of Meeting Delegates Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting 1698 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted KOMERCNI BANKA, A.S. Security ID: X45471111 Ticker: KOMB Meeting Date: 02-Nov-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Retained Earnings/Dividends Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Accounts and Reports (Consolidated) Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Authority to Repurchase Shares Management For Voted - For 11 Remuneration Report Management For Voted - For 12 Appointment of Auditor Management For Voted - For MABANEE CO Security ID: M6782J113 Ticker: MABANEE Meeting Date: 08-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - Abstain 3 Auditors' Report Management For Voted - For 4 Corporate Governance, Remuneration and Audit Committee Report Management For Voted - Abstain 5 Financial Statements Management For Voted - For 6 Presentation of Report on Penalties Management For Voted - For 7 Related Party Transactions Management For Voted - Abstain 8 Allocation of Profits to Statutory Reserve Management For Voted - For 9 Allocation of Profits to Voluntary Reserve Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Bonus Share Issuance Management For Voted - For 12 Dividend Record Date and Payment Date Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Authority to Repurchase and Reissue Shares Management For Voted - For 15 Charitable Donations Management For Voted - For 16 Ratification of Board Acts Management For Voted - For 1699 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain Meeting Date: 08-Mar-22 Meeting Type: Special 1 Authority to Increase Capital for Bonus Share Issuance Management For Voted - For 2 Amendments to Articles and Memorandum (Capital Increase) Management For Voted - For 3 Amendments to Article 24 (Board Remuneration) Management For Voted - For 4 Amendments to Article 30 (Attendance of Shareholders' Meetings) Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Mar-22 Meeting Type: Annual 1 Election of Directors Management For Voted - Abstain 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting MALAYSIA AIRPORTS HOLDINGS BERHAD Security ID: Y5585D106 Ticker: AIRPORT Meeting Date: 13-Sep-21 Meeting Type: Annual 1 Directors' Fees and Benefits Management For Voted - For 2 Elect Zambry Abd Kadir Management For Voted - For 3 Elect Mohamad Nasir Ab Latif Management For Voted - Against 4 Elect Normah Osman Management For Voted - For 5 Elect Mohamad bin Husin Management For Voted - For 6 Elect Azailiza binti Mohd Ahad Management For Voted - For 7 Elect Ramanathan Sathiamutty Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares under the Dividend Reinvestment Plan Management For Voted - For Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Directors' Fees and Benefits Management For Voted - Against 2 Elect Iskandar Mizal bin Mahmood Management For Voted - For 3 Elect Rohaya Mohammad Yusof Management For Voted - For 4 Elect WONG Shu Hsien Management For Voted - Against 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Authority to Issue Shares under the Dividend Reinvestment Plan Management For Voted - For 1700 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted MANILA ELECTRIC Security ID: Y5764J148 Ticker: MER Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Call To Order Management For Voted - For 3 Certification Of Notice And Quorum Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 President and CEO's Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Ratification of Board and Management Acts Management For Voted - For 8 Amendments to By-Laws Management For Voted - For 9 Elect Anabelle Lim Chua Management For Voted - Against 10 Elect Ray C. Espinosa Management For Voted - For 11 Elect James L. Go Management For Voted - Against 12 Elect Frederick D. Go Management For Voted - Against 13 Elect Lance Y. Gokongwei Management For Voted - Against 14 Elect Lydia B. Echauz Management For Voted - For 15 Elect Jose Ma. K. Lim Management For Voted - Against 16 Elect Artemio V. Panganiban Management For Voted - Against 17 Elect Manuel V. Pangilinan Management For Voted - Against 18 Elect Pedro E. Roxas Management For Voted - Against 19 Elect Victorico P. Vargas Management For Voted - For 20 Appointment of Auditor Management For Voted - For 21 Transaction of Other Business Management For Voted - Against 22 Right to Adjourn Meeting Management For Voted - For MAREL HF. Security ID: X5187X105 Ticker: MAREL Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Remuneration Policy Management For Voted - For 8 Adoption of Share-Based Incentive Scheme Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Authority to Set Auditor's Fees Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Issuance of Shares w/o Preemptive Rights Management For Voted - For 13 Board Size Management For Voted - For 14 Elect Ann Elizabeth Savage Management For Voted - For 15 Elect Arnar Thor Masson Management For Voted - For 16 Elect Astvaldur Johannsson Management For Voted - For 1701 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elect Lillie Li Valeur Management For Voted - For 18 Elect Olafur Steinn Gudmundsson Management For Voted - For 19 Elect Svafa Gronfeldt Management For Voted - For 20 Elect Ton van der Laan Management For Voted - For 21 Appointment of Auditor Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting MAROC TELECOM SA (ITISSALAT AL-MAGHRIB) Security ID: V5721T117 Ticker: IAM Meeting Date: 29-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports; Ratification of Boards' Acts Management For Take No Action 3 Consolidated Financial Statements Management For Take No Action 4 Related Party Transactions Management For Take No Action 5 Allocation of Profits/Dividends Management For Take No Action 6 Ratification of Co-Option of Nadia Fattah Al Alaoui Management For Take No Action 7 Ratification of Co-Option of Jassem Mohamed Al Zaabi Management For Take No Action 8 Ratification of Co-Option of Kamal Shehadi Management For Take No Action 9 Ratification of Co-Option of Hisham Abdullah Al Qassim Management For Take No Action 10 Ratification of Co-Option of Mohamed Karim Bennis Management For Take No Action 11 Appointment of Auditor Management For Take No Action 12 Authority to Repurchase Shares Management For Take No Action 13 Amendments to Articles of Association Management For Take No Action 14 Authorisation of Legal Formalities Management For Take No Action MASAN GROUP CORP Security ID: Y5825M106 Ticker: MSN Meeting Date: 06-Oct-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Registration of Bonds Management For Voted - For 4 Listing of Bonds Management For Voted - For 5 Board Authorization Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 1702 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Issuance of Shares to Increase Registered Capital Management For Voted - Against 6 Amendment to Foreign Ownership Ratio Management For Voted - Against 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Audit Committee's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Business Plan Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Dividends Allocation Plan for 2022 Management For Voted - For 9 Appointment of Auditor Management For Voted - Abstain 10 Resignation of Director Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Issuance of Shares to Employees Under ESOP Management For Voted - Against 13 Related Party Transactions Management For Voted - For 14 Investment Transactions Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Listing of Bonds Management For Voted - For 17 Authority to Issue Convertible Bonds Management For Voted - For 18 Transaction of Other Business Management For Voted - Against 19 Election of Directors Management For Voted - Against MAXIS BERHAD Security ID: Y58460109 Ticker: MAXIS Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Mokhzani bin Mahathir Management For Voted - Against 2 Elect Arshad bin Tun Uda Management For Voted - For 3 Elect Mazen Ahmed M. Al Jubeir Management For Voted - Against 4 Elect OOI Huey Tyng Management For Voted - For 5 Elect Uthaya Kumar K Vivekananda Management For Voted - For 6 Directors' Fees and Benefits Management For Voted - For 7 Directors' Fee and Benefits for Maxis Collections Sdn Bhd Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 9 Retention of Alvin Micheal Hew Thai Kheam as Independent Director Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 11 Related Party Transactions with Astro Malaysia Holdings Berhad Group Management For Voted - For 12 Related Party Transactions with Usaha Tegas Sdn. Bhd. Group Management For Voted - For 1703 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Related Party Transactions with MEASAT Global Berhad Group Management For Voted - For 14 Related Party Transactions with Maxis Communications Berhad Group Management For Voted - For 15 Related Party Transactions with Saudi Telecom Company Group Management For Voted - For 16 Related Party Transactions with SRG Asia Pacific Sdn. Bhd. Management For Voted - For 17 Related Party Transactions with Malaysian Landed Property Sdn. Bhd. Management For Voted - For 18 Related Party Transactions with ZenREIT Sdn Bhd Management For Voted - For METROPOLITAN BANK & TRUST COMPANY Security ID: Y6028G136 Ticker: MBT Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Call To Order Management For Voted - For 2 Proof of Notice and Determination of Quorum Management For Voted - For 3 Meeting Minutes Management For Voted - For 4 President's Report Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Elect Arthur V. Ty Management For Voted - For 7 Elect Francisco C. Sebastian Management For Voted - For 8 Elect Fabian S. Dee Management For Voted - For 9 Elect Alfred V. Ty Management For Voted - For 10 Elect Vicente R. Cuna Jr. Management For Voted - For 11 Elect Edgar O. Chua Management For Voted - Against 12 Elect Solomon S. Cua Management For Voted - For 13 Elect Angelica H. Lavares Management For Voted - For 14 Elect Philip G. Soliven Management For Voted - For 15 Elect Marcelo C. Fernando, Jr. Management For Voted - For 16 Elect Jose Vicente L. Alde Management For Voted - For 17 Elect Juan Miguel D. Escaler Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Transaction of Other Business Management For Voted - Against 20 Adjournment Management For Voted - For MOBILE TELECOMMUNICATIONS COMPANY SAUDI ARABIA Security ID: M7039H108 Ticker: 7030 Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Election of Directors Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Election of Audit Committee Members Management For Voted - Against 1704 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Board Transactions Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain MONETA MONEY BANK Security ID: X3R0GS100 Ticker: MONET Meeting Date: 20-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Adoption of Meeting Rules of Procedure Management For Voted - For 3 Election of Presiding Chair and Other Meeting Officials Management For Voted - For 4 Elect Gabriel Eichler Management For Voted - For 5 Elect Tomas Pardubicky Management For Voted - For 6 Elect Audit Committee Member (Zuzana Prokopcova) Management For Voted - For 7 Amendments to Articles Management For Voted - For 8 Acquisition of the Air Bank Group Management For Voted - For 9 Increase in Authorized Capital to Finance the Acquisition Management For Voted - For 10 Interim Dividend Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Presiding Chair and Other Meeting Officials Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Financial Statements (Consolidated) Management For Voted - For 7 Financial Statements Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting MR. PRICE GROUP LIMITED Security ID: S5256M135 Ticker: MRP Meeting Date: 25-Aug-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Re-elect Dhanasagree (Daisy) Naidoo Management For Voted - Against 3 Re-elect Mark J. Bowman Management For Voted - For 4 Ratify Appointment of Lucia Swartz Management For Voted - For 5 Ratify Appointment of Jane Canny Management For Voted - For 6 Appointment of Auditor Management For Voted - For 1705 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Audit and Compliance Committee Member (Daisy Naidoo) Management For Voted - Against 8 Elect Audit and Compliance Committee Member (Mark Bowman) Management For Voted - For 9 Elect Audit and Compliance Committee Member (Mmaboshadi Chauke) Management For Voted - For 10 Approve Remuneration Policy Management For Voted - For 11 Approve Remuneration Implementation Report Management For Voted - For 12 Report of the Social, Ethics, Transformation and Sustainability Committee Management For Voted - For 13 Authorisation of Legal Formalities Management For Voted - For 14 General Authority to Issue Shares Management For Voted - For 15 Authority to Issue Shares for Cash Management For Voted - For 16 Approve NEDs' Fees (Independent Non-Executive Chair) Management For Voted - For 17 Approve NEDs' Fees (Honorary Chair) Management For Voted - For 18 Approve NEDs' Fees (Lead Independent Director) Management For Voted - For 19 Approve NEDs' Fees (Other NEDs) Management For Voted - For 20 Approve NEDs' Fees (Audit and Compliance Committee Chair) Management For Voted - For 21 Approve NEDs' Fees (Audit and Compliance Committee Member) Management For Voted - For 22 Approve NEDs' Fees (Remuneration and Nominations Committee Chair) Management For Voted - For 23 Approve NEDs' Fees (Remuneration and Nominations Committee Member) Management For Voted - For 24 Approve NEDs' Fees (Social, Ethics, Transformation and Sustainability Committee Chair) Management For Voted - For 25 Approve NEDs' Fees (Social, Ethics, Transformation and Sustainability Committee Member) Management For Voted - For 26 Approve NEDs' Fees (Risk and IT Committee Member) Management For Voted - For 27 Approve NEDs' Fees (IT Specialist) Management For Voted - For 28 Authority to Repurchase Shares Management For Voted - For 29 Approve Financial Assistance (Section 45) Management For Voted - For MULTICHOICE GROUP LIMITED Security ID: S8039U101 Ticker: MCG Meeting Date: 26-Aug-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect James Hart du Preez Management For Voted - For 3 Re-elect Christine Mideva Sabwa Management For Voted - For 4 Re-elect Fatai Adegboyega Sanusi Management For Voted - For 5 Re-elect John James Volkwyn Management For Voted - Against 1706 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Appointment of Auditor Management For Voted - For 7 Election of Audit Committee Chair (Louisa Stephens) Management For Voted - For 8 Election of Audit Committee Member (James Hart du Preez) Management For Voted - For 9 Election of Audit Committee Member (Elias Masilela) Management For Voted - For 10 Election of Audit Committee Member (Christine Mideva Sabwa) Management For Voted - For 11 Authority to Issue Shares for Cash Management For Voted - For 12 Remuneration Policy Management For Voted - For 13 Remuneration Implementation Report Management For Voted - For 14 Approve NEDs' Fees Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Approval of Financial Assistance (Section 44) Management For Voted - For 17 Approval of Financial Assistance (Section 45) Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For NATIONAL ATOMIC COMPANY KAZATOMPROM JSC Security ID: 63253R201 Ticker: KZAP Meeting Date: 10-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Changes to Board Composition Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 Election of Counting Commission Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Presentation of Information on Shareholder Appeals Management For Voted - For 5 Presentation of Directors' Fees Management For Voted - For 6 Threshold and Target Financial Stability Indicators Management For Voted - Abstain 7 Approval of General Meeting Regulations Management For Voted - Abstain 8 Amendments to Board Regulations Management For Voted - Abstain 9 Elect Yernat Berdigulov Management For Voted - For NATIONAL BANK OF KUWAIT Security ID: M7103V108 Ticker: NBK Meeting Date: 25-Nov-21 Meeting Type: Special 1 Increase in Authorised Capital Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 04-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Increase in Authorised Capital Management For Voted - For 1707 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Amendments to Articles Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - Abstain 3 Auditors' Report Management For Voted - For 4 Presentation of Report on Sanctions Management For Voted - For 5 Financial Statements Management For Voted - For 6 Authority to Discontinue Transfer of Profits to Statutory Reserves Management For Voted - For 7 Authority to Repurchase and Reissue Shares Management For Voted - For 8 Authority to Issue Bonds Management For Voted - Abstain 9 Related Party Transactions Management For Voted - Abstain 10 Authority to Grant Loans and Give Guarantees Management For Voted - Abstain 11 Ratification of Board Acts; Directors' Fees Management For Voted - For 12 Appointment of Auditors and Authority to Set Fees Management For Voted - Abstain 13 Allocation of Profits/Dividends; Bonus Share Issuance Management For Voted - For 14 Election of Directors; Directors' Fees Management For Voted - Abstain 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-Mar-22 Meeting Type: Special 1 Authority to Increase Capital for Bonus Share Issuance Management For Voted - For 2 Amendments to Article 5 (Capital Increase) Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting NEDBANK GROUP LIMITED Security ID: S5518R104 Ticker: NED Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Phumzile Langeni Management For Voted - Against 2 Re-elect Michael (Mike) W.T. Brown Management For Voted - For 3 Re-elect Brian A. Dames Management For Voted - For 4 Re-elect Rob A.G. Leith Management For Voted - For 5 Re-elect Stanley Subramoney Management For Voted - For 6 Appointment of Auditor (Deloitte & Touche) Management For Voted - For 7 Appointment of Auditor (Ernst & Young) Management For Voted - For 8 Election of Audit Committee Member (Stanley Subramoney) Management For Voted - For 9 Election of Audit Committee Member (Hubert R. Brody) Management For Voted - For 10 Election of Audit Committee Member (Neo P. Dongwana) Management For Voted - For 11 Election of Audit Committee Member (Errol M. Kruger) Management For Voted - For 12 General Authority to Issue Shares Management For Voted - For 13 Approve Remuneration Policy Management For Voted - For 1708 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Approve Implementation Report Management For Voted - For 15 Approve NEDs' Fees (Chair) Management For Voted - For 16 Approve NEDs' Fees (Lead Independent Director) Management For Voted - For 17 Approve NEDs' Fees (Board Member) Management For Voted - For 18 Approve NEDs' Fees (Audit Committee) Management For Voted - For 19 Approve NEDs' Fees (Credit Committee) Management For Voted - For 20 Approve NEDs' Fees (Directors' Affairs Committee) Management For Voted - For 21 Approve NEDs' Fees (Information Technology Committee) Management For Voted - For 22 Approve NEDs' Fees (Remuneration Committee) Management For Voted - For 23 Approve NEDs' Fees (Risk and Capital Management Committee) Management For Voted - For 24 Approve NEDs' Fees (Transformation, Social & Ethics Committee) Management For Voted - For 25 Approve NEDs' Fees (Climate Resilience Committee) Management For Voted - For 26 Approve Acting NEDs' Fees (Acting Chair) Management For Voted - For 27 Approve Acting NEDs' Fees (Acting Lead Independent Director) Management For Voted - For 28 Approve Acting NEDs' Fees (Acting Board Committee Chair) Management For Voted - For 29 Authority to Repurchase Shares Management For Voted - For 30 Approve Financial Assistance Management For Voted - For NEPI ROCKCASTLE PLC Security ID: G6420W101 Ticker: NRP Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Elect Dany Rudiger Management For Voted - For 4 Elect Ana Maria Mihaescu Management For Voted - For 5 Elect Jonathan Lurie Management For Voted - For 6 Re-elect Andreas Klingen Management For Voted - For 7 Re-elect Alexandru (Alex) Morar Management For Voted - For 8 Elect Audit Committee Chair (Andreas Klingen) Management For Voted - For 9 Elect Audit Committee Member (Andre van der Veer) Management For Voted - For 10 Elect Audit Committee Member (Antoine L.V. Dijkstra) Management For Voted - For 11 Elect Audit Committee Member (Ana Maria Mihaescu) Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Approve NEDs' Fees Management For Voted - For 15 Authorisation of Legal Formalities Management For Voted - For 16 Authority to Issue Shares for Cash Management For Voted - For 17 Authority to Issue Shares Pursuant to Dividend Reinvestment Option Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Approve Remuneration Policy Management For Voted - For 20 Approve Remuneration Implementation Report Management For Voted - For 1709 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 28-Apr-22 Meeting Type: Special 1 Reincorporation/Change of Continuance Management For Voted - For 2 Authorization of Legal Formalities Management For Voted - For 3 Accounts and Reports Management For Voted - For Meeting Date: 10-May-22 Meeting Type: Special 1 Change of Continuance from the Isle of Man to Luxembourg Management For Voted - For 2 Change of Company's Head Office Address Management For Voted - For 3 Reincorporation and Change of Name Management For Voted - For 4 Ratification of Net Assets and Issued Share Capital Management For Voted - For 5 Amendments to Articles (the Luxembourg Articles) Management For Voted - Against 6 Termination of Director Mandates Management For Voted - For 7 Elect Dany Rudiger Management For Voted - For 8 Elect Eliza Predoiu Management For Voted - For 9 Elect Marek P. Noetzel Management For Voted - For 10 Elect George Aase Management For Voted - For 11 Elect Andries de Lange Management For Voted - For 12 Elect Antoine L.V. Dijkstra Management For Voted - For 13 Elect Andreas Klingen Management For Voted - For 14 Elect Jonathan Lurie Management For Voted - For 15 Elect Ana Maria Mihaescu Management For Voted - For 16 Elect Andre van der Veer Management For Voted - For 17 Elect Steven Brown Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Authority to Set Auditor's Fees Management For Voted - For 20 Increase in Authorized Capital Management For Voted - Against 21 General Authority To Issue Shares For Cash Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Change of Continuance from Luxembourg to the Netherlands Management For Voted - For 24 Amendments to Articles (the Dutch Articles) Management For Voted - Against 25 Change of Company Name Management For Voted - For 26 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Re-elect Eliza Predoiu Management For Voted - For 4 Elect Audit Committee Chair (Andreas Klingen) Management For Voted - For 5 Elect Audit Committee Member (Andre van der Veer) Management For Voted - For 6 Elect Audit Committee Member (Antoine L.V. Dijkstra) Management For Voted - For 7 Elect Audit Committee Member (Ana Maria Mihaescu) Management For Voted - For 8 Approve NEDs' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Authority to Set Auditor's Fees Management For Voted - For 11 Authorisation of Legal Formalities Management For Voted - For 1710 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 12 General Authority To Issue Shares For Cash Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority To Cancel Repurchased Shares Management For Voted - For 15 Approve Remuneration Policy Management For Voted - For 16 Approve Remuneration Implementation Report Management For Voted - For NESTLE MALAYSIA Security ID: Y6269X103 Ticker: NESTLE Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Anwar Jamalullail Management For Voted - Against 2 Elect Craig Connolly Management For Voted - For 3 Elect CHIN Kwai Fatt Management For Voted - For 4 Elect Alina Raja Muhd Alias Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Directors' Benefits Management For Voted - For 8 Related Party Transactions Management For Voted - For NO VA LAND INVESTMENT GROUP CORP. Security ID: Y6372L103 Ticker: NVL Meeting Date: 23-Jul-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Issuance of Shares and Increase in Authorized Capital Management For Voted - For 4 Distribution of Stock Dividends Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 03-Dec-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Issuance of Shares For The Conversion of Bonds Management For Voted - For 4 Amendments to Business Scope Management For Voted - For 5 Amendments to Company Charter and Internal Corporate Governance Regulations Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 07-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Issue Convertible Bonds and Non-Convertible Warrant-Linked Bonds Management For Voted - Against 1711 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Approval on The Certain Matters Relating to Implementation of The Bond Issuance Plan Management For Voted - Against 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Business Plan Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Directors' Fees Management For Voted - For 10 Amendments to Business Scope Management For Voted - For 11 Approve Procedural Rules of the Board of Directors Management For Voted - For 12 Approve Issuance of Shares w/ Preemptive Rights Management For Voted - For 13 Authority to Issue Shares to Employees Under ESOP Management For Voted - Against 14 Purchase of Liability Insurance Management For Voted - For 15 Listing of Bonds Management For Voted - For 16 Approve Change in Members of Board of Directors Management For Voted - For 17 Transaction of Other Business Management For Voted - Against 18 Non-Voting Meeting Note N/A N/A Non-Voting OLD MUTUAL LIMITED Security ID: S5790B132 Ticker: OMU Meeting Date: 27-May-22 Meeting Type: Annual 1 Re-elect John Lister Management For Voted - For 2 Re-elect Sizeka Magwentshu-Rensburg Management For Voted - For 3 Re-elect Thoko Mokgosi-Mwantembe Management For Voted - For 4 Re-elect Marshall Rapiya Management For Voted - For 5 Election of Audit Committee Member (Olufunke Ighodaro) Management For Voted - For 6 Election of Audit Committee Member (Itumeleng Kgaboesele) Management For Voted - For 7 Election of Audit Committee Member (Jaco Langner) Management For Voted - For 8 Election of Audit Committee Member (John Lister) Management For Voted - For 9 Election of Audit Committee Member (Nomkhita Nqweni) Management For Voted - For 10 Appointment of Joint Auditor (Deloitte & Touche) Management For Voted - For 11 Appointment of Joint Auditor (Ernst & Young) Management For Voted - For 12 Approve Remuneration Policy Management For Voted - For 13 Approve Remuneration Implementation Report Management For Voted - For 14 Authority to Issue Shares for Cash Management For Voted - For 15 Approve NEDs' Fees Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Approve Financial Assistance Management For Voted - For 1712 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted OMV PETROM SA Security ID: X6000W100 Ticker: SNP Meeting Date: 27-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Financial Statements Management For Voted - For 6 Financial Statements (Consolidated) Management For Voted - For 7 Annual Report Management For Voted - For 8 Allocation of Profits Management For Voted - For 9 Dividends Management For Voted - For 10 2022 Revenue and Expense Budget Management For Voted - For 11 Ratification of Management and Supervisory Board Acts Management For Voted - For 12 Elect Alfred Stern Management For Voted - For 13 Elect Martijn van Koten Management For Voted - For 14 Remuneration Report Management For Voted - For 15 Amendments to Remuneration Policy Management For Voted - For 16 Supervisory Board Fees Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Approval of Registration Date and Ex-Date Management For Voted - For 20 Approval of Payment Date Management For Voted - For 21 Authorization of Legal Formalities Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Approve Initiation of Increase in Share Capital by Contribution in Kind of the Romanian State Management For Voted - For 6 Approval of Notification to the Romanian State Management For Voted - For 7 Ratify Appointment of Independent Expert Evaluator Management For Voted - For 8 Increase in Authorized Capital Management For Voted - For 9 Authorization of Legal Formalities Management For Voted - For 10 Amendments to Article 8 Management For Voted - For 11 Amendments to Article 7 Management For Voted - For 12 Authorization of Legal Formalities (Articles) Management For Voted - For 13 Approval of Registration Date and Ex-Date Management For Voted - For 14 Authorization of Legal Formalities Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 1713 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted PEPKOR HOLDINGS LIMITED Security ID: S60064102 Ticker: PPH Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Re-elect Theodore L. R. de Klerk Management For Voted - For 2 Re-elect Wendy Y.N. Luhabe Management For Voted - For 3 Re-elect Stephanus (Steve) H. Muller Management For Voted - For 4 Re-elect Fagmeedah Petersen-Cook Management For Voted - For 5 Ratification of Appointment of Paula Disberry Management For Voted - For 6 Ratification of Appointment of Hester H. Hickey Management For Voted - For 7 Ratification of Appointment of Zola Malinga Management For Voted - For 8 Ratification of Appointment of Ian M. Kirk Management For Voted - For 9 Ratification of Appointment of Isaac Mophatlane Management For Voted - For 10 Ratification of Appointment of Pieter J. Erasmus Management For Voted - For 11 Election of Audit and Risk Committee Member (Steve H. Muller) Management For Voted - For 12 Election of Audit and Risk Committee Member (Fagmeedah Petersen-Cook) Management For Voted - For 13 Election of Audit and Risk Committee Member (Hester Hickey) Management For Voted - For 14 Election of Audit and Risk Committee Member (Zola Malinga) Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Approve Remuneration Policy Management For Voted - For 17 Approve Implementation Report Management For Voted - For 18 Board Chair Management For Voted - For 19 Lead Independent Director Management For Voted - For 20 Board Members Management For Voted - For 21 Audit and Risk Committee Chair Management For Voted - For 22 Audit and Risk Committee Member Management For Voted - For 23 Human Resources and Remuneration Committee Chair Management For Voted - For 24 Human Resources and Remuneration Committee Member Management For Voted - For 25 Social and Ethics Committee Chair Management For Voted - For 26 Social and Ethics Committee Member Management For Voted - For 27 Nomination Committee Member Management For Voted - For 28 Investment Committee Chair Management For Voted - For 29 Investment Committee Member Management For Voted - For 30 Non-Scheduled Extraordinary Meetings Management For Voted - For 31 NED Approved by Prudential Authority Management For Voted - For 32 Approve Financial Assistance (Section 45) Management For Voted - For 33 Authority to Repurchase Shares Management For Voted - For PETRONAS DAGANGAN BERHAD Security ID: Y6885A107 Ticker: PETDAG Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Arni Laily Anwarrudin Management For Voted - Against 1714 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Azrul Osman Rani Management For Voted - For 3 Elect Nirmala Doraisamy Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For PETRONAS GAS BERHAD Security ID: Y6885J116 Ticker: PETGAS Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Habibah binti Abdul Management For Voted - For 2 Elect Marina Md Taib Management For Voted - Against 3 Elect Mark Victor Rozario Management For Voted - For 4 Elect Sujit Singh Parhar Sukhdev Singh Management For Voted - For 5 Elect Hasliza Othman Management For Voted - For 6 Directors' Fees and Allowances Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For PGE POLSKA GRUPA ENERGETYCZNA SA Security ID: X6447Z104 Ticker: PGE Meeting Date: 15-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Election of Presiding Chair Management For Voted - For 6 Compliance with Rules of Convocation Management For Voted - For 7 Agenda Management For Voted - For 8 Shareholder Proposal Regarding Changes to Supervisory Board Composition Shareholder For Voted - Abstain 9 Shareholder Proposal Regarding Coverage of Meeting Costs Shareholder For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 07-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Election of Presiding Chair Management For Voted - For 7 Compliance with Rules of Convocation Management For Voted - For 8 Agenda Management For Voted - For 9 Withdrawal from the Election of Scrutiny Commission Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Private Placement (Series E Shares) Management For Voted - For 12 Shareholder Proposal Regarding Management Board Fees Shareholder For Voted - Abstain 1715 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 06-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Election of Presiding Chair Management For Voted - For 6 Compliance with Rules of Convocation Management For Voted - For 7 Agenda Management For Voted - For 8 Withdrawal from the Election of Scrutiny Commission Management For Voted - For 9 Amendments to Articles Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Withdrawal from the Election of Scrutiny Commission Management For Voted - For 8 Financial Statements Management For Voted - For 9 Financial Statements (Consolidated) Management For Voted - For 10 Management Board Report Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Presentation of Compliance with Best Practice for WSE Listed Companies 2021 Management For Voted - For 13 Presentation of Supervisory Board Report (Activities) Management For Voted - For 14 Presentation of Supervisory Board Report (Company Standing) Management For Voted - For 15 Remuneration Report Management For Voted - Against 16 Remuneration Policy Management For Voted - Against 17 Ratification of Management and Supervisory Board Acts Management For Voted - For 18 Changes to Supervisory Board Composition Management For Voted - Against 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting PLDT INC Security ID: Y7072Q103 Ticker: TEL Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1716 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Call To Order Management For Voted - For 3 Certification Of Service Of Notice And Quorum Management For Voted - For 4 President's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Elect Bernido H Liu Management For Voted - For 7 Elect Artemio V. Panganiban Management For Voted - Against 8 Elect Bernadine T. Siy Management For Voted - Against 9 Elect Manuel L. Argel, Jr. Management For Voted - For 10 Elect Helen Y. Dee Management For Voted - For 11 Elect Ray C. Espinosa Management For Voted - Against 12 Elect James L. Go Management For Voted - Against 13 Elect Kazuyuki Kozu Management For Voted - For 14 Elect Manuel V. Pangilinan Management For Voted - Against 15 Elect Alfredo S. Panlilio Management For Voted - For 16 Elect Albert F. del Rosario Management For Voted - For 17 Elect Naoki Wakai Management For Voted - For 18 Elect Marife B. Zamora Management For Voted - For 19 Transaction of Other Business Management For Voted - Against POLISH OIL & GAS SA Security ID: X6582S105 Ticker: PGN Meeting Date: 09-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Attendance List Management For Voted - For 7 Agenda Management For Voted - For 8 Financial Statements Management For Voted - For 9 Accounts and Reports (Consolidated) Management For Voted - For 10 Ratification of Management Board Acts Management For Voted - For 11 Ratification of Supervisory Board Acts Management For Voted - For 12 Changes to the Supervisory Board Composition Management For Voted - Abstain 13 Allocation of Profits/Dividends Management For Voted - For 14 Remuneration Report Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA Security ID: X6919X108 Ticker: PKO Meeting Date: 12-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 1717 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Shareholder Proposal Regarding Changes to the Supervisory Board Composition Shareholder For Voted - Abstain 8 Shareholder Proposal Regarding Approval of Assessment of Collegial Suitability of Supervisory Board Members Shareholder For Voted - Abstain 9 Shareholder Proposal Regarding Coverage of Meeting Costs Shareholder For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Accounts and Reports and Profit Distribution Proposal Management For Voted - For 8 Presentation of Accounts and Reports (Consolidated) Management For Voted - For 9 Presentation of Supervisory Board Report Management For Voted - For 10 Presentation of Supervisory Board Report (Remuneration Policy; Corporate Governance) Management For Voted - For 11 Financial Statements Management For Voted - For 12 Management Board Report Management For Voted - For 13 Financial Statements (Consolidated) Management For Voted - For 14 Supervisory Board Report Management For Voted - For 15 Allocation of Retained Earnings Management For Voted - For 16 Allocation of Profits Management For Voted - For 17 Allocation of Dividends Management For Voted - For 18 Remuneration Report Management For Voted - Against 19 Ratification of Management Board Acts Management For Voted - For 20 Ratification of Supervisory Board Acts Management For Voted - For 21 Amendments to Resolution on Remuneration Policy Management For Voted - For 22 Amendments to Resolution on Policy on Assessment of Suitability of Supervisory Board Candidates Management For Voted - For 23 Assessment of Adequacy of Supervisory Board Regulations Management For Voted - For 24 Amendments to Articles Management For Voted - For 25 Amendments to Supervisory Board Regulations Management For Voted - For 26 Amendments to General Meeting Regulations Management For Voted - For 27 Authority to Repurchase Shares; Establishment of Reserve Capital Fund for Repurchase Management For Voted - For 1718 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Assessment of Individual Suitability of Supervisory Board Members Management For Voted - For 29 Assessment of Collective Suitability of the Supervisory Board Management For Voted - For 30 Non-Voting Agenda Item N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting POWSZECHNY ZAKLAD UBEZPIECZEN SA Security ID: X6919T107 Ticker: PZU Meeting Date: 12-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Election of Presiding Chair Management For Voted - For 7 Compliance with Rules of Convocation Management For Voted - For 8 Agenda Management For Voted - For 9 Removal of Supervisory Board Member Management For Voted - Abstain 10 Election of Supervisory Board Member Management For Voted - Abstain 11 Approval of Assessment of Collegial Suitability of Supervisory Board Members Management For Voted - Abstain 12 Coverage of Meeting Costs Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 25-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Election of Presiding Chair Management For Voted - For 6 Compliance with Rules of Convocation Management For Voted - For 7 Agenda Management For Voted - For 8 Authority to Issue Convertible Bonds Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 1719 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Presentation of Financial Statements Management For Voted - For 8 Presentation of Financial Statements (Consolidated) Management For Voted - For 9 Presentation of Management Board Report and Report on Non-Financial Information Management For Voted - For 10 Presentation of Supervisory Board Reports Management For Voted - For 11 Presentation of Supervisory Board Report on its Activities Management For Voted - For 12 Presentation of Management Board Report on Expenditures Management For Voted - For 13 Financial Statements Management For Voted - For 14 Financial Statements (Consolidated) Management For Voted - For 15 Management Board Report Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratification of Management Board Acts Management For Voted - For 18 Ratification of Supervisory Board Acts Management For Voted - For 19 Remuneration Report Management For Voted - Against 20 Changes to Supervisory Board Composition Management For Voted - Against 21 Assessment of Individual and Collective Suitability of the Supervisory Board Management For Voted - For 22 Amendments to Articles Management For Voted - For 23 Adoption of Best Practice for WSE Listed Companies 2021 Management For Voted - For 24 Amendments to General Meeting Regulations Management For Voted - For 25 Approval of Diversity Policy Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting PPB GROUP BERHAD Security ID: Y70879104 Ticker: PPB Meeting Date: 12-May-22 Meeting Type: Annual 1 Allocation of Profits/Dividends Management For Voted - For 2 Directors' Fees Management For Voted - For 3 Directors' Benefits Management For Voted - For 4 Elect Ahmad Sufian bin Abdul Rashid Management For Voted - Against 5 Elect TAM Chiew Lin Management For Voted - For 6 Elect Nurul Azian binti Shahriman Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Retention of Ahmad Sufian bin Abdul Rashid as Independent Director Management For Voted - Against 9 Retention of SOH Chin Teck as Independent Director Management For Voted - For 10 Retention of Ahmad Riza Basir as Independent Director Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 12 Related Party Transactions Management For Voted - For 1720 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Authority to Repurchase and Reissue Shares Management For Voted - For 14 Amendments to Constitution Management For Voted - For PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SAB DE CV Security ID: P7925L103 Ticker: PINFRA Meeting Date: 26-Jan-22 Meeting Type: Ordinary 1 Interim Dividends Management For Voted - For 2 Election of Meeting Delegates Management For Voted - For Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Statutory Reports Management For Voted - Abstain 2 Report of the Board of Directors on Accounting Policies Management For Voted - Abstain 3 Financial Statements Management For Voted - Abstain 4 Report on Tax Compliance Management For Voted - Abstain 5 Allocation of Profits/Dividends Management For Voted - Abstain 6 Ratification of Board and CEO Acts Management For Voted - Abstain 7 Election of Directors; Election of Committees' Chairs and Members; Election of CEO; Election of Board Secretary Management For Voted - Abstain 8 Directors' Fees Management For Voted - Abstain 9 Authority to Repurchase Shares Management For Voted - Abstain 10 Report on Share Repurchase Program Management For Voted - Abstain 11 Election of Meeting Delegates Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-May-22 Meeting Type: Annual 1 Statutory Reports Management For Voted - Abstain 2 Report of the Board of Directors on Accounting Policies Management For Voted - Abstain 3 Financial Statements Management For Voted - Abstain 4 Report on Tax Compliance Management For Voted - Abstain 5 Allocation of Profits/Dividends Management For Voted - Abstain 6 Ratification of Board and CEO Acts Management For Voted - Abstain 7 Election of Directors; Election of Committees' Chairs and Members; Election of CEO; Election of Board Secretary Management For Voted - Abstain 8 Directors' Fees Management For Voted - Abstain 9 Authority to Repurchase Shares Management For Voted - Abstain 10 Report on Share Repurchase Program Management For Voted - Abstain 11 Election of Meeting Delegates Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Statutory Reports Management For Voted - Abstain 2 Report of the Board of Directors on Accounting Policies Management For Voted - Abstain 1721 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Financial Statements Management For Voted - Abstain 4 Report on Tax Compliance Management For Voted - Abstain 5 Allocation of Profits/Dividends Management For Voted - Abstain 6 Ratification of Board and CEO Acts Management For Voted - Abstain 7 Election of Directors; Election of Committees' Chairs and Members; Election of CEO; Election of Board Secretary Management For Voted - Abstain 8 Directors' Fees Management For Voted - Abstain 9 Authority to Repurchase Shares Management For Voted - Abstain 10 Report on Share Repurchase Program Management For Voted - Abstain 11 Election of Meeting Delegates Management For Voted - For PT BANK CENTRAL ASIA TBK Security ID: Y7123P138 Ticker: BBCA Meeting Date: 23-Sep-21 Meeting Type: Special 1 Stock Split Management For Voted - For Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Election of Directors (Slate) Management For Voted - For 4 Directors' and Commissioners' Fees Management For Voted - Against 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Allocation of Interim Dividends for Fiscal Year 2021 Management For Voted - For 7 Approval of Recovery Plan Management For Voted - For PT BANK JAGO TBK Security ID: Y712EN107 Ticker: ARTO Meeting Date: 11-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Use of Proceed Management For Voted - For 3 Directors' and Commissioners' Fees Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For PT BANK MANDIRI (PERSERO) TBK Security ID: Y7123S108 Ticker: BMRI Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' and Commissioners' Fees Management For Voted - Against 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 5 Ratification of Ministerial Regulation Management For Voted - For 1722 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Ratification of Ministerial Regulation Management For Voted - For 7 Transfer of Treasury Shares to Employee under the Employee Stock Ownership Program Management For Voted - Against 8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against PT BANK RAKYAT INDONESIA Security ID: Y0697U112 Ticker: BBRI Meeting Date: 22-Jul-21 Meeting Type: Special 1 Issuance of Shares w/ Preemptive Rights Management For Voted - For Meeting Date: 07-Oct-21 Meeting Type: Special 1 Ratification of Ministerial Regulation Management For Voted - For 2 Resignation of Commissioner Management For Voted - For Meeting Date: 01-Mar-22 Meeting Type: Annual 1 Accounts and Reports; Partnership and Community Development Program Report Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Ratification of Ministerial Regulation Management For Voted - For 4 Directors' and Commissioners' Fees Management For Voted - Against 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 6 Use of Proceeds Management For Voted - For 7 Authority to Repurchase Shares Management For Voted - For 8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against PT CHAROEN POKPHAND INDONESIA TBK Security ID: Y71207164 Ticker: CPIN Meeting Date: 26-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Amendments to Articles Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 1723 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted PT TELEKOMUNIKASI INDONESIA Security ID: Y71474145 Ticker: TLKM Meeting Date: 27-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Partnership and Community Development Report Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Directors' and Commissioners' Fees Management For Voted - Against 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 6 Amendments to Articles Management For Voted - Against 7 Ratification of Ministerial Regulation Management For Voted - For 8 Amendments to Company's Pension Fund Management For Voted - Against PUBLIC BANK BERHAD Security ID: Y71497104 Ticker: PBBANK Meeting Date: 23-May-22 Meeting Type: Annual 1 Elect Gladys LEONG Management For Voted - For 2 Elect TEH Hong Piow Management For Voted - For 3 Elect TAY Ah Lek Management For Voted - For 4 Elect CHEAH Kim Ling Management For Voted - For 5 Directors' Fees Management For Voted - For 6 Directors' Benefits Management For Voted - Against 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For PUBLIC POWER CORPORATION S.A. Security ID: X7023M103 Ticker: PPC Meeting Date: 16-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Elect George Karakousis Management For Voted - For 5 Electi Maria Psillaki Management For Voted - For 6 Approval of Audit Committee Guidelines Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Amendments to Suitability Policy Management For Voted - For 4 Announcements; Transaction of Other Business Management For Voted - Against 1724 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 05-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Election of Audit Committee Members Management For Voted - Against 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Ratification of Board and Auditor's Acts Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Elect Georgios Stassis as CEO Management For Voted - For 11 Elect Alexandros Paterakis Management For Voted - For 12 Elect Pyrros Papadimitriou Management For Voted - Against 13 Elect Despina Doxaki Management For Voted - For 14 Elect Stephanos Kardamakis Management For Voted - For 15 Elect Stephanos Theodoridis Management For Voted - Against 16 Elect Alexandros Fotakidis Management For Voted - For 17 Elect Gregory Dimitriadis Management For Voted - For 18 Approval of Audit Committee Guidelines Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting QL RESOURCES BERHAD Security ID: Y7171B106 Ticker: QL Meeting Date: 22-Sep-21 Meeting Type: Annual 1 Allocation of Profits/Dividends Management For Voted - For 2 Elect Aini binti Ideris Management For Voted - For 3 Elect Millie CHAN Wai Yen Management For Voted - For 4 Elect Cynthia TOH Mei Lee Management For Voted - For 5 Elect CHIA Seong Fatt Management For Voted - For 6 Elect CHIA Mak Hooi Management For Voted - For 7 Elect CHEAH Juw Teck Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Directors' Benefits Management For Voted - For 10 Additional Directors' Fees Management For Voted - For 11 Additional Directors' Benefits Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 1725 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Authority to Repurchase and Reissue Shares Management For Voted - For 15 Related Party Transactions Management For Voted - For REINET INVESTMENTS SCA Security ID: L7925N152 Ticker: REINI Meeting Date: 30-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Consolidated Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of General Partner and Board Acts Management For Voted - For 6 Elect John Li Management For Voted - For 7 Elect Yves Prussen Management For Voted - Against 8 Elect Stuart M. Robertson Management For Voted - For 9 Elect Stuart Rowlands Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting REMGRO LIMITED Security ID: S6873K106 Ticker: REM Meeting Date: 25-Nov-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Re-elect Jan (Jannie) J. Durand Management For Voted - For 4 Re-elect Nkateko (Peter) Mageza Management For Voted - For 5 Re-elect Josua (Dillie) Malherbe Management For Voted - For 6 Re-elect Fred Robertson Management For Voted - Against 7 Re-elect Anton Rupert Management For Voted - For 8 Elect Kgotlello Molehabamgoe Sere Rantloane Management For Voted - For 9 Election of Audit and Risk Committee Member (Sonja De Bruyn) Management For Voted - For 10 Election of Audit and Risk Committee Member (Nkateko Mageza) Management For Voted - For 11 Election of Audit and Risk Committee Member (Phillip Moleketi) Management For Voted - For 12 Election of Audit and Risk Committee Member (Fred Robertson) Management For Voted - Against 13 General Authority to Issue Shares Management For Voted - For 14 Appointment of Auditor (FY2024) Management For Voted - For 15 Approve Remuneration Policy Management For Voted - For 16 Approve Remuneration Implementation Report Management For Voted - For 17 Approval of NEDs' Fees Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 1726 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Approve Financial Assistance (Section 44) Management For Voted - For 20 Approve Financial Assistance (Section 45) Management For Voted - For RHB BANK BERHAD Security ID: Y72783106 Ticker: RHBBANK Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Rebecca Fatima Sta Maria Management For Voted - For 4 Elect LIM Cheng Teck Management For Voted - For 5 Elect Sharifatu Laila Syed Ali Management For Voted - For 6 Directors' Fees and Committee Allowances Management For Voted - For 7 Directors' Remuneration (Excluding Fees and Committee Allowances) Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 10 Authority to Issue Shares under the Dividend Reinvestment Plan Management For Voted - For 11 Elect Mohd Rashid Mohamad Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Special 1 Share Grant Scheme Management For Voted - Against 2 Grant of Shares to Mohd Rashid Mohamad Management For Voted - Against 3 Grant of Shares to Eliza ONG Yin Suen Management For Voted - Against RIYAD BANK Security ID: M8215R118 Ticker: 1010 Meeting Date: 12-Apr-22 Meeting Type: Special 1 Directors' Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Ratification of Board Acts Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 6 Interim Dividend Management For Voted - For 7 Authority to Pay Interim Dividends Management For Voted - For 8 Board Transactions Management For Voted - For 9 Election of Audit Committee Member (Abdulaziz Khalid Al Falih) Management For Voted - For 10 Amendments to Audit Committee Charter Management For Voted - Against 11 Amendments to NomRem Committee Charter Management For Voted - Against 12 Related Party Transactions (General Organization for Social Insurance) Management For Voted - For 13 Related Party Transactions (Saudi Telecom Co.) Management For Voted - For 14 Amendments to Article 1 (Incorporation) Management For Voted - For 15 Amendments to Article 2 (Company Name) Management For Voted - For 1727 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Amendments to Article 3 (Corporate Purpose) Management For Voted - For 17 Amendments to Article 4 (Subsidiaries) Management For Voted - For 18 Amendments to Article 5 (Headquarters) Management For Voted - For 19 Amendments to Article 6 (Company Term) Management For Voted - For 20 Amendments to Article 7 (Capital) Management For Voted - For 21 Amendments to Article 9 (Preferred Shares) Management For Voted - For 22 Addition of a New Article (Buyback, Sale of Shares and Granting Loans to Employees) Management For Voted - For 23 Amendments to Article 10 (Seizure and Sale of Unpaid Shares) Management For Voted - For 24 Amendments to Article 12 (Shares Trading) Management For Voted - For 25 Deletion of Article 13 (Shareholders Register) Management For Voted - For 26 Amendments to Article 14 (Capital Increase) Management For Voted - For 27 Amendments to Article 15 (Capital Reduction) Management For Voted - For 28 Addition of a New Article (Debt Instruments and Sukuk) Management For Voted - For 29 Amendments to Article 16 (Board of Directors) Management For Voted - For 30 Amendments to Article 17 (Board Membership Expiration) Management For Voted - For 31 Amendments to Article 18 (Board Vacancy) Management For Voted - For 32 Amendments to Article 19 (Board Powers) Management For Voted - For 33 Amendments to Article 20 (Board Remuneration) Management For Voted - For 34 Amendments to Article 21 (Powers of KMPs) Management For Voted - For 35 Amendments to Article 22 (Board Meetings) Management For Voted - For 36 Amendments to Article 24 (Board Meetings Minutes) Management For Voted - For 37 Addition of a New Article (Board Committees) Management For Voted - For 38 Amendments to Article 28 (Shareholders' Meetings Invitation) Management For Voted - For 39 Deletion of Article 29 (Shareholders' Meetings Attendance Record) Management For Voted - For 40 Amendments to Article 34 (Voting in Shareholders' Meetings) Management For Voted - For 41 Amendments to Article 36 (Audit Committee Formation) Management For Voted - For 42 Amendments to Article 38 (Audit Committee Competencies) Management For Voted - For 43 Amendments to Article 39 (Audit Committee Reports) Management For Voted - For 44 Amendments to Chapter 6 (Auditor) Management For Voted - For 45 Amendments to Article 40 (Appointment of Auditor) Management For Voted - For 46 Amendments to Article 41 (Appointment of External Auditor) Management For Voted - For 47 Amendments to Article 43 (Financial Statements) Management For Voted - For 48 Amendments to Article 44 (Profits Allocation) Management For Voted - For 49 Amendments to Article 46 (Dividends of Preferred Shares) Management For Voted - For 50 Amendments to Article 47 (Company Losses) Management For Voted - For 51 Amendments to Article 49 (Company Termination) Management For Voted - For 52 Amendments to Article 50 (Final Provisions) Management For Voted - For 53 Non-Voting Meeting Note N/A N/A Non-Voting 1728 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted ROMGAZ S.A. Security ID: X8T90R107 Ticker: SNG Meeting Date: 09-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Extension of Directors' Mandate Management For Voted - Against 6 Addendum to Directors' Agreement Management For Voted - Against 7 Authorization of Legal Formalities (Directors' Agreements) Management For Voted - Against 8 Authorization of Legal Formalities Management For Voted - For Meeting Date: 09-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Approval of Change of Registered Office Address of M-I Petrogas Service Romania SRL Management For Voted - For 6 Amendments to Articles of M-I Petrogas Service Romania SRL Management For Voted - For 7 Authorization of Legal Formalities (M-I Petrogas Service Romania SRL) Management For Voted - For 8 Authorization of Legal Formalities Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-Sep-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Election of Interim Directors Management For Voted - Against 6 Interim Board Term Length Management For Voted - Against 7 Interim Directors' Fees Management For Voted - Against 8 Interim Directors' Employment Agreement Management For Voted - Against 9 Authorization of Legal Formalities (Director's Agreements) Management For Voted - Against 10 Authorization of Legal Formalities Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Oct-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 1729 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Appointment of Auditor Management For Voted - For 6 Auditor Term Length Management For Voted - For 7 Presentation of Interim Directors' Report (1H2021) Management For Voted - For 8 Authorization of Legal Formalities Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting SABIC AGRI-NUTRIENT COMPANY Security ID: M8T36M107 Ticker: 2020 Meeting Date: 13-Apr-22 Meeting Type: Special 1 Auditor's Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Directors' Report Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 5 Ratification of Board Acts Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Authority to Pay Interim Dividends Management For Voted - For 9 Amendments to Article 2 (Head Office) Management For Voted - For SAFARICOM PLC Security ID: V74587102 Ticker: SCOM Meeting Date: 30-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Bitange Ndemo Management For Voted - For 4 Elect Winnie Ouko Management For Voted - For 5 Election of Audit Committee Members Management For Voted - Against 6 Approve Remuneration Report Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 8 Participation in Consortium Companies awarded Ethiopia Telco License Management For Voted - Abstain 9 Non-Voting Meeting Note N/A N/A Non-Voting SAIGON BEER ALCOHOL BEVERAGE CORP. Security ID: Y7397K112 Ticker: SAB Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Directors' Report Management For Voted - For 5 Audit Committee's Report Management For Voted - For 6 Appointment of Auditor Management For Voted - Abstain 1730 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Allocation of Profits/Dividends Management For Voted - For 8 Profits/Dividends Allocation Plan 2022 Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Directors' Fees Plan For 2022 Management For Voted - For 11 Related Party Transactions Management For Voted - For 12 Amendments to Business Scope Management For Voted - Against 13 Transaction of Other Business Management For Voted - Against SAIGON-HANOI COMMERCIAL JS BANK Security ID: Y7398F104 Ticker: SHB Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Business Report and Business Plan Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Appointment of Auditor Management For Voted - Against 8 Statement of Board of Directors Management For Voted - Against 9 Election of Directors Management For Voted - Against 10 Election of Supervisors Management For Voted - Against 11 Transaction of Other Business Management For Voted - Against SANLAM LTD. Security ID: S7302C137 Ticker: SLM Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Reappointment of Joint Auditor (Ernst & Young) Management For Voted - For 3 Reappointment of Joint Auditor (KPMG) Management For Voted - For 4 Appointment of Joint Auditor (PricewaterhouseCoopers) Management For Voted - For 5 Elect Ebenezer (Ebby) Essoka Management For Voted - For 6 Elect Willem van Biljon Management For Voted - For 7 Elect Ndivhuwo Manyonga Management For Voted - For 8 Re-elect Patrice T. Motsepe Management For Voted - Against 9 Re-elect Shirley A. Zinn Management For Voted - For 10 Elect Abigail Mukhuba Management For Voted - For 11 Election of Audit Committee Member (Andrew Birrell) Management For Voted - For 12 Election of Audit Committee Member (Nicolaas Kruger) Management For Voted - For 13 Election of Audit Committee Member (Mathukana G. Mokoka) Management For Voted - For 14 Election of Audit Committee Member (Kobus Moller) Management For Voted - For 15 Election of Audit Committee Member (Karabo T. Nondumo) Management For Voted - For 16 Approve Remuneration Policy Management For Voted - For 1731 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Approve Remuneration Implementation Report Management For Voted - For 18 Ratify Directors' Fees Management For Voted - For 19 General Authority to Issue Shares Management For Voted - For 20 General Authority to Issue Shares for Cash Management For Voted - For 21 Authorization of Legal Formalities Management For Voted - For 22 Approve NEDs' Fees Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Approve Financial Assistance (Section 44) Management For Voted - For 25 Approve Financial Assistance (Section 45) Management For Voted - For SANTANDER BANK POLSKA S. A. Security ID: X0646L107 Ticker: SPL Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Agenda Management For Voted - For 7 Financial Statements Management For Voted - For 8 Financial Statements (Consolidated) Management For Voted - For 9 Management Board Report Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Ratify Michal Gajewski Management For Voted - For 12 Ratify Andrzej Burliga Management For Voted - For 13 Ratify Lech Galkowski Management For Voted - For 14 Ratify Michael McCarthy Management For Voted - For 15 Ratify Patryk Nowakowski Management For Voted - For 16 Ratify Juan de Porras Aguirre Management For Voted - For 17 Ratify Arkadiusz Przybyl Management For Voted - For 18 Ratify Carlos Polaino Izquierdo Management For Voted - For 19 Ratify Maciej Reluga Management For Voted - For 20 Ratify Dorota Strojkowska Management For Voted - For 21 Remuneration Report Management For Voted - For 22 Supervisory Board Report Management For Voted - For 23 Ratify Antonio Escamez Torres Management For Voted - For 24 Ratify Gerry Byrne Management For Voted - For 25 Ratify Dominika Bettman Management For Voted - For 26 Ratify Jose Garcia Cantera Management For Voted - For 27 Ratify Danuta Dabrowska Management For Voted - For 28 Ratify Isabel Guerreiro Management For Voted - For 29 Ratify David Hexter Management For Voted - For 30 Ratify Jose Luis De Mora Management For Voted - For 31 Ratify John Power Management For Voted - For 32 Ratify Jerzy Surma Management For Voted - For 33 Ratify Marynika Woroszylska-Sapieha Management For Voted - For 34 Long-Term Incentive Plan (Plan VII) Management For Voted - For 1732 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 35 Amendments to Remuneration Policy Management For Voted - For 36 Amendments to Maximum Variable Payout Ratio Management For Voted - For 37 Adoption of Best Practice for WSE Listed Companies 2021 Management For Voted - For 38 Non-Voting Agenda Item N/A N/A Non-Voting 39 Non-Voting Agenda Item N/A N/A Non-Voting 40 Non-Voting Agenda Item N/A N/A Non-Voting SARANA MENARA NUSANTARA TBK Security ID: Y71369113 Ticker: TOWR Meeting Date: 20-Dec-21 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' and Commissioners' Fees Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 5 Allocation of Interim Dividend for Fiscal Year 2022 Management For Voted - For SAUDI BRITISH BANK Security ID: M8234F111 Ticker: 1060 Meeting Date: 17-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Auditors' Report Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 6 Directors' Fees Management For Voted - For 7 Authority to Pay Interim Dividends Management For Voted - For 8 Board Transactions Management For Voted - For 9 Interim Dividend Management For Voted - For 10 Ratify Appointment of Sulaiman Abdulrahman Al Gwaiz Management For Voted - For 11 Amendments to Audit Committee Charter Management For Voted - For 12 Related Party Transactions (Alawwal Invest Co. and HSBC Saudi Arabia) Management For Voted - For 13 Related Party Transactions (HSBC Bank Middle East Limited) Management For Voted - For 14 Related Party Transactions (HSBC Saudi Arabia) Management For Voted - For 15 Related Party Transactions (HSBC Holdings Plc.) Management For Voted - For 16 Related Party Transactions (HSBC Saudi Arabia) Management For Voted - For 1733 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted SAUDI ELECTRICITY COMPANY Security ID: M8T51J104 Ticker: 5110 Meeting Date: 30-Jan-22 Meeting Type: Ordinary 1 Divestiture Management For Voted - Abstain 2 Authorisation of Legal Formalities Management For Voted - Abstain 3 Related Party Transactions (Gulf International Bank) Management For Voted - For 4 Board Transactions Guidelines Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Ordinary 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Ratify Appointment of Mohamed Abdulrahman Al Belaihed Management For Voted - Against 8 Board Transactions Management For Voted - For SAUDI KAYAN PETROCHEMICAL CO. Security ID: M82585106 Ticker: 2350 Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Auditor's Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Directors' Report Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 5 Ratification of Board Acts Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Ratify Appointment of Fahad Abdulaziz Al Sherehy Management For Voted - For SAUDI NATIONAL BANK Security ID: M7S2CL107 Ticker: 1180 Meeting Date: 17-Apr-22 Meeting Type: Special 1 Directors' Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Auditors' Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Interim Dividend Management For Voted - For 6 Authority to Pay Interim Dividends Management For Voted - For 7 Appointment of Auditors and Authority to Set Fees Management For Voted - Abstain 8 Directors' Fees Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 1734 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Amendments to Social Responsibility Policy Management For Voted - For 11 Amendments to Sponsorship and Donation Policy Management For Voted - For 12 Amendments to Audit Committee Charter Management For Voted - Against 13 Amendments to NomRem Committee Charter Management For Voted - For 14 Board Transactions Management For Voted - For 15 Transfer of Treasury Shares to the Employee Executive Plan Management For Voted - For 16 Related Party Transactions (Bupa Arabia for Cooperative Insurance Co.) Management For Voted - For 17 Related Party Transactions (The Company for Cooperative Insurance) Management For Voted - For 18 Related Party Transactions (Saudi Telecom Co. 1) Management For Voted - For 19 Related Party Transactions (Saudi Telecom Co. 2) Management For Voted - For 20 Related Party Transactions (Saudi Telecom Co. Solutions 1) Management For Voted - For 21 Related Party Transactions (Saudi Telecom Co. Solutions 2) Management For Voted - For 22 Related Party Transactions (Saudi Tadawul Co.) Management For Voted - For 23 Related Party Transactions (Saudi Accenture 1) Management For Voted - For 24 Related Party Transactions (Saudi Accenture 2) Management For Voted - For SAUDI RESEARCH AND MARKETING GROUP Security ID: M82595105 Ticker: 4210 Meeting Date: 19-May-22 Meeting Type: Ordinary 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 6 Directors' Fees Management For Voted - For 7 Committees' Fees Management For Voted - For 8 Related Party Transactions (Hala Printing Co.) Management For Voted - For 9 Related Party Transactions (Medina Printing & Publishing Co.) Management For Voted - For 10 Related Party Transactions (Al Madarat Advertising Co. and its subsidiaries) Management For Voted - For 11 Related Party Transactions (Al Fahd Law Firm) Management For Voted - For 12 Related Party Transactions (Argaam Commercial Investment Co.) Management For Voted - For 13 Authority to Discontinue Transfer of Profits to Statutory Reserves Management For Voted - For 14 Approve Additional Auditor's Fees Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 1735 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted SAUDI TELECOM CO. Security ID: M8T596104 Ticker: 7010 Meeting Date: 30-Nov-21 Meeting Type: Ordinary 1 Approval of Dividends Policy Management For Voted - For 2 Approve Bookrunners Agreement Management For Voted - For 3 Authority to Approve Agreement Terms Management For Voted - For 4 Authorisation of Legal Formalities Management For Voted - For Meeting Date: 21-Feb-22 Meeting Type: Ordinary 1 Appointment of Auditor and Authority to Set Fees Management For Voted - For 2 Amendments to Audit Committee Charter Management For Voted - For 3 Related Party Transactions (Wala'a Cooperative Insurance Co.) Management For Voted - For Meeting Date: 19-Apr-22 Meeting Type: Ordinary 1 Directors' Report Management For Voted - For 2 Auditor's Report Management For Voted - For 3 Financial Statements Management For Voted - For 4 Board Transactions Management For Voted - For 5 Directors' Fees Management For Voted - For SAVOLA GROUP COMPANY Security ID: M8237G108 Ticker: 2050 Meeting Date: 16-May-22 Meeting Type: Ordinary 1 Auditor's Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Directors' Report Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Directors' Fees Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Related Party Transactions (Panda Retail Co. and Almarai Co.) Management For Voted - For 8 Related Party Transactions (United Sugar Co. and Almarai Co.) Management For Voted - For 9 Related Party Transactions (International Foods Industries and Almarai Co.) Management For Voted - For 10 Related Party Transactions (Panda Retail Co. and Mayar Foods Co.) Management For Voted - For 11 Related Party Transactions (Panda Retail Co. and Del Monte Saudi Arabia 1) Management For Voted - For 12 Related Party Transactions (Panda Retail Co. and Del Monte Saudi Arabia 2) Management For Voted - For 13 Related Party Transactions (Panda Retail Co. and Nestle Saudi Arabia Ltd.) Management For Voted - For 1736 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Related Party Transactions (Panda Retail Co. and Manhal Water Factory Co. Ltd.) Management For Voted - For 15 Related Party Transactions (Panda Retail Co. and Abdulqader Al Muhaidib & Sons Co.) Management For Voted - For 16 Related Party Transactions (Panda Retail Co. and Almehbaj Alshamiyah Trading Co.) Management For Voted - For 17 Related Party Transactions (Panda Retail Co. and Waste Collection & Recycling Co.) Management For Voted - For 18 Related Party Transactions (Panda Retail Co. and Zohoor Alreef Co.) Management For Voted - For 19 Related Party Transactions (Panda Retail Co. and Al Jazirah Dates & Food Factory) Management For Voted - For 20 Related Party Transactions (Panda Retail Co. and Abdulkader Al Muhaidib Charitable Foundation) Management For Voted - For 21 Related Party Transactions (Panda Retail Co. and Herfy Food Services Co.) Management For Voted - For 22 Related Party Transactions (Afia International and Herfy Food Services Co.) Management For Voted - For 23 Related Party Transactions (United Sugar Co. and Herfy Food Services Co.) Management For Voted - For 24 Related Party Transactions (International Foods Industries Co. and Herfy Food Services Co.) Management For Voted - For 25 Related Party Transactions (Panda Retail Co. and Dur Hospitality Co.) Management For Voted - For 26 Related Party Transactions (Panda Retail Co. and Kinan International for Real Estate Development Co.) Management For Voted - For 27 Board Transactions (Sulaiman Abdulkader Al Muhaidib) Management For Voted - For 28 Board Transactions (Essam Abdulkader Al Muhaidib) Management For Voted - For 29 Elect Sulaiman Abdulkader Al Muhaideb Management N/A Voted - Abstain 30 Elect Bader Abdullah Al Issa Management N/A Voted - Abstain 31 Elect Mutaz Qusai H. Al Azawi Management N/A Voted - Abstain 32 Elect Fahad Abdullah Al kassim Management N/A Voted - For 33 Elect Essam Abdulkader A. Al Muhaideb Management N/A Voted - Abstain 34 Elect Ahmed Abdulrahman S. Al Humaidan Management N/A Voted - Abstain 35 Elect Ahmed Wazaa Al Qahtani Management N/A Voted - For 36 Elect Bader Hamad A. Al Rabiah Management N/A Voted - For 37 Elect Rakan Abdulaziz M. Al Fadel Management N/A Voted - For 38 Elect Mohamed Ibrahim M. Al Issa Management N/A Voted - Abstain 39 Elect Mishal Abdulmohsen Al Hokair Management N/A Voted - For 40 Elect Hamad Abdulrahman I. Abuhaimed Management N/A Voted - Abstain 41 Elect Mazen Ibrahim M. Abdulsalam Management N/A Voted - Abstain 42 Elect Tarek Ali H. Fadaak Management N/A Voted - Abstain 43 Elect Mohamed Abdullah M. Al Jaafari Management N/A Voted - For 44 Elect Hani Ali Al Bukhetan Management N/A Voted - Abstain 45 Elect Ahmed Tarek A. Morad Management N/A Voted - Abstain 46 Elect Majed Ahmed Al Sweigh Management N/A Voted - For 47 Elect Waled Abdullah S. Al Ghreri Management N/A Voted - Abstain 48 Elect Khaled Saad M. Al Marshad Management N/A Voted - For 49 Elect Saleh Salem A. Al Nashwan Management N/A Voted - Abstain 1737 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 50 Elect AbdulSalam Abdullah Al Draibi Management N/A Voted - Abstain 51 Elect Ahmed Siraj Khogeer Management N/A Voted - Abstain 52 Elect Mohamed Fawaz M. Al Fawaz Management N/A Voted - Abstain 53 Elect Ahmed Naja Al Dhaibi Management N/A Voted - Abstain 54 Elect Asma Talal Hamdan Management N/A Voted - For 55 Elect Sultan Abdullah Al Anzi Management N/A Voted - For 56 Elect Mohamed Abdullah Al Momar Management N/A Voted - For 57 Elect Abdullah Abdulrahman Al Shaikh Management N/A Voted - Abstain 58 Elect Ibrahim Abdulahad H. Khan Management N/A Voted - Abstain 59 Elect Majed Mohamed H. Al Dawas Management N/A Voted - Abstain 60 Elect Fahad Abdullah A. Al Samih Management N/A Voted - Abstain 61 Elect Hashem Abdullah Al Nemer Management N/A Voted - Abstain 62 Elect Adel Abdullah Al Samoum Management N/A Voted - Abstain 63 Elect Sami Suleiman A. Al Khashan Management N/A Voted - Abstain 64 Elect Thamer Musfer A. Al Wadi Management N/A Voted - Abstain 65 Elect Sulaiman Abdulaziz Al Ajlan Management N/A Voted - Abstain 66 Elect Mohamed Abdulmohsen Al Assaf Management N/A Voted - Abstain 67 Election of Audit Committee Members Management For Voted - For SEMEN INDONESIA (PERSERO) TBK Security ID: Y7142G168 Ticker: SMGR Meeting Date: 21-Dec-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - Against 2 Ratification of Ministerial Regulation Management For Voted - For 3 Election of Directors and/or Commissioners (Slate) Management For Voted - Against Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Partnership and Community Development Program Report Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Directors' and Commissioners' Fees Management For Voted - Against 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 6 Election of Directors and/or Commissioners (Slate) Management For Voted - Against SHOPRITE HOLDINGS LIMITED Security ID: S76263102 Ticker: SHP Meeting Date: 15-Nov-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Elect Linda de Beer Management For Voted - For 4 Elect Nonkululeko Gobodo Management For Voted - For 5 Elect Eileen Wilton Management For Voted - For 6 Elect Peter Cooper Management For Voted - For 7 Re-elect Christoffel (Christo) H. Wiese Management For Voted - Against 1738 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Audit and Risk Committee Member (Johan Basson) Management For Voted - For 9 Elect Audit and Risk Committee Member (Joseph Rock) Management For Voted - For 10 Election of Audit and Risk Committee Member (Linda de Beer) Management For Voted - For 11 Election of Audit and Risk Committee Member (Nonkululeko Gobodo) Management For Voted - For 12 Elect Audit and Risk Committee Member (Eileen Wilton) Management For Voted - For 13 General Authority to Issue Shares Management For Voted - For 14 Authority to Issue Shares for Cash Management For Voted - For 15 Authorisation of Legal Formalities Management For Voted - For 16 Amendments to Shoprite Holdings Executive Share Plan Management For Voted - For 17 Approve Remuneration Policy Management For Voted - For 18 Approve Remuneration Implementation Report Management For Voted - For 19 Approve NEDs' Fees (Board Chair) Management For Voted - For 20 Approve NEDs' Fees (Lead Independent Director) Management For Voted - For 21 Approve NEDs' Fees (Board Members) Management For Voted - For 22 Approve NEDs' Fees (Audit and Risk Committee Chair) Management For Voted - For 23 Approve NEDs' Fees (Audit and Risk Committee Members) Management For Voted - For 24 Approve NEDs' Fees (Remuneration Committee Chair) Management For Voted - For 25 Approve NEDs' Fees (Remuneration Committee Members) Management For Voted - For 26 Approve NEDs' Fees (Nomination Committee Chair) Management For Voted - For 27 Approve NEDs' Fees (Nomination Committee Members) Management For Voted - For 28 Approve NEDs' Fees (Social and Ethics Committee Chair) Management For Voted - For 29 Approve NEDs' Fees (Social and Ethics Committee Members) Management For Voted - For 30 Approve NEDs' Fees (Board Chair) Management For Voted - For 31 Approve NEDs' Fees (Lead Independent Director) Management For Voted - For 32 Approve NEDs' Fees (Board Members) Management For Voted - For 33 Approve NEDs' Fees (Audit and Risk Committee Chair) Management For Voted - For 34 Approve NEDs' Fees (Audit and Risk Committee Members) Management For Voted - For 35 Approve NEDs' Fees (Remuneration Committee Chair) Management For Voted - For 36 Approve NEDs' Fees (Remuneration Committee Members) Management For Voted - For 37 Approve NEDs' Fees (Nomination Committee Chair) Management For Voted - For 38 Approve NEDs' Fees (Nomination Committee Members) Management For Voted - For 39 Approve NEDs' Fees (Social and Ethics Committee Chair) Management For Voted - For 40 Approve NEDs' Fees (Social and Ethics Committee Members) Management For Voted - For 41 Approve NEDs' Fees (Investment and Finance Committee Chair) Management For Voted - For 42 Approve NEDs' Fees (Investment and Finance Committee Members) Management For Voted - For 43 Approve Financial Assistance (Section 45) Management For Voted - For 44 Authority to Repurchase Shares Management For Voted - For 1739 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted SM INVESTMENTS CORPORATION Security ID: Y80676102 Ticker: SM Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Call To Order Management For Voted - For 3 Certification Of Notice And Quorum Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Elect Teresita T. Sy Management For Voted - Against 8 Elect Henry T. Sy, Jr. Management For Voted - For 9 Elect Harley T. Sy Management For Voted - For 10 Elect Jose T. Sio Management For Voted - For 11 Elect Frederic C. DyBuncio Management For Voted - For 12 Elect Tomasa H. Lipana Management For Voted - Against 13 Elect Alfredo E. Pascual Management For Voted - For 14 Elect Robert G. Vergara Management For Voted - For 15 Appointment of Auditor Management For Voted - Against 16 Merger of Allfirst Equity Holdings, Inc. into the Company Management For Voted - For 17 Transaction of Other Business Management For Voted - Against 18 Right to Adjourn Meeting Management For Voted - For SM PRIME HOLDINGS, INC. Security ID: Y8076N112 Ticker: SMPH Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Call To Order Management For Voted - For 3 Certification Of Notice And Quorum Management For Voted - For 4 Meeting Minutes Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Open Forum Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Elect Henry T. Sy, Jr. Management For Voted - For 9 Elect Hans T. Sy Management For Voted - For 10 Elect Herbert T. Sy Management For Voted - For 11 Elect Jeffrey C. LIM Management For Voted - For 12 Elect Jorge T. Mendiola Management For Voted - Against 13 Elect Amando M. Tetangco, Jr. Management For Voted - For 14 Elect J. Carlitoz G. Cruz Management For Voted - Against 15 Elect Darlene Marie B. Berberabe Management For Voted - Against 16 Appointment of Auditor and Authority to Set Fees Management For Voted - For 17 Transaction of Other Business Management For Voted - Against 18 Right to Adjourn Meeting Management For Voted - For 1740 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted SNGN ROMGAZ S.A. Security ID: X8T90R107 Ticker: SNG Meeting Date: 27-Oct-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Addendum to Gas Sale Contract Management For Voted - For 6 Shareholder Proposal Regarding Initiation of Selection Procedure for Board Members Shareholder N/A Voted - Abstain 7 Authorization of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 04-Nov-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Approval of Strategy for 2021-2030 Management For Voted - For 5 Authorization of Legal Formalities Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-Dec-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Approval of Loan Management For Voted - Abstain 6 Authorization of Legal Formalities (Loan) Management For Voted - Abstain 7 Amendments to Credit Facility Agreement Management For Voted - For 8 Authorization of Legal Formalities (Credit Facility) Management For Voted - For 9 Authorization of Legal Formalities Management For Voted - For 10 Addendum to Gas Sale Contract Management For Voted - For 11 Authorization of Legal Formalities Management For Voted - For Meeting Date: 09-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Acquisition of ExxonMobil Exploration and Production Romania Limited Management For Voted - Abstain 6 Approval of Sale-Purchase Agreement Management For Voted - Abstain 7 Authorization of Legal Formalities (Acquisition) Management For Voted - Abstain 8 Amendment to Lease Agreement Management For Voted - For 1741 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Authorization of Legal Formalities Management For Voted - For Meeting Date: 06-Jan-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Extension of Directors' Mandate Management For Voted - Against 6 Addendum to Directors' Agreement Management For Voted - Against 7 Authorization of Legal Formalities (Directors' Agreements) Management For Voted - Against 8 Authorization of Legal Formalities Management For Voted - For Meeting Date: 28-Feb-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Revenue and Expenditure Budget 2022 Management For Voted - For 6 Presentation of Income and Expense Budget 2022 (Consolidated) Management For Voted - For 7 Approval of Gas Transfer Management For Voted - For 8 Elect Dan Dragos Dragan Shareholder N/A Voted - Against 9 Elect Aristotel Marius Jude Shareholder N/A Voted - Against 10 Elect Cezar Batog Shareholder N/A Voted - Against 11 Elect Cristina Elena Arghir Shareholder N/A Voted - Against 12 Elect Nicolae Bogdan Simescu Shareholder N/A Voted - Against 13 Elect Botond Balazs Shareholder N/A Voted - Against 14 Elect Gheorghe Silvian Sorici Shareholder N/A Voted - Against 15 Shareholder Proposal Regarding Board Term Length Shareholder N/A Voted - Against 16 Shareholder Proposal Regarding Directors' Fees Shareholder N/A Voted - Against 17 Shareholder Proposal Regarding Approval of Directors' Mandate Contract Shareholder N/A Voted - Against 18 Shareholder Proposal Regarding Authorization of Legal Formalities (Mandate Contract) Shareholder N/A Voted - Against 19 Authorization of Legal Formalities Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Auditor's Report Management For Voted - For 6 Auditor's Report (Consolidated) Management For Voted - For 7 Financial Statements Management For Voted - For 8 Financial Statements (Consolidated) Management For Voted - For 9 Allocation of Profits Management For Voted - For 1742 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 10 2021 Dividends Management For Voted - For 11 Allocation of Retained Earnings Management For Voted - For 12 Retained Earnings Dividend Management For Voted - For 13 Total Dividend Management For Voted - For 14 Approval of Payment Date Management For Voted - For 15 Employees' Participation in Profit Management For Voted - For 16 Remuneration Report Management For Voted - Against 17 Ratification of Board Acts Management For Voted - For 18 Report on Payments Made to Governments in 2021 Management For Voted - For 19 Remuneration Policy Management For Voted - Against 20 Procurement of Legal Assistance and Counsel Services (Sale and Purchase Agreement) Management For Voted - For 21 Procurement of Legal Assistance and Counsel Services (Natural Gas Supply) Management For Voted - For 22 Approval of Registration Date Management For Voted - For 23 Approval of Ex-Date Management For Voted - For 24 Authorization of Legal Formalities Management For Voted - For 25 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Proposal to Revoke General Shareholder Meeting Resolution no. 11/10.12.2021 Management For Voted - Abstain 6 Approval of Sale-Purchase Agreement Management For Voted - Abstain 7 Authorization of Legal Formalities (sale-purchase agreement) Management For Voted - Abstain 8 Authorization of Legal Formalities Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 08-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Approval of Gas Sales Contract Management For Voted - For 5 Presentation of Report on Transactions Management For Voted - For 6 Authorization of Legal Formalities Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting SQUARE PHARMACEUTICALS LTD Security ID: Y8132X104 Ticker: SQURPHARMA Meeting Date: 15-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 1743 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Allocation of Profits/Dividends Management For Voted - For 3 Election of Directors (Slate) Management For Voted - Against 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Appointment of Compliance Auditor Management For Voted - For STANDARD BANK GROUP LTD. Security ID: S80605140 Ticker: SBK Meeting Date: 31-May-22 Meeting Type: Annual 1 Elect Geraldine J. Fraser-Moleketi Management For Voted - For 2 Elect Gesina (Trix) M.B. Kennealy Management For Voted - For 3 Elect Li Li Management For Voted - For 4 Elect Martin Oduor-Otieno Management For Voted - For 5 Elect John M. Vice Management For Voted - For 6 Election of Audit Committee Member (Trix Kennealy) Management For Voted - For 7 Election of Audit Committee Member (Martin Oduor-Otieno) Management For Voted - For 8 Election of Audit Committee Member (John Vice) Management For Voted - For 9 Election of Audit Committee Member (Nomgando Matyumza) Management For Voted - For 10 Election of Audit Committee Member (Atedo Peterside) Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For 13 General Authority to Issue Ordinary Shares Management For Voted - For 14 General Authority to Issue Preference Shares Management For Voted - For 15 Approve Remuneration Policy Management For Voted - For 16 Approve Remuneration Implementation Report Management For Voted - For 17 Directors' Fees (Chair) Management For Voted - For 18 Directors' Fees (Director) Management For Voted - For 19 Directors' Fees (International Director) Management For Voted - For 20 Directors' Fees (Audit Committee Chair) Management For Voted - For 21 Directors' Fees (Audit Committee Member) Management For Voted - For 22 Directors' Fees (Directors' Affairs Committee Chair) Management For Voted - For 23 Directors' Fees (Directors' Affairs Committee Member) Management For Voted - For 24 Directors' Fees (Remuneration Committee Chair) Management For Voted - For 25 Directors' Fees (Remuneration Committee Member) Management For Voted - For 26 Directors' Fees (Risk and Capital Management Committee Chair) Management For Voted - For 27 Directors' Fees (Risk and Capital Management Committee Member) Management For Voted - For 28 Directors' Fees (Social and Ethics Committee Chair) Management For Voted - For 29 Directors' Fees (Social and Ethics Committee Member) Management For Voted - For 30 Directors' Fees (Engineering Committee Chair) Management For Voted - For 31 Directors' Fees (Engineering Committee Member) Management For Voted - For 32 Directors' Fees (Model Approval Committee Chair) Management For Voted - For 33 Directors' Fees (Model Approval Committee Member) Management For Voted - For 34 Directors' Fees (Large Exposure Credit Committee Member) Management For Voted - For 1744 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 35 Directors' Fees (Ad Hoc Committee) Management For Voted - For 36 Authority to Repurchase Ordinary Shares Management For Voted - For 37 Authority to Repurchase Preference Shares Management For Voted - For 38 Approve Financial Assistance Management For Voted - For 39 Shareholder Proposal Regarding Report on Climate Progress Shareholder For Voted - For 40 Shareholder Proposal Regarding Disclosure of GHG Emissions Shareholder For Voted - For 41 Shareholder Proposal Regarding GHG Reduction Targets Shareholder For Voted - For TELEKOM MALAYSIA BERHAD Security ID: Y8578H118 Ticker: TM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Mohammed Azlan bin Hashim Management For Voted - Against 2 Elect Rossana Annizah binti Ahmad Rashid Management For Voted - For 3 Elect Muhammad Afhzal Abdul Rahman Management For Voted - For 4 Elect Mohamed Nasri Sallehuddin Management For Voted - Against 5 Elect Afwida A. Malek Management For Voted - Against 6 Elect Balasingham A. Namasiwayam Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Directors' Benefits Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares under the Dividend Reinvestment Scheme Management For Voted - For 11 Related Party Transactions with Axiata Group Berhad and its Subsidiarie Management For Voted - For 12 Related Party Transactions with Tenaga Nasional Berhad and its Subsidiaries Management For Voted - For 13 Related Party Transactions with Petroliam Nasional Berhad and its Subsidiaries Management For Voted - For 14 Amendments to Constitution Management For Voted - For TENAGA NASIONAL BERHAD Security ID: Y85859109 Ticker: TENAGA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Amran Hafiz bin Affifudin Management For Voted - For 2 Elect ONG Ai Lin Management For Voted - For 3 Elect Roslina binti Zainal Management For Voted - Against 4 Elect Hasan bin Arifin Management For Voted - For 5 Elect LAU Beng Wei Management For Voted - For 6 Elect Merina Binti Abu Tahir Management For Voted - For 7 Directors' Fees for Non-Executive Chairman Hasan bin Arifin Management For Voted - For 8 Directors' Fee for Non-Executive Director Asri bin Hamidin Management For Voted - For 1745 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Directors' Fee for Non-Executive Director Juniwati Rahmat Hussin Management For Voted - For 10 Directors' Fee for Non-Executive Director Gopala Krishnan K. Sundaram Management For Voted - For 11 Directors' Fee for Non-Executive Director ONG Ai Lin Management For Voted - For 12 Directors' Fee for Non-Executive Director Rosalina binti Zainal Management For Voted - For 13 Directors' Fee for Non-Executive Director Nawawi bin Ahmad Management For Voted - For 14 Directors' Fee for Non-Executive Director Rawisandran a/l Narayanan Management For Voted - For 15 Directors' Fee for Non-Executive LAU Beng Wei Management For Voted - For 16 Directors' Fee for Non-Executive Director Merina binti Abu Tahir Management For Voted - For 17 Directors' Benefits Management For Voted - For 18 Appointment of Auditor and Authority to Set Fees Management For Voted - For 19 Equity Grant to Akmal Aziq bin Baharin Management For Voted - For THAIHOLDINGS JSC Security ID: Y86644104 Ticker: THD Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Directors' and Supervisors' Fees Management For Voted - For 8 Appointment of Auditor Management For Voted - Against 9 Resignation and Election of Director Management For Voted - For 10 Resignation and Election of Supervisor Management For Voted - For 11 Transfer of Shares Management For Voted - For 12 Cancellation of Capital Increase Plan 2021 Management For Voted - For 13 Amendments to Business Scope and Company Charter Management For Voted - For 14 Board Authorization Management For Voted - Against 15 Transaction of Other Business Management For Voted - Against THE BIDVEST GROUP LIMITED Security ID: S1201R162 Ticker: BVT Meeting Date: 26-Nov-21 Meeting Type: Annual 1 Re-elect Renosi D. Mokate Management For Voted - For 2 Re-elect Norman W. Thomson Management For Voted - For 3 Elect Lulama Boyce Management For Voted - For 4 Elect Sindisiwe (Sindi) N. Mabaso-Koyana Management For Voted - For 5 Appointment of Auditor Management For Voted - For 1746 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Election of Audit Committee Member (Sindisiwe N. Mabaso-Koyana) Management For Voted - For 7 Election of Audit Committee Member (Lulama Boyce) Management For Voted - For 8 Election of Audit Committee Member (Renosi D. Mokate) Management For Voted - For 9 Election of Audit Committee Member (Nonzukiso Siyotula) Management For Voted - For 10 Election of Audit Committee Member (Norman W. Thomson) Management For Voted - For 11 General Authority to Issue Shares Management For Voted - For 12 Authority to Issue Shares for Cash Management For Voted - For 13 Approve Allocation to Distribute Share Capital or Premium Management For Voted - For 14 Ratify Director's Personal Financial Interest Management For Voted - For 15 Authorisation of Legal Formalities Management For Voted - For 16 Approve Remuneration Policy Management For Voted - For 17 Approve Remuneration Implementation Report Management For Voted - For 18 Approve NEDs' Fees Management For Voted - For 19 Approve Financial Assistance Management For Voted - For THE COMPANY FOR COOPERATIVE INSURANCE Security ID: M7225K105 Ticker: 8010 Meeting Date: 18-May-22 Meeting Type: Special 1 Directors' Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Auditors' Report Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Appointment of Auditors and Authority to Set Fees Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Amendments to Article 11 (Shares Issuance) Management For Voted - For 8 Amendments to Article 13 (Capital Increase) Management For Voted - For 9 Amendments to Article 30 (Shareholders' Meetings Invitation) Management For Voted - For 10 Amendments to Article 31 (Shareholders' Register) Management For Voted - For 11 Amendments to Article 47 (Company Losses) Management For Voted - For 12 Board Transactions Management For Voted - For 13 Related Party Transactions (Public Pension Agency) Management For Voted - For 14 Related Party Transactions (Tawuniya Real Estate Investment Co. 1) Management For Voted - For 15 Related Party Transactions (Tawuniya Real Estate Investment Co. 2) Management For Voted - For 16 Related Party Transactions (Saudi Investment Bank) Management For Voted - For 17 Related Party Transactions (United Insurance Co. 1) Management For Voted - For 18 Related Party Transactions (United Insurance Co. 2) Management For Voted - For 19 Related Party Transactions (Saudi Entertainment Ventures Co.) Management For Voted - For 20 Related Party Transactions (Tahakom Group) Management For Voted - For 21 Related Party Transactions (Umm Alqura Cement Co.) Management For Voted - For 1747 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Related Party Transactions (Saudi Railways Co.) Management For Voted - For 23 Related Party Transactions (Flyadeal) Management For Voted - For 24 Related Party Transactions (Maharah Co.) Management For Voted - For 25 Related Party Transactions (Mobily) Management For Voted - For 26 Related Party Transactions (General Organization for Social Insurance 1) Management For Voted - For 27 Related Party Transactions (General Organization for Social Insurance 2) Management For Voted - For 28 Related Party Transactions (Saudi Exchange Co. Tadawul 1) Management For Voted - For 29 Related Party Transactions (Saudi Exchange Co. Tadawul 2) Management For Voted - For 30 Related Party Transactions (SNB Bank Group) Management For Voted - For 31 Related Party Transactions (Waseel Co. 1) Management For Voted - For 32 Related Party Transactions (Waseel Co. 2) Management For Voted - For 33 Related Party Transactions (Bonyan Co.) Management For Voted - For TIGER BRANDS LTD. Security ID: S84594142 Ticker: TBS Meeting Date: 16-Feb-22 Meeting Type: Annual 1 Re-elect Michael Ajukwu Management For Voted - For 2 Re-elect Cora Fernandez Management For Voted - For 3 Re-elect Mahlape Sello Management For Voted - For 4 Re-elect Donald G. Wilson Management For Voted - For 5 Election of Audit Committee Member (Cora Fernandez) Management For Voted - For 6 Election of Audit Committee Member (Mahlape Sello) Management For Voted - For 7 Election of Audit Committee Member (Donald G. Wilson) Management For Voted - For 8 Appointment of Auditor FY2022 Management For Voted - For 9 Appointment of Auditor FY2023 Management For Voted - For 10 Authorisation of Legal Formalities Management For Voted - For 11 Approve Remuneration Policy Management For Voted - For 12 Approve Remuneration Implementation Report Management For Voted - For 13 Approve Financial Assistance (Section 45) Management For Voted - For 14 Approve NEDs' Fees (NEDs) Management For Voted - For 15 Approve NEDs' Fees (Chair) Management For Voted - For 16 Approve NEDs' Fees (Committees) Management For Voted - For 17 Approve NEDs' Fees (Unscheduled Meetings) Management For Voted - For 18 Approve NEDs' Fees (Ad Hoc Meetings) Management For Voted - For 19 Approve NEDs' Fees (Non-Resident NEDs) Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 1748 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted TOWER BERSAMA INFRASTRUCTURE TBK Security ID: Y71372109 Ticker: TBIG Meeting Date: 30-Sep-21 Meeting Type: Special 1 Authority to Issue Foreign Currency-denominated Bonds Management For Voted - For Meeting Date: 23-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 4 Directors' and Commissioners' Fees Management For Voted - For 5 Election of Directors and/or Commissioners (Slate) Management For Voted - Against 6 Amendments to Articles Management For Voted - Against 7 Use of Proceeds Report Management For Voted - For TUPRAS TURKIYE PETROL RAFINERILERI A.S Security ID: M8966X108 Ticker: TUPRS Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair Management For Voted - For 5 Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Co-Option of a Director Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Election of Directors; Board Size; Board Term Length Management For Voted - For 12 Compensation Policy Management For Voted - For 13 Directors' Fees Management For Voted - Against 14 Appointment of Auditor Management For Voted - For 15 Presentation of Strategic Transition Plan Management For Voted - For 16 Charitable Donations Management For Voted - Against 17 Presentation of Report on Guarantees Management For Voted - For 18 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - For 19 Wishes Management For Voted - For 1749 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted TURKCELL ILETISIM HIZMETLERI A.S Security ID: M8903B102 Ticker: TCELL Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Council Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditor's Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Amendments to Articles of Association Management For Voted - For 10 Charitable Donations Management For Voted - For 11 Ratification of Co-option of Directors Management For Voted - Against 12 Directors' Fees Management For Voted - Against 13 Amendment to Internal Regulation of Shareholder Meetings Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Allocation of Profits/Dividends Management For Voted - For 16 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - For 17 Presentation of Report on Guarantees Management For Voted - For 18 Closing Management For Voted - For TURKIYE GARANTI BANKASI A.S Security ID: M4752S106 Ticker: GARAN Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair; Minutes Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - Against 8 Ratification of Board Acts Management For Voted - Against 9 Allocation of Profits/Dividends Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Presentation of Compensation Policy Management For Voted - For 12 Directors' Fees Management For Voted - Against 13 Charitable Donations Management For Voted - For 14 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - For 15 Presentation of Report on Competing Activities Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 1750 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted UNILEVER INDONESIA Security ID: Y9064H141 Ticker: UNVR Meeting Date: 01-Nov-21 Meeting Type: Special 1 Election of Directors (Slate) Management For Voted - For 2 Elect Ainul Yaqin as Director Management For Voted - For 3 Amendments to Articles Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Elect Amaryllis Esti Wijono Management For Voted - For 6 Elect Anindya Garini Hira Murti Triadi Management For Voted - For 7 Elect Sandeep Kohli Management For Voted - For 8 Elect Shiv Sahgal Management For Voted - For 9 Elect Vivek Agarwal Management For Voted - For 10 Resignation of Badri Narayanan Management For Voted - For 11 Resignation of Veronika Utami Management For Voted - For 12 Directors' and Commissioners' Fees Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting VIETJET AVIATION JSC Security ID: Y9368Y105 Ticker: VJC Meeting Date: 28-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Management's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - Against 8 Amendments to Business Scope Management For Voted - Against 9 Appointment of Auditor Management For Voted - Abstain 10 Board Authorization Management For Voted - Against 11 Approve Election of Directors Management For Voted - For 12 Transaction of Other Business Management For Voted - Against VIETNAM DAIRY PRODUCTS JSC Security ID: Y9365V104 Ticker: VNM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1751 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Directors' Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Business Plan 2022-2026 Management For Voted - For 8 Revenue & Profits Plan 2022 Management For Voted - For 9 Profits/Dividends Allocation Plan for 2022 Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Directors' Fees Management For Voted - For 12 Amendments to Business Scope Management For Voted - For 13 Amendments to Company Charter Management For Voted - For 14 Amendments to Internal Corporate Governance Regulations Management For Voted - For 15 Approval of Election of Directors Management For Voted - For 16 Transaction of Other Business Management For Voted - Against 17 Elect Alain Xavier Cany Management For Voted - For 18 Elect DANG Thi Thu Ha Management For Voted - For 19 Elect DO Le Hung Management For Voted - For 20 Elect LE Thanh Liem Management For Voted - For 21 Elect MAI Kieu Lien Management For Voted - For 22 Elect LEE Meng Tat Management For Voted - For 23 Elect Michael CHYE Hin Fah Management For Voted - For 24 Elect NGUYEN Hanh Phuc Management For Voted - For 25 Elect HOANG Ngoc Thach Management For Voted - For 26 Elect TIEU Yen Trinh Management For Voted - For VINCOM RETAIL JSC Security ID: Y937HV109 Ticker: VRE Meeting Date: 04-Oct-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Approve Resignation and Election of Supervisors Management For Voted - For 5 Approve Election Regulations Management For Voted - For 6 Change in Business Scope Management For Voted - For 7 Amendments to Company Charter Management For Voted - For 8 Elect CHU Anh Dung Management For Voted - Against Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 1752 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Directors' and Supervisors' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - Abstain 10 Amendments to Company Charter Management For Voted - For 11 Listing of Bonds Management For Voted - For 12 Transaction of Other Business Management For Voted - Against VINGROUP JSC Security ID: Y9375L104 Ticker: VIC Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - Abstain 10 Authority to Issue Shares to Employees Under ESOP Management For Voted - For 11 Listing of Bonds Management For Voted - For 12 Amendments to Company Charter Management For Voted - For 13 Resignation of Director Management For Voted - For 14 Transaction of Other Business Management For Voted - Against 15 Approval of Election of Director Management For Voted - For 16 Approval of Election of Supervisors Management For Voted - For 17 Elect YOO Ji Han Management For Voted - For 18 Elect NGUYEN The Anh Management For Voted - For 19 Elect DO Thi Hong Van Management For Voted - For 20 Elect NGUYEN Hong Mai Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting VINHOMES JOINT STOCK COMPANY Security ID: Y937JX103 Ticker: VHM Meeting Date: 18-Aug-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Resignation and Election of Supervisors Management For Voted - For 4 Approve Election Regulations Management For Voted - For 5 Amendments to Dividends Allocation Plan Management For Voted - For 6 Listing of Bonds Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Elect PHAM Ngoc Lan Management For Voted - For 9 Elect NGUYEN Le Van Quynh Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting 1753 --------------------------------------------------------------------------------------------------- Global X MSCI Next Emerging & Frontier ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Amendments to Business Scope Management For Voted - For 10 Amendments to Company Charter Management For Voted - For 11 Appointment of Auditor Management For Voted - Abstain 12 Listing of Bonds Management For Voted - For 13 Transaction of Other Business Management For Voted - Against YANBU NATIONAL PETROCHEMICAL CO. Security ID: M98699107 Ticker: 2290 Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Auditor's Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Directors' Report Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 5 Ratification of Board Acts Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Interim Dividend Management For Voted - For 8 Authority to Pay Interim Dividends Management For Voted - For ZENITH BANK Security ID: V9T871109 Ticker: ZENITHBANK Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Omobola Ibidapo-Obe Ogunfowora Management For Voted - For 4 Re-elect Mustafa Bello Management For Voted - For 5 Re-elect Al-Mujtaba Abubakar Management For Voted - For 6 Re-elect Dennis Olisa Management For Voted - For 7 Authority to Set Auditor's Fees Management For Voted - For 8 Executives' Remuneration Management For Voted - Abstain 9 Election of Statutory Audit Committee Members Management For Voted - For 10 Continuation of Office of Jim Ovia as a Non-Executive Director Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Place Unissued Shares Under Control of Directors Management For Voted - Against 13 Amendments to Memorandum and Articles of Association Management For Voted - For 1754 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted ACCESS BANK PLC Security ID: V0014P104 Ticker: ACCESS Meeting Date: 16-Dec-21 Meeting Type: Court 1 Approve Scheme of Arrangement Management For Voted - For 2 Approve Exchange of Company's Shares by Shares of the Access Holdings Plc Management For Voted - For 3 Delisting from the Nigerian Stock Exchange Management For Voted - For 4 Amendments to Memorandum and Articles of Association Management For Voted - For 5 Authorization of Legal Formalities Management For Voted - For DANGOTE CEMENT PLC Security ID: V27546106 Ticker: DANGCEM Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Re-elect Aliko Dangote Management For Voted - For 4 Re-elect Abdu Dantata Management For Voted - For 5 Re-elect Michael Davis Management For Voted - For 6 Re-elect Viswanathan Shankar Management For Voted - For 7 Re-elect Cherie Blair Management For Voted - For 8 Elect Philip Mathew Management For Voted - For 9 Elect Halima Aliko Dangote Management For Voted - For 10 Authority to Set Auditor's Fees Management For Voted - For 11 Election of Statutory Audit Committee Members Management For Voted - Against 12 Directors' Fees Management For Voted - For 13 Cancellation of Shares Management For Voted - For 14 Cancellation of Unissued and Treasury Shares Management For Voted - For 15 Authority to Set Share Capital Management For Voted - For 16 Amendments to Article 6 (Issued Share Capital) Management For Voted - For 17 Authorisation of Legal Formalities Management For Voted - For DANGOTE SUGAR REFINERY PLC Security ID: V27544101 Ticker: DANGSUGAR Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Re-election of Directors Management For Voted - Against 4 Authority to Set Auditor's Fees Management For Voted - For 5 Disclosure of Managers' Remuneration Management For Voted - For 6 Election of Statutory Audit Committee Members Management For Voted - For 7 Directors' Fees Management For Voted - For 1755 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Authority to Cancel Unissued Shares Management For Voted - For 9 Amendments to Memorandum of Association Management For Voted - For 10 Authorisation of Legal Formalities Management For Voted - For ECOBANK TRANSNATIONAL INCORPORATED Security ID: V00005104 Ticker: ETI Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Appropriation of Profits Management For Voted - For 4 Re-elect Aichatou A. Pouye Management For Voted - Against 5 Re-elect Aasim Ahmad Qureshi Management For Voted - For 6 Re-elect Catherine W. Ngahu Management For Voted - For 7 Re-elect Mfundo C. Nkuhlu Management For Voted - For 8 Elect Ade Ayeyemi Management For Voted - For 9 Appointment of Alternate Auditors Management For Voted - For 10 Directors Remuneration Management For Voted - For FBN HOLDINGS PLC Security ID: V342A5109 Ticker: FBNH Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Election of Directors Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Disclosure of Managers' Remuneration Management For Voted - For 6 Election of Statutory Audit Committee Members Management For Voted - For 7 Authority to Cancel Unissued Shares; Amendments to Articles and Memorandum; Authorization of Legal Formalities; Authority to Hire Professional Parties and Advisers Management For Voted - For FCMB GROUP PLC Security ID: V3558N105 Ticker: FCMB Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Ratify Appointment of Directors Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Re-election of Directors Management For Voted - Against 6 Presentation of Managers' Remuneration Management For Voted - For 7 Election of Statutory Audit Committee Members Management For Voted - For 1756 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Authority to Replace Authorised Shared Capital with Issued Share Capital / Cancellation of Shares Management For Voted - For 9 Authorisation of Legal Formalities Management For Voted - For FIDELITY BANK PLC Security ID: V3456T105 Ticker: FIDELITYBK Meeting Date: 05-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Morohunke Bammeke Management For Voted - For 4 Elect Stanley Chiedoziem Amuchie Management For Voted - For 5 Re-elect Mustafa Chike-Obi Management For Voted - Against 6 Re-elect Isa Mohammed Inuwa Management For Voted - For 7 Re-elect Henry Ikemefuna Obih Management For Voted - Against 8 Authority to Set Auditor's Fees Management For Voted - For 9 Disclosure of Managers' Remuneration Management For Voted - For 10 Election of Statutory Audit Committee Members Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Authority to Replace Authorised Shared Capital with Issued Share Capital / Cancellation of Shares Management For Voted - Abstain 13 Amendments to Memorandum and Articles of Association Management For Voted - Abstain 14 Authority to Invest, Acquire or Restructure the Business,or Raise Capital Management For Voted - Abstain 15 Authority to Appoint External Parties Management For Voted - Abstain 16 Authority to Enter into Arrangements and Execute Necessary Documents Management For Voted - Abstain 17 General Authority Management For Voted - Abstain FLOUR MILLS OF NIGERIA PLC Security ID: V35663109 Ticker: FLOURMILL Meeting Date: 08-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Ratify Appointment of Directors Management For Voted - For 4 Re-election of Directors Management For Voted - Against 5 Re-elect Jerry Gana by Specil Notice (Over 70 Years) Management For Voted - Against 6 Disclosure of Managers' Remuneration Management For Voted - For 7 Authority to Set Auditor's Fees Management For Voted - For 8 Election of Statutory Audit Committee Members Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Related Party Transactions Management For Voted - Abstain 1757 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted GUARANTY TRUST HOLDING COMPANY PLC Security ID: V4161A100 Ticker: GTCO Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Re-elect Hezekiah Adesola Oyinlola Management For Voted - For 5 Elect Segun Agbaje Management For Voted - For 6 Re-elect Suleiman Barau Management For Voted - For 7 Re-elect Helen Lee Bouygues Management For Voted - Against 8 Re-elect Cathy Echeozo Management For Voted - For 9 Elect Adebanji Adeniyi Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Authority to Set Auditor's Fees Management For Voted - For 12 Presentation of Managers' Remuneration Management For Voted - For 13 Election of Statutory Audit Committee Members Management For Voted - For 14 Related Party Transactions Management For Voted - Abstain 15 Directors' Fees Management For Voted - For 16 Authority to Replace Authorised Shared Capital with Issued Share Capital / Cancellation of Shares Management For Voted - For LAFARGE AFRICA PLC Security ID: V2856X104 Ticker: WAPCO Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Re-elect Grant Earnshaw Management For Voted - Against 4 Re-elect Karine Uzan Mercie Management For Voted - Against 5 Re-elect Marco Licata Management For Voted - For 6 Authority to Set Auditor's Fees Management For Voted - For 7 Election of Statutory Audit Committee Members Management For Voted - Against 8 Disclosure of Managers' Remuneration Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Related Party Transactions Management For Voted - Abstain 11 Authority to Cancel Unissued Shares Management For Voted - For 12 Amendments to Clause 6 (Regarding Issued Capital) Management For Voted - For MTN NIGERIA COMMUNICATIONS PLC Security ID: V61430100 Ticker: MTNN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Re-elect Mohammad K. Ahmad Management For Voted - For 1758 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Re-elect Andrew Alli Management For Voted - Against 5 Re-elect Michael Ajukwu Management For Voted - Against 6 Re-elect Omobola Johnson Management For Voted - Against 7 Re-elect Abubakar B. Mahmoud Management For Voted - Against 8 Authority to Set Auditor's Fees Management For Voted - For 9 Disclosure of Managers' Remuneration Management For Voted - For 10 Election of Statutory Audit Committee Members Management For Voted - For 11 Related Party Transactions Management For Voted - Abstain 12 Non-Voting Meeting Note N/A N/A Non-Voting NESTLE NIGERIA PLC Security ID: V6702N103 Ticker: NESTLE Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Election of Directors Management For Voted - Against 4 Authority to Set Auditor's Fees Management For Voted - Against 5 Disclosure of Managers' Remuneration Management For Voted - For 6 Election of Statutory Audit Committee Members Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Related Party Transactions Management For Voted - For 9 Amendments to Memorandum and Articles of Association Management For Voted - For NIGERIAN BREWERIES PLC Security ID: V6722M127 Ticker: NB Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Election of Directors Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Election of Statutory Audit Committee Members Management For Voted - Against 6 Presentation of Managers' Remuneration Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Related Party Transactions Management For Voted - Abstain 9 Approve Scrip Dividend Management For Voted - For 10 Exercise date Management For Voted - For 11 Exercise price Management For Voted - For 12 Authority to Allocate Scrip Dividend Management For Voted - For 13 Authorization of Legal Formalities Management For Voted - For 1759 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted STANBIC IBTC HOLDINGS PLC Security ID: V8288Q104 Ticker: STANBIC Meeting Date: 26-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Ifeoma Esiri Management For Voted - Against 4 Elect Barend Johannes Kruger Management For Voted - Against 5 Elect Nkemdilim Uwaje Management For Voted - Against 6 Authority to Set Auditor's Fees Management For Voted - For 7 Election of Audit Committee Members Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Related Party Transactions Management For Voted - Abstain 10 Authority to Cancel Unissued Shares Management For Voted - For STERLING BANK PLC Security ID: V8826B106 Ticker: STERLNBANK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Olatunji Mayaki Management For Voted - Against 4 Elect Olusola Oworu Management For Voted - For 5 Elect Tairat Tijani Management For Voted - Against 6 Elect Michael Jituboh Management For Voted - Against 7 Authority to Set Auditor's Fees Management For Voted - For 8 Disclosure of Managers' Remuneration Management For Voted - For 9 Election of Shareholders Representatives to the Statutory Audit Committee Management For Voted - For 10 Authority to Cancel Unissued Shares Management For Voted - Abstain 11 Amendments to Memorandum and Articles of Association (Reconciliation of Share Capital) Management For Voted - Abstain 12 Authorization of Legal Formalities (Documents) Management For Voted - Abstain 13 Authorization of Legal Formalities (Acts) Management For Voted - Abstain 14 Non-Voting Meeting Note N/A N/A Non-Voting TRANSNATIONAL CORPORATION OF NIGERIA PLC Security ID: V9156N108 Ticker: TRANSCORP Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Allocation of Profits/Dividends Management For Voted - For 2 Elect Mallam Ahmadu Sambo Management For Voted - Against 3 Elect Victor Famuyibo Management For Voted - Against 4 Elect Oliver Andrew Management For Voted - For 5 Re-elect Tony O. Elumelu Management For Voted - Against 6 Re-elect Foluke Abdulrazaq Management For Voted - For 1760 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Re-elect Stanley I. Lawson Management For Voted - Against 8 Authority to Set Auditor's Fees Management For Voted - Against 9 Election of Statutory Audit Committee Members Management For Voted - For 10 Authority to Invest in, Acquire, or Divest from Businesses Management For Voted - Abstain 11 Authorization of Legal Formalities Management For Voted - Abstain 12 Amendment to Company Name Management For Voted - For 13 Reduction of Authorized Capital Management For Voted - For 14 Amendment to Clause 6 (Reduction of Authorized Capital) Management For Voted - For UAC OF NIGERIA PLC Security ID: V9220Z103 Ticker: UACN Meeting Date: 20-Sep-21 Meeting Type: Court 1 Approval of the Scheme of Arrangement Management For Voted - For 2 Transference of the Units in UPDC Real Estate Investment Trust to the Eligible Shareholders of the Company Management For Voted - For 3 Reduction of Share Capital Management For Voted - For 4 Transference of the Market Value Difference of Units Management For Voted - For 5 Authorization of Legal Formalities (Solicitors) Management For Voted - For 6 Authorization of Legal Formalities (Board of Directors) Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Re-elect Suzanne Iroche Management For Voted - For 4 Re-elect Karl Toriola Management For Voted - Against 5 Authority to Set Auditor's Fees Management For Voted - Against 6 Election of Statutory Audit Committee Members Management For Voted - Against 7 Disclosure of Managers' Remuneration Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Elect Funke Ijaiya-Oladipo Management For Voted - For 10 Elect Khalifa Biobaku Management For Voted - Against 11 Related Party Transactions Management For Voted - For 12 Scrip Dividend Management For Voted - For 13 Cancellation of Unissued Shares Management For Voted - For 14 Authorization of Legal Formalities Management For Voted - For 15 Amendments to Articles and Memorandum (Cancellation of Unissued Shares) Management For Voted - For 1761 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted UNILEVER NIGERIA PLC Security ID: V9234B100 Ticker: UNILEVER Meeting Date: 05-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Election of Directors Management For Voted - For 4 Presentation of Managers' Remuneration Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - Against 6 Election of Statutory Audit Committee Members Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Related Party Transactions Management For Voted - Abstain 9 Cancellation of Shares Management For Voted - For 10 Amendments to Articles (Capital) Management For Voted - For UNITED BANK FOR AFRICA PLC Security ID: V9T62Y106 Ticker: UBA Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Owanari Duke Management For Voted - Against 4 Elect Angela Adebayo Management For Voted - Against 5 Elect Aisha Hassan-Baba Management For Voted - For 6 Approval of Appointment of Caroline Anyanwu Management For Voted - Against 7 Authority to Set Auditor's Fees Management For Voted - For 8 Executives' Remuneration Management For Voted - For 9 Election of Statutory Audit Committee Members Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Cancellation of Unissued Company Shares Management For Voted - For 12 Authority to Set Authorized Capital Management For Voted - For 13 Amendments to Article 10 (Regarding Issued Capital) Management For Voted - For 14 Authority to Utilise Company Capital Management For Voted - For 15 General Authority Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting ZENITH BANK Security ID: V9T871109 Ticker: ZENITHBANK Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Omobola Ibidapo-Obe Ogunfowora Management For Voted - For 4 Re-elect Mustafa Bello Management For Voted - For 5 Re-elect Al-Mujtaba Abubakar Management For Voted - For 1762 --------------------------------------------------------------------------------------------------- Global X MSCI Nigeria ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Re-elect Dennis Olisa Management For Voted - For 7 Authority to Set Auditor's Fees Management For Voted - For 8 Executives' Remuneration Management For Voted - Abstain 9 Election of Statutory Audit Committee Members Management For Voted - For 10 Continuation of Office of Jim Ovia as a Non-Executive Director Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Place Unissued Shares Under Control of Directors Management For Voted - Against 13 Amendments to Memorandum and Articles of Association Management For Voted - For 1763 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted ADEVINTA ASA Security ID: R0000V110 Ticker: ADE Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Agenda Management For Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Minutes Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Remuneration Policy Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Authority to Set Auditor's Fees Management For Take No Action 13 Elect Orla Noonan Management For Take No Action 14 Elect Fernando Abril-Martorell Hernandez Management For Take No Action 15 Elect Peter Brooks-Johnson Management For Take No Action 16 Elect Sophie Javary Management For Take No Action 17 Elect Julia Jaekel Management For Take No Action 18 Elect Michael Nilles Management For Take No Action 19 Directors' Fees Management For Take No Action 20 Election of Nomination Committee Members Management For Take No Action 21 Nomination Committee Fees Management For Take No Action 22 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 23 Authority to Issue Convertible Debt Instruments Management For Take No Action 24 Authority to Repurchase Shares Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action 26 Non-Voting Meeting Note N/A N/A Take No Action AKER ASA Security ID: R0114P108 Ticker: AKER Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Opening of Meeting; Agenda Management For Take No Action 6 Minutes; Election of Presiding Chair Management For Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Accounts and Reports; Report of the Board of Directors; Allocation of Profits and Dividends Management For Take No Action 1764 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Remuneration Report Management For Take No Action 10 Non-Voting Agenda Item N/A N/A Take No Action 11 Directors' Fees Management For Take No Action 12 Nomination Committee Fees Management For Take No Action 13 Election of Directors Management For Take No Action 14 Authority to Set Auditor's Fees Management For Take No Action 15 Appointment of Auditor Management For Take No Action 16 Authority to Repurchase Shares Pursuant to Acquisitions Management For Take No Action 17 Authority to Repurchase Shares Pursuant to LTIP Management For Take No Action 18 Authority to Repurchase Shares Pursuant to Investment Purposes Management For Take No Action 19 Authority to Distribute Additional Dividends Management For Take No Action 20 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action 22 Non-Voting Meeting Note N/A N/A Take No Action 23 Non-Voting Meeting Note N/A N/A Take No Action AKER BP ASA Security ID: R0139K100 Ticker: AKRBP Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports; Corporate Governance Report Management For Take No Action 9 Remuneration Report Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Directors' Fees Management For Take No Action 12 Nomination Committee Fees Management For Take No Action 13 Appointment of Auditor Management For Take No Action 14 Merger/Acquisition Management For Take No Action 15 Increase in Authorized Capital Pursuant to the Merger Plan Management For Take No Action 16 Amendments to Articles (Board Size) Management For Take No Action 17 Election of Directors Management For Take No Action 18 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 19 Authority to Repurchase Shares Management For Take No Action 20 Authority to Distribute Dividends Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action 22 Non-Voting Meeting Note N/A N/A Take No Action 1765 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted AKER CARBON CAPTURE AS Security ID: R00762113 Ticker: ACC Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Appointment of Auditor Management For Take No Action 12 Remuneration Policy Management For Take No Action 13 Remuneration Report Management For Take No Action 14 Election of Directors Management For Take No Action 15 Directors' Fees Management For Take No Action 16 Nomination Committee Fees Management For Take No Action 17 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 18 Authority to Repurchase and Reissue Shares in Connection with M&A Transactions Management For Take No Action 19 Authority to Repurchase and Reissue Shares in Connection with Equity-based Incentive Plans Management For Take No Action 20 Authority to Repurchase and Reissue Shares for Investment or Cancellation Management For Take No Action AKER HORIZONS AS Security ID: R0166C104 Ticker: AKH Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair;minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Appointment of Auditor Management For Take No Action 12 Remuneration Policy Management For Take No Action 13 Remuneration Report Management For Take No Action 14 Directors' Fees Management For Take No Action 1766 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Nomination Committee Fees Management For Take No Action 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 17 Authority to Repurchase Shares (M&A) Management For Take No Action 18 Authority to Repurchase Shares (Incentive program) Management For Take No Action 19 Authority to Repurchase Shares (Investments) Management For Take No Action 20 Non-Voting Meeting Note N/A N/A Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action AKER SOLUTIONS ASA Security ID: R0138P118 Ticker: AKSO Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Agenda Management For Take No Action 7 Minutes Management For Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 10 Non-Voting Agenda Item N/A N/A Take No Action 11 Remuneration Report Management For Take No Action 12 Directors' Fees Management For Take No Action 13 Nomination Committee Fees Management For Take No Action 14 Election of Directors Management For Take No Action 15 Election of Nominating Committee Members Management For Take No Action 16 Authority to Set Auditor's Fees Management For Take No Action 17 Appointment of Auditor Management For Take No Action 18 Authority to Repurchase Shares Management For Take No Action 19 Authority to Repurchase Shares Pursuant to LTIP Management For Take No Action 20 Authority to Repurchase Shares for Cancellation Management For Take No Action ATEA ASA Security ID: R0728G106 Ticker: ATEA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair Management For Take No Action 6 Minutes Management For Take No Action 7 Notice of Meeting; Agenda Management For Take No Action 8 CEO's Address Management For Take No Action 1767 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Accounts and Reports Management For Take No Action 10 Allocation of Profits/Dividends Management For Take No Action 11 Election of Directors Management For Take No Action 12 Authority to Set Auditor's Fees Management For Take No Action 13 Directors' Fees Management For Take No Action 14 Nomination Committee Fees Management For Take No Action 15 Remuneration Policy Management For Take No Action 16 Remuneration Report Management For Take No Action 17 Corporate Governance Report Management For Take No Action 18 Authority to Issue Shares w/ or w/o Preemptive Rights Pursuant to LTIP Management For Take No Action 19 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 20 Authority to Repurchase Shares Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action ATLANTIC SAPPHIRE ASA Security ID: R07217103 Ticker: ASA Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Directors' Fees Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Election of Directors Management For Take No Action 12 Appointment of Nomination Committee Management For Take No Action 13 Appointment of Auditor Management For Take No Action 14 Remuneration Policy Management For Take No Action 15 Remuneration Report Management For Take No Action 16 Corporate Governance Report Management For Take No Action 17 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 18 Authority to Issue Shares (Option Program) Management For Take No Action 19 Authority to Issue Convertible Debt Instruments Management For Take No Action AUSTEVOLL SEAFOOD ASA Security ID: R0814U100 Ticker: AUSS Meeting Date: 24-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 1768 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 10 Non-Voting Agenda Item N/A N/A Take No Action 11 Directors' Fees Management For Take No Action 12 Audit and ESG Committees' fees Management For Take No Action 13 Nomination Committee Fees Management For Take No Action 14 Authority to Set Auditor's Fees Management For Take No Action 15 Amendments to Articles (Board Size) Management For Take No Action 16 Amendments to Articles (Submission of Votes) Management For Take No Action 17 Amendments to Articles (Numbering of Article) Management For Take No Action 18 Elect Helge Singelstad Management For Take No Action 19 Elect Hege Charlotte Bakken Management For Take No Action 20 Elect Helge Mogster Management For Take No Action 21 Elect Lill Maren Mogster Management For Take No Action 22 Elect Petter Dragesund Management For Take No Action 23 Elect Hilde Dronen Management For Take No Action 24 Elect Nils Petter Hollekim Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 26 Authority to Repurchase and Reissue Shares Management For Take No Action 27 Remuneration Report Management For Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action 30 Non-Voting Meeting Note N/A N/A Take No Action BAKKAFROST P/F Security ID: K0840B107 Ticker: BAKKA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Election of Presiding Chair Management For Voted - For 2 Report of the Board of Directors Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Annika Frederiksberg Management For Voted - For 6 Elect Einar Wathne Management For Voted - For 7 Elect Oystein Sandvik Management For Voted - For 8 Elect Teitur Samuelsen Management For Voted - For 9 Elect Guorio Hojgaard Management For Voted - For 10 Elect Runi M. Hansen as Chair Management For Voted - For 11 Director' Fees Management For Voted - For 12 Elect Gunnar i Lioa Management For Voted - For 13 Elect Rogvi Jacobsen Management For Voted - For 14 Elect Gunnar i Lioa as Chair Management For Voted - For 1769 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Nomination Committee Fees Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Remuneration Policy Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting BONHEUR Security ID: R13875100 Ticker: BONHR Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Opening of Meeting; Agenda; Voting List Management For Take No Action 6 Minutes Management For Take No Action 7 Accounts and Reports; Allocation of Profits and Dividends; Corporate Governance Report Management For Take No Action 8 Authority to Repurchase and Reissue Shares Management For Take No Action 9 Election of Shareholder Representatives; Shareholders' Representatives Committee fees Management For Take No Action 10 Directors' Fees Management For Take No Action 11 Authority to Set Auditor's Fees Management For Take No Action 12 Charitable Donations Management For Take No Action 13 Non-Voting Meeting Note N/A N/A Take No Action 14 Non-Voting Meeting Note N/A N/A Take No Action BORREGAARD ASA Security ID: R1R79W105 Ticker: BRG Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Agenda; Election of Presiding Chair; Minutes Management For Take No Action 6 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 7 Remuneration Report Management For Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Authority to Repurchase Shares Pursuant to Incentive Programs Management For Take No Action 10 Authority to Repurchase Shares for Amortisation Management For Take No Action 11 Amendments to Articles (General Meetings) Management For Take No Action 12 Elect Helge Aasen Management For Take No Action 13 Elect Terje Andersen Management For Take No Action 14 Elect Tove Andersen Management For Take No Action 15 Elect Margrethe Hauge Management For Take No Action 16 Elect John Arne Ulvan Management For Take No Action 1770 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elect Helge Aasen as Chair Management For Take No Action 18 Elect Mimi K. Berdal Management For Take No Action 19 Elect Erik Must Management For Take No Action 20 Elect Rune Selmar Management For Take No Action 21 Elect Atle Hauge Management For Take No Action 22 Elect Mimi K. Berdal as Chair Management For Take No Action 23 Directors' Fees Management For Take No Action 24 Nomination Committee Fees Management For Take No Action 25 Authority to Set Auditor's Fees Management For Take No Action 26 Appointment of Auditor Management For Take No Action BW ENERGY LIMITED Security ID: G0702P108 Ticker: BWE Meeting Date: 26-May-22 Meeting Type: Annual 1 Board Size Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Elect Andreas Sohmen-Pao Management For Voted - For 4 Elect Marco Beenen Management For Voted - For 5 Elect W. Russell Scheirman Management For Voted - For 6 Elect Sophie Smith as Nomination Committee Member Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting BW LPG LIMITED Security ID: G17384101 Ticker: BWLPG Meeting Date: 13-May-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Board Size Management For Voted - For 4 Elect Martha Kold Bakkevig Management For Voted - For 5 Elect Andrew E. Wolff Management For Voted - For 6 Elect Andreas Sohmen-Pao as Chair Management For Voted - Against 7 Election of Sophie Smith as a Nomination Committee Member Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 1771 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted BW OFFSHORE Security ID: G1738J124 Ticker: BWO Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Board Size Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Elect Carl Krogh Arnet Management For Voted - For 8 Elect Rebekka Glasser Herlofsen Management For Voted - Against 9 Election of Nomination Committee Members Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For CRAYON GROUP HOLDING ASA Security ID: R1R93Q100 Ticker: CRAYN Meeting Date: 23-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Minutes Management For Take No Action 8 Remuneration Policy Management For Take No Action 9 Authority to Issue Shares Pursuant to Share Based Incentive Programs Management For Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action 11 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Agenda Management For Take No Action 8 Minutes Management For Take No Action 9 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Elect Rune Syversen Management For Take No Action 1772 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Dagfinn Ringas Management For Take No Action 13 Elect Grethe Viksaas Management For Take No Action 14 Elect Jennifer Lee Koss Management For Take No Action 15 Elect Jens Rugseth Management For Take No Action 16 Elect Wenche Agerup Management For Take No Action 17 Elect Jens Moberg Management For Take No Action 18 Elect Tor Malmo Management For Take No Action 19 Elect Ole-Morten Settevik Management For Take No Action 20 Elect Paul C. Schorr IV Management For Take No Action 21 Directors' Fees Management For Take No Action 22 Nomination Committee Fees Management For Take No Action 23 Non-Voting Agenda Item N/A N/A Take No Action 24 Remuneration Report Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Pursuant to Incentive Plans Management For Take No Action 26 Authority to Issue Shares w/ or w/o Preemptive Rights Pursuant to Acquisitions Management For Take No Action 27 Authority to Repurchase and Reissue Shares Management For Take No Action DNB BANK ASA Security ID: R1R15X100 Ticker: DNB Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Meeting Note N/A N/A Take No Action 7 Opening of Meeting; Election of Presiding Chair Management For Take No Action 8 Agenda Management For Take No Action 9 Minutes Management For Take No Action 10 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 11 Authority to Repurchase Shares Management For Take No Action 12 Authority to Repurchase Shares for Hedging Management For Take No Action 13 Authority to Raise Debt Capital Management For Take No Action 14 Amendments to Articles (Debt Capital) Management For Take No Action 15 Remuneration Report Management For Take No Action 16 Remuneration Policy Management For Take No Action 17 Corporate Governance Report Management For Take No Action 18 Authority to Set Auditor's Fees Management For Take No Action 19 Election of Directors Management For Take No Action 20 Election of Nomination Committee Members Management For Take No Action 21 Amendment of Nomination Committee Guidelines Management For Take No Action 22 Directors' Fees; Election Committee Fees Management For Take No Action 1773 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted DNO ASA Security ID: R6007G105 Ticker: DNO Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair; Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Accounts and Reports Management For Take No Action 10 Elect Anita Marie Hjerkinn Aarns Management For Take No Action 11 Elect Gunnar Hirsti as Vice-Chair Management For Take No Action 12 Elect Bijan Mossavar-Rahmani Management For Take No Action 13 Elect Kare A. Tjonneland Management For Take No Action 14 Elect Lars Arne Takla Management For Take No Action 15 Directors' Fees Management For Take No Action 16 Nomination Committee Fees Management For Take No Action 17 Authority to Set Auditor's Fees Management For Take No Action 18 Remuneration Policy Management For Take No Action 19 Remuneration Report Management For Take No Action 20 Allocation of Profits/Dividends Management For Take No Action 21 Authority to Increase Share Capital Management For Take No Action 22 Authority to Repurchase and Reissue Shares Management For Take No Action 23 Authority to Issue Convertible Debt Instruments Management For Take No Action 24 Non-Voting Meeting Note N/A N/A Take No Action DSV PANALPINA AS Security ID: K3186P102 Ticker: DSV Meeting Date: 08-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Elect Tarek Sultan Al-Essa Management For Voted - For 9 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Remuneration Policy Management For Voted - For 1774 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted ELKEM ASA Security ID: R2R86R113 Ticker: ELK Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair; Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 10 Non-Voting Agenda Item N/A N/A Take No Action 11 Remuneration Policy Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Authority to Set Auditor's Fees Management For Take No Action 14 Election of Directors Management For Take No Action 15 Appointment of Nomination Committee Management For Take No Action 16 Directors' Fees Management For Take No Action 17 Nomination Committee Fees Management For Take No Action 18 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 19 Authority to Issue Shares (LTIP) Management For Take No Action 20 Authority to Repurchase and Reissue Shares Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action ELOPAK ASA Security ID: R2R8AG112 Ticker: ELO Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Elect Jo Olav Lunder Management For Take No Action 8 Elect Thomas Askeland Management For Take No Action 9 Agenda Management For Take No Action 10 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 11 Corporate Governance Report Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Election of Directors Management For Take No Action 14 Directors' Fees Management For Take No Action 1775 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect Kari Olrud Moen as Nomination Committee Member Management For Take No Action 16 Nomination Committee Fees Management For Take No Action 17 Amendments to the Nomination Committee Guidelines Management For Take No Action 18 Authority to Set Auditor's Fees Management For Take No Action 19 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 20 Authority to Repurchase Shares Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action ENTRA ASA Security ID: R2R8A2105 Ticker: ENTRA Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Take No Action 2 Election of Presiding Chair Management For Take No Action 3 Minutes Management For Take No Action 4 Agenda Management For Take No Action 5 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 6 Authority to distribute dividends Management For Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Remuneration Report Management For Take No Action 9 Remuneration Policy Management For Take No Action 10 Authority to Repurchase Shares for cancellation Management For Take No Action 11 Authority to Repurchase Shares Pursuant to Long-Term Incentive Scheme Management For Take No Action 12 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 13 Authority to Set Auditor's Fees Management For Take No Action 14 Board Fees Management For Take No Action 15 Audit Commitee Fees Management For Take No Action 16 Remuneration Commitee Fees Management For Take No Action 17 Elect Otto Ertzeid Management For Take No Action 18 Elect Joacim Sjoberg Management For Take No Action 19 Elect Camilla AC Tepfers Management For Take No Action 20 Elect Hege Beate Toft Karlsen Management For Take No Action 21 Elect Widar Salbuvik Management For Take No Action 22 Election of Nomination Committee Members Management For Take No Action 23 Nomination Committee Fees Management For Take No Action 24 Appointment of Auditor Management For Take No Action 25 Approve Demerger (Parent/Subsidiary) Management For Take No Action 26 Approve Merger (Parent/Subsidiary) Management For Take No Action 27 Non-Voting Meeting Note N/A N/A Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action 30 Non-Voting Meeting Note N/A N/A Take No Action 31 Non-Voting Meeting Note N/A N/A Take No Action 1776 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted EQUINOR ASA Security ID: R2R90P103 Ticker: EQNR Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Election of Presiding Chair Management For Take No Action 9 Agenda Management For Take No Action 10 Minutes Management For Take No Action 11 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 12 Authority to Distribute Interim Dividends Management For Take No Action 13 Reduction of Share Capital Management For Take No Action 14 Amendments to Articles (Corporate Purpose) Management For Take No Action 15 Approval of Energy Transition Plan Management For Take No Action 16 Shareholder Proposal Regarding GHG Reduction Targets Shareholder Against Take No Action 17 Shareholder Proposal Regarding Climate Strategy Shareholder Against Take No Action 18 Shareholder Proposal Regarding Establishing a Fund for Employees that Work in the Oil Sector Shareholder Against Take No Action 19 Shareholder Proposal Regarding Making the Barents Sea a Voluntary Exclusion Zone Shareholder Against Take No Action 20 Shareholder Proposal Regarding Cessation of All Exploration Activity Shareholder Against Take No Action 21 Shareholder Proposal Regarding Barents Sea Exploration Shareholder Against Take No Action 22 Shareholder Proposal Regarding Move From Fossil Fuels to Renewable Energy Shareholder Against Take No Action 23 Shareholder Proposal Regarding Gradually Divesting from All International Operations Shareholder Against Take No Action 24 Shareholder Proposal Regarding Report on Human Rights Shareholder Against Take No Action 25 Corporate Governance Report Management For Take No Action 26 Remuneration Report Management For Take No Action 27 Authority to Set Auditor's Fees Management For Take No Action 28 Elect Jarle Roth Management For Take No Action 29 Elect Nils Bastiansen Management For Take No Action 30 Elect Finn Kinserdal Management For Take No Action 31 Elect Kari Skeidsvoll Moe Management For Take No Action 32 Elect Kjerstin Rasmussen Braathen Management For Take No Action 33 Elect Kjerstin Fyllingen Management For Take No Action 34 Elect Mari Rege Management For Take No Action 35 Elect Trond Straume Management For Take No Action 36 Elect Martin Wien Fjell Management For Take No Action 37 Elect Merete Hverven Management For Take No Action 1777 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 38 Elect Helge Aasen Management For Take No Action 39 Elect Liv B. Ulriksen Management For Take No Action 40 Elect Per Axel Koch (Deputy Member) Management For Take No Action 41 Elect Catrine Kristiseter Marti (Deputy Member) Management For Take No Action 42 Elect Nils Morten Huseby (Deputy Member) Management For Take No Action 43 Elect Nina Kivijervi Jonassen (Deputy Member) Management For Take No Action 44 Corporate Assembly Fees Management For Take No Action 45 Elect Jarle Roth Management For Take No Action 46 Elect Berit L. Henriksen Management For Take No Action 47 Elect Merete Hverven Management For Take No Action 48 Elect Jan Tore Fosund Management For Take No Action 49 Nomination Committee Fees Management For Take No Action 50 Authority to Repurchase Shares (Share Savings Plan) Management For Take No Action 51 Authority to Repurchase Shares (Cancellation) Management For Take No Action 52 Authority to Adjust Marketing Instructions Management For Take No Action EUROPRIS ASA Security ID: R2R97J126 Ticker: EPR Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair; Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Accounts and Reports Management For Take No Action 11 Allocation of Profits/Dividends Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Directors' Fees Management For Take No Action 14 Authority to Set Auditor's Fees Management For Take No Action 15 Elect Pal Wibe Management For Take No Action 16 Elect Mai-Lil Ibsen Management For Take No Action 17 Elect Inger Johanne Solhaug Management For Take No Action 18 Elect Alf Inge Gjerde Management For Take No Action 19 Nomination Committee Fees Management For Take No Action 20 Authority to Repurchase Shares Management For Take No Action 21 Authority to Repurchase Shares pursuant to incentive programs Management For Take No Action 22 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 23 Non-Voting Meeting Note N/A N/A Take No Action 24 Non-Voting Meeting Note N/A N/A Take No Action 1778 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted EVOLUTION AB Security ID: W3287P115 Ticker: EVO Meeting Date: 20-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Board Size Management For Voted - For 12 Elect Mimi Drake as a Member of the Board of Directors Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Board Size Management For Voted - For 12 Elect Sandra Ann Urie as a Member of the Board of Directors Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting FJORDKRAFT HOLDING ASA Security ID: R2R66M100 Ticker: FKRFT Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 1779 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 9 Corporate Governance Report Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Remuneration Report Management For Take No Action 12 board fees Management For Take No Action 13 Audit committee fees Management For Take No Action 14 Remuneration committee fees Management For Take No Action 15 Nomination Committee Fees Management For Take No Action 16 Elect Atle Kvamme Management For Take No Action 17 Elect Steinar Sonsteby Management For Take No Action 18 Elect Live Bertha Haukvik Management For Take No Action 19 Amendment to articles (Company Name Change) Management For Take No Action 20 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 21 Authority to Issue Shares w/ or w/o Preemptive Rights (Share option plan) Management For Take No Action 22 Authority to Repurchase Shares Management For Take No Action 23 Non-Voting Meeting Note N/A N/A Take No Action GJENSIDIGE FORSIKRING ASA Security ID: R2763X101 Ticker: GJF Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair Management For Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Agenda Management For Take No Action 10 Minutes Management For Take No Action 11 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Remuneration Policy Management For Take No Action 14 Authority to Distribute a Dividend Management For Take No Action 15 Authority to Repurchase Shares to Implement Equity Compensation Plan Management For Take No Action 16 Authority to Repurchase Shares Management For Take No Action 17 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 1780 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Authority to Issue Convertible Debt Instruments Management For Take No Action 19 Merger by Absorption between Parent and Subsidiary Management For Take No Action 20 Amendments to Articles Management For Take No Action 21 Approve nomination committee guidelines Management For Take No Action 22 Election of Directors Management For Take No Action 23 Elect Trine Riis Groven Management For Take No Action 24 Elect Iwar Arnstad Management For Take No Action 25 Elect Marianne Odegaard Ribe Management For Take No Action 26 Elect Pernille Moen Masdal Management For Take No Action 27 Elect Henrik Bachke Madsen Management For Take No Action 28 Appointment of Auditor Management For Take No Action 29 Directors and Auditors' Fees Management For Take No Action 30 Non-Voting Meeting Note N/A N/A Take No Action 31 Non-Voting Meeting Note N/A N/A Take No Action GRIEG SEAFOOD Security ID: R28594100 Ticker: GSF Meeting Date: 04-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Elect Nicolai Hafeld Grieg as a Member to the Board of Directors Management For Take No Action 8 Amendments to Articles Management For Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Accounts and Reports Management For Take No Action 8 Allocation of Profits/Dividends Management For Take No Action 9 Authority to Distribute Dividends Management For Take No Action 10 Corporate Governance Report Management For Take No Action 11 Authority to Set Auditor's Fees Management For Take No Action 12 Directors' Fees Management For Take No Action 13 Elect Per Grieg jr. Management For Take No Action 14 Elect Tore Holand Management For Take No Action 15 Elect Nicolai Hafeld Grieg Management For Take No Action 16 Elect Marianne Odegaard Ribe Management For Take No Action 1781 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elect Katrine Trovik Management For Take No Action 18 Elect Ragnhild Janbu Fresvik Management For Take No Action 19 Election of Elisabeth Grieg Management For Take No Action 20 Election of Marit Solberg Management For Take No Action 21 Election of Yngve Myhre Management For Take No Action 22 Remuneration Report Management For Take No Action 23 Employee Share Savings Plan Management For Take No Action 24 Authority to Repurchase Shares Management For Take No Action 25 Authority to Issue Shares w/o Preemptive Rights Management For Take No Action 26 Non-Voting Meeting Note N/A N/A Take No Action H & M HENNES & MAURITZ AB Security ID: W41422101 Ticker: HMB Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Allocation of Profits/Dividends Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting HAFNIA LTD Security ID: G4233B109 Ticker: HAFNI Meeting Date: 20-May-22 Meeting Type: Annual 1 Board Size Management For Voted - For 2 Elect Donald John Ridgway Management For Voted - For 3 Elect Ouma Sananikone Management For Voted - For 4 Elect Guillaume Philippe Gerry Bayol Management For Voted - For 5 Elect Andreas Sohmen-Pao as Chair Management For Voted - Against 6 Elect Sophie Smith as Member and Chair of the Nomination Committee Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 1782 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting HEXAGON COMPOSITES ASA Security ID: R32035116 Ticker: HEX Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Remuneration Report Management For Take No Action 11 Directors' Fees Management For Take No Action 12 Nomination Committee Fees Management For Take No Action 13 Authority to Set Auditor's Fees Management For Take No Action 14 Amendments to Articles Management For Take No Action 15 Elect Katsunori Mori Management For Take No Action 16 Elect Hans Peter Havdal Management For Take No Action 17 Elect Liv Astri Hovem Management For Take No Action 18 Elect Sam Gabbita Management For Take No Action 19 Elect Liv Dingsor Management For Take No Action 20 Elect Leif Arne Langoy Management For Take No Action 21 Authority to Issue Shares (Incentive plan) Management For Take No Action 22 Authority to Issue Shares w/ or w/o Preemptive Rights (General Corporate Purpose) Management For Take No Action 23 Authority to Repurchase Shares (Incentive Programs) Management For Take No Action 24 Authority to Repurchase Shares (Cancellation of Shares) Management For Take No Action 25 Authority to Repurchase Shares (General Corporate Purpose) Management For Take No Action 26 Non-Voting Meeting Note N/A N/A Take No Action HEXAGON PURUS AS Security ID: R3R381109 Ticker: HPUR Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 1783 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Authority to Set Auditor's Fees Management For Take No Action 10 Elect Jon Erik Engeset as Chair Management For Take No Action 11 Elect Martha Kold Bakkevig Management For Take No Action 12 Elect Knut Trygve Flakk Management For Take No Action 13 Elect Espen Gundersen Management For Take No Action 14 Elect Jannicke Hilland Management For Take No Action 15 Elect Rick Rashilla Management For Take No Action 16 Elect Karen Romer Management For Take No Action 17 Directors' Fees Management For Take No Action 18 Authority to Repurchase and Reissue Shares (Incentive Programs) Management For Take No Action 19 Authority to Repurchase and Reissue Shares (General Corporate Purposes) Management For Take No Action 20 Authority to Issue Shares w/ or w/o Preemptive Rights (Corporate Purposes) Management For Take No Action 21 Authority to Issue Shares w/ or w/o Preemptive Rights (Incentive Programs) Management For Take No Action 22 Non-Voting Meeting Note N/A N/A Take No Action KAHOOT! ASA Security ID: R3S4AN105 Ticker: KAHOT Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Meeting Note N/A N/A Take No Action 7 Non-Voting Meeting Note N/A N/A Take No Action 8 Election of Presiding Chair; Voting List Management For Take No Action 9 Notice of Meeting; Agenda Management For Take No Action 10 Minutes Management For Take No Action 11 Accounts and Reports Management For Take No Action 12 Non-Voting Agenda Item N/A N/A Take No Action 13 Authority to Set Auditor's Fees Management For Take No Action 14 Remuneration Report Management For Take No Action 15 Remuneration Policy Management For Take No Action 16 Election of Directors Management For Take No Action 17 Fees to the Directors Management For Take No Action 18 Fees to the Directors (RSUs) Management For Take No Action 19 Nomination Committee Fees Management For Take No Action 20 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 21 Authority to Issue Shares (Long-Term Incentive Scheme) Management For Take No Action 1784 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Authority to Repurchase Shares Management For Take No Action KONGSBERG GRUPPEN ASA Security ID: R60837102 Ticker: KOG Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Notice of Meeting; Agenda Management For Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Accounts and Reports Management For Take No Action 10 Allocation of Profits/Dividends Management For Take No Action 11 Directors' Fees Management For Take No Action 12 Authority to Set Auditor's Fees Management For Take No Action 13 Remuneration Report Management For Take No Action 14 Appointment of Nomination Committee Management For Take No Action 15 Authority to Repurchase Shares (Incentive Plan) Management For Take No Action 16 Authority to Repurchase Shares (Cancellation) Management For Take No Action 17 Cancellation of Shares Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action 19 Non-Voting Meeting Note N/A N/A Take No Action LEROY SEAFOOD GROUP Security ID: R4279D108 Ticker: LSG Meeting Date: 23-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 9 Directors' Fees Management For Take No Action 10 Nomination Committee Fees Management For Take No Action 11 Audit Committee fees Management For Take No Action 12 Authority to Set Auditor's Fees Management For Take No Action 13 Remuneration Report Management For Take No Action 14 Non-Voting Agenda Item N/A N/A Take No Action 15 Elect Arne Mogster Management For Take No Action 16 Elect Siri Lill Mannes Management For Take No Action 1785 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elect Helge Singelstad as Chair of the Nomination Committee Management For Take No Action 18 Elect Morten Borge as Nomination Committee member Management For Take No Action 19 Elect Benedicte Schilbred Fasmer as Nomination Committee member Management For Take No Action 20 Authority to Repurchase Shares Management For Take No Action 21 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 22 Non-Voting Meeting Note N/A N/A Take No Action LINK MOBILITY GROUP HOLDING ASA Security ID: R9747R118 Ticker: LINK Meeting Date: 07-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair Management For Take No Action 6 Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Authority to Issue Shares Pursuant to Share Based Incentive Programs Management For Take No Action 9 Amendments to the Remuneration Policy Management For Take No Action Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 9 Directors' Fees Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Nomination Committee Fees Management For Take No Action 13 Election of New Chair of the Board Management For Take No Action 14 Elect Jens Rugseth Management For Take No Action 15 Elect Robert Joseph Nicewicz Jr Management For Take No Action 16 Elect Katherine Ji-Young Woo Management For Take No Action 17 Elect Grethe Helene Viksaas Management For Take No Action 18 Elect Sara Katarina Murby Forste Management For Take No Action 19 Elect Tor Malmo Management For Take No Action 20 Elect Oddny Svergja Management For Take No Action 1786 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 22 Authority to Issue Shares Pursuant to Incentive Plans Management For Take No Action 23 Authority to Repurchase and Reissue Shares Management For Take No Action 24 Non-Voting Meeting Note N/A N/A Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action MELTWATER B.V. Security ID: N56028108 Ticker: MWTR Meeting Date: 03-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Conversion to a Dutch Public Company Management For Voted - For 6 Amendments to Articles in Connection to the Conversion and Relisting Management For Voted - Against 7 Authorisation of Legal Formalities Management For Voted - Against 8 Authority to Issue Shares w/ Preemptive Rights (General Purpose) Management For Voted - For 9 Authority to Issue Shares w/ Preemptive Rights (M&A) Management For Voted - For 10 Authority to Issue Shares w/ Preemptive Rights (LTI Plan 2022) Management For Voted - Against 11 Authority to Suppress Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Adoption of the Balance Sheet of the Company as at June 30, 2021 Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Elect Sang Kim to the Board of Directors Management For Voted - Against 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Remuneration Policy Management For Voted - Against 18 Non-Executive Remuneration Policy Management For Voted - Against 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Remuneration Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Losses Management For Voted - For 8 Ratification of Executive Directors' Acts Management For Voted - For 1787 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Ratification of Non-Executive Directors' Acts Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting MOWI ASA Security ID: R4S04H101 Ticker: MOWI Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Remuneration Policy Management For Take No Action 11 Remuneration Guidelines for Allocation of Options Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Directors' Fees Management For Take No Action 14 Nomination Committee Fees Management For Take No Action 15 Authority to Set Auditor's Fees Management For Take No Action 16 Elect Kathrine Fredriksen Management For Take No Action 17 Elect Renate Larsen Management For Take No Action 18 Elect Pedar Strand Management For Take No Action 19 Elect Michal Chalaczkiewicz Management For Take No Action 20 Elect Anne Lise Ellingsen Gryte as Chair of the Nomination Committee Management For Take No Action 21 Authority to Distribute Dividend Management For Take No Action 22 Authority to Repurchase Shares Management For Take No Action 23 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 24 Authority to Issue Convertible Debt Instruments Management For Take No Action 25 Demerger of Mowi ASA Management For Take No Action 26 Triangular Demerger and Share Capital Increase Management For Take No Action 27 Amendments to the Nomination Committee Guidelines Management For Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action 30 Non-Voting Meeting Note N/A N/A Take No Action 1788 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted MPC CONTAINER SHIPS ASA Security ID: R4S03Q110 Ticker: MPCC Meeting Date: 28-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Dividend Policy Management For Take No Action 8 Cancellation of Shares Management For Take No Action 9 Authority to Repurchase Shares Management For Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action 11 Non-Voting Meeting Note N/A N/A Take No Action 12 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 25-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Elect Peter Frederiksen to the Board of Directors Management For Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Agenda Management For Take No Action 7 Accounts and Reports; Allocation of Profits and Dividends; Corporate Governance Report Management For Take No Action 8 Authorization to Distribute Dividends Management For Take No Action 9 Remuneration Policy Management For Take No Action 10 Remuneration Report Management For Take No Action 11 Authority to Set Auditor's Fees Management For Take No Action 12 Elect Ulf Hollander Management For Take No Action 13 Elect Axel Schroeder Management For Take No Action 14 Elect Ellen M. Hanetho Management For Take No Action 15 Elect Laura Carballo Beautell Management For Take No Action 16 Elect Peter Frederiksen Management For Take No Action 17 Elect Paul Gough as Observer Management For Take No Action 1789 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Directors' Fees Management For Take No Action 19 Amendments to Articles (Corporate Purpose) Management For Take No Action 20 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 21 Authority to Issue Convertible Debt Instruments Management For Take No Action 22 Non-Voting Meeting Note N/A N/A Take No Action 23 Non-Voting Meeting Note N/A N/A Take No Action 24 Non-Voting Meeting Note N/A N/A Take No Action NEL ASA Security ID: R4S21L127 Ticker: NEL Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Directors' Fees Management For Take No Action 11 Committee Fees Management For Take No Action 12 Authority to Set Auditor's Fees Management For Take No Action 13 Remuneration Report Management For Take No Action 14 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 15 Authority to Issue Shares Pursuant to Incentive Programs Management For Take No Action 16 Authority to Repurchase Shares Pursuant to Incentive Programs Management For Take No Action 17 Authority to Repurchase Shares Management For Take No Action 18 Elect Ole Enger Management For Take No Action 19 Elect Hanne Blume Management For Take No Action 20 Elect Charlotta Falvin Management For Take No Action 21 Elect Finn Jebsen Management For Take No Action 22 Elect Beatriz Malo de Molina Management For Take No Action 23 Elect Tom Rotjer Management For Take No Action 24 Elect Jon Andre Lokke Management For Take No Action 25 Elect Eivind Sars Veddeng Management For Take No Action 26 Elect Andreas Poole Management For Take No Action 27 Elect Leif Eriksrod Management For Take No Action 1790 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted NORDIC SEMICONDUCTOR Security ID: R4988P103 Ticker: NOD Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Take No Action 2 Election of Presiding Chair; Minutes Management For Take No Action 3 Agenda Management For Take No Action 4 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Directors' Fees Management For Take No Action 7 Nomination Committee Fees Management For Take No Action 8 Authority to Set Auditor's Fees Management For Take No Action 9 Authority to Repurchase Shares Management For Take No Action 10 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 11 Elect Birger Steen Management For Take No Action 12 Elect Jan Frykhammar Management For Take No Action 13 Elect Anita Huun Management For Take No Action 14 Elect Endre Holen Management For Take No Action 15 Elect Inger Berg Orstavik Management For Take No Action 16 Elect Oyvind Birkenes Management For Take No Action 17 Elect Annastiina Hintsa Management For Take No Action 18 Elect Viggo Leisner Management For Take No Action 19 Elect Eivind Lotsberg Management For Take No Action 20 Elect Fredrik Thoresen Management For Take No Action 21 Remuneration Report Management For Take No Action 22 Remuneration Policy Management For Take No Action 23 Long Term Incentive Plan Management For Take No Action 24 Non-Voting Meeting Note N/A N/A Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action 26 Non-Voting Meeting Note N/A N/A Take No Action 27 Non-Voting Meeting Note N/A N/A Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action NORSK HYDRO Security ID: R61115102 Ticker: NHY Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Agenda Management For Take No Action 7 Minutes Management For Take No Action 1791 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Accounts and Reports; Allocation of Profits and Dividends; Report of the Board of Directors Management For Take No Action 9 Authority to Set Auditor's Fees Management For Take No Action 10 Non-Voting Agenda Item N/A N/A Take No Action 11 Remuneration Policy Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Discontinuation of Corporate Assembly Management For Take No Action 14 Amendments to Articles Management For Take No Action 15 Amendments to the Nomination Committee Guidelines Management For Take No Action 16 Elect Dag Mejdell Management For Take No Action 17 Elect Marianne Wiinholt Management For Take No Action 18 Elect Rune Bjerke Management For Take No Action 19 Elect Peter Kukielski Management For Take No Action 20 Elect Kristin Fejerskov Kragseth Management For Take No Action 21 Elect Petra Einarsson Management For Take No Action 22 Elect Philip New Management For Take No Action 23 Elect Berit Ledel Henriksen Management For Take No Action 24 Elect Morten Stromgren Management For Take No Action 25 Elect Nils Bastiansen Management For Take No Action 26 Elect Susanne Munch Thore Management For Take No Action 27 Elect Berit Ledel Henriksen as Chair Management For Take No Action 28 Non-Voting Agenda Item N/A N/A Take No Action 29 Directors' Fees Management For Take No Action 30 Shareholder Proposal regarding Change to Director Compensation Shareholder N/A Take No Action 31 Nomination Committee Fees Management For Take No Action NORWAY ROYAL SALMON ASA Security ID: R6333E105 Ticker: NRS Meeting Date: 30-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Candidate nr 1 as Board Member Management For Take No Action 8 Candidate nr 2 as Board Member Management For Take No Action 9 Candidate nr 3 as Board Member Management For Take No Action 10 Candidate nr 4 as Board Member Management For Take No Action 11 Candidate nr 5 as Board Member Management For Take No Action 12 Candidate nr 6 as Board Member Management For Take No Action 13 Election of Chair Management For Take No Action 14 Candidate nr 1 as Nomination Committee Member Management For Take No Action 15 Candidate nr 2 as Nomination Committee Member Management For Take No Action 16 Candidate nr 3 as Nomination Committee Member Management For Take No Action 17 Election of Chair of the Nomination Committee Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action 1792 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Non-Voting Meeting Note N/A N/A Take No Action 20 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 17-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Elect Candidate nr 1 as Board Member Management For Take No Action 8 Elect Candidate nr 2 as Board Member Management For Take No Action 9 Elect Candidate nr 3 as Board Member Management For Take No Action 10 Elect Candidate nr 4 as Board Member Management For Take No Action 11 Elect Candidate nr 5 as Board Member Management For Take No Action 12 Elect Candidate nr 6 as Board Member Management For Take No Action 13 Election of Chair Management For Take No Action 14 Elect Candidate nr 1 as Nomination Committee Member Management For Take No Action 15 Elect Candidate nr 2 as Nomination Committee Member Management For Take No Action 16 Elect Candidate nr 3 as Nomination Committee Member Management For Take No Action 17 Elect Chair of the Nomination Committee Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 07-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Capital Increase (Acquisition of SalmoNor) Management For Take No Action Meeting Date: 20-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Election of Directors Management For Take No Action 8 Amendment to Merger Agreement Management Against Take No Action 9 Merger/Acquisition (Alternative Financing Structure) Management Against Take No Action 10 Election of Directors (NRS Farming AS) Management Against Take No Action 11 Merger/Acquisition (Investigation) Management Against Take No Action Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 1793 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 8 Remuneration Report Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Election of Directors Management For Take No Action 11 Directors' Fees Management For Take No Action 12 Appointment of Nomination Committee Management For Take No Action 13 Nomination Committee Fees Management For Take No Action 14 Authority to Set Auditor's Fees Management For Take No Action Meeting Date: 30-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Merger with Salmar Asa Management For Take No Action 9 Capital Increase (SalmoNor AS Transaction) Management For Take No Action 10 Directors' Fees Management For Take No Action NORWEGIAN AIR SHUTTLE ASA Security ID: R63179247 Ticker: NAS Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Remuneration Report Management For Take No Action 9 Remuneration Policy Management For Take No Action 10 Accounts and Reports Management For Take No Action 11 Election of Directors Management For Take No Action 12 Appointment of Nomination Committee Management For Take No Action 13 Directors' Fees Management For Take No Action 14 Nomination Committee Fees Management For Take No Action 15 Authority to Set Auditor's Fees Management For Take No Action 16 Authority to Repurchase Shares Management For Take No Action 1794 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 18 Authority to Issue Shares Pursuant to Incentive Programs Management For Take No Action 19 Authority to Issue Convertible Debt Instruments Management For Take No Action 20 Non-Voting Meeting Note N/A N/A Take No Action NORWEGIAN FINANS HOLDING ASA Security ID: R6349B103 Ticker: NOFI Meeting Date: 22-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair; Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Elect Kjetil Garstad Management For Take No Action 10 Elect Knut Arne Alsaker Management For Take No Action 11 Directors' Fees (Chair Fees) Management For Take No Action 12 Authority to Issue Shares w/ or w/o Preemptive Rights (Incentive Schemes) Management For Take No Action 13 Authority to Issue Shares w/ or w/o Preemptive Rights (Acquisitions) Management For Take No Action 14 Authority to Repurchase Shares Management For Take No Action 15 Amendments to Articles Management For Take No Action NYKODE THERAPEUTICS Security ID: R95076106 Ticker: NYKD Meeting Date: 22-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Election of Directors Management For Take No Action 8 Directors' Fees Management For Take No Action Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 1795 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Accounts and Reports Management For Take No Action 8 Authority to Set Auditor's Fees Management For Take No Action 9 Conversion to Public Limited Liability Company Management For Take No Action 10 Election of Directors Management For Take No Action 11 Directors' Fees Management For Take No Action 12 Appointment of Nomination Committee Management For Take No Action 13 Nomination Committee Fees Management For Take No Action 14 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 15 Authority to Issue Shares Pursuant to Incentive Programs Management For Take No Action 16 Amendments to Articles Management For Take No Action 17 Amendments to Nomination Committee Guidelines Management For Take No Action ORKLA ASA Security ID: R67787102 Ticker: ORK Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Opening of the Meeting; Election of Presiding Chair Management For Take No Action 6 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 7 Remuneration Report Management For Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Authority to Repurchase Shares and Issue Treasury Shares (Incentive Plans) Management For Take No Action 10 Authority to Repurchase Shares for Cancellation Management For Take No Action 11 Amendments to Articles (General Meeting) Management For Take No Action 12 Amendments to Articles (Attendance and Voting Deadline) Management For Take No Action 13 Amendments to Articles (Record Date) Management For Take No Action 14 Amendments to the Nomination Committee Guidelines Management For Take No Action 15 Election of Directors Management For Take No Action 16 Election of Nomination Committee Management For Take No Action 17 Election of Nomination Committee Chair Management For Take No Action 18 Directors' Fees Management For Take No Action 19 Nomination Committee Fees Management For Take No Action 20 Authority to Set Auditor's Fees Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action 1796 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted PEXIP HOLDING ASA Security ID: R66399107 Ticker: PEXIP Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Accounts and Reports Management For Take No Action 8 Authority to Set Auditor's Fees Management For Take No Action 9 Board fees Management For Take No Action 10 Audit committee fees Management For Take No Action 11 Nomination Committee Fees Management For Take No Action 12 Elect Dag S. Kaada Management For Take No Action 13 Elect Oddvar Fosse Management For Take No Action 14 Elect Aril Resen Management For Take No Action 15 Elect Michel Sagen as chair Management For Take No Action 16 Elect Kjell Skappel vice chair Management For Take No Action 17 Elect Per Haug Kogstad Management For Take No Action 18 Elect Kjell Skappel Management For Take No Action 19 Elect Irene Kristiansen Management For Take No Action 20 Elect Marianne Wergeland Jenssen Management For Take No Action 21 Elect philip Austern Management For Take No Action 22 Elect Iselin Nybo Management For Take No Action 23 Corporate Governance Report Management For Take No Action 24 Remuneration Report Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 26 Authority to Issue Shares (Incentive Plans) Management For Take No Action 27 Authority to Repurchase and Reissue Shares Management For Take No Action 28 Amendments to Articles Management For Take No Action PROTECTOR FORSIKRING ASA Security ID: R7049B138 Ticker: PROT Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Notice of Meeting; Agenda Management For Take No Action 8 Accounts and Reports; Allocation of Dividend Management For Take No Action 9 Remuneration Policy Management For Take No Action 1797 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Remuneration Report Management For Take No Action 11 Elect Arve Ree Management For Take No Action 12 Elect Kjetil Garstad Management For Take No Action 13 Elect Randi Helene Roed Management For Take No Action 14 Elect Jostein Sorvoll as Chair Management For Take No Action 15 Elect Arve Ree as Deputy Chair Management For Take No Action 16 Election of Andreas Mork Management For Take No Action 17 Directors' Fees Management For Take No Action 18 Nomination Committee Fees Management For Take No Action 19 Authority to Set Auditor's Fees Management For Take No Action 20 Authority to Repurchase Shares Management For Take No Action 21 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 22 Authority to Issue Debt Instruments Management For Take No Action 23 Authority to Distribute a Dividend Management For Take No Action QUANTAFUEL ASA Security ID: R7050J103 Ticker: QFUEL Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair; Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Accounts and Reports; Report of the Board of Directors Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Directors' Fees Management For Take No Action 12 Nomination Committee Fees Management For Take No Action 13 Elect Ann-Christin Gjerdseth Andersen Management For Take No Action 14 Elect Petter Dragesund Management For Take No Action 15 Elect Thorleif Enger Management For Take No Action 16 Elect Maximilian Walter Management For Take No Action 17 Elect Wenche Teigland Management For Take No Action 18 Elect Kasper Trebbien Management For Take No Action 19 Elect Margrethe Smith Management For Take No Action 20 Authority to Issue Shares (Option Program) Management For Take No Action 21 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 22 Authority to Repurchase Shares (Option Program) Management For Take No Action 23 Non-Voting Meeting Note N/A N/A Take No Action 24 Non-Voting Meeting Note N/A N/A Take No Action 1798 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted REC SILICON ASA Security ID: R7154S108 Ticker: RECSI Meeting Date: 22-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Notice of Meeting; Agenda Management For Take No Action 8 Election of Directors Management For Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 02-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair; Minutes Management For Take No Action 8 Notice of Meeting; Agenda Management For Take No Action 9 Election of Directors Management N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair; Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Directors' Fees; Nomination Committee Fees Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Accounts and Reports Management For Take No Action 12 Non-Voting Agenda Item N/A N/A Take No Action 13 Remuneration Report Management For Take No Action 14 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 15 Authority to Issue Shares (Incentive Programs) Management For Take No Action 16 Authority to Repurchase Shares Management For Take No Action 17 Elect Junghey Chae Management For Take No Action 18 Elect Sungchoon Kang Management For Take No Action 1799 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Elect Jieun Lee Management For Take No Action 20 Non-Voting Meeting Note N/A N/A Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action SALMAR ASA Security ID: R7445C102 Ticker: SALM Meeting Date: 14-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Merger/Acquisition Management For Take No Action 8 Non-Voting Meeting Note N/A N/A Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 9 Directors' and Nomination Committee Fees Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Corporate Governance Report Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Adoption of Share-Based Incentive Scheme Management For Take No Action 14 Elect Arnhild Holstad Management For Take No Action 15 Elect Morten Loktu Management For Take No Action 16 Elect Gustav Witzoe Management For Take No Action 17 Elect Leif Inge Nordhammer Management For Take No Action 18 Elect Stine Rolstad Brenna (Deputy) Management For Take No Action 19 Elect Magnus Dybvad (Deputy) Management For Take No Action 20 Election of Nomination Committee Member Management For Take No Action 21 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 22 Authority to Issue Convertible Debt Instruments Management For Take No Action 23 Authority to Repurchase Shares (Share-Based Incentives) Management For Take No Action 24 Authority to Repurchase Shares (Cancellation) Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action 1800 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 30-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Merger with Norway Royal Salmon ASA Management For Take No Action 8 Increase in Authorized Capital Pursuant to the Merger Plan Management For Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action 11 Non-Voting Meeting Note N/A N/A Take No Action SCATEC ASA Security ID: R7562P100 Ticker: SCATC Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Accounts and Reports Management For Take No Action 8 Allocation of Profits/Dividends Management For Take No Action 9 Remuneration Policy Management For Take No Action 10 Remuneration Report Management For Take No Action 11 Elect John Andersen Jr. Management For Take No Action 12 Elect Jan Skogseth Management For Take No Action 13 Elect Maria Morus Hansen Management For Take No Action 14 Elect Mette Krogsrud Management For Take No Action 15 Elect Espen Gundersen Management For Take No Action 16 Directors' Fees Management For Take No Action 17 Election of Nomination Committee Members Management For Take No Action 18 Nomination Committee Fees Management For Take No Action 19 Authority to Set Auditor's Fees Management For Take No Action 20 Appointment of Auditor Management For Take No Action 21 Approval of Nomination Committee Guidelines Management For Take No Action 22 Authority to Repurchase and Reissue Shares Management For Take No Action 23 Authority to Repurchase and Reissue Shares Pursuant to LTIP Management For Take No Action 24 Authority to Repurchase and Reissue Shares for Sale or Cancellation Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 1801 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Authority to Issue Shares with or without Preemptive Rights Pursuant to LTIP Management For Take No Action 27 Non-Voting Meeting Note N/A N/A Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action SCHIBSTED ASA Security ID: R75677105 Ticker: SCHA Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair Management For Take No Action 6 Agenda Management For Take No Action 7 Minutes Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Allocation of Profits/Dividends Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Non-Voting Agenda Item N/A N/A Take No Action 13 Elect Rune Bjerke Management For Take No Action 14 Elect Philippe Vimard Management For Take No Action 15 Elect Satu Huber Management For Take No Action 16 Elect Hugo Maurstad Management For Take No Action 17 Elect Satu Kiiskinen Management For Take No Action 18 Elect Helene Barnekow Management For Take No Action 19 Elect Karl-Christian Agerup as Chair Management For Take No Action 20 Elect Rune Bjerke as Deputy Chair Management For Take No Action 21 Directors' Fees Management For Take No Action 22 Nomination Committee Fees Management For Take No Action 23 Authority to Carry Out Transactions with Subsidiaries Management For Take No Action 24 Authority to Repurchase Shares Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 26 Amendments to Articles (Electronic Communications and Remote Voting) Management For Take No Action 27 Non-Voting Meeting Note N/A N/A Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action SCHIBSTED ASA Security ID: R75677147 Ticker: SCHA Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 1802 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Agenda Management For Take No Action 8 Minutes Management For Take No Action 9 Accounts and Reports Management For Take No Action 10 Allocation of Profits/Dividends Management For Take No Action 11 Authority to Set Auditor's Fees Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Non-Voting Agenda Item N/A N/A Take No Action 14 Elect Rune Bjerke Management For Take No Action 15 Elect Philippe Vimard Management For Take No Action 16 Elect Satu Huber Management For Take No Action 17 Elect Hugo Maurstad Management For Take No Action 18 Elect Satu Kiiskinen Management For Take No Action 19 Elect Helene Barnekow Management For Take No Action 20 Elect Karl-Christian Agerup as Chair Management For Take No Action 21 Elect Rune Bjerke as Deputy Chair Management For Take No Action 22 Directors' Fees Management For Take No Action 23 Nomination Committee Fees Management For Take No Action 24 Authority to Carry Out Transactions with Subsidiaries Management For Take No Action 25 Authority to Repurchase Shares Management For Take No Action 26 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 27 Amendments to Articles (Electronic Communications and Remote Voting) Management For Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action SELVAAG BOLIG ASA Security ID: R7800E107 Ticker: SBO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports; Allocation of Profit/Dividends Management For Take No Action 9 Directors' Fees Management For Take No Action 10 Nomination Committee Fees Management For Take No Action 11 Authority to Set Auditor's Fees Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Remuneration Policy Management For Take No Action 14 Authority to Distribute Dividends Management For Take No Action 15 Authority to Repurchase Shares Management For Take No Action 1803 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 17 Election of Directors Management For Take No Action 18 Appointment of nomination Committee Management For Take No Action 19 Appointment of Auditor Management For Take No Action 20 Non-Voting Meeting Note N/A N/A Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action SPAREBANK 1 NORD-NORGE Security ID: R8288N106 Ticker: NONG Meeting Date: 11-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Supervisory Board Management For Take No Action SPAREBANK 1 OSTLANDET Security ID: R8T572100 Ticker: SPOL Meeting Date: 16-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Supervisory Board Management For Take No Action SPAREBANK 1 SR-BANK ASA Security ID: R8170W115 Ticker: SRBNK Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Meeting Note N/A N/A Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Election of Presiding Chair; Minutes Management For Take No Action 9 Agenda Management For Take No Action 10 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 11 Extraordinary Dividend Management For Take No Action 12 Corporate Governance Report Management For Take No Action 1804 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Auditor's Fees Management For Take No Action 14 Remuneration Report Management For Take No Action 15 Remuneration Policy Management For Take No Action 16 Election of Directors Management For Take No Action 17 Elect Per Sekse Management For Take No Action 18 Elect Kirsti Tonnessen Management For Take No Action 19 Elect Gunn-Jane Haland Management For Take No Action 20 Elect Tore Heggheim Management For Take No Action 21 Elect Kjetil Houg Management For Take No Action 22 Approval of Nomination Committee Guidelines Management For Take No Action 23 Directors' Fees Management For Take No Action 24 Authority to Repurchase Shares Management For Take No Action 25 Authority to Issue Hybrid Tier 1 Securities and Subordinated Loans Management For Take No Action 26 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action STOLT-NIELSEN LIMITED Security ID: G85080102 Ticker: SNI Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Elect Samuel Cooperman Management For Voted - Against 8 Elect Janet Ashdown Management For Voted - For 9 Elect Jan Chr Engelhardtsen Management For Voted - For 10 Elect Rolf Habben Jansen Management For Voted - For 11 Elect Tor Olav Troim Management For Voted - For 12 Elect Jacob B. Stolt-Nielsen Management For Voted - For 13 Elect Niels G. Stolt-Nielsen Management For Voted - For 14 Authority to fill board vacancies Management For Voted - Against 15 Elect Samuel Cooperman and Niels Stolt-Nielsen as Chair Management For Voted - Against 16 Appointment of Auditor and Authority to Set Fees Management For Voted - For STOREBRAND ASA Security ID: R85746106 Ticker: STB Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 1805 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Agenda Management For Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Accounts and Reports; allocation of dividend Management For Take No Action 11 Corporate Governance Report Management For Take No Action 12 Remuneration Policy Management For Take No Action 13 Remuneration Report Management For Take No Action 14 Authority to Repurchase Shares Management For Take No Action 15 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 16 Authority to raise subordinated loan capital Management For Take No Action 17 Nomination Committee Guidelines Management For Take No Action 18 Elect Didrik Munch Management For Take No Action 19 Elect Christel Elise Borge Management For Take No Action 20 Elect Karin Bing Orgland Management For Take No Action 21 Elect Marianne Bergmann Roren Management For Take No Action 22 Elect Karl Sandlund Management For Take No Action 23 Elect Martin Skancke Management For Take No Action 24 Elect Fredrik Atting Management For Take No Action 25 Elect Didrik Munch as Chair Management For Take No Action 26 Elect Per Otto Dyb Management For Take No Action 27 Elect Nils Bastiansen Management For Take No Action 28 Elect Anders Gaarud Management For Take No Action 29 Elect Liv Monica Stubholt Management For Take No Action 30 Elect Lars Jansen Viste Management For Take No Action 31 Elect Per Otto Dyb as Nomination Committee Chair Management For Take No Action 32 Directors' Fees Management For Take No Action 33 Board Committee Fees Management For Take No Action 34 Nomination Committee Fees Management For Take No Action 35 Authority to Set Auditor's Fees Management For Take No Action 36 Non-Voting Agenda Item N/A N/A Take No Action SUBSEA 7 S.A. Security ID: L8882U106 Ticker: SUBC Meeting Date: 12-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Consolidated Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 2022 Ltip Management For Voted - For 9 Elect David Mullen Management For Voted - For 10 Elect Niels Kirk Management For Voted - For 1806 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Jean Cahuzac Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Amendments to Articles (Voting Rights) Management For Voted - For SVENSKA HANDELSBANKEN Security ID: W9112U104 Ticker: SHBA Meeting Date: 21-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Approve Related Party Transactions (Svenska Handelsbankens Pensionsstiftelse) Management For Voted - For 12 Special Dividend Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting TELENOR ASA Security ID: R21882106 Ticker: TEL Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Agenda Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Shareholder Proposal Regarding Quality Assurance of Ongoing Fiber Development Shareholder Against Voted - Against 15 Corporate Governance Report Management For Voted - For 1807 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Remuneration Policy Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Authority to Repurchase Shares (LTI) Management For Voted - For 19 Elect Lars Tonsgaard Management For Voted - For 20 Elect Heidi Algarheim Management For Voted - For 21 Corporate Assembly Fees; Nomination Committee Fees Management For Voted - For TGS ASA Security ID: R9138B102 Ticker: TGS Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports; Report of the Board of Directors Management For Take No Action 9 Authority to Set Auditor's Fees Management For Take No Action 10 Elect Christopher Finlayson Management For Take No Action 11 Elect Irene Egset Management For Take No Action 12 Elect Mark Leonard Management For Take No Action 13 Elect Grethe Kristin Moen Management For Take No Action 14 Elect Svein Harald Oygard Management For Take No Action 15 Directors' Fees Management For Take No Action 16 Elect Henry H. Hamilton Management For Take No Action 17 Nomination Committee Fees Management For Take No Action 18 Non-Voting Agenda Item N/A N/A Take No Action 19 Remuneration Report Management For Take No Action 20 Adoption of Share-Based Incentives (LTIP 2022) Management For Take No Action 21 Authority to Repurchase Shares Management For Take No Action 22 Cancellation of Shares Management For Take No Action 23 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 24 Authority to Issue Convertible Debt Instruments Management For Take No Action 25 Allocation of Profits/Dividends Management For Take No Action 26 Non-Voting Meeting Note N/A N/A Take No Action 27 Non-Voting Meeting Note N/A N/A Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action TOMRA SYSTEMS ASA Security ID: R91733114 Ticker: TOM Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 1808 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Non-Voting Agenda Item N/A N/A Take No Action 13 Directors' Fees Management For Take No Action 14 Nomination Committee Fees Management For Take No Action 15 Election of Directors Management For Take No Action 16 Election of Nomination Committee Members Management For Take No Action 17 Authority to Set Auditor's Fees Management For Take No Action 18 Authority to Repurchase and Reissue Shares (Share Savings Plan) Management For Take No Action 19 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 20 Stock Split Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action 22 Non-Voting Meeting Note N/A N/A Take No Action VACCIBODY AS Security ID: R95076106 Ticker: VACC Meeting Date: 30-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Amendments to Articles (Company Name) Management For Take No Action 8 Authority to Issue Warrants (Warrant Scheme) Management For Take No Action 9 Election of Nomination Committee Members Management For Take No Action VEIDEKKE ASA Security ID: R9590N107 Ticker: VEI Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 1809 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Opening of Meeting; Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Business Review Management For Take No Action 8 Corporate Governance Report Management For Take No Action 9 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 10 Amendments to Articles Management For Take No Action 11 Elect Gro Bakstad Management For Take No Action 12 Elect Daniel Kjorberg Siraj Management For Take No Action 13 Elect Hanne Ronneberg Management For Take No Action 14 Elect Per-Ingemar Persson Management For Take No Action 15 Elect Klara-Lise Aasen Management For Take No Action 16 Elect Carola Laven Management For Take No Action 17 Elect Pal Eitrheim Management For Take No Action 18 Directors' Fees Management For Take No Action 19 Elect Arne Austreid Management For Take No Action 20 Elect Erik Must Management For Take No Action 21 Elect Tine Fossland Management For Take No Action 22 Nomination Committee Fees Management For Take No Action 23 Remuneration Report Management For Take No Action 24 Authority to Set Auditor's Fees Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 26 Authority to Issue Shares (Share and Option Plan) Management For Take No Action 27 Authority to Repurchase and Reissue Shares Management For Take No Action 28 Authority to Repurchase Shares (Share and Option Plan) Management For Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action VOLUE AS Security ID: R9795P105 Ticker: VOLUE Meeting Date: 18-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Elect Annette Maier Management For Take No Action 8 Elect Anja Schneider Management For Take No Action 9 Amendments to Articles (Board Size) Management For Take No Action 10 Remuneration Policy Management For Take No Action 11 Authority to Repurchase Shares Management For Take No Action 12 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 1810 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 21-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Remuneration Policy Management For Take No Action 8 Non-Voting Meeting Note N/A N/A Take No Action VOLUE ASA Security ID: R9795P105 Ticker: VOLUE Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Accounts and Reports; Allocation of Profits and Dividends; Corporate Governance Report Management For Take No Action 8 Elect Henning Hansen Management For Take No Action 9 Elect Ingunn Ettestol Management For Take No Action 10 Elect Christine Grabmair Management For Take No Action 11 Authority to Set Auditor's Fees Management For Take No Action 12 Directors' Fees Management For Take No Action 13 Remuneration Report Management For Take No Action 14 Amendments to Articles Management For Take No Action 15 Authority to Repurchase Shares Management For Take No Action 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action WALLENIUS WILHELMSEN ASA Security ID: R9820L103 Ticker: WAWI Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Agenda Management For Take No Action 6 Minutes Management For Take No Action 7 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 8 Remuneration Report Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 1811 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Authority to Set Auditor's Fees Management For Take No Action 11 Election of Directors Management For Take No Action 12 Directors' Fees Management For Take No Action 13 Nomination Committee Fees Management For Take No Action 14 Audit Committee Fees Management For Take No Action 15 Authority to Repurchase Shares Management For Take No Action 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 17 Amendments to Articles (General Meetings) Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action 19 Non-Voting Meeting Note N/A N/A Take No Action 20 Non-Voting Meeting Note N/A N/A Take No Action XXL ASA Security ID: R989MJ109 Ticker: XXL Meeting Date: 16-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair Management For Take No Action 6 Agenda Management For Take No Action 7 Special Dividend Management For Take No Action 8 Non-Voting Meeting Note N/A N/A Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Accounts and Reports; Allocation of Profits and Dividends; Corporate Governance Report Management For Take No Action 8 Remuneration Report Management For Take No Action 9 Directors' Fees Management For Take No Action 10 Election of Directors Management For Take No Action 11 Authority to Set Auditor's Fees Management For Take No Action 12 Nomination Committee Fees Management For Take No Action 13 Appointment of Nomination Committee Management For Take No Action 14 Authority to Issue Shares (Share Incentive Program) Management For Take No Action 15 Authority to Issue Shares w/ or w/o Preemptive Rights (Financing) Management For Take No Action 16 Authority to Repurchase Shares (Share Incentive Program) Management For Take No Action 1812 --------------------------------------------------------------------------------------------------- Global X MSCI Norway ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Authority to Repurchase Shares (Optimization of Capital Structure) Management For Take No Action 18 Authority to Repurchase Shares (Acquisitions) Management For Take No Action 19 Non-Voting Meeting Note N/A N/A Take No Action 20 Non-Voting Meeting Note N/A N/A Take No Action YARA INTERNATIONAL ASA Security ID: R9900C106 Ticker: YAR Meeting Date: 06-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Agenda Management For Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Additional Dividend Management For Take No Action 8 Non-Voting Meeting Note N/A N/A Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Agenda Management For Take No Action 7 Minutes Management For Take No Action 8 Authority to Set Auditor's Fees Management For Take No Action 9 Accounts and Reports; Allocation of Profits and Dividends; Report of the Board of Directors Management For Take No Action 10 Remuneration Policy Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Corporate Governance Report Management For Take No Action 13 Election of Directors Management For Take No Action 14 Election of Nomination Committee Members Management For Take No Action 15 Directors' Fees Management For Take No Action 16 Nomination Committee Fees Management For Take No Action 17 Authority to Repurchase Shares Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action 19 Non-Voting Meeting Note N/A N/A Take No Action 1813 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted BANK AL-FALAH LIMITED Security ID: Y06460102 Ticker: BAFL Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Meeting Minutes Management For Voted - For 3 Accounts and Reports; Approval of Directors' Fees Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Transaction of Other Business Management For Voted - Against 7 Amendments to Remuneration Policy Management For Voted - For 8 Investment in Alfalah Securities Management For Voted - For BANK AL-HABIB LTD Security ID: Y0632Q101 Ticker: BAHL Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Elect Abbas D. Habib Management For Voted - Against 6 Elect Anwar Haji Karim Management For Voted - For 7 Elect Farhana Mowjee Khan Management For Voted - For 8 Elect Syed Mazhar Abbas Management For Voted - Against 9 Elect Qumail R. Habib Management For Voted - For 10 Elect Arshad Nasar Management For Voted - For 11 Elect Murtaza H. Habib Management For Voted - For 12 Elect Mohammad Rafiquddin Mehkari Management For Voted - Abstain 13 Elect Javed Iqbal Management For Voted - Abstain 14 Elect Adnan Afridi Management For Voted - For 15 Transaction of Other Business Management For Voted - Against 16 Increase in Authorized Capital Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights upon Conversion of Tier 2 Term Finance Certificates Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights upon Conversion of Tier 1 Term Finance Certificates Management For Voted - For 19 Payment of Remuneration to Qumail R. Habib (Executive Director) Management For Voted - For 1814 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted D. G. KHAN CEMENT COMPANY LIMITED Security ID: Y2057X116 Ticker: DGKC Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 4 Renewal of Investment in Nishat Hotels and Properties Limited Management For Voted - For ENGRO CORPORATION LIMITED Security ID: Y2295N102 Ticker: ENGRO Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For ENGRO FERTILIZERS LIMITED Security ID: Y229A3100 Ticker: EFERT Meeting Date: 22-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Election of Directors (Slate) Management For Voted - Abstain FAUJI CEMENT COMPANY LIMITED Security ID: Y2468V105 Ticker: FCCL Meeting Date: 20-Oct-21 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Approval of Increase in Directors' Fees Management For Voted - For 5 Transaction of Other Business Management For Voted - Against Meeting Date: 09-Dec-21 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Election of Seven Directors Management For Voted - Against 3 Election of Directors Management For Voted - Against 4 Transaction of Other Business Management For Voted - Against 1815 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 26-Feb-22 Meeting Type: Special 1 Scheme Management For Voted - For FAUJI FERTILIZER BIN QASIM LIMITED Security ID: Y2468W129 Ticker: FFBL Meeting Date: 27-Jul-21 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Divestment of Foundation Wind Energy-I Limited and Foundation Wind Energy-II Limited Management For Voted - For 3 Payment of Commission on Issue of Standby Letter of Credit to Fauji Foundation Management For Voted - For 4 Transaction of Other Business Management For Voted - Against Meeting Date: 22-Nov-21 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Approve Extension of Loan Markup Payment from Fauji Foods Limited Management For Voted - For 3 Transaction of Other Business Management For Voted - Against 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Approve Extension of Loan Markup Payment from Fauji Foods Limited Management For Voted - For 5 Transaction of Other Business Management For Voted - Against FAUJI FERTILIZER COMPANY LIMITED Security ID: Y24695101 Ticker: FFC Meeting Date: 27-Jul-21 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Acquisition of Foundation Wind Energy-I Limited and Foundation Wind Energy-II Limited Management For Voted - For 3 Transaction of Other Business Management For Voted - Against 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 08-Oct-21 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Election of Directors (Slate) Management For Voted - Against 3 Transaction of Other Business Management For Voted - Against 1816 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 05-Nov-21 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Authority to Subordinate Debts and Pledge Shares to Lenders of Subsidiaries Management For Voted - For 3 Transaction of Other Business Management For Voted - Against Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 4 Allocation of Profits/Dividends Management For Voted - For 5 Transaction of Other Business Management For Voted - Against 6 Non-Voting Meeting Note N/A N/A Non-Voting HABIB BANK LIMITED Security ID: Y2974J109 Ticker: HBL Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Investment in Habib Allied Holding Limited Management For Voted - For 5 Transaction of Other Business Management For Voted - Against HONDA ATLAS CARS (PAKISTAN) LIMITED Security ID: Y3281E106 Ticker: HCAR Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 5 Remuneration Policy Management For Voted - Against 6 Amendments to Articles of Association Management For Voted - Against 7 Transaction of Other Business Management For Voted - Against 8 Non-Voting Meeting Note N/A N/A Non-Voting HUB POWER COMPANY LIMITED Security ID: Y3746T102 Ticker: HUBC Meeting Date: 05-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 1817 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Elect Habibullah Khan Management For Voted - For 6 Elect Aly Khan Management For Voted - For 7 Elect Aleeya Khan Management For Voted - For 8 Elect Shafiuddin Ghani Khan Management For Voted - Abstain 9 Elect Nadeem Inayat Management For Voted - Against 10 Elect Manzoor Ahmed Management For Voted - Against 11 Elect Saad Iqbal Management For Voted - For 12 Approval for Issuance of Standby Letter of Credit Management For Voted - For 13 Transaction of Other Business Management For Voted - Against INDUS MOTOR COMPANY LIMITED Security ID: Y39918100 Ticker: INDU Meeting Date: 30-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Transaction of Other Business Management For Voted - Against INTERNATIONAL STEELS LIMITED Security ID: Y4130E107 Ticker: ISL Meeting Date: 29-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Transmission of Documents Management For Voted - For 5 Transaction of Other Business Management For Voted - Against KOT ADDU POWER COMPANY LIMITED Security ID: Y4939U104 Ticker: KAPCO Meeting Date: 02-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Meeting Minutes Management For Voted - For 3 Elect Muzammil Hussain Management For Voted - Against 4 Elect Aqeel Ahmed Nasir Management For Voted - For 5 Elect Hafiz Muhammad Yousaf Management For Voted - For 6 Elect Naveed Asghar Chaudhary Management For Voted - Against 7 Elect Saad Iqbal Management For Voted - For 8 Elect Jamil Akhtar Management For Voted - Against 9 Elect Mahwish Humayun Khan Management For Voted - Abstain 10 Transaction of Other Business Management For Voted - Against 1818 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 22-Oct-21 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Transaction of Other Business Management For Voted - Against LUCKY CEMENT LIMITED Security ID: Y53498104 Ticker: LUCK Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Elect Muhammad Yunus Tabba Management For Voted - Against 5 Elect Muhammad Ali Tabba Management For Voted - Against 6 Elect Muhammad Sohail Tabba Management For Voted - Against 7 Elect Jawed Yunus Tabba Management For Voted - Against 8 Elect Mariam Tabba Khan Management For Voted - Against 9 Elect Manzoor Ahmed Management For Voted - Against 10 Elect Masood Karim Shaikh Management For Voted - For 11 Related Party Transactions for Financial Year 2021 Management For Voted - For 12 Related Party Transactions for Financial Year 2022 Management For Voted - Against 13 Transaction of Other Business Management For Voted - Against MAPLE LEAF CEMENT FACTORY LIMITED Security ID: Y5827A100 Ticker: MLCF Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Renewal of Investment in Kohinoor Textile Mills Limited Management For Voted - For 4 Related Party Transactions for FY 2020-21 Management For Voted - For 5 Related Party Transactions for FY 2021-22 Management For Voted - Against Meeting Date: 17-May-22 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For 1819 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted MARI PETROLEUM COMPANY LIMITED Security ID: Y5841V106 Ticker: MARI Meeting Date: 19-Jul-21 Meeting Type: Special 1 Approve Establishment and Investment in Joint Venture NewCo Management For Voted - For 2 Approve Investment in Joint Venture NewCo Management For Voted - For 3 Authority to Give Corporate Guarantees Management For Voted - Abstain 4 Authorise Issuance of Shareholders' Protection Guarantee Management For Voted - Abstain 5 Approve Direct Disbursement to Joint Venture Partner Management For Voted - For 6 Transaction of Other Business Management For Voted - Against Meeting Date: 26-Oct-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 4 Transaction of Other Business Management For Voted - Against Meeting Date: 10-May-22 Meeting Type: Special 1 Amendments to Memorandum and Articles of Association Management For Voted - For 2 Alteration in the Authorized Capital Structure Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Special 1 Election of Directors Management For Voted - Abstain 2 Transaction of Other Business Management For Voted - Against MCB BANK, LTD. (MUSLIM COMMERCIAL BANK) Security ID: Y61898105 Ticker: MCB Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Amendments to Remuneration Policy Management For Voted - For MILLAT TRACTORS LIMITED Security ID: Y6044N107 Ticker: MTL Meeting Date: 30-Oct-21 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 1820 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Election of Directors (Slate) Management For Voted - Against 6 Bonus Share Issuance 12.5% Management For Voted - For 7 Bonus Share Issuance 20% Management For Voted - For 8 Related Party Transactions Management For Voted - For 9 Ratification of CEO's Acts in Connection with Related Party Transactions Management For Voted - Against 10 Increase in Authorized Capital Management For Voted - For 11 Holding of Office of Profit Management For Voted - For 12 Transaction of Other Business Management For Voted - Against Meeting Date: 27-Jun-22 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Bonus Share Issuance (FY 2021-1st Interim Dividend) Management For Voted - For 3 Bonus Share Issuance (FY 2021-2nd Interim Dividend) Management For Voted - For 4 Increase in Authorized Capital Management For Voted - For 5 Transaction of Other Business Management For Voted - Against NISHAT MILLS LIMITED Security ID: Y63771102 Ticker: NML Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For Meeting Date: 03-Mar-22 Meeting Type: Special 1 Authority to Make Investments in Nishat Sutas Dairy Limited Management For Voted - For OIL & GAS DEVELOPMENT COMPANY LTD. Security ID: Y6448X107 Ticker: OGDC Meeting Date: 19-Jul-21 Meeting Type: Special 1 Approve Establishment and Investment in Joint Venture NewCo Management For Voted - For 2 Approve Investment in Joint Venture NewCo Management For Voted - For 3 Authority to Give Corporate Guarantees Management For Voted - Abstain 4 Authorise Issuance of Shareholders' Protection Guarantee Management For Voted - Abstain 5 Approve Direct Disbursement to Joint Venture Partner Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Meeting Minutes (March 2021 EGM) Management For Voted - For 1821 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Meeting Minutes (July 2021 EGM) Management For Voted - For 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Transaction of Other Business Management For Voted - Against PAKISTAN INTERNATIONAL BULK TERMINAL LIMITED Security ID: Y6S06T100 Ticker: PIBTL Meeting Date: 30-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For PAKISTAN OILFIELDS LIMITED Security ID: Y66717102 Ticker: POL Meeting Date: 22-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 4 Transaction of Other Business Management For Voted - Against PAKISTAN PETROLEUM LIMITED Security ID: Y6611E100 Ticker: PPL Meeting Date: 19-Jul-21 Meeting Type: Special 1 Approve Establishment and Investment in Joint Venture NewCo Management For Voted - For 2 Approve Investment in Joint Venture NewCo Management For Voted - For 3 Authority to Give Corporate Guarantees Management For Voted - Abstain 4 Authorise Issuance of Shareholders' Protection Guarantee Management For Voted - Abstain 5 Approve Direct Disbursement to Joint Venture Partner Management For Voted - For Meeting Date: 25-Oct-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For PAKISTAN STATE OIL CO. LTD. Security ID: Y66744106 Ticker: PSO Meeting Date: 26-Oct-21 Meeting Type: Annual 1 Meeting MInutes Management For Voted - For 1822 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Accounts and Reports Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 4 Allocation of Profits/Dividends Management For Voted - For 5 Increase in Authorized Capital Management For Voted - For SYSTEMS LIMITED Security ID: Y83476104 Ticker: SYS Meeting Date: 23-Dec-21 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Increase in Authorized Capital Management For Voted - For Meeting Date: 11-Apr-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Bonus Share Issuance Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Authority to Renew Investments (Loans) Management For Voted - For 7 Authority to Ratify and Make Further Investments (Receivables) Management For Voted - For 8 Incorporation of Foreign Associated Entity Management For Voted - Abstain 9 Transaction of Other Business Management For Voted - Against 10 Non-Voting Meeting Note N/A N/A Non-Voting THE SEARLE COMPANY LIMITED Security ID: Y7561Y104 Ticker: SEARL Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - Abstain 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 5 Increase in Authorized Capital Management For Voted - For 6 Bonus Share Issuance Management For Voted - For 7 Approve Remuneration Paid to Executive Directors Management For Voted - Against 8 Related Party Transactions for the FY 2021 Management For Voted - For 9 Related Party Transactions for the FY 2022 Management For Voted - Against 10 Transaction of Other Business Management For Voted - Against TRG PAKISTAN LIMITED Security ID: Y8759Z101 Ticker: TRG Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 1823 --------------------------------------------------------------------------------------------------- Global X MSCI Pakistan ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Transaction of Other Business Management For Voted - Against 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 11-Jan-22 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Election of Directors (Slate) Management For Voted - Against 3 Transaction of Other Business Management For Voted - Against UNITED BANK LIMITED Security ID: Y91486103 Ticker: UBL Meeting Date: 06-Aug-21 Meeting Type: Special 1 Meeting Minutes Management For Voted - For 2 Approval to Wind-Up Subsidiary Management For Voted - For 3 Transaction of Other Business Management For Voted - Against Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Directors' Fees and Benefits Management For Voted - For 6 Amendments to Remuneration Policy Management For Voted - For 7 Transaction of Other Business Management For Voted - Against 1824 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted ALTRI SGPS SA Security ID: X0142R103 Ticker: ALTR Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Remuneration Report Management For Voted - For 4 Allocation of Profits/Dividends; Distribution of Shares in GreenVolt Management For Voted - For 5 Ratification of Board and Supervisory Council Acts Management For Voted - For 6 Ratify Co-Option of Miguel Silva Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Authority to Repurchase and Reissue Shares Management For Voted - For 9 Authority to Trade in Company Debt Instruments Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting BANCO COMERCIAL PORTUGUES, S.A. Security ID: X03188319 Ticker: BCP Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Remuneration Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Supervisory Board and Management Acts Management For Voted - For 8 Remuneration Policy Management For Voted - For 9 Management and Supervisory Bodies Appointment Policy Management For Voted - For 10 Auditor Appointment Policy Management For Voted - For 11 Amendments to Articles (Capital Increase) Management For Voted - For 12 Amendments to Articles (Shareholding) Management For Voted - For 13 Amendments to Articles (Secretary) Management For Voted - For 14 Amendments to Articles (Strategic Board) Management For Voted - For 15 Amendments to Articles (Remuneration) Management For Voted - For 16 Amendments to Articles (Title of Chapter IX) Management For Voted - For 17 Amendments to Articles (Title of Chapter X) Management For Voted - For 18 Amendments to Articles (Title of Chapter XI) Management For Voted - For 19 Amendments to Articles (Corporate Governance, Ethics and Sustainability Committee) Management For Voted - For 20 Amendments to Articles (Audit Committee) Management For Voted - For 21 Amendments to Articles (Committee Name) Management For Voted - For 1825 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Amendments to Articles (Corporate Governance and Sustainability Principles) Management For Voted - For 23 Amendments to Articles (Corporate Governance and Sustainability Reports) Management For Voted - For 24 Amendments to Articles (Strategic Board) Management For Voted - For 25 Amendments to Articles (Secretary) Management For Voted - For 26 Election of Directors and Audit Committee Members Management For Voted - For 27 Election of Remuneration and Welfare Board Members Management For Voted - For 28 Authority to Repurchase and Reissue Shares and Bonds Management For Voted - For 29 Non-Voting Meeting Note N/A N/A Non-Voting CORTICEIRA AMORIM S.A. Security ID: X16346102 Ticker: COR Meeting Date: 03-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Interim Balance Sheet Management For Voted - For 4 Special Dividend Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Individual Accounts and Reports Management For Voted - For 4 Consolidated Accounts and Reports Management For Voted - For 5 Corporate Governance Report, Remuneration Report Management For Voted - For 6 Report on Non-Financial Information Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Board and Supervisory Council Acts Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Treasury Shares Management For Voted - For 11 Adoption of General Meeting Regulations Management For Voted - For 12 Remuneration Policy Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting CTT CORREIOS DE PORTUGAL SA Security ID: X1R05J122 Ticker: CTT Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Remuneration Report Management For Voted - For 1826 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board and Supervisory Bodies Acts Management For Voted - For 6 Authority to Repurchase and Reissue Shares Management For Voted - For 7 Authority to Cancel Treasury Shares Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting EDP RENOVAVEIS S.A. Security ID: E3847K101 Ticker: EDPR Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Distribution of Dividends Management For Voted - For 6 Management report; Corporate Governance Report; Remuneration report Management For Voted - For 7 Report on Non-Financial Information Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Adoption of General Meeting Regulations Management For Voted - For 10 Remuneration Policy Management For Voted - For 11 Amendments to Articles (Business Name) Management For Voted - For 12 Amendments to Articles (General Meetings) Management For Voted - For 13 Amendments to Articles (Board) Management For Voted - For 14 Amendments to Articles (Committees) Management For Voted - For 15 Amendments to Articles (Corporate Governance Report) Management For Voted - For 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 17 Board Vacancy Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting EDP-ENERGIAS DE PORTUGAL SA Security ID: X67925119 Ticker: EDP Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Remuneration Report Management For Voted - For 1827 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Sustainability Report (Report on Non-Financial Information; 2030 Climate Change Commitment) Management For Voted - For 7 Allocation of Profits Management For Voted - For 8 Distribution of Dividends Management For Voted - For 9 Ratification of Executive Board Acts Management For Voted - For 10 Ratification of General and Supervisory Board Acts Management For Voted - For 11 Ratification of Auditor Acts Management For Voted - For 12 Authority to Repurchase and Reissue Shares Management For Voted - For 13 Authority to Repurchase and Reissue Debt Instruments Management For Voted - For 14 Election of Vice-Chair of the General Meeting Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting F RAMADA INVESTIMENTOS SGPS SA Security ID: X3114H103 Ticker: RAM Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Remuneration Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board and Supervisory Council Acts Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Authority to Repurchase and Reissue Shares Management For Voted - For 8 Authority to Trade in Company Debt Instruments Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting FOSUN INTERNATIONAL LIMITED Security ID: Y2618Y108 Ticker: 0656 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect GUO Guangchang Management For Voted - For 6 Elect CHEN Qiyu Management For Voted - For 7 Elect QIN Xuetang Management For Voted - For 8 Elect GONG Ping Management For Voted - For 9 Elect HUANG Zhen Management For Voted - Against 10 Elect ZHANG Huaqiao Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 1828 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Authority to Grant Options and Shares under the Share Option Scheme Management For Voted - Against 17 Grant Shares under Share Award Scheme Management For Voted - Against 18 Grant Shares to GUO Guangchang Management For Voted - Against 19 Grant Shares to WANG Qunbin Management For Voted - Against 20 Grant Shares to CHEN Qiyu Management For Voted - Against 21 Grant Shares to XU Xiaoliang Management For Voted - Against 22 Grant Shares to QIN Xuetang Management For Voted - Against 23 Grant Shares to GONG Ping Management For Voted - Against 24 Grant Shares to HUANG Zhen Management For Voted - Against 25 Grant Shares to ZHUANG Yuemin Management For Voted - Against 26 Grant Shares to YU Qingfei Management For Voted - Against 27 Grant Shares to ZHANG Shengman Management For Voted - Against 28 Grant Shares to ZHANG Huaqiao Management For Voted - Against 29 Grant Shares to David ZHANG T. Management For Voted - Against 30 Grant Shares to LEE Kai-Fu Management For Voted - Against 31 Grant Shares to Katherine TSANG King Suen Management For Voted - Against 32 Grant Shares to PAN Donghui Management For Voted - Against 33 Grant Shares to YAO Fang Management For Voted - Against 34 Grant Shares to ZHANG Houlin Management For Voted - Against 35 Grant Shares to LI Tao Management For Voted - Against 36 Grant Shares to WANG Jiping Management For Voted - Against 37 Grant Shares to JIN Hualong Management For Voted - Against 38 Grant Shares to QIAN Jiannong Management For Voted - Against 39 Grant Shares to QIAN Shunjiang Management For Voted - Against 40 Grant Shares to Jorge Magalhaes Correia Management For Voted - Against 41 Grant Shares to HUANG Yixin Management For Voted - Against 42 Grant Shares to SHI Kun Management For Voted - Against 43 Grant Shares to ZHANG Liangsen Management For Voted - Against 44 Grant Shares to GAO Min Management For Voted - Against 45 Grant Shares to WANG Kexin Management For Voted - Against 46 Grant Shares to HAO Yuming Management For Voted - Against 47 Grant Shares to GUAN Xiaohui Management For Voted - Against 48 Grant Shares to PENG Yulong Management For Voted - Against 49 Grant Shares to WEI Junfeng Management For Voted - Against 50 Grant Shares to Other Persons Management For Voted - Against 51 Board Authorization Management For Voted - Against 52 Adoption of Subsidiary Share Option Scheme (The Fosun Health Share Option Scheme) Management For Voted - For 53 Adoption of Subsidiary Share Option Scheme (The Lovelink Share Option Scheme) Management For Voted - Against 54 Grant Options to WU Linguang Management For Voted - Against 55 Non-Voting Meeting Note N/A N/A Non-Voting 1829 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted GALP ENERGIA, SGPS, S.A. Security ID: X3078L108 Ticker: GALP Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Ratification of Co-Option of a Directors Management For Voted - For 4 Elect Claudia Almeida e Silva Management For Voted - For 5 Accounts and Reports; Remuneration Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Board and Supervisory Council Acts Management For Voted - For 8 Remuneration Policy Management For Voted - For 9 Authority to Repurchase and Reissue Shares Management For Voted - For 10 Authority to Cancel Treasury Shares and Reduce Capital Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting GREENVOLT - ENERGIAS RENOVAVEIS S.A Security ID: X3R413103 Ticker: GVOLT Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Election of Board of the General Meeting Management For Voted - For 4 Accounts and Reports; Remuneration Report Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Board and Supervisory Council Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Amendments to Articles (Share Capital Increase) Management For Voted - For 9 Authority to Repurchase and Reissue Shares Management For Voted - For 10 Authority to Trade in Company Debt Instruments Management For Voted - For 11 Remuneration Policy Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting IBERSOL - S.G.P.S., S.A. Security ID: X3434V113 Ticker: IBS Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board and Supervisory Council Acts Management For Voted - For 1830 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Remuneration Policy Management For Voted - For 7 Authority to Repurchase and Reissue Shares Management For Voted - For 8 Authority to Repurchase Shares (Subsidiaries) Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting JERONIMO MARTINS - S.G.P.S., S.A. Security ID: X40338109 Ticker: JMT Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports; Remuneration Report Management For Voted - Against 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Supervisory Board and Management Acts Management For Voted - For 7 Election of Corporate Bodies Management For Voted - For 8 Election of Remuneration Committee Management For Voted - For 9 Remuneration Committee Fees Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting MOTA-ENGIL SGPS SA Security ID: X5588N110 Ticker: EGL Meeting Date: 06-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Individual Accounts and Reports Management For Voted - For 4 Consolidated Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Corporate Governance Report; Remuneration Report Management For Voted - Against 7 Ratification of Board and Supervisory Council Acts Management For Voted - For 8 Remuneration Policy Management For Voted - Against 9 Board Size Management For Voted - For 10 Elect Leong Vai Tac Management For Voted - For 11 Liability Insurance of Directors Management For Voted - For 12 Election of Board of the General Meeting Management For Voted - For 13 Authority to Repurchase and Reissue Shares Management For Voted - For 14 Authority to Trade in Company Debt Instruments Management For Voted - For 15 Revocation of Authority to Issue Debt Instruments Management For Voted - For 16 Authority to Issue Debt Instruments Management For Voted - For 17 Authority to Set Terms of Debt Issuance Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting 1831 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted NAVIGATOR COMPANY S.A. Security ID: X67182109 Ticker: NVG Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Remuneration Report Management For Voted - Against 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board and Supervisory Council Acts Management For Voted - For 6 Election of Chair of Board of the General Meeting Management For Voted - For 7 Election of Remuneration Committee Members Management For Voted - For 8 Remuneration Committee Fees Management For Voted - For 9 Authority to Repurchase and Reissue Shares and Bonds Management For Voted - For 10 Amendments to Articles Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting NOS SGPS SA. Security ID: X5S8LH105 Ticker: NOS Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Remuneration Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Transfer of Reserves Management For Voted - For 6 Ratification of Board and Supervisory Council Acts Management For Voted - For 7 Authority to Repurchase and Reissue Shares Management For Voted - For 8 Authority to Trade in Company Debt Instruments Management For Voted - For 9 Amendments to Articles (Corporate Bodies) Management For Voted - For 10 Election of Corporate Bodies Management For Voted - Abstain 11 Appointment of Auditor Management For Voted - For 12 Election of Remuneration Committee Management For Voted - Abstain 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting NOVABASE - SOCIEDADE GESTORA DE PARTICIPACOES SOCIAIS, S.A. Security ID: X5876X101 Ticker: NBA Meeting Date: 24-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Remuneration Report Management For Voted - Against 1832 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board and Supervisory Council Acts Management For Voted - For 6 Authority to Reduce Share Capital through Amendment to Par Value Management For Voted - For 7 Authority to Repurchase and Reissue Shares Management For Voted - For 8 Elect Benito Vazquez Blanco Management For Voted - For 9 Elect Francisco Paulo Figueiredo Morais Antunes Management For Voted - Against PHAROL SGPS SA Security ID: X6454E135 Ticker: PHR Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Individual Accounts and Reports Management For Voted - Abstain 4 Consolidated Accounts and Reports; Remuneration Report Management For Voted - Abstain 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Management and Supervisory Bodies Acts Management For Voted - For 7 Authority to Repurchase and Reissue Shares Management For Voted - For 8 Remuneration Policy Management For Voted - For REDES ENERGETICAS NACIONAIS SGPS SA Security ID: X70955103 Ticker: RENE Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Remuneration Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board and Supervisory Council Acts Management For Voted - For 6 Authority to Repurchase and Reissue Shares Management For Voted - For 7 Authority to Trade in Company Debt Instruments Management For Voted - For 8 Remuneration Policy Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting SEMAPA - SOCIEDADE DE INVESTIMENTO E GESTAO, S.G.P.S., S.A. Security ID: X7936A113 Ticker: SEM Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Remuneration Report Management For Voted - Against 1833 --------------------------------------------------------------------------------------------------- Global X MSCI Portugal ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Board and Supervisory Council Acts Management For Voted - For 8 Amendments to Articles Management For Voted - For 9 Election of Corporate Bodies Management For Voted - Against 10 Appointment of Auditor Management For Voted - For 11 Remuneration Committee Fees Management For Voted - For 12 Authority to Repurchase and Reissue Shares Management For Voted - For SONAE SGPS, S.A. Security ID: X8252W176 Ticker: SON Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Account and Reports; Remuneration Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board and Supervisory Council Acts Management For Voted - For 6 Amendments to Remuneration Policy Management For Voted - For 7 Authority to Issue Convertible Debt Instruments Management For Voted - For 8 Authority to Suppress Preemptive Rights Pursuant to Convertible Debt Issuance Management For Voted - For 9 Authority to Issue Shares Pursuant to Convertible Debt Issuance Management For Voted - For 10 Authority to Repurchase and Reissue Shares Management For Voted - For 11 Authority to Repurchase and Reissue Debt Instruments Management For Voted - For 12 Authority for Subsidiaries to Repurchase Shares Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting SONAECOM SGPS S.A. Security ID: X8250N111 Ticker: SNC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Remuneration Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board and Supervisory Council Acts Management For Voted - For 6 Authority to Repurchase and Reissue Shares Management For Voted - For 7 Authority for Subsidiaries to Repurchase Shares Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 1834 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A. Security ID: E7813W163 Ticker: ACS Meeting Date: 05-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Report on Non-Financial Information Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Board Size Management For Voted - For 8 Elect Juan Santamaria Cases Management For Voted - For 9 Elect Maria Jose Garcia Beato Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Remuneration Policy Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Scrip Dividend; Authority to Cancel Shares and Reduce Share Capital Management For Voted - For 14 Authority to Repurchase and Reissue Shares Management For Voted - For 15 Amendments to Articles (Capital) Management For Voted - For 16 Amendments to Articles (Audit Committee) Management For Voted - For 17 Amendments to Articles (General Meeting) Management For Voted - For 18 Amendments to Articles (Remote Attendance) Management For Voted - For 19 Amendments to General Meeting Regulations (Competencies) Management For Voted - For 20 Amendments to General Meeting Regulations (Notice and Information) Management For Voted - For 21 Amendments to General Meeting Regulations (Representation) Management For Voted - For 22 Amendments to General Meeting Regulations (Remote Attendance) Management For Voted - For 23 Amendments to General Meeting Regulations (Minutes) Management For Voted - For 24 Authorisation of Legal Formalities Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting ADMIRAL GROUP PLC Security ID: G0110T106 Ticker: ADM Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Evelyn Bourke Management For Voted - For 5 Elect Bill Roberts Management For Voted - For 1835 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Milena Mondini-De-Focatiis Management For Voted - For 7 Elect Geraint Jones Management For Voted - For 8 Elect Annette Court Management For Voted - For 9 Elect Jean Park Management For Voted - For 10 Elect Justine Roberts Management For Voted - For 11 Elect Andrew Crossley Management For Voted - For 12 Elect Michael Brierley Management For Voted - For 13 Elect Karen Green Management For Voted - For 14 Elect Jayaprakasa Rangaswami Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Authorisation of Political Donations Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For 22 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 23 Adoption of new articles Management For Voted - For AGEAS SA/NV Security ID: B0148L138 Ticker: AGS Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports; Allocation of Profits Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Allocation of Dividends Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Ratification of Auditor's Acts Management For Voted - For 12 Remuneration Report Management For Voted - For 13 Elect Carolin Gabor to the Board of Directors Management For Voted - For 14 Elect Sonali Chandmal to the Board of Directors Management For Voted - For 15 Amendments to Articles Regarding Definitions Management For Voted - For 16 Amendments to Articles Regarding Company Name Management For Voted - For 17 Cancellation of Shares Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Increase in Authorised Capital Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting 1836 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted ASSICURAZIONI GENERALI S.P.A. Security ID: T05040109 Ticker: G Meeting Date: 27-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Amendment to Article 9 (Share Capital) Management For Voted - For 7 Authority to Repurchase Shares Management For Voted - For 8 Cancellation of Shares Management For Voted - For 9 Remuneration Policy Management For Voted - For 10 Remuneration Report Management For Voted - For 11 2022-2024 Long-term Incentive Plan Management For Voted - For 12 Authority to Repurchase and Reissue Shares to Service 2022-2024 Group Long-Term Incentive Plan Management For Voted - For 13 Employee Incentive Plan Management For Voted - For 14 Authority to Repurchase and Reissue Shares to Service Employee Incentive Plan Management For Voted - For 15 Board Size (Board Proposal) Management For Voted - For 16 Board Size (VM 2006 S.r.l.) Management N/A Voted - Abstain 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 List Presented By Board of Directors Management For Voted - For 19 List Presented by VM 2006 S.r.l. Management For Non-Voting 20 List Presented by Group of Institutional Investors Representing 0.64% of Share Capital Management For Non-Voting 21 Directors' Fees (Board Proposal) Management For Voted - For 22 Directors' Fees (VM 2006 S.r.l.) Management N/A Voted - Abstain 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting AURIZON HOLDINGS LIMITED Security ID: Q0695Q104 Ticker: AZJ Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Timothy M. Poole Management For Voted - For 3 Re-elect Samantha (Sam) L. Lewis Management For Voted - For 4 Re-elect Marcelo H. Bastos Management For Voted - For 5 Equity Grant (MD/CEO Andrew Harding) Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Appoint Auditor Management For Voted - For 1837 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted AUSNET SERVICES LIMITED Security ID: Q0708Q109 Ticker: AST Meeting Date: 15-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Alan CHAN Heng Loon Management For Voted - For 3 Re-elect Robert I. Milliner Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Approve Increase in NEDs' Fee Cap Management For Voted - For 6 Equity Grant (MD Tony Narvaez) Management For Voted - For 7 Issue of Shares (10% Pro Rata) Management For Voted - For 8 Issue of Shares (Dividend Reinvestment Plan) Management For Voted - For 9 Issue of Shares (Employee Incentive Scheme) Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting AVIVA PLC Security ID: G0683Q109 Ticker: AV Meeting Date: 09-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Approval of the Company's Climate-Related Financial Disclosure Management For Voted - For 4 Final Dividend Management For Voted - For 5 Elect Andrea Blance Management For Voted - For 6 Elect Shonaid Jemmett-Page Management For Voted - For 7 Elect Martin Strobel Management For Voted - For 8 Elect Amanda J. Blanc Management For Voted - For 9 Elect George Culmer Management For Voted - For 10 Elect Patrick Flynn Management For Voted - For 11 Elect Mohit Joshi Management For Voted - For 12 Elect Pippa Lambert Management For Voted - For 13 Elect Jim McConville Management For Voted - For 14 Elect Michael Mire Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Authorisation of Political Donations Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 21 Authority to Issue Solvency II Securities w/ Preemptive Rights Management For Voted - For 22 Authority to Issue Solvency II Securities w/o Preemptive Rights Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Repurchase 8 3/4% Preference Shares Management For Voted - For 1838 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Authority to Repurchase 8 3/8% Preference Shares Management For Voted - For 26 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 27 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-May-22 Meeting Type: Ordinary 1 Amendments to Articles Management For Voted - For 2 Authority to Issue B Shares Management For Voted - For 3 Share Consolidation Management For Voted - For 4 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 6 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 7 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 8 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For AXA Security ID: F06106102 Ticker: CS Meeting Date: 28-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 2022 Remuneration Report Management For Voted - For 9 2022 Remuneration of Denis Duverne, Chair Management For Voted - For 10 2022 Remuneration of Thomas Buberl, CEO Management For Voted - For 11 2022 Remuneration Policy (CEO) Management For Voted - For 12 2022 Remuneration Policy (Chair) Management For Voted - For 13 2022 Remuneration Policy (Board of Directors) Management For Voted - For 14 Special Auditors Report on Regulated Agreements Management For Voted - For 15 Elect Thomas Buberl Management For Voted - For 16 Elect Rachel Duan Management For Voted - For 17 Elect Andre Francois-Poncet Management For Voted - For 18 Ratification of Co-Option of Clotilde Delbos Management For Voted - For 19 Elect Gerald Harlin Management For Voted - For 20 Elect Rachel Picard Management For Voted - For 21 Appointment of Auditor (Ernst & Young) Management For Voted - For 22 Appointment of Alternate Auditor (Picarle et Associes) Management For Voted - For 23 2022 Directors' Fees Management For Voted - For 24 Authority to Repurchase and Reissue Shares Management For Voted - For 1839 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Employee Stock Purchase Plan Management For Voted - For 26 Stock Purchase Plan for Overseas Employees Management For Voted - For 27 Authority to Issue Performance Shares Management For Voted - For 28 Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan Management For Voted - For 29 Authority to Cancel Shares and Reduce Capital Management For Voted - For 30 Amendments to Articles Regarding Staggered Board Management For Voted - For 31 Amendments to Articles Regarding Corporate Purpose Management For Voted - For 32 Authorisation of Legal Formalities Management For Voted - For 33 Non-Voting Meeting Note N/A N/A Non-Voting 34 Non-Voting Meeting Note N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting BASF SE Security ID: D06216317 Ticker: BAS Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Supervisory Board Acts Management For Voted - For 5 Ratification of Management Board Acts Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Remuneration Report Management For Voted - For 8 Elect Alessandra Genco Management For Voted - For 9 Elect Stefan Asenkerschbaumer Management For Voted - For 10 Authority to Repurchase and Reissue Shares Management For Voted - For 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting BHP GROUP LIMITED Security ID: Q1498M100 Ticker: BHP Meeting Date: 20-Jan-22 Meeting Type: Ordinary 1 Amendments To Limited Constitution Management For Voted - For 2 Special Voting Share Buy-back Management For Voted - For 3 Dividend Share Buy-back Management For Voted - For 4 Special Voting Share Buy-back (Class Rights Action) Management For Voted - For 5 Change in Status of Plc (Class Rights Action) Management For Voted - For 1840 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted BHP GROUP PLC Security ID: G10877127 Ticker: BHP Meeting Date: 20-Jan-22 Meeting Type: Ordinary 1 Effect Scheme of Arrangement and Unification Management For Voted - For 2 Special Voting Share Buy-Back Management For Voted - For 3 Special Voting Share Buy-Back (Class Rights Action) Management For Voted - For 4 Amendments to Articles of Association to Facilitate Scheme Management For Voted - For 5 Change in Status of Plc (Class Rights Action) Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve Scheme of Arrangement and Unification Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting BRITISH AMERICAN TOBACCO PLC Security ID: G1510J102 Ticker: BATS Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Policy Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For 6 Elect Luc Jobin Management For Voted - For 7 Elect Jack M. Bowles Management For Voted - For 8 Elect Tadeu Marroco Management For Voted - For 9 Elect Susan J. Farr Management For Voted - For 10 Elect Karen Guerra Management For Voted - For 11 Elect Holly K. Koeppel Management For Voted - For 12 Elect Savio Kwan Management For Voted - For 13 Elect Dimitri Panayotopoulos Management For Voted - For 14 Elect Darrell Thomas Management For Voted - For 15 Elect Krishnan Anand Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 1841 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted CK INFRASTRUCTURE HOLDINGS LIMITED Security ID: G2178K100 Ticker: 1038 Meeting Date: 17-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect KAM Hing Lam Management For Voted - For 6 Elect Frank J. Sixt Management For Voted - Against 7 Elect CHAN Loi Shun Management For Voted - Against 8 Elect KWOK Eva Lee Management For Voted - Against 9 Elect David LAN Hong Tsung Management For Voted - Against 10 Elect George C. Magnus Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For CNP ASSURANCES Security ID: F1876N318 Ticker: CNP Meeting Date: 22-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports; Transfer of Reserves Management For Voted - For 7 Consolidated Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Related Party Transactions (Brazilians subsidiaries) Management For Voted - For 10 Related Party Transactions (La Poste Silver) Management For Voted - For 11 Related Party Transactions (Caisse des Depots) Management For Voted - For 12 Related Party Transactions (Allianz Vie and Generation Vie) Management For Voted - For 13 Related Party Transactions (La Banque Postale) Management For Voted - For 14 Related Party Transactions (La Banque Postale and BPE) Management For Voted - For 15 Related Party Transactions (La Banque Postale Prevoyance) Management For Voted - For 16 Related Party Transactions (Caisse des Depots) Management For Voted - For 17 Related Party Transactions (CDC Habitat) Management For Voted - For 18 Related Party Transactions (ACA) Management For Voted - For 19 Related Party Transactions (Ostrum AM) Management For Voted - For 20 Special Auditors Report on Regulated Agreements (Previously Approved) Management For Voted - For 21 2022 Remuneration Policy (Chair) Management For Voted - For 1842 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 22 2022 Remuneration Policy (CEO) Management For Voted - For 23 2022 Remuneration Policy (Board of Directors) Management For Voted - For 24 2021 Remuneration Report Management For Voted - For 25 2021 Remuneration of Veronique Weill, Chair Management For Voted - For 26 2021 Remuneration of Antoine Lissowski , Former CEO (Until April 16, 2021) Management For Voted - For 27 2021 Remuneration of Stephane Dedeyan, CEO (From April 16, 2021) Management For Voted - For 28 2022 Directors' Fees Management For Voted - For 29 Ratification of the Co-option of Jean-Francois Lequoy Management For Voted - For 30 Ratification of the Co-option of Amelie Breitburd Management For Voted - For 31 Elect Amelie Breitburd Management For Voted - For 32 Ratification of the Co-option of Bertrand Cousin Management For Voted - For 33 Elect Bertrand Cousin Management For Voted - For 34 Elect Francois Geronde Management For Voted - For 35 Elect Philippe Laurent Charles Heim Management For Voted - For 36 Elect Laurent Mignon Management For Voted - For 37 Elect Philippe Wahl Management For Voted - Against 38 Appointment of Auditor (Mazars) Management For Voted - For 39 Appointment of Auditor (KPMG) Management For Voted - For 40 Authority to Repurchase and Reissue Shares Management For Voted - For 41 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 42 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement Management For Voted - For 43 Employee Stock Purchase Plan Management For Voted - For 44 Authorisation of Legal Formalities Management For Voted - For CREDIT AGRICOLE S.A. Security ID: F22797108 Ticker: ACA Meeting Date: 24-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 11 Consolidated Accounts and Reports Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Related Party Transactions (Caisses Regionales de Credit Agricole) Management For Voted - For 14 Related Party Transactions (CACIB & CA Indousuez Wealth France) Management For Voted - For 15 Related Party Transactions (FNSEA) Management For Voted - For 1843 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Elect Sonia Bonnet-Bernard Management For Voted - For 17 Elect Hugues Brasseur Management For Voted - For 18 Elect Eric Vial Management For Voted - For 19 Elect Dominique Lefebvre Management For Voted - For 20 Elect Pierre Cambefort Management For Voted - For 21 Elect Jean-Pierre Gaillard Management For Voted - Against 22 Elect Jean-Paul Kerrien Management For Voted - For 23 2022 Remuneration Policy (Chair) Management For Voted - For 24 2022 Remuneration Policy (CEO) Management For Voted - For 25 2022 Remuneration Policy (Deputy CEO) Management For Voted - For 26 2022 Remuneration Policy (Board of Directors) Management For Voted - For 27 2021 Remuneration of Dominique Lefebvre, Chair Management For Voted - For 28 2021 Remuneration of Philippe Brassac, CEO Management For Voted - For 29 2021 Remuneration of Xavier Musca, Deputy CEO Management For Voted - For 30 2021 Remuneration Report Management For Voted - For 31 Remuneration of Identified Staff Management For Voted - For 32 Authority to Repurchase and Reissue Shares Management For Voted - For 33 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 34 Authority to Issue Shares and Convertible Debt Through Private Placement Management For Voted - For 35 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 36 Greenshoe Management For Voted - For 37 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - For 38 Authority to Set Offering Price of Shares Management For Voted - For 39 Global Ceiling on Capital Increases Management For Voted - For 40 Authority to Increase Capital Through Capitalisations Management For Voted - For 41 Employee Stock Purchase Plan Management For Voted - For 42 Stock Purchase Plan for Overseas Employees Management For Voted - For 43 Authority to Cancel Shares and Reduce Capital Management For Voted - For 44 Authorisation of Legal Formalities Management For Voted - For 45 SHP Regarding Discount on Equity Remuneration for Employees Shareholder Against Voted - Against EDP-ENERGIAS DE PORTUGAL SA Security ID: X67925119 Ticker: EDP Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Remuneration Report Management For Voted - For 6 Sustainability Report (Report on Non-Financial Information; 2030 Climate Change Commitment) Management For Voted - For 7 Allocation of Profits Management For Voted - For 1844 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Distribution of Dividends Management For Voted - For 9 Ratification of Executive Board Acts Management For Voted - For 10 Ratification of General and Supervisory Board Acts Management For Voted - For 11 Ratification of Auditor Acts Management For Voted - For 12 Authority to Repurchase and Reissue Shares Management For Voted - For 13 Authority to Repurchase and Reissue Debt Instruments Management For Voted - For 14 Election of Vice-Chair of the General Meeting Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting ELECTROLUX AB Security ID: W0R34B150 Ticker: ELUXB Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Ratify Staffan Bohman Management For Voted - For 15 Ratify Petra Hedengran Management For Voted - For 16 Ratify Henrik Henriksson Management For Voted - For 17 ratify Ulla Litzen Management For Voted - For 18 Ratify Karin Overbeck Management For Voted - For 19 Ratify Fredrik Persson Management For Voted - For 20 Ratify David Porter Management For Voted - For 21 Ratify Jonas Samuelson Management For Voted - For 22 Ratify Kai Warn Management For Voted - For 23 Ratify Mina Billing Management For Voted - For 24 Ratify Viveca Brinkenfeldt-Lever Management For Voted - For 25 Ratify Peter Ferm Management For Voted - For 26 Ratify Ulrik Danestad Management For Voted - For 27 Ratify Richard Dellner Management For Voted - For 28 Ratify Wilson Quispe Management For Voted - For 29 Ratify Emy Voss Management For Voted - For 30 Ratify Jonas Samuelson (as President) Management For Voted - For 31 Allocation of Profits/Dividends Management For Voted - For 32 Board Size Management For Voted - For 33 Directors' Fees Management For Voted - For 1845 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 34 Authority to Set Auditor's Fees Management For Voted - For 35 Elect Staffan Bohman Management For Voted - For 36 Elect Petra Hedengran Management For Voted - Against 37 Elect Henrik Henriksson Management For Voted - For 38 Elect Ulla Litzen Management For Voted - For 39 Elect Karin Overbeck Management For Voted - For 40 Elect Fredrik Persson Management For Voted - For 41 Elect David Porter Management For Voted - For 42 Elect Jonas Samuelson Management For Voted - For 43 Elect Staffan Bohman as chair Management For Voted - For 44 Appointment of Auditor Management For Voted - For 45 Remuneration Report Management For Voted - For 46 Reduction in Authorized Capital Management For Voted - For 47 Cancellation of Shares Management For Voted - For 48 Bonus Share Issuance Management For Voted - For 49 Authority to Repurchase Shares Management For Voted - For 50 Authority to Issue Treasury Shares Management For Voted - For 51 Authority to Issue Treasury Shares (Program 2020) Management For Voted - For 52 Adoption of Share-Based Incentives (Program 2022) Management For Voted - For 53 Authority to Issue Shares (program 2022) Management For Voted - For 54 Amendments to Articles Regarding Remote Voting Management For Voted - For 55 Non-Voting Meeting Note N/A N/A Non-Voting 56 Non-Voting Meeting Note N/A N/A Non-Voting ENAGAS SA Security ID: E41759106 Ticker: ENG Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Report on Non-Financial Information Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Elect Antonio Llarden Carratala Management For Voted - For 9 Ratify Co-Option and Elect Arturo Gonzalo Aizpiri Management For Voted - For 10 Elect Ana Palacio Vallelersundi Management For Voted - For 11 Elect Maria Teresa Costa Campi Management For Voted - For 12 Elect Clara Belen Garcia Fernandez-Muro Management For Voted - For 13 Elect Manuel Gabriel Gonzalez Ramos Management For Voted - For 14 Elect David Sandalow Management For Voted - For 15 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 16 Amendments to Remuneration Policy Management For Voted - For 17 Long-Term Incentive Plan 2022-2024 Management For Voted - For 18 Remuneration Report Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 1846 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authorisation of Legal Formalities Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting ENDESA SA Security ID: E41222113 Ticker: ELE Meeting Date: 29-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts Management For Voted - For 3 Management reports Management For Voted - For 4 Reports on Non-Financial Information Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Authority to Issue Convertible Debt Instruments Management For Voted - For 9 Elect Jose Damian Bogas Galvez Management For Voted - For 10 Elect Francesco Starace Management For Voted - For 11 Elect Francesca Gostinelli Management For Voted - For 12 Elect Cristina de Parias Halcon Management For Voted - For 13 Board Size Management For Voted - For 14 Remuneration Report Management For Voted - For 15 Remuneration Policy Management For Voted - For 16 2022-2024 Strategic Incentive Management For Voted - For 17 Authorisation of Legal Formalities Management For Voted - For FORTESCUE METALS GROUP LIMITED Security ID: Q39360104 Ticker: FMG Meeting Date: 09-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Sebastian Coe Management For Voted - For 4 Re-elect Jean Baderschneider Management For Voted - For 5 Re-elect CAO Zhiqiang Management For Voted - For 6 Renew Performance Rights Plan Management For Voted - For 7 Equity Grant (MD/CEO Elizabeth Gaines) Management For Voted - For 8 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Cultural Heritage Protection Shareholder Against Voted - Against 1847 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted FORTUM OYJ Security ID: X2978Z118 Ticker: FORTUM Meeting Date: 28-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Accounts and Reports Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Ratification of Board and CEO Acts Management For Voted - For 14 Remuneration Report Management For Voted - For 15 Directors' Fees Management For Voted - For 16 Board Size Management For Voted - For 17 Election of Directors Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Issue Treasury Shares Management For Voted - For 22 Charitable Donations Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting HENDERSON LAND DEVELOPMENT COMPANY LIMITED Security ID: Y31476107 Ticker: 0012 Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect KWOK Ping Ho Management For Voted - For 6 Elect Augustine WONG Ho Ming Management For Voted - Against 7 Elect Gordon Kwong Che Keung Management For Voted - Against 8 Elect WU King Cheong Management For Voted - Against 9 Elect Alexander AU Siu Kee Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against 1848 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted HKT TRUST AND HKT LIMITED Security ID: Y3R29Z107 Ticker: 6823 Meeting Date: 13-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Elect Richard LI Tzar Kai Management For Voted - For 7 Elect Peter Anthony ALLEN Management For Voted - Against 8 Elect MAI Yanzhou Management For Voted - Against 9 Elect WANG Fang Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Share Stapled Units w/o Preemptive Rights Management For Voted - Against 13 Amendments to the Articles of Association Management For Voted - For JAPAN METROPOLITAN FUND INVESTMENT CORPORATION Security ID: J27544105 Ticker: 8953 Meeting Date: 26-Nov-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Elect Masahiko Nishida as Executive Director Management For Voted - For 3 Elect Masaharu Usuki Management For Voted - For 4 Elect Osamu Ito Management For Voted - For 5 Elect Keita Araki Management For Voted - For 6 Elect Takuya Machida Management For Voted - For 7 Elect Shuhei Murayama as Alternate Supervisory Director Management For Voted - For JAPAN POST HOLDINGS CO., LTD. Security ID: J2800D109 Ticker: 6178 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hiroya Masuda Management For Voted - For 4 Elect Norito Ikeda Management For Voted - For 5 Elect Kazuhide Kinugawa Management For Voted - For 6 Elect Tetsuya Senda Management For Voted - For 7 Elect Kunio Ishihara Management For Voted - For 8 Elect Charles D. Lake, II Management For Voted - For 9 Elect Michiko Hirono Michiko Fujii Management For Voted - For 10 Elect Tsuyoshi Okamoto Management For Voted - For 1849 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Miharu Koezuka Management For Voted - For 12 Elect Sakie Akiyama Management For Voted - For 13 Elect Makoto Kaiami Management For Voted - For 14 Elect Akira Satake Management For Voted - For 15 Elect Takako Suwa Management For Voted - For LEGAL & GENERAL GROUP PLC Security ID: G54404127 Ticker: LGEN Meeting Date: 26-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Elect Laura Wade-Gery Management For Voted - For 4 Elect Henrietta Baldock Management For Voted - For 5 Elect Nilufer von Bismarck Management For Voted - For 6 Elect Philip Broadley Management For Voted - For 7 Elect Stuart Jeffrey Davies Management For Voted - For 8 Elect John Kingman Management For Voted - For 9 Elect Lesley Knox Management For Voted - For 10 Elect M. George Lewis Management For Voted - For 11 Elect Ric Lewis Management For Voted - For 12 Elect Nigel Wilson Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Remuneration Report Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Contingent Convertible Securities w/ Preemptive Rights Management For Voted - For 18 Authorisation of Political Donations Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 21 Authority to Issue Contingent Convertible Securities w/o Preemptive Rights Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For LUNDIN ENERGY AB Security ID: W64566107 Ticker: LUNE Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 1850 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Accounts and Reports Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratify Peggy Bruzelius Management For Voted - For 18 Ratify C. Ashley Heppenstall Management For Voted - For 19 Ratify Adam I. Lundin Management For Voted - For 20 Ratify Ian H. Lundin Management For Voted - For 21 Ratify Lukas H. Lundin Management For Voted - For 22 Ratify Grace Reksten Skaugen Management For Voted - For 23 Ratify Torstein Sanness Management For Voted - For 24 Ratify Alex Schneiter Management For Voted - For 25 Ratify Jakob Thomasen Management For Voted - For 26 Ratify Cecilia Vieweg Management For Voted - For 27 Ratify Nick Walker (CEO) Management For Voted - For 28 Remuneration Report Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Board Size Management For Voted - For 31 Directors' Fees Management For Voted - For 32 Elect Peggy Bruzelius Management For Voted - For 33 Elect Ashley Heppenstall Management For Voted - For 34 Elect Ian H. Lundin Management For Voted - Against 35 Elect Lukas H. Lundin Management For Voted - For 36 Elect Grace Reksten Skaugen Management For Voted - For 37 Elect Torstein Sanness Management For Voted - For 38 Elect Alex Schneiter Management For Voted - Against 39 Elect Jakob Thomasen Management For Voted - For 40 Elect Cecilia Vieweg Management For Voted - For 41 Elect Adam I. Lundin Management For Voted - For 42 Elect Ian H. Lundin as Chair Management For Voted - Against 43 Authority to Set Auditor's Fees Management For Voted - For 44 Appointment of Auditor Management For Voted - For 45 Extraordinary Fees to the Board of Directors Management For Voted - Against 46 Merger/Acquisition Management For Voted - For 47 Approval of Distribution of Shares in Lundin Energy MergerCo AB Management For Voted - For 48 Issuance of Treasury Shares Pursuant to Merger Management For Voted - For 49 Shareholder Proposal Regarding Modifications to Merger/Acquisition Shareholder Against Voted - Against 50 Shareholder Proposal Regarding Reconciliation with Communities in South Sudan Shareholder Against Voted - Against 51 Non-Voting Agenda Item N/A N/A Non-Voting 52 Non-Voting Meeting Note N/A N/A Non-Voting 1851 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 16-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Board Size Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Adoption of Share-Based Incentives (Board LTIP 2022) Management For Voted - Against 16 Authority to Issue Shares (Board LTIP 2022) Management For Voted - Against 17 Approve Equity Swap Agreement Management For Voted - Against 18 Elect Ashley Heppenstall Management For Voted - For 19 Elect Grace Reksten Skaugen Management For Voted - For 20 Elect Jakob Thomasen Management For Voted - For 21 Elect Aksel Azrac Management For Voted - For 22 Elect Daniel S. Fitzgerald Management For Voted - For 23 Elect Grace Reksten Skaugen as Chair Management For Voted - For 24 Amend Nomination Committee Guidelines Management For Voted - For 25 Remuneration Policy Management For Voted - For 26 Adoption of Share-Based Incentives (Employee LTIP 2022) Management For Voted - For 27 Authority to Issue Shares (Employee LTIP 2022) Management For Voted - For 28 Approve Equity Swap Agreement Management For Voted - For 29 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 30 Amendments to Articles Management For Voted - For 31 Non-Voting Agenda Item N/A N/A Non-Voting 32 Non-Voting Meeting Note N/A N/A Non-Voting M&G PLC Security ID: G6107R102 Ticker: MNG Meeting Date: 25-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect Edward Braham Management For Voted - For 4 Elect Kathryn McLeland Management For Voted - For 5 Elect Dev Sanyal Management For Voted - For 6 Elect John Foley Management For Voted - For 7 Elect Clive Adamson Management For Voted - For 8 Elect Clare M. Chapman Management For Voted - For 1852 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Fiona Clutterbuck Management For Voted - For 10 Elect Clare Thompson Management For Voted - For 11 Elect Massimo Tosato Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authorisation of Political Donations Management For Voted - For 15 Advisory Vote on Climate Transition Plan Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For MITSUI O.S.K LINES LIMITED Security ID: J45013133 Ticker: 9104 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Junichiro Ikeda Management For Voted - For 5 Elect Takeshi Hashimoto Management For Voted - For 6 Elect Toshiaki Tanaka Management For Voted - For 7 Elect Kenta Matsuzaka Management For Voted - For 8 Elect Yutaka Hinooka Management For Voted - For 9 Elect Hideto Fujii Management For Voted - For 10 Elect Etsuko Katsu Management For Voted - For 11 Elect Masaru Onishi Management For Voted - For 12 Elect Satoru Mitsumori as Statutory Auditor Management For Voted - For 13 Elect Atsuji Toda as Alternate Statutory Auditor Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Adoption of Restricted Stock Plan Management For Voted - For 16 Statutory Auditors' Fees Management For Voted - For NATIONAL GRID PLC Security ID: G6S9A7120 Ticker: NG. Meeting Date: 26-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Elect Paula Rosput Reynolds Management For Voted - For 4 Elect John Pettigrew Management For Voted - For 5 Elect Andy Agg Management For Voted - For 1853 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Mark Williamson Management For Voted - For 7 Elect Jonathan Dawson Management For Voted - For 8 Elect Therese Esperdy Management For Voted - For 9 Elect Liz Hewitt Management For Voted - For 10 Elect Amanda Mesler Management For Voted - For 11 Elect Earl L. Shipp Management For Voted - For 12 Elect Jonathan SIlver Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Remuneration Report (Advisory) Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Approval of Long-Term Incentive Plan Management For Voted - For 19 US Employee Stock Purchase Plan Management For Voted - For 20 Approval of the Company's Net Zero Commitment and Associated Climate Targets Management For Voted - Abstain 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 25 Adoption of New Articles Management For Voted - For NATURGY ENERGY GROUP, S.A. Security ID: E7S90S109 Ticker: NTGY Meeting Date: 15-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Individual Accounts and Reports Management For Voted - For 4 Consolidated Accounts and Reports Management For Voted - For 5 Report on Non-Financial Information Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Remuneration Policy Management For Voted - Against 9 Long-Term Incentive Plan 2021-2025 Management For Voted - Against 10 Remuneration Report Management For Voted - Against 11 Ratify Co-Option and Elect Enrique Alcantara Garcia-Irazoqui Management For Voted - For 12 Ratify Co-Option and Elect Jaime Siles Fernandez-Palacios Management For Voted - For 13 Ratify Co-Option and Elect Ramon Adell Ramon Management For Voted - Against 14 Authority to Reduce Extraordinary Meeting Notice Period Management For Voted - Against 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Amendments to Articles Management For Voted - For 17 Amendments to General Meeting Regulations (Holding) Management For Voted - For 1854 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Amendments to General Meeting Regulations (Constitution) Management For Voted - For 19 Amendments to General Meeting Regulations (Interventions) Management For Voted - For 20 Amendments to General Meeting Regulations (Voting) Management For Voted - For 21 Amendments to General Meeting Regulations (Attendance) Management For Voted - For 22 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 23 Authorisation of Legal Formalities Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting NN GROUP NV Security ID: N64038107 Ticker: NN Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Remuneration Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratification of Management Board Acts Management For Voted - For 10 Ratification of Supervisory Board Acts Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect David Cole to the Supervisory Board Management For Voted - For 14 Elect Hans Schoen to the Supervisory Board Management For Voted - For 15 Elect Pauline van der Meer Mohr to the Supervisory Board Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Suppress Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights (Rights Issue) Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Cancellation of Shares Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting 1855 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted NOMURA HOLDINGS, INC. Security ID: J58646100 Ticker: 8604 Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Koji Nagai Management For Voted - For 4 Elect Kentaro Okuda Management For Voted - For 5 Elect Tomoyuki Teraguchi Management For Voted - For 6 Elect Shoji Ogawa Management For Voted - For 7 Elect Kazuhiko Ishimura Management For Voted - For 8 Elect Takahisa Takahara Management For Voted - Against 9 Elect Noriaki Shimazaki Management For Voted - For 10 Elect Mari Sono Management For Voted - For 11 Elect Laura S. Unger Management For Voted - For 12 Elect Victor Chu Lap Lik Management For Voted - For 13 Elect J. Christopher Giancarlo Management For Voted - For 14 Elect Patricia Mosser Management For Voted - For OMV AG Security ID: A51460110 Ticker: OMV Meeting Date: 10-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Christine Catasta as Supervisory Board Member Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Management Board Acts Management For Voted - For 6 Ratification of Supervisory Board Acts Management For Voted - For 7 Supervisory Board Members' Fees Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Management Board Remuneration Policy Management For Voted - For 11 Long Term Incentive Plan 2022 Management For Voted - For 12 Annual Bonus Equity Deferral 2022 Management For Voted - For 13 Elect Edith Hlawati Management For Voted - For 14 Elect Elisabeth Stadler Management For Voted - For 15 Elect Robert Stajic Management For Voted - For 16 Elect Jean-Baptiste Renard Management For Voted - For 1856 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elect Stefan Doboczky Management For Voted - For 18 Elect Gertrude Tumpel-Gugerell Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting ORANGE Security ID: F6866T100 Ticker: ORA Meeting Date: 19-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Consolidated Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Special Auditors Report on Regulated Agreements Management For Voted - Against 12 Elect Jacques Aschenbroich Management For Voted - Against 13 Elect Valerie Beaulieu-James Management For Voted - For 14 2022 Directors' Fees Management For Voted - For 15 2021 Remuneration Report Management For Voted - For 16 2021 Remuneration of Stephane Richard, Chair and CEO Management For Voted - For 17 2021 Remuneration of Ramon Fernandez, Deputy CEO Management For Voted - For 18 2021 Remuneration of Gervais Pellisier, Deputy CEO Management For Voted - For 19 2022 Remuneration Policy (Chair and CEO, CEO and Deputy CEOs) Management For Voted - Against 20 2022 Remuneration Policy (Chair) Management For Voted - For 21 2022 Remuneration Policy (Board of Directors) Management For Voted - For 22 Authority to Repurchase and Reissue Shares Management For Voted - For 23 Amendments to Articles Management For Voted - For 24 Amendments to Articles Regarding Chair's Age Limit Management For Voted - Against 25 Authority to Issue Performance Shares Management For Voted - For 26 Employee Stock Purchase Plan Management For Voted - For 27 Authority to Cancel Shares and Reduce Capital Management For Voted - For 28 Authorisation of Legal Formalities Management For Voted - For 29 Shareholder Proposal A Regarding Equity Remuneration for Employee Shareholder Against Voted - Against 30 Shareholder Proposal B Regarding Limit on Board Memberships Shareholder Against Voted - Against PERSIMMON PLC Security ID: G70202109 Ticker: PSN Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 1857 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Remuneration Report Management For Voted - Against 3 Elect Roger Devlin Management For Voted - For 4 Elect Dean Finch Management For Voted - For 5 Elect Nigel Mills Management For Voted - For 6 Elect Simon Litherland Management For Voted - For 7 Elect Joanna Place Management For Voted - For 8 Elect Annemarie Durbin Management For Voted - For 9 Elect Andrew Wyllie Management For Voted - For 10 Elect Shirine Khoury-Haq Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For PHOENIX GROUP HOLDINGS PLC Security ID: G7S8MZ109 Ticker: PHNX Meeting Date: 05-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Alastair Barbour Management For Voted - For 5 Elect Andrew D. Briggs Management For Voted - For 6 Elect Karen Green Management For Voted - For 7 Elect Hiroyuki Iioka Management For Voted - For 8 Elect Nicholas Lyons Management For Voted - For 9 Elect Wendy Mayall Management For Voted - For 10 Elect John B. Pollock Management For Voted - For 11 Elect Belinda Richards Management For Voted - For 12 Elect Nicholas Shott Management For Voted - For 13 Elect Kory Sorenson Management For Voted - For 14 Elect Rakesh Thakrar Management For Voted - For 15 Elect Mike Tumilty Management For Voted - For 16 Elect Katie Murray Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authorisation of Political Donations Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 1858 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted POSTE ITALIANE Security ID: T7S697106 Ticker: PST Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 List Presented by Ministry of Economy and Finance Management For Non-Voting 8 List Presented by Group of Institutional Investors Representing 0.58% of Share Capital Management For Voted - For 9 Statutory Auditors' Fees Management For Voted - For 10 Remuneration Policy Management For Voted - For 11 Remuneration Report Management For Voted - For 12 Equity Incentive Plans Management For Voted - For 13 Authority to Repurchase and Reissue Shares to Service Incentive Plans Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting POWER ASSETS HOLDINGS LIMITED Security ID: Y7092Q109 Ticker: 0006 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Canning K.N. Fok Management For Voted - Against 6 Elect CHAN Loi Shun Management For Voted - For 7 Elect LEUNG Chong Shun Management For Voted - Against 8 Elect KOH Poh Wah Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting RIO TINTO LIMITED Security ID: Q81437107 Ticker: RIO Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Remuneration Report (UK) Management For Voted - For 1859 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Remuneration Report (AUS) Management For Voted - For 6 Elect Dominic Barton Management For Voted - For 7 Elect Peter Cunningham Management For Voted - For 8 Elect Ben Wyatt Management For Voted - For 9 Elect Megan E. Clark Management For Voted - For 10 Elect Simon P. Henry Management For Voted - For 11 Elect Sam H. Laidlaw Management For Voted - For 12 Elect Simon McKeon Management For Voted - For 13 Elect Jennifer Nason Management For Voted - For 14 Elect Jakob Stausholm Management For Voted - For 15 Elect Ngaire Woods Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authorisation of Political Donations Management For Voted - For 19 Approval of Climate Action Plan Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Board Spill (Conditional) Management Against Voted - Against RIO TINTO PLC Security ID: G75754104 Ticker: RIO Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (UK) Management For Voted - For 3 Remuneration Report (AUS) Management For Voted - For 4 Elect Dominic Barton Management For Voted - For 5 Elect Peter Cunningham Management For Voted - For 6 Elect Ben Wyatt Management For Voted - For 7 Elect Megan E. Clark Management For Voted - For 8 Elect Simon P. Henry Management For Voted - For 9 Elect Sam H. Laidlaw Management For Voted - For 10 Elect Simon McKeon Management For Voted - For 11 Elect Jennifer Nason Management For Voted - For 12 Elect Jakob Stausholm Management For Voted - For 13 Elect Ngaire Woods Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Approval of Climate Action Plan Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 22 Board Spill (Conditional) Management Against Voted - Against 1860 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted SNAM S.P.A. Security ID: T8578N103 Ticker: SRG Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Repurchase and Reissue Shares Management For Voted - For 7 Remuneration Policy Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Board Size Management For Voted - For 10 Board Term Length Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 List Presented by CDP Reti S.p.A. Management For Non-Voting 13 List Presented by Group of Institutional Investors Representing 1.37% of Share Capital Management For Voted - For 14 Elect Monica de Virgiliis as Chair Management For Voted - For 15 Directors' Fees Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 List Presented by CDP Reti S.p.A. Management N/A Voted - For 18 List Presented by Group of Institutional Investors Representing 1.37% of Share Capital Management N/A Voted - Abstain 19 Election of Chair of Board of Statutory Auditors Management For Voted - For 20 Statutory Auditors' Fees Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting SOFTBANK CORP. Security ID: J75963132 Ticker: 9434 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Ken Miyauchi Management For Voted - For 4 Elect Junichi Miyakawa Management For Voted - For 5 Elect Jun Shinba Management For Voted - For 6 Elect Yasuyuki Imai Management For Voted - For 7 Elect Kazuhiko Fujiwara Management For Voted - For 8 Elect Masayoshi Son Management For Voted - For 9 Elect Kentaro Kawabe Management For Voted - For 10 Elect Atsushi Horiba Management For Voted - Against 11 Elect Takehiro Kamigama Management For Voted - For 12 Elect Kazuaki Oki Management For Voted - For 13 Elect Kyoko Uemura Management For Voted - For 14 Elect Reiko Hishiyama Management For Voted - For 15 Elect Naomi Koshi Management For Voted - For 1861 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Elect Yoko Kudo as Statutory Auditor Management For Voted - For SPARK NEW ZEALAND LIMITED Security ID: Q8619N107 Ticker: SPK Meeting Date: 05-Nov-21 Meeting Type: Annual 1 Authority to Set Auditor's Fees Management For Voted - For 2 Re-elect Alison J. Barrass Management For Voted - For 3 Elect David Havercroft Management For Voted - For SWISS RE LTD. Security ID: H8431B109 Ticker: SREN Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Compensation Report Management For Take No Action 3 Accounts and Reports Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Executive Compensation (Short-Term) Management For Take No Action 6 Ratification of Board Acts Management For Take No Action 7 Elect Sergio Ermotti as Board Chair Management For Take No Action 8 Elect Renato Fassbind Management For Take No Action 9 Elect Karen Gavan Management For Take No Action 10 Elect Joachim Oechslin Management For Take No Action 11 Elect Deanna Ong Management For Take No Action 12 Elect Jay Ralph Management For Take No Action 13 Elect Jorg Reinhardt Management For Take No Action 14 Elect Phillip K. Ryan Management For Take No Action 15 Elect Paul Tucker Management For Take No Action 16 Elect Jacques de Vaucleroy Management For Take No Action 17 Elect Susan L. Wagner Management For Take No Action 18 Elect Larry D. Zimpleman Management For Take No Action 19 Elect Renato Fassbind as Compensation Committee Member Management For Take No Action 20 Elect Karen Gavan as Compensation Committee Member Management For Take No Action 21 Elect Jorg Reinhardt as Compensation Committee Member Management For Take No Action 22 Elect Jacques de Vaucleroy as Compensation Committee Member Management For Take No Action 23 Elect Deanna Ong as Compensation Committee Member Management For Take No Action 24 Appointment of Independent Proxy Management For Take No Action 25 Appointment of Auditor Management For Take No Action 26 Board Compensation Management For Take No Action 27 Executive Compensation (Fixed and Long-Term) Management For Take No Action 28 Amendments to Articles (Term Limit) Management For Take No Action 29 Amendments to Articles Management For Take No Action 30 Non-Voting Meeting Note N/A N/A Take No Action 1862 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted TELE2 AB Security ID: W95878166 Ticker: TEL2B Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Accounts and Reports Management For Voted - For 15 Allocation of Profits/Dividends Management For Voted - For 16 Distribution of Extraordinary Dividend Management For Voted - For 17 Ratify Carla Smits-Nusteling Management For Voted - For 18 Ratify Andrew Barron Management For Voted - For 19 Ratify Stina Bergfors Management For Voted - For 20 Ratify Anders Bjorkman Management For Voted - For 21 Ratify Georgi Ganev Management For Voted - For 22 Ratify Cynthia Gordon Management For Voted - For 23 Ratify Kjell Johnsen (CEO) Management For Voted - For 24 Ratify Sam Kini Management For Voted - For 25 Ratify Eva Lindqvist Management For Voted - For 26 Ratify Lars-Ake Norling Management For Voted - For 27 Board Size Management For Voted - For 28 Directors' Fees Management For Voted - For 29 Authority to Set Auditor's Fees Management For Voted - For 30 Elect Andrew G. Barron Management For Voted - For 31 Elect Stina Bergfors Management For Voted - For 32 Elect Georgi Ganev Management For Voted - For 33 Elect Sam Kini Management For Voted - For 34 Elect Eva Lindqvist Management For Voted - For 35 Elect Lars-Ake Norling Management For Voted - For 36 Elect Carla Smits-Nusteling Management For Voted - For 37 Elect Carla Smits-Nusteling as Chair Management For Voted - For 38 Number of Auditors Management For Voted - For 39 Appointment of Auditor Management For Voted - For 40 Remuneration Report Management For Voted - Against 41 Long-Term Incentive Plan (LTI 2022) Management For Voted - For 42 Authority to Issue Shares w/o Preemptive Rights Pursuant to LTI 2022 Management For Voted - For 1863 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 43 Authority to Repurchase Class C Shares Pursuant to Incentive Schemes Management For Voted - For 44 Transfer of Class B Shares Pursuant to LTI 2022 Management For Voted - For 45 Authority to Issue Class B Treasury Shares Pursuant to LTI 2022 Management For Voted - For 46 Approve Equity Swap Agreement Management For Voted - For 47 Authority to Repurchase Shares Management For Voted - For 48 Shareholder Proposal Regarding Investigation of Director and Management Qualifications Shareholder N/A Voted - Against 49 Shareholder Proposal Regarding Fulfillment of Requirements Shareholder N/A Voted - Against 50 Shareholder Proposal Regarding Presentation of Investigation Shareholder N/A Voted - Against 51 Non-Voting Agenda Item N/A N/A Non-Voting 52 Non-Voting Meeting Note N/A N/A Non-Voting 53 Non-Voting Meeting Note N/A N/A Non-Voting TELEFONICA DEUTSCHLAND HOLDING AG Security ID: D8T9CK101 Ticker: O2D Meeting Date: 19-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratification of Management Board Acts Management For Voted - For 10 Ratification of Supervisory Board Acts Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Appointment of Auditor for Interim Statements until 2023 AGM Management For Voted - For 13 Remuneration Report Management For Voted - For 14 Supervisory Board Remuneration Policy Management For Voted - For 15 Elect Peter Loscher Management For Voted - For 16 Elect Pablo de Carvajal Gonzalez Management For Voted - For 17 Elect Maria Garcia-Legaz Ponce Management For Voted - For 18 Elect Ernesto Gardelliano Management For Voted - For 19 Elect Michael Hoffmann Management For Voted - For 20 Elect Julio Esteban Linares Lopez Management For Voted - For 21 Elect Stefanie Oeschger Management For Voted - For 22 Elect Jaime Smith Basterra Management For Voted - For 23 Authority to Repurchase and Reissue Shares Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 1864 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted TELEFONICA S.A Security ID: 879382109 Ticker: TEF Meeting Date: 07-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Report on Non-Financial Information Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Elect Jose Maria Abril Perez Management For Voted - For 9 Elect Angel Vila Boix Management For Voted - For 10 Elect Maria Luisa Garcia Blanco Management For Voted - For 11 Elect Francisco Javier de Paz Mancho Management For Voted - For 12 Ratification of the Co-Option of Maria Rotondo Urcola Management For Voted - For 13 Board Size Management For Voted - For 14 Authority to Cancel Treasury Shares Management For Voted - For 15 Scrip Dividend Management For Voted - For 16 Special Dividend Management For Voted - For 17 Employee Stock Purchase Plan Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For 19 Remuneration Report Management For Voted - Against 20 Non-Voting Meeting Note N/A N/A Non-Voting TELENOR ASA Security ID: R21882106 Ticker: TEL Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Agenda Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Shareholder Proposal Regarding Quality Assurance of Ongoing Fiber Development Shareholder Against Voted - Against 15 Corporate Governance Report Management For Voted - For 1865 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Remuneration Policy Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Authority to Repurchase Shares (LTI) Management For Voted - For 19 Elect Lars Tonsgaard Management For Voted - For 20 Elect Heidi Algarheim Management For Voted - For 21 Corporate Assembly Fees; Nomination Committee Fees Management For Voted - For VICINITY CENTRES Security ID: Q9395F102 Ticker: VCX Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Clive Appleton Management For Voted - For 4 Re-elect Janette Kendall Management For Voted - For 5 Re-elect Tim Hammon Management For Voted - For 6 Equity Grant (MD/CEO Grant Kelley) Management For Voted - For 7 General Amendments Management For Voted - For 8 Technology Amendments Management For Voted - For 9 General Amendments Management For Voted - For 10 Technology Amendments Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting VODAFONE GROUP PLC Security ID: G93882192 Ticker: VOD Meeting Date: 27-Jul-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect Olaf Swantee Management For Voted - For 3 Elect Jean-Francois M. L. van Boxmeer Management For Voted - For 4 Elect Nicholas J. Read Management For Voted - For 5 Elect Margherita Della Valle Management For Voted - For 6 Elect Sir Crispin H. Davis Management For Voted - For 7 Elect Michel Demare Management For Voted - For 8 Elect Clara Furse Management For Voted - For 9 Elect Valerie F. Gooding Management For Voted - For 10 Elect Maria Amparo Moraleda Martinez Management For Voted - For 11 Elect Sanjiv Ahuja Management For Voted - For 12 Elect David T. Nish Management For Voted - For 13 Final Dividend Management For Voted - For 14 Remuneration Report (Advisory) Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 1866 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authority to Repurchase Shares Management For Voted - For 21 Adoption of New Articles Management For Voted - For 22 Authorisation of Political Donations Management For Voted - For 23 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For WM MORRISON SUPERMARKETS PLC Security ID: G62748119 Ticker: MRW Meeting Date: 19-Oct-21 Meeting Type: Court 1 Approve Scheme of Arrangement Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 19-Oct-21 Meeting Type: Ordinary 1 Effect Scheme of Arrangement Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting ZURICH INSURANCE GROUP AG Security ID: H9870Y105 Ticker: ZURN Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Accounts and Reports Management For Take No Action 4 Compensation Report Management For Take No Action 5 Allocation of Profits Management For Take No Action 6 Dividends from Reserves Management For Take No Action 7 Ratification of Board and Management Acts Management For Take No Action 8 Elect Michel M. Lies as Board Chair Management For Take No Action 9 Elect Joan Lordi C. Amble Management For Take No Action 10 Elect Catherine P. Bessant Management For Take No Action 11 Elect Dame Alison J. Carnwath Management For Take No Action 12 Elect Christoph Franz Management For Take No Action 13 Elect Michael Halbherr Management For Take No Action 14 Elect Sabine Keller-Busse Management For Take No Action 15 Elect Monica Machler Management For Take No Action 16 Elect Kishore Mahbubani Management For Take No Action 17 Elect Jasmin Staiblin Management For Take No Action 18 Elect Barry Stowe Management For Take No Action 19 Elect Peter Maurer Management For Take No Action 20 Elect Michel M. Lies as Compensation Committee Member Management For Take No Action 21 Elect Catherine P. Bessant as Compensation Committee Member Management For Take No Action 22 Elect Christoph Franz as Compensation Committee Member Management For Take No Action 1867 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) EAFE ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Elect Sabine Keller-Busse as Compensation Committee Member Management For Take No Action 24 Elect Kishore Mahbubani as Compensation Committee Member Management For Take No Action 25 Elect Jasmin Staiblin as Compensation Committee Member Management For Take No Action 26 Appointment of Independent Proxy Management For Take No Action 27 Appointment of Auditor Management For Take No Action 28 Board Compensation Management For Take No Action 29 Executive Compensation Management For Take No Action 30 Renewal of Authorised and Conditional Capital Management For Take No Action 1868 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted AL DAR PROPERTIES Security ID: M0517N101 Ticker: ALDAR Meeting Date: 11-Apr-22 Meeting Type: Annual 1 Meeting Procedures Management For Voted - For 2 Directors' Report Management For Voted - For 3 Auditor's Report Management For Voted - For 4 Financial Statements Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Ratification of Auditor's Acts Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain 10 Election of Directors Management For Voted - Abstain 11 Charitable Donations Management For Voted - Abstain 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting ASIA CEMENT Security ID: Y0275F107 Ticker: 1102 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 To Amend Procedures for Acquisition or Disposal of Assets Management For Voted - For 5 Amendment to the Procedures for Making Endorsements and Guarantees Management For Voted - For 6 Amendment to the Procedures for Loaning of Fund to Others Management For Voted - For 7 Amendment to the Meeting Rules of the Shareholders Meeting Management For Voted - For BANK OF CHINA LTD. Security ID: Y0698A107 Ticker: 3988 Meeting Date: 17-Feb-22 Meeting Type: Special 1 Elect HUANG Binghua Management For Voted - For 2 Elect E Weinan Management For Voted - For 3 Elect Jean-Louis Ekra Management For Voted - For 4 Elect Giovanni Tria Management For Voted - For 5 Elect HUI Ping as Supervisor Management For Voted - Against 1869 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Application for Special External Donation Limit for Targeted Support Management For Voted - For 7 2020 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors Management For Voted - For 8 2020 Remuneration Distribution Plan for Chairman of the Board of Supervisors Management For Voted - For 9 Capital Management Plan of Bank of China for the 14th Five-year Plan Period Management For Voted - For 10 Amendments to Procedural Rules for the Board of Supervisors Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 2022 Annual Budget for Fixed Assets Investment Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Elect Martin LIAO Cheung Kong Management For Voted - For 10 Elect CHEN Chunhua Management For Voted - For 11 Elect Jose CHUI Sai Peng Management For Voted - For 12 Elect CHU Yiyun as Supervisor Management For Voted - For 13 Additional Donation to the Tan Kah Kee Science Award Foundation Management For Voted - For 14 2021 Remuneration Distribution Plan for External Supervisors Management For Voted - For 15 Non-capital Bond Issuance Plan Management For Voted - For 16 Issuance of Write-down Undated Capital Bonds Management For Voted - For 17 Issuance of Qualified Write-down Tier 2 Capital Instruments Management For Voted - For 18 Amendments to Articles Management For Voted - Against 19 Elect ZHANG Jiangang Management For Voted - Against BANK OF COMMUNICATIONS CO LTD. Security ID: Y06988102 Ticker: 3328 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Plan of Directors for 2020 Management For Voted - For 3 Remuneration Plan of Supervisors for 2020 Management For Voted - For 4 Elect XU Jiming as Supervisor Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 1870 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Fixed Assets Investment Plan Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Elect REN Deqi Management For Voted - For 9 Elect LIU Jun Management For Voted - For 10 Elect LI Longcheng Management For Voted - Against 11 Elect WANG Linping Management For Voted - For 12 Elect CHANG Baosheng Management For Voted - Against 13 Elect LIAO Yi Chien David Management For Voted - For 14 Elect CHAN Sui Chung Management For Voted - For 15 Elect MU Guoxin Management For Voted - For 16 Elect CHEN Junkui Management For Voted - Against 17 Elect LUO Xiaopeng Management For Voted - For 18 Elect Raymond WOO Chin Wan Management For Voted - For 19 Elect CAI Haoyi Management For Voted - For 20 Elect SHI Lei Management For Voted - For 21 Elect ZHANG Xiangdong Management For Voted - For 22 Elect LI Xiaohui Management For Voted - For 23 Elect MA Jun Management For Voted - For 24 Elect XU Jiming Management For Voted - For 25 Elect WANG Xueqing Management For Voted - For 26 Elect LI Yao Management For Voted - For 27 Elect CHEN Hanwen Management For Voted - For 28 Elect SU Zhi Management For Voted - For 29 Extension of the Validity Period on the Capital Increase to Bank of Communications (Hong Kong Limited) Management For Voted - For BHARAT PETROLEUM CORP. LIMITED Security ID: Y0882Z116 Ticker: BPCL Meeting Date: 17-Apr-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Related Party Transactions (Falcon Oil & Gas B.V.) Management For Voted - For 3 Related Party Transactions (lndraprastha Gas Limited) Management For Voted - For 4 Related Party Transactions (Petronet LNG Limited) Management For Voted - For 5 Elect Gudey Srinivas Management For Voted - For 6 Elect Sanjay Khanna Management For Voted - For 7 Elect Suman Billa Management For Voted - For 8 Elect Pradeep Vishambhar Agarwal Management For Voted - For 9 Elect Ghanshyam Sher Management For Voted - For 10 Elect Aishwarya Biswal Management For Voted - For 11 Elect Bhagwati Prasad Saraswat Management For Voted - For 12 Elect Gopal Krishna Agarwal Management For Voted - For 1871 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 21-Apr-22 Meeting Type: Court 1 Scheme of Amalgamation (Merger by Absorption) Management For Voted - For Meeting Date: 03-Jun-22 Meeting Type: Court 1 Scheme of Amalgamation (Merger by Absorption) Management For Voted - For BIM BIRLESIK MAGAZALAR A.S Security ID: M2014F102 Ticker: BIMAS Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair; Minutes Management For Voted - For 5 Presentation of Directors' Report Management For Voted - For 6 Presentation of Auditors' Report Management For Voted - For 7 Financial Statements Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Amendments to Article 4 (Scope of Business) Management For Voted - For 11 Election of Directors; Directors' Fees Management For Voted - Against 12 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - Against 13 Presentation of Report on Repurchase of Shares Management For Voted - For 14 Presentation of Report on Charitable Donations Management For Voted - For 15 Presentation of Report on Guarantees Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Wishes And Closing Management For Voted - For BRASKEM SA Security ID: P18533110 Ticker: BRKM3 Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Cumulate Common and Preferred Shares Management N/A Voted - Against 5 Request Separate Election for Board Member (Preferred) Management N/A Voted - Abstain 6 Request Separate Election for Supervisory Council Member (Preferred) Management N/A Voted - Abstain 7 Elect Lirio Albino Parisotto to the Board Presented by Preferred Shareholders Management N/A Voted - For 8 Cumulate Preferred and Common Shares Management N/A Voted - Abstain 1872 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Marcos Aurelio Pamplona da Silva to the Supervisory Council Presented by Preferred Shareholders Management N/A Voted - For CEZ, A.S. Security ID: X2337V121 Ticker: CEZ Meeting Date: 28-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Financial Statements Management For Voted - For 5 Financial Statements (Consolidated) Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Shareholder Countermotion Regarding Allocation of Profits/Dividends Shareholder Against Voted - Against 8 Shareholder Countermotion Regarding Allocation of Profits/Dividends Shareholder Against Voted - Against 9 Shareholder Countermotion Regarding Allocation of Profits/Dividends Shareholder N/A Voted - Against 10 Amend Terms of Dividend Payment Management For Voted - For 11 Shareholder Countermotion Regarding Amendments to Articles Shareholder Against Voted - Against 12 Donations Budget 2023 Management For Voted - For 13 Increase Donations Budget 2022 Management For Voted - For 14 Amended Business Policy Management For Voted - For 15 Amendments to Articles Management For Voted - For 16 Approval of Supervisory Board Members' Contracts Management For Voted - For 17 Approval of Audit Committee Members' Contracts Management For Voted - For 18 Remuneration Report Management For Voted - For 19 Changes to Supervisory Board Composition Management For Voted - Against 20 Changes to Audit Committee Composition Management For Voted - Against CHINA AOYUAN GROUP LIMITED Security ID: G2119Z109 Ticker: 3883 Meeting Date: 26-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Subscription Agreement Management For Voted - For CHINA CINDA ASSET MANAGEMENT CO.,LTD. Security ID: Y1R34V103 Ticker: 1359 Meeting Date: 27-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHEN Qinggui Management For Voted - For 1873 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect CAI Xiaoqiang Management For Voted - For 4 External Donation Plan for 2021 Management For Voted - For Meeting Date: 29-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect CHEN Xiaowu Management For Voted - Against Meeting Date: 02-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Fees Management For Voted - For 3 Supervisors' Fees Management For Voted - For 4 Participation in the Capital Increase of China Huarong and Relevant Authorization Management For Voted - For Meeting Date: 28-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Extension of the Validity Period for the Authorization to Deal with Matters Relating to the Issuance of Offshore Preference Shares Management For Voted - For Meeting Date: 28-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Extension of the Validity Period for the Authorization to Deal with Matters Relating to the Issuance of Offshore Preference Shares Management For Voted - For Meeting Date: 07-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect ZHAO Limin Management For Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Budget of Investment in Capital Expenditure Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Elect ZHANG Weidong Management For Voted - For 9 Elect HE Jieping Management For Voted - Against 10 Elect WANG Shaoshuang Management For Voted - For 11 Elect ZHANG Yuxiang Management For Voted - For 12 Elect TANG Jiang Management For Voted - For 13 Elect LIU Chong Management For Voted - Against 14 Elect LU Zhengfei Management For Voted - For 1874 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect LAM Chi Kuen Management For Voted - For 16 Elect WANG Changyun Management For Voted - For 17 Elect SUN Maosong Management For Voted - For 18 Elect GONG Jiande Management For Voted - For 19 Elect LIU Li Management For Voted - For 20 2022-2024 Capital Management Plan Management For Voted - For 21 External Donations Management For Voted - For CHINA EVERBRIGHT BANK COMPANY LIMITED Security ID: Y1477U124 Ticker: 6818 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Charitable Donations Management For Voted - For 3 Remuneration of the Former Chair of the Board of Supervisors for FY 2020 Management For Voted - For 4 Elect LI Yinzhong as Supervisor Management For Voted - For CHINA JINMAO HOLDINGS GROUP LIMITED Security ID: Y1500V107 Ticker: 0817 Meeting Date: 17-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Distribution in Specie Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect NING Gaoning Management For Voted - Against 5 Elect AN Hongjun Management For Voted - Against 6 Elect LIU Pengpeng Management For Voted - Against 7 Elect JIANG Nan Management For Voted - For 8 Elect GAO Shibin Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against 1875 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Security ID: Y1508G102 Ticker: 2380 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect GAO Ping Management For Voted - For 6 Elect XU Zuyong Management For Voted - Against 7 Elect YAU Ka Chi Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 02-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Financial Services Framework Agreement Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of Share Incentive Scheme Management For Voted - For CHINA SHENHUA ENERGY COMPANY LIMITED Security ID: Y1504C113 Ticker: 1088 Meeting Date: 22-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 New Mutual Coal Supply Agreement Management For Voted - For 4 New Mutual Supplies and Services Agreement Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' and Supervisors' Fees Management For Voted - For 1876 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Elect LV Zhiren as Executive Director Management For Voted - For 10 Elect TANG Chaoxiong as Supervisor Management For Voted - Against 11 Revised Annual Caps under Framework Agreements Management For Voted - For 12 Authority to Repurchase H Shares Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase H Shares Management For Voted - For CIA ENERGETICA DE MINAS GERAIS Security ID: P2577R110 Ticker: CMIG3 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Elect Michele da Silva Gonsales Torres as Supervisory Council Member Presented by Preferred Shareholders Management N/A Voted - For 6 Elect Jose Joao Abdalla Filho as Board Member Presented by Preferred Shareholders Management N/A Voted - For 7 Cumulate Common and Preferred Shares Management N/A Voted - For CIFI HOLDINGS (GROUP) CO. LTD Security ID: G2140A107 Ticker: 0884 Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIN Feng Management For Voted - For 6 Elect CHEN Dongbiao Management For Voted - For 7 Elect Jiang Daqiang Management For Voted - For 8 Elect TAN Wee Seng Management For Voted - Against 9 Elect LIN Caiyi Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Bonus Share Issuance Management For Voted - For 1877 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted COAL INDIA LIMITED Security ID: Y1668L107 Ticker: COALINDIA Meeting Date: 13-Apr-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect B.Veera Reddy Management For Voted - Against 3 Elect Denesh Singh Management For Voted - For 4 Elect Gollapalli Nageswara Rao Management For Voted - For 5 Elect Bhojarajan Rajesh Chandar Management For Voted - For 6 Elect Punambhai Kalabhai Makwana Management For Voted - For 7 Elect Kamesh Kant Acharya Management For Voted - For 8 Elect Arun Kumar Oraon Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting COLBUN SA Security ID: P2867K130 Ticker: COLBUN Meeting Date: 15-Sep-21 Meeting Type: Special 1 Interim Dividends Management For Voted - For 2 Granting of Powers to Board of Directors (Dividends) Management For Voted - For 3 Election of Meeting Delegates Management For Voted - For COMPAL ELECTRONICS INC. Security ID: Y16907100 Ticker: 2324 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 To Amend Procedures for Acquisition or Disposal of Assets Management For Voted - For 5 To Approve The Amendment To The Procedures For Lending Funds To Other Parties Management For Voted - For 6 To Amend Rules of Procedures for Shareholders Meetings Management For Voted - For 7 The Removal and Approval of the Non-compete Clauses for the Directors and the Institutional Investors They Represent Management For Voted - For EASTERN COMPANY Security ID: M2932V106 Ticker: EAST Meeting Date: 26-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Take No Action 1878 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Acquisition of a 24% stake in United Tobacco Company Ltd Management For Take No Action EASTERN TOBACCO Security ID: M2932V106 Ticker: EAST Meeting Date: 11-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Directors' Report; Corporate Governance Report Management For Take No Action 3 Auditors' Report Management For Take No Action 4 Financial Statements Management For Take No Action 5 Allocation of Profits/Dividends Management For Take No Action 6 Employees Bonus Management For Take No Action 7 Ratification of Board Acts Management For Take No Action 8 Directors' Fees Management For Take No Action 9 Appointment of Auditor and Authority to Set Fees Management For Take No Action 10 Netting Contracts Management For Take No Action 11 Charitable Donations Management For Take No Action 12 Approval of Establishing a Partnership Management For Take No Action 13 Notification of Sale of Land Management For Take No Action Meeting Date: 11-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Cancellation of Shares; Amendments to Articles Management For Take No Action 3 Amendments to Article 22 (Cumulative Voting) Management For Take No Action Meeting Date: 26-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Amend the Company's Main Address; Amendments to Article 4 Management For Take No Action 3 Amendments to Articles 7 and 21 (Shareholder) Management For Take No Action EREGLI DEMIR VE CELIK FABRIKALARI TAS Security ID: M40710101 Ticker: EREGL Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair Management For Voted - For 5 Minutes Management For Voted - For 6 Presentation of Directors' Report Management For Voted - For 7 Presentation of Auditor's Report Management For Voted - For 8 Financial Statements Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 1879 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Election of Independent Directors; Board Term Length Management For Voted - For 12 Directors' Fees Management For Voted - Against 13 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - For 14 Appointment of Auditor Management For Voted - Against 15 Amendment to Article 7 (Increase in Authorised Capital) Management For Voted - Against 16 Presentation of Report on Guarantees Management For Voted - For 17 Charitable Donations Management For Voted - Against 18 Closing Management For Voted - For EXXARO RESOURCES LIMITED Security ID: S26949107 Ticker: EXX Meeting Date: 25-May-22 Meeting Type: Annual 1 Re-elect Geraldine J. Fraser-Moleketi Management For Voted - For 2 Re-elect Peet Snyders Management For Voted - For 3 Elect Isaac Malevu Management For Voted - For 4 Elect Karin M. Ireton Management For Voted - For 5 Elect Bennetor Magara Management For Voted - For 6 Elect Billy Mawasha Management For Voted - For 7 Elect Phumla Mnganga Management For Voted - Against 8 Elect Audit Committee Member (Billy Mawasha) Management For Voted - For 9 Elect Audit Committee Member (Isaac Li Mophatlane) Management For Voted - For 10 Elect Audit Committee Member (Vuyisa Nkonyeni) Management For Voted - For 11 Elect Audit Committee Member (Chanda Nxumalo) Management For Voted - For 12 Elect Social, Ethics and Responsibility Committee Member (Geraldine J. Fraser-Moleketi) Management For Voted - For 13 Elect Social, Ethics and Responsibility Committee Member (Karin M. Ireton) Management For Voted - For 14 Elect Social, Ethics and Responsibility Committee Member and Responsibility (Likhapha Mbatha) Management For Voted - For 15 Elect Social, Ethics and Responsibility Committee Member and Responsibility (Isaac Li Mophatlane) Management For Voted - For 16 Elect Social, Ethics and Responsibility Committee Member and Responsibility (Peet Snyders) Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 General Authority to Issue Shares Management For Voted - For 19 Authority to Issue Shares for Cash Management For Voted - For 20 Authorisation of Legal Formalities Management For Voted - For 21 Approve NEDs' Fees Management For Voted - For 22 Approve Financial Assistance (Section 44) Management For Voted - For 23 Approve Financial Assistance (Section 45) Management For Voted - For 24 Authority to Repurchase Shares Management For Voted - For 25 Approve Remuneration Policy Management For Voted - For 26 Approve Remuneration Implementation Report Management For Voted - For 1880 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted GERDAU S.A. Security ID: P2867P113 Ticker: GGBR3 Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Request Separate Election for Board Member (Preferred) Management N/A Voted - Abstain 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Elect Augusto Brauna Pinheiro as Board Member Presented by Preferred Shareholders Management N/A Voted - For 7 Cumulate Preferred and Common Shares Management N/A Voted - Against 8 Elect Aramis Sa de Andrade to the Supervisory Council Presented by Preferred Shareholders Management N/A Voted - For HAITONG SECURITIES CO LTD Security ID: Y2988F101 Ticker: 6837 Meeting Date: 28-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LI Jun Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 2021 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Estimated Investment Amount for Proprietary Business for 2022 Management For Voted - For 9 Shanghai Guosheng (Group) Co., Ltd. and its Associates Management For Voted - For 10 Other Related Corporate Entities Management For Voted - For 11 Issuer, Methods and Size of Issuance Management For Voted - Against 12 Type Management For Voted - Against 13 Term Management For Voted - Against 14 Interest Rate Management For Voted - Against 15 Issue Price Management For Voted - Against 16 Security and Other Credit Enhancement Arrangements Management For Voted - Against 17 Use of Proceeds Management For Voted - Against 18 Target Subscribers and Arrangements on Placement to Shareholders of the Company Management For Voted - Against 19 Guarantee Measures for Repayment Management For Voted - Against 1881 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authorization for Issuance of Onshore and Offshore Debt Financing Instruments Management For Voted - Against 21 Validity Period of Resolution Management For Voted - Against 22 Amendments to Articles of Association Management For Voted - For 23 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against HYUNDAI HEAVY INDUSTRIES HOLDINGS CO.,LTD. Security ID: Y3R3C9109 Ticker: 267250 Meeting Date: 28-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect CHUNG Ki Sun Management For Voted - For 4 Elect LEE Ji Su Management For Voted - Against 5 Election of Audit Committee Member: LEE Ji Su Management For Voted - Against 6 Directors' Fees Management For Voted - For INDIAN OIL CORPORATION LIMITED Security ID: Y3925Y112 Ticker: IOC Meeting Date: 20-Apr-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Satish Kumar Vaduguri Management For Voted - Against 3 Elect Dilip Gogoi Lalung Management For Voted - For 4 Elect Ashutosh Pant Management For Voted - For 5 Elect Dattatreya Rao Sirpurker Management For Voted - For 6 Elect Prasenjit Biswas Management For Voted - For 7 Elect Sudipta Kumar Ray Management For Voted - For 8 Elect Krishnan Sadagopan Management For Voted - For 9 Elect Dayanand Sadashiv Nanaware Management For Voted - For 10 Elect Sukla Mistry Management For Voted - For 11 Elect Sujoy Choudhury Management For Voted - For 12 Related Party Transactions (Falcon Oil & Gas B.V.) Management For Voted - Against 13 Related Party Transactions (IndianOil Petronas Pvt. Ltd.) Management For Voted - Against 14 Related Party Transactions (Petronet LNG Ltd.) Management For Voted - Against 15 Related Party Transactions (IndianOil Adani Gas Pvt. Ltd.) Management For Voted - Against 16 Related Party Transactions (IndianOil LNG Pvt. Ltd.) Management For Voted - Against 17 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Ram Naresh Singh Management For Voted - For 1882 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Bonus Share Issuance Management For Voted - For JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Security ID: Y4451G103 Ticker: 000961 Meeting Date: 14-Sep-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 15-Nov-21 Meeting Type: Special 1 Provision Of Guarantee For A Company And Other Companies Management For Voted - Against 2 Elect CAO Yongzhong Management For Voted - For 3 Elect SHI Jinhua Management For Voted - For JINKE PROPERTY GROUP CO LTD. Security ID: Y4463Q107 Ticker: 000656 Meeting Date: 13-Sep-21 Meeting Type: Special 1 Increasing the Guarantee Quota for Some Joint-stock Real Estate Companies Management For Voted - Against 2 Financing Quota and Type Management For Voted - For 3 Issuing Method and Date Management For Voted - For 4 Securities Type and Duration Management For Voted - For 5 Purpose of the Raised Funds Management For Voted - For 6 Interest Rate and Its Determining Method Management For Voted - For 7 Redemption or Resale Clauses Management For Voted - For 8 Guarantee Matter Management For Voted - For 9 Listing Place Management For Voted - For 10 Valid Period of the Resolution Management For Voted - For 11 Authorization Management For Voted - For Meeting Date: 08-Oct-21 Meeting Type: Special 1 Increase of the Guarantee Quota for Some Joint-stock Real Estate Project Companies Management For Voted - Against 2 Amendments To The Management System For Capital Transfer With Related Parties Management For Voted - For 1883 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Nov-21 Meeting Type: Special 1 Issuance of Overseas USD-denominated Bonds Management For Voted - For 2 Full Authorization to the Board to Handle Matters Regarding the Issuance of Overseas USD-denominated Bonds Management For Voted - For Meeting Date: 13-Dec-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 19-Jan-22 Meeting Type: Special 1 Increase To Guarantee Quota For Some Joint-Stock Real Estate Companies Management For Voted - Against 2 Controlled Subsidiaries Provision of Phased Guarantee For the Bank Mortgage Loans of Clients Who Purchase Properties Management For Voted - Against Meeting Date: 28-Jan-22 Meeting Type: Special 1 Additional Guarantee Quota For The Company And Controlled Subsidiaries Management For Voted - Abstain Meeting Date: 14-Feb-22 Meeting Type: Special 1 Approve Provision of Guarantees Management For Voted - Against Meeting Date: 14-Mar-22 Meeting Type: Special 1 Authorization for the Shareholder Loans to Real Estate Project Companies in Proportion to the Shareholding in Them Management For Voted - For 2 Use of Surplus Funds in Controlled Subsidiaries in Proportion to the Shareholding in Them with Business Partners Management For Voted - For Meeting Date: 28-Mar-22 Meeting Type: Special 1 Eligibility for the Issuance of Debt Financing Instruments at the National Association of Financial Market Institutional Investors Management For Voted - For 2 Size Management For Voted - For 3 Date and Method Management For Voted - For 4 Term and Type Management For Voted - For 5 Use of Proceeds Management For Voted - For 6 Cost Management For Voted - For 7 Validity Period Management For Voted - For 8 Board Authorization to Implement Debt Instruments Issurance Management For Voted - For 1884 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 18-Apr-22 Meeting Type: Special 1 Amend Articles of Association Management For Voted - For 2 Approve Provision of Guarantee Management For Voted - Against Meeting Date: 27-May-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Remuneration For The Chairman Of The Board Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 7 2022 Appointment Of Financial Audit Firm And Internal Control Audit Firm Management For Voted - Against KUMBA IRON ORE LIMITED Security ID: S4341C103 Ticker: KIO Meeting Date: 31-May-22 Meeting Type: Annual 1 Appointment of Auditor Management For Voted - For 2 Re-elect Terence P. Goodlace Management For Voted - For 3 Re-elect Michelle Jenkins Management For Voted - For 4 Re-elect Sango S. Ntsaluba Management For Voted - For 5 Elect Josephine Tsele Management For Voted - For 6 Re-elect Buyelwa Sonjica Management For Voted - For 7 Election of Audit Committee Member (Sango S. Ntsaluba) Management For Voted - For 8 Election of Audit Committee Member (Mary S. Bomela) Management For Voted - For 9 Election of Audit Committee Member (Michelle Jenkins) Management For Voted - For 10 Approve Remuneration Policy Management For Voted - For 11 Approve Remuneration Implementation Report Management For Voted - For 12 General Authority to Issue Shares Management For Voted - For 13 Authorisation of Legal Formalities Management For Voted - For 14 Authority to Issue Shares for Cash Management For Voted - For 15 Approve NEDs' Fees Management For Voted - For 16 Approve Financial Assistance (Sections 44 and 45) Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 1885 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted KWG GROUP HOLDINGS LIMITED Security ID: G53224104 Ticker: 1813 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect KONG Jiantao Management For Voted - For 5 Elect TAM Chun Fai Management For Voted - Against 6 Directors' Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Repurchased Shares Management For Voted - Against LITE-ON TECHNOLOGY CORP. Security ID: Y5313K109 Ticker: 2301 Meeting Date: 20-May-22 Meeting Type: Annual 1 FY2021 Financial Accounts and Reports Management For Voted - For 2 FY2021 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles (Bundled) Management For Voted - For 4 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For 5 Amendments to Procedural Rules: Election of Directors Management For Voted - For 6 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 7 Adoption of Employee Restricted Stock Plan Management For Voted - For 8 Proposal to Adjust Share Ownership in LEOTEK Corporation, A Spin-Off Subsidiary Management For Voted - For 9 Elect Tom SOONG Ming-Feng Management For Voted - For 10 Elect Raymond SOONG K.Y. Management For Voted - For 11 Elect LU Keh-Shew Management For Voted - For 12 Elect Anson CHIU Management For Voted - For 13 Elect Albert HSUEH Management For Voted - For 14 Elect Harvey CHANG Management For Voted - For 15 Elect Mike YANG Qi-Ling Management For Voted - Against 16 Elect LU MK Management For Voted - For 17 Non-compete Restrictions for Directors Management For Voted - For MAGNIT PJSC Security ID: 55953Q202 Ticker: MGNT Meeting Date: 16-Dec-21 Meeting Type: Special 1 Interim Dividends (3Q 2021) Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting 1886 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted MERITZ SECURITIES CO., LTD. Security ID: Y594DP360 Ticker: 008560 Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Elect CHOI Hi Moon Management For Voted - Against 3 Elect NAM Jun Management For Voted - For 4 Directors' Fees Management For Voted - Against 5 Capital Reduction Management For Voted - For 6 Amendments to Executive Officer Retirement Allowance Policy Management For Voted - For MINING AND METALLURGICAL CO NORILSK NICKEL Security ID: X5424N118 Ticker: GMKN Meeting Date: 19-Aug-21 Meeting Type: Special 1 Authority to Reduce Share Capital Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting PAO SEVERSTAL Security ID: X7805W105 Ticker: CHMF Meeting Date: 03-Dec-21 Meeting Type: Special 1 Interim Dividends (3Q2021) Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Alexey A. Mordashov Management For Voted - Abstain 3 Elect Alexander A. Shevelev Management For Voted - Abstain 4 Elect Alexey G. Kulichenko Management For Voted - Abstain 5 Elect Anna A. Lvova Management For Voted - Abstain 6 Elect Dmitry N. Fedotov Management For Voted - Abstain 7 Elect Vladimit V. Zaluzhskiy Management For Voted - Abstain 8 Elect Vadim B. Akopov Management For Voted - Abstain 9 Elect Andrey V. Kazachenkov Management For Voted - Abstain 10 Elect Vladimir A. Mau Management For Voted - For 11 Elect Alexander A. Auzan Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Appointment of Auditor Management For Voted - For 1887 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted PETROBRAS DISTRIBUIDORA S.A. Security ID: P1904D109 Ticker: BRDT3 Meeting Date: 13-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Request Cumulative Voting Management N/A Voted - Against 3 Elect Edy Luiz Kogut Management For Voted - For 4 Elect Alexandre Firme Carneiro Management For Voted - For 5 Elect Maria Carolina Ferreira Lacerda Management For Voted - For 6 Elect Carlos Augusto Leone Piani Management For Voted - Against 7 Elect Claudio Roberto Ely Management For Voted - For 8 Elect Leonel Dias de Andrade Neto Management For Voted - For 9 Elect Matheus Affonso Bandeira Management For Voted - For 10 Elect Pedro Santos Ripper Management For Voted - For 11 Elect Ricardo Carvalho Maia Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Proportional Allocation of Cumulative Votes Management N/A Voted - Against 14 Allocate Cumulative Votes to Edy Luiz Kogut Management N/A Voted - For 15 Allocate Cumulative Votes to Alexandre Firme Carneiro Management N/A Voted - For 16 Allocate Cumulative Votes to Maria Carolina Ferreira Lacerda Management N/A Voted - For 17 Allocate Cumulative Votes to Carlos Augusto Leone Piani Management N/A Voted - Against 18 Allocate Cumulative Votes to Claudio Roberto Ely Management N/A Voted - For 19 Allocate Cumulative Votes to Leonel Dias de Andrade Neto Management N/A Voted - For 20 Allocate Cumulative Votes to Mateus Affonso Bandeira Management N/A Voted - For 21 Allocate Cumulative Votes to Pedro Santos Ripper Management N/A Voted - For 22 Allocate Cumulative Votes to Ricardo Carvalho Maia Management N/A Voted - For 23 Elect Edy Luiz Kogut as Board Chair Management N/A Voted - Abstain 24 Elect Alexandre Firme Carneiro as Board Chair Management N/A Voted - Abstain 25 Elect Maria Carolina Ferreira Lacerda as Board Chair Management N/A Voted - Abstain 26 Elect Carlos Augusto Leone Piani as Board Chair Management N/A Voted - Abstain 27 Elect Claudio Roberto Ely as Board Chair Management N/A Voted - Abstain 28 Elect Leonel Dias de Andrade Neto as Board Chair Management N/A Voted - For 29 Elect Mateus Affonso Bandeira as Board Chair Management N/A Voted - Abstain 30 Elect Pedro Santos Ripper as Board Chair Management N/A Voted - Abstain 31 Elect Ricardo Carvalho Maia as Board Chair Management N/A Voted - Abstain 32 Amendments to Articles Management For Voted - For 33 Instructions if Meeting is Held on Second Call Management N/A Voted - Against 34 Non-Voting Meeting Note N/A N/A Non-Voting 1888 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted PHOSAGRO PJSC Security ID: 71922G209 Ticker: PHOR Meeting Date: 13-Sep-21 Meeting Type: Special 1 Interim Dividends (1H2021) Management For Voted - For Meeting Date: 08-Dec-21 Meeting Type: Special 1 Allocation of Profits/Dividends Management For Voted - For PJSC ALROSA Security ID: X0085A109 Ticker: ALRS Meeting Date: 30-Sep-21 Meeting Type: Special 1 Interim Dividend (1H2021) Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to General Meeting Regulations Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting POWSZECHNY ZAKLAD UBEZPIECZEN SA Security ID: X6919T107 Ticker: PZU Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Financial Statements Management For Voted - For 8 Presentation of Financial Statements (Consolidated) Management For Voted - For 9 Presentation of Management Board Report and Report on Non-Financial Information Management For Voted - For 10 Presentation of Supervisory Board Reports Management For Voted - For 11 Presentation of Supervisory Board Report on its Activities Management For Voted - For 12 Presentation of Management Board Report on Expenditures Management For Voted - For 13 Financial Statements Management For Voted - For 14 Financial Statements (Consolidated) Management For Voted - For 15 Management Board Report Management For Voted - For 1889 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratification of Management Board Acts Management For Voted - For 18 Ratification of Supervisory Board Acts Management For Voted - For 19 Remuneration Report Management For Voted - Against 20 Changes to Supervisory Board Composition Management For Voted - Against 21 Assessment of Individual and Collective Suitability of the Supervisory Board Management For Voted - For 22 Amendments to Articles Management For Voted - For 23 Adoption of Best Practice for WSE Listed Companies 2021 Management For Voted - For 24 Amendments to General Meeting Regulations Management For Voted - For 25 Approval of Diversity Policy Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting PUBLIC JOINT STOCK COMPANY NOVOLIPETSK STEEL Security ID: X58996103 Ticker: NLMK Meeting Date: 27-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Interim Dividend (1H2021) Management For Voted - For 3 Membership in Russian Association of Wind Power Industry Management For Voted - For 4 Membership in Association for the Development of Electric, Autonomous, and Connected Transport and Infrastructure Management For Voted - For 5 Membership in European Foundation for Management Development Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Amendments to Board Regulations Management For Voted - For 8 Amendments to Board Remuneration Regulations Management For Voted - For Meeting Date: 26-Nov-21 Meeting Type: Special 1 Interim Dividends (3Q2021) Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Financial Statements Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect Tatyana M. Averchenkova Management N/A Voted - Abstain 6 Elect Oleg Bagrin Management N/A Voted - Abstain 7 Elect Thomas Veraszto Management N/A Voted - For 8 Elect Helmut Wieser Management N/A Voted - For 9 Elect Nikolai Gagarin Management N/A Voted - Abstain 10 Elect Karl Doering Management N/A Voted - For 1890 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Dmitry V. Donov Management N/A Voted - Abstain 12 Elect Sergey B. Kazantsev Management N/A Voted - Abstain 13 Elect Vladimir Lisin Management N/A Voted - Abstain 14 Elect Grigory V. Fedorishin Management N/A Voted - Abstain 15 Elect Stanislav Shekshnya Management N/A Voted - For 16 Appointment of CEO and Management Board Chair Management For Voted - For 17 Directors' Fees Management For Voted - Abstain 18 Appointment of Auditor (RAS) Management For Voted - For 19 Appointment of Auditor (IFRS) Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting REC LIMITED Security ID: Y73650106 Ticker: RECLTD Meeting Date: 24-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Praveen Kumar Singh Management For Voted - Against 4 Authority to Set Auditor's Fees Management For Voted - For 5 Authority to Issue Non-Convertible Debentures Management For Voted - For 6 Amendments to Memorandum Management For Voted - For SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Security ID: Y7686Q119 Ticker: 600663 Meeting Date: 19-May-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Independent Directors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Budget Reports Management For Voted - For 7 Total Amount Of 2022 Financing Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Approval of Borrowing Management For Voted - Against 10 Related Party Transactions Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Directors' Fees Management For Voted - For 13 A Controlled Subsidiary S Provision Of Shareholder Loan To A Company Management For Voted - Against 14 Elect LIU Guangan Management For Voted - For 15 Elect ZHOU Hongyi Management For Voted - For 1891 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted SIBANYE STILLWATER LIMITED Security ID: S7627K103 Ticker: SSW Meeting Date: 24-May-22 Meeting Type: Annual 1 Appointment of Auditor Management For Voted - For 2 Re-elect Neal J. Froneman Management For Voted - For 3 Re-elect Susan (Sue) C. van der Merwe Management For Voted - For 4 Re-elect Savannah Danson Management For Voted - For 5 Re-elect Harry Kenyon-Slaney Management For Voted - For 6 Election of Audit Committee Member and Chair (Keith A. Rayner) Management For Voted - For 7 Election of Audit Committee Member (Timothy J. Cumming) Management For Voted - For 8 Election of Audit Committee Member (Savannah Danson) Management For Voted - For 9 Election of Audit Committee Member (Richard Menell) Management For Voted - For 10 Election of Audit Committee Member (Nkosemntu G. Nika) Management For Voted - For 11 Election of Audit Committee Member (Susan (Sue) C. van der Merwe) Management For Voted - For 12 Election of Audit Committee Member (Sindiswa V. Zilwa) Management For Voted - For 13 General Authority to Issue Shares Management For Voted - For 14 Authority to Issue Shares for Cash Management For Voted - For 15 Approve Remuneration Policy Management For Voted - For 16 Approve Remuneration Implementation Report Management For Voted - Against 17 Approve NEDs' Fees Management For Voted - For 18 Approve NEDs' Fees (Per Diem Allowance) Management For Voted - For 19 Approve Financial Assistance (Section 44 and 45) Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For SIME DARBY BERHAD Security ID: Y7962G108 Ticker: SIME Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Directors' Fees Management For Voted - For 2 Directors' Benefits Management For Voted - For 3 Elect Samsudin bin Osman Management For Voted - For 4 Elect Lawrence LEE Cheow Hock Management For Voted - For 5 Elect MOY Pui Yee Management For Voted - For 6 Elect Mohamad Idros Mosin Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Repurchase and Reissue Shares Management For Voted - For 9 Related Party Transactions Involving Interest of AmanahRaya Trustee Berhad Amanah Saham Bumiputera (ASB) Management For Voted - For 10 Related Party Transactions Involving Interest of Bermaz Auto Berhad (Bermaz) Management For Voted - For 1892 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted SINOTRUK (HONG KONG) LIMITED Security ID: Y8014Z102 Ticker: 3808 Meeting Date: 29-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 2024 Weichai Parts Sales Agreement Management For Voted - For 5 2022 Weichai Parts Purchase Agreement Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect CAI Dong Management For Voted - For 6 Elect SUN Shaojun Management For Voted - For 7 Elect JIANG Kui Management For Voted - For 8 Elect Alexander A. G. Vlaskamp Management For Voted - For 9 Elect Karsten Oellers Management For Voted - For 10 Elect Mats Lennart Harborn Management For Voted - For 11 Elect LIN Zhijun Management For Voted - Against 12 Elect LYU Shousheng Management For Voted - For 13 Elect ZHANG Zhong Management For Voted - Against 14 Directors' Fees Management For Voted - For 15 Appointment of Auditor and Authority to Set Fees Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting TOP GLOVE CORP. BERHAD Security ID: Y88965101 Ticker: TOPGLOV Meeting Date: 08-Dec-21 Meeting Type: Special 1 Approval for Issuance of Shares in Connection with Proposed Listing on The Stock Exchange of Hong Kong Limited Management For Voted - For 2 Amendments to Constitution Management For Voted - For Meeting Date: 06-Jan-22 Meeting Type: Annual 1 Elect LIM Hooi Sin Management For Voted - For 2 Elect LEE Kim Meow Management For Voted - For 3 Elect Azrina Arshad Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Directors' Benefits Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 1893 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Authority to Repurchase and Reissue Shares Management For Voted - For VALE SA Security ID: P9661Q155 Ticker: VALE3 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Request Cumulative Voting Management Against Voted - Against 6 Elect Jose Luciano Duarte Penido Management For Voted - For 7 Elect Fernando Jorge Buso Gomes Management For Voted - For 8 Elect Daniel Andre Stieler Management For Voted - For 9 Elect Eduardo de Oliveira Rodrigues Filho Management For Voted - For 10 Elect Ken Yasuhara Management For Voted - For 11 Elect Manuel Lino S. De Sousa-Oliveira Management For Voted - For 12 Elect Marcelo Gasparino da Silva Management For Voted - For 13 Elect Mauro Gentile Rodrigues da Cunha Management For Voted - For 14 Elect Murilo Cesar Lemos dos Santos Passos Management For Voted - For 15 Elect Rachel de Oliveira Maia Management For Voted - For 16 Elect Roberto da Cunha Castello Branco Management For Voted - For 17 Elect Roger Allan Downey Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Proportional Allocation of Cumulative Votes Management For Voted - For 20 Allocate Cumulative Votes to Jose Luciano Duarte Penido Management N/A Voted - Abstain 21 Allocate Cumulative Votes to Fernando Jorge Buso Gomes Management N/A Voted - Abstain 22 Allocate Cumulative Votes to Daniel Andre Stieler Management N/A Voted - Abstain 23 Allocate Cumulative Votes to Eduardo de Oliveira Rodrigues Filho Management N/A Voted - Abstain 24 Allocate Cumulative Votes to Ken Yasuhara Management N/A Voted - Abstain 25 Allocate Cumulative Votes to Manuel Lino Silva de Sousa Oliveira Management N/A Voted - Abstain 26 Allocate Cumulative Votes to Marcelo Gasparino da Silva Management N/A Voted - Abstain 27 Allocate Cumulative Votes to Mauro Rodrigues da Cunha Management N/A Voted - Abstain 28 Allocate Cumulative Votes to Murilo Cesar Lemos dos Santos Passos Management N/A Voted - Abstain 29 Allocate Cumulative Votes to Rachel de Oliveira Maia Management N/A Voted - Abstain 30 Allocate Cumulative Votes to Roberto da Cunha Castello Branco Management N/A Voted - Abstain 31 Allocate Cumulative Votes to Roger Allan Downey Management N/A Voted - Abstain 32 Elect Jose Luciano Duarte Penido Board Chair Management For Voted - For 33 Elect Fernando Jorge Buso Gomes as Board Vice Chair Management For Voted - For 34 Elect Marcelo Amaral Moraes Management N/A Voted - Against 35 Elect Gueitiro Matsuo Genso Management N/A Voted - For 1894 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 36 Elect Marcio de Souza Management N/A Voted - For 37 Elect Raphael Manhaes Martins Management N/A Voted - For 38 Elect Heloisa Belotti Bedicks Management N/A Voted - For 39 Elect Robert Juenemann Management N/A Voted - Against 40 Remuneration Policy Management For Voted - For 41 Ratify Updated Global Remuneration Amount Management For Voted - For 42 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles (Technical Amendments) Management For Voted - For 4 Merger Agreement (NSG, New Steel and CTSS) Management For Voted - For 5 Ratification of Appointment of Appraiser (Macso) Management For Voted - For 6 Valuation Reports (NSG, New Steel and CTSS) Management For Voted - For 7 Merger by Absorption (NSG) Management For Voted - For 8 Merger by Absorption (New Steel) Management For Voted - For 9 Merger by Absorption (CTSS) Management For Voted - For VIBRA ENERGIA S.A. Security ID: P9785J111 Ticker: VBBR3 Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Capital Expenditure Budget Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Request Cumulative Voting Management N/A Voted - Against 8 Election of Directors Management For Voted - For 9 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Proportional Allocation of Cumulative Votes Management N/A Voted - For 12 Allocate Cumulative Votes to Sergio Rial Management N/A Voted - For 13 Allocate Cumulative Votes to Fabio Schvartsman Management N/A Voted - For 14 Allocate Cumulative Votes to Walter Schalka Management N/A Voted - For 15 Allocate Cumulative Votes to Nildemar Secches Management N/A Voted - For 16 Allocate Cumulative Votes to Ana Toni Management N/A Voted - For 17 Allocate Cumulative Votes to Clarissa de Araujo Lins Management N/A Voted - For 18 Allocate Cumulative Votes to Carlos Augusto Leone Piani Management N/A Voted - Abstain 19 Allocate Cumulative Votes to Mateus Affonso Bandeira Management N/A Voted - For 20 Allocate Cumulative Votes to Pedro Santos Ripper Management N/A Voted - Abstain 21 Elect Sergio Rial as Board Chair Management For Voted - For 22 Elect Fabio Schvartsman as Board Chair Management N/A Voted - Abstain 23 Elect Walter Schalka as Board Chair Management N/A Voted - Abstain 24 Elect Nildemar Secches as Board Chair Management N/A Voted - Abstain 1895 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Elect Ana Toni as Board Chair Management N/A Voted - Abstain 26 Elect Clarissa de Araujo Lins as Board Chair Management N/A Voted - Abstain 27 Elect Carlos Augusto Leone Piani as Board Chair Management N/A Voted - Abstain 28 Elect Mateus Affonso Bandeira as Board Chair Management N/A Voted - Abstain 29 Elect Pedro Santos Ripper as Board Chair Management N/A Voted - Abstain 30 Non-Voting Agenda Item N/A N/A Non-Voting 31 Elect Joao Verner Juenemann Management For Voted - For 32 Elect Luiz Carlos Nannini Management For Voted - For 33 Elect Rinaldo Pecchio Junior Management For Non-Voting 34 Elect Ana Paula Teixeira de Sousa Management For Voted - For 35 Remuneration Policy Management For Voted - Against 36 Instructions if Meeting is Held on Second Call Management N/A Voted - Against Meeting Date: 28-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Capitalization of Reserves w/o Share Issuance Management For Voted - For 3 Amendments to Articles; Consolidation of Articles Management For Voted - For 4 Approval of Performance Shares Plan Management For Voted - For 5 Approval of Restricted Shares Plan Management For Voted - For 6 Ratify Minutes of Shareholders' Meeting (November 8, 1972) Management For Voted - For 7 Instructions if Meeting is Held on Second Call Management N/A Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting YANKUANG ENERGY GROUP COMPANY LIMITED Security ID: Y97417102 Ticker: 1171 Meeting Date: 27-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve 2021 Restricted A Share Incentive Scheme (Revised Draft) and its Summary Management For Voted - For 3 Establishment of Administrative Measures for Implementation of Appraisal for the 2021 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted A Share Incentive Scheme Management For Voted - For Meeting Date: 27-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve 2021 Restricted A Share Incentive Scheme (Revised Draft) and its Summary Management For Voted - For 3 Establishment of Administrative Measures for Implementation of Appraisal for the 2021 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted A Share Incentive Scheme Management For Voted - For 1896 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' and Supervisors' Fees Management For Voted - For 7 Renewal of Liability Insurance of Directors, Supervisors and Senior Officers Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Financial Services Agreement between Yankuang Finance Company and Shandong Energy Management For Voted - For 10 Revised Annual Caps of the Provision of Material Supply Agreement Management For Voted - For 11 Revised Annual Caps of the Provision of Products, Materials and Asset Leasing Agreement Management For Voted - For 12 Revised Annual Caps of the Bulk Commodities Sale and Purchase Agreement Management For Voted - For 13 Authority to Give Guarantees Management For Voted - For 14 Approval of Domestic and Overseas Financing Businesses Management For Voted - For 15 Amendments to Articles of Association and Relevant Rules of Procedure Management For Voted - For 16 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against 17 Authority to Repurchase H Shares Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase H Shares Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting YANZHOU COAL MINING COMPANY LIMITED Security ID: Y97417102 Ticker: 1171 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Size and Method Management For Voted - For 3 Maturity Management For Voted - For 4 Types Management For Voted - For 5 Par Value and Issue Price Management For Voted - For 6 Coupon Rate Management For Voted - For 7 Form of Bonds Management For Voted - For 8 Interest Payment and Redemption Management For Voted - For 9 Guarantee Matters Management For Voted - For 10 Underwriting Management For Voted - For 11 Target Management For Voted - For 1897 --------------------------------------------------------------------------------------------------- Global X MSCI SuperDividend([R]) Emerging Markets ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Placing Arrangement to Existing Shareholders Management For Voted - For 13 Listing Arrangement Management For Voted - For 14 Authorization Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect LI Wei Management For Voted - For 17 Elect XIAO Yaomeng Management For Voted - For 18 Elect ZHU Qingrui Management For Voted - For 19 Elect HUANG Xiaolong Management For Voted - For 20 Elect ZHU Hao Management For Voted - Against Meeting Date: 01-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Change of Company Name Management For Voted - For 1898 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted AN PHAT HOLDINGS JOINT STOCK COMPANY Security ID: Y01489106 Ticker: APH Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report Management For Voted - For 4 Business Plan Management For Voted - For 5 Directors' Report Management For Voted - For 6 Management's Report Management For Voted - For 7 Supervisors' Report Management For Voted - For 8 Appointment of Auditor Management For Voted - Against 9 Allocation of Profits/Dividends Management For Voted - For 10 Directors' and Supervisors' Fees Management For Voted - For 11 Accounts and Reports Management For Voted - For 12 Cancellation of Share Issuance Plan Management For Voted - For 13 Cancellation of Debt Issuance Plan Management For Voted - For 14 Amendments to Company Charter Management For Voted - For 15 Amendments to Internal Corporate Governance Regulations Management For Voted - For 16 Approve Election of Directors and Nominee List Management For Voted - For 17 Transaction of Other Business Management For Voted - Against 18 Elect PHAM Anh Duong Management For Voted - Against 19 Elect PHAM Do Huy Cuong Management For Voted - For BAOVIET HOLDINGS Security ID: Y0704L105 Ticker: BVH Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report Management For Voted - For 4 Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - Against 6 Directors' Report Management For Voted - For 7 Supervisors' Report Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - Against 9 Directors' and Supervisors' Fees 2022 Management For Voted - Against 10 Allocation of Profits/Dividends Management For Voted - For 11 Profits/Dividends Allocation Plan 2022 Management For Voted - For 12 Change in Head Office Address Management For Voted - For 13 Amendments to Company Charter Management For Voted - Against 14 Approve Election of Directors Management For Voted - For 15 Transaction of Other Business Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting 1899 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted DAT XANH GROUP JOINT STOCK COMPANY Security ID: Y20233105 Ticker: DXG Meeting Date: 16-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Audit Committee's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Appointment of Auditor Management For Voted - Abstain 7 Directors' Fees Management For Voted - For 8 Allocation of Profits/Dividends for 2021 Management For Voted - For 9 Business Plan Management For Voted - For 10 Profits/Dividends Allocation Plan 2022 Management For Voted - For 11 Amendments to Business Scope Management For Voted - For 12 Approval to Cancel the 2021 Shares Issuance Plan Management For Voted - For 13 Resignation and Election of Director Management For Voted - For 14 Transaction of Other Business Management For Voted - Against Meeting Date: 28-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Audit Committee's Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Appointment of Auditor Management For Voted - Abstain 8 Directors' Fees Management For Voted - For 9 Allocation of Profits/Dividends for 2021 Management For Voted - For 10 Business Plan Management For Voted - For 11 Profits/Dividends Allocation Plan 2022 Management For Voted - For 12 Amendments to Business Scope Management For Voted - For 13 Approval to Cancel the 2021 Shares Issuance Plan Management For Voted - For 14 Resignation and Election of Director Management For Voted - For 15 Transaction of Other Business Management For Voted - Against DAT XANH REAL ESTATE SERVICES JSC Security ID: Y202L6108 Ticker: DXS Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Audit Committee's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Appointment of Auditor Management For Voted - Abstain 1900 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Directors' Fees Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Business Plan Management For Voted - For 10 Profits/Dividends Allocation Plan 2022 Management For Voted - For 11 Resignation and Election of Directors Management For Voted - Against 12 Election of Directors Management For Voted - Against 13 Transaction of Other Business Management For Voted - Against 14 Non-Voting Meeting Note N/A N/A Non-Voting DEVELOPMENT INVESTMENT CONSTRUCTION JSC Security ID: Y2055W102 Ticker: DIG Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report & Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Audit Committee's Report Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Shares Issuance Plan to Increase in Authorized Capital Management For Voted - For 10 Loan Plan for Investment in 2022 Management For Voted - For 11 Authority to Issue Bonds Management For Voted - For 12 Amendments to Business Scope and Company Charter Management For Voted - For 13 Appointment of Auditor Management For Voted - Abstain 14 Transaction of Other Business Management For Voted - Against DIGIWORLD CORP. Security ID: Y20711100 Ticker: DGW Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Audit Committee's Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Business Plan Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Issuance of Shares w/ Preemptive Rights Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Amendments to Business Scope Management For Voted - For 12 Authority to Issue Shares to Employees Under ESOP 2022 Management For Voted - Against 13 Amendments to Company Charter Management For Voted - For 1901 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Directors' and Audit Committee's Fees Management For Voted - For 15 Transaction of Other Business Management For Voted - Against DUC GIANG CHEMICALS GROUP JSC Security ID: Y2113R103 Ticker: DGC Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Business Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Business Plan Management For Voted - For 9 Authority to Issue Shares to Distribute Stock Dividends Management For Voted - For 10 Authority to Issue Shares Under ESOP Management For Voted - Against 11 Directors' and Supervisors' Fees Management For Voted - For 12 Appointment of Auditor Management For Voted - Abstain 13 Transaction of Other Business Management For Voted - Against 14 Resignation of Director Management For Voted - For 15 Elect LUU Bach Dat Management For Voted - Against FLC GROUP JSC Security ID: Y2587U103 Ticker: FLC Meeting Date: 10-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Business Scope Management For Voted - For 4 Amendments to Company Charter Management For Voted - For 5 Resignation of Director - TRINH Van Quyet Management For Voted - For 6 Resignation of Director - HUONG Tran Kieu Dung Management For Voted - For 7 Resignation of Supervisors Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Election of Directors Management For Voted - Against 10 Election of Supervisors Management For Voted - Against 11 Transaction of Other Business Management For Voted - Against GEMADEPT CORPORATION Security ID: Y2690B109 Ticker: GMD Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 1902 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Business Plan Management For Voted - For 8 Appointment of Auditor Management For Voted - Against 9 Issuance of Shares w/ Preemptive Rights Management For Voted - Against 10 Amendments to Company Charter Management For Voted - Against 11 Resignation of Director Management For Voted - For 12 Approval to Elect Additional Director Management For Voted - For 13 Transaction of Other Business Management For Voted - Against HA DO GROUP JSC Security ID: Y2980P107 Ticker: HDG Meeting Date: 15-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Business Plan Management For Voted - For 9 Appointment of Auditor Management For Voted - Against 10 Use of Capital Report Management For Voted - For 11 Change in Legal Representative and Amendment to Company Charter Management For Voted - For 12 Establishment of Subsidiary Management For Voted - For 13 Amendments to Business Scope Management For Voted - For 14 Approve Election of Director Management For Voted - For 15 Continuation of ESOP 2021 Management For Voted - Against 16 Transaction of Other Business Management For Voted - Against HAI PHAT INVESTMENT JSC Security ID: Y29863100 Ticker: HPX Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report and Business Plan Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Directors' Report Management For Voted - For 7 Audit Committee's Report Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Directors' Fees Management For Voted - For 1903 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Amendments to Business Scope Management For Voted - For 11 Amendments to Company Charter Management For Voted - For 12 Related Party Transactions Management For Voted - For 13 Transaction of Other Business Management For Voted - Against HO CHI MINH CITY DEVELOPMENT JSC Security ID: Y3R31X108 Ticker: HDB Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Management's Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Increase in Authorized Capital Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Listing of Bonds Management For Voted - For 11 Amendment to Employee Stock Ownership Plan Management For Voted - For 12 Appointment of Auditor Management For Voted - Abstain 13 Related Party Transactions Management For Voted - For 14 Board Authorization Management For Voted - Against 15 Approve Election of Directors and Supervisors Management For Voted - For 16 Transaction of Other Business Management For Voted - Against 17 Election of Directors Management For Voted - Against 18 Election of Supervisors Management For Voted - Against 19 Non-Voting Meeting Note N/A N/A Non-Voting HOA PHAT GROUP JSC Security ID: Y3231H100 Ticker: HPG Meeting Date: 24-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Business Report and Business Plan Management For Voted - For 5 Directors' Report Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Allocation of Profits Management For Voted - For 8 Profits Allocation Plan 2022 Management For Voted - For 9 Accounts and Reports Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Allocation of Dividends Management For Voted - For 12 Dividends Allocation Plan 2022 Management For Voted - For 13 Amendments to Company Charter Management For Voted - For 14 Transaction of Other Business Management For Voted - Against 1904 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Non-Voting Meeting Note N/A N/A Non-Voting HOA SEN GROUP Security ID: Y3231K103 Ticker: HSG Meeting Date: 21-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Authority to Issue Shares Under ESOP Management For Voted - Against 9 Authority to Repurchase Shares Management For Voted - For 10 Board Authorization (Strategic Partners for Shares Issuance Plan) Management For Voted - For 11 Board Authorization (Change in Head Office Location) Management For Voted - For 12 Amendments to Business Scope Management For Voted - For 13 Approve Group Restructuring Plan Management For Voted - For 14 Audit Committee Report and Appointment of Auditor Management For Voted - Abstain 15 Transaction of Other Business Management For Voted - Against HOANG ANH GIA LAI INTERNATIONAL AGRICULTURE JSC Security ID: Y3232T103 Ticker: HNG Meeting Date: 16-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Business Report Management For Voted - For 5 Business Plan Management For Voted - For 6 Profits/Dividends Allocation Plan 2022 Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Directors' Report Management For Voted - For 9 Supervisors' Report Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Related Party Transactions Management For Voted - For 12 Amendment to Business Scope Management For Voted - For 13 Board Authorization Management For Voted - For 14 Transaction of Other Business Management For Voted - Against 1905 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted JOINT STOCK COMMERCIAL BANK FOR FOREIGN TRADE OF VIETNAM Security ID: Y444A7106 Ticker: VCB Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Business Report and Business Plan Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Directors' and Supervisors' Fees Management For Voted - For 6 Appointment of Auditor Management For Voted - Abstain 7 Listing of Bonds Management For Voted - For 8 Resignation of Director Management For Voted - For 9 Elect TRAN My Hanh Management For Voted - For 10 Issuance of Shares w/ Preemptive Rights and Increase in Authorized Capital Management For Voted - For 11 Transaction of Other Business Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting JOINT STOCK COMMERCIAL BANK FOR INVESTMENT AND DEVELOPMENT OF VIETNAM Security ID: Y444EY103 Ticker: BID Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Business Report and Business Plan Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Directors' and Supervisors' Fees and Managers' Bonus Management For Voted - Against 8 Approve Increase in Authorized Capital Management For Voted - Against 9 Amendments to Company Charter Management For Voted - For 10 Amendments to Procedural Rules of the Board of Directors Management For Voted - For 11 Amendments to Procedural Rules of the Supervisory Board Management For Voted - For 12 Amendments to Internal Corporate Governance Regulations Management For Voted - For 13 Listing of Bonds Management For Voted - For 14 Appointment of Auditor Management For Voted - Against 15 Approve Provision of Clearing and Settlement Services For Securities Transactions and Custodian Banking Activities Management For Voted - For 16 Approval of Election of Directors and Supervisors Management For Voted - For 17 Transaction of Other Business Management For Voted - Against 1906 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted KHANG DIEN HOUSE TRADING AND INVESTMENT JOINT STOCK COMPANY Security ID: Y4752M106 Ticker: KDH Meeting Date: 29-Mar-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Listing of Bonds Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report Management For Voted - For 5 Business Plan Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Issuance of Shares to Distribute Stock Dividends Management For Voted - For 8 Supervisors' Report Management For Voted - For 9 Accounts and Reports Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Issuance of Shares to Employees under ESOP Management For Voted - Against 12 Directors' and Supervisors' Fees Management For Voted - For 13 Bonds Issuance Report Management For Voted - For 14 Amendments to Business Scope Management For Voted - For 15 Amendments to Company Charter, Internal Corporate Governance Regulations and Procedural Rules of the Board of Directors Management For Voted - For 16 Transaction of Other Business Management For Voted - Against 17 Election of Directors Management For Voted - For KIDO GROUP CORPORATION Security ID: Y4788V104 Ticker: KDC Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Approve Meeting Agenda Management For Voted - For 5 Accounts and Reports Management For Voted - Against 6 Allocation of Profits/Dividends Management For Voted - For 7 Business Plan and Profits/Dividends Allocation Plan 2022 Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Transaction of Other Business Management For Voted - Against 1907 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted KINHBAC CITY DEVELOPMENT HOLDING CORPORATION Security ID: Y4788W102 Ticker: KBC Meeting Date: 10-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report and Business Plan Management For Voted - For 4 Listing of Bonds Management For Voted - For 5 Amendments to Company Charter Management For Voted - For 6 Amend Capital Increase Plan Management For Voted - For 7 Issuance of Shares without Preemptive Rights and Increase in Authorized Capital Management For Voted - Against 8 Approve Election of Directors Management For Voted - For 9 Approve Election of Supervisors Management For Voted - For 10 Transaction of Other Business Management For Voted - Against 11 Election of Directors Management For Voted - Against 12 Election of Supervisors Management For Voted - Against Meeting Date: 25-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Business Report, Shares Issuance Report, and Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Directors' and Supervisors' Fees Management For Voted - For 10 Directors' and Supervisors' Fees For 2022 Management For Voted - For 11 Amendments to Company Charter, Internal Corporate Governance Regulations and Procedural Rules of the Board of Directors Management For Voted - For 12 Related Party Transactions Management For Voted - For 13 Transaction of Other Business Management For Voted - Against MASAN GROUP CORP Security ID: Y5825M106 Ticker: MSN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Audit Committee's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Business Plan Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 1908 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Dividends Allocation Plan for 2022 Management For Voted - For 9 Appointment of Auditor Management For Voted - Abstain 10 Resignation of Director Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Issuance of Shares to Employees Under ESOP Management For Voted - Against 13 Related Party Transactions Management For Voted - For 14 Investment Transactions Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Listing of Bonds Management For Voted - For 17 Authority to Issue Convertible Bonds Management For Voted - For 18 Transaction of Other Business Management For Voted - Against 19 Election of Directors Management For Voted - Against NAM KIM STEEL JSC Security ID: Y618A4102 Ticker: NKG Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Profits/Dividends Allocation Plan for 2022 Management For Voted - For 9 Resignation of Director Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Directors' and Supervisors' Fees Management For Voted - For 12 Ratification of Board Acts Management For Voted - For 13 Transaction of Other Business Management For Voted - Against NATIONAL CITIZEN COMMERCIAL JS BANK Security ID: Y61912104 Ticker: NVB Meeting Date: 18-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Business Report and Business Plan Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Directors' and Supervisors' Fees Management For Voted - For 10 Shares Issuance Report Management For Voted - For 11 Amendment to Foreign Ownership Ratio Management For Voted - For 1909 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Amendments to Company Charter, Internal Corporate Governance Regulations, and Procedural Rules of the Board of Directors Management For Voted - For 13 Transaction of Other Business Management For Voted - Against NO VA LAND INVESTMENT GROUP CORP. Security ID: Y6372L103 Ticker: NVL Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Business Plan Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Directors' Fees Management For Voted - For 10 Amendments to Business Scope Management For Voted - For 11 Approve Procedural Rules of the Board of Directors Management For Voted - For 12 Approve Issuance of Shares w/ Preemptive Rights Management For Voted - For 13 Authority to Issue Shares to Employees Under ESOP Management For Voted - Against 14 Purchase of Liability Insurance Management For Voted - For 15 Listing of Bonds Management For Voted - For 16 Approve Change in Members of Board of Directors Management For Voted - For 17 Transaction of Other Business Management For Voted - Against 18 Non-Voting Meeting Note N/A N/A Non-Voting PETROVIETNAM CA MAU FERTILIZER JSC Security ID: Y6826Y107 Ticker: DCM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report and Business Plan Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Appointment of Auditor Management For Voted - Abstain 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Amendments to Business Scope Management For Voted - For 11 Transaction of Other Business Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting 1910 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted PETROVIETNAM DRILLING AND WELL SERVICES JSC Security ID: Y6825E102 Ticker: PVD Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Supervisors' Report Management For Voted - For 8 Amendments to Company Charter and Internal Corporate Governance Regulations Management For Voted - Against 9 Directors' and Supervisors' Fees Management For Voted - Against 10 Appointment of Auditor Management For Voted - Against 11 Transaction of Other Business Management For Voted - Against PETROVIETNAM FERTILIZER AND CHEMICAL JSC Security ID: Y6825J101 Ticker: DPM Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Supervisors' Report Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Directors' and Supervisors' Fees Management For Voted - For 10 Amendments to the Science and Technology Development Fund's Charter Management For Voted - For 11 Amendments to Business Scope Management For Voted - For 12 Amendments to Company Charter Management For Voted - For 13 Business Development Plan to 2035 and Company Vision to 2045 Management For Voted - For 14 Transaction of Other Business Management For Voted - Against PETROVIETNAM GAS JOINT STOCK COMPANY (PV GAS) Security ID: Y6383G101 Ticker: GAS Meeting Date: 15-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 1911 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Allocation of Profits/Dividends Management For Voted - For 6 Business Plan Management For Voted - For 7 Directors' and Supervisors' Report Management For Voted - For 8 Appointment of Auditor Management For Voted - Against 9 Directors' and Supervisors' Fees Management For Voted - Against 10 Transaction of Other Business Management For Voted - Against PETROVIETNAM POWER CORPORATION Security ID: Y6827C104 Ticker: POW Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Business Plan Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Directors' Report Management For Voted - For 8 Supervisors' Report Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - Against 10 Resignation and Election of Director Management For Voted - For 11 Transaction of Other Business Management For Voted - Against 12 Election of Director Management For Voted - Against PETROVIETNAM POWER NHONTRACH 2 JSC Security ID: Y6S25V102 Ticker: NT2 Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Directors' and Supervisors' Fees Management For Voted - For 5 Business Report Management For Voted - For 6 Business Plan Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Supervisors' Report Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Amendments to Company Charter Management For Voted - For 12 Amendments to Internal Regulations on Corporate Governance Management For Voted - For 13 Amendments to Procedural Rules of the Board of Directors Management For Voted - For 14 Transaction of Other Business Management For Voted - Against 15 Election of Directors Management For Voted - Against 16 Election of Supervisors Management For Voted - Against 1912 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted PETROVIETNAM TECHNICAL SERVICES CORPORATION Security ID: Y6807J103 Ticker: PVS Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Supervisors' Report Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Directors' and Supervisors' Fees Management For Voted - For 10 Transaction of Other Business Management For Voted - Against PHA LAI THERMAL POWER JSC Security ID: Y68268104 Ticker: PPC Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Business Report and Business Plan Management For Voted - For 6 Allocation of Profits/Dividends 2020 and Plan for 2021 Management For Voted - For 7 Directors' and Supervisors' Fees Management For Voted - Against 8 Appointment of Auditor Management For Voted - Against 9 Supervisors' Report Management For Voted - For 10 Directors' Report Management For Voted - For 11 Amendments to Company Charter Management For Voted - Against 12 Amendments to Internal Corporate Governance Regulations Management For Voted - Against 13 Board Authorization Management For Voted - Against 14 Resignation and Election of Directors and Supervisors Management For Voted - For 15 Transaction of Other Business Management For Voted - Against 16 Non-Voting Meeting Note N/A N/A Non-Voting PHAT DAT REAL ESTATE DEVELOPMENT CORP Security ID: Y6893Y105 Ticker: PDR Meeting Date: 04-Feb-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 1913 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Foreign Convertible Loan Management For Voted - For Meeting Date: 26-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Management's Report Management For Voted - For 4 Audit Committee's Report Management For Voted - For 5 Directors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Business Plan Management For Voted - For 9 Allocation of Profits/Dividends and Directors' Fees 2022 Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Transaction of Other Business Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting PHUOC HOA RUBBER JSC Security ID: Y6891C105 Ticker: PHR Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Appointment of Auditor Management For Voted - Abstain 8 Allocation of Profits/Dividends Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Resignation and Election of Director Management For Voted - For 11 Transaction of Other Business Management For Voted - Against SAIGON - HANOI SECURITIES JOINT STOCK COMPANY Security ID: Y7398G102 Ticker: SHS Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report Management For Voted - For 5 Business Plan Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Supervisors' Report Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Issuance of Shares to Distribute Dividends and to Increase Registered Capital Management For Voted - For 1914 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Listing of Bonds Management For Voted - For 11 Authority to Issue Warrants Management For Voted - Against 12 Amend Foreign Ownership Ratio Management For Voted - For 13 Directors' and Supervisors' Fees Management For Voted - For 14 Approve Clearing and Settlement Services for Securities Transactions and Financial Products Management For Voted - For 15 Amendments to Company Charter Management For Voted - For 16 Appointment of Auditor Management For Voted - Abstain 17 Board Size Management For Voted - For 18 Approve Nominee List Management For Voted - For 19 Elect DO Quang Hien Management For Voted - Against 20 Elect VU Duc Tien Management For Voted - For 21 Elect LE Dang Khoa Management For Voted - For 22 Elect NGUYEN Dieu Trinh Management For Voted - For 23 Elect LUU Danh Duc Management For Voted - For 24 Elect LUONG Thi Luu Management For Voted - For 25 Elect PHAM Thi Bich Hong Management For Voted - For 26 Elect VU Duc Trung Management For Voted - For 27 Transaction of Other Business Management For Voted - Against SAIGON BEER ALCOHOL BEVERAGE CORP. Security ID: Y7397K112 Ticker: SAB Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Directors' Report Management For Voted - For 5 Audit Committee's Report Management For Voted - For 6 Appointment of Auditor Management For Voted - Abstain 7 Allocation of Profits/Dividends Management For Voted - For 8 Profits/Dividends Allocation Plan 2022 Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Directors' Fees Plan For 2022 Management For Voted - For 11 Related Party Transactions Management For Voted - For 12 Amendments to Business Scope Management For Voted - Against 13 Transaction of Other Business Management For Voted - Against SAIGON THUONG TIN COMMERCIAL JOINT STOCK BANK Security ID: Y7398P102 Ticker: STB Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 1915 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits 2021 Management For Voted - For 8 Profits/Dividends Allocation Plan 2022 Management For Voted - For 9 Investment and Capital Plan Management For Voted - For 10 Directors' and Supervisors' Fees Management For Voted - For 11 Appointment of Auditor Management For Voted - Abstain 12 Approve Board Size and Election of Directors Term 2022-2026 Management For Voted - For 13 Transaction of Other Business Management For Voted - Against 14 Election of Directors Management For Voted - Against SAIGON-HANOI COMMERCIAL JS BANK Security ID: Y7398F104 Ticker: SHB Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Business Report and Business Plan Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Appointment of Auditor Management For Voted - Against 8 Statement of Board of Directors Management For Voted - Against 9 Election of Directors Management For Voted - Against 10 Election of Supervisors Management For Voted - Against 11 Transaction of Other Business Management For Voted - Against SSI SECURITIES CORPORATION Security ID: Y7398S106 Ticker: SSI Meeting Date: 07-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Results and Business Plan Management For Voted - For 4 Directors' Report Management For Voted - For 5 Audit Committee's Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - Abstain 10 Approval of Plan on Handling Operational Risk and Financial Reserve Management For Voted - For 11 Related Party Transactions Management For Voted - For 12 Private Shares Offering Management For Voted - For 13 Authority to Issue Shares to Employees Under ESOP 2022 Management For Voted - Against 14 Approval of Election of Directors Management For Voted - For 1916 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Transaction of Other Business Management For Voted - Against THAIHOLDINGS JSC Security ID: Y86644104 Ticker: THD Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Directors' and Supervisors' Fees Management For Voted - For 8 Appointment of Auditor Management For Voted - Against 9 Resignation and Election of Director Management For Voted - For 10 Resignation and Election of Supervisor Management For Voted - For 11 Transfer of Shares Management For Voted - For 12 Cancellation of Capital Increase Plan 2021 Management For Voted - For 13 Amendments to Business Scope and Company Charter Management For Voted - For 14 Board Authorization Management For Voted - Against 15 Transaction of Other Business Management For Voted - Against VAN PHU - INVEST INVESTMENT JSC Security ID: Y93392101 Ticker: VPI Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report and Business Plan Management For Voted - For 4 Directors' Report Management For Voted - For 5 Audit Committee's Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Appointment of Auditor Management For Voted - Abstain 8 Directors' Fees Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Issuance of Shares to Distribute Dividends Management For Voted - For 11 Amendments to Company Charter Management For Voted - For 12 Board Authorization Management For Voted - For 13 Approval to Elect Directors Management For Voted - For 14 Transaction of Other Business Management For Voted - Against VIET CAPITAL SECURITIES JOINT STOCK COMPANY Security ID: Y9369U102 Ticker: VCI Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1917 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Management's Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - Against 7 Appointment of Auditor Management For Voted - Against 8 Allocation of Profits/Dividends Management For Voted - For 9 Business Plan Management For Voted - For 10 Directors' and Supervisors' Fees Management For Voted - For 11 Authority to Issues Shares to Employees Under ESOP Management For Voted - Against 12 Authority to Issue Shares to Distribute Dividends Management For Voted - For 13 Approve Plan to Establish a Foreign Subsidiary Management For Voted - For 14 Procedural Rules of the Board of Directors Management For Voted - For 15 Procedural Rules of the Supervisory Board Management For Voted - For 16 Resignation of Supervisor Management For Voted - For 17 Approve Election Regulations and Nominee List Management For Voted - For 18 Elect MAI Thi Thanh Trang Management For Voted - For 19 Transaction of Other Business Management For Voted - Against 20 Adoption of Internal Regulations on Corporate Govenance Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting VIET NAM ELECTRICAL EQUIPMENT JOINT STOCK CORPORATION (GELEX GROUP JSC) Security ID: Y93687104 Ticker: GEX Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report and Business Plan Management For Voted - For 4 Directors' Report Management For Voted - For 5 Audit Committee's Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Use of Capital Report Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Major Business Targets 2022 Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Related Party Transactions Management For Voted - For 12 Amendments to Business Scope Management For Voted - For 13 Amendments to Company Charter Management For Voted - For 14 Amendments to Internal Corporate Governance Regulations Management For Voted - For 15 Amendments to Procedural Rules of the Board of Directors Management For Voted - For 16 Transaction of Other Business Management For Voted - Against 1918 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted VIET NAM NATIONAL PETROLEUM GROUP Security ID: Y9368D101 Ticker: PLX Meeting Date: 29-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Pham Van Thanh Management For Voted - For 4 Elect Dao Nam Hai Management For Voted - For 5 Elect Tran Ngoc Nam Management For Voted - For 6 Elect Nguyen Thanh Son Management For Voted - For 7 Elect Le Van Huong Management For Voted - Against 8 Elect Nguyen Anh Dung Management For Voted - Against 9 Elect Ken Kimura Management For Voted - For 10 Elect Vo Van Quyen Management For Voted - For 11 Elect Dang Quang Tuan Management For Voted - For 12 Elect Nguyen Vinh Thanh Management For Voted - For 13 Elect Hoang Mai Ninh Management For Voted - For 14 Elect Dinh Thi Kieu Trang Management For Voted - For 15 Elect Norimasa Kuroda Management For Voted - For 16 Transaction of Other Business Management For Voted - Against 17 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Appointment of Auditor Management For Voted - Abstain 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' and Supervisors' Fees 2022 Management For Voted - For 9 Annual Report and Sustainability Report Management For Voted - For 10 Amendments to Business Scope Management For Voted - For 11 Transaction of Other Business Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting VIET NAM RUBBER GROUP JSC Security ID: Y937JD107 Ticker: GVR Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Directors' and Supervisors' Fees Management For Voted - For 1919 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Business Plan Management For Voted - For 8 Appointment of Auditor Management For Voted - Abstain 9 Transaction of Other Business Management For Voted - Against VIETJET AVIATION JSC Security ID: Y9368Y105 Ticker: VJC Meeting Date: 28-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Management's Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' Fees Management For Voted - Against 8 Amendments to Business Scope Management For Voted - Against 9 Appointment of Auditor Management For Voted - Abstain 10 Board Authorization Management For Voted - Against 11 Approve Election of Directors Management For Voted - For 12 Transaction of Other Business Management For Voted - Against VIETNAM CONSTRUCTION AND IMPORT - EXPORT JSC Security ID: Y9366E101 Ticker: VCG Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Business Report and Business Plan Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Directors' Report Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Appointment of Auditor Management For Voted - Abstain 8 Allocation of Profits/Dividends Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Issuance of Shares to Distribute Stock Dividends Management For Voted - Against 11 Related Party Transactions - Group Companies Management For Voted - For 12 Related Party Transactions - Substantial Shareholder (Pacific Holdings JSC) Management For Voted - For 13 Amendments to Business Scope Management For Voted - Against 14 Transaction of Other Business Management For Voted - Against VIETNAM DAIRY PRODUCTS JSC Security ID: Y9365V104 Ticker: VNM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1920 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Directors' Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Business Plan 2022-2026 Management For Voted - For 8 Revenue & Profits Plan 2022 Management For Voted - For 9 Profits/Dividends Allocation Plan for 2022 Management For Voted - For 10 Appointment of Auditor Management For Voted - Abstain 11 Directors' Fees Management For Voted - For 12 Amendments to Business Scope Management For Voted - For 13 Amendments to Company Charter Management For Voted - For 14 Amendments to Internal Corporate Governance Regulations Management For Voted - For 15 Approval of Election of Directors Management For Voted - For 16 Transaction of Other Business Management For Voted - Against 17 Elect Alain Xavier Cany Management For Voted - For 18 Elect DANG Thi Thu Ha Management For Voted - For 19 Elect DO Le Hung Management For Voted - For 20 Elect LE Thanh Liem Management For Voted - For 21 Elect MAI Kieu Lien Management For Voted - For 22 Elect LEE Meng Tat Management For Voted - For 23 Elect Michael CHYE Hin Fah Management For Voted - For 24 Elect NGUYEN Hanh Phuc Management For Voted - For 25 Elect HOANG Ngoc Thach Management For Voted - For 26 Elect TIEU Yen Trinh Management For Voted - For VIETNAM JOINT STOCK COMMERCIAL BANK FOR INDUSTRY AND TRADE Security ID: Y9366L105 Ticker: CTG Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Report Management For Voted - For 7 Appointment of Auditor Management For Voted - Against 8 Allocation of Profits/Dividends Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Listing of Bonds Management For Voted - For 11 Transaction of Other Business Management For Voted - Against 1921 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted VIGLACERA CORPORATION Security ID: Y93686106 Ticker: VGC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Management's Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Business Plan Management For Voted - For 8 Business Development & Investment Plan Management For Voted - For 9 Business Arrangement and Renovation Plan Management For Voted - For 10 Directors' and Supervisors' Fees Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Approval of Funds Usage Plan Management For Voted - For 13 Approval of Bonus for Employees of Subsidiaries and Related Entities Management For Voted - For 14 Approval of Bonus Scheme for Company's Branches Management For Voted - For 15 Appointment of Auditor Management For Voted - Abstain 16 Amendments to Company Charter and Internal Corporate Governance Regulations Management For Voted - Against 17 Transaction of Other Business Management For Voted - Against VINCOM RETAIL JSC Security ID: Y937HV109 Ticker: VRE Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Supervisors' Report Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - Abstain 10 Amendments to Company Charter Management For Voted - For 11 Listing of Bonds Management For Voted - For 12 Transaction of Other Business Management For Voted - Against VINGROUP JSC Security ID: Y9375L104 Ticker: VIC Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 1922 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - Abstain 10 Authority to Issue Shares to Employees Under ESOP Management For Voted - For 11 Listing of Bonds Management For Voted - For 12 Amendments to Company Charter Management For Voted - For 13 Resignation of Director Management For Voted - For 14 Transaction of Other Business Management For Voted - Against 15 Approval of Election of Director Management For Voted - For 16 Approval of Election of Supervisors Management For Voted - For 17 Elect YOO Ji Han Management For Voted - For 18 Elect NGUYEN The Anh Management For Voted - For 19 Elect DO Thi Hong Van Management For Voted - For 20 Elect NGUYEN Hong Mai Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting VINH HOAN CORP Security ID: Y9375V102 Ticker: VHC Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Business Report Management For Voted - For 5 Directors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Supervisors' Report Management For Voted - For 8 Approve Election of Directors and Supervisors and Approve Board Size Term 2022-2026 Management For Voted - For 9 Approve Nominee List - Directors Management For Voted - For 10 Approve Nominee List - Supervisors Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Profits/Dividends Allocation Plan 2022 Management For Voted - For 13 Directors' and Supervisors' Fees Management For Voted - For 14 Appointment of Auditor Management For Voted - Abstain 15 Approve Employee Stock Ownership Plan Management For Voted - Against 16 Transaction of Other Business Management For Voted - Against 17 Elect NGUYEN Van Khanh Management For Voted - For 18 Elect LE Van Nhat Management For Voted - For 19 Elect TRUONG Thi Le Khanh Management For Voted - Against 20 Elect NGUYEN Ngo Vi Tam Management For Voted - For 21 Elect NGUYEN Thi Kim Dao Management For Voted - For 22 Elect TRUONG Tuyet Hoa Management For Voted - For 1923 --------------------------------------------------------------------------------------------------- Global X MSCI Vietnam ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Elect NGUYEN Thi Cam Van Management For Voted - For 24 Elect NGUYEN Quang Vinh Management For Voted - For 25 Elect PHAN Thi Kim Hoa Management For Voted - For VINHOMES JOINT STOCK COMPANY Security ID: Y937JX103 Ticker: VHM Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Directors' and Supervisors' Fees Management For Voted - For 9 Amendments to Business Scope Management For Voted - For 10 Amendments to Company Charter Management For Voted - For 11 Appointment of Auditor Management For Voted - Abstain 12 Listing of Bonds Management For Voted - For 13 Transaction of Other Business Management For Voted - Against VN DIRECT SECURITIES CO Security ID: Y937AE104 Ticker: VND Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Business Report and Business Plan Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Authority to Issue Shares to Employees Under ESOP Management For Voted - Against 7 Transaction of Other Business Management For Voted - Against 8 Election of Directors Management For Voted - Against 1924 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Collar 95-110 ETF Proposal Proposed by Mgt. Position Registrant Voted APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - Against 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 1925 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ACTIVISION BLIZZARD, INC. Security ID: 00507V109 Ticker: ATVI Meeting Date: 28-Apr-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Reveta Bowers Management For Voted - For 2 Elect Kerry Carr Management For Voted - For 3 Elect Robert J. Corti Management For Voted - For 4 Elect Brian G. Kelly Management For Voted - For 5 Elect Robert A. Kotick Management For Voted - For 6 Elect Lulu C. Meservey Management For Voted - For 7 Elect Barry Meyer Management For Voted - For 8 Elect Robert J. Morgado Management For Voted - For 9 Elect Peter Nolan Management For Voted - For 10 Elect Dawn Ostroff Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Report Sexual Harassment and Discrimination Shareholder Against Voted - For ADOBE INC. Security ID: 00724F101 Ticker: ADBE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Brett Biggs Management For Voted - For 3 Elect Melanie Boulden Management For Voted - For 4 Elect Frank A. Calderoni Management For Voted - For 5 Elect Laura Desmond Management For Voted - For 6 Elect Shantanu Narayen Management For Voted - For 7 Elect Spencer Neumann Management For Voted - For 8 Elect Kathleen Oberg Management For Voted - For 9 Elect Dheeraj Pandey Management For Voted - For 10 Elect David A. Ricks Management For Voted - For 11 Elect Daniel Rosensweig Management For Voted - Against 12 Elect John E. Warnock Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 1926 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ADVANCED MICRO DEVICES, INC. Security ID: 007903107 Ticker: AMD Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect John E. Caldwell Management For Voted - For 2 Elect Nora M. Denzel Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Michael P. Gregoire Management For Voted - For 5 Elect Joseph A. Householder Management For Voted - For 6 Elect John W. Marren Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Lisa T. Su Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 10 Elect Elizabeth W. Vanderslice Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For AIRBNB, INC. Security ID: 009066101 Ticker: ABNB Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Amrita Ahuja Management For Voted - For 2 Elect Joseph Gebbia Management For Voted - For 3 Elect Jeffrey Jordan Management For Voted - Withheld 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For ALIGN TECHNOLOGY, INC. Security ID: 016255101 Ticker: ALGN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kevin J. Dallas Management For Voted - For 2 Elect Joseph M. Hogan Management For Voted - For 3 Elect Joseph Lacob Management For Voted - For 4 Elect C. Raymond Larkin, Jr. Management For Voted - For 5 Elect George J. Morrow Management For Voted - For 6 Elect Anne M. Myong Management For Voted - For 7 Elect Andrea L. Saia Management For Voted - For 8 Elect Greg J. Santora Management For Voted - For 9 Elect Susan E. Siegel Management For Voted - For 10 Elect Warren S. Thaler Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 1927 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - Against 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For 1928 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - Against 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - Abstain 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For 1929 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted AMERICAN ELECTRIC POWER COMPANY, INC. Security ID: 025537101 Ticker: AEP Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - For 2 Elect David J. Anderson Management For Voted - For 3 Elect J. Barnie Beasley, Jr. Management For Voted - For 4 Elect Benjamin G.S. Fowke III Management For Voted - For 5 Elect Art A. Garcia Management For Voted - For 6 Elect Linda A. Goodspeed Management For Voted - For 7 Elect Sandra Beach Lin Management For Voted - For 8 Elect Margaret M. McCarthy Management For Voted - For 9 Elect Oliver G. Richard, III Management For Voted - For 10 Elect Daryl Roberts Management For Voted - For 11 Elect Sara Martinez Tucker Management For Voted - For 12 Elect Lewis Von Thaer Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authorization of Preferred Stock Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For AMGEN INC. Security ID: 031162100 Ticker: AMGN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect Robert A. Bradway Management For Voted - For 3 Elect Brian J. Druker Management For Voted - For 4 Elect Robert A. Eckert Management For Voted - For 5 Elect Greg C. Garland Management For Voted - For 6 Elect Charles M. Holley, Jr. Management For Voted - For 7 Elect S. Omar Ishrak Management For Voted - For 8 Elect Tyler Jacks Management For Voted - For 9 Elect Ellen J. Kullman Management For Voted - For 10 Elect Amy Miles Management For Voted - For 11 Elect Ronald D. Sugar Management For Voted - For 12 Elect R. Sanders Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For ANALOG DEVICES, INC. Security ID: 032654105 Ticker: ADI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Ray Stata Management For Voted - For 2 Elect Vincent Roche Management For Voted - For 1930 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect James A. Champy Management For Voted - For 4 Elect Anantha P. Chandrakasan Management For Voted - Against 5 Elect Tunc Doluca Management For Voted - For 6 Elect Bruce R. Evans Management For Voted - For 7 Elect Edward H. Frank Management For Voted - For 8 Elect Laurie H. Glimcher Management For Voted - For 9 Elect Karen M. Golz Management For Voted - For 10 Elect Mercedes Johnson Management For Voted - For 11 Elect Kenton J. Sicchitano Management For Voted - For 12 Elect Susie Wee Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For ANSYS, INC. Security ID: 03662Q105 Ticker: ANSS Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Anil Chakravarthy Management For Voted - For 2 Elect Barbara V. Scherer Management For Voted - For 3 Elect Ravi K. Vijayaraghavan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Elimination of Supermajority Requirement to Remove a Director Management For Voted - For 7 Elimination of Supermajority Requirement to Amend or Repeal the By-Laws Management For Voted - For 8 Elimination of Supermajority Requirement to Approve Amendments to or Repeal Certain Provisions of the Charter Management For Voted - For 9 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 10 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - For 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 1931 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For APPLIED MATERIALS, INC. Security ID: 038222105 Ticker: AMAT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Rani Borkar Management For Voted - For 2 Elect Judy Bruner Management For Voted - For 3 Elect Xun Chen Management For Voted - For 4 Elect Aart J. de Geus Management For Voted - For 5 Elect Gary E. Dickerson Management For Voted - For 6 Elect Thomas J. Iannotti Management For Voted - For 7 Elect Alexander A. Karsner Management For Voted - For 8 Elect Adrianna C. Ma Management For Voted - For 9 Elect Yvonne McGill Management For Voted - For 10 Elect Scott A. McGregor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 14 Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder Against Voted - Against ASML HOLDING N.V. Security ID: N07059210 Ticker: ASML Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Remuneration Report Management For Voted - Against 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Long-Term Incentive Plan; Authority to Issue Shares Management For Voted - For 7 Management Board Remuneration Policy Management For Voted - For 8 Elect Terri L. Kelly to the Supervisory Board Management For Voted - For 9 Elect Alexander F.M. Everke to the Supervisory Board Management For Voted - For 10 Elect An Steegen to the Supervisory Board Management For Voted - For 1932 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Appointment of Auditor for for fiscal years 2023 and 2024 Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Suppress Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Cancellation of Shares Management For Voted - For ASTRAZENECA PLC Security ID: 046353108 Ticker: AZN Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect Leif Johansson Management For Voted - For 6 Elect Pascal Soriot Management For Voted - For 7 Elect Aradhana Sarin Management For Voted - For 8 Elect Philip Broadley Management For Voted - For 9 Elect Euan Ashley Management For Voted - For 10 Elect Michel Demare Management For Voted - For 11 Elect Deborah DiSanzo Management For Voted - For 12 Elect Diana Layfield Management For Voted - For 13 Elect Sherilyn S. McCoy Management For Voted - For 14 Elect Tony Mok Management For Voted - For 15 Elect Nazneen Rahman Management For Voted - For 16 Elect Andreas Rummelt Management For Voted - For 17 Elect Marcus Wallenberg Management For Voted - For 18 Remuneration Report Management For Voted - For 19 Authorisation of Political Donations Management For Voted - For 20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 25 Extension of Savings-Related Share Option Scheme Management For Voted - For ATLASSIAN CORPORATION PLC Security ID: G06242104 Ticker: TEAM Meeting Date: 02-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Appointment of Auditor Management For Voted - For 1933 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect Shona L. Brown Management For Voted - For 6 Elect Michael Cannon-Brookes Management For Voted - For 7 Elect Scott Farquhar Management For Voted - For 8 Elect Heather Mirjahangir Fernandez Management For Voted - For 9 Elect Sasan Goodarzi Management For Voted - For 10 Elect Jay Parikh Management For Voted - For 11 Elect Enrique T. Salem Management For Voted - For 12 Elect Steven J. Sordello Management For Voted - For 13 Elect Richard Wong Management For Voted - For 14 Elect Michelle Zatlyn Management For Voted - For AUTODESK, INC. Security ID: 052769106 Ticker: ADSK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Andrew Anagnost Management For Voted - For 2 Elect Karen Blasing Management For Voted - For 3 Elect Reid French Management For Voted - For 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Blake J. Irving Management For Voted - For 6 Elect Mary T. McDowell Management For Voted - For 7 Elect Stephen D. Milligan Management For Voted - For 8 Elect Lorrie M. Norrington Management For Voted - For 9 Elect Elizabeth S. Rafael Management For Voted - For 10 Elect Stacy J. Smith Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For AUTOMATIC DATA PROCESSING, INC. Security ID: 053015103 Ticker: ADP Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Peter Bisson Management For Voted - For 2 Elect Richard T. Clark Management For Voted - For 3 Elect Linnie M. Haynesworth Management For Voted - For 4 Elect John P. Jones Management For Voted - For 5 Elect Francine S. Katsoudas Management For Voted - For 6 Elect Nazzic S. Keene Management For Voted - For 7 Elect Thomas J. Lynch Management For Voted - For 8 Elect Scott F. Powers Management For Voted - For 9 Elect William J. Ready Management For Voted - For 10 Elect Carlos A. Rodriguez Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 1934 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Voted - Against BAIDU, INC. Security ID: 056752108 Ticker: BIDU Meeting Date: 07-Dec-21 Meeting Type: Special 1 Adoption of the Company's Dual Foreign Name Management For Voted - For 2 Amendment to the Company's Articles of Association Management For Voted - For 3 Approval of Filings of Company's Dual Foreign Name and Articles of Association Management For Voted - For BIOGEN INC. Security ID: 09062X103 Ticker: BIIB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Alexander J. Denner Management For Voted - For 2 Elect Caroline D. Dorsa Management For Voted - For 3 Elect Maria C. Freire Management For Voted - For 4 Elect William A. Hawkins Management For Voted - For 5 Elect William D. Jones Management For Voted - For 6 Elect Jesus B. Mantas Management For Voted - For 7 Elect Richard C. Mulligan Management For Voted - Against 8 Elect Stelios Papadopoulos Management For Voted - For 9 Elect Eric K. Rowinsky Management For Voted - For 10 Elect Stephen A. Sherwin Management For Voted - For 11 Elect Michel Vounatsos Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BOOKING HOLDINGS INC. Security ID: 09857L108 Ticker: BKNG Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Timothy M. Armstrong Management For Voted - For 1.2 Elect Glenn D. Fogel Management For Voted - For 1.3 Elect Mirian M. Graddick-Weir Management For Voted - For 1.4 Elect Wei Hopeman Management For Voted - For 1.5 Elect Robert J. Mylod Jr. Management For Voted - For 1.6 Elect Charles H. Noski Management For Voted - For 1.7 Elect Nicholas J. Read Management For Voted - For 1.8 Elect Thomas E. Rothman Management For Voted - For 1.9 Elect Sumit Singh Management For Voted - For 1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 1.11 Elect Vanessa A. Wittman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 1935 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance Shareholder Against Voted - Against BROADCOM INC. Security ID: 11135F101 Ticker: AVGO Meeting Date: 04-Apr-22 Meeting Type: Annual 1 Elect Diane M. Bryant Management For Voted - For 2 Elect Gayla J. Delly Management For Voted - For 3 Elect Raul J. Fernandez Management For Voted - For 4 Elect Eddy W. Hartenstein Management For Voted - For 5 Elect Check Kian Low Management For Voted - For 6 Elect Justine F. Page Management For Voted - For 7 Elect Dr. Henry S. Samueli Management For Voted - For 8 Elect Hock E. Tan Management For Voted - For 9 Elect Harry L. You Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against CADENCE DESIGN SYSTEMS, INC. Security ID: 127387108 Ticker: CDNS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - For 2 Elect Ita M. Brennan Management For Voted - For 3 Elect Lewis Chew Management For Voted - For 4 Elect Anirudh Devgan Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Julia Liuson Management For Voted - For 7 Elect James D. Plummer Management For Voted - For 8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - For 9 Elect John B. Shoven Management For Voted - For 10 Elect Young K. Sohn Management For Voted - For 11 Elect Lip-Bu Tan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 1936 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted CHARTER COMMUNICATIONS, INC. Security ID: 16119P108 Ticker: CHTR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect W. Lance Conn Management For Voted - For 2 Elect Kim C. Goodman Management For Voted - For 3 Elect Craig A. Jacobson Management For Voted - For 4 Elect Gregory B. Maffei Management For Voted - Against 5 Elect John D. Markley, Jr. Management For Voted - For 6 Elect David C. Merritt Management For Voted - For 7 Elect James E. Meyer Management For Voted - For 8 Elect Steven A. Miron Management For Voted - For 9 Elect Balan Nair Management For Voted - Against 10 Elect Michael A. Newhouse Management For Voted - For 11 Elect Mauricio Ramos Management For Voted - For 12 Elect Thomas M. Rutledge Management For Voted - For 13 Elect Eric L. Zinterhofer Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 18 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 19 Shareholder Proposal Regarding EEO-1 Reporting Shareholder Against Voted - For 20 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For CHECK POINT SOFTWARE TECHNOLOGIES LTD. Security ID: M22465104 Ticker: CHKP Meeting Date: 10-Aug-21 Meeting Type: Annual 1 Elect Gil Shwed Management For Voted - For 2 Elect Jerry Ungerman Management For Voted - For 3 Elect Rupal Hollenbeck Management For Voted - For 4 Elect Tal Shavit Management For Voted - For 5 Elect Eyal Waldman Management For Voted - For 6 Elect Shai Weiss Management For Voted - Against 7 Elect Yoav Chelouche Management For Voted - For 8 Elect Guy Gecht Management For Voted - For 9 Change in Board Size Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Option Grant of CEO Management For Voted - For 12 Confirmation of Non-Controlling Shareholder Management N/A Voted - For 13 Confirmation of Non-Controlling Shareholder Management N/A Voted - For 1937 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted CINTAS CORPORATION Security ID: 172908105 Ticker: CTAS Meeting Date: 26-Oct-21 Meeting Type: Annual 1 Elect Gerald S. Adolph Management For Voted - For 2 Elect John F. Barrett Management For Voted - For 3 Elect Melanie W. Barstad Management For Voted - For 4 Elect Karen L. Carnahan Management For Voted - For 5 Elect Robert E. Coletti Management For Voted - For 6 Elect Scott D. Farmer Management For Voted - For 7 Elect Joseph Scaminace Management For Voted - For 8 Elect Todd M. Schneider Management For Voted - For 9 Elect Ronald W. Tysoe Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - For 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Security ID: 192446102 Ticker: CTSH Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Zein Abdalla Management For Voted - For 2 Elect Vinita K. Bali Management For Voted - For 3 Elect Maureen Breakiron-Evans Management For Voted - For 4 Elect Archana Deskus Management For Voted - For 5 Elect John M. Dineen Management For Voted - For 1938 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Brian Humphries Management For Voted - For 7 Elect Leo S. Mackay, Jr. Management For Voted - For 8 Elect Michael Patsalos-Fox Management For Voted - For 9 Elect Stephen J. Rohleder Management For Voted - For 10 Elect Joseph M. Velli Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against COMCAST CORPORATION Security ID: 20030N101 Ticker: CMCSA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kenneth J. Bacon Management For Voted - Withheld 1.2 Elect Madeline S. Bell Management For Voted - For 1.3 Elect Edward D. Breen Management For Voted - Withheld 1.4 Elect Gerald L. Hassell Management For Voted - For 1.5 Elect Jeffrey A. Honickman Management For Voted - For 1.6 Elect Maritza Gomez Montiel Management For Voted - For 1.7 Elect Asuka Nakahara Management For Voted - For 1.8 Elect David C. Novak Management For Voted - For 1.9 Elect Brian L. Roberts Management For Voted - For 2 Advisory vote on executive compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 5 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding EEO Policy Risk Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 8 Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options Shareholder Against Voted - Against COPART, INC. Security ID: 217204106 Ticker: CPRT Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Elect Willis J. Johnson Management For Voted - For 2 Elect A. Jayson Adair Management For Voted - For 3 Elect Matt Blunt Management For Voted - For 4 Elect Steven D. Cohan Management For Voted - For 5 Elect Daniel J. Englander Management For Voted - For 6 Elect James E. Meeks Management For Voted - For 7 Elect Thomas N. Tryforos Management For Voted - For 1939 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Diane M. Morefield Management For Voted - For 9 Elect Stephen Fisher Management For Voted - For 10 Elect Cherylyn Harley LeBon Management For Voted - For 11 Elect Carl Sparks Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For COSTCO WHOLESALE CORPORATION Security ID: 22160K105 Ticker: COST Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Susan L. Decker Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Richard A. Galanti Management For Voted - Against 4 Elect Hamilton E. James Management For Voted - For 5 Elect W. Craig Jelinek Management For Voted - For 6 Elect Sally Jewell Management For Voted - For 7 Elect Charles T. Munger Management For Voted - For 8 Elect Jeffrey S. Raikes Management For Voted - Against 9 Elect John W. Stanton Management For Voted - For 10 Elect Mary Agnes Wilderotter Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Racial Justice and Food Equity Shareholder Against Voted - Against CROWDSTRIKE HOLDINGS, INC. Security ID: 22788C105 Ticker: CRWD Meeting Date: 29-Jun-22 Meeting Type: Annual 1.1 Elect Cary J. Davis Management For Voted - Withheld 1.2 Elect George R. Kurtz Management For Voted - For 1.3 Elect Laura J. Schumacher Management For Voted - For 2 Ratification of Auditor Management For Voted - For CSX CORPORATION Security ID: 126408103 Ticker: CSX Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Donna M. Alvarado Management For Voted - For 2 Elect Thomas P. Bostick Management For Voted - For 3 Elect James M. Foote Management For Voted - For 1940 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Steven T. Halverson Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - For 6 Elect David M. Moffett Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Suzanne M. Vautrinot Management For Voted - For 9 Elect James L. Wainscott Management For Voted - For 10 Elect J. Steven Whisler Management For Voted - For 11 Elect John J. Zillmer Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For DATADOG, INC. Security ID: 23804L103 Ticker: DDOG Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Titi Cole Management For Voted - For 2 Elect Matthew Jacobson Management For Voted - For 3 Elect Julie G. Richardson Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For DEXCOM, INC. Security ID: 252131107 Ticker: DXCM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Steven R. Altman Management For Voted - For 2 Elect Barbara E. Kahn Management For Voted - For 3 Elect Kyle Malady Management For Voted - For 4 Elect Jay S. Skyler Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Stock Split Management For Voted - For DOCUSIGN, INC. Security ID: 256163106 Ticker: DOCU Meeting Date: 03-Jun-22 Meeting Type: Annual 1.1 Elect Teresa Briggs Management For Voted - For 1.2 Elect Blake J. Irving Management For Voted - For 1.3 Elect Daniel D. Springer Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 1941 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted DOLLAR TREE, INC. Security ID: 256746108 Ticker: DLTR Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Elect Thomas W. Dickson Management For Voted - For 2 Elect Richard W. Dreiling Management For Voted - For 3 Elect Cheryl W. Grise Management For Voted - For 4 Elect Daniel J. Heinrich Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Mary A. Laschinger Management For Voted - For 8 Elect Jeffrey G. Naylor Management For Voted - For 9 Elect Winnie Y. Park Management For Voted - For 10 Elect Bertram L. Scott Management For Voted - For 11 Elect Stephanie P. Stahl Management For Voted - For 12 Elect Michael A. Witynski Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Ratification of Auditor Management For Voted - For 15 Permit Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ELECTRONIC ARTS INC. Security ID: 285512109 Ticker: EA Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Elect Kofi A. Bruce Management For Voted - For 1942 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Jeffrey T. Huber Management For Voted - For 4 Elect Talbott Roche Management For Voted - For 5 Elect Richard A. Simonson Management For Voted - For 6 Elect Luis A. Ubinas Management For Voted - For 7 Elect Heidi J. Ueberroth Management For Voted - For 8 Elect Andrew Wilson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Permit Shareholders to Act by Written Consent Management For Voted - Abstain 12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For EXELON CORPORATION Security ID: 30161N101 Ticker: EXC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect W. Paul Bowers Management For Voted - For 4 Elect Marjorie Rodgers Cheshire Management For Voted - For 5 Elect Christopher M. Crane Management For Voted - For 6 Elect Carlos M. Gutierrez Management For Voted - For 7 Elect Linda P. Jojo Management For Voted - For 8 Elect Paul L. Joskow Management For Voted - For 9 Elect John F. Young Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against FASTENAL COMPANY Security ID: 311900104 Ticker: FAST Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Elect Scott A. Satterlee Management For Voted - For 2 Elect Michael J. Ancius Management For Voted - For 3 Elect Stephen L. Eastman Management For Voted - For 4 Elect Daniel L. Florness Management For Voted - For 5 Elect Rita J. Heise Management For Voted - For 6 Elect Hsenghung Sam Hsu Management For Voted - For 7 Elect Daniel L. Johnson Management For Voted - For 8 Elect Nicholas J. Lundquist Management For Voted - For 9 Elect Sarah N. Nielsen Management For Voted - For 10 Elect Reyne K. Wisecup Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 1943 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted FISERV, INC. Security ID: 337738108 Ticker: FISV Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Frank J. Bisignano Management For Voted - For 1.2 Elect Alison Davis Management For Voted - For 1.3 Elect Henrique de Castro Management For Voted - For 1.4 Elect Harry F. DiSimone Management For Voted - For 1.5 Elect Dylan G. Haggart Management For Voted - For 1.6 Elect Wafaa Mamilli Management For Voted - For 1.7 Elect Heidi G. Miller Management For Voted - For 1.8 Elect Doyle R. Simons Management For Voted - For 1.9 Elect Kevin M. Warren Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For FORTINET, INC. Security ID: 34959E109 Ticker: FTNT Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Ken Xie Management For Voted - For 2 Elect Michael Xie Management For Voted - For 3 Elect Kenneth A. Goldman Management For Voted - For 4 Elect Ming Hsieh Management For Voted - For 5 Elect Jean Hu Management For Voted - For 6 Elect William H. Neukom Management For Voted - For 7 Elect Judith Sim Management For Voted - For 8 Elect James G. Stavridis Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Stock Split Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For FOX CORPORATION Security ID: 35137L204 Ticker: FOX Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect K. Rupert Murdoch Management For Voted - For 2 Elect Lachlan K. Murdoch Management For Voted - For 3 Elect William A. Burck Management For Voted - For 4 Elect Chase Carey Management For Voted - For 5 Elect Anne Dias Management For Voted - For 6 Elect Roland A. Hernandez Management For Voted - For 7 Elect Jacques Nasser Management For Voted - For 1944 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Paul D. Ryan Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 12 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against GILEAD SCIENCES, INC. Security ID: 375558103 Ticker: GILD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Jacqueline K. Barton Management For Voted - For 2 Elect Jeffrey A. Bluestone Management For Voted - For 3 Elect Sandra J. Horning Management For Voted - For 4 Elect Kelly A. Kramer Management For Voted - For 5 Elect Kevin E. Lofton Management For Voted - For 6 Elect Harish Manwani Management For Voted - For 7 Elect Daniel P. O'Day Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Anthony Welters Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Equity Incentive Plan Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against HONEYWELL INTERNATIONAL INC. Security ID: 438516106 Ticker: HON Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Duncan B. Angove Management For Voted - For 3 Elect William S. Ayer Management For Voted - For 4 Elect Kevin Burke Management For Voted - For 5 Elect D. Scott Davis Management For Voted - For 6 Elect Deborah Flint Management For Voted - For 7 Elect Rose Lee Management For Voted - For 8 Elect Grace D. Lieblein Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 1945 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Environmental & Social Due Diligence Process Shareholder Against Voted - Against IDEXX LABORATORIES, INC. Security ID: 45168D104 Ticker: IDXX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jonathan W. Ayers Management For Voted - For 2 Elect Stuart M. Essig Management For Voted - For 3 Elect Jonathan J. Mazelsky Management For Voted - For 4 Elect M. Anne Szostak Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For ILLUMINA, INC. Security ID: 452327109 Ticker: ILMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Frances Arnold Management For Voted - For 2 Elect Francis A. deSouza Management For Voted - For 3 Elect Caroline D. Dorsa Management For Voted - For 4 Elect Robert S. Epstein Management For Voted - Against 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Gary S. Guthart Management For Voted - For 7 Elect Philip W. Schiller Management For Voted - For 8 Elect Susan E. Siegel Management For Voted - For 9 Elect John W. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 1946 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - Against INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For INTUITIVE SURGICAL, INC. Security ID: 46120E602 Ticker: ISRG Meeting Date: 20-Sep-21 Meeting Type: Special 1 Increase in Authorized Common Stock Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Craig H. Barratt Management For Voted - For 2 Elect Joseph C. Beery Management For Voted - For 3 Elect Gary S. Guthart Management For Voted - For 4 Elect Amal M. Johnson Management For Voted - For 5 Elect Don R. Kania Management For Voted - For 6 Elect Amy L. Ladd Management For Voted - For 1947 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Keith R. Leonard, Jr. Management For Voted - For 8 Elect Alan J. Levy Management For Voted - For 9 Elect Jami Dover Nachtsheim Management For Voted - For 10 Elect Monica P. Reed Management For Voted - For 11 Elect Mark J. Rubash Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2010 Incentive Award Plan Management For Voted - For KEURIG DR PEPPER INC. Security ID: 49271V100 Ticker: KDP Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Robert J. Gamgort Management For Voted - For 2 Elect Michael Call Management For Voted - For 3 Elect Olivier Goudet Management For Voted - For 4 Elect Peter Harf Management For Voted - For 5 Elect Juliette Hickman Management For Voted - For 6 Elect Paul S. Michaels Management For Voted - For 7 Elect Pamela H. Patsley Management For Voted - For 8 Elect Lubomira Rochet Management For Voted - For 9 Elect Debra A. Sandler Management For Voted - For 10 Elect Robert S. Singer Management For Voted - For 11 Elect Larry D. Young Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For KLA CORPORATION Security ID: 482480100 Ticker: KLAC Meeting Date: 03-Nov-21 Meeting Type: Annual 1 Elect Edward W. Barnholt Management For Voted - For 2 Elect Robert M. Calderoni Management For Voted - For 3 Elect Jeneanne Hanley Management For Voted - For 4 Elect Emiko Higashi Management For Voted - For 5 Elect Kevin J. Kennedy Management For Voted - For 6 Elect Gary B. Moore Management For Voted - For 7 Elect Marie E. Myers Management For Voted - For 8 Elect Kiran M. Patel Management For Voted - For 9 Elect Victor Peng Management For Voted - For 10 Elect Robert A. Rango Management For Voted - For 11 Elect Richard P. Wallace Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 1948 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted LAM RESEARCH CORPORATION Security ID: 512807108 Ticker: LRCX Meeting Date: 08-Nov-21 Meeting Type: Annual 1.1 Elect Sohail U. Ahmed Management For Voted - For 1.2 Elect Timothy M. Archer Management For Voted - For 1.3 Elect Eric K. Brandt Management For Voted - For 1.4 Elect Michael R. Cannon Management For Voted - For 1.5 Elect Catherine P. Lego Management For Voted - For 1.6 Elect Bethany J. Mayer Management For Voted - For 1.7 Elect Abhijit Y. Talwalkar Management For Voted - For 1.8 Elect Rick Lih-Shyng TSAI Management For Voted - For 1.9 Elect Leslie F. Varon Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For LUCID GROUP, INC. Security ID: 549498103 Ticker: LCID Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Turqi Alnowaiser Management For Voted - For 1.2 Elect Glenn R. August Management For Voted - For 1.3 Elect Nancy Gioia Management For Voted - For 1.4 Elect Frank Lindenberg Management For Voted - For 1.5 Elect Andrew N. Liveris Management For Voted - Withheld 1.6 Elect Nichelle Maynard-Elliott Management For Voted - For 1.7 Elect Tony Posawatz Management For Voted - For 1.8 Elect Peter Rawlinson Management For Voted - For 1.9 Elect Janet S. Wong Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 5 Amendment to the 2021 Stock Incentive Plan Management For Voted - Against LULULEMON ATHLETICA INC. Security ID: 550021109 Ticker: LULU Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kathryn Henry Management For Voted - For 2 Elect Jon McNeill Management For Voted - For 3 Elect Alison Loehnis Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Shareholder Proposal Regarding Policy on Down Products Shareholder Against Voted - Against 1949 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted MARRIOTT INTERNATIONAL, INC. Security ID: 571903202 Ticker: MAR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Anthony G. Capuano Management For Voted - For 2 Elect Isabella D. Goren Management For Voted - For 3 Elect Deborah Marriott Harrison Management For Voted - For 4 Elect Frederick A. Henderson Management For Voted - For 5 Elect Eric Hippeau Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Aylwin B. Lewis Management For Voted - For 8 Elect David S. Marriott Management For Voted - For 9 Elect Margaret M. McCarthy Management For Voted - For 10 Elect George Munoz Management For Voted - For 11 Elect Horacio D. Rozanski Management For Voted - For 12 Elect Susan C. Schwab Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For MARVELL TECHNOLOGY, INC. Security ID: 573874104 Ticker: MRVL Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Elect Sara C. Andrews Management For Voted - For 2 Elect William Tudor Brown Management For Voted - For 3 Elect Brad W. Buss Management For Voted - For 4 Elect Edward H. Frank Management For Voted - For 5 Elect Richard S. Hill Management For Voted - For 6 Elect Marachel L. Knight Management For Voted - For 7 Elect Matthew J. Murphy Management For Voted - For 8 Elect Michael G. Strachan Management For Voted - For 9 Elect Robert E. Switz Management For Voted - For 10 Elect Ford Tamer Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the 2020 Employee Stock Purchase Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - For MATCH GROUP, INC. Security ID: 57667L107 Ticker: MTCH Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Stephen Bailey Management For Voted - For 1950 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Melissa Brenner Management For Voted - For 3 Elect Alan G. Spoon Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - For MERCADOLIBRE, INC. Security ID: 58733R102 Ticker: MELI Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Richard Sanders Management For Voted - For 1.2 Elect Emiliano Calemzuk Management For Voted - For 1.3 Elect Marcos Galperin Management For Voted - For 1.4 Elect Andrea M. Petroni Merhy Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 1951 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against MICROCHIP TECHNOLOGY INCORPORATED Security ID: 595017104 Ticker: MCHP Meeting Date: 24-Aug-21 Meeting Type: Annual 1 Elect Matthew W. Chapman Management For Voted - For 2 Elect Esther L. Johnson Management For Voted - Against 3 Elect Karlton D. Johnson Management For Voted - For 4 Elect Wade F. Meyercord Management For Voted - For 5 Elect Ganesh Moorthy Management For Voted - For 6 Elect Karen M. Rapp Management For Voted - For 7 Elect Steve Sanghi Management For Voted - For 8 Increase in Authorized Common Stock Management For Voted - For 9 Amendment to the 2004 Equity Incentive Plan Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For MICRON TECHNOLOGY, INC. Security ID: 595112103 Ticker: MU Meeting Date: 13-Jan-22 Meeting Type: Annual 1 Elect Richard M. Beyer Management For Voted - For 2 Elect Lynn A. Dugle Management For Voted - For 3 Elect Steven J. Gomo Management For Voted - For 4 Elect Linnie M. Haynesworth Management For Voted - For 5 Elect Mary Pat McCarthy Management For Voted - For 6 Elect Sanjay Mehrotra Management For Voted - For 7 Elect Robert E. Switz Management For Voted - For 8 Elect MaryAnn Wright Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 1952 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - Against MODERNA, INC. Security ID: 60770K107 Ticker: MRNA Meeting Date: 28-Apr-22 Meeting Type: Annual 1.1 Elect Noubar B. Afeyan Management For Voted - For 1.2 Elect Stephane Bancel Management For Voted - For 1.3 Elect Francois Nader Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - For MONDELEZ INTERNATIONAL, INC. Security ID: 609207105 Ticker: MDLZ Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lewis W.K. Booth Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 3 Elect Ertharin Cousin Management For Voted - For 4 Elect Lois D. Juliber Management For Voted - For 5 Elect Jorge S. Mesquita Management For Voted - For 6 Elect Jane Hamilton Nielsen Management For Voted - For 7 Elect Christiana Smith Shi Management For Voted - For 8 Elect Patrick T. Siewert Management For Voted - For 9 Elect Michael A. Todman Management For Voted - For 10 Elect Dirk Van de Put Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 1953 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain MONSTER BEVERAGE CORPORATION Security ID: 61174X109 Ticker: MNST Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Rodney C. Sacks Management For Voted - For 1.2 Elect Hilton H. Schlosberg Management For Voted - For 1.3 Elect Mark J. Hall Management For Voted - For 1.4 Elect Ana Demel Management For Voted - Withheld 1.5 Elect James Leonard Dinkins Management For Voted - For 1.6 Elect Gary P. Fayard Management For Voted - For 1.7 Elect Tiffany M. Hall Management For Voted - For 1.8 Elect Jeanne P. Jackson Management For Voted - For 1.9 Elect Steven G. Pizula Management For Voted - For 1.10 Elect Mark S. Vidergauz Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For NETEASE, INC. Security ID: 64110W102 Ticker: NTES Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect William Lei Ding Management For Voted - For 2 Elect Alice Cheng Management For Voted - For 3 Elect Joseph Tong Management For Voted - For 4 Elect FENG Lun Management For Voted - For 5 Elect LEUNG Man Kit Management For Voted - Against 6 Appointment of Auditor Management For Voted - For NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - For 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 1954 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - For 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - For 10 Elect Mark L. Perry Management For Voted - For 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For NXP SEMICONDUCTORS N.V. Security ID: N6596X109 Ticker: NXPI Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Ratification of Board Acts Management For Voted - For 3 Elect Kurt Sievers Management For Voted - For 4 Elect Peter L. Bonfield Management For Voted - For 5 Elect Annette K. Clayton Management For Voted - For 6 Elect Anthony R. Foxx Management For Voted - For 7 Elect Chunyuan Gu Management For Voted - For 8 Elect Lena Olving Management For Voted - For 9 Elect Julie Southern Management For Voted - For 10 Elect Jasmin Staiblin Management For Voted - For 11 Elect Gregory L. Summe Management For Voted - For 12 Elect Karl-Henrik Sundstrom Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Cancel Repurchased Shares Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 1955 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted OKTA, INC. Security ID: 679295105 Ticker: OKTA Meeting Date: 21-Jun-22 Meeting Type: Annual 1.1 Elect Jeffrey E. Epstein Management For Voted - For 1.2 Elect J. Frederic Kerrest Management For Voted - For 1.3 Elect Rebecca Saeger Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against OLD DOMINION FREIGHT LINE, INC. Security ID: 679580100 Ticker: ODFL Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Sherry A. Aaholm Management For Voted - For 1.2 Elect David S. Congdon Management For Voted - For 1.3 Elect John R. Congdon, Jr. Management For Voted - For 1.4 Elect Bradley R. Gabosch Management For Voted - For 1.5 Elect Greg C. Gantt Management For Voted - For 1.6 Elect Patrick D. Hanley Management For Voted - For 1.7 Elect John D. Kasarda Management For Voted - For 1.8 Elect Wendy T. Stallings Management For Voted - For 1.9 Elect Thomas A. Stith, III Management For Voted - For 1.10 Elect Leo H. Suggs Management For Voted - For 1.11 Elect D. Michael Wray Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For O'REILLY AUTOMOTIVE, INC. Security ID: 67103H107 Ticker: ORLY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect David E. O'Reilly Management For Voted - For 2 Elect Larry P. O'Reilly Management For Voted - For 3 Elect Greg Henslee Management For Voted - For 4 Elect Jay D. Burchfield Management For Voted - For 5 Elect Thomas T. Hendrickson Management For Voted - For 6 Elect John R. Murphy Management For Voted - For 7 Elect Dana M. Perlman Management For Voted - For 8 Elect Maria A. Sastre Management For Voted - For 9 Elect Andrea M. Weiss Management For Voted - For 10 Elect Fred Whitfield Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 1956 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted PACCAR INC Security ID: 693718108 Ticker: PCAR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Mark C. Pigott Management For Voted - For 2 Elect Dame Alison J. Carnwath Management For Voted - For 3 Elect Franklin L. Feder Management For Voted - For 4 Elect R. Preston Feight Management For Voted - For 5 Elect Beth E. Ford Management For Voted - For 6 Elect Kirk S. Hachigian Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - Against 8 Elect John M. Pigott Management For Voted - For 9 Elect Ganesh Ramaswamy Management For Voted - For 10 Elect Mark A. Schulz Management For Voted - For 11 Elect Gregory M. Spierkel Management For Voted - For 12 Elimination of Supermajority Requirement Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PAYCHEX, INC. Security ID: 704326107 Ticker: PAYX Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Elect B. Thomas Golisano Management For Voted - For 2 Elect Thomas F. Bonadio Management For Voted - For 3 Elect Joseph G. Doody Management For Voted - For 4 Elect David J. S. Flaschen Management For Voted - For 5 Elect Pamela A. Joseph Management For Voted - For 6 Elect Martin Mucci Management For Voted - For 7 Elect Kevin A. Price Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Elect Joseph M. Velli Management For Voted - For 10 Elect Kara Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For PAYPAL HOLDINGS, INC. Security ID: 70450Y103 Ticker: PYPL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Rodney C. Adkins Management For Voted - For 2 Elect Jonathan Christodoro Management For Voted - For 3 Elect John J. Donahoe II Management For Voted - For 4 Elect David W. Dorman Management For Voted - For 5 Elect Belinda J. Johnson Management For Voted - For 6 Elect Enrique Lores Management For Voted - For 1957 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Gail J. McGovern Management For Voted - For 8 Elect Deborah M. Messemer Management For Voted - For 9 Elect David M. Moffett Management For Voted - For 10 Elect Ann M. Sarnoff Management For Voted - For 11 Elect Daniel H. Schulman Management For Voted - For 12 Elect Frank D. Yeary Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PELOTON INTERACTIVE, INC. Security ID: 70614W100 Ticker: PTON Meeting Date: 07-Dec-21 Meeting Type: Annual 1.1 Elect Jon Callaghan Management For Voted - For 1.2 Elect Jay Hoag Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against PEPSICO, INC. Security ID: 713448108 Ticker: PEP Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Segun Agbaje Management For Voted - For 2 Elect Shona L. Brown Management For Voted - For 3 Elect Cesar Conde Management For Voted - For 4 Elect Ian M. Cook Management For Voted - For 5 Elect Edith W. Cooper Management For Voted - For 6 Elect Dina Dublon Management For Voted - For 7 Elect Michelle D. Gass Management For Voted - For 8 Elect Ramon L. Laguarta Management For Voted - For 9 Elect Dave Lewis Management For Voted - For 10 Elect David C. Page Management For Voted - For 11 Elect Robert C. Pohlad Management For Voted - For 12 Elect Daniel L. Vasella Management For Voted - For 13 Elect Darren Walker Management For Voted - For 14 Elect Alberto Weisser Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - Against 1958 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted PINDUODUO INC. Security ID: 722304102 Ticker: PDD Meeting Date: 29-Sep-21 Meeting Type: Special 1 Approval Of The 10 Billion Agriculture Initiative Management For Voted - For QUALCOMM INCORPORATED Security ID: 747525103 Ticker: QCOM Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Sylvia Acevedo Management For Voted - For 2 Elect Cristiano R. Amon Management For Voted - For 3 Elect Mark Fields Management For Voted - For 4 Elect Jeffrey W. Henderson Management For Voted - For 5 Elect Gregory N. Johnson Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Mark D. McLaughlin Management For Voted - For 8 Elect Jamie S. Miller Management For Voted - For 9 Elect Irene B. Rosenfeld Management For Voted - For 10 Elect Kornelis Smit Management For Voted - For 11 Elect Jean-Pascal Tricoire Management For Voted - For 12 Elect Anthony J. Vinciquerra Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For REGENERON PHARMACEUTICALS, INC. Security ID: 75886F107 Ticker: REGN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Elect Bonnie L. Bassler Management For Voted - For 2 Elect Michael S. Brown Management For Voted - Against 3 Elect Leonard S. Schleifer Management For Voted - For 4 Elect George D. Yancopoulos Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For ROSS STORES, INC. Security ID: 778296103 Ticker: ROST Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect K. Gunnar Bjorklund Management For Voted - For 2 Elect Michael J. Bush Management For Voted - For 3 Elect Sharon D. Garrett Management For Voted - For 4 Elect Michael J. Hartshorn Management For Voted - For 1959 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Stephen D. Milligan Management For Voted - For 6 Elect Patricia H. Mueller Management For Voted - For 7 Elect George P. Orban Management For Voted - For 8 Elect Larree M. Renda Management For Voted - For 9 Elect Barbara Rentler Management For Voted - For 10 Elect Doniel N. Sutton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For SEAGEN INC. Security ID: 81181C104 Ticker: SGEN Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Ted W. Love Management For Voted - Against 2 Elect Daniel G. Welch Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For SIRIUS XM HOLDINGS INC. Security ID: 82968B103 Ticker: SIRI Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect David A. Blau Management For Voted - For 1.2 Elect Eddy W. Hartenstein Management For Voted - For 1.3 Elect Robin Hickenlooper Management For Voted - For 1.4 Elect James P. Holden Management For Voted - For 1.5 Elect Gregory B. Maffei Management For Voted - Withheld 1.6 Elect Evan D. Malone Management For Voted - For 1.7 Elect James E. Meyer Management For Voted - For 1.8 Elect Jonelle Procope Management For Voted - For 1.9 Elect Michael Rapino Management For Voted - For 1.10 Elect Kristina M. Salen Management For Voted - For 1.11 Elect Carl E. Vogel Management For Voted - For 1.12 Elect Jennifer Witz Management For Voted - For 1.13 Elect David M. Zaslav Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For SKYWORKS SOLUTIONS, INC. Security ID: 83088M102 Ticker: SWKS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Alan S. Batey Management For Voted - For 2 Elect Kevin L. Beebe Management For Voted - For 3 Elect Liam K. Griffin Management For Voted - For 4 Elect Eric J. Guerin Management For Voted - For 5 Elect Christine King Management For Voted - For 1960 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Suzanne E. McBride Management For Voted - For 7 Elect David P. McGlade Management For Voted - For 8 Elect Robert A. Schriesheim Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Merger or Consolidation Management For Voted - For 12 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Business Combination Management For Voted - For 13 Elimination of Supermajority Requirements Relating to Shareholder Amendment of Charter Provisions Governing Directors Management For Voted - For 14 Elimination of Supermajority Requirement Relating to Shareholder Amendment of the Charter Provision Governing Action by Shareholders Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For SPLUNK INC. Security ID: 848637104 Ticker: SPLK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Mark Carges Management For Voted - For 2 Elect Kenneth Y. Hao Management For Voted - For 3 Elect Elisa A. Steele Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Equity Incentive Plan Management For Voted - For STARBUCKS CORPORATION Security ID: 855244109 Ticker: SBUX Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Richard E. Allison, Jr. Management For Voted - For 2 Elect Andrew Campion Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - For 4 Elect Isabel Ge Mahe Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Jorgen Vig Knudstorp Management For Voted - For 8 Elect Satya Nadella Management For Voted - For 9 Elect Joshua Cooper Ramo Management For Voted - For 10 Elect Clara Shih Management For Voted - For 11 Elect Javier G. Teruel Management For Voted - For 12 Amendment to the 2005 Long-Term Equity Incentive Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 1961 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For SYNOPSYS, INC. Security ID: 871607107 Ticker: SNPS Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Aart J. de Geus Management For Voted - For 2 Elect Janice D. Chaffin Management For Voted - For 3 Elect Bruce R. Chizen Management For Voted - For 4 Elect Mercedes Johnson Management For Voted - For 5 Elect Chrysostomos L. Nikias Management For Voted - For 6 Elect Jeannine P. Sargent Management For Voted - For 7 Elect John G. Schwarz Management For Voted - For 8 Elect Roy A. Vallee Management For Voted - For 9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For 10 Approval of the Employee Stock Purchase Plan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For TESLA, INC. Security ID: 88160R101 Ticker: TSLA Meeting Date: 07-Oct-21 Meeting Type: Annual 1 Elect James Murdoch Management For Voted - For 2 Elect Kimbal Musk Management For Voted - For 3 Reduce Director Terms from Three Years to Two Years Management For Voted - For 4 Elimination of Supermajority Requirement Management Abstain Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Board Oversight of Human Capital Management Shareholder Against Voted - For 10 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - For 1962 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted TEXAS INSTRUMENTS INCORPORATED Security ID: 882508104 Ticker: TXN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Mark A. Blinn Management For Voted - For 2 Elect Todd M. Bluedorn Management For Voted - For 3 Elect Janet F. Clark Management For Voted - For 4 Elect Carrie S. Cox Management For Voted - For 5 Elect Martin S. Craighead Management For Voted - For 6 Elect Jean M. Hobby Management For Voted - For 7 Elect Michael D. Hsu Management For Voted - For 8 Elect Haviv Ilan Management For Voted - For 9 Elect Ronald Kirk Management For Voted - For 10 Elect Pamela H. Patsley Management For Voted - For 11 Elect Robert E. Sanchez Management For Voted - For 12 Elect Richard K. Templeton Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE KRAFT HEINZ COMPANY Security ID: 500754106 Ticker: KHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Gregory E. Abel Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Joao M. Castro-Neves Management For Voted - For 4 Elect Lori Dickerson Fouche Management For Voted - For 5 Elect Timothy Kenesey Management For Voted - For 6 Elect Alicia Knapp Management For Voted - For 7 Elect Elio Leoni Sceti Management For Voted - For 8 Elect Susan R. Mulder Management For Voted - For 9 Elect James Park Management For Voted - For 10 Elect Miguel Patricio Management For Voted - For 11 Elect John C. Pope Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Water Risk Exposure Shareholder Against Voted - Against 1963 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted T-MOBILE US, INC. Security ID: 872590104 Ticker: TMUS Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Marcelo Claure Management For Voted - For 1.2 Elect Srikant M. Datar Management For Voted - For 1.3 Elect Bavan M. Holloway Management For Voted - For 1.4 Elect Timotheus Hottges Management For Voted - For 1.5 Elect Christian P. Illek Management For Voted - For 1.6 Elect Raphael Kubler Management For Voted - For 1.7 Elect Thorsten Langheim Management For Voted - For 1.8 Elect Dominique Leroy Management For Voted - For 1.9 Elect Letitia A. Long Management For Voted - For 1.10 Elect G. Michael Sievert Management For Voted - For 1.11 Elect Teresa A. Taylor Management For Voted - For 1.12 Elect Omar Tazi Management For Voted - For 1.13 Elect Kelvin R. Westbrook Management For Voted - For 2 Ratification of Auditor Management For Voted - For TRIP.COM GROUP LIMITED Security ID: 89677Q107 Ticker: TCOM Meeting Date: 21-Dec-21 Meeting Type: Annual 1 Adoption of the Company's Dual Foreign Name Management For Voted - For 2 Amendments to Articles Management For Voted - For VERISIGN, INC. Security ID: 92343E102 Ticker: VRSN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect D. James Bidzos Management For Voted - For 2 Elect Courtney D. Armstrong Management For Voted - For 3 Elect Yehuda Ari Buchalter Management For Voted - For 4 Elect Kathleen A. Cote Management For Voted - For 5 Elect Thomas F. Frist III Management For Voted - For 6 Elect Jamie S. Gorelick Management For Voted - For 7 Elect Roger H. Moore Management For Voted - For 8 Elect Timothy Tomlinson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 1964 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted VERISK ANALYTICS, INC. Security ID: 92345Y106 Ticker: VRSK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey Dailey Management For Voted - For 2 Elect Constantine P. Iordanou Management For Voted - For 3 Elect Wendy E. Lane Management For Voted - For 4 Elect Lee M. Shavel Management For Voted - For 5 Elect Kimberly S. Stevenson Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 8 Ratification of Auditor Management For Voted - For VERTEX PHARMACEUTICALS INCORPORATED Security ID: 92532F100 Ticker: VRTX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Sangeeta N. Bhatia Management For Voted - For 2 Elect Lloyd A. Carney Management For Voted - For 3 Elect Alan M. Garber Management For Voted - For 4 Elect Terrence C. Kearney Management For Voted - Against 5 Elect Reshma Kewalramani Management For Voted - For 6 Elect Yuchun Lee Management For Voted - For 7 Elect Jeffrey M. Leiden Management For Voted - For 8 Elect Margaret G. McGlynn Management For Voted - For 9 Elect Diana L. McKenzie Management For Voted - For 10 Elect Bruce I. Sachs Management For Voted - For 11 Elect Suketu Upadhyay Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the 2013 Stock and Option Plan Management For Voted - For WALGREENS BOOTS ALLIANCE, INC. Security ID: 931427108 Ticker: WBA Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Janice M. Babiak Management For Voted - For 2 Elect David J. Brailer Management For Voted - For 3 Elect Rosalind G. Brewer Management For Voted - For 4 Elect William C. Foote Management For Voted - For 5 Elect Ginger L. Graham Management For Voted - For 6 Elect Valerie B. Jarrett Management For Voted - Against 7 Elect John A. Lederer Management For Voted - For 8 Elect Dominic P. Murphy Management For Voted - For 9 Elect Stefano Pessina Management For Voted - For 1965 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Nancy M. Schlichting Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding External Public Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - Against WORKDAY, INC. Security ID: 98138H101 Ticker: WDAY Meeting Date: 22-Jun-22 Meeting Type: Annual 1.1 Elect Lynne M. Doughtie Management For Voted - For 1.2 Elect Carl Eschenbach Management For Voted - For 1.3 Elect Michael M. McNamara Management For Voted - Withheld 1.4 Elect Jerry Yang Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Approval of the 2022 Equity Incentive Plan Management For Voted - For 5 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For XCEL ENERGY INC. Security ID: 98389B100 Ticker: XEL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lynn Casey Management For Voted - For 2 Elect Robert C. Frenzel Management For Voted - For 3 Elect Netha Johnson Management For Voted - For 4 Elect Patricia L. Kampling Management For Voted - For 5 Elect George Kehl Management For Voted - For 6 Elect Richard T. O'Brien Management For Voted - For 7 Elect Charles Pardee Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect James T. Prokopanko Management For Voted - For 10 Elect Kim Williams Management For Voted - For 11 Elect Daniel Yohannes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For XILINX, INC. Security ID: 983919101 Ticker: XLNX Meeting Date: 04-Aug-21 Meeting Type: Annual 1 Elect Dennis Segers Management For Voted - For 1966 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Raman K. Chitkara Management For Voted - For 3 Elect Saar Gillai Management For Voted - For 4 Elect Ronald S. Jankov Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Thomas H. Lee Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Victor Peng Management For Voted - For 9 Elect Elizabeth W. Vanderslice Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For ZOOM VIDEO COMMUNICATIONS, INC. Security ID: 98980L101 Ticker: ZM Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Carl Eschenbach Management For Voted - For 1.2 Elect William R. McDermott Management For Voted - Withheld 1.3 Elect Janet Napolitano Management For Voted - For 1.4 Elect Santiago Subotovsky Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 1967 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call ETF Proposal Proposed by Mgt. Position Registrant Voted AMGEN INC. Security ID: 031162100 Ticker: AMGN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect Robert A. Bradway Management For Voted - For 3 Elect Brian J. Druker Management For Voted - For 4 Elect Robert A. Eckert Management For Voted - For 5 Elect Greg C. Garland Management For Voted - For 6 Elect Charles M. Holley, Jr. Management For Voted - For 7 Elect S. Omar Ishrak Management For Voted - For 8 Elect Tyler Jacks Management For Voted - For 9 Elect Ellen J. Kullman Management For Voted - For 10 Elect Amy Miles Management For Voted - For 11 Elect Ronald D. Sugar Management For Voted - For 12 Elect R. Sanders Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For ANALOG DEVICES, INC. Security ID: 032654105 Ticker: ADI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Ray Stata Management For Voted - For 2 Elect Vincent Roche Management For Voted - For 3 Elect James A. Champy Management For Voted - For 4 Elect Anantha P. Chandrakasan Management For Voted - Against 5 Elect Tunc Doluca Management For Voted - For 6 Elect Bruce R. Evans Management For Voted - For 7 Elect Edward H. Frank Management For Voted - For 8 Elect Laurie H. Glimcher Management For Voted - For 9 Elect Karen M. Golz Management For Voted - For 10 Elect Mercedes Johnson Management For Voted - For 11 Elect Kenton J. Sicchitano Management For Voted - For 12 Elect Susie Wee Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 1968 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - For 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For FISERV, INC. Security ID: 337738108 Ticker: FISV Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Frank J. Bisignano Management For Voted - For 1.2 Elect Alison Davis Management For Voted - For 1.3 Elect Henrique de Castro Management For Voted - For 1.4 Elect Harry F. DiSimone Management For Voted - For 1.5 Elect Dylan G. Haggart Management For Voted - For 1.6 Elect Wafaa Mamilli Management For Voted - For 1.7 Elect Heidi G. Miller Management For Voted - For 1.8 Elect Doyle R. Simons Management For Voted - For 1.9 Elect Kevin M. Warren Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For ILLUMINA, INC. Security ID: 452327109 Ticker: ILMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Frances Arnold Management For Voted - For 2 Elect Francis A. deSouza Management For Voted - For 3 Elect Caroline D. Dorsa Management For Voted - For 4 Elect Robert S. Epstein Management For Voted - Against 1969 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Covered Call ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Gary S. Guthart Management For Voted - For 7 Elect Philip W. Schiller Management For Voted - For 8 Elect Susan E. Siegel Management For Voted - For 9 Elect John W. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - Against 1970 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Risk Managed Income ETF Proposal Proposed by Mgt. Position Registrant Voted APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - Against 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For 1971 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Risk Managed Income ETF Proposal Proposed by Mgt. Position Registrant Voted T-MOBILE US, INC. Security ID: 872590104 Ticker: TMUS Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Marcelo Claure Management For Voted - For 1.2 Elect Srikant M. Datar Management For Voted - For 1.3 Elect Bavan M. Holloway Management For Voted - For 1.4 Elect Timotheus Hottges Management For Voted - For 1.5 Elect Christian P. Illek Management For Voted - For 1.6 Elect Raphael Kubler Management For Voted - For 1.7 Elect Thorsten Langheim Management For Voted - For 1.8 Elect Dominique Leroy Management For Voted - For 1.9 Elect Letitia A. Long Management For Voted - For 1.10 Elect G. Michael Sievert Management For Voted - For 1.11 Elect Teresa A. Taylor Management For Voted - For 1.12 Elect Omar Tazi Management For Voted - For 1.13 Elect Kelvin R. Westbrook Management For Voted - For 2 Ratification of Auditor Management For Voted - For ZOOM VIDEO COMMUNICATIONS, INC. Security ID: 98980L101 Ticker: ZM Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Carl Eschenbach Management For Voted - Withheld 1.2 Elect William R. McDermott Management For Voted - Withheld 1.3 Elect Janet Napolitano Management For Voted - For 1.4 Elect Santiago Subotovsky Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 1972 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ACTIVISION BLIZZARD, INC. Security ID: 00507V109 Ticker: ATVI Meeting Date: 28-Apr-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Reveta Bowers Management For Voted - For 2 Elect Kerry Carr Management For Voted - For 3 Elect Robert J. Corti Management For Voted - For 4 Elect Brian G. Kelly Management For Voted - For 5 Elect Robert A. Kotick Management For Voted - For 6 Elect Lulu C. Meservey Management For Voted - For 7 Elect Barry Meyer Management For Voted - For 8 Elect Robert J. Morgado Management For Voted - For 9 Elect Peter Nolan Management For Voted - For 10 Elect Dawn Ostroff Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Report Sexual Harassment and Discrimination Shareholder Against Voted - For ADOBE INC. Security ID: 00724F101 Ticker: ADBE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Brett Biggs Management For Voted - For 3 Elect Melanie Boulden Management For Voted - For 4 Elect Frank A. Calderoni Management For Voted - For 5 Elect Laura Desmond Management For Voted - For 6 Elect Shantanu Narayen Management For Voted - For 7 Elect Spencer Neumann Management For Voted - For 8 Elect Kathleen Oberg Management For Voted - For 9 Elect Dheeraj Pandey Management For Voted - For 10 Elect David A. Ricks Management For Voted - For 11 Elect Daniel Rosensweig Management For Voted - Against 12 Elect John E. Warnock Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 1973 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ADVANCED MICRO DEVICES, INC. Security ID: 007903107 Ticker: AMD Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect John E. Caldwell Management For Voted - For 2 Elect Nora M. Denzel Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Michael P. Gregoire Management For Voted - For 5 Elect Joseph A. Householder Management For Voted - For 6 Elect John W. Marren Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Lisa T. Su Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 10 Elect Elizabeth W. Vanderslice Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For AIRBNB, INC. Security ID: 009066101 Ticker: ABNB Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Amrita Ahuja Management For Voted - For 2 Elect Joseph Gebbia Management For Voted - For 3 Elect Jeffrey Jordan Management For Voted - Withheld 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For ALIGN TECHNOLOGY, INC. Security ID: 016255101 Ticker: ALGN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kevin J. Dallas Management For Voted - For 2 Elect Joseph M. Hogan Management For Voted - For 3 Elect Joseph Lacob Management For Voted - For 4 Elect C. Raymond Larkin, Jr. Management For Voted - For 5 Elect George J. Morrow Management For Voted - For 6 Elect Anne M. Myong Management For Voted - For 7 Elect Andrea L. Saia Management For Voted - For 8 Elect Greg J. Santora Management For Voted - For 9 Elect Susan E. Siegel Management For Voted - For 10 Elect Warren S. Thaler Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 1974 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - For 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - For 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For 1975 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - Against 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - For 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - For 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For 1976 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted AMERICAN ELECTRIC POWER COMPANY, INC. Security ID: 025537101 Ticker: AEP Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - For 2 Elect David J. Anderson Management For Voted - For 3 Elect J. Barnie Beasley, Jr. Management For Voted - For 4 Elect Benjamin G.S. Fowke III Management For Voted - For 5 Elect Art A. Garcia Management For Voted - For 6 Elect Linda A. Goodspeed Management For Voted - For 7 Elect Sandra Beach Lin Management For Voted - For 8 Elect Margaret M. McCarthy Management For Voted - For 9 Elect Oliver G. Richard, III Management For Voted - For 10 Elect Daryl Roberts Management For Voted - For 11 Elect Sara Martinez Tucker Management For Voted - For 12 Elect Lewis Von Thaer Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authorization of Preferred Stock Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For AMGEN INC. Security ID: 031162100 Ticker: AMGN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect Robert A. Bradway Management For Voted - For 3 Elect Brian J. Druker Management For Voted - For 4 Elect Robert A. Eckert Management For Voted - Against 5 Elect Greg C. Garland Management For Voted - Against 6 Elect Charles M. Holley, Jr. Management For Voted - Against 7 Elect S. Omar Ishrak Management For Voted - For 8 Elect Tyler Jacks Management For Voted - For 9 Elect Ellen J. Kullman Management For Voted - For 10 Elect Amy Miles Management For Voted - For 11 Elect Ronald D. Sugar Management For Voted - Against 12 Elect R. Sanders Williams Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against ANALOG DEVICES, INC. Security ID: 032654105 Ticker: ADI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Ray Stata Management For Voted - For 2 Elect Vincent Roche Management For Voted - For 1977 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect James A. Champy Management For Voted - For 4 Elect Anantha P. Chandrakasan Management For Voted - Against 5 Elect Tunc Doluca Management For Voted - For 6 Elect Bruce R. Evans Management For Voted - For 7 Elect Edward H. Frank Management For Voted - For 8 Elect Laurie H. Glimcher Management For Voted - For 9 Elect Karen M. Golz Management For Voted - For 10 Elect Mercedes Johnson Management For Voted - For 11 Elect Kenton J. Sicchitano Management For Voted - For 12 Elect Susie Wee Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against ANSYS, INC. Security ID: 03662Q105 Ticker: ANSS Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Anil Chakravarthy Management For Voted - For 2 Elect Barbara V. Scherer Management For Voted - For 3 Elect Ravi K. Vijayaraghavan Management For Voted - Against 4 Ratification of Auditor Management For Voted - Against 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Elimination of Supermajority Requirement to Remove a Director Management For Voted - For 7 Elimination of Supermajority Requirement to Amend or Repeal the By-Laws Management For Voted - For 8 Elimination of Supermajority Requirement to Approve Amendments to or Repeal Certain Provisions of the Charter Management For Voted - For 9 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 10 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - Against 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 1978 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For APPLIED MATERIALS, INC. Security ID: 038222105 Ticker: AMAT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Rani Borkar Management For Voted - For 2 Elect Judy Bruner Management For Voted - For 3 Elect Xun Chen Management For Voted - For 4 Elect Aart J. de Geus Management For Voted - For 5 Elect Gary E. Dickerson Management For Voted - For 6 Elect Thomas J. Iannotti Management For Voted - For 7 Elect Alexander A. Karsner Management For Voted - For 8 Elect Adrianna C. Ma Management For Voted - For 9 Elect Yvonne McGill Management For Voted - For 10 Elect Scott A. McGregor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 14 Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder Against Voted - For ASML HOLDING N.V. Security ID: N07059210 Ticker: ASML Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Remuneration Report Management For Voted - Against 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Long-Term Incentive Plan; Authority to Issue Shares Management For Voted - For 7 Management Board Remuneration Policy Management For Voted - For 8 Elect Terri L. Kelly to the Supervisory Board Management For Voted - For 9 Elect Alexander F.M. Everke to the Supervisory Board Management For Voted - For 10 Elect An Steegen to the Supervisory Board Management For Voted - For 1979 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Appointment of Auditor for for fiscal years 2023 and 2024 Management For Voted - For 12 Amendments to Articles Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Suppress Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Cancellation of Shares Management For Voted - For ASTRAZENECA PLC Security ID: 046353108 Ticker: AZN Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect Leif Johansson Management For Voted - For 6 Elect Pascal Soriot Management For Voted - For 7 Elect Aradhana Sarin Management For Voted - For 8 Elect Philip Broadley Management For Voted - For 9 Elect Euan Ashley Management For Voted - For 10 Elect Michel Demare Management For Voted - For 11 Elect Deborah DiSanzo Management For Voted - For 12 Elect Diana Layfield Management For Voted - For 13 Elect Sherilyn S. McCoy Management For Voted - For 14 Elect Tony Mok Management For Voted - For 15 Elect Nazneen Rahman Management For Voted - For 16 Elect Andreas Rummelt Management For Voted - For 17 Elect Marcus Wallenberg Management For Voted - For 18 Remuneration Report Management For Voted - For 19 Authorisation of Political Donations Management For Voted - For 20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 25 Extension of Savings-Related Share Option Scheme Management For Voted - For ATLASSIAN CORPORATION PLC Security ID: G06242104 Ticker: TEAM Meeting Date: 02-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Appointment of Auditor Management For Voted - For 1980 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect Shona L. Brown Management For Voted - For 6 Elect Michael Cannon-Brookes Management For Voted - For 7 Elect Scott Farquhar Management For Voted - For 8 Elect Heather Mirjahangir Fernandez Management For Voted - For 9 Elect Sasan Goodarzi Management For Voted - For 10 Elect Jay Parikh Management For Voted - For 11 Elect Enrique T. Salem Management For Voted - For 12 Elect Steven J. Sordello Management For Voted - For 13 Elect Richard Wong Management For Voted - For 14 Elect Michelle Zatlyn Management For Voted - For AUTODESK, INC. Security ID: 052769106 Ticker: ADSK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Andrew Anagnost Management For Voted - For 2 Elect Karen Blasing Management For Voted - For 3 Elect Reid French Management For Voted - For 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Blake J. Irving Management For Voted - For 6 Elect Mary T. McDowell Management For Voted - For 7 Elect Stephen D. Milligan Management For Voted - For 8 Elect Lorrie M. Norrington Management For Voted - For 9 Elect Elizabeth S. Rafael Management For Voted - For 10 Elect Stacy J. Smith Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For BAIDU, INC. Security ID: 056752108 Ticker: BIDU Meeting Date: 07-Dec-21 Meeting Type: Special 1 Adoption of the Company's Dual Foreign Name Management For Voted - For 2 Amendment to the Company's Articles of Association Management For Voted - For 3 Approval of Filings of Company's Dual Foreign Name and Articles of Association Management For Voted - For BIOGEN INC. Security ID: 09062X103 Ticker: BIIB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Alexander J. Denner Management For Voted - Against 2 Elect Caroline D. Dorsa Management For Voted - For 3 Elect Maria C. Freire Management For Voted - For 1981 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect William A. Hawkins Management For Voted - For 5 Elect William D. Jones Management For Voted - For 6 Elect Jesus B. Mantas Management For Voted - Against 7 Elect Richard C. Mulligan Management For Voted - Against 8 Elect Stelios Papadopoulos Management For Voted - Against 9 Elect Eric K. Rowinsky Management For Voted - Against 10 Elect Stephen A. Sherwin Management For Voted - For 11 Elect Michel Vounatsos Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BOOKING HOLDINGS INC. Security ID: 09857L108 Ticker: BKNG Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Timothy M. Armstrong Management For Voted - For 1.2 Elect Glenn D. Fogel Management For Voted - For 1.3 Elect Mirian M. Graddick-Weir Management For Voted - For 1.4 Elect Wei Hopeman Management For Voted - For 1.5 Elect Robert J. Mylod Jr. Management For Voted - For 1.6 Elect Charles H. Noski Management For Voted - For 1.7 Elect Nicholas J. Read Management For Voted - For 1.8 Elect Thomas E. Rothman Management For Voted - For 1.9 Elect Sumit Singh Management For Voted - For 1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 1.11 Elect Vanessa A. Wittman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance Shareholder Against Voted - For BROADCOM INC. Security ID: 11135F101 Ticker: AVGO Meeting Date: 04-Apr-22 Meeting Type: Annual 1 Elect Diane M. Bryant Management For Voted - For 2 Elect Gayla J. Delly Management For Voted - For 3 Elect Raul J. Fernandez Management For Voted - For 4 Elect Eddy W. Hartenstein Management For Voted - For 5 Elect Check Kian Low Management For Voted - For 6 Elect Justine F. Page Management For Voted - For 7 Elect Dr. Henry S. Samueli Management For Voted - For 8 Elect Hock E. Tan Management For Voted - For 9 Elect Harry L. You Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 1982 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - Against CADENCE DESIGN SYSTEMS, INC. Security ID: 127387108 Ticker: CDNS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - Against 2 Elect Ita M. Brennan Management For Voted - For 3 Elect Lewis Chew Management For Voted - For 4 Elect Anirudh Devgan Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Julia Liuson Management For Voted - For 7 Elect James D. Plummer Management For Voted - Against 8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - Against 9 Elect John B. Shoven Management For Voted - Against 10 Elect Young K. Sohn Management For Voted - For 11 Elect Lip-Bu Tan Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against CHARTER COMMUNICATIONS, INC. Security ID: 16119P108 Ticker: CHTR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect W. Lance Conn Management For Voted - For 2 Elect Kim C. Goodman Management For Voted - For 3 Elect Craig A. Jacobson Management For Voted - Against 4 Elect Gregory B. Maffei Management For Voted - Against 5 Elect John D. Markley, Jr. Management For Voted - Against 6 Elect David C. Merritt Management For Voted - For 7 Elect James E. Meyer Management For Voted - Against 8 Elect Steven A. Miron Management For Voted - For 9 Elect Balan Nair Management For Voted - Against 10 Elect Michael A. Newhouse Management For Voted - Against 11 Elect Mauricio Ramos Management For Voted - For 12 Elect Thomas M. Rutledge Management For Voted - For 13 Elect Eric L. Zinterhofer Management For Voted - Against 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 18 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 19 Shareholder Proposal Regarding EEO-1 Reporting Shareholder Against Voted - For 1983 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - Against 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Security ID: 192446102 Ticker: CTSH Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Zein Abdalla Management For Voted - For 2 Elect Vinita K. Bali Management For Voted - For 3 Elect Maureen Breakiron-Evans Management For Voted - For 4 Elect Archana Deskus Management For Voted - For 5 Elect John M. Dineen Management For Voted - For 6 Elect Brian Humphries Management For Voted - For 7 Elect Leo S. Mackay, Jr. Management For Voted - For 8 Elect Michael Patsalos-Fox Management For Voted - For 9 Elect Stephen J. Rohleder Management For Voted - For 10 Elect Joseph M. Velli Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against 1984 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted COMCAST CORPORATION Security ID: 20030N101 Ticker: CMCSA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kenneth J. Bacon Management For Voted - Withheld 1.2 Elect Madeline S. Bell Management For Voted - For 1.3 Elect Edward D. Breen Management For Voted - Withheld 1.4 Elect Gerald L. Hassell Management For Voted - For 1.5 Elect Jeffrey A. Honickman Management For Voted - Withheld 1.6 Elect Maritza Gomez Montiel Management For Voted - For 1.7 Elect Asuka Nakahara Management For Voted - For 1.8 Elect David C. Novak Management For Voted - For 1.9 Elect Brian L. Roberts Management For Voted - For 2 Advisory vote on executive compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 5 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding EEO Policy Risk Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 8 Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options Shareholder Against Voted - Against COPART, INC. Security ID: 217204106 Ticker: CPRT Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Elect Willis J. Johnson Management For Voted - For 2 Elect A. Jayson Adair Management For Voted - For 3 Elect Matt Blunt Management For Voted - For 4 Elect Steven D. Cohan Management For Voted - For 5 Elect Daniel J. Englander Management For Voted - Against 6 Elect James E. Meeks Management For Voted - For 7 Elect Thomas N. Tryforos Management For Voted - Against 8 Elect Diane M. Morefield Management For Voted - For 9 Elect Stephen Fisher Management For Voted - For 10 Elect Cherylyn Harley LeBon Management For Voted - For 11 Elect Carl Sparks Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 1985 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted COSTCO WHOLESALE CORPORATION Security ID: 22160K105 Ticker: COST Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Susan L. Decker Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Richard A. Galanti Management For Voted - Against 4 Elect Hamilton E. James Management For Voted - For 5 Elect W. Craig Jelinek Management For Voted - For 6 Elect Sally Jewell Management For Voted - For 7 Elect Charles T. Munger Management For Voted - Against 8 Elect Jeffrey S. Raikes Management For Voted - Against 9 Elect John W. Stanton Management For Voted - For 10 Elect Mary Agnes Wilderotter Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Racial Justice and Food Equity Shareholder Against Voted - For CROWDSTRIKE HOLDINGS, INC. Security ID: 22788C105 Ticker: CRWD Meeting Date: 29-Jun-22 Meeting Type: Annual 1.1 Elect Cary J. Davis Management For Voted - Withheld 1.2 Elect George R. Kurtz Management For Voted - For 1.3 Elect Laura J. Schumacher Management For Voted - For 2 Ratification of Auditor Management For Voted - For CSX CORPORATION Security ID: 126408103 Ticker: CSX Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Donna M. Alvarado Management For Voted - For 2 Elect Thomas P. Bostick Management For Voted - Against 3 Elect James M. Foote Management For Voted - For 4 Elect Steven T. Halverson Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - Against 6 Elect David M. Moffett Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Suzanne M. Vautrinot Management For Voted - For 9 Elect James L. Wainscott Management For Voted - For 10 Elect J. Steven Whisler Management For Voted - For 1986 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect John J. Zillmer Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For DATADOG, INC. Security ID: 23804L103 Ticker: DDOG Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Titi Cole Management For Voted - For 2 Elect Matthew Jacobson Management For Voted - For 3 Elect Julie G. Richardson Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For DEXCOM, INC. Security ID: 252131107 Ticker: DXCM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Steven R. Altman Management For Voted - Against 2 Elect Barbara E. Kahn Management For Voted - For 3 Elect Kyle Malady Management For Voted - Against 4 Elect Jay S. Skyler Management For Voted - Against 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Stock Split Management For Voted - For DOCUSIGN, INC. Security ID: 256163106 Ticker: DOCU Meeting Date: 03-Jun-22 Meeting Type: Annual 1.1 Elect Teresa Briggs Management For Voted - For 1.2 Elect Blake J. Irving Management For Voted - For 1.3 Elect Daniel D. Springer Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For DOLLAR TREE, INC. Security ID: 256746108 Ticker: DLTR Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Elect Thomas W. Dickson Management For Voted - For 2 Elect Richard W. Dreiling Management For Voted - Against 3 Elect Cheryl W. Grise Management For Voted - For 4 Elect Daniel J. Heinrich Management For Voted - For 1987 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Paul C. Hilal Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Mary A. Laschinger Management For Voted - For 8 Elect Jeffrey G. Naylor Management For Voted - For 9 Elect Winnie Y. Park Management For Voted - For 10 Elect Bertram L. Scott Management For Voted - For 11 Elect Stephanie P. Stahl Management For Voted - For 12 Elect Michael A. Witynski Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Ratification of Auditor Management For Voted - Against 15 Permit Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For EXELON CORPORATION Security ID: 30161N101 Ticker: EXC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect W. Paul Bowers Management For Voted - For 4 Elect Marjorie Rodgers Cheshire Management For Voted - For 5 Elect Christopher M. Crane Management For Voted - For 6 Elect Carlos M. Gutierrez Management For Voted - For 7 Elect Linda P. Jojo Management For Voted - For 8 Elect Paul L. Joskow Management For Voted - For 9 Elect John F. Young Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 1988 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against FASTENAL COMPANY Security ID: 311900104 Ticker: FAST Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Elect Scott A. Satterlee Management For Voted - For 2 Elect Michael J. Ancius Management For Voted - For 3 Elect Stephen L. Eastman Management For Voted - For 4 Elect Daniel L. Florness Management For Voted - For 5 Elect Rita J. Heise Management For Voted - For 6 Elect Hsenghung Sam Hsu Management For Voted - For 7 Elect Daniel L. Johnson Management For Voted - For 8 Elect Nicholas J. Lundquist Management For Voted - For 9 Elect Sarah N. Nielsen Management For Voted - For 10 Elect Reyne K. Wisecup Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For FISERV, INC. Security ID: 337738108 Ticker: FISV Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Frank J. Bisignano Management For Voted - For 1.2 Elect Alison Davis Management For Voted - For 1.3 Elect Henrique de Castro Management For Voted - For 1.4 Elect Harry F. DiSimone Management For Voted - For 1.5 Elect Dylan G. Haggart Management For Voted - For 1.6 Elect Wafaa Mamilli Management For Voted - For 1.7 Elect Heidi G. Miller Management For Voted - For 1.8 Elect Doyle R. Simons Management For Voted - For 1.9 Elect Kevin M. Warren Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For FORTINET, INC. Security ID: 34959E109 Ticker: FTNT Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Ken Xie Management For Voted - For 2 Elect Michael Xie Management For Voted - For 3 Elect Kenneth A. Goldman Management For Voted - For 1989 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Ming Hsieh Management For Voted - Against 5 Elect Jean Hu Management For Voted - For 6 Elect William H. Neukom Management For Voted - Against 7 Elect Judith Sim Management For Voted - For 8 Elect James G. Stavridis Management For Voted - For 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Stock Split Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For GILEAD SCIENCES, INC. Security ID: 375558103 Ticker: GILD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Jacqueline K. Barton Management For Voted - For 2 Elect Jeffrey A. Bluestone Management For Voted - For 3 Elect Sandra J. Horning Management For Voted - For 4 Elect Kelly A. Kramer Management For Voted - For 5 Elect Kevin E. Lofton Management For Voted - For 6 Elect Harish Manwani Management For Voted - For 7 Elect Daniel P. O'Day Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Anthony Welters Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Equity Incentive Plan Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - For 17 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For HONEYWELL INTERNATIONAL INC. Security ID: 438516106 Ticker: HON Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Duncan B. Angove Management For Voted - For 3 Elect William S. Ayer Management For Voted - For 4 Elect Kevin Burke Management For Voted - For 5 Elect D. Scott Davis Management For Voted - For 6 Elect Deborah Flint Management For Voted - For 7 Elect Rose Lee Management For Voted - For 8 Elect Grace D. Lieblein Management For Voted - For 1990 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect George Paz Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Environmental & Social Due Diligence Process Shareholder Against Voted - For IDEXX LABORATORIES, INC. Security ID: 45168D104 Ticker: IDXX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jonathan W. Ayers Management For Voted - For 2 Elect Stuart M. Essig Management For Voted - For 3 Elect Jonathan J. Mazelsky Management For Voted - For 4 Elect M. Anne Szostak Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - For ILLUMINA, INC. Security ID: 452327109 Ticker: ILMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Frances Arnold Management For Voted - For 2 Elect Francis A. deSouza Management For Voted - For 3 Elect Caroline D. Dorsa Management For Voted - For 4 Elect Robert S. Epstein Management For Voted - Against 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Gary S. Guthart Management For Voted - For 7 Elect Philip W. Schiller Management For Voted - For 8 Elect Susan E. Siegel Management For Voted - For 9 Elect John W. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 1991 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - For INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For INTUITIVE SURGICAL, INC. Security ID: 46120E602 Ticker: ISRG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Craig H. Barratt Management For Voted - For 2 Elect Joseph C. Beery Management For Voted - For 3 Elect Gary S. Guthart Management For Voted - For 4 Elect Amal M. Johnson Management For Voted - For 5 Elect Don R. Kania Management For Voted - For 6 Elect Amy L. Ladd Management For Voted - For 1992 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Keith R. Leonard, Jr. Management For Voted - For 8 Elect Alan J. Levy Management For Voted - For 9 Elect Jami Dover Nachtsheim Management For Voted - For 10 Elect Monica P. Reed Management For Voted - For 11 Elect Mark J. Rubash Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2010 Incentive Award Plan Management For Voted - For KEURIG DR PEPPER INC. Security ID: 49271V100 Ticker: KDP Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Robert J. Gamgort Management For Voted - For 2 Elect Michael Call Management For Voted - For 3 Elect Olivier Goudet Management For Voted - For 4 Elect Peter Harf Management For Voted - For 5 Elect Juliette Hickman Management For Voted - For 6 Elect Paul S. Michaels Management For Voted - For 7 Elect Pamela H. Patsley Management For Voted - For 8 Elect Lubomira Rochet Management For Voted - For 9 Elect Debra A. Sandler Management For Voted - For 10 Elect Robert S. Singer Management For Voted - For 11 Elect Larry D. Young Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For LUCID GROUP, INC. Security ID: 549498103 Ticker: LCID Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Turqi Alnowaiser Management For Voted - For 1.2 Elect Glenn R. August Management For Voted - For 1.3 Elect Nancy Gioia Management For Voted - For 1.4 Elect Frank Lindenberg Management For Voted - For 1.5 Elect Andrew N. Liveris Management For Voted - Withheld 1.6 Elect Nichelle Maynard-Elliott Management For Voted - For 1.7 Elect Tony Posawatz Management For Voted - For 1.8 Elect Peter Rawlinson Management For Voted - For 1.9 Elect Janet S. Wong Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 5 Amendment to the 2021 Stock Incentive Plan Management For Voted - Against 1993 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted LULULEMON ATHLETICA INC. Security ID: 550021109 Ticker: LULU Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kathryn Henry Management For Voted - For 2 Elect Jon McNeill Management For Voted - For 3 Elect Alison Loehnis Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Shareholder Proposal Regarding Policy on Down Products Shareholder Against Voted - For MARRIOTT INTERNATIONAL, INC. Security ID: 571903202 Ticker: MAR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Anthony G. Capuano Management For Voted - For 2 Elect Isabella D. Goren Management For Voted - For 3 Elect Deborah Marriott Harrison Management For Voted - For 4 Elect Frederick A. Henderson Management For Voted - For 5 Elect Eric Hippeau Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Aylwin B. Lewis Management For Voted - For 8 Elect David S. Marriott Management For Voted - For 9 Elect Margaret M. McCarthy Management For Voted - For 10 Elect George Munoz Management For Voted - For 11 Elect Horacio D. Rozanski Management For Voted - For 12 Elect Susan C. Schwab Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For MARVELL TECHNOLOGY, INC. Security ID: 573874104 Ticker: MRVL Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Elect Sara C. Andrews Management For Voted - For 2 Elect William Tudor Brown Management For Voted - For 3 Elect Brad W. Buss Management For Voted - For 4 Elect Edward H. Frank Management For Voted - For 5 Elect Richard S. Hill Management For Voted - For 6 Elect Marachel L. Knight Management For Voted - For 7 Elect Matthew J. Murphy Management For Voted - For 1994 --------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Michael G. Strachan Management For Voted - For 9 Elect Robert E. Switz Management For Voted - For 10 Elect Ford Tamer Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Amendment to the 2020 Employee Stock Purchase Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - For MATCH GROUP, INC. Security ID: 57667L107 Ticker: MTCH Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Stephen Bailey Management For Voted - For 2 Elect Melissa Brenner Management For Voted - For 3 Elect Alan G. Spoon Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - Against MERCADOLIBRE, INC. Security ID: 58733R102 Ticker: MELI Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Richard Sanders Management For Voted - For 1.2 Elect Emiliano Calemzuk Management For Voted - For 1.3 Elect Marcos Galperin Management For Voted - For 1.4 Elect Andrea M. Petroni Merhy Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 1995
------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - For 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For MICRON TECHNOLOGY, INC. Security ID: 595112103 Ticker: MU Meeting Date: 13-Jan-22 Meeting Type: Annual 1 Elect Richard M. Beyer Management For Voted - For 2 Elect Lynn A. Dugle Management For Voted - For 3 Elect Steven J. Gomo Management For Voted - For 4 Elect Linnie M. Haynesworth Management For Voted - For 5 Elect Mary Pat McCarthy Management For Voted - For 6 Elect Sanjay Mehrotra Management For Voted - For 7 Elect Robert E. Switz Management For Voted - For 8 Elect MaryAnn Wright Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 1996 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - For 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - For 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - For MODERNA, INC. Security ID: 60770K107 Ticker: MRNA Meeting Date: 28-Apr-22 Meeting Type: Annual 1.1 Elect Noubar B. Afeyan Management For Voted - For 1.2 Elect Stephane Bancel Management For Voted - For 1.3 Elect Francois Nader Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - For MONDELEZ INTERNATIONAL, INC. Security ID: 609207105 Ticker: MDLZ Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lewis W.K. Booth Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 3 Elect Ertharin Cousin Management For Voted - For 4 Elect Lois D. Juliber Management For Voted - For 5 Elect Jorge S. Mesquita Management For Voted - For 6 Elect Jane Hamilton Nielsen Management For Voted - For 7 Elect Christiana Smith Shi Management For Voted - For 8 Elect Patrick T. Siewert Management For Voted - For 9 Elect Michael A. Todman Management For Voted - For 10 Elect Dirk Van de Put Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 1997 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted MONSTER BEVERAGE CORPORATION Security ID: 61174X109 Ticker: MNST Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Rodney C. Sacks Management For Voted - For 1.2 Elect Hilton H. Schlosberg Management For Voted - For 1.3 Elect Mark J. Hall Management For Voted - For 1.4 Elect Ana Demel Management For Voted - Withheld 1.5 Elect James Leonard Dinkins Management For Voted - For 1.6 Elect Gary P. Fayard Management For Voted - For 1.7 Elect Tiffany M. Hall Management For Voted - For 1.8 Elect Jeanne P. Jackson Management For Voted - For 1.9 Elect Steven G. Pizula Management For Voted - For 1.10 Elect Mark S. Vidergauz Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For NETEASE, INC. Security ID: 64110W102 Ticker: NTES Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect William Lei Ding Management For Voted - For 2 Elect Alice Cheng Management For Voted - Against 3 Elect Joseph Tong Management For Voted - Against 4 Elect FENG Lun Management For Voted - For 5 Elect LEUNG Man Kit Management For Voted - Against 6 Appointment of Auditor Management For Voted - Against NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - Withheld 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 1998 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - Against 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - Against 10 Elect Mark L. Perry Management For Voted - Against 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For NXP SEMICONDUCTORS N.V. Security ID: N6596X109 Ticker: NXPI Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Ratification of Board Acts Management For Voted - For 3 Elect Kurt Sievers Management For Voted - For 4 Elect Peter L. Bonfield Management For Voted - For 5 Elect Annette K. Clayton Management For Voted - For 6 Elect Anthony R. Foxx Management For Voted - For 7 Elect Chunyuan Gu Management For Voted - For 8 Elect Lena Olving Management For Voted - For 9 Elect Julie Southern Management For Voted - For 10 Elect Jasmin Staiblin Management For Voted - For 11 Elect Gregory L. Summe Management For Voted - For 12 Elect Karl-Henrik Sundstrom Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Cancel Repurchased Shares Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 1999 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted OKTA, INC. Security ID: 679295105 Ticker: OKTA Meeting Date: 21-Jun-22 Meeting Type: Annual 1.1 Elect Jeffrey E. Epstein Management For Voted - For 1.2 Elect J. Frederic Kerrest Management For Voted - For 1.3 Elect Rebecca Saeger Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against OLD DOMINION FREIGHT LINE, INC. Security ID: 679580100 Ticker: ODFL Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Sherry A. Aaholm Management For Voted - For 1.2 Elect David S. Congdon Management For Voted - For 1.3 Elect John R. Congdon, Jr. Management For Voted - For 1.4 Elect Bradley R. Gabosch Management For Voted - Withheld 1.5 Elect Greg C. Gantt Management For Voted - For 1.6 Elect Patrick D. Hanley Management For Voted - For 1.7 Elect John D. Kasarda Management For Voted - Withheld 1.8 Elect Wendy T. Stallings Management For Voted - For 1.9 Elect Thomas A. Stith, III Management For Voted - Withheld 1.10 Elect Leo H. Suggs Management For Voted - Withheld 1.11 Elect D. Michael Wray Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against O'REILLY AUTOMOTIVE, INC. Security ID: 67103H107 Ticker: ORLY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect David E. O'Reilly Management For Voted - For 2 Elect Larry P. O'Reilly Management For Voted - For 3 Elect Greg Henslee Management For Voted - For 4 Elect Jay D. Burchfield Management For Voted - For 5 Elect Thomas T. Hendrickson Management For Voted - For 6 Elect John R. Murphy Management For Voted - For 7 Elect Dana M. Perlman Management For Voted - For 8 Elect Maria A. Sastre Management For Voted - For 9 Elect Andrea M. Weiss Management For Voted - For 10 Elect Fred Whitfield Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 2000 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted PACCAR INC Security ID: 693718108 Ticker: PCAR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Mark C. Pigott Management For Voted - For 2 Elect Dame Alison J. Carnwath Management For Voted - For 3 Elect Franklin L. Feder Management For Voted - For 4 Elect R. Preston Feight Management For Voted - For 5 Elect Beth E. Ford Management For Voted - For 6 Elect Kirk S. Hachigian Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - Against 8 Elect John M. Pigott Management For Voted - For 9 Elect Ganesh Ramaswamy Management For Voted - For 10 Elect Mark A. Schulz Management For Voted - Against 11 Elect Gregory M. Spierkel Management For Voted - For 12 Elimination of Supermajority Requirement Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PAYPAL HOLDINGS, INC. Security ID: 70450Y103 Ticker: PYPL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Rodney C. Adkins Management For Voted - For 2 Elect Jonathan Christodoro Management For Voted - For 3 Elect John J. Donahoe II Management For Voted - For 4 Elect David W. Dorman Management For Voted - For 5 Elect Belinda J. Johnson Management For Voted - For 6 Elect Enrique Lores Management For Voted - For 7 Elect Gail J. McGovern Management For Voted - For 8 Elect Deborah M. Messemer Management For Voted - For 9 Elect David M. Moffett Management For Voted - For 10 Elect Ann M. Sarnoff Management For Voted - For 11 Elect Daniel H. Schulman Management For Voted - For 12 Elect Frank D. Yeary Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PELOTON INTERACTIVE, INC. Security ID: 70614W100 Ticker: PTON Meeting Date: 07-Dec-21 Meeting Type: Annual 1.1 Elect Jon Callaghan Management For Voted - For 2001 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Jay Hoag Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against PEPSICO, INC. Security ID: 713448108 Ticker: PEP Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Segun Agbaje Management For Voted - For 2 Elect Shona L. Brown Management For Voted - For 3 Elect Cesar Conde Management For Voted - Against 4 Elect Ian M. Cook Management For Voted - Against 5 Elect Edith W. Cooper Management For Voted - For 6 Elect Dina Dublon Management For Voted - For 7 Elect Michelle D. Gass Management For Voted - For 8 Elect Ramon L. Laguarta Management For Voted - For 9 Elect Dave Lewis Management For Voted - For 10 Elect David C. Page Management For Voted - For 11 Elect Robert C. Pohlad Management For Voted - Against 12 Elect Daniel L. Vasella Management For Voted - Against 13 Elect Darren Walker Management For Voted - Against 14 Elect Alberto Weisser Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - For QUALCOMM INCORPORATED Security ID: 747525103 Ticker: QCOM Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Sylvia Acevedo Management For Voted - For 2 Elect Cristiano R. Amon Management For Voted - For 3 Elect Mark Fields Management For Voted - For 4 Elect Jeffrey W. Henderson Management For Voted - For 5 Elect Gregory N. Johnson Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Mark D. McLaughlin Management For Voted - For 8 Elect Jamie S. Miller Management For Voted - For 9 Elect Irene B. Rosenfeld Management For Voted - For 10 Elect Kornelis Smit Management For Voted - For 11 Elect Jean-Pascal Tricoire Management For Voted - For 12 Elect Anthony J. Vinciquerra Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 2002 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Advisory Vote on Executive Compensation Management For Voted - For REGENERON PHARMACEUTICALS, INC. Security ID: 75886F107 Ticker: REGN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Elect Bonnie L. Bassler Management For Voted - For 2 Elect Michael S. Brown Management For Voted - Against 3 Elect Leonard S. Schleifer Management For Voted - For 4 Elect George D. Yancopoulos Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - For ROSS STORES, INC. Security ID: 778296103 Ticker: ROST Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect K. Gunnar Bjorklund Management For Voted - For 2 Elect Michael J. Bush Management For Voted - For 3 Elect Sharon D. Garrett Management For Voted - For 4 Elect Michael J. Hartshorn Management For Voted - For 5 Elect Stephen D. Milligan Management For Voted - For 6 Elect Patricia H. Mueller Management For Voted - For 7 Elect George P. Orban Management For Voted - For 8 Elect Larree M. Renda Management For Voted - For 9 Elect Barbara Rentler Management For Voted - For 10 Elect Doniel N. Sutton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against SEAGEN INC. Security ID: 81181C104 Ticker: SGEN Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Ted W. Love Management For Voted - Against 2 Elect Daniel G. Welch Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - Against SIRIUS XM HOLDINGS INC. Security ID: 82968B103 Ticker: SIRI Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect David A. Blau Management For Voted - For 2003 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Eddy W. Hartenstein Management For Voted - For 1.3 Elect Robin Hickenlooper Management For Voted - For 1.4 Elect James P. Holden Management For Voted - For 1.5 Elect Gregory B. Maffei Management For Voted - Withheld 1.6 Elect Evan D. Malone Management For Voted - For 1.7 Elect James E. Meyer Management For Voted - For 1.8 Elect Jonelle Procope Management For Voted - For 1.9 Elect Michael Rapino Management For Voted - For 1.10 Elect Kristina M. Salen Management For Voted - For 1.11 Elect Carl E. Vogel Management For Voted - For 1.12 Elect Jennifer Witz Management For Voted - For 1.13 Elect David M. Zaslav Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For SKYWORKS SOLUTIONS, INC. Security ID: 83088M102 Ticker: SWKS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Alan S. Batey Management For Voted - Against 2 Elect Kevin L. Beebe Management For Voted - Against 3 Elect Liam K. Griffin Management For Voted - For 4 Elect Eric J. Guerin Management For Voted - For 5 Elect Christine King Management For Voted - For 6 Elect Suzanne E. McBride Management For Voted - For 7 Elect David P. McGlade Management For Voted - For 8 Elect Robert A. Schriesheim Management For Voted - For 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Merger or Consolidation Management For Voted - For 12 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Business Combination Management For Voted - For 13 Elimination of Supermajority Requirements Relating to Shareholder Amendment of Charter Provisions Governing Directors Management For Voted - For 14 Elimination of Supermajority Requirement Relating to Shareholder Amendment of the Charter Provision Governing Action by Shareholders Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For SPLUNK INC. Security ID: 848637104 Ticker: SPLK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Mark Carges Management For Voted - For 2 Elect Kenneth Y. Hao Management For Voted - For 3 Elect Elisa A. Steele Management For Voted - For 2004 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Approval of the 2022 Equity Incentive Plan Management For Voted - For STARBUCKS CORPORATION Security ID: 855244109 Ticker: SBUX Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Richard E. Allison, Jr. Management For Voted - For 2 Elect Andrew Campion Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - Against 4 Elect Isabel Ge Mahe Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Jorgen Vig Knudstorp Management For Voted - For 8 Elect Satya Nadella Management For Voted - For 9 Elect Joshua Cooper Ramo Management For Voted - For 10 Elect Clara Shih Management For Voted - For 11 Elect Javier G. Teruel Management For Voted - For 12 Amendment to the 2005 Long-Term Equity Incentive Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For SYNOPSYS, INC. Security ID: 871607107 Ticker: SNPS Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Aart J. de Geus Management For Voted - For 2 Elect Janice D. Chaffin Management For Voted - For 3 Elect Bruce R. Chizen Management For Voted - For 4 Elect Mercedes Johnson Management For Voted - For 5 Elect Chrysostomos L. Nikias Management For Voted - For 6 Elect Jeannine P. Sargent Management For Voted - For 7 Elect John G. Schwarz Management For Voted - For 8 Elect Roy A. Vallee Management For Voted - For 9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For 10 Approval of the Employee Stock Purchase Plan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For 2005 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted TEXAS INSTRUMENTS INCORPORATED Security ID: 882508104 Ticker: TXN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Mark A. Blinn Management For Voted - For 2 Elect Todd M. Bluedorn Management For Voted - For 3 Elect Janet F. Clark Management For Voted - For 4 Elect Carrie S. Cox Management For Voted - For 5 Elect Martin S. Craighead Management For Voted - For 6 Elect Jean M. Hobby Management For Voted - For 7 Elect Michael D. Hsu Management For Voted - For 8 Elect Haviv Ilan Management For Voted - For 9 Elect Ronald Kirk Management For Voted - For 10 Elect Pamela H. Patsley Management For Voted - For 11 Elect Robert E. Sanchez Management For Voted - For 12 Elect Richard K. Templeton Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE KRAFT HEINZ COMPANY Security ID: 500754106 Ticker: KHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Gregory E. Abel Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Joao M. Castro-Neves Management For Voted - Against 4 Elect Lori Dickerson Fouche Management For Voted - For 5 Elect Timothy Kenesey Management For Voted - For 6 Elect Alicia Knapp Management For Voted - For 7 Elect Elio Leoni Sceti Management For Voted - For 8 Elect Susan R. Mulder Management For Voted - For 9 Elect James Park Management For Voted - For 10 Elect Miguel Patricio Management For Voted - For 11 Elect John C. Pope Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Report on Water Risk Exposure Shareholder Against Voted - For 2006 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted T-MOBILE US, INC. Security ID: 872590104 Ticker: TMUS Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Marcelo Claure Management For Voted - For 1.2 Elect Srikant M. Datar Management For Voted - For 1.3 Elect Bavan M. Holloway Management For Voted - For 1.4 Elect Timotheus Hottges Management For Voted - For 1.5 Elect Christian P. Illek Management For Voted - For 1.6 Elect Raphael Kubler Management For Voted - For 1.7 Elect Thorsten Langheim Management For Voted - For 1.8 Elect Dominique Leroy Management For Voted - For 1.9 Elect Letitia A. Long Management For Voted - For 1.10 Elect G. Michael Sievert Management For Voted - For 1.11 Elect Teresa A. Taylor Management For Voted - For 1.12 Elect Omar Tazi Management For Voted - For 1.13 Elect Kelvin R. Westbrook Management For Voted - For 2 Ratification of Auditor Management For Voted - For TRIP.COM GROUP LIMITED Security ID: 89677Q107 Ticker: TCOM Meeting Date: 21-Dec-21 Meeting Type: Annual 1 Adoption of the Company's Dual Foreign Name Management For Voted - For 2 Amendments to Articles Management For Voted - For VERISIGN, INC. Security ID: 92343E102 Ticker: VRSN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect D. James Bidzos Management For Voted - For 2 Elect Courtney D. Armstrong Management For Voted - Against 3 Elect Yehuda Ari Buchalter Management For Voted - Against 4 Elect Kathleen A. Cote Management For Voted - For 5 Elect Thomas F. Frist III Management For Voted - Against 6 Elect Jamie S. Gorelick Management For Voted - For 7 Elect Roger H. Moore Management For Voted - Against 8 Elect Timothy Tomlinson Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 2007 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted VERISK ANALYTICS, INC. Security ID: 92345Y106 Ticker: VRSK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey Dailey Management For Voted - For 2 Elect Constantine P. Iordanou Management For Voted - For 3 Elect Wendy E. Lane Management For Voted - For 4 Elect Lee M. Shavel Management For Voted - For 5 Elect Kimberly S. Stevenson Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 8 Ratification of Auditor Management For Voted - Against VERTEX PHARMACEUTICALS INCORPORATED Security ID: 92532F100 Ticker: VRTX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Sangeeta N. Bhatia Management For Voted - For 2 Elect Lloyd A. Carney Management For Voted - Against 3 Elect Alan M. Garber Management For Voted - For 4 Elect Terrence C. Kearney Management For Voted - Against 5 Elect Reshma Kewalramani Management For Voted - For 6 Elect Yuchun Lee Management For Voted - For 7 Elect Jeffrey M. Leiden Management For Voted - For 8 Elect Margaret G. McGlynn Management For Voted - For 9 Elect Diana L. McKenzie Management For Voted - For 10 Elect Bruce I. Sachs Management For Voted - For 11 Elect Suketu Upadhyay Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the 2013 Stock and Option Plan Management For Voted - For WALGREENS BOOTS ALLIANCE, INC. Security ID: 931427108 Ticker: WBA Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Janice M. Babiak Management For Voted - For 2 Elect David J. Brailer Management For Voted - For 3 Elect Rosalind G. Brewer Management For Voted - For 4 Elect William C. Foote Management For Voted - For 5 Elect Ginger L. Graham Management For Voted - For 6 Elect Valerie B. Jarrett Management For Voted - Against 7 Elect John A. Lederer Management For Voted - For 8 Elect Dominic P. Murphy Management For Voted - For 9 Elect Stefano Pessina Management For Voted - For 2008 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Nancy M. Schlichting Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding External Public Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - For WORKDAY, INC. Security ID: 98138H101 Ticker: WDAY Meeting Date: 22-Jun-22 Meeting Type: Annual 1.1 Elect Lynne M. Doughtie Management For Voted - For 1.2 Elect Carl Eschenbach Management For Voted - Withheld 1.3 Elect Michael M. McNamara Management For Voted - Withheld 1.4 Elect Jerry Yang Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Approval of the 2022 Equity Incentive Plan Management For Voted - For 5 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For XCEL ENERGY INC. Security ID: 98389B100 Ticker: XEL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lynn Casey Management For Voted - For 2 Elect Robert C. Frenzel Management For Voted - For 3 Elect Netha Johnson Management For Voted - For 4 Elect Patricia L. Kampling Management For Voted - For 5 Elect George Kehl Management For Voted - For 6 Elect Richard T. O'Brien Management For Voted - For 7 Elect Charles Pardee Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - Against 9 Elect James T. Prokopanko Management For Voted - Against 10 Elect Kim Williams Management For Voted - For 11 Elect Daniel Yohannes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against ZOOM VIDEO COMMUNICATIONS, INC. Security ID: 98980L101 Ticker: ZM Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Carl Eschenbach Management For Voted - Withheld 2009 ------------------------------------------------------------------------------------------------- Global X Nasdaq 100 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect William R. McDermott Management For Voted - Withheld 1.3 Elect Janet Napolitano Management For Voted - For 1.4 Elect Santiago Subotovsky Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 2010 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted ALBIOMA Security ID: F0190K109 Ticker: ABIO Meeting Date: 25-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Consolidated Accounts and Reports Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 2021 Remuneration Report Management For Voted - For 14 2021 Remuneration of Frederic Moyne, Chair and CEO Management For Voted - For 15 2022 Remuneration Policy (Corporate Officers) Management For Voted - For 16 2022 Directors' Fees Management For Voted - For 17 Special Auditors Report on Regulated Agreements Management For Voted - For 18 Elect Pierre B. Bouchut Management For Voted - For 19 Appointment of Auditor (PricewaterhouseCoopers) and Non-Renewal of Alternate Auditor (Jean-Baptiste Deschryver) Management For Voted - For 20 Appointment of Auditor (Mazars) and Non-Renewal Alternate Auditor (Simon Beillevaire) Management For Voted - For 21 Authority to Repurchase and Reissue Shares Management For Voted - For 22 Authority to Cancel Shares and Reduce Capital Management For Voted - For 23 Authority to Grant Warrants Management For Voted - For 24 Employee Stock Purchase Plan Management For Voted - For 25 Amendments to Article Regarding Statutory Auditors Management For Voted - For 26 Authorisation of Legal Formalities Management For Voted - For ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Security ID: G0751N103 Ticker: AY Meeting Date: 05-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect Michael D. Woollcombe Management For Voted - For 4 Elect Michael Forsayeth Management For Voted - For 5 Elect William E. Aziz Management For Voted - For 6 Elect Brenda J. Eprile Management For Voted - For 7 Elect Debora Del Favero Management For Voted - For 2011 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Arun Banskota Management For Voted - For 9 Elect George Trisic Management For Voted - For 10 Elect Santiago Seage Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For AZURE POWER GLOBAL LIMITED Security ID: V0393H103 Ticker: AZRE Meeting Date: 21-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Muhammad Khalid Peyrye Management For Voted - For 4 Elect Yung Oy Pin Lun Leung Management For Voted - For 5 Elect Alan Rosling Management For Voted - For BORALEX INC. Security ID: 09950M300 Ticker: BLX Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Andre Courville Management For Voted - For 3 Elect Lise Croteau Management For Voted - For 4 Elect Patrick Decostre Management For Voted - For 5 Elect Ghyslain Deschamps Management For Voted - For 6 Elect Marie-Claude Dumas Management For Voted - For 7 Elect Marie Giguere Management For Voted - For 8 Elect Ines Kolmsee Management For Voted - For 9 Elect Patrick Lemaire Management For Voted - For 10 Elect Alain Rheaume Management For Voted - For 11 Elect Zin Smati Management For Voted - For 12 Elect Dany St-Pierre Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For CENTRAIS ELETRICAS BRASILEIRAS S.A. Security ID: P22854122 Ticker: ELET3 Meeting Date: 22-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Approve Corporate Restructuring Management For Voted - For 2012 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Approve Subscription of New Concessions for the Generation of Electricity Management For Voted - For 5 Approve Maintenance of Contribution Payments to CEPEL Management For Voted - For 6 Approve Assumption of Obligations and Responsibility for Compliance Management For Voted - For 7 Authority to Carry Out Public Offering Management For Voted - For 8 Authorize and Delegate to the Board Powers Related to Public Offer Management For Voted - For 9 Increase in Authorized Capital Management For Voted - For 10 Amendments to Articles (Pre-Public Offer) Management For Voted - For 11 Conversion of Class B Preferred Share to a Special Class of Preferred Share Management For Voted - For 12 Amendments to Articles (Post-Public Offer) Management For Voted - For 13 Authorization of Legal Formalities Management For Voted - For 14 Approve Privatization Management For Voted - For Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Remuneration Policy Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting CHINA LONGYUAN POWER GROUP LIMITED Security ID: Y1501T101 Ticker: 0916 Meeting Date: 23-Jul-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Summary of Merger Management For Voted - For 3 Parties Management For Voted - For 4 Class and Nominal Value Management For Voted - For 5 Target of Share Swap Management For Voted - For 6 Issue and Conversion Price Management For Voted - For 7 Conversion Ratio Management For Voted - For 8 Number of Shares Management For Voted - For 9 Listing and Trading Management For Voted - For 10 Treatment of Fractional Shares Management For Voted - For 11 Treatment of Shares with Restricted Rights Management For Voted - For 12 Lock-up Period Management For Voted - For 13 Protection Mechanism Management For Voted - For 14 Inheritance of Assets Management For Voted - For 15 Transitional Period Management For Voted - For 16 Distribution of Retained Profits Management For Voted - For 17 Placement of Staff Management For Voted - For 18 Parties of Asset Disposal Management For Voted - For 19 Pricing of Asset Disposal Management For Voted - For 20 Asset Delivery Management For Voted - For 2013 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Profit/Loss of Asset Disposal Management For Voted - For 22 Placement of Staff Management For Voted - For 23 Parties Involved Management For Voted - For 24 Assets Purchased Management For Voted - For 25 Transaction Pricing Management For Voted - For 26 Arrangement of Asset Delivery Management For Voted - For 27 Profit and Loss of Purchase Management For Voted - For 28 Placement of Staff Management For Voted - For 29 Performance Commitment Management For Voted - For 30 Validity Management For Voted - For 31 Merger By Absorption Management For Voted - For 32 Merger By Absorption Management For Voted - For 33 Share Swap Agreement Management For Voted - For 34 Asset Disposal Agreement Management For Voted - For 35 Asset Purchase Agreement Management For Voted - For 36 Profit Agreement Management For Voted - For 37 Distribution Plan Management For Voted - For 38 Article of Association Management For Voted - For 39 Board Authorization Management For Voted - For 40 Grant A Shares Management For Voted - For 41 Non-Voting Meeting Note N/A N/A Non-Voting 42 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Summary of Merger Management For Voted - For 3 Parties Management For Voted - For 4 Class and Nominal Value Management For Voted - For 5 Target of Share Swap Management For Voted - For 6 Issue and Conversion Price Management For Voted - For 7 Conversion Ratio Management For Voted - For 8 Number of Shares Management For Voted - For 9 Listing and Trading Management For Voted - For 10 Treatment of Fractional Shares Management For Voted - For 11 Treatment of Shares with Restricted Rights Management For Voted - For 12 Lock-up Period Management For Voted - For 13 Protection Mechanism Management For Voted - For 14 Inheritance of Assets Management For Voted - For 15 Transitional Period Management For Voted - For 16 Distribution of Retained Profits Management For Voted - For 17 Distribution of Retained Profits Management For Voted - For 18 Parties of Asset Disposal Management For Voted - For 19 Pricing of Asset Disposal Management For Voted - For 20 Asset Delivery Management For Voted - For 21 Profit/Loss of Asset Disposal Management For Voted - For 22 Placement of Staff Management For Voted - For 23 Parties Involved Management For Voted - For 24 Assets Purchased Management For Voted - For 25 Transaction Pricing Management For Voted - For 2014 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Arrangement of Asset Delivery Management For Voted - For 27 Profit and Loss of Purchase Management For Voted - For 28 Placement of Staff Management For Voted - For 29 Performance Commitment Management For Voted - For 30 Validity Management For Voted - For 31 Merger By Absorption Management For Voted - For 32 Merger By Absorption Management For Voted - For 33 Share Swap Agreement Management For Voted - For 34 Asset Disposal Agreement Management For Voted - For 35 Asset Purchase Agreement Management For Voted - For 36 Profit Agreement Management For Voted - For 37 Share Price Stabilization Management For Voted - For 38 Distribution Plan Management For Voted - For 39 Dilution of Returns Management For Voted - For 40 Article of Association Management For Voted - For 41 Board Authorization Management For Voted - For 42 Grant A Shares Management For Voted - For 43 Supplemental Undertaking Management For Voted - For 44 Absorption and Merger of Pingzhuang Energy Management For Voted - For 45 Absorption and Merger of Inner Mongolia Management For Voted - For 46 Audit Report Management For Voted - For 47 Assessment Report Management For Voted - For 48 Independence of Valuation Agency Management For Voted - For 49 Self-Evaluation Report Management For Voted - For 50 Confirmation of Valuation Report Management For Voted - For 51 Independence of Valuation Agency Management For Voted - For 52 Commitments and Restraints Management For Voted - For 53 Guarantees Management For Voted - For 54 Related Party Transactions Management For Voted - For 55 Non-Voting Meeting Note N/A N/A Non-Voting 56 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LI Zhongjun Management For Voted - Against 3 Elect TANG Jian Management For Voted - For 4 Elect LIU Jinhuan Management For Voted - For 5 Elect TIAN Shaolin Management For Voted - For 6 Elect TANG Chaoxiong Management For Voted - Against 7 Elect Michael NGAI Ming Tak Management For Voted - Against 8 Elect GAO Debu Management For Voted - For 9 Elect ZHAO Feng Management For Voted - For 10 Elect SHAO Junjie as Supervisor Management For Voted - For 11 Elect Hao Jingru as Supervisor Management For Voted - Against Meeting Date: 14-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WANG Yiquo Management For Voted - For 2015 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect MA Bingyan Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Annual Report Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 2022 Financial Budget Plan Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For 11 Appointment of International Auditor and Authority to Set Fees Management For Voted - For 12 General Mandate to Register and Issue Debt Financing Instruments in the PRC Management For Voted - Against 13 General Mandate to Register and Issue Debt Financing Instruments Overseas Management For Voted - Against 14 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against 15 New Financial Services Framework Agreement Management For Voted - For CONCORD NEW ENERGY GROUP LIMITED Security ID: G2345T109 Ticker: 0182 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LIU Shunxing Management For Voted - Against 5 Elect LIU Jianhong Management For Voted - Against 6 Elect NIU Wenhui Management For Voted - For 7 Elect WANG Feng Management For Voted - For 8 Elect LI Yongli Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Amendments to Bye-Laws Management For Voted - Against 2016 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted CONTACT ENERGY LIMITED Security ID: Q2818G104 Ticker: CEN Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Re-elect Jonathan (Jon) K. Macdonald Management For Voted - For 2 Re-elect David Smol Management For Voted - For 3 Elect Rukumoana Schaafhausen Management For Voted - For 4 Elect Sandra M. Dodds Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For DRAX GROUP PLC Security ID: G2904K127 Ticker: DRX Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Kimberly Keating Management For Voted - For 5 Elect Erika M Peterman Management For Voted - For 6 Elect Philip G. Cox Management For Voted - For 7 Elect Dwight Daniel Willard Gardiner Management For Voted - For 8 Elect Andrew K. Skelton Management For Voted - For 9 Elect John Baxter Management For Voted - For 10 Elect Nicola Hodson Management For Voted - For 11 Elect David Nussbaum Management For Voted - For 12 Elect Vanessa Simms Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Authorisation of Political Donations Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Employee Stock Purchase Plan Management For Voted - For 20 Amendment to Long-Term Incentive Plan Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For EDP RENOVAVEIS S.A. Security ID: E3847K101 Ticker: EDPR Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Distribution of Dividends Management For Voted - For 2017 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Management report; Corporate Governance Report; Remuneration report Management For Voted - For 7 Report on Non-Financial Information Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Adoption of General Meeting Regulations Management For Voted - For 10 Remuneration Policy Management For Voted - For 11 Amendments to Articles (Business Name) Management For Voted - For 12 Amendments to Articles (General Meetings) Management For Voted - For 13 Amendments to Articles (Board) Management For Voted - For 14 Amendments to Articles (Committees) Management For Voted - For 15 Amendments to Articles (Corporate Governance Report) Management For Voted - For 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 17 Board Vacancy Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting ENCAVIS AG Security ID: D2R4PT120 Ticker: ECV Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratify Manfred Kruper Management For Voted - For 6 Ratify Alexander Stuhlmann Management For Voted - For 7 Ratify Cornelius Liedtke Management For Voted - For 8 Ratify Albert Bull Management For Voted - For 9 Ratify Fritz Vahrenholt Management For Voted - For 10 Ratify Christine Scheel Management For Voted - For 11 Ratify Henning Kreke Management For Voted - For 12 Ratify Marcus Schenck Management For Voted - For 13 Ratify Rolf Martin Schmitz Management For Voted - For 14 Ratify Peter Heidecker Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Remuneration Report Management For Voted - Against 17 Amendments to Articles (Supervisory Board Term) Management For Voted - For 18 Elect Manfred Kruper Management For Voted - Against 19 Elect Isabella Pfaller Management For Voted - For 20 Elect Albert Bull Management For Voted - For 21 Elect Thorsten Testorp Management For Voted - For 22 Elect Henning Kreke Management For Voted - For 23 Elect Fritz Vahrenholt Management For Voted - For 24 Cancellation of Conditional Capital 2017/III Management For Voted - For 25 Cancellation of Conditional Capital 2018/ III Management For Voted - For 2018 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting ENERGIX RENEWABLE ENERGIES LIMITED Security ID: M4047G115 Ticker: ENRG Meeting Date: 15-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Elect Nathan Hetz Management For Voted - Against 5 Elect Aviram Wertheim Management For Voted - Against 6 Elect Oren Frenkel Management For Voted - For 7 Elect Meir Shanie Management For Voted - For ENGIE BRASIL ENERGIA S.A. Security ID: P37625103 Ticker: EGIE3 Meeting Date: 23-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Article 19 (Board of Directors Competencies) Management For Voted - For 4 Consolidation of Articles Management For Voted - For 5 Election of Alternate Board Members Management For Voted - For 6 Elect Pierre Jean Bernard Guiollot Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Profit Sharing Management For Voted - For 5 Remuneration Policy Management For Voted - For 6 Publication of Company Notices Management For Voted - For 7 Board Size Management For Voted - For 8 Ratify Director's Independence Status Management For Voted - For 9 Election of Directors Management For Voted - For 10 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Proportional Allocation of Cumulative Votes Management N/A Voted - For 13 Allocate Cumulative Votes to Mauricio Stolle Bahr Management N/A Voted - Abstain 14 Allocate Cumulative Votes to Paulo Jorge Tavares Almirante Management N/A Voted - Abstain 15 Allocate Cumulative Votes to Pierre Jean Bernard Guiollot Management N/A Voted - Abstain 2019 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Allocate Cumulative Votes to Simone Cristina de Paola Barbieri Management N/A Voted - Abstain 17 Allocate Cumulative Votes to Karin Koogan Breitman Management N/A Voted - Abstain 18 Allocate Cumulative Votes to Dirk Achiel Marc Beeuwsaert Management N/A Voted - For 19 Allocate Cumulative Votes to Adir Flavio Sviderskei Management N/A Voted - Abstain 20 Allocate Cumulative Votes to Paulo de Resende Salgado Management N/A Voted - For 21 Allocate Cumulative Votes to Manoel Eduardo Lima Lopes Management N/A Voted - For 22 Election of Mauricio Stolle Bahr as Board Chair Management For Voted - For 23 Election of Paulo Jorge Tavares Almirante as Board Vice-Chair Management For Voted - Against 24 Request Separate Election for Board Member Management N/A Voted - Abstain 25 Request Establishment of Supervisory Council Management N/A Voted - For 26 Election of Supervisory Council Management For Voted - For 27 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 28 Non-Voting Meeting Note N/A N/A Non-Voting ENLIGHT RENEWABLE ENERGY LTD Security ID: M4056D110 Ticker: ENLT Meeting Date: 22-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Compensation Policy Management For Voted - For 3 Amend Employment Terms of CEO Management For Voted - For 4 Amend Employment Terms of Chair Management For Voted - For Meeting Date: 25-Nov-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Yair Seroussi Management For Voted - Against 4 Elect Shai Weil Management For Voted - For 5 Elect YItzhak Betzalel Management For Voted - For 6 Elect Gilad Yavetz Management For Voted - For 7 Elect Zvi Furman Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting ENVIVA PARTNERS, LP Security ID: 29414J107 Ticker: EVA Meeting Date: 17-Dec-21 Meeting Type: Special 1 Conversion to Corporation Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For 2020 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted ERG S.P.A Security ID: T3707Z101 Ticker: ERG Meeting Date: 26-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits and Dividends Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 List Presented by San Quirico S.p.A. Management For Non-Voting 10 List Presented by Group of Institutional Investors Management For Voted - For 11 Statutory Auditors' fees Management For Voted - For 12 Directors' fees Management For Voted - For 13 Audit Committee fees Management For Voted - For 14 Nominating and Remuneration Committee Fees Management For Voted - For 15 Authority to Repurchase and Reissue Shares Management For Voted - For 16 Remuneration Policy Management For Voted - For 17 Remuneration Report Management For Voted - Against 18 Amendment to Article 10 Management For Voted - For 19 Amendment to Article 15 Management For Voted - For 20 Amendment to Article 19 Management For Voted - For 21 Amendments to Article 22 Management For Voted - For FALCK RENEWABLES S.P.A. Security ID: T3947T105 Ticker: FKR Meeting Date: 14-Dec-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Article 1 (Company Name) Management For Voted - For 4 Amendments to Remuneration Policy Management For Voted - Against 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports; Allocation of Losses Management For Voted - For 4 Ratification of Co-Option of Four Directors Management For Voted - For 5 Authorisation of Competing Activities Management For Voted - Against 6 Remuneration Policy Management For Voted - Against 7 Remuneration Report Management For Voted - Against 2021 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted GEVO, INC. Security ID: 374396406 Ticker: GEVO Meeting Date: 27-Jan-22 Meeting Type: Special 1 Increase in Authorized Common Stock Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect William H. Baum Management For Voted - For 1.2 Elect Gary W. Mize Management For Voted - For 2 Ratification of Auditor Management For Voted - For INNERGEX RENEWABLE ENERGY INC. Security ID: 45790B104 Ticker: INE Meeting Date: 10-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Daniel L. Lafrance Management For Voted - For 3 Elect Ross J. Beaty Management For Voted - For 4 Elect Pierre G. Brodeur Management For Voted - For 5 Elect Nathalie Francisci Management For Voted - For 6 Elect Richard Gagnon Management For Voted - For 7 Elect Michel Letellier Management For Voted - For 8 Elect Dalton McGuinty Management For Voted - For 9 Elect Monique Mercier Management For Voted - For 10 Elect Ouma Sananikone Management For Voted - For 11 Elect Louis Veci Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Stated Capital Reduction Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For MERCURY NZ LIMITED Security ID: Q5971Q108 Ticker: MCY Meeting Date: 23-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Dennis Barnes Management For Voted - For 3 Re-elect Prudence (Prue) M. Flacks Management For Voted - For 4 Re-elect Michael (Mike) J. Taitoko Management For Voted - For 5 Approve Increase in NEDs' Fee Cap Management For Voted - For 2022 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted MERIDIAN ENERGY LIMITED Security ID: Q5997E121 Ticker: MEL Meeting Date: 06-Oct-21 Meeting Type: Annual 1 Re-elect Mark C. Cairns Management For Voted - For 2 Elect Tania J.T.R. Simpson Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting NEOEN S.A. Security ID: F6517R107 Ticker: NEOEN Meeting Date: 25-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 8 Consolidated Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Scrip Dividend Management For Voted - For 11 2021 Remuneration Report Management For Voted - For 12 2021 Remuneration of Xavier Barbaro (Chair and CEO) Management For Voted - Against 13 2021 Remuneration of Romain Desrousseaux (Deputy CEO) Management For Voted - Against 14 2022 Remuneration Policy (Board of Directors) Management For Voted - For 15 2022 Remuneration Policy (Chair and CEO) Management For Voted - Against 16 2022 Remuneration Policy (Deputy CEO) Management For Voted - Against 17 Elect Xavier Barbaro Management For Voted - For 18 Elect Sixto (represented by Bertrand Dumazy) Management For Voted - Against 19 Authority to Repurchase and Reissue Shares Management For Voted - For 20 Relocation of Corporate Headquarters Management For Voted - For 21 Authority to Cancel Shares and Reduce Capital Management For Voted - For 22 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - Against 23 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - Against 24 Authority to Issue Shares and Convertible Debt Through Private Placement Management For Voted - Against 25 Stock Purchase Plan for Overseas Employees Management For Voted - For 26 Greenshoe Management For Voted - Against 27 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - Against 28 Authority to Increase Capital Through Capitalisations Management For Voted - Against 2023 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 29 Employee Stock Purchase Plan Management For Voted - For 30 Authority to Grant Stock Options Management For Voted - For 31 Global Ceiling on Capital Increases Management For Voted - Against 32 Authorisation of Legal Formalities Management For Voted - For 33 Non-Voting Meeting Note N/A N/A Non-Voting NEXTERA ENERGY PARTNERS, LP Security ID: 65341B106 Ticker: NEP Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Susan D. Austin Management For Voted - For 2 Elect Robert J. Byrne Management For Voted - For 3 Elect Peter H. Kind Management For Voted - For 4 Elect John W. Ketchum Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For NORTHLAND POWER INC. Security ID: 666511100 Ticker: NPI Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect John W. Brace Management For Voted - For 3 Elect Linda L. Bertoldi Management For Voted - For 4 Elect Lisa Colnett Management For Voted - For 5 Elect Kevin Glass Management For Voted - For 6 Elect Russell Goodman Management For Voted - For 7 Elect Keith Halbert Management For Voted - For 8 Elect Helen Mallovy Hicks Management For Voted - For 9 Elect Ian Pearce Management For Voted - For 10 Elect Eckhardt Ruemmler Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For OMEGA GERACAO S.A. Security ID: P7S591105 Ticker: OMGE3 Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Merger Agreement (Omega Energia S.A.) Management For Voted - Against 3 Merger (Omega Energia S.A.) Management For Voted - Against 4 Cancellation of Stock Option Plan Management For Voted - Against 5 Authorization of Legal Formalities Management For Voted - Against 6 Non-Voting Meeting Note N/A N/A Non-Voting 2024 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted ORMAT TECHNOLOGIES, INC. Security ID: 686688102 Ticker: ORA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Isaac Angel Management For Voted - For 2 Elect Karin Corfee Management For Voted - For 3 Elect David Granot Management For Voted - For 4 Elect Michal Marom Brikman Management For Voted - For 5 Elect Mike Nikkel Management For Voted - For 6 Elect Dafna Sharir Management For Voted - For 7 Elect Stanley B. Stern Management For Voted - For 8 Elect Hidetake Takahashi Management For Voted - For 9 Elect Byron G. Wong Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the 2018 Incentive Compensation Plan Management For Voted - For ORSTED A/S Security ID: K7653Q105 Ticker: ORSTED Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Ratification of Board and Management Acts Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Amendments to Remuneration Policy Management For Voted - For 14 Authority to Elect Employee Representatives from Foreign Subsidiaries Management For Voted - For 15 Charitable Donations of Profits from Gazprom Export LLC Relationship Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authorization of Legal Formalities Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect Thomas Thune Andersen as Chair Management For Voted - For 20 Elect Lene Skole as Vice-Chair Management For Voted - For 21 Elect Lynda Armstrong Management For Voted - For 22 Elect Jorgen Kildahl Management For Voted - For 23 Elect Peter Korsholm Management For Voted - For 24 Elect Dieter Wemmer Management For Voted - For 2025 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Elect Julia King Management For Voted - For 26 Elect Henrik Poulsen Management For Voted - For 27 Directors' Fees Management For Voted - For 28 Appointment of Auditor Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting RENEWABLE ENERGY GROUP, INC. Security ID: 75972A301 Ticker: REGI Meeting Date: 17-May-22 Meeting Type: Annual 1 Merger Management For Voted - For 2 Advisory Vote on Merger-Related Executive Compensation Management For Voted - For 3 Elect Randolph L. Howard Management For Voted - For 4 Elect Debora M. Frodl Management For Voted - For 5 Elect Dylan Glenn Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Right to Adjourn Meeting Management For Voted - For RENOVA,INC. Security ID: J64384100 Ticker: 9519 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Sachio Senmoto Management For Voted - For 4 Elect Yosuke Kiminami Management For Voted - For 5 Elect Kazushi Yamaguchi Management For Voted - For 6 Elect Tomokazu Ogawa Management For Voted - For 7 Elect Hideki Minamikawa Management For Voted - For 8 Elect Koichi Kawana Management For Voted - For 9 Elect Naoki Shimada Management For Voted - For 10 Elect Mayuka Yamazaki Mayuka Onishi Management For Voted - For 11 Elect Ken Takayama Management For Voted - For 12 Amendment to the Trust Type Equity Plan Management For Voted - Against SCATEC ASA Security ID: R7562P100 Ticker: SCATC Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 2026 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Accounts and Reports Management For Take No Action 8 Allocation of Profits/Dividends Management For Take No Action 9 Remuneration Policy Management For Take No Action 10 Remuneration Report Management For Take No Action 11 Elect John Andersen Jr. Management For Take No Action 12 Elect Jan Skogseth Management For Take No Action 13 Elect Maria Morus Hansen Management For Take No Action 14 Elect Mette Krogsrud Management For Take No Action 15 Elect Espen Gundersen Management For Take No Action 16 Directors' Fees Management For Take No Action 17 Election of Nomination Committee Members Management For Take No Action 18 Nomination Committee Fees Management For Take No Action 19 Authority to Set Auditor's Fees Management For Take No Action 20 Appointment of Auditor Management For Take No Action 21 Approval of Nomination Committee Guidelines Management For Take No Action 22 Authority to Repurchase and Reissue Shares Management For Take No Action 23 Authority to Repurchase and Reissue Shares Pursuant to LTIP Management For Take No Action 24 Authority to Repurchase and Reissue Shares for Sale or Cancellation Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 26 Authority to Issue Shares with or without Preemptive Rights Pursuant to LTIP Management For Take No Action 27 Non-Voting Meeting Note N/A N/A Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action SOLARIA ENERGIA Y MEDIO AMBIENTE SA Security ID: E8935P110 Ticker: SLR Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Resignation of Director (Inversiones Miditel, S.L.) Management For Voted - For 7 Elect Maria Dolores Larranaga Horna Management For Voted - For 8 Remuneration Policy Management For Voted - For 9 Directors' fees Management For Voted - For 10 Authority to Issue Convertible Debt Instruments Management For Voted - For 11 Authority to Repurchase and Reissue Shares Management For Voted - For 12 Authorisation of Legal Formalities Management For Voted - For 13 Remuneration Report Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting 2027 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted SUNRUN INC. Security ID: 86771W105 Ticker: RUN Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Lynn Jurich Management For Voted - For 1.2 Elect Alan Ferber Management For Voted - For 1.3 Elect Manjula Talreja Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Concealment Clauses Shareholder For Voted - For TERNA ENERGY SA Security ID: X8979G108 Ticker: TENERGY Meeting Date: 14-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Special Dividend Management For Voted - For 4 Amendments to Article 9 (Board Term Length) Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Presentation of Audit Committee Report Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Ratification of Auditor's Acts Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting TRANSALTA RENEWABLES INC. Security ID: 893463109 Ticker: RNW Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect David W. Drinkwater Management For Voted - For 3 Elect Brett M. Gellner Management For Voted - For 4 Elect Allen R. Hagerman Management For Voted - For 5 Elect Georganne Hodges Management For Voted - For 2028 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Kerry O'Reilly Wilks Management For Voted - For 7 Elect Todd J Stack Management For Voted - For 8 Elect Paul H.E. Taylor Management For Voted - For 9 Elect Susan M. Ward Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For VERBUND AG Security ID: A91460104 Ticker: VER Meeting Date: 25-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Elect Edith Hlawati Management For Voted - For 11 Elect Barbara Praetorius Management For Voted - For 12 Elect Robert Stajic Management For Voted - For WEST HOLDINGS CORPORATION Security ID: J9509G101 Ticker: 1407 Meeting Date: 26-Nov-21 Meeting Type: Annual 1 Allocation of Profits/Dividends Management For Voted - For 2 Elect Takashi Kikkawa Management For Voted - For 3 Elect Eiichiro Egashira Management For Voted - For 4 Elect Nobuo Katsumata Management For Voted - For 5 Elect Eiji Shiiba Management For Voted - For 6 Elect Kenji Araki Management For Voted - For 7 Elect Yoshihisa Goto Management For Voted - For 8 Elect Kazuo Nakashima Management For Voted - For 9 Elect Tomohiro Kurohara Management For Voted - For 10 Adoption of Restricted Stock Plan Management For Voted - For XINYI ENERGY HOLDINGS LIMITED Security ID: G9833A104 Ticker: 3868 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 2029 ------------------------------------------------------------------------------------------------- Global X Renewable Energy Producers ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect TUNG Ching Sai Management For Voted - Against 6 Elect LEE Yau Ching Management For Voted - For 7 Elect IP Kwok Him Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 02-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Exercise of the Call Option for the Acquisition of Call Right Assets (Group 3) Management For Voted - For 2030 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted ABB LTD. Security ID: H0010V101 Ticker: ABBN Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Take No Action 2 Compensation Report Management For Take No Action 3 Ratification of Board and Management Acts Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Cancellation of Shares and Reduction in Share Capital Management For Take No Action 6 Board Compensation Management For Take No Action 7 Executive Compensation Management For Take No Action 8 Elect Gunnar Brock Management For Take No Action 9 Elect David E. Constable Management For Take No Action 10 Elect Frederico Fleury Curado Management For Take No Action 11 Elect Lars Forberg Management For Take No Action 12 Elect Jennifer Xin-Zhe Li Management For Take No Action 13 Elect Geraldine Matchett Management For Take No Action 14 Elect David Meline Management For Take No Action 15 Elect Satish Pai Management For Take No Action 16 Elect Jacob Wallenberg Management For Take No Action 17 Elect Peter R. Voser as Board Chair Management For Take No Action 18 Elect David Constable as Compensation Committee Member Management For Take No Action 19 Elect Frederico Fleury Curado as Compensation Committee Member Management For Take No Action 20 Elect Jennifer Xin-Zhe Li as Compensation Committee Member Management For Take No Action 21 Appointment of Independent Proxy Management For Take No Action 22 Appointment of Auditor Management For Take No Action 23 Non-Voting Meeting Note N/A N/A Take No Action 24 Non-Voting Meeting Note N/A N/A Take No Action ACSL LTD. Security ID: J0353G107 Ticker: 6232 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Authority to Reduce Stated Capital Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Elect Satoshi Washiya Management For Voted - Against 4 Elect Kensuke Hayakawa Management For Voted - For 5 Elect Christopher Thomas Raabe Management For Voted - For 6 Elect Masanori Sugiyama Management For Voted - For 7 Elect Tadaharu Shimadu Management For Voted - For 8 Elect Akira Ninomiya Management For Voted - For 9 Elect Hideki Shimada Management For Voted - For 2031 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Takeshi Onogi Management For Voted - For 11 Statutory Auditors' Fees Management For Voted - For AEROVIRONMENT, INC. Security ID: 008073108 Ticker: AVAV Meeting Date: 24-Sep-21 Meeting Type: Annual 1.1 Elect Cindy K. Lewis Management For Voted - For 1.2 Elect Wahid Nawabi Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2021 Equity Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder N/A Voted - For AGEAGLE AERIAL SYSTEMS INC. Security ID: 00848K101 Ticker: UAVS Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Barrett Mooney Management For Voted - For 1.2 Elect Grant Begley Management For Voted - For 1.3 Elect Louisa Ingargiola Management For Voted - For 1.4 Elect Thomas Gardner Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For AI INSIDE INC. Security ID: J0061L109 Ticker: 4488 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Elect Taku Toguchi Management For Voted - Against 3 Elect Maori Saito Management For Voted - For 4 Elect Toshiaki Sakito Management For Voted - For 5 Elect Kenichi Hoshi Management For Voted - For ATS AUTOMATION TOOLING SYSTEMS INC. Security ID: 001940105 Ticker: ATA Meeting Date: 12-Aug-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Dave Cummings Management For Voted - For 3 Elect Joanne S. Ferstman Management For Voted - For 4 Elect Andrew P. Hider Management For Voted - For 5 Elect Kirsten Lange Management For Voted - For 2032 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Michael E. Martino Management For Voted - For 7 Elect David L. McAusland Management For Voted - For 8 Elect Philip Bernard Whitehead Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Advance Notice By-Law Management For Voted - For AUTOSTORE HOLDINGS LTD. Security ID: G0670A109 Ticker: AUTO Meeting Date: 19-May-22 Meeting Type: Annual 1 Election of Presiding Chair Management For Voted - For 2 Minutes Management For Voted - For 3 Agenda Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Corporate Governance Report Management For Voted - For 7 Appointment of Nomination Committee Management For Voted - For 8 Approval of Nomination Committee Guidelines Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Nomination Committee Fees Management For Voted - For 11 Remuneration Policy Management For Voted - For 12 Ratification of Board and Management Acts Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting AZENTA, INC. Security ID: 114340102 Ticker: AZTA Meeting Date: 24-Jan-22 Meeting Type: Annual 1.1 Elect Frank E. Casal Management For Voted - For 1.2 Elect Robyn C. Davis Management For Voted - For 1.3 Elect Joseph R. Martin Management For Voted - For 1.4 Elect Erica J. McLaughlin Management For Voted - For 1.5 Elect Krishna G. Palepu Management For Voted - For 1.6 Elect Michael Rosenblatt Management For Voted - For 1.7 Elect Stephen S. Schwartz Management For Voted - For 1.8 Elect Alfred Woollacott, III Management For Voted - For 1.9 Elect Mark S. Wrighton Management For Voted - For 1.10 Elect Ellen M. Zane Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 2033 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted BERKSHIRE GREY, INC. Security ID: 084656107 Ticker: BGRY Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Fiona P. Dias Management For Voted - For 2 Elect Serena Wolfe Management For Voted - For 3 Ratification of Auditor Management For Voted - For C3.AI, INC. Security ID: 12468P104 Ticker: AI Meeting Date: 06-Oct-21 Meeting Type: Annual 1.1 Elect Patricia A. House Management For Voted - Withheld 1.2 Elect Sosale Shankar Sastry Management For Voted - Withheld 1.3 Elect Thomas M. Siebel Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For CARGOTEC CORPORATION Security ID: X10788101 Ticker: CGCBV Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Board and CEO Acts Management For Voted - For 13 Remuneration Report Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Board Size Management For Voted - For 16 Election of Directors Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Number of Auditors Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting 2034 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted CERENCE INC. Security ID: 156727109 Ticker: CRNC Meeting Date: 02-Feb-22 Meeting Type: Annual 1 Elect Arun Sarin Management For Voted - For 2 Elect Kristi Ann Matus Management For Voted - For 3 Elect Stefan Ortmanns Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year CYBERDYNE,INC. Security ID: J1096P107 Ticker: 7779 Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For DAIFUKU CO., LTD. Security ID: J08988107 Ticker: 6383 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hiroshi Geshiro Management For Voted - For 4 Elect Shuichi Honda Management For Voted - For 5 Elect Seiji Sato Management For Voted - For 6 Elect Toshiaki Hayashi Management For Voted - For 7 Elect Hiroshi Nobuta Management For Voted - For 8 Elect Yoshiaki Ozawa Management For Voted - For 9 Elect Mineo Sakai Management For Voted - For 10 Elect Kaku Kato Management For Voted - For 11 Elect Keiko Kaneko Management For Voted - For 12 Elect Tsukasa Saito Management For Voted - For 13 Elect Tsukasa Miyajima Management For Voted - For FANUC CORPORATION Security ID: J13440102 Ticker: 6954 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshiharu Inaba Management For Voted - For 5 Elect Kenji Yamaguchi Management For Voted - For 2035 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Michael J Cicco Management For Voted - For 7 Elect Kazuo Tsukuda Management For Voted - For 8 Elect Naoko Yamazaki Management For Voted - For 9 Elect Hiroto Uozumi Management For Voted - For 10 Elect Naoko Yamazaki as Alternate Audit Committee Director Management For Voted - For FARO TECHNOLOGIES, INC. Security ID: 311642102 Ticker: FARO Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Moonhie Chin Management For Voted - For 1.2 Elect John Donofrio Management For Voted - For 1.3 Elect Yuval Wasserman Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Equity Incentive Plan Management For Voted - For HELIX ENERGY SOLUTIONS GROUP, INC. Security ID: 42330P107 Ticker: HLX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect T. Mitch Little Management For Voted - For 2 Elect John Lovoi Management For Voted - For 3 Elect Jan Rask Management For Voted - Withheld 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For HIRATA CORPORATION Security ID: J21043104 Ticker: 6258 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Yuichiro Hirata Management For Voted - For 4 Elect Yasuhide Hiraga Management Abstain Voted - Abstain 5 Elect Shojiro Hirata Management For Voted - For 6 Elect Yasuhiro Fujimoto Management For Voted - For 7 Elect Shigeru Maeda Management For Voted - For 8 Elect Masaru Kozaki Management For Voted - For 9 Elect Satoru Ogawa Management For Voted - For 10 Elect Tamami Koyama Management For Voted - For 11 Elect Ryoko Ueda Management For Voted - For 12 Elect Yasuhiko Endo Management For Voted - For 13 Elect Asako Okabe Management For Voted - For 2036 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted INTUITIVE SURGICAL, INC. Security ID: 46120E602 Ticker: ISRG Meeting Date: 20-Sep-21 Meeting Type: Special 1 Increase in Authorized Common Stock Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Craig H. Barratt Management For Voted - For 2 Elect Joseph C. Beery Management For Voted - For 3 Elect Gary S. Guthart Management For Voted - For 4 Elect Amal M. Johnson Management For Voted - For 5 Elect Don R. Kania Management For Voted - For 6 Elect Amy L. Ladd Management For Voted - For 7 Elect Keith R. Leonard, Jr. Management For Voted - For 8 Elect Alan J. Levy Management For Voted - For 9 Elect Jami Dover Nachtsheim Management For Voted - For 10 Elect Monica P. Reed Management For Voted - For 11 Elect Mark J. Rubash Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2010 Incentive Award Plan Management For Voted - For IROBOT CORPORATION Security ID: 462726100 Ticker: IRBT Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Mohamad Ali Management For Voted - For 2 Elect Ruey-Bin Kao Management For Voted - For 3 Elect Karen Golz Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Elimination of Supermajority Requirement Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Amendment Regarding Shareholders Ability to Call Special Meetings Management For Voted - For 8 Amendment to the 2018 Stock Option and Incentive Plan Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For JOHN BEAN TECHNOLOGIES CORPORATION Security ID: 477839104 Ticker: JBT Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Alan D. Feldman Management For Voted - For 2 Elect Lawrence V. Jackson Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 2037 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Ratification of Auditor Management For Voted - For KEYENCE CORPORATION Security ID: J32491102 Ticker: 6861 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Takemitsu Takizaki Management For Voted - For 5 Elect Yu Nakata Management For Voted - For 6 Elect Akiji Yamaguchi Management For Voted - For 7 Elect Masayuki Miki Management For Voted - For 8 Elect Hiroaki Yamamoto Management For Voted - For 9 Elect Akinori Yamamoto Management For Voted - For 10 Elect Seiichi Taniguchi Management For Voted - For 11 Elect Kumiko Suenaga Kumiko Ukagami Management For Voted - For 12 Elect Michifumi Yoshioka Management For Voted - For 13 Elect Masaharu Yamamoto as Alternate Statutory Auditor Management For Voted - For 14 Directors' Fees Management For Voted - For MAXAR TECHNOLOGIES INC. Security ID: 57778K105 Ticker: MAXR Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Howell M. Estes III Management For Voted - For 2 Elect Nick S. Cyprus Management For Voted - For 3 Elect Roxanne J. Decyk Management For Voted - For 4 Elect Joanne O. Isham Management For Voted - For 5 Elect Daniel L. Jablonsky Management For Voted - For 6 Elect C. Robert Kehler Management For Voted - For 7 Elect Gilman Louie Management For Voted - For 8 Elect L. Roger Mason, Jr. Management For Voted - For 9 Elect Heather A. Wilson Management For Voted - For 10 Elect Eric J. Zahler Management For Voted - For 11 Elect Eddy Zervigon Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For MAYTRONICS LTD Security ID: M68728100 Ticker: MTRN Meeting Date: 02-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2038 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Amend Compensation Policy Provisions Relating to D&O Liability Insurance Management For Voted - For 3 Rental Agreement with Controlling Shareholder Management For Voted - For Meeting Date: 25-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Severance Terms of Outgoing CEO Management For Voted - For 3 Employment Terms of New CEO Management For Voted - For 4 Elect Shirith Kasher Management For Voted - For 5 Renew Agreement with Controlling Shareholder Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 04-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amend Compensation Policy Management For Voted - For 3 Option Grant of CEO Management For Voted - For NEURAL POCKET INC. Security ID: J49048101 Ticker: 4056 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Elect Roi Shigematsu Management For Voted - Against 3 Elect Yuichi Sasaki Management For Voted - For 4 Elect ZHOU Han Management For Voted - For 5 Elect Ryosuke Tane Management For Voted - For 6 Elect Yoichi Yamagishi Management For Voted - For 7 Elect Maiko Hasumi Management For Voted - For NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - For 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - For 10 Elect Mark L. Perry Management For Voted - For 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - For 2039 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For OMRON CORPORATION Security ID: J61374120 Ticker: 6645 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Fumio Tateishi Management For Voted - For 5 Elect Yoshihito Yamada Management For Voted - For 6 Elect Kiichiro Miyata Management For Voted - For 7 Elect Koji Nitto Management For Voted - For 8 Elect Satoshi Ando Management For Voted - For 9 Elect Takehiro Kamigama Management For Voted - For 10 Elect Izumi Kobayashi Management For Voted - For 11 Elect Yoshihisa Suzuki Management For Voted - For 12 Elect Toru Watanabe as Alternate Statutory Auditor Management For Voted - For PKSHA TECHNOLOGY INC. Security ID: J6384J101Ticker: 3993 Meeting Date: 24-Dec-21 Meeting Type: Annual 1 Elect Katsuya Uenoyama Management For Voted - For 2 Elect Takehiko Mizutani Management For Voted - For 3 Elect Yukihiro Yoshida Management For Voted - For RAINBOW ROBOTICS Security ID: Y7S740108 Ticker: 277810 Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Corporate Auditors' Fees Management For Voted - For REKOR SYSTEMS, INC. Security ID: 759419104 Ticker: REKR Meeting Date: 14-Sep-21 Meeting Type: Annual 1.1 Elect Robert A. Berman Management For Voted - For 2040 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Paul A. de Bary Management For Voted - For 1.3 Elect Richard Nathan Management For Voted - Withheld 1.4 Elect Glenn Goord Management For Voted - For 1.5 Elect David P. Hanlon Management For Voted - For 1.6 Elect Steven D. Croxton Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year 5 Amendment to the 2017 Equity Award Plan Management For Voted - For RENISHAW PLC Security ID: G75006117 Ticker: RSW Meeting Date: 24-Nov-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Sir David McMurtry Management For Voted - Against 5 Elect John Deer Management For Voted - Against 6 Elect William Lee Management For Voted - For 7 Elect Allen Roberts Management For Voted - For 8 Elect Carol Chesney Management For Voted - For 9 Elect Catherine Glickman Management For Voted - For 10 Elect Sir David Grant Management For Voted - For 11 Elect John Jeans Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For RPA HOLDINGS, INC. Security ID: J6560B104 Ticker: 6572 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Tomomichi Takahashi Management For Voted - For 4 Elect Nobuyuki Osumi Management For Voted - For 5 Elect Satoshi Matsui Management For Voted - For 6 Elect Takashi Nishiki Management For Voted - For 7 Elect Yoshihiko Masuda Management For Voted - For 8 Elect Eiichi Nagai Management For Voted - For 9 Elect Hideaki Takahashi Management For Voted - For 10 Elect Miho Yokoyama Management For Voted - For 11 Adoption of Restricted Stock Plan for Non-Audit Committee Directors Management For Voted - Against 12 Adoption of Restricted Stock Plan for Audit Committee Directors Management For Voted - Against 2041 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted SHIBAURA MACHINE CO., LTD. Security ID: J89838106 Ticker: 6104 Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Yukio Iimura Management For Voted - For 4 Elect Shigetomo Sakamoto Management For Voted - For 5 Elect Akiyoshi Kobayashi Management For Voted - For 6 Elect Hiroaki Ota Management For Voted - For 7 Elect Kiyoshi Sato Management For Voted - For 8 Elect Seigo Iwasaki Management For Voted - For 9 Elect Hiroshi Inoue Management For Voted - For 10 Elect Kazumine Terawaki Management For Voted - For 11 Elect Chisa Hayakawa Management For Voted - For 12 Elect Nobuhiro Takeuchi as Alternate Audit Committee Director Management For Voted - For SMC CORPORATION Security ID: J75734103 Ticker: 6273 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshiki Takada Management For Voted - Against 5 Elect Toshio Isoe Management For Voted - For 6 Elect Masahiro Ota Management For Voted - For 7 Elect Susumu Maruyama Management For Voted - For 8 Elect Samuel Neff Management For Voted - For 9 Elect Yoshitada Doi Management For Voted - For 10 Elect Koji Ogura Management For Voted - For 11 Elect Kelley Stacy Management For Voted - For 12 Elect Masanobu Kaizu Management For Voted - For 13 Elect Toshiharu Kagawa Management For Voted - For 14 Elect Yoshiko Iwata Management For Voted - For 15 Elect Kyoichi Miyazaki Management For Voted - For TECAN GROUP AG Security ID: H84774167 Ticker: TECN Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Accounts and Reports Management For Take No Action 4 Allocation of Profits/ Dividends Management For Take No Action 2042 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Dividend from Reserves Management For Take No Action 6 Ratification of Board and Management Acts Management For Take No Action 7 Elect Myra Eskes Management For Take No Action 8 Elect Lukas Braunschweiler Management For Take No Action 9 Elect Oliver S. Fetzer Management For Take No Action 10 Elect Heinrich Fischer Management For Take No Action 11 Elect Karen Hubscher Management For Take No Action 12 Elect Christa Kreuzburg Management For Take No Action 13 Elect Daniel R. Marshak Management For Take No Action 14 Elect Lukas Braunschweiler as Board Chair Management For Take No Action 15 Elect Oliver S. Fetzer as Compensation Committee Member Management For Take No Action 16 Elect Christa Kreuzburg as Compensation Committee Member Management For Take No Action 17 Elect Daniel R. Marshak as Compensation Committee Member Management For Take No Action 18 Elect Myra Eskes as Compensation Committee Member Management For Take No Action 19 Appointment of Auditor Management For Take No Action 20 Appointment of Independent Proxy Management For Take No Action 21 Compensation Report Management For Take No Action 22 Board Compensation Management For Take No Action 23 Executive Compensation Management For Take No Action 24 Increase in Authorised Capital Management For Take No Action TUSIMPLE HOLDINGS INC. Security ID: 90089L108 Ticker: TSP Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Xiaodi Hou Management For Voted - For 1.2 Elect Brad W. Buss Management For Voted - Withheld 1.3 Elect Karen C. Francis Management For Voted - For 1.4 Elect Michelle M. Sterling Management For Voted - For 1.5 Elect Reed B. Werner Management For Voted - For 2 Ratification of Auditor Management For Voted - For UPSTART HOLDINGS, INC Security ID: 91680M107 Ticker: UPST Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Sukhinder Singh-Cassidy Management For Voted - For 1.2 Elect Paul Gu Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 2043 ------------------------------------------------------------------------------------------------- Global X Robotics & Artificial Intelligence ETF Proposal Proposed by Mgt. Position Registrant Voted YASKAWA ELECTRIC CORPORATION Security ID: J9690T102 Ticker: 6506 Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hiroshi Ogasawara Management For Voted - For 4 Elect Shuji Murakami Management For Voted - For 5 Elect Masahiro Ogawa Management For Voted - For 6 Elect Yoshikatsu Minami Management For Voted - For 7 Elect Akira Kumagae Management For Voted - For 8 Elect Yasuhito Morikawa Management For Voted - For 9 Elect Yuichiro Kato Management For Voted - For 10 Elect Junko Sasaki Management For Voted - For 11 Elect Kaori Matsuhashi Kaori Hosoya Management For Voted - For 2044 ------------------------------------------------------------------------------------------------- Global X Russell 2000 Covered Call ETF Proposal Proposed by Mgt. Position Registrant Voted FLUENT, INC. Security ID: 34380C102 Ticker: FLNT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Ryan Schulke Management For Voted - For 2 Elect Mathew Conlin Management For Voted - Against 3 Elect Carla S. Newell Management For Voted - Against 4 Elect Donald Mathis Management For Voted - For 5 Elect Barbara Z. Shattuck Kohn Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Approval of the 2022 Omnibus Equity Incentive Plan Management For Voted - Against 8 Ratification of Auditor Management For Voted - For 2045 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3M COMPANY Security ID: 88579Y101 Ticker: MMM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas K. Brown Management For Voted - For 2 Elect Pamela J. Craig Management For Voted - For 3 Elect David B. Dillon Management For Voted - For 4 Elect Michael L. Eskew Management For Voted - For 5 Elect James R. Fitterling Management For Voted - For 6 Elect Amy E. Hood Management For Voted - For 7 Elect Muhtar Kent Management For Voted - For 8 Elect Suzan Kereere Management For Voted - For 9 Elect Dambisa F. Moyo Management For Voted - For 10 Elect Gregory R. Page Management For Voted - For 11 Elect Michael F. Roman Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against A. O. SMITH CORPORATION Security ID: 831865209 Ticker: AOS Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect Victoria M. Holt Management For Voted - Withheld 1.2 Elect Michael M. Larsen Management For Voted - For 1.3 Elect Idelle K. Wolf Management For Voted - For 1.4 Elect Gene C. Wulf Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ABIOMED, INC. Security ID: 003654100 Ticker: ABMD Meeting Date: 11-Aug-21 Meeting Type: Annual 1.1 Elect Eric A. Rose Management For Voted - For 1.2 Elect Jeannine M. Rivet Management For Voted - For 1.3 Elect Myron L. Rolle Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 2046 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted ACCENTURE PLC Security ID: G1151C101 Ticker: ACN Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Jaime Ardila Management For Voted - For 2 Elect Nancy McKinstry Management For Voted - For 3 Elect Beth E. Mooney Management For Voted - For 4 Elect Gilles Pelisson Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Venkata Renduchintala Management For Voted - For 7 Elect Arun Sarin Management For Voted - For 8 Elect Julie Sweet Management For Voted - For 9 Elect Frank K. Tang Management For Voted - For 10 Elect Tracey T. Travis Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of Amendment to the 2010 Share Incentive Plan Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Authorize the Price Range at which the Company can Re-allot Treasury Shares Management For Voted - For ACTIVISION BLIZZARD, INC. Security ID: 00507V109 Ticker: ATVI Meeting Date: 28-Apr-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Reveta Bowers Management For Voted - For 2 Elect Kerry Carr Management For Voted - For 3 Elect Robert J. Corti Management For Voted - For 4 Elect Brian G. Kelly Management For Voted - For 5 Elect Robert A. Kotick Management For Voted - For 6 Elect Lulu C. Meservey Management For Voted - For 7 Elect Barry Meyer Management For Voted - For 8 Elect Robert J. Morgado Management For Voted - For 9 Elect Peter Nolan Management For Voted - For 10 Elect Dawn Ostroff Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - For 2047 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Report Sexual Harassment and Discrimination Shareholder Against Voted - For ADOBE INC. Security ID: 00724F101 Ticker: ADBE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Brett Biggs Management For Voted - For 3 Elect Melanie Boulden Management For Voted - For 4 Elect Frank A. Calderoni Management For Voted - For 5 Elect Laura Desmond Management For Voted - For 6 Elect Shantanu Narayen Management For Voted - For 7 Elect Spencer Neumann Management For Voted - For 8 Elect Kathleen Oberg Management For Voted - For 9 Elect Dheeraj Pandey Management For Voted - For 10 Elect David A. Ricks Management For Voted - For 11 Elect Daniel Rosensweig Management For Voted - Against 12 Elect John E. Warnock Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For ADVANCE AUTO PARTS, INC. Security ID: 00751Y106 Ticker: AAP Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Carla J. Bailo Management For Voted - For 2 Elect John F. Ferraro Management For Voted - For 3 Elect Thomas R. Greco Management For Voted - For 4 Elect Joan M. Hilson Management For Voted - For 5 Elect Jeffrey J. Jones II Management For Voted - For 6 Elect Eugene I. Lee, Jr. Management For Voted - For 7 Elect Douglas A. Pertz Management For Voted - For 8 Elect Sherice R. Torres Management For Voted - For 9 Elect Nigel Travis Management For Voted - For 10 Elect Arthur L. Valdez Jr. Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against ADVANCED MICRO DEVICES, INC. Security ID: 007903107 Ticker: AMD Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect John E. Caldwell Management For Voted - For 2048 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Nora M. Denzel Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Michael P. Gregoire Management For Voted - For 5 Elect Joseph A. Householder Management For Voted - For 6 Elect John W. Marren Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Lisa T. Su Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 10 Elect Elizabeth W. Vanderslice Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For AFLAC INCORPORATED Security ID: 001055102 Ticker: AFL Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Daniel P. Amos Management For Voted - For 2 Elect W. Paul Bowers Management For Voted - For 3 Elect Arthur R. Collins Management For Voted - For 4 Elect Toshihiko Fukuzawa Management For Voted - For 5 Elect Thomas J. Kenny Management For Voted - For 6 Elect Georgette D. Kiser Management For Voted - For 7 Elect Karole F. Lloyd Management For Voted - For 8 Elect Nobuchika Mori Management For Voted - For 9 Elect Joseph L. Moskowitz Management For Voted - For 10 Elect Barbara K. Rimer Management For Voted - For 11 Elect Katherine T. Rohrer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For AIR PRODUCTS AND CHEMICALS, INC. Security ID: 009158106 Ticker: APD Meeting Date: 03-Feb-22 Meeting Type: Annual 1 Elect Charles I. Cogut Management For Voted - Against 2 Elect Lisa A. Davis Management For Voted - For 3 Elect Seifollah Ghasemi Management For Voted - For 4 Elect David H. Y. Ho Management For Voted - For 5 Elect Edward L. Monser Management For Voted - Against 6 Elect Matthew H. Paull Management For Voted - Against 7 Elect Wayne T. Smith Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For 2049 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted AKAMAI TECHNOLOGIES, INC. Security ID: 00971T101 Ticker: AKAM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Marianne C. Brown Management For Voted - For 3 Elect Monte E. Ford Management For Voted - For 4 Elect Daniel R. Hesse Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect F. Thomson Leighton Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Madhu Ranganathan Management For Voted - For 9 Elect Bernardus Verwaayen Management For Voted - For 10 Elect William R. Wagner Management For Voted - For 11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For ALASKA AIR GROUP, INC. Security ID: 011659109 Ticker: ALK Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Patricia M. Bedient Management For Voted - For 2 Elect James A. Beer Management For Voted - For 3 Elect Raymond L. Conner Management For Voted - For 4 Elect Daniel K. Elwell Management For Voted - For 5 Elect Dhiren R. Fonseca Management For Voted - For 6 Elect Kathleen T. Hogan Management For Voted - For 7 Elect Jessie J. Knight, Jr. Management For Voted - For 8 Elect Susan J. Li Management For Voted - For 9 Elect Adrienne R. Lofton Management For Voted - For 10 Elect Benito Minicucci Management For Voted - For 11 Elect Helvi K. Sandvik Management For Voted - For 12 Elect J. Kenneth Thompson Management For Voted - For 13 Elect Eric K. Yeaman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Amendment to the Employee Stock Purchase Plan Management For Voted - For 17 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For ALBEMARLE CORPORATION Security ID: 012653101 Ticker: ALB Meeting Date: 03-May-22 Meeting Type: Annual 1 Advisory Vote on Executive Compensation Management For Voted - For 2050 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Mary Lauren Brlas Management For Voted - For 3 Elect Ralf H. Cramer Management For Voted - For 4 Elect J. Kent Masters, Jr. Management For Voted - For 5 Elect Glenda J. Minor Management For Voted - For 6 Elect James J. O'Brien Management For Voted - For 7 Elect Diarmuid B. O'Connell Management For Voted - For 8 Elect Dean L. Seavers Management For Voted - For 9 Elect Gerald A. Steiner Management For Voted - For 10 Elect Holly A. Van Deursen Management For Voted - For 11 Elect Alejandro D. Wolff Management For Voted - For 12 Ratification of Auditor Management For Voted - For ALEXANDRIA REAL ESTATE EQUITIES, INC. Security ID: 015271109 Ticker: ARE Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Joel S. Marcus Management For Voted - For 2 Elect Steven R. Hash Management For Voted - For 3 Elect James P. Cain Management For Voted - For 4 Elect Cynthia L. Feldmann Management For Voted - For 5 Elect Maria C. Freire Management For Voted - For 6 Elect Jennifer Friel Goldstein Management For Voted - For 7 Elect Richard H. Klein Management For Voted - For 8 Elect Michael A. Woronoff Management For Voted - For 9 Amendment to the 1997 Stock Award and Incentive Plan Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Increase in Authorized Common Stock Management For Voted - For 12 Ratification of Auditor Management For Voted - Against ALIGN TECHNOLOGY, INC. Security ID: 016255101 Ticker: ALGN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kevin J. Dallas Management For Voted - For 2 Elect Joseph M. Hogan Management For Voted - For 3 Elect Joseph Lacob Management For Voted - For 4 Elect C. Raymond Larkin, Jr. Management For Voted - For 5 Elect George J. Morrow Management For Voted - For 6 Elect Anne M. Myong Management For Voted - For 7 Elect Andrea L. Saia Management For Voted - For 8 Elect Greg J. Santora Management For Voted - For 9 Elect Susan E. Siegel Management For Voted - For 10 Elect Warren S. Thaler Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 2051 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted ALLEGION PLC Security ID: G0176J109 Ticker: ALLE Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Kirk S. Hachigian Management For Voted - For 2 Elect Steven C. Mizell Management For Voted - For 3 Elect Nicole Parent Haughey Management For Voted - For 4 Elect Lauren B. Peters Management For Voted - For 5 Elect David D. Petratis Management For Voted - For 6 Elect Dean I. Schaffer Management For Voted - For 7 Elect Dev Vardhan Management For Voted - For 8 Elect Martin E. Welch III Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For ALLIANT ENERGY CORPORATION Security ID: 018802108 Ticker: LNT Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect N. Joy Falotico Management For Voted - For 2 Elect John O. Larsen Management For Voted - For 3 Elect Thomas F. O'Toole Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 2052 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - For 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - For 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - For 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For ALTRIA GROUP, INC. Security ID: 02209S103 Ticker: MO Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Ian L.T. Clarke Management For Voted - For 2 Elect Marjorie M. Connelly Management For Voted - For 3 Elect R. Matt Davis Management For Voted - For 4 Elect William F. Gifford Management For Voted - For 5 Elect Debra J. Kelly-Ennis Management For Voted - For 6 Elect W. Leo Kiely III Management For Voted - For 7 Elect Kathryn B. McQuade Management For Voted - For 8 Elect George Munoz Management For Voted - For 9 Elect Nabil Y. Sakkab Management For Voted - For 10 Elect Virginia E. Shanks Management For Voted - For 11 Elect Ellen R. Strahlman Management For Voted - For 12 Elect M. Max Yzaguirre Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 2053 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - For 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - For 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - For 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For 2054 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted AMCOR PLC Security ID: G0250X107 Ticker: AMCR Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Graeme R. Liebelt Management For Voted - For 2 Elect Armin Meyer Management For Voted - For 3 Elect Ronald S. Delia Management For Voted - For 4 Elect Achal Agarwal Management For Voted - For 5 Elect Andrea E. Bertone Management For Voted - For 6 Elect Susan K. Carter Management For Voted - For 7 Elect Karen J. Guerra Management For Voted - For 8 Elect Nicholas T. Long Management For Voted - For 9 Elect Arun Nayar Management For Voted - For 10 Elect Jeremy L. Sutcliffe Management For Voted - For 11 Elect David T. Szczupak Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For AMEREN CORPORATION Security ID: 023608102 Ticker: AEE Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Cynthia J. Brinkley Management For Voted - For 3 Elect Catherine S. Brune Management For Voted - For 4 Elect J. Edward Coleman Management For Voted - For 5 Elect Ward H. Dickson Management For Voted - For 6 Elect Noelle K. Eder Management For Voted - For 7 Elect Ellen M. Fitzsimmons Management For Voted - For 8 Elect Rafael Flores Management For Voted - For 9 Elect Richard J. Harshman Management For Voted - For 10 Elect Craig S. Ivey Management For Voted - For 11 Elect James C. Johnson Management For Voted - For 12 Elect Martin J. Lyons, Jr. Management For Voted - For 13 Elect Steven H. Lipstein Management For Voted - For 14 Elect Leo S. Mackay, Jr. Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Omnibus Incentive Compensation Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For AMERICAN AIRLINES GROUP INC. Security ID: 02376R102 Ticker: AAL Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect James F. Albaugh Management For Voted - For 2055 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Jeffrey D. Benjamin Management For Voted - For 3 Elect Adriane M. Brown Management For Voted - For 4 Elect John T. Cahill Management For Voted - For 5 Elect Michael J. Embler Management For Voted - For 6 Elect Matthew J. Hart Management For Voted - For 7 Elect Robert D. Isom, Jr. Management For Voted - For 8 Elect Susan D. Kronick Management For Voted - For 9 Elect Martin H. Nesbitt Management For Voted - For 10 Elect Denise M. O'Leary Management For Voted - For 11 Elect W. Douglas Parker Management For Voted - For 12 Elect Ray M. Robinson Management For Voted - For 13 Elect Gregory D. Smith Management For Voted - For 14 Elect Douglas M. Steenland Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Elimination of Supermajority Requirement to Amend Bylaws Management For Voted - For 18 Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate Management For Voted - For 19 Approval of the Tax Benefit Preservation Plan Management For Voted - For 20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For AMERICAN ELECTRIC POWER COMPANY, INC. Security ID: 025537101 Ticker: AEP Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - For 2 Elect David J. Anderson Management For Voted - For 3 Elect J. Barnie Beasley, Jr. Management For Voted - For 4 Elect Benjamin G.S. Fowke III Management For Voted - For 5 Elect Art A. Garcia Management For Voted - For 6 Elect Linda A. Goodspeed Management For Voted - For 7 Elect Sandra Beach Lin Management For Voted - For 8 Elect Margaret M. McCarthy Management For Voted - For 9 Elect Oliver G. Richard, III Management For Voted - For 10 Elect Daryl Roberts Management For Voted - For 11 Elect Sara Martinez Tucker Management For Voted - For 12 Elect Lewis Von Thaer Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authorization of Preferred Stock Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For AMERICAN EXPRESS COMPANY Security ID: 025816109 Ticker: AXP Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against 2056 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Charlene Barshefsky Management For Voted - For 3 Elect John J. Brennan Management For Voted - For 4 Elect Peter Chernin Management For Voted - For 5 Elect Ralph de la Vega Management For Voted - For 6 Elect Michael O. Leavitt Management For Voted - For 7 Elect Theodore J. Leonsis Management For Voted - For 8 Elect Karen L. Parkhill Management For Voted - For 9 Elect Charles E. Phillips, Jr. Management For Voted - For 10 Elect Lynn A. Pike Management For Voted - For 11 Elect Stephen J. Squeri Management For Voted - For 12 Elect Daniel L. Vasella Management For Voted - For 13 Elect Lisa W. Wardell Management For Voted - For 14 Elect Christopher D. Young Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For AMERICAN INTERNATIONAL GROUP, INC. Security ID: 026874784 Ticker: AIG Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect James Cole, Jr. Management For Voted - For 2 Elect W. Don Cornwell Management For Voted - For 3 Elect William G. Jurgensen Management For Voted - For 4 Elect Linda A. Mills Management For Voted - For 5 Elect Thomas F. Motamed Management For Voted - For 6 Elect Peter R. Porrino Management For Voted - For 7 Elect John G. Rice Management For Voted - For 8 Elect Douglas M. Steenland Management For Voted - For 9 Elect Therese M. Vaughan Management For Voted - For 10 Elect Peter S. Zaffino Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AMERICAN TOWER CORPORATION Security ID: 03027X100 Ticker: AMT Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Thomas A. Bartlett Management For Voted - For 2 Elect Kelly C. Chambliss Management For Voted - For 3 Elect Teresa H. Clarke Management For Voted - For 4 Elect Raymond P. Dolan Management For Voted - For 5 Elect Kenneth R. Frank Management For Voted - For 6 Elect Robert D. Hormats Management For Voted - For 7 Elect Grace D. Lieblein Management For Voted - For 2057 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Craig Macnab Management For Voted - For 9 Elect JoAnn A. Reed Management For Voted - For 10 Elect Pamela D.A. Reeve Management For Voted - For 11 Elect David E. Sharbutt Management For Voted - For 12 Elect Bruce L. Tanner Management For Voted - For 13 Elect Samme L. Thompson Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For AMERICAN WATER WORKS COMPANY, INC. Security ID: 030420103 Ticker: AWK Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jeffrey N. Edwards Management For Voted - For 2 Elect Martha Clark Goss Management For Voted - For 3 Elect M. Susan Hardwick Management For Voted - For 4 Elect Kimberly J. Harris Management For Voted - For 5 Elect Julia L. Johnson Management For Voted - For 6 Elect Patricia L. Kampling Management For Voted - For 7 Elect Karl F. Kurz Management For Voted - For 8 Elect George MacKenzie Management For Voted - For 9 Elect James G. Stavridis Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For AMERIPRISE FINANCIAL, INC. Security ID: 03076C106 Ticker: AMP Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect James M. Cracchiolo Management For Voted - For 2 Elect Dianne Neal Blixt Management For Voted - For 3 Elect Amy DiGeso Management For Voted - For 4 Elect Lon R. Greenberg Management For Voted - For 5 Elect Robert F. Sharpe, Jr. Management For Voted - For 6 Elect Brian T. Shea Management For Voted - For 7 Elect W. Edward Walter Management For Voted - For 8 Elect Christopher J. Williams Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 2058 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted AMERISOURCEBERGEN CORPORATION Security ID: 03073E105 Ticker: ABC Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Ornella Barra Management For Voted - For 2 Elect Steven H. Collis Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Richard W. Gochnauer Management For Voted - For 5 Elect Lon R. Greenberg Management For Voted - For 6 Elect Jane E. Henney Management For Voted - For 7 Elect Kathleen Hyle Management For Voted - For 8 Elect Michael J. Long Management For Voted - For 9 Elect Henry W. McGee Management For Voted - For 10 Elect Dennis M. Nally Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 14 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AMETEK, INC. Security ID: 031100100 Ticker: AME Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Steven W. Kohlhagen Management For Voted - For 2 Elect Dean L. Seavers Management For Voted - For 3 Elect David A. Zapico Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For AMPHENOL CORPORATION Security ID: 032095101 Ticker: APH Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Nancy A. Altobello Management For Voted - For 2 Elect Stanley L. Clark Management For Voted - For 3 Elect David P. Falck Management For Voted - Against 4 Elect Edward G. Jepsen Management For Voted - For 5 Elect Rita S. Lane Management For Voted - For 6 Elect Robert A. Livingston Management For Voted - For 7 Elect Martin H. Loeffler Management For Voted - For 8 Elect R. Adam Norwitt Management For Voted - For 9 Elect Anne C. Wolff Management For Voted - For 10 Ratification of Auditor Management For Voted - For 2059 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ANALOG DEVICES, INC. Security ID: 032654105 Ticker: ADI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Ray Stata Management For Voted - For 2 Elect Vincent Roche Management For Voted - For 3 Elect James A. Champy Management For Voted - For 4 Elect Anantha P. Chandrakasan Management For Voted - Against 5 Elect Tunc Doluca Management For Voted - For 6 Elect Bruce R. Evans Management For Voted - For 7 Elect Edward H. Frank Management For Voted - For 8 Elect Laurie H. Glimcher Management For Voted - For 9 Elect Karen M. Golz Management For Voted - For 10 Elect Mercedes Johnson Management For Voted - For 11 Elect Kenton J. Sicchitano Management For Voted - For 12 Elect Susie Wee Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against ANSYS, INC. Security ID: 03662Q105 Ticker: ANSS Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Anil Chakravarthy Management For Voted - For 2 Elect Barbara V. Scherer Management For Voted - For 3 Elect Ravi K. Vijayaraghavan Management For Voted - For 4 Ratification of Auditor Management For Voted - Against 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Elimination of Supermajority Requirement to Remove a Director Management For Voted - For 7 Elimination of Supermajority Requirement to Amend or Repeal the By-Laws Management For Voted - For 8 Elimination of Supermajority Requirement to Approve Amendments to or Repeal Certain Provisions of the Charter Management For Voted - For 9 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 10 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For 2060 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted AON PLC Security ID: G0408V102 Ticker: AON Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Lester B. Knight Management For Voted - For 2 Elect Gregory C. Case Management For Voted - For 3 Elect Jin-Yong Cai Management For Voted - For 4 Elect Jeffrey C. Campbell Management For Voted - For 5 Elect Fulvio Conti Management For Voted - For 6 Elect Cheryl A. Francis Management For Voted - For 7 Elect J. Michael Losh Management For Voted - For 8 Elect Richard C. Notebaert Management For Voted - For 9 Elect Gloria Santona Management For Voted - For 10 Elect Byron O. Spruell Management For Voted - For 11 Elect Carolyn Y. Woo Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Appointment of Statutory Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For APA CORPORATION Security ID: 03743Q108 Ticker: APA Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Annell R. Bay Management For Voted - For 2 Elect John J. Christmann IV Management For Voted - For 3 Elect Juliet S. Ellis Management For Voted - For 4 Elect Charles W. Hooper Management For Voted - For 5 Elect Chansoo Joung Management For Voted - For 6 Elect John E. Lowe Management For Voted - For 7 Elect H. Lamar McKay Management For Voted - For 8 Elect Amy H. Nelson Management For Voted - For 9 Elect Daniel W. Rabun Management For Voted - For 10 Elect Peter A. Ragauss Management For Voted - For 11 Elect David L. Stover Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 2061 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Alex Gorsky Management For Voted - For 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For APPLIED MATERIALS, INC. Security ID: 038222105 Ticker: AMAT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Rani Borkar Management For Voted - For 2 Elect Judy Bruner Management For Voted - For 3 Elect Xun Chen Management For Voted - For 4 Elect Aart J. de Geus Management For Voted - For 5 Elect Gary E. Dickerson Management For Voted - For 6 Elect Thomas J. Iannotti Management For Voted - For 7 Elect Alexander A. Karsner Management For Voted - For 8 Elect Adrianna C. Ma Management For Voted - For 9 Elect Yvonne McGill Management For Voted - For 10 Elect Scott A. McGregor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 14 Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder Against Voted - For APTIV PLC Security ID: G6095L109 Ticker: APTV Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Kevin P. Clark Management For Voted - For 2 Elect Richard L. Clemmer Management For Voted - For 3 Elect Nancy E. Cooper Management For Voted - For 2062 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Joseph L. Hooley Management For Voted - For 5 Elect Merit E. Janow Management For Voted - For 6 Elect Sean O. Mahoney Management For Voted - For 7 Elect Paul M. Meister Management For Voted - For 8 Elect Robert K. Ortberg Management For Voted - For 9 Elect Colin J. Parris Management For Voted - For 10 Elect Ana G. Pinczuk Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For ARCHER-DANIELS-MIDLAND COMPANY Security ID: 039483102 Ticker: ADM Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Michael S. Burke Management For Voted - For 2 Elect Theodore Colbert Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Suzan F. Harrison Management For Voted - For 6 Elect Juan R. Luciano Management For Voted - For 7 Elect Patrick J. Moore Management For Voted - For 8 Elect Francisco Sanchez Management For Voted - For 9 Elect Debra A. Sandler Management For Voted - For 10 Elect Lei Z. Schlitz Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Pesticide Reporting Shareholder Against Voted - Against ARISTA NETWORKS, INC. Security ID: 040413106 Ticker: ANET Meeting Date: 31-May-22 Meeting Type: Annual 1.1 Elect Charles H. Giancarlo Management For Voted - Withheld 1.2 Elect Daniel Scheinman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - Against ARTHUR J. GALLAGHER & CO. Security ID: 363576109 Ticker: AJG Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2063 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect William L. Bax Management For Voted - For 3 Elect Teresa H. Clarke Management For Voted - For 4 Elect D. John Coldman Management For Voted - For 5 Elect J. Patrick Gallagher, Jr. Management For Voted - For 6 Elect David S. Johnson Management For Voted - For 7 Elect Kay W. McCurdy Management For Voted - For 8 Elect Christopher C. Miskel Management For Voted - For 9 Elect Ralph J. Nicoletti Management For Voted - For 10 Elect Norman L. Rosenthal Management For Voted - For 11 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For ASSURANT, INC. Security ID: 04621X108 Ticker: AIZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Elaine D. Rosen Management For Voted - For 2 Elect Paget L. Alves Management For Voted - For 3 Elect J. Braxton Carter Management For Voted - For 4 Elect Juan N. Cento Management For Voted - For 5 Elect Keith W. Demmings Management For Voted - For 6 Elect Harriet Edelman Management For Voted - For 7 Elect Lawrence V. Jackson Management For Voted - For 8 Elect Jean-Paul L. Montupet Management For Voted - For 9 Elect Debra J. Perry Management For Voted - For 10 Elect Ognjen Redzic Management For Voted - For 11 Elect Paul J. Reilly Management For Voted - For 12 Elect Robert W. Stein Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For AT&T INC. Security ID: 00206R102 Ticker: T Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - Abstain 2 Elect Scott T. Ford Management For Voted - For 3 Elect Glenn H. Hutchins Management For Voted - For 4 Elect William E. Kennard Management For Voted - For 5 Elect Debra L. Lee Management For Voted - Abstain 6 Elect Stephen J. Luczo Management For Voted - For 7 Elect Michael B. McCallister Management For Voted - For 8 Elect Beth E. Mooney Management For Voted - For 9 Elect Matthew K. Rose Management For Voted - For 10 Elect John T. Stankey Management For Voted - For 11 Elect Cindy B. Taylor Management For Voted - For 2064 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Luis A. Ubinas Management For Voted - For 13 Elect Geoffrey Y. Yang Management For Voted - Abstain 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Pay Ratio Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against ATMOS ENERGY CORPORATION Security ID: 049560105 Ticker: ATO Meeting Date: 09-Feb-22 Meeting Type: Annual 1 Elect J. Kevin Akers Management For Voted - For 2 Elect Kim R. Cocklin Management For Voted - For 3 Elect Kelly H. Compton Management For Voted - For 4 Elect Sean Donohue Management For Voted - For 5 Elect Rafael G. Garza Management For Voted - For 6 Elect Richard K. Gordon Management For Voted - For 7 Elect Nancy K. Quinn Management For Voted - For 8 Elect Richard A. Sampson Management For Voted - For 9 Elect Diana J. Walters Management For Voted - For 10 Elect Frank Yoho Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year AUTODESK, INC. Security ID: 052769106 Ticker: ADSK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Andrew Anagnost Management For Voted - For 2 Elect Karen Blasing Management For Voted - For 3 Elect Reid French Management For Voted - For 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Blake J. Irving Management For Voted - For 6 Elect Mary T. McDowell Management For Voted - For 7 Elect Stephen D. Milligan Management For Voted - For 8 Elect Lorrie M. Norrington Management For Voted - For 9 Elect Elizabeth S. Rafael Management For Voted - For 10 Elect Stacy J. Smith Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For 2065 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted AUTOMATIC DATA PROCESSING, INC. Security ID: 053015103 Ticker: ADP Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Peter Bisson Management For Voted - For 2 Elect Richard T. Clark Management For Voted - For 3 Elect Linnie M. Haynesworth Management For Voted - For 4 Elect John P. Jones Management For Voted - For 5 Elect Francine S. Katsoudas Management For Voted - For 6 Elect Nazzic S. Keene Management For Voted - For 7 Elect Thomas J. Lynch Management For Voted - For 8 Elect Scott F. Powers Management For Voted - For 9 Elect William J. Ready Management For Voted - For 10 Elect Carlos A. Rodriguez Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Voted - For AUTOZONE, INC. Security ID: 053332102 Ticker: AZO Meeting Date: 15-Dec-21 Meeting Type: Annual 1 Elect Douglas H. Brooks Management For Voted - For 2 Elect Linda A. Goodspeed Management For Voted - For 3 Elect Earl G. Graves, Jr. Management For Voted - For 4 Elect Enderson Guimaraes Management For Voted - For 5 Elect D. Bryan Jordan Management For Voted - For 6 Elect Gale V. King Management For Voted - For 7 Elect George R. Mrkonic, Jr. Management For Voted - For 8 Elect William C. Rhodes, III Management For Voted - For 9 Elect Jill Ann Soltau Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For AVALONBAY COMMUNITIES, INC. Security ID: 053484101 Ticker: AVB Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Glyn F. Aeppel Management For Voted - For 2 Elect Terry S. Brown Management For Voted - For 3 Elect Alan B. Buckelew Management For Voted - For 4 Elect Ronald L. Havner, Jr. Management For Voted - For 2066 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Stephen P. Hills Management For Voted - For 6 Elect Christopher B. Howard Management For Voted - For 7 Elect Richard J. Lieb Management For Voted - For 8 Elect Nnenna Lynch Management For Voted - For 9 Elect Timothy J. Naughton Management For Voted - For 10 Elect Benjamin W. Schall Management For Voted - For 11 Elect Susan Swanezy Management For Voted - For 12 Elect W. Edward Walter Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For AVERY DENNISON CORPORATION Security ID: 053611109 Ticker: AVY Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bradley A. Alford Management For Voted - For 2 Elect Anthony K. Anderson Management For Voted - For 3 Elect Mitchell R. Butier Management For Voted - For 4 Elect Ken C. Hicks Management For Voted - For 5 Elect Andres A. Lopez Management For Voted - For 6 Elect Patrick T. Siewert Management For Voted - For 7 Elect Julia A. Stewart Management For Voted - For 8 Elect Martha N. Sullivan Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against BAKER HUGHES COMPANY Security ID: 05722G100 Ticker: BKR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect W. Geoffrey Beattie Management For Voted - For 2 Elect Gregory D. Brenneman Management For Voted - For 3 Elect Cynthia B. Carroll Management For Voted - For 4 Elect Nelda J. Connors Management For Voted - For 5 Elect Michael R. Dumais Management For Voted - For 6 Elect Gregory L. Ebel Management For Voted - For 7 Elect Lynn L. Elsenhans Management For Voted - For 8 Elect John G. Rice Management For Voted - For 9 Elect Lorenzo Simonelli Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 2067 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted BALL CORPORATION Security ID: 058498106 Ticker: BLL Meeting Date: 27-Apr-22 Meeting Type: Annual 1.1 Elect Dune E. Ives Management For Voted - For 1.2 Elect Georgia R. Nelson Management For Voted - For 1.3 Elect Cynthia A. Niekamp Management For Voted - For 1.4 Elect Todd A. Penegor Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Repeal of Classified Board Management For Voted - For 5 Permit Shareholders to Amend the Bylaws Management For Voted - For BANK OF AMERICA CORPORATION Security ID: 060505583 Ticker: BAC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Sharon L. Allen Management For Voted - For 2 Elect Frank P. Bramble, Sr. Management For Voted - For 3 Elect Pierre J. P. de Weck Management For Voted - For 4 Elect Arnold W. Donald Management For Voted - For 5 Elect Linda P. Hudson Management For Voted - For 6 Elect Monica C. Lozano Management For Voted - For 7 Elect Brian T. Moynihan Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Clayton S. Rose Management For Voted - For 11 Elect Michael D. White Management For Voted - For 12 Elect Thomas D. Woods Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Elect Maria T. Zuber Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Ratification of Exclusive Forum Provision Management For Voted - Against 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 20 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against BATH & BODY WORKS, INC. Security ID: 070830104 Ticker: BBWI Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patricia S. Bellinger Management For Voted - For 2 Elect Alessandro Bogliolo Management For Voted - For 2068 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Francis A. Hondal Management For Voted - For 4 Elect Danielle M. Lee Management For Voted - For 5 Elect Michael G. Morris Management For Voted - For 6 Elect Sarah E. Nash Management For Voted - For 7 Elect Juan Rajlin Management For Voted - For 8 Elect Stephen D. Steinour Management For Voted - For 9 Elect J.K. Symancyk Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the Associate Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For BAXTER INTERNATIONAL INC. Security ID: 071813109 Ticker: BAX Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Jose E. Almeida Management For Voted - For 2 Elect Thomas F. Chen Management For Voted - For 3 Elect Peter S. Hellman Management For Voted - For 4 Elect Michael F. Mahoney Management For Voted - For 5 Elect Patricia Morrison Management For Voted - For 6 Elect Stephen N. Oesterle Management For Voted - For 7 Elect Nancy M. Schlichting Management For Voted - For 8 Elect Catherine R. Smith Management For Voted - For 9 Elect Albert P.L. Stroucken Management For Voted - For 10 Elect Amy M. Wendell Management For Voted - For 11 Elect David S. Wilkes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Permit Shareholders to Act by Written Consent Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For BERKSHIRE HATHAWAY INC. Security ID: 084670702 Ticker: BRKA Meeting Date: 30-Apr-22 Meeting Type: Annual 1.1 Elect Warren E. Buffett Management For Voted - For 1.2 Elect Charles T. Munger Management For Voted - For 1.3 Elect Gregory E. Abel Management For Voted - For 1.4 Elect Howard G. Buffett Management For Voted - For 1.5 Elect Susan A. Buffett Management For Voted - For 1.6 Elect Stephen B. Burke Management For Voted - For 2069 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.7 Elect Kenneth I. Chenault Management For Voted - For 1.8 Elect Christopher C. Davis Management For Voted - For 1.9 Elect Susan L. Decker Management For Voted - Withheld 1.10 Elect David S. Gottesman Management For Voted - For 1.11 Elect Charlotte Guyman Management For Voted - Withheld 1.12 Elect Ajit Jain Management For Voted - For 1.13 Elect Ronald L. Olson Management For Voted - For 1.14 Elect Wallace R. Weitz Management For Voted - For 1.15 Elect Meryl B. Witmer Management For Voted - For 2 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 3 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 4 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 5 Shareholder Proposal Regarding Diversity and Inclusion Reports Shareholder Against Voted - For BEST BUY CO., INC. Security ID: 086516101 Ticker: BBY Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Corie S. Barry Management For Voted - For 2 Elect Lisa M. Caputo Management For Voted - For 3 Elect J. Patrick Doyle Management For Voted - For 4 Elect David W. Kenny Management For Voted - For 5 Elect Mario J. Marte Management For Voted - For 6 Elect Karen A. McLoughlin Management For Voted - For 7 Elect Thomas L. Millner Management For Voted - For 8 Elect Claudia Fan Munce Management For Voted - For 9 Elect Richelle P. Parham Management For Voted - For 10 Elect Steven E. Rendle Management For Voted - For 11 Elect Eugene A. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BLACKROCK, INC. Security ID: 09247X101 Ticker: BLK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Bader M. Alsaad Management For Voted - For 2 Elect Pamela Daley Management For Voted - For 3 Elect Laurence D. Fink Management For Voted - For 4 Elect Beth E. Ford Management For Voted - For 5 Elect William E. Ford Management For Voted - For 6 Elect Fabrizio Freda Management For Voted - For 7 Elect Murry S. Gerber Management For Voted - For 8 Elect Margaret L. Johnson Management For Voted - For 9 Elect Robert S. Kapito Management For Voted - For 2070 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Cheryl D. Mills Management For Voted - For 11 Elect Gordon M. Nixon Management For Voted - For 12 Elect Kristin C. Peck Management For Voted - For 13 Elect Charles H. Robbins Management For Voted - For 14 Elect Marco Antonio Slim Domit Management For Voted - For 15 Elect Hans E. Vestberg Management For Voted - For 16 Elect Susan L. Wagner Management For Voted - For 17 Elect Mark Wilson Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - For 20 Shareholder Proposal Regarding Adopting Asset Management Practices Shareholder Against Voted - For BOOKING HOLDINGS INC. Security ID: 09857L108 Ticker: BKNG Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Timothy M. Armstrong Management For Voted - For 1.2 Elect Glenn D. Fogel Management For Voted - For 1.3 Elect Mirian M. Graddick-Weir Management For Voted - For 1.4 Elect Wei Hopeman Management For Voted - For 1.5 Elect Robert J. Mylod Jr. Management For Voted - For 1.6 Elect Charles H. Noski Management For Voted - For 1.7 Elect Nicholas J. Read Management For Voted - For 1.8 Elect Thomas E. Rothman Management For Voted - For 1.9 Elect Sumit Singh Management For Voted - For 1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 1.11 Elect Vanessa A. Wittman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance Shareholder Against Voted - For BORGWARNER INC. Security ID: 099724106 Ticker: BWA Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Sara A. Greenstein Management For Voted - For 2 Elect David S. Haffner Management For Voted - For 3 Elect Michael S. Hanley Management For Voted - For 4 Elect Frederic B. Lissalde Management For Voted - For 5 Elect Paul A. Mascarenas Management For Voted - For 6 Elect Shaun E. McAlmont Management For Voted - For 7 Elect Deborah D. McWhinney Management For Voted - For 8 Elect Alexis P. Michas Management For Voted - For 2071 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - Against 11 Allow 10% of Shares to Request a Record Date to Initiate Shareholder Written Consent Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - For BOSTON PROPERTIES, INC. Security ID: 101121101 Ticker: BXP Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Joel I. Klein Management For Voted - For 2 Elect Kelly A. Ayotte Management For Voted - For 3 Elect Bruce W. Duncan Management For Voted - For 4 Elect Carol B. Einiger Management For Voted - For 5 Elect Diane J. Hoskins Management For Voted - For 6 Elect Mary E. Kipp Management For Voted - For 7 Elect Douglas T. Linde Management For Voted - For 8 Elect Matthew J. Lustig Management For Voted - For 9 Elect Owen D. Thomas Management For Voted - For 10 Elect David A. Twardock Management For Voted - For 11 Elect William H. Walton, III Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the Non-Employee Director Compensation Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For BOSTON SCIENTIFIC CORPORATION Security ID: 101137107 Ticker: BSX Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Nelda J. Connors Management For Voted - For 2 Elect Charles J. Dockendorff Management For Voted - For 3 Elect Yoshiaki Fujimori Management For Voted - For 4 Elect Donna A. James Management For Voted - For 5 Elect Edward J. Ludwig Management For Voted - For 6 Elect Michael F. Mahoney Management For Voted - For 7 Elect David J. Roux Management For Voted - For 8 Elect John E. Sununu Management For Voted - For 9 Elect David S. Wichmann Management For Voted - For 10 Elect Ellen M. Zane Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2006 Employee Stock Purchase Plan Management For Voted - For 2072 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted BROADCOM INC. Security ID: 11135F101 Ticker: AVGO Meeting Date: 04-Apr-22 Meeting Type: Annual 1 Elect Diane M. Bryant Management For Voted - For 2 Elect Gayla J. Delly Management For Voted - For 3 Elect Raul J. Fernandez Management For Voted - For 4 Elect Eddy W. Hartenstein Management For Voted - For 5 Elect Check Kian Low Management For Voted - For 6 Elect Justine F. Page Management For Voted - For 7 Elect Dr. Henry S. Samueli Management For Voted - For 8 Elect Hock E. Tan Management For Voted - For 9 Elect Harry L. You Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against BROADRIDGE FINANCIAL SOLUTIONS, INC. Security ID: 11133T103 Ticker: BR Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Elect Leslie A. Brun Management For Voted - For 2 Elect Pamela L. Carter Management For Voted - For 3 Elect Richard J. Daly Management For Voted - For 4 Elect Robert N. Duelks Management For Voted - For 5 Elect Melvin L. Flowers Management For Voted - For 6 Elect Timothy C. Gokey Management For Voted - For 7 Elect Brett A. Keller Management For Voted - For 8 Elect Maura A. Markus Management For Voted - For 9 Elect Annette L. Nazareth Management For Voted - For 10 Elect Thomas J. Perna Management For Voted - For 11 Elect Amit K. Zavery Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For BROWN & BROWN, INC. Security ID: 115236101 Ticker: BRO Meeting Date: 04-May-22 Meeting Type: Annual 1.1 Elect J. Hyatt Brown Management For Voted - For 1.2 Elect Hugh M. Brown Management For Voted - For 1.3 Elect J. Powell Brown Management For Voted - For 1.4 Elect Lawrence L. Gellerstedt, III Management For Voted - For 1.5 Elect James C. Hays Management For Voted - For 1.6 Elect Theodore J. Hoepner Management For Voted - Withheld 1.7 Elect James S. Hunt Management For Voted - For 2073 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.8 Elect Toni Jennings Management For Voted - For 1.9 Elect Timothy R.M. Main Management For Voted - For 1.10 Elect H. Palmer Proctor, Jr. Management For Voted - Withheld 1.11 Elect Wendell S. Reilly Management For Voted - Withheld 1.12 Elect Chilton D. Varner Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For C.H. ROBINSON WORLDWIDE, INC. Security ID: 12541W209 Ticker: CHRW Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Scott P. Anderson Management For Voted - For 2 Elect Robert C. Biesterfeld Jr. Management For Voted - For 3 Elect Kermit R. Crawford Management For Voted - For 4 Elect Timothy C. Gokey Management For Voted - Against 5 Elect Mark A. Goodburn Management For Voted - For 6 Elect Mary J. Steele Guilfoile Management For Voted - For 7 Elect Jodeen A. Kozlak Management For Voted - For 8 Elect Henry J. Maier Management For Voted - For 9 Elect James B. Stake Management For Voted - For 10 Elect Paula C. Tolliver Management For Voted - For 11 Elect Henry W. Winship Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the 2022 Equity Incentive Plan Management For Voted - For CABOT OIL & GAS CORPORATION Security ID: 127097103 Ticker: COG Meeting Date: 29-Sep-21 Meeting Type: Special 1 Stock Issuance for Merger with Cimarex Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For CADENCE DESIGN SYSTEMS, INC. Security ID: 127387108 Ticker: CDNS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - For 2 Elect Ita M. Brennan Management For Voted - For 3 Elect Lewis Chew Management For Voted - For 4 Elect Anirudh Devgan Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Julia Liuson Management For Voted - For 7 Elect James D. Plummer Management For Voted - For 8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - For 2074 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect John B. Shoven Management For Voted - For 10 Elect Young K. Sohn Management For Voted - For 11 Elect Lip-Bu Tan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CAMPBELL SOUP COMPANY Security ID: 134429109 Ticker: CPB Meeting Date: 01-Dec-21 Meeting Type: Annual 1 Elect Fabiola R. Arredondo Management For Voted - For 2 Elect Howard M. Averill Management For Voted - For 3 Elect John P. Bilbrey Management For Voted - For 4 Elect Mark A. Clouse Management For Voted - For 5 Elect Bennett Dorrance Management For Voted - For 6 Elect Maria Teresa Hilado Management For Voted - For 7 Elect Grant H. Hill Management For Voted - For 8 Elect Sarah Hofstetter Management For Voted - For 9 Elect Marc B. Lautenbach Management For Voted - For 10 Elect Mary Alice D. Malone Management For Voted - For 11 Elect Keith R. McLoughlin Management For Voted - For 12 Elect Kurt Schmidt Management For Voted - For 13 Elect Archbold D. van Beuren Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For 17 Shareholder Proposal Regarding Virtual Shareholder Meetings Shareholder Against Voted - For CAPITAL ONE FINANCIAL CORPORATION Security ID: 14040H105 Ticker: COF Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Richard D. Fairbank Management For Voted - For 2 Elect Ime Archibong Management For Voted - For 3 Elect Christine R. Detrick Management For Voted - For 4 Elect Ann Fritz Hackett Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect Eli Leenaars Management For Voted - For 7 Elect Francois Locoh-Donou Management For Voted - For 8 Elect Peter E. Raskind Management For Voted - For 9 Elect Eileen Serra Management For Voted - For 10 Elect Mayo A. Shattuck III Management For Voted - For 11 Elect Bradford H. Warner Management For Voted - For 12 Elect Catherine G. West Management For Voted - For 2075 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Craig Anthony Williams Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For CARDINAL HEALTH, INC. Security ID: 14149Y108 Ticker: CAH Meeting Date: 05-Nov-21 Meeting Type: Annual 1 Elect Carrie S. Cox Management For Voted - For 2 Elect Bruce L. Downey Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect David C. Evans Management For Voted - For 5 Elect Patricia Hemingway Hall Management For Voted - For 6 Elect Akhil Johri Management For Voted - For 7 Elect Michael C. Kaufmann Management For Voted - For 8 Elect Gregory B. Kenny Management For Voted - For 9 Elect Nancy Killefer Management For Voted - For 10 Elect Dean A. Scarborough Management For Voted - For 11 Elect John H. Weiland Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For CARMAX, INC. Security ID: 143130102 Ticker: KMX Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Elect Peter J. Bensen Management For Voted - For 2 Elect Ronald E. Blaylock Management For Voted - For 3 Elect Sona Chawla Management For Voted - For 4 Elect Thomas J. Folliard Management For Voted - For 5 Elect Shira D. Goodman Management For Voted - For 6 Elect David W. McCreight Management For Voted - Against 7 Elect William D. Nash Management For Voted - For 8 Elect Mark F. O'Neil Management For Voted - For 9 Elect Pietro Satriano Management For Voted - For 10 Elect Marcella Shinder Management For Voted - For 11 Elect Mitchell D. Steenrod Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2076 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted CARNIVAL CORPORATION & PLC Security ID: 143658300 Ticker: CCL Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Elect Micky Arison Management For Voted - For 2 Elect Jonathon Band Management For Voted - For 3 Elect Jason G. Cahilly Management For Voted - For 4 Elect Helen Deeble Management For Voted - For 5 Elect Arnold W. Donald Management For Voted - For 6 Elect Jeffrey J. Gearhart Management For Voted - For 7 Elect Richard J. Glasier Management For Voted - For 8 Elect Katie Lahey Management For Voted - For 9 Elect John Parker Management For Voted - For 10 Elect Stuart Subotnick Management For Voted - For 11 Elect Laura A. Weil Management For Voted - For 12 Elect Randall J. Weisenburger Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Remuneration Report Management For Voted - Against 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Receipt of Accounts and Reports Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For CARRIER GLOBAL CORPORATION Security ID: 14448C104 Ticker: CARR Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Jean-Pierre Garnier Management For Voted - For 2 Elect David L. Gitlin Management For Voted - For 3 Elect John J. Greisch Management For Voted - For 4 Elect Charles M. Holley, Jr. Management For Voted - For 5 Elect Michael M. McNamara Management For Voted - For 6 Elect Michael A. Todman Management For Voted - For 7 Elect Virginia M. Wilson Management For Voted - For 8 Elect Beth A. Wozniak Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For CATERPILLAR INC. Security ID: 149123101 Ticker: CAT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kelly A. Ayotte Management For Voted - For 2077 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect David L. Calhoun Management For Voted - For 3 Elect Daniel M. Dickinson Management For Voted - For 4 Elect Gerald Johnson Management For Voted - For 5 Elect David W. MacLennan Management For Voted - For 6 Elect Debra L. Reed-Klages Management For Voted - For 7 Elect Edward B. Rust, Jr. Management For Voted - For 8 Elect Susan C. Schwab Management For Voted - For 9 Elect D. James Umpleby III Management For Voted - For 10 Elect Rayford Wilkins Jr. Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Mitigation of Risks in Conflict-Affected and High-Risk Areas Shareholder Against Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CBOE GLOBAL MARKETS, INC. Security ID: 12503M108 Ticker: CBOE Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Edward T. Tilly Management For Voted - For 2 Elect Eugene S. Sunshine Management For Voted - For 3 Elect William M. Farrow III Management For Voted - For 4 Elect Edward J. Fitzpatrick Management For Voted - For 5 Elect Ivan K. Fong Management For Voted - For 6 Elect Janet P. Froetscher Management For Voted - For 7 Elect Jill R. Goodman Management For Voted - For 8 Elect Alexander J. Matturri, Jr. Management For Voted - For 9 Elect Jennifer J. McPeek Management For Voted - For 10 Elect Roderick A. Palmore Management For Voted - For 11 Elect James Parisi Management For Voted - For 12 Elect Joseph P. Ratterman Management For Voted - For 13 Elect Jill E. Sommers Management For Voted - For 14 Elect Fredric J. Tomczyk Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For CBRE GROUP, INC. Security ID: 12504L109 Ticker: CBRE Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Brandon B. Boze Management For Voted - For 2 Elect Beth F. Cobert Management For Voted - For 3 Elect Reginald H. Gilyard Management For Voted - For 2078 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Shira D. Goodman Management For Voted - For 5 Elect Christopher T. Jenny Management For Voted - For 6 Elect Gerardo I. Lopez Management For Voted - For 7 Elect Susan Meaney Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Robert E. Sulentic Management For Voted - For 10 Elect Sanjiv Yajnik Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CDW CORPORATION Security ID: 12514G108 Ticker: CDW Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Virginia C. Addicott Management For Voted - For 2 Elect James A. Bell Management For Voted - For 3 Elect Lynda M. Clarizio Management For Voted - For 4 Elect Paul J. Finnegan Management For Voted - For 5 Elect Anthony R. Foxx Management For Voted - For 6 Elect Christine A. Leahy Management For Voted - For 7 Elect Sanjay Mehrotra Management For Voted - For 8 Elect David W. Nelms Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Donna F. Zarcone Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CELANESE CORPORATION Security ID: 150870103 Ticker: CE Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect William M. Brown Management For Voted - For 3 Elect Edward G. Galante Management For Voted - For 4 Elect Rahul Ghai Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect David F. Hoffmeister Management For Voted - For 7 Elect Jay V. Ihlenfeld Management For Voted - For 8 Elect Deborah J. Kissire Management For Voted - For 9 Elect Michael Koenig Management For Voted - For 10 Elect Kim K.W. Rucker Management For Voted - For 11 Elect Lori J. Ryerkerk Management For Voted - For 2079 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CENTERPOINT ENERGY, INC. Security ID: 15189T107 Ticker: CNP Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Wendy Montoya Cloonan Management For Voted - For 2 Elect Earl M. Cummings Management For Voted - For 3 Elect Christopher H. Franklin Management For Voted - For 4 Elect David J. Lesar Management For Voted - For 5 Elect Raquelle W. Lewis Management For Voted - For 6 Elect Martin H. Nesbitt Management For Voted - For 7 Elect Theodore F. Pound Management For Voted - Against 8 Elect Phillip R. Smith Management For Voted - For 9 Elect Barry T. Smitherman Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Approval of the 2022 Long Term Incentive Plan Management For Voted - Against CERIDIAN HCM HOLDING INC. Security ID: 15677J108 Ticker: CDAY Meeting Date: 03-May-22 Meeting Type: Annual 1.1 Elect Brent B. Bickett Management For Voted - Withheld 1.2 Elect Ronald F. Clarke Management For Voted - Withheld 1.3 Elect Ganesh B. Rao Management For Voted - For 1.4 Elect Leagh E. Turner Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For CERNER CORPORATION Security ID: 156782104 Ticker: CERN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Mitchell E. Daniels, Jr. Management For Voted - For 2 Elect Elder Granger Management For Voted - For 3 Elect John J. Greisch Management For Voted - For 4 Elect Melinda J. Mount Management For Voted - For 5 Elect George A. Riedel Management For Voted - For 6 Elect R. Halsey Wise Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - Against 9 Elimination of Supermajority Requirements for Certain Business Combination Transactions with Interested Stockholders Management For Voted - For 2080 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elimination of Supermajority Requirements to Amend Bylaws Management For Voted - For 11 Elimination of Supermajority Requirements to Amend Certain Provisions of the Certificate Management For Voted - For 12 Elimination of Supermajority Requirements to Remove Directors Management For Voted - For 13 Amendment to the 2011 Omnibus Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CF INDUSTRIES HOLDINGS, INC. Security ID: 125269100 Ticker: CF Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Javed Ahmed Management For Voted - For 2 Elect Robert C. Arzbaecher Management For Voted - For 3 Elect Deborah L. DeHaas Management For Voted - For 4 Elect John W. Eaves Management For Voted - For 5 Elect Stephen J. Hagge Management For Voted - For 6 Elect Jesus Madrazo Management For Voted - For 7 Elect Anne P. Noonan Management For Voted - For 8 Elect Michael J. Toelle Management For Voted - For 9 Elect Theresa E. Wagler Management For Voted - For 10 Elect Celso L. White Management For Voted - For 11 Elect W. Anthony Will Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity and Incentive Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CHARTER COMMUNICATIONS, INC. Security ID: 16119P108 Ticker: CHTR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect W. Lance Conn Management For Voted - For 2 Elect Kim C. Goodman Management For Voted - For 3 Elect Craig A. Jacobson Management For Voted - Against 4 Elect Gregory B. Maffei Management For Voted - Against 5 Elect John D. Markley, Jr. Management For Voted - Against 6 Elect David C. Merritt Management For Voted - For 7 Elect James E. Meyer Management For Voted - Against 8 Elect Steven A. Miron Management For Voted - For 9 Elect Balan Nair Management For Voted - Against 10 Elect Michael A. Newhouse Management For Voted - Against 11 Elect Mauricio Ramos Management For Voted - For 12 Elect Thomas M. Rutledge Management For Voted - For 13 Elect Eric L. Zinterhofer Management For Voted - Against 2081 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 18 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 19 Shareholder Proposal Regarding EEO-1 Reporting Shareholder Against Voted - For 20 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For CHEVRON CORPORATION Security ID: 166764100 Ticker: CVX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect John B. Frank Management For Voted - For 3 Elect Alice P. Gast Management For Voted - For 4 Elect Enrique Hernandez, Jr. Management For Voted - For 5 Elect Marillyn A. Hewson Management For Voted - For 6 Elect Jon M. Huntsman, Jr. Management For Voted - For 7 Elect Charles W. Moorman IV Management For Voted - For 8 Elect Dambisa F. Moyo Management For Voted - For 9 Elect Debra L. Reed-Klages Management For Voted - For 10 Elect Ronald D. Sugar Management For Voted - For 11 Elect D. James Umpleby III Management For Voted - For 12 Elect Michael K. Wirth Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis Shareholder Against Voted - For 18 Shareholder Proposal Regarding Methane Emission Disclosures Shareholder For Voted - For 19 Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments Shareholder Against Voted - For 20 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CHIPOTLE MEXICAN GRILL, INC. Security ID: 169656105 Ticker: CMG Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Albert S. Baldocchi Management For Voted - For 1.2 Elect Matthew Carey Management For Voted - For 1.3 Elect Gregg L. Engles Management For Voted - For 2082 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.4 Elect Patricia D. Fili-Krushel Management For Voted - For 1.5 Elect Mauricio Gutierrez Management For Voted - For 1.6 Elect Robin Hickenlooper Management For Voted - Withheld 1.7 Elect Scott H. Maw Management For Voted - For 1.8 Elect Brian Niccol Management For Voted - For 1.9 Elect Mary A. Winston Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Approval of the 2022 Stock Incentive Plan Management For Voted - For 5 Approval of the Employee Stock Purchase Plan Management For Voted - For 6 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For CHUBB LIMITED Security ID: H1467J104 Ticker: CB Meeting Date: 03-Nov-21 Meeting Type: Special 1 Authority to Repurchase Shares in Excess of 10% of Issued Share Capital Management For Voted - For 2 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 3 Additional or Amended Proposals Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Dividends from Reserves Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Election of Statutory Auditors Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Appointment of Special Auditor Management For Voted - For 8 Elect Evan G. Greenberg Management For Voted - For 9 Elect Michael P. Connors Management For Voted - For 10 Elect Michael G. Atieh Management For Voted - For 11 Elect Kathy Bonanno Management For Voted - For 12 Elect Sheila P. Burke Management For Voted - For 13 Elect Mary A. Cirillo Management For Voted - For 14 Elect Robert J. Hugin Management For Voted - For 15 Elect Robert W. Scully Management For Voted - For 16 Elect Theodore E. Shasta Management For Voted - For 17 Elect David H. Sidwell Management For Voted - For 18 Elect Olivier Steimer Management For Voted - For 19 Elect Luis Tellez Management For Voted - For 20 Elect Frances F. Townsend Management For Voted - For 21 Elect Evan G. Greenberg as Chair Management For Voted - For 22 Elect Michael P. Connors Management For Voted - For 23 Elect Mary A. Cirillo Management For Voted - For 2083 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 24 Elect Frances F. Townsend Management For Voted - For 25 Appointment of Independent Proxy (Switzerland) Management For Voted - For 26 Increased in Authorised Capital Management For Voted - For 27 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 28 Board Compensation Management For Voted - For 29 Executive Compensation Management For Voted - For 30 Advisory Vote on Executive Compensation Management For Voted - For 31 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For 32 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 33 Additional or Amended Proposals Management For Voted - Against CIGNA CORPORATION Security ID: 125523100 Ticker: CI Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect David M. Cordani Management For Voted - For 2 Elect William J. DeLaney Management For Voted - For 3 Elect Eric J. Foss Management For Voted - For 4 Elect Dr. Elder Granger Management For Voted - For 5 Elect Neesha Hathi Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Kathleen M. Mazzarella Management For Voted - For 8 Elect Mark B. McClellan Management For Voted - For 9 Elect Kimberly A. Ross Management For Voted - For 10 Elect Eric C. Wiseman Management For Voted - For 11 Elect Donna F. Zarcone Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For CINCINNATI FINANCIAL CORPORATION Security ID: 172062101 Ticker: CINF Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Thomas J. Aaron Management For Voted - For 2 Elect William F. Bahl Management For Voted - Against 3 Elect Nancy C. Benacci Management For Voted - For 4 Elect Linda W. Clement-Holmes Management For Voted - For 5 Elect Dirk J. Debbink Management For Voted - For 6 Elect Steven J. Johnston Management For Voted - For 2084 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Jill P. Meyer Management For Voted - For 8 Elect David P. Osborn Management For Voted - For 9 Elect Gretchen W. Schar Management For Voted - For 10 Elect Charles O. Schiff Management For Voted - For 11 Elect Douglas S. Skidmore Management For Voted - For 12 Elect John F. Steele, Jr. Management For Voted - For 13 Elect Larry R. Webb Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For CINTAS CORPORATION Security ID: 172908105 Ticker: CTAS Meeting Date: 26-Oct-21 Meeting Type: Annual 1 Elect Gerald S. Adolph Management For Voted - For 2 Elect John F. Barrett Management For Voted - For 3 Elect Melanie W. Barstad Management For Voted - For 4 Elect Karen L. Carnahan Management For Voted - For 5 Elect Robert E. Coletti Management For Voted - For 6 Elect Scott D. Farmer Management For Voted - For 7 Elect Joseph Scaminace Management For Voted - For 8 Elect Todd M. Schneider Management For Voted - For 9 Elect Ronald W. Tysoe Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - For 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 2085 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted CITIGROUP INC. Security ID: 172967424 Ticker: C Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Ellen M. Costello Management For Voted - For 2 Elect Grace E. Dailey Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 4 Elect John C. Dugan Management For Voted - For 5 Elect Jane N. Fraser Management For Voted - For 6 Elect Duncan P. Hennes Management For Voted - For 7 Elect Peter B. Henry Management For Voted - For 8 Elect S. Leslie Ireland Management For Voted - For 9 Elect Renee J. James Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Diana L. Taylor Management For Voted - For 12 Elect James S. Turley Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Amendment to the 2019 Stock Incentive Plan Management For Voted - For 16 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples Shareholder Against Voted - For 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 20 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against CITIZENS FINANCIAL GROUP, INC. Security ID: 174610105 Ticker: CFG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bruce Van Saun Management For Voted - For 2 Elect Lee Alexander Management For Voted - For 3 Elect Christine M. Cumming Management For Voted - For 4 Elect Kevin Cummings Management For Voted - For 5 Elect William P. Hankowsky Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Robert G. Leary Management For Voted - For 8 Elect Terrance J. Lillis Management For Voted - For 9 Elect Michele N. Siekerka Management For Voted - For 10 Elect Shivan S. Subramaniam Management For Voted - For 11 Elect Christopher J. Swift Management For Voted - For 12 Elect Wendy A. Watson Management For Voted - For 13 Elect Marita Zuraitis Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 2086 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Elimination of Supermajority Requirement Management For Voted - For CITRIX SYSTEMS, INC. Security ID: 177376100 Ticker: CTXS Meeting Date: 21-Apr-22 Meeting Type: Special 1 Merger Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For CME GROUP INC. Security ID: 12572Q105 Ticker: CME Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Terrence A. Duffy Management For Voted - For 2 Elect Timothy S. Bitsberger Management For Voted - For 3 Elect Charles P. Carey Management For Voted - For 4 Elect Dennis H. Chookaszian Management For Voted - For 5 Elect Bryan T. Durkin Management For Voted - For 6 Elect Ana Dutra Management For Voted - For 7 Elect Martin J. Gepsman Management For Voted - For 8 Elect Larry G. Gerdes Management For Voted - For 9 Elect Daniel R. Glickman Management For Voted - For 10 Elect Daniel G. Kaye Management For Voted - For 11 Elect Phyllis M. Lockett Management For Voted - For 12 Elect Deborah J. Lucas Management For Voted - For 13 Elect Terry L. Savage Management For Voted - For 14 Elect Rahael Seifu Management For Voted - For 15 Elect William R. Shepard Management For Voted - For 16 Elect Howard J. Siegel Management For Voted - For 17 Elect Dennis A. Suskind Management For Voted - For 18 Ratification of Auditor Management For Voted - For 19 Advisory Vote on Executive Compensation Management For Voted - Against 20 Amendment to the Omnibus Stock Plan Management For Voted - For 21 Amendment to the Director Stock Plan Management For Voted - For 22 Amendment to the Employee Stock Purchase Plan Management For Voted - For CMS ENERGY CORPORATION Security ID: 125896100 Ticker: CMS Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Jon E. Barfield Management For Voted - For 2 Elect Deborah H. Butler Management For Voted - For 3 Elect Kurt L. Darrow Management For Voted - For 4 Elect William D. Harvey Management For Voted - For 5 Elect Garrick J. Rochow Management For Voted - For 2087 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect John G. Russell Management For Voted - For 7 Elect Suzanne F. Shank Management For Voted - For 8 Elect Myrna M. Soto Management For Voted - For 9 Elect John G. Sznewajs Management For Voted - For 10 Elect Ronald J. Tanski Management For Voted - For 11 Elect Laura H. Wright Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Security ID: 192446102 Ticker: CTSH Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Zein Abdalla Management For Voted - For 2 Elect Vinita K. Bali Management For Voted - For 3 Elect Maureen Breakiron-Evans Management For Voted - For 4 Elect Archana Deskus Management For Voted - For 5 Elect John M. Dineen Management For Voted - For 6 Elect Brian Humphries Management For Voted - For 7 Elect Leo S. Mackay, Jr. Management For Voted - For 8 Elect Michael Patsalos-Fox Management For Voted - For 9 Elect Stephen J. Rohleder Management For Voted - For 10 Elect Joseph M. Velli Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For COLGATE-PALMOLIVE COMPANY Security ID: 194162103 Ticker: CL Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect John P. Bilbrey Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Lisa M. Edwards Management For Voted - For 4 Elect C. Martin Harris Management For Voted - For 5 Elect Martina Hund-Mejean Management For Voted - For 6 Elect Kimberly A. Nelson Management For Voted - For 7 Elect Lorrie M. Norrington Management For Voted - For 8 Elect Michael B. Polk Management For Voted - For 9 Elect Stephen I. Sadove Management For Voted - For 10 Elect Noel R. Wallace Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 2088 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against COMCAST CORPORATION Security ID: 20030N101 Ticker: CMCSA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kenneth J. Bacon Management For Voted - Withheld 1.2 Elect Madeline S. Bell Management For Voted - For 1.3 Elect Edward D. Breen Management For Voted - Withheld 1.4 Elect Gerald L. Hassell Management For Voted - For 1.5 Elect Jeffrey A. Honickman Management For Voted - For 1.6 Elect Maritza Gomez Montiel Management For Voted - For 1.7 Elect Asuka Nakahara Management For Voted - For 1.8 Elect David C. Novak Management For Voted - For 1.9 Elect Brian L. Roberts Management For Voted - For 2 Advisory vote on executive compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 5 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding EEO Policy Risk Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 8 Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options Shareholder Against Voted - Against COMERICA INCORPORATED Security ID: 200340107 Ticker: CMA Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Michael E. Collins Management For Voted - For 2 Elect Roger A. Cregg Management For Voted - For 3 Elect Curtis C. Farmer Management For Voted - For 4 Elect Nancy Flores Management For Voted - For 5 Elect Jacqueline P. Kane Management For Voted - For 6 Elect Richard G. Lindner Management For Voted - For 7 Elect Barbara R. Smith Management For Voted - For 8 Elect Robert S. Taubman Management For Voted - For 9 Elect Reginald M. Turner, Jr. Management For Voted - For 10 Elect Nina Vaca Management For Voted - For 11 Elect Michael G. Van de Ven Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2089 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted CONAGRA BRANDS, INC. Security ID: 205887102 Ticker: CAG Meeting Date: 15-Sep-21 Meeting Type: Annual 1 Elect Anil Arora Management For Voted - For 2 Elect Thomas K. Brown Management For Voted - For 3 Elect Emanuel Chirico Management For Voted - For 4 Elect Sean M. Connolly Management For Voted - For 5 Elect Joie A. Gregor Management For Voted - For 6 Elect Fran Horowitz Management For Voted - For 7 Elect Rajive Johri Management For Voted - For 8 Elect Richard H. Lenny Management For Voted - For 9 Elect Melissa B. Lora Management For Voted - For 10 Elect Ruth Ann Marshall Management For Voted - For 11 Elect Craig P. Omtvedt Management For Voted - For 12 Elect Scott Ostfeld Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CONOCOPHILLIPS Security ID: 20825C104 Ticker: COP Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect C. Maury Devine Management For Voted - For 2 Elect Jody L. Freeman Management For Voted - For 3 Elect Gay Huey Evans Management For Voted - For 4 Elect Jeffrey A. Joerres Management For Voted - For 5 Elect Ryan M. Lance Management For Voted - For 6 Elect Timothy A. Leach Management For Voted - For 7 Elect William H. McRaven Management For Voted - For 8 Elect Sharmila Mulligan Management For Voted - For 9 Elect Eric D. Mullins Management For Voted - For 10 Elect Arjun N. Murti Management For Voted - For 11 Elect Robert A. Niblock Management For Voted - For 12 Elect David T. Seaton Management For Voted - For 13 Elect R. A. Walker Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For 17 Advisory Vote on Right to Call Special Meeting Management For Voted - Against 18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 2090 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against CONSOLIDATED EDISON, INC. Security ID: 209115104 Ticker: ED Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Timothy P. Cawley Management For Voted - For 2 Elect Ellen V. Futter Management For Voted - For 3 Elect John F. Killian Management For Voted - For 4 Elect Karol V. Mason Management For Voted - For 5 Elect John McAvoy Management For Voted - For 6 Elect Dwight A. McBride Management For Voted - For 7 Elect William J. Mulrow Management For Voted - For 8 Elect Armando J. Olivera Management For Voted - For 9 Elect Michael W. Ranger Management For Voted - For 10 Elect Linda S. Sanford Management For Voted - For 11 Elect Deirdre Stanley Management For Voted - For 12 Elect L. Frederick Sutherland Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For CONSTELLATION BRANDS, INC. Security ID: 21036P108 Ticker: STZ Meeting Date: 20-Jul-21 Meeting Type: Annual 1.1 Elect Christy Clark Management For Voted - For 1.2 Elect Jennifer M. Daniels Management For Voted - For 1.3 Elect Nicholas I. Fink Management For Voted - For 1.4 Elect Jerry Fowden Management For Voted - For 1.5 Elect Ernesto M. Hernandez Management For Voted - For 1.6 Elect Susan Sommersille Johnson Management For Voted - For 1.7 Elect James A. Locke III Management For Voted - Withheld 1.8 Elect Jose Manuel Madero Garza Management For Voted - For 1.9 Elect Daniel J. McCarthy Management For Voted - For 1.10 Elect William A. Newlands Management For Voted - For 1.11 Elect Richard Sands Management For Voted - For 1.12 Elect Robert Sands Management For Voted - For 1.13 Elect Judy A. Schmeling Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Policy on Board and CEO Diversity Shareholder Against Voted - For 2091 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted COPART, INC. Security ID: 217204106 Ticker: CPRT Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Elect Willis J. Johnson Management For Voted - For 2 Elect A. Jayson Adair Management For Voted - For 3 Elect Matt Blunt Management For Voted - For 4 Elect Steven D. Cohan Management For Voted - For 5 Elect Daniel J. Englander Management For Voted - Against 6 Elect James E. Meeks Management For Voted - For 7 Elect Thomas N. Tryforos Management For Voted - Against 8 Elect Diane M. Morefield Management For Voted - For 9 Elect Stephen Fisher Management For Voted - For 10 Elect Cherylyn Harley LeBon Management For Voted - For 11 Elect Carl Sparks Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For CORTEVA, INC. Security ID: 22052L104 Ticker: CTVA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Lamberto Andreotti Management For Voted - For 2 Elect Klaus A. Engel Management For Voted - For 3 Elect David C. Everitt Management For Voted - For 4 Elect Janet Plaut Giesselman Management For Voted - For 5 Elect Karen H. Grimes Management For Voted - For 6 Elect Michael O. Johanns Management For Voted - For 7 Elect Rebecca B. Liebert Management For Voted - For 8 Elect Marcos Marinho Lutz Management For Voted - For 9 Elect Charles V. Magro Management For Voted - For 10 Elect Nayaki R. Nayyar Management For Voted - For 11 Elect Gregory R. Page Management For Voted - For 12 Elect Kerry J. Preete Management For Voted - For 13 Elect Patrick J. Ward Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For COTERRA ENERGY INC. Security ID: 127097103 Ticker: CTRA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Dorothy M. Ables Management For Voted - For 2 Elect Robert S. Boswell Management For Voted - For 3 Elect Amanda M. Brock Management For Voted - For 2092 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Dan O. Dinges Management For Voted - For 5 Elect Paul N. Eckley Management For Voted - For 6 Elect Hans Helmerich Management For Voted - For 7 Elect Thomas E. Jorden Management For Voted - For 8 Elect Lisa A. Stewart Management For Voted - For 9 Elect Frances M. Vallejo Management For Voted - For 10 Elect Marcus A. Watts Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For CROWN CASTLE INTERNATIONAL CORP. Security ID: 22822V101 Ticker: CCI Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect P. Robert Bartolo Management For Voted - For 2 Elect Jay A. Brown Management For Voted - For 3 Elect Cindy Christy Management For Voted - For 4 Elect Ari Q. Fitzgerald Management For Voted - For 5 Elect Andrea J. Goldsmith Management For Voted - For 6 Elect Tammy K. Jones Management For Voted - Against 7 Elect Anthony J. Melone Management For Voted - For 8 Elect W. Benjamin Moreland Management For Voted - For 9 Elect Kevin A. Stephens Management For Voted - For 10 Elect Matthew Thornton III Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For CSX CORPORATION Security ID: 126408103 Ticker: CSX Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Donna M. Alvarado Management For Voted - For 2 Elect Thomas P. Bostick Management For Voted - For 3 Elect James M. Foote Management For Voted - For 4 Elect Steven T. Halverson Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - For 6 Elect David M. Moffett Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Suzanne M. Vautrinot Management For Voted - For 9 Elect James L. Wainscott Management For Voted - For 10 Elect J. Steven Whisler Management For Voted - For 11 Elect John J. Zillmer Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2093 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted CUMMINS INC. Security ID: 231021106 Ticker: CMI Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect N. Thomas Linebarger Management For Voted - For 2 Elect Jennifer W. Rumsey Management For Voted - For 3 Elect Robert J. Bernhard Management For Voted - For 4 Elect Franklin R. Chang Diaz Management For Voted - For 5 Elect Bruno V. Di Leo Allen Management For Voted - For 6 Elect Stephen B. Dobbs Management For Voted - For 7 Elect Carla A. Harris Management For Voted - For 8 Elect Robert K. Herdman Management For Voted - For 9 Elect Thomas J. Lynch Management For Voted - For 10 Elect William I. Miller Management For Voted - For 11 Elect Georgia R. Nelson Management For Voted - For 12 Elect Kimberly A. Nelson Management For Voted - For 13 Elect Karen H. Quintos Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For CVS HEALTH CORPORATION Security ID: 126650100 Ticker: CVS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Fernando Aguirre Management For Voted - For 2 Elect C. David Brown II Management For Voted - For 3 Elect Alecia A. DeCoudreaux Management For Voted - For 4 Elect Nancy-Ann DeParle Management For Voted - For 5 Elect Roger N. Farah Management For Voted - For 6 Elect Anne M. Finucane Management For Voted - For 7 Elect Edward J. Ludwig Management For Voted - For 8 Elect Karen S. Lynch Management For Voted - For 9 Elect Jean-Pierre Millon Management For Voted - For 10 Elect Mary L. Schapiro Management For Voted - For 11 Elect William C. Weldon Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - For 2094 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted D.R. HORTON, INC. Security ID: 23331A109 Ticker: DHI Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Donald R. Horton Management For Voted - For 2 Elect Barbara K. Allen Management For Voted - For 3 Elect Brad S. Anderson Management For Voted - For 4 Elect Michael R. Buchanan Management For Voted - For 5 Elect Benjamin S. Carson, Sr. Management For Voted - For 6 Elect Michael W. Hewatt Management For Voted - For 7 Elect Maribess L. Miller Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - Against 9 Ratification of Auditor Management For Voted - For DARDEN RESTAURANTS, INC. Security ID: 237194105 Ticker: DRI Meeting Date: 22-Sep-21 Meeting Type: Annual 1.1 Elect Margaret Shan Atkins Management For Voted - For 1.2 Elect James P. Fogarty Management For Voted - For 1.3 Elect Cynthia T. Jamison Management For Voted - For 1.4 Elect Eugene I. Lee, Jr. Management For Voted - For 1.5 Elect Nana Mensah Management For Voted - For 1.6 Elect William S. Simon Management For Voted - For 1.7 Elect Charles M. Sonsteby Management For Voted - For 1.8 Elect Timothy J. Wilmott Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Amendment to the Employee Stock Purchase Plan Management For Voted - For 5 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age Shareholder Against Voted - For DAVITA INC. Security ID: 23918K108 Ticker: DVA Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Pamela M. Arway Management For Voted - For 2 Elect Charles G. Berg Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 4 Elect Paul J. Diaz Management For Voted - For 5 Elect Jason M. Hollar Management For Voted - For 6 Elect Gregory J. Moore Management For Voted - For 7 Elect John M. Nehra Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Phyllis R. Yale Management For Voted - For 2095 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DEERE & COMPANY Security ID: 244199105 Ticker: DE Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Leanne G. Caret Management For Voted - For 2 Elect Tamra A. Erwin Management For Voted - For 3 Elect Alan C. Heuberger Management For Voted - For 4 Elect Charles O. Holliday, Jr. Management For Voted - For 5 Elect Michael O. Johanns Management For Voted - For 6 Elect Clayton M. Jones Management For Voted - For 7 Elect John C. May Management For Voted - For 8 Elect Gregory R. Page Management For Voted - For 9 Elect Sherry M. Smith Management For Voted - For 10 Elect Dmitri L. Stockton Management For Voted - For 11 Elect Sheila G. Talton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the Non-Employee Director Stock Ownership Plan Management For Voted - For 15 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For DELTA AIR LINES, INC. Security ID: 247361702 Ticker: DAL Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Edward H. Bastian Management For Voted - For 2 Elect Francis S. Blake Management For Voted - For 3 Elect Ashton Carter Management For Voted - For 4 Elect Greg Creed Management For Voted - For 5 Elect David G. DeWalt Management For Voted - For 6 Elect William H. Easter III Management For Voted - For 7 Elect Leslie D. Hale Management For Voted - Against 8 Elect Christopher A. Hazleton Management For Voted - For 9 Elect Michael P. Huerta Management For Voted - For 10 Elect Jeanne P. Jackson Management For Voted - For 11 Elect George N. Mattson Management For Voted - For 12 Elect Sergio A. L. Rial Management For Voted - For 13 Elect David. S. Taylor Management For Voted - For 14 Elect Kathy N. Waller Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Ratification of Auditor Management For Voted - For 2096 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For DENTSPLY SIRONA INC. Security ID: 24906P109 Ticker: XRAY Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Eric K. Brandt Management For Voted - For 2 Elect Donald M. Casey Management For Voted - Abstain 3 Elect Willie A. Deese Management For Voted - For 4 Elect John P. Groetelaars Management For Voted - For 5 Elect Betsy D. Holden Management For Voted - For 6 Elect Clyde R. Hosein Management For Voted - For 7 Elect Harry M. Jansen Kraemer, Jr. Management For Voted - For 8 Elect Gregory T. Lucier Management For Voted - For 9 Elect Leslie F. Varon Management For Voted - For 10 Elect Janet S. Vergis Management For Voted - For 11 Elect Dorothea Wenzel Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of Exclusive Forum Provisions Management For Voted - Against DEVON ENERGY CORPORATION Security ID: 25179M103 Ticker: DVN Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Barbara M. Baumann Management For Voted - For 1.2 Elect John E. Bethancourt Management For Voted - For 1.3 Elect Ann G. Fox Management For Voted - For 1.4 Elect David A. Hager Management For Voted - For 1.5 Elect Kelt Kindick Management For Voted - For 1.6 Elect John Krenicki, Jr. Management For Voted - For 1.7 Elect Karl F. Kurz Management For Voted - For 1.8 Elect Robert A. Mosbacher, Jr. Management For Voted - For 1.9 Elect Richard E. Muncrief Management For Voted - For 1.10 Elect Duane C. Radtke Management For Voted - For 1.11 Elect Valerie M. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For DEXCOM, INC. Security ID: 252131107 Ticker: DXCM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Steven R. Altman Management For Voted - For 2 Elect Barbara E. Kahn Management For Voted - For 2097 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Kyle Malady Management For Voted - For 4 Elect Jay S. Skyler Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Stock Split Management For Voted - For DIAMONDBACK ENERGY, INC. Security ID: 25278X109 Ticker: FANG Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Travis D. Stice Management For Voted - For 2 Elect Vincent K. Brooks Management For Voted - For 3 Elect Michael P. Cross Management For Voted - For 4 Elect David L. Houston Management For Voted - For 5 Elect Stephanie K. Mains Management For Voted - For 6 Elect Mark L. Plaumann Management For Voted - For 7 Elect Melanie M. Trent Management For Voted - For 8 Elect Steven E. West Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For DIGITAL REALTY TRUST, INC. Security ID: 253868103 Ticker: DLR Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Elect Laurence A. Chapman Management For Voted - For 2 Elect Alexis Black Bjorlin Management For Voted - Against 3 Elect VeraLinn Jamieson Management For Voted - For 4 Elect Kevin J. Kennedy Management For Voted - For 5 Elect William G. LaPerch Management For Voted - For 6 Elect Jean F.H.P. Mandeville Management For Voted - For 7 Elect Afshin Mohebbi Management For Voted - For 8 Elect Mark R. Patterson Management For Voted - For 9 Elect Mary Hogan Preusse Management For Voted - For 10 Elect Dennis E. Singleton Management For Voted - For 11 Elect A. William Stein Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For DISCOVER FINANCIAL SERVICES Security ID: 254709108 Ticker: DFS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Jeffrey S. Aronin Management For Voted - For 2 Elect Mary K. Bush Management For Voted - For 2098 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Gregory C. Case Management For Voted - For 4 Elect Candace H. Duncan Management For Voted - For 5 Elect Joseph F. Eazor Management For Voted - For 6 Elect Cynthia A. Glassman Management For Voted - For 7 Elect Roger C. Hochschild Management For Voted - For 8 Elect Thomas G. Maheras Management For Voted - For 9 Elect Michael H. Moskow Management For Voted - For 10 Elect David L. Rawlinson II Management For Voted - For 11 Elect Mark A. Thierer Management For Voted - For 12 Elect Jennifer L. Wong Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For DISCOVERY, INC. Security ID: 25470F104 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Increase in Authorized Preferred Stock Management For Voted - Against 4 Repeal of Classified Board Management For Voted - For 5 Additional Bundled Amendments Management For Voted - For 6 AT&T Transaction Management For Voted - For 7 Advisory Vote on Golden Parachutes Management For Voted - Against Meeting Date: 08-Apr-22 Meeting Type: Annual 1.1 Elect Paul A. Gould Management For Voted - Withheld 1.2 Elect Kenneth W. Lowe Management For Voted - Withheld 1.3 Elect Daniel E. Sanchez Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Approval of the Stock Incentive Plan Management For Voted - Against DISCOVERY, INC. Security ID: 25470F302 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Attendance Management N/A Take No Action 2099 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted DISH NETWORK CORPORATION Security ID: 25470M109 Ticker: DISH Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Kathleen Q. Abernathy Management For Voted - Withheld 1.2 Elect George R. Brokaw Management For Voted - For 1.3 Elect W. Erik Carlson Management For Voted - For 1.4 Elect James DeFranco Management For Voted - For 1.5 Elect Cantey M. Ergen Management For Voted - For 1.6 Elect Charles W. Ergen Management For Voted - For 1.7 Elect Tom A. Ortolf Management For Voted - For 1.8 Elect Joseph T. Proietti Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DOLLAR GENERAL CORPORATION Security ID: 256677105 Ticker: DG Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Warren F. Bryant Management For Voted - For 2 Elect Michael M. Calbert Management For Voted - Against 3 Elect Patricia D. Fili-Krushel Management For Voted - For 4 Elect Timothy I. McGuire Management For Voted - For 5 Elect William C. Rhodes, III Management For Voted - For 6 Elect Debra A. Sandler Management For Voted - For 7 Elect Ralph E. Santana Management For Voted - For 8 Elect Todd J. Vasos Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - Against 11 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DOLLAR TREE, INC. Security ID: 256746108 Ticker: DLTR Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Elect Thomas W. Dickson Management For Voted - For 2 Elect Richard W. Dreiling Management For Voted - For 3 Elect Cheryl W. Grise Management For Voted - For 4 Elect Daniel J. Heinrich Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Mary A. Laschinger Management For Voted - For 8 Elect Jeffrey G. Naylor Management For Voted - For 9 Elect Winnie Y. Park Management For Voted - For 2100 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Bertram L. Scott Management For Voted - For 11 Elect Stephanie P. Stahl Management For Voted - For 12 Elect Michael A. Witynski Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Ratification of Auditor Management For Voted - For 15 Permit Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For DOMINION ENERGY, INC. Security ID: 25746U109 Ticker: D Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect James A. Bennett Management For Voted - For 2 Elect Robert M. Blue Management For Voted - For 3 Elect Helen E. Dragas Management For Voted - For 4 Elect James O. Ellis, Jr. Management For Voted - For 5 Elect D. Maybank Hagood Management For Voted - For 6 Elect Ronald W. Jibson Management For Voted - For 7 Elect Mark J. Kington Management For Voted - For 8 Elect Joseph M. Rigby Management For Voted - For 9 Elect Pamela L. Royal Management For Voted - For 10 Elect Robert H. Spilman, Jr. Management For Voted - For 11 Elect Susan N. Story Management For Voted - For 12 Elect Michael E. Szymanczyk Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 17 Shareholder Proposal Regarding Medium-Term Targets For Scope 3 GHG Emissions Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Stranded Asset Risk Shareholder N/A Voted - For DOMINO'S PIZZA, INC. Security ID: 25754A201 Ticker: DPZ Meeting Date: 26-Apr-22 Meeting Type: Annual 1.1 Elect David A. Brandon Management For Voted - For 1.2 Elect C. Andrew Ballard Management For Voted - For 1.3 Elect Andrew B. Balson Management For Voted - For 1.4 Elect Corie S. Barry Management For Voted - For 1.5 Elect Diana F. Cantor Management For Voted - For 1.6 Elect Richard L. Federico Management For Voted - For 1.7 Elect James A. Goldman Management For Voted - For 1.8 Elect Patricia E. Lopez Management For Voted - For 2101 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.9 Elect Russell J. Weiner Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For DOVER CORPORATION Security ID: 260003108 Ticker: DOV Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Deborah L. DeHaas Management For Voted - For 2 Elect H. John Gilbertson, Jr. Management For Voted - For 3 Elect Kristiane C. Graham Management For Voted - For 4 Elect Michael F. Johnston Management For Voted - For 5 Elect Eric A. Spiegel Management For Voted - For 6 Elect Richard J. Tobin Management For Voted - For 7 Elect Stephen M. Todd Management For Voted - For 8 Elect Stephen K. Wagner Management For Voted - For 9 Elect Keith E. Wandell Management For Voted - For 10 Elect Mary A. Winston Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For DOW INC. Security ID: 260557103 Ticker: DOW Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Gaurdie E. Banister, Jr. Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Richard K. Davis Management For Voted - For 5 Elect Jerri L. DeVard Management For Voted - For 6 Elect Debra L. Dial Management For Voted - For 7 Elect Jeff M. Fettig Management For Voted - For 8 Elect Jim Fitterling Management For Voted - For 9 Elect Jacqueline C. Hinman Management For Voted - For 10 Elect Luis A. Moreno Management For Voted - For 11 Elect Jill S. Wyant Management For Voted - For 12 Elect Daniel W. Yohannes Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 2102 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted DTE ENERGY COMPANY Security ID: 233331107 Ticker: DTE Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect David A. Brandon Management For Voted - For 1.2 Elect Charles G. McClure, Jr. Management For Voted - For 1.3 Elect Gail J. McGovern Management For Voted - For 1.4 Elect Mark A. Murray Management For Voted - For 1.5 Elect Gerardo Norcia Management For Voted - For 1.6 Elect Ruth G. Shaw Management For Voted - For 1.7 Elect Robert C. Skaggs, Jr. Management For Voted - For 1.8 Elect David A. Thomas Management For Voted - For 1.9 Elect Gary Torgow Management For Voted - For 1.10 Elect James H. Vandenberghe Management For Voted - For 1.11 Elect Valerie M. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Integration of Full Scope 3 GHG Emissions Shareholder Against Voted - For DUKE ENERGY CORPORATION Security ID: 26441C204 Ticker: DUK Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Derrick Burks Management For Voted - For 1.2 Elect Annette K. Clayton Management For Voted - For 1.3 Elect Theodore F. Craver, Jr. Management For Voted - For 1.4 Elect Robert M. Davis Management For Voted - For 1.5 Elect Caroline D. Dorsa Management For Voted - For 1.6 Elect W. Roy Dunbar Management For Voted - For 1.7 Elect Nicholas C. Fanandakis Management For Voted - For 1.8 Elect Lynn J. Good Management For Voted - For 1.9 Elect John T. Herron Management For Voted - For 1.10 Elect Idalene F. Kesner Management For Voted - For 1.11 Elect E. Marie McKee Management For Voted - For 1.12 Elect Michael J. Pacilio Management For Voted - For 1.13 Elect Thomas E. Skains Management For Voted - For 1.14 Elect William E. Webster, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2103 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted DUKE REALTY CORPORATION Security ID: 264411505 Ticker: DRE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect John P. Case Management For Voted - For 2 Elect James B. Connor Management For Voted - For 3 Elect Tamara D. Fischer Management For Voted - For 4 Elect Norman K. Jenkins Management For Voted - For 5 Elect Kelly T. Killingsworth Management For Voted - For 6 Elect Melanie R. Sabelhaus Management For Voted - For 7 Elect Peter M. Scott III Management For Voted - For 8 Elect David P. Stockert Management For Voted - For 9 Elect Chris T. Sultemeier Management For Voted - For 10 Elect Warren M. Thompson Management For Voted - For 11 Elect Lynn C. Thurber Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For DUPONT DE NEMOURS, INC. Security ID: 26614N102 Ticker: DD Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Amy G. Brady Management For Voted - For 2 Elect Edward D. Breen Management For Voted - For 3 Elect Ruby R. Chandy Management For Voted - For 4 Elect Terrence R. Curtin Management For Voted - For 5 Elect Alexander M. Cutler Management For Voted - For 6 Elect Eleuthere I. du Pont Management For Voted - For 7 Elect Kristina M. Johnson Management For Voted - For 8 Elect Luther C. Kissam IV Management For Voted - For 9 Elect Frederick M. Lowery Management For Voted - For 10 Elect Raymond J. Milchovich Management For Voted - For 11 Elect Deanna M. Mulligan Management For Voted - For 12 Elect Steven M. Sterin Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For DXC TECHNOLOGY COMPANY Security ID: 23355L106 Ticker: DXC Meeting Date: 17-Aug-21 Meeting Type: Annual 1 Elect Mukesh Aghi Management For Voted - For 2 Elect Amy E. Alving Management For Voted - For 3 Elect David A. Barnes Management For Voted - For 2104 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Raul J. Fernandez Management For Voted - For 5 Elect David L. Herzog Management For Voted - For 6 Elect Mary L. Krakauer Management For Voted - For 7 Elect Ian C. Read Management For Voted - For 8 Elect Dawn Rogers Management For Voted - For 9 Elect Michael J. Salvino Management For Voted - For 10 Elect Manoj P. Singh Management For Voted - For 11 Elect Akihiko Washington Management For Voted - For 12 Elect Robert F. Woods Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against EASTMAN CHEMICAL COMPANY Security ID: 277432100 Ticker: EMN Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Humberto P. Alfonso Management For Voted - For 2 Elect Brett D. Begemann Management For Voted - For 3 Elect Mark J. Costa Management For Voted - For 4 Elect Edward L. Doheny II Management For Voted - For 5 Elect Julie Fasone Holder Management For Voted - For 6 Elect Renee J. Hornbaker Management For Voted - For 7 Elect Kim Ann Mink Management For Voted - For 8 Elect James J. O'Brien Management For Voted - For 9 Elect David W. Raisbeck Management For Voted - For 10 Elect Charles K. Stevens III Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For EATON CORPORATION PLC Security ID: G29183103 Ticker: ETN Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Craig Arnold Management For Voted - For 2 Elect Christopher M. Connor Management For Voted - For 3 Elect Olivier Leonetti Management For Voted - For 4 Elect Deborah L. McCoy Management For Voted - For 5 Elect Silvio Napoli Management For Voted - For 6 Elect Gregory R. Page Management For Voted - For 7 Elect Sandra Pianalto Management For Voted - For 8 Elect Robert V. Pragada Management For Voted - For 9 Elect Lori J. Ryerkerk Management For Voted - For 10 Elect Gerald B. Smith Management For Voted - For 11 Elect Dorothy C. Thompson Management For Voted - For 12 Elect Darryl L. Wilson Management For Voted - For 2105 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 18 Reduction in Non-Distributable Reserves Management For Voted - For EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ECOLAB INC. Security ID: 278865100 Ticker: ECL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Shari L Ballard Management For Voted - For 2 Elect Barbara J. Beck Management For Voted - For 3 Elect Christophe Beck Management For Voted - For 4 Elect Jeffrey M. Ettinger Management For Voted - For 5 Elect Arthur J. Higgins Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect David W. MacLennan Management For Voted - For 8 Elect Tracy B. McKibben Management For Voted - For 9 Elect Lionel L. Nowell, III Management For Voted - For 10 Elect Victoria J. Reich Management For Voted - For 11 Elect Suzanne M. Vautrinot Management For Voted - For 12 Elect John J. Zillmer Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2106 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted EDISON INTERNATIONAL Security ID: 281020107 Ticker: EIX Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Jeanne Beliveau-Dunn Management For Voted - For 2 Elect Michael C. Camunez Management For Voted - For 3 Elect Vanessa C.L. Chang Management For Voted - For 4 Elect James T. Morris Management For Voted - For 5 Elect Timothy T. O'Toole Management For Voted - For 6 Elect Pedro J. Pizarro Management For Voted - For 7 Elect Marcy L. Reed Management For Voted - For 8 Elect Carey A. Smith Management For Voted - For 9 Elect Linda G. Stuntz Management For Voted - For 10 Elect Peter J. Taylor Management For Voted - For 11 Elect Keith Trent Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For EDWARDS LIFESCIENCES CORPORATION Security ID: 28176E108 Ticker: EW Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Kieran T. Gallahue Management For Voted - For 2 Elect Leslie Stone Heisz Management For Voted - For 3 Elect Paul A. LaViolette Management For Voted - For 4 Elect Steven R. Loranger Management For Voted - For 5 Elect Martha H. Marsh Management For Voted - For 6 Elect Michael A. Mussallem Management For Voted - For 7 Elect Ramona Sequeira Management For Voted - For 8 Elect Nicholas J. Valeriani Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ELECTRONIC ARTS INC. Security ID: 285512109 Ticker: EA Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Elect Kofi A. Bruce Management For Voted - For 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Jeffrey T. Huber Management For Voted - For 4 Elect Talbott Roche Management For Voted - For 5 Elect Richard A. Simonson Management For Voted - For 6 Elect Luis A. Ubinas Management For Voted - For 7 Elect Heidi J. Ueberroth Management For Voted - For 2107 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Andrew Wilson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Permit Shareholders to Act by Written Consent Management For Voted - For 12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For EMERSON ELECTRIC CO. Security ID: 291011104 Ticker: EMR Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect Joshua B. Bolten Management For Voted - For 1.2 Elect William H. Easter III Management For Voted - For 1.3 Elect Surendralal L. Karsanbhai Management For Voted - For 1.4 Elect Lori M. Lee Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ENPHASE ENERGY, INC. Security ID: 29355A107 Ticker: ENPH Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Steven J. Gomo Management For Voted - For 1.2 Elect Thurman John Rodgers Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ENTERGY CORPORATION Security ID: 29364G103 Ticker: ETR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect John R. Burbank Management For Voted - For 2 Elect P.J. Condon Management For Voted - For 3 Elect Leo P. Denault Management For Voted - For 4 Elect Kirkland H. Donald Management For Voted - For 5 Elect Brian W. Ellis Management For Voted - For 6 Elect Philip L. Frederickson Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect M. Elise Hyland Management For Voted - For 9 Elect Stuart L. Levenick Management For Voted - For 10 Elect Blanche L. Lincoln Management For Voted - For 11 Elect Karen A. Puckett Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2108 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted EOG RESOURCES, INC. Security ID: 26875P101 Ticker: EOG Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Janet F. Clark Management For Voted - For 2 Elect Charles R. Crisp Management For Voted - For 3 Elect Robert P. Daniels Management For Voted - For 4 Elect James C. Day Management For Voted - For 5 Elect C. Christopher Gaut Management For Voted - For 6 Elect Michael T. Kerr Management For Voted - For 7 Elect Julie J. Robertson Management For Voted - For 8 Elect Donald F. Textor Management For Voted - For 9 Elect William R. Thomas Management For Voted - For 10 Elect Ezra Y. Yacob Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For EPAM SYSTEMS, INC. Security ID: 29414B104 Ticker: EPAM Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Richard M. Mayoras Management For Voted - For 2 Elect Karl Robb Management For Voted - For 3 Elect Helen Shan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Non-Employee Directors Compensation Plan Management For Voted - For EQUIFAX INC. Security ID: 294429105 Ticker: EFX Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Begor Management For Voted - For 2 Elect Mark L. Feidler Management For Voted - For 3 Elect G. Thomas Hough Management For Voted - For 4 Elect Robert D. Marcus Management For Voted - For 5 Elect Scott A. McGregor Management For Voted - For 6 Elect John A. McKinley Management For Voted - For 7 Elect Robert W. Selander Management For Voted - For 8 Elect Melissa D. Smith Management For Voted - For 9 Elect Audrey Boone Tillman Management For Voted - For 10 Elect Heather H. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 2109 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted EQUINIX, INC. Security ID: 29444U700 Ticker: EQIX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Nanci E. Caldwell Management For Voted - For 2 Elect Adaire Fox-Martin Management For Voted - For 3 Elect Ron Guerrier Management For Voted - For 4 Elect Gary F. Hromadko Management For Voted - For 5 Elect Irving F. Lyons, III Management For Voted - For 6 Elect Charles Meyers Management For Voted - For 7 Elect Christopher B. Paisley Management For Voted - For 8 Elect Sandra Rivera Management For Voted - For 9 Elect Peter F. Van Camp Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For EQUITY RESIDENTIAL Security ID: 29476L107 Ticker: EQR Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Angela M. Aman Management For Voted - For 1.2 Elect Raymond Bennett Management For Voted - Withheld 1.3 Elect Linda Walker Bynoe Management For Voted - For 1.4 Elect Mary Kay Haben Management For Voted - For 1.5 Elect Tahsinul Zia Huque Management For Voted - For 1.6 Elect John E. Neal Management For Voted - For 1.7 Elect David J. Neithercut Management For Voted - For 1.8 Elect Mark J. Parrell Management For Voted - For 1.9 Elect Mark S. Shapiro Management For Voted - For 1.10 Elect Stephen E. Sterrett Management For Voted - For 1.11 Elect Samuel Zell Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ESSEX PROPERTY TRUST, INC. Security ID: 297178105 Ticker: ESS Meeting Date: 10-May-22 Meeting Type: Annual 1.1 Elect Keith R. Guericke Management For Voted - For 1.2 Elect Maria R. Hawthorne Management For Voted - For 1.3 Elect Amal M. Johnson Management For Voted - For 1.4 Elect Mary Kasaris Management For Voted - For 1.5 Elect Irving F. Lyons, III Management For Voted - For 1.6 Elect George M. Marcus Management For Voted - For 2110 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.7 Elect Thomas E. Robinson Management For Voted - For 1.8 Elect Michael J. Schall Management For Voted - For 1.9 Elect Byron A. Scordelis Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ESTEE LAUDER COS., INC. Security ID: 518439104 Ticker: EL Meeting Date: 12-Nov-21 Meeting Type: Annual 1 Elect Rose Marie Bravo Management For Voted - For 2 Elect Paul J. Fribourg Management For Voted - For 3 Elect Jennifer Hyman Management For Voted - For 4 Elect Barry S. Sternlicht Management For Voted - Abstain 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against ETSY, INC. Security ID: 29786A106 Ticker: ETSY Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect C. Andrew Ballard Management For Voted - For 2 Elect Jonathan D. Klein Management For Voted - For 3 Elect Margaret M. Smyth Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - For EVEREST RE GROUP, LTD. Security ID: G3223R108 Ticker: RE Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect John J. Amore Management For Voted - For 2 Elect Juan C. Andrade Management For Voted - For 3 Elect William F. Galtney, Jr. Management For Voted - For 4 Elect John A. Graf Management For Voted - For 5 Elect Meryl D. Hartzband Management For Voted - For 6 Elect Gerri Losquadro Management For Voted - For 7 Elect Roger M. Singer Management For Voted - For 8 Elect Joseph V. Taranto Management For Voted - For 9 Elect John A. Weber Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 2111 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted EVERGY, INC. Security ID: 30034W106 Ticker: EVRG Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect David A. Campbell Management For Voted - For 2 Elect Thomas D. Hyde Management For Voted - For 3 Elect B. Anthony Isaac Management For Voted - For 4 Elect Paul Keglevic Management For Voted - For 5 Elect Mary L. Landrieu Management For Voted - For 6 Elect Sandra A.J. Lawrence Management For Voted - For 7 Elect Ann D. Murtlow Management For Voted - For 8 Elect Sandra J. Price Management For Voted - For 9 Elect Mark A. Ruelle Management For Voted - For 10 Elect James Scarola Management For Voted - For 11 Elect S. Carl Soderstrom, Jr. Management For Voted - For 12 Elect C. John Wilder Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the Long-Term Incentive Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For EVERSOURCE ENERGY Security ID: 30040W108 Ticker: ES Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Cotton M. Cleveland Management For Voted - For 2 Elect James S. DiStasio Management For Voted - For 3 Elect Francis A. Doyle Management For Voted - For 4 Elect Linda D. Forry Management For Voted - For 5 Elect Gregory M. Jones Management For Voted - For 6 Elect James J. Judge Management For Voted - For 7 Elect John Y. Kim Management For Voted - For 8 Elect Kenneth R. Leibler Management For Voted - For 9 Elect David H. Long Management For Voted - For 10 Elect Joseph R. Nolan, Jr. Management For Voted - For 11 Elect William C. Van Faasen Management For Voted - For 12 Elect Frederica M. Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For EXELON CORPORATION Security ID: 30161N101 Ticker: EXC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 2112 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect W. Paul Bowers Management For Voted - For 4 Elect Marjorie Rodgers Cheshire Management For Voted - For 5 Elect Christopher M. Crane Management For Voted - For 6 Elect Carlos M. Gutierrez Management For Voted - For 7 Elect Linda P. Jojo Management For Voted - For 8 Elect Paul L. Joskow Management For Voted - For 9 Elect John F. Young Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against EXPEDIA GROUP, INC. Security ID: 30212P303 Ticker: EXPE Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Samuel Altman Management For Voted - For 2 Elect Beverly Anderson Management For Voted - For 3 Elect Susan C. Athey Management For Voted - For 4 Elect Chelsea Clinton Management For Voted - Withheld 5 Elect Barry Diller Management For Voted - For 6 Elect Craig A. Jacobson Management For Voted - Withheld 7 Elect Peter M. Kern Management For Voted - For 8 Elect Dara Khosrowshahi Management For Voted - Withheld 9 Elect Patricia Menendez-Cambo Management For Voted - For 10 Elect Alexander von Furstenberg Management For Voted - For 11 Elect Julie Whalen Management For Voted - For 12 Ratification of Auditor Management For Voted - For EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Security ID: 302130109 Ticker: EXPD Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Glenn M. Alger Management For Voted - For 2 Elect Robert P. Carlile Management For Voted - For 3 Elect James M. DuBois Management For Voted - For 4 Elect Mark A. Emmert Management For Voted - For 5 Elect Diane H. Gulyas Management For Voted - For 6 Elect Jeffrey S. Musser Management For Voted - For 7 Elect Brandon S. Pedersen Management For Voted - For 8 Elect Liane J. Pelletier Management For Voted - For 9 Elect Olivia D. Polius Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 2113 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted EXTRA SPACE STORAGE INC. Security ID: 30225T102 Ticker: EXR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Kenneth M. Woolley Management For Voted - For 2 Elect Joseph D. Margolis Management For Voted - For 3 Elect Roger B. Porter Management For Voted - For 4 Elect Joseph J. Bonner Management For Voted - For 5 Elect Gary L. Crittenden Management For Voted - For 6 Elect Spencer F. Kirk Management For Voted - For 7 Elect Dennis J. Letham Management For Voted - For 8 Elect Diane Olmstead Management For Voted - For 9 Elect Julia Vander Ploeg Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For EXXON MOBIL CORPORATION Security ID: 30231G102 Ticker: XOM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Michael J. Angelakis Management For Voted - For 2 Elect Susan K. Avery Management For Voted - For 3 Elect Angela F. Braly Management For Voted - For 4 Elect Ursula M. Burns Management For Voted - For 5 Elect Gregory J. Goff Management For Voted - For 6 Elect Kaisa H. Hietala Management For Voted - For 7 Elect Joseph L. Hooley Management For Voted - For 8 Elect Steven A. Kandarian Management For Voted - For 9 Elect Alexander A. Karsner Management For Voted - For 10 Elect Jeffrey W. Ubben Management For Voted - For 11 Elect Darren W. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Executive Perquisites Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Restricting Precatory Proposals Shareholder Against Voted - Against 16 Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Business Model Changes Shareholder Against Voted - For 18 Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis Shareholder Against Voted - For 19 Shareholder Proposal Regarding Addressing Virgin Plastic Demand Shareholder Against Voted - For 20 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 2114 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted F5, INC. Security ID: 315616102 Ticker: FFIV Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Sandra E. Bergeron Management For Voted - For 2 Elect Elizabeth L. Buse Management For Voted - For 3 Elect Michael L. Dreyer Management For Voted - For 4 Elect Alan J. Higginson Management For Voted - For 5 Elect Peter S. Klein Management For Voted - For 6 Elect Francois Locoh-Donou Management For Voted - For 7 Elect Nikhil Mehta Management For Voted - For 8 Elect Michael F. Montoya Management For Voted - For 9 Elect Marie E. Myers Management For Voted - For 10 Elect James M. Phillips Management For Voted - For 11 Elect Sripada Shivananda Management For Voted - For 12 Amendment to the Incentive Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For FASTENAL COMPANY Security ID: 311900104 Ticker: FAST Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Elect Scott A. Satterlee Management For Voted - For 2 Elect Michael J. Ancius Management For Voted - For 3 Elect Stephen L. Eastman Management For Voted - For 4 Elect Daniel L. Florness Management For Voted - For 5 Elect Rita J. Heise Management For Voted - For 6 Elect Hsenghung Sam Hsu Management For Voted - For 7 Elect Daniel L. Johnson Management For Voted - For 8 Elect Nicholas J. Lundquist Management For Voted - For 9 Elect Sarah N. Nielsen Management For Voted - For 10 Elect Reyne K. Wisecup Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For FEDERAL REALTY INVESTMENT TRUST Security ID: 313745101 Ticker: FRT Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect David W. Faeder Management For Voted - For 2 Elect Elizabeth Holland Management For Voted - For 3 Elect Nicole Y. Lamb-Hale Management For Voted - For 4 Elect Anthony P. Nader, III. Management For Voted - For 5 Elect Mark S. Ordan Management For Voted - Against 2115 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Gail P. Steinel Management For Voted - For 7 Elect Donald C. Wood Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For FEDEX CORPORATION Security ID: 31428X106 Ticker: FDX Meeting Date: 27-Sep-21 Meeting Type: Annual 1 Elect Marvin R. Ellison Management For Voted - For 2 Elect Susan Patricia Griffith Management For Voted - For 3 Elect Kimberly A. Jabal Management For Voted - For 4 Elect Shirley Ann Jackson Management For Voted - For 5 Elect R. Brad Martin Management For Voted - For 6 Elect Joshua Cooper Ramo Management For Voted - For 7 Elect Susan C. Schwab Management For Voted - For 8 Elect Frederick W. Smith Management For Voted - For 9 Elect David P. Steiner Management For Voted - For 10 Elect Rajesh Subramaniam Management For Voted - For 11 Elect Paul S. Walsh Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - For 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For FIDELITY NATIONAL INFORMATION SERVICES, INC. Security ID: 31620M106 Ticker: FIS Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Ellen R. Alemany Management For Voted - For 2 Elect Vijay D'Silva Management For Voted - For 3 Elect Jeffrey A. Goldstein Management For Voted - For 4 Elect Lisa A. Hook Management For Voted - For 5 Elect Keith W. Hughes Management For Voted - For 6 Elect Kenneth T. Lamneck Management For Voted - For 7 Elect Gary L. Lauer Management For Voted - For 8 Elect Gary A. Norcross Management For Voted - For 9 Elect Louise M. Parent Management For Voted - For 10 Elect Brian T. Shea Management For Voted - For 11 Elect James B. Stallings, Jr. Management For Voted - For 12 Elect Jeffrey E. Stiefler Management For Voted - For 2116 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - For FIFTH THIRD BANCORP Security ID: 316773100 Ticker: FITB Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - Against 2 Elect Evan Bayh Management For Voted - For 3 Elect Jorge L. Benitez Management For Voted - For 4 Elect Katherine B. Blackburn Management For Voted - For 5 Elect Emerson L. Brumback Management For Voted - For 6 Elect Greg D. Carmichael Management For Voted - For 7 Elect Linda W. Clement-Holmes Management For Voted - For 8 Elect C. Bryan Daniels Management For Voted - For 9 Elect Mitchell S. Feiger Management For Voted - For 10 Elect Thomas H. Harvey Management For Voted - For 11 Elect Gary R. Heminger Management For Voted - For 12 Elect Jewell D. Hoover Management For Voted - For 13 Elect Eileen A. Mallesch Management For Voted - For 14 Elect Michael B. McCallister Management For Voted - For 15 Elect Marsha C. Williams Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Exclusive Forum Provision Management For Voted - Against FIRST REPUBLIC BANK Security ID: 33616C100 Ticker: FRC Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect James H. Herbert, II Management For Voted - For 2 Elect Katherine August-deWilde Management For Voted - For 3 Elect Frank J. Fahrenkopf, Jr. Management For Voted - For 4 Elect Boris Groysberg Management For Voted - For 5 Elect Sandra R. Hernandez Management For Voted - For 6 Elect Pamela J. Joyner Management For Voted - For 7 Elect Shilla Kim-Parker Management For Voted - For 8 Elect Reynold Levy Management For Voted - For 9 Elect George G. C. Parker Management For Voted - For 10 Elect Michael J. Roffler Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2017 Omnibus Award Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 2117 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted FIRSTENERGY CORP. Security ID: 337932107 Ticker: FE Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Jana T. Croom Management For Voted - For 2 Elect Steven J. Demetriou Management For Voted - For 3 Elect Lisa Winston Hicks Management For Voted - For 4 Elect Paul Kaleta Management For Voted - For 5 Elect Sean T. Klimczak Management For Voted - For 6 Elect Jesse A. Lynn Management For Voted - For 7 Elect James F. O'Neil III Management For Voted - For 8 Elect John W. Somerhalder II Management For Voted - For 9 Elect Steven E. Strah Management For Voted - For 10 Elect Andrew J. Teno Management For Voted - For 11 Elect Leslie M. Turner Management For Voted - For 12 Elect Melvin Williams Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For FISERV, INC. Security ID: 337738108 Ticker: FISV Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Frank J. Bisignano Management For Voted - For 1.2 Elect Alison Davis Management For Voted - For 1.3 Elect Henrique de Castro Management For Voted - For 1.4 Elect Harry F. DiSimone Management For Voted - For 1.5 Elect Dylan G. Haggart Management For Voted - For 1.6 Elect Wafaa Mamilli Management For Voted - For 1.7 Elect Heidi G. Miller Management For Voted - For 1.8 Elect Doyle R. Simons Management For Voted - For 1.9 Elect Kevin M. Warren Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For FLEETCOR TECHNOLOGIES, INC. Security ID: 339041105 Ticker: FLT Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Steven T. Stull Management For Voted - Against 2118 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Michael Buckman Management For Voted - For 3 Elect Ronald F. Clarke Management For Voted - For 4 Elect Joseph W. Farrelly Management For Voted - For 5 Elect Thomas M. Hagerty Management For Voted - For 6 Elect Mark A. Johnson Management For Voted - For 7 Elect Archie L. Jones Jr. Management For Voted - Against 8 Elect Hala G. Moddelmog Management For Voted - Against 9 Elect Richard Macchia Management For Voted - For 10 Elect Jeffrey S. Sloan Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Amendment to the 2010 Equity Compensation Plan Management For Voted - For 14 Amendments to Articles and Bylaws to Permit Shareholders to Act by Written Consent Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For FMC CORPORATION Security ID: 302491303 Ticker: FMC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Pierre R. Brondeau Management For Voted - For 2 Elect Eduardo E. Cordeiro Management For Voted - For 3 Elect Carol A. Davidson Management For Voted - For 4 Elect Mark A. Douglas Management For Voted - For 5 Elect Kathy L. Fortmann Management For Voted - For 6 Elect C. Scott Greer Management For Voted - For 7 Elect K'Lynne Johnson Management For Voted - For 8 Elect Dirk A. Kempthorne Management For Voted - For 9 Elect Paul J. Norris Management For Voted - For 10 Elect Margareth Ovrum Management For Voted - For 11 Elect Robert C. Pallash Management For Voted - For 12 Elect Vincent R. Volpe Jr. Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For FORD MOTOR COMPANY Security ID: 345370860 Ticker: F Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Kimberly A. Casiano Management For Voted - For 2 Elect Alexandra Ford English Management For Voted - For 3 Elect James D. Farley, Jr. Management For Voted - For 4 Elect Henry Ford III Management For Voted - Against 5 Elect William Clay Ford, Jr. Management For Voted - For 6 Elect William W. Helman IV Management For Voted - For 7 Elect Jon M. Huntsman, Jr. Management For Voted - For 2119 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect William E. Kennard Management For Voted - Against 9 Elect John C. May Management For Voted - For 10 Elect Beth E. Mooney Management For Voted - For 11 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 12 Elect John L. Thornton Management For Voted - For 13 Elect John B. Veihmeyer Management For Voted - For 14 Elect John S. Weinberg Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - Against 17 Extension of Tax Benefit Preservation Plan Management For Voted - For 18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For FORTINET, INC. Security ID: 34959E109 Ticker: FTNT Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Ken Xie Management For Voted - For 2 Elect Michael Xie Management For Voted - For 3 Elect Kenneth A. Goldman Management For Voted - For 4 Elect Ming Hsieh Management For Voted - For 5 Elect Jean Hu Management For Voted - For 6 Elect William H. Neukom Management For Voted - For 7 Elect Judith Sim Management For Voted - For 8 Elect James G. Stavridis Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Stock Split Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For FORTIVE CORPORATION Security ID: 34959J108 Ticker: FTV Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Daniel L. Comas Management For Voted - For 2 Elect Sharmistha Dubey Management For Voted - For 3 Elect Rejji P. Hayes Management For Voted - For 4 Elect Wright L. Lassiter III Management For Voted - For 5 Elect James A. Lico Management For Voted - For 6 Elect Kate D. Mitchell Management For Voted - For 7 Elect Jeannine P. Sargent Management For Voted - For 8 Elect Alan G. Spoon Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Elimination of Supermajority Requirement Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For 2120 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted FORTUNE BRANDS HOME & SECURITY, INC. Security ID: 34964C106 Ticker: FBHS Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Susan Kilsby Management For Voted - For 2 Elect Amit Banati Management For Voted - For 3 Elect Irial Finan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Long- Term Incentive Plan Management For Voted - For FOX CORPORATION Security ID: 35137L204 Ticker: FOX Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect K. Rupert Murdoch Management For Voted - For 2 Elect Lachlan K. Murdoch Management For Voted - For 3 Elect William A. Burck Management For Voted - Against 4 Elect Chase Carey Management For Voted - For 5 Elect Anne Dias Management For Voted - For 6 Elect Roland A. Hernandez Management For Voted - Against 7 Elect Jacques Nasser Management For Voted - For 8 Elect Paul D. Ryan Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 12 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against FRANKLIN RESOURCES, INC. Security ID: 354613101 Ticker: BEN Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Mariann Byerwalter Management For Voted - For 2 Elect Alexander S. Friedman Management For Voted - For 3 Elect Gregory E. Johnson Management For Voted - For 4 Elect Jennifer M. Johnson Management For Voted - For 5 Elect Rupert H. Johnson, Jr. Management For Voted - For 6 Elect John Y. Kim Management For Voted - For 7 Elect Karen M. King Management For Voted - For 8 Elect Anthony J. Noto Management For Voted - For 9 Elect John W. Thiel Management For Voted - For 10 Elect Seth H. Waugh Management For Voted - For 11 Elect Geoffrey Y. Yang Management For Voted - For 12 Ratification of Auditor Management For Voted - For 2121 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted FREEPORT-MCMORAN INC. Security ID: 35671D857 Ticker: FCX Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect David P. Abney Management For Voted - For 2 Elect Richard C. Adkerson Management For Voted - For 3 Elect Marcela E. Donadio Management For Voted - For 4 Elect Robert W. Dudley Management For Voted - For 5 Elect Hugh Grant Management For Voted - For 6 Elect Lydia H. Kennard Management For Voted - For 7 Elect Ryan M. Lance Management For Voted - For 8 Elect Sara Grootwassink Lewis Management For Voted - For 9 Elect Dustan E. McCoy Management For Voted - For 10 Elect John J. Stephens Management For Voted - For 11 Elect Frances F. Townsend Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For GARMIN LTD. Security ID: H2906T109 Ticker: GRMN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Approval of Consolidated Financial Statements Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Dividend from Reserves Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Elect Jonathan C. Burrell Management For Voted - Against 6 Elect Joseph J. Hartnett Management For Voted - Against 7 Elect Min H. Kao Management For Voted - For 8 Elect Catherine A. Lewis Management For Voted - For 9 Elect Charles W. Peffer Management For Voted - Against 10 Elect Clifton A. Pemble Management For Voted - For 11 Elect Min H. Kao as Executive Chair Management For Voted - Against 12 Elect Jonathan C. Burrell Management For Voted - Against 13 Elect Joseph J. Hartnett Management For Voted - For 14 Elect Catherine A. Lewis Management For Voted - For 15 Elect Charles W. Peffer Management For Voted - For 16 Election of Independent Voting Rights Representative Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Advisory vote on executive compensation Management For Voted - For 19 Executive Compensation Management For Voted - For 20 Board Compensation Management For Voted - For 21 Amendment to the 2005 Equity Incentive Plan Management For Voted - For 22 Renewal of Authorised Share Capital Management For Voted - For 2122 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted GARTNER, INC. Security ID: 366651107 Ticker: IT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Peter E. Bisson Management For Voted - For 2 Elect Richard J. Bressler Management For Voted - For 3 Elect Raul E. Cesan Management For Voted - For 4 Elect Karen E. Dykstra Management For Voted - For 5 Elect Diana S. Ferguson Management For Voted - For 6 Elect Anne Sutherland Fuchs Management For Voted - For 7 Elect William O. Grabe Management For Voted - For 8 Elect Eugene A. Hall Management For Voted - For 9 Elect Stephen G. Pagliuca Management For Voted - For 10 Elect Eileen M. Serra Management For Voted - For 11 Elect James C. Smith Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For GENERAC HOLDINGS INC. Security ID: 368736104 Ticker: GNRC Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect John D. Bowlin Management For Voted - For 2 Elect Aaron Jagdfeld Management For Voted - For 3 Elect Andrew G. Lampereur Management For Voted - For 4 Elect Nam Tran Nguyen Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - For GENERAL MILLS, INC. Security ID: 370334104 Ticker: GIS Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Elect R. Kerry Clark Management For Voted - For 2 Elect David M. Cordani Management For Voted - For 3 Elect Jeffrey L. Harmening Management For Voted - For 4 Elect Maria G. Henry Management For Voted - For 5 Elect Jo Ann Jenkins Management For Voted - For 6 Elect Elizabeth C. Lempres Management For Voted - For 7 Elect Diane L. Neal Management For Voted - For 8 Elect Stephen A. Odland Management For Voted - For 9 Elect Maria A. Sastre Management For Voted - For 10 Elect Eric D. Sprunk Management For Voted - For 11 Elect Jorge A. Uribe Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 2123 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For 14 Elimination of Supermajority Requirement Management For Voted - For GENERAL MOTORS COMPANY Security ID: 37045V100 Ticker: GM Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Elect Mary T. Barra Management For Voted - For 2 Elect Aneel Bhusri Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Linda R. Gooden Management For Voted - For 5 Elect Joseph Jimenez Management For Voted - For 6 Elect Judith A. Miscik Management For Voted - For 7 Elect Patricia F. Russo Management For Voted - For 8 Elect Thomas M. Schoewe Management For Voted - For 9 Elect Carol M. Stephenson Management For Voted - For 10 Elect Mark A. Tatum Management For Voted - For 11 Elect Devin N. Wenig Management For Voted - For 12 Elect Margaret C. Whitman Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against GENUINE PARTS COMPANY Security ID: 372460105 Ticker: GPC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Elizabeth W. Camp Management For Voted - For 2 Elect Richard Cox, Jr. Management For Voted - For 3 Elect Paul D. Donahue Management For Voted - For 4 Elect Gary P. Fayard Management For Voted - For 5 Elect P. Russell Hardin Management For Voted - For 6 Elect John R. Holder Management For Voted - For 7 Elect Donna W. Hyland Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Jean-Jacques Lafont Management For Voted - For 10 Elect Robert C. Loudermilk, Jr. Management For Voted - For 11 Elect Wendy B. Needham Management For Voted - For 12 Elect Juliette W. Pryor Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 2124 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted GILEAD SCIENCES, INC. Security ID: 375558103 Ticker: GILD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Jacqueline K. Barton Management For Voted - For 2 Elect Jeffrey A. Bluestone Management For Voted - For 3 Elect Sandra J. Horning Management For Voted - For 4 Elect Kelly A. Kramer Management For Voted - For 5 Elect Kevin E. Lofton Management For Voted - For 6 Elect Harish Manwani Management For Voted - For 7 Elect Daniel P. O'Day Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Anthony Welters Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Equity Incentive Plan Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - For 17 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For GLOBAL PAYMENTS INC. Security ID: 37940X102 Ticker: GPN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect F. Thaddeus Arroyo Management For Voted - For 2 Elect Robert H.B. Baldwin, Jr. Management For Voted - For 3 Elect John G. Bruno Management For Voted - For 4 Elect Kriss Cloninger III Management For Voted - For 5 Elect Joia M. Johnson Management For Voted - For 6 Elect Ruth Ann Marshall Management For Voted - For 7 Elect Connie D. McDaniel Management For Voted - For 8 Elect William B. Plummer Management For Voted - For 9 Elect Jeffrey S. Sloan Management For Voted - For 10 Elect John T. Turner Management For Voted - For 11 Elect M. Troy Woods Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2125 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted GLOBE LIFE INC. Security ID: 37959E102 Ticker: GL Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Linda L. Addison Management For Voted - For 2 Elect Marilyn A. Alexander Management For Voted - For 3 Elect Cheryl D. Alston Management For Voted - For 4 Elect Mark A. Blinn Management For Voted - For 5 Elect James P. Brannen Management For Voted - For 6 Elect Jane Buchan Management For Voted - For 7 Elect Gary L. Coleman Management For Voted - For 8 Elect Larry M. Hutchison Management For Voted - For 9 Elect Robert W. Ingram Management For Voted - For 10 Elect Steven P. Johnson Management For Voted - For 11 Elect Darren M. Rebelez Management For Voted - For 12 Elect Mary E. Thigpen Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against HALLIBURTON COMPANY Security ID: 406216101 Ticker: HAL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Abdulaziz F. Al Khayyal Management For Voted - Against 2 Elect William E. Albrecht Management For Voted - For 3 Elect M. Katherine Banks Management For Voted - For 4 Elect Alan M. Bennett Management For Voted - Against 5 Elect Milton Carroll Management For Voted - Against 6 Elect Earl M. Cummings Management For Voted - For 7 Elect Murry S. Gerber Management For Voted - For 8 Elect Robert A. Malone Management For Voted - Against 9 Elect Jeffrey A. Miller Management For Voted - For 10 Elect Bhavesh V. Patel Management For Voted - For 11 Elect Tobi M. Edwards Young Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against HASBRO, INC. Security ID: 418056107 Ticker: HAS Meeting Date: 08-Jun-22 Meeting Type: Special 1.1 Elect Marcelo Fischer Shareholder N/A Take No Action 1.2 Elect Rani Hublou (Withdrawn) Shareholder N/A Take No Action 1.3 Elect Carolyn Johnson (Withdrawn) Shareholder N/A Take No Action 1.4 Elect Management Nominee Kenneth A. Bronfin Shareholder N/A Take No Action 2126 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.5 Elect Management Nominee Michael R. Burns Shareholder N/A Take No Action 1.6 Elect Management Nominee Hope Cochran Shareholder N/A Take No Action 1.7 Elect Management Nominee Christian P. Cocks Shareholder N/A Take No Action 1.8 Elect Management Nominee Elizabeth Hamren Shareholder N/A Take No Action 1.9 Elect Management Nominee Blake Jorgensen Shareholder N/A Take No Action 1.10 Elect Management Nominee Tracy A. Leinbach Shareholder N/A Take No Action 1.11 Elect Management Nominee Laurel J. Richie Shareholder N/A Take No Action 1.12 Elect Management Nominee Mary Beth West Shareholder N/A Take No Action 1.13 Elect Management Nominee Linda Zecher Higgins Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 1.1 Elect Kenneth A. Bronfin Management For Voted - For 1.2 Elect Michael R. Burns Management For Voted - For 1.3 Elect Hope Cochran Management For Voted - For 1.4 Elect Christian P. Cocks Management For Voted - For 1.5 Elect Lisa Gersh Management For Voted - For 1.6 Elect Elizabeth Hamren Management For Voted - For 1.7 Elect Blake Jorgensen Management For Voted - For 1.8 Elect Tracy A. Leinbach Management For Voted - For 1.9 Elect Edward M. Philip Management For Voted - For 1.10 Elect Laurel J. Richie Management For Voted - For 1.11 Elect Richard S. Stoddart Management For Voted - For 1.12 Elect Mary Beth West Management For Voted - For 1.13 Elect Linda Zecher Higgins Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For HENRY SCHEIN, INC. Security ID: 806407102 Ticker: HSIC Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Mohamad Ali Management For Voted - For 2 Elect Stanley M. Bergman Management For Voted - For 3 Elect James P. Breslawski Management For Voted - For 4 Elect Deborah M. Derby Management For Voted - For 5 Elect Joseph L. Herring Management For Voted - For 6 Elect Kurt P. Kuehn Management For Voted - For 7 Elect Philip A. Laskawy Management For Voted - For 8 Elect Anne H. Margulies Management For Voted - For 9 Elect Mark E. Mlotek Management For Voted - For 10 Elect Steven Paladino Management For Voted - For 11 Elect Carol Raphael Management For Voted - For 12 Elect E. Dianne Rekow Management For Voted - For 13 Elect Scott Serota Management For Voted - For 14 Elect Bradley T. Sheares Management For Voted - For 15 Elect Reed V. Tuckson Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Ratification of Auditor Management For Voted - For 2127 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted HESS CORPORATION Security ID: 42809H107 Ticker: HES Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Terrence J. Checki Management For Voted - For 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Lisa Glatch Management For Voted - For 4 Elect John B. Hess Management For Voted - For 5 Elect Edith E. Holiday Management For Voted - For 6 Elect Marc S. Lipschultz Management For Voted - For 7 Elect Raymond J. McGuire Management For Voted - For 8 Elect David McManus Management For Voted - For 9 Elect Kevin O. Meyers Management For Voted - For 10 Elect Karyn F. Ovelmen Management For Voted - For 11 Elect James H. Quigley Management For Voted - For 12 Elect William G. Schrader Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For HEWLETT PACKARD ENTERPRISE COMPANY Security ID: 42824C109 Ticker: HPE Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Elect Daniel Ammann Management For Voted - For 2 Elect Pamela L. Carter Management For Voted - For 3 Elect Jean M. Hobby Management For Voted - For 4 Elect George R. Kurtz Management For Voted - For 5 Elect Raymond J. Lane Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Antonio F. Neri Management For Voted - For 8 Elect Charles H. Noski Management For Voted - For 9 Elect Raymond E. Ozzie Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Patricia F. Russo Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2021 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For HILTON WORLDWIDE HOLDINGS INC. Security ID: 43300A203 Ticker: HLT Meeting Date: 20-May-22 Meeting Type: Annual 1 Elect Christopher J. Nassetta Management For Voted - For 2 Elect Jonathan D. Gray Management For Voted - For 2128 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Charlene T. Begley Management For Voted - For 4 Elect Chris Carr Management For Voted - For 5 Elect Melanie L. Healey Management For Voted - For 6 Elect Raymond E. Mabus, Jr. Management For Voted - For 7 Elect Judith A. McHale Management For Voted - For 8 Elect Elizabeth A. Smith Management For Voted - For 9 Elect Douglas M. Steenland Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For HOLOGIC, INC. Security ID: 436440101 Ticker: HOLX Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Stephen P. MacMillan Management For Voted - For 2 Elect Sally W. Crawford Management For Voted - For 3 Elect Charles J. Dockendorff Management For Voted - For 4 Elect Scott T. Garrett Management For Voted - For 5 Elect Ludwig N. Hantson Management For Voted - For 6 Elect Namal Nawana Management For Voted - For 7 Elect Christina Stamoulis Management For Voted - For 8 Elect Amy M. Wendell Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For HORMEL FOODS CORPORATION Security ID: 440452100 Ticker: HRL Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Prama Bhatt Management For Voted - For 2 Elect Gary C. Bhojwani Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Stephen M. Lacy Management For Voted - For 5 Elect Elsa A. Murano Management For Voted - For 6 Elect Susan K. Nestegard Management For Voted - For 7 Elect William A. Newlands Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect Jose Luis Prado Management For Voted - For 10 Elect Sally J. Smith Management For Voted - For 11 Elect James P. Snee Management For Voted - For 12 Elect Steven A. White Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market Shareholder Against Voted - For 2129 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted HOST HOTELS & RESORTS, INC. Security ID: 44107P104 Ticker: HST Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Mary L. Baglivo Management For Voted - For 2 Elect Herman E. Bulls Management For Voted - For 3 Elect Richard E. Marriott Management For Voted - For 4 Elect Mary Hogan Preusse Management For Voted - For 5 Elect Walter C. Rakowich Management For Voted - For 6 Elect James F. Risoleo Management For Voted - For 7 Elect Gordon H. Smith Management For Voted - For 8 Elect A. William Stein Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For HOWMET AEROSPACE, INC. Security ID: 443201108 Ticker: HWM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect James F. Albaugh Management For Voted - For 2 Elect Amy E. Alving Management For Voted - For 3 Elect Sharon Barner Management For Voted - For 4 Elect Joseph S. Cantie Management For Voted - For 5 Elect Robert F. Leduc Management For Voted - For 6 Elect David J. Miller Management For Voted - For 7 Elect Jody G. Miller Management For Voted - For 8 Elect Nicole W. Piasecki Management For Voted - For 9 Elect John C. Plant Management For Voted - For 10 Elect Ulrich R. Schmidt Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For HP INC. Security ID: 40434L105 Ticker: HPQ Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Aida M. Alvarez Management For Voted - For 2 Elect Shumeet Banerji Management For Voted - For 3 Elect Robert R. Bennett Management For Voted - For 4 Elect Charles V. Bergh Management For Voted - For 5 Elect Bruce Broussard Management For Voted - For 6 Elect Stacy Brown-Philpot Management For Voted - For 7 Elect Stephanie A. Burns Management For Voted - For 8 Elect Mary Anne Citrino Management For Voted - For 2130 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Richard Clemmer Management For Voted - For 10 Elect Enrique Lores Management For Voted - For 11 Elect Judith Miscik Management For Voted - For 12 Elect Kim K.W. Rucker Management For Voted - For 13 Elect Subra Suresh Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For HUMANA INC. Security ID: 444859102 Ticker: HUM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Raquel C. Bono Management For Voted - For 2 Elect Bruce Broussard Management For Voted - For 3 Elect Frank A. D'Amelio Management For Voted - For 4 Elect David T. Feinberg Management For Voted - Against 5 Elect Wayne A.I. Frederick Management For Voted - For 6 Elect John W. Garratt Management For Voted - For 7 Elect Kurt J. Hilzinger Management For Voted - For 8 Elect David A. Jones Jr. Management For Voted - For 9 Elect Karen W. Katz Management For Voted - For 10 Elect Marcy S. Klevorn Management For Voted - For 11 Elect William J. McDonald Management For Voted - For 12 Elect Jorge S. Mesquita Management For Voted - For 13 Elect James J. O'Brien Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For HUNTINGTON BANCSHARES INCORPORATED Security ID: 446150104 Ticker: HBAN Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Lizabeth A. Ardisana Management For Voted - For 2 Elect Alanna Y. Cotton Management For Voted - For 3 Elect Ann B. Crane Management For Voted - For 4 Elect Robert S. Cubbin Management For Voted - For 5 Elect Gina D. France Management For Voted - For 6 Elect J. Michael Hochschwender Management For Voted - For 7 Elect Richard H. King Management For Voted - For 8 Elect Katherine M.A. Kline Management For Voted - For 9 Elect Richard W. Neu Management For Voted - For 10 Elect Kenneth J. Phelan Management For Voted - For 11 Elect David L. Porteous Management For Voted - For 12 Elect Roger J. Sit Management For Voted - For 2131 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Stephen D. Steinour Management For Voted - For 14 Elect Jeffrey L. Tate Management For Voted - For 15 Elect Gary Torgow Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Ratification of Auditor Management For Voted - For IDEX CORPORATION Security ID: 45167R104 Ticker: IEX Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Livingston Satterthwaite Management For Voted - For 2 Elect David C. Parry Management For Voted - For 3 Elect Eric D. Ashleman Management For Voted - For 4 Elect L. Paris Watts-Stanfield Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For IDEXX LABORATORIES, INC. Security ID: 45168D104 Ticker: IDXX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jonathan W. Ayers Management For Voted - For 2 Elect Stuart M. Essig Management For Voted - For 3 Elect Jonathan J. Mazelsky Management For Voted - For 4 Elect M. Anne Szostak Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - For ILLINOIS TOOL WORKS INC. Security ID: 452308109 Ticker: ITW Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - For 2 Elect Susan Crown Management For Voted - For 3 Elect Darrell L. Ford Management For Voted - For 4 Elect James W. Griffith Management For Voted - For 5 Elect Jay L. Henderson Management For Voted - For 6 Elect Richard H. Lenny Management For Voted - For 7 Elect E. Scott Santi Management For Voted - For 8 Elect David H. B. Smith, Jr. Management For Voted - For 9 Elect Pamela B. Strobel Management For Voted - For 10 Elect Anre D. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2132 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted INCYTE CORPORATION Security ID: 45337C102 Ticker: INCY Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Julian C. Baker Management For Voted - For 2 Elect Jean-Jacques Bienaime Management For Voted - For 3 Elect Otis W. Brawley Management For Voted - For 4 Elect Paul J. Clancy Management For Voted - For 5 Elect Jacqualyn A. Fouse Management For Voted - For 6 Elect Edmund P. Harrigan Management For Voted - For 7 Elect Katherine A. High Management For Voted - For 8 Elect Herve Hoppenot Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For INGERSOLL RAND INC. Security ID: 45687V106 Ticker: IR Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Kirk E. Arnold Management For Voted - For 2 Elect Elizabeth Centoni Management For Voted - For 3 Elect William P. Donnelly Management For Voted - For 4 Elect Gary D. Forsee Management For Voted - For 5 Elect John Humphrey Management For Voted - Against 6 Elect Marc E. Jones Management For Voted - For 7 Elect Vicente Reynal Management For Voted - For 8 Elect Tony L. White Management For Voted - For 9 Ratification of Auditor Management For Voted - Against INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 2133 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - For INTERCONTINENTAL EXCHANGE, INC. Security ID: 45866F104 Ticker: ICE Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Shantella E. Cooper Management For Voted - For 3 Elect Duriya M. Farooqui Management For Voted - For 4 Elect Lord Hague of Richmond Management For Voted - For 5 Elect Mark F. Mulhern Management For Voted - For 6 Elect Thomas E. Noonan Management For Voted - For 7 Elect Caroline L. Silver Management For Voted - For 8 Elect Jeffrey C. Sprecher Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Martha A. Tirinnanzi Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Omnibus Employee Incentive Plan Management For Voted - For 13 Approval of the 2022 Omnibus Non-Employee Director Incentive Plan Management For Voted - For 14 Elimination of Supermajority Requirements Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For INTERNATIONAL BUSINESS MACHINES CORPORATION Security ID: 459200101 Ticker: IBM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Thomas Buberl Management For Voted - Against 2 Elect David N. Farr Management For Voted - For 3 Elect Alex Gorsky Management For Voted - For 4 Elect Michelle Howard Management For Voted - For 5 Elect Arvind Krishna Management For Voted - For 6 Elect Andrew N. Liveris Management For Voted - Against 7 Elect F. William McNabb, III Management For Voted - For 8 Elect Martha E. Pollack Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Peter R. Voser Management For Voted - For 11 Elect Frederick H. Waddell Management For Voted - For 12 Elect Alfred W. Zollar Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 2134 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For INTERNATIONAL FLAVORS & FRAGRANCES INC. Security ID: 459506101 Ticker: IFF Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Kathryn J. Boor Management For Voted - For 2 Elect Edward D. Breen Management For Voted - Against 3 Elect Barry A. Bruno Management For Voted - For 4 Elect Franklin K. Clyburn, Jr. Management For Voted - For 5 Elect Carol A. Davidson Management For Voted - For 6 Elect Michael L. Ducker Management For Voted - For 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect John F. Ferraro Management For Voted - For 9 Elect Christina A. Gold Management For Voted - For 10 Elect Ilene S. Gordon Management For Voted - For 11 Elect Matthias Heinzel Management For Voted - For 12 Elect Dale F. Morrison Management For Voted - For 13 Elect Kare Schultz Management For Voted - For 14 Elect Stephen Williamson Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For INTERNATIONAL PAPER COMPANY Security ID: 460146103 Ticker: IP Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Christopher M. Connor Management For Voted - For 2 Elect Ahmet Cemal Dorduncu Management For Voted - For 3 Elect Ilene S. Gordon Management For Voted - Against 4 Elect Anders Gustafsson Management For Voted - For 5 Elect Jacqueline C. Hinman Management For Voted - For 6 Elect Clinton A. Lewis, Jr. Management For Voted - For 7 Elect D. G. Macpherson Management For Voted - For 8 Elect Kathryn D. Sullivan Management For Voted - For 9 Elect Mark S. Sutton Management For Voted - For 10 Elect Anton V. Vincent Management For Voted - For 11 Elect Raymond Guy Young Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Climate-related Activities Shareholder Against Voted - Against 2135 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For INTUITIVE SURGICAL, INC. Security ID: 46120E602 Ticker: ISRG Meeting Date: 20-Sep-21 Meeting Type: Special 1 Increase in Authorized Common Stock Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Craig H. Barratt Management For Voted - For 2 Elect Joseph C. Beery Management For Voted - For 3 Elect Gary S. Guthart Management For Voted - For 4 Elect Amal M. Johnson Management For Voted - For 5 Elect Don R. Kania Management For Voted - For 6 Elect Amy L. Ladd Management For Voted - For 7 Elect Keith R. Leonard, Jr. Management For Voted - For 8 Elect Alan J. Levy Management For Voted - For 9 Elect Jami Dover Nachtsheim Management For Voted - For 10 Elect Monica P. Reed Management For Voted - For 11 Elect Mark J. Rubash Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2010 Incentive Award Plan Management For Voted - For 2136 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted INVESCO LTD. Security ID: G491BT108 Ticker: IVZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sarah E. Beshar Management For Voted - For 2 Elect Thomas M. Finke Management For Voted - For 3 Elect Martin L. Flanagan Management For Voted - For 4 Elect William F. Glavin, Jr. Management For Voted - For 5 Elect C. Robert Henrikson Management For Voted - For 6 Elect Denis Kessler Management For Voted - For 7 Elect Sir Nigel Sheinwald Management For Voted - For 8 Elect Paula C. Tolliver Management For Voted - For 9 Elect G. Richard Wagoner, Jr. Management For Voted - For 10 Elect Christopher C. Womack Management For Voted - For 11 Elect Phoebe A. Wood Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For IPG PHOTONICS CORPORATION Security ID: 44980X109 Ticker: IPGP Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Eugene A. Shcherbakov Management For Voted - For 2 Elect Michael C. Child Management For Voted - For 3 Elect Jeanmarie Desmond Management For Voted - For 4 Elect Gregory P. Dougherty Management For Voted - For 5 Elect Eric Meurice Management For Voted - For 6 Elect Natalia Pavlova Management For Voted - For 7 Elect John R. Peeler Management For Voted - Against 8 Elect Thomas J. Seifert Management For Voted - For 9 Elect Felix Stukalin Management For Voted - For 10 Elect Agnes K. Tang Management For Voted - For 11 Ratification of Auditor Management For Voted - For IQVIA HOLDINGS INC. Security ID: 46266C105 Ticker: IQV Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect John P. Connaughton Management For Voted - For 1.2 Elect John G. Danhakl Management For Voted - For 1.3 Elect James A. Fasano Management For Voted - For 1.4 Elect Leslie Wims Morris Management For Voted - For 2 Repeal of Classified Board Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 2137 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against Voted - For 5 Ratification of Auditor Management For Voted - For IRON MOUNTAIN INCORPORATED Security ID: 46284V101 Ticker: IRM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Jennifer Allerton Management For Voted - For 2 Elect Pamela M. Arway Management For Voted - For 3 Elect Clarke H. Bailey Management For Voted - For 4 Elect Kent P. Dauten Management For Voted - For 5 Elect Monte E. Ford Management For Voted - For 6 Elect Robin L. Matlock Management For Voted - For 7 Elect William L. Meaney Management For Voted - For 8 Elect Wendy J. Murdock Management For Voted - For 9 Elect Walter C. Rakowich Management For Voted - For 10 Elect Doyle R. Simons Management For Voted - For 11 Elect Alfred J. Verrecchia Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For J.B. HUNT TRANSPORT SERVICES, INC. Security ID: 445658107 Ticker: JBHT Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Douglas G. Duncan Management For Voted - For 2 Elect Francesca M. Edwardson Management For Voted - For 3 Elect Wayne Garrison Management For Voted - For 4 Elect Sharilyn S. Gasaway Management For Voted - For 5 Elect Gary C. George Management For Voted - For 6 Elect John B. (Thad) Hill, III Management For Voted - For 7 Elect Bryan Hunt Management For Voted - Against 8 Elect Gale V. King Management For Voted - For 9 Elect John N. Roberts III Management For Voted - For 10 Elect James L. Robo Management For Voted - For 11 Elect Kirk Thompson Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For JACK HENRY & ASSOCIATES, INC. Security ID: 426281101 Ticker: JKHY Meeting Date: 16-Nov-21 Meeting Type: Annual 1.1 Elect David B. Foss Management For Voted - For 1.2 Elect Matthew C. Flanigan Management For Voted - For 2138 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Thomas H. Wilson, Jr. Management For Voted - For 1.4 Elect Jacque R. Fiegel Management For Voted - For 1.5 Elect Thomas A. Wimsett Management For Voted - For 1.6 Elect Laura G. Kelly Management For Voted - For 1.7 Elect Shruti S. Miyashiro Management For Voted - For 1.8 Elect Wesley A. Brown Management For Voted - For 1.9 Elect Curtis A. Campbell Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For JOHNSON CONTROLS INTERNATIONAL PLC Security ID: G51502105 Ticker: JCI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect Pierre E. Cohade Management For Voted - For 3 Elect Michael E. Daniels Management For Voted - For 4 Elect W. Roy Dunbar Management For Voted - For 5 Elect Gretchen R. Haggerty Management For Voted - For 6 Elect Simone Menne Management For Voted - For 7 Elect George R. Oliver Management For Voted - For 8 Elect Carl Jurgen Tinggren Management For Voted - For 9 Elect Mark P. Vergnano Management For Voted - For 10 Elect R. David Yost Management For Voted - For 11 Elect John D. Young Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Authorize Price Range at which the Company Can Re-Allot Treasury Shares Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For JPMORGAN CHASE & CO. Security ID: 46625H100 Ticker: JPM Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Linda B. Bammann Management For Voted - For 2 Elect Stephen B. Burke Management For Voted - For 3 Elect Todd A. Combs Management For Voted - For 4 Elect James S. Crown Management For Voted - For 5 Elect James Dimon Management For Voted - For 6 Elect Timothy P. Flynn Management For Voted - For 7 Elect Mellody Hobson Management For Voted - For 8 Elect Michael A. Neal Management For Voted - For 9 Elect Phebe N. Novakovic Management For Voted - For 2139 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Virginia M. Rometty Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Aligning GHG Reductions with UNEP FI Recommendations Shareholder Against Voted - For JUNIPER NETWORKS, INC. Security ID: 48203R104 Ticker: JNPR Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Gary J. Daichendt Management For Voted - For 2 Elect Anne DelSanto Management For Voted - For 3 Elect Kevin A. DeNuccio Management For Voted - For 4 Elect James Dolce Management For Voted - For 5 Elect Christine M. Gorjanc Management For Voted - For 6 Elect Janet B. Haugen Management For Voted - For 7 Elect Scott Kriens Management For Voted - For 8 Elect Rahul Merchant Management For Voted - For 9 Elect Rami Rahim Management For Voted - For 10 Elect William Stensrud Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2015 Equity Incentive Plan Management For Voted - For KANSAS CITY SOUTHERN Security ID: 485170302 Ticker: KSU Meeting Date: 10-Dec-21 Meeting Type: Special 1 Merger with Canadian Pacific Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For KELLOGG COMPANY Security ID: 487836108 Ticker: K Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Roderick Gillum Management For Voted - For 2 Elect Mary A. Laschinger Management For Voted - For 2140 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Erica L. Mann Management For Voted - For 4 Elect Carolyn Tastad Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - For KEYCORP Security ID: 493267108 Ticker: KEY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Alexander M. Cutler Management For Voted - For 2 Elect H. James Dallas Management For Voted - For 3 Elect Elizabeth R. Gile Management For Voted - For 4 Elect Ruth Ann M. Gillis Management For Voted - For 5 Elect Christopher M. Gorman Management For Voted - For 6 Elect Robin Hayes Management For Voted - For 7 Elect Carlton L. Highsmith Management For Voted - For 8 Elect Richard J. Hipple Management For Voted - For 9 Elect Devina Rankin Management For Voted - For 10 Elect Barbara R. Snyder Management For Voted - For 11 Elect Richard J. Tobin Management For Voted - For 12 Elect Todd J. Vasos Management For Voted - For 13 Elect David K. Wilson Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For KEYSIGHT TECHNOLOGIES, INC. Security ID: 49338L103 Ticker: KEYS Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Elect James G. Cullen Management For Voted - For 2 Elect Michelle J. Holthaus Management For Voted - For 3 Elect Jean M. Nye Management For Voted - For 4 Elect Joanne B. Olsen Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For KIMBERLY-CLARK CORPORATION Security ID: 494368103 Ticker: KMB Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Sylvia M. Burwell Management For Voted - For 2 Elect John W. Culver Management For Voted - For 2141 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Robert W. Decherd Management For Voted - For 4 Elect Michael D. Hsu Management For Voted - For 5 Elect Mae C. Jemison Management For Voted - For 6 Elect S. Todd Maclin Management For Voted - For 7 Elect Deirdre Mahlan Management For Voted - For 8 Elect Sherilyn S. McCoy Management For Voted - For 9 Elect Christa Quarles Management For Voted - For 10 Elect Jaime A. Ramirez Management For Voted - For 11 Elect Dunia A. Shive Management For Voted - For 12 Elect Mark T. Smucker Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For KIMCO REALTY CORPORATION Security ID: 49446R109 Ticker: KIM Meeting Date: 03-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Milton Cooper Management For Voted - For 2 Elect Philip E. Coviello Management For Voted - For 3 Elect Conor C. Flynn Management For Voted - For 4 Elect Frank Lourenso Management For Voted - For 5 Elect Henry Moniz Management For Voted - For 6 Elect Mary Hogan Preusse Management For Voted - For 7 Elect Valerie Richardson Management For Voted - For 8 Elect Richard B. Saltzman Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For KINDER MORGAN, INC. Security ID: 49456B101 Ticker: KMI Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Richard D. Kinder Management For Voted - For 2 Elect Steven J. Kean Management For Voted - For 3 Elect Kimberly A. Dang Management For Voted - For 4 Elect Ted A. Gardner Management For Voted - Against 5 Elect Anthony W. Hall, Jr. Management For Voted - Against 6 Elect Gary L. Hultquist Management For Voted - For 7 Elect Ronald L. Kuehn, Jr. Management For Voted - Against 8 Elect Deborah A. Macdonald Management For Voted - For 9 Elect Michael C. Morgan Management For Voted - For 2142 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Arthur C. Reichstetter Management For Voted - For 11 Elect C. Park Shaper Management For Voted - For 12 Elect William A. Smith Management For Voted - For 13 Elect Joel V. Staff Management For Voted - For 14 Elect Robert F. Vagt Management For Voted - For 15 Elect Perry M. Waughtal Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For KLA CORPORATION Security ID: 482480100 Ticker: KLAC Meeting Date: 03-Nov-21 Meeting Type: Annual 1 Elect Edward W. Barnholt Management For Voted - For 2 Elect Robert M. Calderoni Management For Voted - For 3 Elect Jeneanne Hanley Management For Voted - For 4 Elect Emiko Higashi Management For Voted - For 5 Elect Kevin J. Kennedy Management For Voted - For 6 Elect Gary B. Moore Management For Voted - For 7 Elect Marie E. Myers Management For Voted - For 8 Elect Kiran M. Patel Management For Voted - For 9 Elect Victor Peng Management For Voted - For 10 Elect Robert A. Rango Management For Voted - For 11 Elect Richard P. Wallace Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For LABORATORY CORPORATION OF AMERICA HOLDINGS Security ID: 50540R409 Ticker: LH Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Kerrii B. Anderson Management For Voted - For 2 Elect Jean-Luc Belingard Management For Voted - For 3 Elect Jeffrey A. Davis Management For Voted - For 4 Elect D. Gary Gilliland Management For Voted - For 5 Elect Garheng Kong Management For Voted - For 6 Elect Peter M. Neupert Management For Voted - For 7 Elect Richelle P. Parham Management For Voted - For 8 Elect Adam H. Schechter Management For Voted - For 9 Elect Kathryn E. Wengel Management For Voted - For 10 Elect R. Sanders Williams Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2143 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted LAM RESEARCH CORPORATION Security ID: 512807108 Ticker: LRCX Meeting Date: 08-Nov-21 Meeting Type: Annual 1.1 Elect Sohail U. Ahmed Management For Voted - For 1.2 Elect Timothy M. Archer Management For Voted - For 1.3 Elect Eric K. Brandt Management For Voted - For 1.4 Elect Michael R. Cannon Management For Voted - For 1.5 Elect Catherine P. Lego Management For Voted - For 1.6 Elect Bethany J. Mayer Management For Voted - For 1.7 Elect Abhijit Y. Talwalkar Management For Voted - For 1.8 Elect Rick Lih-Shyng TSAI Management For Voted - For 1.9 Elect Leslie F. Varon Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For LAMB WESTON HOLDINGS, INC. Security ID: 513272104 Ticker: LW Meeting Date: 23-Sep-21 Meeting Type: Annual 1 Elect Peter J. Bensen Management For Voted - For 2 Elect Charles A. Blixt Management For Voted - For 3 Elect Robert J. Coviello Management For Voted - For 4 Elect Andre J. Hawaux Management For Voted - For 5 Elect William G. Jurgensen Management For Voted - For 6 Elect Thomas P. Maurer Management For Voted - For 7 Elect Hala G. Moddelmog Management For Voted - For 8 Elect Robert A. Niblock Management For Voted - For 9 Elect Maria Renna Sharpe Management For Voted - For 10 Elect Thomas P. Werner Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For LAS VEGAS SANDS CORP. Security ID: 517834107 Ticker: LVS Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Irwin Chafetz Management For Voted - For 1.2 Elect Micheline Chau Management For Voted - Withheld 1.3 Elect Patrick Dumont Management For Voted - For 1.4 Elect Charles D. Forman Management For Voted - For 1.5 Elect Robert Glen Goldstein Management For Voted - For 1.6 Elect Nora M. Jordan Management For Voted - For 1.7 Elect Charles A. Koppelman Management For Voted - Withheld 1.8 Elect Lewis Kramer Management For Voted - For 2144 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.9 Elect David F. Levi Management For Voted - Withheld 1.10 Elect Yibing Mao Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against LENNAR CORPORATION Security ID: 526057302 Ticker: LEN Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard Beckwitt Management For Voted - For 3 Elect Steven L. Gerard Management For Voted - Against 4 Elect Theron I. Gilliam Management For Voted - Against 5 Elect Sherrill W. Hudson Management For Voted - Against 6 Elect Jonathan M. Jaffe Management For Voted - For 7 Elect Sidney Lapidus Management For Voted - For 8 Elect Teri P. McClure Management For Voted - Against 9 Elect Stuart A. Miller Management For Voted - For 10 Elect Armando J. Olivera Management For Voted - Against 11 Elect Jeffrey Sonnenfeld Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2016 Equity Incentive Plan Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For LINCOLN NATIONAL CORPORATION Security ID: 534187109 Ticker: LNC Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Deirdre P. Connelly Management For Voted - For 2 Elect Ellen G. Cooper Management For Voted - For 3 Elect William H. Cunningham Management For Voted - For 4 Elect Reginald E. Davis Management For Voted - For 5 Elect Dennis R. Glass Management For Voted - For 6 Elect Eric G. Johnson Management For Voted - For 7 Elect Gary C. Kelly Management For Voted - For 8 Elect M. Leanne Lachman Management For Voted - For 9 Elect Dale Lefebvre Management For Voted - For 10 Elect Janet Liang Management For Voted - For 11 Elect Michael F. Mee Management For Voted - For 12 Elect Patrick S. Pittard Management For Voted - For 13 Elect Lynn M. Utter Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2020 Incentive Compensation Plan Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 2145 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For LINDE PLC Security ID: G5494J103 Ticker: LIN Meeting Date: 26-Jul-21 Meeting Type: Annual 1 Elect Wolfgang Reitzle Management For Voted - For 2 Elect Stephen F. Angel Management For Voted - For 3 Elect Ann-Kristin Achleitner Management For Voted - For 4 Elect Clemens A.H. Borsig Management For Voted - For 5 Elect Nance K. Dicciani Management For Voted - For 6 Elect Thomas Enders Management For Voted - For 7 Elect Franz Fehrenbach Management For Voted - For 8 Elect Edward G. Galante Management For Voted - For 9 Elect Larry D. McVay Management For Voted - For 10 Elect Victoria Ossadnik Management For Voted - For 11 Elect Martin H. Richenhagen Management For Voted - For 12 Elect Robert L. Wood Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Remuneration Policy Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Approval of the 2021 Long Term Incentive Plan Management For Voted - For 19 Determination of Price Range for Re-allotment of Treasury Shares Management For Voted - For LKQ CORPORATION Security ID: 501889208 Ticker: LKQ Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Patrick Berard Management For Voted - For 2 Elect Meg A. Divitto Management For Voted - For 3 Elect Robert M. Hanser Management For Voted - For 4 Elect Joseph M. Holsten Management For Voted - For 5 Elect Blythe J. McGarvie Management For Voted - For 6 Elect John W. Mendel Management For Voted - For 7 Elect Jody G. Miller Management For Voted - For 8 Elect Guhan Subramanian Management For Voted - For 9 Elect Xavier Urbain Management For Voted - For 10 Elect Jacob H. Welch Management For Voted - For 11 Elect Dominick P. Zarcone Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2146 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted LOEWS CORPORATION Security ID: 540424108 Ticker: L Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Ann E. Berman Management For Voted - For 2 Elect Joseph L. Bower Management For Voted - Against 3 Elect Charles D. Davidson Management For Voted - For 4 Elect Charles M. Diker Management For Voted - For 5 Elect Paul J. Fribourg Management For Voted - Against 6 Elect Walter L. Harris Management For Voted - Against 7 Elect Philip A. Laskawy Management For Voted - For 8 Elect Susan P. Peters Management For Voted - For 9 Elect Andrew H. Tisch Management For Voted - For 10 Elect James S. Tisch Management For Voted - For 11 Elect Jonathan M. Tisch Management For Voted - For 12 Elect Anthony Welters Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For LOWE'S COMPANIES, INC. Security ID: 548661107 Ticker: LOW Meeting Date: 27-May-22 Meeting Type: Annual 1.1 Elect Raul Alvarez Management For Voted - For 1.2 Elect David H. Batchelder Management For Voted - For 1.3 Elect Sandra B. Cochran Management For Voted - For 1.4 Elect Laurie Z. Douglas Management For Voted - For 1.5 Elect Richard W. Dreiling Management For Voted - For 1.6 Elect Marvin R. Ellison Management For Voted - For 1.7 Elect Daniel J. Heinrich Management For Voted - For 1.8 Elect Brian C. Rogers Management For Voted - For 1.9 Elect Bertram L. Scott Management For Voted - For 1.10 Elect Colleen Taylor Management For Voted - For 1.11 Elect Mary Elizabeth West Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the 2006 Long Term Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 6 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification Shareholder Against Voted - For 2147 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted LUMEN TECHNOLOGIES, INC. Security ID: 550241103 Ticker: LUMN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Quincy L. Allen Management For Voted - For 2 Elect Martha Helena Bejar Management For Voted - For 3 Elect Peter C. Brown Management For Voted - For 4 Elect Kevin P. Chilton Management For Voted - For 5 Elect Steven T. Clontz Management For Voted - Against 6 Elect T. Michael Glenn Management For Voted - For 7 Elect W. Bruce Hanks Management For Voted - For 8 Elect Hal Stanley Jones Management For Voted - For 9 Elect Michael J. Roberts Management For Voted - Against 10 Elect Laurie A. Siegel Management For Voted - For 11 Elect Jeffrey K. Storey Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For LYONDELLBASELL INDUSTRIES N.V. Security ID: N53745100 Ticker: LYB Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Jacques Aigrain Management For Voted - For 2 Elect Lincoln Benet Management For Voted - For 3 Elect Jagjeet S. Bindra Management For Voted - For 4 Elect Robin Buchanan Management For Voted - For 5 Elect Anthony R. Chase Management For Voted - For 6 Elect Nance K. Dicciani Management For Voted - For 7 Elect Robert W. Dudley Management For Voted - For 8 Elect Claire S. Farley Management For Voted - For 9 Elect Michael S. Hanley Management For Voted - For 10 Elect Virginia A. Kamsky Management For Voted - For 11 Elect Albert Manifold Management For Voted - For 12 Elect Peter Vanacker Management For Voted - For 13 Ratification of Board Acts Management For Voted - For 14 Accounts and Reports Management For Voted - For 15 Appointment of Dutch Statutory Auditor Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Cancellation of Shares Management For Voted - For 2148 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted M&T BANK CORPORATION Security ID: 55261F104 Ticker: MTB Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Robert T. Brady Management For Voted - For 3 Elect Calvin G. Butler, Jr. Management For Voted - For 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger, Jr. Management For Voted - For 6 Elect T. Jefferson Cunningham, III Management For Voted - For 7 Elect Gary N. Geisel Management For Voted - For 8 Elect Leslie V. Godridge Management For Voted - For 9 Elect Rene F. Jones Management For Voted - For 10 Elect Richard H. Ledgett, Jr. Management For Voted - For 11 Elect Melinda R. Rich Management For Voted - For 12 Elect Robert E. Sadler, Jr. Management For Voted - For 13 Elect Denis J. Salamone Management For Voted - For 14 Elect John R. Scannell Management For Voted - Against 15 Elect Rudina Seseri Management For Voted - For 16 Elect Kirk W. Walters Management For Voted - For 17 Elect Herbert L. Washington Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - For MARATHON OIL CORPORATION Security ID: 565849106 Ticker: MRO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Chadwick C. Deaton Management For Voted - For 2 Elect Marcela E. Donadio Management For Voted - For 3 Elect M. Elise Hyland Management For Voted - For 4 Elect Holli C. Ladhani Management For Voted - For 5 Elect Brent J. Smolik Management For Voted - For 6 Elect Lee M. Tillman Management For Voted - For 7 Elect J. Kent Wells Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For MARATHON PETROLEUM CORPORATION Security ID: 56585A102 Ticker: MPC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Evan Bayh Management For Voted - Against 2 Elect Charles E. Bunch Management For Voted - Against 3 Elect Edward G. Galante Management For Voted - For 2149 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Kim K.W. Rucker Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For 8 Elimination of Supermajority Requirement Management For Voted - For 9 Approval of Exclusive Forum Provisions Management For Voted - Against 10 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 11 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 12 Shareholder Proposal Regarding Just Transition Reporting Shareholder Against Voted - For MARKETAXESS HOLDINGS INC. Security ID: 57060D108 Ticker: MKTX Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Richard M. McVey Management For Voted - For 2 Elect Nancy A. Altobello Management For Voted - For 3 Elect Steven Begleiter Management For Voted - For 4 Elect Stephen P. Casper Management For Voted - For 5 Elect Jane P. Chwick Management For Voted - For 6 Elect Christopher R. Concannon Management For Voted - For 7 Elect William F. Cruger, Jr. Management For Voted - For 8 Elect Kourtney Gibson Management For Voted - For 9 Elect Justin G. Gmelich Management For Voted - For 10 Elect Richard G. Ketchum Management For Voted - For 11 Elect Xiaojia Charles Li Management For Voted - For 12 Elect Emily H. Portney Management For Voted - For 13 Elect Richard L. Prager Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For MARRIOTT INTERNATIONAL, INC. Security ID: 571903202 Ticker: MAR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Anthony G. Capuano Management For Voted - For 2 Elect Isabella D. Goren Management For Voted - For 3 Elect Deborah Marriott Harrison Management For Voted - For 4 Elect Frederick A. Henderson Management For Voted - For 5 Elect Eric Hippeau Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Aylwin B. Lewis Management For Voted - For 8 Elect David S. Marriott Management For Voted - For 9 Elect Margaret M. McCarthy Management For Voted - For 2150 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect George Munoz Management For Voted - For 11 Elect Horacio D. Rozanski Management For Voted - For 12 Elect Susan C. Schwab Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For MARSH & MCLENNAN COMPANIES, INC. Security ID: 571748102 Ticker: MMC Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Hafize Gaye Erkan Management For Voted - For 3 Elect Oscar Fanjul Martin Management For Voted - For 4 Elect Daniel S. Glaser Management For Voted - For 5 Elect H. Edward Hanway Management For Voted - For 6 Elect Deborah C. Hopkins Management For Voted - For 7 Elect Tamara Ingram Management For Voted - For 8 Elect Jane H. Lute Management For Voted - For 9 Elect Steven A. Mills Management For Voted - For 10 Elect Bruce P. Nolop Management For Voted - For 11 Elect Morton O. Schapiro Management For Voted - For 12 Elect Lloyd M. Yates Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For MARTIN MARIETTA MATERIALS, INC. Security ID: 573284106 Ticker: MLM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Dorothy M. Ables Management For Voted - For 2 Elect Sue W. Cole Management For Voted - For 3 Elect Smith W. Davis Management For Voted - For 4 Elect Anthony R. Foxx Management For Voted - For 5 Elect John J. Koraleski Management For Voted - For 6 Elect C. Howard Nye Management For Voted - For 7 Elect Laree E. Perez Management For Voted - For 8 Elect Thomas H. Pike Management For Voted - For 9 Elect Michael J. Quillen Management For Voted - For 10 Elect Donald W. Slager Management For Voted - For 11 Elect David C. Wajsgras Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2151 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted MASCO CORPORATION Security ID: 574599106 Ticker: MAS Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Donald R. Parfet Management For Voted - For 2 Elect Lisa A. Payne Management For Voted - For 3 Elect Reginald M. Turner, Jr. Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For MASTERCARD INCORPORATED Security ID: 57636Q104 Ticker: MA Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Merit E. Janow Management For Voted - For 2 Elect Candido Botelho Bracher Management For Voted - For 3 Elect Richard K. Davis Management For Voted - For 4 Elect Julius Genachowski Management For Voted - For 5 Elect GOH Choon Phong Management For Voted - For 6 Elect Oki Matsumoto Management For Voted - For 7 Elect Michael Miebach Management For Voted - For 8 Elect Youngme E. Moon Management For Voted - For 9 Elect Rima Qureshi Management For Voted - For 10 Elect Gabrielle Sulzberger Management For Voted - For 11 Elect Jackson P. Tai Management For Voted - For 12 Elect Harit Talwar Management For Voted - For 13 Elect Lance Uggla Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Restoration of Right to Call a Special Meeting Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 18 Shareholder Proposal Regarding Political Donations to Objectors Shareholder Against Voted - For 19 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Untraceable Firearms Shareholder Against Voted - Against MATCH GROUP, INC. Security ID: 57667L107 Ticker: MTCH Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Stephen Bailey Management For Voted - For 2 Elect Melissa Brenner Management For Voted - For 3 Elect Alan G. Spoon Management For Voted - Against 2152 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - For MCCORMICK & COMPANY, INCORPORATED Security ID: 579780206 Ticker: MKC Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Other Management N/A Take No Action MCDONALD'S CORPORATION Security ID: 580135101 Ticker: MCD Meeting Date: 26-May-22 Meeting Type: Special 1.1 Elect Leslie Samuelrich Shareholder N/A Take No Action 1.2 Elect Maisie Lucia Ganzler Shareholder N/A Take No Action 1.3 Elect Management Nominee Lloyd H. Dean Shareholder N/A Take No Action 1.4 Elect Management Nominee Robert A. Eckert Shareholder N/A Take No Action 1.5 Elect Management Nominee Catherine Engelbert Shareholder N/A Take No Action 1.6 Elect Management Nominee Maragret H. Georgiadis Shareholder N/A Take No Action 1.7 Elect Management Nominee Enrique Hernandez, Jr. Shareholder N/A Take No Action 1.8 Elect Management Nominee Christopher Kempczinski Shareholder N/A Take No Action 1.9 Elect Management Nominee John Mulligan Shareholder N/A Take No Action 1.10 Elect Management Nominee John W. Rogers, Jr. Shareholder N/A Take No Action 1.11 Elect Management Nominee Paul S. Walsh Shareholder N/A Take No Action 1.12 Elect Management Nominee Miles D. White Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder N/A Take No Action 5 Shareholder Proposal Regarding Report on Plastics Shareholder N/A Take No Action 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder N/A Take No Action 7 Shareholder Proposal Regarding Gestation Crates Shareholder N/A Take No Action 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder N/A Take No Action 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder N/A Take No Action 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder N/A Take No Action 1.1 Elect Lloyd H. Dean Management For Voted - For 1.2 Elect Robert A. Eckert Management For Voted - For 1.3 Elect Catherine Engelbert Management For Voted - For 1.4 Elect Margaret H. Georgiadis Management For Voted - For 1.5 Elect Enrique Hernandez, Jr. Management For Voted - For 1.6 Elect Christopher Kempczinski Management For Voted - For 1.7 Elect Richard H. Lenny Management For Voted - For 1.8 Elect John Mulligan Management For Voted - For 1.9 Elect Sheila A. Penrose Management For Voted - For 2153 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.10 Elect John W. Rogers, Jr. Management For Voted - For 1.11 Elect Paul S. Walsh Management For Voted - For 1.12 Elect Miles D. White Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - For 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder Against Voted - For 7 Shareholder Proposal Regarding Gestation Crates Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - For MCKESSON CORPORATION Security ID: 58155Q103 Ticker: MCK Meeting Date: 23-Jul-21 Meeting Type: Annual 1 Elect Dominic J. Caruso Management For Voted - For 2 Elect Donald R. Knauss Management For Voted - For 3 Elect Bradley E. Lerman Management For Voted - For 4 Elect Linda P. Mantia Management For Voted - For 5 Elect Maria Martinez Management For Voted - For 6 Elect Edward A. Mueller Management For Voted - For 7 Elect Susan R. Salka Management For Voted - For 8 Elect Brian S. Tyler Management For Voted - For 9 Elect Kenneth E. Washington Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For MEDTRONIC PLC Security ID: G5960L103 Ticker: MDT Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Richard H. Anderson Management For Voted - For 2 Elect Craig Arnold Management For Voted - For 3 Elect Scott C. Donnelly Management For Voted - For 4 Elect Andrea J. Goldsmith Management For Voted - For 5 Elect Randall J. Hogan, III Management For Voted - For 6 Elect Kevin E. Lofton Management For Voted - For 7 Elect Geoffrey Straub Martha Management For Voted - For 8 Elect Elizabeth G. Nabel Management For Voted - For 9 Elect Denise M. O'Leary Management For Voted - For 2154 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Kendall J. Powell Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 2021 Long Term Incentive Plan Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - For 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For 2155 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted METLIFE, INC. Security ID: 59156R108 Ticker: MET Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Cheryl W. Grise Management For Voted - For 2 Elect Carlos M. Gutierrez Management For Voted - For 3 Elect Carla A. Harris Management For Voted - For 4 Elect Gerald L. Hassell Management For Voted - For 5 Elect David L. Herzog Management For Voted - For 6 Elect R. Glenn Hubbard Management For Voted - For 7 Elect Edward J. Kelly, III Management For Voted - For 8 Elect William E. Kennard Management For Voted - For 9 Elect Michel A. Khalaf Management For Voted - For 10 Elect Catherine R. Kinney Management For Voted - For 11 Elect Diana L. McKenzie Management For Voted - For 12 Elect Denise M. Morrison Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For METTLER-TOLEDO INTERNATIONAL INC. Security ID: 592688105 Ticker: MTD Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Robert F. Spoerry Management For Voted - For 2 Elect Wah-Hui Chu Management For Voted - For 3 Elect Domitille Doat-Le Bigot Management For Voted - For 4 Elect Olivier A. Filliol Management For Voted - For 5 Elect Elisha W. Finney Management For Voted - For 6 Elect Richard Francis Management For Voted - For 7 Elect Michael A. Kelly Management For Voted - For 8 Elect Thomas P. Salice Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For MICROCHIP TECHNOLOGY INCORPORATED Security ID: 595017104 Ticker: MCHP Meeting Date: 24-Aug-21 Meeting Type: Annual 1 Elect Matthew W. Chapman Management For Voted - For 2 Elect Esther L. Johnson Management For Voted - Against 3 Elect Karlton D. Johnson Management For Voted - For 4 Elect Wade F. Meyercord Management For Voted - For 5 Elect Ganesh Moorthy Management For Voted - For 6 Elect Karen M. Rapp Management For Voted - For 2156 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Steve Sanghi Management For Voted - For 8 Increase in Authorized Common Stock Management For Voted - For 9 Amendment to the 2004 Equity Incentive Plan Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For MICRON TECHNOLOGY, INC. Security ID: 595112103 Ticker: MU Meeting Date: 13-Jan-22 Meeting Type: Annual 1 Elect Richard M. Beyer Management For Voted - For 2 Elect Lynn A. Dugle Management For Voted - For 3 Elect Steven J. Gomo Management For Voted - For 4 Elect Linnie M. Haynesworth Management For Voted - For 5 Elect Mary Pat McCarthy Management For Voted - For 6 Elect Sanjay Mehrotra Management For Voted - For 7 Elect Robert E. Switz Management For Voted - For 8 Elect MaryAnn Wright Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - For 2157 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - For MID-AMERICA APARTMENT COMMUNITIES, INC. Security ID: 59522J103 Ticker: MAA Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect H. Eric Bolton, Jr. Management For Voted - For 2 Elect Alan B. Graf, Jr. Management For Voted - For 3 Elect Toni Jennings Management For Voted - For 4 Elect Edith Kelly-Green Management For Voted - For 5 Elect James K. Lowder Management For Voted - For 6 Elect Thomas H. Lowder Management For Voted - For 7 Elect Monica McGurk Management For Voted - For 8 Elect Claude B. Nielsen Management For Voted - For 9 Elect Philip W. Norwood Management For Voted - For 10 Elect W. Reid Sanders Management For Voted - For 11 Elect Gary Shorb Management For Voted - For 12 Elect David P. Stockert Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against MOHAWK INDUSTRIES, INC. Security ID: 608190104 Ticker: MHK Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Joseph A. Onorato Management For Voted - For 2 Elect William H. Runge III Management For Voted - For 3 Elect W. Christopher Wellborn Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For MOLSON COORS BEVERAGE COMPANY Security ID: 60871R209 Ticker: TAP Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Roger G. Eaton Management For Voted - For 1.2 Elect Charles M. Herington Management For Voted - For 1.3 Elect H. Sanford Riley Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 2158 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted MONOLITHIC POWER SYSTEMS, INC. Security ID: 609839105 Ticker: MPWR Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Michael R. Hsing Management For Voted - For 2 Elect Herbert Chang Management For Voted - Withheld 3 Elect Carintia Martinez Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against MONSTER BEVERAGE CORPORATION Security ID: 61174X109 Ticker: MNST Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Rodney C. Sacks Management For Voted - For 1.2 Elect Hilton H. Schlosberg Management For Voted - For 1.3 Elect Mark J. Hall Management For Voted - For 1.4 Elect Ana Demel Management For Voted - Withheld 1.5 Elect James Leonard Dinkins Management For Voted - For 1.6 Elect Gary P. Fayard Management For Voted - For 1.7 Elect Tiffany M. Hall Management For Voted - For 1.8 Elect Jeanne P. Jackson Management For Voted - For 1.9 Elect Steven G. Pizula Management For Voted - For 1.10 Elect Mark S. Vidergauz Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For MOODY'S CORPORATION Security ID: 615369105 Ticker: MCO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jorge A. Bermudez Management For Voted - For 2 Elect Therese Esperdy Management For Voted - For 3 Elect Robert Fauber Management For Voted - For 4 Elect Vincent A. Forlenza Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect Lloyd W. Howell, Jr. Management For Voted - For 7 Elect Raymond W. McDaniel, Jr. Management For Voted - For 8 Elect Leslie Seidman Management For Voted - For 9 Elect Zig Serafin Management For Voted - For 10 Elect Bruce Van Saun Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 2159 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted MORGAN STANLEY Security ID: 617446448 Ticker: MS Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Alistair Darling Management For Voted - For 2 Elect Thomas H. Glocer Management For Voted - For 3 Elect James P. Gorman Management For Voted - For 4 Elect Robert H. Herz Management For Voted - For 5 Elect Erika H. James Management For Voted - For 6 Elect Hironori Kamezawa Management For Voted - For 7 Elect Shelley B. Leibowitz Management For Voted - For 8 Elect Stephen J. Luczo Management For Voted - For 9 Elect Judith Miscik Management For Voted - For 10 Elect Masato Miyachi Management For Voted - For 11 Elect Dennis M. Nally Management For Voted - For 12 Elect Mary L. Schapiro Management For Voted - For 13 Elect Perry M. Traquina Management For Voted - For 14 Elect Rayford Wilkins Jr. Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For MOTOROLA SOLUTIONS, INC. Security ID: 620076307 Ticker: MSI Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Gregory Q. Brown Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Egon Durban Management For Voted - Against 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Clayton M. Jones Management For Voted - For 6 Elect Judy C. Lewent Management For Voted - For 7 Elect Gregory K. Mondre Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Amendment to the 2015 Omnibus Incentive Plan Management For Voted - For MSCI INC. Security ID: 55354G100 Ticker: MSCI Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Henry A. Fernandez Management For Voted - For 2 Elect Robert G. Ashe Management For Voted - For 3 Elect Wayne Edmunds Management For Voted - For 2160 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Catherine R. Kinney Management For Voted - For 5 Elect Jacques P. Perold Management For Voted - For 6 Elect Sandy C. Rattray Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Marcus L. Smith Management For Voted - For 9 Elect Rajat Taneja Management For Voted - For 10 Elect Paula Volent Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For NASDAQ, INC. Security ID: 631103108 Ticker: NDAQ Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Melissa M. Arnoldi Management For Voted - For 2 Elect Charlene T. Begley Management For Voted - For 3 Elect Steven D. Black Management For Voted - For 4 Elect Adena T. Friedman Management For Voted - For 5 Elect Essa Kazim Management For Voted - For 6 Elect Thomas A. Kloet Management For Voted - For 7 Elect John D. Rainey Management For Voted - For 8 Elect Michael R. Splinter Management For Voted - For 9 Elect Toni Townes-Whitley Management For Voted - For 10 Elect Alfred W. Zollar Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NETAPP, INC. Security ID: 64110D104 Ticker: NTAP Meeting Date: 10-Sep-21 Meeting Type: Annual 1 Elect T. Michael Nevens Management For Voted - For 2 Elect Deepak Ahuja Management For Voted - For 3 Elect Gerald D. Held Management For Voted - For 4 Elect Kathryn M. Hill Management For Voted - For 5 Elect Deborah L. Kerr Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Carrie Palin Management For Voted - For 8 Elect Scott F. Schenkel Management For Voted - For 9 Elect George T. Shaheen Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Approval of the 2021 Equity Incentive Plan Management For Voted - For 13 Amendment to the Employee Stock Purchase Plan Management For Voted - For 2161 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Permit Shareholders to Act by Written Consent Management For Voted - For 15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - For 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For NEWMONT CORPORATION Security ID: 651639106 Ticker: NEM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Patrick G. Awuah, Jr. Management For Voted - For 2 Elect Gregory H. Boyce Management For Voted - For 3 Elect Bruce R. Brook Management For Voted - For 4 Elect Maura J. Clark Management For Voted - For 5 Elect Emma FitzGerald Management For Voted - For 6 Elect Mary A. Laschinger Management For Voted - For 7 Elect Jose Manuel Madero Management For Voted - For 8 Elect Rene Medori Management For Voted - For 9 Elect Jane Nelson Management For Voted - For 10 Elect Thomas Palmer Management For Voted - For 11 Elect Julio M. Quintana Management For Voted - For 12 Elect Susan N. Story Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NEWS CORPORATION Security ID: 65249B109 Ticker: NWS Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Misc. Proposal Management N/A Take No Action 2162 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted NEWS CORPORATION Security ID: 65249B208 Ticker: NWS Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect K. Rupert Murdoch Management For Voted - For 2 Elect Lachlan K. Murdoch Management For Voted - For 3 Elect Robert J. Thomson Management For Voted - For 4 Elect Kelly A. Ayotte Management For Voted - For 5 Elect Jose Maria Aznar Management For Voted - For 6 Elect Natalie Bancroft Management For Voted - For 7 Elect Peter L. Barnes Management For Voted - For 8 Elect Ana Paula Pessoa Management For Voted - For 9 Elect Masroor T. Siddiqui Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For NEXTERA ENERGY, INC. Security ID: 65339F101 Ticker: NEE Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2 Elect James L. Camaren Management For Voted - Against 3 Elect Kenneth B. Dunn Management For Voted - For 4 Elect Naren K. Gursahaney Management For Voted - Against 5 Elect Kirk S. Hachigian Management For Voted - Against 6 Elect John W. Ketchum Management For Voted - For 7 Elect Amy B. Lane Management For Voted - For 8 Elect David L. Porges Management For Voted - Against 9 Elect James L. Robo Management For Voted - For 10 Elect Rudy E. Schupp Management For Voted - Against 11 Elect John L. Skolds Management For Voted - For 12 Elect John Arthur Stall Management For Voted - For 13 Elect Darryl L. Wilson Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix Shareholder Against Voted - For 17 Shareholder Proposal Regarding Employee Diversity Data Reporting Shareholder Against Voted - For NIELSEN HOLDINGS PLC Security ID: G6518L108 Ticker: NLSN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect James A. Attwood, Jr. Management For Voted - For 2163 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Thomas H. Castro Management For Voted - For 3 Elect Guerrino De Luca Management For Voted - For 4 Elect Karen M. Hoguet Management For Voted - For 5 Elect David W. Kenny Management For Voted - For 6 Elect Janice Marinelli Mazza Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Stephanie Plaines Management For Voted - For 9 Elect Nancy Tellem Management For Voted - For 10 Elect Lauren Zalaznick Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Appointment of Statutory Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Remuneration Report Management For Voted - Against 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 19 Authority to Repurchase Shares Off-Market Management For Voted - For NIKE, INC. Security ID: 654106103 Ticker: NKE Meeting Date: 06-Oct-21 Meeting Type: Annual 1 Elect Alan B. Graf, Jr. Management For Voted - For 2 Elect Peter B. Henry Management For Voted - For 3 Elect Michelle A. Peluso Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 7 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 8 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 9 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For NISOURCE INC. Security ID: 65473P105 Ticker: NI Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Peter A. Altabef Management For Voted - For 2 Elect Sondra L. Barbour Management For Voted - For 3 Elect Theodore H. Bunting, Jr. Management For Voted - For 4 Elect Eric L. Butler Management For Voted - For 5 Elect Aristides S. Candris Management For Voted - For 6 Elect Deborah Ann Henretta Management For Voted - For 2164 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Deborah A.P. Hersman Management For Voted - For 8 Elect Michael E. Jesanis Management For Voted - For 9 Elect William D. Johnson Management For Voted - For 10 Elect Kevin T. Kabat Management For Voted - For 11 Elect Cassandra S. Lee Management For Voted - For 12 Elect Lloyd M. Yates Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NORFOLK SOUTHERN CORPORATION Security ID: 655844108 Ticker: NSC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Thomas D. Bell Jr. Management For Voted - For 2 Elect Mitchell E. Daniels, Jr. Management For Voted - For 3 Elect Marcela E. Donadio Management For Voted - For 4 Elect John C. Huffard, Jr. Management For Voted - For 5 Elect Christopher T. Jones Management For Voted - For 6 Elect Thomas Colm Kelleher Management For Voted - For 7 Elect Steven F. Leer Management For Voted - For 8 Elect Michael D. Lockhart Management For Voted - For 9 Elect Amy E. Miles Management For Voted - For 10 Elect Claude Mongeau Management For Voted - For 11 Elect Jennifer F. Scanlon Management For Voted - For 12 Elect Alan H. Shaw Management For Voted - For 13 Elect James A. Squires Management For Voted - For 14 Elect John R. Thompson Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NORTHERN TRUST CORPORATION Security ID: 665859104 Ticker: NTRS Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Linda Walker Bynoe Management For Voted - Against 2 Elect Susan Crown Management For Voted - For 3 Elect Dean M. Harrison Management For Voted - For 4 Elect Jay L. Henderson Management For Voted - Against 5 Elect Marcy S. Klevorn Management For Voted - For 6 Elect Siddharth N. Mehta Management For Voted - For 7 Elect Michael G. O'Grady Management For Voted - For 8 Elect Jose Luis Prado Management For Voted - For 9 Elect Martin P. Slark Management For Voted - For 2165 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect David H. B. Smith, Jr. Management For Voted - For 11 Elect Donald Thompson Management For Voted - For 12 Elect Charles A. Tribbett III Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NORTONLIFELOCK INC. Security ID: 668771108 Ticker: NLOK Meeting Date: 14-Sep-21 Meeting Type: Annual 1 Elect Sue Barsamian Management For Voted - For 2 Elect Eric K. Brandt Management For Voted - For 3 Elect Frank E. Dangeard Management For Voted - For 4 Elect Nora M. Denzel Management For Voted - For 5 Elect Peter A. Feld Management For Voted - For 6 Elect Kenneth Y. Hao Management For Voted - For 7 Elect Emily Heath Management For Voted - For 8 Elect Vincent Pilette Management For Voted - For 9 Elect Sherrese M. Smith Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - For Meeting Date: 04-Nov-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For NORWEGIAN CRUISE LINE HOLDINGS LTD. Security ID: G66721104 Ticker: NCLH Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Frank J. Del Rio Management For Voted - For 2 Elect Harry C. Curtis Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Amendment to the 2013 Performance Incentive Plan Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age Shareholder Against Voted - For 2166 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted NRG ENERGY, INC. Security ID: 629377508 Ticker: NRG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect E. Spencer Abraham Management For Voted - For 2 Elect Antonio Carrillo Management For Voted - For 3 Elect Matthew Carter, Jr. Management For Voted - For 4 Elect Lawrence S. Coben Management For Voted - For 5 Elect Heather Cox Management For Voted - For 6 Elect Elisabeth B. Donohue Management For Voted - For 7 Elect Mauricio Gutierrez Management For Voted - For 8 Elect Paul W. Hobby Management For Voted - For 9 Elect Alexandra Pruner Management For Voted - For 10 Elect Anne C. Schaumburg Management For Voted - For 11 Elect Thomas H. Weidemeyer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For NUCOR CORPORATION Security ID: 670346105 Ticker: NUE Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Norma B. Clayton Management For Voted - For 1.2 Elect Patrick J. Dempsey Management For Voted - For 1.3 Elect Christopher J. Kearney Management For Voted - For 1.4 Elect Laurette T. Koellner Management For Voted - For 1.5 Elect Joseph D. Rupp Management For Voted - For 1.6 Elect Leon J. Topalian Management For Voted - For 1.7 Elect John H. Walker Management For Voted - For 1.8 Elect Nadja Y. West Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - For 8 Elect Michael G. McCaffery Management For Voted - For 2167 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Stephen C. Neal Management For Voted - For 10 Elect Mark L. Perry Management For Voted - For 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For NVR, INC. Security ID: 62944T105 Ticker: NVR Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Paul C. Saville Management For Voted - For 2 Elect C. E. Andrews Management For Voted - For 3 Elect Sallie B. Bailey Management For Voted - For 4 Elect Thomas D. Eckert Management For Voted - For 5 Elect Alfred E. Festa Management For Voted - For 6 Elect Alexandra A. Jung Management For Voted - For 7 Elect Mel Martinez Management For Voted - For 8 Elect David A. Preiser Management For Voted - Against 9 Elect W. Grady Rosier Management For Voted - For 10 Elect Susan Williamson Ross Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For NXP SEMICONDUCTORS N.V. Security ID: N6596X109 Ticker: NXPI Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Ratification of Board Acts Management For Voted - For 3 Elect Kurt Sievers Management For Voted - For 4 Elect Peter L. Bonfield Management For Voted - For 5 Elect Annette K. Clayton Management For Voted - For 6 Elect Anthony R. Foxx Management For Voted - For 7 Elect Chunyuan Gu Management For Voted - For 8 Elect Lena Olving Management For Voted - For 9 Elect Julie Southern Management For Voted - For 10 Elect Jasmin Staiblin Management For Voted - For 11 Elect Gregory L. Summe Management For Voted - For 12 Elect Karl-Henrik Sundstrom Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Cancel Repurchased Shares Management For Voted - For 2168 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Advisory Vote on Executive Compensation Management For Voted - For OCCIDENTAL PETROLEUM CORPORATION Security ID: 674599105 Ticker: OXY Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Vicky A. Bailey Management For Voted - For 2 Elect Stephen I. Chazen Management For Voted - For 3 Elect Andrew Gould Management For Voted - For 4 Elect Carlos M. Gutierrez Management For Voted - For 5 Elect Vicki A. Hollub Management For Voted - For 6 Elect William R. Klesse Management For Voted - For 7 Elect Jack B. Moore Management For Voted - For 8 Elect Avedick B. Poladian Management For Voted - For 9 Elect Robert M. Shearer Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For OLD DOMINION FREIGHT LINE, INC. Security ID: 679580100 Ticker: ODFL Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Sherry A. Aaholm Management For Voted - For 1.2 Elect David S. Congdon Management For Voted - For 1.3 Elect John R. Congdon, Jr. Management For Voted - For 1.4 Elect Bradley R. Gabosch Management For Voted - Withheld 1.5 Elect Greg C. Gantt Management For Voted - For 1.6 Elect Patrick D. Hanley Management For Voted - For 1.7 Elect John D. Kasarda Management For Voted - Withheld 1.8 Elect Wendy T. Stallings Management For Voted - For 1.9 Elect Thomas A. Stith, III Management For Voted - Withheld 1.10 Elect Leo H. Suggs Management For Voted - Withheld 1.11 Elect D. Michael Wray Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For OMNICOM GROUP INC. Security ID: 681919106 Ticker: OMC Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect John D. Wren Management For Voted - For 2 Elect Mary C. Choksi Management For Voted - For 3 Elect Leonard S. Coleman, Jr. Management For Voted - For 4 Elect Mark D. Gerstein Management For Voted - For 2169 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Ronnie S. Hawkins Management For Voted - For 6 Elect Deborah J. Kissire Management For Voted - For 7 Elect Gracia C. Martore Management For Voted - For 8 Elect Patricia Salas Pineda Management For Voted - For 9 Elect Linda Johnson Rice Management For Voted - For 10 Elect Valerie M. Williams Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For ONEOK, INC. Security ID: 682680103 Ticker: OKE Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Brian L. Derksen Management For Voted - For 2 Elect Julie H. Edwards Management For Voted - For 3 Elect John W. Gibson Management For Voted - Abstain 4 Elect Mark W. Helderman Management For Voted - For 5 Elect Randall J. Larson Management For Voted - For 6 Elect Steven J. Malcolm Management For Voted - For 7 Elect Jim W. Mogg Management For Voted - For 8 Elect Pattye L. Moore Management For Voted - For 9 Elect Pierce H. Norton II Management For Voted - For 10 Elect Eduardo A. Rodriguez Management For Voted - For 11 Elect Gerald B. Smith Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For ORACLE CORPORATION Security ID: 68389X105 Ticker: ORCL Meeting Date: 10-Nov-21 Meeting Type: Annual 1.1 Elect Jeffrey S. Berg Management For Voted - For 1.2 Elect Michael J. Boskin Management For Voted - For 1.3 Elect Safra A. Catz Management For Voted - Withheld 1.4 Elect Bruce R. Chizen Management For Voted - For 1.5 Elect George H. Conrades Management For Voted - Withheld 1.6 Elect Lawrence J. Ellison Management For Voted - For 1.7 Elect Rona Fairhead Management For Voted - For 1.8 Elect Jeffrey O. Henley Management For Voted - For 1.9 Elect Renee J. James Management For Voted - For 1.10 Elect Charles W. Moorman IV Management For Voted - Withheld 1.11 Elect Leon E. Panetta Management For Voted - Withheld 1.12 Elect William G. Parrett Management For Voted - For 1.13 Elect Naomi O. Seligman Management For Voted - Withheld 1.14 Elect Vishal Sikka Management For Voted - Withheld 2170 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Amendment to the 2020 Equity Incentive Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - For 7 Shareholder Proposal Regarding Requiring and Posting Disclosures from Outside Organizations Shareholder Against Voted - For O'REILLY AUTOMOTIVE, INC. Security ID: 67103H107 Ticker: ORLY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect David E. O'Reilly Management For Voted - For 2 Elect Larry P. O'Reilly Management For Voted - For 3 Elect Greg Henslee Management For Voted - For 4 Elect Jay D. Burchfield Management For Voted - For 5 Elect Thomas T. Hendrickson Management For Voted - For 6 Elect John R. Murphy Management For Voted - For 7 Elect Dana M. Perlman Management For Voted - For 8 Elect Maria A. Sastre Management For Voted - For 9 Elect Andrea M. Weiss Management For Voted - For 10 Elect Fred Whitfield Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For OTIS WORLDWIDE CORPORATION Security ID: 68902V107 Ticker: OTIS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Jeffrey H. Black Management For Voted - For 2 Elect Kathy Hopinkah Hannan Management For Voted - For 3 Elect Shailesh G. Jejurikar Management For Voted - For 4 Elect Christopher J. Kearney Management For Voted - For 5 Elect Judith F. Marks Management For Voted - For 6 Elect Harold W. McGraw III Management For Voted - For 7 Elect Margaret M.V. Preston Management For Voted - For 8 Elect Shelley Stewart, Jr. Management For Voted - For 9 Elect John H. Walker Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For 2171 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted PACCAR INC Security ID: 693718108 Ticker: PCAR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Mark C. Pigott Management For Voted - For 2 Elect Dame Alison J. Carnwath Management For Voted - For 3 Elect Franklin L. Feder Management For Voted - For 4 Elect R. Preston Feight Management For Voted - For 5 Elect Beth E. Ford Management For Voted - For 6 Elect Kirk S. Hachigian Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - Against 8 Elect John M. Pigott Management For Voted - For 9 Elect Ganesh Ramaswamy Management For Voted - For 10 Elect Mark A. Schulz Management For Voted - Against 11 Elect Gregory M. Spierkel Management For Voted - For 12 Elimination of Supermajority Requirement Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PACKAGING CORPORATION OF AMERICA Security ID: 695156109 Ticker: PKG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Duane C. Farrington Management For Voted - For 3 Elect Donna A. Harman Management For Voted - For 4 Elect Mark W. Kowlzan Management For Voted - For 5 Elect Robert C. Lyons Management For Voted - For 6 Elect Thomas P. Maurer Management For Voted - For 7 Elect Samuel M. Mencoff Management For Voted - For 8 Elect Roger B. Porter Management For Voted - For 9 Elect Thomas S. Souleles Management For Voted - For 10 Elect Paul T. Stecko Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For PARKER-HANNIFIN CORPORATION Security ID: 701094104 Ticker: PH Meeting Date: 27-Oct-21 Meeting Type: Annual 1 Elect Lee C. Banks Management For Voted - For 2 Elect Jillian C. Evanko Management For Voted - For 3 Elect Lance M. Fritz Management For Voted - For 4 Elect Linda A. Harty Management For Voted - For 5 Elect William F. Lacey Management For Voted - For 6 Elect Kevin A. Lobo Management For Voted - For 2172 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Joseph Scaminace Management For Voted - For 8 Elect Ake Svensson Management For Voted - For 9 Elect Laura K. Thompson Management For Voted - For 10 Elect James R. Verrier Management For Voted - For 11 Elect James L. Wainscott Management For Voted - For 12 Elect Thomas L. Williams Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For PAYCHEX, INC. Security ID: 704326107 Ticker: PAYX Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Elect B. Thomas Golisano Management For Voted - For 2 Elect Thomas F. Bonadio Management For Voted - For 3 Elect Joseph G. Doody Management For Voted - For 4 Elect David J. S. Flaschen Management For Voted - For 5 Elect Pamela A. Joseph Management For Voted - For 6 Elect Martin Mucci Management For Voted - For 7 Elect Kevin A. Price Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Elect Joseph M. Velli Management For Voted - For 10 Elect Kara Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For PAYCOM SOFTWARE, INC. Security ID: 70432V102 Ticker: PAYC Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Jason D. Clark Management For Voted - Withheld 2 Elect Henry C. Duques Management For Voted - Withheld 3 Elect Chad Richison Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year PAYPAL HOLDINGS, INC. Security ID: 70450Y103 Ticker: PYPL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Rodney C. Adkins Management For Voted - For 2 Elect Jonathan Christodoro Management For Voted - For 3 Elect John J. Donahoe II Management For Voted - For 4 Elect David W. Dorman Management For Voted - For 5 Elect Belinda J. Johnson Management For Voted - For 2173 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Enrique Lores Management For Voted - For 7 Elect Gail J. McGovern Management For Voted - For 8 Elect Deborah M. Messemer Management For Voted - For 9 Elect David M. Moffett Management For Voted - For 10 Elect Ann M. Sarnoff Management For Voted - For 11 Elect Daniel H. Schulman Management For Voted - For 12 Elect Frank D. Yeary Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PENN NATIONAL GAMING, INC. Security ID: 707569109 Ticker: PENN Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Barbara Z. Shattuck Kohn Management For Voted - For 1.2 Elect Ronald J. Naples Management For Voted - For 1.3 Elect Saul V. Reibstein Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Approval of the 2022 Long Term Incentive Compensation Plan Management For Voted - For PENTAIR PLC Security ID: G7S00T104 Ticker: PNR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Mona Abutaleb Stephenson Management For Voted - For 2 Elect Melissa Barra Management For Voted - For 3 Elect Glynis A. Bryan Management For Voted - For 4 Elect T. Michael Glenn Management For Voted - For 5 Elect Theodore L. Harris Management For Voted - For 6 Elect David A. Jones Management For Voted - For 7 Elect Gregory E. Knight Management For Voted - For 8 Elect Michael T. Speetzen Management For Voted - For 9 Elect John L. Stauch Management For Voted - For 10 Elect Billie I. Williamson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For Voted - For 2174 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted PEOPLE'S UNITED FINANCIAL, INC. Security ID: 712704105 Ticker: PBCT Meeting Date: 16-Dec-21 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Collin P. Baron Management For Voted - Against 3 Elect George P. Carter Management For Voted - For 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger Management For Voted - For 6 Elect John K. Dwight Management For Voted - For 7 Elect Jerry Franklin Management For Voted - For 8 Elect Janet M. Hansen Management For Voted - For 9 Elect Nancy McAllister Management For Voted - For 10 Elect Mark W. Richards Management For Voted - For 11 Elect Kirk W. Walters Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For PHILLIPS 66 Security ID: 718546104 Ticker: PSX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Greg C. Garland Management For Voted - For 2 Elect Gary K. Adams Management For Voted - For 3 Elect John E. Lowe Management For Voted - For 4 Elect Denise L. Ramos Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Approval of the 2022 Omnibus Stock and Performance Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - For PINNACLE WEST CAPITAL CORPORATION Security ID: 723484101 Ticker: PNW Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Glynis A. Bryan Management For Voted - For 1.2 Elect Gonzalo A. de la Melena, Jr. Management For Voted - For 1.3 Elect Richard P. Fox Management For Voted - For 1.4 Elect Jeffrey B. Guldner Management For Voted - For 1.5 Elect Dale E. Klein Management For Voted - For 1.6 Elect Kathryn L. Munro Management For Voted - For 1.7 Elect Bruce J. Nordstrom Management For Voted - For 1.8 Elect Paula J. Sims Management For Voted - For 2175 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.9 Elect William H. Spence Management For Voted - For 1.10 Elect James E. Trevathan, Jr. Management For Voted - For 1.11 Elect David P. Wagener Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PIONEER NATURAL RESOURCES COMPANY Security ID: 723787107 Ticker: PXD Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect A.R. Alameddine Management For Voted - For 2 Elect Lori G. Billingsley Management For Voted - For 3 Elect Edison C. Buchanan Management For Voted - For 4 Elect Maria S. Jelescu Dreyfus Management For Voted - For 5 Elect Matthew Gallagher Management For Voted - For 6 Elect Phillip A. Gobe Management For Voted - For 7 Elect Stacy P. Methvin Management For Voted - For 8 Elect Royce W. Mitchell Management For Voted - For 9 Elect Frank A. Risch Management For Voted - For 10 Elect Scott D. Sheffield Management For Voted - For 11 Elect J. Kenneth Thompson Management For Voted - For 12 Elect Phoebe A. Wood Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For POOL CORPORATION Security ID: 73278L105 Ticker: POOL Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Peter D. Arvan Management For Voted - For 2 Elect Martha S. Gervasi Management For Voted - For 3 Elect Timothy M. Graven Management For Voted - For 4 Elect Debra S. Oler Management For Voted - For 5 Elect Manuel J. Perez de la Mesa Management For Voted - For 6 Elect Harlan F. Seymour Management For Voted - For 7 Elect Robert C. Sledd Management For Voted - For 8 Elect John E. Stokely Management For Voted - For 9 Elect David G. Whalen Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 2176 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted PPG INDUSTRIES, INC. Security ID: 693506107 Ticker: PPG Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Gary R. Heminger Management For Voted - For 2 Elect Kathleen A. Ligocki Management For Voted - For 3 Elect Michael H. McGarry Management For Voted - For 4 Elect Michael T. Nally Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Annual Election of Directors Management For Voted - For 7 Elimination of Supermajority Requirement Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - For PPL CORPORATION Security ID: 69351T106 Ticker: PPL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Arthur P. Beattie Management For Voted - For 2 Elect Raja Rajamannar Management For Voted - For 3 Elect Heather B. Redman Management For Voted - For 4 Elect Craig A. Rogerson Management For Voted - For 5 Elect Vincent Sorgi Management For Voted - For 6 Elect Natica von Althann Management For Voted - For 7 Elect Keith H. Williamson Management For Voted - For 8 Elect Phoebe A. Wood Management For Voted - For 9 Elect Armando Zagalo de Lima Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against PRINCIPAL FINANCIAL GROUP, INC. Security ID: 74251V102 Ticker: PFG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Michael T. Dan Management For Voted - For 2 Elect Blair C. Pickerell Management For Voted - For 3 Elect Clare S. Richer Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 2177 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted PROLOGIS, INC. Security ID: 74340W103 Ticker: PLD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Hamid R. Moghadam Management For Voted - For 2 Elect Cristina G. Bita Management For Voted - For 3 Elect George L. Fotiades Management For Voted - For 4 Elect Lydia H. Kennard Management For Voted - For 5 Elect Irving F. Lyons, III Management For Voted - For 6 Elect Avid Modjtabai Management For Voted - For 7 Elect David P. O'Connor Management For Voted - For 8 Elect Olivier Piani Management For Voted - For 9 Elect Jeffrey L. Skelton Management For Voted - For 10 Elect Carl B. Webb Management For Voted - For 11 Elect William D. Zollars Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For PRUDENTIAL FINANCIAL, INC. Security ID: 744320102 Ticker: PRU Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against 2 Elect Gilbert F. Casellas Management For Voted - For 3 Elect Robert M. Falzon Management For Voted - For 4 Elect Martina Hund-Mejean Management For Voted - For 5 Elect Wendy E. Jones Management For Voted - For 6 Elect Karl J. Krapek Management For Voted - For 7 Elect Peter R. Lighte Management For Voted - For 8 Elect Charles F. Lowrey Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Sandra Pianalto Management For Voted - For 11 Elect Christine A. Poon Management For Voted - For 12 Elect Douglas A. Scovanner Management For Voted - For 13 Elect Michael A. Todman Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For PTC INC. Security ID: 69370C100 Ticker: PTC Meeting Date: 31-Jan-22 Meeting Type: Annual 1.1 Elect Mark D. Benjamin Management For Voted - For 1.2 Elect Janice D. Chaffin Management For Voted - Withheld 2178 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect James E. Heppelmann Management For Voted - For 1.4 Elect Klaus Hoehn Management For Voted - For 1.5 Elect Paul A. Lacy Management For Voted - For 1.6 Elect Corinna Lathan Management For Voted - For 1.7 Elect Blake D. Moret Management For Voted - For 1.8 Elect Robert P. Schechter Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Security ID: 744573106 Ticker: PEG Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Ralph Izzo Management For Voted - For 2 Elect Susan Tomasky Management For Voted - For 3 Elect Willie A. Deese Management For Voted - For 4 Elect Jamie M. Gentoso Management For Voted - For 5 Elect David Lilley Management For Voted - For 6 Elect Barry H. Ostrowsky Management For Voted - For 7 Elect Valerie A. Smith Management For Voted - For 8 Elect Scott G. Stephenson Management For Voted - For 9 Elect Laura A. Sugg Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Alfred W. Zollar Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For PUBLIC STORAGE Security ID: 74460D109 Ticker: PSA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald L. Havner, Jr. Management For Voted - For 2 Elect Tamara Hughes Gustavson Management For Voted - For 3 Elect Leslie Stone Heisz Management For Voted - For 4 Elect Michelle Millstone-Shroff Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect David J. Neithercut Management For Voted - For 7 Elect Rebecca L. Owen Management For Voted - For 8 Elect Kristy M. Pipes Management For Voted - For 9 Elect Avedick B. Poladian Management For Voted - For 10 Elect John Reyes Management For Voted - For 11 Elect Joseph D. Russell, Jr. Management For Voted - For 12 Elect Tariq M. Shaukat Management For Voted - For 13 Elect Ronald P. Spogli Management For Voted - For 14 Elect Paul S. Williams Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 2179 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elimination of Supermajority Requirement Management For Voted - For PULTEGROUP, INC. Security ID: 745867101 Ticker: PHM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Brian P. Anderson Management For Voted - For 2 Elect Bryce Blair Management For Voted - For 3 Elect Thomas J. Folliard Management For Voted - For 4 Elect Cheryl W. Grise Management For Voted - For 5 Elect Andre J. Hawaux Management For Voted - For 6 Elect J. Phillip Holloman Management For Voted - For 7 Elect Ryan R. Marshall Management For Voted - For 8 Elect John R. Peshkin Management For Voted - For 9 Elect Scott F. Powers Management For Voted - For 10 Elect Lila Snyder Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Amendment to the 382 Rights Agreement Management For Voted - For 14 Approval of the 2022 Stock Incentive Plan Management For Voted - For PVH CORP. Security ID: 693656100 Ticker: PVH Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Michael M. Calbert Management For Voted - For 2 Elect Brent Callinicos Management For Voted - For 3 Elect George Cheeks Management For Voted - For 4 Elect Joseph B. Fuller Management For Voted - For 5 Elect Stefan Larsson Management For Voted - For 6 Elect V. James Marino Management For Voted - For 7 Elect G. Penny McIntyre Management For Voted - For 8 Elect Amy McPherson Management For Voted - For 9 Elect Allison Peterson Management For Voted - For 10 Elect Edward R. Rosenfeld Management For Voted - For 11 Elect Judith Amanda Sourry Knox Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against QORVO, INC. Security ID: 74736K101 Ticker: QRVO Meeting Date: 10-Aug-21 Meeting Type: Annual 1.1 Elect Ralph G. Quinsey Management For Voted - For 1.2 Elect Robert A. Bruggeworth Management For Voted - For 1.3 Elect Judy Bruner Management For Voted - For 2180 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.4 Elect Jeffery R. Gardner Management For Voted - For 1.5 Elect John R. Harding Management For Voted - For 1.6 Elect David H.Y. Ho Management For Voted - For 1.7 Elect Roderick D. Nelson Management For Voted - For 1.8 Elect Walden C. Rhines Management For Voted - For 1.9 Elect Susan L. Spradley Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For QUALCOMM INCORPORATED Security ID: 747525103 Ticker: QCOM Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Sylvia Acevedo Management For Voted - For 2 Elect Cristiano R. Amon Management For Voted - For 3 Elect Mark Fields Management For Voted - For 4 Elect Jeffrey W. Henderson Management For Voted - For 5 Elect Gregory N. Johnson Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Mark D. McLaughlin Management For Voted - For 8 Elect Jamie S. Miller Management For Voted - For 9 Elect Irene B. Rosenfeld Management For Voted - For 10 Elect Kornelis Smit Management For Voted - For 11 Elect Jean-Pascal Tricoire Management For Voted - For 12 Elect Anthony J. Vinciquerra Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For QUANTA SERVICES, INC. Security ID: 74762E102 Ticker: PWR Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Earl C. Austin, Jr. Management For Voted - For 2 Elect Doyle N. Beneby Management For Voted - For 3 Elect Vincent D. Foster Management For Voted - For 4 Elect Bernard Fried Management For Voted - For 5 Elect Worthing F. Jackman Management For Voted - For 6 Elect Holli C. Ladhani Management For Voted - For 7 Elect David M. McClanahan Management For Voted - For 8 Elect Margaret B. Shannon Management For Voted - For 9 Elect Martha B. Wyrsch Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2019 Equity Incentive Plan Management For Voted - For 2181 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted QUEST DIAGNOSTICS INCORPORATED Security ID: 74834L100 Ticker: DGX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Tracey C. Doi Management For Voted - For 2 Elect Vicky B. Gregg Management For Voted - For 3 Elect Wright L. Lassiter III Management For Voted - For 4 Elect Timothy L. Main Management For Voted - For 5 Elect Denise M. Morrison Management For Voted - For 6 Elect Gary M. Pfeiffer Management For Voted - For 7 Elect Timothy M. Ring Management For Voted - For 8 Elect Stephen H. Rusckowski Management For Voted - For 9 Elect Gail R. Wilensky Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Permit Shareholders to Act by Non-Unanimous Written Consent Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For RALPH LAUREN CORPORATION Security ID: 751212101 Ticker: RL Meeting Date: 29-Jul-21 Meeting Type: Annual 1.1 Elect Michael A. George Management For Voted - For 1.2 Elect Hubert Joly Management For Voted - For 1.3 Elect Linda Findley Kozlowski Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - Against RAYMOND JAMES FINANCIAL, INC. Security ID: 754730109 Ticker: RJF Meeting Date: 24-Feb-22 Meeting Type: Annual 1 Elect Marlene Debel Management For Voted - For 2 Elect Robert M. Dutkowsky Management For Voted - For 3 Elect Jeffrey N. Edwards Management For Voted - For 4 Elect Benjamin C. Esty Management For Voted - For 5 Elect Anne Gates Management For Voted - For 6 Elect Thomas A. James Management For Voted - For 7 Elect Gordon L. Johnson Management For Voted - For 8 Elect Roderick C. McGeary Management For Voted - For 9 Elect Paul C. Reilly Management For Voted - For 10 Elect Raj Seshadri Management For Voted - For 2182 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Susan N. Story Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Preferred and Common Stock Rights Amendments Management For Voted - For 15 Bundled Article Amendments Management For Voted - For 16 Ratification of Auditor Management For Voted - For REALTY INCOME CORPORATION Security ID: 756109104 Ticker: O Meeting Date: 12-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Priscilla Almodovar Management For Voted - For 2 Elect Jacqueline Brady Management For Voted - For 3 Elect A. Larry Chapman Management For Voted - For 4 Elect Reginald H. Gilyard Management For Voted - For 5 Elect Mary Hogan Preusse Management For Voted - For 6 Elect Priya Huskins Management For Voted - For 7 Elect Gerardo I. Lopez Management For Voted - For 8 Elect Michael D. McKee Management For Voted - For 9 Elect Gregory T. McLaughlin Management For Voted - For 10 Elect Ronald L. Merriman Management For Voted - For 11 Elect Sumit Roy Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Increase in Authorized Common Stock Management For Voted - For REGENCY CENTERS CORPORATION Security ID: 758849103 Ticker: REG Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Martin E. Stein, Jr. Management For Voted - For 2 Elect Bryce Blair Management For Voted - For 3 Elect C. Ronald Blankenship Management For Voted - For 4 Elect Deirdre J. Evens Management For Voted - For 5 Elect Thomas W. Furphy Management For Voted - For 6 Elect Karin Klein Management For Voted - For 7 Elect Peter Linneman Management For Voted - For 8 Elect David P. O'Connor Management For Voted - For 9 Elect Lisa Palmer Management For Voted - For 10 Elect James H. Simons, III Management For Voted - For 11 Elect Thomas G. Wattles Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 2183 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For REGIONS FINANCIAL CORPORATION Security ID: 7591EP100 Ticker: RF Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - For 2 Elect Zhanna Golodryga Management For Voted - For 3 Elect John D. Johns Management For Voted - For 4 Elect Joia M. Johnson Management For Voted - For 5 Elect Ruth Ann Marshall Management For Voted - Against 6 Elect Charles D. McCrary Management For Voted - For 7 Elect James T. Prokopanko Management For Voted - For 8 Elect Lee J. Styslinger III Management For Voted - For 9 Elect Jose S. Suquet Management For Voted - For 10 Elect John M. Turner, Jr. Management For Voted - For 11 Elect Timothy Vines Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For REPUBLIC SERVICES, INC. Security ID: 760759100 Ticker: RSG Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Manuel Kadre Management For Voted - For 2 Elect Tomago Collins Management For Voted - For 3 Elect Michael A. Duffy Management For Voted - For 4 Elect Thomas W. Handley Management For Voted - For 5 Elect Jennifer M. Kirk Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect Kim S. Pegula Management For Voted - For 8 Elect James P. Snee Management For Voted - For 9 Elect Brian S. Tyler Management For Voted - For 10 Elect Jon Vander Ark Management For Voted - For 11 Elect Sandra M. Volpe Management For Voted - For 12 Elect Katharine B. Weymouth Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 16 Shareholder Proposal Regarding Environmental Justice Audit Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 2184 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted RESMED INC. Security ID: 761152107 Ticker: RMD Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Elect Karen Drexler Management For Voted - For 2 Elect Michael J. Farrell Management For Voted - For 3 Elect Peter C. Farrell Management For Voted - For 4 Elect Harjit Gill Management For Voted - For 5 Elect Ronald Taylor Management For Voted - For 6 Elect John Hernandez Management For Voted - For 7 Elect Desney Tan Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For ROBERT HALF INTERNATIONAL INC. Security ID: 770323103 Ticker: RHI Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Julia L. Coronado Management For Voted - For 2 Elect Dirk A. Kempthorne Management For Voted - Against 3 Elect Harold M. Messmer, Jr. Management For Voted - For 4 Elect Marc H. Morial Management For Voted - Against 5 Elect Robert J. Pace Management For Voted - Against 6 Elect Fredrick A. Richman Management For Voted - Against 7 Elect M. Keith Waddell Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For ROCKWELL AUTOMATION, INC. Security ID: 773903109 Ticker: ROK Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect James P. Keane Management For Voted - For 1.2 Elect Blake D. Moret Management For Voted - For 1.3 Elect Thomas W. Rosamilia Management For Voted - For 1.4 Elect Patricia A. Watson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ROLLINS, INC. Security ID: 775711104 Ticker: ROL Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Susan R. Bell Management For Voted - For 2185 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Donald P. Carson Management For Voted - For 3 Elect Louise S. Sams Management For Voted - For 4 Elect John F. Wilson Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For ROPER TECHNOLOGIES, INC. Security ID: 776696106 Ticker: ROP Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - Against 2 Elect Amy W. Brinkley Management For Voted - For 3 Elect Irene M. Esteves Management For Voted - For 4 Elect L. Neil Hunn Management For Voted - For 5 Elect Robert D. Johnson Management For Voted - For 6 Elect Thomas P. Joyce, Jr. Management For Voted - For 7 Elect Laura G. Thatcher Management For Voted - For 8 Elect Richard F. Wallman Management For Voted - For 9 Elect Christopher Wright Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For ROSS STORES, INC. Security ID: 778296103 Ticker: ROST Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect K. Gunnar Bjorklund Management For Voted - For 2 Elect Michael J. Bush Management For Voted - For 3 Elect Sharon D. Garrett Management For Voted - For 4 Elect Michael J. Hartshorn Management For Voted - For 5 Elect Stephen D. Milligan Management For Voted - For 6 Elect Patricia H. Mueller Management For Voted - For 7 Elect George P. Orban Management For Voted - For 8 Elect Larree M. Renda Management For Voted - For 9 Elect Barbara Rentler Management For Voted - For 10 Elect Doniel N. Sutton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For S&P GLOBAL INC. Security ID: 78409V104 Ticker: SPGI Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Marco Alvera Management For Voted - For 2 Elect Jacques Esculier Management For Voted - For 3 Elect Gay Huey Evans Management For Voted - For 2186 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect William D. Green Management For Voted - For 5 Elect Stephanie C. Hill Management For Voted - For 6 Elect Rebecca Jacoby Management For Voted - For 7 Elect Robert P. Kelly Management For Voted - For 8 Elect Ian P. Livingston Management For Voted - For 9 Elect Deborah D. McWhinney Management For Voted - For 10 Elect Maria R. Morris Management For Voted - For 11 Elect Douglas L. Peterson Management For Voted - For 12 Elect Edward B. Rust, Jr. Management For Voted - For 13 Elect Richard E. Thornburgh Management For Voted - For 14 Elect Gregory Washington Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For SALESFORCE, INC. Security ID: 79466L302 Ticker: CRM Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Marc R. Benioff Management For Voted - For 2 Elect Bret Taylor Management For Voted - For 3 Elect Laura Alber Management For Voted - For 4 Elect Craig A. Conway Management For Voted - For 5 Elect Parker Harris Management For Voted - For 6 Elect Alan G. Hassenfeld Management For Voted - For 7 Elect Neelie Kroes Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Sanford R. Robertson Management For Voted - For 10 Elect John V. Roos Management For Voted - For 11 Elect Robin L. Washington Management For Voted - For 12 Elect Maynard G. Webb Management For Voted - For 13 Elect Susan D. Wojcicki Management For Voted - For 14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For 15 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Advisory Vote on Executive Compensation Management For Voted - Against 18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For SBA COMMUNICATIONS CORPORATION Security ID: 78410G104 Ticker: SBAC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Kevin L. Beebe Management For Voted - For 2 Elect Jack Langer Management For Voted - For 3 Elect Jeffrey A. Stoops Management For Voted - For 4 Elect Jay L. Johnson Management For Voted - For 5 Ratification of Auditor Management For Voted - For 2187 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Advisory Vote on Executive Compensation Management For Voted - For SCHLUMBERGER LIMITED Security ID: 806857108 Ticker: SLB Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Elect Peter J. Coleman Management For Voted - For 2 Elect Patrick de La Chevardiere Management For Voted - For 3 Elect Miguel M. Galuccio Management For Voted - Against 4 Elect Olivier Le Peuch Management For Voted - For 5 Elect Samuel Georg Friedrich Leupold Management For Voted - For 6 Elect Tatiana A. Mitrova Management For Voted - Against 7 Elect Maria Morus Hanssen Management For Voted - For 8 Elect Vanitha Narayanan Management For Voted - For 9 Elect Mark G. Papa Management For Voted - For 10 Elect Jeffrey W. Sheets Management For Voted - For 11 Elect Ulrich Spiesshofer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Accounts and Reports; Approval of Dividend Management For Voted - For 14 Ratification of Auditor Management For Voted - For SEAGATE TECHNOLOGY HOLDINGS PLC Security ID: G7997R103 Ticker: STX Meeting Date: 20-Oct-21 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - Against 2 Elect Shankar Arumugavelu Management For Voted - For 3 Elect Pratik Bhatt Management For Voted - For 4 Elect Judy Bruner Management For Voted - For 5 Elect Michael R. Cannon Management For Voted - For 6 Elect Jay L. Geldmacher Management For Voted - For 7 Elect Dylan G. Haggart Management For Voted - For 8 Elect William D. Mosley Management For Voted - For 9 Elect Stephanie Tilenius Management For Voted - For 10 Elect Edward J. Zander Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For SEALED AIR CORPORATION Security ID: 81211K100 Ticker: SEE Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Elizabeth M. Adefioye Management For Voted - For 2 Elect Zubaid Ahmad Management For Voted - For 3 Elect Francoise Colpron Management For Voted - For 2188 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Edward L. Doheny II Management For Voted - For 5 Elect Henry R. Keizer Management For Voted - For 6 Elect Harry A. Lawton III Management For Voted - For 7 Elect Suzanne B. Rowland Management For Voted - For 8 Elect Jerry R. Whitaker Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For SEMPRA ENERGY Security ID: 816851109 Ticker: SRE Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Alan L. Boeckmann Management For Voted - For 2 Elect Andres Conesa Labastida Management For Voted - For 3 Elect Maria Contreras-Sweet Management For Voted - For 4 Elect Pablo A. Ferrero Management For Voted - For 5 Elect Jeffrey W. Martin Management For Voted - For 6 Elect Bethany J. Mayer Management For Voted - For 7 Elect Michael N. Mears Management For Voted - For 8 Elect Jack T. Taylor Management For Voted - For 9 Elect Cynthia L. Walker Management For Voted - For 10 Elect Cynthia J. Warner Management For Voted - For 11 Elect James C. Yardley Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For SERVICENOW, INC. Security ID: 81762P102 Ticker: NOW Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Susan L. Bostrom Management For Voted - For 2 Elect Teresa Briggs Management For Voted - For 3 Elect Jonathan C. Chadwick Management For Voted - Against 4 Elect Paul E. Chamberlain Management For Voted - For 5 Elect Lawrence J Jackson, Jr. Management For Voted - For 6 Elect Frederic B. Luddy Management For Voted - For 7 Elect Jeffrey A. Miller Management For Voted - For 8 Elect Joseph Quinlan Management For Voted - For 9 Elect Sukumar Rathnam Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For 2189 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted SIMON PROPERTY GROUP, INC. Security ID: 828806109 Ticker: SPG Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Glyn F. Aeppel Management For Voted - For 2 Elect Larry C. Glasscock Management For Voted - For 3 Elect Karen N. Horn Management For Voted - For 4 Elect Allan B. Hubbard Management For Voted - For 5 Elect Reuben S. Leibowitz Management For Voted - For 6 Elect Gary M. Rodkin Management For Voted - For 7 Elect Peggy Fang Roe Management For Voted - For 8 Elect Stefan M. Selig Management For Voted - For 9 Elect Daniel C. Smith Management For Voted - For 10 Elect J. Albert Smith, Jr. Management For Voted - For 11 Elect Marta R. Stewart Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For SKYWORKS SOLUTIONS, INC. Security ID: 83088M102 Ticker: SWKS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Alan S. Batey Management For Voted - For 2 Elect Kevin L. Beebe Management For Voted - For 3 Elect Liam K. Griffin Management For Voted - For 4 Elect Eric J. Guerin Management For Voted - For 5 Elect Christine King Management For Voted - For 6 Elect Suzanne E. McBride Management For Voted - For 7 Elect David P. McGlade Management For Voted - For 8 Elect Robert A. Schriesheim Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Merger or Consolidation Management For Voted - For 12 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Business Combination Management For Voted - For 13 Elimination of Supermajority Requirements Relating to Shareholder Amendment of Charter Provisions Governing Directors Management For Voted - For 14 Elimination of Supermajority Requirement Relating to Shareholder Amendment of the Charter Provision Governing Action by Shareholders Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2190 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted SNAP-ON INCORPORATED Security ID: 833034101 Ticker: SNA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect David C. Adams Management For Voted - For 2 Elect Karen L. Daniel Management For Voted - For 3 Elect Ruth Ann M. Gillis Management For Voted - For 4 Elect James P. Holden Management For Voted - For 5 Elect Nathan J. Jones Management For Voted - For 6 Elect Henry W. Knueppel Management For Voted - For 7 Elect W. Dudley Lehman Management For Voted - For 8 Elect Nicholas T. Pinchuk Management For Voted - For 9 Elect Gregg M. Sherrill Management For Voted - For 10 Elect Donald J. Stebbins Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For SOLAREDGE TECHNOLOGIES, INC. Security ID: 83417M104 Ticker: SEDG Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Elect Betsy S. Atkins Management For Voted - For 2 Elect Dirk Hoke Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For SOUTHWEST AIRLINES CO. Security ID: 844741108 Ticker: LUV Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect David W. Biegler Management For Voted - For 2 Elect J. Veronica Biggins Management For Voted - For 3 Elect Douglas H. Brooks Management For Voted - Against 4 Elect William H. Cunningham Management For Voted - Against 5 Elect John G. Denison Management For Voted - For 6 Elect Thomas W. Gilligan Management For Voted - For 7 Elect David P. Hess Management For Voted - For 8 Elect Robert E. Jordan Management For Voted - For 9 Elect Gary C. Kelly Management For Voted - For 10 Elect Nancy B. Loeffler Management For Voted - For 11 Elect John T. Montford Management For Voted - Against 12 Elect Christopher P. Reynolds Management For Voted - For 13 Elect Ron Ricks Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Amendment to the 1991 Employee Stock Purchase Plan Management For Voted - For 2191 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Shareholder Ability to Remove Directors Shareholder Against Voted - For 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For STANLEY BLACK & DECKER, INC. Security ID: 854502101 Ticker: SWK Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Andrea J. Ayers Management For Voted - For 2 Elect Patrick D. Campbell Management For Voted - For 3 Elect Carlos M. Cardoso Management For Voted - For 4 Elect Robert B. Coutts Management For Voted - For 5 Elect Debra A. Crew Management For Voted - For 6 Elect Michael D. Hankin Management For Voted - For 7 Elect James M. Loree Management For Voted - For 8 Elect Adrian V. Mitchell Management For Voted - For 9 Elect Jane M. Palmieri Management For Voted - For 10 Elect Mojdeh Poul Management For Voted - For 11 Elect Irving Tan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Approval of the 2022 Omnibus Award Plan Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For STARBUCKS CORPORATION Security ID: 855244109 Ticker: SBUX Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Richard E. Allison, Jr. Management For Voted - For 2 Elect Andrew Campion Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - For 4 Elect Isabel Ge Mahe Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Jorgen Vig Knudstorp Management For Voted - For 8 Elect Satya Nadella Management For Voted - For 9 Elect Joshua Cooper Ramo Management For Voted - For 10 Elect Clara Shih Management For Voted - For 11 Elect Javier G. Teruel Management For Voted - For 12 Amendment to the 2005 Long-Term Equity Incentive Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 2192 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For STATE STREET CORPORATION Security ID: 857477103 Ticker: STT Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Patrick de Saint-Aignan Management For Voted - For 2 Elect Marie A. Chandoha Management For Voted - For 3 Elect Donnalee Demaio Management For Voted - For 4 Elect Amelia C. Fawcett Management For Voted - For 5 Elect William C. Freda Management For Voted - For 6 Elect Sara Mathew Management For Voted - For 7 Elect William L. Meaney Management For Voted - For 8 Elect Ronald. P. O'Hanley Management For Voted - For 9 Elect Sean O'Sullivan Management For Voted - For 10 Elect Julio A. Portalatin Management For Voted - For 11 Elect John B. Rhea Management For Voted - For 12 Elect Richard P. Sergel Management For Voted - For 13 Elect Gregory L. Summe Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Report on Asset Management Policies Shareholder Against Voted - For STERIS PLC Security ID: G8473T100 Ticker: STE Meeting Date: 29-Jul-21 Meeting Type: Annual 1 Elect Richard C. Breeden Management For Voted - For 2 Elect Daniel A. Carestio Management For Voted - For 3 Elect Cynthia L. Feldmann Management For Voted - For 4 Elect Christopher S. Holland Management For Voted - For 5 Elect Jacqueline B. Kosecoff Management For Voted - For 6 Elect Paul E. Martin Management For Voted - For 7 Elect Nirav R. Shah Management For Voted - For 8 Elect Mohsen M. Sohi Management For Voted - For 9 Elect Richard M. Steeves Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2193 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted STRYKER CORPORATION Security ID: 863667101 Ticker: SYK Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Mary K. Brainerd Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Srikant M. Datar Management For Voted - For 4 Elect Allan C. Golston Management For Voted - For 5 Elect Kevin A. Lobo Management For Voted - For 6 Elect Sherilyn S. McCoy Management For Voted - For 7 Elect Andrew K. Silvernail Management For Voted - For 8 Elect Lisa M. Skeete Tatum Management For Voted - For 9 Elect Ronda E. Stryker Management For Voted - For 10 Elect Rajeev Suri Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against SVB FINANCIAL GROUP Security ID: 78486Q101 Ticker: SIVB Meeting Date: 21-Apr-22 Meeting Type: Annual 1.1 Elect Greg W. Becker Management For Voted - For 1.2 Elect Eric A. Benhamou Management For Voted - For 1.3 Elect Elizabeth Burr Management For Voted - For 1.4 Elect Richard Daniels Management For Voted - For 1.5 Elect Alison Davis Management For Voted - For 1.6 Elect Joel P. Friedman Management For Voted - For 1.7 Elect Jeffrey N. Maggioncalda Management For Voted - For 1.8 Elect Beverly Kay Matthews Management For Voted - For 1.9 Elect Mary J. Miller Management For Voted - For 1.10 Elect Kate D. Mitchell Management For Voted - For 1.11 Elect Garen K. Staglin Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For SYNCHRONY FINANCIAL Security ID: 87165B103 Ticker: SYF Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Margaret M. Keane Management For Voted - For 2 Elect Fernando Aguirre Management For Voted - For 3 Elect Paget L. Alves Management For Voted - For 4 Elect Kamila Chytil Management For Voted - For 2194 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Arthur W. Coviello, Jr. Management For Voted - For 6 Elect Brian D. Doubles Management For Voted - For 7 Elect William W. Graylin Management For Voted - For 8 Elect Roy A. Guthrie Management For Voted - For 9 Elect Jeffrey G. Naylor Management For Voted - For 10 Elect P.W. Parker Management For Voted - For 11 Elect Laurel J. Richie Management For Voted - For 12 Elect Ellen M. Zane Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For SYNOPSYS, INC. Security ID: 871607107 Ticker: SNPS Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Aart J. de Geus Management For Voted - For 2 Elect Janice D. Chaffin Management For Voted - For 3 Elect Bruce R. Chizen Management For Voted - For 4 Elect Mercedes Johnson Management For Voted - For 5 Elect Chrysostomos L. Nikias Management For Voted - For 6 Elect Jeannine P. Sargent Management For Voted - For 7 Elect John G. Schwarz Management For Voted - For 8 Elect Roy A. Vallee Management For Voted - For 9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For 10 Approval of the Employee Stock Purchase Plan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For SYSCO CORPORATION Security ID: 871829107 Ticker: SYY Meeting Date: 19-Nov-21 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - For 2 Elect John Cassaday Management For Voted - For 3 Elect Larry C. Glasscock Management For Voted - For 4 Elect Bradley M. Halverson Management For Voted - For 5 Elect John M. Hinshaw Management For Voted - For 6 Elect Kevin P. Hourican Management For Voted - For 7 Elect Hans-Joachim Koerber Management For Voted - For 8 Elect Stephanie A. Lundquist Management For Voted - For 9 Elect Edward D. Shirley Management For Voted - For 10 Elect Sheila G. Talton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 2195 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Abstain Voted - For T. ROWE PRICE GROUP, INC. Security ID: 74144T108 Ticker: TROW Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Glenn R. August Management For Voted - For 2 Elect Mark S. Bartlett Management For Voted - For 3 Elect Mary K. Bush Management For Voted - For 4 Elect Dina Dublon Management For Voted - For 5 Elect Freeman A. Hrabowski III Management For Voted - For 6 Elect Robert F. MacLellan Management For Voted - For 7 Elect Eileen P. Rominger Management For Voted - For 8 Elect Robert W. Sharps Management For Voted - For 9 Elect Robert J. Stevens Management For Voted - For 10 Elect William J. Stromberg Management For Voted - For 11 Elect Richard R. Verma Management For Voted - For 12 Elect Sandra S. Wijnberg Management For Voted - For 13 Elect Alan D. Wilson Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against TAKE-TWO INTERACTIVE SOFTWARE, INC. Security ID: 874054109 Ticker: TTWO Meeting Date: 14-Sep-21 Meeting Type: Annual 1 Elect Strauss Zelnick Management For Voted - For 2 Elect Michael Dornemann Management For Voted - For 3 Elect J Moses Management For Voted - For 4 Elect Michael Sheresky Management For Voted - For 5 Elect LaVerne Srinivasan Management For Voted - For 6 Elect Susan M. Tolson Management For Voted - Against 7 Elect Paul Viera Management For Voted - For 8 Elect Roland A. Hernandez Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the 2017 Stock Incentive Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For 2196 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted TAPESTRY, INC. Security ID: 876030107 Ticker: TPR Meeting Date: 03-Nov-21 Meeting Type: Annual 1 Elect John P. Bilbrey Management For Voted - For 2 Elect Darrell Cavens Management For Voted - For 3 Elect Joanne C. Crevoiserat Management For Voted - For 4 Elect David Denton Management For Voted - For 5 Elect Johanna W. (Hanneke) Faber Management For Voted - For 6 Elect Anne Gates Management For Voted - For 7 Elect Thomas R. Greco Management For Voted - For 8 Elect Pamela Lifford Management For Voted - For 9 Elect Annabelle Yu Long Management For Voted - For 10 Elect Ivan Menezes Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For TARGET CORPORATION Security ID: 87612E106 Ticker: TGT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect David P. Abney Management For Voted - For 2 Elect Douglas M. Baker, Jr. Management For Voted - For 3 Elect George S. Barrett Management For Voted - For 4 Elect Gail K. Boudreaux Management For Voted - For 5 Elect Brian C. Cornell Management For Voted - For 6 Elect Robert L. Edwards Management For Voted - For 7 Elect Melanie L. Healey Management For Voted - For 8 Elect Donald R. Knauss Management For Voted - For 9 Elect Christine A. Leahy Management For Voted - For 10 Elect Monica C. Lozano Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 12 Elect Dmitri L. Stockton Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against TE CONNECTIVITY LTD. Security ID: H84989104 Ticker: TEL Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Terrence R. Curtin Management For Voted - For 2 Elect Carol A. Davidson Management For Voted - For 3 Elect Lynn A. Dugle Management For Voted - For 4 Elect William A. Jeffrey Management For Voted - For 2197 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Shirley LIN Syaru Management For Voted - For 6 Elect Thomas J. Lynch Management For Voted - For 7 Elect Heath A. Mitts Management For Voted - Against 8 Elect Yong Nam Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 10 Elect Mark C. Trudeau Management For Voted - For 11 Elect Dawn C. Willoughby Management For Voted - For 12 Elect Laura H. Wright Management For Voted - For 13 Appoint Thomas J. Lynch as Board Chair Management For Voted - For 14 Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member Management For Voted - For 15 Elect Mark C. Trudeau as Management Development and Compensation Committee Member Management For Voted - For 16 Elect Dawn C. Willoughby as Management Development and Compensation Committee Member Management For Voted - For 17 Appointment of Independent Proxy Management For Voted - For 18 Approval of Annual Report Management For Voted - For 19 Approval of Statutory Financial Statements Management For Voted - For 20 Approval of Consolidated Financial Statements Management For Voted - For 21 Ratification of Board and Management Acts Management For Voted - For 22 Appointment of Auditor Management For Voted - For 23 Appointment of Swiss Registered Auditor Management For Voted - For 24 Appointment of Special Auditor Management For Voted - For 25 Advisory Vote on Executive Compensation Management For Voted - For 26 Executive Compensation Management For Voted - For 27 Board Compensation Management For Voted - For 28 Allocation of Profits Management For Voted - For 29 Dividend from Reserves Management For Voted - For 30 Authority to Repurchase Shares Management For Voted - For 31 Renewal of Authorized Capital Management For Voted - For 32 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 33 Right to Adjourn Meeting Management For Voted - For TELEDYNE TECHNOLOGIES INCORPORATED Security ID: 879360105 Ticker: TDY Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Charles Crocker Management For Voted - For 2 Elect Robert Mehrabian Management For Voted - For 3 Elect Jane C. Sherburne Management For Voted - For 4 Elect Michael T. Smith Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 2198 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted TELEFLEX INCORPORATED Security ID: 879369106 Ticker: TFX Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect John C. Heinmiller Management For Voted - For 2 Elect Andrew A. Krakauer Management For Voted - For 3 Elect Neena M. Patil Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Amendment to the Bylaws to Declassify the Board Management For Voted - For 7 Amendment to the Certificate of Incorporation to Declassify the Board Management For Voted - For 8 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For TERADYNE, INC. Security ID: 880770102 Ticker: TER Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Edwin J. Gillis Management For Voted - For 2 Elect Timothy E. Guertin Management For Voted - For 3 Elect Peter Herweck Management For Voted - For 4 Elect Mark E. Jagiela Management For Voted - For 5 Elect Mercedes Johnson Management For Voted - For 6 Elect Marilyn Matz Management For Voted - For 7 Elect Ford Tamer Management For Voted - For 8 Elect Paul J. Tufano Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For TESLA, INC. Security ID: 88160R101 Ticker: TSLA Meeting Date: 07-Oct-21 Meeting Type: Annual 1 Elect James Murdoch Management For Voted - For 2 Elect Kimbal Musk Management For Voted - For 3 Reduce Director Terms from Three Years to Two Years Management For Voted - For 4 Elimination of Supermajority Requirement Management Abstain Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Board Oversight of Human Capital Management Shareholder Against Voted - For 2199 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - For TEXAS INSTRUMENTS INCORPORATED Security ID: 882508104 Ticker: TXN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Mark A. Blinn Management For Voted - For 2 Elect Todd M. Bluedorn Management For Voted - For 3 Elect Janet F. Clark Management For Voted - For 4 Elect Carrie S. Cox Management For Voted - For 5 Elect Martin S. Craighead Management For Voted - For 6 Elect Jean M. Hobby Management For Voted - For 7 Elect Michael D. Hsu Management For Voted - For 8 Elect Haviv Ilan Management For Voted - For 9 Elect Ronald Kirk Management For Voted - For 10 Elect Pamela H. Patsley Management For Voted - For 11 Elect Robert E. Sanchez Management For Voted - For 12 Elect Richard K. Templeton Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE AES CORPORATION Security ID: 00130H105 Ticker: AES Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Janet G. Davidson Management For Voted - For 2 Elect Andres R. Gluski Management For Voted - For 3 Elect Tarun Khanna Management For Voted - For 4 Elect Holly K. Koeppel Management For Voted - For 5 Elect Julia M. Laulis Management For Voted - For 6 Elect James H. Miller Management For Voted - For 7 Elect Alain Monie Management For Voted - For 8 Elect John B. Morse, Jr. Management For Voted - For 9 Elect Moises Naim Management For Voted - For 10 Elect Teresa M. Sebastian Management For Voted - For 11 Elect Maura Shaughnessy Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 2200 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted THE ALLSTATE CORPORATION Security ID: 020002101 Ticker: ALL Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Donald E. Brown Management For Voted - For 2 Elect Kermit R. Crawford Management For Voted - For 3 Elect Richard T. Hume Management For Voted - For 4 Elect Margaret M. Keane Management For Voted - For 5 Elect Siddharth N. Mehta Management For Voted - For 6 Elect Jacques P. Perold Management For Voted - For 7 Elect Andrea Redmond Management For Voted - For 8 Elect Gregg M. Sherrill Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Perry M. Traquina Management For Voted - For 11 Elect Thomas J. Wilson Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For THE BANK OF NEW YORK MELLON CORPORATION Security ID: 064058100 Ticker: BK Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Linda Z. Cook Management For Voted - For 2 Elect Joseph J. Echevarria Management For Voted - For 3 Elect Thomas P. Gibbons Management For Voted - For 4 Elect M. Amy Gilliland Management For Voted - For 5 Elect Jeffrey A. Goldstein Management For Voted - For 6 Elect K. Guru Gowrappan Management For Voted - For 7 Elect Ralph Izzo Management For Voted - For 8 Elect Sandie O'Connor Management For Voted - For 9 Elect Elizabeth E. Robinson Management For Voted - For 10 Elect Frederick O. Terrell Management For Voted - For 11 Elect Alfred W. Zollar Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE CHARLES SCHWAB CORPORATION Security ID: 808513105 Ticker: SCHW Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect John K. Adams, Jr. Management For Voted - For 2 Elect Stephen A. Ellis Management For Voted - For 3 Elect Brian M. Levitt Management For Voted - For 4 Elect Arun Sarin Management For Voted - For 2201 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Charles R. Schwab Management For Voted - For 6 Elect Paula A. Sneed Management For Voted - For 7 Repeal of Classified Board Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Approval of the 2022 Stock Incentive Plan Management For Voted - For 11 Adoption of Proxy Access Management For Voted - For 12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For THE CLOROX COMPANY Security ID: 189054109 Ticker: CLX Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard H. Carmona Management For Voted - For 3 Elect Spencer C. Fleischer Management For Voted - For 4 Elect Esther S. Lee Management For Voted - For 5 Elect A.D. David Mackay Management For Voted - For 6 Elect Paul G. Parker Management For Voted - For 7 Elect Linda Rendle Management For Voted - For 8 Elect Matthew J. Shattock Management For Voted - For 9 Elect Kathryn A. Tesija Management For Voted - For 10 Elect Russell J. Weiner Management For Voted - For 11 Elect Christopher J. Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2005 Stock Incentive Plan Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - For THE COCA-COLA COMPANY Security ID: 191216100 Ticker: KO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Herbert A. Allen, III Management For Voted - For 2 Elect Marc Bolland Management For Voted - For 3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For 4 Elect Christopher C. Davis Management For Voted - For 5 Elect Barry Diller Management For Voted - For 6 Elect Helene D. Gayle Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect James Quincey Management For Voted - For 10 Elect Caroline J. Tsay Management For Voted - For 11 Elect David B. Weinberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 2202 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - For 15 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against THE GOLDMAN SACHS GROUP, INC. Security ID: 38141G104 Ticker: GS Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Drew G. Faust Management For Voted - For 3 Elect Mark Flaherty Management For Voted - For 4 Elect Kimberley Harris Management For Voted - For 5 Elect Ellen J. Kullman Management For Voted - For 6 Elect Lakshmi N. Mittal Management For Voted - For 7 Elect Adebayo O. Ogunlesi Management For Voted - For 8 Elect Peter Oppenheimer Management For Voted - For 9 Elect David M. Solomon Management For Voted - For 10 Elect Jan E. Tighe Management For Voted - For 11 Elect Jessica Uhl Management For Voted - For 12 Elect David A. Viniar Management For Voted - For 13 Elect Mark O. Winkelman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Charitable Giving Reporting Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 19 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE HARTFORD FINANCIAL SERVICES GROUP, INC. Security ID: 416515104 Ticker: HIG Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Larry D. De Shon Management For Voted - For 2 Elect Carlos Dominguez Management For Voted - For 3 Elect Trevor Fetter Management For Voted - For 4 Elect Donna A. James Management For Voted - For 5 Elect Kathryn A. Mikells Management For Voted - For 6 Elect Teresa W. Roseborough Management For Voted - For 7 Elect Virginia P. Ruesterholz Management For Voted - For 8 Elect Christopher J. Swift Management For Voted - For 9 Elect Matthew E. Winter Management For Voted - For 10 Elect Greig Woodring Management For Voted - For 2203 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For THE HOME DEPOT, INC. Security ID: 437076102 Ticker: HD Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Gerard J. Arpey Management For Voted - For 2 Elect Ari Bousbib Management For Voted - For 3 Elect Jeffery H. Boyd Management For Voted - For 4 Elect Gregory D. Brenneman Management For Voted - For 5 Elect J. Frank Brown Management For Voted - For 6 Elect Albert P. Carey Management For Voted - For 7 Elect Edward P. Decker Management For Voted - For 8 Elect Linda R. Gooden Management For Voted - For 9 Elect Wayne M. Hewett Management For Voted - For 10 Elect Manuel Kadre Management For Voted - For 11 Elect Stephanie C. Linnartz Management For Voted - For 12 Elect Craig A. Menear Management For Voted - For 13 Elect Paula Santilli Management For Voted - For 14 Elect Caryn Seidman-Becker Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Amendment to the Omnibus Stock Incentive Plan Management For Voted - For 18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 21 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - For 22 Shareholder Proposal Regarding Deforestation Report Shareholder Against Voted - For 23 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For THE INTERPUBLIC GROUP OF COMPANIES, INC. Security ID: 460690100 Ticker: IPG Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Jocelyn E. Carter-Miller Management For Voted - For 2 Elect Mary J. Steele Guilfoile Management For Voted - For 3 Elect Dawn Hudson Management For Voted - For 4 Elect Philippe Krakowsky Management For Voted - For 5 Elect Jonathan F. Miller Management For Voted - For 6 Elect Patrick Q. Moore Management For Voted - For 7 Elect Linda S. Sanford Management For Voted - For 2204 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect David M. Thomas Management For Voted - For 9 Elect E. Lee Wyatt Jr. Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For THE J. M. SMUCKER COMPANY Security ID: 832696405 Ticker: SJM Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Elect Susan Chapman-Hughes Management For Voted - For 2 Elect Paul J. Dolan Management For Voted - For 3 Elect Jay L. Henderson Management For Voted - For 4 Elect Kirk L. Perry Management For Voted - For 5 Elect Sandra Pianalto Management For Voted - For 6 Elect Alex Shumate Management For Voted - For 7 Elect Mark T. Smucker Management For Voted - For 8 Elect Richard K. Smucker Management For Voted - For 9 Elect Timothy P. Smucker Management For Voted - For 10 Elect Jodi L. Taylor Management For Voted - For 11 Elect Dawn C. Willoughby Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For THE KRAFT HEINZ COMPANY Security ID: 500754106 Ticker: KHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Gregory E. Abel Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Joao M. Castro-Neves Management For Voted - For 4 Elect Lori Dickerson Fouche Management For Voted - For 5 Elect Timothy Kenesey Management For Voted - For 6 Elect Alicia Knapp Management For Voted - For 7 Elect Elio Leoni Sceti Management For Voted - For 8 Elect Susan R. Mulder Management For Voted - For 9 Elect James Park Management For Voted - For 10 Elect Miguel Patricio Management For Voted - For 11 Elect John C. Pope Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Water Risk Exposure Shareholder Against Voted - For 2205 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted THE KROGER CO. Security ID: 501044101 Ticker: KR Meeting Date: 23-Jun-22 Meeting Type: Annual 1.1 Elect Nora A. Aufreiter Management For Voted - For 1.2 Elect Kevin M. Brown Management For Voted - For 1.3 Elect Elaine L. Chao Management For Voted - For 1.4 Elect Anne Gates Management For Voted - For 1.5 Elect Karen M. Hoguet Management For Voted - For 1.6 Elect W. Rodney McMullen Management For Voted - For 1.7 Elect Clyde R. Moore Management For Voted - For 1.8 Elect Ronald L. Sargent Management For Voted - For 1.9 Elect Judith Amanda Sourry Knox Management For Voted - For 1.10 Elect Mark S. Sutton Management For Voted - For 1.11 Elect Ashok Vemuri Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the 2019 Long-Term Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - For 6 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - For 7 Shareholder Proposal Regarding Refrigerants Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on Workforce Strategy Shareholder Against Voted - For THE MOSAIC COMPANY Security ID: 61945C103 Ticker: MOS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Gregory L. Ebel Management For Voted - For 3 Elect Timothy S. Gitzel Management For Voted - For 4 Elect Denise C. Johnson Management For Voted - For 5 Elect Emery N. Koenig Management For Voted - For 6 Elect James C. O'Rourke Management For Voted - For 7 Elect David T. Seaton Management For Voted - For 8 Elect Steven M. Seibert Management For Voted - For 9 Elect Luciano Siani Pires Management For Voted - For 10 Elect Gretchen Watkins Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2206 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted THE PNC FINANCIAL SERVICES GROUP, INC. Security ID: 693475105 Ticker: PNC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Joseph Alvarado Management For Voted - For 2 Elect Debra A. Cafaro Management For Voted - For 3 Elect Marjorie Rodgers Cheshire Management For Voted - For 4 Elect William S. Demchak Management For Voted - For 5 Elect Andrew T. Feldstein Management For Voted - For 6 Elect Richard J. Harshman Management For Voted - For 7 Elect Daniel R. Hesse Management For Voted - For 8 Elect Linda R. Medler Management For Voted - For 9 Elect Robert A. Niblock Management For Voted - For 10 Elect Martin Pfinsgraff Management For Voted - For 11 Elect Bryan S. Salesky Management For Voted - For 12 Elect Toni Townes-Whitley Management For Voted - For 13 Elect Michael J. Ward Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing Shareholder Against Voted - For THE PROCTER & GAMBLE COMPANY Security ID: 742718109 Ticker: PG Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Elect B. Marc Allen Management For Voted - For 2 Elect Angela F. Braly Management For Voted - For 3 Elect Amy L. Chang Management For Voted - For 4 Elect Joseph Jimenez Management For Voted - For 5 Elect Christopher Kempczinski Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Terry J. Lundgren Management For Voted - For 8 Elect Christine M. McCarthy Management For Voted - For 9 Elect Jon R. Moeller Management For Voted - For 10 Elect David. S. Taylor Management For Voted - For 11 Elect Margaret C. Whitman Management For Voted - For 12 Elect Patricia A. Woertz Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - For 2207 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted THE PROGRESSIVE CORPORATION Security ID: 743315103 Ticker: PGR Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Philip F. Bleser Management For Voted - For 2 Elect Stuart B. Burgdoerfer Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 4 Elect Charles A. Davis Management For Voted - For 5 Elect Roger N. Farah Management For Voted - For 6 Elect Lawton W. Fitt Management For Voted - For 7 Elect Susan Patricia Griffith Management For Voted - For 8 Elect Devin C. Johnson Management For Voted - For 9 Elect Jeffrey D. Kelly Management For Voted - For 10 Elect Barbara R. Snyder Management For Voted - For 11 Elect Jan E. Tighe Management For Voted - For 12 Elect Kahina Van Dyke Management For Voted - For 13 Amendment to the 2017 Directors Equity Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For THE SHERWIN-WILLIAMS COMPANY Security ID: 824348106 Ticker: SHW Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Kerrii B. Anderson Management For Voted - For 2 Elect Arthur F. Anton Management For Voted - For 3 Elect Jeff M. Fettig Management For Voted - For 4 Elect Richard J. Kramer Management For Voted - For 5 Elect John G. Morikis Management For Voted - For 6 Elect Christine A. Poon Management For Voted - For 7 Elect Aaron M. Powell Management For Voted - For 8 Elect Marta R. Stewart Management For Voted - For 9 Elect Michael H. Thaman Management For Voted - For 10 Elect Matthew Thornton III Management For Voted - For 11 Elect Steven H. Wunning Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For THE SOUTHERN COMPANY Security ID: 842587107 Ticker: SO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Janaki Akella Management For Voted - For 2 Elect Henry A. Clark III Management For Voted - For 3 Elect Anthony F. Earley, Jr. Management For Voted - For 2208 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Thomas A. Fanning Management For Voted - For 5 Elect David J. Grain Management For Voted - For 6 Elect Colette D. Honorable Management For Voted - For 7 Elect Donald M. James Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Dale E. Klein Management For Voted - For 10 Elect Ernest J. Moniz Management For Voted - For 11 Elect William G. Smith, Jr. Management For Voted - For 12 Elect Kristine L. Svinicki Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder For Voted - For THE TJX COMPANIES, INC. Security ID: 872540109 Ticker: TJX Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2 Elect Alan M. Bennett Management For Voted - For 3 Elect Rosemary T. Berkery Management For Voted - For 4 Elect David T. Ching Management For Voted - For 5 Elect C. Kim Goodwin Management For Voted - For 6 Elect Ernie Herrman Management For Voted - For 7 Elect Michael F. Hines Management For Voted - For 8 Elect Amy B. Lane Management For Voted - For 9 Elect Carol Meyrowitz Management For Voted - For 10 Elect Jackwyn L. Nemerov Management For Voted - For 11 Elect John F. O'Brien Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Approval of the 2022 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Report on Supply Chain Due Diligence Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - For 18 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For THE TRAVELERS COMPANIES, INC. Security ID: 89417E109 Ticker: TRV Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Alan L. Beller Management For Voted - For 2 Elect Janet M. Dolan Management For Voted - For 3 Elect Patricia L. Higgins Management For Voted - For 2209 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect William J. Kane Management For Voted - For 5 Elect Thomas B. Leonardi Management For Voted - For 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Elizabeth E. Robinson Management For Voted - For 8 Elect Philip T. Ruegger III Management For Voted - For 9 Elect Rafael Santana Management For Voted - For 10 Elect Todd C. Schermerhorn Management For Voted - For 11 Elect Alan D. Schnitzer Management For Voted - For 12 Elect Laurie J. Thomsen Management For Voted - For 13 Elect Bridget A. van Kralingen Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 20 Shareholder Proposal Regarding Insuring Law Enforcement Shareholder Against Voted - For THE WALT DISNEY COMPANY Security ID: 254687106 Ticker: DIS Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Susan E. Arnold Management For Voted - For 2 Elect Mary T. Barra Management For Voted - For 3 Elect Safra A. Catz Management For Voted - For 4 Elect Amy L. Chang Management For Voted - For 5 Elect Robert A. Chapek Management For Voted - For 6 Elect Francis A. deSouza Management For Voted - For 7 Elect Michael B.G. Froman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect Calvin R. McDonald Management For Voted - For 10 Elect Mark G. Parker Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 18 Shareholder Proposal Regarding Non-Discrimination Audit Shareholder Against Voted - Against 2210 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted THE WILLIAMS COMPANIES, INC. Security ID: 969457100 Ticker: WMB Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Alan S. Armstrong Management For Voted - For 2 Elect Stephen W. Bergstrom Management For Voted - For 3 Elect Nancy K. Buese Management For Voted - For 4 Elect Michael A. Creel Management For Voted - For 5 Elect Stacey H. Dore Management For Voted - For 6 Elect Richard E. Muncrief Management For Voted - For 7 Elect Peter A. Ragauss Management For Voted - For 8 Elect Rose M. Robeson Management For Voted - For 9 Elect Scott D. Sheffield Management For Voted - For 10 Elect Murray D. Smith Management For Voted - For 11 Elect William H. Spence Management For Voted - For 12 Elect Jesse J. Tyson Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For T-MOBILE US, INC. Security ID: 872590104 Ticker: TMUS Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Marcelo Claure Management For Voted - For 1.2 Elect Srikant M. Datar Management For Voted - For 1.3 Elect Bavan M. Holloway Management For Voted - For 1.4 Elect Timotheus Hottges Management For Voted - For 1.5 Elect Christian P. Illek Management For Voted - For 1.6 Elect Raphael Kubler Management For Voted - For 1.7 Elect Thorsten Langheim Management For Voted - For 1.8 Elect Dominique Leroy Management For Voted - For 1.9 Elect Letitia A. Long Management For Voted - For 1.10 Elect G. Michael Sievert Management For Voted - For 1.11 Elect Teresa A. Taylor Management For Voted - For 1.12 Elect Omar Tazi Management For Voted - For 1.13 Elect Kelvin R. Westbrook Management For Voted - For 2 Ratification of Auditor Management For Voted - For TRACTOR SUPPLY COMPANY Security ID: 892356106 Ticker: TSCO Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Cynthia T. Jamison Management For Voted - For 2 Elect Joy Brown Management For Voted - For 3 Elect Ricardo Cardenas Management For Voted - For 2211 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Denise L. Jackson Management For Voted - For 5 Elect Thomas A. Kingsbury Management For Voted - For 6 Elect Ramkumar Krishnan Management For Voted - For 7 Elect Harry A. Lawton III Management For Voted - For 8 Elect Edna K. Morris Management For Voted - For 9 Elect Mark J. Weikel Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - For TRANE TECHNOLOGIES PLC Security ID: G8994E103 Ticker: TT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Kirk E. Arnold Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect April Miller Boise Management For Voted - For 4 Elect John Bruton Management For Voted - For 5 Elect Jared L. Cohon Management For Voted - For 6 Elect Gary D. Forsee Management For Voted - For 7 Elect Linda P. Hudson Management For Voted - For 8 Elect Myles Lee Management For Voted - For 9 Elect David S. Regnery Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Tony L. White Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Set the Price Range at which the Company can Re-Allot Treasury Shares Management For Voted - For TRIMBLE INC. Security ID: 896239100 Ticker: TRMB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Steven W. Berglund Management For Voted - For 1.2 Elect James C. Dalton Management For Voted - For 1.3 Elect Borje Ekholm Management For Voted - For 1.4 Elect Ann Fandozzi Management For Voted - For 1.5 Elect Kaigham Gabriel Management For Voted - For 1.6 Elect Meaghan Lloyd Management For Voted - For 1.7 Elect Sandra MacQuillan Management For Voted - For 1.8 Elect Robert G. Painter Management For Voted - For 1.9 Elect Mark S. Peek Management For Voted - For 1.10 Elect Thomas W. Sweet Management For Voted - For 2212 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 1.11 Elect Johan Wibergh Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For TRUIST FINANCIAL CORPORATION Security ID: 89832Q109 Ticker: TFC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jennifer S. Banner Management For Voted - For 2 Elect K. David Boyer, Jr. Management For Voted - For 3 Elect Agnes Bundy Scanlan Management For Voted - For 4 Elect Anna R. Cablik Management For Voted - For 5 Elect Dallas S. Clement Management For Voted - For 6 Elect Paul D. Donahue Management For Voted - For 7 Elect Patrick C. Graney III Management For Voted - For 8 Elect Linnie M. Haynesworth Management For Voted - For 9 Elect Kelly S. King Management For Voted - For 10 Elect Easter A. Maynard Management For Voted - For 11 Elect Donna S. Morea Management For Voted - For 12 Elect Charles A. Patton Management For Voted - For 13 Elect Nido R. Qubein Management For Voted - For 14 Elect David M. Ratcliffe Management For Voted - For 15 Elect William H. Rogers, Jr. Management For Voted - For 16 Elect Frank P. Scruggs, Jr. Management For Voted - For 17 Elect Christine Sears Management For Voted - For 18 Elect Thomas E. Skains Management For Voted - For 19 Elect Bruce L. Tanner Management For Voted - For 20 Elect Thomas N. Thompson Management For Voted - For 21 Elect Steven C. Voorhees Management For Voted - For 22 Ratification of Auditor Management For Voted - For 23 Advisory Vote on Executive Compensation Management For Voted - For 24 Approval of the Corporation 2022 Incentive Plan Management For Voted - For 25 Approval of the 2022 Employee Stock Purchase Plan. Management For Voted - For 26 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For TWITTER, INC. Security ID: 90184L102 Ticker: TWTR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Egon Durban Management For Voted - Against 2 Elect Patrick Pichette Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board Shareholder Against Voted - For 2213 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against TYLER TECHNOLOGIES, INC. Security ID: 902252105 Ticker: TYL Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Glenn A. Carter Management For Voted - For 1.2 Elect Brenda A. Cline Management For Voted - For 1.3 Elect Ronnie D. Hawkins Jr. Management For Voted - For 1.4 Elect Mary L. Landrieu Management For Voted - For 1.5 Elect John S. Marr, Jr. Management For Voted - For 1.6 Elect H. Lynn Moore, Jr. Management For Voted - For 1.7 Elect Daniel M. Pope Management For Voted - For 1.8 Elect Dustin R. Womble Management For Voted - Withheld 2 Elimination of Supermajority Requirement for Approval of Mergers and Other Corporate Transactions Management For Voted - For 3 Permit Shareholders to Call Special Meetings Management For Voted - For 4 Provide Shareholders with the Right to Request Action by Written Consent Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - Against TYSON FOODS, INC. Security ID: 902494103 Ticker: TSN Meeting Date: 10-Feb-22 Meeting Type: Annual 1 Elect John H. Tyson Management For Voted - For 2 Elect Les R. Baledge Management For Voted - Against 3 Elect Mike D. Beebe Management For Voted - Against 4 Elect Maria Claudia Borras Management For Voted - For 5 Elect David J. Bronczek Management For Voted - Against 6 Elect Mikel A. Durham Management For Voted - For 7 Elect Donnie King Management For Voted - For 8 Elect Jonathan D. Mariner Management For Voted - Against 9 Elect Kevin M. McNamara Management For Voted - For 10 Elect Cheryl S. Miller Management For Voted - For 11 Elect Jeffrey K. Schomburger Management For Voted - For 12 Elect Barbara A. Tyson Management For Voted - For 13 Elect Noel White Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - For 2214 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted U.S. BANCORP Security ID: 902973304 Ticker: USB Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Dorothy J. Bridges Management For Voted - For 3 Elect Elizabeth L. Buse Management For Voted - For 4 Elect Andrew Cecere Management For Voted - For 5 Elect Kimberly N. Ellison-Taylor Management For Voted - For 6 Elect Kimberly J. Harris Management For Voted - Against 7 Elect Roland A. Hernandez Management For Voted - For 8 Elect Olivia F. Kirtley Management For Voted - For 9 Elect Richard P. McKenney Management For Voted - For 10 Elect Yusuf I. Mehdi Management For Voted - For 11 Elect John P. Wiehoff Management For Voted - For 12 Elect Scott W. Wine Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For UDR, INC. Security ID: 902653104 Ticker: UDR Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Katherine A. Cattanach Management For Voted - For 2 Elect Jon A. Grove Management For Voted - For 3 Elect Mary Ann King Management For Voted - For 4 Elect James D. Klingbeil Management For Voted - For 5 Elect Clint D. McDonnough Management For Voted - For 6 Elect Robert A. McNamara Management For Voted - For 7 Elect Diane M. Morefield Management For Voted - For 8 Elect Kevin C. Nickelberry Management For Voted - For 9 Elect Mark R. Patterson Management For Voted - For 10 Elect Thomas W. Toomey Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For ULTA BEAUTY, INC. Security ID: 90384S303 Ticker: ULTA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kelly E. Garcia Management For Voted - For 1.2 Elect Michael R. MacDonald Management For Voted - For 1.3 Elect Gisel Ruiz Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For 2215 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted UNDER ARMOUR, INC. Security ID: 904311107 Ticker: UAA Meeting Date: 11-May-22 Meeting Type: Annual 1.1 Elect Kevin A. Plank Management For Voted - For 1.2 Elect Douglas E. Coltharp Management For Voted - For 1.3 Elect Jerri L. DeVard Management For Voted - For 1.4 Elect Mohamed A. El-Erian Management For Voted - For 1.5 Elect Patrik Frisk Management For Voted - For 1.6 Elect David W. Gibbs Management For Voted - For 1.7 Elect Karen W. Katz Management For Voted - For 1.8 Elect Westley Moore Management For Voted - For 1.9 Elect Eric T. Olson Management For Voted - Withheld 1.10 Elect Harvey L. Sanders Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For UNION PACIFIC CORPORATION Security ID: 907818108 Ticker: UNP Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect William J. DeLaney Management For Voted - For 2 Elect David B. Dillon Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect Teresa M. Finley Management For Voted - For 5 Elect Lance M. Fritz Management For Voted - For 6 Elect Deborah C. Hopkins Management For Voted - For 7 Elect Jane H. Lute Management For Voted - For 8 Elect Michael R. McCarthy Management For Voted - For 9 Elect Jose H. Villarreal Management For Voted - For 10 Elect Christopher J. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For UNITED AIRLINES HOLDINGS, INC. Security ID: 910047109 Ticker: UAL Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Carolyn Corvi Management For Voted - For 2 Elect Matthew Friend Management For Voted - For 3 Elect Barnaby "Barney" M. Harford Management For Voted - For 4 Elect Michele J. Hooper Management For Voted - For 5 Elect Walter Isaacson Management For Voted - For 6 Elect James A.C. Kennedy Management For Voted - For 7 Elect J. Scott Kirby Management For Voted - For 2216 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Edward M. Philip Management For Voted - For 9 Elect Edward L. Shapiro Management For Voted - For 10 Elect Laysha Ward Management For Voted - For 11 Elect James M. Whitehurst Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For UNITED PARCEL SERVICE, INC. Security ID: 911312106 Ticker: UPS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Carol B. Tome Management For Voted - For 2 Elect Rodney C. Adkins Management For Voted - For 3 Elect Eva C. Boratto Management For Voted - For 4 Elect Michael J. Burns Management For Voted - For 5 Elect Wayne M. Hewett Management For Voted - For 6 Elect Angela Hwang Management For Voted - For 7 Elect Kate E. Johnson Management For Voted - For 8 Elect William R. Johnson Management For Voted - For 9 Elect Ann M. Livermore Management For Voted - For 10 Elect Franck J. Moison Management For Voted - For 11 Elect Christiana Smith Shi Management For Voted - For 12 Elect Russell Stokes Management For Voted - For 13 Elect Kevin M. Warsh Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 20 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - For 21 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For UNITED RENTALS, INC. Security ID: 911363109 Ticker: URI Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2 Elect Marc A. Bruno Management For Voted - For 3 Elect Larry D. De Shon Management For Voted - For 4 Elect Matthew J. Flannery Management For Voted - For 5 Elect Bobby J. Griffin Management For Voted - For 2217 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Kim Harris Jones Management For Voted - For 7 Elect Terri L. Kelly Management For Voted - For 8 Elect Michael J. Kneeland Management For Voted - For 9 Elect Gracia C. Martore Management For Voted - For 10 Elect Shiv Singh Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For V.F. CORPORATION Security ID: 918204108 Ticker: VFC Meeting Date: 27-Jul-21 Meeting Type: Annual 1.1 Elect Richard T. Carucci Management For Voted - For 1.2 Elect Juliana L. Chugg Management For Voted - For 1.3 Elect Benno Dorer Management For Voted - For 1.4 Elect Mark S. Hoplamazian Management For Voted - For 1.5 Elect Laura W. Lang Management For Voted - For 1.6 Elect W. Alan McCollough Management For Voted - For 1.7 Elect W. Rodney McMullen Management For Voted - For 1.8 Elect Clarence Otis, Jr. Management For Voted - For 1.9 Elect Steven E. Rendle Management For Voted - For 1.10 Elect Carol L. Roberts Management For Voted - For 1.11 Elect Matthew J. Shattock Management For Voted - For 1.12 Elect Veronica B. Wu Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For VALERO ENERGY CORPORATION Security ID: 91913Y100 Ticker: VLO Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Fred M. Diaz Management For Voted - For 2 Elect H. Paulett Eberhart Management For Voted - For 3 Elect Joseph W. Gorder Management For Voted - For 4 Elect Kimberly S. Greene Management For Voted - For 5 Elect Deborah P. Majoras Management For Voted - For 6 Elect Eric D. Mullins Management For Voted - For 7 Elect Donald L. Nickles Management For Voted - For 8 Elect Philip J. Pfeiffer Management For Voted - For 9 Elect Robert A. Profusek Management For Voted - For 10 Elect Randall J. Weisenburger Management For Voted - For 11 Elect Rayford Wilkins Jr. Management For Voted - For 12 Ratification of Auditor Management For Voted - For 2218 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For VERISIGN, INC. Security ID: 92343E102 Ticker: VRSN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect D. James Bidzos Management For Voted - For 2 Elect Courtney D. Armstrong Management For Voted - For 3 Elect Yehuda Ari Buchalter Management For Voted - For 4 Elect Kathleen A. Cote Management For Voted - For 5 Elect Thomas F. Frist III Management For Voted - For 6 Elect Jamie S. Gorelick Management For Voted - For 7 Elect Roger H. Moore Management For Voted - For 8 Elect Timothy Tomlinson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For VERISK ANALYTICS, INC. Security ID: 92345Y106 Ticker: VRSK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey Dailey Management For Voted - For 2 Elect Constantine P. Iordanou Management For Voted - For 3 Elect Wendy E. Lane Management For Voted - For 4 Elect Lee M. Shavel Management For Voted - For 5 Elect Kimberly S. Stevenson Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 8 Ratification of Auditor Management For Voted - For VERIZON COMMUNICATIONS INC. Security ID: 92343V104 Ticker: VZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - For 2 Elect Roxanne S. Austin Management For Voted - For 3 Elect Mark T. Bertolini Management For Voted - For 4 Elect Melanie L. Healey Management For Voted - For 5 Elect Laxman Narasimhan Management For Voted - For 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Daniel H. Schulman Management For Voted - For 8 Elect Rodney E. Slater Management For Voted - For 2219 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Carol B. Tome Management For Voted - For 10 Elect Hans E. Vestberg Management For Voted - For 11 Elect Gregory G. Weaver Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against VISA INC. Security ID: 92826C839 Ticker: V Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Lloyd A. Carney Management For Voted - For 2 Elect Mary B. Cranston Management For Voted - For 3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For 4 Elect Alfred F. Kelly, Jr. Management For Voted - For 5 Elect Ramon L. Laguarta Management For Voted - For 6 Elect John F. Lundgren Management For Voted - For 7 Elect Robert W. Matschullat Management For Voted - For 8 Elect Denise M. Morrison Management For Voted - For 9 Elect Linda Rendle Management For Voted - For 10 Elect Maynard G. Webb Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For VORNADO REALTY TRUST Security ID: 929042109 Ticker: VNO Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect Steven Roth Management For Voted - For 1.2 Elect Candace K. Beinecke Management For Voted - For 1.3 Elect Michael D. Fascitelli Management For Voted - For 1.4 Elect Beatrice Bassey Management For Voted - For 1.5 Elect William W. Helman IV Management For Voted - For 1.6 Elect David Mandelbaum Management For Voted - For 1.7 Elect Raymond J. McGuire Management For Voted - For 1.8 Elect Mandakini Puri Management For Voted - For 1.9 Elect Daniel R. Tisch Management For Voted - For 1.10 Elect Russell B. Wight, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 2220 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted VULCAN MATERIALS COMPANY Security ID: 929160109 Ticker: VMC Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Kathleen L. Quirk Management For Voted - For 2 Elect David P. Steiner Management For Voted - For 3 Elect Lee J. Styslinger III Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For W. R. BERKLEY CORPORATION Security ID: 084423102 Ticker: WRB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect W. Robert Berkley, Jr. Management For Voted - For 2 Elect Ronald E. Blaylock Management For Voted - For 3 Elect Mary C. Farrell Management For Voted - For 4 Elect Mark L. Shapiro Management For Voted - Against 5 Increase in Authorized Common Stock Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - For W.W. GRAINGER, INC. Security ID: 384802104 Ticker: GWW Meeting Date: 27-Apr-22 Meeting Type: Annual 1.1 Elect Rodney C. Adkins Management For Voted - For 1.2 Elect V. Ann Hailey Management For Voted - For 1.3 Elect Katherine D. Jaspon Management For Voted - For 1.4 Elect Stuart L. Levenick Management For Voted - For 1.5 Elect D. G. Macpherson Management For Voted - For 1.6 Elect Neil S. Novich Management For Voted - For 1.7 Elect Beatriz R. Perez Management For Voted - For 1.8 Elect Michael J. Roberts Management For Voted - For 1.9 Elect E. Scott Santi Management For Voted - For 1.10 Elect Susan Slavik Williams Management For Voted - For 1.11 Elect Lucas E. Watson Management For Voted - For 1.12 Elect Steven A. White Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Incentive Plan Management For Voted - For 2221 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted WALGREENS BOOTS ALLIANCE, INC. Security ID: 931427108 Ticker: WBA Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Janice M. Babiak Management For Voted - For 2 Elect David J. Brailer Management For Voted - For 3 Elect Rosalind G. Brewer Management For Voted - For 4 Elect William C. Foote Management For Voted - For 5 Elect Ginger L. Graham Management For Voted - For 6 Elect Valerie B. Jarrett Management For Voted - Against 7 Elect John A. Lederer Management For Voted - For 8 Elect Dominic P. Murphy Management For Voted - For 9 Elect Stefano Pessina Management For Voted - For 10 Elect Nancy M. Schlichting Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding External Public Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - For WASTE MANAGEMENT, INC. Security ID: 94106L109 Ticker: WM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect James C. Fish, Jr. Management For Voted - For 2 Elect Andres R. Gluski Management For Voted - For 3 Elect Victoria M. Holt Management For Voted - For 4 Elect Kathleen M. Mazzarella Management For Voted - For 5 Elect Sean E. Menke Management For Voted - For 6 Elect William B. Plummer Management For Voted - For 7 Elect John C. Pope Management For Voted - For 8 Elect Maryrose T. Sylvester Management For Voted - For 9 Elect Thomas H. Weidemeyer Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For WATERS CORPORATION Security ID: 941848103 Ticker: WAT Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Udit Batra Management For Voted - For 2 Elect Linda Baddour Management For Voted - For 2222 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Edward Conard Management For Voted - For 4 Elect Pearl S. Huang Management For Voted - For 5 Elect Wei Jiang Management For Voted - For 6 Elect Christopher A. Kuebler Management For Voted - For 7 Elect Flemming Ornskov Management For Voted - Against 8 Elect Thomas P. Salice Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For WEC ENERGY GROUP, INC. Security ID: 92939U106 Ticker: WEC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Curt S. Culver Management For Voted - For 2 Elect Danny L. Cunningham Management For Voted - For 3 Elect William M. Farrow III Management For Voted - For 4 Elect Cristina A. Garcia-Thomas Management For Voted - For 5 Elect Maria C. Green Management For Voted - For 6 Elect Gale E. Klappa Management For Voted - For 7 Elect Thomas K. Lane Management For Voted - For 8 Elect Scott J. Lauber Management For Voted - For 9 Elect Ulice Payne, Jr. Management For Voted - For 10 Elect Mary Ellen Stanek Management For Voted - For 11 Elect Glen E. Tellock Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For WELLS FARGO & COMPANY Security ID: 949746101 Ticker: WFC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Steven D. Black Management For Voted - Against 2 Elect Mark A. Chancy Management For Voted - For 3 Elect Celeste A. Clark Management For Voted - For 4 Elect Theodore F. Craver, Jr. Management For Voted - For 5 Elect Richard K. Davis Management For Voted - For 6 Elect Wayne M. Hewett Management For Voted - Against 7 Elect CeCelia Morken Management For Voted - For 8 Elect Maria R. Morris Management For Voted - For 9 Elect Felicia F. Norwood Management For Voted - For 10 Elect Richard B. Payne, Jr. Management For Voted - For 11 Elect Juan A. Pujadas Management For Voted - For 12 Elect Ronald L. Sargent Management For Voted - For 13 Elect Charles W. Scharf Management For Voted - For 14 Elect Suzanne M. Vautrinot Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 2223 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Ratification of Auditor Management For Voted - For 18 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Incentive Compensation Report Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Board Diversity Report Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples Shareholder Against Voted - For 22 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 23 Shareholder Proposal regarding racial equity audit Shareholder Against Voted - For 24 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against WELLTOWER INC. Security ID: 95040Q104 Ticker: WELL Meeting Date: 23-May-22 Meeting Type: Annual 1 Elect Kenneth J. Bacon Management For Voted - For 2 Elect Karen B. DeSalvo Management For Voted - For 3 Elect Philip L. Hawkins Management For Voted - For 4 Elect Dennis G. Lopez Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect Ade J. Patton Management For Voted - For 7 Elect Diana W. Reid Management For Voted - For 8 Elect Sergio D. Rivera Management For Voted - For 9 Elect Johnese M. Spisso Management For Voted - For 10 Elect Kathryn M. Sullivan Management For Voted - For 11 Amendment to Remove Provisions in the Certificate of Incorporation Relating to Extraordinary Transactions Involving Welltower OP Inc. Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against WEST PHARMACEUTICAL SERVICES, INC. Security ID: 955306105 Ticker: WST Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Mark A. Buthman Management For Voted - For 2 Elect William F. Feehery Management For Voted - For 3 Elect Robert F. Friel Management For Voted - For 4 Elect Eric M. Green Management For Voted - For 5 Elect Molly E. Joseph Management For Voted - For 6 Elect Thomas W. Hofmann Management For Voted - For 7 Elect Deborah L. V. Keller Management For Voted - For 8 Elect Myla P. Lai-Goldman Management For Voted - For 9 Elect Douglas A. Michels Management For Voted - For 10 Elect Paolo Pucci Management For Voted - For 2224 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For WESTERN DIGITAL CORPORATION Security ID: 958102105 Ticker: WDC Meeting Date: 16-Nov-21 Meeting Type: Annual 1 Elect Kimberly E. Alexy Management For Voted - For 2 Elect Thomas H. Caulfield Management For Voted - For 3 Elect Martin I. Cole Management For Voted - For 4 Elect Tunc Doluca Management For Voted - For 5 Elect David V. Goeckeler Management For Voted - For 6 Elect Matthew E. Massengill Management For Voted - For 7 Elect Paula A. Price Management For Voted - For 8 Elect Stephanie A. Streeter Management For Voted - Against 9 Elect Miyuki Suzuki Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Security ID: 929740108 Ticker: WAB Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect William E. Kassling Management For Voted - For 1.2 Elect Albert J. Neupaver Management For Voted - For 1.3 Elect Ann R. Klee Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For WESTROCK COMPANY Security ID: 96145D105 Ticker: WRK Meeting Date: 28-Jan-22 Meeting Type: Annual 1 Elect Colleen F. Arnold Management For Voted - For 2 Elect Timothy J. Bernlohr Management For Voted - For 3 Elect J. Powell Brown Management For Voted - For 4 Elect Terrell K. Crews Management For Voted - For 5 Elect Russell M. Currey Management For Voted - For 6 Elect Suzan F. Harrison Management For Voted - For 7 Elect Gracia C. Martore Management For Voted - For 8 Elect James E. Nevels Management For Voted - For 9 Elect David B. Sewell Management For Voted - For 10 Elect Alan D. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the 2020 Incentive Stock Plan Management For Voted - For 2225 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For WEYERHAEUSER COMPANY Security ID: 962166104 Ticker: WY Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Mark A. Emmert Management For Voted - For 2 Elect Rick R. Holley Management For Voted - For 3 Elect Sara G. Lewis Management For Voted - For 4 Elect Deidra C. Merriwether Management For Voted - For 5 Elect Al Monaco Management For Voted - For 6 Elect Nicole W. Piasecki Management For Voted - For 7 Elect Lawrence A. Selzer Management For Voted - For 8 Elect Devin W. Stockfish Management For Voted - For 9 Elect Kim Williams Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For WHIRLPOOL CORPORATION Security ID: 963320106 Ticker: WHR Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Marc R. Bitzer Management For Voted - For 3 Elect Greg Creed Management For Voted - For 4 Elect Gary T. DiCamillo Management For Voted - For 5 Elect Diane M. Dietz Management For Voted - For 6 Elect Geraldine Elliott Management For Voted - For 7 Elect Jennifer A. LaClair Management For Voted - For 8 Elect John D. Liu Management For Voted - For 9 Elect James M. Loree Management For Voted - For 10 Elect Harish Manwani Management For Voted - For 11 Elect Patricia K. Poppe Management For Voted - For 12 Elect Larry O. Spencer Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Security ID: G96629103 Ticker: WTW Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Inga K. Beale Management For Voted - For 2 Elect Fumbi Chima Management For Voted - For 3 Elect Michael Hammond Management For Voted - For 2226 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Carl Hess Management For Voted - For 5 Elect Brendan R. O'Neill Management For Voted - For 6 Elect Linda D. Rabbitt Management For Voted - For 7 Elect Paul C. Reilly Management For Voted - For 8 Elect Michelle Swanback Management For Voted - For 9 Elect Paul D. Thomas Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 14 Reduction in Share Premium Account Management For Voted - For 15 Amendment to the 2012 Equity Incentive Plan Management For Voted - For WYNN RESORTS, LIMITED Security ID: 983134107 Ticker: WYNN Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Craig S. Billings Management For Voted - For 1.2 Elect Margaret J. Myers Management For Voted - For 1.3 Elect Winifred Webb Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against XCEL ENERGY INC. Security ID: 98389B100 Ticker: XEL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lynn Casey Management For Voted - For 2 Elect Robert C. Frenzel Management For Voted - For 3 Elect Netha Johnson Management For Voted - For 4 Elect Patricia L. Kampling Management For Voted - For 5 Elect George Kehl Management For Voted - For 6 Elect Richard T. O'Brien Management For Voted - For 7 Elect Charles Pardee Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect James T. Prokopanko Management For Voted - For 10 Elect Kim Williams Management For Voted - For 11 Elect Daniel Yohannes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For XILINX, INC. Security ID: 983919101 Ticker: XLNX Meeting Date: 04-Aug-21 Meeting Type: Annual 1 Elect Dennis Segers Management For Voted - For 2227 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Raman K. Chitkara Management For Voted - For 3 Elect Saar Gillai Management For Voted - For 4 Elect Ronald S. Jankov Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Thomas H. Lee Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Victor Peng Management For Voted - For 9 Elect Elizabeth W. Vanderslice Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For XYLEM INC. Security ID: 98419M100 Ticker: XYL Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Jeanne Beliveau-Dunn Management For Voted - For 2 Elect Patrick K. Decker Management For Voted - For 3 Elect Robert F. Friel Management For Voted - For 4 Elect Jorge M. Gomez Management For Voted - For 5 Elect Victoria D. Harker Management For Voted - For 6 Elect Steven R. Loranger Management For Voted - For 7 Elect Mark D. Morelli Management For Voted - For 8 Elect Jerome A. Peribere Management For Voted - For 9 Elect Markos I. Tambakeras Management For Voted - For 10 Elect Lila Tretikov Management For Voted - For 11 Elect Uday Yadav Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For YUM! BRANDS, INC. Security ID: 988498101 Ticker: YUM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paget L. Alves Management For Voted - For 2 Elect Keith Barr Management For Voted - For 3 Elect Christopher M. Connor Management For Voted - For 4 Elect Brian C. Cornell Management For Voted - For 5 Elect Tanya L. Domier Management For Voted - For 6 Elect David W. Gibbs Management For Voted - For 7 Elect Mirian M. Graddick-Weir Management For Voted - For 8 Elect Lauren R. Hobart Management For Voted - For 9 Elect Thomas C. Nelson Management For Voted - For 10 Elect P. Justin Skala Management For Voted - For 11 Elect Elane B. Stock Management For Voted - For 12 Elect Annie A. Young-Scrivner Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 2228 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted ZEBRA TECHNOLOGIES CORPORATION Security ID: 989207105 Ticker: ZBRA Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Nelda J. Connors Management For Voted - For 1.2 Elect Frank B. Modruson Management For Voted - For 1.3 Elect Michael A. Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ZIMMER BIOMET HOLDINGS, INC. Security ID: 98956P102 Ticker: ZBH Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Christopher B. Begley Management For Voted - For 2 Elect Betsy J. Bernard Management For Voted - For 3 Elect Michael J. Farrell Management For Voted - For 4 Elect Robert A. Hagemann Management For Voted - For 5 Elect Bryan C. Hanson Management For Voted - For 6 Elect Arthur J. Higgins Management For Voted - For 7 Elect Maria Teresa Hilado Management For Voted - For 8 Elect Syed Jafry Management For Voted - For 9 Elect Sreelakshmi Kolli Management For Voted - For 10 Elect Michael W. Michelson Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against ZIONS BANCORPORATION, NATIONAL ASSOCIATION Security ID: 989701107 Ticker: ZION Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Maria Contreras-Sweet Management For Voted - For 2 Elect Gary L. Crittenden Management For Voted - For 3 Elect Suren K. Gupta Management For Voted - For 4 Elect Claire Huang Management For Voted - For 5 Elect Vivian S. Lee Management For Voted - For 6 Elect Scott J. McLean Management For Voted - For 7 Elect Edward F. Murphy Management For Voted - For 8 Elect Stephen D. Quinn Management For Voted - For 9 Elect Harris H. Simmons Management For Voted - For 10 Elect Aaron B. Skonnard Management For Voted - For 11 Elect Barbara A. Yastine Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 2229 ------------------------------------------------------------------------------------------------- Global X S&P 500 Catholic Values ETF Proposal Proposed by Mgt. Position Registrant Voted ZOETIS INC. Security ID: 98978V103 Ticker: ZTS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paul M. Bisaro Management For Voted - For 2 Elect Frank A. D'Amelio Management For Voted - For 3 Elect Michael B. McCallister Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Amendment to the 2013 Equity and Incentive Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to the Certificate of Incorporation to Eliminate Supermajority Requirements and Pfizer Provisions Management For Voted - For 8 Repeal of Classified Board Management For Voted - For 2230 ------------------------------------------------------------------------------------------------- Global X S&P 500 Collar 95-110 ETF Proposal Proposed by Mgt. Position Registrant Voted ALIGN TECHNOLOGY, INC. Security ID: 016255101 Ticker: ALGN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kevin J. Dallas Management For Voted - For 2 Elect Joseph M. Hogan Management For Voted - For 3 Elect Joseph Lacob Management For Voted - For 4 Elect C. Raymond Larkin, Jr. Management For Voted - For 5 Elect George J. Morrow Management For Voted - For 6 Elect Anne M. Myong Management For Voted - For 7 Elect Andrea L. Saia Management For Voted - For 8 Elect Greg J. Santora Management For Voted - For 9 Elect Susan E. Siegel Management For Voted - For 10 Elect Warren S. Thaler Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For CHIPOTLE MEXICAN GRILL, INC. Security ID: 169656105 Ticker: CMG Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Albert S. Baldocchi Management For Voted - For 1.2 Elect Matthew Carey Management For Voted - For 1.3 Elect Gregg L. Engles Management For Voted - For 1.4 Elect Patricia D. Fili-Krushel Management For Voted - For 1.5 Elect Mauricio Gutierrez Management For Voted - For 1.6 Elect Robin Hickenlooper Management For Voted - Withheld 1.7 Elect Scott H. Maw Management For Voted - For 1.8 Elect Brian Niccol Management For Voted - For 1.9 Elect Mary A. Winston Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Approval of the 2022 Stock Incentive Plan Management For Voted - For 5 Approval of the Employee Stock Purchase Plan Management For Voted - For 6 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For UNITED RENTALS, INC. Security ID: 911363109 Ticker: URI Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2 Elect Marc A. Bruno Management For Voted - For 2231 ------------------------------------------------------------------------------------------------- Global X S&P 500 Collar 95-110 ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Larry D. De Shon Management For Voted - For 4 Elect Matthew J. Flannery Management For Voted - For 5 Elect Bobby J. Griffin Management For Voted - For 6 Elect Kim Harris Jones Management For Voted - For 7 Elect Terri L. Kelly Management For Voted - For 8 Elect Michael J. Kneeland Management For Voted - For 9 Elect Gracia C. Martore Management For Voted - For 10 Elect Shiv Singh Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against WATERS CORPORATION Security ID: 941848103 Ticker: WAT Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Udit Batra Management For Voted - For 2 Elect Linda Baddour Management For Voted - For 3 Elect Edward Conard Management For Voted - For 4 Elect Pearl S. Huang Management For Voted - For 5 Elect Wei Jiang Management For Voted - For 6 Elect Christopher A. Kuebler Management For Voted - For 7 Elect Flemming Ornskov Management For Voted - Against 8 Elect Thomas P. Salice Management For Voted - Against 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - For 2232 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3M COMPANY Security ID: 88579Y101 Ticker: MMM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas K. Brown Management For Voted - For 2 Elect Pamela J. Craig Management For Voted - For 3 Elect David B. Dillon Management For Voted - For 4 Elect Michael L. Eskew Management For Voted - For 5 Elect James R. Fitterling Management For Voted - For 6 Elect Amy E. Hood Management For Voted - For 7 Elect Muhtar Kent Management For Voted - For 8 Elect Suzan Kereere Management For Voted - For 9 Elect Dambisa F. Moyo Management For Voted - For 10 Elect Gregory R. Page Management For Voted - For 11 Elect Michael F. Roman Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against A. O. SMITH CORPORATION Security ID: 831865209 Ticker: AOS Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect Victoria M. Holt Management For Voted - Withheld 1.2 Elect Michael M. Larsen Management For Voted - For 1.3 Elect Idelle K. Wolf Management For Voted - For 1.4 Elect Gene C. Wulf Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ABBOTT LABORATORIES Security ID: 002824100 Ticker: ABT Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Robert J. Alpern Management For Voted - For 1.2 Elect Sally E. Blount Management For Voted - For 1.3 Elect Robert B. Ford Management For Voted - For 1.4 Elect Paola Gonzalez Management For Voted - For 1.5 Elect Michelle A. Kumbier Management For Voted - For 1.6 Elect Darren W. McDew Management For Voted - For 1.7 Elect Nancy McKinstry Management For Voted - For 2233 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.8 Elect William A. Osborn Management For Voted - For 1.9 Elect Michael F. Roman Management For Voted - For 1.10 Elect Daniel J. Starks Management For Voted - For 1.11 Elect John G. Stratton Management For Voted - For 1.12 Elect Glenn F. Tilton Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding 10b5-1 Plans Shareholder Against Voted - For 7 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding a Report on Investment to Slow Antimicrobial Resistance Shareholder Against Voted - Against ABBVIE INC. Security ID: 00287Y109 Ticker: ABBV Meeting Date: 06-May-22 Meeting Type: Annual 1.1 Elect William H.L. Burnside Management For Voted - For 1.2 Elect Thomas C. Freyman Management For Voted - For 1.3 Elect Brett J. Hart Management For Voted - For 1.4 Elect Edward J. Rapp Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Elimination of Supermajority Requirement Management For Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 7 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against ABIOMED, INC. Security ID: 003654100 Ticker: ABMD Meeting Date: 11-Aug-21 Meeting Type: Annual 1.1 Elect Eric A. Rose Management For Voted - For 1.2 Elect Jeannine M. Rivet Management For Voted - For 1.3 Elect Myron L. Rolle Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 2234 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ACCENTURE PLC Security ID: G1151C101 Ticker: ACN Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Jaime Ardila Management For Voted - For 2 Elect Nancy McKinstry Management For Voted - For 3 Elect Beth E. Mooney Management For Voted - For 4 Elect Gilles Pelisson Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Venkata Renduchintala Management For Voted - For 7 Elect Arun Sarin Management For Voted - For 8 Elect Julie Sweet Management For Voted - For 9 Elect Frank K. Tang Management For Voted - For 10 Elect Tracey T. Travis Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of Amendment to the 2010 Share Incentive Plan Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Authorize the Price Range at which the Company can Re-allot Treasury Shares Management For Voted - For ACTIVISION BLIZZARD, INC. Security ID: 00507V109 Ticker: ATVI Meeting Date: 28-Apr-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Reveta Bowers Management For Voted - For 2 Elect Kerry Carr Management For Voted - For 3 Elect Robert J. Corti Management For Voted - For 4 Elect Brian G. Kelly Management For Voted - For 5 Elect Robert A. Kotick Management For Voted - For 6 Elect Lulu C. Meservey Management For Voted - For 7 Elect Barry Meyer Management For Voted - For 8 Elect Robert J. Morgado Management For Voted - For 9 Elect Peter Nolan Management For Voted - For 10 Elect Dawn Ostroff Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 2235 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Report Sexual Harassment and Discrimination Shareholder Against Voted - For ADOBE INC. Security ID: 00724F101 Ticker: ADBE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Brett Biggs Management For Voted - For 3 Elect Melanie Boulden Management For Voted - For 4 Elect Frank A. Calderoni Management For Voted - For 5 Elect Laura Desmond Management For Voted - For 6 Elect Shantanu Narayen Management For Voted - For 7 Elect Spencer Neumann Management For Voted - For 8 Elect Kathleen Oberg Management For Voted - For 9 Elect Dheeraj Pandey Management For Voted - For 10 Elect David A. Ricks Management For Voted - For 11 Elect Daniel Rosensweig Management For Voted - Against 12 Elect John E. Warnock Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For ADVANCE AUTO PARTS, INC. Security ID: 00751Y106 Ticker: AAP Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Carla J. Bailo Management For Voted - For 2 Elect John F. Ferraro Management For Voted - For 3 Elect Thomas R. Greco Management For Voted - For 4 Elect Joan M. Hilson Management For Voted - For 5 Elect Jeffrey J. Jones II Management For Voted - For 6 Elect Eugene I. Lee, Jr. Management For Voted - For 7 Elect Douglas A. Pertz Management For Voted - For 8 Elect Sherice R. Torres Management For Voted - For 9 Elect Nigel Travis Management For Voted - For 10 Elect Arthur L. Valdez Jr. Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against ADVANCED MICRO DEVICES, INC. Security ID: 007903107 Ticker: AMD Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect John E. Caldwell Management For Voted - For 2236 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Nora M. Denzel Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Michael P. Gregoire Management For Voted - For 5 Elect Joseph A. Householder Management For Voted - For 6 Elect John W. Marren Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Lisa T. Su Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 10 Elect Elizabeth W. Vanderslice Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For AFLAC INCORPORATED Security ID: 001055102 Ticker: AFL Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Daniel P. Amos Management For Voted - For 2 Elect W. Paul Bowers Management For Voted - For 3 Elect Arthur R. Collins Management For Voted - For 4 Elect Toshihiko Fukuzawa Management For Voted - For 5 Elect Thomas J. Kenny Management For Voted - For 6 Elect Georgette D. Kiser Management For Voted - For 7 Elect Karole F. Lloyd Management For Voted - For 8 Elect Nobuchika Mori Management For Voted - For 9 Elect Joseph L. Moskowitz Management For Voted - For 10 Elect Barbara K. Rimer Management For Voted - For 11 Elect Katherine T. Rohrer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For AGILENT TECHNOLOGIES, INC. Security ID: 00846U101 Ticker: A Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Hans E. Bishop Management For Voted - For 2 Elect Otis W. Brawley Management For Voted - For 3 Elect Mikael Dolsten Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2237 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted AIR PRODUCTS AND CHEMICALS, INC. Security ID: 009158106 Ticker: APD Meeting Date: 03-Feb-22 Meeting Type: Annual 1 Elect Charles I. Cogut Management For Voted - For 2 Elect Lisa A. Davis Management For Voted - For 3 Elect Seifollah Ghasemi Management For Voted - For 4 Elect David H. Y. Ho Management For Voted - For 5 Elect Edward L. Monser Management For Voted - For 6 Elect Matthew H. Paull Management For Voted - For 7 Elect Wayne T. Smith Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For AKAMAI TECHNOLOGIES, INC. Security ID: 00971T101 Ticker: AKAM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Marianne C. Brown Management For Voted - For 3 Elect Monte E. Ford Management For Voted - For 4 Elect Daniel R. Hesse Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect F. Thomson Leighton Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Madhu Ranganathan Management For Voted - For 9 Elect Bernardus Verwaayen Management For Voted - For 10 Elect William R. Wagner Management For Voted - For 11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For ALASKA AIR GROUP, INC. Security ID: 011659109 Ticker: ALK Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Patricia M. Bedient Management For Voted - For 2 Elect James A. Beer Management For Voted - For 3 Elect Raymond L. Conner Management For Voted - For 4 Elect Daniel K. Elwell Management For Voted - For 5 Elect Dhiren R. Fonseca Management For Voted - For 6 Elect Kathleen T. Hogan Management For Voted - For 7 Elect Jessie J. Knight, Jr. Management For Voted - For 8 Elect Susan J. Li Management For Voted - For 9 Elect Adrienne R. Lofton Management For Voted - For 2238 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Benito Minicucci Management For Voted - For 11 Elect Helvi K. Sandvik Management For Voted - For 12 Elect J. Kenneth Thompson Management For Voted - For 13 Elect Eric K. Yeaman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Amendment to the Employee Stock Purchase Plan Management For Voted - For 17 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For ALBEMARLE CORPORATION Security ID: 012653101 Ticker: ALB Meeting Date: 03-May-22 Meeting Type: Annual 1 Advisory Vote on Executive Compensation Management For Voted - For 2 Elect Mary Lauren Brlas Management For Voted - For 3 Elect Ralf H. Cramer Management For Voted - For 4 Elect J. Kent Masters, Jr. Management For Voted - For 5 Elect Glenda J. Minor Management For Voted - For 6 Elect James J. O'Brien Management For Voted - For 7 Elect Diarmuid B. O'Connell Management For Voted - For 8 Elect Dean L. Seavers Management For Voted - For 9 Elect Gerald A. Steiner Management For Voted - For 10 Elect Holly A. Van Deursen Management For Voted - For 11 Elect Alejandro D. Wolff Management For Voted - For 12 Ratification of Auditor Management For Voted - For ALEXANDRIA REAL ESTATE EQUITIES, INC. Security ID: 015271109 Ticker: ARE Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Joel S. Marcus Management For Voted - For 2 Elect Steven R. Hash Management For Voted - For 3 Elect James P. Cain Management For Voted - For 4 Elect Cynthia L. Feldmann Management For Voted - For 5 Elect Maria C. Freire Management For Voted - For 6 Elect Jennifer Friel Goldstein Management For Voted - For 7 Elect Richard H. Klein Management For Voted - For 8 Elect Michael A. Woronoff Management For Voted - For 9 Amendment to the 1997 Stock Award and Incentive Plan Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Increase in Authorized Common Stock Management For Voted - For 12 Ratification of Auditor Management For Voted - For 2239 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ALIGN TECHNOLOGY, INC. Security ID: 016255101 Ticker: ALGN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kevin J. Dallas Management For Voted - For 2 Elect Joseph M. Hogan Management For Voted - For 3 Elect Joseph Lacob Management For Voted - For 4 Elect C. Raymond Larkin, Jr. Management For Voted - For 5 Elect George J. Morrow Management For Voted - For 6 Elect Anne M. Myong Management For Voted - For 7 Elect Andrea L. Saia Management For Voted - For 8 Elect Greg J. Santora Management For Voted - For 9 Elect Susan E. Siegel Management For Voted - For 10 Elect Warren S. Thaler Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For ALLEGION PLC Security ID: G0176J109 Ticker: ALLE Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Kirk S. Hachigian Management For Voted - For 2 Elect Steven C. Mizell Management For Voted - For 3 Elect Nicole Parent Haughey Management For Voted - For 4 Elect Lauren B. Peters Management For Voted - For 5 Elect David D. Petratis Management For Voted - For 6 Elect Dean I. Schaffer Management For Voted - For 7 Elect Dev Vardhan Management For Voted - For 8 Elect Martin E. Welch III Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For ALLIANT ENERGY CORPORATION Security ID: 018802108 Ticker: LNT Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect N. Joy Falotico Management For Voted - For 2 Elect John O. Larsen Management For Voted - For 3 Elect Thomas F. O'Toole Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 2240 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - Against 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For 2241 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ALTRIA GROUP, INC. Security ID: 02209S103 Ticker: MO Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Ian L.T. Clarke Management For Voted - For 2 Elect Marjorie M. Connelly Management For Voted - For 3 Elect R. Matt Davis Management For Voted - For 4 Elect William F. Gifford Management For Voted - For 5 Elect Debra J. Kelly-Ennis Management For Voted - For 6 Elect W. Leo Kiely III Management For Voted - For 7 Elect Kathryn B. McQuade Management For Voted - For 8 Elect George Munoz Management For Voted - For 9 Elect Nabil Y. Sakkab Management For Voted - For 10 Elect Virginia E. Shanks Management For Voted - For 11 Elect Ellen R. Strahlman Management For Voted - For 12 Elect M. Max Yzaguirre Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - Against 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - Against 2242 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - Abstain 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For AMCOR PLC Security ID: G0250X107 Ticker: AMCR Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Graeme R. Liebelt Management For Voted - For 2 Elect Armin Meyer Management For Voted - For 3 Elect Ronald S. Delia Management For Voted - For 4 Elect Achal Agarwal Management For Voted - For 5 Elect Andrea E. Bertone Management For Voted - For 6 Elect Susan K. Carter Management For Voted - For 7 Elect Karen J. Guerra Management For Voted - For 8 Elect Nicholas T. Long Management For Voted - For 9 Elect Arun Nayar Management For Voted - For 10 Elect Jeremy L. Sutcliffe Management For Voted - For 11 Elect David T. Szczupak Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For AMEREN CORPORATION Security ID: 023608102 Ticker: AEE Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Cynthia J. Brinkley Management For Voted - For 3 Elect Catherine S. Brune Management For Voted - For 4 Elect J. Edward Coleman Management For Voted - For 5 Elect Ward H. Dickson Management For Voted - For 2243 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Noelle K. Eder Management For Voted - For 7 Elect Ellen M. Fitzsimmons Management For Voted - For 8 Elect Rafael Flores Management For Voted - For 9 Elect Richard J. Harshman Management For Voted - For 10 Elect Craig S. Ivey Management For Voted - For 11 Elect James C. Johnson Management For Voted - For 12 Elect Martin J. Lyons, Jr. Management For Voted - For 13 Elect Steven H. Lipstein Management For Voted - For 14 Elect Leo S. Mackay, Jr. Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Omnibus Incentive Compensation Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For AMERICAN AIRLINES GROUP INC. Security ID: 02376R102 Ticker: AAL Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect James F. Albaugh Management For Voted - For 2 Elect Jeffrey D. Benjamin Management For Voted - For 3 Elect Adriane M. Brown Management For Voted - For 4 Elect John T. Cahill Management For Voted - For 5 Elect Michael J. Embler Management For Voted - For 6 Elect Matthew J. Hart Management For Voted - For 7 Elect Robert D. Isom, Jr. Management For Voted - For 8 Elect Susan D. Kronick Management For Voted - For 9 Elect Martin H. Nesbitt Management For Voted - For 10 Elect Denise M. O'Leary Management For Voted - For 11 Elect W. Douglas Parker Management For Voted - For 12 Elect Ray M. Robinson Management For Voted - For 13 Elect Gregory D. Smith Management For Voted - For 14 Elect Douglas M. Steenland Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Elimination of Supermajority Requirement to Amend Bylaws Management For Voted - For 18 Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate Management For Voted - For 19 Approval of the Tax Benefit Preservation Plan Management For Voted - For 20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against AMERICAN ELECTRIC POWER COMPANY, INC. Security ID: 025537101 Ticker: AEP Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - For 2 Elect David J. Anderson Management For Voted - For 2244 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect J. Barnie Beasley, Jr. Management For Voted - For 4 Elect Benjamin G.S. Fowke III Management For Voted - For 5 Elect Art A. Garcia Management For Voted - For 6 Elect Linda A. Goodspeed Management For Voted - For 7 Elect Sandra Beach Lin Management For Voted - For 8 Elect Margaret M. McCarthy Management For Voted - For 9 Elect Oliver G. Richard, III Management For Voted - For 10 Elect Daryl Roberts Management For Voted - For 11 Elect Sara Martinez Tucker Management For Voted - For 12 Elect Lewis Von Thaer Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authorization of Preferred Stock Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For AMERICAN EXPRESS COMPANY Security ID: 025816109 Ticker: AXP Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against 2 Elect Charlene Barshefsky Management For Voted - For 3 Elect John J. Brennan Management For Voted - For 4 Elect Peter Chernin Management For Voted - For 5 Elect Ralph de la Vega Management For Voted - For 6 Elect Michael O. Leavitt Management For Voted - For 7 Elect Theodore J. Leonsis Management For Voted - For 8 Elect Karen L. Parkhill Management For Voted - For 9 Elect Charles E. Phillips, Jr. Management For Voted - For 10 Elect Lynn A. Pike Management For Voted - For 11 Elect Stephen J. Squeri Management For Voted - For 12 Elect Daniel L. Vasella Management For Voted - For 13 Elect Lisa W. Wardell Management For Voted - For 14 Elect Christopher D. Young Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For AMERICAN INTERNATIONAL GROUP, INC. Security ID: 026874784 Ticker: AIG Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect James Cole, Jr. Management For Voted - For 2 Elect W. Don Cornwell Management For Voted - For 3 Elect William G. Jurgensen Management For Voted - For 4 Elect Linda A. Mills Management For Voted - For 5 Elect Thomas F. Motamed Management For Voted - For 6 Elect Peter R. Porrino Management For Voted - For 7 Elect John G. Rice Management For Voted - For 2245 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Douglas M. Steenland Management For Voted - For 9 Elect Therese M. Vaughan Management For Voted - For 10 Elect Peter S. Zaffino Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AMERICAN TOWER CORPORATION Security ID: 03027X100 Ticker: AMT Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Thomas A. Bartlett Management For Voted - For 2 Elect Kelly C. Chambliss Management For Voted - For 3 Elect Teresa H. Clarke Management For Voted - For 4 Elect Raymond P. Dolan Management For Voted - For 5 Elect Kenneth R. Frank Management For Voted - For 6 Elect Robert D. Hormats Management For Voted - For 7 Elect Grace D. Lieblein Management For Voted - For 8 Elect Craig Macnab Management For Voted - For 9 Elect JoAnn A. Reed Management For Voted - For 10 Elect Pamela D.A. Reeve Management For Voted - For 11 Elect David E. Sharbutt Management For Voted - For 12 Elect Bruce L. Tanner Management For Voted - For 13 Elect Samme L. Thompson Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For AMERICAN WATER WORKS COMPANY, INC. Security ID: 030420103 Ticker: AWK Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jeffrey N. Edwards Management For Voted - For 2 Elect Martha Clark Goss Management For Voted - For 3 Elect M. Susan Hardwick Management For Voted - For 4 Elect Kimberly J. Harris Management For Voted - For 5 Elect Julia L. Johnson Management For Voted - For 6 Elect Patricia L. Kampling Management For Voted - For 7 Elect Karl F. Kurz Management For Voted - For 8 Elect George MacKenzie Management For Voted - For 9 Elect James G. Stavridis Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Abstain 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 2246 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted AMERIPRISE FINANCIAL, INC. Security ID: 03076C106 Ticker: AMP Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect James M. Cracchiolo Management For Voted - For 2 Elect Dianne Neal Blixt Management For Voted - For 3 Elect Amy DiGeso Management For Voted - For 4 Elect Lon R. Greenberg Management For Voted - For 5 Elect Robert F. Sharpe, Jr. Management For Voted - For 6 Elect Brian T. Shea Management For Voted - For 7 Elect W. Edward Walter Management For Voted - For 8 Elect Christopher J. Williams Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For AMERISOURCEBERGEN CORPORATION Security ID: 03073E105 Ticker: ABC Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Ornella Barra Management For Voted - For 2 Elect Steven H. Collis Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Richard W. Gochnauer Management For Voted - For 5 Elect Lon R. Greenberg Management For Voted - For 6 Elect Jane E. Henney Management For Voted - For 7 Elect Kathleen Hyle Management For Voted - For 8 Elect Michael J. Long Management For Voted - For 9 Elect Henry W. McGee Management For Voted - For 10 Elect Dennis M. Nally Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 14 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AMETEK, INC. Security ID: 031100100 Ticker: AME Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Steven W. Kohlhagen Management For Voted - For 2 Elect Dean L. Seavers Management For Voted - For 3 Elect David A. Zapico Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 2247 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted AMGEN INC. Security ID: 031162100 Ticker: AMGN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect Robert A. Bradway Management For Voted - For 3 Elect Brian J. Druker Management For Voted - For 4 Elect Robert A. Eckert Management For Voted - For 5 Elect Greg C. Garland Management For Voted - For 6 Elect Charles M. Holley, Jr. Management For Voted - For 7 Elect S. Omar Ishrak Management For Voted - For 8 Elect Tyler Jacks Management For Voted - For 9 Elect Ellen J. Kullman Management For Voted - For 10 Elect Amy Miles Management For Voted - For 11 Elect Ronald D. Sugar Management For Voted - For 12 Elect R. Sanders Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For AMPHENOL CORPORATION Security ID: 032095101 Ticker: APH Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Nancy A. Altobello Management For Voted - For 2 Elect Stanley L. Clark Management For Voted - For 3 Elect David P. Falck Management For Voted - Against 4 Elect Edward G. Jepsen Management For Voted - For 5 Elect Rita S. Lane Management For Voted - For 6 Elect Robert A. Livingston Management For Voted - For 7 Elect Martin H. Loeffler Management For Voted - For 8 Elect R. Adam Norwitt Management For Voted - For 9 Elect Anne C. Wolff Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ANALOG DEVICES, INC. Security ID: 032654105 Ticker: ADI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Ray Stata Management For Voted - For 2 Elect Vincent Roche Management For Voted - For 3 Elect James A. Champy Management For Voted - For 4 Elect Anantha P. Chandrakasan Management For Voted - Against 5 Elect Tunc Doluca Management For Voted - For 2248 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Bruce R. Evans Management For Voted - For 7 Elect Edward H. Frank Management For Voted - For 8 Elect Laurie H. Glimcher Management For Voted - For 9 Elect Karen M. Golz Management For Voted - For 10 Elect Mercedes Johnson Management For Voted - For 11 Elect Kenton J. Sicchitano Management For Voted - For 12 Elect Susie Wee Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For ANSYS, INC. Security ID: 03662Q105 Ticker: ANSS Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Anil Chakravarthy Management For Voted - For 2 Elect Barbara V. Scherer Management For Voted - For 3 Elect Ravi K. Vijayaraghavan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Elimination of Supermajority Requirement to Remove a Director Management For Voted - For 7 Elimination of Supermajority Requirement to Amend or Repeal the By-Laws Management For Voted - For 8 Elimination of Supermajority Requirement to Approve Amendments to or Repeal Certain Provisions of the Charter Management For Voted - For 9 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 10 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For ANTHEM, INC. Security ID: 036752103 Ticker: ANTM Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Susan D. DeVore Management For Voted - For 2 Elect Bahija Jallal Management For Voted - For 3 Elect Ryan M. Schneider Management For Voted - For 4 Elect Elizabeth E. Tallett Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Company Name Change Management For Voted - For 8 Shareholder Proposal Regarding Prohibiting Political Contributions Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Racial Impact Audit Shareholder Against Voted - For 2249 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted AON PLC Security ID: G0408V102 Ticker: AON Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Lester B. Knight Management For Voted - For 2 Elect Gregory C. Case Management For Voted - For 3 Elect Jin-Yong Cai Management For Voted - For 4 Elect Jeffrey C. Campbell Management For Voted - For 5 Elect Fulvio Conti Management For Voted - For 6 Elect Cheryl A. Francis Management For Voted - For 7 Elect J. Michael Losh Management For Voted - For 8 Elect Richard C. Notebaert Management For Voted - For 9 Elect Gloria Santona Management For Voted - For 10 Elect Byron O. Spruell Management For Voted - For 11 Elect Carolyn Y. Woo Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Appointment of Statutory Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For APA CORPORATION Security ID: 03743Q108 Ticker: APA Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Annell R. Bay Management For Voted - For 2 Elect John J. Christmann IV Management For Voted - For 3 Elect Juliet S. Ellis Management For Voted - For 4 Elect Charles W. Hooper Management For Voted - For 5 Elect Chansoo Joung Management For Voted - For 6 Elect John E. Lowe Management For Voted - For 7 Elect H. Lamar McKay Management For Voted - For 8 Elect Amy H. Nelson Management For Voted - For 9 Elect Daniel W. Rabun Management For Voted - For 10 Elect Peter A. Ragauss Management For Voted - For 11 Elect David L. Stover Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 2250 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Alex Gorsky Management For Voted - For 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For APPLIED MATERIALS, INC. Security ID: 038222105 Ticker: AMAT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Rani Borkar Management For Voted - For 2 Elect Judy Bruner Management For Voted - For 3 Elect Xun Chen Management For Voted - For 4 Elect Aart J. de Geus Management For Voted - For 5 Elect Gary E. Dickerson Management For Voted - For 6 Elect Thomas J. Iannotti Management For Voted - For 7 Elect Alexander A. Karsner Management For Voted - For 8 Elect Adrianna C. Ma Management For Voted - For 9 Elect Yvonne McGill Management For Voted - For 10 Elect Scott A. McGregor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 14 Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder Against Voted - Against APTIV PLC Security ID: G6095L109 Ticker: APTV Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Kevin P. Clark Management For Voted - For 2 Elect Richard L. Clemmer Management For Voted - For 3 Elect Nancy E. Cooper Management For Voted - For 2251 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Joseph L. Hooley Management For Voted - For 5 Elect Merit E. Janow Management For Voted - For 6 Elect Sean O. Mahoney Management For Voted - For 7 Elect Paul M. Meister Management For Voted - For 8 Elect Robert K. Ortberg Management For Voted - For 9 Elect Colin J. Parris Management For Voted - For 10 Elect Ana G. Pinczuk Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For ARCHER-DANIELS-MIDLAND COMPANY Security ID: 039483102 Ticker: ADM Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Michael S. Burke Management For Voted - For 2 Elect Theodore Colbert Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Suzan F. Harrison Management For Voted - For 6 Elect Juan R. Luciano Management For Voted - For 7 Elect Patrick J. Moore Management For Voted - For 8 Elect Francisco Sanchez Management For Voted - For 9 Elect Debra A. Sandler Management For Voted - For 10 Elect Lei Z. Schlitz Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Pesticide Reporting Shareholder Against Voted - Against ARISTA NETWORKS, INC. Security ID: 040413106 Ticker: ANET Meeting Date: 31-May-22 Meeting Type: Annual 1.1 Elect Charles H. Giancarlo Management For Voted - Withheld 1.2 Elect Daniel Scheinman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For ARTHUR J. GALLAGHER & CO. Security ID: 363576109 Ticker: AJG Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2252 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect William L. Bax Management For Voted - For 3 Elect Teresa H. Clarke Management For Voted - For 4 Elect D. John Coldman Management For Voted - For 5 Elect J. Patrick Gallagher, Jr. Management For Voted - For 6 Elect David S. Johnson Management For Voted - For 7 Elect Kay W. McCurdy Management For Voted - For 8 Elect Christopher C. Miskel Management For Voted - For 9 Elect Ralph J. Nicoletti Management For Voted - For 10 Elect Norman L. Rosenthal Management For Voted - For 11 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For ASSURANT, INC. Security ID: 04621X108 Ticker: AIZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Elaine D. Rosen Management For Voted - For 2 Elect Paget L. Alves Management For Voted - For 3 Elect J. Braxton Carter Management For Voted - For 4 Elect Juan N. Cento Management For Voted - For 5 Elect Keith W. Demmings Management For Voted - For 6 Elect Harriet Edelman Management For Voted - For 7 Elect Lawrence V. Jackson Management For Voted - For 8 Elect Jean-Paul L. Montupet Management For Voted - For 9 Elect Debra J. Perry Management For Voted - For 10 Elect Ognjen Redzic Management For Voted - For 11 Elect Paul J. Reilly Management For Voted - For 12 Elect Robert W. Stein Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For AT&T INC. Security ID: 00206R102 Ticker: T Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - Abstain 2 Elect Scott T. Ford Management For Voted - For 3 Elect Glenn H. Hutchins Management For Voted - For 4 Elect William E. Kennard Management For Voted - For 5 Elect Debra L. Lee Management For Voted - Abstain 6 Elect Stephen J. Luczo Management For Voted - For 7 Elect Michael B. McCallister Management For Voted - For 8 Elect Beth E. Mooney Management For Voted - For 9 Elect Matthew K. Rose Management For Voted - For 10 Elect John T. Stankey Management For Voted - For 11 Elect Cindy B. Taylor Management For Voted - For 2253 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Luis A. Ubinas Management For Voted - For 13 Elect Geoffrey Y. Yang Management For Voted - Abstain 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Pay Ratio Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against ATMOS ENERGY CORPORATION Security ID: 049560105 Ticker: ATO Meeting Date: 09-Feb-22 Meeting Type: Annual 1 Elect J. Kevin Akers Management For Voted - For 2 Elect Kim R. Cocklin Management For Voted - For 3 Elect Kelly H. Compton Management For Voted - For 4 Elect Sean Donohue Management For Voted - For 5 Elect Rafael G. Garza Management For Voted - For 6 Elect Richard K. Gordon Management For Voted - For 7 Elect Nancy K. Quinn Management For Voted - For 8 Elect Richard A. Sampson Management For Voted - For 9 Elect Diana J. Walters Management For Voted - For 10 Elect Frank Yoho Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year AUTODESK, INC. Security ID: 052769106 Ticker: ADSK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Andrew Anagnost Management For Voted - For 2 Elect Karen Blasing Management For Voted - For 3 Elect Reid French Management For Voted - For 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Blake J. Irving Management For Voted - For 6 Elect Mary T. McDowell Management For Voted - For 7 Elect Stephen D. Milligan Management For Voted - For 8 Elect Lorrie M. Norrington Management For Voted - For 9 Elect Elizabeth S. Rafael Management For Voted - For 10 Elect Stacy J. Smith Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For 2254 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted AUTOMATIC DATA PROCESSING, INC. Security ID: 053015103 Ticker: ADP Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Peter Bisson Management For Voted - For 2 Elect Richard T. Clark Management For Voted - For 3 Elect Linnie M. Haynesworth Management For Voted - For 4 Elect John P. Jones Management For Voted - For 5 Elect Francine S. Katsoudas Management For Voted - For 6 Elect Nazzic S. Keene Management For Voted - For 7 Elect Thomas J. Lynch Management For Voted - For 8 Elect Scott F. Powers Management For Voted - For 9 Elect William J. Ready Management For Voted - For 10 Elect Carlos A. Rodriguez Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Voted - Against AUTOZONE, INC. Security ID: 053332102 Ticker: AZO Meeting Date: 15-Dec-21 Meeting Type: Annual 1 Elect Douglas H. Brooks Management For Voted - For 2 Elect Linda A. Goodspeed Management For Voted - For 3 Elect Earl G. Graves, Jr. Management For Voted - For 4 Elect Enderson Guimaraes Management For Voted - For 5 Elect D. Bryan Jordan Management For Voted - For 6 Elect Gale V. King Management For Voted - For 7 Elect George R. Mrkonic, Jr. Management For Voted - For 8 Elect William C. Rhodes, III Management For Voted - For 9 Elect Jill Ann Soltau Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For AVALONBAY COMMUNITIES, INC. Security ID: 053484101 Ticker: AVB Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Glyn F. Aeppel Management For Voted - For 2 Elect Terry S. Brown Management For Voted - For 3 Elect Alan B. Buckelew Management For Voted - For 4 Elect Ronald L. Havner, Jr. Management For Voted - For 2255 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Stephen P. Hills Management For Voted - For 6 Elect Christopher B. Howard Management For Voted - For 7 Elect Richard J. Lieb Management For Voted - For 8 Elect Nnenna Lynch Management For Voted - For 9 Elect Timothy J. Naughton Management For Voted - For 10 Elect Benjamin W. Schall Management For Voted - For 11 Elect Susan Swanezy Management For Voted - For 12 Elect W. Edward Walter Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For AVERY DENNISON CORPORATION Security ID: 053611109 Ticker: AVY Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bradley A. Alford Management For Voted - For 2 Elect Anthony K. Anderson Management For Voted - For 3 Elect Mitchell R. Butier Management For Voted - For 4 Elect Ken C. Hicks Management For Voted - For 5 Elect Andres A. Lopez Management For Voted - For 6 Elect Patrick T. Siewert Management For Voted - For 7 Elect Julia A. Stewart Management For Voted - For 8 Elect Martha N. Sullivan Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For BAKER HUGHES COMPANY Security ID: 05722G100 Ticker: BKR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect W. Geoffrey Beattie Management For Voted - For 2 Elect Gregory D. Brenneman Management For Voted - For 3 Elect Cynthia B. Carroll Management For Voted - For 4 Elect Nelda J. Connors Management For Voted - For 5 Elect Michael R. Dumais Management For Voted - For 6 Elect Gregory L. Ebel Management For Voted - For 7 Elect Lynn L. Elsenhans Management For Voted - For 8 Elect John G. Rice Management For Voted - For 9 Elect Lorenzo Simonelli Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 2256 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted BALL CORPORATION Security ID: 058498106 Ticker: BLL Meeting Date: 27-Apr-22 Meeting Type: Annual 1.1 Elect Dune E. Ives Management For Voted - For 1.2 Elect Georgia R. Nelson Management For Voted - For 1.3 Elect Cynthia A. Niekamp Management For Voted - For 1.4 Elect Todd A. Penegor Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Repeal of Classified Board Management For Voted - For 5 Permit Shareholders to Amend the Bylaws Management For Voted - For BANK OF AMERICA CORPORATION Security ID: 060505583 Ticker: BAC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Sharon L. Allen Management For Voted - For 2 Elect Frank P. Bramble, Sr. Management For Voted - For 3 Elect Pierre J. P. de Weck Management For Voted - For 4 Elect Arnold W. Donald Management For Voted - For 5 Elect Linda P. Hudson Management For Voted - For 6 Elect Monica C. Lozano Management For Voted - For 7 Elect Brian T. Moynihan Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Clayton S. Rose Management For Voted - For 11 Elect Michael D. White Management For Voted - For 12 Elect Thomas D. Woods Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Elect Maria T. Zuber Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Ratification of Exclusive Forum Provision Management For Voted - Against 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against BATH & BODY WORKS, INC. Security ID: 070830104 Ticker: BBWI Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patricia S. Bellinger Management For Voted - For 2 Elect Alessandro Bogliolo Management For Voted - For 2257 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Francis A. Hondal Management For Voted - For 4 Elect Danielle M. Lee Management For Voted - For 5 Elect Michael G. Morris Management For Voted - For 6 Elect Sarah E. Nash Management For Voted - For 7 Elect Juan Rajlin Management For Voted - For 8 Elect Stephen D. Steinour Management For Voted - For 9 Elect J.K. Symancyk Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the Associate Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For BAXTER INTERNATIONAL INC. Security ID: 071813109 Ticker: BAX Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Jose E. Almeida Management For Voted - For 2 Elect Thomas F. Chen Management For Voted - For 3 Elect Peter S. Hellman Management For Voted - For 4 Elect Michael F. Mahoney Management For Voted - For 5 Elect Patricia Morrison Management For Voted - For 6 Elect Stephen N. Oesterle Management For Voted - For 7 Elect Nancy M. Schlichting Management For Voted - For 8 Elect Catherine R. Smith Management For Voted - For 9 Elect Albert P.L. Stroucken Management For Voted - For 10 Elect Amy M. Wendell Management For Voted - For 11 Elect David S. Wilkes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Permit Shareholders to Act by Written Consent Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against BECTON, DICKINSON AND COMPANY Security ID: 075887109 Ticker: BDX Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Catherine M. Burzik Management For Voted - For 2 Elect Carrie L. Byington Management For Voted - For 3 Elect R. Andrew Eckert Management For Voted - For 4 Elect Claire M. Fraser Management For Voted - For 5 Elect Jeffrey W. Henderson Management For Voted - For 6 Elect Christopher Jones Management For Voted - For 2258 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Marshall O. Larsen Management For Voted - For 8 Elect David F. Melcher Management For Voted - For 9 Elect Thomas E. Polen Management For Voted - For 10 Elect Claire Pomeroy Management For Voted - For 11 Elect Timothy M. Ring Management For Voted - For 12 Elect Bertram L. Scott Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - For BERKSHIRE HATHAWAY INC. Security ID: 084670702 Ticker: BRKA Meeting Date: 30-Apr-22 Meeting Type: Annual 1.1 Elect Warren E. Buffett Management For Voted - For 1.2 Elect Charles T. Munger Management For Voted - For 1.3 Elect Gregory E. Abel Management For Voted - For 1.4 Elect Howard G. Buffett Management For Voted - For 1.5 Elect Susan A. Buffett Management For Voted - For 1.6 Elect Stephen B. Burke Management For Voted - For 1.7 Elect Kenneth I. Chenault Management For Voted - For 1.8 Elect Christopher C. Davis Management For Voted - For 1.9 Elect Susan L. Decker Management For Voted - Withheld 1.10 Elect David S. Gottesman Management For Voted - For 1.11 Elect Charlotte Guyman Management For Voted - Withheld 1.12 Elect Ajit Jain Management For Voted - For 1.13 Elect Ronald L. Olson Management For Voted - For 1.14 Elect Wallace R. Weitz Management For Voted - For 1.15 Elect Meryl B. Witmer Management For Voted - For 2 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 3 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 4 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 5 Shareholder Proposal Regarding Diversity and Inclusion Reports Shareholder Against Voted - For BEST BUY CO., INC. Security ID: 086516101 Ticker: BBY Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Corie S. Barry Management For Voted - For 2 Elect Lisa M. Caputo Management For Voted - For 3 Elect J. Patrick Doyle Management For Voted - For 4 Elect David W. Kenny Management For Voted - For 5 Elect Mario J. Marte Management For Voted - For 6 Elect Karen A. McLoughlin Management For Voted - For 2259 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Thomas L. Millner Management For Voted - For 8 Elect Claudia Fan Munce Management For Voted - For 9 Elect Richelle P. Parham Management For Voted - For 10 Elect Steven E. Rendle Management For Voted - For 11 Elect Eugene A. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BIOGEN INC. Security ID: 09062X103 Ticker: BIIB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Alexander J. Denner Management For Voted - For 2 Elect Caroline D. Dorsa Management For Voted - For 3 Elect Maria C. Freire Management For Voted - For 4 Elect William A. Hawkins Management For Voted - For 5 Elect William D. Jones Management For Voted - For 6 Elect Jesus B. Mantas Management For Voted - For 7 Elect Richard C. Mulligan Management For Voted - Against 8 Elect Stelios Papadopoulos Management For Voted - For 9 Elect Eric K. Rowinsky Management For Voted - For 10 Elect Stephen A. Sherwin Management For Voted - For 11 Elect Michel Vounatsos Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BIO-RAD LABORATORIES, INC. Security ID: 090572207 Ticker: BIO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Melinda Litherland Management For Voted - Against 2 Elect Arnold A. Pinkston Management For Voted - Against 3 Ratification of Auditor Management For Voted - For BIO-TECHNE CORPORATION Security ID: 09073M104 Ticker: TECH Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Board Size Management For Voted - For 2 Elect Robert V. Baumgartner Management For Voted - For 3 Elect Julie L. Bushman Management For Voted - For 4 Elect John L. Higgins Management For Voted - For 5 Elect Joseph D. Keegan Management For Voted - For 6 Elect Charles R. Kummeth Management For Voted - For 7 Elect Roeland Nusse Management For Voted - For 8 Elect Alpna H. Seth Management For Voted - For 2260 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Randolph C. Steer Management For Voted - For 10 Elect Rupert Vessey Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For BLACKROCK, INC. Security ID: 09247X101 Ticker: BLK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Bader M. Alsaad Management For Voted - For 2 Elect Pamela Daley Management For Voted - For 3 Elect Laurence D. Fink Management For Voted - For 4 Elect Beth E. Ford Management For Voted - For 5 Elect William E. Ford Management For Voted - For 6 Elect Fabrizio Freda Management For Voted - For 7 Elect Murry S. Gerber Management For Voted - For 8 Elect Margaret L. Johnson Management For Voted - For 9 Elect Robert S. Kapito Management For Voted - For 10 Elect Cheryl D. Mills Management For Voted - For 11 Elect Gordon M. Nixon Management For Voted - For 12 Elect Kristin C. Peck Management For Voted - For 13 Elect Charles H. Robbins Management For Voted - For 14 Elect Marco Antonio Slim Domit Management For Voted - For 15 Elect Hans E. Vestberg Management For Voted - For 16 Elect Susan L. Wagner Management For Voted - For 17 Elect Mark Wilson Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - For 20 Shareholder Proposal Regarding Adopting Asset Management Practices Shareholder Against Voted - Against BOOKING HOLDINGS INC. Security ID: 09857L108 Ticker: BKNG Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Timothy M. Armstrong Management For Voted - For 1.2 Elect Glenn D. Fogel Management For Voted - For 1.3 Elect Mirian M. Graddick-Weir Management For Voted - For 1.4 Elect Wei Hopeman Management For Voted - For 1.5 Elect Robert J. Mylod Jr. Management For Voted - For 1.6 Elect Charles H. Noski Management For Voted - For 1.7 Elect Nicholas J. Read Management For Voted - For 1.8 Elect Thomas E. Rothman Management For Voted - For 1.9 Elect Sumit Singh Management For Voted - For 1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 1.11 Elect Vanessa A. Wittman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 2261 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance Shareholder Against Voted - Against BORGWARNER INC. Security ID: 099724106 Ticker: BWA Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Sara A. Greenstein Management For Voted - For 2 Elect David S. Haffner Management For Voted - For 3 Elect Michael S. Hanley Management For Voted - For 4 Elect Frederic B. Lissalde Management For Voted - For 5 Elect Paul A. Mascarenas Management For Voted - For 6 Elect Shaun E. McAlmont Management For Voted - For 7 Elect Deborah D. McWhinney Management For Voted - For 8 Elect Alexis P. Michas Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Allow 10% of Shares to Request a Record Date to Initiate Shareholder Written Consent Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - For BOSTON PROPERTIES, INC. Security ID: 101121101 Ticker: BXP Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Joel I. Klein Management For Voted - For 2 Elect Kelly A. Ayotte Management For Voted - For 3 Elect Bruce W. Duncan Management For Voted - For 4 Elect Carol B. Einiger Management For Voted - For 5 Elect Diane J. Hoskins Management For Voted - For 6 Elect Mary E. Kipp Management For Voted - For 7 Elect Douglas T. Linde Management For Voted - For 8 Elect Matthew J. Lustig Management For Voted - For 9 Elect Owen D. Thomas Management For Voted - For 10 Elect David A. Twardock Management For Voted - For 11 Elect William H. Walton, III Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the Non-Employee Director Compensation Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For 2262 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted BOSTON SCIENTIFIC CORPORATION Security ID: 101137107 Ticker: BSX Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Nelda J. Connors Management For Voted - For 2 Elect Charles J. Dockendorff Management For Voted - For 3 Elect Yoshiaki Fujimori Management For Voted - For 4 Elect Donna A. James Management For Voted - For 5 Elect Edward J. Ludwig Management For Voted - For 6 Elect Michael F. Mahoney Management For Voted - For 7 Elect David J. Roux Management For Voted - For 8 Elect John E. Sununu Management For Voted - For 9 Elect David S. Wichmann Management For Voted - For 10 Elect Ellen M. Zane Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2006 Employee Stock Purchase Plan Management For Voted - For BRISTOL-MYERS SQUIBB COMPANY Security ID: 110122108 Ticker: BMY Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Peter J. Arduini Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Julia A. Haller Management For Voted - For 4 Elect Manuel Hidalgo Medina Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Derica W. Rice Management For Voted - For 7 Elect Theodore R. Samuels, II Management For Voted - For 8 Elect Gerald Storch Management For Voted - For 9 Elect Karen H. Vousden Management For Voted - For 10 Elect Phyllis R. Yale Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For BROADCOM INC. Security ID: 11135F101 Ticker: AVGO Meeting Date: 04-Apr-22 Meeting Type: Annual 1 Elect Diane M. Bryant Management For Voted - For 2 Elect Gayla J. Delly Management For Voted - For 3 Elect Raul J. Fernandez Management For Voted - For 4 Elect Eddy W. Hartenstein Management For Voted - For 2263 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Check Kian Low Management For Voted - For 6 Elect Justine F. Page Management For Voted - For 7 Elect Dr. Henry S. Samueli Management For Voted - For 8 Elect Hock E. Tan Management For Voted - For 9 Elect Harry L. You Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against BROADRIDGE FINANCIAL SOLUTIONS, INC. Security ID: 11133T103 Ticker: BR Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Elect Leslie A. Brun Management For Voted - For 2 Elect Pamela L. Carter Management For Voted - For 3 Elect Richard J. Daly Management For Voted - For 4 Elect Robert N. Duelks Management For Voted - For 5 Elect Melvin L. Flowers Management For Voted - For 6 Elect Timothy C. Gokey Management For Voted - For 7 Elect Brett A. Keller Management For Voted - For 8 Elect Maura A. Markus Management For Voted - For 9 Elect Annette L. Nazareth Management For Voted - For 10 Elect Thomas J. Perna Management For Voted - For 11 Elect Amit K. Zavery Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For BROWN & BROWN, INC. Security ID: 115236101 Ticker: BRO Meeting Date: 04-May-22 Meeting Type: Annual 1.1 Elect J. Hyatt Brown Management For Voted - For 1.2 Elect Hugh M. Brown Management For Voted - For 1.3 Elect J. Powell Brown Management For Voted - For 1.4 Elect Lawrence L. Gellerstedt, III Management For Voted - For 1.5 Elect James C. Hays Management For Voted - For 1.6 Elect Theodore J. Hoepner Management For Voted - For 1.7 Elect James S. Hunt Management For Voted - For 1.8 Elect Toni Jennings Management For Voted - For 1.9 Elect Timothy R.M. Main Management For Voted - For 1.10 Elect H. Palmer Proctor, Jr. Management For Voted - For 1.11 Elect Wendell S. Reilly Management For Voted - For 1.12 Elect Chilton D. Varner Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 2264 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted C.H. ROBINSON WORLDWIDE, INC. Security ID: 12541W209 Ticker: CHRW Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Scott P. Anderson Management For Voted - For 2 Elect Robert C. Biesterfeld Jr. Management For Voted - For 3 Elect Kermit R. Crawford Management For Voted - For 4 Elect Timothy C. Gokey Management For Voted - Against 5 Elect Mark A. Goodburn Management For Voted - For 6 Elect Mary J. Steele Guilfoile Management For Voted - For 7 Elect Jodeen A. Kozlak Management For Voted - For 8 Elect Henry J. Maier Management For Voted - For 9 Elect James B. Stake Management For Voted - For 10 Elect Paula C. Tolliver Management For Voted - For 11 Elect Henry W. Winship Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the 2022 Equity Incentive Plan Management For Voted - For CABOT OIL & GAS CORPORATION Security ID: 127097103 Ticker: COG Meeting Date: 29-Sep-21 Meeting Type: Special 1 Stock Issuance for Merger with Cimarex Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For CADENCE DESIGN SYSTEMS, INC. Security ID: 127387108 Ticker: CDNS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - For 2 Elect Ita M. Brennan Management For Voted - For 3 Elect Lewis Chew Management For Voted - For 4 Elect Anirudh Devgan Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Julia Liuson Management For Voted - For 7 Elect James D. Plummer Management For Voted - For 8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - For 9 Elect John B. Shoven Management For Voted - For 10 Elect Young K. Sohn Management For Voted - For 11 Elect Lip-Bu Tan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 2265 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted CAESARS ENTERTAINMENT, INC. Security ID: 12769G100 Ticker: CZR Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Gary L. Carano Management For Voted - For 1.2 Elect Bonnie Biumi Management For Voted - For 1.3 Elect Jan Jones Blackhurst Management For Voted - For 1.4 Elect Frank J. Fahrenkopf, Jr. Management For Voted - For 1.5 Elect Don R. Kornstein Management For Voted - For 1.6 Elect Courtney R. Mather Management For Voted - For 1.7 Elect Sandra D. Morgan Management For Voted - For 1.8 Elect Michael E. Pegram Management For Voted - For 1.9 Elect Thomas R. Reeg Management For Voted - For 1.10 Elect David P. Tomick Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For CAMPBELL SOUP COMPANY Security ID: 134429109 Ticker: CPB Meeting Date: 01-Dec-21 Meeting Type: Annual 1 Elect Fabiola R. Arredondo Management For Voted - For 2 Elect Howard M. Averill Management For Voted - For 3 Elect John P. Bilbrey Management For Voted - For 4 Elect Mark A. Clouse Management For Voted - For 5 Elect Bennett Dorrance Management For Voted - For 6 Elect Maria Teresa Hilado Management For Voted - For 7 Elect Grant H. Hill Management For Voted - For 8 Elect Sarah Hofstetter Management For Voted - For 9 Elect Marc B. Lautenbach Management For Voted - For 10 Elect Mary Alice D. Malone Management For Voted - For 11 Elect Keith R. McLoughlin Management For Voted - For 12 Elect Kurt Schmidt Management For Voted - For 13 Elect Archbold D. van Beuren Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For 17 Shareholder Proposal Regarding Virtual Shareholder Meetings Shareholder Against Voted - For CAPITAL ONE FINANCIAL CORPORATION Security ID: 14040H105 Ticker: COF Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Richard D. Fairbank Management For Voted - For 2 Elect Ime Archibong Management For Voted - For 2266 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Christine R. Detrick Management For Voted - For 4 Elect Ann Fritz Hackett Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect Eli Leenaars Management For Voted - For 7 Elect Francois Locoh-Donou Management For Voted - For 8 Elect Peter E. Raskind Management For Voted - For 9 Elect Eileen Serra Management For Voted - For 10 Elect Mayo A. Shattuck III Management For Voted - For 11 Elect Bradford H. Warner Management For Voted - For 12 Elect Catherine G. West Management For Voted - For 13 Elect Craig Anthony Williams Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For CARDINAL HEALTH, INC. Security ID: 14149Y108 Ticker: CAH Meeting Date: 05-Nov-21 Meeting Type: Annual 1 Elect Carrie S. Cox Management For Voted - For 2 Elect Bruce L. Downey Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect David C. Evans Management For Voted - For 5 Elect Patricia Hemingway Hall Management For Voted - For 6 Elect Akhil Johri Management For Voted - For 7 Elect Michael C. Kaufmann Management For Voted - For 8 Elect Gregory B. Kenny Management For Voted - For 9 Elect Nancy Killefer Management For Voted - For 10 Elect Dean A. Scarborough Management For Voted - For 11 Elect John H. Weiland Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against CARMAX, INC. Security ID: 143130102 Ticker: KMX Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Elect Peter J. Bensen Management For Voted - For 2 Elect Ronald E. Blaylock Management For Voted - For 3 Elect Sona Chawla Management For Voted - For 4 Elect Thomas J. Folliard Management For Voted - For 5 Elect Shira D. Goodman Management For Voted - For 6 Elect David W. McCreight Management For Voted - Against 7 Elect William D. Nash Management For Voted - For 2267 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Mark F. O'Neil Management For Voted - For 9 Elect Pietro Satriano Management For Voted - For 10 Elect Marcella Shinder Management For Voted - For 11 Elect Mitchell D. Steenrod Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CARNIVAL CORPORATION & PLC Security ID: 143658300 Ticker: CCL Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Elect Micky Arison Management For Voted - For 2 Elect Jonathon Band Management For Voted - For 3 Elect Jason G. Cahilly Management For Voted - For 4 Elect Helen Deeble Management For Voted - For 5 Elect Arnold W. Donald Management For Voted - For 6 Elect Jeffrey J. Gearhart Management For Voted - For 7 Elect Richard J. Glasier Management For Voted - For 8 Elect Katie Lahey Management For Voted - For 9 Elect John Parker Management For Voted - For 10 Elect Stuart Subotnick Management For Voted - For 11 Elect Laura A. Weil Management For Voted - For 12 Elect Randall J. Weisenburger Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Remuneration Report Management For Voted - Against 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Receipt of Accounts and Reports Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For CARRIER GLOBAL CORPORATION Security ID: 14448C104 Ticker: CARR Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Jean-Pierre Garnier Management For Voted - For 2 Elect David L. Gitlin Management For Voted - For 3 Elect John J. Greisch Management For Voted - For 4 Elect Charles M. Holley, Jr. Management For Voted - For 5 Elect Michael M. McNamara Management For Voted - For 6 Elect Michael A. Todman Management For Voted - For 7 Elect Virginia M. Wilson Management For Voted - For 8 Elect Beth A. Wozniak Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 2268 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted CATALENT, INC. Security ID: 148806102 Ticker: CTLT Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Elect Madhavan Balachandran Management For Voted - For 2 Elect Michael J. Barber Management For Voted - For 3 Elect J. Martin Carroll Management For Voted - For 4 Elect John R. Chiminski Management For Voted - For 5 Elect Rolf A. Classon Management For Voted - For 6 Elect Rosemary A. Crane Management For Voted - For 7 Elect John J. Greisch Management For Voted - For 8 Elect Christa Kreuzburg Management For Voted - For 9 Elect Gregory T. Lucier Management For Voted - For 10 Elect Donald E. Morel, Jr. Management For Voted - For 11 Elect Jack L. Stahl Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Permit Shareholders to Call Special Meetings Management For Voted - For 16 Adoption of Federal Forum Selection Provision Management For Voted - Against 17 Elimination of Supermajority Requirement and Other Non-Substantive and Conforming Changes Management For Voted - For CATERPILLAR INC. Security ID: 149123101 Ticker: CAT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kelly A. Ayotte Management For Voted - For 2 Elect David L. Calhoun Management For Voted - For 3 Elect Daniel M. Dickinson Management For Voted - For 4 Elect Gerald Johnson Management For Voted - For 5 Elect David W. MacLennan Management For Voted - For 6 Elect Debra L. Reed-Klages Management For Voted - For 7 Elect Edward B. Rust, Jr. Management For Voted - For 8 Elect Susan C. Schwab Management For Voted - For 9 Elect D. James Umpleby III Management For Voted - For 10 Elect Rayford Wilkins Jr. Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Mitigation of Risks in Conflict-Affected and High-Risk Areas Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2269 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted CBOE GLOBAL MARKETS, INC. Security ID: 12503M108 Ticker: CBOE Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Edward T. Tilly Management For Voted - For 2 Elect Eugene S. Sunshine Management For Voted - For 3 Elect William M. Farrow III Management For Voted - For 4 Elect Edward J. Fitzpatrick Management For Voted - For 5 Elect Ivan K. Fong Management For Voted - For 6 Elect Janet P. Froetscher Management For Voted - For 7 Elect Jill R. Goodman Management For Voted - For 8 Elect Alexander J. Matturri, Jr. Management For Voted - For 9 Elect Jennifer J. McPeek Management For Voted - For 10 Elect Roderick A. Palmore Management For Voted - For 11 Elect James Parisi Management For Voted - For 12 Elect Joseph P. Ratterman Management For Voted - For 13 Elect Jill E. Sommers Management For Voted - For 14 Elect Fredric J. Tomczyk Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For CBRE GROUP, INC. Security ID: 12504L109 Ticker: CBRE Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Brandon B. Boze Management For Voted - For 2 Elect Beth F. Cobert Management For Voted - For 3 Elect Reginald H. Gilyard Management For Voted - For 4 Elect Shira D. Goodman Management For Voted - For 5 Elect Christopher T. Jenny Management For Voted - For 6 Elect Gerardo I. Lopez Management For Voted - For 7 Elect Susan Meaney Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Robert E. Sulentic Management For Voted - For 10 Elect Sanjiv Yajnik Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CDW CORPORATION Security ID: 12514G108 Ticker: CDW Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Virginia C. Addicott Management For Voted - For 2270 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect James A. Bell Management For Voted - For 3 Elect Lynda M. Clarizio Management For Voted - For 4 Elect Paul J. Finnegan Management For Voted - For 5 Elect Anthony R. Foxx Management For Voted - For 6 Elect Christine A. Leahy Management For Voted - For 7 Elect Sanjay Mehrotra Management For Voted - For 8 Elect David W. Nelms Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Donna F. Zarcone Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CELANESE CORPORATION Security ID: 150870103 Ticker: CE Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect William M. Brown Management For Voted - For 3 Elect Edward G. Galante Management For Voted - For 4 Elect Rahul Ghai Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect David F. Hoffmeister Management For Voted - For 7 Elect Jay V. Ihlenfeld Management For Voted - For 8 Elect Deborah J. Kissire Management For Voted - For 9 Elect Michael Koenig Management For Voted - For 10 Elect Kim K.W. Rucker Management For Voted - For 11 Elect Lori J. Ryerkerk Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CENTENE CORPORATION Security ID: 15135B101 Ticker: CNC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Orlando Ayala Management For Voted - For 2 Elect Kenneth A. Burdick Management For Voted - For 3 Elect H. James Dallas Management For Voted - For 4 Elect Sarah M London Management For Voted - For 5 Elect Theodore R. Samuels, II Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Ratification of Auditor Management For Voted - For 8 Repeal of Classified Board Management For Voted - For 9 Advisory Proposal Regarding Shareholders' Right to Call Special Meetings Management For Voted - Against 2271 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CENTERPOINT ENERGY, INC. Security ID: 15189T107 Ticker: CNP Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Wendy Montoya Cloonan Management For Voted - For 2 Elect Earl M. Cummings Management For Voted - For 3 Elect Christopher H. Franklin Management For Voted - For 4 Elect David J. Lesar Management For Voted - For 5 Elect Raquelle W. Lewis Management For Voted - For 6 Elect Martin H. Nesbitt Management For Voted - For 7 Elect Theodore F. Pound Management For Voted - Against 8 Elect Phillip R. Smith Management For Voted - For 9 Elect Barry T. Smitherman Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Approval of the 2022 Long Term Incentive Plan Management For Voted - Against CERIDIAN HCM HOLDING INC. Security ID: 15677J108 Ticker: CDAY Meeting Date: 03-May-22 Meeting Type: Annual 1.1 Elect Brent B. Bickett Management For Voted - Withheld 1.2 Elect Ronald F. Clarke Management For Voted - Withheld 1.3 Elect Ganesh B. Rao Management For Voted - For 1.4 Elect Leagh E. Turner Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For CERNER CORPORATION Security ID: 156782104 Ticker: CERN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Mitchell E. Daniels, Jr. Management For Voted - For 2 Elect Elder Granger Management For Voted - For 3 Elect John J. Greisch Management For Voted - For 4 Elect Melinda J. Mount Management For Voted - For 5 Elect George A. Riedel Management For Voted - For 6 Elect R. Halsey Wise Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Elimination of Supermajority Requirements for Certain Business Combination Transactions with Interested Stockholders Management For Voted - For 2272 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elimination of Supermajority Requirements to Amend Bylaws Management For Voted - For 11 Elimination of Supermajority Requirements to Amend Certain Provisions of the Certificate Management For Voted - For 12 Elimination of Supermajority Requirements to Remove Directors Management For Voted - For 13 Amendment to the 2011 Omnibus Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CF INDUSTRIES HOLDINGS, INC. Security ID: 125269100 Ticker: CF Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Javed Ahmed Management For Voted - For 2 Elect Robert C. Arzbaecher Management For Voted - For 3 Elect Deborah L. DeHaas Management For Voted - For 4 Elect John W. Eaves Management For Voted - For 5 Elect Stephen J. Hagge Management For Voted - For 6 Elect Jesus Madrazo Management For Voted - For 7 Elect Anne P. Noonan Management For Voted - For 8 Elect Michael J. Toelle Management For Voted - For 9 Elect Theresa E. Wagler Management For Voted - For 10 Elect Celso L. White Management For Voted - For 11 Elect W. Anthony Will Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity and Incentive Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Security ID: 159864107 Ticker: CRL Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect James C. Foster Management For Voted - For 2 Elect Nancy C. Andrews Management For Voted - For 3 Elect Robert J. Bertolini Management For Voted - For 4 Elect Deborah T. Kochevar Management For Voted - For 5 Elect George Llado, Sr. Management For Voted - For 6 Elect Martin Mackay Management For Voted - Against 7 Elect George E. Massaro Management For Voted - For 8 Elect C. Richard Reese Management For Voted - For 9 Elect Richard F. Wallman Management For Voted - For 10 Elect Virginia M. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 2273 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted CHARTER COMMUNICATIONS, INC. Security ID: 16119P108 Ticker: CHTR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect W. Lance Conn Management For Voted - For 2 Elect Kim C. Goodman Management For Voted - For 3 Elect Craig A. Jacobson Management For Voted - For 4 Elect Gregory B. Maffei Management For Voted - Against 5 Elect John D. Markley, Jr. Management For Voted - For 6 Elect David C. Merritt Management For Voted - For 7 Elect James E. Meyer Management For Voted - For 8 Elect Steven A. Miron Management For Voted - For 9 Elect Balan Nair Management For Voted - Against 10 Elect Michael A. Newhouse Management For Voted - For 11 Elect Mauricio Ramos Management For Voted - For 12 Elect Thomas M. Rutledge Management For Voted - For 13 Elect Eric L. Zinterhofer Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 18 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 19 Shareholder Proposal Regarding EEO-1 Reporting Shareholder Against Voted - For 20 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For CHEVRON CORPORATION Security ID: 166764100 Ticker: CVX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect John B. Frank Management For Voted - For 3 Elect Alice P. Gast Management For Voted - For 4 Elect Enrique Hernandez, Jr. Management For Voted - For 5 Elect Marillyn A. Hewson Management For Voted - For 6 Elect Jon M. Huntsman, Jr. Management For Voted - For 7 Elect Charles W. Moorman IV Management For Voted - For 8 Elect Dambisa F. Moyo Management For Voted - For 9 Elect Debra L. Reed-Klages Management For Voted - For 10 Elect Ronald D. Sugar Management For Voted - For 11 Elect D. James Umpleby III Management For Voted - For 12 Elect Michael K. Wirth Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 2274 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis Shareholder Against Voted - For 18 Shareholder Proposal Regarding Methane Emission Disclosures Shareholder For Voted - For 19 Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against CHIPOTLE MEXICAN GRILL, INC. Security ID: 169656105 Ticker: CMG Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Albert S. Baldocchi Management For Voted - For 1.2 Elect Matthew Carey Management For Voted - For 1.3 Elect Gregg L. Engles Management For Voted - For 1.4 Elect Patricia D. Fili-Krushel Management For Voted - For 1.5 Elect Mauricio Gutierrez Management For Voted - For 1.6 Elect Robin Hickenlooper Management For Voted - Withheld 1.7 Elect Scott H. Maw Management For Voted - For 1.8 Elect Brian Niccol Management For Voted - For 1.9 Elect Mary A. Winston Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Approval of the 2022 Stock Incentive Plan Management For Voted - For 5 Approval of the Employee Stock Purchase Plan Management For Voted - For 6 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - Against CHUBB LIMITED Security ID: H1467J104 Ticker: CB Meeting Date: 03-Nov-21 Meeting Type: Special 1 Authority to Repurchase Shares in Excess of 10% of Issued Share Capital Management For Voted - For 2 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 3 Additional or Amended Proposals Management For Voted - Against Meeting Date: 19-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Dividends from Reserves Management For Voted - For 2275 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Ratification of Board Acts Management For Voted - For 5 Election of Statutory Auditors Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Appointment of Special Auditor Management For Voted - For 8 Elect Evan G. Greenberg Management For Voted - For 9 Elect Michael P. Connors Management For Voted - For 10 Elect Michael G. Atieh Management For Voted - For 11 Elect Kathy Bonanno Management For Voted - For 12 Elect Sheila P. Burke Management For Voted - For 13 Elect Mary A. Cirillo Management For Voted - For 14 Elect Robert J. Hugin Management For Voted - For 15 Elect Robert W. Scully Management For Voted - For 16 Elect Theodore E. Shasta Management For Voted - For 17 Elect David H. Sidwell Management For Voted - For 18 Elect Olivier Steimer Management For Voted - For 19 Elect Luis Tellez Management For Voted - For 20 Elect Frances F. Townsend Management For Voted - For 21 Elect Evan G. Greenberg as Chair Management For Voted - For 22 Elect Michael P. Connors Management For Voted - For 23 Elect Mary A. Cirillo Management For Voted - For 24 Elect Frances F. Townsend Management For Voted - For 25 Appointment of Independent Proxy (Switzerland) Management For Voted - For 26 Increased in Authorised Capital Management For Voted - For 27 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 28 Board Compensation Management For Voted - For 29 Executive Compensation Management For Voted - For 30 Advisory Vote on Executive Compensation Management For Voted - For 31 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - Against 32 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 33 Additional or Amended Proposals Management For Voted - Against CHURCH & DWIGHT CO., INC. Security ID: 171340102 Ticker: CHD Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bradlen S. Cashaw Management For Voted - For 2 Elect James R. Craigie Management For Voted - For 3 Elect Matthew T. Farrell Management For Voted - For 4 Elect Bradley C. Irwin Management For Voted - For 5 Elect Penry W. Price Management For Voted - For 6 Elect Susan G. Saideman Management For Voted - For 7 Elect Ravichandra K. Saligram Management For Voted - For 8 Elect Robert K. Shearer Management For Voted - For 9 Elect Janet S. Vergis Management For Voted - For 10 Elect Arthur B. Winkleblack Management For Voted - For 11 Elect Laurie J. Yoler Management For Voted - For 2276 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the Omnibus Equity Compensation Plan Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CIGNA CORPORATION Security ID: 125523100 Ticker: CI Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect David M. Cordani Management For Voted - For 2 Elect William J. DeLaney Management For Voted - For 3 Elect Eric J. Foss Management For Voted - For 4 Elect Dr. Elder Granger Management For Voted - For 5 Elect Neesha Hathi Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Kathleen M. Mazzarella Management For Voted - For 8 Elect Mark B. McClellan Management For Voted - For 9 Elect Kimberly A. Ross Management For Voted - For 10 Elect Eric C. Wiseman Management For Voted - For 11 Elect Donna F. Zarcone Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against CINCINNATI FINANCIAL CORPORATION Security ID: 172062101 Ticker: CINF Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Thomas J. Aaron Management For Voted - For 2 Elect William F. Bahl Management For Voted - Against 3 Elect Nancy C. Benacci Management For Voted - For 4 Elect Linda W. Clement-Holmes Management For Voted - For 5 Elect Dirk J. Debbink Management For Voted - For 6 Elect Steven J. Johnston Management For Voted - For 7 Elect Jill P. Meyer Management For Voted - For 8 Elect David P. Osborn Management For Voted - For 9 Elect Gretchen W. Schar Management For Voted - For 10 Elect Charles O. Schiff Management For Voted - For 11 Elect Douglas S. Skidmore Management For Voted - For 12 Elect John F. Steele, Jr. Management For Voted - For 13 Elect Larry R. Webb Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 2277 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Ratification of Auditor Management For Voted - For CINTAS CORPORATION Security ID: 172908105 Ticker: CTAS Meeting Date: 26-Oct-21 Meeting Type: Annual 1 Elect Gerald S. Adolph Management For Voted - For 2 Elect John F. Barrett Management For Voted - For 3 Elect Melanie W. Barstad Management For Voted - For 4 Elect Karen L. Carnahan Management For Voted - For 5 Elect Robert E. Coletti Management For Voted - For 6 Elect Scott D. Farmer Management For Voted - For 7 Elect Joseph Scaminace Management For Voted - For 8 Elect Todd M. Schneider Management For Voted - For 9 Elect Ronald W. Tysoe Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - For 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against CITIGROUP INC. Security ID: 172967424 Ticker: C Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Ellen M. Costello Management For Voted - For 2 Elect Grace E. Dailey Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 2278 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect John C. Dugan Management For Voted - For 5 Elect Jane N. Fraser Management For Voted - For 6 Elect Duncan P. Hennes Management For Voted - For 7 Elect Peter B. Henry Management For Voted - For 8 Elect S. Leslie Ireland Management For Voted - For 9 Elect Renee J. James Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Diana L. Taylor Management For Voted - For 12 Elect James S. Turley Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Amendment to the 2019 Stock Incentive Plan Management For Voted - For 16 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against CITIZENS FINANCIAL GROUP, INC. Security ID: 174610105 Ticker: CFG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bruce Van Saun Management For Voted - For 2 Elect Lee Alexander Management For Voted - For 3 Elect Christine M. Cumming Management For Voted - For 4 Elect Kevin Cummings Management For Voted - For 5 Elect William P. Hankowsky Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Robert G. Leary Management For Voted - For 8 Elect Terrance J. Lillis Management For Voted - For 9 Elect Michele N. Siekerka Management For Voted - For 10 Elect Shivan S. Subramaniam Management For Voted - For 11 Elect Christopher J. Swift Management For Voted - For 12 Elect Wendy A. Watson Management For Voted - For 13 Elect Marita Zuraitis Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For CITRIX SYSTEMS, INC. Security ID: 177376100 Ticker: CTXS Meeting Date: 21-Apr-22 Meeting Type: Special 1 Merger Management For Voted - For 2279 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For CME GROUP INC. Security ID: 12572Q105 Ticker: CME Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Terrence A. Duffy Management For Voted - For 2 Elect Timothy S. Bitsberger Management For Voted - For 3 Elect Charles P. Carey Management For Voted - For 4 Elect Dennis H. Chookaszian Management For Voted - For 5 Elect Bryan T. Durkin Management For Voted - For 6 Elect Ana Dutra Management For Voted - For 7 Elect Martin J. Gepsman Management For Voted - For 8 Elect Larry G. Gerdes Management For Voted - For 9 Elect Daniel R. Glickman Management For Voted - For 10 Elect Daniel G. Kaye Management For Voted - For 11 Elect Phyllis M. Lockett Management For Voted - For 12 Elect Deborah J. Lucas Management For Voted - For 13 Elect Terry L. Savage Management For Voted - For 14 Elect Rahael Seifu Management For Voted - For 15 Elect William R. Shepard Management For Voted - For 16 Elect Howard J. Siegel Management For Voted - For 17 Elect Dennis A. Suskind Management For Voted - For 18 Ratification of Auditor Management For Voted - For 19 Advisory Vote on Executive Compensation Management For Voted - For 20 Amendment to the Omnibus Stock Plan Management For Voted - For 21 Amendment to the Director Stock Plan Management For Voted - For 22 Amendment to the Employee Stock Purchase Plan Management For Voted - For CMS ENERGY CORPORATION Security ID: 125896100 Ticker: CMS Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Jon E. Barfield Management For Voted - For 2 Elect Deborah H. Butler Management For Voted - For 3 Elect Kurt L. Darrow Management For Voted - For 4 Elect William D. Harvey Management For Voted - For 5 Elect Garrick J. Rochow Management For Voted - For 6 Elect John G. Russell Management For Voted - For 7 Elect Suzanne F. Shank Management For Voted - For 8 Elect Myrna M. Soto Management For Voted - For 9 Elect John G. Sznewajs Management For Voted - For 10 Elect Ronald J. Tanski Management For Voted - For 11 Elect Laura H. Wright Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 2280 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Security ID: 192446102 Ticker: CTSH Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Zein Abdalla Management For Voted - For 2 Elect Vinita K. Bali Management For Voted - For 3 Elect Maureen Breakiron-Evans Management For Voted - For 4 Elect Archana Deskus Management For Voted - For 5 Elect John M. Dineen Management For Voted - For 6 Elect Brian Humphries Management For Voted - For 7 Elect Leo S. Mackay, Jr. Management For Voted - For 8 Elect Michael Patsalos-Fox Management For Voted - For 9 Elect Stephen J. Rohleder Management For Voted - For 10 Elect Joseph M. Velli Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against COLGATE-PALMOLIVE COMPANY Security ID: 194162103 Ticker: CL Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect John P. Bilbrey Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Lisa M. Edwards Management For Voted - For 4 Elect C. Martin Harris Management For Voted - For 5 Elect Martina Hund-Mejean Management For Voted - For 6 Elect Kimberly A. Nelson Management For Voted - For 7 Elect Lorrie M. Norrington Management For Voted - For 8 Elect Michael B. Polk Management For Voted - For 9 Elect Stephen I. Sadove Management For Voted - For 10 Elect Noel R. Wallace Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against COMCAST CORPORATION Security ID: 20030N101 Ticker: CMCSA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kenneth J. Bacon Management For Voted - Withheld 2281 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Madeline S. Bell Management For Voted - For 1.3 Elect Edward D. Breen Management For Voted - Withheld 1.4 Elect Gerald L. Hassell Management For Voted - For 1.5 Elect Jeffrey A. Honickman Management For Voted - For 1.6 Elect Maritza Gomez Montiel Management For Voted - For 1.7 Elect Asuka Nakahara Management For Voted - For 1.8 Elect David C. Novak Management For Voted - For 1.9 Elect Brian L. Roberts Management For Voted - For 2 Advisory vote on executive compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 5 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding EEO Policy Risk Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 8 Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options Shareholder Against Voted - Against COMERICA INCORPORATED Security ID: 200340107 Ticker: CMA Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Michael E. Collins Management For Voted - For 2 Elect Roger A. Cregg Management For Voted - For 3 Elect Curtis C. Farmer Management For Voted - For 4 Elect Nancy Flores Management For Voted - For 5 Elect Jacqueline P. Kane Management For Voted - For 6 Elect Richard G. Lindner Management For Voted - For 7 Elect Barbara R. Smith Management For Voted - For 8 Elect Robert S. Taubman Management For Voted - For 9 Elect Reginald M. Turner, Jr. Management For Voted - For 10 Elect Nina Vaca Management For Voted - For 11 Elect Michael G. Van de Ven Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CONAGRA BRANDS, INC. Security ID: 205887102 Ticker: CAG Meeting Date: 15-Sep-21 Meeting Type: Annual 1 Elect Anil Arora Management For Voted - For 2 Elect Thomas K. Brown Management For Voted - For 3 Elect Emanuel Chirico Management For Voted - For 4 Elect Sean M. Connolly Management For Voted - For 5 Elect Joie A. Gregor Management For Voted - For 2282 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Fran Horowitz Management For Voted - For 7 Elect Rajive Johri Management For Voted - For 8 Elect Richard H. Lenny Management For Voted - For 9 Elect Melissa B. Lora Management For Voted - For 10 Elect Ruth Ann Marshall Management For Voted - For 11 Elect Craig P. Omtvedt Management For Voted - For 12 Elect Scott Ostfeld Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CONOCOPHILLIPS Security ID: 20825C104 Ticker: COP Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect C. Maury Devine Management For Voted - For 2 Elect Jody L. Freeman Management For Voted - For 3 Elect Gay Huey Evans Management For Voted - For 4 Elect Jeffrey A. Joerres Management For Voted - For 5 Elect Ryan M. Lance Management For Voted - For 6 Elect Timothy A. Leach Management For Voted - For 7 Elect William H. McRaven Management For Voted - For 8 Elect Sharmila Mulligan Management For Voted - For 9 Elect Eric D. Mullins Management For Voted - For 10 Elect Arjun N. Murti Management For Voted - For 11 Elect Robert A. Niblock Management For Voted - For 12 Elect David T. Seaton Management For Voted - For 13 Elect R. A. Walker Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For 17 Advisory Vote on Right to Call Special Meeting Management For Voted - Against 18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against CONSOLIDATED EDISON, INC. Security ID: 209115104 Ticker: ED Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Timothy P. Cawley Management For Voted - For 2 Elect Ellen V. Futter Management For Voted - For 3 Elect John F. Killian Management For Voted - For 4 Elect Karol V. Mason Management For Voted - For 2283 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect John McAvoy Management For Voted - For 6 Elect Dwight A. McBride Management For Voted - For 7 Elect William J. Mulrow Management For Voted - For 8 Elect Armando J. Olivera Management For Voted - For 9 Elect Michael W. Ranger Management For Voted - For 10 Elect Linda S. Sanford Management For Voted - For 11 Elect Deirdre Stanley Management For Voted - For 12 Elect L. Frederick Sutherland Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For COPART, INC. Security ID: 217204106 Ticker: CPRT Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Elect Willis J. Johnson Management For Voted - For 2 Elect A. Jayson Adair Management For Voted - For 3 Elect Matt Blunt Management For Voted - For 4 Elect Steven D. Cohan Management For Voted - For 5 Elect Daniel J. Englander Management For Voted - For 6 Elect James E. Meeks Management For Voted - For 7 Elect Thomas N. Tryforos Management For Voted - For 8 Elect Diane M. Morefield Management For Voted - For 9 Elect Stephen Fisher Management For Voted - For 10 Elect Cherylyn Harley LeBon Management For Voted - For 11 Elect Carl Sparks Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For CORNING INCORPORATED Security ID: 219350105 Ticker: GLW Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Donald W. Blair Management For Voted - For 2 Elect Leslie A. Brun Management For Voted - For 3 Elect Stephanie A. Burns Management For Voted - For 4 Elect Richard T. Clark Management For Voted - For 5 Elect Pamela J. Craig Management For Voted - For 6 Elect Robert F. Cummings, Jr. Management For Voted - For 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Deborah Ann Henretta Management For Voted - For 9 Elect Daniel P. Huttenlocher Management For Voted - For 10 Elect Kurt M. Landgraf Management For Voted - For 11 Elect Kevin J. Martin Management For Voted - For 12 Elect Deborah D. Rieman Management For Voted - For 13 Elect Hansel E. Tookes II Management For Voted - For 14 Elect Wendell P. Weeks Management For Voted - For 2284 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect Mark S. Wrighton Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Ratification of Auditor Management For Voted - For CORTEVA, INC. Security ID: 22052L104 Ticker: CTVA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Lamberto Andreotti Management For Voted - For 2 Elect Klaus A. Engel Management For Voted - For 3 Elect David C. Everitt Management For Voted - For 4 Elect Janet Plaut Giesselman Management For Voted - For 5 Elect Karen H. Grimes Management For Voted - For 6 Elect Michael O. Johanns Management For Voted - For 7 Elect Rebecca B. Liebert Management For Voted - For 8 Elect Marcos Marinho Lutz Management For Voted - For 9 Elect Charles V. Magro Management For Voted - For 10 Elect Nayaki R. Nayyar Management For Voted - For 11 Elect Gregory R. Page Management For Voted - For 12 Elect Kerry J. Preete Management For Voted - For 13 Elect Patrick J. Ward Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For COSTCO WHOLESALE CORPORATION Security ID: 22160K105 Ticker: COST Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Susan L. Decker Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Richard A. Galanti Management For Voted - Against 4 Elect Hamilton E. James Management For Voted - For 5 Elect W. Craig Jelinek Management For Voted - For 6 Elect Sally Jewell Management For Voted - For 7 Elect Charles T. Munger Management For Voted - For 8 Elect Jeffrey S. Raikes Management For Voted - Against 9 Elect John W. Stanton Management For Voted - For 10 Elect Mary Agnes Wilderotter Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Racial Justice and Food Equity Shareholder Against Voted - Against 2285 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted COTERRA ENERGY INC. Security ID: 127097103 Ticker: CTRA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Dorothy M. Ables Management For Voted - For 2 Elect Robert S. Boswell Management For Voted - For 3 Elect Amanda M. Brock Management For Voted - For 4 Elect Dan O. Dinges Management For Voted - For 5 Elect Paul N. Eckley Management For Voted - For 6 Elect Hans Helmerich Management For Voted - For 7 Elect Thomas E. Jorden Management For Voted - For 8 Elect Lisa A. Stewart Management For Voted - For 9 Elect Frances M. Vallejo Management For Voted - For 10 Elect Marcus A. Watts Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For CROWN CASTLE INTERNATIONAL CORP. Security ID: 22822V101 Ticker: CCI Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect P. Robert Bartolo Management For Voted - For 2 Elect Jay A. Brown Management For Voted - For 3 Elect Cindy Christy Management For Voted - For 4 Elect Ari Q. Fitzgerald Management For Voted - For 5 Elect Andrea J. Goldsmith Management For Voted - For 6 Elect Tammy K. Jones Management For Voted - Against 7 Elect Anthony J. Melone Management For Voted - For 8 Elect W. Benjamin Moreland Management For Voted - For 9 Elect Kevin A. Stephens Management For Voted - For 10 Elect Matthew Thornton III Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For CSX CORPORATION Security ID: 126408103 Ticker: CSX Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Donna M. Alvarado Management For Voted - For 2 Elect Thomas P. Bostick Management For Voted - For 3 Elect James M. Foote Management For Voted - For 4 Elect Steven T. Halverson Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - For 2286 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect David M. Moffett Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Suzanne M. Vautrinot Management For Voted - For 9 Elect James L. Wainscott Management For Voted - For 10 Elect J. Steven Whisler Management For Voted - For 11 Elect John J. Zillmer Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CUMMINS INC. Security ID: 231021106 Ticker: CMI Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect N. Thomas Linebarger Management For Voted - For 2 Elect Jennifer W. Rumsey Management For Voted - For 3 Elect Robert J. Bernhard Management For Voted - For 4 Elect Franklin R. Chang Diaz Management For Voted - For 5 Elect Bruno V. Di Leo Allen Management For Voted - For 6 Elect Stephen B. Dobbs Management For Voted - For 7 Elect Carla A. Harris Management For Voted - For 8 Elect Robert K. Herdman Management For Voted - For 9 Elect Thomas J. Lynch Management For Voted - For 10 Elect William I. Miller Management For Voted - For 11 Elect Georgia R. Nelson Management For Voted - For 12 Elect Kimberly A. Nelson Management For Voted - For 13 Elect Karen H. Quintos Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For CVS HEALTH CORPORATION Security ID: 126650100 Ticker: CVS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Fernando Aguirre Management For Voted - For 2 Elect C. David Brown II Management For Voted - For 3 Elect Alecia A. DeCoudreaux Management For Voted - For 4 Elect Nancy-Ann DeParle Management For Voted - For 5 Elect Roger N. Farah Management For Voted - For 6 Elect Anne M. Finucane Management For Voted - For 7 Elect Edward J. Ludwig Management For Voted - For 8 Elect Karen S. Lynch Management For Voted - For 9 Elect Jean-Pierre Millon Management For Voted - For 10 Elect Mary L. Schapiro Management For Voted - For 11 Elect William C. Weldon Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2287 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - Against D.R. HORTON, INC. Security ID: 23331A109 Ticker: DHI Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Donald R. Horton Management For Voted - For 2 Elect Barbara K. Allen Management For Voted - For 3 Elect Brad S. Anderson Management For Voted - For 4 Elect Michael R. Buchanan Management For Voted - For 5 Elect Benjamin S. Carson, Sr. Management For Voted - For 6 Elect Michael W. Hewatt Management For Voted - For 7 Elect Maribess L. Miller Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - Against 9 Ratification of Auditor Management For Voted - For DANAHER CORPORATION Security ID: 235851102 Ticker: DHR Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Rainer M. Blair Management For Voted - For 2 Elect Linda P. Hefner Filler Management For Voted - Against 3 Elect Teri L. List Management For Voted - For 4 Elect Walter G. Lohr, Jr. Management For Voted - For 5 Elect Jessica L. Mega Management For Voted - For 6 Elect Mitchell P. Rales Management For Voted - For 7 Elect Steven M. Rales Management For Voted - For 8 Elect Pardis C. Sabeti Management For Voted - For 9 Elect A. Shane Sanders Management For Voted - For 10 Elect John T. Schwieters Management For Voted - For 11 Elect Alan G. Spoon Management For Voted - For 12 Elect Raymond C. Stevens Management For Voted - For 13 Elect Elias A. Zerhouni Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2288 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted DARDEN RESTAURANTS, INC. Security ID: 237194105 Ticker: DRI Meeting Date: 22-Sep-21 Meeting Type: Annual 1.1 Elect Margaret Shan Atkins Management For Voted - For 1.2 Elect James P. Fogarty Management For Voted - For 1.3 Elect Cynthia T. Jamison Management For Voted - For 1.4 Elect Eugene I. Lee, Jr. Management For Voted - For 1.5 Elect Nana Mensah Management For Voted - For 1.6 Elect William S. Simon Management For Voted - For 1.7 Elect Charles M. Sonsteby Management For Voted - For 1.8 Elect Timothy J. Wilmott Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the Employee Stock Purchase Plan Management For Voted - For 5 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age Shareholder Against Voted - Abstain DAVITA INC. Security ID: 23918K108 Ticker: DVA Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Pamela M. Arway Management For Voted - For 2 Elect Charles G. Berg Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 4 Elect Paul J. Diaz Management For Voted - For 5 Elect Jason M. Hollar Management For Voted - For 6 Elect Gregory J. Moore Management For Voted - For 7 Elect John M. Nehra Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Phyllis R. Yale Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against DEERE & COMPANY Security ID: 244199105 Ticker: DE Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Leanne G. Caret Management For Voted - For 2 Elect Tamra A. Erwin Management For Voted - For 3 Elect Alan C. Heuberger Management For Voted - For 4 Elect Charles O. Holliday, Jr. Management For Voted - For 5 Elect Michael O. Johanns Management For Voted - For 2289 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Clayton M. Jones Management For Voted - For 7 Elect John C. May Management For Voted - For 8 Elect Gregory R. Page Management For Voted - For 9 Elect Sherry M. Smith Management For Voted - For 10 Elect Dmitri L. Stockton Management For Voted - For 11 Elect Sheila G. Talton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the Non-Employee Director Stock Ownership Plan Management For Voted - For 15 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For DELTA AIR LINES, INC. Security ID: 247361702 Ticker: DAL Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Edward H. Bastian Management For Voted - For 2 Elect Francis S. Blake Management For Voted - For 3 Elect Ashton Carter Management For Voted - For 4 Elect Greg Creed Management For Voted - For 5 Elect David G. DeWalt Management For Voted - For 6 Elect William H. Easter III Management For Voted - For 7 Elect Leslie D. Hale Management For Voted - Against 8 Elect Christopher A. Hazleton Management For Voted - For 9 Elect Michael P. Huerta Management For Voted - For 10 Elect Jeanne P. Jackson Management For Voted - For 11 Elect George N. Mattson Management For Voted - For 12 Elect Sergio A. L. Rial Management For Voted - For 13 Elect David. S. Taylor Management For Voted - For 14 Elect Kathy N. Waller Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against DENTSPLY SIRONA INC. Security ID: 24906P109 Ticker: XRAY Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Eric K. Brandt Management For Voted - For 2 Elect Donald M. Casey Management For Voted - Abstain 3 Elect Willie A. Deese Management For Voted - For 4 Elect John P. Groetelaars Management For Voted - For 5 Elect Betsy D. Holden Management For Voted - For 6 Elect Clyde R. Hosein Management For Voted - For 7 Elect Harry M. Jansen Kraemer, Jr. Management For Voted - For 8 Elect Gregory T. Lucier Management For Voted - For 2290 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Leslie F. Varon Management For Voted - For 10 Elect Janet S. Vergis Management For Voted - For 11 Elect Dorothea Wenzel Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of Exclusive Forum Provisions Management For Voted - Against DEVON ENERGY CORPORATION Security ID: 25179M103 Ticker: DVN Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Barbara M. Baumann Management For Voted - For 1.2 Elect John E. Bethancourt Management For Voted - For 1.3 Elect Ann G. Fox Management For Voted - For 1.4 Elect David A. Hager Management For Voted - For 1.5 Elect Kelt Kindick Management For Voted - For 1.6 Elect John Krenicki, Jr. Management For Voted - For 1.7 Elect Karl F. Kurz Management For Voted - For 1.8 Elect Robert A. Mosbacher, Jr. Management For Voted - For 1.9 Elect Richard E. Muncrief Management For Voted - For 1.10 Elect Duane C. Radtke Management For Voted - For 1.11 Elect Valerie M. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For DEXCOM, INC. Security ID: 252131107 Ticker: DXCM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Steven R. Altman Management For Voted - For 2 Elect Barbara E. Kahn Management For Voted - For 3 Elect Kyle Malady Management For Voted - For 4 Elect Jay S. Skyler Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Stock Split Management For Voted - For DIAMONDBACK ENERGY, INC. Security ID: 25278X109 Ticker: FANG Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Travis D. Stice Management For Voted - For 2 Elect Vincent K. Brooks Management For Voted - For 3 Elect Michael P. Cross Management For Voted - For 4 Elect David L. Houston Management For Voted - For 2291 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Stephanie K. Mains Management For Voted - For 6 Elect Mark L. Plaumann Management For Voted - For 7 Elect Melanie M. Trent Management For Voted - For 8 Elect Steven E. West Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For DIGITAL REALTY TRUST, INC. Security ID: 253868103 Ticker: DLR Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Elect Laurence A. Chapman Management For Voted - For 2 Elect Alexis Black Bjorlin Management For Voted - Against 3 Elect VeraLinn Jamieson Management For Voted - For 4 Elect Kevin J. Kennedy Management For Voted - For 5 Elect William G. LaPerch Management For Voted - For 6 Elect Jean F.H.P. Mandeville Management For Voted - For 7 Elect Afshin Mohebbi Management For Voted - For 8 Elect Mark R. Patterson Management For Voted - For 9 Elect Mary Hogan Preusse Management For Voted - For 10 Elect Dennis E. Singleton Management For Voted - For 11 Elect A. William Stein Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For DISCOVER FINANCIAL SERVICES Security ID: 254709108 Ticker: DFS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Jeffrey S. Aronin Management For Voted - For 2 Elect Mary K. Bush Management For Voted - For 3 Elect Gregory C. Case Management For Voted - For 4 Elect Candace H. Duncan Management For Voted - For 5 Elect Joseph F. Eazor Management For Voted - For 6 Elect Cynthia A. Glassman Management For Voted - For 7 Elect Roger C. Hochschild Management For Voted - For 8 Elect Thomas G. Maheras Management For Voted - For 9 Elect Michael H. Moskow Management For Voted - For 10 Elect David L. Rawlinson II Management For Voted - For 11 Elect Mark A. Thierer Management For Voted - For 12 Elect Jennifer L. Wong Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 2292 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted DISCOVERY, INC. Security ID: 25470F104 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Increase in Authorized Preferred Stock Management For Voted - For 4 Repeal of Classified Board Management For Voted - For 5 Additional Bundled Amendments Management For Voted - For 6 AT&T Transaction Management For Voted - For 7 Advisory Vote on Golden Parachutes Management For Voted - Against Meeting Date: 08-Apr-22 Meeting Type: Annual 1.1 Elect Paul A. Gould Management For Voted - Withheld 1.2 Elect Kenneth W. Lowe Management For Voted - Withheld 1.3 Elect Daniel E. Sanchez Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Approval of the Stock Incentive Plan Management For Voted - Against DISCOVERY, INC. Security ID: 25470F302 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Attendance Management N/A Take No Action DISH NETWORK CORPORATION Security ID: 25470M109 Ticker: DISH Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Kathleen Q. Abernathy Management For Voted - Withheld 1.2 Elect George R. Brokaw Management For Voted - For 1.3 Elect W. Erik Carlson Management For Voted - For 1.4 Elect James DeFranco Management For Voted - For 1.5 Elect Cantey M. Ergen Management For Voted - For 1.6 Elect Charles W. Ergen Management For Voted - For 1.7 Elect Tom A. Ortolf Management For Voted - For 1.8 Elect Joseph T. Proietti Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 2293 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted DOLLAR GENERAL CORPORATION Security ID: 256677105 Ticker: DG Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Warren F. Bryant Management For Voted - For 2 Elect Michael M. Calbert Management For Voted - Against 3 Elect Patricia D. Fili-Krushel Management For Voted - For 4 Elect Timothy I. McGuire Management For Voted - For 5 Elect William C. Rhodes, III Management For Voted - For 6 Elect Debra A. Sandler Management For Voted - For 7 Elect Ralph E. Santana Management For Voted - For 8 Elect Todd J. Vasos Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DOLLAR TREE, INC. Security ID: 256746108 Ticker: DLTR Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Elect Thomas W. Dickson Management For Voted - For 2 Elect Richard W. Dreiling Management For Voted - For 3 Elect Cheryl W. Grise Management For Voted - For 4 Elect Daniel J. Heinrich Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Mary A. Laschinger Management For Voted - For 8 Elect Jeffrey G. Naylor Management For Voted - For 9 Elect Winnie Y. Park Management For Voted - For 10 Elect Bertram L. Scott Management For Voted - For 11 Elect Stephanie P. Stahl Management For Voted - For 12 Elect Michael A. Witynski Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Ratification of Auditor Management For Voted - For 15 Permit Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For DOMINION ENERGY, INC. Security ID: 25746U109 Ticker: D Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect James A. Bennett Management For Voted - For 2 Elect Robert M. Blue Management For Voted - For 3 Elect Helen E. Dragas Management For Voted - For 2294 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect James O. Ellis, Jr. Management For Voted - For 5 Elect D. Maybank Hagood Management For Voted - For 6 Elect Ronald W. Jibson Management For Voted - For 7 Elect Mark J. Kington Management For Voted - For 8 Elect Joseph M. Rigby Management For Voted - For 9 Elect Pamela L. Royal Management For Voted - For 10 Elect Robert H. Spilman, Jr. Management For Voted - For 11 Elect Susan N. Story Management For Voted - For 12 Elect Michael E. Szymanczyk Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Medium-Term Targets For Scope 3 GHG Emissions Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Stranded Asset Risk Shareholder N/A Voted - For DOMINO'S PIZZA, INC. Security ID: 25754A201 Ticker: DPZ Meeting Date: 26-Apr-22 Meeting Type: Annual 1.1 Elect David A. Brandon Management For Voted - For 1.2 Elect C. Andrew Ballard Management For Voted - For 1.3 Elect Andrew B. Balson Management For Voted - For 1.4 Elect Corie S. Barry Management For Voted - For 1.5 Elect Diana F. Cantor Management For Voted - For 1.6 Elect Richard L. Federico Management For Voted - For 1.7 Elect James A. Goldman Management For Voted - For 1.8 Elect Patricia E. Lopez Management For Voted - For 1.9 Elect Russell J. Weiner Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For DOVER CORPORATION Security ID: 260003108 Ticker: DOV Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Deborah L. DeHaas Management For Voted - For 2 Elect H. John Gilbertson, Jr. Management For Voted - For 3 Elect Kristiane C. Graham Management For Voted - For 4 Elect Michael F. Johnston Management For Voted - For 5 Elect Eric A. Spiegel Management For Voted - For 6 Elect Richard J. Tobin Management For Voted - For 7 Elect Stephen M. Todd Management For Voted - For 8 Elect Stephen K. Wagner Management For Voted - For 2295 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Keith E. Wandell Management For Voted - For 10 Elect Mary A. Winston Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - Against DOW INC. Security ID: 260557103 Ticker: DOW Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Gaurdie E. Banister, Jr. Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Richard K. Davis Management For Voted - For 5 Elect Jerri L. DeVard Management For Voted - For 6 Elect Debra L. Dial Management For Voted - For 7 Elect Jeff M. Fettig Management For Voted - For 8 Elect Jim Fitterling Management For Voted - For 9 Elect Jacqueline C. Hinman Management For Voted - For 10 Elect Luis A. Moreno Management For Voted - For 11 Elect Jill S. Wyant Management For Voted - For 12 Elect Daniel W. Yohannes Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For DTE ENERGY COMPANY Security ID: 233331107 Ticker: DTE Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect David A. Brandon Management For Voted - For 1.2 Elect Charles G. McClure, Jr. Management For Voted - For 1.3 Elect Gail J. McGovern Management For Voted - For 1.4 Elect Mark A. Murray Management For Voted - For 1.5 Elect Gerardo Norcia Management For Voted - For 1.6 Elect Ruth G. Shaw Management For Voted - For 1.7 Elect Robert C. Skaggs, Jr. Management For Voted - For 1.8 Elect David A. Thomas Management For Voted - For 1.9 Elect Gary Torgow Management For Voted - For 1.10 Elect James H. Vandenberghe Management For Voted - For 1.11 Elect Valerie M. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2296 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Shareholder Proposal Regarding Integration of Full Scope 3 GHG Emissions Shareholder Against Voted - Against DUKE ENERGY CORPORATION Security ID: 26441C204 Ticker: DUK Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Derrick Burks Management For Voted - For 1.2 Elect Annette K. Clayton Management For Voted - For 1.3 Elect Theodore F. Craver, Jr. Management For Voted - For 1.4 Elect Robert M. Davis Management For Voted - For 1.5 Elect Caroline D. Dorsa Management For Voted - For 1.6 Elect W. Roy Dunbar Management For Voted - For 1.7 Elect Nicholas C. Fanandakis Management For Voted - For 1.8 Elect Lynn J. Good Management For Voted - For 1.9 Elect John T. Herron Management For Voted - For 1.10 Elect Idalene F. Kesner Management For Voted - For 1.11 Elect E. Marie McKee Management For Voted - For 1.12 Elect Michael J. Pacilio Management For Voted - For 1.13 Elect Thomas E. Skains Management For Voted - For 1.14 Elect William E. Webster, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against DUKE REALTY CORPORATION Security ID: 264411505 Ticker: DRE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect John P. Case Management For Voted - For 2 Elect James B. Connor Management For Voted - For 3 Elect Tamara D. Fischer Management For Voted - For 4 Elect Norman K. Jenkins Management For Voted - For 5 Elect Kelly T. Killingsworth Management For Voted - For 6 Elect Melanie R. Sabelhaus Management For Voted - For 7 Elect Peter M. Scott III Management For Voted - For 8 Elect David P. Stockert Management For Voted - For 9 Elect Chris T. Sultemeier Management For Voted - For 10 Elect Warren M. Thompson Management For Voted - For 11 Elect Lynn C. Thurber Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 2297 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted DUPONT DE NEMOURS, INC. Security ID: 26614N102 Ticker: DD Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Amy G. Brady Management For Voted - For 2 Elect Edward D. Breen Management For Voted - For 3 Elect Ruby R. Chandy Management For Voted - For 4 Elect Terrence R. Curtin Management For Voted - For 5 Elect Alexander M. Cutler Management For Voted - For 6 Elect Eleuthere I. du Pont Management For Voted - For 7 Elect Kristina M. Johnson Management For Voted - For 8 Elect Luther C. Kissam IV Management For Voted - For 9 Elect Frederick M. Lowery Management For Voted - For 10 Elect Raymond J. Milchovich Management For Voted - For 11 Elect Deanna M. Mulligan Management For Voted - For 12 Elect Steven M. Sterin Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For DXC TECHNOLOGY COMPANY Security ID: 23355L106 Ticker: DXC Meeting Date: 17-Aug-21 Meeting Type: Annual 1 Elect Mukesh Aghi Management For Voted - For 2 Elect Amy E. Alving Management For Voted - For 3 Elect David A. Barnes Management For Voted - For 4 Elect Raul J. Fernandez Management For Voted - For 5 Elect David L. Herzog Management For Voted - For 6 Elect Mary L. Krakauer Management For Voted - For 7 Elect Ian C. Read Management For Voted - For 8 Elect Dawn Rogers Management For Voted - For 9 Elect Michael J. Salvino Management For Voted - For 10 Elect Manoj P. Singh Management For Voted - For 11 Elect Akihiko Washington Management For Voted - For 12 Elect Robert F. Woods Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against EASTMAN CHEMICAL COMPANY Security ID: 277432100 Ticker: EMN Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Humberto P. Alfonso Management For Voted - For 2 Elect Brett D. Begemann Management For Voted - For 2298 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Mark J. Costa Management For Voted - For 4 Elect Edward L. Doheny II Management For Voted - For 5 Elect Julie Fasone Holder Management For Voted - For 6 Elect Renee J. Hornbaker Management For Voted - For 7 Elect Kim Ann Mink Management For Voted - For 8 Elect James J. O'Brien Management For Voted - For 9 Elect David W. Raisbeck Management For Voted - For 10 Elect Charles K. Stevens III Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For EATON CORPORATION PLC Security ID: G29183103 Ticker: ETN Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Craig Arnold Management For Voted - For 2 Elect Christopher M. Connor Management For Voted - For 3 Elect Olivier Leonetti Management For Voted - For 4 Elect Deborah L. McCoy Management For Voted - For 5 Elect Silvio Napoli Management For Voted - For 6 Elect Gregory R. Page Management For Voted - For 7 Elect Sandra Pianalto Management For Voted - For 8 Elect Robert V. Pragada Management For Voted - For 9 Elect Lori J. Ryerkerk Management For Voted - For 10 Elect Gerald B. Smith Management For Voted - For 11 Elect Dorothy C. Thompson Management For Voted - For 12 Elect Darryl L. Wilson Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 18 Reduction in Non-Distributable Reserves Management For Voted - For EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 2299 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ECOLAB INC. Security ID: 278865100 Ticker: ECL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Shari L Ballard Management For Voted - For 2 Elect Barbara J. Beck Management For Voted - For 3 Elect Christophe Beck Management For Voted - For 4 Elect Jeffrey M. Ettinger Management For Voted - For 5 Elect Arthur J. Higgins Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect David W. MacLennan Management For Voted - For 8 Elect Tracy B. McKibben Management For Voted - For 9 Elect Lionel L. Nowell, III Management For Voted - For 10 Elect Victoria J. Reich Management For Voted - For 11 Elect Suzanne M. Vautrinot Management For Voted - For 12 Elect John J. Zillmer Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EDISON INTERNATIONAL Security ID: 281020107 Ticker: EIX Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Jeanne Beliveau-Dunn Management For Voted - For 2 Elect Michael C. Camunez Management For Voted - For 3 Elect Vanessa C.L. Chang Management For Voted - For 4 Elect James T. Morris Management For Voted - For 5 Elect Timothy T. O'Toole Management For Voted - For 6 Elect Pedro J. Pizarro Management For Voted - For 7 Elect Marcy L. Reed Management For Voted - For 8 Elect Carey A. Smith Management For Voted - For 9 Elect Linda G. Stuntz Management For Voted - For 10 Elect Peter J. Taylor Management For Voted - For 11 Elect Keith Trent Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2300 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted EDWARDS LIFESCIENCES CORPORATION Security ID: 28176E108 Ticker: EW Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Kieran T. Gallahue Management For Voted - For 2 Elect Leslie Stone Heisz Management For Voted - For 3 Elect Paul A. LaViolette Management For Voted - For 4 Elect Steven R. Loranger Management For Voted - For 5 Elect Martha H. Marsh Management For Voted - For 6 Elect Michael A. Mussallem Management For Voted - For 7 Elect Ramona Sequeira Management For Voted - For 8 Elect Nicholas J. Valeriani Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against ELECTRONIC ARTS INC. Security ID: 285512109 Ticker: EA Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Elect Kofi A. Bruce Management For Voted - For 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Jeffrey T. Huber Management For Voted - For 4 Elect Talbott Roche Management For Voted - For 5 Elect Richard A. Simonson Management For Voted - For 6 Elect Luis A. Ubinas Management For Voted - For 7 Elect Heidi J. Ueberroth Management For Voted - For 8 Elect Andrew Wilson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Permit Shareholders to Act by Written Consent Management For Voted - Abstain 12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For ELI LILLY AND COMPANY Security ID: 532457108 Ticker: LLY Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Raul Alvarez Management For Voted - For 2 Elect Kimberly H. Johnson Management For Voted - For 3 Elect Juan R. Luciano Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Elimination of Supermajority Requirements Management For Voted - For 2301 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Amendment to Articles to Allow Shareholders to Amend Bylaws Management For Voted - For 9 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - Against 12 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against EMERSON ELECTRIC CO. Security ID: 291011104 Ticker: EMR Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect Joshua B. Bolten Management For Voted - For 1.2 Elect William H. Easter III Management For Voted - For 1.3 Elect Surendralal L. Karsanbhai Management For Voted - For 1.4 Elect Lori M. Lee Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ENPHASE ENERGY, INC. Security ID: 29355A107 Ticker: ENPH Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Steven J. Gomo Management For Voted - For 1.2 Elect Thurman John Rodgers Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ENTERGY CORPORATION Security ID: 29364G103 Ticker: ETR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect John R. Burbank Management For Voted - For 2 Elect P.J. Condon Management For Voted - For 3 Elect Leo P. Denault Management For Voted - For 4 Elect Kirkland H. Donald Management For Voted - For 5 Elect Brian W. Ellis Management For Voted - For 6 Elect Philip L. Frederickson Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect M. Elise Hyland Management For Voted - For 9 Elect Stuart L. Levenick Management For Voted - For 10 Elect Blanche L. Lincoln Management For Voted - For 11 Elect Karen A. Puckett Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2302 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted EOG RESOURCES, INC. Security ID: 26875P101 Ticker: EOG Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Janet F. Clark Management For Voted - For 2 Elect Charles R. Crisp Management For Voted - For 3 Elect Robert P. Daniels Management For Voted - For 4 Elect James C. Day Management For Voted - For 5 Elect C. Christopher Gaut Management For Voted - For 6 Elect Michael T. Kerr Management For Voted - For 7 Elect Julie J. Robertson Management For Voted - For 8 Elect Donald F. Textor Management For Voted - For 9 Elect William R. Thomas Management For Voted - For 10 Elect Ezra Y. Yacob Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For EPAM SYSTEMS, INC. Security ID: 29414B104 Ticker: EPAM Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Richard M. Mayoras Management For Voted - For 2 Elect Karl Robb Management For Voted - For 3 Elect Helen Shan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Non-Employee Directors Compensation Plan Management For Voted - For EQUIFAX INC. Security ID: 294429105 Ticker: EFX Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Begor Management For Voted - For 2 Elect Mark L. Feidler Management For Voted - For 3 Elect G. Thomas Hough Management For Voted - For 4 Elect Robert D. Marcus Management For Voted - For 5 Elect Scott A. McGregor Management For Voted - For 6 Elect John A. McKinley Management For Voted - For 7 Elect Robert W. Selander Management For Voted - For 8 Elect Melissa D. Smith Management For Voted - For 9 Elect Audrey Boone Tillman Management For Voted - For 10 Elect Heather H. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 2303 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted EQUINIX, INC. Security ID: 29444U700 Ticker: EQIX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Nanci E. Caldwell Management For Voted - For 2 Elect Adaire Fox-Martin Management For Voted - For 3 Elect Ron Guerrier Management For Voted - For 4 Elect Gary F. Hromadko Management For Voted - For 5 Elect Irving F. Lyons, III Management For Voted - For 6 Elect Charles Meyers Management For Voted - For 7 Elect Christopher B. Paisley Management For Voted - For 8 Elect Sandra Rivera Management For Voted - For 9 Elect Peter F. Van Camp Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EQUITY RESIDENTIAL Security ID: 29476L107 Ticker: EQR Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Angela M. Aman Management For Voted - For 1.2 Elect Raymond Bennett Management For Voted - Withheld 1.3 Elect Linda Walker Bynoe Management For Voted - For 1.4 Elect Mary Kay Haben Management For Voted - For 1.5 Elect Tahsinul Zia Huque Management For Voted - For 1.6 Elect John E. Neal Management For Voted - For 1.7 Elect David J. Neithercut Management For Voted - For 1.8 Elect Mark J. Parrell Management For Voted - For 1.9 Elect Mark S. Shapiro Management For Voted - For 1.10 Elect Stephen E. Sterrett Management For Voted - For 1.11 Elect Samuel Zell Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ESSEX PROPERTY TRUST, INC. Security ID: 297178105 Ticker: ESS Meeting Date: 10-May-22 Meeting Type: Annual 1.1 Elect Keith R. Guericke Management For Voted - For 1.2 Elect Maria R. Hawthorne Management For Voted - For 1.3 Elect Amal M. Johnson Management For Voted - For 1.4 Elect Mary Kasaris Management For Voted - For 1.5 Elect Irving F. Lyons, III Management For Voted - For 1.6 Elect George M. Marcus Management For Voted - For 2304 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.7 Elect Thomas E. Robinson Management For Voted - For 1.8 Elect Michael J. Schall Management For Voted - For 1.9 Elect Byron A. Scordelis Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ESTEE LAUDER COS., INC. Security ID: 518439104 Ticker: EL Meeting Date: 12-Nov-21 Meeting Type: Annual 1 Elect Rose Marie Bravo Management For Voted - For 2 Elect Paul J. Fribourg Management For Voted - For 3 Elect Jennifer Hyman Management For Voted - For 4 Elect Barry S. Sternlicht Management For Voted - Abstain 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against ETSY, INC. Security ID: 29786A106 Ticker: ETSY Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect C. Andrew Ballard Management For Voted - For 2 Elect Jonathan D. Klein Management For Voted - For 3 Elect Margaret M. Smyth Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - For EVEREST RE GROUP, LTD. Security ID: G3223R108 Ticker: RE Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect John J. Amore Management For Voted - For 2 Elect Juan C. Andrade Management For Voted - For 3 Elect William F. Galtney, Jr. Management For Voted - For 4 Elect John A. Graf Management For Voted - For 5 Elect Meryl D. Hartzband Management For Voted - For 6 Elect Gerri Losquadro Management For Voted - For 7 Elect Roger M. Singer Management For Voted - For 8 Elect Joseph V. Taranto Management For Voted - For 9 Elect John A. Weber Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 2305 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted EVERGY, INC. Security ID: 30034W106 Ticker: EVRG Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect David A. Campbell Management For Voted - For 2 Elect Thomas D. Hyde Management For Voted - For 3 Elect B. Anthony Isaac Management For Voted - For 4 Elect Paul Keglevic Management For Voted - For 5 Elect Mary L. Landrieu Management For Voted - For 6 Elect Sandra A.J. Lawrence Management For Voted - For 7 Elect Ann D. Murtlow Management For Voted - For 8 Elect Sandra J. Price Management For Voted - For 9 Elect Mark A. Ruelle Management For Voted - For 10 Elect James Scarola Management For Voted - For 11 Elect S. Carl Soderstrom, Jr. Management For Voted - For 12 Elect C. John Wilder Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the Long-Term Incentive Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For EVERSOURCE ENERGY Security ID: 30040W108 Ticker: ES Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Cotton M. Cleveland Management For Voted - For 2 Elect James S. DiStasio Management For Voted - For 3 Elect Francis A. Doyle Management For Voted - For 4 Elect Linda D. Forry Management For Voted - For 5 Elect Gregory M. Jones Management For Voted - For 6 Elect James J. Judge Management For Voted - For 7 Elect John Y. Kim Management For Voted - For 8 Elect Kenneth R. Leibler Management For Voted - For 9 Elect David H. Long Management For Voted - For 10 Elect Joseph R. Nolan, Jr. Management For Voted - For 11 Elect William C. Van Faasen Management For Voted - For 12 Elect Frederica M. Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For EXELON CORPORATION Security ID: 30161N101 Ticker: EXC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 2306 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect W. Paul Bowers Management For Voted - For 4 Elect Marjorie Rodgers Cheshire Management For Voted - For 5 Elect Christopher M. Crane Management For Voted - For 6 Elect Carlos M. Gutierrez Management For Voted - For 7 Elect Linda P. Jojo Management For Voted - For 8 Elect Paul L. Joskow Management For Voted - For 9 Elect John F. Young Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against EXPEDIA GROUP, INC. Security ID: 30212P303 Ticker: EXPE Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Samuel Altman Management For Voted - For 2 Elect Beverly Anderson Management For Voted - For 3 Elect Susan C. Athey Management For Voted - For 4 Elect Chelsea Clinton Management For Voted - Withheld 5 Elect Barry Diller Management For Voted - For 6 Elect Craig A. Jacobson Management For Voted - Withheld 7 Elect Peter M. Kern Management For Voted - For 8 Elect Dara Khosrowshahi Management For Voted - Withheld 9 Elect Patricia Menendez-Cambo Management For Voted - For 10 Elect Alexander von Furstenberg Management For Voted - For 11 Elect Julie Whalen Management For Voted - For 12 Ratification of Auditor Management For Voted - For EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Security ID: 302130109 Ticker: EXPD Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Glenn M. Alger Management For Voted - For 2 Elect Robert P. Carlile Management For Voted - For 3 Elect James M. DuBois Management For Voted - For 4 Elect Mark A. Emmert Management For Voted - For 5 Elect Diane H. Gulyas Management For Voted - For 6 Elect Jeffrey S. Musser Management For Voted - For 7 Elect Brandon S. Pedersen Management For Voted - For 8 Elect Liane J. Pelletier Management For Voted - For 9 Elect Olivia D. Polius Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 2307 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted EXTRA SPACE STORAGE INC. Security ID: 30225T102 Ticker: EXR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Kenneth M. Woolley Management For Voted - For 2 Elect Joseph D. Margolis Management For Voted - For 3 Elect Roger B. Porter Management For Voted - For 4 Elect Joseph J. Bonner Management For Voted - For 5 Elect Gary L. Crittenden Management For Voted - For 6 Elect Spencer F. Kirk Management For Voted - For 7 Elect Dennis J. Letham Management For Voted - For 8 Elect Diane Olmstead Management For Voted - For 9 Elect Julia Vander Ploeg Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For EXXON MOBIL CORPORATION Security ID: 30231G102 Ticker: XOM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Michael J. Angelakis Management For Voted - For 2 Elect Susan K. Avery Management For Voted - For 3 Elect Angela F. Braly Management For Voted - For 4 Elect Ursula M. Burns Management For Voted - For 5 Elect Gregory J. Goff Management For Voted - For 6 Elect Kaisa H. Hietala Management For Voted - For 7 Elect Joseph L. Hooley Management For Voted - For 8 Elect Steven A. Kandarian Management For Voted - For 9 Elect Alexander A. Karsner Management For Voted - For 10 Elect Jeffrey W. Ubben Management For Voted - For 11 Elect Darren W. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Executive Perquisites Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Restricting Precatory Proposals Shareholder Against Voted - Against 16 Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Business Model Changes Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis Shareholder Against Voted - For 19 Shareholder Proposal Regarding Addressing Virgin Plastic Demand Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against 2308 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted F5, INC. Security ID: 315616102 Ticker: FFIV Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Sandra E. Bergeron Management For Voted - For 2 Elect Elizabeth L. Buse Management For Voted - For 3 Elect Michael L. Dreyer Management For Voted - For 4 Elect Alan J. Higginson Management For Voted - For 5 Elect Peter S. Klein Management For Voted - For 6 Elect Francois Locoh-Donou Management For Voted - For 7 Elect Nikhil Mehta Management For Voted - For 8 Elect Michael F. Montoya Management For Voted - For 9 Elect Marie E. Myers Management For Voted - For 10 Elect James M. Phillips Management For Voted - For 11 Elect Sripada Shivananda Management For Voted - For 12 Amendment to the Incentive Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For FASTENAL COMPANY Security ID: 311900104 Ticker: FAST Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Elect Scott A. Satterlee Management For Voted - For 2 Elect Michael J. Ancius Management For Voted - For 3 Elect Stephen L. Eastman Management For Voted - For 4 Elect Daniel L. Florness Management For Voted - For 5 Elect Rita J. Heise Management For Voted - For 6 Elect Hsenghung Sam Hsu Management For Voted - For 7 Elect Daniel L. Johnson Management For Voted - For 8 Elect Nicholas J. Lundquist Management For Voted - For 9 Elect Sarah N. Nielsen Management For Voted - For 10 Elect Reyne K. Wisecup Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For FEDERAL REALTY INVESTMENT TRUST Security ID: 313745101 Ticker: FRT Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect David W. Faeder Management For Voted - For 2 Elect Elizabeth Holland Management For Voted - For 3 Elect Nicole Y. Lamb-Hale Management For Voted - For 4 Elect Anthony P. Nader, III. Management For Voted - For 5 Elect Mark S. Ordan Management For Voted - Against 2309 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Gail P. Steinel Management For Voted - For 7 Elect Donald C. Wood Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For FEDEX CORPORATION Security ID: 31428X106 Ticker: FDX Meeting Date: 27-Sep-21 Meeting Type: Annual 1 Elect Marvin R. Ellison Management For Voted - For 2 Elect Susan Patricia Griffith Management For Voted - For 3 Elect Kimberly A. Jabal Management For Voted - For 4 Elect Shirley Ann Jackson Management For Voted - For 5 Elect R. Brad Martin Management For Voted - For 6 Elect Joshua Cooper Ramo Management For Voted - For 7 Elect Susan C. Schwab Management For Voted - For 8 Elect Frederick W. Smith Management For Voted - For 9 Elect David P. Steiner Management For Voted - For 10 Elect Rajesh Subramaniam Management For Voted - For 11 Elect Paul S. Walsh Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For FIDELITY NATIONAL INFORMATION SERVICES, INC. Security ID: 31620M106 Ticker: FIS Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Ellen R. Alemany Management For Voted - For 2 Elect Vijay D'Silva Management For Voted - For 3 Elect Jeffrey A. Goldstein Management For Voted - For 4 Elect Lisa A. Hook Management For Voted - For 5 Elect Keith W. Hughes Management For Voted - For 6 Elect Kenneth T. Lamneck Management For Voted - For 7 Elect Gary L. Lauer Management For Voted - For 8 Elect Gary A. Norcross Management For Voted - For 9 Elect Louise M. Parent Management For Voted - For 10 Elect Brian T. Shea Management For Voted - For 11 Elect James B. Stallings, Jr. Management For Voted - For 12 Elect Jeffrey E. Stiefler Management For Voted - For 2310 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - For FIFTH THIRD BANCORP Security ID: 316773100 Ticker: FITB Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - Against 2 Elect Evan Bayh Management For Voted - For 3 Elect Jorge L. Benitez Management For Voted - For 4 Elect Katherine B. Blackburn Management For Voted - For 5 Elect Emerson L. Brumback Management For Voted - For 6 Elect Greg D. Carmichael Management For Voted - For 7 Elect Linda W. Clement-Holmes Management For Voted - For 8 Elect C. Bryan Daniels Management For Voted - For 9 Elect Mitchell S. Feiger Management For Voted - For 10 Elect Thomas H. Harvey Management For Voted - For 11 Elect Gary R. Heminger Management For Voted - For 12 Elect Jewell D. Hoover Management For Voted - For 13 Elect Eileen A. Mallesch Management For Voted - For 14 Elect Michael B. McCallister Management For Voted - For 15 Elect Marsha C. Williams Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Exclusive Forum Provision Management For Voted - Against FIRST REPUBLIC BANK Security ID: 33616C100 Ticker: FRC Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect James H. Herbert, II Management For Voted - For 2 Elect Katherine August-deWilde Management For Voted - For 3 Elect Frank J. Fahrenkopf, Jr. Management For Voted - For 4 Elect Boris Groysberg Management For Voted - For 5 Elect Sandra R. Hernandez Management For Voted - For 6 Elect Pamela J. Joyner Management For Voted - For 7 Elect Shilla Kim-Parker Management For Voted - For 8 Elect Reynold Levy Management For Voted - For 9 Elect George G. C. Parker Management For Voted - For 10 Elect Michael J. Roffler Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2017 Omnibus Award Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 2311 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted FIRSTENERGY CORP. Security ID: 337932107 Ticker: FE Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Jana T. Croom Management For Voted - For 2 Elect Steven J. Demetriou Management For Voted - For 3 Elect Lisa Winston Hicks Management For Voted - For 4 Elect Paul Kaleta Management For Voted - For 5 Elect Sean T. Klimczak Management For Voted - For 6 Elect Jesse A. Lynn Management For Voted - For 7 Elect James F. O'Neil III Management For Voted - For 8 Elect John W. Somerhalder II Management For Voted - For 9 Elect Steven E. Strah Management For Voted - For 10 Elect Andrew J. Teno Management For Voted - For 11 Elect Leslie M. Turner Management For Voted - For 12 Elect Melvin Williams Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For FISERV, INC. Security ID: 337738108 Ticker: FISV Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Frank J. Bisignano Management For Voted - For 1.2 Elect Alison Davis Management For Voted - For 1.3 Elect Henrique de Castro Management For Voted - For 1.4 Elect Harry F. DiSimone Management For Voted - For 1.5 Elect Dylan G. Haggart Management For Voted - For 1.6 Elect Wafaa Mamilli Management For Voted - For 1.7 Elect Heidi G. Miller Management For Voted - For 1.8 Elect Doyle R. Simons Management For Voted - For 1.9 Elect Kevin M. Warren Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For FLEETCOR TECHNOLOGIES, INC. Security ID: 339041105 Ticker: FLT Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Steven T. Stull Management For Voted - For 2312 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Michael Buckman Management For Voted - For 3 Elect Ronald F. Clarke Management For Voted - For 4 Elect Joseph W. Farrelly Management For Voted - For 5 Elect Thomas M. Hagerty Management For Voted - For 6 Elect Mark A. Johnson Management For Voted - For 7 Elect Archie L. Jones Jr. Management For Voted - For 8 Elect Hala G. Moddelmog Management For Voted - Against 9 Elect Richard Macchia Management For Voted - For 10 Elect Jeffrey S. Sloan Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Amendment to the 2010 Equity Compensation Plan Management For Voted - For 14 Amendments to Articles and Bylaws to Permit Shareholders to Act by Written Consent Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For FMC CORPORATION Security ID: 302491303 Ticker: FMC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Pierre R. Brondeau Management For Voted - For 2 Elect Eduardo E. Cordeiro Management For Voted - For 3 Elect Carol A. Davidson Management For Voted - For 4 Elect Mark A. Douglas Management For Voted - For 5 Elect Kathy L. Fortmann Management For Voted - For 6 Elect C. Scott Greer Management For Voted - For 7 Elect K'Lynne Johnson Management For Voted - For 8 Elect Dirk A. Kempthorne Management For Voted - For 9 Elect Paul J. Norris Management For Voted - For 10 Elect Margareth Ovrum Management For Voted - For 11 Elect Robert C. Pallash Management For Voted - For 12 Elect Vincent R. Volpe Jr. Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For FORD MOTOR COMPANY Security ID: 345370860 Ticker: F Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Kimberly A. Casiano Management For Voted - For 2 Elect Alexandra Ford English Management For Voted - For 3 Elect James D. Farley, Jr. Management For Voted - For 4 Elect Henry Ford III Management For Voted - Against 5 Elect William Clay Ford, Jr. Management For Voted - For 6 Elect William W. Helman IV Management For Voted - For 7 Elect Jon M. Huntsman, Jr. Management For Voted - For 2313 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect William E. Kennard Management For Voted - Against 9 Elect John C. May Management For Voted - For 10 Elect Beth E. Mooney Management For Voted - For 11 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 12 Elect John L. Thornton Management For Voted - For 13 Elect John B. Veihmeyer Management For Voted - For 14 Elect John S. Weinberg Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - Against 17 Extension of Tax Benefit Preservation Plan Management For Voted - For 18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For FORTINET, INC. Security ID: 34959E109 Ticker: FTNT Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Ken Xie Management For Voted - For 2 Elect Michael Xie Management For Voted - For 3 Elect Kenneth A. Goldman Management For Voted - For 4 Elect Ming Hsieh Management For Voted - For 5 Elect Jean Hu Management For Voted - For 6 Elect William H. Neukom Management For Voted - For 7 Elect Judith Sim Management For Voted - For 8 Elect James G. Stavridis Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Stock Split Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For FORTIVE CORPORATION Security ID: 34959J108 Ticker: FTV Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Daniel L. Comas Management For Voted - For 2 Elect Sharmistha Dubey Management For Voted - For 3 Elect Rejji P. Hayes Management For Voted - For 4 Elect Wright L. Lassiter III Management For Voted - For 5 Elect James A. Lico Management For Voted - For 6 Elect Kate D. Mitchell Management For Voted - For 7 Elect Jeannine P. Sargent Management For Voted - For 8 Elect Alan G. Spoon Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Elimination of Supermajority Requirement Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 2314 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted FORTUNE BRANDS HOME & SECURITY, INC. Security ID: 34964C106 Ticker: FBHS Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Susan Kilsby Management For Voted - For 2 Elect Amit Banati Management For Voted - For 3 Elect Irial Finan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Long- Term Incentive Plan Management For Voted - For FOX CORPORATION Security ID: 35137L204 Ticker: FOX Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect K. Rupert Murdoch Management For Voted - For 2 Elect Lachlan K. Murdoch Management For Voted - For 3 Elect William A. Burck Management For Voted - For 4 Elect Chase Carey Management For Voted - For 5 Elect Anne Dias Management For Voted - For 6 Elect Roland A. Hernandez Management For Voted - For 7 Elect Jacques Nasser Management For Voted - For 8 Elect Paul D. Ryan Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 12 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against FRANKLIN RESOURCES, INC. Security ID: 354613101 Ticker: BEN Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Mariann Byerwalter Management For Voted - For 2 Elect Alexander S. Friedman Management For Voted - For 3 Elect Gregory E. Johnson Management For Voted - For 4 Elect Jennifer M. Johnson Management For Voted - For 5 Elect Rupert H. Johnson, Jr. Management For Voted - For 6 Elect John Y. Kim Management For Voted - For 7 Elect Karen M. King Management For Voted - For 8 Elect Anthony J. Noto Management For Voted - For 9 Elect John W. Thiel Management For Voted - For 10 Elect Seth H. Waugh Management For Voted - For 11 Elect Geoffrey Y. Yang Management For Voted - For 12 Ratification of Auditor Management For Voted - For 2315 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted FREEPORT-MCMORAN INC. Security ID: 35671D857 Ticker: FCX Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect David P. Abney Management For Voted - For 2 Elect Richard C. Adkerson Management For Voted - For 3 Elect Marcela E. Donadio Management For Voted - For 4 Elect Robert W. Dudley Management For Voted - For 5 Elect Hugh Grant Management For Voted - For 6 Elect Lydia H. Kennard Management For Voted - For 7 Elect Ryan M. Lance Management For Voted - For 8 Elect Sara Grootwassink Lewis Management For Voted - For 9 Elect Dustan E. McCoy Management For Voted - For 10 Elect John J. Stephens Management For Voted - For 11 Elect Frances F. Townsend Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For GARMIN LTD. Security ID: H2906T109 Ticker: GRMN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Approval of Consolidated Financial Statements Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Dividend from Reserves Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Elect Jonathan C. Burrell Management For Voted - Against 6 Elect Joseph J. Hartnett Management For Voted - For 7 Elect Min H. Kao Management For Voted - For 8 Elect Catherine A. Lewis Management For Voted - For 9 Elect Charles W. Peffer Management For Voted - For 10 Elect Clifton A. Pemble Management For Voted - For 11 Elect Min H. Kao as Executive Chair Management For Voted - Against 12 Elect Jonathan C. Burrell Management For Voted - Against 13 Elect Joseph J. Hartnett Management For Voted - For 14 Elect Catherine A. Lewis Management For Voted - For 15 Elect Charles W. Peffer Management For Voted - For 16 Election of Independent Voting Rights Representative Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Advisory vote on executive compensation Management For Voted - For 19 Executive Compensation Management For Voted - For 20 Board Compensation Management For Voted - For 21 Amendment to the 2005 Equity Incentive Plan Management For Voted - For 22 Renewal of Authorised Share Capital Management For Voted - For 2316 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted GARTNER, INC. Security ID: 366651107 Ticker: IT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Peter E. Bisson Management For Voted - For 2 Elect Richard J. Bressler Management For Voted - For 3 Elect Raul E. Cesan Management For Voted - For 4 Elect Karen E. Dykstra Management For Voted - For 5 Elect Diana S. Ferguson Management For Voted - For 6 Elect Anne Sutherland Fuchs Management For Voted - For 7 Elect William O. Grabe Management For Voted - For 8 Elect Eugene A. Hall Management For Voted - For 9 Elect Stephen G. Pagliuca Management For Voted - For 10 Elect Eileen M. Serra Management For Voted - For 11 Elect James C. Smith Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For GENERAC HOLDINGS INC. Security ID: 368736104 Ticker: GNRC Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect John D. Bowlin Management For Voted - For 2 Elect Aaron Jagdfeld Management For Voted - For 3 Elect Andrew G. Lampereur Management For Voted - For 4 Elect Nam Tran Nguyen Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For GENERAL DYNAMICS CORPORATION Security ID: 369550108 Ticker: GD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect James S. Crown Management For Voted - Against 2 Elect Rudy F. deLeon Management For Voted - For 3 Elect Cecil D. Haney Management For Voted - For 4 Elect Mark M. Malcolm Management For Voted - For 5 Elect James N. Mattis Management For Voted - For 6 Elect Phebe N. Novakovic Management For Voted - For 7 Elect C. Howard Nye Management For Voted - For 8 Elect Catherine B. Reynolds Management For Voted - For 9 Elect Laura J. Schumacher Management For Voted - For 10 Elect Robert K. Steel Management For Voted - For 11 Elect John G. Stratton Management For Voted - For 12 Elect Peter A. Wall Management For Voted - For 2317 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - Against GENERAL ELECTRIC COMPANY Security ID: 369604301 Ticker: GE Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Stephen F. Angel Management For Voted - For 2 Elect Sebastien Bazin Management For Voted - Against 3 Elect Ashton Carter Management For Voted - For 4 Elect H. Lawrence Culp, Jr. Management For Voted - For 5 Elect Francisco D'Souza Management For Voted - Against 6 Elect Edward Garden Management For Voted - Against 7 Elect Isabella D. Goren Management For Voted - For 8 Elect Thomas Horton Management For Voted - Against 9 Elect Risa Lavizzo-Mourey Management For Voted - For 10 Elect Catherine Lesjak Management For Voted - For 11 Elect Tomislav Mihaljevic Management For Voted - For 12 Elect Paula Rosput Reynolds Management For Voted - Against 13 Elect Leslie Seidman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 17 Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Severance or Termination Payment Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against GENERAL MILLS, INC. Security ID: 370334104 Ticker: GIS Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Elect R. Kerry Clark Management For Voted - For 2 Elect David M. Cordani Management For Voted - For 3 Elect Jeffrey L. Harmening Management For Voted - For 4 Elect Maria G. Henry Management For Voted - For 5 Elect Jo Ann Jenkins Management For Voted - For 6 Elect Elizabeth C. Lempres Management For Voted - For 7 Elect Diane L. Neal Management For Voted - For 8 Elect Stephen A. Odland Management For Voted - For 9 Elect Maria A. Sastre Management For Voted - For 10 Elect Eric D. Sprunk Management For Voted - For 11 Elect Jorge A. Uribe Management For Voted - For 2318 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Elimination of Supermajority Requirement Management For Voted - For GENERAL MOTORS COMPANY Security ID: 37045V100 Ticker: GM Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Elect Mary T. Barra Management For Voted - For 2 Elect Aneel Bhusri Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Linda R. Gooden Management For Voted - For 5 Elect Joseph Jimenez Management For Voted - For 6 Elect Judith A. Miscik Management For Voted - For 7 Elect Patricia F. Russo Management For Voted - For 8 Elect Thomas M. Schoewe Management For Voted - For 9 Elect Carol M. Stephenson Management For Voted - For 10 Elect Mark A. Tatum Management For Voted - For 11 Elect Devin N. Wenig Management For Voted - For 12 Elect Margaret C. Whitman Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against GENUINE PARTS COMPANY Security ID: 372460105 Ticker: GPC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Elizabeth W. Camp Management For Voted - For 2 Elect Richard Cox, Jr. Management For Voted - For 3 Elect Paul D. Donahue Management For Voted - For 4 Elect Gary P. Fayard Management For Voted - For 5 Elect P. Russell Hardin Management For Voted - For 6 Elect John R. Holder Management For Voted - For 7 Elect Donna W. Hyland Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Jean-Jacques Lafont Management For Voted - For 10 Elect Robert C. Loudermilk, Jr. Management For Voted - For 11 Elect Wendy B. Needham Management For Voted - For 12 Elect Juliette W. Pryor Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 2319 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted GILEAD SCIENCES, INC. Security ID: 375558103 Ticker: GILD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Jacqueline K. Barton Management For Voted - For 2 Elect Jeffrey A. Bluestone Management For Voted - For 3 Elect Sandra J. Horning Management For Voted - For 4 Elect Kelly A. Kramer Management For Voted - For 5 Elect Kevin E. Lofton Management For Voted - For 6 Elect Harish Manwani Management For Voted - For 7 Elect Daniel P. O'Day Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Anthony Welters Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Equity Incentive Plan Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against GLOBAL PAYMENTS INC. Security ID: 37940X102 Ticker: GPN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect F. Thaddeus Arroyo Management For Voted - For 2 Elect Robert H.B. Baldwin, Jr. Management For Voted - For 3 Elect John G. Bruno Management For Voted - For 4 Elect Kriss Cloninger III Management For Voted - For 5 Elect Joia M. Johnson Management For Voted - For 6 Elect Ruth Ann Marshall Management For Voted - For 7 Elect Connie D. McDaniel Management For Voted - For 8 Elect William B. Plummer Management For Voted - For 9 Elect Jeffrey S. Sloan Management For Voted - For 10 Elect John T. Turner Management For Voted - For 11 Elect M. Troy Woods Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2320 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted GLOBE LIFE INC. Security ID: 37959E102 Ticker: GL Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Linda L. Addison Management For Voted - For 2 Elect Marilyn A. Alexander Management For Voted - For 3 Elect Cheryl D. Alston Management For Voted - For 4 Elect Mark A. Blinn Management For Voted - For 5 Elect James P. Brannen Management For Voted - For 6 Elect Jane Buchan Management For Voted - For 7 Elect Gary L. Coleman Management For Voted - For 8 Elect Larry M. Hutchison Management For Voted - For 9 Elect Robert W. Ingram Management For Voted - For 10 Elect Steven P. Johnson Management For Voted - For 11 Elect Darren M. Rebelez Management For Voted - For 12 Elect Mary E. Thigpen Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For HALLIBURTON COMPANY Security ID: 406216101 Ticker: HAL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Abdulaziz F. Al Khayyal Management For Voted - For 2 Elect William E. Albrecht Management For Voted - For 3 Elect M. Katherine Banks Management For Voted - For 4 Elect Alan M. Bennett Management For Voted - For 5 Elect Milton Carroll Management For Voted - For 6 Elect Earl M. Cummings Management For Voted - For 7 Elect Murry S. Gerber Management For Voted - For 8 Elect Robert A. Malone Management For Voted - For 9 Elect Jeffrey A. Miller Management For Voted - For 10 Elect Bhavesh V. Patel Management For Voted - For 11 Elect Tobi M. Edwards Young Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against HASBRO, INC. Security ID: 418056107 Ticker: HAS Meeting Date: 08-Jun-22 Meeting Type: Special 1.1 Elect Marcelo Fischer Shareholder N/A Take No Action 1.2 Elect Rani Hublou (Withdrawn) Shareholder N/A Take No Action 1.3 Elect Carolyn Johnson (Withdrawn) Shareholder N/A Take No Action 1.4 Elect Management Nominee Kenneth A. Bronfin Shareholder N/A Take No Action 2321 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.5 Elect Management Nominee Michael R. Burns Shareholder N/A Take No Action 1.6 Elect Management Nominee Hope Cochran Shareholder N/A Take No Action 1.7 Elect Management Nominee Christian P. Cocks Shareholder N/A Take No Action 1.8 Elect Management Nominee Elizabeth Hamren Shareholder N/A Take No Action 1.9 Elect Management Nominee Blake Jorgensen Shareholder N/A Take No Action 1.10 Elect Management Nominee Tracy A. Leinbach Shareholder N/A Take No Action 1.11 Elect Management Nominee Laurel J. Richie Shareholder N/A Take No Action 1.12 Elect Management Nominee Mary Beth West Shareholder N/A Take No Action 1.13 Elect Management Nominee Linda Zecher Higgins Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 1.1 Elect Kenneth A. Bronfin Management For Voted - For 1.2 Elect Michael R. Burns Management For Voted - For 1.3 Elect Hope Cochran Management For Voted - For 1.4 Elect Christian P. Cocks Management For Voted - For 1.5 Elect Lisa Gersh Management For Voted - For 1.6 Elect Elizabeth Hamren Management For Voted - For 1.7 Elect Blake Jorgensen Management For Voted - For 1.8 Elect Tracy A. Leinbach Management For Voted - For 1.9 Elect Edward M. Philip Management For Voted - For 1.10 Elect Laurel J. Richie Management For Voted - For 1.11 Elect Richard S. Stoddart Management For Voted - For 1.12 Elect Mary Beth West Management For Voted - For 1.13 Elect Linda Zecher Higgins Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For HCA HEALTHCARE, INC. Security ID: 40412C101 Ticker: HCA Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Thomas F. Frist III Management For Voted - For 2 Elect Samuel N. Hazen Management For Voted - For 3 Elect Meg G. Crofton Management For Voted - For 4 Elect Robert J. Dennis Management For Voted - For 5 Elect Nancy-Ann DeParle Management For Voted - For 6 Elect William R. Frist Management For Voted - For 7 Elect Charles O. Holliday, Jr. Management For Voted - For 8 Elect Hugh F. Johnston Management For Voted - For 9 Elect Michael W. Michelson Management For Voted - For 10 Elect Wayne J. Riley Management For Voted - For 11 Elect Andrea B. Smith Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 2322 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted HEALTHPEAK PROPERTIES, INC. Security ID: 42250P103 Ticker: PEAK Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Brian G. Cartwright Management For Voted - For 2 Elect Christine N. Garvey Management For Voted - For 3 Elect R. Kent Griffin Jr. Management For Voted - For 4 Elect David B. Henry Management For Voted - For 5 Elect Thomas M. Herzog Management For Voted - For 6 Elect Lydia H. Kennard Management For Voted - For 7 Elect Sara G. Lewis Management For Voted - For 8 Elect Katherine M. Sandstrom Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For HENRY SCHEIN, INC. Security ID: 806407102 Ticker: HSIC Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Mohamad Ali Management For Voted - For 2 Elect Stanley M. Bergman Management For Voted - For 3 Elect James P. Breslawski Management For Voted - For 4 Elect Deborah M. Derby Management For Voted - For 5 Elect Joseph L. Herring Management For Voted - For 6 Elect Kurt P. Kuehn Management For Voted - For 7 Elect Philip A. Laskawy Management For Voted - For 8 Elect Anne H. Margulies Management For Voted - For 9 Elect Mark E. Mlotek Management For Voted - For 10 Elect Steven Paladino Management For Voted - For 11 Elect Carol Raphael Management For Voted - For 12 Elect E. Dianne Rekow Management For Voted - For 13 Elect Scott Serota Management For Voted - For 14 Elect Bradley T. Sheares Management For Voted - For 15 Elect Reed V. Tuckson Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Ratification of Auditor Management For Voted - For HESS CORPORATION Security ID: 42809H107 Ticker: HES Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Terrence J. Checki Management For Voted - For 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Lisa Glatch Management For Voted - For 4 Elect John B. Hess Management For Voted - For 2323 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Edith E. Holiday Management For Voted - For 6 Elect Marc S. Lipschultz Management For Voted - For 7 Elect Raymond J. McGuire Management For Voted - For 8 Elect David McManus Management For Voted - For 9 Elect Kevin O. Meyers Management For Voted - For 10 Elect Karyn F. Ovelmen Management For Voted - For 11 Elect James H. Quigley Management For Voted - For 12 Elect William G. Schrader Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For HEWLETT PACKARD ENTERPRISE COMPANY Security ID: 42824C109 Ticker: HPE Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Elect Daniel Ammann Management For Voted - For 2 Elect Pamela L. Carter Management For Voted - For 3 Elect Jean M. Hobby Management For Voted - For 4 Elect George R. Kurtz Management For Voted - For 5 Elect Raymond J. Lane Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Antonio F. Neri Management For Voted - For 8 Elect Charles H. Noski Management For Voted - For 9 Elect Raymond E. Ozzie Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Patricia F. Russo Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2021 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For HILTON WORLDWIDE HOLDINGS INC. Security ID: 43300A203 Ticker: HLT Meeting Date: 20-May-22 Meeting Type: Annual 1 Elect Christopher J. Nassetta Management For Voted - For 2 Elect Jonathan D. Gray Management For Voted - For 3 Elect Charlene T. Begley Management For Voted - For 4 Elect Chris Carr Management For Voted - For 5 Elect Melanie L. Healey Management For Voted - For 6 Elect Raymond E. Mabus, Jr. Management For Voted - For 7 Elect Judith A. McHale Management For Voted - For 8 Elect Elizabeth A. Smith Management For Voted - For 9 Elect Douglas M. Steenland Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 2324 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted HOLOGIC, INC. Security ID: 436440101 Ticker: HOLX Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Stephen P. MacMillan Management For Voted - For 2 Elect Sally W. Crawford Management For Voted - For 3 Elect Charles J. Dockendorff Management For Voted - For 4 Elect Scott T. Garrett Management For Voted - For 5 Elect Ludwig N. Hantson Management For Voted - For 6 Elect Namal Nawana Management For Voted - For 7 Elect Christina Stamoulis Management For Voted - For 8 Elect Amy M. Wendell Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For HONEYWELL INTERNATIONAL INC. Security ID: 438516106 Ticker: HON Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Duncan B. Angove Management For Voted - For 3 Elect William S. Ayer Management For Voted - For 4 Elect Kevin Burke Management For Voted - For 5 Elect D. Scott Davis Management For Voted - For 6 Elect Deborah Flint Management For Voted - For 7 Elect Rose Lee Management For Voted - For 8 Elect Grace D. Lieblein Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Environmental & Social Due Diligence Process Shareholder Against Voted - Against HORMEL FOODS CORPORATION Security ID: 440452100 Ticker: HRL Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Prama Bhatt Management For Voted - For 2 Elect Gary C. Bhojwani Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Stephen M. Lacy Management For Voted - For 2325 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Elsa A. Murano Management For Voted - For 6 Elect Susan K. Nestegard Management For Voted - For 7 Elect William A. Newlands Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect Jose Luis Prado Management For Voted - For 10 Elect Sally J. Smith Management For Voted - For 11 Elect James P. Snee Management For Voted - For 12 Elect Steven A. White Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market Shareholder Against Voted - Against HOST HOTELS & RESORTS, INC. Security ID: 44107P104 Ticker: HST Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Mary L. Baglivo Management For Voted - For 2 Elect Herman E. Bulls Management For Voted - For 3 Elect Richard E. Marriott Management For Voted - For 4 Elect Mary Hogan Preusse Management For Voted - For 5 Elect Walter C. Rakowich Management For Voted - For 6 Elect James F. Risoleo Management For Voted - For 7 Elect Gordon H. Smith Management For Voted - For 8 Elect A. William Stein Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For HOWMET AEROSPACE, INC. Security ID: 443201108 Ticker: HWM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect James F. Albaugh Management For Voted - For 2 Elect Amy E. Alving Management For Voted - For 3 Elect Sharon Barner Management For Voted - For 4 Elect Joseph S. Cantie Management For Voted - For 5 Elect Robert F. Leduc Management For Voted - For 6 Elect David J. Miller Management For Voted - For 7 Elect Jody G. Miller Management For Voted - For 8 Elect Nicole W. Piasecki Management For Voted - For 9 Elect John C. Plant Management For Voted - For 10 Elect Ulrich R. Schmidt Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 2326 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted HP INC. Security ID: 40434L105 Ticker: HPQ Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Aida M. Alvarez Management For Voted - For 2 Elect Shumeet Banerji Management For Voted - For 3 Elect Robert R. Bennett Management For Voted - For 4 Elect Charles V. Bergh Management For Voted - For 5 Elect Bruce Broussard Management For Voted - For 6 Elect Stacy Brown-Philpot Management For Voted - For 7 Elect Stephanie A. Burns Management For Voted - For 8 Elect Mary Anne Citrino Management For Voted - For 9 Elect Richard Clemmer Management For Voted - For 10 Elect Enrique Lores Management For Voted - For 11 Elect Judith Miscik Management For Voted - For 12 Elect Kim K.W. Rucker Management For Voted - For 13 Elect Subra Suresh Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against HUMANA INC. Security ID: 444859102 Ticker: HUM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Raquel C. Bono Management For Voted - For 2 Elect Bruce Broussard Management For Voted - For 3 Elect Frank A. D'Amelio Management For Voted - For 4 Elect David T. Feinberg Management For Voted - Against 5 Elect Wayne A.I. Frederick Management For Voted - For 6 Elect John W. Garratt Management For Voted - For 7 Elect Kurt J. Hilzinger Management For Voted - For 8 Elect David A. Jones Jr. Management For Voted - For 9 Elect Karen W. Katz Management For Voted - For 10 Elect Marcy S. Klevorn Management For Voted - For 11 Elect William J. McDonald Management For Voted - For 12 Elect Jorge S. Mesquita Management For Voted - For 13 Elect James J. O'Brien Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 2327 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted HUNTINGTON INGALLS INDUSTRIES, INC. Security ID: 446413106 Ticker: HII Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Philip M. Bilden Management For Voted - For 2 Elect Augustus L. Collins Management For Voted - For 3 Elect Kirkland H. Donald Management For Voted - For 4 Elect Victoria D. Harker Management For Voted - For 5 Elect Frank R. Jimenez Management For Voted - For 6 Elect Christopher D. Kastner Management For Voted - For 7 Elect Anastasia D. Kelly Management For Voted - For 8 Elect Tracy B. McKibben Management For Voted - For 9 Elect Stephanie L. O'Sullivan Management For Voted - For 10 Elect C. Michael Petters Management For Voted - For 11 Elect Thomas C. Schievelbein Management For Voted - For 12 Elect John K. Welch Management For Voted - For 13 Elect Stephen R. Wilson Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Approval of the 2022 Long-Term Incentive Stock Plan Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For IDEX CORPORATION Security ID: 45167R104 Ticker: IEX Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Livingston Satterthwaite Management For Voted - For 2 Elect David C. Parry Management For Voted - For 3 Elect Eric D. Ashleman Management For Voted - For 4 Elect L. Paris Watts-Stanfield Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For IDEXX LABORATORIES, INC. Security ID: 45168D104 Ticker: IDXX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jonathan W. Ayers Management For Voted - For 2 Elect Stuart M. Essig Management For Voted - For 3 Elect Jonathan J. Mazelsky Management For Voted - For 4 Elect M. Anne Szostak Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 2328 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ILLINOIS TOOL WORKS INC. Security ID: 452308109 Ticker: ITW Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - For 2 Elect Susan Crown Management For Voted - For 3 Elect Darrell L. Ford Management For Voted - For 4 Elect James W. Griffith Management For Voted - For 5 Elect Jay L. Henderson Management For Voted - For 6 Elect Richard H. Lenny Management For Voted - For 7 Elect E. Scott Santi Management For Voted - For 8 Elect David H. B. Smith, Jr. Management For Voted - For 9 Elect Pamela B. Strobel Management For Voted - For 10 Elect Anre D. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ILLUMINA, INC. Security ID: 452327109 Ticker: ILMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Frances Arnold Management For Voted - For 2 Elect Francis A. deSouza Management For Voted - For 3 Elect Caroline D. Dorsa Management For Voted - For 4 Elect Robert S. Epstein Management For Voted - Against 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Gary S. Guthart Management For Voted - For 7 Elect Philip W. Schiller Management For Voted - For 8 Elect Susan E. Siegel Management For Voted - For 9 Elect John W. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain INCYTE CORPORATION Security ID: 45337C102 Ticker: INCY Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Julian C. Baker Management For Voted - For 2 Elect Jean-Jacques Bienaime Management For Voted - For 3 Elect Otis W. Brawley Management For Voted - For 4 Elect Paul J. Clancy Management For Voted - For 2329 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Jacqualyn A. Fouse Management For Voted - For 6 Elect Edmund P. Harrigan Management For Voted - For 7 Elect Katherine A. High Management For Voted - For 8 Elect Herve Hoppenot Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For INGERSOLL RAND INC. Security ID: 45687V106 Ticker: IR Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Kirk E. Arnold Management For Voted - For 2 Elect Elizabeth Centoni Management For Voted - For 3 Elect William P. Donnelly Management For Voted - For 4 Elect Gary D. Forsee Management For Voted - For 5 Elect John Humphrey Management For Voted - Against 6 Elect Marc E. Jones Management For Voted - For 7 Elect Vicente Reynal Management For Voted - For 8 Elect Tony L. White Management For Voted - For 9 Ratification of Auditor Management For Voted - For INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - Against 2330 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted INTERCONTINENTAL EXCHANGE, INC. Security ID: 45866F104 Ticker: ICE Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Shantella E. Cooper Management For Voted - For 3 Elect Duriya M. Farooqui Management For Voted - For 4 Elect Lord Hague of Richmond Management For Voted - For 5 Elect Mark F. Mulhern Management For Voted - For 6 Elect Thomas E. Noonan Management For Voted - For 7 Elect Caroline L. Silver Management For Voted - For 8 Elect Jeffrey C. Sprecher Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Martha A. Tirinnanzi Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Omnibus Employee Incentive Plan Management For Voted - For 13 Approval of the 2022 Omnibus Non-Employee Director Incentive Plan Management For Voted - For 14 Elimination of Supermajority Requirements Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - Against 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For INTERNATIONAL BUSINESS MACHINES CORPORATION Security ID: 459200101 Ticker: IBM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Thomas Buberl Management For Voted - For 2 Elect David N. Farr Management For Voted - For 3 Elect Alex Gorsky Management For Voted - For 4 Elect Michelle Howard Management For Voted - For 5 Elect Arvind Krishna Management For Voted - For 6 Elect Andrew N. Liveris Management For Voted - For 7 Elect F. William McNabb, III Management For Voted - For 8 Elect Martha E. Pollack Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Peter R. Voser Management For Voted - For 11 Elect Frederick H. Waddell Management For Voted - For 12 Elect Alfred W. Zollar Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 2331 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted INTERNATIONAL FLAVORS & FRAGRANCES INC. Security ID: 459506101 Ticker: IFF Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Kathryn J. Boor Management For Voted - For 2 Elect Edward D. Breen Management For Voted - Against 3 Elect Barry A. Bruno Management For Voted - For 4 Elect Franklin K. Clyburn, Jr. Management For Voted - For 5 Elect Carol A. Davidson Management For Voted - For 6 Elect Michael L. Ducker Management For Voted - For 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect John F. Ferraro Management For Voted - For 9 Elect Christina A. Gold Management For Voted - For 10 Elect Ilene S. Gordon Management For Voted - For 11 Elect Matthias Heinzel Management For Voted - For 12 Elect Dale F. Morrison Management For Voted - For 13 Elect Kare Schultz Management For Voted - For 14 Elect Stephen Williamson Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For INTERNATIONAL PAPER COMPANY Security ID: 460146103 Ticker: IP Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Christopher M. Connor Management For Voted - For 2 Elect Ahmet Cemal Dorduncu Management For Voted - For 3 Elect Ilene S. Gordon Management For Voted - Against 4 Elect Anders Gustafsson Management For Voted - For 5 Elect Jacqueline C. Hinman Management For Voted - For 6 Elect Clinton A. Lewis, Jr. Management For Voted - For 7 Elect D. G. Macpherson Management For Voted - For 8 Elect Kathryn D. Sullivan Management For Voted - For 9 Elect Mark S. Sutton Management For Voted - For 10 Elect Anton V. Vincent Management For Voted - For 11 Elect Raymond Guy Young Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Climate-related Activities Shareholder Against Voted - Against 2332 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For INTUITIVE SURGICAL, INC. Security ID: 46120E602 Ticker: ISRG Meeting Date: 20-Sep-21 Meeting Type: Special 1 Increase in Authorized Common Stock Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Craig H. Barratt Management For Voted - For 2 Elect Joseph C. Beery Management For Voted - For 3 Elect Gary S. Guthart Management For Voted - For 4 Elect Amal M. Johnson Management For Voted - For 5 Elect Don R. Kania Management For Voted - For 6 Elect Amy L. Ladd Management For Voted - For 7 Elect Keith R. Leonard, Jr. Management For Voted - For 8 Elect Alan J. Levy Management For Voted - For 9 Elect Jami Dover Nachtsheim Management For Voted - For 10 Elect Monica P. Reed Management For Voted - For 11 Elect Mark J. Rubash Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2010 Incentive Award Plan Management For Voted - For 2333 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted INVESCO LTD. Security ID: G491BT108 Ticker: IVZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sarah E. Beshar Management For Voted - For 2 Elect Thomas M. Finke Management For Voted - For 3 Elect Martin L. Flanagan Management For Voted - For 4 Elect William F. Glavin, Jr. Management For Voted - For 5 Elect C. Robert Henrikson Management For Voted - For 6 Elect Denis Kessler Management For Voted - For 7 Elect Sir Nigel Sheinwald Management For Voted - For 8 Elect Paula C. Tolliver Management For Voted - For 9 Elect G. Richard Wagoner, Jr. Management For Voted - For 10 Elect Christopher C. Womack Management For Voted - For 11 Elect Phoebe A. Wood Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For IPG PHOTONICS CORPORATION Security ID: 44980X109 Ticker: IPGP Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Eugene A. Shcherbakov Management For Voted - For 2 Elect Michael C. Child Management For Voted - For 3 Elect Jeanmarie Desmond Management For Voted - For 4 Elect Gregory P. Dougherty Management For Voted - For 5 Elect Eric Meurice Management For Voted - For 6 Elect Natalia Pavlova Management For Voted - For 7 Elect John R. Peeler Management For Voted - Against 8 Elect Thomas J. Seifert Management For Voted - For 9 Elect Felix Stukalin Management For Voted - For 10 Elect Agnes K. Tang Management For Voted - For 11 Ratification of Auditor Management For Voted - For IQVIA HOLDINGS INC. Security ID: 46266C105 Ticker: IQV Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect John P. Connaughton Management For Voted - For 1.2 Elect John G. Danhakl Management For Voted - For 1.3 Elect James A. Fasano Management For Voted - For 1.4 Elect Leslie Wims Morris Management For Voted - For 2 Repeal of Classified Board Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 2334 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against Voted - For 5 Ratification of Auditor Management For Voted - For IRON MOUNTAIN INCORPORATED Security ID: 46284V101 Ticker: IRM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Jennifer Allerton Management For Voted - For 2 Elect Pamela M. Arway Management For Voted - For 3 Elect Clarke H. Bailey Management For Voted - For 4 Elect Kent P. Dauten Management For Voted - For 5 Elect Monte E. Ford Management For Voted - For 6 Elect Robin L. Matlock Management For Voted - For 7 Elect William L. Meaney Management For Voted - For 8 Elect Wendy J. Murdock Management For Voted - For 9 Elect Walter C. Rakowich Management For Voted - For 10 Elect Doyle R. Simons Management For Voted - For 11 Elect Alfred J. Verrecchia Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For J.B. HUNT TRANSPORT SERVICES, INC. Security ID: 445658107 Ticker: JBHT Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Douglas G. Duncan Management For Voted - For 2 Elect Francesca M. Edwardson Management For Voted - For 3 Elect Wayne Garrison Management For Voted - For 4 Elect Sharilyn S. Gasaway Management For Voted - For 5 Elect Gary C. George Management For Voted - For 6 Elect John B. (Thad) Hill, III Management For Voted - For 7 Elect Bryan Hunt Management For Voted - Against 8 Elect Gale V. King Management For Voted - For 9 Elect John N. Roberts III Management For Voted - For 10 Elect James L. Robo Management For Voted - For 11 Elect Kirk Thompson Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For JACK HENRY & ASSOCIATES, INC. Security ID: 426281101 Ticker: JKHY Meeting Date: 16-Nov-21 Meeting Type: Annual 1.1 Elect David B. Foss Management For Voted - For 1.2 Elect Matthew C. Flanigan Management For Voted - For 2335 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Thomas H. Wilson, Jr. Management For Voted - For 1.4 Elect Jacque R. Fiegel Management For Voted - For 1.5 Elect Thomas A. Wimsett Management For Voted - For 1.6 Elect Laura G. Kelly Management For Voted - For 1.7 Elect Shruti S. Miyashiro Management For Voted - For 1.8 Elect Wesley A. Brown Management For Voted - For 1.9 Elect Curtis A. Campbell Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For JACOBS ENGINEERING GROUP INC. Security ID: 469814107 Ticker: J Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Steven J. Demetriou Management For Voted - For 2 Elect Chris M.T. Thompson Management For Voted - For 3 Elect Priya Abani Management For Voted - For 4 Elect Vincent K. Brooks Management For Voted - For 5 Elect Ralph E. Eberhart Management For Voted - For 6 Elect Manuel J. Fernandez Management For Voted - For 7 Elect Georgette D. Kiser Management For Voted - For 8 Elect Barbara L. Loughran Management For Voted - For 9 Elect Robert A. McNamara Management For Voted - For 10 Elect Peter J. Robertson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For JOHNSON & JOHNSON Security ID: 478160104 Ticker: JNJ Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Mary C. Beckerle Management For Voted - For 3 Elect D. Scott Davis Management For Voted - For 4 Elect Ian E.L. Davis Management For Voted - For 5 Elect Jennifer A. Doudna Management For Voted - For 6 Elect Joaquin Duato Management For Voted - For 7 Elect Alex Gorsky Management For Voted - For 8 Elect Marillyn A. Hewson Management For Voted - For 9 Elect Hubert Joly Management For Voted - For 10 Elect Mark B. McClellan Management For Voted - Against 11 Elect Anne Mulcahy Management For Voted - For 12 Elect A. Eugene Washington Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Elect Nadja Y. West Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 2336 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Ratification of Auditor Management For Voted - For 18 Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Racial Impact Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Discontinuation of Talc-based Baby Powder Shareholder Against Voted - For 24 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 25 Shareholder Proposal Regarding Lobbying Activities Alignment with Universal Health Coverage Shareholder Against Voted - Against 26 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 27 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - Against JOHNSON CONTROLS INTERNATIONAL PLC Security ID: G51502105 Ticker: JCI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect Pierre E. Cohade Management For Voted - For 3 Elect Michael E. Daniels Management For Voted - For 4 Elect W. Roy Dunbar Management For Voted - For 5 Elect Gretchen R. Haggerty Management For Voted - For 6 Elect Simone Menne Management For Voted - For 7 Elect George R. Oliver Management For Voted - For 8 Elect Carl Jurgen Tinggren Management For Voted - For 9 Elect Mark P. Vergnano Management For Voted - For 10 Elect R. David Yost Management For Voted - For 11 Elect John D. Young Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Authorize Price Range at which the Company Can Re-Allot Treasury Shares Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 2337 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted JPMORGAN CHASE & CO. Security ID: 46625H100 Ticker: JPM Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Linda B. Bammann Management For Voted - For 2 Elect Stephen B. Burke Management For Voted - For 3 Elect Todd A. Combs Management For Voted - For 4 Elect James S. Crown Management For Voted - For 5 Elect James Dimon Management For Voted - For 6 Elect Timothy P. Flynn Management For Voted - For 7 Elect Mellody Hobson Management For Voted - For 8 Elect Michael A. Neal Management For Voted - For 9 Elect Phebe N. Novakovic Management For Voted - For 10 Elect Virginia M. Rometty Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Aligning GHG Reductions with UNEP FI Recommendations Shareholder Against Voted - Against JUNIPER NETWORKS, INC. Security ID: 48203R104 Ticker: JNPR Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Gary J. Daichendt Management For Voted - For 2 Elect Anne DelSanto Management For Voted - For 3 Elect Kevin A. DeNuccio Management For Voted - For 4 Elect James Dolce Management For Voted - For 5 Elect Christine M. Gorjanc Management For Voted - For 6 Elect Janet B. Haugen Management For Voted - For 7 Elect Scott Kriens Management For Voted - For 8 Elect Rahul Merchant Management For Voted - For 9 Elect Rami Rahim Management For Voted - For 10 Elect William Stensrud Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2015 Equity Incentive Plan Management For Voted - For 2338 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted KANSAS CITY SOUTHERN Security ID: 485170302 Ticker: KSU Meeting Date: 10-Dec-21 Meeting Type: Special 1 Merger with Canadian Pacific Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For KELLOGG COMPANY Security ID: 487836108 Ticker: K Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Roderick Gillum Management For Voted - For 2 Elect Mary A. Laschinger Management For Voted - For 3 Elect Erica L. Mann Management For Voted - For 4 Elect Carolyn Tastad Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - Against KEYCORP Security ID: 493267108 Ticker: KEY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Alexander M. Cutler Management For Voted - For 2 Elect H. James Dallas Management For Voted - For 3 Elect Elizabeth R. Gile Management For Voted - For 4 Elect Ruth Ann M. Gillis Management For Voted - For 5 Elect Christopher M. Gorman Management For Voted - For 6 Elect Robin Hayes Management For Voted - For 7 Elect Carlton L. Highsmith Management For Voted - For 8 Elect Richard J. Hipple Management For Voted - For 9 Elect Devina Rankin Management For Voted - For 10 Elect Barbara R. Snyder Management For Voted - For 11 Elect Richard J. Tobin Management For Voted - For 12 Elect Todd J. Vasos Management For Voted - For 13 Elect David K. Wilson Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 2339 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted KEYSIGHT TECHNOLOGIES, INC. Security ID: 49338L103 Ticker: KEYS Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Elect James G. Cullen Management For Voted - For 2 Elect Michelle J. Holthaus Management For Voted - For 3 Elect Jean M. Nye Management For Voted - For 4 Elect Joanne B. Olsen Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For KIMBERLY-CLARK CORPORATION Security ID: 494368103 Ticker: KMB Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Sylvia M. Burwell Management For Voted - For 2 Elect John W. Culver Management For Voted - For 3 Elect Robert W. Decherd Management For Voted - For 4 Elect Michael D. Hsu Management For Voted - For 5 Elect Mae C. Jemison Management For Voted - For 6 Elect S. Todd Maclin Management For Voted - For 7 Elect Deirdre Mahlan Management For Voted - For 8 Elect Sherilyn S. McCoy Management For Voted - For 9 Elect Christa Quarles Management For Voted - For 10 Elect Jaime A. Ramirez Management For Voted - For 11 Elect Dunia A. Shive Management For Voted - For 12 Elect Mark T. Smucker Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For KIMCO REALTY CORPORATION Security ID: 49446R109 Ticker: KIM Meeting Date: 03-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Milton Cooper Management For Voted - For 2 Elect Philip E. Coviello Management For Voted - For 3 Elect Conor C. Flynn Management For Voted - For 4 Elect Frank Lourenso Management For Voted - For 5 Elect Henry Moniz Management For Voted - For 2340 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Mary Hogan Preusse Management For Voted - For 7 Elect Valerie Richardson Management For Voted - For 8 Elect Richard B. Saltzman Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For KINDER MORGAN, INC. Security ID: 49456B101 Ticker: KMI Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Richard D. Kinder Management For Voted - For 2 Elect Steven J. Kean Management For Voted - For 3 Elect Kimberly A. Dang Management For Voted - For 4 Elect Ted A. Gardner Management For Voted - For 5 Elect Anthony W. Hall, Jr. Management For Voted - For 6 Elect Gary L. Hultquist Management For Voted - For 7 Elect Ronald L. Kuehn, Jr. Management For Voted - For 8 Elect Deborah A. Macdonald Management For Voted - For 9 Elect Michael C. Morgan Management For Voted - For 10 Elect Arthur C. Reichstetter Management For Voted - For 11 Elect C. Park Shaper Management For Voted - For 12 Elect William A. Smith Management For Voted - For 13 Elect Joel V. Staff Management For Voted - For 14 Elect Robert F. Vagt Management For Voted - For 15 Elect Perry M. Waughtal Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For KLA CORPORATION Security ID: 482480100 Ticker: KLAC Meeting Date: 03-Nov-21 Meeting Type: Annual 1 Elect Edward W. Barnholt Management For Voted - For 2 Elect Robert M. Calderoni Management For Voted - For 3 Elect Jeneanne Hanley Management For Voted - For 4 Elect Emiko Higashi Management For Voted - For 5 Elect Kevin J. Kennedy Management For Voted - For 6 Elect Gary B. Moore Management For Voted - For 7 Elect Marie E. Myers Management For Voted - For 8 Elect Kiran M. Patel Management For Voted - For 9 Elect Victor Peng Management For Voted - For 10 Elect Robert A. Rango Management For Voted - For 11 Elect Richard P. Wallace Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2341 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted L3HARRIS TECHNOLOGIES, INC. Security ID: 502431109 Ticker: LHX Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Sallie B. Bailey Management For Voted - For 2 Elect William M. Brown Management For Voted - For 3 Elect Peter W. Chiarelli Management For Voted - For 4 Elect Thomas A. Corcoran Management For Voted - For 5 Elect Thomas A. Dattilo Management For Voted - For 6 Elect Roger B. Fradin Management For Voted - For 7 Elect Harry B. Harris, Jr. Management For Voted - For 8 Elect Lewis Hay III Management For Voted - For 9 Elect Lewis Kramer Management For Voted - For 10 Elect Christopher E. Kubasik Management For Voted - For 11 Elect Rita S. Lane Management For Voted - For 12 Elect Robert B. Millard Management For Voted - For 13 Elect Lloyd W. Newton Management For Voted - For 14 Board Size Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For LABORATORY CORPORATION OF AMERICA HOLDINGS Security ID: 50540R409 Ticker: LH Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Kerrii B. Anderson Management For Voted - For 2 Elect Jean-Luc Belingard Management For Voted - For 3 Elect Jeffrey A. Davis Management For Voted - For 4 Elect D. Gary Gilliland Management For Voted - For 5 Elect Garheng Kong Management For Voted - For 6 Elect Peter M. Neupert Management For Voted - For 7 Elect Richelle P. Parham Management For Voted - For 8 Elect Adam H. Schechter Management For Voted - For 9 Elect Kathryn E. Wengel Management For Voted - For 10 Elect R. Sanders Williams Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against LAM RESEARCH CORPORATION Security ID: 512807108 Ticker: LRCX Meeting Date: 08-Nov-21 Meeting Type: Annual 1.1 Elect Sohail U. Ahmed Management For Voted - For 1.2 Elect Timothy M. Archer Management For Voted - For 2342 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Eric K. Brandt Management For Voted - For 1.4 Elect Michael R. Cannon Management For Voted - For 1.5 Elect Catherine P. Lego Management For Voted - For 1.6 Elect Bethany J. Mayer Management For Voted - For 1.7 Elect Abhijit Y. Talwalkar Management For Voted - For 1.8 Elect Rick Lih-Shyng TSAI Management For Voted - For 1.9 Elect Leslie F. Varon Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For LAMB WESTON HOLDINGS, INC. Security ID: 513272104 Ticker: LW Meeting Date: 23-Sep-21 Meeting Type: Annual 1 Elect Peter J. Bensen Management For Voted - For 2 Elect Charles A. Blixt Management For Voted - For 3 Elect Robert J. Coviello Management For Voted - For 4 Elect Andre J. Hawaux Management For Voted - For 5 Elect William G. Jurgensen Management For Voted - For 6 Elect Thomas P. Maurer Management For Voted - For 7 Elect Hala G. Moddelmog Management For Voted - For 8 Elect Robert A. Niblock Management For Voted - For 9 Elect Maria Renna Sharpe Management For Voted - For 10 Elect Thomas P. Werner Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For LAS VEGAS SANDS CORP. Security ID: 517834107 Ticker: LVS Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Irwin Chafetz Management For Voted - For 1.2 Elect Micheline Chau Management For Voted - Withheld 1.3 Elect Patrick Dumont Management For Voted - For 1.4 Elect Charles D. Forman Management For Voted - For 1.5 Elect Robert Glen Goldstein Management For Voted - For 1.6 Elect Nora M. Jordan Management For Voted - For 1.7 Elect Charles A. Koppelman Management For Voted - Withheld 1.8 Elect Lewis Kramer Management For Voted - For 1.9 Elect David F. Levi Management For Voted - Withheld 1.10 Elect Yibing Mao Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 2343 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted LEIDOS HOLDINGS, INC. Security ID: 525327102 Ticker: LDOS Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Gregory R. Dahlberg Management For Voted - For 2 Elect David G. Fubini Management For Voted - For 3 Elect Miriam E. John Management For Voted - For 4 Elect Robert C. Kovarik, Jr. Management For Voted - For 5 Elect Harry M.J. Kraemer, Jr. Management For Voted - For 6 Elect Roger A. Krone Management For Voted - For 7 Elect Gary S. May Management For Voted - For 8 Elect Surya N. Mohapatra Management For Voted - For 9 Elect Patrick M. Shanahan Management For Voted - For 10 Elect Robert S. Shapard Management For Voted - For 11 Elect Susan M. Stalnecker Management For Voted - For 12 Elect Noel B. Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For LENNAR CORPORATION Security ID: 526057302 Ticker: LEN Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard Beckwitt Management For Voted - For 3 Elect Steven L. Gerard Management For Voted - Against 4 Elect Theron I. Gilliam Management For Voted - Against 5 Elect Sherrill W. Hudson Management For Voted - Against 6 Elect Jonathan M. Jaffe Management For Voted - For 7 Elect Sidney Lapidus Management For Voted - For 8 Elect Teri P. McClure Management For Voted - Against 9 Elect Stuart A. Miller Management For Voted - For 10 Elect Armando J. Olivera Management For Voted - Against 11 Elect Jeffrey Sonnenfeld Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2016 Equity Incentive Plan Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For LINCOLN NATIONAL CORPORATION Security ID: 534187109 Ticker: LNC Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Deirdre P. Connelly Management For Voted - For 2 Elect Ellen G. Cooper Management For Voted - For 2344 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect William H. Cunningham Management For Voted - For 4 Elect Reginald E. Davis Management For Voted - For 5 Elect Dennis R. Glass Management For Voted - For 6 Elect Eric G. Johnson Management For Voted - For 7 Elect Gary C. Kelly Management For Voted - For 8 Elect M. Leanne Lachman Management For Voted - For 9 Elect Dale Lefebvre Management For Voted - For 10 Elect Janet Liang Management For Voted - For 11 Elect Michael F. Mee Management For Voted - For 12 Elect Patrick S. Pittard Management For Voted - For 13 Elect Lynn M. Utter Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2020 Incentive Compensation Plan Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For LIVE NATION ENTERTAINMENT, INC. Security ID: 538034109 Ticker: LYV Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Maverick Carter Management For Voted - For 2 Elect Ping Fu Management For Voted - For 3 Elect Jeffrey T. Hinson Management For Voted - For 4 Elect Chad Hollingsworth Management For Voted - For 5 Elect Jimmy Iovine Management For Voted - For 6 Elect James S. Kahan Management For Voted - For 7 Elect Gregory B. Maffei Management For Voted - Against 8 Elect Randall T. Mays Management For Voted - Against 9 Elect Michael Rapino Management For Voted - For 10 Elect Dana Walden Management For Voted - For 11 Elect Latriece Watkins Management For Voted - For 12 Ratification of Auditor Management For Voted - For LKQ CORPORATION Security ID: 501889208 Ticker: LKQ Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Patrick Berard Management For Voted - For 2 Elect Meg A. Divitto Management For Voted - For 3 Elect Robert M. Hanser Management For Voted - For 4 Elect Joseph M. Holsten Management For Voted - For 5 Elect Blythe J. McGarvie Management For Voted - For 6 Elect John W. Mendel Management For Voted - For 7 Elect Jody G. Miller Management For Voted - For 8 Elect Guhan Subramanian Management For Voted - For 2345 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Xavier Urbain Management For Voted - For 10 Elect Jacob H. Welch Management For Voted - For 11 Elect Dominick P. Zarcone Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For LOCKHEED MARTIN CORPORATION Security ID: 539830109 Ticker: LMT Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Daniel F. Akerson Management For Voted - For 2 Elect David B. Burritt Management For Voted - For 3 Elect Bruce A. Carlson Management For Voted - For 4 Elect John Donovan Management For Voted - For 5 Elect Joseph Dunford Jr. Management For Voted - For 6 Elect James O. Ellis, Jr. Management For Voted - For 7 Elect Thomas J. Falk Management For Voted - For 8 Elect Ilene S. Gordon Management For Voted - For 9 Elect Vicki A. Hollub Management For Voted - For 10 Elect Jeh C. Johnson Management For Voted - For 11 Elect Debra L. Reed-Klages Management For Voted - For 12 Elect James D. Taiclet Management For Voted - For 13 Elect Patricia E. Yarrington Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Human Rights Impact Assessments Shareholder Against Voted - Against LOEWS CORPORATION Security ID: 540424108 Ticker: L Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Ann E. Berman Management For Voted - For 2 Elect Joseph L. Bower Management For Voted - For 3 Elect Charles D. Davidson Management For Voted - For 4 Elect Charles M. Diker Management For Voted - For 5 Elect Paul J. Fribourg Management For Voted - Against 6 Elect Walter L. Harris Management For Voted - For 7 Elect Philip A. Laskawy Management For Voted - For 8 Elect Susan P. Peters Management For Voted - For 9 Elect Andrew H. Tisch Management For Voted - For 10 Elect James S. Tisch Management For Voted - For 11 Elect Jonathan M. Tisch Management For Voted - For 12 Elect Anthony Welters Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2346 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Ratification of Auditor Management For Voted - For LOWE'S COMPANIES, INC. Security ID: 548661107 Ticker: LOW Meeting Date: 27-May-22 Meeting Type: Annual 1.1 Elect Raul Alvarez Management For Voted - For 1.2 Elect David H. Batchelder Management For Voted - For 1.3 Elect Sandra B. Cochran Management For Voted - For 1.4 Elect Laurie Z. Douglas Management For Voted - For 1.5 Elect Richard W. Dreiling Management For Voted - For 1.6 Elect Marvin R. Ellison Management For Voted - For 1.7 Elect Daniel J. Heinrich Management For Voted - For 1.8 Elect Brian C. Rogers Management For Voted - For 1.9 Elect Bertram L. Scott Management For Voted - For 1.10 Elect Colleen Taylor Management For Voted - For 1.11 Elect Mary Elizabeth West Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the 2006 Long Term Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 6 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification Shareholder Against Voted - Against LUMEN TECHNOLOGIES, INC. Security ID: 550241103 Ticker: LUMN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Quincy L. Allen Management For Voted - For 2 Elect Martha Helena Bejar Management For Voted - For 3 Elect Peter C. Brown Management For Voted - For 4 Elect Kevin P. Chilton Management For Voted - For 5 Elect Steven T. Clontz Management For Voted - For 6 Elect T. Michael Glenn Management For Voted - For 7 Elect W. Bruce Hanks Management For Voted - For 8 Elect Hal Stanley Jones Management For Voted - For 9 Elect Michael J. Roberts Management For Voted - For 10 Elect Laurie A. Siegel Management For Voted - For 11 Elect Jeffrey K. Storey Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 2347 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted LYONDELLBASELL INDUSTRIES N.V. Security ID: N53745100 Ticker: LYB Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Jacques Aigrain Management For Voted - For 2 Elect Lincoln Benet Management For Voted - For 3 Elect Jagjeet S. Bindra Management For Voted - For 4 Elect Robin Buchanan Management For Voted - For 5 Elect Anthony R. Chase Management For Voted - For 6 Elect Nance K. Dicciani Management For Voted - For 7 Elect Robert W. Dudley Management For Voted - For 8 Elect Claire S. Farley Management For Voted - For 9 Elect Michael S. Hanley Management For Voted - For 10 Elect Virginia A. Kamsky Management For Voted - For 11 Elect Albert Manifold Management For Voted - For 12 Elect Peter Vanacker Management For Voted - For 13 Ratification of Board Acts Management For Voted - For 14 Accounts and Reports Management For Voted - For 15 Appointment of Dutch Statutory Auditor Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Cancellation of Shares Management For Voted - For M&T BANK CORPORATION Security ID: 55261F104 Ticker: MTB Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Robert T. Brady Management For Voted - For 3 Elect Calvin G. Butler, Jr. Management For Voted - For 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger, Jr. Management For Voted - For 6 Elect T. Jefferson Cunningham, III Management For Voted - For 7 Elect Gary N. Geisel Management For Voted - For 8 Elect Leslie V. Godridge Management For Voted - For 9 Elect Rene F. Jones Management For Voted - For 10 Elect Richard H. Ledgett, Jr. Management For Voted - For 11 Elect Melinda R. Rich Management For Voted - For 12 Elect Robert E. Sadler, Jr. Management For Voted - For 13 Elect Denis J. Salamone Management For Voted - For 14 Elect John R. Scannell Management For Voted - Against 15 Elect Rudina Seseri Management For Voted - For 16 Elect Kirk W. Walters Management For Voted - For 17 Elect Herbert L. Washington Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - For 2348 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted MARATHON OIL CORPORATION Security ID: 565849106 Ticker: MRO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Chadwick C. Deaton Management For Voted - For 2 Elect Marcela E. Donadio Management For Voted - For 3 Elect M. Elise Hyland Management For Voted - For 4 Elect Holli C. Ladhani Management For Voted - For 5 Elect Brent J. Smolik Management For Voted - For 6 Elect Lee M. Tillman Management For Voted - For 7 Elect J. Kent Wells Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For MARATHON PETROLEUM CORPORATION Security ID: 56585A102 Ticker: MPC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Evan Bayh Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 3 Elect Edward G. Galante Management For Voted - For 4 Elect Kim K.W. Rucker Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For 8 Elimination of Supermajority Requirement Management For Voted - For 9 Approval of Exclusive Forum Provisions Management For Voted - Against 10 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 11 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 12 Shareholder Proposal Regarding Just Transition Reporting Shareholder Against Voted - Against MARKETAXESS HOLDINGS INC. Security ID: 57060D108 Ticker: MKTX Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Richard M. McVey Management For Voted - For 2 Elect Nancy A. Altobello Management For Voted - For 3 Elect Steven Begleiter Management For Voted - For 4 Elect Stephen P. Casper Management For Voted - For 5 Elect Jane P. Chwick Management For Voted - For 6 Elect Christopher R. Concannon Management For Voted - For 7 Elect William F. Cruger, Jr. Management For Voted - For 8 Elect Kourtney Gibson Management For Voted - For 2349 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Justin G. Gmelich Management For Voted - For 10 Elect Richard G. Ketchum Management For Voted - For 11 Elect Xiaojia Charles Li Management For Voted - For 12 Elect Emily H. Portney Management For Voted - For 13 Elect Richard L. Prager Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For MARRIOTT INTERNATIONAL, INC. Security ID: 571903202 Ticker: MAR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Anthony G. Capuano Management For Voted - For 2 Elect Isabella D. Goren Management For Voted - For 3 Elect Deborah Marriott Harrison Management For Voted - For 4 Elect Frederick A. Henderson Management For Voted - For 5 Elect Eric Hippeau Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Aylwin B. Lewis Management For Voted - For 8 Elect David S. Marriott Management For Voted - For 9 Elect Margaret M. McCarthy Management For Voted - For 10 Elect George Munoz Management For Voted - For 11 Elect Horacio D. Rozanski Management For Voted - For 12 Elect Susan C. Schwab Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For MARSH & MCLENNAN COMPANIES, INC. Security ID: 571748102 Ticker: MMC Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Hafize Gaye Erkan Management For Voted - For 3 Elect Oscar Fanjul Martin Management For Voted - For 4 Elect Daniel S. Glaser Management For Voted - For 5 Elect H. Edward Hanway Management For Voted - For 6 Elect Deborah C. Hopkins Management For Voted - For 7 Elect Tamara Ingram Management For Voted - For 8 Elect Jane H. Lute Management For Voted - For 9 Elect Steven A. Mills Management For Voted - For 10 Elect Bruce P. Nolop Management For Voted - For 11 Elect Morton O. Schapiro Management For Voted - For 2350 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Lloyd M. Yates Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For MARTIN MARIETTA MATERIALS, INC. Security ID: 573284106 Ticker: MLM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Dorothy M. Ables Management For Voted - For 2 Elect Sue W. Cole Management For Voted - For 3 Elect Smith W. Davis Management For Voted - For 4 Elect Anthony R. Foxx Management For Voted - For 5 Elect John J. Koraleski Management For Voted - For 6 Elect C. Howard Nye Management For Voted - For 7 Elect Laree E. Perez Management For Voted - For 8 Elect Thomas H. Pike Management For Voted - For 9 Elect Michael J. Quillen Management For Voted - For 10 Elect Donald W. Slager Management For Voted - For 11 Elect David C. Wajsgras Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For MASCO CORPORATION Security ID: 574599106 Ticker: MAS Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Donald R. Parfet Management For Voted - For 2 Elect Lisa A. Payne Management For Voted - For 3 Elect Reginald M. Turner, Jr. Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For MASTERCARD INCORPORATED Security ID: 57636Q104 Ticker: MA Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Merit E. Janow Management For Voted - For 2 Elect Candido Botelho Bracher Management For Voted - For 3 Elect Richard K. Davis Management For Voted - For 4 Elect Julius Genachowski Management For Voted - For 5 Elect GOH Choon Phong Management For Voted - For 6 Elect Oki Matsumoto Management For Voted - For 7 Elect Michael Miebach Management For Voted - For 8 Elect Youngme E. Moon Management For Voted - For 9 Elect Rima Qureshi Management For Voted - For 2351 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Gabrielle Sulzberger Management For Voted - For 11 Elect Jackson P. Tai Management For Voted - For 12 Elect Harit Talwar Management For Voted - For 13 Elect Lance Uggla Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Restoration of Right to Call a Special Meeting Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Political Donations to Objectors Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Untraceable Firearms Shareholder Against Voted - Against MATCH GROUP, INC. Security ID: 57667L107 Ticker: MTCH Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Stephen Bailey Management For Voted - For 2 Elect Melissa Brenner Management For Voted - For 3 Elect Alan G. Spoon Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - For MCCORMICK & COMPANY, INCORPORATED Security ID: 579780206 Ticker: MKC Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Attendance Management N/A Take No Action MCDONALD'S CORPORATION Security ID: 580135101 Ticker: MCD Meeting Date: 26-May-22 Meeting Type: Special 1.1 Elect Leslie Samuelrich Shareholder N/A Take No Action 1.2 Elect Maisie Lucia Ganzler Shareholder N/A Take No Action 1.3 Elect Management Nominee Lloyd H. Dean Shareholder N/A Take No Action 1.4 Elect Management Nominee Robert A. Eckert Shareholder N/A Take No Action 1.5 Elect Management Nominee Catherine Engelbert Shareholder N/A Take No Action 1.6 Elect Management Nominee Maragret H. Georgiadis Shareholder N/A Take No Action 1.7 Elect Management Nominee Enrique Hernandez, Jr. Shareholder N/A Take No Action 1.8 Elect Management Nominee Christopher Kempczinski Shareholder N/A Take No Action 1.9 Elect Management Nominee John Mulligan Shareholder N/A Take No Action 2352 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.10 Elect Management Nominee John W. Rogers, Jr. Shareholder N/A Take No Action 1.11 Elect Management Nominee Paul S. Walsh Shareholder N/A Take No Action 1.12 Elect Management Nominee Miles D. White Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder N/A Take No Action 5 Shareholder Proposal Regarding Report on Plastics Shareholder N/A Take No Action 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder N/A Take No Action 7 Shareholder Proposal Regarding Gestation Crates Shareholder N/A Take No Action 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder N/A Take No Action 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder N/A Take No Action 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder N/A Take No Action 1.1 Elect Lloyd H. Dean Management For Voted - For 1.2 Elect Robert A. Eckert Management For Voted - For 1.3 Elect Catherine Engelbert Management For Voted - For 1.4 Elect Margaret H. Georgiadis Management For Voted - For 1.5 Elect Enrique Hernandez, Jr. Management For Voted - For 1.6 Elect Christopher Kempczinski Management For Voted - For 1.7 Elect Richard H. Lenny Management For Voted - For 1.8 Elect John Mulligan Management For Voted - For 1.9 Elect Sheila A. Penrose Management For Voted - For 1.10 Elect John W. Rogers, Jr. Management For Voted - For 1.11 Elect Paul S. Walsh Management For Voted - For 1.12 Elect Miles D. White Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Gestation Crates Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against MEDTRONIC PLC Security ID: G5960L103 Ticker: MDT Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Richard H. Anderson Management For Voted - For 2 Elect Craig Arnold Management For Voted - For 3 Elect Scott C. Donnelly Management For Voted - For 2353 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Andrea J. Goldsmith Management For Voted - For 5 Elect Randall J. Hogan, III Management For Voted - For 6 Elect Kevin E. Lofton Management For Voted - For 7 Elect Geoffrey Straub Martha Management For Voted - For 8 Elect Elizabeth G. Nabel Management For Voted - For 9 Elect Denise M. O'Leary Management For Voted - For 10 Elect Kendall J. Powell Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 2021 Long Term Incentive Plan Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For MERCK & CO., INC. Security ID: 58933Y105 Ticker: MRK Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Douglas M. Baker, Jr. Management For Voted - For 2 Elect Mary Ellen Coe Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 4 Elect Robert M. Davis Management For Voted - For 5 Elect Kenneth C. Frazier Management For Voted - For 6 Elect Thomas H. Glocer Management For Voted - For 7 Elect Risa Lavizzo-Mourey Management For Voted - For 8 Elect Stephen L. Mayo Management For Voted - For 9 Elect Paul B. Rothman Management For Voted - For 10 Elect Patricia F. Russo Management For Voted - For 11 Elect Christine E. Seidman Management For Voted - For 12 Elect Inge G. Thulin Management For Voted - For 13 Elect Kathy J. Warden Management For Voted - For 14 Elect Peter C. Wendell Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 2354 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against METLIFE, INC. Security ID: 59156R108 Ticker: MET Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Cheryl W. Grise Management For Voted - For 2 Elect Carlos M. Gutierrez Management For Voted - For 3 Elect Carla A. Harris Management For Voted - For 4 Elect Gerald L. Hassell Management For Voted - For 5 Elect David L. Herzog Management For Voted - For 6 Elect R. Glenn Hubbard Management For Voted - For 7 Elect Edward J. Kelly, III Management For Voted - For 8 Elect William E. Kennard Management For Voted - For 9 Elect Michel A. Khalaf Management For Voted - For 10 Elect Catherine R. Kinney Management For Voted - For 11 Elect Diana L. McKenzie Management For Voted - For 12 Elect Denise M. Morrison Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 2355 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted METTLER-TOLEDO INTERNATIONAL INC. Security ID: 592688105 Ticker: MTD Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Robert F. Spoerry Management For Voted - For 2 Elect Wah-Hui Chu Management For Voted - For 3 Elect Domitille Doat-Le Bigot Management For Voted - For 4 Elect Olivier A. Filliol Management For Voted - For 5 Elect Elisha W. Finney Management For Voted - For 6 Elect Richard Francis Management For Voted - For 7 Elect Michael A. Kelly Management For Voted - For 8 Elect Thomas P. Salice Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For MGM RESORTS INTERNATIONAL Security ID: 552953101 Ticker: MGM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Barry Diller Management For Voted - For 2 Elect Alexis M. Herman Management For Voted - For 3 Elect William Joseph Hornbuckle Management For Voted - For 4 Elect Mary Chris Jammet Management For Voted - For 5 Elect Joey Levin Management For Voted - For 6 Elect Rose McKinney-James Management For Voted - For 7 Elect Keith A. Meister Management For Voted - For 8 Elect Paul J. Salem Management For Voted - For 9 Elect Gregory M. Spierkel Management For Voted - For 10 Elect Jan G. Swartz Management For Voted - For 11 Elect Daniel J. Taylor Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For MICROCHIP TECHNOLOGY INCORPORATED Security ID: 595017104 Ticker: MCHP Meeting Date: 24-Aug-21 Meeting Type: Annual 1 Elect Matthew W. Chapman Management For Voted - For 2 Elect Esther L. Johnson Management For Voted - Against 3 Elect Karlton D. Johnson Management For Voted - For 4 Elect Wade F. Meyercord Management For Voted - For 5 Elect Ganesh Moorthy Management For Voted - For 6 Elect Karen M. Rapp Management For Voted - For 7 Elect Steve Sanghi Management For Voted - For 2356 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Increase in Authorized Common Stock Management For Voted - For 9 Amendment to the 2004 Equity Incentive Plan Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For MICRON TECHNOLOGY, INC. Security ID: 595112103 Ticker: MU Meeting Date: 13-Jan-22 Meeting Type: Annual 1 Elect Richard M. Beyer Management For Voted - For 2 Elect Lynn A. Dugle Management For Voted - For 3 Elect Steven J. Gomo Management For Voted - For 4 Elect Linnie M. Haynesworth Management For Voted - For 5 Elect Mary Pat McCarthy Management For Voted - For 6 Elect Sanjay Mehrotra Management For Voted - For 7 Elect Robert E. Switz Management For Voted - For 8 Elect MaryAnn Wright Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - Against 2357 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - Against MID-AMERICA APARTMENT COMMUNITIES, INC. Security ID: 59522J103 Ticker: MAA Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect H. Eric Bolton, Jr. Management For Voted - For 2 Elect Alan B. Graf, Jr. Management For Voted - For 3 Elect Toni Jennings Management For Voted - For 4 Elect Edith Kelly-Green Management For Voted - For 5 Elect James K. Lowder Management For Voted - For 6 Elect Thomas H. Lowder Management For Voted - For 7 Elect Monica McGurk Management For Voted - For 8 Elect Claude B. Nielsen Management For Voted - For 9 Elect Philip W. Norwood Management For Voted - For 10 Elect W. Reid Sanders Management For Voted - For 11 Elect Gary Shorb Management For Voted - For 12 Elect David P. Stockert Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For MODERNA, INC. Security ID: 60770K107 Ticker: MRNA Meeting Date: 28-Apr-22 Meeting Type: Annual 1.1 Elect Noubar B. Afeyan Management For Voted - For 1.2 Elect Stephane Bancel Management For Voted - For 1.3 Elect Francois Nader Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - For MOHAWK INDUSTRIES, INC. Security ID: 608190104 Ticker: MHK Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Joseph A. Onorato Management For Voted - For 2 Elect William H. Runge III Management For Voted - For 3 Elect W. Christopher Wellborn Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 2358 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted MOLINA HEALTHCARE, INC. Security ID: 60855R100 Ticker: MOH Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Barbara L. Brasier Management For Voted - For 2 Elect Daniel Cooperman Management For Voted - For 3 Elect Stephen H. Lockhart Management For Voted - For 4 Elect Steven J. Orlando Management For Voted - For 5 Elect Ronna E. Romney Management For Voted - Against 6 Elect Richard M. Schapiro Management For Voted - For 7 Elect Dale Wolf Management For Voted - For 8 Elect Richard Zoretic Management For Voted - For 9 Elect Joseph M. Zubretsky Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For MOLSON COORS BEVERAGE COMPANY Security ID: 60871R209 Ticker: TAP Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Roger G. Eaton Management For Voted - For 1.2 Elect Charles M. Herington Management For Voted - For 1.3 Elect H. Sanford Riley Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For MONDELEZ INTERNATIONAL, INC. Security ID: 609207105 Ticker: MDLZ Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lewis W.K. Booth Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 3 Elect Ertharin Cousin Management For Voted - For 4 Elect Lois D. Juliber Management For Voted - For 5 Elect Jorge S. Mesquita Management For Voted - For 6 Elect Jane Hamilton Nielsen Management For Voted - For 7 Elect Christiana Smith Shi Management For Voted - For 8 Elect Patrick T. Siewert Management For Voted - For 9 Elect Michael A. Todman Management For Voted - For 10 Elect Dirk Van de Put Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 2359 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted MONOLITHIC POWER SYSTEMS, INC. Security ID: 609839105 Ticker: MPWR Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Michael R. Hsing Management For Voted - For 2 Elect Herbert Chang Management For Voted - Withheld 3 Elect Carintia Martinez Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against MONSTER BEVERAGE CORPORATION Security ID: 61174X109 Ticker: MNST Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Rodney C. Sacks Management For Voted - For 1.2 Elect Hilton H. Schlosberg Management For Voted - For 1.3 Elect Mark J. Hall Management For Voted - For 1.4 Elect Ana Demel Management For Voted - Withheld 1.5 Elect James Leonard Dinkins Management For Voted - For 1.6 Elect Gary P. Fayard Management For Voted - For 1.7 Elect Tiffany M. Hall Management For Voted - For 1.8 Elect Jeanne P. Jackson Management For Voted - For 1.9 Elect Steven G. Pizula Management For Voted - For 1.10 Elect Mark S. Vidergauz Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For MOODY'S CORPORATION Security ID: 615369105 Ticker: MCO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jorge A. Bermudez Management For Voted - For 2 Elect Therese Esperdy Management For Voted - For 3 Elect Robert Fauber Management For Voted - For 4 Elect Vincent A. Forlenza Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect Lloyd W. Howell, Jr. Management For Voted - For 7 Elect Raymond W. McDaniel, Jr. Management For Voted - For 8 Elect Leslie Seidman Management For Voted - For 9 Elect Zig Serafin Management For Voted - For 10 Elect Bruce Van Saun Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 2360 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted MORGAN STANLEY Security ID: 617446448 Ticker: MS Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Alistair Darling Management For Voted - For 2 Elect Thomas H. Glocer Management For Voted - For 3 Elect James P. Gorman Management For Voted - For 4 Elect Robert H. Herz Management For Voted - For 5 Elect Erika H. James Management For Voted - For 6 Elect Hironori Kamezawa Management For Voted - For 7 Elect Shelley B. Leibowitz Management For Voted - For 8 Elect Stephen J. Luczo Management For Voted - For 9 Elect Judith Miscik Management For Voted - For 10 Elect Masato Miyachi Management For Voted - For 11 Elect Dennis M. Nally Management For Voted - For 12 Elect Mary L. Schapiro Management For Voted - For 13 Elect Perry M. Traquina Management For Voted - For 14 Elect Rayford Wilkins Jr. Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - Against MOTOROLA SOLUTIONS, INC. Security ID: 620076307 Ticker: MSI Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Gregory Q. Brown Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Egon Durban Management For Voted - Against 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Clayton M. Jones Management For Voted - For 6 Elect Judy C. Lewent Management For Voted - For 7 Elect Gregory K. Mondre Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Amendment to the 2015 Omnibus Incentive Plan Management For Voted - For MSCI INC. Security ID: 55354G100 Ticker: MSCI Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Henry A. Fernandez Management For Voted - For 2 Elect Robert G. Ashe Management For Voted - For 3 Elect Wayne Edmunds Management For Voted - For 2361 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Catherine R. Kinney Management For Voted - For 5 Elect Jacques P. Perold Management For Voted - For 6 Elect Sandy C. Rattray Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Marcus L. Smith Management For Voted - For 9 Elect Rajat Taneja Management For Voted - For 10 Elect Paula Volent Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For NASDAQ, INC. Security ID: 631103108 Ticker: NDAQ Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Melissa M. Arnoldi Management For Voted - For 2 Elect Charlene T. Begley Management For Voted - For 3 Elect Steven D. Black Management For Voted - For 4 Elect Adena T. Friedman Management For Voted - For 5 Elect Essa Kazim Management For Voted - For 6 Elect Thomas A. Kloet Management For Voted - For 7 Elect John D. Rainey Management For Voted - For 8 Elect Michael R. Splinter Management For Voted - For 9 Elect Toni Townes-Whitley Management For Voted - For 10 Elect Alfred W. Zollar Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against NETAPP, INC. Security ID: 64110D104 Ticker: NTAP Meeting Date: 10-Sep-21 Meeting Type: Annual 1 Elect T. Michael Nevens Management For Voted - For 2 Elect Deepak Ahuja Management For Voted - For 3 Elect Gerald D. Held Management For Voted - For 4 Elect Kathryn M. Hill Management For Voted - For 5 Elect Deborah L. Kerr Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Carrie Palin Management For Voted - For 8 Elect Scott F. Schenkel Management For Voted - For 9 Elect George T. Shaheen Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Approval of the 2021 Equity Incentive Plan Management For Voted - For 13 Amendment to the Employee Stock Purchase Plan Management For Voted - For 2362 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Permit Shareholders to Act by Written Consent Management For Voted - Abstain 15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - For 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For NEWELL BRANDS INC. Security ID: 651229106 Ticker: NWL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Bridget M. Ryan-Berman Management For Voted - For 2 Elect Patrick D. Campbell Management For Voted - For 3 Elect James R. Craigie Management For Voted - For 4 Elect Brett M. Icahn Management For Voted - For 5 Elect Jay L. Johnson Management For Voted - For 6 Elect Gerardo I. Lopez Management For Voted - For 7 Elect Courtney R. Mather Management For Voted - For 8 Elect Ravichandra K. Saligram Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Robert A. Steele Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against NEWMONT CORPORATION Security ID: 651639106 Ticker: NEM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Patrick G. Awuah, Jr. Management For Voted - For 2 Elect Gregory H. Boyce Management For Voted - For 2363 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Bruce R. Brook Management For Voted - For 4 Elect Maura J. Clark Management For Voted - For 5 Elect Emma FitzGerald Management For Voted - For 6 Elect Mary A. Laschinger Management For Voted - For 7 Elect Jose Manuel Madero Management For Voted - For 8 Elect Rene Medori Management For Voted - For 9 Elect Jane Nelson Management For Voted - For 10 Elect Thomas Palmer Management For Voted - For 11 Elect Julio M. Quintana Management For Voted - For 12 Elect Susan N. Story Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NEWS CORPORATION Security ID: 65249B109 Ticker: NWS Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Attendance Management N/A Take No Action NEWS CORPORATION Security ID: 65249B208 Ticker: NWS Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect K. Rupert Murdoch Management For Voted - For 2 Elect Lachlan K. Murdoch Management For Voted - For 3 Elect Robert J. Thomson Management For Voted - For 4 Elect Kelly A. Ayotte Management For Voted - For 5 Elect Jose Maria Aznar Management For Voted - For 6 Elect Natalie Bancroft Management For Voted - For 7 Elect Peter L. Barnes Management For Voted - For 8 Elect Ana Paula Pessoa Management For Voted - For 9 Elect Masroor T. Siddiqui Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against NEXTERA ENERGY, INC. Security ID: 65339F101 Ticker: NEE Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2 Elect James L. Camaren Management For Voted - For 3 Elect Kenneth B. Dunn Management For Voted - For 4 Elect Naren K. Gursahaney Management For Voted - For 5 Elect Kirk S. Hachigian Management For Voted - For 6 Elect John W. Ketchum Management For Voted - For 2364 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Amy B. Lane Management For Voted - For 8 Elect David L. Porges Management For Voted - For 9 Elect James L. Robo Management For Voted - For 10 Elect Rudy E. Schupp Management For Voted - For 11 Elect John L. Skolds Management For Voted - For 12 Elect John Arthur Stall Management For Voted - For 13 Elect Darryl L. Wilson Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix Shareholder Against Voted - For 17 Shareholder Proposal Regarding Employee Diversity Data Reporting Shareholder Against Voted - For NIELSEN HOLDINGS PLC Security ID: G6518L108 Ticker: NLSN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect James A. Attwood, Jr. Management For Voted - For 2 Elect Thomas H. Castro Management For Voted - For 3 Elect Guerrino De Luca Management For Voted - For 4 Elect Karen M. Hoguet Management For Voted - For 5 Elect David W. Kenny Management For Voted - For 6 Elect Janice Marinelli Mazza Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Stephanie Plaines Management For Voted - For 9 Elect Nancy Tellem Management For Voted - For 10 Elect Lauren Zalaznick Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Appointment of Statutory Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Remuneration Report Management For Voted - Against 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 19 Authority to Repurchase Shares Off-Market Management For Voted - For NIKE, INC. Security ID: 654106103 Ticker: NKE Meeting Date: 06-Oct-21 Meeting Type: Annual 1 Elect Alan B. Graf, Jr. Management For Voted - For 2 Elect Peter B. Henry Management For Voted - For 3 Elect Michelle A. Peluso Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 2365 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For NISOURCE INC. Security ID: 65473P105 Ticker: NI Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Peter A. Altabef Management For Voted - For 2 Elect Sondra L. Barbour Management For Voted - For 3 Elect Theodore H. Bunting, Jr. Management For Voted - For 4 Elect Eric L. Butler Management For Voted - For 5 Elect Aristides S. Candris Management For Voted - For 6 Elect Deborah Ann Henretta Management For Voted - For 7 Elect Deborah A.P. Hersman Management For Voted - For 8 Elect Michael E. Jesanis Management For Voted - For 9 Elect William D. Johnson Management For Voted - For 10 Elect Kevin T. Kabat Management For Voted - For 11 Elect Cassandra S. Lee Management For Voted - For 12 Elect Lloyd M. Yates Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NORFOLK SOUTHERN CORPORATION Security ID: 655844108 Ticker: NSC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Thomas D. Bell Jr. Management For Voted - For 2 Elect Mitchell E. Daniels, Jr. Management For Voted - For 3 Elect Marcela E. Donadio Management For Voted - For 4 Elect John C. Huffard, Jr. Management For Voted - For 5 Elect Christopher T. Jones Management For Voted - For 6 Elect Thomas Colm Kelleher Management For Voted - For 7 Elect Steven F. Leer Management For Voted - For 8 Elect Michael D. Lockhart Management For Voted - For 9 Elect Amy E. Miles Management For Voted - For 10 Elect Claude Mongeau Management For Voted - For 11 Elect Jennifer F. Scanlon Management For Voted - For 12 Elect Alan H. Shaw Management For Voted - For 13 Elect James A. Squires Management For Voted - For 2366 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect John R. Thompson Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NORTHERN TRUST CORPORATION Security ID: 665859104 Ticker: NTRS Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Linda Walker Bynoe Management For Voted - Against 2 Elect Susan Crown Management For Voted - For 3 Elect Dean M. Harrison Management For Voted - For 4 Elect Jay L. Henderson Management For Voted - Against 5 Elect Marcy S. Klevorn Management For Voted - For 6 Elect Siddharth N. Mehta Management For Voted - For 7 Elect Michael G. O'Grady Management For Voted - For 8 Elect Jose Luis Prado Management For Voted - For 9 Elect Martin P. Slark Management For Voted - For 10 Elect David H. B. Smith, Jr. Management For Voted - For 11 Elect Donald Thompson Management For Voted - For 12 Elect Charles A. Tribbett III Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NORTHROP GRUMMAN CORPORATION Security ID: 666807102 Ticker: NOC Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kathy J. Warden Management For Voted - For 2 Elect David P. Abney Management For Voted - For 3 Elect Marianne C. Brown Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Ann M. Fudge Management For Voted - For 6 Elect William H. Hernandez Management For Voted - For 7 Elect Madeleine A. Kleiner Management For Voted - For 8 Elect Karl J. Krapek Management For Voted - For 9 Elect Graham N. Robinson Management For Voted - For 10 Elect Gary Roughead Management For Voted - For 11 Elect Thomas M. Schoewe Management For Voted - For 12 Elect James S. Turley Management For Voted - For 13 Elect Mark A. Welsh III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2367 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted NORTONLIFELOCK INC. Security ID: 668771108 Ticker: NLOK Meeting Date: 14-Sep-21 Meeting Type: Annual 1 Elect Sue Barsamian Management For Voted - For 2 Elect Eric K. Brandt Management For Voted - For 3 Elect Frank E. Dangeard Management For Voted - For 4 Elect Nora M. Denzel Management For Voted - For 5 Elect Peter A. Feld Management For Voted - For 6 Elect Kenneth Y. Hao Management For Voted - For 7 Elect Emily Heath Management For Voted - For 8 Elect Vincent Pilette Management For Voted - For 9 Elect Sherrese M. Smith Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - Against Meeting Date: 04-Nov-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For NORWEGIAN CRUISE LINE HOLDINGS LTD. Security ID: G66721104 Ticker: NCLH Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Frank J. Del Rio Management For Voted - For 2 Elect Harry C. Curtis Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Amendment to the 2013 Performance Incentive Plan Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age Shareholder Against Voted - Against NRG ENERGY, INC. Security ID: 629377508 Ticker: NRG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect E. Spencer Abraham Management For Voted - For 2 Elect Antonio Carrillo Management For Voted - For 3 Elect Matthew Carter, Jr. Management For Voted - For 4 Elect Lawrence S. Coben Management For Voted - For 5 Elect Heather Cox Management For Voted - For 6 Elect Elisabeth B. Donohue Management For Voted - For 2368 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Mauricio Gutierrez Management For Voted - For 8 Elect Paul W. Hobby Management For Voted - For 9 Elect Alexandra Pruner Management For Voted - For 10 Elect Anne C. Schaumburg Management For Voted - For 11 Elect Thomas H. Weidemeyer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For NUCOR CORPORATION Security ID: 670346105 Ticker: NUE Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Norma B. Clayton Management For Voted - For 1.2 Elect Patrick J. Dempsey Management For Voted - For 1.3 Elect Christopher J. Kearney Management For Voted - For 1.4 Elect Laurette T. Koellner Management For Voted - For 1.5 Elect Joseph D. Rupp Management For Voted - For 1.6 Elect Leon J. Topalian Management For Voted - For 1.7 Elect John H. Walker Management For Voted - For 1.8 Elect Nadja Y. West Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - For 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - For 10 Elect Mark L. Perry Management For Voted - For 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For 2369 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted NVR, INC. Security ID: 62944T105 Ticker: NVR Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Paul C. Saville Management For Voted - For 2 Elect C. E. Andrews Management For Voted - For 3 Elect Sallie B. Bailey Management For Voted - For 4 Elect Thomas D. Eckert Management For Voted - For 5 Elect Alfred E. Festa Management For Voted - For 6 Elect Alexandra A. Jung Management For Voted - For 7 Elect Mel Martinez Management For Voted - For 8 Elect David A. Preiser Management For Voted - Against 9 Elect W. Grady Rosier Management For Voted - For 10 Elect Susan Williamson Ross Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For NXP SEMICONDUCTORS N.V. Security ID: N6596X109 Ticker: NXPI Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Ratification of Board Acts Management For Voted - For 3 Elect Kurt Sievers Management For Voted - For 4 Elect Peter L. Bonfield Management For Voted - For 5 Elect Annette K. Clayton Management For Voted - For 6 Elect Anthony R. Foxx Management For Voted - For 7 Elect Chunyuan Gu Management For Voted - For 8 Elect Lena Olving Management For Voted - For 9 Elect Julie Southern Management For Voted - For 10 Elect Jasmin Staiblin Management For Voted - For 11 Elect Gregory L. Summe Management For Voted - For 12 Elect Karl-Henrik Sundstrom Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Cancel Repurchased Shares Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For OCCIDENTAL PETROLEUM CORPORATION Security ID: 674599105 Ticker: OXY Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Vicky A. Bailey Management For Voted - For 2 Elect Stephen I. Chazen Management For Voted - For 2370 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Andrew Gould Management For Voted - For 4 Elect Carlos M. Gutierrez Management For Voted - For 5 Elect Vicki A. Hollub Management For Voted - For 6 Elect William R. Klesse Management For Voted - For 7 Elect Jack B. Moore Management For Voted - For 8 Elect Avedick B. Poladian Management For Voted - For 9 Elect Robert M. Shearer Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Against OLD DOMINION FREIGHT LINE, INC. Security ID: 679580100 Ticker: ODFL Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Sherry A. Aaholm Management For Voted - For 1.2 Elect David S. Congdon Management For Voted - For 1.3 Elect John R. Congdon, Jr. Management For Voted - For 1.4 Elect Bradley R. Gabosch Management For Voted - For 1.5 Elect Greg C. Gantt Management For Voted - For 1.6 Elect Patrick D. Hanley Management For Voted - For 1.7 Elect John D. Kasarda Management For Voted - For 1.8 Elect Wendy T. Stallings Management For Voted - For 1.9 Elect Thomas A. Stith, III Management For Voted - For 1.10 Elect Leo H. Suggs Management For Voted - For 1.11 Elect D. Michael Wray Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For OMNICOM GROUP INC. Security ID: 681919106 Ticker: OMC Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect John D. Wren Management For Voted - For 2 Elect Mary C. Choksi Management For Voted - For 3 Elect Leonard S. Coleman, Jr. Management For Voted - For 4 Elect Mark D. Gerstein Management For Voted - For 5 Elect Ronnie S. Hawkins Management For Voted - For 6 Elect Deborah J. Kissire Management For Voted - For 7 Elect Gracia C. Martore Management For Voted - For 8 Elect Patricia Salas Pineda Management For Voted - For 9 Elect Linda Johnson Rice Management For Voted - For 10 Elect Valerie M. Williams Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 2371 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against ONEOK, INC. Security ID: 682680103 Ticker: OKE Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Brian L. Derksen Management For Voted - For 2 Elect Julie H. Edwards Management For Voted - For 3 Elect John W. Gibson Management For Voted - Abstain 4 Elect Mark W. Helderman Management For Voted - For 5 Elect Randall J. Larson Management For Voted - For 6 Elect Steven J. Malcolm Management For Voted - For 7 Elect Jim W. Mogg Management For Voted - For 8 Elect Pattye L. Moore Management For Voted - For 9 Elect Pierce H. Norton II Management For Voted - For 10 Elect Eduardo A. Rodriguez Management For Voted - For 11 Elect Gerald B. Smith Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For ORACLE CORPORATION Security ID: 68389X105 Ticker: ORCL Meeting Date: 10-Nov-21 Meeting Type: Annual 1.1 Elect Jeffrey S. Berg Management For Voted - For 1.2 Elect Michael J. Boskin Management For Voted - For 1.3 Elect Safra A. Catz Management For Voted - Withheld 1.4 Elect Bruce R. Chizen Management For Voted - For 1.5 Elect George H. Conrades Management For Voted - Withheld 1.6 Elect Lawrence J. Ellison Management For Voted - For 1.7 Elect Rona Fairhead Management For Voted - For 1.8 Elect Jeffrey O. Henley Management For Voted - For 1.9 Elect Renee J. James Management For Voted - For 1.10 Elect Charles W. Moorman IV Management For Voted - Withheld 1.11 Elect Leon E. Panetta Management For Voted - Withheld 1.12 Elect William G. Parrett Management For Voted - For 1.13 Elect Naomi O. Seligman Management For Voted - Withheld 1.14 Elect Vishal Sikka Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Amendment to the 2020 Equity Incentive Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Voted - For 7 Shareholder Proposal Regarding Requiring and Posting Disclosures from Outside Organizations Shareholder Against Voted - Against 2372 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted O'REILLY AUTOMOTIVE, INC. Security ID: 67103H107 Ticker: ORLY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect David E. O'Reilly Management For Voted - For 2 Elect Larry P. O'Reilly Management For Voted - For 3 Elect Greg Henslee Management For Voted - For 4 Elect Jay D. Burchfield Management For Voted - For 5 Elect Thomas T. Hendrickson Management For Voted - For 6 Elect John R. Murphy Management For Voted - For 7 Elect Dana M. Perlman Management For Voted - For 8 Elect Maria A. Sastre Management For Voted - For 9 Elect Andrea M. Weiss Management For Voted - For 10 Elect Fred Whitfield Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against ORGANON & CO. Security ID: 68622V106 Ticker: OGN Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Robert Essner Management For Voted - For 2 Elect Shelly Lazarus Management For Voted - For 3 Elect Cynthia M. Patton Management For Voted - For 4 Elect Grace Puma Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 7 Ratification of Auditor Management For Voted - For OTIS WORLDWIDE CORPORATION Security ID: 68902V107 Ticker: OTIS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Jeffrey H. Black Management For Voted - For 2 Elect Kathy Hopinkah Hannan Management For Voted - For 3 Elect Shailesh G. Jejurikar Management For Voted - For 4 Elect Christopher J. Kearney Management For Voted - For 5 Elect Judith F. Marks Management For Voted - For 6 Elect Harold W. McGraw III Management For Voted - For 7 Elect Margaret M.V. Preston Management For Voted - For 8 Elect Shelley Stewart, Jr. Management For Voted - For 9 Elect John H. Walker Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 2373 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against PACCAR INC Security ID: 693718108 Ticker: PCAR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Mark C. Pigott Management For Voted - For 2 Elect Dame Alison J. Carnwath Management For Voted - For 3 Elect Franklin L. Feder Management For Voted - For 4 Elect R. Preston Feight Management For Voted - For 5 Elect Beth E. Ford Management For Voted - For 6 Elect Kirk S. Hachigian Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - Against 8 Elect John M. Pigott Management For Voted - For 9 Elect Ganesh Ramaswamy Management For Voted - For 10 Elect Mark A. Schulz Management For Voted - For 11 Elect Gregory M. Spierkel Management For Voted - For 12 Elimination of Supermajority Requirement Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PACKAGING CORPORATION OF AMERICA Security ID: 695156109 Ticker: PKG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Duane C. Farrington Management For Voted - For 3 Elect Donna A. Harman Management For Voted - For 4 Elect Mark W. Kowlzan Management For Voted - For 5 Elect Robert C. Lyons Management For Voted - For 6 Elect Thomas P. Maurer Management For Voted - For 7 Elect Samuel M. Mencoff Management For Voted - For 8 Elect Roger B. Porter Management For Voted - For 9 Elect Thomas S. Souleles Management For Voted - For 10 Elect Paul T. Stecko Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For PARKER-HANNIFIN CORPORATION Security ID: 701094104 Ticker: PH Meeting Date: 27-Oct-21 Meeting Type: Annual 1 Elect Lee C. Banks Management For Voted - For 2 Elect Jillian C. Evanko Management For Voted - For 3 Elect Lance M. Fritz Management For Voted - For 2374 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Linda A. Harty Management For Voted - For 5 Elect William F. Lacey Management For Voted - For 6 Elect Kevin A. Lobo Management For Voted - For 7 Elect Joseph Scaminace Management For Voted - For 8 Elect Ake Svensson Management For Voted - For 9 Elect Laura K. Thompson Management For Voted - For 10 Elect James R. Verrier Management For Voted - For 11 Elect James L. Wainscott Management For Voted - For 12 Elect Thomas L. Williams Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For PAYCHEX, INC. Security ID: 704326107 Ticker: PAYX Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Elect B. Thomas Golisano Management For Voted - For 2 Elect Thomas F. Bonadio Management For Voted - For 3 Elect Joseph G. Doody Management For Voted - For 4 Elect David J. S. Flaschen Management For Voted - For 5 Elect Pamela A. Joseph Management For Voted - For 6 Elect Martin Mucci Management For Voted - For 7 Elect Kevin A. Price Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Elect Joseph M. Velli Management For Voted - For 10 Elect Kara Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For PAYCOM SOFTWARE, INC. Security ID: 70432V102 Ticker: PAYC Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Jason D. Clark Management For Voted - Withheld 2 Elect Henry C. Duques Management For Voted - For 3 Elect Chad Richison Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year PAYPAL HOLDINGS, INC. Security ID: 70450Y103 Ticker: PYPL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Rodney C. Adkins Management For Voted - For 2 Elect Jonathan Christodoro Management For Voted - For 2375 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect John J. Donahoe II Management For Voted - For 4 Elect David W. Dorman Management For Voted - For 5 Elect Belinda J. Johnson Management For Voted - For 6 Elect Enrique Lores Management For Voted - For 7 Elect Gail J. McGovern Management For Voted - For 8 Elect Deborah M. Messemer Management For Voted - For 9 Elect David M. Moffett Management For Voted - For 10 Elect Ann M. Sarnoff Management For Voted - For 11 Elect Daniel H. Schulman Management For Voted - For 12 Elect Frank D. Yeary Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PENN NATIONAL GAMING, INC. Security ID: 707569109 Ticker: PENN Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Barbara Z. Shattuck Kohn Management For Voted - For 1.2 Elect Ronald J. Naples Management For Voted - For 1.3 Elect Saul V. Reibstein Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Approval of the 2022 Long Term Incentive Compensation Plan Management For Voted - For PENTAIR PLC Security ID: G7S00T104 Ticker: PNR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Mona Abutaleb Stephenson Management For Voted - For 2 Elect Melissa Barra Management For Voted - For 3 Elect Glynis A. Bryan Management For Voted - For 4 Elect T. Michael Glenn Management For Voted - For 5 Elect Theodore L. Harris Management For Voted - For 6 Elect David A. Jones Management For Voted - For 7 Elect Gregory E. Knight Management For Voted - For 8 Elect Michael T. Speetzen Management For Voted - For 9 Elect John L. Stauch Management For Voted - For 10 Elect Billie I. Williamson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 2376 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For Voted - For PEOPLE'S UNITED FINANCIAL, INC. Security ID: 712704105 Ticker: PBCT Meeting Date: 16-Dec-21 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Collin P. Baron Management For Voted - Against 3 Elect George P. Carter Management For Voted - For 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger Management For Voted - For 6 Elect John K. Dwight Management For Voted - For 7 Elect Jerry Franklin Management For Voted - For 8 Elect Janet M. Hansen Management For Voted - For 9 Elect Nancy McAllister Management For Voted - For 10 Elect Mark W. Richards Management For Voted - For 11 Elect Kirk W. Walters Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For PEPSICO, INC. Security ID: 713448108 Ticker: PEP Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Segun Agbaje Management For Voted - For 2 Elect Shona L. Brown Management For Voted - For 3 Elect Cesar Conde Management For Voted - For 4 Elect Ian M. Cook Management For Voted - For 5 Elect Edith W. Cooper Management For Voted - For 6 Elect Dina Dublon Management For Voted - For 7 Elect Michelle D. Gass Management For Voted - For 8 Elect Ramon L. Laguarta Management For Voted - For 9 Elect Dave Lewis Management For Voted - For 10 Elect David C. Page Management For Voted - For 11 Elect Robert C. Pohlad Management For Voted - For 12 Elect Daniel L. Vasella Management For Voted - For 13 Elect Darren Walker Management For Voted - For 14 Elect Alberto Weisser Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - Against 2377 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted PERKINELMER, INC. Security ID: 714046109 Ticker: PKI Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Peter Barrett Management For Voted - For 2 Elect Samuel R. Chapin Management For Voted - For 3 Elect Sylvie Gregoire Management For Voted - For 4 Elect Alexis P. Michas Management For Voted - For 5 Elect Pralad Singh Management For Voted - For 6 Elect Michel Vounatsos Management For Voted - For 7 Elect Frank Witney Management For Voted - For 8 Elect Pascale Witz Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For PFIZER INC. Security ID: 717081103 Ticker: PFE Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald E. Blaylock Management For Voted - For 2 Elect Albert Bourla Management For Voted - For 3 Elect Susan Desmond-Hellmann Management For Voted - For 4 Elect Joseph J. Echevarria Management For Voted - For 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Helen H. Hobbs Management For Voted - For 7 Elect Susan Hockfield Management For Voted - For 8 Elect Dan R. Littman Management For Voted - For 9 Elect Shantanu Narayen Management For Voted - For 10 Elect Suzanne Nora Johnson Management For Voted - For 11 Elect James Quincey Management For Voted - For 12 Elect James C. Smith Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - Against 2378 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted PHILIP MORRIS INTERNATIONAL INC. Security ID: 718172109 Ticker: PM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Brant (Bonin) Bough Management For Voted - For 2 Elect Andre Calantzopoulos Management For Voted - For 3 Elect Michel Combes Management For Voted - For 4 Elect Juan Jose Daboub Management For Voted - For 5 Elect Werner Geissler Management For Voted - For 6 Elect Lisa A. Hook Management For Voted - For 7 Elect Jun Makihara Management For Voted - For 8 Elect Kalpana Morparia Management For Voted - For 9 Elect Lucio A. Noto Management For Voted - For 10 Elect Jacek Olczak Management For Voted - For 11 Elect Frederik Paulsen Management For Voted - For 12 Elect Robert B. Polet Management For Voted - For 13 Elect Dessislava Temperley Management For Voted - For 14 Elect Shlomo Yanai Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Performance Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Shareholder Proposal Regarding Phasing Out Health-Hazardous and Addictive Products Shareholder Against Voted - Against PHILLIPS 66 Security ID: 718546104 Ticker: PSX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Greg C. Garland Management For Voted - For 2 Elect Gary K. Adams Management For Voted - For 3 Elect John E. Lowe Management For Voted - For 4 Elect Denise L. Ramos Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Approval of the 2022 Omnibus Stock and Performance Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against PINNACLE WEST CAPITAL CORPORATION Security ID: 723484101 Ticker: PNW Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Glynis A. Bryan Management For Voted - For 1.2 Elect Gonzalo A. de la Melena, Jr. Management For Voted - For 2379 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Richard P. Fox Management For Voted - For 1.4 Elect Jeffrey B. Guldner Management For Voted - For 1.5 Elect Dale E. Klein Management For Voted - For 1.6 Elect Kathryn L. Munro Management For Voted - For 1.7 Elect Bruce J. Nordstrom Management For Voted - For 1.8 Elect Paula J. Sims Management For Voted - For 1.9 Elect William H. Spence Management For Voted - For 1.10 Elect James E. Trevathan, Jr. Management For Voted - For 1.11 Elect David P. Wagener Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against PIONEER NATURAL RESOURCES COMPANY Security ID: 723787107 Ticker: PXD Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect A.R. Alameddine Management For Voted - For 2 Elect Lori G. Billingsley Management For Voted - For 3 Elect Edison C. Buchanan Management For Voted - For 4 Elect Maria S. Jelescu Dreyfus Management For Voted - For 5 Elect Matthew Gallagher Management For Voted - For 6 Elect Phillip A. Gobe Management For Voted - For 7 Elect Stacy P. Methvin Management For Voted - For 8 Elect Royce W. Mitchell Management For Voted - For 9 Elect Frank A. Risch Management For Voted - For 10 Elect Scott D. Sheffield Management For Voted - For 11 Elect J. Kenneth Thompson Management For Voted - For 12 Elect Phoebe A. Wood Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For POOL CORPORATION Security ID: 73278L105 Ticker: POOL Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Peter D. Arvan Management For Voted - For 2 Elect Martha S. Gervasi Management For Voted - For 3 Elect Timothy M. Graven Management For Voted - For 4 Elect Debra S. Oler Management For Voted - For 5 Elect Manuel J. Perez de la Mesa Management For Voted - For 6 Elect Harlan F. Seymour Management For Voted - For 7 Elect Robert C. Sledd Management For Voted - For 8 Elect John E. Stokely Management For Voted - For 9 Elect David G. Whalen Management For Voted - For 10 Ratification of Auditor Management For Voted - For 2380 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - For PPG INDUSTRIES, INC. Security ID: 693506107 Ticker: PPG Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Gary R. Heminger Management For Voted - For 2 Elect Kathleen A. Ligocki Management For Voted - For 3 Elect Michael H. McGarry Management For Voted - For 4 Elect Michael T. Nally Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Annual Election of Directors Management For Voted - For 7 Elimination of Supermajority Requirement Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - Against PPL CORPORATION Security ID: 69351T106 Ticker: PPL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Arthur P. Beattie Management For Voted - For 2 Elect Raja Rajamannar Management For Voted - For 3 Elect Heather B. Redman Management For Voted - For 4 Elect Craig A. Rogerson Management For Voted - For 5 Elect Vincent Sorgi Management For Voted - For 6 Elect Natica von Althann Management For Voted - For 7 Elect Keith H. Williamson Management For Voted - For 8 Elect Phoebe A. Wood Management For Voted - For 9 Elect Armando Zagalo de Lima Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For PRINCIPAL FINANCIAL GROUP, INC. Security ID: 74251V102 Ticker: PFG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Michael T. Dan Management For Voted - For 2 Elect Blair C. Pickerell Management For Voted - For 3 Elect Clare S. Richer Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 2381 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted PROLOGIS, INC. Security ID: 74340W103 Ticker: PLD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Hamid R. Moghadam Management For Voted - For 2 Elect Cristina G. Bita Management For Voted - For 3 Elect George L. Fotiades Management For Voted - For 4 Elect Lydia H. Kennard Management For Voted - For 5 Elect Irving F. Lyons, III Management For Voted - For 6 Elect Avid Modjtabai Management For Voted - For 7 Elect David P. O'Connor Management For Voted - For 8 Elect Olivier Piani Management For Voted - For 9 Elect Jeffrey L. Skelton Management For Voted - For 10 Elect Carl B. Webb Management For Voted - For 11 Elect William D. Zollars Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For PRUDENTIAL FINANCIAL, INC. Security ID: 744320102 Ticker: PRU Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against 2 Elect Gilbert F. Casellas Management For Voted - For 3 Elect Robert M. Falzon Management For Voted - For 4 Elect Martina Hund-Mejean Management For Voted - For 5 Elect Wendy E. Jones Management For Voted - For 6 Elect Karl J. Krapek Management For Voted - For 7 Elect Peter R. Lighte Management For Voted - For 8 Elect Charles F. Lowrey Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Sandra Pianalto Management For Voted - For 11 Elect Christine A. Poon Management For Voted - For 12 Elect Douglas A. Scovanner Management For Voted - For 13 Elect Michael A. Todman Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - Against PTC INC. Security ID: 69370C100 Ticker: PTC Meeting Date: 31-Jan-22 Meeting Type: Annual 1.1 Elect Mark D. Benjamin Management For Voted - For 1.2 Elect Janice D. Chaffin Management For Voted - Withheld 2382 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect James E. Heppelmann Management For Voted - For 1.4 Elect Klaus Hoehn Management For Voted - For 1.5 Elect Paul A. Lacy Management For Voted - For 1.6 Elect Corinna Lathan Management For Voted - For 1.7 Elect Blake D. Moret Management For Voted - For 1.8 Elect Robert P. Schechter Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Security ID: 744573106 Ticker: PEG Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Ralph Izzo Management For Voted - For 2 Elect Susan Tomasky Management For Voted - For 3 Elect Willie A. Deese Management For Voted - For 4 Elect Jamie M. Gentoso Management For Voted - For 5 Elect David Lilley Management For Voted - For 6 Elect Barry H. Ostrowsky Management For Voted - For 7 Elect Valerie A. Smith Management For Voted - For 8 Elect Scott G. Stephenson Management For Voted - For 9 Elect Laura A. Sugg Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Alfred W. Zollar Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For PUBLIC STORAGE Security ID: 74460D109 Ticker: PSA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald L. Havner, Jr. Management For Voted - For 2 Elect Tamara Hughes Gustavson Management For Voted - For 3 Elect Leslie Stone Heisz Management For Voted - For 4 Elect Michelle Millstone-Shroff Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect David J. Neithercut Management For Voted - For 7 Elect Rebecca L. Owen Management For Voted - For 8 Elect Kristy M. Pipes Management For Voted - For 9 Elect Avedick B. Poladian Management For Voted - For 10 Elect John Reyes Management For Voted - For 11 Elect Joseph D. Russell, Jr. Management For Voted - For 12 Elect Tariq M. Shaukat Management For Voted - For 13 Elect Ronald P. Spogli Management For Voted - For 14 Elect Paul S. Williams Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 2383 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elimination of Supermajority Requirement Management For Voted - For PULTEGROUP, INC. Security ID: 745867101 Ticker: PHM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Brian P. Anderson Management For Voted - For 2 Elect Bryce Blair Management For Voted - For 3 Elect Thomas J. Folliard Management For Voted - For 4 Elect Cheryl W. Grise Management For Voted - For 5 Elect Andre J. Hawaux Management For Voted - For 6 Elect J. Phillip Holloman Management For Voted - For 7 Elect Ryan R. Marshall Management For Voted - For 8 Elect John R. Peshkin Management For Voted - For 9 Elect Scott F. Powers Management For Voted - For 10 Elect Lila Snyder Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 382 Rights Agreement Management For Voted - For 14 Approval of the 2022 Stock Incentive Plan Management For Voted - For PVH CORP. Security ID: 693656100 Ticker: PVH Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Michael M. Calbert Management For Voted - For 2 Elect Brent Callinicos Management For Voted - For 3 Elect George Cheeks Management For Voted - For 4 Elect Joseph B. Fuller Management For Voted - For 5 Elect Stefan Larsson Management For Voted - For 6 Elect V. James Marino Management For Voted - For 7 Elect G. Penny McIntyre Management For Voted - For 8 Elect Amy McPherson Management For Voted - For 9 Elect Allison Peterson Management For Voted - For 10 Elect Edward R. Rosenfeld Management For Voted - For 11 Elect Judith Amanda Sourry Knox Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For QORVO, INC. Security ID: 74736K101 Ticker: QRVO Meeting Date: 10-Aug-21 Meeting Type: Annual 1.1 Elect Ralph G. Quinsey Management For Voted - For 1.2 Elect Robert A. Bruggeworth Management For Voted - For 1.3 Elect Judy Bruner Management For Voted - For 2384 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.4 Elect Jeffery R. Gardner Management For Voted - For 1.5 Elect John R. Harding Management For Voted - For 1.6 Elect David H.Y. Ho Management For Voted - For 1.7 Elect Roderick D. Nelson Management For Voted - For 1.8 Elect Walden C. Rhines Management For Voted - For 1.9 Elect Susan L. Spradley Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For QUALCOMM INCORPORATED Security ID: 747525103 Ticker: QCOM Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Sylvia Acevedo Management For Voted - For 2 Elect Cristiano R. Amon Management For Voted - For 3 Elect Mark Fields Management For Voted - For 4 Elect Jeffrey W. Henderson Management For Voted - For 5 Elect Gregory N. Johnson Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Mark D. McLaughlin Management For Voted - For 8 Elect Jamie S. Miller Management For Voted - For 9 Elect Irene B. Rosenfeld Management For Voted - For 10 Elect Kornelis Smit Management For Voted - For 11 Elect Jean-Pascal Tricoire Management For Voted - For 12 Elect Anthony J. Vinciquerra Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For QUANTA SERVICES, INC. Security ID: 74762E102 Ticker: PWR Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Earl C. Austin, Jr. Management For Voted - For 2 Elect Doyle N. Beneby Management For Voted - For 3 Elect Vincent D. Foster Management For Voted - For 4 Elect Bernard Fried Management For Voted - For 5 Elect Worthing F. Jackman Management For Voted - For 6 Elect Holli C. Ladhani Management For Voted - For 7 Elect David M. McClanahan Management For Voted - For 8 Elect Margaret B. Shannon Management For Voted - For 9 Elect Martha B. Wyrsch Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2019 Equity Incentive Plan Management For Voted - For 2385 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted QUEST DIAGNOSTICS INCORPORATED Security ID: 74834L100 Ticker: DGX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Tracey C. Doi Management For Voted - For 2 Elect Vicky B. Gregg Management For Voted - For 3 Elect Wright L. Lassiter III Management For Voted - For 4 Elect Timothy L. Main Management For Voted - For 5 Elect Denise M. Morrison Management For Voted - For 6 Elect Gary M. Pfeiffer Management For Voted - For 7 Elect Timothy M. Ring Management For Voted - For 8 Elect Stephen H. Rusckowski Management For Voted - For 9 Elect Gail R. Wilensky Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Permit Shareholders to Act by Non-Unanimous Written Consent Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against RALPH LAUREN CORPORATION Security ID: 751212101 Ticker: RL Meeting Date: 29-Jul-21 Meeting Type: Annual 1.1 Elect Michael A. George Management For Voted - For 1.2 Elect Hubert Joly Management For Voted - For 1.3 Elect Linda Findley Kozlowski Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against RAYMOND JAMES FINANCIAL, INC. Security ID: 754730109 Ticker: RJF Meeting Date: 24-Feb-22 Meeting Type: Annual 1 Elect Marlene Debel Management For Voted - For 2 Elect Robert M. Dutkowsky Management For Voted - For 3 Elect Jeffrey N. Edwards Management For Voted - For 4 Elect Benjamin C. Esty Management For Voted - For 5 Elect Anne Gates Management For Voted - For 6 Elect Thomas A. James Management For Voted - For 7 Elect Gordon L. Johnson Management For Voted - For 8 Elect Roderick C. McGeary Management For Voted - For 9 Elect Paul C. Reilly Management For Voted - For 10 Elect Raj Seshadri Management For Voted - For 2386 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Susan N. Story Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Preferred and Common Stock Rights Amendments Management For Voted - For 15 Bundled Article Amendments Management For Voted - For 16 Ratification of Auditor Management For Voted - For RAYTHEON TECHNOLOGIES CORPORATION Security ID: 75513E101 Ticker: RTX Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Tracy A. Atkinson Management For Voted - For 2 Elect Bernard A. Harris, Jr. Management For Voted - For 3 Elect Gregory J. Hayes Management For Voted - For 4 Elect George R. Oliver Management For Voted - For 5 Elect Robert K. Ortberg Management For Voted - For 6 Elect Margaret L. O'Sullivan Management For Voted - For 7 Elect Dinesh C. Paliwal Management For Voted - For 8 Elect Ellen M. Pawlikowski Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Fredric G. Reynolds Management For Voted - For 11 Elect Brian C. Rogers Management For Voted - For 12 Elect James A. Winnefeld, Jr. Management For Voted - For 13 Elect Robert O. Work Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For REALTY INCOME CORPORATION Security ID: 756109104 Ticker: O Meeting Date: 12-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Priscilla Almodovar Management For Voted - For 2 Elect Jacqueline Brady Management For Voted - For 3 Elect A. Larry Chapman Management For Voted - For 4 Elect Reginald H. Gilyard Management For Voted - For 5 Elect Mary Hogan Preusse Management For Voted - For 6 Elect Priya Huskins Management For Voted - For 7 Elect Gerardo I. Lopez Management For Voted - For 8 Elect Michael D. McKee Management For Voted - For 9 Elect Gregory T. McLaughlin Management For Voted - For 10 Elect Ronald L. Merriman Management For Voted - For 2387 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Sumit Roy Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Increase in Authorized Common Stock Management For Voted - For REGENCY CENTERS CORPORATION Security ID: 758849103 Ticker: REG Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Martin E. Stein, Jr. Management For Voted - For 2 Elect Bryce Blair Management For Voted - For 3 Elect C. Ronald Blankenship Management For Voted - For 4 Elect Deirdre J. Evens Management For Voted - For 5 Elect Thomas W. Furphy Management For Voted - For 6 Elect Karin Klein Management For Voted - For 7 Elect Peter Linneman Management For Voted - For 8 Elect David P. O'Connor Management For Voted - For 9 Elect Lisa Palmer Management For Voted - For 10 Elect James H. Simons, III Management For Voted - For 11 Elect Thomas G. Wattles Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For REGENERON PHARMACEUTICALS, INC. Security ID: 75886F107 Ticker: REGN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Elect Bonnie L. Bassler Management For Voted - For 2 Elect Michael S. Brown Management For Voted - Against 3 Elect Leonard S. Schleifer Management For Voted - For 4 Elect George D. Yancopoulos Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For REGIONS FINANCIAL CORPORATION Security ID: 7591EP100 Ticker: RF Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - For 2 Elect Zhanna Golodryga Management For Voted - For 3 Elect John D. Johns Management For Voted - For 4 Elect Joia M. Johnson Management For Voted - For 5 Elect Ruth Ann Marshall Management For Voted - Against 6 Elect Charles D. McCrary Management For Voted - For 7 Elect James T. Prokopanko Management For Voted - For 8 Elect Lee J. Styslinger III Management For Voted - For 2388 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Jose S. Suquet Management For Voted - For 10 Elect John M. Turner, Jr. Management For Voted - For 11 Elect Timothy Vines Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For REPUBLIC SERVICES, INC. Security ID: 760759100 Ticker: RSG Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Manuel Kadre Management For Voted - For 2 Elect Tomago Collins Management For Voted - For 3 Elect Michael A. Duffy Management For Voted - For 4 Elect Thomas W. Handley Management For Voted - For 5 Elect Jennifer M. Kirk Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect Kim S. Pegula Management For Voted - For 8 Elect James P. Snee Management For Voted - For 9 Elect Brian S. Tyler Management For Voted - For 10 Elect Jon Vander Ark Management For Voted - For 11 Elect Sandra M. Volpe Management For Voted - For 12 Elect Katharine B. Weymouth Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 16 Shareholder Proposal Regarding Environmental Justice Audit Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against RESMED INC. Security ID: 761152107 Ticker: RMD Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Elect Karen Drexler Management For Voted - For 2 Elect Michael J. Farrell Management For Voted - For 3 Elect Peter C. Farrell Management For Voted - For 4 Elect Harjit Gill Management For Voted - For 5 Elect Ronald Taylor Management For Voted - For 6 Elect John Hernandez Management For Voted - For 7 Elect Desney Tan Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 2389 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted ROBERT HALF INTERNATIONAL INC. Security ID: 770323103 Ticker: RHI Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Julia L. Coronado Management For Voted - For 2 Elect Dirk A. Kempthorne Management For Voted - For 3 Elect Harold M. Messmer, Jr. Management For Voted - For 4 Elect Marc H. Morial Management For Voted - For 5 Elect Robert J. Pace Management For Voted - For 6 Elect Fredrick A. Richman Management For Voted - For 7 Elect M. Keith Waddell Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For ROCKWELL AUTOMATION, INC. Security ID: 773903109 Ticker: ROK Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect James P. Keane Management For Voted - For 1.2 Elect Blake D. Moret Management For Voted - For 1.3 Elect Thomas W. Rosamilia Management For Voted - For 1.4 Elect Patricia A. Watson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ROLLINS, INC. Security ID: 775711104 Ticker: ROL Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Susan R. Bell Management For Voted - For 2 Elect Donald P. Carson Management For Voted - For 3 Elect Louise S. Sams Management For Voted - For 4 Elect John F. Wilson Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For ROPER TECHNOLOGIES, INC. Security ID: 776696106 Ticker: ROP Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - Against 2 Elect Amy W. Brinkley Management For Voted - For 3 Elect Irene M. Esteves Management For Voted - For 4 Elect L. Neil Hunn Management For Voted - For 2390 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Robert D. Johnson Management For Voted - For 6 Elect Thomas P. Joyce, Jr. Management For Voted - For 7 Elect Laura G. Thatcher Management For Voted - For 8 Elect Richard F. Wallman Management For Voted - For 9 Elect Christopher Wright Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For ROSS STORES, INC. Security ID: 778296103 Ticker: ROST Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect K. Gunnar Bjorklund Management For Voted - For 2 Elect Michael J. Bush Management For Voted - For 3 Elect Sharon D. Garrett Management For Voted - For 4 Elect Michael J. Hartshorn Management For Voted - For 5 Elect Stephen D. Milligan Management For Voted - For 6 Elect Patricia H. Mueller Management For Voted - For 7 Elect George P. Orban Management For Voted - For 8 Elect Larree M. Renda Management For Voted - For 9 Elect Barbara Rentler Management For Voted - For 10 Elect Doniel N. Sutton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For ROYAL CARIBBEAN GROUP Security ID: V7780T103 Ticker: RCL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect John F. Brock Management For Voted - For 2 Elect Richard D. Fain Management For Voted - For 3 Elect Stephen R. Howe, Jr Management For Voted - For 4 Elect William L. Kimsey Management For Voted - For 5 Elect Michael O. Leavitt Management For Voted - For 6 Elect Jason Liberty Management For Voted - For 7 Elect Amy McPherson Management For Voted - For 8 Elect Maritza Gomez Montiel Management For Voted - For 9 Elect Ann S. Moore Management For Voted - For 10 Elect Eyal M. Ofer Management For Voted - For 11 Elect William K. Reilly Management For Voted - For 12 Elect Vagn Ove Sorensen Management For Voted - For 13 Elect Donald Thompson Management For Voted - For 14 Elect Arne Alexander Wilhelmsen Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Ratification of Auditor Management For Voted - For 17 Amendment to the 2008 Equity Incentive Plan Management For Voted - For 2391 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted S&P GLOBAL INC. Security ID: 78409V104 Ticker: SPGI Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Marco Alvera Management For Voted - For 2 Elect Jacques Esculier Management For Voted - For 3 Elect Gay Huey Evans Management For Voted - For 4 Elect William D. Green Management For Voted - For 5 Elect Stephanie C. Hill Management For Voted - For 6 Elect Rebecca Jacoby Management For Voted - For 7 Elect Robert P. Kelly Management For Voted - For 8 Elect Ian P. Livingston Management For Voted - For 9 Elect Deborah D. McWhinney Management For Voted - For 10 Elect Maria R. Morris Management For Voted - For 11 Elect Douglas L. Peterson Management For Voted - For 12 Elect Edward B. Rust, Jr. Management For Voted - For 13 Elect Richard E. Thornburgh Management For Voted - For 14 Elect Gregory Washington Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For SALESFORCE, INC. Security ID: 79466L302 Ticker: CRM Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Marc R. Benioff Management For Voted - For 2 Elect Bret Taylor Management For Voted - For 3 Elect Laura Alber Management For Voted - For 4 Elect Craig A. Conway Management For Voted - For 5 Elect Parker Harris Management For Voted - For 6 Elect Alan G. Hassenfeld Management For Voted - For 7 Elect Neelie Kroes Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Sanford R. Robertson Management For Voted - For 10 Elect John V. Roos Management For Voted - For 11 Elect Robin L. Washington Management For Voted - For 12 Elect Maynard G. Webb Management For Voted - For 13 Elect Susan D. Wojcicki Management For Voted - For 14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For 15 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 2392 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted SBA COMMUNICATIONS CORPORATION Security ID: 78410G104 Ticker: SBAC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Kevin L. Beebe Management For Voted - For 2 Elect Jack Langer Management For Voted - For 3 Elect Jeffrey A. Stoops Management For Voted - For 4 Elect Jay L. Johnson Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For SCHLUMBERGER LIMITED Security ID: 806857108 Ticker: SLB Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Elect Peter J. Coleman Management For Voted - For 2 Elect Patrick de La Chevardiere Management For Voted - For 3 Elect Miguel M. Galuccio Management For Voted - Against 4 Elect Olivier Le Peuch Management For Voted - For 5 Elect Samuel Georg Friedrich Leupold Management For Voted - For 6 Elect Tatiana A. Mitrova Management For Voted - Against 7 Elect Maria Morus Hanssen Management For Voted - For 8 Elect Vanitha Narayanan Management For Voted - For 9 Elect Mark G. Papa Management For Voted - For 10 Elect Jeffrey W. Sheets Management For Voted - For 11 Elect Ulrich Spiesshofer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Accounts and Reports; Approval of Dividend Management For Voted - For 14 Ratification of Auditor Management For Voted - For SEAGATE TECHNOLOGY HOLDINGS PLC Security ID: G7997R103 Ticker: STX Meeting Date: 20-Oct-21 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - Against 2 Elect Shankar Arumugavelu Management For Voted - For 3 Elect Pratik Bhatt Management For Voted - For 4 Elect Judy Bruner Management For Voted - For 5 Elect Michael R. Cannon Management For Voted - For 6 Elect Jay L. Geldmacher Management For Voted - For 7 Elect Dylan G. Haggart Management For Voted - For 8 Elect William D. Mosley Management For Voted - For 9 Elect Stephanie Tilenius Management For Voted - For 10 Elect Edward J. Zander Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 2393 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For SEALED AIR CORPORATION Security ID: 81211K100 Ticker: SEE Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Elizabeth M. Adefioye Management For Voted - For 2 Elect Zubaid Ahmad Management For Voted - For 3 Elect Francoise Colpron Management For Voted - For 4 Elect Edward L. Doheny II Management For Voted - For 5 Elect Henry R. Keizer Management For Voted - For 6 Elect Harry A. Lawton III Management For Voted - For 7 Elect Suzanne B. Rowland Management For Voted - For 8 Elect Jerry R. Whitaker Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For SEMPRA ENERGY Security ID: 816851109 Ticker: SRE Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Alan L. Boeckmann Management For Voted - For 2 Elect Andres Conesa Labastida Management For Voted - For 3 Elect Maria Contreras-Sweet Management For Voted - For 4 Elect Pablo A. Ferrero Management For Voted - For 5 Elect Jeffrey W. Martin Management For Voted - For 6 Elect Bethany J. Mayer Management For Voted - For 7 Elect Michael N. Mears Management For Voted - For 8 Elect Jack T. Taylor Management For Voted - For 9 Elect Cynthia L. Walker Management For Voted - For 10 Elect Cynthia J. Warner Management For Voted - For 11 Elect James C. Yardley Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For SERVICENOW, INC. Security ID: 81762P102 Ticker: NOW Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Susan L. Bostrom Management For Voted - For 2 Elect Teresa Briggs Management For Voted - For 3 Elect Jonathan C. Chadwick Management For Voted - Against 4 Elect Paul E. Chamberlain Management For Voted - For 5 Elect Lawrence J Jackson, Jr. Management For Voted - For 2394 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Frederic B. Luddy Management For Voted - For 7 Elect Jeffrey A. Miller Management For Voted - For 8 Elect Joseph Quinlan Management For Voted - For 9 Elect Sukumar Rathnam Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For SIGNATURE BANK Security ID: 82669G104 Ticker: SBNY Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Derrick D. Cephas Management For Voted - For 2 Elect Judith A. Huntington Management For Voted - For 3 Elect Eric R. Howell Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Repeal of Classified Board Management For Voted - For SIMON PROPERTY GROUP, INC. Security ID: 828806109 Ticker: SPG Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Glyn F. Aeppel Management For Voted - For 2 Elect Larry C. Glasscock Management For Voted - For 3 Elect Karen N. Horn Management For Voted - For 4 Elect Allan B. Hubbard Management For Voted - For 5 Elect Reuben S. Leibowitz Management For Voted - For 6 Elect Gary M. Rodkin Management For Voted - For 7 Elect Peggy Fang Roe Management For Voted - For 8 Elect Stefan M. Selig Management For Voted - For 9 Elect Daniel C. Smith Management For Voted - For 10 Elect J. Albert Smith, Jr. Management For Voted - For 11 Elect Marta R. Stewart Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For SKYWORKS SOLUTIONS, INC. Security ID: 83088M102 Ticker: SWKS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Alan S. Batey Management For Voted - For 2 Elect Kevin L. Beebe Management For Voted - For 3 Elect Liam K. Griffin Management For Voted - For 4 Elect Eric J. Guerin Management For Voted - For 5 Elect Christine King Management For Voted - For 2395 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Suzanne E. McBride Management For Voted - For 7 Elect David P. McGlade Management For Voted - For 8 Elect Robert A. Schriesheim Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Merger or Consolidation Management For Voted - For 12 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Business Combination Management For Voted - For 13 Elimination of Supermajority Requirements Relating to Shareholder Amendment of Charter Provisions Governing Directors Management For Voted - For 14 Elimination of Supermajority Requirement Relating to Shareholder Amendment of the Charter Provision Governing Action by Shareholders Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For SNAP-ON INCORPORATED Security ID: 833034101 Ticker: SNA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect David C. Adams Management For Voted - For 2 Elect Karen L. Daniel Management For Voted - For 3 Elect Ruth Ann M. Gillis Management For Voted - For 4 Elect James P. Holden Management For Voted - For 5 Elect Nathan J. Jones Management For Voted - For 6 Elect Henry W. Knueppel Management For Voted - For 7 Elect W. Dudley Lehman Management For Voted - For 8 Elect Nicholas T. Pinchuk Management For Voted - For 9 Elect Gregg M. Sherrill Management For Voted - For 10 Elect Donald J. Stebbins Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For SOLAREDGE TECHNOLOGIES, INC. Security ID: 83417M104 Ticker: SEDG Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Elect Betsy S. Atkins Management For Voted - For 2 Elect Dirk Hoke Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 2396 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted SOUTHWEST AIRLINES CO. Security ID: 844741108 Ticker: LUV Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect David W. Biegler Management For Voted - For 2 Elect J. Veronica Biggins Management For Voted - For 3 Elect Douglas H. Brooks Management For Voted - For 4 Elect William H. Cunningham Management For Voted - For 5 Elect John G. Denison Management For Voted - For 6 Elect Thomas W. Gilligan Management For Voted - For 7 Elect David P. Hess Management For Voted - For 8 Elect Robert E. Jordan Management For Voted - For 9 Elect Gary C. Kelly Management For Voted - For 10 Elect Nancy B. Loeffler Management For Voted - For 11 Elect John T. Montford Management For Voted - For 12 Elect Christopher P. Reynolds Management For Voted - For 13 Elect Ron Ricks Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Amendment to the 1991 Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Shareholder Ability to Remove Directors Shareholder Against Voted - For 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For STANLEY BLACK & DECKER, INC. Security ID: 854502101 Ticker: SWK Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Andrea J. Ayers Management For Voted - For 2 Elect Patrick D. Campbell Management For Voted - For 3 Elect Carlos M. Cardoso Management For Voted - For 4 Elect Robert B. Coutts Management For Voted - For 5 Elect Debra A. Crew Management For Voted - For 6 Elect Michael D. Hankin Management For Voted - For 7 Elect James M. Loree Management For Voted - For 8 Elect Adrian V. Mitchell Management For Voted - For 9 Elect Jane M. Palmieri Management For Voted - For 10 Elect Mojdeh Poul Management For Voted - For 11 Elect Irving Tan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the 2022 Omnibus Award Plan Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2397 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted STARBUCKS CORPORATION Security ID: 855244109 Ticker: SBUX Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Richard E. Allison, Jr. Management For Voted - For 2 Elect Andrew Campion Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - For 4 Elect Isabel Ge Mahe Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Jorgen Vig Knudstorp Management For Voted - For 8 Elect Satya Nadella Management For Voted - For 9 Elect Joshua Cooper Ramo Management For Voted - For 10 Elect Clara Shih Management For Voted - For 11 Elect Javier G. Teruel Management For Voted - For 12 Amendment to the 2005 Long-Term Equity Incentive Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For STATE STREET CORPORATION Security ID: 857477103 Ticker: STT Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Patrick de Saint-Aignan Management For Voted - For 2 Elect Marie A. Chandoha Management For Voted - For 3 Elect Donnalee Demaio Management For Voted - For 4 Elect Amelia C. Fawcett Management For Voted - For 5 Elect William C. Freda Management For Voted - For 6 Elect Sara Mathew Management For Voted - For 7 Elect William L. Meaney Management For Voted - For 8 Elect Ronald. P. O'Hanley Management For Voted - For 9 Elect Sean O'Sullivan Management For Voted - For 10 Elect Julio A. Portalatin Management For Voted - For 11 Elect John B. Rhea Management For Voted - For 12 Elect Richard P. Sergel Management For Voted - For 13 Elect Gregory L. Summe Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Report on Asset Management Policies Shareholder Against Voted - Against 2398 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted STERIS PLC Security ID: G8473T100 Ticker: STE Meeting Date: 29-Jul-21 Meeting Type: Annual 1 Elect Richard C. Breeden Management For Voted - For 2 Elect Daniel A. Carestio Management For Voted - For 3 Elect Cynthia L. Feldmann Management For Voted - For 4 Elect Christopher S. Holland Management For Voted - For 5 Elect Jacqueline B. Kosecoff Management For Voted - For 6 Elect Paul E. Martin Management For Voted - For 7 Elect Nirav R. Shah Management For Voted - For 8 Elect Mohsen M. Sohi Management For Voted - For 9 Elect Richard M. Steeves Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For STRYKER CORPORATION Security ID: 863667101 Ticker: SYK Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Mary K. Brainerd Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Srikant M. Datar Management For Voted - For 4 Elect Allan C. Golston Management For Voted - For 5 Elect Kevin A. Lobo Management For Voted - For 6 Elect Sherilyn S. McCoy Management For Voted - For 7 Elect Andrew K. Silvernail Management For Voted - For 8 Elect Lisa M. Skeete Tatum Management For Voted - For 9 Elect Ronda E. Stryker Management For Voted - For 10 Elect Rajeev Suri Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against SVB FINANCIAL GROUP Security ID: 78486Q101 Ticker: SIVB Meeting Date: 21-Apr-22 Meeting Type: Annual 1.1 Elect Greg W. Becker Management For Voted - For 1.2 Elect Eric A. Benhamou Management For Voted - For 1.3 Elect Elizabeth Burr Management For Voted - For 1.4 Elect Richard Daniels Management For Voted - For 1.5 Elect Alison Davis Management For Voted - For 2399 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.6 Elect Joel P. Friedman Management For Voted - For 1.7 Elect Jeffrey N. Maggioncalda Management For Voted - For 1.8 Elect Beverly Kay Matthews Management For Voted - For 1.9 Elect Mary J. Miller Management For Voted - For 1.10 Elect Kate D. Mitchell Management For Voted - For 1.11 Elect Garen K. Staglin Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For SYNCHRONY FINANCIAL Security ID: 87165B103 Ticker: SYF Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Margaret M. Keane Management For Voted - For 2 Elect Fernando Aguirre Management For Voted - For 3 Elect Paget L. Alves Management For Voted - For 4 Elect Kamila Chytil Management For Voted - For 5 Elect Arthur W. Coviello, Jr. Management For Voted - For 6 Elect Brian D. Doubles Management For Voted - For 7 Elect William W. Graylin Management For Voted - For 8 Elect Roy A. Guthrie Management For Voted - For 9 Elect Jeffrey G. Naylor Management For Voted - For 10 Elect P.W. Parker Management For Voted - For 11 Elect Laurel J. Richie Management For Voted - For 12 Elect Ellen M. Zane Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For SYNOPSYS, INC. Security ID: 871607107 Ticker: SNPS Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Aart J. de Geus Management For Voted - For 2 Elect Janice D. Chaffin Management For Voted - For 3 Elect Bruce R. Chizen Management For Voted - For 4 Elect Mercedes Johnson Management For Voted - For 5 Elect Chrysostomos L. Nikias Management For Voted - For 6 Elect Jeannine P. Sargent Management For Voted - For 7 Elect John G. Schwarz Management For Voted - For 8 Elect Roy A. Vallee Management For Voted - For 9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For 10 Approval of the Employee Stock Purchase Plan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For 2400 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted SYSCO CORPORATION Security ID: 871829107 Ticker: SYY Meeting Date: 19-Nov-21 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - For 2 Elect John Cassaday Management For Voted - For 3 Elect Larry C. Glasscock Management For Voted - For 4 Elect Bradley M. Halverson Management For Voted - For 5 Elect John M. Hinshaw Management For Voted - For 6 Elect Kevin P. Hourican Management For Voted - For 7 Elect Hans-Joachim Koerber Management For Voted - For 8 Elect Stephanie A. Lundquist Management For Voted - For 9 Elect Edward D. Shirley Management For Voted - For 10 Elect Sheila G. Talton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Abstain Voted - For T. ROWE PRICE GROUP, INC. Security ID: 74144T108 Ticker: TROW Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Glenn R. August Management For Voted - For 2 Elect Mark S. Bartlett Management For Voted - For 3 Elect Mary K. Bush Management For Voted - For 4 Elect Dina Dublon Management For Voted - For 5 Elect Freeman A. Hrabowski III Management For Voted - For 6 Elect Robert F. MacLellan Management For Voted - For 7 Elect Eileen P. Rominger Management For Voted - For 8 Elect Robert W. Sharps Management For Voted - For 9 Elect Robert J. Stevens Management For Voted - For 10 Elect William J. Stromberg Management For Voted - For 11 Elect Richard R. Verma Management For Voted - For 12 Elect Sandra S. Wijnberg Management For Voted - For 13 Elect Alan D. Wilson Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For TAKE-TWO INTERACTIVE SOFTWARE, INC. Security ID: 874054109 Ticker: TTWO Meeting Date: 14-Sep-21 Meeting Type: Annual 1 Elect Strauss Zelnick Management For Voted - For 2 Elect Michael Dornemann Management For Voted - For 3 Elect J Moses Management For Voted - For 2401 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Michael Sheresky Management For Voted - For 5 Elect LaVerne Srinivasan Management For Voted - For 6 Elect Susan M. Tolson Management For Voted - Against 7 Elect Paul Viera Management For Voted - For 8 Elect Roland A. Hernandez Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the 2017 Stock Incentive Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For TAPESTRY, INC. Security ID: 876030107 Ticker: TPR Meeting Date: 03-Nov-21 Meeting Type: Annual 1 Elect John P. Bilbrey Management For Voted - For 2 Elect Darrell Cavens Management For Voted - For 3 Elect Joanne C. Crevoiserat Management For Voted - For 4 Elect David Denton Management For Voted - For 5 Elect Johanna W. (Hanneke) Faber Management For Voted - For 6 Elect Anne Gates Management For Voted - For 7 Elect Thomas R. Greco Management For Voted - For 8 Elect Pamela Lifford Management For Voted - For 9 Elect Annabelle Yu Long Management For Voted - For 10 Elect Ivan Menezes Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For TARGET CORPORATION Security ID: 87612E106 Ticker: TGT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect David P. Abney Management For Voted - For 2 Elect Douglas M. Baker, Jr. Management For Voted - For 3 Elect George S. Barrett Management For Voted - For 4 Elect Gail K. Boudreaux Management For Voted - For 5 Elect Brian C. Cornell Management For Voted - For 6 Elect Robert L. Edwards Management For Voted - For 7 Elect Melanie L. Healey Management For Voted - For 8 Elect Donald R. Knauss Management For Voted - For 9 Elect Christine A. Leahy Management For Voted - For 10 Elect Monica C. Lozano Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 2402 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Dmitri L. Stockton Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against TELEDYNE TECHNOLOGIES INCORPORATED Security ID: 879360105 Ticker: TDY Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Charles Crocker Management For Voted - For 2 Elect Robert Mehrabian Management For Voted - For 3 Elect Jane C. Sherburne Management For Voted - For 4 Elect Michael T. Smith Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For TELEFLEX INCORPORATED Security ID: 879369106 Ticker: TFX Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect John C. Heinmiller Management For Voted - For 2 Elect Andrew A. Krakauer Management For Voted - For 3 Elect Neena M. Patil Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Amendment to the Bylaws to Declassify the Board Management For Voted - For 7 Amendment to the Certificate of Incorporation to Declassify the Board Management For Voted - For 8 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For TERADYNE, INC. Security ID: 880770102 Ticker: TER Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Edwin J. Gillis Management For Voted - For 2 Elect Timothy E. Guertin Management For Voted - For 3 Elect Peter Herweck Management For Voted - For 4 Elect Mark E. Jagiela Management For Voted - For 5 Elect Mercedes Johnson Management For Voted - For 6 Elect Marilyn Matz Management For Voted - For 7 Elect Ford Tamer Management For Voted - For 8 Elect Paul J. Tufano Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 2403 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted TESLA, INC. Security ID: 88160R101 Ticker: TSLA Meeting Date: 07-Oct-21 Meeting Type: Annual 1 Elect James Murdoch Management For Voted - For 2 Elect Kimbal Musk Management For Voted - For 3 Reduce Director Terms from Three Years to Two Years Management For Voted - For 4 Elimination of Supermajority Requirement Management Abstain Voted - For 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Board Oversight of Human Capital Management Shareholder Against Voted - For 10 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - For TEXAS INSTRUMENTS INCORPORATED Security ID: 882508104 Ticker: TXN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Mark A. Blinn Management For Voted - For 2 Elect Todd M. Bluedorn Management For Voted - For 3 Elect Janet F. Clark Management For Voted - For 4 Elect Carrie S. Cox Management For Voted - For 5 Elect Martin S. Craighead Management For Voted - For 6 Elect Jean M. Hobby Management For Voted - For 7 Elect Michael D. Hsu Management For Voted - For 8 Elect Haviv Ilan Management For Voted - For 9 Elect Ronald Kirk Management For Voted - For 10 Elect Pamela H. Patsley Management For Voted - For 11 Elect Robert E. Sanchez Management For Voted - For 12 Elect Richard K. Templeton Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For TEXTRON INC. Security ID: 883203101 Ticker: TXT Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Scott C. Donnelly Management For Voted - For 2404 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Richard F. Ambrose Management For Voted - For 3 Elect Kathleen M. Bader Management For Voted - For 4 Elect R. Kerry Clark Management For Voted - For 5 Elect James T. Conway Management For Voted - For 6 Elect Ralph D. Heath Management For Voted - For 7 Elect Deborah Lee James Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect James L. Ziemer Management For Voted - For 10 Elect Maria T. Zuber Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE AES CORPORATION Security ID: 00130H105 Ticker: AES Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Janet G. Davidson Management For Voted - For 2 Elect Andres R. Gluski Management For Voted - For 3 Elect Tarun Khanna Management For Voted - For 4 Elect Holly K. Koeppel Management For Voted - For 5 Elect Julia M. Laulis Management For Voted - For 6 Elect James H. Miller Management For Voted - For 7 Elect Alain Monie Management For Voted - For 8 Elect John B. Morse, Jr. Management For Voted - For 9 Elect Moises Naim Management For Voted - For 10 Elect Teresa M. Sebastian Management For Voted - For 11 Elect Maura Shaughnessy Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For THE ALLSTATE CORPORATION Security ID: 020002101 Ticker: ALL Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Donald E. Brown Management For Voted - For 2 Elect Kermit R. Crawford Management For Voted - For 3 Elect Richard T. Hume Management For Voted - For 4 Elect Margaret M. Keane Management For Voted - For 5 Elect Siddharth N. Mehta Management For Voted - For 6 Elect Jacques P. Perold Management For Voted - For 7 Elect Andrea Redmond Management For Voted - For 8 Elect Gregg M. Sherrill Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 2405 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Perry M. Traquina Management For Voted - For 11 Elect Thomas J. Wilson Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For THE BOEING COMPANY Security ID: 097023105 Ticker: BA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Robert A. Bradway Management For Voted - For 2 Elect David L. Calhoun Management For Voted - For 3 Elect Lynne M. Doughtie Management For Voted - For 4 Elect Lynn J. Good Management For Voted - For 5 Elect Stayce D. Harris Management For Voted - For 6 Elect Akhil Johri Management For Voted - For 7 Elect David L. Joyce Management For Voted - For 8 Elect Lawrence W. Kellner Management For Voted - Against 9 Elect Steven M. Mollenkopf Management For Voted - For 10 Elect John M. Richardson Management For Voted - For 11 Elect Ronald A. Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Approval of the Global Stock Purchase Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 18 Shareholder Proposal Regarding Climate Action 100 Net Zero Indicator Shareholder For Voted - For THE CHARLES SCHWAB CORPORATION Security ID: 808513105 Ticker: SCHW Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect John K. Adams, Jr. Management For Voted - For 2 Elect Stephen A. Ellis Management For Voted - For 3 Elect Brian M. Levitt Management For Voted - For 4 Elect Arun Sarin Management For Voted - For 5 Elect Charles R. Schwab Management For Voted - For 6 Elect Paula A. Sneed Management For Voted - For 7 Repeal of Classified Board Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Approval of the 2022 Stock Incentive Plan Management For Voted - For 11 Adoption of Proxy Access Management For Voted - For 12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against 2406 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For THE CLOROX COMPANY Security ID: 189054109 Ticker: CLX Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard H. Carmona Management For Voted - For 3 Elect Spencer C. Fleischer Management For Voted - For 4 Elect Esther S. Lee Management For Voted - For 5 Elect A.D. David Mackay Management For Voted - For 6 Elect Paul G. Parker Management For Voted - For 7 Elect Linda Rendle Management For Voted - For 8 Elect Matthew J. Shattock Management For Voted - For 9 Elect Kathryn A. Tesija Management For Voted - For 10 Elect Russell J. Weiner Management For Voted - For 11 Elect Christopher J. Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2005 Stock Incentive Plan Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against THE COCA-COLA COMPANY Security ID: 191216100 Ticker: KO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Herbert A. Allen, III Management For Voted - For 2 Elect Marc Bolland Management For Voted - For 3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For 4 Elect Christopher C. Davis Management For Voted - For 5 Elect Barry Diller Management For Voted - For 6 Elect Helene D. Gayle Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect James Quincey Management For Voted - For 10 Elect Caroline J. Tsay Management For Voted - For 11 Elect David B. Weinberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 2407 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted THE COOPER COMPANIES, INC. Security ID: 216648402 Ticker: COO Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Colleen E. Jay Management For Voted - For 2 Elect William A. Kozy Management For Voted - For 3 Elect Jody S. Lindell Management For Voted - For 4 Elect Teresa S. Madden Management For Voted - For 5 Elect Gary S. Petersmeyer Management For Voted - For 6 Elect Maria Rivas Management For Voted - For 7 Elect Robert S. Weiss Management For Voted - For 8 Elect Albert G. White III Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For THE GOLDMAN SACHS GROUP, INC. Security ID: 38141G104 Ticker: GS Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Drew G. Faust Management For Voted - For 3 Elect Mark Flaherty Management For Voted - For 4 Elect Kimberley Harris Management For Voted - For 5 Elect Ellen J. Kullman Management For Voted - For 6 Elect Lakshmi N. Mittal Management For Voted - For 7 Elect Adebayo O. Ogunlesi Management For Voted - For 8 Elect Peter Oppenheimer Management For Voted - For 9 Elect David M. Solomon Management For Voted - For 10 Elect Jan E. Tighe Management For Voted - For 11 Elect Jessica Uhl Management For Voted - For 12 Elect David A. Viniar Management For Voted - For 13 Elect Mark O. Winkelman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Charitable Giving Reporting Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 18 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2408 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted THE HARTFORD FINANCIAL SERVICES GROUP, INC. Security ID: 416515104 Ticker: HIG Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Larry D. De Shon Management For Voted - For 2 Elect Carlos Dominguez Management For Voted - For 3 Elect Trevor Fetter Management For Voted - For 4 Elect Donna A. James Management For Voted - For 5 Elect Kathryn A. Mikells Management For Voted - For 6 Elect Teresa W. Roseborough Management For Voted - For 7 Elect Virginia P. Ruesterholz Management For Voted - For 8 Elect Christopher J. Swift Management For Voted - For 9 Elect Matthew E. Winter Management For Voted - For 10 Elect Greig Woodring Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - Against THE HERSHEY COMPANY Security ID: 427866108 Ticker: HSY Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Pamela M. Arway Management For Voted - For 1.2 Elect James W. Brown Management For Voted - For 1.3 Elect Michele G. Buck Management For Voted - For 1.4 Elect Victor L. Crawford Management For Voted - For 1.5 Elect Robert M. Dutkowsky Management For Voted - For 1.6 Elect Mary Kay Haben Management For Voted - Withheld 1.7 Elect James C. Katzman Management For Voted - For 1.8 Elect M. Diane Koken Management For Voted - For 1.9 Elect Robert M. Malcolm Management For Voted - For 1.10 Elect Anthony J. Palmer Management For Voted - For 1.11 Elect Juan R. Perez Management For Voted - For 1.12 Elect Wendy L. Schoppert Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Report on Ending Child Labor Shareholder Against Voted - Against THE HOME DEPOT, INC. Security ID: 437076102 Ticker: HD Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Gerard J. Arpey Management For Voted - For 2409 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Ari Bousbib Management For Voted - For 3 Elect Jeffery H. Boyd Management For Voted - For 4 Elect Gregory D. Brenneman Management For Voted - For 5 Elect J. Frank Brown Management For Voted - For 6 Elect Albert P. Carey Management For Voted - For 7 Elect Edward P. Decker Management For Voted - For 8 Elect Linda R. Gooden Management For Voted - For 9 Elect Wayne M. Hewett Management For Voted - For 10 Elect Manuel Kadre Management For Voted - For 11 Elect Stephanie C. Linnartz Management For Voted - For 12 Elect Craig A. Menear Management For Voted - For 13 Elect Paula Santilli Management For Voted - For 14 Elect Caryn Seidman-Becker Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Amendment to the Omnibus Stock Incentive Plan Management For Voted - For 18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 20 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against 21 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Deforestation Report Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For THE INTERPUBLIC GROUP OF COMPANIES, INC. Security ID: 460690100 Ticker: IPG Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Jocelyn E. Carter-Miller Management For Voted - For 2 Elect Mary J. Steele Guilfoile Management For Voted - For 3 Elect Dawn Hudson Management For Voted - For 4 Elect Philippe Krakowsky Management For Voted - For 5 Elect Jonathan F. Miller Management For Voted - For 6 Elect Patrick Q. Moore Management For Voted - For 7 Elect Linda S. Sanford Management For Voted - For 8 Elect David M. Thomas Management For Voted - For 9 Elect E. Lee Wyatt Jr. Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against THE J. M. SMUCKER COMPANY Security ID: 832696405 Ticker: SJM Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Elect Susan Chapman-Hughes Management For Voted - For 2410 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Paul J. Dolan Management For Voted - For 3 Elect Jay L. Henderson Management For Voted - For 4 Elect Kirk L. Perry Management For Voted - For 5 Elect Sandra Pianalto Management For Voted - For 6 Elect Alex Shumate Management For Voted - For 7 Elect Mark T. Smucker Management For Voted - For 8 Elect Richard K. Smucker Management For Voted - For 9 Elect Timothy P. Smucker Management For Voted - For 10 Elect Jodi L. Taylor Management For Voted - For 11 Elect Dawn C. Willoughby Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For THE KRAFT HEINZ COMPANY Security ID: 500754106 Ticker: KHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Gregory E. Abel Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Joao M. Castro-Neves Management For Voted - For 4 Elect Lori Dickerson Fouche Management For Voted - For 5 Elect Timothy Kenesey Management For Voted - For 6 Elect Alicia Knapp Management For Voted - For 7 Elect Elio Leoni Sceti Management For Voted - For 8 Elect Susan R. Mulder Management For Voted - For 9 Elect James Park Management For Voted - For 10 Elect Miguel Patricio Management For Voted - For 11 Elect John C. Pope Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Water Risk Exposure Shareholder Against Voted - Against THE KROGER CO. Security ID: 501044101 Ticker: KR Meeting Date: 23-Jun-22 Meeting Type: Annual 1.1 Elect Nora A. Aufreiter Management For Voted - For 1.2 Elect Kevin M. Brown Management For Voted - For 1.3 Elect Elaine L. Chao Management For Voted - For 1.4 Elect Anne Gates Management For Voted - For 1.5 Elect Karen M. Hoguet Management For Voted - For 1.6 Elect W. Rodney McMullen Management For Voted - For 1.7 Elect Clyde R. Moore Management For Voted - For 1.8 Elect Ronald L. Sargent Management For Voted - For 1.9 Elect Judith Amanda Sourry Knox Management For Voted - For 2411 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.10 Elect Mark S. Sutton Management For Voted - For 1.11 Elect Ashok Vemuri Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the 2019 Long-Term Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - Against 6 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Refrigerants Report Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Report on Workforce Strategy Shareholder Against Voted - For THE MOSAIC COMPANY Security ID: 61945C103 Ticker: MOS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Gregory L. Ebel Management For Voted - For 3 Elect Timothy S. Gitzel Management For Voted - For 4 Elect Denise C. Johnson Management For Voted - For 5 Elect Emery N. Koenig Management For Voted - For 6 Elect James C. O'Rourke Management For Voted - For 7 Elect David T. Seaton Management For Voted - For 8 Elect Steven M. Seibert Management For Voted - For 9 Elect Luciano Siani Pires Management For Voted - For 10 Elect Gretchen Watkins Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE PNC FINANCIAL SERVICES GROUP, INC. Security ID: 693475105 Ticker: PNC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Joseph Alvarado Management For Voted - For 2 Elect Debra A. Cafaro Management For Voted - For 3 Elect Marjorie Rodgers Cheshire Management For Voted - For 4 Elect William S. Demchak Management For Voted - For 5 Elect Andrew T. Feldstein Management For Voted - For 6 Elect Richard J. Harshman Management For Voted - For 7 Elect Daniel R. Hesse Management For Voted - For 8 Elect Linda R. Medler Management For Voted - For 9 Elect Robert A. Niblock Management For Voted - For 10 Elect Martin Pfinsgraff Management For Voted - For 11 Elect Bryan S. Salesky Management For Voted - For 2412 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Toni Townes-Whitley Management For Voted - For 13 Elect Michael J. Ward Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing Shareholder Against Voted - Against THE PROCTER & GAMBLE COMPANY Security ID: 742718109 Ticker: PG Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Elect B. Marc Allen Management For Voted - For 2 Elect Angela F. Braly Management For Voted - For 3 Elect Amy L. Chang Management For Voted - For 4 Elect Joseph Jimenez Management For Voted - For 5 Elect Christopher Kempczinski Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Terry J. Lundgren Management For Voted - For 8 Elect Christine M. McCarthy Management For Voted - For 9 Elect Jon R. Moeller Management For Voted - For 10 Elect David. S. Taylor Management For Voted - For 11 Elect Margaret C. Whitman Management For Voted - For 12 Elect Patricia A. Woertz Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against THE PROGRESSIVE CORPORATION Security ID: 743315103 Ticker: PGR Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Philip F. Bleser Management For Voted - For 2 Elect Stuart B. Burgdoerfer Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 4 Elect Charles A. Davis Management For Voted - For 5 Elect Roger N. Farah Management For Voted - For 6 Elect Lawton W. Fitt Management For Voted - For 7 Elect Susan Patricia Griffith Management For Voted - For 8 Elect Devin C. Johnson Management For Voted - For 9 Elect Jeffrey D. Kelly Management For Voted - For 10 Elect Barbara R. Snyder Management For Voted - For 11 Elect Jan E. Tighe Management For Voted - For 12 Elect Kahina Van Dyke Management For Voted - For 13 Amendment to the 2017 Directors Equity Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 2413 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Ratification of Auditor Management For Voted - For THE SHERWIN-WILLIAMS COMPANY Security ID: 824348106 Ticker: SHW Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Kerrii B. Anderson Management For Voted - For 2 Elect Arthur F. Anton Management For Voted - For 3 Elect Jeff M. Fettig Management For Voted - For 4 Elect Richard J. Kramer Management For Voted - For 5 Elect John G. Morikis Management For Voted - For 6 Elect Christine A. Poon Management For Voted - For 7 Elect Aaron M. Powell Management For Voted - For 8 Elect Marta R. Stewart Management For Voted - For 9 Elect Michael H. Thaman Management For Voted - For 10 Elect Matthew Thornton III Management For Voted - For 11 Elect Steven H. Wunning Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For THE SOUTHERN COMPANY Security ID: 842587107 Ticker: SO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Janaki Akella Management For Voted - For 2 Elect Henry A. Clark III Management For Voted - For 3 Elect Anthony F. Earley, Jr. Management For Voted - For 4 Elect Thomas A. Fanning Management For Voted - For 5 Elect David J. Grain Management For Voted - For 6 Elect Colette D. Honorable Management For Voted - For 7 Elect Donald M. James Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Dale E. Klein Management For Voted - For 10 Elect Ernest J. Moniz Management For Voted - For 11 Elect William G. Smith, Jr. Management For Voted - For 12 Elect Kristine L. Svinicki Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder For Voted - For THE TJX COMPANIES, INC. Security ID: 872540109 Ticker: TJX Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2414 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Alan M. Bennett Management For Voted - For 3 Elect Rosemary T. Berkery Management For Voted - For 4 Elect David T. Ching Management For Voted - For 5 Elect C. Kim Goodwin Management For Voted - For 6 Elect Ernie Herrman Management For Voted - For 7 Elect Michael F. Hines Management For Voted - For 8 Elect Amy B. Lane Management For Voted - For 9 Elect Carol Meyrowitz Management For Voted - For 10 Elect Jackwyn L. Nemerov Management For Voted - For 11 Elect John F. O'Brien Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Approval of the 2022 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Report on Supply Chain Due Diligence Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For THE TRAVELERS COMPANIES, INC. Security ID: 89417E109 Ticker: TRV Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Alan L. Beller Management For Voted - For 2 Elect Janet M. Dolan Management For Voted - For 3 Elect Patricia L. Higgins Management For Voted - For 4 Elect William J. Kane Management For Voted - For 5 Elect Thomas B. Leonardi Management For Voted - For 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Elizabeth E. Robinson Management For Voted - For 8 Elect Philip T. Ruegger III Management For Voted - For 9 Elect Rafael Santana Management For Voted - For 10 Elect Todd C. Schermerhorn Management For Voted - For 11 Elect Alan D. Schnitzer Management For Voted - For 12 Elect Laurie J. Thomsen Management For Voted - For 13 Elect Bridget A. van Kralingen Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 20 Shareholder Proposal Regarding Insuring Law Enforcement Shareholder Against Voted - Against 2415 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted THE WALT DISNEY COMPANY Security ID: 254687106 Ticker: DIS Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Susan E. Arnold Management For Voted - For 2 Elect Mary T. Barra Management For Voted - For 3 Elect Safra A. Catz Management For Voted - For 4 Elect Amy L. Chang Management For Voted - For 5 Elect Robert A. Chapek Management For Voted - For 6 Elect Francis A. deSouza Management For Voted - For 7 Elect Michael B.G. Froman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect Calvin R. McDonald Management For Voted - For 10 Elect Mark G. Parker Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 18 Shareholder Proposal Regarding Non-Discrimination Audit Shareholder Against Voted - Against THE WILLIAMS COMPANIES, INC. Security ID: 969457100 Ticker: WMB Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Alan S. Armstrong Management For Voted - For 2 Elect Stephen W. Bergstrom Management For Voted - For 3 Elect Nancy K. Buese Management For Voted - For 4 Elect Michael A. Creel Management For Voted - For 5 Elect Stacey H. Dore Management For Voted - For 6 Elect Richard E. Muncrief Management For Voted - For 7 Elect Peter A. Ragauss Management For Voted - For 8 Elect Rose M. Robeson Management For Voted - For 9 Elect Scott D. Sheffield Management For Voted - For 10 Elect Murray D. Smith Management For Voted - For 11 Elect William H. Spence Management For Voted - For 12 Elect Jesse J. Tyson Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 2416 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted THERMO FISHER SCIENTIFIC INC. Security ID: 883556102 Ticker: TMO Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Marc N. Casper Management For Voted - For 2 Elect Nelson J. Chai Management For Voted - For 3 Elect Ruby R. Chandy Management For Voted - For 4 Elect C. Martin Harris Management For Voted - For 5 Elect Tyler Jacks Management For Voted - For 6 Elect R. Alexandra Keith Management For Voted - For 7 Elect Jim P. Manzi Management For Voted - For 8 Elect James C. Mullen Management For Voted - For 9 Elect Lars Rebien Sorensen Management For Voted - For 10 Elect Debora L. Spar Management For Voted - For 11 Elect Scott M. Sperling Management For Voted - For 12 Elect Dion J. Weisler Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For T-MOBILE US, INC. Security ID: 872590104 Ticker: TMUS Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Marcelo Claure Management For Voted - For 1.2 Elect Srikant M. Datar Management For Voted - For 1.3 Elect Bavan M. Holloway Management For Voted - For 1.4 Elect Timotheus Hottges Management For Voted - For 1.5 Elect Christian P. Illek Management For Voted - For 1.6 Elect Raphael Kubler Management For Voted - For 1.7 Elect Thorsten Langheim Management For Voted - For 1.8 Elect Dominique Leroy Management For Voted - For 1.9 Elect Letitia A. Long Management For Voted - For 1.10 Elect G. Michael Sievert Management For Voted - For 1.11 Elect Teresa A. Taylor Management For Voted - For 1.12 Elect Omar Tazi Management For Voted - For 1.13 Elect Kelvin R. Westbrook Management For Voted - For 2 Ratification of Auditor Management For Voted - For TRACTOR SUPPLY COMPANY Security ID: 892356106 Ticker: TSCO Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Cynthia T. Jamison Management For Voted - For 2 Elect Joy Brown Management For Voted - For 3 Elect Ricardo Cardenas Management For Voted - For 2417 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Denise L. Jackson Management For Voted - For 5 Elect Thomas A. Kingsbury Management For Voted - For 6 Elect Ramkumar Krishnan Management For Voted - For 7 Elect Harry A. Lawton III Management For Voted - For 8 Elect Edna K. Morris Management For Voted - For 9 Elect Mark J. Weikel Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - Against TRANE TECHNOLOGIES PLC Security ID: G8994E103 Ticker: TT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Kirk E. Arnold Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect April Miller Boise Management For Voted - For 4 Elect John Bruton Management For Voted - For 5 Elect Jared L. Cohon Management For Voted - For 6 Elect Gary D. Forsee Management For Voted - For 7 Elect Linda P. Hudson Management For Voted - For 8 Elect Myles Lee Management For Voted - For 9 Elect David S. Regnery Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Tony L. White Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Set the Price Range at which the Company can Re-Allot Treasury Shares Management For Voted - For TRIMBLE INC. Security ID: 896239100 Ticker: TRMB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Steven W. Berglund Management For Voted - For 1.2 Elect James C. Dalton Management For Voted - For 1.3 Elect Borje Ekholm Management For Voted - For 1.4 Elect Ann Fandozzi Management For Voted - For 1.5 Elect Kaigham Gabriel Management For Voted - For 1.6 Elect Meaghan Lloyd Management For Voted - For 1.7 Elect Sandra MacQuillan Management For Voted - For 1.8 Elect Robert G. Painter Management For Voted - For 1.9 Elect Mark S. Peek Management For Voted - For 1.10 Elect Thomas W. Sweet Management For Voted - For 2418 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.11 Elect Johan Wibergh Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For TWITTER, INC. Security ID: 90184L102 Ticker: TWTR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Egon Durban Management For Voted - Against 2 Elect Patrick Pichette Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against TYLER TECHNOLOGIES, INC. Security ID: 902252105 Ticker: TYL Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Glenn A. Carter Management For Voted - For 1.2 Elect Brenda A. Cline Management For Voted - For 1.3 Elect Ronnie D. Hawkins Jr. Management For Voted - For 1.4 Elect Mary L. Landrieu Management For Voted - For 1.5 Elect John S. Marr, Jr. Management For Voted - For 1.6 Elect H. Lynn Moore, Jr. Management For Voted - For 1.7 Elect Daniel M. Pope Management For Voted - For 1.8 Elect Dustin R. Womble Management For Voted - Withheld 2 Elimination of Supermajority Requirement for Approval of Mergers and Other Corporate Transactions Management For Voted - For 3 Permit Shareholders to Call Special Meetings Management For Voted - For 4 Provide Shareholders with the Right to Request Action by Written Consent Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 2419 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted TYSON FOODS, INC. Security ID: 902494103 Ticker: TSN Meeting Date: 10-Feb-22 Meeting Type: Annual 1 Elect John H. Tyson Management For Voted - For 2 Elect Les R. Baledge Management For Voted - Against 3 Elect Mike D. Beebe Management For Voted - Against 4 Elect Maria Claudia Borras Management For Voted - For 5 Elect David J. Bronczek Management For Voted - Against 6 Elect Mikel A. Durham Management For Voted - For 7 Elect Donnie King Management For Voted - For 8 Elect Jonathan D. Mariner Management For Voted - Against 9 Elect Kevin M. McNamara Management For Voted - For 10 Elect Cheryl S. Miller Management For Voted - For 11 Elect Jeffrey K. Schomburger Management For Voted - For 12 Elect Barbara A. Tyson Management For Voted - For 13 Elect Noel White Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - Against U.S. BANCORP Security ID: 902973304 Ticker: USB Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Dorothy J. Bridges Management For Voted - For 3 Elect Elizabeth L. Buse Management For Voted - For 4 Elect Andrew Cecere Management For Voted - For 5 Elect Kimberly N. Ellison-Taylor Management For Voted - For 6 Elect Kimberly J. Harris Management For Voted - Against 7 Elect Roland A. Hernandez Management For Voted - For 8 Elect Olivia F. Kirtley Management For Voted - For 9 Elect Richard P. McKenney Management For Voted - For 10 Elect Yusuf I. Mehdi Management For Voted - For 11 Elect John P. Wiehoff Management For Voted - For 12 Elect Scott W. Wine Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For UDR, INC. Security ID: 902653104 Ticker: UDR Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Katherine A. Cattanach Management For Voted - For 2 Elect Jon A. Grove Management For Voted - For 2420 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Mary Ann King Management For Voted - For 4 Elect James D. Klingbeil Management For Voted - For 5 Elect Clint D. McDonnough Management For Voted - For 6 Elect Robert A. McNamara Management For Voted - For 7 Elect Diane M. Morefield Management For Voted - For 8 Elect Kevin C. Nickelberry Management For Voted - For 9 Elect Mark R. Patterson Management For Voted - For 10 Elect Thomas W. Toomey Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For ULTA BEAUTY, INC. Security ID: 90384S303 Ticker: ULTA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kelly E. Garcia Management For Voted - For 1.2 Elect Michael R. MacDonald Management For Voted - For 1.3 Elect Gisel Ruiz Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For UNDER ARMOUR, INC. Security ID: 904311107 Ticker: UAA Meeting Date: 11-May-22 Meeting Type: Annual 1.1 Elect Kevin A. Plank Management For Voted - For 1.2 Elect Douglas E. Coltharp Management For Voted - For 1.3 Elect Jerri L. DeVard Management For Voted - For 1.4 Elect Mohamed A. El-Erian Management For Voted - For 1.5 Elect Patrik Frisk Management For Voted - For 1.6 Elect David W. Gibbs Management For Voted - For 1.7 Elect Karen W. Katz Management For Voted - For 1.8 Elect Westley Moore Management For Voted - For 1.9 Elect Eric T. Olson Management For Voted - Withheld 1.10 Elect Harvey L. Sanders Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For UNION PACIFIC CORPORATION Security ID: 907818108 Ticker: UNP Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect William J. DeLaney Management For Voted - For 2 Elect David B. Dillon Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect Teresa M. Finley Management For Voted - For 2421 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Lance M. Fritz Management For Voted - For 6 Elect Deborah C. Hopkins Management For Voted - For 7 Elect Jane H. Lute Management For Voted - For 8 Elect Michael R. McCarthy Management For Voted - For 9 Elect Jose H. Villarreal Management For Voted - For 10 Elect Christopher J. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For UNITED AIRLINES HOLDINGS, INC. Security ID: 910047109 Ticker: UAL Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Carolyn Corvi Management For Voted - For 2 Elect Matthew Friend Management For Voted - For 3 Elect Barnaby "Barney" M. Harford Management For Voted - For 4 Elect Michele J. Hooper Management For Voted - For 5 Elect Walter Isaacson Management For Voted - For 6 Elect James A.C. Kennedy Management For Voted - For 7 Elect J. Scott Kirby Management For Voted - For 8 Elect Edward M. Philip Management For Voted - For 9 Elect Edward L. Shapiro Management For Voted - For 10 Elect Laysha Ward Management For Voted - For 11 Elect James M. Whitehurst Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For UNITED PARCEL SERVICE, INC. Security ID: 911312106 Ticker: UPS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Carol B. Tome Management For Voted - For 2 Elect Rodney C. Adkins Management For Voted - For 3 Elect Eva C. Boratto Management For Voted - For 4 Elect Michael J. Burns Management For Voted - For 5 Elect Wayne M. Hewett Management For Voted - For 6 Elect Angela Hwang Management For Voted - For 7 Elect Kate E. Johnson Management For Voted - For 8 Elect William R. Johnson Management For Voted - For 9 Elect Ann M. Livermore Management For Voted - For 10 Elect Franck J. Moison Management For Voted - For 11 Elect Christiana Smith Shi Management For Voted - For 12 Elect Russell Stokes Management For Voted - For 13 Elect Kevin M. Warsh Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 2422 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 20 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - Against 21 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For UNITED RENTALS, INC. Security ID: 911363109 Ticker: URI Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2 Elect Marc A. Bruno Management For Voted - For 3 Elect Larry D. De Shon Management For Voted - For 4 Elect Matthew J. Flannery Management For Voted - For 5 Elect Bobby J. Griffin Management For Voted - For 6 Elect Kim Harris Jones Management For Voted - For 7 Elect Terri L. Kelly Management For Voted - For 8 Elect Michael J. Kneeland Management For Voted - For 9 Elect Gracia C. Martore Management For Voted - For 10 Elect Shiv Singh Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against UNITEDHEALTH GROUP INCORPORATED Security ID: 91324P102 Ticker: UNH Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Elect Timothy P. Flynn Management For Voted - For 2 Elect Paul R. Garcia Management For Voted - For 3 Elect Stephen J. Hemsley Management For Voted - For 4 Elect Michele J. Hooper Management For Voted - For 5 Elect F. William McNabb, III Management For Voted - For 6 Elect Valerie C. Montgomery Rice Management For Voted - For 7 Elect John H. Noseworthy Management For Voted - For 8 Elect Andrew Witty Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 2423 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 12 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against UNIVERSAL HEALTH SERVICES, INC. Security ID: 913903100 Ticker: UHS Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Maria Singer Management For Voted - Withheld 2 Amendment to the 2020 Omnibus Stock and Incentive Plan Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Majority Vote for Director Election Shareholder Against Voted - For VALERO ENERGY CORPORATION Security ID: 91913Y100 Ticker: VLO Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Fred M. Diaz Management For Voted - For 2 Elect H. Paulett Eberhart Management For Voted - For 3 Elect Joseph W. Gorder Management For Voted - For 4 Elect Kimberly S. Greene Management For Voted - For 5 Elect Deborah P. Majoras Management For Voted - For 6 Elect Eric D. Mullins Management For Voted - For 7 Elect Donald L. Nickles Management For Voted - For 8 Elect Philip J. Pfeiffer Management For Voted - For 9 Elect Robert A. Profusek Management For Voted - For 10 Elect Randall J. Weisenburger Management For Voted - For 11 Elect Rayford Wilkins Jr. Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For VENTAS, INC. Security ID: 92276F100 Ticker: VTR Meeting Date: 27-Apr-22 Meeting Type: Special 1.1 Elect Jonathan Litt Shareholder N/A Take No Action 1.2 Elect Management Nominee Melody C. Barnes Shareholder N/A Take No Action 1.3 Elect Management Nominee Debra A. Cafaro Shareholder N/A Take No Action 1.4 Elect Management Nominee Michael J. Embler Shareholder N/A Take No Action 1.5 Elect Management Nominee Matthew J. Lustig Shareholder N/A Take No Action 1.6 Elect Management Nominee Roxanne M. Martino Shareholder N/A Take No Action 2424 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.7 Elect Management Nominee Marguerite M. Nader Shareholder N/A Take No Action 1.8 Elect Management Nominee Sean Nolan Shareholder N/A Take No Action 1.9 Elect Management Nominee Walter C. Rakowich Shareholder N/A Take No Action 1.10 Elect Management Nominee Robert D. Reed Shareholder N/A Take No Action 1.11 Elect Management Nominee Maurice Smith Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 2022 Equity Compensation Plan Management N/A Take No Action 4 Ratification of Auditor Management N/A Take No Action 1.1 Elect Melody C. Barnes Management For Voted - For 1.2 Elect Debra A. Cafaro Management For Voted - For 1.3 Elect Michael J. Embler Management For Voted - For 1.4 Elect Matthew J. Lustig Management For Voted - For 1.5 Elect Roxanne M. Martino Management For Voted - For 1.6 Elect Marguerite M. Nader Management For Voted - For 1.7 Elect Sean Nolan Management For Voted - For 1.8 Elect Walter C. Rakowich Management For Voted - For 1.9 Elect Robert D. Reed Management For Voted - For 1.10 Elect James D. Shelton Management For Voted - For 1.11 Elect Maurice Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 2022 Equity Compensation Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For VERISIGN, INC. Security ID: 92343E102 Ticker: VRSN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect D. James Bidzos Management For Voted - For 2 Elect Courtney D. Armstrong Management For Voted - For 3 Elect Yehuda Ari Buchalter Management For Voted - For 4 Elect Kathleen A. Cote Management For Voted - For 5 Elect Thomas F. Frist III Management For Voted - For 6 Elect Jamie S. Gorelick Management For Voted - For 7 Elect Roger H. Moore Management For Voted - For 8 Elect Timothy Tomlinson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against VERISK ANALYTICS, INC. Security ID: 92345Y106 Ticker: VRSK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey Dailey Management For Voted - For 2 Elect Constantine P. Iordanou Management For Voted - For 3 Elect Wendy E. Lane Management For Voted - For 2425 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Lee M. Shavel Management For Voted - For 5 Elect Kimberly S. Stevenson Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 8 Ratification of Auditor Management For Voted - For VERIZON COMMUNICATIONS INC. Security ID: 92343V104 Ticker: VZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - For 2 Elect Roxanne S. Austin Management For Voted - For 3 Elect Mark T. Bertolini Management For Voted - For 4 Elect Melanie L. Healey Management For Voted - For 5 Elect Laxman Narasimhan Management For Voted - For 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Daniel H. Schulman Management For Voted - For 8 Elect Rodney E. Slater Management For Voted - For 9 Elect Carol B. Tome Management For Voted - For 10 Elect Hans E. Vestberg Management For Voted - For 11 Elect Gregory G. Weaver Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against VERTEX PHARMACEUTICALS INCORPORATED Security ID: 92532F100 Ticker: VRTX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Sangeeta N. Bhatia Management For Voted - For 2 Elect Lloyd A. Carney Management For Voted - For 3 Elect Alan M. Garber Management For Voted - For 4 Elect Terrence C. Kearney Management For Voted - Against 5 Elect Reshma Kewalramani Management For Voted - For 6 Elect Yuchun Lee Management For Voted - For 7 Elect Jeffrey M. Leiden Management For Voted - For 8 Elect Margaret G. McGlynn Management For Voted - For 9 Elect Diana L. McKenzie Management For Voted - For 10 Elect Bruce I. Sachs Management For Voted - For 11 Elect Suketu Upadhyay Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 2426 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the 2013 Stock and Option Plan Management For Voted - For VIATRIS INC. Security ID: 92556V106 Ticker: VTRS Meeting Date: 10-Dec-21 Meeting Type: Annual 1 Elect Neil F. Dimick Management For Voted - For 2 Elect Michael Goettler Management For Voted - For 3 Elect Ian C. Read Management For Voted - For 4 Elect Pauline van der Meer Mohr Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 7 Ratification of Auditor Management For Voted - For VISA INC. Security ID: 92826C839 Ticker: V Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Lloyd A. Carney Management For Voted - For 2 Elect Mary B. Cranston Management For Voted - For 3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For 4 Elect Alfred F. Kelly, Jr. Management For Voted - For 5 Elect Ramon L. Laguarta Management For Voted - For 6 Elect John F. Lundgren Management For Voted - For 7 Elect Robert W. Matschullat Management For Voted - For 8 Elect Denise M. Morrison Management For Voted - For 9 Elect Linda Rendle Management For Voted - For 10 Elect Maynard G. Webb Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For VORNADO REALTY TRUST Security ID: 929042109 Ticker: VNO Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect Steven Roth Management For Voted - For 1.2 Elect Candace K. Beinecke Management For Voted - For 1.3 Elect Michael D. Fascitelli Management For Voted - For 1.4 Elect Beatrice Bassey Management For Voted - For 1.5 Elect William W. Helman IV Management For Voted - For 1.6 Elect David Mandelbaum Management For Voted - For 1.7 Elect Raymond J. McGuire Management For Voted - For 1.8 Elect Mandakini Puri Management For Voted - For 1.9 Elect Daniel R. Tisch Management For Voted - For 1.10 Elect Russell B. Wight, Jr. Management For Voted - For 2427 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For VULCAN MATERIALS COMPANY Security ID: 929160109 Ticker: VMC Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Kathleen L. Quirk Management For Voted - For 2 Elect David P. Steiner Management For Voted - For 3 Elect Lee J. Styslinger III Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For W. R. BERKLEY CORPORATION Security ID: 084423102 Ticker: WRB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect W. Robert Berkley, Jr. Management For Voted - For 2 Elect Ronald E. Blaylock Management For Voted - For 3 Elect Mary C. Farrell Management For Voted - For 4 Elect Mark L. Shapiro Management For Voted - Against 5 Increase in Authorized Common Stock Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - For W.W. GRAINGER, INC. Security ID: 384802104 Ticker: GWW Meeting Date: 27-Apr-22 Meeting Type: Annual 1.1 Elect Rodney C. Adkins Management For Voted - For 1.2 Elect V. Ann Hailey Management For Voted - For 1.3 Elect Katherine D. Jaspon Management For Voted - For 1.4 Elect Stuart L. Levenick Management For Voted - For 1.5 Elect D. G. Macpherson Management For Voted - For 1.6 Elect Neil S. Novich Management For Voted - For 1.7 Elect Beatriz R. Perez Management For Voted - For 1.8 Elect Michael J. Roberts Management For Voted - For 1.9 Elect E. Scott Santi Management For Voted - For 1.10 Elect Susan Slavik Williams Management For Voted - For 1.11 Elect Lucas E. Watson Management For Voted - For 1.12 Elect Steven A. White Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Incentive Plan Management For Voted - For 2428 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted WALGREENS BOOTS ALLIANCE, INC. Security ID: 931427108 Ticker: WBA Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Janice M. Babiak Management For Voted - For 2 Elect David J. Brailer Management For Voted - For 3 Elect Rosalind G. Brewer Management For Voted - For 4 Elect William C. Foote Management For Voted - For 5 Elect Ginger L. Graham Management For Voted - For 6 Elect Valerie B. Jarrett Management For Voted - Against 7 Elect John A. Lederer Management For Voted - For 8 Elect Dominic P. Murphy Management For Voted - For 9 Elect Stefano Pessina Management For Voted - For 10 Elect Nancy M. Schlichting Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding External Public Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - Against WALMART INC. Security ID: 931142103 Ticker: WMT Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Cesar Conde Management For Voted - For 2 Elect Timothy P. Flynn Management For Voted - For 3 Elect Sarah Friar Management For Voted - For 4 Elect Carla A. Harris Management For Voted - For 5 Elect Thomas Horton Management For Voted - For 6 Elect Marissa A. Mayer Management For Voted - For 7 Elect C. Douglas McMillon Management For Voted - For 8 Elect Gregory B. Penner Management For Voted - For 9 Elect Randall L. Stephenson Management For Voted - For 10 Elect S. Robson Walton Management For Voted - For 11 Elect Steuart Walton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Animal Welfare Practices Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay Shareholder Against Voted - Against 2429 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For WASTE MANAGEMENT, INC. Security ID: 94106L109 Ticker: WM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect James C. Fish, Jr. Management For Voted - For 2 Elect Andres R. Gluski Management For Voted - For 3 Elect Victoria M. Holt Management For Voted - For 4 Elect Kathleen M. Mazzarella Management For Voted - For 5 Elect Sean E. Menke Management For Voted - For 6 Elect William B. Plummer Management For Voted - For 7 Elect John C. Pope Management For Voted - For 8 Elect Maryrose T. Sylvester Management For Voted - For 9 Elect Thomas H. Weidemeyer Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against WATERS CORPORATION Security ID: 941848103 Ticker: WAT Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Udit Batra Management For Voted - For 2 Elect Linda Baddour Management For Voted - For 3 Elect Edward Conard Management For Voted - For 4 Elect Pearl S. Huang Management For Voted - For 5 Elect Wei Jiang Management For Voted - For 6 Elect Christopher A. Kuebler Management For Voted - For 7 Elect Flemming Ornskov Management For Voted - Against 8 Elect Thomas P. Salice Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For WEC ENERGY GROUP, INC. Security ID: 92939U106 Ticker: WEC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Curt S. Culver Management For Voted - For 2 Elect Danny L. Cunningham Management For Voted - For 3 Elect William M. Farrow III Management For Voted - For 4 Elect Cristina A. Garcia-Thomas Management For Voted - For 5 Elect Maria C. Green Management For Voted - For 2430 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Gale E. Klappa Management For Voted - For 7 Elect Thomas K. Lane Management For Voted - For 8 Elect Scott J. Lauber Management For Voted - For 9 Elect Ulice Payne, Jr. Management For Voted - For 10 Elect Mary Ellen Stanek Management For Voted - For 11 Elect Glen E. Tellock Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For WELLS FARGO & COMPANY Security ID: 949746101 Ticker: WFC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Steven D. Black Management For Voted - Against 2 Elect Mark A. Chancy Management For Voted - For 3 Elect Celeste A. Clark Management For Voted - For 4 Elect Theodore F. Craver, Jr. Management For Voted - For 5 Elect Richard K. Davis Management For Voted - For 6 Elect Wayne M. Hewett Management For Voted - Against 7 Elect CeCelia Morken Management For Voted - For 8 Elect Maria R. Morris Management For Voted - For 9 Elect Felicia F. Norwood Management For Voted - For 10 Elect Richard B. Payne, Jr. Management For Voted - For 11 Elect Juan A. Pujadas Management For Voted - For 12 Elect Ronald L. Sargent Management For Voted - For 13 Elect Charles W. Scharf Management For Voted - For 14 Elect Suzanne M. Vautrinot Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Incentive Compensation Report Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Board Diversity Report Shareholder Against Voted - Against 21 Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 23 Shareholder Proposal regarding racial equity audit Shareholder Against Voted - For 24 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against WELLTOWER INC. Security ID: 95040Q104 Ticker: WELL Meeting Date: 23-May-22 Meeting Type: Annual 1 Elect Kenneth J. Bacon Management For Voted - For 2431 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Karen B. DeSalvo Management For Voted - For 3 Elect Philip L. Hawkins Management For Voted - For 4 Elect Dennis G. Lopez Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect Ade J. Patton Management For Voted - For 7 Elect Diana W. Reid Management For Voted - For 8 Elect Sergio D. Rivera Management For Voted - For 9 Elect Johnese M. Spisso Management For Voted - For 10 Elect Kathryn M. Sullivan Management For Voted - For 11 Amendment to Remove Provisions in the Certificate of Incorporation Relating to Extraordinary Transactions Involving Welltower OP Inc. Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against WEST PHARMACEUTICAL SERVICES, INC. Security ID: 955306105 Ticker: WST Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Mark A. Buthman Management For Voted - For 2 Elect William F. Feehery Management For Voted - For 3 Elect Robert F. Friel Management For Voted - For 4 Elect Eric M. Green Management For Voted - For 5 Elect Molly E. Joseph Management For Voted - For 6 Elect Thomas W. Hofmann Management For Voted - For 7 Elect Deborah L. V. Keller Management For Voted - For 8 Elect Myla P. Lai-Goldman Management For Voted - For 9 Elect Douglas A. Michels Management For Voted - For 10 Elect Paolo Pucci Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For WESTERN DIGITAL CORPORATION Security ID: 958102105 Ticker: WDC Meeting Date: 16-Nov-21 Meeting Type: Annual 1 Elect Kimberly E. Alexy Management For Voted - For 2 Elect Thomas H. Caulfield Management For Voted - For 3 Elect Martin I. Cole Management For Voted - For 4 Elect Tunc Doluca Management For Voted - For 5 Elect David V. Goeckeler Management For Voted - For 6 Elect Matthew E. Massengill Management For Voted - For 7 Elect Paula A. Price Management For Voted - For 8 Elect Stephanie A. Streeter Management For Voted - Against 9 Elect Miyuki Suzuki Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 2432 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratification of Auditor Management For Voted - For WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Security ID: 929740108 Ticker: WAB Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect William E. Kassling Management For Voted - For 1.2 Elect Albert J. Neupaver Management For Voted - For 1.3 Elect Ann R. Klee Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For WESTROCK COMPANY Security ID: 96145D105 Ticker: WRK Meeting Date: 28-Jan-22 Meeting Type: Annual 1 Elect Colleen F. Arnold Management For Voted - For 2 Elect Timothy J. Bernlohr Management For Voted - For 3 Elect J. Powell Brown Management For Voted - For 4 Elect Terrell K. Crews Management For Voted - For 5 Elect Russell M. Currey Management For Voted - For 6 Elect Suzan F. Harrison Management For Voted - For 7 Elect Gracia C. Martore Management For Voted - For 8 Elect James E. Nevels Management For Voted - For 9 Elect David B. Sewell Management For Voted - For 10 Elect Alan D. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the 2020 Incentive Stock Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - For WEYERHAEUSER COMPANY Security ID: 962166104 Ticker: WY Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Mark A. Emmert Management For Voted - For 2 Elect Rick R. Holley Management For Voted - For 3 Elect Sara G. Lewis Management For Voted - For 4 Elect Deidra C. Merriwether Management For Voted - For 5 Elect Al Monaco Management For Voted - For 6 Elect Nicole W. Piasecki Management For Voted - For 7 Elect Lawrence A. Selzer Management For Voted - For 8 Elect Devin W. Stockfish Management For Voted - For 9 Elect Kim Williams Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - For 2433 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted WHIRLPOOL CORPORATION Security ID: 963320106 Ticker: WHR Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Marc R. Bitzer Management For Voted - For 3 Elect Greg Creed Management For Voted - For 4 Elect Gary T. DiCamillo Management For Voted - For 5 Elect Diane M. Dietz Management For Voted - For 6 Elect Geraldine Elliott Management For Voted - For 7 Elect Jennifer A. LaClair Management For Voted - For 8 Elect John D. Liu Management For Voted - For 9 Elect James M. Loree Management For Voted - For 10 Elect Harish Manwani Management For Voted - For 11 Elect Patricia K. Poppe Management For Voted - For 12 Elect Larry O. Spencer Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Security ID: G96629103 Ticker: WTW Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Inga K. Beale Management For Voted - For 2 Elect Fumbi Chima Management For Voted - For 3 Elect Michael Hammond Management For Voted - For 4 Elect Carl Hess Management For Voted - For 5 Elect Brendan R. O'Neill Management For Voted - For 6 Elect Linda D. Rabbitt Management For Voted - For 7 Elect Paul C. Reilly Management For Voted - For 8 Elect Michelle Swanback Management For Voted - For 9 Elect Paul D. Thomas Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 14 Reduction in Share Premium Account Management For Voted - For 15 Amendment to the 2012 Equity Incentive Plan Management For Voted - For WYNN RESORTS, LIMITED Security ID: 983134107 Ticker: WYNN Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Craig S. Billings Management For Voted - For 2434 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Margaret J. Myers Management For Voted - For 1.3 Elect Winifred Webb Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against XCEL ENERGY INC. Security ID: 98389B100 Ticker: XEL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lynn Casey Management For Voted - For 2 Elect Robert C. Frenzel Management For Voted - For 3 Elect Netha Johnson Management For Voted - For 4 Elect Patricia L. Kampling Management For Voted - For 5 Elect George Kehl Management For Voted - For 6 Elect Richard T. O'Brien Management For Voted - For 7 Elect Charles Pardee Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect James T. Prokopanko Management For Voted - For 10 Elect Kim Williams Management For Voted - For 11 Elect Daniel Yohannes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For XILINX, INC. Security ID: 983919101 Ticker: XLNX Meeting Date: 04-Aug-21 Meeting Type: Annual 1 Elect Dennis Segers Management For Voted - For 2 Elect Raman K. Chitkara Management For Voted - For 3 Elect Saar Gillai Management For Voted - For 4 Elect Ronald S. Jankov Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Thomas H. Lee Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Victor Peng Management For Voted - For 9 Elect Elizabeth W. Vanderslice Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For XYLEM INC. Security ID: 98419M100 Ticker: XYL Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Jeanne Beliveau-Dunn Management For Voted - For 2 Elect Patrick K. Decker Management For Voted - For 3 Elect Robert F. Friel Management For Voted - For 2435 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Jorge M. Gomez Management For Voted - For 5 Elect Victoria D. Harker Management For Voted - For 6 Elect Steven R. Loranger Management For Voted - For 7 Elect Mark D. Morelli Management For Voted - For 8 Elect Jerome A. Peribere Management For Voted - For 9 Elect Markos I. Tambakeras Management For Voted - For 10 Elect Lila Tretikov Management For Voted - For 11 Elect Uday Yadav Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For YUM! BRANDS, INC. Security ID: 988498101 Ticker: YUM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paget L. Alves Management For Voted - For 2 Elect Keith Barr Management For Voted - For 3 Elect Christopher M. Connor Management For Voted - For 4 Elect Brian C. Cornell Management For Voted - For 5 Elect Tanya L. Domier Management For Voted - For 6 Elect David W. Gibbs Management For Voted - For 7 Elect Mirian M. Graddick-Weir Management For Voted - For 8 Elect Lauren R. Hobart Management For Voted - For 9 Elect Thomas C. Nelson Management For Voted - For 10 Elect P. Justin Skala Management For Voted - For 11 Elect Elane B. Stock Management For Voted - For 12 Elect Annie A. Young-Scrivner Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against ZEBRA TECHNOLOGIES CORPORATION Security ID: 989207105 Ticker: ZBRA Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Nelda J. Connors Management For Voted - For 1.2 Elect Frank B. Modruson Management For Voted - For 1.3 Elect Michael A. Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ZIMMER BIOMET HOLDINGS, INC. Security ID: 98956P102 Ticker: ZBH Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Christopher B. Begley Management For Voted - For 2 Elect Betsy J. Bernard Management For Voted - For 2436 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call & Growth ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Michael J. Farrell Management For Voted - For 4 Elect Robert A. Hagemann Management For Voted - For 5 Elect Bryan C. Hanson Management For Voted - For 6 Elect Arthur J. Higgins Management For Voted - For 7 Elect Maria Teresa Hilado Management For Voted - For 8 Elect Syed Jafry Management For Voted - For 9 Elect Sreelakshmi Kolli Management For Voted - For 10 Elect Michael W. Michelson Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against ZIONS BANCORPORATION, NATIONAL ASSOCIATION Security ID: 989701107 Ticker: ZION Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Maria Contreras-Sweet Management For Voted - For 2 Elect Gary L. Crittenden Management For Voted - For 3 Elect Suren K. Gupta Management For Voted - For 4 Elect Claire Huang Management For Voted - For 5 Elect Vivian S. Lee Management For Voted - For 6 Elect Scott J. McLean Management For Voted - For 7 Elect Edward F. Murphy Management For Voted - For 8 Elect Stephen D. Quinn Management For Voted - For 9 Elect Harris H. Simmons Management For Voted - For 10 Elect Aaron B. Skonnard Management For Voted - For 11 Elect Barbara A. Yastine Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For ZOETIS INC. Security ID: 98978V103 Ticker: ZTS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paul M. Bisaro Management For Voted - For 2 Elect Frank A. D'Amelio Management For Voted - For 3 Elect Michael B. McCallister Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Amendment to the 2013 Equity and Incentive Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to the Certificate of Incorporation to Eliminate Supermajority Requirements and Pfizer Provisions Management For Voted - For 8 Repeal of Classified Board Management For Voted - For 2437 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call ETF Proposal Proposed by Mgt. Position Registrant Voted CATERPILLAR INC. Security ID: 149123101 Ticker: CAT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kelly A. Ayotte Management For Voted - For 2 Elect David L. Calhoun Management For Voted - For 3 Elect Daniel M. Dickinson Management For Voted - For 4 Elect Gerald Johnson Management For Voted - For 5 Elect David W. MacLennan Management For Voted - For 6 Elect Debra L. Reed-Klages Management For Voted - For 7 Elect Edward B. Rust, Jr. Management For Voted - For 8 Elect Susan C. Schwab Management For Voted - For 9 Elect D. James Umpleby III Management For Voted - For 10 Elect Rayford Wilkins Jr. Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Mitigation of Risks in Conflict-Affected and High-Risk Areas Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - For 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 2438 ------------------------------------------------------------------------------------------------- Global X S&P 500 Covered Call ETF Proposal Proposed by Mgt. Position Registrant Voted INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For 2439 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 3M COMPANY Security ID: 88579Y101 Ticker: MMM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas K. Brown Management For Voted - For 2 Elect Pamela J. Craig Management For Voted - For 3 Elect David B. Dillon Management For Voted - For 4 Elect Michael L. Eskew Management For Voted - For 5 Elect James R. Fitterling Management For Voted - For 6 Elect Amy E. Hood Management For Voted - For 7 Elect Muhtar Kent Management For Voted - For 8 Elect Suzan Kereere Management For Voted - For 9 Elect Dambisa F. Moyo Management For Voted - For 10 Elect Gregory R. Page Management For Voted - For 11 Elect Michael F. Roman Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against AMCOR PLC Security ID: G0250X107 Ticker: AMCR Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Graeme R. Liebelt Management For Voted - For 2 Elect Armin Meyer Management For Voted - For 3 Elect Ronald S. Delia Management For Voted - For 4 Elect Achal Agarwal Management For Voted - For 5 Elect Andrea E. Bertone Management For Voted - For 6 Elect Susan K. Carter Management For Voted - For 7 Elect Karen J. Guerra Management For Voted - For 8 Elect Nicholas T. Long Management For Voted - For 9 Elect Arun Nayar Management For Voted - For 10 Elect Jeremy L. Sutcliffe Management For Voted - For 11 Elect David T. Szczupak Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2440 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted AUTOMATIC DATA PROCESSING, INC. Security ID: 053015103 Ticker: ADP Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Elect Peter Bisson Management For Voted - For 2 Elect Richard T. Clark Management For Voted - For 3 Elect Linnie M. Haynesworth Management For Voted - For 4 Elect John P. Jones Management For Voted - For 5 Elect Francine S. Katsoudas Management For Voted - For 6 Elect Nazzic S. Keene Management For Voted - For 7 Elect Thomas J. Lynch Management For Voted - For 8 Elect Scott F. Powers Management For Voted - For 9 Elect William J. Ready Management For Voted - For 10 Elect Carlos A. Rodriguez Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Voted - Against BAKER HUGHES COMPANY Security ID: 05722G100 Ticker: BKR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect W. Geoffrey Beattie Management For Voted - For 2 Elect Gregory D. Brenneman Management For Voted - For 3 Elect Cynthia B. Carroll Management For Voted - For 4 Elect Nelda J. Connors Management For Voted - For 5 Elect Michael R. Dumais Management For Voted - For 6 Elect Gregory L. Ebel Management For Voted - For 7 Elect Lynn L. Elsenhans Management For Voted - For 8 Elect John G. Rice Management For Voted - For 9 Elect Lorenzo Simonelli Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For BANK OF AMERICA CORPORATION Security ID: 060505583 Ticker: BAC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Sharon L. Allen Management For Voted - For 2 Elect Frank P. Bramble, Sr. Management For Voted - For 3 Elect Pierre J. P. de Weck Management For Voted - For 4 Elect Arnold W. Donald Management For Voted - For 5 Elect Linda P. Hudson Management For Voted - For 6 Elect Monica C. Lozano Management For Voted - For 2441 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Brian T. Moynihan Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Clayton S. Rose Management For Voted - For 11 Elect Michael D. White Management For Voted - For 12 Elect Thomas D. Woods Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Elect Maria T. Zuber Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Ratification of Exclusive Forum Provision Management For Voted - Against 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against BEST BUY CO., INC. Security ID: 086516101 Ticker: BBY Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Corie S. Barry Management For Voted - For 2 Elect Lisa M. Caputo Management For Voted - For 3 Elect J. Patrick Doyle Management For Voted - For 4 Elect David W. Kenny Management For Voted - For 5 Elect Mario J. Marte Management For Voted - For 6 Elect Karen A. McLoughlin Management For Voted - For 7 Elect Thomas L. Millner Management For Voted - For 8 Elect Claudia Fan Munce Management For Voted - For 9 Elect Richelle P. Parham Management For Voted - For 10 Elect Steven E. Rendle Management For Voted - For 11 Elect Eugene A. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For C.H. ROBINSON WORLDWIDE, INC. Security ID: 12541W209 Ticker: CHRW Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Scott P. Anderson Management For Voted - For 2 Elect Robert C. Biesterfeld Jr. Management For Voted - For 3 Elect Kermit R. Crawford Management For Voted - For 4 Elect Timothy C. Gokey Management For Voted - Against 5 Elect Mark A. Goodburn Management For Voted - For 6 Elect Mary J. Steele Guilfoile Management For Voted - For 7 Elect Jodeen A. Kozlak Management For Voted - For 8 Elect Henry J. Maier Management For Voted - For 2442 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect James B. Stake Management For Voted - For 10 Elect Paula C. Tolliver Management For Voted - For 11 Elect Henry W. Winship Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the 2022 Equity Incentive Plan Management For Voted - For CABOT OIL & GAS CORPORATION Security ID: 127097103 Ticker: COG Meeting Date: 29-Sep-21 Meeting Type: Special 1 Stock Issuance for Merger with Cimarex Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For CAMPBELL SOUP COMPANY Security ID: 134429109 Ticker: CPB Meeting Date: 01-Dec-21 Meeting Type: Annual 1 Elect Fabiola R. Arredondo Management For Voted - For 2 Elect Howard M. Averill Management For Voted - For 3 Elect John P. Bilbrey Management For Voted - For 4 Elect Mark A. Clouse Management For Voted - For 5 Elect Bennett Dorrance Management For Voted - For 6 Elect Maria Teresa Hilado Management For Voted - For 7 Elect Grant H. Hill Management For Voted - For 8 Elect Sarah Hofstetter Management For Voted - For 9 Elect Marc B. Lautenbach Management For Voted - For 10 Elect Mary Alice D. Malone Management For Voted - For 11 Elect Keith R. McLoughlin Management For Voted - For 12 Elect Kurt Schmidt Management For Voted - For 13 Elect Archbold D. van Beuren Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For 17 Shareholder Proposal Regarding Virtual Shareholder Meetings Shareholder Against Voted - For CARDINAL HEALTH, INC. Security ID: 14149Y108 Ticker: CAH Meeting Date: 05-Nov-21 Meeting Type: Annual 1 Elect Carrie S. Cox Management For Voted - For 2 Elect Bruce L. Downey Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect David C. Evans Management For Voted - For 5 Elect Patricia Hemingway Hall Management For Voted - For 2443 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Akhil Johri Management For Voted - For 7 Elect Michael C. Kaufmann Management For Voted - For 8 Elect Gregory B. Kenny Management For Voted - For 9 Elect Nancy Killefer Management For Voted - For 10 Elect Dean A. Scarborough Management For Voted - For 11 Elect John H. Weiland Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against CHEVRON CORPORATION Security ID: 166764100 Ticker: CVX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect John B. Frank Management For Voted - For 3 Elect Alice P. Gast Management For Voted - For 4 Elect Enrique Hernandez, Jr. Management For Voted - For 5 Elect Marillyn A. Hewson Management For Voted - For 6 Elect Jon M. Huntsman, Jr. Management For Voted - For 7 Elect Charles W. Moorman IV Management For Voted - For 8 Elect Dambisa F. Moyo Management For Voted - For 9 Elect Debra L. Reed-Klages Management For Voted - For 10 Elect Ronald D. Sugar Management For Voted - For 11 Elect D. James Umpleby III Management For Voted - For 12 Elect Michael K. Wirth Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis Shareholder Against Voted - For 18 Shareholder Proposal Regarding Methane Emission Disclosures Shareholder For Voted - For 19 Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 2444 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted CIGNA CORPORATION Security ID: 125523100 Ticker: CI Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect David M. Cordani Management For Voted - For 2 Elect William J. DeLaney Management For Voted - For 3 Elect Eric J. Foss Management For Voted - For 4 Elect Dr. Elder Granger Management For Voted - For 5 Elect Neesha Hathi Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Kathleen M. Mazzarella Management For Voted - For 8 Elect Mark B. McClellan Management For Voted - For 9 Elect Kimberly A. Ross Management For Voted - For 10 Elect Eric C. Wiseman Management For Voted - For 11 Elect Donna F. Zarcone Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against CINCINNATI FINANCIAL CORPORATION Security ID: 172062101 Ticker: CINF Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Thomas J. Aaron Management For Voted - For 2 Elect William F. Bahl Management For Voted - Against 3 Elect Nancy C. Benacci Management For Voted - For 4 Elect Linda W. Clement-Holmes Management For Voted - For 5 Elect Dirk J. Debbink Management For Voted - For 6 Elect Steven J. Johnston Management For Voted - For 7 Elect Jill P. Meyer Management For Voted - For 8 Elect David P. Osborn Management For Voted - For 9 Elect Gretchen W. Schar Management For Voted - For 10 Elect Charles O. Schiff Management For Voted - For 11 Elect Douglas S. Skidmore Management For Voted - For 12 Elect John F. Steele, Jr. Management For Voted - For 13 Elect Larry R. Webb Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 2445 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - For 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against CITIZENS FINANCIAL GROUP, INC. Security ID: 174610105 Ticker: CFG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bruce Van Saun Management For Voted - For 2 Elect Lee Alexander Management For Voted - For 3 Elect Christine M. Cumming Management For Voted - For 4 Elect Kevin Cummings Management For Voted - For 5 Elect William P. Hankowsky Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Robert G. Leary Management For Voted - For 8 Elect Terrance J. Lillis Management For Voted - For 9 Elect Michele N. Siekerka Management For Voted - For 10 Elect Shivan S. Subramaniam Management For Voted - For 11 Elect Christopher J. Swift Management For Voted - For 12 Elect Wendy A. Watson Management For Voted - For 13 Elect Marita Zuraitis Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For COMERICA INCORPORATED Security ID: 200340107 Ticker: CMA Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Michael E. Collins Management For Voted - For 2446 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Roger A. Cregg Management For Voted - For 3 Elect Curtis C. Farmer Management For Voted - For 4 Elect Nancy Flores Management For Voted - For 5 Elect Jacqueline P. Kane Management For Voted - For 6 Elect Richard G. Lindner Management For Voted - For 7 Elect Barbara R. Smith Management For Voted - For 8 Elect Robert S. Taubman Management For Voted - For 9 Elect Reginald M. Turner, Jr. Management For Voted - For 10 Elect Nina Vaca Management For Voted - For 11 Elect Michael G. Van de Ven Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CONAGRA BRANDS, INC. Security ID: 205887102 Ticker: CAG Meeting Date: 15-Sep-21 Meeting Type: Annual 1 Elect Anil Arora Management For Voted - For 2 Elect Thomas K. Brown Management For Voted - For 3 Elect Emanuel Chirico Management For Voted - For 4 Elect Sean M. Connolly Management For Voted - For 5 Elect Joie A. Gregor Management For Voted - For 6 Elect Fran Horowitz Management For Voted - For 7 Elect Rajive Johri Management For Voted - For 8 Elect Richard H. Lenny Management For Voted - For 9 Elect Melissa B. Lora Management For Voted - For 10 Elect Ruth Ann Marshall Management For Voted - For 11 Elect Craig P. Omtvedt Management For Voted - For 12 Elect Scott Ostfeld Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CONOCOPHILLIPS Security ID: 20825C104 Ticker: COP Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect C. Maury Devine Management For Voted - For 2 Elect Jody L. Freeman Management For Voted - For 3 Elect Gay Huey Evans Management For Voted - For 4 Elect Jeffrey A. Joerres Management For Voted - For 5 Elect Ryan M. Lance Management For Voted - For 6 Elect Timothy A. Leach Management For Voted - For 7 Elect William H. McRaven Management For Voted - For 8 Elect Sharmila Mulligan Management For Voted - For 9 Elect Eric D. Mullins Management For Voted - For 2447 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Arjun N. Murti Management For Voted - For 11 Elect Robert A. Niblock Management For Voted - For 12 Elect David T. Seaton Management For Voted - For 13 Elect R. A. Walker Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For 17 Advisory Vote on Right to Call Special Meeting Management For Voted - Against 18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against COTERRA ENERGY INC. Security ID: 127097103 Ticker: CTRA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Dorothy M. Ables Management For Voted - For 2 Elect Robert S. Boswell Management For Voted - For 3 Elect Amanda M. Brock Management For Voted - For 4 Elect Dan O. Dinges Management For Voted - For 5 Elect Paul N. Eckley Management For Voted - For 6 Elect Hans Helmerich Management For Voted - For 7 Elect Thomas E. Jorden Management For Voted - For 8 Elect Lisa A. Stewart Management For Voted - For 9 Elect Frances M. Vallejo Management For Voted - For 10 Elect Marcus A. Watts Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For CUMMINS INC. Security ID: 231021106 Ticker: CMI Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect N. Thomas Linebarger Management For Voted - For 2 Elect Jennifer W. Rumsey Management For Voted - For 3 Elect Robert J. Bernhard Management For Voted - For 4 Elect Franklin R. Chang Diaz Management For Voted - For 5 Elect Bruno V. Di Leo Allen Management For Voted - For 6 Elect Stephen B. Dobbs Management For Voted - For 7 Elect Carla A. Harris Management For Voted - For 8 Elect Robert K. Herdman Management For Voted - For 9 Elect Thomas J. Lynch Management For Voted - For 10 Elect William I. Miller Management For Voted - For 11 Elect Georgia R. Nelson Management For Voted - For 2448 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Kimberly A. Nelson Management For Voted - For 13 Elect Karen H. Quintos Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For DIAMONDBACK ENERGY, INC. Security ID: 25278X109 Ticker: FANG Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Travis D. Stice Management For Voted - For 2 Elect Vincent K. Brooks Management For Voted - For 3 Elect Michael P. Cross Management For Voted - For 4 Elect David L. Houston Management For Voted - For 5 Elect Stephanie K. Mains Management For Voted - For 6 Elect Mark L. Plaumann Management For Voted - For 7 Elect Melanie M. Trent Management For Voted - For 8 Elect Steven E. West Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For DISCOVER FINANCIAL SERVICES Security ID: 254709108 Ticker: DFS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Jeffrey S. Aronin Management For Voted - For 2 Elect Mary K. Bush Management For Voted - For 3 Elect Gregory C. Case Management For Voted - For 4 Elect Candace H. Duncan Management For Voted - For 5 Elect Joseph F. Eazor Management For Voted - For 6 Elect Cynthia A. Glassman Management For Voted - For 7 Elect Roger C. Hochschild Management For Voted - For 8 Elect Thomas G. Maheras Management For Voted - For 9 Elect Michael H. Moskow Management For Voted - For 10 Elect David L. Rawlinson II Management For Voted - For 11 Elect Mark A. Thierer Management For Voted - For 12 Elect Jennifer L. Wong Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For DOW INC. Security ID: 260557103 Ticker: DOW Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Gaurdie E. Banister, Jr. Management For Voted - For 2449 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Richard K. Davis Management For Voted - For 5 Elect Jerri L. DeVard Management For Voted - For 6 Elect Debra L. Dial Management For Voted - For 7 Elect Jeff M. Fettig Management For Voted - For 8 Elect Jim Fitterling Management For Voted - For 9 Elect Jacqueline C. Hinman Management For Voted - For 10 Elect Luis A. Moreno Management For Voted - For 11 Elect Jill S. Wyant Management For Voted - For 12 Elect Daniel W. Yohannes Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For EATON CORPORATION PLC Security ID: G29183103 Ticker: ETN Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Craig Arnold Management For Voted - For 2 Elect Christopher M. Connor Management For Voted - For 3 Elect Olivier Leonetti Management For Voted - For 4 Elect Deborah L. McCoy Management For Voted - For 5 Elect Silvio Napoli Management For Voted - For 6 Elect Gregory R. Page Management For Voted - For 7 Elect Sandra Pianalto Management For Voted - For 8 Elect Robert V. Pragada Management For Voted - For 9 Elect Lori J. Ryerkerk Management For Voted - For 10 Elect Gerald B. Smith Management For Voted - For 11 Elect Dorothy C. Thompson Management For Voted - For 12 Elect Darryl L. Wilson Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 18 Reduction in Non-Distributable Reserves Management For Voted - For EMERSON ELECTRIC CO. Security ID: 291011104 Ticker: EMR Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect Joshua B. Bolten Management For Voted - For 1.2 Elect William H. Easter III Management For Voted - For 1.3 Elect Surendralal L. Karsanbhai Management For Voted - For 1.4 Elect Lori M. Lee Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 2450 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted EOG RESOURCES, INC. Security ID: 26875P101 Ticker: EOG Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Janet F. Clark Management For Voted - For 2 Elect Charles R. Crisp Management For Voted - For 3 Elect Robert P. Daniels Management For Voted - For 4 Elect James C. Day Management For Voted - For 5 Elect C. Christopher Gaut Management For Voted - For 6 Elect Michael T. Kerr Management For Voted - For 7 Elect Julie J. Robertson Management For Voted - For 8 Elect Donald F. Textor Management For Voted - For 9 Elect William R. Thomas Management For Voted - For 10 Elect Ezra Y. Yacob Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For EQUITY RESIDENTIAL Security ID: 29476L107 Ticker: EQR Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Angela M. Aman Management For Voted - For 1.2 Elect Raymond Bennett Management For Voted - Withheld 1.3 Elect Linda Walker Bynoe Management For Voted - For 1.4 Elect Mary Kay Haben Management For Voted - For 1.5 Elect Tahsinul Zia Huque Management For Voted - For 1.6 Elect John E. Neal Management For Voted - For 1.7 Elect David J. Neithercut Management For Voted - For 1.8 Elect Mark J. Parrell Management For Voted - For 1.9 Elect Mark S. Shapiro Management For Voted - For 1.10 Elect Stephen E. Sterrett Management For Voted - For 1.11 Elect Samuel Zell Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For EXXON MOBIL CORPORATION Security ID: 30231G102 Ticker: XOM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Michael J. Angelakis Management For Voted - For 2 Elect Susan K. Avery Management For Voted - For 3 Elect Angela F. Braly Management For Voted - For 4 Elect Ursula M. Burns Management For Voted - For 5 Elect Gregory J. Goff Management For Voted - For 6 Elect Kaisa H. Hietala Management For Voted - For 2451 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Joseph L. Hooley Management For Voted - For 8 Elect Steven A. Kandarian Management For Voted - For 9 Elect Alexander A. Karsner Management For Voted - For 10 Elect Jeffrey W. Ubben Management For Voted - For 11 Elect Darren W. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Executive Perquisites Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Restricting Precatory Proposals Shareholder Against Voted - Against 16 Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Business Model Changes Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis Shareholder Against Voted - For 19 Shareholder Proposal Regarding Addressing Virgin Plastic Demand Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against FASTENAL COMPANY Security ID: 311900104 Ticker: FAST Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Elect Scott A. Satterlee Management For Voted - For 2 Elect Michael J. Ancius Management For Voted - For 3 Elect Stephen L. Eastman Management For Voted - For 4 Elect Daniel L. Florness Management For Voted - For 5 Elect Rita J. Heise Management For Voted - For 6 Elect Hsenghung Sam Hsu Management For Voted - For 7 Elect Daniel L. Johnson Management For Voted - For 8 Elect Nicholas J. Lundquist Management For Voted - For 9 Elect Sarah N. Nielsen Management For Voted - For 10 Elect Reyne K. Wisecup Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For FRANKLIN RESOURCES, INC. Security ID: 354613101 Ticker: BEN Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Mariann Byerwalter Management For Voted - For 2 Elect Alexander S. Friedman Management For Voted - For 3 Elect Gregory E. Johnson Management For Voted - For 4 Elect Jennifer M. Johnson Management For Voted - For 5 Elect Rupert H. Johnson, Jr. Management For Voted - For 6 Elect John Y. Kim Management For Voted - For 2452 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Karen M. King Management For Voted - For 8 Elect Anthony J. Noto Management For Voted - For 9 Elect John W. Thiel Management For Voted - For 10 Elect Seth H. Waugh Management For Voted - For 11 Elect Geoffrey Y. Yang Management For Voted - For 12 Ratification of Auditor Management For Voted - For GARMIN LTD. Security ID: H2906T109 Ticker: GRMN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Approval of Consolidated Financial Statements Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Dividend from Reserves Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Elect Jonathan C. Burrell Management For Voted - Against 6 Elect Joseph J. Hartnett Management For Voted - For 7 Elect Min H. Kao Management For Voted - For 8 Elect Catherine A. Lewis Management For Voted - For 9 Elect Charles W. Peffer Management For Voted - For 10 Elect Clifton A. Pemble Management For Voted - For 11 Elect Min H. Kao as Executive Chair Management For Voted - Against 12 Elect Jonathan C. Burrell Management For Voted - Against 13 Elect Joseph J. Hartnett Management For Voted - For 14 Elect Catherine A. Lewis Management For Voted - For 15 Elect Charles W. Peffer Management For Voted - For 16 Election of Independent Voting Rights Representative Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Advisory vote on executive compensation Management For Voted - For 19 Executive Compensation Management For Voted - For 20 Board Compensation Management For Voted - For 21 Amendment to the 2005 Equity Incentive Plan Management For Voted - For 22 Renewal of Authorised Share Capital Management For Voted - For GENERAL DYNAMICS CORPORATION Security ID: 369550108 Ticker: GD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect James S. Crown Management For Voted - Against 2 Elect Rudy F. deLeon Management For Voted - For 3 Elect Cecil D. Haney Management For Voted - For 4 Elect Mark M. Malcolm Management For Voted - For 5 Elect James N. Mattis Management For Voted - For 6 Elect Phebe N. Novakovic Management For Voted - For 7 Elect C. Howard Nye Management For Voted - For 8 Elect Catherine B. Reynolds Management For Voted - For 9 Elect Laura J. Schumacher Management For Voted - For 2453 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Robert K. Steel Management For Voted - For 11 Elect John G. Stratton Management For Voted - For 12 Elect Peter A. Wall Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - Against GENERAL MILLS, INC. Security ID: 370334104 Ticker: GIS Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Elect R. Kerry Clark Management For Voted - For 2 Elect David M. Cordani Management For Voted - For 3 Elect Jeffrey L. Harmening Management For Voted - For 4 Elect Maria G. Henry Management For Voted - For 5 Elect Jo Ann Jenkins Management For Voted - For 6 Elect Elizabeth C. Lempres Management For Voted - For 7 Elect Diane L. Neal Management For Voted - For 8 Elect Stephen A. Odland Management For Voted - For 9 Elect Maria A. Sastre Management For Voted - For 10 Elect Eric D. Sprunk Management For Voted - For 11 Elect Jorge A. Uribe Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Elimination of Supermajority Requirement Management For Voted - For GENUINE PARTS COMPANY Security ID: 372460105 Ticker: GPC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Elizabeth W. Camp Management For Voted - For 2 Elect Richard Cox, Jr. Management For Voted - For 3 Elect Paul D. Donahue Management For Voted - For 4 Elect Gary P. Fayard Management For Voted - For 5 Elect P. Russell Hardin Management For Voted - For 6 Elect John R. Holder Management For Voted - For 7 Elect Donna W. Hyland Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Jean-Jacques Lafont Management For Voted - For 10 Elect Robert C. Loudermilk, Jr. Management For Voted - For 11 Elect Wendy B. Needham Management For Voted - For 12 Elect Juliette W. Pryor Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 2454 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted HONEYWELL INTERNATIONAL INC. Security ID: 438516106 Ticker: HON Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Duncan B. Angove Management For Voted - For 3 Elect William S. Ayer Management For Voted - For 4 Elect Kevin Burke Management For Voted - For 5 Elect D. Scott Davis Management For Voted - For 6 Elect Deborah Flint Management For Voted - For 7 Elect Rose Lee Management For Voted - For 8 Elect Grace D. Lieblein Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Environmental & Social Due Diligence Process Shareholder Against Voted - Against HUNTINGTON BANCSHARES INCORPORATED Security ID: 446150104 Ticker: HBAN Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Lizabeth A. Ardisana Management For Voted - For 2 Elect Alanna Y. Cotton Management For Voted - For 3 Elect Ann B. Crane Management For Voted - For 4 Elect Robert S. Cubbin Management For Voted - For 5 Elect Gina D. France Management For Voted - For 6 Elect J. Michael Hochschwender Management For Voted - For 7 Elect Richard H. King Management For Voted - For 8 Elect Katherine M.A. Kline Management For Voted - For 9 Elect Richard W. Neu Management For Voted - For 10 Elect Kenneth J. Phelan Management For Voted - For 11 Elect David L. Porteous Management For Voted - For 12 Elect Roger J. Sit Management For Voted - For 13 Elect Stephen D. Steinour Management For Voted - For 14 Elect Jeffrey L. Tate Management For Voted - For 15 Elect Gary Torgow Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Ratification of Auditor Management For Voted - For 2455 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted ILLINOIS TOOL WORKS INC. Security ID: 452308109 Ticker: ITW Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - For 2 Elect Susan Crown Management For Voted - For 3 Elect Darrell L. Ford Management For Voted - For 4 Elect James W. Griffith Management For Voted - For 5 Elect Jay L. Henderson Management For Voted - For 6 Elect Richard H. Lenny Management For Voted - For 7 Elect E. Scott Santi Management For Voted - For 8 Elect David H. B. Smith, Jr. Management For Voted - For 9 Elect Pamela B. Strobel Management For Voted - For 10 Elect Anre D. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - Against INTERNATIONAL PAPER COMPANY Security ID: 460146103 Ticker: IP Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Christopher M. Connor Management For Voted - For 2456 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Ahmet Cemal Dorduncu Management For Voted - For 3 Elect Ilene S. Gordon Management For Voted - Against 4 Elect Anders Gustafsson Management For Voted - For 5 Elect Jacqueline C. Hinman Management For Voted - For 6 Elect Clinton A. Lewis, Jr. Management For Voted - For 7 Elect D. G. Macpherson Management For Voted - For 8 Elect Kathryn D. Sullivan Management For Voted - For 9 Elect Mark S. Sutton Management For Voted - For 10 Elect Anton V. Vincent Management For Voted - For 11 Elect Raymond Guy Young Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Climate-related Activities Shareholder Against Voted - Against INVESCO LTD. Security ID: G491BT108 Ticker: IVZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sarah E. Beshar Management For Voted - For 2 Elect Thomas M. Finke Management For Voted - For 3 Elect Martin L. Flanagan Management For Voted - For 4 Elect William F. Glavin, Jr. Management For Voted - For 5 Elect C. Robert Henrikson Management For Voted - For 6 Elect Denis Kessler Management For Voted - For 7 Elect Sir Nigel Sheinwald Management For Voted - For 8 Elect Paula C. Tolliver Management For Voted - For 9 Elect G. Richard Wagoner, Jr. Management For Voted - For 10 Elect Christopher C. Womack Management For Voted - For 11 Elect Phoebe A. Wood Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For JPMORGAN CHASE & CO. Security ID: 46625H100 Ticker: JPM Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Linda B. Bammann Management For Voted - For 2 Elect Stephen B. Burke Management For Voted - For 3 Elect Todd A. Combs Management For Voted - For 4 Elect James S. Crown Management For Voted - For 5 Elect James Dimon Management For Voted - For 6 Elect Timothy P. Flynn Management For Voted - For 7 Elect Mellody Hobson Management For Voted - For 8 Elect Michael A. Neal Management For Voted - For 2457 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Phebe N. Novakovic Management For Voted - For 10 Elect Virginia M. Rometty Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Aligning GHG Reductions with UNEP FI Recommendations Shareholder Against Voted - Against KIMCO REALTY CORPORATION Security ID: 49446R109 Ticker: KIM Meeting Date: 03-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For L3HARRIS TECHNOLOGIES, INC. Security ID: 502431109 Ticker: LHX Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Sallie B. Bailey Management For Voted - For 2 Elect William M. Brown Management For Voted - For 3 Elect Peter W. Chiarelli Management For Voted - For 4 Elect Thomas A. Corcoran Management For Voted - For 5 Elect Thomas A. Dattilo Management For Voted - For 6 Elect Roger B. Fradin Management For Voted - For 7 Elect Harry B. Harris, Jr. Management For Voted - For 8 Elect Lewis Hay III Management For Voted - For 9 Elect Lewis Kramer Management For Voted - For 10 Elect Christopher E. Kubasik Management For Voted - For 11 Elect Rita S. Lane Management For Voted - For 12 Elect Robert B. Millard Management For Voted - For 13 Elect Lloyd W. Newton Management For Voted - For 14 Board Size Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 2458 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted LOCKHEED MARTIN CORPORATION Security ID: 539830109 Ticker: LMT Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Daniel F. Akerson Management For Voted - For 2 Elect David B. Burritt Management For Voted - For 3 Elect Bruce A. Carlson Management For Voted - For 4 Elect John Donovan Management For Voted - For 5 Elect Joseph Dunford Jr. Management For Voted - For 6 Elect James O. Ellis, Jr. Management For Voted - For 7 Elect Thomas J. Falk Management For Voted - For 8 Elect Ilene S. Gordon Management For Voted - For 9 Elect Vicki A. Hollub Management For Voted - For 10 Elect Jeh C. Johnson Management For Voted - For 11 Elect Debra L. Reed-Klages Management For Voted - For 12 Elect James D. Taiclet Management For Voted - For 13 Elect Patricia E. Yarrington Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Human Rights Impact Assessments Shareholder Against Voted - Against LYONDELLBASELL INDUSTRIES N.V. Security ID: N53745100 Ticker: LYB Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Jacques Aigrain Management For Voted - For 2 Elect Lincoln Benet Management For Voted - For 3 Elect Jagjeet S. Bindra Management For Voted - For 4 Elect Robin Buchanan Management For Voted - For 5 Elect Anthony R. Chase Management For Voted - For 6 Elect Nance K. Dicciani Management For Voted - For 7 Elect Robert W. Dudley Management For Voted - For 8 Elect Claire S. Farley Management For Voted - For 9 Elect Michael S. Hanley Management For Voted - For 10 Elect Virginia A. Kamsky Management For Voted - For 11 Elect Albert Manifold Management For Voted - For 12 Elect Peter Vanacker Management For Voted - For 13 Ratification of Board Acts Management For Voted - For 14 Accounts and Reports Management For Voted - For 15 Appointment of Dutch Statutory Auditor Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Cancellation of Shares Management For Voted - For 2459 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted M&T BANK CORPORATION Security ID: 55261F104 Ticker: MTB Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Robert T. Brady Management For Voted - For 3 Elect Calvin G. Butler, Jr. Management For Voted - For 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger, Jr. Management For Voted - For 6 Elect T. Jefferson Cunningham, III Management For Voted - For 7 Elect Gary N. Geisel Management For Voted - For 8 Elect Leslie V. Godridge Management For Voted - For 9 Elect Rene F. Jones Management For Voted - For 10 Elect Richard H. Ledgett, Jr. Management For Voted - For 11 Elect Melinda R. Rich Management For Voted - For 12 Elect Robert E. Sadler, Jr. Management For Voted - For 13 Elect Denis J. Salamone Management For Voted - For 14 Elect John R. Scannell Management For Voted - Against 15 Elect Rudina Seseri Management For Voted - For 16 Elect Kirk W. Walters Management For Voted - For 17 Elect Herbert L. Washington Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - For MARATHON PETROLEUM CORPORATION Security ID: 56585A102 Ticker: MPC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Evan Bayh Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 3 Elect Edward G. Galante Management For Voted - For 4 Elect Kim K.W. Rucker Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For 8 Elimination of Supermajority Requirement Management For Voted - For 9 Approval of Exclusive Forum Provisions Management For Voted - Against 10 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 11 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 12 Shareholder Proposal Regarding Just Transition Reporting Shareholder Against Voted - Against 2460 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted MOLSON COORS BEVERAGE COMPANY Security ID: 60871R209 Ticker: TAP Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Roger G. Eaton Management For Voted - For 1.2 Elect Charles M. Herington Management For Voted - For 1.3 Elect H. Sanford Riley Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For MONDELEZ INTERNATIONAL, INC. Security ID: 609207105 Ticker: MDLZ Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lewis W.K. Booth Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 3 Elect Ertharin Cousin Management For Voted - For 4 Elect Lois D. Juliber Management For Voted - For 5 Elect Jorge S. Mesquita Management For Voted - For 6 Elect Jane Hamilton Nielsen Management For Voted - For 7 Elect Christiana Smith Shi Management For Voted - For 8 Elect Patrick T. Siewert Management For Voted - For 9 Elect Michael A. Todman Management For Voted - For 10 Elect Dirk Van de Put Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain NEWELL BRANDS INC. Security ID: 651229106 Ticker: NWL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Bridget M. Ryan-Berman Management For Voted - For 2 Elect Patrick D. Campbell Management For Voted - For 3 Elect James R. Craigie Management For Voted - For 4 Elect Brett M. Icahn Management For Voted - For 5 Elect Jay L. Johnson Management For Voted - For 6 Elect Gerardo I. Lopez Management For Voted - For 7 Elect Courtney R. Mather Management For Voted - For 8 Elect Ravichandra K. Saligram Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Robert A. Steele Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Incentive Plan Management For Voted - For 2461 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against NEWMONT CORPORATION Security ID: 651639106 Ticker: NEM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Patrick G. Awuah, Jr. Management For Voted - For 2 Elect Gregory H. Boyce Management For Voted - For 3 Elect Bruce R. Brook Management For Voted - For 4 Elect Maura J. Clark Management For Voted - For 5 Elect Emma FitzGerald Management For Voted - For 6 Elect Mary A. Laschinger Management For Voted - For 7 Elect Jose Manuel Madero Management For Voted - For 8 Elect Rene Medori Management For Voted - For 9 Elect Jane Nelson Management For Voted - For 10 Elect Thomas Palmer Management For Voted - For 11 Elect Julio M. Quintana Management For Voted - For 12 Elect Susan N. Story Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NORTHERN TRUST CORPORATION Security ID: 665859104 Ticker: NTRS Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Linda Walker Bynoe Management For Voted - Against 2 Elect Susan Crown Management For Voted - For 3 Elect Dean M. Harrison Management For Voted - For 4 Elect Jay L. Henderson Management For Voted - Against 5 Elect Marcy S. Klevorn Management For Voted - For 6 Elect Siddharth N. Mehta Management For Voted - For 7 Elect Michael G. O'Grady Management For Voted - For 8 Elect Jose Luis Prado Management For Voted - For 9 Elect Martin P. Slark Management For Voted - For 10 Elect David H. B. Smith, Jr. Management For Voted - For 11 Elect Donald Thompson Management For Voted - For 12 Elect Charles A. Tribbett III Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NRG ENERGY, INC. Security ID: 629377508 Ticker: NRG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect E. Spencer Abraham Management For Voted - For 2462 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Antonio Carrillo Management For Voted - For 3 Elect Matthew Carter, Jr. Management For Voted - For 4 Elect Lawrence S. Coben Management For Voted - For 5 Elect Heather Cox Management For Voted - For 6 Elect Elisabeth B. Donohue Management For Voted - For 7 Elect Mauricio Gutierrez Management For Voted - For 8 Elect Paul W. Hobby Management For Voted - For 9 Elect Alexandra Pruner Management For Voted - For 10 Elect Anne C. Schaumburg Management For Voted - For 11 Elect Thomas H. Weidemeyer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For OMNICOM GROUP INC. Security ID: 681919106 Ticker: OMC Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect John D. Wren Management For Voted - For 2 Elect Mary C. Choksi Management For Voted - For 3 Elect Leonard S. Coleman, Jr. Management For Voted - For 4 Elect Mark D. Gerstein Management For Voted - For 5 Elect Ronnie S. Hawkins Management For Voted - For 6 Elect Deborah J. Kissire Management For Voted - For 7 Elect Gracia C. Martore Management For Voted - For 8 Elect Patricia Salas Pineda Management For Voted - For 9 Elect Linda Johnson Rice Management For Voted - For 10 Elect Valerie M. Williams Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - Against PACKAGING CORPORATION OF AMERICA Security ID: 695156109 Ticker: PKG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Duane C. Farrington Management For Voted - For 3 Elect Donna A. Harman Management For Voted - For 4 Elect Mark W. Kowlzan Management For Voted - For 5 Elect Robert C. Lyons Management For Voted - For 6 Elect Thomas P. Maurer Management For Voted - For 7 Elect Samuel M. Mencoff Management For Voted - For 8 Elect Roger B. Porter Management For Voted - For 9 Elect Thomas S. Souleles Management For Voted - For 10 Elect Paul T. Stecko Management For Voted - For 11 Ratification of Auditor Management For Voted - For 2463 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For PAYCHEX, INC. Security ID: 704326107 Ticker: PAYX Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Elect B. Thomas Golisano Management For Voted - For 2 Elect Thomas F. Bonadio Management For Voted - For 3 Elect Joseph G. Doody Management For Voted - For 4 Elect David J. S. Flaschen Management For Voted - For 5 Elect Pamela A. Joseph Management For Voted - For 6 Elect Martin Mucci Management For Voted - For 7 Elect Kevin A. Price Management For Voted - For 8 Elect Joseph M. Tucci Management For Voted - For 9 Elect Joseph M. Velli Management For Voted - For 10 Elect Kara Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For PFIZER INC. Security ID: 717081103 Ticker: PFE Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald E. Blaylock Management For Voted - For 2 Elect Albert Bourla Management For Voted - For 3 Elect Susan Desmond-Hellmann Management For Voted - For 4 Elect Joseph J. Echevarria Management For Voted - For 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Helen H. Hobbs Management For Voted - For 7 Elect Susan Hockfield Management For Voted - For 8 Elect Dan R. Littman Management For Voted - For 9 Elect Shantanu Narayen Management For Voted - For 10 Elect Suzanne Nora Johnson Management For Voted - For 11 Elect James Quincey Management For Voted - For 12 Elect James C. Smith Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - Against 2464 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted PUBLIC STORAGE Security ID: 74460D109 Ticker: PSA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald L. Havner, Jr. Management For Voted - For 2 Elect Tamara Hughes Gustavson Management For Voted - For 3 Elect Leslie Stone Heisz Management For Voted - For 4 Elect Michelle Millstone-Shroff Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect David J. Neithercut Management For Voted - For 7 Elect Rebecca L. Owen Management For Voted - For 8 Elect Kristy M. Pipes Management For Voted - For 9 Elect Avedick B. Poladian Management For Voted - For 10 Elect John Reyes Management For Voted - For 11 Elect Joseph D. Russell, Jr. Management For Voted - For 12 Elect Tariq M. Shaukat Management For Voted - For 13 Elect Ronald P. Spogli Management For Voted - For 14 Elect Paul S. Williams Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Elimination of Supermajority Requirement Management For Voted - For REGENCY CENTERS CORPORATION Security ID: 758849103 Ticker: REG Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Martin E. Stein, Jr. Management For Voted - For 2 Elect Bryce Blair Management For Voted - For 3 Elect C. Ronald Blankenship Management For Voted - For 4 Elect Deirdre J. Evens Management For Voted - For 5 Elect Thomas W. Furphy Management For Voted - For 6 Elect Karin Klein Management For Voted - For 7 Elect Peter Linneman Management For Voted - For 8 Elect David P. O'Connor Management For Voted - For 9 Elect Lisa Palmer Management For Voted - For 10 Elect James H. Simons, III Management For Voted - For 11 Elect Thomas G. Wattles Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For REGIONS FINANCIAL CORPORATION Security ID: 7591EP100 Ticker: RF Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - For 2465 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Zhanna Golodryga Management For Voted - For 3 Elect John D. Johns Management For Voted - For 4 Elect Joia M. Johnson Management For Voted - For 5 Elect Ruth Ann Marshall Management For Voted - Against 6 Elect Charles D. McCrary Management For Voted - For 7 Elect James T. Prokopanko Management For Voted - For 8 Elect Lee J. Styslinger III Management For Voted - For 9 Elect Jose S. Suquet Management For Voted - For 10 Elect John M. Turner, Jr. Management For Voted - For 11 Elect Timothy Vines Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For SNAP-ON INCORPORATED Security ID: 833034101 Ticker: SNA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect David C. Adams Management For Voted - For 2 Elect Karen L. Daniel Management For Voted - For 3 Elect Ruth Ann M. Gillis Management For Voted - For 4 Elect James P. Holden Management For Voted - For 5 Elect Nathan J. Jones Management For Voted - For 6 Elect Henry W. Knueppel Management For Voted - For 7 Elect W. Dudley Lehman Management For Voted - For 8 Elect Nicholas T. Pinchuk Management For Voted - For 9 Elect Gregg M. Sherrill Management For Voted - For 10 Elect Donald J. Stebbins Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For SYNCHRONY FINANCIAL Security ID: 87165B103 Ticker: SYF Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Margaret M. Keane Management For Voted - For 2 Elect Fernando Aguirre Management For Voted - For 3 Elect Paget L. Alves Management For Voted - For 4 Elect Kamila Chytil Management For Voted - For 5 Elect Arthur W. Coviello, Jr. Management For Voted - For 6 Elect Brian D. Doubles Management For Voted - For 7 Elect William W. Graylin Management For Voted - For 8 Elect Roy A. Guthrie Management For Voted - For 9 Elect Jeffrey G. Naylor Management For Voted - For 10 Elect P.W. Parker Management For Voted - For 11 Elect Laurel J. Richie Management For Voted - For 12 Elect Ellen M. Zane Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2466 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Ratification of Auditor Management For Voted - For T. ROWE PRICE GROUP, INC. Security ID: 74144T108 Ticker: TROW Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Glenn R. August Management For Voted - For 2 Elect Mark S. Bartlett Management For Voted - For 3 Elect Mary K. Bush Management For Voted - For 4 Elect Dina Dublon Management For Voted - For 5 Elect Freeman A. Hrabowski III Management For Voted - For 6 Elect Robert F. MacLellan Management For Voted - For 7 Elect Eileen P. Rominger Management For Voted - For 8 Elect Robert W. Sharps Management For Voted - For 9 Elect Robert J. Stevens Management For Voted - For 10 Elect William J. Stromberg Management For Voted - For 11 Elect Richard R. Verma Management For Voted - For 12 Elect Sandra S. Wijnberg Management For Voted - For 13 Elect Alan D. Wilson Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For TEXAS INSTRUMENTS INCORPORATED Security ID: 882508104 Ticker: TXN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Mark A. Blinn Management For Voted - For 2 Elect Todd M. Bluedorn Management For Voted - For 3 Elect Janet F. Clark Management For Voted - For 4 Elect Carrie S. Cox Management For Voted - For 5 Elect Martin S. Craighead Management For Voted - For 6 Elect Jean M. Hobby Management For Voted - For 7 Elect Michael D. Hsu Management For Voted - For 8 Elect Haviv Ilan Management For Voted - For 9 Elect Ronald Kirk Management For Voted - For 10 Elect Pamela H. Patsley Management For Voted - For 11 Elect Robert E. Sanchez Management For Voted - For 12 Elect Richard K. Templeton Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2467 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted THE CLOROX COMPANY Security ID: 189054109 Ticker: CLX Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard H. Carmona Management For Voted - For 3 Elect Spencer C. Fleischer Management For Voted - For 4 Elect Esther S. Lee Management For Voted - For 5 Elect A.D. David Mackay Management For Voted - For 6 Elect Paul G. Parker Management For Voted - For 7 Elect Linda Rendle Management For Voted - For 8 Elect Matthew J. Shattock Management For Voted - For 9 Elect Kathryn A. Tesija Management For Voted - For 10 Elect Russell J. Weiner Management For Voted - For 11 Elect Christopher J. Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2005 Stock Incentive Plan Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against THE COCA-COLA COMPANY Security ID: 191216100 Ticker: KO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Herbert A. Allen, III Management For Voted - For 2 Elect Marc Bolland Management For Voted - For 3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For 4 Elect Christopher C. Davis Management For Voted - For 5 Elect Barry Diller Management For Voted - For 6 Elect Helene D. Gayle Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect James Quincey Management For Voted - For 10 Elect Caroline J. Tsay Management For Voted - For 11 Elect David B. Weinberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain 2468 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted THE HERSHEY COMPANY Security ID: 427866108 Ticker: HSY Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Pamela M. Arway Management For Voted - For 1.2 Elect James W. Brown Management For Voted - For 1.3 Elect Michele G. Buck Management For Voted - For 1.4 Elect Victor L. Crawford Management For Voted - For 1.5 Elect Robert M. Dutkowsky Management For Voted - For 1.6 Elect Mary Kay Haben Management For Voted - Withheld 1.7 Elect James C. Katzman Management For Voted - For 1.8 Elect M. Diane Koken Management For Voted - For 1.9 Elect Robert M. Malcolm Management For Voted - For 1.10 Elect Anthony J. Palmer Management For Voted - For 1.11 Elect Juan R. Perez Management For Voted - For 1.12 Elect Wendy L. Schoppert Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Report on Ending Child Labor Shareholder Against Voted - Against THE INTERPUBLIC GROUP OF COMPANIES, INC. Security ID: 460690100 Ticker: IPG Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Jocelyn E. Carter-Miller Management For Voted - For 2 Elect Mary J. Steele Guilfoile Management For Voted - For 3 Elect Dawn Hudson Management For Voted - For 4 Elect Philippe Krakowsky Management For Voted - For 5 Elect Jonathan F. Miller Management For Voted - For 6 Elect Patrick Q. Moore Management For Voted - For 7 Elect Linda S. Sanford Management For Voted - For 8 Elect David M. Thomas Management For Voted - For 9 Elect E. Lee Wyatt Jr. Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against THE J. M. SMUCKER COMPANY Security ID: 832696405 Ticker: SJM Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Elect Susan Chapman-Hughes Management For Voted - For 2 Elect Paul J. Dolan Management For Voted - For 3 Elect Jay L. Henderson Management For Voted - For 4 Elect Kirk L. Perry Management For Voted - For 2469 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Sandra Pianalto Management For Voted - For 6 Elect Alex Shumate Management For Voted - For 7 Elect Mark T. Smucker Management For Voted - For 8 Elect Richard K. Smucker Management For Voted - For 9 Elect Timothy P. Smucker Management For Voted - For 10 Elect Jodi L. Taylor Management For Voted - For 11 Elect Dawn C. Willoughby Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For THE KRAFT HEINZ COMPANY Security ID: 500754106 Ticker: KHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Gregory E. Abel Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Joao M. Castro-Neves Management For Voted - For 4 Elect Lori Dickerson Fouche Management For Voted - For 5 Elect Timothy Kenesey Management For Voted - For 6 Elect Alicia Knapp Management For Voted - For 7 Elect Elio Leoni Sceti Management For Voted - For 8 Elect Susan R. Mulder Management For Voted - For 9 Elect James Park Management For Voted - For 10 Elect Miguel Patricio Management For Voted - For 11 Elect John C. Pope Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Water Risk Exposure Shareholder Against Voted - Against THE PNC FINANCIAL SERVICES GROUP, INC. Security ID: 693475105 Ticker: PNC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Joseph Alvarado Management For Voted - For 2 Elect Debra A. Cafaro Management For Voted - For 3 Elect Marjorie Rodgers Cheshire Management For Voted - For 4 Elect William S. Demchak Management For Voted - For 5 Elect Andrew T. Feldstein Management For Voted - For 6 Elect Richard J. Harshman Management For Voted - For 7 Elect Daniel R. Hesse Management For Voted - For 8 Elect Linda R. Medler Management For Voted - For 9 Elect Robert A. Niblock Management For Voted - For 10 Elect Martin Pfinsgraff Management For Voted - For 11 Elect Bryan S. Salesky Management For Voted - For 12 Elect Toni Townes-Whitley Management For Voted - For 2470 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Michael J. Ward Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing Shareholder Against Voted - Against THE PROCTER & GAMBLE COMPANY Security ID: 742718109 Ticker: PG Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Elect B. Marc Allen Management For Voted - For 2 Elect Angela F. Braly Management For Voted - For 3 Elect Amy L. Chang Management For Voted - For 4 Elect Joseph Jimenez Management For Voted - For 5 Elect Christopher Kempczinski Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Terry J. Lundgren Management For Voted - For 8 Elect Christine M. McCarthy Management For Voted - For 9 Elect Jon R. Moeller Management For Voted - For 10 Elect David. S. Taylor Management For Voted - For 11 Elect Margaret C. Whitman Management For Voted - For 12 Elect Patricia A. Woertz Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against TRUIST FINANCIAL CORPORATION Security ID: 89832Q109 Ticker: TFC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jennifer S. Banner Management For Voted - For 2 Elect K. David Boyer, Jr. Management For Voted - For 3 Elect Agnes Bundy Scanlan Management For Voted - For 4 Elect Anna R. Cablik Management For Voted - For 5 Elect Dallas S. Clement Management For Voted - For 6 Elect Paul D. Donahue Management For Voted - For 7 Elect Patrick C. Graney III Management For Voted - For 8 Elect Linnie M. Haynesworth Management For Voted - For 9 Elect Kelly S. King Management For Voted - For 10 Elect Easter A. Maynard Management For Voted - For 11 Elect Donna S. Morea Management For Voted - For 12 Elect Charles A. Patton Management For Voted - For 13 Elect Nido R. Qubein Management For Voted - For 14 Elect David M. Ratcliffe Management For Voted - For 15 Elect William H. Rogers, Jr. Management For Voted - For 16 Elect Frank P. Scruggs, Jr. Management For Voted - For 2471 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elect Christine Sears Management For Voted - For 18 Elect Thomas E. Skains Management For Voted - For 19 Elect Bruce L. Tanner Management For Voted - For 20 Elect Thomas N. Thompson Management For Voted - For 21 Elect Steven C. Voorhees Management For Voted - For 22 Ratification of Auditor Management For Voted - For 23 Advisory Vote on Executive Compensation Management For Voted - For 24 Approval of the Corporation 2022 Incentive Plan Management For Voted - For 25 Approval of the 2022 Employee Stock Purchase Plan. Management For Voted - For 26 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For TYSON FOODS, INC. Security ID: 902494103 Ticker: TSN Meeting Date: 10-Feb-22 Meeting Type: Annual 1 Elect John H. Tyson Management For Voted - For 2 Elect Les R. Baledge Management For Voted - Against 3 Elect Mike D. Beebe Management For Voted - Against 4 Elect Maria Claudia Borras Management For Voted - For 5 Elect David J. Bronczek Management For Voted - Against 6 Elect Mikel A. Durham Management For Voted - For 7 Elect Donnie King Management For Voted - For 8 Elect Jonathan D. Mariner Management For Voted - Against 9 Elect Kevin M. McNamara Management For Voted - For 10 Elect Cheryl S. Miller Management For Voted - For 11 Elect Jeffrey K. Schomburger Management For Voted - For 12 Elect Barbara A. Tyson Management For Voted - For 13 Elect Noel White Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - Against U.S. BANCORP Security ID: 902973304 Ticker: USB Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Dorothy J. Bridges Management For Voted - For 3 Elect Elizabeth L. Buse Management For Voted - For 4 Elect Andrew Cecere Management For Voted - For 5 Elect Kimberly N. Ellison-Taylor Management For Voted - For 6 Elect Kimberly J. Harris Management For Voted - Against 7 Elect Roland A. Hernandez Management For Voted - For 8 Elect Olivia F. Kirtley Management For Voted - For 9 Elect Richard P. McKenney Management For Voted - For 10 Elect Yusuf I. Mehdi Management For Voted - For 11 Elect John P. Wiehoff Management For Voted - For 2472 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Scott W. Wine Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For UNITED PARCEL SERVICE, INC. Security ID: 911312106 Ticker: UPS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Carol B. Tome Management For Voted - For 2 Elect Rodney C. Adkins Management For Voted - For 3 Elect Eva C. Boratto Management For Voted - For 4 Elect Michael J. Burns Management For Voted - For 5 Elect Wayne M. Hewett Management For Voted - For 6 Elect Angela Hwang Management For Voted - For 7 Elect Kate E. Johnson Management For Voted - For 8 Elect William R. Johnson Management For Voted - For 9 Elect Ann M. Livermore Management For Voted - For 10 Elect Franck J. Moison Management For Voted - For 11 Elect Christiana Smith Shi Management For Voted - For 12 Elect Russell Stokes Management For Voted - For 13 Elect Kevin M. Warsh Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 20 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - Against 21 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For WHIRLPOOL CORPORATION Security ID: 963320106 Ticker: WHR Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Marc R. Bitzer Management For Voted - For 3 Elect Greg Creed Management For Voted - For 4 Elect Gary T. DiCamillo Management For Voted - For 5 Elect Diane M. Dietz Management For Voted - For 6 Elect Geraldine Elliott Management For Voted - For 7 Elect Jennifer A. LaClair Management For Voted - For 8 Elect John D. Liu Management For Voted - For 9 Elect James M. Loree Management For Voted - For 2473 ------------------------------------------------------------------------------------------------- Global X S&P 500 Quality Dividend ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Harish Manwani Management For Voted - For 11 Elect Patricia K. Poppe Management For Voted - For 12 Elect Larry O. Spencer Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For ZIONS BANCORPORATION, NATIONAL ASSOCIATION Security ID: 989701107 Ticker: ZION Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Maria Contreras-Sweet Management For Voted - For 2 Elect Gary L. Crittenden Management For Voted - For 3 Elect Suren K. Gupta Management For Voted - For 4 Elect Claire Huang Management For Voted - For 5 Elect Vivian S. Lee Management For Voted - For 6 Elect Scott J. McLean Management For Voted - For 7 Elect Edward F. Murphy Management For Voted - For 8 Elect Stephen D. Quinn Management For Voted - For 9 Elect Harris H. Simmons Management For Voted - For 10 Elect Aaron B. Skonnard Management For Voted - For 11 Elect Barbara A. Yastine Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 2474 ------------------------------------------------------------------------------------------------- Global X S&P 500 Risk Managed Income ETF Proposal Proposed by Mgt. Position Registrant Voted APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - Against 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 2475 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 3M COMPANY Security ID: 88579Y101 Ticker: MMM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas K. Brown Management For Voted - For 2 Elect Pamela J. Craig Management For Voted - For 3 Elect David B. Dillon Management For Voted - For 4 Elect Michael L. Eskew Management For Voted - For 5 Elect James R. Fitterling Management For Voted - For 6 Elect Amy E. Hood Management For Voted - For 7 Elect Muhtar Kent Management For Voted - For 8 Elect Suzan Kereere Management For Voted - For 9 Elect Dambisa F. Moyo Management For Voted - For 10 Elect Gregory R. Page Management For Voted - For 11 Elect Michael F. Roman Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against A. O. SMITH CORPORATION Security ID: 831865209 Ticker: AOS Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect Victoria M. Holt Management For Voted - Withheld 1.2 Elect Michael M. Larsen Management For Voted - For 1.3 Elect Idelle K. Wolf Management For Voted - For 1.4 Elect Gene C. Wulf Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against ABBOTT LABORATORIES Security ID: 002824100 Ticker: ABT Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Robert J. Alpern Management For Voted - For 1.2 Elect Sally E. Blount Management For Voted - For 1.3 Elect Robert B. Ford Management For Voted - For 1.4 Elect Paola Gonzalez Management For Voted - For 1.5 Elect Michelle A. Kumbier Management For Voted - For 1.6 Elect Darren W. McDew Management For Voted - For 1.7 Elect Nancy McKinstry Management For Voted - For 2476 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.8 Elect William A. Osborn Management For Voted - For 1.9 Elect Michael F. Roman Management For Voted - For 1.10 Elect Daniel J. Starks Management For Voted - For 1.11 Elect John G. Stratton Management For Voted - Withheld 1.12 Elect Glenn F. Tilton Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding 10b5-1 Plans Shareholder Against Voted - For 7 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding a Report on Investment to Slow Antimicrobial Resistance Shareholder Against Voted - Against ABBVIE INC. Security ID: 00287Y109 Ticker: ABBV Meeting Date: 06-May-22 Meeting Type: Annual 1.1 Elect William H.L. Burnside Management For Voted - Withheld 1.2 Elect Thomas C. Freyman Management For Voted - For 1.3 Elect Brett J. Hart Management For Voted - Withheld 1.4 Elect Edward J. Rapp Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Elimination of Supermajority Requirement Management For Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 7 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For ACCENTURE PLC Security ID: G1151C101 Ticker: ACN Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Jaime Ardila Management For Voted - For 2 Elect Nancy McKinstry Management For Voted - For 3 Elect Beth E. Mooney Management For Voted - For 4 Elect Gilles Pelisson Management For Voted - For 5 Elect Paula A. Price Management For Voted - For 6 Elect Venkata Renduchintala Management For Voted - For 7 Elect Arun Sarin Management For Voted - For 8 Elect Julie Sweet Management For Voted - For 9 Elect Frank K. Tang Management For Voted - For 10 Elect Tracey T. Travis Management For Voted - For 2477 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of Amendment to the 2010 Share Incentive Plan Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Authorize the Price Range at which the Company can Re-allot Treasury Shares Management For Voted - For ACTIVISION BLIZZARD, INC. Security ID: 00507V109 Ticker: ATVI Meeting Date: 28-Apr-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Reveta Bowers Management For Voted - For 2 Elect Kerry Carr Management For Voted - For 3 Elect Robert J. Corti Management For Voted - For 4 Elect Brian G. Kelly Management For Voted - For 5 Elect Robert A. Kotick Management For Voted - For 6 Elect Lulu C. Meservey Management For Voted - For 7 Elect Barry Meyer Management For Voted - For 8 Elect Robert J. Morgado Management For Voted - For 9 Elect Peter Nolan Management For Voted - For 10 Elect Dawn Ostroff Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Report Sexual Harassment and Discrimination Shareholder Against Voted - For ADOBE INC. Security ID: 00724F101 Ticker: ADBE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Brett Biggs Management For Voted - For 3 Elect Melanie Boulden Management For Voted - For 4 Elect Frank A. Calderoni Management For Voted - For 5 Elect Laura Desmond Management For Voted - For 6 Elect Shantanu Narayen Management For Voted - For 7 Elect Spencer Neumann Management For Voted - For 8 Elect Kathleen Oberg Management For Voted - For 2478 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Dheeraj Pandey Management For Voted - For 10 Elect David A. Ricks Management For Voted - For 11 Elect Daniel Rosensweig Management For Voted - Against 12 Elect John E. Warnock Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For ADVANCE AUTO PARTS, INC. Security ID: 00751Y106 Ticker: AAP Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Carla J. Bailo Management For Voted - For 2 Elect John F. Ferraro Management For Voted - For 3 Elect Thomas R. Greco Management For Voted - For 4 Elect Joan M. Hilson Management For Voted - For 5 Elect Jeffrey J. Jones II Management For Voted - For 6 Elect Eugene I. Lee, Jr. Management For Voted - For 7 Elect Douglas A. Pertz Management For Voted - For 8 Elect Sherice R. Torres Management For Voted - For 9 Elect Nigel Travis Management For Voted - For 10 Elect Arthur L. Valdez Jr. Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against ADVANCED MICRO DEVICES, INC. Security ID: 007903107 Ticker: AMD Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect John E. Caldwell Management For Voted - For 2 Elect Nora M. Denzel Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Michael P. Gregoire Management For Voted - For 5 Elect Joseph A. Householder Management For Voted - For 6 Elect John W. Marren Management For Voted - For 7 Elect Jon A. Olson Management For Voted - For 8 Elect Lisa T. Su Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 10 Elect Elizabeth W. Vanderslice Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 2479 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted AFLAC INCORPORATED Security ID: 001055102 Ticker: AFL Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Daniel P. Amos Management For Voted - For 2 Elect W. Paul Bowers Management For Voted - For 3 Elect Arthur R. Collins Management For Voted - For 4 Elect Toshihiko Fukuzawa Management For Voted - For 5 Elect Thomas J. Kenny Management For Voted - For 6 Elect Georgette D. Kiser Management For Voted - For 7 Elect Karole F. Lloyd Management For Voted - For 8 Elect Nobuchika Mori Management For Voted - For 9 Elect Joseph L. Moskowitz Management For Voted - For 10 Elect Barbara K. Rimer Management For Voted - For 11 Elect Katherine T. Rohrer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against AGILENT TECHNOLOGIES, INC. Security ID: 00846U101 Ticker: A Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Hans E. Bishop Management For Voted - Against 2 Elect Otis W. Brawley Management For Voted - Against 3 Elect Mikael Dolsten Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - Against 6 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AIR PRODUCTS AND CHEMICALS, INC. Security ID: 009158106 Ticker: APD Meeting Date: 03-Feb-22 Meeting Type: Annual 1 Elect Charles I. Cogut Management For Voted - Against 2 Elect Lisa A. Davis Management For Voted - For 3 Elect Seifollah Ghasemi Management For Voted - For 4 Elect David H. Y. Ho Management For Voted - For 5 Elect Edward L. Monser Management For Voted - Against 6 Elect Matthew H. Paull Management For Voted - Against 7 Elect Wayne T. Smith Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For 2480 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted AKAMAI TECHNOLOGIES, INC. Security ID: 00971T101 Ticker: AKAM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Marianne C. Brown Management For Voted - For 3 Elect Monte E. Ford Management For Voted - For 4 Elect Daniel R. Hesse Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect F. Thomson Leighton Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Madhu Ranganathan Management For Voted - For 9 Elect Bernardus Verwaayen Management For Voted - For 10 Elect William R. Wagner Management For Voted - For 11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against ALASKA AIR GROUP, INC. Security ID: 011659109 Ticker: ALK Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Patricia M. Bedient Management For Voted - For 2 Elect James A. Beer Management For Voted - For 3 Elect Raymond L. Conner Management For Voted - For 4 Elect Daniel K. Elwell Management For Voted - For 5 Elect Dhiren R. Fonseca Management For Voted - For 6 Elect Kathleen T. Hogan Management For Voted - For 7 Elect Jessie J. Knight, Jr. Management For Voted - For 8 Elect Susan J. Li Management For Voted - For 9 Elect Adrienne R. Lofton Management For Voted - For 10 Elect Benito Minicucci Management For Voted - For 11 Elect Helvi K. Sandvik Management For Voted - For 12 Elect J. Kenneth Thompson Management For Voted - For 13 Elect Eric K. Yeaman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Amendment to the Employee Stock Purchase Plan Management For Voted - For 17 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For ALBEMARLE CORPORATION Security ID: 012653101 Ticker: ALB Meeting Date: 03-May-22 Meeting Type: Annual 1 Advisory Vote on Executive Compensation Management For Voted - For 2481 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Mary Lauren Brlas Management For Voted - For 3 Elect Ralf H. Cramer Management For Voted - For 4 Elect J. Kent Masters, Jr. Management For Voted - For 5 Elect Glenda J. Minor Management For Voted - For 6 Elect James J. O'Brien Management For Voted - For 7 Elect Diarmuid B. O'Connell Management For Voted - For 8 Elect Dean L. Seavers Management For Voted - For 9 Elect Gerald A. Steiner Management For Voted - For 10 Elect Holly A. Van Deursen Management For Voted - For 11 Elect Alejandro D. Wolff Management For Voted - For 12 Ratification of Auditor Management For Voted - Against ALEXANDRIA REAL ESTATE EQUITIES, INC. Security ID: 015271109 Ticker: ARE Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Joel S. Marcus Management For Voted - Against 2 Elect Steven R. Hash Management For Voted - For 3 Elect James P. Cain Management For Voted - For 4 Elect Cynthia L. Feldmann Management For Voted - For 5 Elect Maria C. Freire Management For Voted - For 6 Elect Jennifer Friel Goldstein Management For Voted - For 7 Elect Richard H. Klein Management For Voted - For 8 Elect Michael A. Woronoff Management For Voted - For 9 Amendment to the 1997 Stock Award and Incentive Plan Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Increase in Authorized Common Stock Management For Voted - For 12 Ratification of Auditor Management For Voted - Against ALIGN TECHNOLOGY, INC. Security ID: 016255101 Ticker: ALGN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kevin J. Dallas Management For Voted - For 2 Elect Joseph M. Hogan Management For Voted - For 3 Elect Joseph Lacob Management For Voted - For 4 Elect C. Raymond Larkin, Jr. Management For Voted - For 5 Elect George J. Morrow Management For Voted - For 6 Elect Anne M. Myong Management For Voted - For 7 Elect Andrea L. Saia Management For Voted - For 8 Elect Greg J. Santora Management For Voted - For 9 Elect Susan E. Siegel Management For Voted - For 10 Elect Warren S. Thaler Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 2482 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ALLEGION PLC Security ID: G0176J109 Ticker: ALLE Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Kirk S. Hachigian Management For Voted - Against 2 Elect Steven C. Mizell Management For Voted - Against 3 Elect Nicole Parent Haughey Management For Voted - For 4 Elect Lauren B. Peters Management For Voted - For 5 Elect David D. Petratis Management For Voted - For 6 Elect Dean I. Schaffer Management For Voted - Against 7 Elect Dev Vardhan Management For Voted - Against 8 Elect Martin E. Welch III Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For ALLIANT ENERGY CORPORATION Security ID: 018802108 Ticker: LNT Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect N. Joy Falotico Management For Voted - For 2 Elect John O. Larsen Management For Voted - For 3 Elect Thomas F. O'Toole Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - Against ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 2483 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - For 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - For 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For ALTRIA GROUP, INC. Security ID: 02209S103 Ticker: MO Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Ian L.T. Clarke Management For Voted - For 2 Elect Marjorie M. Connelly Management For Voted - For 3 Elect R. Matt Davis Management For Voted - For 4 Elect William F. Gifford Management For Voted - For 5 Elect Debra J. Kelly-Ennis Management For Voted - For 6 Elect W. Leo Kiely III Management For Voted - For 7 Elect Kathryn B. McQuade Management For Voted - For 8 Elect George Munoz Management For Voted - For 9 Elect Nabil Y. Sakkab Management For Voted - For 10 Elect Virginia E. Shanks Management For Voted - For 11 Elect Ellen R. Strahlman Management For Voted - For 12 Elect M. Max Yzaguirre Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 2484 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted AMAZON.COM, INC. Security ID: 023135106 Ticker: AMZN Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey P. Bezos Management For Voted - For 2 Elect Andrew R. Jassy Management For Voted - For 3 Elect Keith B. Alexander Management For Voted - For 4 Elect Edith W. Cooper Management For Voted - For 5 Elect Jamie S. Gorelick Management For Voted - For 6 Elect Daniel P. Huttenlocher Management For Voted - For 7 Elect Judith A. McGrath Management For Voted - Against 8 Elect Indra K. Nooyi Management For Voted - For 9 Elect Jonathan J. Rubinstein Management For Voted - For 10 Elect Patricia Q. Stonesifer Management For Voted - For 11 Elect Wendell P. Weeks Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Management For Voted - For 15 Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Voted - For 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Voted - Against 18 Shareholder Report on Plastic Packaging Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Shareholder Against Voted - For 20 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 21 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For 22 Shareholder Proposal Regarding Report on Tax Transparency Shareholder Against Voted - For 23 Shareholder Proposal Regarding Report on Freedom of Association Shareholder Against Voted - For 24 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 25 Shareholder Proposal Regarding Multiple Board Nominees Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Report on Working Conditions Shareholder Against Voted - For 27 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 28 Shareholder Proposal Regarding Diversity and Equity Audit Shareholder Against Voted - For 29 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Voted - For 2485 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted AMEREN CORPORATION Security ID: 023608102 Ticker: AEE Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Cynthia J. Brinkley Management For Voted - For 3 Elect Catherine S. Brune Management For Voted - For 4 Elect J. Edward Coleman Management For Voted - For 5 Elect Ward H. Dickson Management For Voted - For 6 Elect Noelle K. Eder Management For Voted - For 7 Elect Ellen M. Fitzsimmons Management For Voted - For 8 Elect Rafael Flores Management For Voted - Against 9 Elect Richard J. Harshman Management For Voted - For 10 Elect Craig S. Ivey Management For Voted - For 11 Elect James C. Johnson Management For Voted - Against 12 Elect Martin J. Lyons, Jr. Management For Voted - For 13 Elect Steven H. Lipstein Management For Voted - Against 14 Elect Leo S. Mackay, Jr. Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Omnibus Incentive Compensation Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - Against AMERICAN AIRLINES GROUP INC. Security ID: 02376R102 Ticker: AAL Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect James F. Albaugh Management For Voted - Against 2 Elect Jeffrey D. Benjamin Management For Voted - For 3 Elect Adriane M. Brown Management For Voted - For 4 Elect John T. Cahill Management For Voted - Against 5 Elect Michael J. Embler Management For Voted - For 6 Elect Matthew J. Hart Management For Voted - For 7 Elect Robert D. Isom, Jr. Management For Voted - For 8 Elect Susan D. Kronick Management For Voted - For 9 Elect Martin H. Nesbitt Management For Voted - For 10 Elect Denise M. O'Leary Management For Voted - For 11 Elect W. Douglas Parker Management For Voted - For 12 Elect Ray M. Robinson Management For Voted - Against 13 Elect Gregory D. Smith Management For Voted - Against 14 Elect Douglas M. Steenland Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Elimination of Supermajority Requirement to Amend Bylaws Management For Voted - For 18 Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate Management For Voted - For 2486 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Approval of the Tax Benefit Preservation Plan Management For Voted - For 20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For AMERICAN ELECTRIC POWER COMPANY, INC. Security ID: 025537101 Ticker: AEP Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - For 2 Elect David J. Anderson Management For Voted - For 3 Elect J. Barnie Beasley, Jr. Management For Voted - For 4 Elect Benjamin G.S. Fowke III Management For Voted - For 5 Elect Art A. Garcia Management For Voted - For 6 Elect Linda A. Goodspeed Management For Voted - For 7 Elect Sandra Beach Lin Management For Voted - For 8 Elect Margaret M. McCarthy Management For Voted - For 9 Elect Oliver G. Richard, III Management For Voted - For 10 Elect Daryl Roberts Management For Voted - For 11 Elect Sara Martinez Tucker Management For Voted - For 12 Elect Lewis Von Thaer Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authorization of Preferred Stock Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For AMERICAN EXPRESS COMPANY Security ID: 025816109 Ticker: AXP Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against 2 Elect Charlene Barshefsky Management For Voted - For 3 Elect John J. Brennan Management For Voted - For 4 Elect Peter Chernin Management For Voted - Against 5 Elect Ralph de la Vega Management For Voted - For 6 Elect Michael O. Leavitt Management For Voted - Against 7 Elect Theodore J. Leonsis Management For Voted - Against 8 Elect Karen L. Parkhill Management For Voted - For 9 Elect Charles E. Phillips, Jr. Management For Voted - For 10 Elect Lynn A. Pike Management For Voted - For 11 Elect Stephen J. Squeri Management For Voted - For 12 Elect Daniel L. Vasella Management For Voted - Against 13 Elect Lisa W. Wardell Management For Voted - For 14 Elect Christopher D. Young Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 2487 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted AMERICAN INTERNATIONAL GROUP, INC. Security ID: 026874784 Ticker: AIG Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect James Cole, Jr. Management For Voted - Against 2 Elect W. Don Cornwell Management For Voted - Against 3 Elect William G. Jurgensen Management For Voted - For 4 Elect Linda A. Mills Management For Voted - For 5 Elect Thomas F. Motamed Management For Voted - For 6 Elect Peter R. Porrino Management For Voted - For 7 Elect John G. Rice Management For Voted - For 8 Elect Douglas M. Steenland Management For Voted - For 9 Elect Therese M. Vaughan Management For Voted - For 10 Elect Peter S. Zaffino Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AMERICAN TOWER CORPORATION Security ID: 03027X100 Ticker: AMT Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Thomas A. Bartlett Management For Voted - For 2 Elect Kelly C. Chambliss Management For Voted - For 3 Elect Teresa H. Clarke Management For Voted - For 4 Elect Raymond P. Dolan Management For Voted - For 5 Elect Kenneth R. Frank Management For Voted - For 6 Elect Robert D. Hormats Management For Voted - For 7 Elect Grace D. Lieblein Management For Voted - For 8 Elect Craig Macnab Management For Voted - For 9 Elect JoAnn A. Reed Management For Voted - For 10 Elect Pamela D.A. Reeve Management For Voted - For 11 Elect David E. Sharbutt Management For Voted - For 12 Elect Bruce L. Tanner Management For Voted - For 13 Elect Samme L. Thompson Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For AMERICAN WATER WORKS COMPANY, INC. Security ID: 030420103 Ticker: AWK Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jeffrey N. Edwards Management For Voted - For 2 Elect Martha Clark Goss Management For Voted - For 3 Elect M. Susan Hardwick Management For Voted - For 2488 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Kimberly J. Harris Management For Voted - For 5 Elect Julia L. Johnson Management For Voted - For 6 Elect Patricia L. Kampling Management For Voted - For 7 Elect Karl F. Kurz Management For Voted - For 8 Elect George MacKenzie Management For Voted - For 9 Elect James G. Stavridis Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For AMERIPRISE FINANCIAL, INC. Security ID: 03076C106 Ticker: AMP Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect James M. Cracchiolo Management For Voted - For 2 Elect Dianne Neal Blixt Management For Voted - For 3 Elect Amy DiGeso Management For Voted - For 4 Elect Lon R. Greenberg Management For Voted - For 5 Elect Robert F. Sharpe, Jr. Management For Voted - Against 6 Elect Brian T. Shea Management For Voted - For 7 Elect W. Edward Walter Management For Voted - Against 8 Elect Christopher J. Williams Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For AMERISOURCEBERGEN CORPORATION Security ID: 03073E105 Ticker: ABC Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Ornella Barra Management For Voted - For 2 Elect Steven H. Collis Management For Voted - For 3 Elect D. Mark Durcan Management For Voted - For 4 Elect Richard W. Gochnauer Management For Voted - For 5 Elect Lon R. Greenberg Management For Voted - For 6 Elect Jane E. Henney Management For Voted - For 7 Elect Kathleen Hyle Management For Voted - For 8 Elect Michael J. Long Management For Voted - For 9 Elect Henry W. McGee Management For Voted - For 10 Elect Dennis M. Nally Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 14 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 2489 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For AMETEK, INC. Security ID: 031100100 Ticker: AME Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Steven W. Kohlhagen Management For Voted - Against 2 Elect Dean L. Seavers Management For Voted - For 3 Elect David A. Zapico Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - Against AMGEN INC. Security ID: 031162100 Ticker: AMGN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect Robert A. Bradway Management For Voted - For 3 Elect Brian J. Druker Management For Voted - For 4 Elect Robert A. Eckert Management For Voted - Against 5 Elect Greg C. Garland Management For Voted - Against 6 Elect Charles M. Holley, Jr. Management For Voted - Against 7 Elect S. Omar Ishrak Management For Voted - For 8 Elect Tyler Jacks Management For Voted - For 9 Elect Ellen J. Kullman Management For Voted - For 10 Elect Amy Miles Management For Voted - For 11 Elect Ronald D. Sugar Management For Voted - Against 12 Elect R. Sanders Williams Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against AMPHENOL CORPORATION Security ID: 032095101 Ticker: APH Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Nancy A. Altobello Management For Voted - For 2 Elect Stanley L. Clark Management For Voted - For 3 Elect David P. Falck Management For Voted - Against 4 Elect Edward G. Jepsen Management For Voted - For 5 Elect Rita S. Lane Management For Voted - For 6 Elect Robert A. Livingston Management For Voted - For 7 Elect Martin H. Loeffler Management For Voted - For 8 Elect R. Adam Norwitt Management For Voted - For 9 Elect Anne C. Wolff Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 2490 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ANALOG DEVICES, INC. Security ID: 032654105 Ticker: ADI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Ray Stata Management For Voted - For 2 Elect Vincent Roche Management For Voted - For 3 Elect James A. Champy Management For Voted - For 4 Elect Anantha P. Chandrakasan Management For Voted - Against 5 Elect Tunc Doluca Management For Voted - For 6 Elect Bruce R. Evans Management For Voted - For 7 Elect Edward H. Frank Management For Voted - For 8 Elect Laurie H. Glimcher Management For Voted - For 9 Elect Karen M. Golz Management For Voted - For 10 Elect Mercedes Johnson Management For Voted - For 11 Elect Kenton J. Sicchitano Management For Voted - For 12 Elect Susie Wee Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against ANSYS, INC. Security ID: 03662Q105 Ticker: ANSS Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Anil Chakravarthy Management For Voted - For 2 Elect Barbara V. Scherer Management For Voted - For 3 Elect Ravi K. Vijayaraghavan Management For Voted - Against 4 Ratification of Auditor Management For Voted - Against 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Elimination of Supermajority Requirement to Remove a Director Management For Voted - For 7 Elimination of Supermajority Requirement to Amend or Repeal the By-Laws Management For Voted - For 8 Elimination of Supermajority Requirement to Approve Amendments to or Repeal Certain Provisions of the Charter Management For Voted - For 9 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For 10 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For 2491 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ANTHEM, INC. Security ID: 036752103 Ticker: ANTM Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Susan D. DeVore Management For Voted - For 2 Elect Bahija Jallal Management For Voted - For 3 Elect Ryan M. Schneider Management For Voted - For 4 Elect Elizabeth E. Tallett Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - Against 7 Company Name Change Management For Voted - For 8 Shareholder Proposal Regarding Prohibiting Political Contributions Shareholder Against Voted - For 9 Shareholder Proposal Regarding Racial Impact Audit Shareholder Against Voted - For AON PLC Security ID: G0408V102 Ticker: AON Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Lester B. Knight Management For Voted - Against 2 Elect Gregory C. Case Management For Voted - For 3 Elect Jin-Yong Cai Management For Voted - For 4 Elect Jeffrey C. Campbell Management For Voted - For 5 Elect Fulvio Conti Management For Voted - Against 6 Elect Cheryl A. Francis Management For Voted - For 7 Elect J. Michael Losh Management For Voted - Against 8 Elect Richard C. Notebaert Management For Voted - Against 9 Elect Gloria Santona Management For Voted - For 10 Elect Byron O. Spruell Management For Voted - For 11 Elect Carolyn Y. Woo Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Appointment of Statutory Auditor Management For Voted - Against 15 Authority to Set Auditor's Fees Management For Voted - For APA CORPORATION Security ID: 03743Q108 Ticker: APA Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Annell R. Bay Management For Voted - For 2 Elect John J. Christmann IV Management For Voted - For 3 Elect Juliet S. Ellis Management For Voted - For 4 Elect Charles W. Hooper Management For Voted - Against 5 Elect Chansoo Joung Management For Voted - Against 6 Elect John E. Lowe Management For Voted - For 7 Elect H. Lamar McKay Management For Voted - Against 2492 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Amy H. Nelson Management For Voted - For 9 Elect Daniel W. Rabun Management For Voted - Against 10 Elect Peter A. Ragauss Management For Voted - For 11 Elect David L. Stover Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For APPLE INC. Security ID: 037833100 Ticker: AAPL Meeting Date: 04-Mar-22 Meeting Type: Annual 1 Elect James A. Bell Management For Voted - For 2 Elect Timothy D. Cook Management For Voted - For 3 Elect Albert A. Gore Management For Voted - For 4 Elect Alex Gorsky Management For Voted - Against 5 Elect Andrea Jung Management For Voted - For 6 Elect Arthur D. Levinson Management For Voted - For 7 Elect Monica C. Lozano Management For Voted - For 8 Elect Ronald D. Sugar Management For Voted - For 9 Elect Susan L. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Employee Stock Plan Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding App Removals Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Shareholder Against Voted - For 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 18 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For APPLIED MATERIALS, INC. Security ID: 038222105 Ticker: AMAT Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Rani Borkar Management For Voted - For 2 Elect Judy Bruner Management For Voted - For 3 Elect Xun Chen Management For Voted - For 4 Elect Aart J. de Geus Management For Voted - For 5 Elect Gary E. Dickerson Management For Voted - For 6 Elect Thomas J. Iannotti Management For Voted - For 7 Elect Alexander A. Karsner Management For Voted - For 8 Elect Adrianna C. Ma Management For Voted - For 9 Elect Yvonne McGill Management For Voted - For 10 Elect Scott A. McGregor Management For Voted - For 2493 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 14 Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder Against Voted - For APTIV PLC Security ID: G6095L109 Ticker: APTV Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Kevin P. Clark Management For Voted - For 2 Elect Richard L. Clemmer Management For Voted - For 3 Elect Nancy E. Cooper Management For Voted - For 4 Elect Joseph L. Hooley Management For Voted - For 5 Elect Merit E. Janow Management For Voted - For 6 Elect Sean O. Mahoney Management For Voted - For 7 Elect Paul M. Meister Management For Voted - For 8 Elect Robert K. Ortberg Management For Voted - For 9 Elect Colin J. Parris Management For Voted - For 10 Elect Ana G. Pinczuk Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For ARCHER-DANIELS-MIDLAND COMPANY Security ID: 039483102 Ticker: ADM Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Michael S. Burke Management For Voted - Against 2 Elect Theodore Colbert Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Suzan F. Harrison Management For Voted - For 6 Elect Juan R. Luciano Management For Voted - For 7 Elect Patrick J. Moore Management For Voted - Against 8 Elect Francisco Sanchez Management For Voted - For 9 Elect Debra A. Sandler Management For Voted - For 10 Elect Lei Z. Schlitz Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Pesticide Reporting Shareholder Against Voted - For 2494 ------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ARISTA NETWORKS, INC. Security ID: 040413106 Ticker: ANET Meeting Date: 31-May-22 Meeting Type: Annual 1.1 Elect Charles H. Giancarlo Management For Voted - Withheld 1.2 Elect Daniel Scheinman Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For ARTHUR J. GALLAGHER & CO. Security ID: 363576109 Ticker: AJG Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2 Elect William L. Bax Management For Voted - For 3 Elect Teresa H. Clarke Management For Voted - For 4 Elect D. John Coldman Management For Voted - For 5 Elect J. Patrick Gallagher, Jr. Management For Voted - For 6 Elect David S. Johnson Management For Voted - For 7 Elect Kay W. McCurdy Management For Voted - For 8 Elect Christopher C. Miskel Management For Voted - For 9 Elect Ralph J. Nicoletti Management For Voted - For 10 Elect Norman L. Rosenthal Management For Voted - For 11 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For ASSURANT, INC. Security ID: 04621X108 Ticker: AIZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Elaine D. Rosen Management For Voted - For 2 Elect Paget L. Alves Management For Voted - For 3 Elect J. Braxton Carter Management For Voted - For 4 Elect Juan N. Cento Management For Voted - Against 5 Elect Keith W. Demmings Management For Voted - For 6 Elect Harriet Edelman Management For Voted - For 7 Elect Lawrence V. Jackson Management For Voted - Against 8 Elect Jean-Paul L. Montupet Management For Voted - Against 9 Elect Debra J. Perry Management For Voted - For 10 Elect Ognjen Redzic Management For Voted - For 11 Elect Paul J. Reilly Management For Voted - For 12 Elect Robert W. Stein Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 2495 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Advisory Vote on Executive Compensation Management For Voted - For AT&T INC. Security ID: 00206R102 Ticker: T Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - Abstain 2 Elect Scott T. Ford Management For Voted - For 3 Elect Glenn H. Hutchins Management For Voted - Against 4 Elect William E. Kennard Management For Voted - Against 5 Elect Debra L. Lee Management For Voted - Abstain 6 Elect Stephen J. Luczo Management For Voted - For 7 Elect Michael B. McCallister Management For Voted - For 8 Elect Beth E. Mooney Management For Voted - For 9 Elect Matthew K. Rose Management For Voted - For 10 Elect John T. Stankey Management For Voted - For 11 Elect Cindy B. Taylor Management For Voted - For 12 Elect Luis A. Ubinas Management For Voted - Against 13 Elect Geoffrey Y. Yang Management For Voted - Abstain 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Pay Ratio Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against ATMOS ENERGY CORPORATION Security ID: 049560105 Ticker: ATO Meeting Date: 09-Feb-22 Meeting Type: Annual 1 Elect J. Kevin Akers Management For Voted - For 2 Elect Kim R. Cocklin Management For Voted - For 3 Elect Kelly H. Compton Management For Voted - For 4 Elect Sean Donohue Management For Voted - For 5 Elect Rafael G. Garza Management For Voted - For 6 Elect Richard K. Gordon Management For Voted - For 7 Elect Nancy K. Quinn Management For Voted - For 8 Elect Richard A. Sampson Management For Voted - For 9 Elect Diana J. Walters Management For Voted - For 10 Elect Frank Yoho Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 2496 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted AUTODESK, INC. Security ID: 052769106 Ticker: ADSK Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Andrew Anagnost Management For Voted - For 2 Elect Karen Blasing Management For Voted - For 3 Elect Reid French Management For Voted - For 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Blake J. Irving Management For Voted - For 6 Elect Mary T. McDowell Management For Voted - For 7 Elect Stephen D. Milligan Management For Voted - For 8 Elect Lorrie M. Norrington Management For Voted - For 9 Elect Elizabeth S. Rafael Management For Voted - For 10 Elect Stacy J. Smith Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity Incentive Plan Management For Voted - For AUTOZONE, INC. Security ID: 053332102 Ticker: AZO Meeting Date: 15-Dec-21 Meeting Type: Annual 1 Elect Douglas H. Brooks Management For Voted - For 2 Elect Linda A. Goodspeed Management For Voted - For 3 Elect Earl G. Graves, Jr. Management For Voted - For 4 Elect Enderson Guimaraes Management For Voted - For 5 Elect D. Bryan Jordan Management For Voted - For 6 Elect Gale V. King Management For Voted - For 7 Elect George R. Mrkonic, Jr. Management For Voted - For 8 Elect William C. Rhodes, III Management For Voted - For 9 Elect Jill Ann Soltau Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For AVALONBAY COMMUNITIES, INC. Security ID: 053484101 Ticker: AVB Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Glyn F. Aeppel Management For Voted - For 2 Elect Terry S. Brown Management For Voted - Against 3 Elect Alan B. Buckelew Management For Voted - For 4 Elect Ronald L. Havner, Jr. Management For Voted - For 5 Elect Stephen P. Hills Management For Voted - For 6 Elect Christopher B. Howard Management For Voted - For 2497 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Richard J. Lieb Management For Voted - For 8 Elect Nnenna Lynch Management For Voted - For 9 Elect Timothy J. Naughton Management For Voted - For 10 Elect Benjamin W. Schall Management For Voted - For 11 Elect Susan Swanezy Management For Voted - For 12 Elect W. Edward Walter Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against AVERY DENNISON CORPORATION Security ID: 053611109 Ticker: AVY Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bradley A. Alford Management For Voted - Against 2 Elect Anthony K. Anderson Management For Voted - Against 3 Elect Mitchell R. Butier Management For Voted - For 4 Elect Ken C. Hicks Management For Voted - For 5 Elect Andres A. Lopez Management For Voted - For 6 Elect Patrick T. Siewert Management For Voted - Against 7 Elect Julia A. Stewart Management For Voted - For 8 Elect Martha N. Sullivan Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against BAKER HUGHES COMPANY Security ID: 05722G100 Ticker: BKR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect W. Geoffrey Beattie Management For Voted - For 2 Elect Gregory D. Brenneman Management For Voted - For 3 Elect Cynthia B. Carroll Management For Voted - For 4 Elect Nelda J. Connors Management For Voted - For 5 Elect Michael R. Dumais Management For Voted - For 6 Elect Gregory L. Ebel Management For Voted - For 7 Elect Lynn L. Elsenhans Management For Voted - For 8 Elect John G. Rice Management For Voted - For 9 Elect Lorenzo Simonelli Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For BALL CORPORATION Security ID: 058498106 Ticker: BLL Meeting Date: 27-Apr-22 Meeting Type: Annual 1.1 Elect Dune E. Ives Management For Voted - For 1.2 Elect Georgia R. Nelson Management For Voted - For 2498 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Cynthia A. Niekamp Management For Voted - For 1.4 Elect Todd A. Penegor Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Repeal of Classified Board Management For Voted - For 5 Permit Shareholders to Amend the Bylaws Management For Voted - For BANK OF AMERICA CORPORATION Security ID: 060505583 Ticker: BAC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Sharon L. Allen Management For Voted - For 2 Elect Frank P. Bramble, Sr. Management For Voted - For 3 Elect Pierre J. P. de Weck Management For Voted - For 4 Elect Arnold W. Donald Management For Voted - For 5 Elect Linda P. Hudson Management For Voted - For 6 Elect Monica C. Lozano Management For Voted - For 7 Elect Brian T. Moynihan Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Clayton S. Rose Management For Voted - For 11 Elect Michael D. White Management For Voted - For 12 Elect Thomas D. Woods Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Elect Maria T. Zuber Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Ratification of Exclusive Forum Provision Management For Voted - Against 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 20 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against BATH & BODY WORKS, INC. Security ID: 070830104 Ticker: BBWI Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patricia S. Bellinger Management For Voted - For 2 Elect Alessandro Bogliolo Management For Voted - For 3 Elect Francis A. Hondal Management For Voted - For 4 Elect Danielle M. Lee Management For Voted - For 5 Elect Michael G. Morris Management For Voted - For 6 Elect Sarah E. Nash Management For Voted - For 7 Elect Juan Rajlin Management For Voted - For 8 Elect Stephen D. Steinour Management For Voted - For 9 Elect J.K. Symancyk Management For Voted - For 2499 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the Associate Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For BAXTER INTERNATIONAL INC. Security ID: 071813109 Ticker: BAX Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Jose E. Almeida Management For Voted - For 2 Elect Thomas F. Chen Management For Voted - For 3 Elect Peter S. Hellman Management For Voted - For 4 Elect Michael F. Mahoney Management For Voted - For 5 Elect Patricia Morrison Management For Voted - For 6 Elect Stephen N. Oesterle Management For Voted - For 7 Elect Nancy M. Schlichting Management For Voted - For 8 Elect Catherine R. Smith Management For Voted - For 9 Elect Albert P.L. Stroucken Management For Voted - For 10 Elect Amy M. Wendell Management For Voted - For 11 Elect David S. Wilkes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Permit Shareholders to Act by Written Consent Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against BECTON, DICKINSON AND COMPANY Security ID: 075887109 Ticker: BDX Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Catherine M. Burzik Management For Voted - For 2 Elect Carrie L. Byington Management For Voted - For 3 Elect R. Andrew Eckert Management For Voted - For 4 Elect Claire M. Fraser Management For Voted - For 5 Elect Jeffrey W. Henderson Management For Voted - For 6 Elect Christopher Jones Management For Voted - For 7 Elect Marshall O. Larsen Management For Voted - For 8 Elect David F. Melcher Management For Voted - For 9 Elect Thomas E. Polen Management For Voted - For 10 Elect Claire Pomeroy Management For Voted - For 11 Elect Timothy M. Ring Management For Voted - For 12 Elect Bertram L. Scott Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 2500 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - For BERKSHIRE HATHAWAY INC. Security ID: 084670702 Ticker: BRKA Meeting Date: 30-Apr-22 Meeting Type: Annual 1.1 Elect Warren E. Buffett Management For Voted - For 1.2 Elect Charles T. Munger Management For Voted - Withheld 1.3 Elect Gregory E. Abel Management For Voted - For 1.4 Elect Howard G. Buffett Management For Voted - For 1.5 Elect Susan A. Buffett Management For Voted - For 1.6 Elect Stephen B. Burke Management For Voted - Withheld 1.7 Elect Kenneth I. Chenault Management For Voted - Withheld 1.8 Elect Christopher C. Davis Management For Voted - For 1.9 Elect Susan L. Decker Management For Voted - Withheld 1.10 Elect David S. Gottesman Management For Voted - Withheld 1.11 Elect Charlotte Guyman Management For Voted - Withheld 1.12 Elect Ajit Jain Management For Voted - For 1.13 Elect Ronald L. Olson Management For Voted - For 1.14 Elect Wallace R. Weitz Management For Voted - For 1.15 Elect Meryl B. Witmer Management For Voted - For 2 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 3 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 4 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 5 Shareholder Proposal Regarding Diversity and Inclusion Reports Shareholder Against Voted - For BEST BUY CO., INC. Security ID: 086516101 Ticker: BBY Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Corie S. Barry Management For Voted - For 2 Elect Lisa M. Caputo Management For Voted - For 3 Elect J. Patrick Doyle Management For Voted - For 4 Elect David W. Kenny Management For Voted - For 5 Elect Mario J. Marte Management For Voted - For 6 Elect Karen A. McLoughlin Management For Voted - For 7 Elect Thomas L. Millner Management For Voted - For 8 Elect Claudia Fan Munce Management For Voted - For 9 Elect Richelle P. Parham Management For Voted - For 10 Elect Steven E. Rendle Management For Voted - For 11 Elect Eugene A. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 2501 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted BIOGEN INC. Security ID: 09062X103 Ticker: BIIB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Alexander J. Denner Management For Voted - Against 2 Elect Caroline D. Dorsa Management For Voted - For 3 Elect Maria C. Freire Management For Voted - For 4 Elect William A. Hawkins Management For Voted - For 5 Elect William D. Jones Management For Voted - For 6 Elect Jesus B. Mantas Management For Voted - Against 7 Elect Richard C. Mulligan Management For Voted - Against 8 Elect Stelios Papadopoulos Management For Voted - Against 9 Elect Eric K. Rowinsky Management For Voted - Against 10 Elect Stephen A. Sherwin Management For Voted - For 11 Elect Michel Vounatsos Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For BIO-RAD LABORATORIES, INC. Security ID: 090572207 Ticker: BIO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Melinda Litherland Management For Voted - Against 2 Elect Arnold A. Pinkston Management For Voted - Against 3 Ratification of Auditor Management For Voted - For BLACKROCK, INC. Security ID: 09247X101 Ticker: BLK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Bader M. Alsaad Management For Voted - For 2 Elect Pamela Daley Management For Voted - For 3 Elect Laurence D. Fink Management For Voted - For 4 Elect Beth E. Ford Management For Voted - For 5 Elect William E. Ford Management For Voted - For 6 Elect Fabrizio Freda Management For Voted - For 7 Elect Murry S. Gerber Management For Voted - For 8 Elect Margaret L. Johnson Management For Voted - For 9 Elect Robert S. Kapito Management For Voted - For 10 Elect Cheryl D. Mills Management For Voted - For 11 Elect Gordon M. Nixon Management For Voted - For 12 Elect Kristin C. Peck Management For Voted - For 13 Elect Charles H. Robbins Management For Voted - For 14 Elect Marco Antonio Slim Domit Management For Voted - For 15 Elect Hans E. Vestberg Management For Voted - For 2502 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Elect Susan L. Wagner Management For Voted - For 17 Elect Mark Wilson Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - Against 20 Shareholder Proposal Regarding Adopting Asset Management Practices Shareholder Against Voted - For BOOKING HOLDINGS INC. Security ID: 09857L108 Ticker: BKNG Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Timothy M. Armstrong Management For Voted - For 1.2 Elect Glenn D. Fogel Management For Voted - For 1.3 Elect Mirian M. Graddick-Weir Management For Voted - For 1.4 Elect Wei Hopeman Management For Voted - For 1.5 Elect Robert J. Mylod Jr. Management For Voted - For 1.6 Elect Charles H. Noski Management For Voted - For 1.7 Elect Nicholas J. Read Management For Voted - For 1.8 Elect Thomas E. Rothman Management For Voted - For 1.9 Elect Sumit Singh Management For Voted - For 1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 1.11 Elect Vanessa A. Wittman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance Shareholder Against Voted - For BORGWARNER INC. Security ID: 099724106 Ticker: BWA Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Sara A. Greenstein Management For Voted - For 2 Elect David S. Haffner Management For Voted - Against 3 Elect Michael S. Hanley Management For Voted - For 4 Elect Frederic B. Lissalde Management For Voted - For 5 Elect Paul A. Mascarenas Management For Voted - Against 6 Elect Shaun E. McAlmont Management For Voted - For 7 Elect Deborah D. McWhinney Management For Voted - For 8 Elect Alexis P. Michas Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Allow 10% of Shares to Request a Record Date to Initiate Shareholder Written Consent Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meeting Shareholder Against Voted - For 2503 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted BOSTON PROPERTIES, INC. Security ID: 101121101 Ticker: BXP Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Joel I. Klein Management For Voted - For 2 Elect Kelly A. Ayotte Management For Voted - For 3 Elect Bruce W. Duncan Management For Voted - For 4 Elect Carol B. Einiger Management For Voted - For 5 Elect Diane J. Hoskins Management For Voted - For 6 Elect Mary E. Kipp Management For Voted - For 7 Elect Douglas T. Linde Management For Voted - For 8 Elect Matthew J. Lustig Management For Voted - For 9 Elect Owen D. Thomas Management For Voted - For 10 Elect David A. Twardock Management For Voted - For 11 Elect William H. Walton, III Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the Non-Employee Director Compensation Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - Against BOSTON SCIENTIFIC CORPORATION Security ID: 101137107 Ticker: BSX Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Nelda J. Connors Management For Voted - For 2 Elect Charles J. Dockendorff Management For Voted - For 3 Elect Yoshiaki Fujimori Management For Voted - For 4 Elect Donna A. James Management For Voted - For 5 Elect Edward J. Ludwig Management For Voted - For 6 Elect Michael F. Mahoney Management For Voted - For 7 Elect David J. Roux Management For Voted - For 8 Elect John E. Sununu Management For Voted - For 9 Elect David S. Wichmann Management For Voted - For 10 Elect Ellen M. Zane Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Amendment to the 2006 Employee Stock Purchase Plan Management For Voted - For BRISTOL-MYERS SQUIBB COMPANY Security ID: 110122108 Ticker: BMY Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Peter J. Arduini Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Julia A. Haller Management For Voted - For 4 Elect Manuel Hidalgo Medina Management For Voted - For 2504 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Paula A. Price Management For Voted - For 6 Elect Derica W. Rice Management For Voted - For 7 Elect Theodore R. Samuels, II Management For Voted - For 8 Elect Gerald Storch Management For Voted - For 9 Elect Karen H. Vousden Management For Voted - For 10 Elect Phyllis R. Yale Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For BROADCOM INC. Security ID: 11135F101 Ticker: AVGO Meeting Date: 04-Apr-22 Meeting Type: Annual 1 Elect Diane M. Bryant Management For Voted - For 2 Elect Gayla J. Delly Management For Voted - For 3 Elect Raul J. Fernandez Management For Voted - For 4 Elect Eddy W. Hartenstein Management For Voted - For 5 Elect Check Kian Low Management For Voted - For 6 Elect Justine F. Page Management For Voted - For 7 Elect Dr. Henry S. Samueli Management For Voted - For 8 Elect Hock E. Tan Management For Voted - For 9 Elect Harry L. You Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against BROWN & BROWN, INC. Security ID: 115236101 Ticker: BRO Meeting Date: 04-May-22 Meeting Type: Annual 1.1 Elect J. Hyatt Brown Management For Voted - For 1.2 Elect Hugh M. Brown Management For Voted - For 1.3 Elect J. Powell Brown Management For Voted - For 1.4 Elect Lawrence L. Gellerstedt, III Management For Voted - For 1.5 Elect James C. Hays Management For Voted - For 1.6 Elect Theodore J. Hoepner Management For Voted - Withheld 1.7 Elect James S. Hunt Management For Voted - For 1.8 Elect Toni Jennings Management For Voted - For 1.9 Elect Timothy R.M. Main Management For Voted - For 1.10 Elect H. Palmer Proctor, Jr. Management For Voted - Withheld 1.11 Elect Wendell S. Reilly Management For Voted - Withheld 1.12 Elect Chilton D. Varner Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For 2505 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted C.H. ROBINSON WORLDWIDE, INC. Security ID: 12541W209 Ticker: CHRW Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Scott P. Anderson Management For Voted - Against 2 Elect Robert C. Biesterfeld Jr. Management For Voted - For 3 Elect Kermit R. Crawford Management For Voted - Against 4 Elect Timothy C. Gokey Management For Voted - Against 5 Elect Mark A. Goodburn Management For Voted - For 6 Elect Mary J. Steele Guilfoile Management For Voted - For 7 Elect Jodeen A. Kozlak Management For Voted - For 8 Elect Henry J. Maier Management For Voted - Against 9 Elect James B. Stake Management For Voted - For 10 Elect Paula C. Tolliver Management For Voted - For 11 Elect Henry W. Winship Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Approval of the 2022 Equity Incentive Plan Management For Voted - For CADENCE DESIGN SYSTEMS, INC. Security ID: 127387108 Ticker: CDNS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Adams Management For Voted - Against 2 Elect Ita M. Brennan Management For Voted - For 3 Elect Lewis Chew Management For Voted - For 4 Elect Anirudh Devgan Management For Voted - For 5 Elect Mary L. Krakauer Management For Voted - For 6 Elect Julia Liuson Management For Voted - For 7 Elect James D. Plummer Management For Voted - Against 8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - Against 9 Elect John B. Shoven Management For Voted - Against 10 Elect Young K. Sohn Management For Voted - For 11 Elect Lip-Bu Tan Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against CAESARS ENTERTAINMENT, INC. Security ID: 12769G100 Ticker: CZR Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Gary L. Carano Management For Voted - For 1.2 Elect Bonnie Biumi Management For Voted - For 1.3 Elect Jan Jones Blackhurst Management For Voted - For 2506 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.4 Elect Frank J. Fahrenkopf, Jr. Management For Voted - For 1.5 Elect Don R. Kornstein Management For Voted - For 1.6 Elect Courtney R. Mather Management For Voted - For 1.7 Elect Sandra D. Morgan Management For Voted - For 1.8 Elect Michael E. Pegram Management For Voted - For 1.9 Elect Thomas R. Reeg Management For Voted - For 1.10 Elect David P. Tomick Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For CAMPBELL SOUP COMPANY Security ID: 134429109 Ticker: CPB Meeting Date: 01-Dec-21 Meeting Type: Annual 1 Elect Fabiola R. Arredondo Management For Voted - For 2 Elect Howard M. Averill Management For Voted - For 3 Elect John P. Bilbrey Management For Voted - For 4 Elect Mark A. Clouse Management For Voted - For 5 Elect Bennett Dorrance Management For Voted - For 6 Elect Maria Teresa Hilado Management For Voted - For 7 Elect Grant H. Hill Management For Voted - For 8 Elect Sarah Hofstetter Management For Voted - For 9 Elect Marc B. Lautenbach Management For Voted - For 10 Elect Mary Alice D. Malone Management For Voted - For 11 Elect Keith R. McLoughlin Management For Voted - For 12 Elect Kurt Schmidt Management For Voted - For 13 Elect Archbold D. van Beuren Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For 17 Shareholder Proposal Regarding Virtual Shareholder Meetings Shareholder Against Voted - For CAPITAL ONE FINANCIAL CORPORATION Security ID: 14040H105 Ticker: COF Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Richard D. Fairbank Management For Voted - For 2 Elect Ime Archibong Management For Voted - For 3 Elect Christine R. Detrick Management For Voted - For 4 Elect Ann Fritz Hackett Management For Voted - For 5 Elect Peter Thomas Killalea Management For Voted - For 6 Elect Eli Leenaars Management For Voted - For 7 Elect Francois Locoh-Donou Management For Voted - For 8 Elect Peter E. Raskind Management For Voted - For 9 Elect Eileen Serra Management For Voted - For 10 Elect Mayo A. Shattuck III Management For Voted - For 2507 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Bradford H. Warner Management For Voted - For 12 Elect Catherine G. West Management For Voted - For 13 Elect Craig Anthony Williams Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against CARMAX, INC. Security ID: 143130102 Ticker: KMX Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Elect Peter J. Bensen Management For Voted - For 2 Elect Ronald E. Blaylock Management For Voted - For 3 Elect Sona Chawla Management For Voted - For 4 Elect Thomas J. Folliard Management For Voted - For 5 Elect Shira D. Goodman Management For Voted - For 6 Elect David W. McCreight Management For Voted - Against 7 Elect William D. Nash Management For Voted - For 8 Elect Mark F. O'Neil Management For Voted - For 9 Elect Pietro Satriano Management For Voted - Against 10 Elect Marcella Shinder Management For Voted - For 11 Elect Mitchell D. Steenrod Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For CARNIVAL CORPORATION & PLC Security ID: 143658300 Ticker: CCL Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Elect Micky Arison Management For Voted - For 2 Elect Jonathon Band Management For Voted - Against 3 Elect Jason G. Cahilly Management For Voted - For 4 Elect Helen Deeble Management For Voted - For 5 Elect Arnold W. Donald Management For Voted - For 6 Elect Jeffrey J. Gearhart Management For Voted - For 7 Elect Richard J. Glasier Management For Voted - Against 8 Elect Katie Lahey Management For Voted - For 9 Elect John Parker Management For Voted - Against 10 Elect Stuart Subotnick Management For Voted - Against 11 Elect Laura A. Weil Management For Voted - For 12 Elect Randall J. Weisenburger Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Remuneration Report Management For Voted - Against 15 Appointment of Auditor Management For Voted - Against 16 Authority to Set Auditor's Fees Management For Voted - For 17 Receipt of Accounts and Reports Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 2508 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authority to Repurchase Shares Management For Voted - For CARRIER GLOBAL CORPORATION Security ID: 14448C104 Ticker: CARR Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Jean-Pierre Garnier Management For Voted - Against 2 Elect David L. Gitlin Management For Voted - For 3 Elect John J. Greisch Management For Voted - Against 4 Elect Charles M. Holley, Jr. Management For Voted - For 5 Elect Michael M. McNamara Management For Voted - Against 6 Elect Michael A. Todman Management For Voted - For 7 Elect Virginia M. Wilson Management For Voted - For 8 Elect Beth A. Wozniak Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For CATERPILLAR INC. Security ID: 149123101 Ticker: CAT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Kelly A. Ayotte Management For Voted - For 2 Elect David L. Calhoun Management For Voted - For 3 Elect Daniel M. Dickinson Management For Voted - For 4 Elect Gerald Johnson Management For Voted - For 5 Elect David W. MacLennan Management For Voted - For 6 Elect Debra L. Reed-Klages Management For Voted - For 7 Elect Edward B. Rust, Jr. Management For Voted - For 8 Elect Susan C. Schwab Management For Voted - For 9 Elect D. James Umpleby III Management For Voted - For 10 Elect Rayford Wilkins Jr. Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Mitigation of Risks in Conflict-Affected and High-Risk Areas Shareholder Against Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CBOE GLOBAL MARKETS, INC. Security ID: 12503M108 Ticker: CBOE Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Edward T. Tilly Management For Voted - For 2509 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Eugene S. Sunshine Management For Voted - For 3 Elect William M. Farrow III Management For Voted - For 4 Elect Edward J. Fitzpatrick Management For Voted - For 5 Elect Ivan K. Fong Management For Voted - Against 6 Elect Janet P. Froetscher Management For Voted - For 7 Elect Jill R. Goodman Management For Voted - For 8 Elect Alexander J. Matturri, Jr. Management For Voted - For 9 Elect Jennifer J. McPeek Management For Voted - For 10 Elect Roderick A. Palmore Management For Voted - Against 11 Elect James Parisi Management For Voted - For 12 Elect Joseph P. Ratterman Management For Voted - For 13 Elect Jill E. Sommers Management For Voted - For 14 Elect Fredric J. Tomczyk Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For CBRE GROUP, INC. Security ID: 12504L109 Ticker: CBRE Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Brandon B. Boze Management For Voted - For 2 Elect Beth F. Cobert Management For Voted - For 3 Elect Reginald H. Gilyard Management For Voted - For 4 Elect Shira D. Goodman Management For Voted - For 5 Elect Christopher T. Jenny Management For Voted - For 6 Elect Gerardo I. Lopez Management For Voted - For 7 Elect Susan Meaney Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Robert E. Sulentic Management For Voted - For 10 Elect Sanjiv Yajnik Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CDW CORPORATION Security ID: 12514G108 Ticker: CDW Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Virginia C. Addicott Management For Voted - For 2 Elect James A. Bell Management For Voted - For 3 Elect Lynda M. Clarizio Management For Voted - For 4 Elect Paul J. Finnegan Management For Voted - For 5 Elect Anthony R. Foxx Management For Voted - For 6 Elect Christine A. Leahy Management For Voted - For 7 Elect Sanjay Mehrotra Management For Voted - For 2510 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect David W. Nelms Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Donna F. Zarcone Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For CELANESE CORPORATION Security ID: 150870103 Ticker: CE Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect William M. Brown Management For Voted - Against 3 Elect Edward G. Galante Management For Voted - For 4 Elect Rahul Ghai Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect David F. Hoffmeister Management For Voted - For 7 Elect Jay V. Ihlenfeld Management For Voted - For 8 Elect Deborah J. Kissire Management For Voted - For 9 Elect Michael Koenig Management For Voted - For 10 Elect Kim K.W. Rucker Management For Voted - For 11 Elect Lori J. Ryerkerk Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For CENTENE CORPORATION Security ID: 15135B101 Ticker: CNC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Orlando Ayala Management For Voted - For 2 Elect Kenneth A. Burdick Management For Voted - For 3 Elect H. James Dallas Management For Voted - Against 4 Elect Sarah M London Management For Voted - For 5 Elect Theodore R. Samuels, II Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Ratification of Auditor Management For Voted - For 8 Repeal of Classified Board Management For Voted - For 9 Advisory Proposal Regarding Shareholders' Right to Call Special Meetings Management For Voted - Against 10 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2511 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted CENTERPOINT ENERGY, INC. Security ID: 15189T107 Ticker: CNP Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Wendy Montoya Cloonan Management For Voted - For 2 Elect Earl M. Cummings Management For Voted - Against 3 Elect Christopher H. Franklin Management For Voted - For 4 Elect David J. Lesar Management For Voted - For 5 Elect Raquelle W. Lewis Management For Voted - For 6 Elect Martin H. Nesbitt Management For Voted - For 7 Elect Theodore F. Pound Management For Voted - Against 8 Elect Phillip R. Smith Management For Voted - Against 9 Elect Barry T. Smitherman Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Approval of the 2022 Long Term Incentive Plan Management For Voted - Against CERIDIAN HCM HOLDING INC. Security ID: 15677J108 Ticker: CDAY Meeting Date: 03-May-22 Meeting Type: Annual 1.1 Elect Brent B. Bickett Management For Voted - Withheld 1.2 Elect Ronald F. Clarke Management For Voted - Withheld 1.3 Elect Ganesh B. Rao Management For Voted - For 1.4 Elect Leagh E. Turner Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against CERNER CORPORATION Security ID: 156782104 Ticker: CERN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Mitchell E. Daniels, Jr. Management For Voted - Against 2 Elect Elder Granger Management For Voted - Against 3 Elect John J. Greisch Management For Voted - For 4 Elect Melinda J. Mount Management For Voted - For 5 Elect George A. Riedel Management For Voted - Against 6 Elect R. Halsey Wise Management For Voted - Against 7 Ratification of Auditor Management For Voted - Against 8 Advisory Vote on Executive Compensation Management For Voted - Against 9 Elimination of Supermajority Requirements for Certain Business Combination Transactions with Interested Stockholders Management For Voted - For 10 Elimination of Supermajority Requirements to Amend Bylaws Management For Voted - For 2512 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elimination of Supermajority Requirements to Amend Certain Provisions of the Certificate Management For Voted - For 12 Elimination of Supermajority Requirements to Remove Directors Management For Voted - For 13 Amendment to the 2011 Omnibus Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CF INDUSTRIES HOLDINGS, INC. Security ID: 125269100 Ticker: CF Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Javed Ahmed Management For Voted - Against 2 Elect Robert C. Arzbaecher Management For Voted - For 3 Elect Deborah L. DeHaas Management For Voted - For 4 Elect John W. Eaves Management For Voted - For 5 Elect Stephen J. Hagge Management For Voted - For 6 Elect Jesus Madrazo Management For Voted - Against 7 Elect Anne P. Noonan Management For Voted - For 8 Elect Michael J. Toelle Management For Voted - For 9 Elect Theresa E. Wagler Management For Voted - For 10 Elect Celso L. White Management For Voted - Against 11 Elect W. Anthony Will Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Approval of the 2022 Equity and Incentive Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Security ID: 159864107 Ticker: CRL Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect James C. Foster Management For Voted - For 2 Elect Nancy C. Andrews Management For Voted - For 3 Elect Robert J. Bertolini Management For Voted - For 4 Elect Deborah T. Kochevar Management For Voted - For 5 Elect George Llado, Sr. Management For Voted - For 6 Elect Martin Mackay Management For Voted - Against 7 Elect George E. Massaro Management For Voted - For 8 Elect C. Richard Reese Management For Voted - For 9 Elect Richard F. Wallman Management For Voted - For 10 Elect Virginia M. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 2513 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted CHARTER COMMUNICATIONS, INC. Security ID: 16119P108 Ticker: CHTR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect W. Lance Conn Management For Voted - For 2 Elect Kim C. Goodman Management For Voted - For 3 Elect Craig A. Jacobson Management For Voted - Against 4 Elect Gregory B. Maffei Management For Voted - Against 5 Elect John D. Markley, Jr. Management For Voted - Against 6 Elect David C. Merritt Management For Voted - For 7 Elect James E. Meyer Management For Voted - Against 8 Elect Steven A. Miron Management For Voted - For 9 Elect Balan Nair Management For Voted - Against 10 Elect Michael A. Newhouse Management For Voted - Against 11 Elect Mauricio Ramos Management For Voted - For 12 Elect Thomas M. Rutledge Management For Voted - For 13 Elect Eric L. Zinterhofer Management For Voted - Against 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 18 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For 19 Shareholder Proposal Regarding EEO-1 Reporting Shareholder Against Voted - For 20 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For CHEVRON CORPORATION Security ID: 166764100 Ticker: CVX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Wanda M. Austin Management For Voted - For 2 Elect John B. Frank Management For Voted - Against 3 Elect Alice P. Gast Management For Voted - For 4 Elect Enrique Hernandez, Jr. Management For Voted - For 5 Elect Marillyn A. Hewson Management For Voted - For 6 Elect Jon M. Huntsman, Jr. Management For Voted - For 7 Elect Charles W. Moorman IV Management For Voted - For 8 Elect Dambisa F. Moyo Management For Voted - For 9 Elect Debra L. Reed-Klages Management For Voted - For 10 Elect Ronald D. Sugar Management For Voted - For 11 Elect D. James Umpleby III Management For Voted - For 12 Elect Michael K. Wirth Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 2514 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis Shareholder Against Voted - For 18 Shareholder Proposal Regarding Methane Emission Disclosures Shareholder For Voted - For 19 Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments Shareholder Against Voted - For 20 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against CHIPOTLE MEXICAN GRILL, INC. Security ID: 169656105 Ticker: CMG Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Albert S. Baldocchi Management For Voted - For 1.2 Elect Matthew Carey Management For Voted - For 1.3 Elect Gregg L. Engles Management For Voted - For 1.4 Elect Patricia D. Fili-Krushel Management For Voted - For 1.5 Elect Mauricio Gutierrez Management For Voted - For 1.6 Elect Robin Hickenlooper Management For Voted - Withheld 1.7 Elect Scott H. Maw Management For Voted - For 1.8 Elect Brian Niccol Management For Voted - For 1.9 Elect Mary A. Winston Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Approval of the 2022 Stock Incentive Plan Management For Voted - For 5 Approval of the Employee Stock Purchase Plan Management For Voted - For 6 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 7 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For CHUBB LIMITED Security ID: H1467J104 Ticker: CB Meeting Date: 19-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Dividends from Reserves Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Election of Statutory Auditors Management For Voted - For 6 Ratification of Auditor Management For Voted - Against 7 Appointment of Special Auditor Management For Voted - For 8 Elect Evan G. Greenberg Management For Voted - For 9 Elect Michael P. Connors Management For Voted - For 10 Elect Michael G. Atieh Management For Voted - For 11 Elect Kathy Bonanno Management For Voted - For 2515 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Sheila P. Burke Management For Voted - For 13 Elect Mary A. Cirillo Management For Voted - For 14 Elect Robert J. Hugin Management For Voted - For 15 Elect Robert W. Scully Management For Voted - For 16 Elect Theodore E. Shasta Management For Voted - For 17 Elect David H. Sidwell Management For Voted - For 18 Elect Olivier Steimer Management For Voted - For 19 Elect Luis Tellez Management For Voted - For 20 Elect Frances F. Townsend Management For Voted - For 21 Elect Evan G. Greenberg as Chair Management For Voted - For 22 Elect Michael P. Connors Management For Voted - For 23 Elect Mary A. Cirillo Management For Voted - For 24 Elect Frances F. Townsend Management For Voted - For 25 Appointment of Independent Proxy (Switzerland) Management For Voted - For 26 Increased in Authorised Capital Management For Voted - For 27 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 28 Board Compensation Management For Voted - For 29 Executive Compensation Management For Voted - For 30 Advisory Vote on Executive Compensation Management For Voted - For 31 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For 32 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 33 Additional or Amended Proposals Management For Voted - Against CHURCH & DWIGHT CO., INC. Security ID: 171340102 Ticker: CHD Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bradlen S. Cashaw Management For Voted - For 2 Elect James R. Craigie Management For Voted - For 3 Elect Matthew T. Farrell Management For Voted - For 4 Elect Bradley C. Irwin Management For Voted - Against 5 Elect Penry W. Price Management For Voted - For 6 Elect Susan G. Saideman Management For Voted - For 7 Elect Ravichandra K. Saligram Management For Voted - Against 8 Elect Robert K. Shearer Management For Voted - For 9 Elect Janet S. Vergis Management For Voted - For 10 Elect Arthur B. Winkleblack Management For Voted - For 11 Elect Laurie J. Yoler Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Amendment to the Omnibus Equity Compensation Plan Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2516 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted CIGNA CORPORATION Security ID: 125523100 Ticker: CI Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect David M. Cordani Management For Voted - For 2 Elect William J. DeLaney Management For Voted - For 3 Elect Eric J. Foss Management For Voted - For 4 Elect Dr. Elder Granger Management For Voted - For 5 Elect Neesha Hathi Management For Voted - For 6 Elect George Kurian Management For Voted - For 7 Elect Kathleen M. Mazzarella Management For Voted - For 8 Elect Mark B. McClellan Management For Voted - For 9 Elect Kimberly A. Ross Management For Voted - For 10 Elect Eric C. Wiseman Management For Voted - For 11 Elect Donna F. Zarcone Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For CINCINNATI FINANCIAL CORPORATION Security ID: 172062101 Ticker: CINF Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Thomas J. Aaron Management For Voted - For 2 Elect William F. Bahl Management For Voted - Against 3 Elect Nancy C. Benacci Management For Voted - For 4 Elect Linda W. Clement-Holmes Management For Voted - For 5 Elect Dirk J. Debbink Management For Voted - For 6 Elect Steven J. Johnston Management For Voted - For 7 Elect Jill P. Meyer Management For Voted - For 8 Elect David P. Osborn Management For Voted - For 9 Elect Gretchen W. Schar Management For Voted - For 10 Elect Charles O. Schiff Management For Voted - For 11 Elect Douglas S. Skidmore Management For Voted - For 12 Elect John F. Steele, Jr. Management For Voted - For 13 Elect Larry R. Webb Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 2517 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted CISCO SYSTEMS, INC. Security ID: 17275R102 Ticker: CSCO Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Wesley G. Bush Management For Voted - For 3 Elect Michael D. Capellas Management For Voted - For 4 Elect Mark Garrett Management For Voted - For 5 Elect John D. Harris II Management For Voted - For 6 Elect Kristina M. Johnson Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - For 8 Elect Charles H. Robbins Management For Voted - For 9 Elect Brenton L. Saunders Management For Voted - Against 10 Elect Lisa T. Su Management For Voted - For 11 Elect Marianna Tessel Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against CITIGROUP INC. Security ID: 172967424 Ticker: C Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Ellen M. Costello Management For Voted - For 2 Elect Grace E. Dailey Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 4 Elect John C. Dugan Management For Voted - For 5 Elect Jane N. Fraser Management For Voted - For 6 Elect Duncan P. Hennes Management For Voted - For 7 Elect Peter B. Henry Management For Voted - For 8 Elect S. Leslie Ireland Management For Voted - For 9 Elect Renee J. James Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Diana L. Taylor Management For Voted - For 12 Elect James S. Turley Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Amendment to the 2019 Stock Incentive Plan Management For Voted - For 16 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples Shareholder Against Voted - For 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 20 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 2518 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted CITIZENS FINANCIAL GROUP, INC. Security ID: 174610105 Ticker: CFG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Bruce Van Saun Management For Voted - For 2 Elect Lee Alexander Management For Voted - For 3 Elect Christine M. Cumming Management For Voted - For 4 Elect Kevin Cummings Management For Voted - For 5 Elect William P. Hankowsky Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Robert G. Leary Management For Voted - For 8 Elect Terrance J. Lillis Management For Voted - For 9 Elect Michele N. Siekerka Management For Voted - For 10 Elect Shivan S. Subramaniam Management For Voted - For 11 Elect Christopher J. Swift Management For Voted - For 12 Elect Wendy A. Watson Management For Voted - For 13 Elect Marita Zuraitis Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Elimination of Supermajority Requirement Management For Voted - For CITRIX SYSTEMS, INC. Security ID: 177376100 Ticker: CTXS Meeting Date: 21-Apr-22 Meeting Type: Special 1 Merger Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For CME GROUP INC. Security ID: 12572Q105 Ticker: CME Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Terrence A. Duffy Management For Voted - For 2 Elect Timothy S. Bitsberger Management For Voted - For 3 Elect Charles P. Carey Management For Voted - For 4 Elect Dennis H. Chookaszian Management For Voted - For 5 Elect Bryan T. Durkin Management For Voted - For 6 Elect Ana Dutra Management For Voted - For 7 Elect Martin J. Gepsman Management For Voted - Against 8 Elect Larry G. Gerdes Management For Voted - Against 9 Elect Daniel R. Glickman Management For Voted - Against 10 Elect Daniel G. Kaye Management For Voted - For 11 Elect Phyllis M. Lockett Management For Voted - For 12 Elect Deborah J. Lucas Management For Voted - For 2519 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Terry L. Savage Management For Voted - For 14 Elect Rahael Seifu Management For Voted - For 15 Elect William R. Shepard Management For Voted - For 16 Elect Howard J. Siegel Management For Voted - For 17 Elect Dennis A. Suskind Management For Voted - Against 18 Ratification of Auditor Management For Voted - Against 19 Advisory Vote on Executive Compensation Management For Voted - Against 20 Amendment to the Omnibus Stock Plan Management For Voted - For 21 Amendment to the Director Stock Plan Management For Voted - For 22 Amendment to the Employee Stock Purchase Plan Management For Voted - For CMS ENERGY CORPORATION Security ID: 125896100 Ticker: CMS Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Jon E. Barfield Management For Voted - For 2 Elect Deborah H. Butler Management For Voted - For 3 Elect Kurt L. Darrow Management For Voted - For 4 Elect William D. Harvey Management For Voted - For 5 Elect Garrick J. Rochow Management For Voted - For 6 Elect John G. Russell Management For Voted - For 7 Elect Suzanne F. Shank Management For Voted - For 8 Elect Myrna M. Soto Management For Voted - For 9 Elect John G. Sznewajs Management For Voted - For 10 Elect Ronald J. Tanski Management For Voted - For 11 Elect Laura H. Wright Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Security ID: 192446102 Ticker: CTSH Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Zein Abdalla Management For Voted - For 2 Elect Vinita K. Bali Management For Voted - For 3 Elect Maureen Breakiron-Evans Management For Voted - For 4 Elect Archana Deskus Management For Voted - For 5 Elect John M. Dineen Management For Voted - For 6 Elect Brian Humphries Management For Voted - For 7 Elect Leo S. Mackay, Jr. Management For Voted - For 8 Elect Michael Patsalos-Fox Management For Voted - For 9 Elect Stephen J. Rohleder Management For Voted - For 10 Elect Joseph M. Velli Management For Voted - For 11 Elect Sandra S. Wijnberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 2520 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against COLGATE-PALMOLIVE COMPANY Security ID: 194162103 Ticker: CL Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect John P. Bilbrey Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Lisa M. Edwards Management For Voted - For 4 Elect C. Martin Harris Management For Voted - For 5 Elect Martina Hund-Mejean Management For Voted - For 6 Elect Kimberly A. Nelson Management For Voted - For 7 Elect Lorrie M. Norrington Management For Voted - For 8 Elect Michael B. Polk Management For Voted - For 9 Elect Stephen I. Sadove Management For Voted - For 10 Elect Noel R. Wallace Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against COMCAST CORPORATION Security ID: 20030N101 Ticker: CMCSA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kenneth J. Bacon Management For Voted - Withheld 1.2 Elect Madeline S. Bell Management For Voted - For 1.3 Elect Edward D. Breen Management For Voted - Withheld 1.4 Elect Gerald L. Hassell Management For Voted - For 1.5 Elect Jeffrey A. Honickman Management For Voted - Withheld 1.6 Elect Maritza Gomez Montiel Management For Voted - For 1.7 Elect Asuka Nakahara Management For Voted - For 1.8 Elect David C. Novak Management For Voted - For 1.9 Elect Brian L. Roberts Management For Voted - For 2 Advisory vote on executive compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 5 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For 6 Shareholder Proposal Regarding EEO Policy Risk Report Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For 2521 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options Shareholder Against Voted - Against COMERICA INCORPORATED Security ID: 200340107 Ticker: CMA Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Michael E. Collins Management For Voted - For 2 Elect Roger A. Cregg Management For Voted - For 3 Elect Curtis C. Farmer Management For Voted - For 4 Elect Nancy Flores Management For Voted - For 5 Elect Jacqueline P. Kane Management For Voted - For 6 Elect Richard G. Lindner Management For Voted - For 7 Elect Barbara R. Smith Management For Voted - For 8 Elect Robert S. Taubman Management For Voted - For 9 Elect Reginald M. Turner, Jr. Management For Voted - For 10 Elect Nina Vaca Management For Voted - For 11 Elect Michael G. Van de Ven Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For CONOCOPHILLIPS Security ID: 20825C104 Ticker: COP Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect C. Maury Devine Management For Voted - For 2 Elect Jody L. Freeman Management For Voted - For 3 Elect Gay Huey Evans Management For Voted - For 4 Elect Jeffrey A. Joerres Management For Voted - For 5 Elect Ryan M. Lance Management For Voted - For 6 Elect Timothy A. Leach Management For Voted - For 7 Elect William H. McRaven Management For Voted - For 8 Elect Sharmila Mulligan Management For Voted - For 9 Elect Eric D. Mullins Management For Voted - For 10 Elect Arjun N. Murti Management For Voted - For 11 Elect Robert A. Niblock Management For Voted - For 12 Elect David T. Seaton Management For Voted - For 13 Elect R. A. Walker Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Elimination of Supermajority Requirement Management For Voted - For 17 Advisory Vote on Right to Call Special Meeting Management For Voted - Against 18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 20 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 2522 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted CONSOLIDATED EDISON, INC. Security ID: 209115104 Ticker: ED Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Timothy P. Cawley Management For Voted - For 2 Elect Ellen V. Futter Management For Voted - For 3 Elect John F. Killian Management For Voted - For 4 Elect Karol V. Mason Management For Voted - For 5 Elect John McAvoy Management For Voted - For 6 Elect Dwight A. McBride Management For Voted - For 7 Elect William J. Mulrow Management For Voted - For 8 Elect Armando J. Olivera Management For Voted - For 9 Elect Michael W. Ranger Management For Voted - For 10 Elect Linda S. Sanford Management For Voted - For 11 Elect Deirdre Stanley Management For Voted - For 12 Elect L. Frederick Sutherland Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For COPART, INC. Security ID: 217204106 Ticker: CPRT Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Elect Willis J. Johnson Management For Voted - For 2 Elect A. Jayson Adair Management For Voted - For 3 Elect Matt Blunt Management For Voted - For 4 Elect Steven D. Cohan Management For Voted - For 5 Elect Daniel J. Englander Management For Voted - Against 6 Elect James E. Meeks Management For Voted - For 7 Elect Thomas N. Tryforos Management For Voted - Against 8 Elect Diane M. Morefield Management For Voted - For 9 Elect Stephen Fisher Management For Voted - For 10 Elect Cherylyn Harley LeBon Management For Voted - For 11 Elect Carl Sparks Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For CORNING INCORPORATED Security ID: 219350105 Ticker: GLW Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Donald W. Blair Management For Voted - For 2 Elect Leslie A. Brun Management For Voted - For 3 Elect Stephanie A. Burns Management For Voted - For 4 Elect Richard T. Clark Management For Voted - Against 2523 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Pamela J. Craig Management For Voted - For 6 Elect Robert F. Cummings, Jr. Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - Against 8 Elect Deborah Ann Henretta Management For Voted - For 9 Elect Daniel P. Huttenlocher Management For Voted - For 10 Elect Kurt M. Landgraf Management For Voted - For 11 Elect Kevin J. Martin Management For Voted - Against 12 Elect Deborah D. Rieman Management For Voted - For 13 Elect Hansel E. Tookes II Management For Voted - Against 14 Elect Wendell P. Weeks Management For Voted - For 15 Elect Mark S. Wrighton Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - Against 17 Ratification of Auditor Management For Voted - Against CORTEVA, INC. Security ID: 22052L104 Ticker: CTVA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Lamberto Andreotti Management For Voted - For 2 Elect Klaus A. Engel Management For Voted - For 3 Elect David C. Everitt Management For Voted - For 4 Elect Janet Plaut Giesselman Management For Voted - For 5 Elect Karen H. Grimes Management For Voted - For 6 Elect Michael O. Johanns Management For Voted - For 7 Elect Rebecca B. Liebert Management For Voted - For 8 Elect Marcos Marinho Lutz Management For Voted - For 9 Elect Charles V. Magro Management For Voted - For 10 Elect Nayaki R. Nayyar Management For Voted - For 11 Elect Gregory R. Page Management For Voted - For 12 Elect Kerry J. Preete Management For Voted - For 13 Elect Patrick J. Ward Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against COSTCO WHOLESALE CORPORATION Security ID: 22160K105 Ticker: COST Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Susan L. Decker Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - For 3 Elect Richard A. Galanti Management For Voted - Against 4 Elect Hamilton E. James Management For Voted - For 5 Elect W. Craig Jelinek Management For Voted - For 6 Elect Sally Jewell Management For Voted - For 7 Elect Charles T. Munger Management For Voted - Against 8 Elect Jeffrey S. Raikes Management For Voted - Against 9 Elect John W. Stanton Management For Voted - For 2524 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Mary Agnes Wilderotter Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Racial Justice and Food Equity Shareholder Against Voted - For COTERRA ENERGY INC. Security ID: 127097103 Ticker: CTRA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Dorothy M. Ables Management For Voted - For 2 Elect Robert S. Boswell Management For Voted - For 3 Elect Amanda M. Brock Management For Voted - Against 4 Elect Dan O. Dinges Management For Voted - For 5 Elect Paul N. Eckley Management For Voted - For 6 Elect Hans Helmerich Management For Voted - For 7 Elect Thomas E. Jorden Management For Voted - For 8 Elect Lisa A. Stewart Management For Voted - For 9 Elect Frances M. Vallejo Management For Voted - For 10 Elect Marcus A. Watts Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For CROWN CASTLE INTERNATIONAL CORP. Security ID: 22822V101 Ticker: CCI Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect P. Robert Bartolo Management For Voted - For 2 Elect Jay A. Brown Management For Voted - For 3 Elect Cindy Christy Management For Voted - For 4 Elect Ari Q. Fitzgerald Management For Voted - For 5 Elect Andrea J. Goldsmith Management For Voted - For 6 Elect Tammy K. Jones Management For Voted - Against 7 Elect Anthony J. Melone Management For Voted - For 8 Elect W. Benjamin Moreland Management For Voted - For 9 Elect Kevin A. Stephens Management For Voted - For 10 Elect Matthew Thornton III Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 2525 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted CSX CORPORATION Security ID: 126408103 Ticker: CSX Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Donna M. Alvarado Management For Voted - For 2 Elect Thomas P. Bostick Management For Voted - Against 3 Elect James M. Foote Management For Voted - For 4 Elect Steven T. Halverson Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - Against 6 Elect David M. Moffett Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Suzanne M. Vautrinot Management For Voted - For 9 Elect James L. Wainscott Management For Voted - For 10 Elect J. Steven Whisler Management For Voted - For 11 Elect John J. Zillmer Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For CUMMINS INC. Security ID: 231021106 Ticker: CMI Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect N. Thomas Linebarger Management For Voted - For 2 Elect Jennifer W. Rumsey Management For Voted - For 3 Elect Robert J. Bernhard Management For Voted - For 4 Elect Franklin R. Chang Diaz Management For Voted - For 5 Elect Bruno V. Di Leo Allen Management For Voted - For 6 Elect Stephen B. Dobbs Management For Voted - For 7 Elect Carla A. Harris Management For Voted - For 8 Elect Robert K. Herdman Management For Voted - For 9 Elect Thomas J. Lynch Management For Voted - For 10 Elect William I. Miller Management For Voted - For 11 Elect Georgia R. Nelson Management For Voted - For 12 Elect Kimberly A. Nelson Management For Voted - For 13 Elect Karen H. Quintos Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For CVS HEALTH CORPORATION Security ID: 126650100 Ticker: CVS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Fernando Aguirre Management For Voted - For 2 Elect C. David Brown II Management For Voted - For 2526 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Alecia A. DeCoudreaux Management For Voted - For 4 Elect Nancy-Ann DeParle Management For Voted - For 5 Elect Roger N. Farah Management For Voted - For 6 Elect Anne M. Finucane Management For Voted - For 7 Elect Edward J. Ludwig Management For Voted - For 8 Elect Karen S. Lynch Management For Voted - For 9 Elect Jean-Pierre Millon Management For Voted - For 10 Elect Mary L. Schapiro Management For Voted - For 11 Elect William C. Weldon Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - For D.R. HORTON, INC. Security ID: 23331A109 Ticker: DHI Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Donald R. Horton Management For Voted - For 2 Elect Barbara K. Allen Management For Voted - For 3 Elect Brad S. Anderson Management For Voted - For 4 Elect Michael R. Buchanan Management For Voted - Against 5 Elect Benjamin S. Carson, Sr. Management For Voted - For 6 Elect Michael W. Hewatt Management For Voted - For 7 Elect Maribess L. Miller Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - Against 9 Ratification of Auditor Management For Voted - For DANAHER CORPORATION Security ID: 235851102 Ticker: DHR Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Rainer M. Blair Management For Voted - For 2 Elect Linda P. Hefner Filler Management For Voted - Against 3 Elect Teri L. List Management For Voted - For 4 Elect Walter G. Lohr, Jr. Management For Voted - For 5 Elect Jessica L. Mega Management For Voted - For 6 Elect Mitchell P. Rales Management For Voted - For 7 Elect Steven M. Rales Management For Voted - For 8 Elect Pardis C. Sabeti Management For Voted - For 9 Elect A. Shane Sanders Management For Voted - For 10 Elect John T. Schwieters Management For Voted - For 2527 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Alan G. Spoon Management For Voted - For 12 Elect Raymond C. Stevens Management For Voted - For 13 Elect Elias A. Zerhouni Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For DAVITA INC. Security ID: 23918K108 Ticker: DVA Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Pamela M. Arway Management For Voted - For 2 Elect Charles G. Berg Management For Voted - For 3 Elect Barbara J. Desoer Management For Voted - For 4 Elect Paul J. Diaz Management For Voted - For 5 Elect Jason M. Hollar Management For Voted - For 6 Elect Gregory J. Moore Management For Voted - For 7 Elect John M. Nehra Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Phyllis R. Yale Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DEERE & COMPANY Security ID: 244199105 Ticker: DE Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Leanne G. Caret Management For Voted - For 2 Elect Tamra A. Erwin Management For Voted - For 3 Elect Alan C. Heuberger Management For Voted - For 4 Elect Charles O. Holliday, Jr. Management For Voted - For 5 Elect Michael O. Johanns Management For Voted - For 6 Elect Clayton M. Jones Management For Voted - For 7 Elect John C. May Management For Voted - For 8 Elect Gregory R. Page Management For Voted - For 9 Elect Sherry M. Smith Management For Voted - For 10 Elect Dmitri L. Stockton Management For Voted - For 11 Elect Sheila G. Talton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Approval of the Non-Employee Director Stock Ownership Plan Management For Voted - For 15 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For 2528 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted DELTA AIR LINES, INC. Security ID: 247361702 Ticker: DAL Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Edward H. Bastian Management For Voted - For 2 Elect Francis S. Blake Management For Voted - Against 3 Elect Ashton Carter Management For Voted - Against 4 Elect Greg Creed Management For Voted - For 5 Elect David G. DeWalt Management For Voted - Against 6 Elect William H. Easter III Management For Voted - Against 7 Elect Leslie D. Hale Management For Voted - Against 8 Elect Christopher A. Hazleton Management For Voted - For 9 Elect Michael P. Huerta Management For Voted - Against 10 Elect Jeanne P. Jackson Management For Voted - For 11 Elect George N. Mattson Management For Voted - Against 12 Elect Sergio A. L. Rial Management For Voted - Against 13 Elect David. S. Taylor Management For Voted - For 14 Elect Kathy N. Waller Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Ratification of Auditor Management For Voted - For 17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For DENTSPLY SIRONA INC. Security ID: 24906P109 Ticker: XRAY Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Eric K. Brandt Management For Voted - For 2 Elect Donald M. Casey Management For Voted - Abstain 3 Elect Willie A. Deese Management For Voted - For 4 Elect John P. Groetelaars Management For Voted - For 5 Elect Betsy D. Holden Management For Voted - For 6 Elect Clyde R. Hosein Management For Voted - For 7 Elect Harry M. Jansen Kraemer, Jr. Management For Voted - For 8 Elect Gregory T. Lucier Management For Voted - For 9 Elect Leslie F. Varon Management For Voted - For 10 Elect Janet S. Vergis Management For Voted - For 11 Elect Dorothea Wenzel Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of Exclusive Forum Provisions Management For Voted - Against 2529 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted DEVON ENERGY CORPORATION Security ID: 25179M103 Ticker: DVN Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Barbara M. Baumann Management For Voted - For 1.2 Elect John E. Bethancourt Management For Voted - For 1.3 Elect Ann G. Fox Management For Voted - For 1.4 Elect David A. Hager Management For Voted - For 1.5 Elect Kelt Kindick Management For Voted - Withheld 1.6 Elect John Krenicki, Jr. Management For Voted - For 1.7 Elect Karl F. Kurz Management For Voted - Withheld 1.8 Elect Robert A. Mosbacher, Jr. Management For Voted - Withheld 1.9 Elect Richard E. Muncrief Management For Voted - For 1.10 Elect Duane C. Radtke Management For Voted - For 1.11 Elect Valerie M. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For DEXCOM, INC. Security ID: 252131107 Ticker: DXCM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Steven R. Altman Management For Voted - Against 2 Elect Barbara E. Kahn Management For Voted - For 3 Elect Kyle Malady Management For Voted - Against 4 Elect Jay S. Skyler Management For Voted - Against 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Stock Split Management For Voted - For DIAMONDBACK ENERGY, INC. Security ID: 25278X109 Ticker: FANG Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Travis D. Stice Management For Voted - Against 2 Elect Vincent K. Brooks Management For Voted - Against 3 Elect Michael P. Cross Management For Voted - Against 4 Elect David L. Houston Management For Voted - Against 5 Elect Stephanie K. Mains Management For Voted - For 6 Elect Mark L. Plaumann Management For Voted - Against 7 Elect Melanie M. Trent Management For Voted - For 8 Elect Steven E. West Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 2530 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted DIGITAL REALTY TRUST, INC. Security ID: 253868103 Ticker: DLR Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Elect Laurence A. Chapman Management For Voted - Against 2 Elect Alexis Black Bjorlin Management For Voted - Against 3 Elect VeraLinn Jamieson Management For Voted - For 4 Elect Kevin J. Kennedy Management For Voted - Against 5 Elect William G. LaPerch Management For Voted - Against 6 Elect Jean F.H.P. Mandeville Management For Voted - For 7 Elect Afshin Mohebbi Management For Voted - For 8 Elect Mark R. Patterson Management For Voted - Against 9 Elect Mary Hogan Preusse Management For Voted - For 10 Elect Dennis E. Singleton Management For Voted - For 11 Elect A. William Stein Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For DISCOVER FINANCIAL SERVICES Security ID: 254709108 Ticker: DFS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Jeffrey S. Aronin Management For Voted - For 2 Elect Mary K. Bush Management For Voted - For 3 Elect Gregory C. Case Management For Voted - For 4 Elect Candace H. Duncan Management For Voted - For 5 Elect Joseph F. Eazor Management For Voted - For 6 Elect Cynthia A. Glassman Management For Voted - For 7 Elect Roger C. Hochschild Management For Voted - For 8 Elect Thomas G. Maheras Management For Voted - For 9 Elect Michael H. Moskow Management For Voted - For 10 Elect David L. Rawlinson II Management For Voted - For 11 Elect Mark A. Thierer Management For Voted - For 12 Elect Jennifer L. Wong Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For DISCOVERY, INC. Security ID: 25470F104 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Increase in Authorized Preferred Stock Management For Voted - For 2531 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Repeal of Classified Board Management For Voted - For 5 Additional Bundled Amendments Management For Voted - For 6 AT&T Transaction Management For Voted - For 7 Advisory Vote on Golden Parachutes Management For Voted - Against Meeting Date: 08-Apr-22 Meeting Type: Annual 1.1 Elect Paul A. Gould Management For Voted - Withheld 1.2 Elect Kenneth W. Lowe Management For Voted - Withheld 1.3 Elect Daniel E. Sanchez Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Approval of the Stock Incentive Plan Management For Voted - Against DISCOVERY, INC. Security ID: 25470F302 Ticker: DISCA Meeting Date: 11-Mar-22 Meeting Type: Special 1 Reclassification of Share Classes Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Attendance Management N/A Take No Action DISH NETWORK CORPORATION Security ID: 25470M109 Ticker: DISH Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Kathleen Q. Abernathy Management For Voted - Withheld 1.2 Elect George R. Brokaw Management For Voted - Withheld 1.3 Elect W. Erik Carlson Management For Voted - For 1.4 Elect James DeFranco Management For Voted - For 1.5 Elect Cantey M. Ergen Management For Voted - For 1.6 Elect Charles W. Ergen Management For Voted - Withheld 1.7 Elect Tom A. Ortolf Management For Voted - Withheld 1.8 Elect Joseph T. Proietti Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DOLLAR GENERAL CORPORATION Security ID: 256677105 Ticker: DG Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Warren F. Bryant Management For Voted - For 2 Elect Michael M. Calbert Management For Voted - Against 3 Elect Patricia D. Fili-Krushel Management For Voted - For 2532 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Timothy I. McGuire Management For Voted - For 5 Elect William C. Rhodes, III Management For Voted - For 6 Elect Debra A. Sandler Management For Voted - For 7 Elect Ralph E. Santana Management For Voted - Against 8 Elect Todd J. Vasos Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - Against 11 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For DOLLAR TREE, INC. Security ID: 256746108 Ticker: DLTR Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Elect Thomas W. Dickson Management For Voted - For 2 Elect Richard W. Dreiling Management For Voted - Against 3 Elect Cheryl W. Grise Management For Voted - For 4 Elect Daniel J. Heinrich Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - For 6 Elect Edward J. Kelly, III Management For Voted - For 7 Elect Mary A. Laschinger Management For Voted - For 8 Elect Jeffrey G. Naylor Management For Voted - For 9 Elect Winnie Y. Park Management For Voted - For 10 Elect Bertram L. Scott Management For Voted - For 11 Elect Stephanie P. Stahl Management For Voted - For 12 Elect Michael A. Witynski Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Ratification of Auditor Management For Voted - Against 15 Permit Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For DOMINION ENERGY, INC. Security ID: 25746U109 Ticker: D Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect James A. Bennett Management For Voted - For 2 Elect Robert M. Blue Management For Voted - For 3 Elect Helen E. Dragas Management For Voted - For 4 Elect James O. Ellis, Jr. Management For Voted - Against 5 Elect D. Maybank Hagood Management For Voted - For 6 Elect Ronald W. Jibson Management For Voted - For 7 Elect Mark J. Kington Management For Voted - For 8 Elect Joseph M. Rigby Management For Voted - Against 9 Elect Pamela L. Royal Management For Voted - For 10 Elect Robert H. Spilman, Jr. Management For Voted - Against 11 Elect Susan N. Story Management For Voted - For 2533 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Michael E. Szymanczyk Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Medium-Term Targets For Scope 3 GHG Emissions Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Stranded Asset Risk Shareholder N/A Voted - For DOMINO'S PIZZA, INC. Security ID: 25754A201 Ticker: DPZ Meeting Date: 26-Apr-22 Meeting Type: Annual 1.1 Elect David A. Brandon Management For Voted - Withheld 1.2 Elect C. Andrew Ballard Management For Voted - For 1.3 Elect Andrew B. Balson Management For Voted - For 1.4 Elect Corie S. Barry Management For Voted - For 1.5 Elect Diana F. Cantor Management For Voted - For 1.6 Elect Richard L. Federico Management For Voted - For 1.7 Elect James A. Goldman Management For Voted - For 1.8 Elect Patricia E. Lopez Management For Voted - For 1.9 Elect Russell J. Weiner Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For DOVER CORPORATION Security ID: 260003108 Ticker: DOV Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Deborah L. DeHaas Management For Voted - For 2 Elect H. John Gilbertson, Jr. Management For Voted - For 3 Elect Kristiane C. Graham Management For Voted - For 4 Elect Michael F. Johnston Management For Voted - For 5 Elect Eric A. Spiegel Management For Voted - For 6 Elect Richard J. Tobin Management For Voted - For 7 Elect Stephen M. Todd Management For Voted - For 8 Elect Stephen K. Wagner Management For Voted - For 9 Elect Keith E. Wandell Management For Voted - For 10 Elect Mary A. Winston Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - Against 2534 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted DOW INC. Security ID: 260557103 Ticker: DOW Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Gaurdie E. Banister, Jr. Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Richard K. Davis Management For Voted - For 5 Elect Jerri L. DeVard Management For Voted - For 6 Elect Debra L. Dial Management For Voted - For 7 Elect Jeff M. Fettig Management For Voted - For 8 Elect Jim Fitterling Management For Voted - For 9 Elect Jacqueline C. Hinman Management For Voted - For 10 Elect Luis A. Moreno Management For Voted - For 11 Elect Jill S. Wyant Management For Voted - For 12 Elect Daniel W. Yohannes Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For DTE ENERGY COMPANY Security ID: 233331107 Ticker: DTE Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect David A. Brandon Management For Voted - For 1.2 Elect Charles G. McClure, Jr. Management For Voted - Withheld 1.3 Elect Gail J. McGovern Management For Voted - For 1.4 Elect Mark A. Murray Management For Voted - For 1.5 Elect Gerardo Norcia Management For Voted - For 1.6 Elect Ruth G. Shaw Management For Voted - For 1.7 Elect Robert C. Skaggs, Jr. Management For Voted - For 1.8 Elect David A. Thomas Management For Voted - For 1.9 Elect Gary Torgow Management For Voted - For 1.10 Elect James H. Vandenberghe Management For Voted - Withheld 1.11 Elect Valerie M. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Integration of Full Scope 3 GHG Emissions Shareholder Against Voted - For 2535 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted DUKE ENERGY CORPORATION Security ID: 26441C204 Ticker: DUK Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Derrick Burks Management For Voted - For 1.2 Elect Annette K. Clayton Management For Voted - For 1.3 Elect Theodore F. Craver, Jr. Management For Voted - For 1.4 Elect Robert M. Davis Management For Voted - For 1.5 Elect Caroline D. Dorsa Management For Voted - For 1.6 Elect W. Roy Dunbar Management For Voted - For 1.7 Elect Nicholas C. Fanandakis Management For Voted - For 1.8 Elect Lynn J. Good Management For Voted - For 1.9 Elect John T. Herron Management For Voted - For 1.10 Elect Idalene F. Kesner Management For Voted - For 1.11 Elect E. Marie McKee Management For Voted - For 1.12 Elect Michael J. Pacilio Management For Voted - For 1.13 Elect Thomas E. Skains Management For Voted - For 1.14 Elect William E. Webster, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against DUKE REALTY CORPORATION Security ID: 264411505 Ticker: DRE Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Elect John P. Case Management For Voted - For 2 Elect James B. Connor Management For Voted - For 3 Elect Tamara D. Fischer Management For Voted - For 4 Elect Norman K. Jenkins Management For Voted - For 5 Elect Kelly T. Killingsworth Management For Voted - For 6 Elect Melanie R. Sabelhaus Management For Voted - For 7 Elect Peter M. Scott III Management For Voted - For 8 Elect David P. Stockert Management For Voted - For 9 Elect Chris T. Sultemeier Management For Voted - For 10 Elect Warren M. Thompson Management For Voted - For 11 Elect Lynn C. Thurber Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against DUPONT DE NEMOURS, INC. Security ID: 26614N102 Ticker: DD Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Amy G. Brady Management For Voted - For 2536 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Edward D. Breen Management For Voted - Against 3 Elect Ruby R. Chandy Management For Voted - For 4 Elect Terrence R. Curtin Management For Voted - For 5 Elect Alexander M. Cutler Management For Voted - For 6 Elect Eleuthere I. du Pont Management For Voted - For 7 Elect Kristina M. Johnson Management For Voted - For 8 Elect Luther C. Kissam IV Management For Voted - For 9 Elect Frederick M. Lowery Management For Voted - For 10 Elect Raymond J. Milchovich Management For Voted - For 11 Elect Deanna M. Mulligan Management For Voted - For 12 Elect Steven M. Sterin Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For EASTMAN CHEMICAL COMPANY Security ID: 277432100 Ticker: EMN Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Humberto P. Alfonso Management For Voted - For 2 Elect Brett D. Begemann Management For Voted - For 3 Elect Mark J. Costa Management For Voted - For 4 Elect Edward L. Doheny II Management For Voted - For 5 Elect Julie Fasone Holder Management For Voted - For 6 Elect Renee J. Hornbaker Management For Voted - For 7 Elect Kim Ann Mink Management For Voted - For 8 Elect James J. O'Brien Management For Voted - For 9 Elect David W. Raisbeck Management For Voted - For 10 Elect Charles K. Stevens III Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For EATON CORPORATION PLC Security ID: G29183103 Ticker: ETN Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Craig Arnold Management For Voted - For 2 Elect Christopher M. Connor Management For Voted - For 3 Elect Olivier Leonetti Management For Voted - For 4 Elect Deborah L. McCoy Management For Voted - For 5 Elect Silvio Napoli Management For Voted - For 6 Elect Gregory R. Page Management For Voted - For 7 Elect Sandra Pianalto Management For Voted - For 8 Elect Robert V. Pragada Management For Voted - For 9 Elect Lori J. Ryerkerk Management For Voted - For 2537 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Gerald B. Smith Management For Voted - For 11 Elect Dorothy C. Thompson Management For Voted - For 12 Elect Darryl L. Wilson Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 18 Reduction in Non-Distributable Reserves Management For Voted - For EBAY INC. Security ID: 278642103 Ticker: EBAY Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Adriane M. Brown Management For Voted - For 2 Elect Logan D. Green Management For Voted - For 3 Elect E. Carol Hayles Management For Voted - For 4 Elect Jamie Iannone Management For Voted - For 5 Elect Kathleen C. Mitic Management For Voted - For 6 Elect Paul S. Pressler Management For Voted - For 7 Elect Mohak Shroff Management For Voted - For 8 Elect Robert H. Swan Management For Voted - For 9 Elect Perry M. Traquina Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the Employee Stock Purchase Plan Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ECOLAB INC. Security ID: 278865100 Ticker: ECL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Shari L Ballard Management For Voted - For 2 Elect Barbara J. Beck Management For Voted - For 3 Elect Christophe Beck Management For Voted - For 4 Elect Jeffrey M. Ettinger Management For Voted - For 5 Elect Arthur J. Higgins Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect David W. MacLennan Management For Voted - For 8 Elect Tracy B. McKibben Management For Voted - For 9 Elect Lionel L. Nowell, III Management For Voted - For 10 Elect Victoria J. Reich Management For Voted - For 11 Elect Suzanne M. Vautrinot Management For Voted - For 12 Elect John J. Zillmer Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 2538 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EDISON INTERNATIONAL Security ID: 281020107 Ticker: EIX Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Jeanne Beliveau-Dunn Management For Voted - For 2 Elect Michael C. Camunez Management For Voted - For 3 Elect Vanessa C.L. Chang Management For Voted - For 4 Elect James T. Morris Management For Voted - For 5 Elect Timothy T. O'Toole Management For Voted - For 6 Elect Pedro J. Pizarro Management For Voted - For 7 Elect Marcy L. Reed Management For Voted - For 8 Elect Carey A. Smith Management For Voted - For 9 Elect Linda G. Stuntz Management For Voted - For 10 Elect Peter J. Taylor Management For Voted - For 11 Elect Keith Trent Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For EDWARDS LIFESCIENCES CORPORATION Security ID: 28176E108 Ticker: EW Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Kieran T. Gallahue Management For Voted - For 2 Elect Leslie Stone Heisz Management For Voted - For 3 Elect Paul A. LaViolette Management For Voted - For 4 Elect Steven R. Loranger Management For Voted - For 5 Elect Martha H. Marsh Management For Voted - For 6 Elect Michael A. Mussallem Management For Voted - For 7 Elect Ramona Sequeira Management For Voted - For 8 Elect Nicholas J. Valeriani Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against ELI LILLY AND COMPANY Security ID: 532457108 Ticker: LLY Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Raul Alvarez Management For Voted - For 2 Elect Kimberly H. Johnson Management For Voted - For 3 Elect Juan R. Luciano Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 2539 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Ratification of Auditor Management For Voted - Against 6 Repeal of Classified Board Management For Voted - For 7 Elimination of Supermajority Requirements Management For Voted - For 8 Amendment to Articles to Allow Shareholders to Amend Bylaws Management For Voted - For 9 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - For 12 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For EMERSON ELECTRIC CO. Security ID: 291011104 Ticker: EMR Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect Joshua B. Bolten Management For Voted - Withheld 1.2 Elect William H. Easter III Management For Voted - For 1.3 Elect Surendralal L. Karsanbhai Management For Voted - For 1.4 Elect Lori M. Lee Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For ENPHASE ENERGY, INC. Security ID: 29355A107 Ticker: ENPH Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Steven J. Gomo Management For Voted - For 1.2 Elect Thurman John Rodgers Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ENTERGY CORPORATION Security ID: 29364G103 Ticker: ETR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect John R. Burbank Management For Voted - For 2 Elect P.J. Condon Management For Voted - For 3 Elect Leo P. Denault Management For Voted - For 4 Elect Kirkland H. Donald Management For Voted - For 5 Elect Brian W. Ellis Management For Voted - For 6 Elect Philip L. Frederickson Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect M. Elise Hyland Management For Voted - For 9 Elect Stuart L. Levenick Management For Voted - For 10 Elect Blanche L. Lincoln Management For Voted - For 2540 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Karen A. Puckett Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For EOG RESOURCES, INC. Security ID: 26875P101 Ticker: EOG Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Janet F. Clark Management For Voted - For 2 Elect Charles R. Crisp Management For Voted - Against 3 Elect Robert P. Daniels Management For Voted - Against 4 Elect James C. Day Management For Voted - Against 5 Elect C. Christopher Gaut Management For Voted - Against 6 Elect Michael T. Kerr Management For Voted - Against 7 Elect Julie J. Robertson Management For Voted - For 8 Elect Donald F. Textor Management For Voted - Against 9 Elect William R. Thomas Management For Voted - For 10 Elect Ezra Y. Yacob Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For EPAM SYSTEMS, INC. Security ID: 29414B104 Ticker: EPAM Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Richard M. Mayoras Management For Voted - Against 2 Elect Karl Robb Management For Voted - For 3 Elect Helen Shan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Non-Employee Directors Compensation Plan Management For Voted - For EQUIFAX INC. Security ID: 294429105 Ticker: EFX Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Mark W. Begor Management For Voted - For 2 Elect Mark L. Feidler Management For Voted - For 3 Elect G. Thomas Hough Management For Voted - For 4 Elect Robert D. Marcus Management For Voted - For 5 Elect Scott A. McGregor Management For Voted - For 6 Elect John A. McKinley Management For Voted - For 7 Elect Robert W. Selander Management For Voted - For 8 Elect Melissa D. Smith Management For Voted - For 9 Elect Audrey Boone Tillman Management For Voted - For 2541 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Heather H. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against EQUINIX, INC. Security ID: 29444U700 Ticker: EQIX Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Nanci E. Caldwell Management For Voted - For 2 Elect Adaire Fox-Martin Management For Voted - For 3 Elect Ron Guerrier Management For Voted - For 4 Elect Gary F. Hromadko Management For Voted - For 5 Elect Irving F. Lyons, III Management For Voted - For 6 Elect Charles Meyers Management For Voted - For 7 Elect Christopher B. Paisley Management For Voted - For 8 Elect Sandra Rivera Management For Voted - For 9 Elect Peter F. Van Camp Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EQUITY RESIDENTIAL Security ID: 29476L107 Ticker: EQR Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Angela M. Aman Management For Voted - For 1.2 Elect Raymond Bennett Management For Voted - Withheld 1.3 Elect Linda Walker Bynoe Management For Voted - For 1.4 Elect Mary Kay Haben Management For Voted - For 1.5 Elect Tahsinul Zia Huque Management For Voted - For 1.6 Elect John E. Neal Management For Voted - For 1.7 Elect David J. Neithercut Management For Voted - For 1.8 Elect Mark J. Parrell Management For Voted - For 1.9 Elect Mark S. Shapiro Management For Voted - For 1.10 Elect Stephen E. Sterrett Management For Voted - For 1.11 Elect Samuel Zell Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For ESSEX PROPERTY TRUST, INC. Security ID: 297178105 Ticker: ESS Meeting Date: 10-May-22 Meeting Type: Annual 1.1 Elect Keith R. Guericke Management For Voted - For 1.2 Elect Maria R. Hawthorne Management For Voted - Withheld 2542 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Amal M. Johnson Management For Voted - For 1.4 Elect Mary Kasaris Management For Voted - For 1.5 Elect Irving F. Lyons, III Management For Voted - For 1.6 Elect George M. Marcus Management For Voted - For 1.7 Elect Thomas E. Robinson Management For Voted - For 1.8 Elect Michael J. Schall Management For Voted - For 1.9 Elect Byron A. Scordelis Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For ETSY, INC. Security ID: 29786A106 Ticker: ETSY Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect C. Andrew Ballard Management For Voted - For 2 Elect Jonathan D. Klein Management For Voted - For 3 Elect Margaret M. Smyth Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - For EVEREST RE GROUP, LTD. Security ID: G3223R108 Ticker: RE Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect John J. Amore Management For Voted - Against 2 Elect Juan C. Andrade Management For Voted - For 3 Elect William F. Galtney, Jr. Management For Voted - Against 4 Elect John A. Graf Management For Voted - Against 5 Elect Meryl D. Hartzband Management For Voted - For 6 Elect Gerri Losquadro Management For Voted - For 7 Elect Roger M. Singer Management For Voted - Against 8 Elect Joseph V. Taranto Management For Voted - For 9 Elect John A. Weber Management For Voted - Against 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For EVERGY, INC. Security ID: 30034W106 Ticker: EVRG Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect David A. Campbell Management For Voted - For 2 Elect Thomas D. Hyde Management For Voted - For 3 Elect B. Anthony Isaac Management For Voted - For 4 Elect Paul Keglevic Management For Voted - For 5 Elect Mary L. Landrieu Management For Voted - For 6 Elect Sandra A.J. Lawrence Management For Voted - For 2543 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Ann D. Murtlow Management For Voted - For 8 Elect Sandra J. Price Management For Voted - For 9 Elect Mark A. Ruelle Management For Voted - For 10 Elect James Scarola Management For Voted - For 11 Elect S. Carl Soderstrom, Jr. Management For Voted - For 12 Elect C. John Wilder Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the Long-Term Incentive Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against EVERSOURCE ENERGY Security ID: 30040W108 Ticker: ES Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Cotton M. Cleveland Management For Voted - For 2 Elect James S. DiStasio Management For Voted - For 3 Elect Francis A. Doyle Management For Voted - For 4 Elect Linda D. Forry Management For Voted - For 5 Elect Gregory M. Jones Management For Voted - For 6 Elect James J. Judge Management For Voted - For 7 Elect John Y. Kim Management For Voted - For 8 Elect Kenneth R. Leibler Management For Voted - For 9 Elect David H. Long Management For Voted - Against 10 Elect Joseph R. Nolan, Jr. Management For Voted - For 11 Elect William C. Van Faasen Management For Voted - Against 12 Elect Frederica M. Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against EXELON CORPORATION Security ID: 30161N101 Ticker: EXC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect W. Paul Bowers Management For Voted - For 4 Elect Marjorie Rodgers Cheshire Management For Voted - For 5 Elect Christopher M. Crane Management For Voted - For 6 Elect Carlos M. Gutierrez Management For Voted - For 7 Elect Linda P. Jojo Management For Voted - For 8 Elect Paul L. Joskow Management For Voted - For 9 Elect John F. Young Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against 2544 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted EXPEDIA GROUP, INC. Security ID: 30212P303 Ticker: EXPE Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Samuel Altman Management For Voted - For 2 Elect Beverly Anderson Management For Voted - For 3 Elect Susan C. Athey Management For Voted - For 4 Elect Chelsea Clinton Management For Voted - Withheld 5 Elect Barry Diller Management For Voted - Withheld 6 Elect Craig A. Jacobson Management For Voted - Withheld 7 Elect Peter M. Kern Management For Voted - Withheld 8 Elect Dara Khosrowshahi Management For Voted - Withheld 9 Elect Patricia Menendez-Cambo Management For Voted - For 10 Elect Alexander von Furstenberg Management For Voted - For 11 Elect Julie Whalen Management For Voted - For 12 Ratification of Auditor Management For Voted - For EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Security ID: 302130109 Ticker: EXPD Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Glenn M. Alger Management For Voted - For 2 Elect Robert P. Carlile Management For Voted - For 3 Elect James M. DuBois Management For Voted - For 4 Elect Mark A. Emmert Management For Voted - For 5 Elect Diane H. Gulyas Management For Voted - For 6 Elect Jeffrey S. Musser Management For Voted - For 7 Elect Brandon S. Pedersen Management For Voted - For 8 Elect Liane J. Pelletier Management For Voted - For 9 Elect Olivia D. Polius Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For EXTRA SPACE STORAGE INC. Security ID: 30225T102 Ticker: EXR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Kenneth M. Woolley Management For Voted - For 2 Elect Joseph D. Margolis Management For Voted - For 3 Elect Roger B. Porter Management For Voted - Against 4 Elect Joseph J. Bonner Management For Voted - Against 5 Elect Gary L. Crittenden Management For Voted - Against 6 Elect Spencer F. Kirk Management For Voted - For 7 Elect Dennis J. Letham Management For Voted - For 2545 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Diane Olmstead Management For Voted - For 9 Elect Julia Vander Ploeg Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For EXXON MOBIL CORPORATION Security ID: 30231G102 Ticker: XOM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Michael J. Angelakis Management For Voted - For 2 Elect Susan K. Avery Management For Voted - For 3 Elect Angela F. Braly Management For Voted - For 4 Elect Ursula M. Burns Management For Voted - For 5 Elect Gregory J. Goff Management For Voted - For 6 Elect Kaisa H. Hietala Management For Voted - For 7 Elect Joseph L. Hooley Management For Voted - For 8 Elect Steven A. Kandarian Management For Voted - For 9 Elect Alexander A. Karsner Management For Voted - For 10 Elect Jeffrey W. Ubben Management For Voted - For 11 Elect Darren W. Woods Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Executive Perquisites Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Restricting Precatory Proposals Shareholder Against Voted - Against 16 Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Business Model Changes Shareholder Against Voted - For 18 Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis Shareholder Against Voted - For 19 Shareholder Proposal Regarding Addressing Virgin Plastic Demand Shareholder Against Voted - For 20 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For F5, INC. Security ID: 315616102 Ticker: FFIV Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Sandra E. Bergeron Management For Voted - For 2 Elect Elizabeth L. Buse Management For Voted - For 3 Elect Michael L. Dreyer Management For Voted - Against 4 Elect Alan J. Higginson Management For Voted - Against 5 Elect Peter S. Klein Management For Voted - For 6 Elect Francois Locoh-Donou Management For Voted - For 7 Elect Nikhil Mehta Management For Voted - Against 8 Elect Michael F. Montoya Management For Voted - For 2546 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Marie E. Myers Management For Voted - For 10 Elect James M. Phillips Management For Voted - Against 11 Elect Sripada Shivananda Management For Voted - Against 12 Amendment to the Incentive Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For FASTENAL COMPANY Security ID: 311900104 Ticker: FAST Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Elect Scott A. Satterlee Management For Voted - For 2 Elect Michael J. Ancius Management For Voted - For 3 Elect Stephen L. Eastman Management For Voted - For 4 Elect Daniel L. Florness Management For Voted - For 5 Elect Rita J. Heise Management For Voted - For 6 Elect Hsenghung Sam Hsu Management For Voted - For 7 Elect Daniel L. Johnson Management For Voted - For 8 Elect Nicholas J. Lundquist Management For Voted - For 9 Elect Sarah N. Nielsen Management For Voted - For 10 Elect Reyne K. Wisecup Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For FEDERAL REALTY INVESTMENT TRUST Security ID: 313745101 Ticker: FRT Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect David W. Faeder Management For Voted - For 2 Elect Elizabeth Holland Management For Voted - For 3 Elect Nicole Y. Lamb-Hale Management For Voted - For 4 Elect Anthony P. Nader, III. Management For Voted - For 5 Elect Mark S. Ordan Management For Voted - Against 6 Elect Gail P. Steinel Management For Voted - For 7 Elect Donald C. Wood Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - Against FIDELITY NATIONAL INFORMATION SERVICES, INC. Security ID: 31620M106 Ticker: FIS Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Ellen R. Alemany Management For Voted - Against 2 Elect Vijay D'Silva Management For Voted - For 3 Elect Jeffrey A. Goldstein Management For Voted - For 4 Elect Lisa A. Hook Management For Voted - For 2547 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Keith W. Hughes Management For Voted - For 6 Elect Kenneth T. Lamneck Management For Voted - For 7 Elect Gary L. Lauer Management For Voted - Against 8 Elect Gary A. Norcross Management For Voted - For 9 Elect Louise M. Parent Management For Voted - For 10 Elect Brian T. Shea Management For Voted - Against 11 Elect James B. Stallings, Jr. Management For Voted - For 12 Elect Jeffrey E. Stiefler Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - For FIFTH THIRD BANCORP Security ID: 316773100 Ticker: FITB Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - Against 2 Elect Evan Bayh Management For Voted - For 3 Elect Jorge L. Benitez Management For Voted - For 4 Elect Katherine B. Blackburn Management For Voted - For 5 Elect Emerson L. Brumback Management For Voted - For 6 Elect Greg D. Carmichael Management For Voted - For 7 Elect Linda W. Clement-Holmes Management For Voted - For 8 Elect C. Bryan Daniels Management For Voted - For 9 Elect Mitchell S. Feiger Management For Voted - For 10 Elect Thomas H. Harvey Management For Voted - For 11 Elect Gary R. Heminger Management For Voted - For 12 Elect Jewell D. Hoover Management For Voted - For 13 Elect Eileen A. Mallesch Management For Voted - For 14 Elect Michael B. McCallister Management For Voted - For 15 Elect Marsha C. Williams Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Exclusive Forum Provision Management For Voted - Against FIRST REPUBLIC BANK Security ID: 33616C100 Ticker: FRC Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect James H. Herbert, II Management For Voted - For 2 Elect Katherine August-deWilde Management For Voted - For 3 Elect Frank J. Fahrenkopf, Jr. Management For Voted - For 4 Elect Boris Groysberg Management For Voted - For 5 Elect Sandra R. Hernandez Management For Voted - For 6 Elect Pamela J. Joyner Management For Voted - For 7 Elect Shilla Kim-Parker Management For Voted - For 2548 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Reynold Levy Management For Voted - For 9 Elect George G. C. Parker Management For Voted - For 10 Elect Michael J. Roffler Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2017 Omnibus Award Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against FIRSTENERGY CORP. Security ID: 337932107 Ticker: FE Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Jana T. Croom Management For Voted - For 2 Elect Steven J. Demetriou Management For Voted - Against 3 Elect Lisa Winston Hicks Management For Voted - For 4 Elect Paul Kaleta Management For Voted - For 5 Elect Sean T. Klimczak Management For Voted - For 6 Elect Jesse A. Lynn Management For Voted - Against 7 Elect James F. O'Neil III Management For Voted - For 8 Elect John W. Somerhalder II Management For Voted - For 9 Elect Steven E. Strah Management For Voted - For 10 Elect Andrew J. Teno Management For Voted - For 11 Elect Leslie M. Turner Management For Voted - For 12 Elect Melvin Williams Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For FISERV, INC. Security ID: 337738108 Ticker: FISV Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Frank J. Bisignano Management For Voted - For 1.2 Elect Alison Davis Management For Voted - For 1.3 Elect Henrique de Castro Management For Voted - For 1.4 Elect Harry F. DiSimone Management For Voted - For 1.5 Elect Dylan G. Haggart Management For Voted - For 1.6 Elect Wafaa Mamilli Management For Voted - For 1.7 Elect Heidi G. Miller Management For Voted - For 1.8 Elect Doyle R. Simons Management For Voted - For 1.9 Elect Kevin M. Warren Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 2549 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted FLEETCOR TECHNOLOGIES, INC. Security ID: 339041105 Ticker: FLT Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Steven T. Stull Management For Voted - Against 2 Elect Michael Buckman Management For Voted - For 3 Elect Ronald F. Clarke Management For Voted - For 4 Elect Joseph W. Farrelly Management For Voted - For 5 Elect Thomas M. Hagerty Management For Voted - For 6 Elect Mark A. Johnson Management For Voted - For 7 Elect Archie L. Jones Jr. Management For Voted - Against 8 Elect Hala G. Moddelmog Management For Voted - Against 9 Elect Richard Macchia Management For Voted - For 10 Elect Jeffrey S. Sloan Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Amendment to the 2010 Equity Compensation Plan Management For Voted - For 14 Amendments to Articles and Bylaws to Permit Shareholders to Act by Written Consent Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For FMC CORPORATION Security ID: 302491303 Ticker: FMC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Pierre R. Brondeau Management For Voted - For 2 Elect Eduardo E. Cordeiro Management For Voted - Against 3 Elect Carol A. Davidson Management For Voted - For 4 Elect Mark A. Douglas Management For Voted - For 5 Elect Kathy L. Fortmann Management For Voted - For 6 Elect C. Scott Greer Management For Voted - Against 7 Elect K'Lynne Johnson Management For Voted - For 8 Elect Dirk A. Kempthorne Management For Voted - For 9 Elect Paul J. Norris Management For Voted - Against 10 Elect Margareth Ovrum Management For Voted - For 11 Elect Robert C. Pallash Management For Voted - For 12 Elect Vincent R. Volpe Jr. Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For FORD MOTOR COMPANY Security ID: 345370860 Ticker: F Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Kimberly A. Casiano Management For Voted - For 2550 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Alexandra Ford English Management For Voted - For 3 Elect James D. Farley, Jr. Management For Voted - For 4 Elect Henry Ford III Management For Voted - Against 5 Elect William Clay Ford, Jr. Management For Voted - For 6 Elect William W. Helman IV Management For Voted - Against 7 Elect Jon M. Huntsman, Jr. Management For Voted - For 8 Elect William E. Kennard Management For Voted - Against 9 Elect John C. May Management For Voted - Against 10 Elect Beth E. Mooney Management For Voted - For 11 Elect Lynn M. Vojvodich Radakovich Management For Voted - For 12 Elect John L. Thornton Management For Voted - Against 13 Elect John B. Veihmeyer Management For Voted - Against 14 Elect John S. Weinberg Management For Voted - Against 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - Against 17 Extension of Tax Benefit Preservation Plan Management For Voted - For 18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For FORTINET, INC. Security ID: 34959E109 Ticker: FTNT Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Ken Xie Management For Voted - For 2 Elect Michael Xie Management For Voted - For 3 Elect Kenneth A. Goldman Management For Voted - For 4 Elect Ming Hsieh Management For Voted - Against 5 Elect Jean Hu Management For Voted - For 6 Elect William H. Neukom Management For Voted - Against 7 Elect Judith Sim Management For Voted - For 8 Elect James G. Stavridis Management For Voted - For 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Stock Split Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For FORTIVE CORPORATION Security ID: 34959J108 Ticker: FTV Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Daniel L. Comas Management For Voted - For 2 Elect Sharmistha Dubey Management For Voted - For 3 Elect Rejji P. Hayes Management For Voted - For 4 Elect Wright L. Lassiter III Management For Voted - For 5 Elect James A. Lico Management For Voted - For 6 Elect Kate D. Mitchell Management For Voted - For 7 Elect Jeannine P. Sargent Management For Voted - For 8 Elect Alan G. Spoon Management For Voted - For 2551 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Elimination of Supermajority Requirement Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against FORTUNE BRANDS HOME & SECURITY, INC. Security ID: 34964C106 Ticker: FBHS Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Susan Kilsby Management For Voted - For 2 Elect Amit Banati Management For Voted - For 3 Elect Irial Finan Management For Voted - Against 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2022 Long- Term Incentive Plan Management For Voted - For FRANKLIN RESOURCES, INC. Security ID: 354613101 Ticker: BEN Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Mariann Byerwalter Management For Voted - For 2 Elect Alexander S. Friedman Management For Voted - Against 3 Elect Gregory E. Johnson Management For Voted - For 4 Elect Jennifer M. Johnson Management For Voted - For 5 Elect Rupert H. Johnson, Jr. Management For Voted - For 6 Elect John Y. Kim Management For Voted - Against 7 Elect Karen M. King Management For Voted - For 8 Elect Anthony J. Noto Management For Voted - Against 9 Elect John W. Thiel Management For Voted - For 10 Elect Seth H. Waugh Management For Voted - For 11 Elect Geoffrey Y. Yang Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against FREEPORT-MCMORAN INC. Security ID: 35671D857 Ticker: FCX Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect David P. Abney Management For Voted - For 2 Elect Richard C. Adkerson Management For Voted - For 3 Elect Marcela E. Donadio Management For Voted - For 4 Elect Robert W. Dudley Management For Voted - For 5 Elect Hugh Grant Management For Voted - For 6 Elect Lydia H. Kennard Management For Voted - For 7 Elect Ryan M. Lance Management For Voted - For 8 Elect Sara Grootwassink Lewis Management For Voted - For 9 Elect Dustan E. McCoy Management For Voted - For 2552 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect John J. Stephens Management For Voted - For 11 Elect Frances F. Townsend Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against GARMIN LTD. Security ID: H2906T109 Ticker: GRMN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Approval of Consolidated Financial Statements Management For Voted - For 2 Allocation of Profits Management For Voted - For 3 Dividend from Reserves Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Elect Jonathan C. Burrell Management For Voted - Against 6 Elect Joseph J. Hartnett Management For Voted - Against 7 Elect Min H. Kao Management For Voted - For 8 Elect Catherine A. Lewis Management For Voted - For 9 Elect Charles W. Peffer Management For Voted - Against 10 Elect Clifton A. Pemble Management For Voted - For 11 Elect Min H. Kao as Executive Chair Management For Voted - Against 12 Elect Jonathan C. Burrell Management For Voted - Against 13 Elect Joseph J. Hartnett Management For Voted - For 14 Elect Catherine A. Lewis Management For Voted - For 15 Elect Charles W. Peffer Management For Voted - For 16 Election of Independent Voting Rights Representative Management For Voted - For 17 Ratification of Auditor Management For Voted - Against 18 Advisory vote on executive compensation Management For Voted - For 19 Executive Compensation Management For Voted - For 20 Board Compensation Management For Voted - For 21 Amendment to the 2005 Equity Incentive Plan Management For Voted - For 22 Renewal of Authorised Share Capital Management For Voted - For GARTNER, INC. Security ID: 366651107 Ticker: IT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Peter E. Bisson Management For Voted - For 2 Elect Richard J. Bressler Management For Voted - For 3 Elect Raul E. Cesan Management For Voted - For 4 Elect Karen E. Dykstra Management For Voted - For 5 Elect Diana S. Ferguson Management For Voted - For 6 Elect Anne Sutherland Fuchs Management For Voted - For 7 Elect William O. Grabe Management For Voted - For 8 Elect Eugene A. Hall Management For Voted - For 9 Elect Stephen G. Pagliuca Management For Voted - For 10 Elect Eileen M. Serra Management For Voted - For 11 Elect James C. Smith Management For Voted - For 2553 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against GENERAC HOLDINGS INC. Security ID: 368736104 Ticker: GNRC Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect John D. Bowlin Management For Voted - For 2 Elect Aaron Jagdfeld Management For Voted - For 3 Elect Andrew G. Lampereur Management For Voted - For 4 Elect Nam Tran Nguyen Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For GENERAL DYNAMICS CORPORATION Security ID: 369550108 Ticker: GD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect James S. Crown Management For Voted - Against 2 Elect Rudy F. deLeon Management For Voted - For 3 Elect Cecil D. Haney Management For Voted - Against 4 Elect Mark M. Malcolm Management For Voted - For 5 Elect James N. Mattis Management For Voted - Against 6 Elect Phebe N. Novakovic Management For Voted - For 7 Elect C. Howard Nye Management For Voted - For 8 Elect Catherine B. Reynolds Management For Voted - For 9 Elect Laura J. Schumacher Management For Voted - For 10 Elect Robert K. Steel Management For Voted - Against 11 Elect John G. Stratton Management For Voted - Against 12 Elect Peter A. Wall Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - For GENERAL ELECTRIC COMPANY Security ID: 369604301 Ticker: GE Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Stephen F. Angel Management For Voted - For 2 Elect Sebastien Bazin Management For Voted - Against 3 Elect Ashton Carter Management For Voted - For 4 Elect H. Lawrence Culp, Jr. Management For Voted - For 5 Elect Francisco D'Souza Management For Voted - Against 6 Elect Edward Garden Management For Voted - Against 2554 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Isabella D. Goren Management For Voted - For 8 Elect Thomas Horton Management For Voted - Against 9 Elect Risa Lavizzo-Mourey Management For Voted - For 10 Elect Catherine Lesjak Management For Voted - For 11 Elect Tomislav Mihaljevic Management For Voted - For 12 Elect Paula Rosput Reynolds Management For Voted - Against 13 Elect Leslie Seidman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - For 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 17 Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Severance or Termination Payment Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against GENERAL MOTORS COMPANY Security ID: 37045V100 Ticker: GM Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Elect Mary T. Barra Management For Voted - For 2 Elect Aneel Bhusri Management For Voted - For 3 Elect Wesley G. Bush Management For Voted - For 4 Elect Linda R. Gooden Management For Voted - For 5 Elect Joseph Jimenez Management For Voted - For 6 Elect Judith A. Miscik Management For Voted - For 7 Elect Patricia F. Russo Management For Voted - For 8 Elect Thomas M. Schoewe Management For Voted - For 9 Elect Carol M. Stephenson Management For Voted - For 10 Elect Mark A. Tatum Management For Voted - For 11 Elect Devin N. Wenig Management For Voted - For 12 Elect Margaret C. Whitman Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles Shareholder Against Voted - Against GENUINE PARTS COMPANY Security ID: 372460105 Ticker: GPC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Elizabeth W. Camp Management For Voted - For 2 Elect Richard Cox, Jr. Management For Voted - For 3 Elect Paul D. Donahue Management For Voted - For 2555 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Gary P. Fayard Management For Voted - For 5 Elect P. Russell Hardin Management For Voted - For 6 Elect John R. Holder Management For Voted - For 7 Elect Donna W. Hyland Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Jean-Jacques Lafont Management For Voted - For 10 Elect Robert C. Loudermilk, Jr. Management For Voted - For 11 Elect Wendy B. Needham Management For Voted - For 12 Elect Juliette W. Pryor Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against GILEAD SCIENCES, INC. Security ID: 375558103 Ticker: GILD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Jacqueline K. Barton Management For Voted - For 2 Elect Jeffrey A. Bluestone Management For Voted - For 3 Elect Sandra J. Horning Management For Voted - For 4 Elect Kelly A. Kramer Management For Voted - For 5 Elect Kevin E. Lofton Management For Voted - For 6 Elect Harish Manwani Management For Voted - For 7 Elect Daniel P. O'Day Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Anthony Welters Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Equity Incentive Plan Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - For 17 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For GLOBAL PAYMENTS INC. Security ID: 37940X102 Ticker: GPN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect F. Thaddeus Arroyo Management For Voted - For 2 Elect Robert H.B. Baldwin, Jr. Management For Voted - For 3 Elect John G. Bruno Management For Voted - For 4 Elect Kriss Cloninger III Management For Voted - For 5 Elect Joia M. Johnson Management For Voted - For 2556 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Ruth Ann Marshall Management For Voted - For 7 Elect Connie D. McDaniel Management For Voted - For 8 Elect William B. Plummer Management For Voted - For 9 Elect Jeffrey S. Sloan Management For Voted - For 10 Elect John T. Turner Management For Voted - Against 11 Elect M. Troy Woods Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For GLOBE LIFE INC. Security ID: 37959E102 Ticker: GL Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Linda L. Addison Management For Voted - For 2 Elect Marilyn A. Alexander Management For Voted - For 3 Elect Cheryl D. Alston Management For Voted - For 4 Elect Mark A. Blinn Management For Voted - For 5 Elect James P. Brannen Management For Voted - For 6 Elect Jane Buchan Management For Voted - For 7 Elect Gary L. Coleman Management For Voted - For 8 Elect Larry M. Hutchison Management For Voted - For 9 Elect Robert W. Ingram Management For Voted - For 10 Elect Steven P. Johnson Management For Voted - For 11 Elect Darren M. Rebelez Management For Voted - For 12 Elect Mary E. Thigpen Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - Against HALLIBURTON COMPANY Security ID: 406216101 Ticker: HAL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Abdulaziz F. Al Khayyal Management For Voted - Against 2 Elect William E. Albrecht Management For Voted - For 3 Elect M. Katherine Banks Management For Voted - For 4 Elect Alan M. Bennett Management For Voted - Against 5 Elect Milton Carroll Management For Voted - Against 6 Elect Earl M. Cummings Management For Voted - For 7 Elect Murry S. Gerber Management For Voted - For 8 Elect Robert A. Malone Management For Voted - Against 9 Elect Jeffrey A. Miller Management For Voted - For 10 Elect Bhavesh V. Patel Management For Voted - For 11 Elect Tobi M. Edwards Young Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against 2557 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted HASBRO, INC. Security ID: 418056107 Ticker: HAS Meeting Date: 08-Jun-22 Meeting Type: Special 1.1 Elect Marcelo Fischer Shareholder N/A Take No Action 1.2 Elect Rani Hublou (Withdrawn) Shareholder N/A Take No Action 1.3 Elect Carolyn Johnson (Withdrawn) Shareholder N/A Take No Action 1.4 Elect Management Nominee Kenneth A. Bronfin Shareholder N/A Take No Action 1.5 Elect Management Nominee Michael R. Burns Shareholder N/A Take No Action 1.6 Elect Management Nominee Hope Cochran Shareholder N/A Take No Action 1.7 Elect Management Nominee Christian P. Cocks Shareholder N/A Take No Action 1.8 Elect Management Nominee Elizabeth Hamren Shareholder N/A Take No Action 1.9 Elect Management Nominee Blake Jorgensen Shareholder N/A Take No Action 1.10 Elect Management Nominee Tracy A. Leinbach Shareholder N/A Take No Action 1.11 Elect Management Nominee Laurel J. Richie Shareholder N/A Take No Action 1.12 Elect Management Nominee Mary Beth West Shareholder N/A Take No Action 1.13 Elect Management Nominee Linda Zecher Higgins Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 1.1 Elect Kenneth A. Bronfin Management For Voted - For 1.2 Elect Michael R. Burns Management For Voted - For 1.3 Elect Hope Cochran Management For Voted - For 1.4 Elect Christian P. Cocks Management For Voted - For 1.5 Elect Lisa Gersh Management For Voted - For 1.6 Elect Elizabeth Hamren Management For Voted - For 1.7 Elect Blake Jorgensen Management For Voted - For 1.8 Elect Tracy A. Leinbach Management For Voted - For 1.9 Elect Edward M. Philip Management For Voted - For 1.10 Elect Laurel J. Richie Management For Voted - For 1.11 Elect Richard S. Stoddart Management For Voted - For 1.12 Elect Mary Beth West Management For Voted - For 1.13 Elect Linda Zecher Higgins Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against HCA HEALTHCARE, INC. Security ID: 40412C101 Ticker: HCA Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Thomas F. Frist III Management For Voted - For 2 Elect Samuel N. Hazen Management For Voted - For 3 Elect Meg G. Crofton Management For Voted - For 4 Elect Robert J. Dennis Management For Voted - Against 5 Elect Nancy-Ann DeParle Management For Voted - For 6 Elect William R. Frist Management For Voted - For 7 Elect Charles O. Holliday, Jr. Management For Voted - For 8 Elect Hugh F. Johnston Management For Voted - For 2558 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Michael W. Michelson Management For Voted - For 10 Elect Wayne J. Riley Management For Voted - Against 11 Elect Andrea B. Smith Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For HEALTHPEAK PROPERTIES, INC. Security ID: 42250P103 Ticker: PEAK Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Brian G. Cartwright Management For Voted - For 2 Elect Christine N. Garvey Management For Voted - For 3 Elect R. Kent Griffin Jr. Management For Voted - For 4 Elect David B. Henry Management For Voted - For 5 Elect Thomas M. Herzog Management For Voted - For 6 Elect Lydia H. Kennard Management For Voted - For 7 Elect Sara G. Lewis Management For Voted - For 8 Elect Katherine M. Sandstrom Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For HENRY SCHEIN, INC. Security ID: 806407102 Ticker: HSIC Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Mohamad Ali Management For Voted - For 2 Elect Stanley M. Bergman Management For Voted - For 3 Elect James P. Breslawski Management For Voted - For 4 Elect Deborah M. Derby Management For Voted - For 5 Elect Joseph L. Herring Management For Voted - For 6 Elect Kurt P. Kuehn Management For Voted - For 7 Elect Philip A. Laskawy Management For Voted - Against 8 Elect Anne H. Margulies Management For Voted - For 9 Elect Mark E. Mlotek Management For Voted - For 10 Elect Steven Paladino Management For Voted - For 11 Elect Carol Raphael Management For Voted - For 12 Elect E. Dianne Rekow Management For Voted - For 13 Elect Scott Serota Management For Voted - For 14 Elect Bradley T. Sheares Management For Voted - Against 15 Elect Reed V. Tuckson Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Ratification of Auditor Management For Voted - Against 2559 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted HESS CORPORATION Security ID: 42809H107 Ticker: HES Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Terrence J. Checki Management For Voted - Against 2 Elect Leonard S. Coleman, Jr. Management For Voted - Against 3 Elect Lisa Glatch Management For Voted - For 4 Elect John B. Hess Management For Voted - Against 5 Elect Edith E. Holiday Management For Voted - For 6 Elect Marc S. Lipschultz Management For Voted - For 7 Elect Raymond J. McGuire Management For Voted - For 8 Elect David McManus Management For Voted - For 9 Elect Kevin O. Meyers Management For Voted - For 10 Elect Karyn F. Ovelmen Management For Voted - For 11 Elect James H. Quigley Management For Voted - For 12 Elect William G. Schrader Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against HEWLETT PACKARD ENTERPRISE COMPANY Security ID: 42824C109 Ticker: HPE Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Elect Daniel Ammann Management For Voted - For 2 Elect Pamela L. Carter Management For Voted - For 3 Elect Jean M. Hobby Management For Voted - For 4 Elect George R. Kurtz Management For Voted - For 5 Elect Raymond J. Lane Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Antonio F. Neri Management For Voted - For 8 Elect Charles H. Noski Management For Voted - For 9 Elect Raymond E. Ozzie Management For Voted - For 10 Elect Gary M. Reiner Management For Voted - For 11 Elect Patricia F. Russo Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Amendment to the 2021 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For HILTON WORLDWIDE HOLDINGS INC. Security ID: 43300A203 Ticker: HLT Meeting Date: 20-May-22 Meeting Type: Annual 1 Elect Christopher J. Nassetta Management For Voted - For 2 Elect Jonathan D. Gray Management For Voted - For 2560 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Charlene T. Begley Management For Voted - For 4 Elect Chris Carr Management For Voted - For 5 Elect Melanie L. Healey Management For Voted - For 6 Elect Raymond E. Mabus, Jr. Management For Voted - For 7 Elect Judith A. McHale Management For Voted - For 8 Elect Elizabeth A. Smith Management For Voted - For 9 Elect Douglas M. Steenland Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For HOLOGIC, INC. Security ID: 436440101 Ticker: HOLX Meeting Date: 10-Mar-22 Meeting Type: Annual 1 Elect Stephen P. MacMillan Management For Voted - For 2 Elect Sally W. Crawford Management For Voted - For 3 Elect Charles J. Dockendorff Management For Voted - For 4 Elect Scott T. Garrett Management For Voted - For 5 Elect Ludwig N. Hantson Management For Voted - For 6 Elect Namal Nawana Management For Voted - For 7 Elect Christina Stamoulis Management For Voted - For 8 Elect Amy M. Wendell Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against HONEYWELL INTERNATIONAL INC. Security ID: 438516106 Ticker: HON Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Duncan B. Angove Management For Voted - For 3 Elect William S. Ayer Management For Voted - For 4 Elect Kevin Burke Management For Voted - For 5 Elect D. Scott Davis Management For Voted - For 6 Elect Deborah Flint Management For Voted - For 7 Elect Rose Lee Management For Voted - For 8 Elect Grace D. Lieblein Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Environmental & Social Due Diligence Process Shareholder Against Voted - For 2561 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted HORMEL FOODS CORPORATION Security ID: 440452100 Ticker: HRL Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Prama Bhatt Management For Voted - For 2 Elect Gary C. Bhojwani Management For Voted - For 3 Elect Terrell K. Crews Management For Voted - For 4 Elect Stephen M. Lacy Management For Voted - For 5 Elect Elsa A. Murano Management For Voted - For 6 Elect Susan K. Nestegard Management For Voted - For 7 Elect William A. Newlands Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - For 9 Elect Jose Luis Prado Management For Voted - For 10 Elect Sally J. Smith Management For Voted - For 11 Elect James P. Snee Management For Voted - For 12 Elect Steven A. White Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market Shareholder Against Voted - For HOST HOTELS & RESORTS, INC. Security ID: 44107P104 Ticker: HST Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Mary L. Baglivo Management For Voted - For 2 Elect Herman E. Bulls Management For Voted - Against 3 Elect Richard E. Marriott Management For Voted - For 4 Elect Mary Hogan Preusse Management For Voted - For 5 Elect Walter C. Rakowich Management For Voted - Against 6 Elect James F. Risoleo Management For Voted - For 7 Elect Gordon H. Smith Management For Voted - Against 8 Elect A. William Stein Management For Voted - For 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - For HOWMET AEROSPACE, INC. Security ID: 443201108 Ticker: HWM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect James F. Albaugh Management For Voted - For 2 Elect Amy E. Alving Management For Voted - For 3 Elect Sharon Barner Management For Voted - For 4 Elect Joseph S. Cantie Management For Voted - For 5 Elect Robert F. Leduc Management For Voted - For 6 Elect David J. Miller Management For Voted - For 2562 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Jody G. Miller Management For Voted - For 8 Elect Nicole W. Piasecki Management For Voted - For 9 Elect John C. Plant Management For Voted - Against 10 Elect Ulrich R. Schmidt Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For HP INC. Security ID: 40434L105 Ticker: HPQ Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Aida M. Alvarez Management For Voted - For 2 Elect Shumeet Banerji Management For Voted - For 3 Elect Robert R. Bennett Management For Voted - For 4 Elect Charles V. Bergh Management For Voted - For 5 Elect Bruce Broussard Management For Voted - For 6 Elect Stacy Brown-Philpot Management For Voted - For 7 Elect Stephanie A. Burns Management For Voted - For 8 Elect Mary Anne Citrino Management For Voted - For 9 Elect Richard Clemmer Management For Voted - For 10 Elect Enrique Lores Management For Voted - For 11 Elect Judith Miscik Management For Voted - For 12 Elect Kim K.W. Rucker Management For Voted - For 13 Elect Subra Suresh Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against HUMANA INC. Security ID: 444859102 Ticker: HUM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Raquel C. Bono Management For Voted - For 2 Elect Bruce Broussard Management For Voted - For 3 Elect Frank A. D'Amelio Management For Voted - Against 4 Elect David T. Feinberg Management For Voted - Against 5 Elect Wayne A.I. Frederick Management For Voted - For 6 Elect John W. Garratt Management For Voted - For 7 Elect Kurt J. Hilzinger Management For Voted - For 8 Elect David A. Jones Jr. Management For Voted - Against 9 Elect Karen W. Katz Management For Voted - For 10 Elect Marcy S. Klevorn Management For Voted - For 11 Elect William J. McDonald Management For Voted - For 12 Elect Jorge S. Mesquita Management For Voted - For 2563 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect James J. O'Brien Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For HUNTINGTON BANCSHARES INCORPORATED Security ID: 446150104 Ticker: HBAN Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Lizabeth A. Ardisana Management For Voted - For 2 Elect Alanna Y. Cotton Management For Voted - For 3 Elect Ann B. Crane Management For Voted - For 4 Elect Robert S. Cubbin Management For Voted - For 5 Elect Gina D. France Management For Voted - For 6 Elect J. Michael Hochschwender Management For Voted - For 7 Elect Richard H. King Management For Voted - For 8 Elect Katherine M.A. Kline Management For Voted - For 9 Elect Richard W. Neu Management For Voted - For 10 Elect Kenneth J. Phelan Management For Voted - For 11 Elect David L. Porteous Management For Voted - For 12 Elect Roger J. Sit Management For Voted - For 13 Elect Stephen D. Steinour Management For Voted - For 14 Elect Jeffrey L. Tate Management For Voted - For 15 Elect Gary Torgow Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Ratification of Auditor Management For Voted - For HUNTINGTON INGALLS INDUSTRIES, INC. Security ID: 446413106 Ticker: HII Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Philip M. Bilden Management For Voted - For 2 Elect Augustus L. Collins Management For Voted - For 3 Elect Kirkland H. Donald Management For Voted - For 4 Elect Victoria D. Harker Management For Voted - Withheld 5 Elect Frank R. Jimenez Management For Voted - For 6 Elect Christopher D. Kastner Management For Voted - For 7 Elect Anastasia D. Kelly Management For Voted - For 8 Elect Tracy B. McKibben Management For Voted - For 9 Elect Stephanie L. O'Sullivan Management For Voted - For 10 Elect C. Michael Petters Management For Voted - For 11 Elect Thomas C. Schievelbein Management For Voted - For 12 Elect John K. Welch Management For Voted - For 13 Elect Stephen R. Wilson Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Approval of the 2022 Long-Term Incentive Stock Plan Management For Voted - For 2564 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For IDEX CORPORATION Security ID: 45167R104 Ticker: IEX Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Livingston Satterthwaite Management For Voted - For 2 Elect David C. Parry Management For Voted - For 3 Elect Eric D. Ashleman Management For Voted - For 4 Elect L. Paris Watts-Stanfield Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - Against IDEXX LABORATORIES, INC. Security ID: 45168D104 Ticker: IDXX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Jonathan W. Ayers Management For Voted - For 2 Elect Stuart M. Essig Management For Voted - For 3 Elect Jonathan J. Mazelsky Management For Voted - For 4 Elect M. Anne Szostak Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - For ILLINOIS TOOL WORKS INC. Security ID: 452308109 Ticker: ITW Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - For 2 Elect Susan Crown Management For Voted - For 3 Elect Darrell L. Ford Management For Voted - For 4 Elect James W. Griffith Management For Voted - Against 5 Elect Jay L. Henderson Management For Voted - For 6 Elect Richard H. Lenny Management For Voted - Against 7 Elect E. Scott Santi Management For Voted - For 8 Elect David H. B. Smith, Jr. Management For Voted - For 9 Elect Pamela B. Strobel Management For Voted - For 10 Elect Anre D. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2565 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ILLUMINA, INC. Security ID: 452327109 Ticker: ILMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Frances Arnold Management For Voted - For 2 Elect Francis A. deSouza Management For Voted - For 3 Elect Caroline D. Dorsa Management For Voted - For 4 Elect Robert S. Epstein Management For Voted - Against 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Gary S. Guthart Management For Voted - For 7 Elect Philip W. Schiller Management For Voted - For 8 Elect Susan E. Siegel Management For Voted - For 9 Elect John W. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain INCYTE CORPORATION Security ID: 45337C102 Ticker: INCY Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Julian C. Baker Management For Voted - Against 2 Elect Jean-Jacques Bienaime Management For Voted - Against 3 Elect Otis W. Brawley Management For Voted - For 4 Elect Paul J. Clancy Management For Voted - For 5 Elect Jacqualyn A. Fouse Management For Voted - For 6 Elect Edmund P. Harrigan Management For Voted - For 7 Elect Katherine A. High Management For Voted - For 8 Elect Herve Hoppenot Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against INGERSOLL RAND INC. Security ID: 45687V106 Ticker: IR Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Kirk E. Arnold Management For Voted - For 2 Elect Elizabeth Centoni Management For Voted - For 3 Elect William P. Donnelly Management For Voted - For 4 Elect Gary D. Forsee Management For Voted - For 5 Elect John Humphrey Management For Voted - Against 6 Elect Marc E. Jones Management For Voted - For 7 Elect Vicente Reynal Management For Voted - For 8 Elect Tony L. White Management For Voted - Against 2566 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Ratification of Auditor Management For Voted - For INTEL CORPORATION Security ID: 458140100 Ticker: INTC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick P. Gelsinger Management For Voted - For 2 Elect James J. Goetz Management For Voted - For 3 Elect Andrea J. Goldsmith Management For Voted - For 4 Elect Alyssa H. Henry Management For Voted - Against 5 Elect Omar Ishrak Management For Voted - For 6 Elect Risa Lavizzo-Mourey Management For Voted - For 7 Elect Tsu-Jae King Liu Management For Voted - For 8 Elect Gregory D. Smith Management For Voted - For 9 Elect Dion J. Weisler Management For Voted - For 10 Elect Frank D. Yeary Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2006 Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Racism in Company Culture Shareholder Against Voted - For INTERCONTINENTAL EXCHANGE, INC. Security ID: 45866F104 Ticker: ICE Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Sharon Y. Bowen Management For Voted - For 2 Elect Shantella E. Cooper Management For Voted - For 3 Elect Duriya M. Farooqui Management For Voted - For 4 Elect Lord Hague of Richmond Management For Voted - For 5 Elect Mark F. Mulhern Management For Voted - For 6 Elect Thomas E. Noonan Management For Voted - For 7 Elect Caroline L. Silver Management For Voted - For 8 Elect Jeffrey C. Sprecher Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Martha A. Tirinnanzi Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Omnibus Employee Incentive Plan Management For Voted - For 13 Approval of the 2022 Omnibus Non-Employee Director Incentive Plan Management For Voted - For 14 Elimination of Supermajority Requirements Management For Voted - For 15 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - Against 16 Ratification of Auditor Management For Voted - Against 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2567 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted INTERNATIONAL BUSINESS MACHINES CORPORATION Security ID: 459200101 Ticker: IBM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Thomas Buberl Management For Voted - Against 2 Elect David N. Farr Management For Voted - For 3 Elect Alex Gorsky Management For Voted - Against 4 Elect Michelle Howard Management For Voted - For 5 Elect Arvind Krishna Management For Voted - For 6 Elect Andrew N. Liveris Management For Voted - Against 7 Elect F. William McNabb, III Management For Voted - For 8 Elect Martha E. Pollack Management For Voted - For 9 Elect Joseph R. Swedish Management For Voted - For 10 Elect Peter R. Voser Management For Voted - For 11 Elect Frederick H. Waddell Management For Voted - For 12 Elect Alfred W. Zollar Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 17 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For INTERNATIONAL FLAVORS & FRAGRANCES INC. Security ID: 459506101 Ticker: IFF Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Kathryn J. Boor Management For Voted - For 2 Elect Edward D. Breen Management For Voted - Against 3 Elect Barry A. Bruno Management For Voted - For 4 Elect Franklin K. Clyburn, Jr. Management For Voted - For 5 Elect Carol A. Davidson Management For Voted - For 6 Elect Michael L. Ducker Management For Voted - For 7 Elect Roger W. Ferguson, Jr. Management For Voted - Against 8 Elect John F. Ferraro Management For Voted - For 9 Elect Christina A. Gold Management For Voted - For 10 Elect Ilene S. Gordon Management For Voted - For 11 Elect Matthias Heinzel Management For Voted - For 12 Elect Dale F. Morrison Management For Voted - Against 13 Elect Kare Schultz Management For Voted - Against 14 Elect Stephen Williamson Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - For 2568 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted INTERNATIONAL PAPER COMPANY Security ID: 460146103 Ticker: IP Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Christopher M. Connor Management For Voted - For 2 Elect Ahmet Cemal Dorduncu Management For Voted - For 3 Elect Ilene S. Gordon Management For Voted - Against 4 Elect Anders Gustafsson Management For Voted - For 5 Elect Jacqueline C. Hinman Management For Voted - For 6 Elect Clinton A. Lewis, Jr. Management For Voted - Against 7 Elect D. G. Macpherson Management For Voted - Against 8 Elect Kathryn D. Sullivan Management For Voted - For 9 Elect Mark S. Sutton Management For Voted - For 10 Elect Anton V. Vincent Management For Voted - Against 11 Elect Raymond Guy Young Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 15 Shareholder Proposal Regarding Report on Climate-related Activities Shareholder Against Voted - Against INTUIT INC. Security ID: 461202103 Ticker: INTU Meeting Date: 20-Jan-22 Meeting Type: Annual 1 Elect Eve Burton Management For Voted - For 2 Elect Scott D. Cook Management For Voted - For 3 Elect Richard Dalzell Management For Voted - For 4 Elect Sasan Goodarzi Management For Voted - For 5 Elect Deborah Liu Management For Voted - For 6 Elect Tekedra Mawakana Management For Voted - For 7 Elect Suzanne Nora Johnson Management For Voted - For 8 Elect Dennis D. Powell Management For Voted - For 9 Elect Brad D. Smith Management For Voted - For 10 Elect Thomas J. Szkutak Management For Voted - For 11 Elect Raul Vazquez Management For Voted - For 12 Elect Jeff Weiner Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Amendment to the 2005 Equity Incentive Plan Management For Voted - For INTUITIVE SURGICAL, INC. Security ID: 46120E602 Ticker: ISRG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Craig H. Barratt Management For Voted - For 2569 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Joseph C. Beery Management For Voted - For 3 Elect Gary S. Guthart Management For Voted - For 4 Elect Amal M. Johnson Management For Voted - For 5 Elect Don R. Kania Management For Voted - For 6 Elect Amy L. Ladd Management For Voted - For 7 Elect Keith R. Leonard, Jr. Management For Voted - For 8 Elect Alan J. Levy Management For Voted - For 9 Elect Jami Dover Nachtsheim Management For Voted - For 10 Elect Monica P. Reed Management For Voted - For 11 Elect Mark J. Rubash Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2010 Incentive Award Plan Management For Voted - For INVESCO LTD. Security ID: G491BT108 Ticker: IVZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Sarah E. Beshar Management For Voted - For 2 Elect Thomas M. Finke Management For Voted - Against 3 Elect Martin L. Flanagan Management For Voted - For 4 Elect William F. Glavin, Jr. Management For Voted - Against 5 Elect C. Robert Henrikson Management For Voted - Against 6 Elect Denis Kessler Management For Voted - Against 7 Elect Sir Nigel Sheinwald Management For Voted - Against 8 Elect Paula C. Tolliver Management For Voted - For 9 Elect G. Richard Wagoner, Jr. Management For Voted - Against 10 Elect Christopher C. Womack Management For Voted - Against 11 Elect Phoebe A. Wood Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - For IPG PHOTONICS CORPORATION Security ID: 44980X109 Ticker: IPGP Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Eugene A. Shcherbakov Management For Voted - For 2 Elect Michael C. Child Management For Voted - For 3 Elect Jeanmarie Desmond Management For Voted - For 4 Elect Gregory P. Dougherty Management For Voted - For 5 Elect Eric Meurice Management For Voted - For 6 Elect Natalia Pavlova Management For Voted - For 7 Elect John R. Peeler Management For Voted - Against 8 Elect Thomas J. Seifert Management For Voted - For 9 Elect Felix Stukalin Management For Voted - For 10 Elect Agnes K. Tang Management For Voted - For 2570 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Ratification of Auditor Management For Voted - Against IQVIA HOLDINGS INC. Security ID: 46266C105 Ticker: IQV Meeting Date: 12-Apr-22 Meeting Type: Annual 1.1 Elect John P. Connaughton Management For Voted - For 1.2 Elect John G. Danhakl Management For Voted - For 1.3 Elect James A. Fasano Management For Voted - For 1.4 Elect Leslie Wims Morris Management For Voted - For 2 Repeal of Classified Board Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against Voted - For 5 Ratification of Auditor Management For Voted - Against IRON MOUNTAIN INCORPORATED Security ID: 46284V101 Ticker: IRM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Jennifer Allerton Management For Voted - For 2 Elect Pamela M. Arway Management For Voted - For 3 Elect Clarke H. Bailey Management For Voted - For 4 Elect Kent P. Dauten Management For Voted - For 5 Elect Monte E. Ford Management For Voted - For 6 Elect Robin L. Matlock Management For Voted - For 7 Elect William L. Meaney Management For Voted - For 8 Elect Wendy J. Murdock Management For Voted - For 9 Elect Walter C. Rakowich Management For Voted - For 10 Elect Doyle R. Simons Management For Voted - For 11 Elect Alfred J. Verrecchia Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against J.B. HUNT TRANSPORT SERVICES, INC. Security ID: 445658107 Ticker: JBHT Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Douglas G. Duncan Management For Voted - Against 2 Elect Francesca M. Edwardson Management For Voted - For 3 Elect Wayne Garrison Management For Voted - For 4 Elect Sharilyn S. Gasaway Management For Voted - For 5 Elect Gary C. George Management For Voted - Against 6 Elect John B. (Thad) Hill, III Management For Voted - Against 7 Elect Bryan Hunt Management For Voted - Against 8 Elect Gale V. King Management For Voted - For 2571 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect John N. Roberts III Management For Voted - For 10 Elect James L. Robo Management For Voted - Against 11 Elect Kirk Thompson Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For JACK HENRY & ASSOCIATES, INC. Security ID: 426281101 Ticker: JKHY Meeting Date: 16-Nov-21 Meeting Type: Annual 1.1 Elect David B. Foss Management For Voted - For 1.2 Elect Matthew C. Flanigan Management For Voted - For 1.3 Elect Thomas H. Wilson, Jr. Management For Voted - For 1.4 Elect Jacque R. Fiegel Management For Voted - For 1.5 Elect Thomas A. Wimsett Management For Voted - For 1.6 Elect Laura G. Kelly Management For Voted - For 1.7 Elect Shruti S. Miyashiro Management For Voted - For 1.8 Elect Wesley A. Brown Management For Voted - For 1.9 Elect Curtis A. Campbell Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For JACOBS ENGINEERING GROUP INC. Security ID: 469814107 Ticker: J Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Steven J. Demetriou Management For Voted - For 2 Elect Chris M.T. Thompson Management For Voted - For 3 Elect Priya Abani Management For Voted - For 4 Elect Vincent K. Brooks Management For Voted - For 5 Elect Ralph E. Eberhart Management For Voted - For 6 Elect Manuel J. Fernandez Management For Voted - For 7 Elect Georgette D. Kiser Management For Voted - For 8 Elect Barbara L. Loughran Management For Voted - For 9 Elect Robert A. McNamara Management For Voted - For 10 Elect Peter J. Robertson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against JOHNSON & JOHNSON Security ID: 478160104 Ticker: JNJ Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Darius Adamczyk Management For Voted - For 2 Elect Mary C. Beckerle Management For Voted - For 3 Elect D. Scott Davis Management For Voted - For 2572 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Ian E.L. Davis Management For Voted - For 5 Elect Jennifer A. Doudna Management For Voted - For 6 Elect Joaquin Duato Management For Voted - For 7 Elect Alex Gorsky Management For Voted - Against 8 Elect Marillyn A. Hewson Management For Voted - For 9 Elect Hubert Joly Management For Voted - For 10 Elect Mark B. McClellan Management For Voted - Against 11 Elect Anne Mulcahy Management For Voted - For 12 Elect A. Eugene Washington Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Elect Nadja Y. West Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - Against 18 Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Racial Impact Audit Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - For 22 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - For 23 Shareholder Proposal Regarding Discontinuation of Talc-based Baby Powder Shareholder Against Voted - For 24 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 25 Shareholder Proposal Regarding Lobbying Activities Alignment with Universal Health Coverage Shareholder Against Voted - For 26 Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Against Voted - For 27 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - For JOHNSON CONTROLS INTERNATIONAL PLC Security ID: G51502105 Ticker: JCI Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Jean S. Blackwell Management For Voted - For 2 Elect Pierre E. Cohade Management For Voted - For 3 Elect Michael E. Daniels Management For Voted - For 4 Elect W. Roy Dunbar Management For Voted - For 5 Elect Gretchen R. Haggerty Management For Voted - For 6 Elect Simone Menne Management For Voted - For 7 Elect George R. Oliver Management For Voted - For 8 Elect Carl Jurgen Tinggren Management For Voted - Against 9 Elect Mark P. Vergnano Management For Voted - For 10 Elect R. David Yost Management For Voted - For 11 Elect John D. Young Management For Voted - Against 12 Appointment of Auditor Management For Voted - Against 2573 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Authorize Price Range at which the Company Can Re-Allot Treasury Shares Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For JPMORGAN CHASE & CO. Security ID: 46625H100 Ticker: JPM Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Linda B. Bammann Management For Voted - For 2 Elect Stephen B. Burke Management For Voted - For 3 Elect Todd A. Combs Management For Voted - For 4 Elect James S. Crown Management For Voted - For 5 Elect James Dimon Management For Voted - For 6 Elect Timothy P. Flynn Management For Voted - For 7 Elect Mellody Hobson Management For Voted - For 8 Elect Michael A. Neal Management For Voted - For 9 Elect Phebe N. Novakovic Management For Voted - For 10 Elect Virginia M. Rometty Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 16 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Aligning GHG Reductions with UNEP FI Recommendations Shareholder Against Voted - For JUNIPER NETWORKS, INC. Security ID: 48203R104 Ticker: JNPR Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Gary J. Daichendt Management For Voted - For 2 Elect Anne DelSanto Management For Voted - For 3 Elect Kevin A. DeNuccio Management For Voted - For 4 Elect James Dolce Management For Voted - For 5 Elect Christine M. Gorjanc Management For Voted - For 6 Elect Janet B. Haugen Management For Voted - For 7 Elect Scott Kriens Management For Voted - For 8 Elect Rahul Merchant Management For Voted - For 9 Elect Rami Rahim Management For Voted - For 2574 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect William Stensrud Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Amendment to the 2015 Equity Incentive Plan Management For Voted - For KANSAS CITY SOUTHERN Security ID: 485170302 Ticker: KSU Meeting Date: 10-Dec-21 Meeting Type: Special 1 Merger with Canadian Pacific Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For KELLOGG COMPANY Security ID: 487836108 Ticker: K Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Roderick Gillum Management For Voted - For 2 Elect Mary A. Laschinger Management For Voted - For 3 Elect Erica L. Mann Management For Voted - For 4 Elect Carolyn Tastad Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - Against 7 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - For KEYCORP Security ID: 493267108 Ticker: KEY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Alexander M. Cutler Management For Voted - For 2 Elect H. James Dallas Management For Voted - For 3 Elect Elizabeth R. Gile Management For Voted - For 4 Elect Ruth Ann M. Gillis Management For Voted - For 5 Elect Christopher M. Gorman Management For Voted - For 6 Elect Robin Hayes Management For Voted - For 7 Elect Carlton L. Highsmith Management For Voted - For 8 Elect Richard J. Hipple Management For Voted - For 9 Elect Devina Rankin Management For Voted - For 10 Elect Barbara R. Snyder Management For Voted - For 11 Elect Richard J. Tobin Management For Voted - For 12 Elect Todd J. Vasos Management For Voted - For 13 Elect David K. Wilson Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 2575 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted KEYSIGHT TECHNOLOGIES, INC. Security ID: 49338L103 Ticker: KEYS Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Elect James G. Cullen Management For Voted - Against 2 Elect Michelle J. Holthaus Management For Voted - For 3 Elect Jean M. Nye Management For Voted - For 4 Elect Joanne B. Olsen Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For KIMBERLY-CLARK CORPORATION Security ID: 494368103 Ticker: KMB Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Sylvia M. Burwell Management For Voted - For 2 Elect John W. Culver Management For Voted - For 3 Elect Robert W. Decherd Management For Voted - For 4 Elect Michael D. Hsu Management For Voted - For 5 Elect Mae C. Jemison Management For Voted - For 6 Elect S. Todd Maclin Management For Voted - For 7 Elect Deirdre Mahlan Management For Voted - For 8 Elect Sherilyn S. McCoy Management For Voted - For 9 Elect Christa Quarles Management For Voted - For 10 Elect Jaime A. Ramirez Management For Voted - For 11 Elect Dunia A. Shive Management For Voted - For 12 Elect Mark T. Smucker Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For KIMCO REALTY CORPORATION Security ID: 49446R109 Ticker: KIM Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Milton Cooper Management For Voted - For 2 Elect Philip E. Coviello Management For Voted - Against 3 Elect Conor C. Flynn Management For Voted - For 4 Elect Frank Lourenso Management For Voted - Against 5 Elect Henry Moniz Management For Voted - Against 6 Elect Mary Hogan Preusse Management For Voted - For 7 Elect Valerie Richardson Management For Voted - For 8 Elect Richard B. Saltzman Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 2576 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Ratification of Auditor Management For Voted - Against KINDER MORGAN, INC. Security ID: 49456B101 Ticker: KMI Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Richard D. Kinder Management For Voted - For 2 Elect Steven J. Kean Management For Voted - For 3 Elect Kimberly A. Dang Management For Voted - For 4 Elect Ted A. Gardner Management For Voted - Against 5 Elect Anthony W. Hall, Jr. Management For Voted - Against 6 Elect Gary L. Hultquist Management For Voted - For 7 Elect Ronald L. Kuehn, Jr. Management For Voted - Against 8 Elect Deborah A. Macdonald Management For Voted - For 9 Elect Michael C. Morgan Management For Voted - For 10 Elect Arthur C. Reichstetter Management For Voted - For 11 Elect C. Park Shaper Management For Voted - For 12 Elect William A. Smith Management For Voted - For 13 Elect Joel V. Staff Management For Voted - For 14 Elect Robert F. Vagt Management For Voted - For 15 Elect Perry M. Waughtal Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Advisory Vote on Executive Compensation Management For Voted - For L3HARRIS TECHNOLOGIES, INC. Security ID: 502431109 Ticker: LHX Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Sallie B. Bailey Management For Voted - For 2 Elect William M. Brown Management For Voted - Against 3 Elect Peter W. Chiarelli Management For Voted - For 4 Elect Thomas A. Corcoran Management For Voted - For 5 Elect Thomas A. Dattilo Management For Voted - Against 6 Elect Roger B. Fradin Management For Voted - For 7 Elect Harry B. Harris, Jr. Management For Voted - For 8 Elect Lewis Hay III Management For Voted - Against 9 Elect Lewis Kramer Management For Voted - For 10 Elect Christopher E. Kubasik Management For Voted - For 11 Elect Rita S. Lane Management For Voted - For 12 Elect Robert B. Millard Management For Voted - Against 13 Elect Lloyd W. Newton Management For Voted - Against 14 Board Size Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 2577 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted LABORATORY CORPORATION OF AMERICA HOLDINGS Security ID: 50540R409 Ticker: LH Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Kerrii B. Anderson Management For Voted - For 2 Elect Jean-Luc Belingard Management For Voted - For 3 Elect Jeffrey A. Davis Management For Voted - For 4 Elect D. Gary Gilliland Management For Voted - For 5 Elect Garheng Kong Management For Voted - For 6 Elect Peter M. Neupert Management For Voted - For 7 Elect Richelle P. Parham Management For Voted - For 8 Elect Adam H. Schechter Management For Voted - For 9 Elect Kathryn E. Wengel Management For Voted - For 10 Elect R. Sanders Williams Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against LAS VEGAS SANDS CORP. Security ID: 517834107 Ticker: LVS Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Irwin Chafetz Management For Voted - For 1.2 Elect Micheline Chau Management For Voted - Withheld 1.3 Elect Patrick Dumont Management For Voted - For 1.4 Elect Charles D. Forman Management For Voted - For 1.5 Elect Robert Glen Goldstein Management For Voted - For 1.6 Elect Nora M. Jordan Management For Voted - For 1.7 Elect Charles A. Koppelman Management For Voted - Withheld 1.8 Elect Lewis Kramer Management For Voted - For 1.9 Elect David F. Levi Management For Voted - Withheld 1.10 Elect Yibing Mao Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against LEIDOS HOLDINGS, INC. Security ID: 525327102 Ticker: LDOS Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Gregory R. Dahlberg Management For Voted - For 2 Elect David G. Fubini Management For Voted - Against 3 Elect Miriam E. John Management For Voted - For 4 Elect Robert C. Kovarik, Jr. Management For Voted - For 5 Elect Harry M.J. Kraemer, Jr. Management For Voted - Against 6 Elect Roger A. Krone Management For Voted - For 2578 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Gary S. May Management For Voted - For 8 Elect Surya N. Mohapatra Management For Voted - For 9 Elect Patrick M. Shanahan Management For Voted - Against 10 Elect Robert S. Shapard Management For Voted - Against 11 Elect Susan M. Stalnecker Management For Voted - For 12 Elect Noel B. Williams Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against LENNAR CORPORATION Security ID: 526057302 Ticker: LEN Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard Beckwitt Management For Voted - For 3 Elect Steven L. Gerard Management For Voted - Against 4 Elect Theron I. Gilliam Management For Voted - Against 5 Elect Sherrill W. Hudson Management For Voted - Against 6 Elect Jonathan M. Jaffe Management For Voted - For 7 Elect Sidney Lapidus Management For Voted - For 8 Elect Teri P. McClure Management For Voted - Against 9 Elect Stuart A. Miller Management For Voted - Against 10 Elect Armando J. Olivera Management For Voted - Against 11 Elect Jeffrey Sonnenfeld Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Amendment to the 2016 Equity Incentive Plan Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For LINCOLN NATIONAL CORPORATION Security ID: 534187109 Ticker: LNC Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Deirdre P. Connelly Management For Voted - For 2 Elect Ellen G. Cooper Management For Voted - For 3 Elect William H. Cunningham Management For Voted - For 4 Elect Reginald E. Davis Management For Voted - For 5 Elect Dennis R. Glass Management For Voted - For 6 Elect Eric G. Johnson Management For Voted - For 7 Elect Gary C. Kelly Management For Voted - For 8 Elect M. Leanne Lachman Management For Voted - For 9 Elect Dale Lefebvre Management For Voted - For 10 Elect Janet Liang Management For Voted - For 11 Elect Michael F. Mee Management For Voted - For 12 Elect Patrick S. Pittard Management For Voted - For 13 Elect Lynn M. Utter Management For Voted - For 2579 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Amendment to the 2020 Incentive Compensation Plan Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For LIVE NATION ENTERTAINMENT, INC. Security ID: 538034109 Ticker: LYV Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Maverick Carter Management For Voted - Against 2 Elect Ping Fu Management For Voted - For 3 Elect Jeffrey T. Hinson Management For Voted - For 4 Elect Chad Hollingsworth Management For Voted - For 5 Elect Jimmy Iovine Management For Voted - For 6 Elect James S. Kahan Management For Voted - For 7 Elect Gregory B. Maffei Management For Voted - Against 8 Elect Randall T. Mays Management For Voted - Against 9 Elect Michael Rapino Management For Voted - For 10 Elect Dana Walden Management For Voted - For 11 Elect Latriece Watkins Management For Voted - For 12 Ratification of Auditor Management For Voted - For LKQ CORPORATION Security ID: 501889208 Ticker: LKQ Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Patrick Berard Management For Voted - Against 2 Elect Meg A. Divitto Management For Voted - For 3 Elect Robert M. Hanser Management For Voted - For 4 Elect Joseph M. Holsten Management For Voted - For 5 Elect Blythe J. McGarvie Management For Voted - For 6 Elect John W. Mendel Management For Voted - For 7 Elect Jody G. Miller Management For Voted - For 8 Elect Guhan Subramanian Management For Voted - Against 9 Elect Xavier Urbain Management For Voted - For 10 Elect Jacob H. Welch Management For Voted - For 11 Elect Dominick P. Zarcone Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 2580 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted LOCKHEED MARTIN CORPORATION Security ID: 539830109 Ticker: LMT Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Daniel F. Akerson Management For Voted - For 2 Elect David B. Burritt Management For Voted - For 3 Elect Bruce A. Carlson Management For Voted - For 4 Elect John Donovan Management For Voted - For 5 Elect Joseph Dunford Jr. Management For Voted - For 6 Elect James O. Ellis, Jr. Management For Voted - For 7 Elect Thomas J. Falk Management For Voted - For 8 Elect Ilene S. Gordon Management For Voted - For 9 Elect Vicki A. Hollub Management For Voted - For 10 Elect Jeh C. Johnson Management For Voted - For 11 Elect Debra L. Reed-Klages Management For Voted - For 12 Elect James D. Taiclet Management For Voted - For 13 Elect Patricia E. Yarrington Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Human Rights Impact Assessments Shareholder Against Voted - For LOEWS CORPORATION Security ID: 540424108 Ticker: L Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Ann E. Berman Management For Voted - For 2 Elect Joseph L. Bower Management For Voted - Against 3 Elect Charles D. Davidson Management For Voted - For 4 Elect Charles M. Diker Management For Voted - For 5 Elect Paul J. Fribourg Management For Voted - Against 6 Elect Walter L. Harris Management For Voted - Against 7 Elect Philip A. Laskawy Management For Voted - For 8 Elect Susan P. Peters Management For Voted - For 9 Elect Andrew H. Tisch Management For Voted - For 10 Elect James S. Tisch Management For Voted - For 11 Elect Jonathan M. Tisch Management For Voted - For 12 Elect Anthony Welters Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 2581 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted LOWE'S COMPANIES, INC. Security ID: 548661107 Ticker: LOW Meeting Date: 27-May-22 Meeting Type: Annual 1.1 Elect Raul Alvarez Management For Voted - For 1.2 Elect David H. Batchelder Management For Voted - For 1.3 Elect Sandra B. Cochran Management For Voted - For 1.4 Elect Laurie Z. Douglas Management For Voted - For 1.5 Elect Richard W. Dreiling Management For Voted - Withheld 1.6 Elect Marvin R. Ellison Management For Voted - For 1.7 Elect Daniel J. Heinrich Management For Voted - For 1.8 Elect Brian C. Rogers Management For Voted - For 1.9 Elect Bertram L. Scott Management For Voted - For 1.10 Elect Colleen Taylor Management For Voted - For 1.11 Elect Mary Elizabeth West Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Amendment to the 2006 Long Term Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 6 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification Shareholder Against Voted - For LUMEN TECHNOLOGIES, INC. Security ID: 550241103 Ticker: LUMN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Quincy L. Allen Management For Voted - For 2 Elect Martha Helena Bejar Management For Voted - For 3 Elect Peter C. Brown Management For Voted - For 4 Elect Kevin P. Chilton Management For Voted - For 5 Elect Steven T. Clontz Management For Voted - Against 6 Elect T. Michael Glenn Management For Voted - For 7 Elect W. Bruce Hanks Management For Voted - For 8 Elect Hal Stanley Jones Management For Voted - For 9 Elect Michael J. Roberts Management For Voted - Against 10 Elect Laurie A. Siegel Management For Voted - For 11 Elect Jeffrey K. Storey Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 2582 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted LYONDELLBASELL INDUSTRIES N.V. Security ID: N53745100 Ticker: LYB Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Jacques Aigrain Management For Voted - Against 2 Elect Lincoln Benet Management For Voted - Against 3 Elect Jagjeet S. Bindra Management For Voted - For 4 Elect Robin Buchanan Management For Voted - Against 5 Elect Anthony R. Chase Management For Voted - For 6 Elect Nance K. Dicciani Management For Voted - For 7 Elect Robert W. Dudley Management For Voted - For 8 Elect Claire S. Farley Management For Voted - For 9 Elect Michael S. Hanley Management For Voted - For 10 Elect Virginia A. Kamsky Management For Voted - For 11 Elect Albert Manifold Management For Voted - For 12 Elect Peter Vanacker Management For Voted - For 13 Ratification of Board Acts Management For Voted - For 14 Accounts and Reports Management For Voted - For 15 Appointment of Dutch Statutory Auditor Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Cancellation of Shares Management For Voted - For M&T BANK CORPORATION Security ID: 55261F104 Ticker: MTB Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Robert T. Brady Management For Voted - Against 3 Elect Calvin G. Butler, Jr. Management For Voted - Against 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger, Jr. Management For Voted - For 6 Elect T. Jefferson Cunningham, III Management For Voted - For 7 Elect Gary N. Geisel Management For Voted - Against 8 Elect Leslie V. Godridge Management For Voted - For 9 Elect Rene F. Jones Management For Voted - For 10 Elect Richard H. Ledgett, Jr. Management For Voted - For 11 Elect Melinda R. Rich Management For Voted - For 12 Elect Robert E. Sadler, Jr. Management For Voted - For 13 Elect Denis J. Salamone Management For Voted - For 14 Elect John R. Scannell Management For Voted - Against 15 Elect Rudina Seseri Management For Voted - For 16 Elect Kirk W. Walters Management For Voted - For 17 Elect Herbert L. Washington Management For Voted - For 18 Advisory Vote on Executive Compensation Management For Voted - For 19 Ratification of Auditor Management For Voted - Against 2583 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted MARATHON OIL CORPORATION Security ID: 565849106 Ticker: MRO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Chadwick C. Deaton Management For Voted - For 2 Elect Marcela E. Donadio Management For Voted - For 3 Elect M. Elise Hyland Management For Voted - For 4 Elect Holli C. Ladhani Management For Voted - For 5 Elect Brent J. Smolik Management For Voted - For 6 Elect Lee M. Tillman Management For Voted - For 7 Elect J. Kent Wells Management For Voted - For 8 Ratification of Auditor Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For MARATHON PETROLEUM CORPORATION Security ID: 56585A102 Ticker: MPC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Evan Bayh Management For Voted - Against 2 Elect Charles E. Bunch Management For Voted - Against 3 Elect Edward G. Galante Management For Voted - For 4 Elect Kim K.W. Rucker Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Repeal of Classified Board Management For Voted - For 8 Elimination of Supermajority Requirement Management For Voted - For 9 Approval of Exclusive Forum Provisions Management For Voted - Against 10 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 11 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 12 Shareholder Proposal Regarding Just Transition Reporting Shareholder Against Voted - For MARKETAXESS HOLDINGS INC. Security ID: 57060D108 Ticker: MKTX Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Richard M. McVey Management For Voted - For 2 Elect Nancy A. Altobello Management For Voted - For 3 Elect Steven Begleiter Management For Voted - For 4 Elect Stephen P. Casper Management For Voted - For 5 Elect Jane P. Chwick Management For Voted - For 6 Elect Christopher R. Concannon Management For Voted - For 7 Elect William F. Cruger, Jr. Management For Voted - For 8 Elect Kourtney Gibson Management For Voted - For 2584 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Justin G. Gmelich Management For Voted - For 10 Elect Richard G. Ketchum Management For Voted - For 11 Elect Xiaojia Charles Li Management For Voted - For 12 Elect Emily H. Portney Management For Voted - For 13 Elect Richard L. Prager Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For MARRIOTT INTERNATIONAL, INC. Security ID: 571903202 Ticker: MAR Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Anthony G. Capuano Management For Voted - For 2 Elect Isabella D. Goren Management For Voted - For 3 Elect Deborah Marriott Harrison Management For Voted - For 4 Elect Frederick A. Henderson Management For Voted - For 5 Elect Eric Hippeau Management For Voted - For 6 Elect Debra L. Lee Management For Voted - For 7 Elect Aylwin B. Lewis Management For Voted - For 8 Elect David S. Marriott Management For Voted - For 9 Elect Margaret M. McCarthy Management For Voted - For 10 Elect George Munoz Management For Voted - For 11 Elect Horacio D. Rozanski Management For Voted - For 12 Elect Susan C. Schwab Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Approval of the Employee Stock Purchase Plan Management For Voted - For 16 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For MARSH & MCLENNAN COMPANIES, INC. Security ID: 571748102 Ticker: MMC Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Anthony K. Anderson Management For Voted - For 2 Elect Hafize Gaye Erkan Management For Voted - For 3 Elect Oscar Fanjul Martin Management For Voted - For 4 Elect Daniel S. Glaser Management For Voted - For 5 Elect H. Edward Hanway Management For Voted - For 6 Elect Deborah C. Hopkins Management For Voted - For 7 Elect Tamara Ingram Management For Voted - For 8 Elect Jane H. Lute Management For Voted - For 9 Elect Steven A. Mills Management For Voted - For 10 Elect Bruce P. Nolop Management For Voted - For 11 Elect Morton O. Schapiro Management For Voted - For 2585 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Lloyd M. Yates Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against MARTIN MARIETTA MATERIALS, INC. Security ID: 573284106 Ticker: MLM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Dorothy M. Ables Management For Voted - For 2 Elect Sue W. Cole Management For Voted - For 3 Elect Smith W. Davis Management For Voted - Against 4 Elect Anthony R. Foxx Management For Voted - For 5 Elect John J. Koraleski Management For Voted - For 6 Elect C. Howard Nye Management For Voted - For 7 Elect Laree E. Perez Management For Voted - For 8 Elect Thomas H. Pike Management For Voted - For 9 Elect Michael J. Quillen Management For Voted - For 10 Elect Donald W. Slager Management For Voted - Against 11 Elect David C. Wajsgras Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For MASCO CORPORATION Security ID: 574599106 Ticker: MAS Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Donald R. Parfet Management For Voted - Against 2 Elect Lisa A. Payne Management For Voted - For 3 Elect Reginald M. Turner, Jr. Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - Against MASTERCARD INCORPORATED Security ID: 57636Q104 Ticker: MA Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Merit E. Janow Management For Voted - For 2 Elect Candido Botelho Bracher Management For Voted - For 3 Elect Richard K. Davis Management For Voted - For 4 Elect Julius Genachowski Management For Voted - For 5 Elect GOH Choon Phong Management For Voted - For 6 Elect Oki Matsumoto Management For Voted - For 7 Elect Michael Miebach Management For Voted - For 8 Elect Youngme E. Moon Management For Voted - For 9 Elect Rima Qureshi Management For Voted - For 2586 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Gabrielle Sulzberger Management For Voted - For 11 Elect Jackson P. Tai Management For Voted - For 12 Elect Harit Talwar Management For Voted - For 13 Elect Lance Uggla Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Restoration of Right to Call a Special Meeting Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Political Donations to Objectors Shareholder Against Voted - For 19 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Untraceable Firearms Shareholder Against Voted - For MATCH GROUP, INC. Security ID: 57667L107 Ticker: MTCH Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Stephen Bailey Management For Voted - For 2 Elect Melissa Brenner Management For Voted - For 3 Elect Alan G. Spoon Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - Against MCCORMICK & COMPANY, INCORPORATED Security ID: 579780206 Ticker: MKC Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Attendance Management N/A Take No Action MCDONALD'S CORPORATION Security ID: 580135101 Ticker: MCD Meeting Date: 26-May-22 Meeting Type: Special 1.1 Elect Leslie Samuelrich Shareholder N/A Take No Action 1.2 Elect Maisie Lucia Ganzler Shareholder N/A Take No Action 1.3 Elect Management Nominee Lloyd H. Dean Shareholder N/A Take No Action 1.4 Elect Management Nominee Robert A. Eckert Shareholder N/A Take No Action 1.5 Elect Management Nominee Catherine Engelbert Shareholder N/A Take No Action 1.6 Elect Management Nominee Maragret H. Georgiadis Shareholder N/A Take No Action 1.7 Elect Management Nominee Enrique Hernandez, Jr. Shareholder N/A Take No Action 1.8 Elect Management Nominee Christopher Kempczinski Shareholder N/A Take No Action 1.9 Elect Management Nominee John Mulligan Shareholder N/A Take No Action 2587 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.10 Elect Management Nominee John W. Rogers, Jr. Shareholder N/A Take No Action 1.11 Elect Management Nominee Paul S. Walsh Shareholder N/A Take No Action 1.12 Elect Management Nominee Miles D. White Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Ratification of Auditor Management N/A Take No Action 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder N/A Take No Action 5 Shareholder Proposal Regarding Report on Plastics Shareholder N/A Take No Action 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder N/A Take No Action 7 Shareholder Proposal Regarding Gestation Crates Shareholder N/A Take No Action 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder N/A Take No Action 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder N/A Take No Action 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder N/A Take No Action 1.1 Elect Lloyd H. Dean Management For Voted - For 1.2 Elect Robert A. Eckert Management For Voted - For 1.3 Elect Catherine Engelbert Management For Voted - For 1.4 Elect Margaret H. Georgiadis Management For Voted - For 1.5 Elect Enrique Hernandez, Jr. Management For Voted - For 1.6 Elect Christopher Kempczinski Management For Voted - For 1.7 Elect Richard H. Lenny Management For Voted - For 1.8 Elect John Mulligan Management For Voted - For 1.9 Elect Sheila A. Penrose Management For Voted - For 1.10 Elect John W. Rogers, Jr. Management For Voted - For 1.11 Elect Paul S. Walsh Management For Voted - For 1.12 Elect Miles D. White Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against 6 Shareholder Proposal Regarding Report on Public Health Costs of Antibiotics in the Supply Chain Shareholder Against Voted - Against 7 Shareholder Proposal Regarding Gestation Crates Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 9 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - Against MEDTRONIC PLC Security ID: G5960L103 Ticker: MDT Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Richard H. Anderson Management For Voted - For 2 Elect Craig Arnold Management For Voted - For 3 Elect Scott C. Donnelly Management For Voted - For 2588 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Andrea J. Goldsmith Management For Voted - For 5 Elect Randall J. Hogan, III Management For Voted - For 6 Elect Kevin E. Lofton Management For Voted - For 7 Elect Geoffrey Straub Martha Management For Voted - For 8 Elect Elizabeth G. Nabel Management For Voted - For 9 Elect Denise M. O'Leary Management For Voted - For 10 Elect Kendall J. Powell Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 2021 Long Term Incentive Plan Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For MERCK & CO., INC. Security ID: 58933Y105 Ticker: MRK Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Douglas M. Baker, Jr. Management For Voted - For 2 Elect Mary Ellen Coe Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 4 Elect Robert M. Davis Management For Voted - For 5 Elect Kenneth C. Frazier Management For Voted - For 6 Elect Thomas H. Glocer Management For Voted - For 7 Elect Risa Lavizzo-Mourey Management For Voted - For 8 Elect Stephen L. Mayo Management For Voted - For 9 Elect Paul B. Rothman Management For Voted - For 10 Elect Patricia F. Russo Management For Voted - For 11 Elect Christine E. Seidman Management For Voted - For 12 Elect Inge G. Thulin Management For Voted - For 13 Elect Kathy J. Warden Management For Voted - For 14 Elect Peter C. Wendell Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against Voted - For 19 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 2589 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - For 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - For 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For METLIFE, INC. Security ID: 59156R108 Ticker: MET Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Cheryl W. Grise Management For Voted - For 2 Elect Carlos M. Gutierrez Management For Voted - For 3 Elect Carla A. Harris Management For Voted - For 4 Elect Gerald L. Hassell Management For Voted - For 5 Elect David L. Herzog Management For Voted - For 6 Elect R. Glenn Hubbard Management For Voted - For 7 Elect Edward J. Kelly, III Management For Voted - For 8 Elect William E. Kennard Management For Voted - For 9 Elect Michel A. Khalaf Management For Voted - For 10 Elect Catherine R. Kinney Management For Voted - For 11 Elect Diana L. McKenzie Management For Voted - For 12 Elect Denise M. Morrison Management For Voted - For 13 Elect Mark A. Weinberger Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 2590 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted METTLER-TOLEDO INTERNATIONAL INC. Security ID: 592688105 Ticker: MTD Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Robert F. Spoerry Management For Voted - For 2 Elect Wah-Hui Chu Management For Voted - Against 3 Elect Domitille Doat-Le Bigot Management For Voted - For 4 Elect Olivier A. Filliol Management For Voted - For 5 Elect Elisha W. Finney Management For Voted - For 6 Elect Richard Francis Management For Voted - For 7 Elect Michael A. Kelly Management For Voted - For 8 Elect Thomas P. Salice Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For MGM RESORTS INTERNATIONAL Security ID: 552953101 Ticker: MGM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Barry Diller Management For Voted - Against 2 Elect Alexis M. Herman Management For Voted - For 3 Elect William Joseph Hornbuckle Management For Voted - For 4 Elect Mary Chris Jammet Management For Voted - For 5 Elect Joey Levin Management For Voted - Against 6 Elect Rose McKinney-James Management For Voted - For 7 Elect Keith A. Meister Management For Voted - For 8 Elect Paul J. Salem Management For Voted - For 9 Elect Gregory M. Spierkel Management For Voted - For 10 Elect Jan G. Swartz Management For Voted - For 11 Elect Daniel J. Taylor Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For MICRON TECHNOLOGY, INC. Security ID: 595112103 Ticker: MU Meeting Date: 13-Jan-22 Meeting Type: Annual 1 Elect Richard M. Beyer Management For Voted - For 2 Elect Lynn A. Dugle Management For Voted - For 3 Elect Steven J. Gomo Management For Voted - For 4 Elect Linnie M. Haynesworth Management For Voted - For 5 Elect Mary Pat McCarthy Management For Voted - For 6 Elect Sanjay Mehrotra Management For Voted - For 7 Elect Robert E. Switz Management For Voted - For 2591 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect MaryAnn Wright Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against MICROSOFT CORPORATION Security ID: 594918104 Ticker: MSFT Meeting Date: 30-Nov-21 Meeting Type: Annual 1 Elect Reid G. Hoffman Management For Voted - For 2 Elect Hugh F. Johnston Management For Voted - For 3 Elect Teri L. List Management For Voted - For 4 Elect Satya Nadella Management For Voted - For 5 Elect Sandra E. Peterson Management For Voted - For 6 Elect Penny S. Pritzker Management For Voted - For 7 Elect Carlos A. Rodriguez Management For Voted - For 8 Elect Charles W. Scharf Management For Voted - For 9 Elect John W. Stanton Management For Voted - For 10 Elect John W. Thompson Management For Voted - Against 11 Elect Emma N. Walmsley Management For Voted - For 12 Elect Padmasree Warrior Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the Employee Stock Purchase Plan Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies Shareholder Against Voted - For 18 Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities Shareholder Against Voted - For 19 Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge Shareholder Against Voted - For 20 Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies Shareholder Against Voted - For MID-AMERICA APARTMENT COMMUNITIES, INC. Security ID: 59522J103 Ticker: MAA Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect H. Eric Bolton, Jr. Management For Voted - For 2 Elect Alan B. Graf, Jr. Management For Voted - For 3 Elect Toni Jennings Management For Voted - For 4 Elect Edith Kelly-Green Management For Voted - For 5 Elect James K. Lowder Management For Voted - Against 6 Elect Thomas H. Lowder Management For Voted - For 7 Elect Monica McGurk Management For Voted - For 8 Elect Claude B. Nielsen Management For Voted - Against 2592 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Philip W. Norwood Management For Voted - For 10 Elect W. Reid Sanders Management For Voted - For 11 Elect Gary Shorb Management For Voted - Against 12 Elect David P. Stockert Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For MODERNA, INC. Security ID: 60770K107 Ticker: MRNA Meeting Date: 28-Apr-22 Meeting Type: Annual 1.1 Elect Noubar B. Afeyan Management For Voted - For 1.2 Elect Stephane Bancel Management For Voted - For 1.3 Elect Francois Nader Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - For MOHAWK INDUSTRIES, INC. Security ID: 608190104 Ticker: MHK Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Joseph A. Onorato Management For Voted - For 2 Elect William H. Runge III Management For Voted - For 3 Elect W. Christopher Wellborn Management For Voted - For 4 Ratification of Auditor Management For Voted - Against 5 Advisory Vote on Executive Compensation Management For Voted - For MOLINA HEALTHCARE, INC. Security ID: 60855R100 Ticker: MOH Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Barbara L. Brasier Management For Voted - For 2 Elect Daniel Cooperman Management For Voted - For 3 Elect Stephen H. Lockhart Management For Voted - For 4 Elect Steven J. Orlando Management For Voted - Against 5 Elect Ronna E. Romney Management For Voted - Against 6 Elect Richard M. Schapiro Management For Voted - For 7 Elect Dale Wolf Management For Voted - Against 8 Elect Richard Zoretic Management For Voted - For 9 Elect Joseph M. Zubretsky Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 2593 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted MOLSON COORS BEVERAGE COMPANY Security ID: 60871R209 Ticker: TAP Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Roger G. Eaton Management For Voted - For 1.2 Elect Charles M. Herington Management For Voted - For 1.3 Elect H. Sanford Riley Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For MONDELEZ INTERNATIONAL, INC. Security ID: 609207105 Ticker: MDLZ Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lewis W.K. Booth Management For Voted - For 2 Elect Charles E. Bunch Management For Voted - For 3 Elect Ertharin Cousin Management For Voted - For 4 Elect Lois D. Juliber Management For Voted - For 5 Elect Jorge S. Mesquita Management For Voted - For 6 Elect Jane Hamilton Nielsen Management For Voted - For 7 Elect Christiana Smith Shi Management For Voted - For 8 Elect Patrick T. Siewert Management For Voted - For 9 Elect Michael A. Todman Management For Voted - For 10 Elect Dirk Van de Put Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against MONOLITHIC POWER SYSTEMS, INC. Security ID: 609839105 Ticker: MPWR Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Michael R. Hsing Management For Voted - For 2 Elect Herbert Chang Management For Voted - Withheld 3 Elect Carintia Martinez Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against MONSTER BEVERAGE CORPORATION Security ID: 61174X109 Ticker: MNST Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Rodney C. Sacks Management For Voted - For 1.2 Elect Hilton H. Schlosberg Management For Voted - For 2594 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.3 Elect Mark J. Hall Management For Voted - For 1.4 Elect Ana Demel Management For Voted - Withheld 1.5 Elect James Leonard Dinkins Management For Voted - For 1.6 Elect Gary P. Fayard Management For Voted - For 1.7 Elect Tiffany M. Hall Management For Voted - For 1.8 Elect Jeanne P. Jackson Management For Voted - For 1.9 Elect Steven G. Pizula Management For Voted - For 1.10 Elect Mark S. Vidergauz Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For MOODY'S CORPORATION Security ID: 615369105 Ticker: MCO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jorge A. Bermudez Management For Voted - For 2 Elect Therese Esperdy Management For Voted - For 3 Elect Robert Fauber Management For Voted - For 4 Elect Vincent A. Forlenza Management For Voted - For 5 Elect Kathryn M. Hill Management For Voted - For 6 Elect Lloyd W. Howell, Jr. Management For Voted - For 7 Elect Raymond W. McDaniel, Jr. Management For Voted - For 8 Elect Leslie Seidman Management For Voted - For 9 Elect Zig Serafin Management For Voted - For 10 Elect Bruce Van Saun Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For MORGAN STANLEY Security ID: 617446448 Ticker: MS Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Alistair Darling Management For Voted - For 2 Elect Thomas H. Glocer Management For Voted - Against 3 Elect James P. Gorman Management For Voted - For 4 Elect Robert H. Herz Management For Voted - Against 5 Elect Erika H. James Management For Voted - For 6 Elect Hironori Kamezawa Management For Voted - For 7 Elect Shelley B. Leibowitz Management For Voted - For 8 Elect Stephen J. Luczo Management For Voted - For 9 Elect Judith Miscik Management For Voted - For 10 Elect Masato Miyachi Management For Voted - For 11 Elect Dennis M. Nally Management For Voted - For 12 Elect Mary L. Schapiro Management For Voted - For 13 Elect Perry M. Traquina Management For Voted - For 2595 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Rayford Wilkins Jr. Management For Voted - Against 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For MOTOROLA SOLUTIONS, INC. Security ID: 620076307 Ticker: MSI Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Gregory Q. Brown Management For Voted - For 2 Elect Kenneth D. Denman Management For Voted - Against 3 Elect Egon Durban Management For Voted - Against 4 Elect Ayanna M. Howard Management For Voted - For 5 Elect Clayton M. Jones Management For Voted - For 6 Elect Judy C. Lewent Management For Voted - For 7 Elect Gregory K. Mondre Management For Voted - Against 8 Elect Joseph M. Tucci Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Amendment to the 2015 Omnibus Incentive Plan Management For Voted - For MSCI INC. Security ID: 55354G100 Ticker: MSCI Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Henry A. Fernandez Management For Voted - For 2 Elect Robert G. Ashe Management For Voted - For 3 Elect Wayne Edmunds Management For Voted - For 4 Elect Catherine R. Kinney Management For Voted - For 5 Elect Jacques P. Perold Management For Voted - For 6 Elect Sandy C. Rattray Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Marcus L. Smith Management For Voted - For 9 Elect Rajat Taneja Management For Voted - For 10 Elect Paula Volent Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For NASDAQ, INC. Security ID: 631103108 Ticker: NDAQ Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Elect Melissa M. Arnoldi Management For Voted - For 2 Elect Charlene T. Begley Management For Voted - For 3 Elect Steven D. Black Management For Voted - For 2596 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Adena T. Friedman Management For Voted - For 5 Elect Essa Kazim Management For Voted - For 6 Elect Thomas A. Kloet Management For Voted - For 7 Elect John D. Rainey Management For Voted - For 8 Elect Michael R. Splinter Management For Voted - For 9 Elect Toni Townes-Whitley Management For Voted - For 10 Elect Alfred W. Zollar Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against NETFLIX, INC. Security ID: 64110L106 Ticker: NFLX Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Timothy M. Haley Management For Voted - Withheld 2 Elect Leslie J. Kilgore Management For Voted - For 3 Elect Strive T. Masiyiwa Management For Voted - Withheld 4 Elect Ann Mather Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Elimination of Supermajority Requirement Management For Voted - For 7 Restoration of Right to Call a Special Meeting Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 11 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For NEWELL BRANDS INC. Security ID: 651229106 Ticker: NWL Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Bridget M. Ryan-Berman Management For Voted - For 2 Elect Patrick D. Campbell Management For Voted - For 3 Elect James R. Craigie Management For Voted - Against 4 Elect Brett M. Icahn Management For Voted - Against 5 Elect Jay L. Johnson Management For Voted - For 6 Elect Gerardo I. Lopez Management For Voted - For 7 Elect Courtney R. Mather Management For Voted - For 8 Elect Ravichandra K. Saligram Management For Voted - For 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Robert A. Steele Management For Voted - Against 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Approval of the 2022 Incentive Plan Management For Voted - For 2597 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against NEWMONT CORPORATION Security ID: 651639106 Ticker: NEM Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Patrick G. Awuah, Jr. Management For Voted - For 2 Elect Gregory H. Boyce Management For Voted - For 3 Elect Bruce R. Brook Management For Voted - For 4 Elect Maura J. Clark Management For Voted - For 5 Elect Emma FitzGerald Management For Voted - For 6 Elect Mary A. Laschinger Management For Voted - For 7 Elect Jose Manuel Madero Management For Voted - For 8 Elect Rene Medori Management For Voted - For 9 Elect Jane Nelson Management For Voted - For 10 Elect Thomas Palmer Management For Voted - For 11 Elect Julio M. Quintana Management For Voted - For 12 Elect Susan N. Story Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For NEWS CORPORATION Security ID: 65249B109 Ticker: NWS Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Attendance Management N/A Take No Action NEWS CORPORATION Security ID: 65249B208 Ticker: NWS Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect K. Rupert Murdoch Management For Voted - For 2 Elect Lachlan K. Murdoch Management For Voted - For 3 Elect Robert J. Thomson Management For Voted - For 4 Elect Kelly A. Ayotte Management For Voted - For 5 Elect Jose Maria Aznar Management For Voted - For 6 Elect Natalie Bancroft Management For Voted - For 7 Elect Peter L. Barnes Management For Voted - For 8 Elect Ana Paula Pessoa Management For Voted - For 9 Elect Masroor T. Siddiqui Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against 2598 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted NEXTERA ENERGY, INC. Security ID: 65339F101 Ticker: NEE Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Sherry S. Barrat Management For Voted - For 2 Elect James L. Camaren Management For Voted - Against 3 Elect Kenneth B. Dunn Management For Voted - For 4 Elect Naren K. Gursahaney Management For Voted - Against 5 Elect Kirk S. Hachigian Management For Voted - Against 6 Elect John W. Ketchum Management For Voted - For 7 Elect Amy B. Lane Management For Voted - For 8 Elect David L. Porges Management For Voted - Against 9 Elect James L. Robo Management For Voted - For 10 Elect Rudy E. Schupp Management For Voted - Against 11 Elect John L. Skolds Management For Voted - For 12 Elect John Arthur Stall Management For Voted - For 13 Elect Darryl L. Wilson Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix Shareholder Against Voted - For 17 Shareholder Proposal Regarding Employee Diversity Data Reporting Shareholder Against Voted - For NIELSEN HOLDINGS PLC Security ID: G6518L108 Ticker: NLSN Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect James A. Attwood, Jr. Management For Voted - For 2 Elect Thomas H. Castro Management For Voted - For 3 Elect Guerrino De Luca Management For Voted - For 4 Elect Karen M. Hoguet Management For Voted - For 5 Elect David W. Kenny Management For Voted - For 6 Elect Janice Marinelli Mazza Management For Voted - For 7 Elect Jonathan F. Miller Management For Voted - For 8 Elect Stephanie Plaines Management For Voted - For 9 Elect Nancy Tellem Management For Voted - For 10 Elect Lauren Zalaznick Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Appointment of Statutory Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Remuneration Report Management For Voted - Against 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 2599 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Authority to Repurchase Shares Off-Market Management For Voted - For NISOURCE INC. Security ID: 65473P105 Ticker: NI Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Peter A. Altabef Management For Voted - For 2 Elect Sondra L. Barbour Management For Voted - For 3 Elect Theodore H. Bunting, Jr. Management For Voted - For 4 Elect Eric L. Butler Management For Voted - For 5 Elect Aristides S. Candris Management For Voted - For 6 Elect Deborah Ann Henretta Management For Voted - For 7 Elect Deborah A.P. Hersman Management For Voted - For 8 Elect Michael E. Jesanis Management For Voted - For 9 Elect William D. Johnson Management For Voted - For 10 Elect Kevin T. Kabat Management For Voted - For 11 Elect Cassandra S. Lee Management For Voted - For 12 Elect Lloyd M. Yates Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NORFOLK SOUTHERN CORPORATION Security ID: 655844108 Ticker: NSC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Thomas D. Bell Jr. Management For Voted - For 2 Elect Mitchell E. Daniels, Jr. Management For Voted - Against 3 Elect Marcela E. Donadio Management For Voted - For 4 Elect John C. Huffard, Jr. Management For Voted - For 5 Elect Christopher T. Jones Management For Voted - Against 6 Elect Thomas Colm Kelleher Management For Voted - For 7 Elect Steven F. Leer Management For Voted - Against 8 Elect Michael D. Lockhart Management For Voted - For 9 Elect Amy E. Miles Management For Voted - For 10 Elect Claude Mongeau Management For Voted - For 11 Elect Jennifer F. Scanlon Management For Voted - For 12 Elect Alan H. Shaw Management For Voted - For 13 Elect James A. Squires Management For Voted - For 14 Elect John R. Thompson Management For Voted - Against 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2600 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted NORTHERN TRUST CORPORATION Security ID: 665859104 Ticker: NTRS Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Linda Walker Bynoe Management For Voted - Against 2 Elect Susan Crown Management For Voted - For 3 Elect Dean M. Harrison Management For Voted - For 4 Elect Jay L. Henderson Management For Voted - Against 5 Elect Marcy S. Klevorn Management For Voted - For 6 Elect Siddharth N. Mehta Management For Voted - For 7 Elect Michael G. O'Grady Management For Voted - For 8 Elect Jose Luis Prado Management For Voted - Against 9 Elect Martin P. Slark Management For Voted - For 10 Elect David H. B. Smith, Jr. Management For Voted - For 11 Elect Donald Thompson Management For Voted - For 12 Elect Charles A. Tribbett III Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against NORTHROP GRUMMAN CORPORATION Security ID: 666807102 Ticker: NOC Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Kathy J. Warden Management For Voted - For 2 Elect David P. Abney Management For Voted - For 3 Elect Marianne C. Brown Management For Voted - For 4 Elect Donald E. Felsinger Management For Voted - For 5 Elect Ann M. Fudge Management For Voted - For 6 Elect William H. Hernandez Management For Voted - For 7 Elect Madeleine A. Kleiner Management For Voted - For 8 Elect Karl J. Krapek Management For Voted - For 9 Elect Graham N. Robinson Management For Voted - For 10 Elect Gary Roughead Management For Voted - For 11 Elect Thomas M. Schoewe Management For Voted - For 12 Elect James S. Turley Management For Voted - For 13 Elect Mark A. Welsh III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NORTONLIFELOCK INC. Security ID: 668771108 Ticker: NLOK Meeting Date: 04-Nov-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2601 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Right to Adjourn Meeting Management For Voted - For NORWEGIAN CRUISE LINE HOLDINGS LTD. Security ID: G66721104 Ticker: NCLH Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Frank J. Del Rio Management For Voted - For 2 Elect Harry C. Curtis Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Amendment to the 2013 Performance Incentive Plan Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 6 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age Shareholder Against Voted - Against NRG ENERGY, INC. Security ID: 629377508 Ticker: NRG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect E. Spencer Abraham Management For Voted - For 2 Elect Antonio Carrillo Management For Voted - For 3 Elect Matthew Carter, Jr. Management For Voted - For 4 Elect Lawrence S. Coben Management For Voted - For 5 Elect Heather Cox Management For Voted - For 6 Elect Elisabeth B. Donohue Management For Voted - For 7 Elect Mauricio Gutierrez Management For Voted - For 8 Elect Paul W. Hobby Management For Voted - For 9 Elect Alexandra Pruner Management For Voted - For 10 Elect Anne C. Schaumburg Management For Voted - For 11 Elect Thomas H. Weidemeyer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For NUCOR CORPORATION Security ID: 670346105 Ticker: NUE Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Norma B. Clayton Management For Voted - For 1.2 Elect Patrick J. Dempsey Management For Voted - For 1.3 Elect Christopher J. Kearney Management For Voted - For 1.4 Elect Laurette T. Koellner Management For Voted - For 1.5 Elect Joseph D. Rupp Management For Voted - For 1.6 Elect Leon J. Topalian Management For Voted - For 1.7 Elect John H. Walker Management For Voted - For 1.8 Elect Nadja Y. West Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 2602 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Advisory Vote on Executive Compensation Management For Voted - For NVIDIA CORPORATION Security ID: 67066G104 Ticker: NVDA Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Robert K. Burgess Management For Voted - For 2 Elect Tench Coxe Management For Voted - For 3 Elect John O. Dabiri Management For Voted - For 4 Elect Persis S. Drell Management For Voted - For 5 Elect Jen-Hsun Huang Management For Voted - For 6 Elect Dawn Hudson Management For Voted - For 7 Elect Harvey C. Jones Management For Voted - Against 8 Elect Michael G. McCaffery Management For Voted - For 9 Elect Stephen C. Neal Management For Voted - Against 10 Elect Mark L. Perry Management For Voted - Against 11 Elect A. Brooke Seawell Management For Voted - For 12 Elect Aarti Shah Management For Voted - For 13 Elect Mark A. Stevens Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Increase in Authorized Common Stock Management For Voted - For 17 Amendment to the 2007 Equity Incentive Plan Management For Voted - For NXP SEMICONDUCTORS N.V. Security ID: N6596X109 Ticker: NXPI Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Ratification of Board Acts Management For Voted - For 3 Elect Kurt Sievers Management For Voted - For 4 Elect Peter L. Bonfield Management For Voted - For 5 Elect Annette K. Clayton Management For Voted - For 6 Elect Anthony R. Foxx Management For Voted - For 7 Elect Chunyuan Gu Management For Voted - For 8 Elect Lena Olving Management For Voted - For 9 Elect Julie Southern Management For Voted - For 10 Elect Jasmin Staiblin Management For Voted - For 11 Elect Gregory L. Summe Management For Voted - For 12 Elect Karl-Henrik Sundstrom Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Cancel Repurchased Shares Management For Voted - For 17 Advisory Vote on Executive Compensation Management For Voted - For 2603 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted OCCIDENTAL PETROLEUM CORPORATION Security ID: 674599105 Ticker: OXY Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Vicky A. Bailey Management For Voted - For 2 Elect Stephen I. Chazen Management For Voted - For 3 Elect Andrew Gould Management For Voted - For 4 Elect Carlos M. Gutierrez Management For Voted - Against 5 Elect Vicki A. Hollub Management For Voted - For 6 Elect William R. Klesse Management For Voted - For 7 Elect Jack B. Moore Management For Voted - Against 8 Elect Avedick B. Poladian Management For Voted - Against 9 Elect Robert M. Shearer Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For OLD DOMINION FREIGHT LINE, INC. Security ID: 679580100 Ticker: ODFL Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Sherry A. Aaholm Management For Voted - For 1.2 Elect David S. Congdon Management For Voted - For 1.3 Elect John R. Congdon, Jr. Management For Voted - For 1.4 Elect Bradley R. Gabosch Management For Voted - Withheld 1.5 Elect Greg C. Gantt Management For Voted - For 1.6 Elect Patrick D. Hanley Management For Voted - For 1.7 Elect John D. Kasarda Management For Voted - Withheld 1.8 Elect Wendy T. Stallings Management For Voted - For 1.9 Elect Thomas A. Stith, III Management For Voted - Withheld 1.10 Elect Leo H. Suggs Management For Voted - Withheld 1.11 Elect D. Michael Wray Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against OMNICOM GROUP INC. Security ID: 681919106 Ticker: OMC Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect John D. Wren Management For Voted - For 2 Elect Mary C. Choksi Management For Voted - For 3 Elect Leonard S. Coleman, Jr. Management For Voted - For 4 Elect Mark D. Gerstein Management For Voted - For 5 Elect Ronnie S. Hawkins Management For Voted - For 6 Elect Deborah J. Kissire Management For Voted - For 2604 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Gracia C. Martore Management For Voted - For 8 Elect Patricia Salas Pineda Management For Voted - For 9 Elect Linda Johnson Rice Management For Voted - For 10 Elect Valerie M. Williams Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For ONEOK, INC. Security ID: 682680103 Ticker: OKE Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Brian L. Derksen Management For Voted - Against 2 Elect Julie H. Edwards Management For Voted - For 3 Elect John W. Gibson Management For Voted - Abstain 4 Elect Mark W. Helderman Management For Voted - Against 5 Elect Randall J. Larson Management For Voted - For 6 Elect Steven J. Malcolm Management For Voted - Against 7 Elect Jim W. Mogg Management For Voted - Against 8 Elect Pattye L. Moore Management For Voted - For 9 Elect Pierce H. Norton II Management For Voted - For 10 Elect Eduardo A. Rodriguez Management For Voted - Against 11 Elect Gerald B. Smith Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For O'REILLY AUTOMOTIVE, INC. Security ID: 67103H107 Ticker: ORLY Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect David E. O'Reilly Management For Voted - For 2 Elect Larry P. O'Reilly Management For Voted - For 3 Elect Greg Henslee Management For Voted - For 4 Elect Jay D. Burchfield Management For Voted - For 5 Elect Thomas T. Hendrickson Management For Voted - For 6 Elect John R. Murphy Management For Voted - For 7 Elect Dana M. Perlman Management For Voted - For 8 Elect Maria A. Sastre Management For Voted - For 9 Elect Andrea M. Weiss Management For Voted - For 10 Elect Fred Whitfield Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 2605 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ORGANON & CO. Security ID: 68622V106 Ticker: OGN Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Robert Essner Management For Voted - For 2 Elect Shelly Lazarus Management For Voted - For 3 Elect Cynthia M. Patton Management For Voted - For 4 Elect Grace Puma Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 7 Ratification of Auditor Management For Voted - For OTIS WORLDWIDE CORPORATION Security ID: 68902V107 Ticker: OTIS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Jeffrey H. Black Management For Voted - For 2 Elect Kathy Hopinkah Hannan Management For Voted - For 3 Elect Shailesh G. Jejurikar Management For Voted - For 4 Elect Christopher J. Kearney Management For Voted - For 5 Elect Judith F. Marks Management For Voted - For 6 Elect Harold W. McGraw III Management For Voted - For 7 Elect Margaret M.V. Preston Management For Voted - For 8 Elect Shelley Stewart, Jr. Management For Voted - For 9 Elect John H. Walker Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - Against PACCAR INC Security ID: 693718108 Ticker: PCAR Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Mark C. Pigott Management For Voted - For 2 Elect Dame Alison J. Carnwath Management For Voted - For 3 Elect Franklin L. Feder Management For Voted - For 4 Elect R. Preston Feight Management For Voted - For 5 Elect Beth E. Ford Management For Voted - For 6 Elect Kirk S. Hachigian Management For Voted - For 7 Elect Roderick C. McGeary Management For Voted - Against 8 Elect John M. Pigott Management For Voted - For 9 Elect Ganesh Ramaswamy Management For Voted - For 10 Elect Mark A. Schulz Management For Voted - Against 11 Elect Gregory M. Spierkel Management For Voted - For 12 Elimination of Supermajority Requirement Management For Voted - For 2606 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PACKAGING CORPORATION OF AMERICA Security ID: 695156109 Ticker: PKG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Duane C. Farrington Management For Voted - For 3 Elect Donna A. Harman Management For Voted - For 4 Elect Mark W. Kowlzan Management For Voted - For 5 Elect Robert C. Lyons Management For Voted - For 6 Elect Thomas P. Maurer Management For Voted - For 7 Elect Samuel M. Mencoff Management For Voted - Against 8 Elect Roger B. Porter Management For Voted - Against 9 Elect Thomas S. Souleles Management For Voted - Against 10 Elect Paul T. Stecko Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For PAYCOM SOFTWARE, INC. Security ID: 70432V102 Ticker: PAYC Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Jason D. Clark Management For Voted - Withheld 2 Elect Henry C. Duques Management For Voted - Withheld 3 Elect Chad Richison Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year PAYPAL HOLDINGS, INC. Security ID: 70450Y103 Ticker: PYPL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Rodney C. Adkins Management For Voted - For 2 Elect Jonathan Christodoro Management For Voted - For 3 Elect John J. Donahoe II Management For Voted - For 4 Elect David W. Dorman Management For Voted - For 5 Elect Belinda J. Johnson Management For Voted - For 6 Elect Enrique Lores Management For Voted - For 7 Elect Gail J. McGovern Management For Voted - For 8 Elect Deborah M. Messemer Management For Voted - For 9 Elect David M. Moffett Management For Voted - For 10 Elect Ann M. Sarnoff Management For Voted - For 11 Elect Daniel H. Schulman Management For Voted - For 2607 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Frank D. Yeary Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For PENN NATIONAL GAMING, INC. Security ID: 707569109 Ticker: PENN Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Barbara Z. Shattuck Kohn Management For Voted - For 1.2 Elect Ronald J. Naples Management For Voted - For 1.3 Elect Saul V. Reibstein Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Approval of the 2022 Long Term Incentive Compensation Plan Management For Voted - For PENTAIR PLC Security ID: G7S00T104 Ticker: PNR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Mona Abutaleb Stephenson Management For Voted - For 2 Elect Melissa Barra Management For Voted - For 3 Elect Glynis A. Bryan Management For Voted - For 4 Elect T. Michael Glenn Management For Voted - For 5 Elect Theodore L. Harris Management For Voted - For 6 Elect David A. Jones Management For Voted - For 7 Elect Gregory E. Knight Management For Voted - For 8 Elect Michael T. Speetzen Management For Voted - For 9 Elect John L. Stauch Management For Voted - For 10 Elect Billie I. Williamson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For Voted - For PEOPLE'S UNITED FINANCIAL, INC. Security ID: 712704105 Ticker: PBCT Meeting Date: 16-Dec-21 Meeting Type: Annual 1 Elect John P. Barnes Management For Voted - For 2 Elect Collin P. Baron Management For Voted - Against 2608 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect George P. Carter Management For Voted - Against 4 Elect Jane P. Chwick Management For Voted - For 5 Elect William F. Cruger Management For Voted - Against 6 Elect John K. Dwight Management For Voted - For 7 Elect Jerry Franklin Management For Voted - For 8 Elect Janet M. Hansen Management For Voted - For 9 Elect Nancy McAllister Management For Voted - For 10 Elect Mark W. Richards Management For Voted - For 11 Elect Kirk W. Walters Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against PEPSICO, INC. Security ID: 713448108 Ticker: PEP Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Segun Agbaje Management For Voted - For 2 Elect Shona L. Brown Management For Voted - For 3 Elect Cesar Conde Management For Voted - Against 4 Elect Ian M. Cook Management For Voted - Against 5 Elect Edith W. Cooper Management For Voted - For 6 Elect Dina Dublon Management For Voted - For 7 Elect Michelle D. Gass Management For Voted - For 8 Elect Ramon L. Laguarta Management For Voted - For 9 Elect Dave Lewis Management For Voted - For 10 Elect David C. Page Management For Voted - For 11 Elect Robert C. Pohlad Management For Voted - Against 12 Elect Daniel L. Vasella Management For Voted - Against 13 Elect Darren Walker Management For Voted - Against 14 Elect Alberto Weisser Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 18 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - For PERKINELMER, INC. Security ID: 714046109 Ticker: PKI Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Peter Barrett Management For Voted - Against 2 Elect Samuel R. Chapin Management For Voted - For 3 Elect Sylvie Gregoire Management For Voted - For 4 Elect Alexis P. Michas Management For Voted - Against 5 Elect Pralad Singh Management For Voted - For 2609 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Michel Vounatsos Management For Voted - For 7 Elect Frank Witney Management For Voted - For 8 Elect Pascale Witz Management For Voted - For 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - For PFIZER INC. Security ID: 717081103 Ticker: PFE Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald E. Blaylock Management For Voted - For 2 Elect Albert Bourla Management For Voted - For 3 Elect Susan Desmond-Hellmann Management For Voted - For 4 Elect Joseph J. Echevarria Management For Voted - For 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Helen H. Hobbs Management For Voted - For 7 Elect Susan Hockfield Management For Voted - For 8 Elect Dan R. Littman Management For Voted - For 9 Elect Shantanu Narayen Management For Voted - For 10 Elect Suzanne Nora Johnson Management For Voted - For 11 Elect James Quincey Management For Voted - For 12 Elect James C. Smith Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - For 18 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - For 19 Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies Shareholder Against Voted - For PHILIP MORRIS INTERNATIONAL INC. Security ID: 718172109 Ticker: PM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Brant (Bonin) Bough Management For Voted - For 2 Elect Andre Calantzopoulos Management For Voted - For 3 Elect Michel Combes Management For Voted - Against 4 Elect Juan Jose Daboub Management For Voted - For 5 Elect Werner Geissler Management For Voted - For 6 Elect Lisa A. Hook Management For Voted - For 7 Elect Jun Makihara Management For Voted - For 8 Elect Kalpana Morparia Management For Voted - For 9 Elect Lucio A. Noto Management For Voted - Against 10 Elect Jacek Olczak Management For Voted - For 2610 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Frederik Paulsen Management For Voted - For 12 Elect Robert B. Polet Management For Voted - Against 13 Elect Dessislava Temperley Management For Voted - For 14 Elect Shlomo Yanai Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Performance Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Shareholder Proposal Regarding Phasing Out Health-Hazardous and Addictive Products Shareholder Against Voted - For PHILLIPS 66 Security ID: 718546104 Ticker: PSX Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Greg C. Garland Management For Voted - For 2 Elect Gary K. Adams Management For Voted - For 3 Elect John E. Lowe Management For Voted - For 4 Elect Denise L. Ramos Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Approval of the 2022 Omnibus Stock and Performance Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - For PINNACLE WEST CAPITAL CORPORATION Security ID: 723484101 Ticker: PNW Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Glynis A. Bryan Management For Voted - For 1.2 Elect Gonzalo A. de la Melena, Jr. Management For Voted - For 1.3 Elect Richard P. Fox Management For Voted - Withheld 1.4 Elect Jeffrey B. Guldner Management For Voted - For 1.5 Elect Dale E. Klein Management For Voted - For 1.6 Elect Kathryn L. Munro Management For Voted - For 1.7 Elect Bruce J. Nordstrom Management For Voted - Withheld 1.8 Elect Paula J. Sims Management For Voted - For 1.9 Elect William H. Spence Management For Voted - For 1.10 Elect James E. Trevathan, Jr. Management For Voted - For 1.11 Elect David P. Wagener Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 2611 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted PIONEER NATURAL RESOURCES COMPANY Security ID: 723787107 Ticker: PXD Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect A.R. Alameddine Management For Voted - For 2 Elect Lori G. Billingsley Management For Voted - For 3 Elect Edison C. Buchanan Management For Voted - For 4 Elect Maria S. Jelescu Dreyfus Management For Voted - For 5 Elect Matthew Gallagher Management For Voted - For 6 Elect Phillip A. Gobe Management For Voted - For 7 Elect Stacy P. Methvin Management For Voted - For 8 Elect Royce W. Mitchell Management For Voted - For 9 Elect Frank A. Risch Management For Voted - For 10 Elect Scott D. Sheffield Management For Voted - For 11 Elect J. Kenneth Thompson Management For Voted - For 12 Elect Phoebe A. Wood Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For POOL CORPORATION Security ID: 73278L105 Ticker: POOL Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Peter D. Arvan Management For Voted - For 2 Elect Martha S. Gervasi Management For Voted - For 3 Elect Timothy M. Graven Management For Voted - Against 4 Elect Debra S. Oler Management For Voted - For 5 Elect Manuel J. Perez de la Mesa Management For Voted - For 6 Elect Harlan F. Seymour Management For Voted - Against 7 Elect Robert C. Sledd Management For Voted - For 8 Elect John E. Stokely Management For Voted - Against 9 Elect David G. Whalen Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For PPG INDUSTRIES, INC. Security ID: 693506107 Ticker: PPG Meeting Date: 09-May-22 Meeting Type: Annual 1 Elect Gary R. Heminger Management For Voted - Against 2 Elect Kathleen A. Ligocki Management For Voted - For 3 Elect Michael H. McGarry Management For Voted - For 4 Elect Michael T. Nally Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Annual Election of Directors Management For Voted - For 2612 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elimination of Supermajority Requirement Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - For PPL CORPORATION Security ID: 69351T106 Ticker: PPL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Arthur P. Beattie Management For Voted - For 2 Elect Raja Rajamannar Management For Voted - For 3 Elect Heather B. Redman Management For Voted - For 4 Elect Craig A. Rogerson Management For Voted - For 5 Elect Vincent Sorgi Management For Voted - For 6 Elect Natica von Althann Management For Voted - For 7 Elect Keith H. Williamson Management For Voted - For 8 Elect Phoebe A. Wood Management For Voted - For 9 Elect Armando Zagalo de Lima Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For PRINCIPAL FINANCIAL GROUP, INC. Security ID: 74251V102 Ticker: PFG Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Michael T. Dan Management For Voted - For 2 Elect Blair C. Pickerell Management For Voted - For 3 Elect Clare S. Richer Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - Against PROLOGIS, INC. Security ID: 74340W103 Ticker: PLD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Hamid R. Moghadam Management For Voted - For 2 Elect Cristina G. Bita Management For Voted - For 3 Elect George L. Fotiades Management For Voted - For 4 Elect Lydia H. Kennard Management For Voted - For 5 Elect Irving F. Lyons, III Management For Voted - For 6 Elect Avid Modjtabai Management For Voted - For 7 Elect David P. O'Connor Management For Voted - For 8 Elect Olivier Piani Management For Voted - For 9 Elect Jeffrey L. Skelton Management For Voted - Against 10 Elect Carl B. Webb Management For Voted - For 11 Elect William D. Zollars Management For Voted - Against 2613 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against PRUDENTIAL FINANCIAL, INC. Security ID: 744320102 Ticker: PRU Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against 2 Elect Gilbert F. Casellas Management For Voted - For 3 Elect Robert M. Falzon Management For Voted - For 4 Elect Martina Hund-Mejean Management For Voted - For 5 Elect Wendy E. Jones Management For Voted - For 6 Elect Karl J. Krapek Management For Voted - For 7 Elect Peter R. Lighte Management For Voted - For 8 Elect Charles F. Lowrey Management For Voted - For 9 Elect George Paz Management For Voted - For 10 Elect Sandra Pianalto Management For Voted - For 11 Elect Christine A. Poon Management For Voted - For 12 Elect Douglas A. Scovanner Management For Voted - For 13 Elect Michael A. Todman Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - Against PTC INC. Security ID: 69370C100 Ticker: PTC Meeting Date: 31-Jan-22 Meeting Type: Annual 1.1 Elect Mark D. Benjamin Management For Voted - For 1.2 Elect Janice D. Chaffin Management For Voted - Withheld 1.3 Elect James E. Heppelmann Management For Voted - Withheld 1.4 Elect Klaus Hoehn Management For Voted - For 1.5 Elect Paul A. Lacy Management For Voted - For 1.6 Elect Corinna Lathan Management For Voted - For 1.7 Elect Blake D. Moret Management For Voted - For 1.8 Elect Robert P. Schechter Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Security ID: 744573106 Ticker: PEG Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Ralph Izzo Management For Voted - For 2 Elect Susan Tomasky Management For Voted - For 2614 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Willie A. Deese Management For Voted - For 4 Elect Jamie M. Gentoso Management For Voted - For 5 Elect David Lilley Management For Voted - For 6 Elect Barry H. Ostrowsky Management For Voted - For 7 Elect Valerie A. Smith Management For Voted - For 8 Elect Scott G. Stephenson Management For Voted - For 9 Elect Laura A. Sugg Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Alfred W. Zollar Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against PUBLIC STORAGE Security ID: 74460D109 Ticker: PSA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald L. Havner, Jr. Management For Voted - For 2 Elect Tamara Hughes Gustavson Management For Voted - For 3 Elect Leslie Stone Heisz Management For Voted - For 4 Elect Michelle Millstone-Shroff Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect David J. Neithercut Management For Voted - For 7 Elect Rebecca L. Owen Management For Voted - For 8 Elect Kristy M. Pipes Management For Voted - For 9 Elect Avedick B. Poladian Management For Voted - For 10 Elect John Reyes Management For Voted - For 11 Elect Joseph D. Russell, Jr. Management For Voted - For 12 Elect Tariq M. Shaukat Management For Voted - For 13 Elect Ronald P. Spogli Management For Voted - For 14 Elect Paul S. Williams Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Elimination of Supermajority Requirement Management For Voted - For PULTEGROUP, INC. Security ID: 745867101 Ticker: PHM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Brian P. Anderson Management For Voted - For 2 Elect Bryce Blair Management For Voted - For 3 Elect Thomas J. Folliard Management For Voted - Against 4 Elect Cheryl W. Grise Management For Voted - For 5 Elect Andre J. Hawaux Management For Voted - For 6 Elect J. Phillip Holloman Management For Voted - For 7 Elect Ryan R. Marshall Management For Voted - For 8 Elect John R. Peshkin Management For Voted - For 9 Elect Scott F. Powers Management For Voted - Against 2615 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Lila Snyder Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Amendment to the 382 Rights Agreement Management For Voted - For 14 Approval of the 2022 Stock Incentive Plan Management For Voted - For PVH CORP. Security ID: 693656100 Ticker: PVH Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Michael M. Calbert Management For Voted - For 2 Elect Brent Callinicos Management For Voted - For 3 Elect George Cheeks Management For Voted - For 4 Elect Joseph B. Fuller Management For Voted - For 5 Elect Stefan Larsson Management For Voted - For 6 Elect V. James Marino Management For Voted - For 7 Elect G. Penny McIntyre Management For Voted - For 8 Elect Amy McPherson Management For Voted - For 9 Elect Allison Peterson Management For Voted - For 10 Elect Edward R. Rosenfeld Management For Voted - For 11 Elect Judith Amanda Sourry Knox Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against QUALCOMM INCORPORATED Security ID: 747525103 Ticker: QCOM Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Sylvia Acevedo Management For Voted - For 2 Elect Cristiano R. Amon Management For Voted - For 3 Elect Mark Fields Management For Voted - For 4 Elect Jeffrey W. Henderson Management For Voted - For 5 Elect Gregory N. Johnson Management For Voted - For 6 Elect Ann M. Livermore Management For Voted - For 7 Elect Mark D. McLaughlin Management For Voted - For 8 Elect Jamie S. Miller Management For Voted - For 9 Elect Irene B. Rosenfeld Management For Voted - For 10 Elect Kornelis Smit Management For Voted - For 11 Elect Jean-Pascal Tricoire Management For Voted - For 12 Elect Anthony J. Vinciquerra Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 2616 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted QUANTA SERVICES, INC. Security ID: 74762E102 Ticker: PWR Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Earl C. Austin, Jr. Management For Voted - For 2 Elect Doyle N. Beneby Management For Voted - For 3 Elect Vincent D. Foster Management For Voted - For 4 Elect Bernard Fried Management For Voted - For 5 Elect Worthing F. Jackman Management For Voted - For 6 Elect Holli C. Ladhani Management For Voted - For 7 Elect David M. McClanahan Management For Voted - For 8 Elect Margaret B. Shannon Management For Voted - For 9 Elect Martha B. Wyrsch Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Amendment to the 2019 Equity Incentive Plan Management For Voted - For QUEST DIAGNOSTICS INCORPORATED Security ID: 74834L100 Ticker: DGX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Tracey C. Doi Management For Voted - For 2 Elect Vicky B. Gregg Management For Voted - For 3 Elect Wright L. Lassiter III Management For Voted - For 4 Elect Timothy L. Main Management For Voted - For 5 Elect Denise M. Morrison Management For Voted - For 6 Elect Gary M. Pfeiffer Management For Voted - For 7 Elect Timothy M. Ring Management For Voted - For 8 Elect Stephen H. Rusckowski Management For Voted - For 9 Elect Gail R. Wilensky Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Permit Shareholders to Act by Non-Unanimous Written Consent Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against RAYMOND JAMES FINANCIAL, INC. Security ID: 754730109 Ticker: RJF Meeting Date: 24-Feb-22 Meeting Type: Annual 1 Elect Marlene Debel Management For Voted - For 2 Elect Robert M. Dutkowsky Management For Voted - For 3 Elect Jeffrey N. Edwards Management For Voted - For 2617 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Benjamin C. Esty Management For Voted - For 5 Elect Anne Gates Management For Voted - For 6 Elect Thomas A. James Management For Voted - For 7 Elect Gordon L. Johnson Management For Voted - For 8 Elect Roderick C. McGeary Management For Voted - For 9 Elect Paul C. Reilly Management For Voted - For 10 Elect Raj Seshadri Management For Voted - For 11 Elect Susan N. Story Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Increase in Authorized Common Stock Management For Voted - For 14 Preferred and Common Stock Rights Amendments Management For Voted - For 15 Bundled Article Amendments Management For Voted - For 16 Ratification of Auditor Management For Voted - Against RAYTHEON TECHNOLOGIES CORPORATION Security ID: 75513E101 Ticker: RTX Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Elect Tracy A. Atkinson Management For Voted - For 2 Elect Bernard A. Harris, Jr. Management For Voted - For 3 Elect Gregory J. Hayes Management For Voted - For 4 Elect George R. Oliver Management For Voted - For 5 Elect Robert K. Ortberg Management For Voted - For 6 Elect Margaret L. O'Sullivan Management For Voted - For 7 Elect Dinesh C. Paliwal Management For Voted - For 8 Elect Ellen M. Pawlikowski Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Fredric G. Reynolds Management For Voted - For 11 Elect Brian C. Rogers Management For Voted - For 12 Elect James A. Winnefeld, Jr. Management For Voted - For 13 Elect Robert O. Work Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Elimination of Supermajority Requirement Management For Voted - For REALTY INCOME CORPORATION Security ID: 756109104 Ticker: O Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Priscilla Almodovar Management For Voted - For 2 Elect Jacqueline Brady Management For Voted - For 3 Elect A. Larry Chapman Management For Voted - For 4 Elect Reginald H. Gilyard Management For Voted - For 5 Elect Mary Hogan Preusse Management For Voted - For 6 Elect Priya Huskins Management For Voted - For 7 Elect Gerardo I. Lopez Management For Voted - For 8 Elect Michael D. McKee Management For Voted - For 2618 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Gregory T. McLaughlin Management For Voted - For 10 Elect Ronald L. Merriman Management For Voted - For 11 Elect Sumit Roy Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Increase in Authorized Common Stock Management For Voted - For REGENCY CENTERS CORPORATION Security ID: 758849103 Ticker: REG Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Martin E. Stein, Jr. Management For Voted - For 2 Elect Bryce Blair Management For Voted - Against 3 Elect C. Ronald Blankenship Management For Voted - For 4 Elect Deirdre J. Evens Management For Voted - For 5 Elect Thomas W. Furphy Management For Voted - For 6 Elect Karin Klein Management For Voted - For 7 Elect Peter Linneman Management For Voted - Against 8 Elect David P. O'Connor Management For Voted - Against 9 Elect Lisa Palmer Management For Voted - For 10 Elect James H. Simons, III Management For Voted - For 11 Elect Thomas G. Wattles Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against REGENERON PHARMACEUTICALS, INC. Security ID: 75886F107 Ticker: REGN Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Elect Bonnie L. Bassler Management For Voted - For 2 Elect Michael S. Brown Management For Voted - Against 3 Elect Leonard S. Schleifer Management For Voted - For 4 Elect George D. Yancopoulos Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - For REGIONS FINANCIAL CORPORATION Security ID: 7591EP100 Ticker: RF Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - For 2 Elect Zhanna Golodryga Management For Voted - For 3 Elect John D. Johns Management For Voted - For 4 Elect Joia M. Johnson Management For Voted - For 5 Elect Ruth Ann Marshall Management For Voted - Against 6 Elect Charles D. McCrary Management For Voted - For 2619 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect James T. Prokopanko Management For Voted - Against 8 Elect Lee J. Styslinger III Management For Voted - Against 9 Elect Jose S. Suquet Management For Voted - For 10 Elect John M. Turner, Jr. Management For Voted - For 11 Elect Timothy Vines Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For REPUBLIC SERVICES, INC. Security ID: 760759100 Ticker: RSG Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Manuel Kadre Management For Voted - For 2 Elect Tomago Collins Management For Voted - For 3 Elect Michael A. Duffy Management For Voted - For 4 Elect Thomas W. Handley Management For Voted - For 5 Elect Jennifer M. Kirk Management For Voted - For 6 Elect Michael Larson Management For Voted - For 7 Elect Kim S. Pegula Management For Voted - For 8 Elect James P. Snee Management For Voted - For 9 Elect Brian S. Tyler Management For Voted - For 10 Elect Jon Vander Ark Management For Voted - For 11 Elect Sandra M. Volpe Management For Voted - For 12 Elect Katharine B. Weymouth Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 16 Shareholder Proposal Regarding Environmental Justice Audit Shareholder Against Voted - For 17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For RESMED INC. Security ID: 761152107 Ticker: RMD Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Elect Karen Drexler Management For Voted - For 2 Elect Michael J. Farrell Management For Voted - For 3 Elect Peter C. Farrell Management For Voted - For 4 Elect Harjit Gill Management For Voted - For 5 Elect Ronald Taylor Management For Voted - For 6 Elect John Hernandez Management For Voted - For 7 Elect Desney Tan Management For Voted - For 8 Ratification of Auditor Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 2620 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted ROBERT HALF INTERNATIONAL INC. Security ID: 770323103 Ticker: RHI Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Julia L. Coronado Management For Voted - For 2 Elect Dirk A. Kempthorne Management For Voted - Against 3 Elect Harold M. Messmer, Jr. Management For Voted - For 4 Elect Marc H. Morial Management For Voted - Against 5 Elect Robert J. Pace Management For Voted - Against 6 Elect Fredrick A. Richman Management For Voted - Against 7 Elect M. Keith Waddell Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - Against ROCKWELL AUTOMATION, INC. Security ID: 773903109 Ticker: ROK Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect James P. Keane Management For Voted - For 1.2 Elect Blake D. Moret Management For Voted - For 1.3 Elect Thomas W. Rosamilia Management For Voted - For 1.4 Elect Patricia A. Watson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against ROLLINS, INC. Security ID: 775711104 Ticker: ROL Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Susan R. Bell Management For Voted - For 2 Elect Donald P. Carson Management For Voted - For 3 Elect Louise S. Sams Management For Voted - For 4 Elect John F. Wilson Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For ROPER TECHNOLOGIES, INC. Security ID: 776696106 Ticker: ROP Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - Against 2 Elect Amy W. Brinkley Management For Voted - For 3 Elect Irene M. Esteves Management For Voted - For 4 Elect L. Neil Hunn Management For Voted - For 2621 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Robert D. Johnson Management For Voted - For 6 Elect Thomas P. Joyce, Jr. Management For Voted - For 7 Elect Laura G. Thatcher Management For Voted - For 8 Elect Richard F. Wallman Management For Voted - For 9 Elect Christopher Wright Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - Against ROSS STORES, INC. Security ID: 778296103 Ticker: ROST Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect K. Gunnar Bjorklund Management For Voted - For 2 Elect Michael J. Bush Management For Voted - For 3 Elect Sharon D. Garrett Management For Voted - For 4 Elect Michael J. Hartshorn Management For Voted - For 5 Elect Stephen D. Milligan Management For Voted - For 6 Elect Patricia H. Mueller Management For Voted - For 7 Elect George P. Orban Management For Voted - For 8 Elect Larree M. Renda Management For Voted - For 9 Elect Barbara Rentler Management For Voted - For 10 Elect Doniel N. Sutton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against ROYAL CARIBBEAN GROUP Security ID: V7780T103 Ticker: RCL Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect John F. Brock Management For Voted - Against 2 Elect Richard D. Fain Management For Voted - For 3 Elect Stephen R. Howe, Jr Management For Voted - Against 4 Elect William L. Kimsey Management For Voted - Against 5 Elect Michael O. Leavitt Management For Voted - For 6 Elect Jason Liberty Management For Voted - For 7 Elect Amy McPherson Management For Voted - For 8 Elect Maritza Gomez Montiel Management For Voted - For 9 Elect Ann S. Moore Management For Voted - For 10 Elect Eyal M. Ofer Management For Voted - Against 11 Elect William K. Reilly Management For Voted - For 12 Elect Vagn Ove Sorensen Management For Voted - For 13 Elect Donald Thompson Management For Voted - For 14 Elect Arne Alexander Wilhelmsen Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - Against 16 Ratification of Auditor Management For Voted - Against 17 Amendment to the 2008 Equity Incentive Plan Management For Voted - For 2622 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted S&P GLOBAL INC. Security ID: 78409V104 Ticker: SPGI Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Marco Alvera Management For Voted - For 2 Elect Jacques Esculier Management For Voted - For 3 Elect Gay Huey Evans Management For Voted - For 4 Elect William D. Green Management For Voted - For 5 Elect Stephanie C. Hill Management For Voted - For 6 Elect Rebecca Jacoby Management For Voted - For 7 Elect Robert P. Kelly Management For Voted - For 8 Elect Ian P. Livingston Management For Voted - For 9 Elect Deborah D. McWhinney Management For Voted - For 10 Elect Maria R. Morris Management For Voted - For 11 Elect Douglas L. Peterson Management For Voted - For 12 Elect Edward B. Rust, Jr. Management For Voted - For 13 Elect Richard E. Thornburgh Management For Voted - For 14 Elect Gregory Washington Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - Against SALESFORCE, INC. Security ID: 79466L302 Ticker: CRM Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Marc R. Benioff Management For Voted - For 2 Elect Bret Taylor Management For Voted - For 3 Elect Laura Alber Management For Voted - For 4 Elect Craig A. Conway Management For Voted - For 5 Elect Parker Harris Management For Voted - For 6 Elect Alan G. Hassenfeld Management For Voted - For 7 Elect Neelie Kroes Management For Voted - For 8 Elect Oscar Munoz Management For Voted - For 9 Elect Sanford R. Robertson Management For Voted - For 10 Elect John V. Roos Management For Voted - For 11 Elect Robin L. Washington Management For Voted - For 12 Elect Maynard G. Webb Management For Voted - For 13 Elect Susan D. Wojcicki Management For Voted - For 14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For 15 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For 16 Ratification of Auditor Management For Voted - Against 17 Advisory Vote on Executive Compensation Management For Voted - Against 18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 2623 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted SBA COMMUNICATIONS CORPORATION Security ID: 78410G104 Ticker: SBAC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Kevin L. Beebe Management For Voted - For 2 Elect Jack Langer Management For Voted - Against 3 Elect Jeffrey A. Stoops Management For Voted - For 4 Elect Jay L. Johnson Management For Voted - For 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - For SCHLUMBERGER LIMITED Security ID: 806857108 Ticker: SLB Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Elect Peter J. Coleman Management For Voted - Against 2 Elect Patrick de La Chevardiere Management For Voted - For 3 Elect Miguel M. Galuccio Management For Voted - Against 4 Elect Olivier Le Peuch Management For Voted - For 5 Elect Samuel Georg Friedrich Leupold Management For Voted - For 6 Elect Tatiana A. Mitrova Management For Voted - Against 7 Elect Maria Morus Hanssen Management For Voted - For 8 Elect Vanitha Narayanan Management For Voted - For 9 Elect Mark G. Papa Management For Voted - Against 10 Elect Jeffrey W. Sheets Management For Voted - For 11 Elect Ulrich Spiesshofer Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Accounts and Reports; Approval of Dividend Management For Voted - For 14 Ratification of Auditor Management For Voted - Against SEALED AIR CORPORATION Security ID: 81211K100 Ticker: SEE Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Elizabeth M. Adefioye Management For Voted - For 2 Elect Zubaid Ahmad Management For Voted - For 3 Elect Francoise Colpron Management For Voted - For 4 Elect Edward L. Doheny II Management For Voted - For 5 Elect Henry R. Keizer Management For Voted - For 6 Elect Harry A. Lawton III Management For Voted - For 7 Elect Suzanne B. Rowland Management For Voted - For 8 Elect Jerry R. Whitaker Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 2624 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted SEMPRA ENERGY Security ID: 816851109 Ticker: SRE Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Alan L. Boeckmann Management For Voted - For 2 Elect Andres Conesa Labastida Management For Voted - For 3 Elect Maria Contreras-Sweet Management For Voted - For 4 Elect Pablo A. Ferrero Management For Voted - For 5 Elect Jeffrey W. Martin Management For Voted - For 6 Elect Bethany J. Mayer Management For Voted - For 7 Elect Michael N. Mears Management For Voted - For 8 Elect Jack T. Taylor Management For Voted - For 9 Elect Cynthia L. Walker Management For Voted - For 10 Elect Cynthia J. Warner Management For Voted - For 11 Elect James C. Yardley Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For SERVICENOW, INC. Security ID: 81762P102 Ticker: NOW Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Susan L. Bostrom Management For Voted - For 2 Elect Teresa Briggs Management For Voted - For 3 Elect Jonathan C. Chadwick Management For Voted - Against 4 Elect Paul E. Chamberlain Management For Voted - Against 5 Elect Lawrence J Jackson, Jr. Management For Voted - For 6 Elect Frederic B. Luddy Management For Voted - For 7 Elect Jeffrey A. Miller Management For Voted - For 8 Elect Joseph Quinlan Management For Voted - For 9 Elect Sukumar Rathnam Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Ratification of Auditor Management For Voted - For SIGNATURE BANK Security ID: 82669G104 Ticker: SBNY Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Derrick D. Cephas Management For Voted - For 2 Elect Judith A. Huntington Management For Voted - For 3 Elect Eric R. Howell Management For Voted - For 4 Ratification of Auditor Management For Voted - Against 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 2625 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Repeal of Classified Board Management For Voted - For SIMON PROPERTY GROUP, INC. Security ID: 828806109 Ticker: SPG Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Glyn F. Aeppel Management For Voted - For 2 Elect Larry C. Glasscock Management For Voted - Against 3 Elect Karen N. Horn Management For Voted - For 4 Elect Allan B. Hubbard Management For Voted - Against 5 Elect Reuben S. Leibowitz Management For Voted - For 6 Elect Gary M. Rodkin Management For Voted - Against 7 Elect Peggy Fang Roe Management For Voted - For 8 Elect Stefan M. Selig Management For Voted - For 9 Elect Daniel C. Smith Management For Voted - For 10 Elect J. Albert Smith, Jr. Management For Voted - For 11 Elect Marta R. Stewart Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against SKYWORKS SOLUTIONS, INC. Security ID: 83088M102 Ticker: SWKS Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Alan S. Batey Management For Voted - Against 2 Elect Kevin L. Beebe Management For Voted - Against 3 Elect Liam K. Griffin Management For Voted - For 4 Elect Eric J. Guerin Management For Voted - For 5 Elect Christine King Management For Voted - For 6 Elect Suzanne E. McBride Management For Voted - For 7 Elect David P. McGlade Management For Voted - For 8 Elect Robert A. Schriesheim Management For Voted - For 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Merger or Consolidation Management For Voted - For 12 Elimination of Supermajority Requirements Relating to Shareholder Approval of a Business Combination Management For Voted - For 13 Elimination of Supermajority Requirements Relating to Shareholder Amendment of Charter Provisions Governing Directors Management For Voted - For 14 Elimination of Supermajority Requirement Relating to Shareholder Amendment of the Charter Provision Governing Action by Shareholders Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2626 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted SNAP-ON INCORPORATED Security ID: 833034101 Ticker: SNA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect David C. Adams Management For Voted - Against 2 Elect Karen L. Daniel Management For Voted - For 3 Elect Ruth Ann M. Gillis Management For Voted - For 4 Elect James P. Holden Management For Voted - Against 5 Elect Nathan J. Jones Management For Voted - For 6 Elect Henry W. Knueppel Management For Voted - Against 7 Elect W. Dudley Lehman Management For Voted - For 8 Elect Nicholas T. Pinchuk Management For Voted - For 9 Elect Gregg M. Sherrill Management For Voted - For 10 Elect Donald J. Stebbins Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For SOLAREDGE TECHNOLOGIES, INC. Security ID: 83417M104 Ticker: SEDG Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Elect Betsy S. Atkins Management For Voted - For 2 Elect Dirk Hoke Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For SOUTHWEST AIRLINES CO. Security ID: 844741108 Ticker: LUV Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect David W. Biegler Management For Voted - For 2 Elect J. Veronica Biggins Management For Voted - For 3 Elect Douglas H. Brooks Management For Voted - Against 4 Elect William H. Cunningham Management For Voted - Against 5 Elect John G. Denison Management For Voted - For 6 Elect Thomas W. Gilligan Management For Voted - For 7 Elect David P. Hess Management For Voted - For 8 Elect Robert E. Jordan Management For Voted - For 9 Elect Gary C. Kelly Management For Voted - For 10 Elect Nancy B. Loeffler Management For Voted - For 11 Elect John T. Montford Management For Voted - Against 12 Elect Christopher P. Reynolds Management For Voted - For 13 Elect Ron Ricks Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Amendment to the 1991 Employee Stock Purchase Plan Management For Voted - For 2627 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Ratification of Auditor Management For Voted - Against 17 Shareholder Proposal Regarding Shareholder Ability to Remove Directors Shareholder Against Voted - For 18 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For STANLEY BLACK & DECKER, INC. Security ID: 854502101 Ticker: SWK Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Andrea J. Ayers Management For Voted - For 2 Elect Patrick D. Campbell Management For Voted - For 3 Elect Carlos M. Cardoso Management For Voted - For 4 Elect Robert B. Coutts Management For Voted - For 5 Elect Debra A. Crew Management For Voted - For 6 Elect Michael D. Hankin Management For Voted - For 7 Elect James M. Loree Management For Voted - For 8 Elect Adrian V. Mitchell Management For Voted - For 9 Elect Jane M. Palmieri Management For Voted - For 10 Elect Mojdeh Poul Management For Voted - For 11 Elect Irving Tan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Approval of the 2022 Omnibus Award Plan Management For Voted - For 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For STARBUCKS CORPORATION Security ID: 855244109 Ticker: SBUX Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Richard E. Allison, Jr. Management For Voted - For 2 Elect Andrew Campion Management For Voted - For 3 Elect Mary N. Dillon Management For Voted - Against 4 Elect Isabel Ge Mahe Management For Voted - For 5 Elect Mellody Hobson Management For Voted - For 6 Elect Kevin R. Johnson Management For Voted - For 7 Elect Jorgen Vig Knudstorp Management For Voted - For 8 Elect Satya Nadella Management For Voted - For 9 Elect Joshua Cooper Ramo Management For Voted - For 10 Elect Clara Shih Management For Voted - For 11 Elect Javier G. Teruel Management For Voted - For 12 Amendment to the 2005 Long-Term Equity Incentive Plan Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 2628 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder Against Voted - For STATE STREET CORPORATION Security ID: 857477103 Ticker: STT Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Patrick de Saint-Aignan Management For Voted - For 2 Elect Marie A. Chandoha Management For Voted - For 3 Elect Donnalee Demaio Management For Voted - For 4 Elect Amelia C. Fawcett Management For Voted - For 5 Elect William C. Freda Management For Voted - For 6 Elect Sara Mathew Management For Voted - For 7 Elect William L. Meaney Management For Voted - For 8 Elect Ronald. P. O'Hanley Management For Voted - For 9 Elect Sean O'Sullivan Management For Voted - For 10 Elect Julio A. Portalatin Management For Voted - For 11 Elect John B. Rhea Management For Voted - For 12 Elect Richard P. Sergel Management For Voted - For 13 Elect Gregory L. Summe Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Report on Asset Management Policies Shareholder Against Voted - For STRYKER CORPORATION Security ID: 863667101 Ticker: SYK Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Mary K. Brainerd Management For Voted - For 2 Elect Giovanni Caforio Management For Voted - For 3 Elect Srikant M. Datar Management For Voted - For 4 Elect Allan C. Golston Management For Voted - For 5 Elect Kevin A. Lobo Management For Voted - For 6 Elect Sherilyn S. McCoy Management For Voted - For 7 Elect Andrew K. Silvernail Management For Voted - For 8 Elect Lisa M. Skeete Tatum Management For Voted - For 9 Elect Ronda E. Stryker Management For Voted - For 10 Elect Rajeev Suri Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against 2629 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted SVB FINANCIAL GROUP Security ID: 78486Q101 Ticker: SIVB Meeting Date: 21-Apr-22 Meeting Type: Annual 1.1 Elect Greg W. Becker Management For Voted - For 1.2 Elect Eric A. Benhamou Management For Voted - For 1.3 Elect Elizabeth Burr Management For Voted - For 1.4 Elect Richard Daniels Management For Voted - For 1.5 Elect Alison Davis Management For Voted - For 1.6 Elect Joel P. Friedman Management For Voted - For 1.7 Elect Jeffrey N. Maggioncalda Management For Voted - For 1.8 Elect Beverly Kay Matthews Management For Voted - For 1.9 Elect Mary J. Miller Management For Voted - For 1.10 Elect Kate D. Mitchell Management For Voted - For 1.11 Elect Garen K. Staglin Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For SYNCHRONY FINANCIAL Security ID: 87165B103 Ticker: SYF Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Margaret M. Keane Management For Voted - For 2 Elect Fernando Aguirre Management For Voted - For 3 Elect Paget L. Alves Management For Voted - For 4 Elect Kamila Chytil Management For Voted - For 5 Elect Arthur W. Coviello, Jr. Management For Voted - For 6 Elect Brian D. Doubles Management For Voted - For 7 Elect William W. Graylin Management For Voted - For 8 Elect Roy A. Guthrie Management For Voted - For 9 Elect Jeffrey G. Naylor Management For Voted - For 10 Elect P.W. Parker Management For Voted - For 11 Elect Laurel J. Richie Management For Voted - For 12 Elect Ellen M. Zane Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For SYNOPSYS, INC. Security ID: 871607107 Ticker: SNPS Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Aart J. de Geus Management For Voted - For 2 Elect Janice D. Chaffin Management For Voted - For 3 Elect Bruce R. Chizen Management For Voted - For 2630 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Mercedes Johnson Management For Voted - For 5 Elect Chrysostomos L. Nikias Management For Voted - For 6 Elect Jeannine P. Sargent Management For Voted - For 7 Elect John G. Schwarz Management For Voted - For 8 Elect Roy A. Vallee Management For Voted - For 9 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For 10 Approval of the Employee Stock Purchase Plan Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For SYSCO CORPORATION Security ID: 871829107 Ticker: SYY Meeting Date: 19-Nov-21 Meeting Type: Annual 1 Elect Daniel J. Brutto Management For Voted - Against 2 Elect John Cassaday Management For Voted - Against 3 Elect Larry C. Glasscock Management For Voted - Against 4 Elect Bradley M. Halverson Management For Voted - For 5 Elect John M. Hinshaw Management For Voted - For 6 Elect Kevin P. Hourican Management For Voted - For 7 Elect Hans-Joachim Koerber Management For Voted - For 8 Elect Stephanie A. Lundquist Management For Voted - For 9 Elect Edward D. Shirley Management For Voted - Against 10 Elect Sheila G. Talton Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Abstain Voted - For T. ROWE PRICE GROUP, INC. Security ID: 74144T108 Ticker: TROW Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Glenn R. August Management For Voted - Against 2 Elect Mark S. Bartlett Management For Voted - For 3 Elect Mary K. Bush Management For Voted - For 4 Elect Dina Dublon Management For Voted - For 5 Elect Freeman A. Hrabowski III Management For Voted - For 6 Elect Robert F. MacLellan Management For Voted - For 7 Elect Eileen P. Rominger Management For Voted - For 8 Elect Robert W. Sharps Management For Voted - For 9 Elect Robert J. Stevens Management For Voted - For 10 Elect William J. Stromberg Management For Voted - For 11 Elect Richard R. Verma Management For Voted - For 12 Elect Sandra S. Wijnberg Management For Voted - For 2631 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Alan D. Wilson Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against TAKE-TWO INTERACTIVE SOFTWARE, INC. Security ID: 874054109 Ticker: TTWO Meeting Date: 19-May-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For TARGET CORPORATION Security ID: 87612E106 Ticker: TGT Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect David P. Abney Management For Voted - For 2 Elect Douglas M. Baker, Jr. Management For Voted - For 3 Elect George S. Barrett Management For Voted - For 4 Elect Gail K. Boudreaux Management For Voted - For 5 Elect Brian C. Cornell Management For Voted - For 6 Elect Robert L. Edwards Management For Voted - For 7 Elect Melanie L. Healey Management For Voted - For 8 Elect Donald R. Knauss Management For Voted - For 9 Elect Christine A. Leahy Management For Voted - For 10 Elect Monica C. Lozano Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 12 Elect Dmitri L. Stockton Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against TE CONNECTIVITY LTD. Security ID: H84989104 Ticker: TEL Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Terrence R. Curtin Management For Voted - For 2 Elect Carol A. Davidson Management For Voted - For 3 Elect Lynn A. Dugle Management For Voted - For 4 Elect William A. Jeffrey Management For Voted - For 5 Elect Shirley LIN Syaru Management For Voted - For 6 Elect Thomas J. Lynch Management For Voted - For 7 Elect Heath A. Mitts Management For Voted - Against 8 Elect Yong Nam Management For Voted - For 9 Elect Abhijit Y. Talwalkar Management For Voted - For 2632 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Mark C. Trudeau Management For Voted - For 11 Elect Dawn C. Willoughby Management For Voted - For 12 Elect Laura H. Wright Management For Voted - For 13 Appoint Thomas J. Lynch as Board Chair Management For Voted - For 14 Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member Management For Voted - For 15 Elect Mark C. Trudeau as Management Development and Compensation Committee Member Management For Voted - For 16 Elect Dawn C. Willoughby as Management Development and Compensation Committee Member Management For Voted - For 17 Appointment of Independent Proxy Management For Voted - For 18 Approval of Annual Report Management For Voted - For 19 Approval of Statutory Financial Statements Management For Voted - For 20 Approval of Consolidated Financial Statements Management For Voted - For 21 Ratification of Board and Management Acts Management For Voted - For 22 Appointment of Auditor Management For Voted - For 23 Appointment of Swiss Registered Auditor Management For Voted - For 24 Appointment of Special Auditor Management For Voted - For 25 Advisory Vote on Executive Compensation Management For Voted - For 26 Executive Compensation Management For Voted - For 27 Board Compensation Management For Voted - For 28 Allocation of Profits Management For Voted - For 29 Dividend from Reserves Management For Voted - For 30 Authority to Repurchase Shares Management For Voted - For 31 Renewal of Authorized Capital Management For Voted - For 32 Cancellation of Shares and Reduction in Share Capital Management For Voted - For 33 Right to Adjourn Meeting Management For Voted - For TELEDYNE TECHNOLOGIES INCORPORATED Security ID: 879360105 Ticker: TDY Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Charles Crocker Management For Voted - Withheld 2 Elect Robert Mehrabian Management For Voted - For 3 Elect Jane C. Sherburne Management For Voted - For 4 Elect Michael T. Smith Management For Voted - Withheld 5 Ratification of Auditor Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For TELEFLEX INCORPORATED Security ID: 879369106 Ticker: TFX Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect John C. Heinmiller Management For Voted - For 2 Elect Andrew A. Krakauer Management For Voted - For 3 Elect Neena M. Patil Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 2633 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Ratification of Auditor Management For Voted - Against 6 Amendment to the Bylaws to Declassify the Board Management For Voted - For 7 Amendment to the Certificate of Incorporation to Declassify the Board Management For Voted - For 8 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For TERADYNE, INC. Security ID: 880770102 Ticker: TER Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Edwin J. Gillis Management For Voted - For 2 Elect Timothy E. Guertin Management For Voted - Against 3 Elect Peter Herweck Management For Voted - Against 4 Elect Mark E. Jagiela Management For Voted - For 5 Elect Mercedes Johnson Management For Voted - For 6 Elect Marilyn Matz Management For Voted - For 7 Elect Ford Tamer Management For Voted - For 8 Elect Paul J. Tufano Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against TEXAS INSTRUMENTS INCORPORATED Security ID: 882508104 Ticker: TXN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Mark A. Blinn Management For Voted - For 2 Elect Todd M. Bluedorn Management For Voted - For 3 Elect Janet F. Clark Management For Voted - For 4 Elect Carrie S. Cox Management For Voted - For 5 Elect Martin S. Craighead Management For Voted - For 6 Elect Jean M. Hobby Management For Voted - For 7 Elect Michael D. Hsu Management For Voted - For 8 Elect Haviv Ilan Management For Voted - For 9 Elect Ronald Kirk Management For Voted - For 10 Elect Pamela H. Patsley Management For Voted - For 11 Elect Robert E. Sanchez Management For Voted - For 12 Elect Richard K. Templeton Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 2634 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted TEXTRON INC. Security ID: 883203101 Ticker: TXT Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Scott C. Donnelly Management For Voted - For 2 Elect Richard F. Ambrose Management For Voted - For 3 Elect Kathleen M. Bader Management For Voted - For 4 Elect R. Kerry Clark Management For Voted - For 5 Elect James T. Conway Management For Voted - For 6 Elect Ralph D. Heath Management For Voted - For 7 Elect Deborah Lee James Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect James L. Ziemer Management For Voted - For 10 Elect Maria T. Zuber Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE AES CORPORATION Security ID: 00130H105 Ticker: AES Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Janet G. Davidson Management For Voted - For 2 Elect Andres R. Gluski Management For Voted - For 3 Elect Tarun Khanna Management For Voted - For 4 Elect Holly K. Koeppel Management For Voted - For 5 Elect Julia M. Laulis Management For Voted - For 6 Elect James H. Miller Management For Voted - For 7 Elect Alain Monie Management For Voted - For 8 Elect John B. Morse, Jr. Management For Voted - For 9 Elect Moises Naim Management For Voted - For 10 Elect Teresa M. Sebastian Management For Voted - For 11 Elect Maura Shaughnessy Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For THE ALLSTATE CORPORATION Security ID: 020002101 Ticker: ALL Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Donald E. Brown Management For Voted - Against 2 Elect Kermit R. Crawford Management For Voted - For 3 Elect Richard T. Hume Management For Voted - For 2635 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Margaret M. Keane Management For Voted - For 5 Elect Siddharth N. Mehta Management For Voted - For 6 Elect Jacques P. Perold Management For Voted - For 7 Elect Andrea Redmond Management For Voted - For 8 Elect Gregg M. Sherrill Management For Voted - Against 9 Elect Judith A. Sprieser Management For Voted - For 10 Elect Perry M. Traquina Management For Voted - For 11 Elect Thomas J. Wilson Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against THE BANK OF NEW YORK MELLON CORPORATION Security ID: 064058100 Ticker: BK Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Elect Linda Z. Cook Management For Voted - For 2 Elect Joseph J. Echevarria Management For Voted - For 3 Elect Thomas P. Gibbons Management For Voted - For 4 Elect M. Amy Gilliland Management For Voted - For 5 Elect Jeffrey A. Goldstein Management For Voted - For 6 Elect K. Guru Gowrappan Management For Voted - For 7 Elect Ralph Izzo Management For Voted - For 8 Elect Sandie O'Connor Management For Voted - For 9 Elect Elizabeth E. Robinson Management For Voted - For 10 Elect Frederick O. Terrell Management For Voted - For 11 Elect Alfred W. Zollar Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE BOEING COMPANY Security ID: 097023105 Ticker: BA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Robert A. Bradway Management For Voted - Against 2 Elect David L. Calhoun Management For Voted - For 3 Elect Lynne M. Doughtie Management For Voted - For 4 Elect Lynn J. Good Management For Voted - For 5 Elect Stayce D. Harris Management For Voted - For 6 Elect Akhil Johri Management For Voted - For 7 Elect David L. Joyce Management For Voted - For 8 Elect Lawrence W. Kellner Management For Voted - Against 9 Elect Steven M. Mollenkopf Management For Voted - Against 10 Elect John M. Richardson Management For Voted - For 11 Elect Ronald A. Williams Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 2636 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Approval of the Global Stock Purchase Plan Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 16 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 18 Shareholder Proposal Regarding Climate Action 100 Net Zero Indicator Shareholder For Voted - For THE CHARLES SCHWAB CORPORATION Security ID: 808513105 Ticker: SCHW Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect John K. Adams, Jr. Management For Voted - For 2 Elect Stephen A. Ellis Management For Voted - Against 3 Elect Brian M. Levitt Management For Voted - For 4 Elect Arun Sarin Management For Voted - Against 5 Elect Charles R. Schwab Management For Voted - For 6 Elect Paula A. Sneed Management For Voted - For 7 Repeal of Classified Board Management For Voted - For 8 Ratification of Auditor Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Approval of the 2022 Stock Incentive Plan Management For Voted - For 11 Adoption of Proxy Access Management For Voted - For 12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For THE CLOROX COMPANY Security ID: 189054109 Ticker: CLX Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Elect Amy L. Banse Management For Voted - For 2 Elect Richard H. Carmona Management For Voted - For 3 Elect Spencer C. Fleischer Management For Voted - For 4 Elect Esther S. Lee Management For Voted - For 5 Elect A.D. David Mackay Management For Voted - For 6 Elect Paul G. Parker Management For Voted - For 7 Elect Linda Rendle Management For Voted - For 8 Elect Matthew J. Shattock Management For Voted - For 9 Elect Kathryn A. Tesija Management For Voted - For 10 Elect Russell J. Weiner Management For Voted - For 11 Elect Christopher J. Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Amendment to the 2005 Stock Incentive Plan Management For Voted - For 15 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 2637 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted THE COCA-COLA COMPANY Security ID: 191216100 Ticker: KO Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Herbert A. Allen, III Management For Voted - For 2 Elect Marc Bolland Management For Voted - For 3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For 4 Elect Christopher C. Davis Management For Voted - For 5 Elect Barry Diller Management For Voted - Against 6 Elect Helene D. Gayle Management For Voted - For 7 Elect Alexis M. Herman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect James Quincey Management For Voted - For 10 Elect Caroline J. Tsay Management For Voted - For 11 Elect David B. Weinberg Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Report on External Public Health Impact Shareholder Against Voted - For 15 Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against Voted - For 16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against THE COOPER COMPANIES, INC. Security ID: 216648402 Ticker: COO Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Colleen E. Jay Management For Voted - For 2 Elect William A. Kozy Management For Voted - For 3 Elect Jody S. Lindell Management For Voted - For 4 Elect Teresa S. Madden Management For Voted - For 5 Elect Gary S. Petersmeyer Management For Voted - For 6 Elect Maria Rivas Management For Voted - For 7 Elect Robert S. Weiss Management For Voted - For 8 Elect Albert G. White III Management For Voted - For 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - For THE GOLDMAN SACHS GROUP, INC. Security ID: 38141G104 Ticker: GS Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect M. Michele Burns Management For Voted - For 2 Elect Drew G. Faust Management For Voted - For 3 Elect Mark Flaherty Management For Voted - For 4 Elect Kimberley Harris Management For Voted - For 2638 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Ellen J. Kullman Management For Voted - For 6 Elect Lakshmi N. Mittal Management For Voted - Against 7 Elect Adebayo O. Ogunlesi Management For Voted - For 8 Elect Peter Oppenheimer Management For Voted - For 9 Elect David M. Solomon Management For Voted - For 10 Elect Jan E. Tighe Management For Voted - For 11 Elect Jessica Uhl Management For Voted - For 12 Elect David A. Viniar Management For Voted - For 13 Elect Mark O. Winkelman Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - Against 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Charitable Giving Reporting Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 19 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE HARTFORD FINANCIAL SERVICES GROUP, INC. Security ID: 416515104 Ticker: HIG Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Larry D. De Shon Management For Voted - For 2 Elect Carlos Dominguez Management For Voted - For 3 Elect Trevor Fetter Management For Voted - For 4 Elect Donna A. James Management For Voted - For 5 Elect Kathryn A. Mikells Management For Voted - For 6 Elect Teresa W. Roseborough Management For Voted - For 7 Elect Virginia P. Ruesterholz Management For Voted - For 8 Elect Christopher J. Swift Management For Voted - For 9 Elect Matthew E. Winter Management For Voted - For 10 Elect Greig Woodring Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For THE HERSHEY COMPANY Security ID: 427866108 Ticker: HSY Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Pamela M. Arway Management For Voted - For 1.2 Elect James W. Brown Management For Voted - For 1.3 Elect Michele G. Buck Management For Voted - For 1.4 Elect Victor L. Crawford Management For Voted - For 1.5 Elect Robert M. Dutkowsky Management For Voted - For 2639 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.6 Elect Mary Kay Haben Management For Voted - Withheld 1.7 Elect James C. Katzman Management For Voted - For 1.8 Elect M. Diane Koken Management For Voted - For 1.9 Elect Robert M. Malcolm Management For Voted - For 1.10 Elect Anthony J. Palmer Management For Voted - For 1.11 Elect Juan R. Perez Management For Voted - For 1.12 Elect Wendy L. Schoppert Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Report on Ending Child Labor Shareholder Against Voted - For THE HOME DEPOT, INC. Security ID: 437076102 Ticker: HD Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Gerard J. Arpey Management For Voted - Against 2 Elect Ari Bousbib Management For Voted - For 3 Elect Jeffery H. Boyd Management For Voted - Against 4 Elect Gregory D. Brenneman Management For Voted - For 5 Elect J. Frank Brown Management For Voted - For 6 Elect Albert P. Carey Management For Voted - Against 7 Elect Edward P. Decker Management For Voted - For 8 Elect Linda R. Gooden Management For Voted - For 9 Elect Wayne M. Hewett Management For Voted - For 10 Elect Manuel Kadre Management For Voted - For 11 Elect Stephanie C. Linnartz Management For Voted - For 12 Elect Craig A. Menear Management For Voted - For 13 Elect Paula Santilli Management For Voted - For 14 Elect Caryn Seidman-Becker Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Amendment to the Omnibus Stock Incentive Plan Management For Voted - For 18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 21 Shareholder Proposal Regarding Board Diversity Shareholder Against Voted - For 22 Shareholder Proposal Regarding Deforestation Report Shareholder Against Voted - For 23 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For THE INTERPUBLIC GROUP OF COMPANIES, INC. Security ID: 460690100 Ticker: IPG Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Jocelyn E. Carter-Miller Management For Voted - For 2640 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Mary J. Steele Guilfoile Management For Voted - For 3 Elect Dawn Hudson Management For Voted - For 4 Elect Philippe Krakowsky Management For Voted - For 5 Elect Jonathan F. Miller Management For Voted - For 6 Elect Patrick Q. Moore Management For Voted - For 7 Elect Linda S. Sanford Management For Voted - For 8 Elect David M. Thomas Management For Voted - For 9 Elect E. Lee Wyatt Jr. Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against THE KRAFT HEINZ COMPANY Security ID: 500754106 Ticker: KHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Gregory E. Abel Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Joao M. Castro-Neves Management For Voted - Against 4 Elect Lori Dickerson Fouche Management For Voted - For 5 Elect Timothy Kenesey Management For Voted - For 6 Elect Alicia Knapp Management For Voted - For 7 Elect Elio Leoni Sceti Management For Voted - For 8 Elect Susan R. Mulder Management For Voted - For 9 Elect James Park Management For Voted - For 10 Elect Miguel Patricio Management For Voted - For 11 Elect John C. Pope Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Ratification of Auditor Management For Voted - Against 15 Shareholder Proposal Regarding Report on Water Risk Exposure Shareholder Against Voted - For THE KROGER CO. Security ID: 501044101 Ticker: KR Meeting Date: 23-Jun-22 Meeting Type: Annual 1.1 Elect Nora A. Aufreiter Management For Voted - For 1.2 Elect Kevin M. Brown Management For Voted - For 1.3 Elect Elaine L. Chao Management For Voted - For 1.4 Elect Anne Gates Management For Voted - For 1.5 Elect Karen M. Hoguet Management For Voted - For 1.6 Elect W. Rodney McMullen Management For Voted - For 1.7 Elect Clyde R. Moore Management For Voted - For 1.8 Elect Ronald L. Sargent Management For Voted - For 1.9 Elect Judith Amanda Sourry Knox Management For Voted - For 1.10 Elect Mark S. Sutton Management For Voted - For 2641 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 1.11 Elect Ashok Vemuri Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against 4 Amendment to the 2019 Long-Term Incentive Plan Management For Voted - For 5 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - For 6 Shareholder Proposal Regarding Human Rights Reporting Shareholder Against Voted - For 7 Shareholder Proposal Regarding Refrigerants Report Shareholder Against Voted - For 8 Shareholder Proposal Regarding Report on Workforce Strategy Shareholder Against Voted - For THE MOSAIC COMPANY Security ID: 61945C103 Ticker: MOS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Cheryl K. Beebe Management For Voted - For 2 Elect Gregory L. Ebel Management For Voted - Against 3 Elect Timothy S. Gitzel Management For Voted - For 4 Elect Denise C. Johnson Management For Voted - For 5 Elect Emery N. Koenig Management For Voted - Against 6 Elect James C. O'Rourke Management For Voted - For 7 Elect David T. Seaton Management For Voted - For 8 Elect Steven M. Seibert Management For Voted - Against 9 Elect Luciano Siani Pires Management For Voted - For 10 Elect Gretchen Watkins Management For Voted - For 11 Elect Kelvin R. Westbrook Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For THE PNC FINANCIAL SERVICES GROUP, INC. Security ID: 693475105 Ticker: PNC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Joseph Alvarado Management For Voted - For 2 Elect Debra A. Cafaro Management For Voted - For 3 Elect Marjorie Rodgers Cheshire Management For Voted - For 4 Elect William S. Demchak Management For Voted - For 5 Elect Andrew T. Feldstein Management For Voted - For 6 Elect Richard J. Harshman Management For Voted - For 7 Elect Daniel R. Hesse Management For Voted - For 8 Elect Linda R. Medler Management For Voted - For 9 Elect Robert A. Niblock Management For Voted - For 10 Elect Martin Pfinsgraff Management For Voted - For 11 Elect Bryan S. Salesky Management For Voted - For 12 Elect Toni Townes-Whitley Management For Voted - For 2642 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Michael J. Ward Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing Shareholder Against Voted - For THE PROGRESSIVE CORPORATION Security ID: 743315103 Ticker: PGR Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Philip F. Bleser Management For Voted - For 2 Elect Stuart B. Burgdoerfer Management For Voted - For 3 Elect Pamela J. Craig Management For Voted - For 4 Elect Charles A. Davis Management For Voted - For 5 Elect Roger N. Farah Management For Voted - For 6 Elect Lawton W. Fitt Management For Voted - For 7 Elect Susan Patricia Griffith Management For Voted - For 8 Elect Devin C. Johnson Management For Voted - For 9 Elect Jeffrey D. Kelly Management For Voted - For 10 Elect Barbara R. Snyder Management For Voted - For 11 Elect Jan E. Tighe Management For Voted - For 12 Elect Kahina Van Dyke Management For Voted - For 13 Amendment to the 2017 Directors Equity Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against THE SHERWIN-WILLIAMS COMPANY Security ID: 824348106 Ticker: SHW Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Elect Kerrii B. Anderson Management For Voted - For 2 Elect Arthur F. Anton Management For Voted - For 3 Elect Jeff M. Fettig Management For Voted - Against 4 Elect Richard J. Kramer Management For Voted - Against 5 Elect John G. Morikis Management For Voted - For 6 Elect Christine A. Poon Management For Voted - For 7 Elect Aaron M. Powell Management For Voted - For 8 Elect Marta R. Stewart Management For Voted - For 9 Elect Michael H. Thaman Management For Voted - For 10 Elect Matthew Thornton III Management For Voted - For 11 Elect Steven H. Wunning Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 2643 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted THE SOUTHERN COMPANY Security ID: 842587107 Ticker: SO Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Janaki Akella Management For Voted - For 2 Elect Henry A. Clark III Management For Voted - For 3 Elect Anthony F. Earley, Jr. Management For Voted - Against 4 Elect Thomas A. Fanning Management For Voted - For 5 Elect David J. Grain Management For Voted - Against 6 Elect Colette D. Honorable Management For Voted - For 7 Elect Donald M. James Management For Voted - For 8 Elect John D. Johns Management For Voted - For 9 Elect Dale E. Klein Management For Voted - For 10 Elect Ernest J. Moniz Management For Voted - Against 11 Elect William G. Smith, Jr. Management For Voted - For 12 Elect Kristine L. Svinicki Management For Voted - For 13 Elect E. Jenner Wood III Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Simple Majority Vote Shareholder For Voted - For THE TJX COMPANIES, INC. Security ID: 872540109 Ticker: TJX Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2 Elect Alan M. Bennett Management For Voted - For 3 Elect Rosemary T. Berkery Management For Voted - For 4 Elect David T. Ching Management For Voted - For 5 Elect C. Kim Goodwin Management For Voted - For 6 Elect Ernie Herrman Management For Voted - For 7 Elect Michael F. Hines Management For Voted - For 8 Elect Amy B. Lane Management For Voted - For 9 Elect Carol Meyrowitz Management For Voted - For 10 Elect Jackwyn L. Nemerov Management For Voted - For 11 Elect John F. O'Brien Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Approval of the 2022 Stock Incentive Plan Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Report on Supply Chain Due Diligence Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - For 18 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For 2644 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted THE TRAVELERS COMPANIES, INC. Security ID: 89417E109 Ticker: TRV Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Alan L. Beller Management For Voted - For 2 Elect Janet M. Dolan Management For Voted - For 3 Elect Patricia L. Higgins Management For Voted - For 4 Elect William J. Kane Management For Voted - For 5 Elect Thomas B. Leonardi Management For Voted - For 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Elizabeth E. Robinson Management For Voted - For 8 Elect Philip T. Ruegger III Management For Voted - For 9 Elect Rafael Santana Management For Voted - For 10 Elect Todd C. Schermerhorn Management For Voted - For 11 Elect Alan D. Schnitzer Management For Voted - For 12 Elect Laurie J. Thomsen Management For Voted - For 13 Elect Bridget A. van Kralingen Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Shareholder Against Voted - For 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 20 Shareholder Proposal Regarding Insuring Law Enforcement Shareholder Against Voted - For THE WALT DISNEY COMPANY Security ID: 254687106 Ticker: DIS Meeting Date: 09-Mar-22 Meeting Type: Annual 1 Elect Susan E. Arnold Management For Voted - For 2 Elect Mary T. Barra Management For Voted - For 3 Elect Safra A. Catz Management For Voted - For 4 Elect Amy L. Chang Management For Voted - For 5 Elect Robert A. Chapek Management For Voted - For 6 Elect Francis A. deSouza Management For Voted - For 7 Elect Michael B.G. Froman Management For Voted - For 8 Elect Maria Elena Lagomasino Management For Voted - For 9 Elect Calvin R. McDonald Management For Voted - For 10 Elect Mark G. Parker Management For Voted - For 11 Elect Derica W. Rice Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 2645 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Voted - For 18 Shareholder Proposal Regarding Non-Discrimination Audit Shareholder Against Voted - Against THE WILLIAMS COMPANIES, INC. Security ID: 969457100 Ticker: WMB Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Alan S. Armstrong Management For Voted - For 2 Elect Stephen W. Bergstrom Management For Voted - Against 3 Elect Nancy K. Buese Management For Voted - For 4 Elect Michael A. Creel Management For Voted - For 5 Elect Stacey H. Dore Management For Voted - For 6 Elect Richard E. Muncrief Management For Voted - For 7 Elect Peter A. Ragauss Management For Voted - Against 8 Elect Rose M. Robeson Management For Voted - For 9 Elect Scott D. Sheffield Management For Voted - For 10 Elect Murray D. Smith Management For Voted - For 11 Elect William H. Spence Management For Voted - Against 12 Elect Jesse J. Tyson Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - For THERMO FISHER SCIENTIFIC INC. Security ID: 883556102 Ticker: TMO Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Marc N. Casper Management For Voted - For 2 Elect Nelson J. Chai Management For Voted - Against 3 Elect Ruby R. Chandy Management For Voted - For 4 Elect C. Martin Harris Management For Voted - Against 5 Elect Tyler Jacks Management For Voted - For 6 Elect R. Alexandra Keith Management For Voted - For 7 Elect Jim P. Manzi Management For Voted - For 8 Elect James C. Mullen Management For Voted - For 9 Elect Lars Rebien Sorensen Management For Voted - Against 10 Elect Debora L. Spar Management For Voted - For 11 Elect Scott M. Sperling Management For Voted - For 12 Elect Dion J. Weisler Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - Against 2646 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted T-MOBILE US, INC. Security ID: 872590104 Ticker: TMUS Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Marcelo Claure Management For Voted - For 1.2 Elect Srikant M. Datar Management For Voted - For 1.3 Elect Bavan M. Holloway Management For Voted - For 1.4 Elect Timotheus Hottges Management For Voted - For 1.5 Elect Christian P. Illek Management For Voted - For 1.6 Elect Raphael Kubler Management For Voted - For 1.7 Elect Thorsten Langheim Management For Voted - For 1.8 Elect Dominique Leroy Management For Voted - For 1.9 Elect Letitia A. Long Management For Voted - For 1.10 Elect G. Michael Sievert Management For Voted - For 1.11 Elect Teresa A. Taylor Management For Voted - For 1.12 Elect Omar Tazi Management For Voted - For 1.13 Elect Kelvin R. Westbrook Management For Voted - For 2 Ratification of Auditor Management For Voted - For TRACTOR SUPPLY COMPANY Security ID: 892356106 Ticker: TSCO Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Cynthia T. Jamison Management For Voted - For 2 Elect Joy Brown Management For Voted - For 3 Elect Ricardo Cardenas Management For Voted - For 4 Elect Denise L. Jackson Management For Voted - For 5 Elect Thomas A. Kingsbury Management For Voted - For 6 Elect Ramkumar Krishnan Management For Voted - For 7 Elect Harry A. Lawton III Management For Voted - For 8 Elect Edna K. Morris Management For Voted - For 9 Elect Mark J. Weikel Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns Shareholder Against Voted - For TRANE TECHNOLOGIES PLC Security ID: G8994E103 Ticker: TT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Kirk E. Arnold Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect April Miller Boise Management For Voted - For 4 Elect John Bruton Management For Voted - For 5 Elect Jared L. Cohon Management For Voted - For 2647 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Gary D. Forsee Management For Voted - For 7 Elect Linda P. Hudson Management For Voted - For 8 Elect Myles Lee Management For Voted - For 9 Elect David S. Regnery Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Tony L. White Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Set the Price Range at which the Company can Re-Allot Treasury Shares Management For Voted - For TRIMBLE INC. Security ID: 896239100 Ticker: TRMB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Steven W. Berglund Management For Voted - For 1.2 Elect James C. Dalton Management For Voted - Withheld 1.3 Elect Borje Ekholm Management For Voted - For 1.4 Elect Ann Fandozzi Management For Voted - For 1.5 Elect Kaigham Gabriel Management For Voted - For 1.6 Elect Meaghan Lloyd Management For Voted - For 1.7 Elect Sandra MacQuillan Management For Voted - For 1.8 Elect Robert G. Painter Management For Voted - For 1.9 Elect Mark S. Peek Management For Voted - Withheld 1.10 Elect Thomas W. Sweet Management For Voted - For 1.11 Elect Johan Wibergh Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - Against TRUIST FINANCIAL CORPORATION Security ID: 89832Q109 Ticker: TFC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jennifer S. Banner Management For Voted - For 2 Elect K. David Boyer, Jr. Management For Voted - For 3 Elect Agnes Bundy Scanlan Management For Voted - For 4 Elect Anna R. Cablik Management For Voted - For 5 Elect Dallas S. Clement Management For Voted - For 6 Elect Paul D. Donahue Management For Voted - For 7 Elect Patrick C. Graney III Management For Voted - For 8 Elect Linnie M. Haynesworth Management For Voted - For 9 Elect Kelly S. King Management For Voted - For 10 Elect Easter A. Maynard Management For Voted - For 11 Elect Donna S. Morea Management For Voted - For 12 Elect Charles A. Patton Management For Voted - For 2648 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Nido R. Qubein Management For Voted - For 14 Elect David M. Ratcliffe Management For Voted - For 15 Elect William H. Rogers, Jr. Management For Voted - For 16 Elect Frank P. Scruggs, Jr. Management For Voted - For 17 Elect Christine Sears Management For Voted - For 18 Elect Thomas E. Skains Management For Voted - For 19 Elect Bruce L. Tanner Management For Voted - For 20 Elect Thomas N. Thompson Management For Voted - For 21 Elect Steven C. Voorhees Management For Voted - For 22 Ratification of Auditor Management For Voted - Against 23 Advisory Vote on Executive Compensation Management For Voted - For 24 Approval of the Corporation 2022 Incentive Plan Management For Voted - For 25 Approval of the 2022 Employee Stock Purchase Plan. Management For Voted - For 26 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For TWITTER, INC. Security ID: 90184L102 Ticker: TWTR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Egon Durban Management For Voted - Against 2 Elect Patrick Pichette Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Ratification of Auditor Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against TYLER TECHNOLOGIES, INC. Security ID: 902252105 Ticker: TYL Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Glenn A. Carter Management For Voted - Withheld 1.2 Elect Brenda A. Cline Management For Voted - For 1.3 Elect Ronnie D. Hawkins Jr. Management For Voted - For 1.4 Elect Mary L. Landrieu Management For Voted - For 1.5 Elect John S. Marr, Jr. Management For Voted - For 1.6 Elect H. Lynn Moore, Jr. Management For Voted - For 1.7 Elect Daniel M. Pope Management For Voted - For 1.8 Elect Dustin R. Womble Management For Voted - Withheld 2 Elimination of Supermajority Requirement for Approval of Mergers and Other Corporate Transactions Management For Voted - For 3 Permit Shareholders to Call Special Meetings Management For Voted - For 2649 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Provide Shareholders with the Right to Request Action by Written Consent Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - Against TYSON FOODS, INC. Security ID: 902494103 Ticker: TSN Meeting Date: 10-Feb-22 Meeting Type: Annual 1 Elect John H. Tyson Management For Voted - For 2 Elect Les R. Baledge Management For Voted - Against 3 Elect Mike D. Beebe Management For Voted - Against 4 Elect Maria Claudia Borras Management For Voted - For 5 Elect David J. Bronczek Management For Voted - Against 6 Elect Mikel A. Durham Management For Voted - For 7 Elect Donnie King Management For Voted - For 8 Elect Jonathan D. Mariner Management For Voted - Against 9 Elect Kevin M. McNamara Management For Voted - For 10 Elect Cheryl S. Miller Management For Voted - For 11 Elect Jeffrey K. Schomburger Management For Voted - For 12 Elect Barbara A. Tyson Management For Voted - For 13 Elect Noel White Management For Voted - For 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Plastic Packaging Shareholder Against Voted - For U.S. BANCORP Security ID: 902973304 Ticker: USB Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Warner L. Baxter Management For Voted - For 2 Elect Dorothy J. Bridges Management For Voted - For 3 Elect Elizabeth L. Buse Management For Voted - For 4 Elect Andrew Cecere Management For Voted - For 5 Elect Kimberly N. Ellison-Taylor Management For Voted - For 6 Elect Kimberly J. Harris Management For Voted - Against 7 Elect Roland A. Hernandez Management For Voted - For 8 Elect Olivia F. Kirtley Management For Voted - For 9 Elect Richard P. McKenney Management For Voted - For 10 Elect Yusuf I. Mehdi Management For Voted - For 11 Elect John P. Wiehoff Management For Voted - For 12 Elect Scott W. Wine Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 2650 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted UDR, INC. Security ID: 902653104 Ticker: UDR Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Katherine A. Cattanach Management For Voted - For 2 Elect Jon A. Grove Management For Voted - For 3 Elect Mary Ann King Management For Voted - For 4 Elect James D. Klingbeil Management For Voted - For 5 Elect Clint D. McDonnough Management For Voted - For 6 Elect Robert A. McNamara Management For Voted - For 7 Elect Diane M. Morefield Management For Voted - For 8 Elect Kevin C. Nickelberry Management For Voted - For 9 Elect Mark R. Patterson Management For Voted - For 10 Elect Thomas W. Toomey Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against ULTA BEAUTY, INC. Security ID: 90384S303 Ticker: ULTA Meeting Date: 01-Jun-22 Meeting Type: Annual 1.1 Elect Kelly E. Garcia Management For Voted - For 1.2 Elect Michael R. MacDonald Management For Voted - For 1.3 Elect Gisel Ruiz Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For UNDER ARMOUR, INC. Security ID: 904311107 Ticker: UAA Meeting Date: 11-May-22 Meeting Type: Annual 1.1 Elect Kevin A. Plank Management For Voted - For 1.2 Elect Douglas E. Coltharp Management For Voted - For 1.3 Elect Jerri L. DeVard Management For Voted - For 1.4 Elect Mohamed A. El-Erian Management For Voted - For 1.5 Elect Patrik Frisk Management For Voted - For 1.6 Elect David W. Gibbs Management For Voted - For 1.7 Elect Karen W. Katz Management For Voted - For 1.8 Elect Westley Moore Management For Voted - Withheld 1.9 Elect Eric T. Olson Management For Voted - Withheld 1.10 Elect Harvey L. Sanders Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 2651 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted UNION PACIFIC CORPORATION Security ID: 907818108 Ticker: UNP Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect William J. DeLaney Management For Voted - For 2 Elect David B. Dillon Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect Teresa M. Finley Management For Voted - For 5 Elect Lance M. Fritz Management For Voted - For 6 Elect Deborah C. Hopkins Management For Voted - For 7 Elect Jane H. Lute Management For Voted - For 8 Elect Michael R. McCarthy Management For Voted - For 9 Elect Jose H. Villarreal Management For Voted - For 10 Elect Christopher J. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For UNITED AIRLINES HOLDINGS, INC. Security ID: 910047109 Ticker: UAL Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Carolyn Corvi Management For Voted - For 2 Elect Matthew Friend Management For Voted - For 3 Elect Barnaby "Barney" M. Harford Management For Voted - For 4 Elect Michele J. Hooper Management For Voted - For 5 Elect Walter Isaacson Management For Voted - Against 6 Elect James A.C. Kennedy Management For Voted - For 7 Elect J. Scott Kirby Management For Voted - For 8 Elect Edward M. Philip Management For Voted - Against 9 Elect Edward L. Shapiro Management For Voted - Against 10 Elect Laysha Ward Management For Voted - For 11 Elect James M. Whitehurst Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For UNITED PARCEL SERVICE, INC. Security ID: 911312106 Ticker: UPS Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Carol B. Tome Management For Voted - For 2 Elect Rodney C. Adkins Management For Voted - For 3 Elect Eva C. Boratto Management For Voted - For 4 Elect Michael J. Burns Management For Voted - For 5 Elect Wayne M. Hewett Management For Voted - For 2652 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Angela Hwang Management For Voted - For 7 Elect Kate E. Johnson Management For Voted - For 8 Elect William R. Johnson Management For Voted - For 9 Elect Ann M. Livermore Management For Voted - For 10 Elect Franck J. Moison Management For Voted - For 11 Elect Christiana Smith Shi Management For Voted - For 12 Elect Russell Stokes Management For Voted - For 13 Elect Kevin M. Warsh Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against 16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 17 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 19 Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 20 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - For 21 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Voted - For UNITED RENTALS, INC. Security ID: 911363109 Ticker: URI Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2 Elect Marc A. Bruno Management For Voted - For 3 Elect Larry D. De Shon Management For Voted - For 4 Elect Matthew J. Flannery Management For Voted - For 5 Elect Bobby J. Griffin Management For Voted - For 6 Elect Kim Harris Jones Management For Voted - For 7 Elect Terri L. Kelly Management For Voted - For 8 Elect Michael J. Kneeland Management For Voted - For 9 Elect Gracia C. Martore Management For Voted - For 10 Elect Shiv Singh Management For Voted - For 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against UNITEDHEALTH GROUP INCORPORATED Security ID: 91324P102 Ticker: UNH Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Elect Timothy P. Flynn Management For Voted - Against 2653 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Paul R. Garcia Management For Voted - For 3 Elect Stephen J. Hemsley Management For Voted - For 4 Elect Michele J. Hooper Management For Voted - For 5 Elect F. William McNabb, III Management For Voted - Against 6 Elect Valerie C. Montgomery Rice Management For Voted - For 7 Elect John H. Noseworthy Management For Voted - Against 8 Elect Andrew Witty Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 12 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For UNIVERSAL HEALTH SERVICES, INC. Security ID: 913903100 Ticker: UHS Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Maria Singer Management For Voted - Withheld 2 Amendment to the 2020 Omnibus Stock and Incentive Plan Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Majority Vote for Director Election Shareholder Against Voted - For VALERO ENERGY CORPORATION Security ID: 91913Y100 Ticker: VLO Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Fred M. Diaz Management For Voted - Against 2 Elect H. Paulett Eberhart Management For Voted - For 3 Elect Joseph W. Gorder Management For Voted - For 4 Elect Kimberly S. Greene Management For Voted - For 5 Elect Deborah P. Majoras Management For Voted - For 6 Elect Eric D. Mullins Management For Voted - For 7 Elect Donald L. Nickles Management For Voted - Against 8 Elect Philip J. Pfeiffer Management For Voted - For 9 Elect Robert A. Profusek Management For Voted - For 10 Elect Randall J. Weisenburger Management For Voted - For 11 Elect Rayford Wilkins Jr. Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For 2654 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted VENTAS, INC. Security ID: 92276F100 Ticker: VTR Meeting Date: 27-Apr-22 Meeting Type: Special 1.1 Elect Jonathan Litt Shareholder N/A Take No Action 1.2 Elect Management Nominee Melody C. Barnes Shareholder N/A Take No Action 1.3 Elect Management Nominee Debra A. Cafaro Shareholder N/A Take No Action 1.4 Elect Management Nominee Michael J. Embler Shareholder N/A Take No Action 1.5 Elect Management Nominee Matthew J. Lustig Shareholder N/A Take No Action 1.6 Elect Management Nominee Roxanne M. Martino Shareholder N/A Take No Action 1.7 Elect Management Nominee Marguerite M. Nader Shareholder N/A Take No Action 1.8 Elect Management Nominee Sean Nolan Shareholder N/A Take No Action 1.9 Elect Management Nominee Walter C. Rakowich Shareholder N/A Take No Action 1.10 Elect Management Nominee Robert D. Reed Shareholder N/A Take No Action 1.11 Elect Management Nominee Maurice Smith Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 2022 Equity Compensation Plan Management N/A Take No Action 4 Ratification of Auditor Management N/A Take No Action 1.1 Elect Melody C. Barnes Management For Voted - For 1.2 Elect Debra A. Cafaro Management For Voted - For 1.3 Elect Michael J. Embler Management For Voted - For 1.4 Elect Matthew J. Lustig Management For Voted - For 1.5 Elect Roxanne M. Martino Management For Voted - For 1.6 Elect Marguerite M. Nader Management For Voted - For 1.7 Elect Sean Nolan Management For Voted - For 1.8 Elect Walter C. Rakowich Management For Voted - For 1.9 Elect Robert D. Reed Management For Voted - For 1.10 Elect James D. Shelton Management For Voted - For 1.11 Elect Maurice Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 2022 Equity Compensation Plan Management For Voted - For 4 Ratification of Auditor Management For Voted - For VERISIGN, INC. Security ID: 92343E102 Ticker: VRSN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect D. James Bidzos Management For Voted - For 2 Elect Courtney D. Armstrong Management For Voted - Against 3 Elect Yehuda Ari Buchalter Management For Voted - Against 4 Elect Kathleen A. Cote Management For Voted - For 5 Elect Thomas F. Frist III Management For Voted - Against 6 Elect Jamie S. Gorelick Management For Voted - For 7 Elect Roger H. Moore Management For Voted - Against 8 Elect Timothy Tomlinson Management For Voted - Against 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 2655 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against VERISK ANALYTICS, INC. Security ID: 92345Y106 Ticker: VRSK Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Jeffrey Dailey Management For Voted - For 2 Elect Constantine P. Iordanou Management For Voted - For 3 Elect Wendy E. Lane Management For Voted - For 4 Elect Lee M. Shavel Management For Voted - For 5 Elect Kimberly S. Stevenson Management For Voted - For 6 Repeal of Classified Board Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 8 Ratification of Auditor Management For Voted - Against VERIZON COMMUNICATIONS INC. Security ID: 92343V104 Ticker: VZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - For 2 Elect Roxanne S. Austin Management For Voted - For 3 Elect Mark T. Bertolini Management For Voted - For 4 Elect Melanie L. Healey Management For Voted - For 5 Elect Laxman Narasimhan Management For Voted - For 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Daniel H. Schulman Management For Voted - For 8 Elect Rodney E. Slater Management For Voted - For 9 Elect Carol B. Tome Management For Voted - For 10 Elect Hans E. Vestberg Management For Voted - For 11 Elect Gregory G. Weaver Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - For 16 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against 2656 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted VERTEX PHARMACEUTICALS INCORPORATED Security ID: 92532F100 Ticker: VRTX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Sangeeta N. Bhatia Management For Voted - For 2 Elect Lloyd A. Carney Management For Voted - Against 3 Elect Alan M. Garber Management For Voted - For 4 Elect Terrence C. Kearney Management For Voted - Against 5 Elect Reshma Kewalramani Management For Voted - For 6 Elect Yuchun Lee Management For Voted - For 7 Elect Jeffrey M. Leiden Management For Voted - For 8 Elect Margaret G. McGlynn Management For Voted - For 9 Elect Diana L. McKenzie Management For Voted - For 10 Elect Bruce I. Sachs Management For Voted - For 11 Elect Suketu Upadhyay Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Amendment to the 2013 Stock and Option Plan Management For Voted - For VIATRIS INC. Security ID: 92556V106 Ticker: VTRS Meeting Date: 10-Dec-21 Meeting Type: Annual 1 Elect Neil F. Dimick Management For Voted - For 2 Elect Michael Goettler Management For Voted - For 3 Elect Ian C. Read Management For Voted - Against 4 Elect Pauline van der Meer Mohr Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 7 Ratification of Auditor Management For Voted - Against VISA INC. Security ID: 92826C839 Ticker: V Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Lloyd A. Carney Management For Voted - Against 2 Elect Mary B. Cranston Management For Voted - For 3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For 4 Elect Alfred F. Kelly, Jr. Management For Voted - For 5 Elect Ramon L. Laguarta Management For Voted - For 6 Elect John F. Lundgren Management For Voted - For 7 Elect Robert W. Matschullat Management For Voted - For 8 Elect Denise M. Morrison Management For Voted - For 9 Elect Linda Rendle Management For Voted - For 10 Elect Maynard G. Webb Management For Voted - For 2657 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For VORNADO REALTY TRUST Security ID: 929042109 Ticker: VNO Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect Steven Roth Management For Voted - Withheld 1.2 Elect Candace K. Beinecke Management For Voted - For 1.3 Elect Michael D. Fascitelli Management For Voted - For 1.4 Elect Beatrice Bassey Management For Voted - For 1.5 Elect William W. Helman IV Management For Voted - For 1.6 Elect David Mandelbaum Management For Voted - For 1.7 Elect Raymond J. McGuire Management For Voted - For 1.8 Elect Mandakini Puri Management For Voted - For 1.9 Elect Daniel R. Tisch Management For Voted - For 1.10 Elect Russell B. Wight, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - For VULCAN MATERIALS COMPANY Security ID: 929160109 Ticker: VMC Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Kathleen L. Quirk Management For Voted - For 2 Elect David P. Steiner Management For Voted - Against 3 Elect Lee J. Styslinger III Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - Against W. R. BERKLEY CORPORATION Security ID: 084423102 Ticker: WRB Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect W. Robert Berkley, Jr. Management For Voted - For 2 Elect Ronald E. Blaylock Management For Voted - Against 3 Elect Mary C. Farrell Management For Voted - For 4 Elect Mark L. Shapiro Management For Voted - Against 5 Increase in Authorized Common Stock Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - Against 2658 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted W.W. GRAINGER, INC. Security ID: 384802104 Ticker: GWW Meeting Date: 27-Apr-22 Meeting Type: Annual 1.1 Elect Rodney C. Adkins Management For Voted - For 1.2 Elect V. Ann Hailey Management For Voted - For 1.3 Elect Katherine D. Jaspon Management For Voted - For 1.4 Elect Stuart L. Levenick Management For Voted - For 1.5 Elect D. G. Macpherson Management For Voted - For 1.6 Elect Neil S. Novich Management For Voted - For 1.7 Elect Beatriz R. Perez Management For Voted - For 1.8 Elect Michael J. Roberts Management For Voted - For 1.9 Elect E. Scott Santi Management For Voted - For 1.10 Elect Susan Slavik Williams Management For Voted - For 1.11 Elect Lucas E. Watson Management For Voted - For 1.12 Elect Steven A. White Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the 2022 Incentive Plan Management For Voted - For WALGREENS BOOTS ALLIANCE, INC. Security ID: 931427108 Ticker: WBA Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Janice M. Babiak Management For Voted - For 2 Elect David J. Brailer Management For Voted - For 3 Elect Rosalind G. Brewer Management For Voted - For 4 Elect William C. Foote Management For Voted - For 5 Elect Ginger L. Graham Management For Voted - For 6 Elect Valerie B. Jarrett Management For Voted - Against 7 Elect John A. Lederer Management For Voted - For 8 Elect Dominic P. Murphy Management For Voted - For 9 Elect Stefano Pessina Management For Voted - For 10 Elect Nancy M. Schlichting Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - Against 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding External Public Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - For 2659 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted WALMART INC. Security ID: 931142103 Ticker: WMT Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Cesar Conde Management For Voted - For 2 Elect Timothy P. Flynn Management For Voted - For 3 Elect Sarah Friar Management For Voted - Against 4 Elect Carla A. Harris Management For Voted - For 5 Elect Thomas Horton Management For Voted - Against 6 Elect Marissa A. Mayer Management For Voted - For 7 Elect C. Douglas McMillon Management For Voted - For 8 Elect Gregory B. Penner Management For Voted - For 9 Elect Randall L. Stephenson Management For Voted - Against 10 Elect S. Robson Walton Management For Voted - For 11 Elect Steuart Walton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Ratification of Auditor Management For Voted - Against 14 Shareholder Proposal Regarding Animal Welfare Practices Shareholder Against Voted - For 15 Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay Shareholder Against Voted - For 18 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For WASTE MANAGEMENT, INC. Security ID: 94106L109 Ticker: WM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect James C. Fish, Jr. Management For Voted - For 2 Elect Andres R. Gluski Management For Voted - For 3 Elect Victoria M. Holt Management For Voted - For 4 Elect Kathleen M. Mazzarella Management For Voted - For 5 Elect Sean E. Menke Management For Voted - For 6 Elect William B. Plummer Management For Voted - For 7 Elect John C. Pope Management For Voted - For 8 Elect Maryrose T. Sylvester Management For Voted - For 9 Elect Thomas H. Weidemeyer Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For 2660 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted WATERS CORPORATION Security ID: 941848103 Ticker: WAT Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Udit Batra Management For Voted - For 2 Elect Linda Baddour Management For Voted - For 3 Elect Edward Conard Management For Voted - For 4 Elect Pearl S. Huang Management For Voted - For 5 Elect Wei Jiang Management For Voted - For 6 Elect Christopher A. Kuebler Management For Voted - For 7 Elect Flemming Ornskov Management For Voted - Against 8 Elect Thomas P. Salice Management For Voted - Against 9 Ratification of Auditor Management For Voted - Against 10 Advisory Vote on Executive Compensation Management For Voted - For WEC ENERGY GROUP, INC. Security ID: 92939U106 Ticker: WEC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Curt S. Culver Management For Voted - Against 2 Elect Danny L. Cunningham Management For Voted - For 3 Elect William M. Farrow III Management For Voted - Against 4 Elect Cristina A. Garcia-Thomas Management For Voted - For 5 Elect Maria C. Green Management For Voted - For 6 Elect Gale E. Klappa Management For Voted - Against 7 Elect Thomas K. Lane Management For Voted - For 8 Elect Scott J. Lauber Management For Voted - For 9 Elect Ulice Payne, Jr. Management For Voted - For 10 Elect Mary Ellen Stanek Management For Voted - For 11 Elect Glen E. Tellock Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For WELLS FARGO & COMPANY Security ID: 949746101 Ticker: WFC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Steven D. Black Management For Voted - Against 2 Elect Mark A. Chancy Management For Voted - For 3 Elect Celeste A. Clark Management For Voted - For 4 Elect Theodore F. Craver, Jr. Management For Voted - For 5 Elect Richard K. Davis Management For Voted - For 6 Elect Wayne M. Hewett Management For Voted - Against 7 Elect CeCelia Morken Management For Voted - For 8 Elect Maria R. Morris Management For Voted - For 2661 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Felicia F. Norwood Management For Voted - For 10 Elect Richard B. Payne, Jr. Management For Voted - For 11 Elect Juan A. Pujadas Management For Voted - For 12 Elect Ronald L. Sargent Management For Voted - For 13 Elect Charles W. Scharf Management For Voted - For 14 Elect Suzanne M. Vautrinot Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - Against 18 Shareholder Proposal Regarding Clawback Policy Shareholder Against Voted - For 19 Shareholder Proposal Regarding Incentive Compensation Report Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Board Diversity Report Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples Shareholder Against Voted - For 22 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - For 23 Shareholder Proposal regarding racial equity audit Shareholder Against Voted - For 24 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against WELLTOWER INC. Security ID: 95040Q104 Ticker: WELL Meeting Date: 23-May-22 Meeting Type: Annual 1 Elect Kenneth J. Bacon Management For Voted - For 2 Elect Karen B. DeSalvo Management For Voted - For 3 Elect Philip L. Hawkins Management For Voted - For 4 Elect Dennis G. Lopez Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect Ade J. Patton Management For Voted - For 7 Elect Diana W. Reid Management For Voted - For 8 Elect Sergio D. Rivera Management For Voted - For 9 Elect Johnese M. Spisso Management For Voted - For 10 Elect Kathryn M. Sullivan Management For Voted - For 11 Amendment to Remove Provisions in the Certificate of Incorporation Relating to Extraordinary Transactions Involving Welltower OP Inc. Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - Against WEST PHARMACEUTICAL SERVICES, INC. Security ID: 955306105 Ticker: WST Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Mark A. Buthman Management For Voted - For 2 Elect William F. Feehery Management For Voted - For 2662 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Robert F. Friel Management For Voted - For 4 Elect Eric M. Green Management For Voted - For 5 Elect Molly E. Joseph Management For Voted - For 6 Elect Thomas W. Hofmann Management For Voted - For 7 Elect Deborah L. V. Keller Management For Voted - For 8 Elect Myla P. Lai-Goldman Management For Voted - For 9 Elect Douglas A. Michels Management For Voted - For 10 Elect Paolo Pucci Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - Against WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Security ID: 929740108 Ticker: WAB Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect William E. Kassling Management For Voted - For 1.2 Elect Albert J. Neupaver Management For Voted - For 1.3 Elect Ann R. Klee Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - Against WESTROCK COMPANY Security ID: 96145D105 Ticker: WRK Meeting Date: 28-Jan-22 Meeting Type: Annual 1 Elect Colleen F. Arnold Management For Voted - For 2 Elect Timothy J. Bernlohr Management For Voted - For 3 Elect J. Powell Brown Management For Voted - For 4 Elect Terrell K. Crews Management For Voted - For 5 Elect Russell M. Currey Management For Voted - For 6 Elect Suzan F. Harrison Management For Voted - For 7 Elect Gracia C. Martore Management For Voted - For 8 Elect James E. Nevels Management For Voted - For 9 Elect David B. Sewell Management For Voted - For 10 Elect Alan D. Wilson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Amendment to the 2020 Incentive Stock Plan Management For Voted - For 13 Ratification of Auditor Management For Voted - Against WEYERHAEUSER COMPANY Security ID: 962166104 Ticker: WY Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Mark A. Emmert Management For Voted - For 2 Elect Rick R. Holley Management For Voted - For 3 Elect Sara G. Lewis Management For Voted - For 2663 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Deidra C. Merriwether Management For Voted - For 5 Elect Al Monaco Management For Voted - For 6 Elect Nicole W. Piasecki Management For Voted - For 7 Elect Lawrence A. Selzer Management For Voted - For 8 Elect Devin W. Stockfish Management For Voted - For 9 Elect Kim Williams Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 12 Ratification of Auditor Management For Voted - Against WHIRLPOOL CORPORATION Security ID: 963320106 Ticker: WHR Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Samuel R. Allen Management For Voted - For 2 Elect Marc R. Bitzer Management For Voted - For 3 Elect Greg Creed Management For Voted - For 4 Elect Gary T. DiCamillo Management For Voted - For 5 Elect Diane M. Dietz Management For Voted - For 6 Elect Geraldine Elliott Management For Voted - For 7 Elect Jennifer A. LaClair Management For Voted - For 8 Elect John D. Liu Management For Voted - For 9 Elect James M. Loree Management For Voted - For 10 Elect Harish Manwani Management For Voted - For 11 Elect Patricia K. Poppe Management For Voted - For 12 Elect Larry O. Spencer Management For Voted - For 13 Elect Michael D. White Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Ratification of Auditor Management For Voted - Against WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Security ID: G96629103 Ticker: WTW Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Inga K. Beale Management For Voted - For 2 Elect Fumbi Chima Management For Voted - For 3 Elect Michael Hammond Management For Voted - For 4 Elect Carl Hess Management For Voted - For 5 Elect Brendan R. O'Neill Management For Voted - For 6 Elect Linda D. Rabbitt Management For Voted - For 7 Elect Paul C. Reilly Management For Voted - For 8 Elect Michelle Swanback Management For Voted - For 9 Elect Paul D. Thomas Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 2664 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Reduction in Share Premium Account Management For Voted - For 15 Amendment to the 2012 Equity Incentive Plan Management For Voted - For WYNN RESORTS, LIMITED Security ID: 983134107 Ticker: WYNN Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Craig S. Billings Management For Voted - Withheld 1.2 Elect Margaret J. Myers Management For Voted - For 1.3 Elect Winifred Webb Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against XCEL ENERGY INC. Security ID: 98389B100 Ticker: XEL Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lynn Casey Management For Voted - For 2 Elect Robert C. Frenzel Management For Voted - For 3 Elect Netha Johnson Management For Voted - For 4 Elect Patricia L. Kampling Management For Voted - For 5 Elect George Kehl Management For Voted - For 6 Elect Richard T. O'Brien Management For Voted - For 7 Elect Charles Pardee Management For Voted - For 8 Elect Christopher J. Policinski Management For Voted - Against 9 Elect James T. Prokopanko Management For Voted - Against 10 Elect Kim Williams Management For Voted - For 11 Elect Daniel Yohannes Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - Against XYLEM INC. Security ID: 98419M100 Ticker: XYL Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Jeanne Beliveau-Dunn Management For Voted - For 2 Elect Patrick K. Decker Management For Voted - For 3 Elect Robert F. Friel Management For Voted - Against 4 Elect Jorge M. Gomez Management For Voted - For 5 Elect Victoria D. Harker Management For Voted - Against 6 Elect Steven R. Loranger Management For Voted - For 7 Elect Mark D. Morelli Management For Voted - For 8 Elect Jerome A. Peribere Management For Voted - For 9 Elect Markos I. Tambakeras Management For Voted - Against 10 Elect Lila Tretikov Management For Voted - For 11 Elect Uday Yadav Management For Voted - Against 2665 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For YUM! BRANDS, INC. Security ID: 988498101 Ticker: YUM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paget L. Alves Management For Voted - For 2 Elect Keith Barr Management For Voted - For 3 Elect Christopher M. Connor Management For Voted - For 4 Elect Brian C. Cornell Management For Voted - For 5 Elect Tanya L. Domier Management For Voted - For 6 Elect David W. Gibbs Management For Voted - For 7 Elect Mirian M. Graddick-Weir Management For Voted - For 8 Elect Lauren R. Hobart Management For Voted - For 9 Elect Thomas C. Nelson Management For Voted - For 10 Elect P. Justin Skala Management For Voted - For 11 Elect Elane B. Stock Management For Voted - For 12 Elect Annie A. Young-Scrivner Management For Voted - For 13 Ratification of Auditor Management For Voted - Against 14 Advisory Vote on Executive Compensation Management For Voted - Against ZEBRA TECHNOLOGIES CORPORATION Security ID: 989207105 Ticker: ZBRA Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Nelda J. Connors Management For Voted - For 1.2 Elect Frank B. Modruson Management For Voted - For 1.3 Elect Michael A. Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ZIMMER BIOMET HOLDINGS, INC. Security ID: 98956P102 Ticker: ZBH Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Christopher B. Begley Management For Voted - For 2 Elect Betsy J. Bernard Management For Voted - For 3 Elect Michael J. Farrell Management For Voted - For 4 Elect Robert A. Hagemann Management For Voted - For 5 Elect Bryan C. Hanson Management For Voted - For 6 Elect Arthur J. Higgins Management For Voted - For 7 Elect Maria Teresa Hilado Management For Voted - For 8 Elect Syed Jafry Management For Voted - For 9 Elect Sreelakshmi Kolli Management For Voted - For 10 Elect Michael W. Michelson Management For Voted - For 2666 --------------------------------------------------------------------------------------------------- Global X S&P 500 Tail Risk ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Ratification of Auditor Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - Against ZIONS BANCORPORATION, NATIONAL ASSOCIATION Security ID: 989701107 Ticker: ZION Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Maria Contreras-Sweet Management For Voted - For 2 Elect Gary L. Crittenden Management For Voted - For 3 Elect Suren K. Gupta Management For Voted - For 4 Elect Claire Huang Management For Voted - For 5 Elect Vivian S. Lee Management For Voted - For 6 Elect Scott J. McLean Management For Voted - For 7 Elect Edward F. Murphy Management For Voted - For 8 Elect Stephen D. Quinn Management For Voted - For 9 Elect Harris H. Simmons Management For Voted - For 10 Elect Aaron B. Skonnard Management For Voted - For 11 Elect Barbara A. Yastine Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Approval of the 2022 Omnibus Incentive Plan Management For Voted - For ZOETIS INC. Security ID: 98978V103 Ticker: ZTS Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paul M. Bisaro Management For Voted - For 2 Elect Frank A. D'Amelio Management For Voted - For 3 Elect Michael B. McCallister Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Amendment to the 2013 Equity and Incentive Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to the Certificate of Incorporation to Eliminate Supermajority Requirements and Pfizer Provisions Management For Voted - For 8 Repeal of Classified Board Management For Voted - For 2667 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3I GROUP PLC Security ID: G88473148 Ticker: III Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Caroline J. Banszky Management For Voted - For 5 Elect Simon A. Borrows Management For Voted - For 6 Elect Stephen Daintith Management For Voted - For 7 Elect Jasi Halai Management For Voted - For 8 Elect James Hatchley Management For Voted - For 9 Elect David Hutchison Management For Voted - For 10 Elect Lesley Knox Management For Voted - For 11 Elect Coline McConville Management For Voted - For 12 Elect Peter McKellar Management For Voted - For 13 Elect Alexandra Schaapveld Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For A.P. MOLLER - MAERSK AS Security ID: K0514G135 Ticker: MAERSKB Meeting Date: 15-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports Management For Voted - For 8 Ratification of Board and Management Acts Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Elect Robert Mrsk Uggla Management For Voted - For 12 Elect Thomas Lindegaard Madsen Management For Voted - For 13 Elect Julija Voitiekute Management For Voted - For 2668 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Marika Fredriksson Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Distribute Extraordinary Dividend Management For Voted - For 17 Cancellation of Shares Management For Voted - For 18 Indemnification of Directors and Executive Management Management For Voted - For 19 Remuneration Policy Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting ABB LTD. Security ID: H0010V101 Ticker: ABBN Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Take No Action 2 Compensation Report Management For Take No Action 3 Ratification of Board and Management Acts Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Cancellation of Shares and Reduction in Share Capital Management For Take No Action 6 Board Compensation Management For Take No Action 7 Executive Compensation Management For Take No Action 8 Elect Gunnar Brock Management For Take No Action 9 Elect David E. Constable Management For Take No Action 10 Elect Frederico Fleury Curado Management For Take No Action 11 Elect Lars Forberg Management For Take No Action 12 Elect Jennifer Xin-Zhe Li Management For Take No Action 13 Elect Geraldine Matchett Management For Take No Action 14 Elect David Meline Management For Take No Action 15 Elect Satish Pai Management For Take No Action 16 Elect Jacob Wallenberg Management For Take No Action 17 Elect Peter R. Voser as Board Chair Management For Take No Action 18 Elect David Constable as Compensation Committee Member Management For Take No Action 19 Elect Frederico Fleury Curado as Compensation Committee Member Management For Take No Action 20 Elect Jennifer Xin-Zhe Li as Compensation Committee Member Management For Take No Action 21 Appointment of Independent Proxy Management For Take No Action 22 Appointment of Auditor Management For Take No Action 23 Non-Voting Meeting Note N/A N/A Take No Action 24 Non-Voting Meeting Note N/A N/A Take No Action 2669 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ADEVINTA ASA Security ID: R0000V110 Ticker: ADE Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Agenda Management For Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Minutes Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Remuneration Policy Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Authority to Set Auditor's Fees Management For Take No Action 13 Elect Orla Noonan Management For Take No Action 14 Elect Fernando Abril-Martorell Hernandez Management For Take No Action 15 Elect Peter Brooks-Johnson Management For Take No Action 16 Elect Sophie Javary Management For Take No Action 17 Elect Julia Jaekel Management For Take No Action 18 Elect Michael Nilles Management For Take No Action 19 Directors' Fees Management For Take No Action 20 Election of Nomination Committee Members Management For Take No Action 21 Nomination Committee Fees Management For Take No Action 22 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 23 Authority to Issue Convertible Debt Instruments Management For Take No Action 24 Authority to Repurchase Shares Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action 26 Non-Voting Meeting Note N/A N/A Take No Action ADIDAS AG Security ID: D0066B185 Ticker: ADS Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Supervisory Board Remuneration Policy Management For Voted - For 8 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For Voted - For 9 Appointment of Auditor (FY2022) Management For Voted - For 10 Appointment of Auditor (FY2023) Management For Voted - For 2670 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting ADVANTEST CORPORATION Security ID: J00210104 Ticker: 6857 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Yoshiaki Yoshida Management For Voted - For 4 Elect Osamu Karatsu Management For Voted - For 5 Elect Toshimitsu Urabe Management For Voted - For 6 Elect Nicholas E. Benes Management For Voted - For 7 Elect Soichi Tsukakoshi Management For Voted - For 8 Elect Atsushi Fujita Management For Voted - For 9 Elect Koichi Tsukui Management For Voted - For 10 Elect Douglas Lefever Management For Voted - For 11 Elect Sayaka Sumida as Audit Committee Director Management For Voted - For ADYEN NV Security ID: N3501V104 Ticker: ADYEN Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Remuneration Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Ratification of Management Board Acts Management For Voted - For 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Elect Pieter Willem van der Does to the Management Board Management For Voted - For 11 Elect Roelant Prins to the Management Board Management For Voted - For 12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 13 Authority to Suppress Preemptive Rights Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 2671 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted AENA S.M.E. S.A. Security ID: E526K0106 Ticker: AENA Meeting Date: 31-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Individual Accounts and Reports Management For Voted - For 3 Consolidated Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Report on Non-Financial Information Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Elect Raul Miguez Bailo Management For Voted - For 9 Elect Manuel Delacampagne Crespo Management For Voted - For 10 Elect Maurici Lucena Betriu Management For Voted - For 11 Elect Eva Balleste Morillas Management For Voted - For 12 Amendments to Articles (Related Party Transactions) Management For Voted - For 13 Amendments to Articles (Legal Entities; Remuneration Report) Management For Voted - For 14 Amendments to Articles (Clarifications) Management For Voted - For 15 Amendments to General Meeting Regulations Management For Voted - For 16 Authority to Issue Debt Instruments Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Approval of Climate Action Plan Management For Voted - Abstain 19 Authorisation of Legal Formalities Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting AEON CO.,LTD. Security ID: J00288100 Ticker: 8267 Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Motoya Okada Management For Voted - For 4 Elect Akio Yoshida Management For Voted - For 5 Elect Yuki Habu Management For Voted - For 6 Elect Takashi Tsukamoto Management For Voted - Against 7 Elect Kotaro Ono Management For Voted - For 8 Elect Peter Child Management For Voted - For 9 Elect Carrie Yu Carrie Ip Management For Voted - For 10 Approval of Disposition of Treasury Shares and Third Party Allotment Management For Voted - For 2672 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted AFTERPAY LIMITED Security ID: Q3583G105 Ticker: APT Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Elana Rubin Management For Voted - For 3 Re-elect Dana Stalder Management For Voted - For 4 Remuneration Report Management For Voted - For Meeting Date: 06-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Acquisition by Square Management For Voted - For Meeting Date: 14-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Acquisition by Square Management For Voted - For AGL ENERGY LIMITED Security ID: Q01630195 Ticker: AGL Meeting Date: 22-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re- Elect Jacqueline C. Hey Management For Voted - For 4 Elect Ashjayeen Sharif (Non-Board Endorsed) Management Against Voted - Against 5 Equity Grant (MD/CEO Graeme Hunt) Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Board Spill Resolution Management Against Voted - Against 8 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Alignment with The Paris Agreement Shareholder Against Voted - Against AIA GROUP LIMITED Security ID: Y002A1105 Ticker: 1299 Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect SUN Jie (Jane) Management For Voted - Against 6 Elect George YEO Yong-Boon Management For Voted - Against 2673 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect TEO Swee Lian Management For Voted - For 8 Elect Narongchai Akrasanee Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For AIR LIQUIDE S.A. Security ID: F01764103 Ticker: AI Meeting Date: 04-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Consolidated Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Authority to Repurchase and Reissue Shares Management For Voted - For 10 Elect Benoit Potier Management For Voted - For 11 Elect Francois Jackow Management For Voted - For 12 Elect Annette Winkler Management For Voted - For 13 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For 14 Appointment of Auditor (KPMG) Management For Voted - For 15 Non-Renewal of Alternate Auditors (Auditex and Jean-Christophe Georghiou) Management For Voted - For 16 Special Auditors Report on Regulated Agreements Management For Voted - For 17 2021 Remuneration of Benoit Potier, Chair and CEO Management For Voted - For 18 2021 Remuneration Report Management For Voted - For 19 2022 Remuneration Policy (Chair and CEO from January 1, 2022 until May 31, 2022) Management For Voted - For 20 2022 Remuneration Policy (CEO from June 1, 2022) Management For Voted - For 21 2022 Remuneration Policy (Chair from June 1, 2022) Management For Voted - For 22 2022 Remuneration Policy (Board of Directors) Management For Voted - For 23 Authority to Cancel Shares and Reduce Capital Management For Voted - For 24 Authority to Increase Capital Through Capitalisations Management For Voted - For 25 Authority to Grant Stock Options Management For Voted - For 26 Authority to Issue Restricted Shares Management For Voted - For 27 Employee Stock Purchase Plan Management For Voted - For 28 Stock Purchase Plan for Overseas Employees Management For Voted - For 29 Amendments to Articles Regarding Directors' Shareholding Requirements Management For Voted - For 30 Amendments to Articles Regarding Board's Written Consulations Management For Voted - For 31 Amendments to Articles Regarding CEO's Age Limit Management For Voted - For 32 Amendments to Articles Regarding Alternate Auditors Management For Voted - For 33 Amendments to Articles Regarding References to French Regulation Management For Voted - For 2674 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 34 Authorisation of Legal Formalities Management For Voted - For 35 Non-Voting Meeting Note N/A N/A Non-Voting AISIN CORPORATION Security ID: J00714105 Ticker: 7259 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Moritaka Yoshida Management For Voted - For 4 Elect Kenji Suzuki Management For Voted - For 5 Elect Shintaro Ito Management For Voted - For 6 Elect Tsunekazu Haraguchi Management For Voted - For 7 Elect Michiyo Hamada Management For Voted - For 8 Elect Seiichi Shin Management For Voted - For 9 Elect Koji Kobayashi Management For Voted - For 10 Elect Yoshihisa Yamamoto Management For Voted - For 11 Elect Katsuhiro Kashiwagi as Statutory Auditor Management For Voted - For 12 Elect Hidenori Nakagawa as Alternate Statutory Auditor Management For Voted - For AKER BP ASA Security ID: R0139K100 Ticker: AKRBP Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Agenda Management For Take No Action 8 Accounts and Reports; Corporate Governance Report Management For Take No Action 9 Remuneration Report Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Directors' Fees Management For Take No Action 12 Nomination Committee Fees Management For Take No Action 13 Appointment of Auditor Management For Take No Action 14 Merger/Acquisition Management For Take No Action 15 Increase in Authorized Capital Pursuant to the Merger Plan Management For Take No Action 16 Amendments to Articles (Board Size) Management For Take No Action 17 Election of Directors Management For Take No Action 18 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 19 Authority to Repurchase Shares Management For Take No Action 20 Authority to Distribute Dividends Management For Take No Action 2675 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Non-Voting Meeting Note N/A N/A Take No Action 22 Non-Voting Meeting Note N/A N/A Take No Action ALCON AG Security ID: H01301128 Ticker: ALC Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Ratification of Board and Management Acts Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Compensation Report Management For Take No Action 6 Board Compensation Management For Take No Action 7 Executive Compensation Management For Take No Action 8 Elect F. Michael Ball Management For Take No Action 9 Elect Lynn Dorsey Bleil Management For Take No Action 10 Elect Arthur Cummings Management For Take No Action 11 Elect David J. Endicott Management For Take No Action 12 Elect Thomas Glanzmann Management For Take No Action 13 Elect D. Keith Grossman Management For Take No Action 14 Elect Scott H. Maw Management For Take No Action 15 Elect Karen J. May Management For Take No Action 16 Elect Ines Poschel Management For Take No Action 17 Elect Dieter Spalti Management For Take No Action 18 Elect Raquel C. Bono Management For Take No Action 19 Elect Thomas Glanzmann as Compensation Committee Member Management For Take No Action 20 Elect Karen J. May as Compensation Committee Member Management For Take No Action 21 Elect Ines Poschel as Compensation Committee Member Management For Take No Action 22 Elect Scott H. Maw as Compensation Committee Member Management For Take No Action 23 Appointment of Independent Proxy Management For Take No Action 24 Appointment of Auditor Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action ALFA LAVAL AB Security ID: W04008152 Ticker: ALFA Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 2676 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Accounts and Reports Management For Voted - For 15 Allocation of Profits/Dividends Management For Voted - For 16 Ratify Tom Erixon (CEO) Management For Voted - For 17 Ratify Dennis Jonsson Management For Voted - For 18 Ratify Lilian Fossum Biner Management For Voted - For 19 Ratify Maria Morus Hanssen Management For Voted - For 20 Ratify Henrik Lange Management For Voted - For 21 Ratify Ray Mauritsson Management For Voted - For 22 Ratify Helene Mellquist Management For Voted - For 23 Ratify Finn Rausing Management For Voted - For 24 Ratify Jorn Rausing Management For Voted - For 25 Ratify Ulf Wiinberg Management For Voted - For 26 Ratify Bror Garcia Lantz Management For Voted - For 27 Ratify Henrik Nielsen Management For Voted - For 28 Ratify Johan Ranhog Management For Voted - For 29 Ratify Susanne Jonsson Management For Voted - For 30 Ratify Leif Norkvist Management For Voted - For 31 Ratify Stefan Sandell Management For Voted - For 32 Ratify Johnny Hulthen Management For Voted - For 33 Remuneration Report Management For Voted - For 34 Board Size Management For Voted - For 35 Number of Auditors Management For Voted - For 36 Directors' Fees Management For Voted - For 37 Committee Fees Management For Voted - For 38 Authority to Set Auditor's Fees Management For Voted - For 39 Elect Lillian Fossum Biner Management For Voted - For 40 Elect Maria Morus Hansen Management For Voted - For 41 Elect Dennis Jonsson Management For Voted - For 42 Elect Henrik Lange Management For Voted - For 43 Elect Ray Mauritsson Management For Voted - For 44 Elect Finn Rausing Management For Voted - Against 45 Elect Jorn Rausing Management For Voted - Against 46 Elect Ulf Wiinberg Management For Voted - For 47 Elect Dennis Jonsson as Chair Management For Voted - For 48 Re-election of Staffan Landen as Auditor Management For Voted - For 49 Re-Election Of Karoline Tedevall As Auditor Management For Voted - For 50 Re-election of Henrik Jonzen as Auditor Management For Voted - For 51 Re-election of Andreas Mast as Auditor Management For Voted - For 52 Reduction of Share Capital and Bonus Issue Management For Voted - For 53 Authority to Repurchase Shares Management For Voted - For 54 Non-Voting Agenda Item N/A N/A Non-Voting 55 Non-Voting Meeting Note N/A N/A Non-Voting 2677 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ALLIANZ SE Security ID: D03080112 Ticker: ALV Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Meeting Note N/A N/A Take No Action 7 Allocation of Profits/Dividends Management For Take No Action 8 Ratification of Management Board Acts Management For Take No Action 9 Ratification of Supervisory Board Acts Management For Take No Action 10 Appointment of Auditor Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Elect Sophie Boissard Management For Take No Action 13 Elect Christine Bosse Management For Take No Action 14 Elect Rashmy Chatterjee Management For Take No Action 15 Elect Michael Diekmann Management For Take No Action 16 Elect Friedrich Eichiner Management For Take No Action 17 Elect Herbert Hainer Management For Take No Action 18 Increase in Authorised Capital Management For Take No Action 19 Increase in Authorised Capital for Employee Share Issuances Management For Take No Action 20 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For Take No Action 21 Authority to Repurchase and Reissue Shares Management For Take No Action 22 Authority to Repurchase Shares Using Equity Derivatives Management For Take No Action 23 Amendments to Profit-and-Loss Transfer Agreements Management For Take No Action 24 Amendments to Profit-and-Loss and Control Agreement Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action 26 Non-Voting Meeting Note N/A N/A Take No Action AMADEUS IT GROUP S.A. Security ID: E04648114 Ticker: AMS Meeting Date: 22-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Report on Non-Financial Information Management For Voted - For 5 Remuneration Report Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Board Size Management For Voted - For 2678 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Ratify Co-Option and Elect Eriikka Soderstrom Management For Voted - For 11 Elect David Vegara Figueras Management For Voted - For 12 Elect William Connelly Management For Voted - For 13 Elect Luis Maroto Camino Management For Voted - For 14 Elect Pilar Garcia Ceballos-Zuniga Management For Voted - For 15 Elect Stephan Gemkow Management For Voted - For 16 Elect Peter Kurpick Management For Voted - For 17 Elect Francesco Loredan Management For Voted - For 18 Directors' fees Management For Voted - For 19 Authority to Repurchase and Reissue Shares Management For Voted - For 20 Authority to Issue Convertible Debt Instruments Management For Voted - For 21 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 22 Authorisation of Legal Formalities Management For Voted - For AMOT INVESTMENT LTD Security ID: M1035R103 Ticker: AMOT Meeting Date: 12-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Renew Management Services Agreement with Controlling Shareholder Management For Voted - Against 3 Non-Voting Meeting Note N/A N/A Non-Voting AMS-OSRAM AG Security ID: A0400Q115 Ticker: AMS Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Ratification of Management Board Acts Management For Voted - For 6 Ratification of Supervisory Board Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Elect Yen Yen Tan Management For Voted - For 10 Elect Brian M. Krzanich Management For Voted - For 11 Elect Monika Henziger Management For Voted - For 12 Elect LOH Kin Wah Management For Voted - For 13 Elect Wolfgang Leitner Management For Voted - For 14 Elect Andreas Gerstenmayr Management For Voted - For 2679 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ANA HOLDINGS INC. Security ID: J0156Q112 Ticker: 9202 Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Shinya Katanozaka Management For Voted - Against 4 Elect Yuji Hirako Management For Voted - For 5 Elect Koji Shibata Management For Voted - For 6 Elect Ichiro Fukuzawa Management For Voted - For 7 Elect Shigeru Hattori Management For Voted - For 8 Elect Juichi Hirasawa Management For Voted - For 9 Elect Shinichi Inoue Management For Voted - For 10 Elect Ado Yamamoto Management For Voted - For 11 Elect Izumi Kobayashi Management For Voted - For 12 Elect Eijiro Katsu Management For Voted - Against 13 Elect Masumi Minegishi Management For Voted - For 14 Elect Tatsuhiko Mitsukura Management For Voted - For 15 Elect Eiji Ogawa Management For Voted - For ANDRITZ AG Security ID: A11123105 Ticker: ANDR Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Supervisory Board Members' Fees Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Elect Wolfgang Leitner as Supervisory Board Member Management For Voted - For 11 Remuneration Report Management For Voted - For 12 Amendments to Articles Regarding Management Board Size Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting ANGLO AMERICAN PLC Security ID: G03764134 Ticker: AAL Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2680 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Final Dividend Management For Voted - For 3 Special Dividend Management For Voted - For 4 Elect Ian Tyler Management For Voted - For 5 Elect Duncan G. Wanblad Management For Voted - For 6 Elect Ian R. Ashby Management For Voted - For 7 Elect Marcelo H. Bastos Management For Voted - For 8 Elect Elisabeth Brinton Management For Voted - For 9 Elect Stuart Chambers Management For Voted - For 10 Elect Hilary Maxson Management For Voted - For 11 Elect Hixonia Nyasulu Management For Voted - For 12 Elect Nonkululeko M.C. Nyembezi Management For Voted - For 13 Elect Tony O'Neill Management For Voted - For 14 Elect Stephen T. Pearce Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Share Ownership Plan Management For Voted - For 19 Advisory Vote on Climate Change Report Management For Voted - For 20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For ANHEUSER-BUSCH INBEV SA/NV Security ID: B639CJ108 Ticker: ABI Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Increase in Authorised Capital Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Ratification of Auditor's Acts Management For Voted - For 12 Elect Martin J. Barrington Management For Voted - For 13 Elect William F. Gifford Management For Voted - For 14 Elect Alejandro Santo Domingo Management For Voted - Against 15 Elect Nitin Nohria Management For Voted - Against 16 Appointment of Auditor and Authority to Set Fees Management For Voted - For 17 Remuneration Policy Management For Voted - Against 18 Remuneration Report Management For Voted - Against 19 Authorization of Legal Formalities Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting 2681 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ANTOFAGASTA PLC Security ID: G0398N128 Ticker: ANTO Meeting Date: 11-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Jean-Paul Luksic Management For Voted - For 5 Elect Tony Jensen Management For Voted - For 6 Elect Ramon F. Jara Management For Voted - For 7 Elect Juan Claro Management For Voted - For 8 Elect Andronico Luksic Management For Voted - For 9 Elect Vivianne Blanlot Management For Voted - For 10 Elect Jorge Bande Management For Voted - For 11 Elect Francisca Castro Management For Voted - For 12 Elect A.E. Michael Anglin Management For Voted - For 13 Elect Eugenia Parot Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For APA GROUP Security ID: Q0437B100 Ticker: APA Meeting Date: 21-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Michael A. Fraser Management For Voted - For 4 Re-elect Debra Lyn Goodin Management For Voted - For 5 Equity Grant (MD/CEO Robert Wheals) Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting ARCELORMITTAL S.A. Security ID: L0302D210 Ticker: MT Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Consolidated Accounts and Reports Management For Voted - For 2682 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Accounts and Reports Management For Voted - For 6 Approve Distribution of Dividends Management For Voted - For 7 Allocation of Profits and the Remuneration of the Members of the Board of Directors Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Ratification of Board Acts Management For Voted - Against 11 Elect Vanisha Mittal Bhatia Management For Voted - For 12 Elect Karel de Gucht Management For Voted - For 13 Authority to Repurchase and Reissue Shares Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Long-Term Incentive Plan Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 04-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Cancellation of Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting ARISTOCRAT LEISURE LIMITED Security ID: Q0521T108 Ticker: ALL Meeting Date: 24-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Arlene Tansey Management For Voted - For 3 Re-elect Sylvia Summers Couder Management For Voted - For 4 Equity Grant (MD/CEO Trevor Croker) Management For Voted - For 5 Approve Aristocrat Equity Scheme Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Approve Increase in NEDs' Fee Cap Management For Voted - For ASAHI GROUP HOLDINGS, LTD. Security ID: J02100113 Ticker: 2502 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Akiyoshi Koji Management For Voted - For 5 Elect Atsushi Katsuki Management For Voted - For 6 Elect Taemin Park Management For Voted - For 7 Elect Keizo Tanimura Management For Voted - For 8 Elect Christina Ahmadjian Management For Voted - For 9 Elect Kaoru Sakita Management For Voted - For 10 Elect Kenichiro Sasae Management For Voted - For 2683 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Tetsuji Ohashi Management For Voted - Against 12 Elect Shigeo Ohyagi as Statutory Auditor Management For Voted - For 13 Amendment to Equity Compensation Plan Management For Voted - For ASAHI KASEI CORPORATION Security ID: J0242P110 Ticker: 3407 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hideki Kobori Management For Voted - For 4 Elect Koshiro Kudo Management For Voted - For 5 Elect Shuichi Sakamoto Management For Voted - For 6 Elect Fumitoshi Kawabata Management For Voted - For 7 Elect Kazushi Kuse Management For Voted - For 8 Elect Toshiyasu Horie Management For Voted - For 9 Elect Tsuneyoshi Tatsuoka Management For Voted - For 10 Elect Tsuyoshi Okamoto Management For Voted - For 11 Elect Yuko Maeda Management For Voted - For 12 Elect Haruyuki Urata as Statutory Auditor Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Statutory Auditors' Fees Management For Voted - For 15 Amendments to Trust Type Equity Plan Management For Voted - For ASCENDAS REAL ESTATE INVESTMENT TRUST Security ID: Y0205X103 Ticker: A17U Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For 4 Authority to Repurchase and Reissue Units Management For Voted - For ASHTEAD GROUP PLC Security ID: G05320109 Ticker: AHT Meeting Date: 16-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - Against 3 Remuneration Policy (Binding) Management For Voted - Against 4 Final Dividend Management For Voted - For 5 Elect Paul Walker Management For Voted - For 6 Elect Brendan Horgan Management For Voted - For 7 Elect Michael Pratt Management For Voted - For 8 Elect Angus Cockburn Management For Voted - For 9 Elect Lucinda Riches Management For Voted - For 2684 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Tanya Fratto Management For Voted - For 11 Elect Lindsley Ruth Management For Voted - For 12 Elect Jill Easterbrook Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Approval Of Long-Term Incentive Plan Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 21 Adoption of New Articles Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting ASML HOLDING N.V. Security ID: N07059202 Ticker: ASML Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Remuneration Report Management For Voted - Against 7 Accounts and Reports Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratification of Management Board Acts Management For Voted - For 11 Ratification of Supervisory Board Acts Management For Voted - For 12 Long-Term Incentive Plan; Authority to Issue Shares Management For Voted - For 13 Management Board Remuneration Policy Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Elect Terri L. Kelly to the Supervisory Board Management For Voted - For 23 Elect Alexander F.M. Everke to the Supervisory Board Management For Voted - For 24 Elect An Steegen to the Supervisory Board Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Appointment of Auditor for for fiscal years 2023 and 2024 Management For Voted - For 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Amendments to Articles Management For Voted - For 2685 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 29 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 30 Authority to Suppress Preemptive Rights Management For Voted - For 31 Authority to Repurchase Shares Management For Voted - For 32 Cancellation of Shares Management For Voted - For 33 Non-Voting Agenda Item N/A N/A Non-Voting 34 Non-Voting Agenda Item N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting 36 Non-Voting Meeting Note N/A N/A Non-Voting ASSA ABLOY AB Security ID: W0817X204 Ticker: ASSAB Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Accounts and Reports Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratify Lars Renstrom Management For Voted - For 18 Ratify Carl Douglas Management For Voted - For 19 Ratify Johan Hjertonsson Management For Voted - For 20 Ratify Sofia Schorling Hogberg Management For Voted - For 21 Ratify Eva Karlsson Management For Voted - For 22 Ratify Lena Olving Management For Voted - For 23 Ratify Joakim Weidemanis Management For Voted - For 24 Ratify Susanne Pahlen Aklundh Management For Voted - For 25 Ratify Rune Hjalm Management For Voted - For 26 Ratify Mats Persson Management For Voted - For 27 Ratify Bjarne Johansson (Deputy Director) Management For Voted - For 28 Ratify Nadja Wikstrom (Deputy Director) Management For Voted - For 29 Ratify Birgitta Klasen Management For Voted - For 30 Ratify Jan Svensson Management For Voted - For 31 Ratify Nico Delvaux (CEO) Management For Voted - For 32 Board Size Management For Voted - For 33 Directors' Fees Management For Voted - For 34 Authority to Set Auditor's Fees Management For Voted - For 35 Election of Directors Management For Voted - For 2686 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 36 Appointment of Auditor Management For Voted - For 37 Remuneration Report Management For Voted - For 38 Remuneration Policy Management For Voted - For 39 Authority to Repurchase and Reissue Shares Management For Voted - For 40 Adoption of Share-Based Incentives (LTI 2022) Management For Voted - For 41 Non-Voting Agenda Item N/A N/A Non-Voting 42 Non-Voting Meeting Note N/A N/A Non-Voting 43 Non-Voting Meeting Note N/A N/A Non-Voting 44 Non-Voting Meeting Note N/A N/A Non-Voting ASSICURAZIONI GENERALI S.P.A. Security ID: T05040109 Ticker: G Meeting Date: 27-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Amendment to Article 9 (Share Capital) Management For Voted - For 7 Authority to Repurchase Shares Management For Voted - For 8 Cancellation of Shares Management For Voted - For 9 Remuneration Policy Management For Voted - For 10 Remuneration Report Management For Voted - For 11 2022-2024 Long-term Incentive Plan Management For Voted - For 12 Authority to Repurchase and Reissue Shares to Service 2022-2024 Group Long-Term Incentive Plan Management For Voted - For 13 Employee Incentive Plan Management For Voted - For 14 Authority to Repurchase and Reissue Shares to Service Employee Incentive Plan Management For Voted - For 15 Board Size (Board Proposal) Management For Voted - For 16 Board Size (VM 2006 S.r.l.) Management N/A Voted - Abstain 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 List Presented By Board of Directors Management For Voted - For 19 List Presented by VM 2006 S.r.l. Management For Non-Voting 20 List Presented by Group of Institutional Investors Representing 0.64% of Share Capital Management For Non-Voting 21 Directors' Fees (Board Proposal) Management For Voted - For 22 Directors' Fees (VM 2006 S.r.l.) Management N/A Voted - Abstain 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting ASSOCIATED BRITISH FOODS PLC Security ID: G05600138 Ticker: ABF Meeting Date: 10-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2687 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Remuneration Report (Advisory) Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Emma Adamo Management For Voted - For 5 Elect Graham Allan Management For Voted - For 6 Elect John G. Bason Management For Voted - For 7 Elect Ruth Cairnie Management For Voted - For 8 Elect Wolfhart Hauser Management For Voted - For 9 Elect Michael G. A. McLintock Management For Voted - For 10 Elect Dame Heather Rabbatts Management For Voted - For 11 Elect Richard Reid Management For Voted - For 12 Elect George G. Weston Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Authorisation of Political Donations Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting ASX LIMITED Security ID: Q0604U105 Ticker: ASX Meeting Date: 29-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Yasmin A. Allen Management For Voted - For 3 Re-elect Peter R. Marriott Management For Voted - For 4 Re-elect Heather M. Ridout Management For Voted - For 5 Remuneration Report Management For Voted - For 6 Equity Grant (MD/CEO Dominic Stevens) Management For Voted - For ATLANTIA S.P.A. Security ID: T05404107 Ticker: ATL Meeting Date: 03-Dec-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase Shares Management For Voted - For 4 Amendments to the Meeting Regulations Management For Voted - For 5 Cancellation of Shares Management For Voted - For 6 Amendments to Article 14 (General Meeting Regulations) Management For Voted - For 7 Amendments to Article 27 (Board Powers) Management For Voted - For 8 Amendments to Articles Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 2688 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Board Size Management For Voted - For 8 Board Term Length Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 List Presented by Sintonia S.p.a. Management For Non-Voting 11 List Presented by Group of Institutional Investors Representing 1.23% of Share Capital Management For Voted - For 12 Elect Giampiero Massolo as Chair Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Employee Share Ownership Plan 2022-2027 Management For Voted - For 15 Remuneration Policy Management For Voted - For 16 Remuneration Report Management For Voted - For 17 Shareholder Approval of Climate Action Plan Management For Voted - For ATLAS COPCO AB Security ID: W1R924161 Ticker: ATCOA Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Ratify Staffan Bohman Management For Voted - For 15 Ratify Tina Donikowski Management For Voted - For 16 Ratify Johan Forssell Management For Voted - For 17 Ratify Anna Ohlsson-Leijon Management For Voted - For 18 Ratify Mats Rahmstrom Management For Voted - For 19 Ratify Gordon Riske Management For Voted - For 20 Ratify Hans Straberg Management For Voted - For 21 Ratify Peter Wallenberg Jr Management For Voted - For 22 Ratify Mikael Bergstedt Management For Voted - For 23 Ratify Benny Larsson Management For Voted - For 24 Ratify Mats Rahmstrom (CEO) Management For Voted - For 2689 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Allocation of Profits/Dividends Management For Voted - For 26 Dividend Record Date Management For Voted - For 27 Board Size Management For Voted - For 28 Number of Auditors Management For Voted - For 29 Elect Staffan Bohman Management For Voted - For 30 Elect Johan Forssell Management For Voted - For 31 Elect Anna Ohlsson-Leijon Management For Voted - For 32 Elect Mats Rahmstrom Management For Voted - For 33 Elect Gordon Riske Management For Voted - For 34 Elect Hans Straberg Management For Voted - Against 35 Elect Peter Wallenberg Jr. Management For Voted - For 36 Elect Helene Mellquist Management For Voted - For 37 Elect Hans Straberg as Chair Management For Voted - Against 38 Appointment of Auditor Management For Voted - For 39 Directors' Fees Management For Voted - For 40 Authority to Set Auditor's Fees Management For Voted - For 41 Remuneration Report Management For Voted - Against 42 Personnel Option Plan 2022 Management For Voted - For 43 Authority to Repurchase Shares Pursuant to Personnel Option Plan 2022 Management For Voted - For 44 Authority to Repurchase Shares Pursuant to Directors' Fees Management For Voted - For 45 Authority to Issue Treasury Shares Pursuant to Personnel Option Plan 2022 Management For Voted - For 46 Authority to Issue Treasury Shares Pursuant to Directors' Fees Management For Voted - For 47 Authority to Issue Shares Pursuant to LTIP 2016, 2017, 2018, 2019 Management For Voted - For 48 Amendments to Articles Management For Voted - For 49 Share Redemption Plan Management For Voted - For 50 Non-Voting Agenda Item N/A N/A Non-Voting 51 Non-Voting Meeting Note N/A N/A Non-Voting ATLAS COPCO AB Security ID: W1R924195 Ticker: ATCOA Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 2690 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Accounts and Reports Management For Voted - For 14 Ratify Staffan Bohman Management For Voted - For 15 Ratify Tina Donikowski Management For Voted - For 16 Ratify Johan Forssell Management For Voted - For 17 Ratify Anna Ohlsson-Leijon Management For Voted - For 18 Ratify Mats Rahmstrom Management For Voted - For 19 Ratify Gordon Riske Management For Voted - For 20 Ratify Hans Straberg Management For Voted - For 21 Ratify Peter Wallenberg Jr Management For Voted - For 22 Ratify Mikael Bergstedt Management For Voted - For 23 Ratify Benny Larsson Management For Voted - For 24 Ratify Mats Rahmstrom (CEO) Management For Voted - For 25 Allocation of Profits/Dividends Management For Voted - For 26 Dividend Record Date Management For Voted - For 27 Board Size Management For Voted - For 28 Number of Auditors Management For Voted - For 29 Elect Staffan Bohman Management For Voted - For 30 Elect Johan Forssell Management For Voted - For 31 Elect Anna Ohlsson-Leijon Management For Voted - For 32 Elect Mats Rahmstrom Management For Voted - For 33 Elect Gordon Riske Management For Voted - For 34 Elect Hans Straberg Management For Voted - Against 35 Elect Peter Wallenberg Jr. Management For Voted - For 36 Elect Helene Mellquist Management For Voted - For 37 Elect Hans Straberg as Chair Management For Voted - Against 38 Appointment of Auditor Management For Voted - For 39 Directors' Fees Management For Voted - For 40 Authority to Set Auditor's Fees Management For Voted - For 41 Remuneration Report Management For Voted - Against 42 Personnel Option Plan 2022 Management For Voted - For 43 Authority to Repurchase Shares Pursuant to Personnel Option Plan 2022 Management For Voted - For 44 Authority to Repurchase Shares Pursuant to Directors' Fees Management For Voted - For 45 Authority to Issue Treasury Shares Pursuant to Personnel Option Plan 2022 Management For Voted - For 46 Authority to Issue Treasury Shares Pursuant to Directors' Fees Management For Voted - For 47 Authority to Issue Shares Pursuant to LTIP 2016, 2017, 2018, 2019 Management For Voted - For 48 Amendments to Articles Management For Voted - For 49 Share Redemption Plan Management For Voted - For 50 Non-Voting Agenda Item N/A N/A Non-Voting 51 Non-Voting Meeting Note N/A N/A Non-Voting 2691 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ATLASSIAN CORPORATION PLC Security ID: G06242104 Ticker: TEAM Meeting Date: 02-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect Shona L. Brown Management For Voted - For 6 Elect Michael Cannon-Brookes Management For Voted - For 7 Elect Scott Farquhar Management For Voted - For 8 Elect Heather Mirjahangir Fernandez Management For Voted - For 9 Elect Sasan Goodarzi Management For Voted - For 10 Elect Jay Parikh Management For Voted - For 11 Elect Enrique T. Salem Management For Voted - For 12 Elect Steven J. Sordello Management For Voted - For 13 Elect Richard Wong Management For Voted - For 14 Elect Michelle Zatlyn Management For Voted - For AUCKLAND INTERNATIONAL AIRPORT LIMITED Security ID: Q06213146 Ticker: AIA Meeting Date: 21-Oct-21 Meeting Type: Annual 1 Re-elect Mark J. Binns Management For Voted - For 2 Re-elect Dean Hamilton Management For Voted - For 3 Re-elect Tania J.T.R. Simpson Management For Voted - For 4 Re-elect Patrick C. Strange Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Security ID: Q09504137 Ticker: ANZ Meeting Date: 16-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Christine E. O'Reilly Management For Voted - For 3 Re-elect John Key Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Equity Grant (MD/CEO Shayne Elliott) Management For Voted - For 6 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 7 Shareholder Proposal Regarding Fossil Fuel Exposure Shareholder Against Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 2692 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted AVIVA PLC Security ID: G0683Q109 Ticker: AV Meeting Date: 09-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Approval of the Company's Climate-Related Financial Disclosure Management For Voted - For 4 Final Dividend Management For Voted - For 5 Elect Andrea Blance Management For Voted - For 6 Elect Shonaid Jemmett-Page Management For Voted - For 7 Elect Martin Strobel Management For Voted - For 8 Elect Amanda J. Blanc Management For Voted - For 9 Elect George Culmer Management For Voted - For 10 Elect Patrick Flynn Management For Voted - For 11 Elect Mohit Joshi Management For Voted - For 12 Elect Pippa Lambert Management For Voted - For 13 Elect Jim McConville Management For Voted - For 14 Elect Michael Mire Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Authorisation of Political Donations Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 21 Authority to Issue Solvency II Securities w/ Preemptive Rights Management For Voted - For 22 Authority to Issue Solvency II Securities w/o Preemptive Rights Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Repurchase 8 3/4% Preference Shares Management For Voted - For 25 Authority to Repurchase 8 3/8% Preference Shares Management For Voted - For 26 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 27 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-May-22 Meeting Type: Ordinary 1 Amendments to Articles Management For Voted - For 2 Authority to Issue B Shares Management For Voted - For 3 Share Consolidation Management For Voted - For 4 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 6 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 7 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 2693 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For AXA Security ID: F06106102 Ticker: CS Meeting Date: 28-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 2022 Remuneration Report Management For Voted - For 9 2022 Remuneration of Denis Duverne, Chair Management For Voted - For 10 2022 Remuneration of Thomas Buberl, CEO Management For Voted - For 11 2022 Remuneration Policy (CEO) Management For Voted - For 12 2022 Remuneration Policy (Chair) Management For Voted - For 13 2022 Remuneration Policy (Board of Directors) Management For Voted - For 14 Special Auditors Report on Regulated Agreements Management For Voted - For 15 Elect Thomas Buberl Management For Voted - For 16 Elect Rachel Duan Management For Voted - For 17 Elect Andre Francois-Poncet Management For Voted - For 18 Ratification of Co-Option of Clotilde Delbos Management For Voted - For 19 Elect Gerald Harlin Management For Voted - For 20 Elect Rachel Picard Management For Voted - For 21 Appointment of Auditor (Ernst & Young) Management For Voted - Against 22 Appointment of Alternate Auditor (Picarle et Associes) Management For Voted - For 23 2022 Directors' Fees Management For Voted - For 24 Authority to Repurchase and Reissue Shares Management For Voted - For 25 Employee Stock Purchase Plan Management For Voted - For 26 Stock Purchase Plan for Overseas Employees Management For Voted - For 27 Authority to Issue Performance Shares Management For Voted - For 28 Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan Management For Voted - For 29 Authority to Cancel Shares and Reduce Capital Management For Voted - For 30 Amendments to Articles Regarding Staggered Board Management For Voted - For 31 Amendments to Articles Regarding Corporate Purpose Management For Voted - For 32 Authorisation of Legal Formalities Management For Voted - For 33 Non-Voting Meeting Note N/A N/A Non-Voting 34 Non-Voting Meeting Note N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting 2694 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted AZRIELI GROUP LTD Security ID: M1571Q105 Ticker: AZRG Meeting Date: 29-Dec-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Danna Azrieli Management For Voted - For 3 Elect Sharon Azrieli Management For Voted - For 4 Elect Naomi Azrieli Management For Voted - For 5 Elect Menachem Einan Management For Voted - Against 6 Elect Tzipora Carmon Management For Voted - For 7 Elect Oran Dror Management For Voted - For 8 Elect Dan Gillerman Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Amend Compensation Policy Provisions Relating to D&O Liability Insurance Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting BANCO BILBAO VIZCAYA ARGENTARIA S.A. Security ID: E11805103 Ticker: BBVA Meeting Date: 17-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Report on Non-Financial Information Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Special Dividend Management For Voted - For 9 Elect Carlos Torres Vila Management For Voted - For 10 Elect Onur Genc Management For Voted - For 11 Elect Connie Hedegaard Koksbang Management For Voted - For 12 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 13 Authority to Issue Convertible Debt Instruments Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Cancellation of Shares Management For Voted - For 16 Maximum Variable Ratio Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For 19 Remuneration Report Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting 2695 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted BANCO SANTANDER S.A. Security ID: E19790109 Ticker: SAN Meeting Date: 31-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Report on Non-Financial Information Management For Voted - For 4 Ratification of Board Acts Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Board Size Management For Voted - For 7 Elect German de la Fuente Management For Voted - For 8 Elect Henrique De Castro Management For Voted - For 9 Elect Jose Antonio Alvarez Alvarez Management For Voted - For 10 Elect Belen Romana Garcia Management For Voted - For 11 Elect Luis Isasi Fernandez de Bobadilla Management For Voted - For 12 Elect Sergio Rial Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Amendments of Articles (Shares) Management For Voted - For 15 Amendments to Articles (Capital Reduction) Management For Voted - For 16 Amendments to Articles (Issuance of Other Securities) Management For Voted - For 17 Amendments to Articles (Right to Attend Meeting) Management For Voted - For 18 Amendments to Articles (Vice Secretary of Board) Management For Voted - For 19 Amendments to Articles (Executive Chair) Management For Voted - For 20 Amendments to Articles (Audit Committee) Management For Voted - For 21 Amendments to Articles (Compensation) Management For Voted - For 22 Amendments to Articles (Dividends) Management For Voted - For 23 Amendments to General Meeting Regulations (Information) Management For Voted - For 24 Amendments to General Meeting Regulations (Vice Secretary) Management For Voted - For 25 Amendments to General Meeting Regulations (Remote Meetings) Management For Voted - For 26 Amendments to General Meeting Regulations (Presentations) Management For Voted - For 27 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 28 Authority to Cancel Treasury Shares (First Buy-Back Programme) Management For Voted - For 29 Authority to Cancel Treasury Shares (Second Buy-Back Programme) Management For Voted - For 30 Authority to Cancel Treasury Shares Management For Voted - For 31 Remuneration Policy Management For Voted - For 32 Directors' Fees Management For Voted - For 33 Maximum Variable Remuneration Management For Voted - For 34 Deferred Multiyear Objectives Variable Remuneration Plan Management For Voted - For 35 Buy-Out Policy Management For Voted - For 36 Remuneration Report Management For Voted - For 2696 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 37 Authorisation of Legal Formalities Management For Voted - For 38 Non-Voting Meeting Note N/A N/A Non-Voting 39 Non-Voting Meeting Note N/A N/A Non-Voting BANDAI NAMCO HOLDINGS INC Security ID: Y0606D102 Ticker: 7832 Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masaru Kawaguchi Management For Voted - For 5 Elect Yuji Asako Management For Voted - For 6 Elect Nobuhiko Momoi Management For Voted - For 7 Elect Yasuo Miyakawa Management For Voted - For 8 Elect Kazuhiro Takenaka Management For Voted - For 9 Elect Makoto Asanuma Management For Voted - For 10 Elect Hiroshi Kawasaki Management For Voted - For 11 Elect Shuji Otsu Management For Voted - For 12 Elect Koichi Kawana Management For Voted - For 13 Elect Toshio Shimada Management For Voted - For 14 Elect Masataka Nagaike Management For Voted - For 15 Elect Toru Shinoda Management For Voted - For 16 Elect Satoko Kuwabara Satoko Ota Management For Voted - For 17 Elect Takayuki Komiya Management For Voted - For 18 Non-Audit Committee Directors' Fees - Fixed Fees and Bonus Management For Voted - For 19 Audit Committee Directors' Fees Management For Voted - For 20 Amendments to Performance-Linked Equity Compensation Plan Management For Voted - For BANK HAPOALIM B.M. Security ID: M1586M115 Ticker: POLI Meeting Date: 21-Oct-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Appointment of Auditor Management For Voted - Against 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect Yoel Mintz Management For Voted - For 6 Elect Ron Hadassi Management For Non-Voting 7 Elect Reuven Krupik Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect Odelia Levanon Management N/A Voted - Abstain 10 Elect Ronit Schwartz Management N/A Voted - For 2697 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted BANK LEUMI LE-ISRAEL LTD. Security ID: M16043107 Ticker: LUMI Meeting Date: 13-Sep-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Elect Sasson Elya Management For Voted - For 6 Elect Tamar Gottlieb Management For Voted - For 7 Elect Eliyahu Gonen Management For Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect Shmuel Ben-Zvi Management N/A Voted - For 10 Elect Dan Koller Management N/A Voted - Abstain 11 Elect Nurit Krausz Management N/A Voted - For BARCLAYS PLC Security ID: G08036124 Ticker: BARC Meeting Date: 04-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - Against 3 Elect Coimbatore S. Venkatakrishnan Management For Voted - For 4 Elect Robert Berry Management For Voted - For 5 Elect Anna Cross Management For Voted - For 6 Elect Michael Ashley Management For Voted - For 7 Elect Tim Breedon Management For Voted - For 8 Elect Mohamed A. El-Erian Management For Voted - For 9 Elect Dawn Fitzpatrick Management For Voted - For 10 Elect Mary E. Francis Management For Voted - For 11 Elect Crawford Gillies Management For Voted - For 12 Elect Brian Gilvary Management For Voted - For 13 Elect Nigel Higgins Management For Voted - For 14 Elect Diane L. Schueneman Management For Voted - For 15 Elect Julia Wilson Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authorisation of Political Donations Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 Authority to Issue Equity Convertible Notes w/ Preemptive Rights Management For Voted - For 23 Authority to Issue Equity Convertible Notes w/o Preemptive Rights Management For Voted - For 24 Authority to Repurchase Shares Management For Voted - For 2698 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 26 Approval of Climate Strategy, Targets and Progress 2022 Management For Voted - For BASF SE Security ID: D06216317 Ticker: BAS Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Supervisory Board Acts Management For Voted - For 5 Ratification of Management Board Acts Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Remuneration Report Management For Voted - For 8 Elect Alessandra Genco Management For Voted - For 9 Elect Stefan Asenkerschbaumer Management For Voted - For 10 Authority to Repurchase and Reissue Shares Management For Voted - For 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting BAWAG GROUP AG Security ID: A0997C107 Ticker: BG Meeting Date: 27-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Remuneration Report Management For Voted - Against 10 Amendment to Articles (Supervisory Board Size) Management For Voted - For 11 Board Size (Capital Representatives) Management For Voted - For 12 Elect Gerrit Schneider Management For Voted - For 13 Elect Tamara Kapeller Management For Voted - For 14 Elect Egbert Fleischer Management For Voted - For 2699 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect Kim S. Fennebresque Management For Voted - For 16 Elect Adam Rosmarin Management For Voted - For 17 Authority to Repurchase and Reissue Shares Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 28-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Management Board Acts Management For Voted - For 6 Ratification of Supervisory Board Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Amendments to Articles (Appointment Right) Management For Voted - For 10 Authority to Repurchase and Reissue Shares Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting BAYERISCHE MOTOREN WERKE AG (BMW) Security ID: D12096109 Ticker: BMW Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Management Board Acts Management For Voted - For 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Elect Heinrich Hiesinger as Supervisory Board Member Management For Voted - For 12 Remuneration Report Management For Voted - Against 13 Authority to Repurchase and Reissue Shares Management For Voted - For 14 Amendment to Previously-Approved Profit-and-Loss Transfer Agreement with Bavaria Wirtschaftsagentur GmbH Management For Voted - For 15 Amendment to Previously-Approved Profit-and-Loss Transfer Agreement with BMW Anlagen Verwaltungs GmbH Management For Voted - For 16 Amendment to Previously-Approved Profit-and-Loss Transfer Agreement with BMW Bank GmbH Management For Voted - For 17 Amendment to Previously-Approved Profit-and-Loss Transfer Agreement with BMW Fahrzeugtechnik GmbH Management For Voted - For 18 Amendment to Previously-Approved Profit-and-Loss Transfer Agreement with BMW INTEC Beteiligungs GmbH Management For Voted - For 2700 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Amendment to Previously-Approved Profit-and-Loss Transfer Agreement with BMW M GmbH Gesellschaft fur individuelle Automobile Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting BEIERSDORF AG Security ID: D08792109 Ticker: BEI Meeting Date: 14-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Remuneration Report Management For Voted - Against 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. Security ID: M2012Q100 Ticker: BEZQ Meeting Date: 28-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Appointment of Auditor Management For Voted - Against 4 Elect Gil Sharon Management For Voted - For 5 Elect Darren Glatt Management For Voted - For 6 Elect Ran Fuhrer Management For Voted - For 7 Elect Tomer Raved Management For Voted - Against 8 Elect David Granot Management For Voted - For 9 Elect Patrice Taieb Management For Voted - For 10 Indemnification and Exemption of Patrice Taieb Management For Voted - For 11 Resumption of Dividend (Distribution of 2021 H2 Profits) Management For Voted - For 12 Bundled Amendments to Articles Management For Voted - Against 13 Amend Employment Terms of Executive Chair Management For Voted - Against 14 2021 Discretionary Bonus Payout of Chair Management For Voted - For 15 Compensation Policy Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting 2701 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted BHP GROUP LIMITED Security ID: Q1498M100 Ticker: BHP Meeting Date: 11-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For 6 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 8 Authority to Repurchase Shares Management For Voted - For 9 Remuneration Report (Advisory - UK) Management For Voted - For 10 Remuneration Report (Advisory - AUS) Management For Voted - For 11 Equity Grant (CEO Mike Henry) Management For Voted - For 12 Re-elect Terence (Terry) J. Bowen Management For Voted - For 13 Re-elect Malcolm W. Broomhead Management For Voted - For 14 Re-elect Xiaoqun Clever Management For Voted - For 15 Re-elect Ian D. Cockerill Management For Voted - For 16 Re-elect Gary J. Goldberg Management For Voted - For 17 Re-elect Mike Henry Management For Voted - For 18 Re-elect Ken N. MacKenzie Management For Voted - For 19 Re-elect John Mogford Management For Voted - For 20 Re-elect Christine E. O'Reilly Management For Voted - For 21 Re-elect Dion J. Weisler Management For Voted - For 22 Approval of Climate Transition Action Plan Management For Voted - For 23 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 24 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder For Voted - For 25 Shareholder Proposal Regarding Disclosure Concerning Coal, Oil and Gas Assets Shareholder Against Voted - For Meeting Date: 20-Jan-22 Meeting Type: Ordinary 1 Amendments To Limited Constitution Management For Voted - For 2 Special Voting Share Buy-back Management For Voted - For 3 Dividend Share Buy-back Management For Voted - For 4 Special Voting Share Buy-back (Class Rights Action) Management For Voted - For 5 Change in Status of Plc (Class Rights Action) Management For Voted - For BHP GROUP PLC Security ID: G10877127 Ticker: BHP Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor Management For Voted - For 2702 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Authority to Set Auditor's Fees Management For Voted - For 4 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Remuneration Report (Advisory - UK) Management For Voted - For 8 Remuneration Report (Advisory - AUS) Management For Voted - For 9 Equity Grant (CEO Mike Henry) Management For Voted - For 10 Elect Terence (Terry) J. Bowen Management For Voted - For 11 Elect Malcolm W. Broomhead Management For Voted - For 12 Elect Xiaoqun Clever Management For Voted - For 13 Elect Ian D. Cockerill Management For Voted - For 14 Elect Gary J. Goldberg Management For Voted - For 15 Elect Mike Henry Management For Voted - For 16 Elect Ken N. MacKenzie Management For Voted - For 17 Elect John Mogford Management For Voted - For 18 Elect Christine O'Reilly Management For Voted - For 19 Elect Dion J. Weisler Management For Voted - For 20 Approval of Climate Transition Action Plan Management For Voted - For 21 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 22 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder For Voted - For 23 Shareholder Proposal Regarding Disclosure Concerning Coal, Oil and Gas Assets Shareholder Against Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Jan-22 Meeting Type: Ordinary 1 Effect Scheme of Arrangement and Unification Management For Voted - For 2 Special Voting Share Buy-Back Management For Voted - For 3 Special Voting Share Buy-Back (Class Rights Action) Management For Voted - For 4 Amendments to Articles of Association to Facilitate Scheme Management For Voted - For 5 Change in Status of Plc (Class Rights Action) Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve Scheme of Arrangement and Unification Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting BIONTECH SE Security ID: 09075V102 Ticker: BNTX Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Allocation of Profits/Dividends Management For Voted - For 2 Ratification of Management Board Acts Management For Voted - For 3 Ratification of Supervisory Board Acts Management For Voted - For 2703 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Appointment of Auditor Management For Voted - For 5 Remuneration Report Management For Voted - For 6 Supervisory Board Size Management For Voted - For 7 Elect Anja Morawietz Management For Voted - For 8 Elect Rudolf Staudigl Management For Voted - For 9 Elect Helmut Jeggle Management For Voted - For 10 Supervisory Board Remuneration Policy Management For Voted - For 11 Approval of Intra-Company Control Agreement with BioNTech Innovation GmbH Management For Voted - For 12 Approval of Intra-Company Control Agreement with Services Marburg GmbH Management For Voted - For BNP PARIBAS Security ID: F1058Q238 Ticker: BNP Meeting Date: 24-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Special Dividend Management For Voted - For 6 Authorisation of Legal Formalities Management For Voted - For 7 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 17-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Special Auditors Report on Regulated Agreements Management For Voted - For 9 Authority to Repurchase and Reissue Shares Management For Voted - For 10 Elect Jean-Laurent Bonnafe Management For Voted - For 11 Elect Marion Guillou Management For Voted - For 12 Elect Michel J. Tilmant Management For Voted - For 13 Elect Lieve Logghe Management For Voted - For 14 2022 Remuneration Policy (Board of Directors) Management For Voted - For 15 2022 Remuneration Policy (Chair) Management For Voted - For 16 2022 Remuneration Policy (CEO and Deputy CEOs) Management For Voted - For 17 2021 Remuneration Report Management For Voted - For 18 2021 Remuneration of Jean Lemierre, Chair Management For Voted - For 19 2021 Remuneration of Jean-Laurent Bonnafe, CEO Management For Voted - For 20 2021 Remuneration of Philippe Bordenave, Former Deputy CEO (until May 18, 2021) Management For Voted - For 21 2021 Remuneration of Yann Gerardin, Deputy CEO (from May 18, 2021) Management For Voted - For 2704 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 22 2021 Remuneration of Thierry Laborde, Deputy CEO (from May 18, 2021) Management For Voted - For 23 2021 Remuneration of Identified Staff Management For Voted - For 24 2022 Directors' Fees Management For Voted - For 25 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 26 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 27 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - For 28 Global Ceiling on Capital Increases (w/o Preemptive Rights) Management For Voted - For 29 Authority to Increase Capital Through Capitalisations Management For Voted - For 30 Global Ceiling on Capital Increases Management For Voted - For 31 Employee Stock Purchase Plan Management For Voted - For 32 Authority to Cancel Shares and Reduce Capital Management For Voted - For 33 Authorisation of Legal Formalities Management For Voted - For 34 Non-Voting Meeting Note N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting BOC HONG KONG (HOLDINGS) LTD Security ID: Y0920U103 Ticker: 2388 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Re-elect LIU Liange Management For Voted - For 6 Elect LIU Jin Management For Voted - Against 7 Elect Anita FUNG Yuen Mei Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting BP PLC Security ID: G12793108 Ticker: BP Meeting Date: 12-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Advisory vote on Climate Transition Plan Management For Voted - For 4 Elect Helge Lund Management For Voted - For 5 Elect Bernard Looney Management For Voted - For 6 Elect Murray Auchincloss Management For Voted - For 7 Elect Paula Rosput Reynolds Management For Voted - For 2705 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Pamela Daley Management For Voted - For 9 Elect Melody B. Meyer Management For Voted - For 10 Elect Sir John Sawers Management For Voted - For 11 Elect Tushar Morzaria Management For Voted - For 12 Elect Karen A. Richardson Management For Voted - For 13 Elect Johannes Teyssen Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Renewal of the BP ShareMatch UK Plan 2001 Management For Voted - For 17 Renewal of the BP Sharesave UK Plan 2001 Management For Voted - For 18 Authorisation of Political Donations Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 24 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions Shareholder Against Voted - For BRAMBLES LIMITED Security ID: Q6634U106 Ticker: BXB Meeting Date: 19-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Elizabeth Fagan Management For Voted - For 4 Re-elect Scott Perkins Management For Voted - For 5 Equity Grant (CEO Graham Chipchase - PSP) Management For Voted - For 6 Equity Grant (CFO Nessa O'Sullivan - PSP) Management For Voted - For 7 Approve Extension of Share Buy-Back Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting BRIDGESTONE CORPORATION Security ID: J04578126 Ticker: 5108 Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Shuichi Ishibashi Management For Voted - For 5 Elect Masahiro Higashi Management For Voted - For 6 Elect Scott T. Davis Management For Voted - Against 7 Elect Yuri Okina Management For Voted - For 8 Elect Kenichi Masuda Management For Voted - Against 2706 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Kenzo Yamamoto Management For Voted - For 10 Elect Keiko Terui Management For Voted - For 11 Elect Seiichi Sasa Management For Voted - For 12 Elect Yojiro Shiba Management For Voted - For 13 Elect Yoko Suzuki Management For Voted - For 14 Elect Hideo Hara Management For Voted - For 15 Elect Tsuyoshi Yoshimi Management For Voted - For BUDWEISER BREWING COMPANY APAC LIMITED Security ID: G1674K101 Ticker: 1876 Meeting Date: 06-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Jan Craps Management For Voted - For 6 Elect Michel Doukeris Management For Voted - Against 7 Elect Katherine TSANG Kingsuen Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Specific Mandate to Issue 132,433,970 New Shares to Trustee Management For Voted - Against 14 Specific Mandate to Issue 3,494,590 New Shares to Trustee Management For Voted - Against 15 Amendments to Articles of Association Management For Voted - For CANON INC. Security ID: J05124144 Ticker: 7751 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Article Management For Voted - For 4 Elect Fujio Mitarai Management For Voted - For 5 Elect Toshizo Tanaka Management For Voted - For 6 Elect Toshio Homma Management For Voted - For 7 Elect Kunitaro Saida Management For Voted - For 8 Elect Yusuke Kawamura Management For Voted - For 9 Elect Katsuhito Yanagibashi Management For Voted - For 10 Elect Koichi Kashimoto Management For Voted - For 11 Bonus Management For Voted - For 2707 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted CAPITALAND INTEGRATED COMMERCIAL TRUST Security ID: Y1100L160 Ticker: C38U Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For 4 Authority to Repurchase and Reissue Units Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting CAPITALAND INVESTMENT LIMITED Security ID: Y1091P105 Ticker: 9CI Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Elect LEE Chee Koon Management For Voted - For 5 Elect Judy HSU Chung Wei Management For Voted - For 6 Elect Helen WONG Siu Ming Management For Voted - For 7 Elect David SU Tuong Sing Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 10 Authority to Grant Awards and Issue Shares under Equity Incentive Plans Management For Voted - For 11 Authority to Repurchase and Reissue Shares Management For Voted - For CAPITALAND LIMITED Security ID: Y10923103 Ticker: C31 Meeting Date: 10-Aug-21 Meeting Type: Special 1 Scheme Management For Voted - For CARLSBERG A/S Security ID: K36628137 Ticker: CARLB Meeting Date: 14-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 2708 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Accounts and Reports; Ratification of Board and Management Acts Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Supervisory Board Fees Management For Voted - For 11 Cancellation of Shares Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Distribute Extraordinary Dividend Management For Voted - For 14 Elect Henrik Poulsen Management For Voted - For 15 Elect Carl Bache Management For Voted - For 16 Elect Magdi Batato Management For Voted - For 17 Elect Lilian Fossum Biner Management For Voted - For 18 Elect Richard Burrows Management For Voted - For 19 Elect Soren-Peter Fuchs Olesen Management For Voted - For 20 Elect Majken Schultz Management For Voted - For 21 Elect Punita Lal Management For Voted - For 22 Elect Mikael Aro Management For Voted - For 23 Appointment of Auditor Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting CELLNEX TELECOM S.A. Security ID: E2R41M104 Ticker: CLNX Meeting Date: 27-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Report on Non-Financial Information Management For Voted - For 5 Allocation of Losses Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Remuneration Policy Management For Voted - Against 9 Authority to Issue Treasury Shares Pursuant to Incentive Plan Management For Voted - For 10 Board Size Management For Voted - For 11 Elect Tobias Martinez Gimeno Management For Voted - For 12 Elect Bertrand Boudewijn Kan Management For Voted - For 13 Elect Pierre Blayau Management For Voted - For 14 Elect Anne Bouverot Management For Voted - For 15 Elect Maria Luisa Guijarro Pinal Management For Voted - For 16 Elect Peter Shore Management For Voted - For 17 Ratify Co-Option and Elect Kate Holgate Management For Voted - For 18 Amendments to Articles (Website) Management For Voted - For 19 Amendments to Articles (Directors' Term) Management For Voted - For 20 Amendments to Articles (Directors' Remuneration) Management For Voted - For 21 Approval of Consolidated Text of Articles Management For Voted - For 2709 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Issuance of Shares w/o Preemptive Rights (Hutchinson Transaction) Management For Voted - For 23 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 24 Authority to Issue Convertible Debt Instruments Management For Voted - Abstain 25 Authorisation of Legal Formalities Management For Voted - For 26 Remuneration Report Management For Voted - For CENTRAL JAPAN RAILWAY COMPANY Security ID: J05523105 Ticker: 9022 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kohei Tsuge Management For Voted - For 5 Elect Shin Kaneko Management For Voted - For 6 Elect Shunsuke Niwa Management For Voted - For 7 Elect Akihiko Nakamura Management For Voted - For 8 Elect Mamoru Uno Management For Voted - For 9 Elect Mamoru Tanaka Management For Voted - For 10 Elect Atsuhito Mori Management For Voted - For 11 Elect Torkel Patterson Management For Voted - For 12 Elect Haruo Kasama Management For Voted - For 13 Elect Taku Oshima Management For Voted - Against 14 Elect Tsuyoshi Nagano Management For Voted - For 15 Elect Hiroko Kiba Hiroko Yoda Management For Voted - For 16 Outside Directors' Fees Management For Voted - For CHECK POINT SOFTWARE TECHNOLOGIES LTD. Security ID: M22465104 Ticker: CHKP Meeting Date: 10-Aug-21 Meeting Type: Annual 1 Elect Gil Shwed Management For Voted - For 2 Elect Jerry Ungerman Management For Voted - For 3 Elect Rupal Hollenbeck Management For Voted - For 4 Elect Tal Shavit Management For Voted - For 5 Elect Eyal Waldman Management For Voted - For 6 Elect Shai Weiss Management For Voted - Against 7 Elect Yoav Chelouche Management For Voted - For 8 Elect Guy Gecht Management For Voted - For 9 Change in Board Size Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Option Grant of CEO Management For Voted - For 12 Confirmation of Non-Controlling Shareholder Management N/A Voted - For 13 Confirmation of Non-Controlling Shareholder Management N/A Voted - For 2710 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted CHRISTIAN DIOR SE Security ID: F26334106 Ticker: CDI Meeting Date: 21-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Consolidated Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Special Auditors Report on Regulated Agreements Management For Voted - For 10 Elect Nicolas Bazire Management For Voted - Against 11 Elect Renaud Donnedieu de Vabres Management For Voted - For 12 Elect Segolene Gallienne Management For Voted - For 13 Elect Christian de Labriffe Management For Voted - Against 14 Appointment of Auditor (Deloitte) Management For Voted - For 15 2021 Remuneration Report Management For Voted - For 16 2021 Remuneration of Bernard Arnault, Chair Management For Voted - Against 17 2021 Remuneration of Sidney Toledano, CEO Management For Voted - For 18 2022 Remuneration Policy (Board of Directors) Management For Voted - For 19 2022 Remuneration Policy (Chair) Management For Voted - Against 20 2022 Remuneration Policy (CEO) Management For Voted - For 21 Authority to Repurchase and Reissue Shares Management For Voted - For 22 Authority to Cancel Shares and Reduce Capital Management For Voted - For 23 Authority to Increase Capital Through Capitalisations Management For Voted - For 24 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 25 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - Against 26 Authority to Issue Shares and Convertible Debt Through Private Placement Management For Voted - Against 27 Greenshoe Management For Voted - Against 28 Authority to Increase Capital in Case of Exchange Offers Management For Voted - Against 29 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - Against 30 Authority to Grant Stock Options Management For Voted - Against 31 Employee Stock Purchase Plan Management For Voted - For 32 Global Ceiling on Capital Increases Management For Voted - For 33 Authority to Issue Performance Shares Management For Voted - Against 34 Non-Voting Meeting Note N/A N/A Non-Voting 2711 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted CHUBU ELECTRIC POWER COMPANY,INCORPORATED Security ID: J06510101 Ticker: 9502 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Satoru Katsuno Management For Voted - For 5 Elect Kingo Hayashi Management For Voted - For 6 Elect Hitoshi Mizutani Management For Voted - For 7 Elect Hisanori Ito Management For Voted - For 8 Elect Ichiro Ihara Management For Voted - For 9 Elect Takayuki Hashimoto Management For Voted - For 10 Elect Tadashi Shimao Management For Voted - For 11 Elect Mitsue Kurihara Management For Voted - For 12 Elect Yoko Kudo Management For Voted - For 13 Amendment to the Trust Type Equity Plan Management For Voted - For 14 Shareholder Proposal Regarding Individual Disclosure of Director Remuneration Shareholder Against Voted - For 15 Shareholder Proposal Regarding Exclusion of Nuclear Power Generation Shareholder Against Voted - For 16 Shareholder Proposal Regarding Trust From Society Shareholder Against Voted - For 17 Shareholder Proposal Regarding Renewable Energy Shareholder Against Voted - For 18 Shareholder Proposal Regarding Report on Resilience of Assets Shareholder Against Voted - For CK ASSET HOLDINGS LIMITED Security ID: G2177B101 Ticker: 1113 Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect KAM Hing Lam Management For Voted - For 6 Elect Davy CHUNG Sun Keung Management For Voted - For 7 Elect Ezra PAU Yee Wan Management For Voted - For 8 Elect Katherine HUNG Siu Lin Management For Voted - For 9 Elect Colin S. Russel Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 2712 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted CK HUTCHISON HOLDINGS LIMITED Security ID: G21765105 Ticker: 0001 Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Victor LI Tzar Kuoi Management For Voted - Against 6 Elect Frank J. Sixt Management For Voted - For 7 Elect Edith SHIH Management For Voted - For 8 Elect Susan CHOW WOO Mo Fong Management For Voted - For 9 Elect Michael David Kadoorie Management For Voted - For 10 Elect Rose Wai Mun LEE Management For Voted - For 11 Elect Sophie LEUNG LAU Yau Fun Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For CLP HOLDINGS LIMITED Security ID: Y1660Q104 Ticker: 0002 Meeting Date: 06-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Elect Zia Mody Management For Voted - For 4 Elect May TAN Siew Boi Management For Voted - For 5 Elect Philip Lawrence KADOORIE Management For Voted - For 6 Elect Roderick Ian EDDINGTON Management For Voted - For 7 Elect William Elkin MOCATTA Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting CNH INDUSTRIAL N.V. Security ID: N20944109 Ticker: CNHI Meeting Date: 23-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Demerger Management For Voted - For 2713 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Asa Tamsons Management For Voted - For 7 Elect Catia Bastioli Management For Voted - For 8 Ratification of the Acts of Tufan Erginbilgic and Lorenzo Simonelli Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Meeting Note N/A N/A Non-Voting 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Elect Suzanne Heywood Management For Voted - For 10 Elect Scott W. Wine Management For Voted - For 11 Elect Catia Bastioli Management For Voted - For 12 Elect Howard W. Buffett Management For Voted - For 13 Elect Leo W. Houle Management For Voted - For 14 Elect John Lanaway Management For Voted - For 15 Elect Alessandro Nasi Management For Voted - For 16 Elect Vagn Ove Sorensen Management For Voted - For 17 Elect Asa Tamsons Management For Voted - For 18 Elect Karen Linehan Management For Voted - For 19 Appointment of Auditor for Fiscal Year 2022 Management For Voted - For 20 Appointment of Auditor for Fiscal Year 2023 Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting COCA-COLA EUROPACIFIC PARTNERS PLC Security ID: G25839104 Ticker: CCEP Meeting Date: 27-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect Manolo Arroyo Management For Voted - For 4 Elect Jan Bennink Management For Voted - For 5 Elect John A. Bryant Management For Voted - For 6 Elect Jose Ignacio Comenge Sanchez-Real Management For Voted - For 7 Elect Christine Cross Management For Voted - For 8 Elect Damian P. Gammell Management For Voted - For 9 Elect Nathalie Gaveau Management For Voted - For 2714 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Alvaro Gomez-Trenor Aguilar Management For Voted - For 11 Elect Thomas H. Johnson Management For Voted - For 12 Elect Dagmar Kollmann Management For Voted - For 13 Elect Alfonso Libano Daurella Management For Voted - For 14 Elect Mark Price Management For Voted - For 15 Elect Mario R. Sola Management For Voted - For 16 Elect Brian Smith Management For Voted - For 17 Elect Dessislava Temperley Management For Voted - For 18 Elect Garry Watts Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Authority to Set Auditor's Fees Management For Voted - For 21 Authorisation of Political Donations Management For Voted - For 22 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 23 Waiver of Mandatory Takeover Requirement Management For Voted - For 24 Approval of the Coca-Cola Europacific Partners plc Employee Share Purchase Plan Management For Voted - For 25 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 26 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 27 Authority to Repurchase Shares Management For Voted - For 28 Authority to Repurchase Shares Off-Market Management For Voted - For 29 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For COCHLEAR LIMITED Security ID: Q25953102 Ticker: COH Meeting Date: 19-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Re-elect Catriona (Alison) Deans Management For Voted - For 5 Re-elect Glen F. Boreham Management For Voted - For 6 Elect Christine F. McLoughlin Management For Voted - For 7 Equity Grant (MD/CEO Dig Howitt) Management For Voted - For COLES GROUP LIMITED Security ID: Q26203408 Ticker: COL Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Abigail (Abi) P. Cleland Management For Voted - For 3 Re-elect Richard J. Freudenstein Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Equity Grant (MD/CEO Steven Cain - FY2021 STI) Management For Voted - For 6 Equity Grant (MD/CEO Steven Cain - FY2022 LTI) Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 2715 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Renew Proportional Takeover Provisions Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting COLOPLAST A/S Security ID: K16018192 Ticker: COLOB Meeting Date: 02-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Remuneration Policy Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Elect Lars Soren Rasmussen Management For Voted - For 13 Elect Niels Peter Louis-Hansen Management For Voted - Abstain 14 Elect Jette Nygaard-Andersen Management For Voted - For 15 Elect Carsten Hellmann Management For Voted - For 16 Elect Marianne Wiinholt Management For Voted - For 17 Elect Annette Bruls Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting COMMONWEALTH BANK OF AUSTRALIA Security ID: Q26915100 Ticker: CBA Meeting Date: 13-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Catherine Livingstone Management For Voted - For 3 Re-elect Anne L. Templeman-Jones Management For Voted - For 4 Elect Peter G. Harmer Management For Voted - For 5 Elect Julie Galbo Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Equity Grant (MD/CEO Matt Comyn) Management For Voted - For 8 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 9 Shareholder Proposal Regarding Report on Fossil Fuel Exposure Shareholder Against Voted - For 2716 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted COMPAGNIE DE SAINT-GOBAIN S.A. Security ID: F80343100 Ticker: SGO Meeting Date: 02-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Consolidated Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Elect Pierre-Andre de Chalendar Management For Voted - For 10 Ratification of the Co-option of Lina Ghotmeh Management For Voted - For 11 Elect Thierry Delaporte Management For Voted - For 12 Remuneration of Pierre-Andre de Chalendar, Chair and CEO (Until June 30, 2021) Management For Voted - Against 13 Remuneration of Benoit Bazin, Deputy CEO (Until June 30, 2021) Management For Voted - For 14 2021 Remuneration of Pierre-Andre de Chalendar, Chair (Since July 1, 2021) Management For Voted - For 15 Remuneration of Benoit Bazin, CEO (Since July 1, 2021) Management For Voted - For 16 2021 Remuneration Report Management For Voted - For 17 2022 Remuneration Policy (Chair) Management For Voted - For 18 2022 Remuneration Policy (CEO) Management For Voted - Against 19 2022 Remuneration Policy (Board of Directors) Management For Voted - For 20 Appointment of Auditor (Deloitte) Management For Voted - For 21 Authority to Repurchase and Reissue Shares Management For Voted - For 22 Authority to Grant Stock Options Management For Voted - For 23 Authority to Issue Performance Shares Management For Voted - For 24 Authorisation of Legal Formalities Management For Voted - For COMPAGNIE FINANCIERE RICHEMONT S.A. Security ID: H25662182 Ticker: CFR Meeting Date: 08-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Allocation of Profits/Dividends Management For Take No Action 4 Ratification of Board and Management Acts Management For Take No Action 5 Elect Johann Rupert as Board Chair Management For Take No Action 6 Elect Josua (Dillie) Malherbe Management For Take No Action 7 Elect Nikesh Arora Management For Take No Action 8 Elect Clay Brendish Management For Take No Action 9 Elect Jean-Blaise Eckert Management For Take No Action 10 Elect Burkhart Grund Management For Take No Action 2717 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Keyu Jin Management For Take No Action 12 Elect Jerome Lambert Management For Take No Action 13 Elect Wendy Luhabe Management For Take No Action 14 Elect Ruggero Magnoni Management For Take No Action 15 Elect Jeff Moss Management For Take No Action 16 Elect Vesna Nevistic Management For Take No Action 17 Elect Guillaume Pictet Management For Take No Action 18 Elect Maria Ramos Management For Take No Action 19 Elect Anton Rupert Management For Take No Action 20 Elect Jan Rupert Management For Take No Action 21 Elect Patrick Thomas Management For Take No Action 22 Elect Jasmine Whitbread Management For Take No Action 23 Elect Clay Brendish as Compensation Committee Member Management For Take No Action 24 Elect Keyu Jin as Compensation Committee Member Management For Take No Action 25 Elect Guillaume Pictet as Compensation Committee Member Management For Take No Action 26 Elect Maria Ramos as Compensation Committee Member Management For Take No Action 27 Appointment of Auditor Management For Take No Action 28 Appointment of Independent Proxy Management For Take No Action 29 Board Compensation Management For Take No Action 30 Executive Compensation (Fixed) Management For Take No Action 31 Executive Compensation (Variable) Management For Take No Action 32 Non-Voting Meeting Note N/A N/A Take No Action 33 Non-Voting Meeting Note N/A N/A Take No Action COMPASS GROUP PLC Security ID: G23296208 Ticker: CPG Meeting Date: 03-Feb-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Policy Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Final Dividend Management For Voted - For 5 Elect Palmer Brown Management For Voted - For 6 Elect Arlene Isaacs-Lowe Management For Voted - For 7 Elect Sundar Raman Management For Voted - For 8 Elect Ian K. Meakins Management For Voted - For 9 Elect Dominic Blakemore Management For Voted - For 10 Elect Gary Green Management For Voted - For 11 Elect Carol Arrowsmith Management For Voted - For 12 Elect Stefan Bomhard Management For Voted - For 13 Elect John A. Bryant Management For Voted - For 14 Elect Anne-Francoise Nesmes Management For Voted - For 15 Elect Nelson Luiz Costa Silva Management For Voted - For 16 Elect Ireena Vittal Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Authorisation of Political Donations Management For Voted - For 2718 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For CONTACT ENERGY LIMITED Security ID: Q2818G104 Ticker: CEN Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Re-elect Jonathan (Jon) K. Macdonald Management For Voted - For 2 Re-elect David Smol Management For Voted - For 3 Elect Rukumoana Schaafhausen Management For Voted - For 4 Elect Sandra M. Dodds Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For CREDIT AGRICOLE S.A. Security ID: F22797108 Ticker: ACA Meeting Date: 24-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting 10 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 11 Consolidated Accounts and Reports Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Related Party Transactions (Caisses Regionales de Credit Agricole) Management For Voted - For 14 Related Party Transactions (CACIB & CA Indousuez Wealth France) Management For Voted - For 15 Related Party Transactions (FNSEA) Management For Voted - For 16 Elect Sonia Bonnet-Bernard Management For Voted - For 17 Elect Hugues Brasseur Management For Voted - For 18 Elect Eric Vial Management For Voted - For 19 Elect Dominique Lefebvre Management For Voted - For 20 Elect Pierre Cambefort Management For Voted - For 21 Elect Jean-Pierre Gaillard Management For Voted - Against 22 Elect Jean-Paul Kerrien Management For Voted - For 23 2022 Remuneration Policy (Chair) Management For Voted - For 24 2022 Remuneration Policy (CEO) Management For Voted - For 2719 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 25 2022 Remuneration Policy (Deputy CEO) Management For Voted - For 26 2022 Remuneration Policy (Board of Directors) Management For Voted - For 27 2021 Remuneration of Dominique Lefebvre, Chair Management For Voted - For 28 2021 Remuneration of Philippe Brassac, CEO Management For Voted - For 29 2021 Remuneration of Xavier Musca, Deputy CEO Management For Voted - For 30 2021 Remuneration Report Management For Voted - For 31 Remuneration of Identified Staff Management For Voted - For 32 Authority to Repurchase and Reissue Shares Management For Voted - For 33 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 34 Authority to Issue Shares and Convertible Debt Through Private Placement Management For Voted - For 35 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 36 Greenshoe Management For Voted - For 37 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - For 38 Authority to Set Offering Price of Shares Management For Voted - For 39 Global Ceiling on Capital Increases Management For Voted - For 40 Authority to Increase Capital Through Capitalisations Management For Voted - For 41 Employee Stock Purchase Plan Management For Voted - For 42 Stock Purchase Plan for Overseas Employees Management For Voted - For 43 Authority to Cancel Shares and Reduce Capital Management For Voted - For 44 Authorisation of Legal Formalities Management For Voted - For 45 SHP Regarding Discount on Equity Remuneration for Employees Shareholder Against Voted - Against CRH PLC Security ID: G25508105 Ticker: CRH Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Final Dividend Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Remuneration Policy Management For Voted - For 6 Increase in NED Fee Cap Management For Voted - For 7 Elect Richard Boucher Management For Voted - For 8 Elect Caroline Dowling Management For Voted - For 9 Elect Richard H. Fearon Management For Voted - For 10 Elect Johan Karlstrom Management For Voted - For 11 Elect Shaun Kelly Management For Voted - For 12 Elect Badar Khan Management For Voted - For 13 Elect Lamar McKay Management For Voted - For 14 Elect Albert Manifold Management For Voted - For 15 Elect Jim Mintern Management For Voted - For 16 Elect Gillian L. Platt Management For Voted - For 17 Elect Mary K. Rhinehart Management For Voted - For 2720 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Elect Siobhan Talbot Management For Voted - For 19 Authority to Set Auditor's Fees Management For Voted - For 20 Appointment of Auditor Management For Voted - For 21 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 23 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 24 Authority to Repurchase Shares Management For Voted - For 25 Authority to Set Price Range for Reissuance of Treasury Shares Management For Voted - For 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting CRODA INTERNATIONAL PLC Security ID: G25536155 Ticker: CRDA Meeting Date: 20-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Roberto Cirillo Management For Voted - For 5 Elect Jacqui Ferguson Management For Voted - For 6 Elect Steve E. Foots Management For Voted - For 7 Elect Anita M. Frew Management For Voted - For 8 Elect Helena Ganczakowski Management For Voted - For 9 Elect Julie Kim Management For Voted - For 10 Elect Keith Layden Management For Voted - For 11 Elect Jeremy K. Maiden Management For Voted - For 12 Elect Nawal Ouzren Management For Voted - For 13 Elect John Ramsay Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting CSL LIMITED Security ID: Q3018U109 Ticker: CSL Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Brian McNamee Management For Voted - For 2721 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Re-elect Andrew Cuthbertson Management For Voted - For 4 Elect Alison Watkins Management For Voted - For 5 Elect Duncan Maskell Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Equity Grant (MD/CEO Paul Perreault) Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Renew Proportional Takeover Provisions Management For Voted - For CYBERARK SOFTWARE LTD. Security ID: M2682V108 Ticker: CYBR Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Elect Gadi Tirosh Management For Voted - Against 2 Elect Amnon Shoshani Management For Voted - For 3 Elect Avril England Management For Voted - For 4 Elect Francois Auque Management For Voted - For 5 Compensation Policy Management For Voted - For 6 Declaration of Material Interest Management N/A Voted - For 7 Authorize Ehud Mokady to continue to serve as chair and CEO Management For Voted - For 8 Declaration of Material Interest Management N/A Voted - For 9 Appointment of Auditor Management For Voted - Against DAIFUKU CO., LTD. Security ID: J08988107 Ticker: 6383 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hiroshi Geshiro Management For Voted - For 4 Elect Shuichi Honda Management For Voted - For 5 Elect Seiji Sato Management For Voted - For 6 Elect Toshiaki Hayashi Management For Voted - For 7 Elect Hiroshi Nobuta Management For Voted - For 8 Elect Yoshiaki Ozawa Management For Voted - For 9 Elect Mineo Sakai Management For Voted - For 10 Elect Kaku Kato Management For Voted - For 11 Elect Keiko Kaneko Management For Voted - For 12 Elect Tsukasa Saito Management For Voted - For 13 Elect Tsukasa Miyajima Management For Voted - For DAI-ICHI LIFE HOLDINGS, INC. Security ID: J09748112 Ticker: 8750 Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2722 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Koichiro Watanabe Management For Voted - For 5 Elect Seiji Inagaki Management For Voted - For 6 Elect Tetsuya Kikuta Management For Voted - For 7 Elect Hiroshi Shoji Management For Voted - For 8 Elect Mamoru Akashi Management For Voted - For 9 Elect Toshiaki Sumino Management For Voted - For 10 Elect Koichi Maeda Management For Voted - For 11 Elect Yuriko Inoue Management For Voted - For 12 Elect Yasushi Shingai Management For Voted - For 13 Elect Bruce Miller Management For Voted - For 14 Elect Takahiro Shibagaki Management For Voted - For 15 Elect Fusakazu Kondo Management For Voted - For 16 Elect Rieko Sato Rieko Kamada Management For Voted - For 17 Elect Ungyong SHU Management For Voted - For 18 Elect Koichi Masuda Management For Voted - For 19 Elect Fumiaki Tsuchiya as Alternate Audit Committee Director Management For Voted - For 20 Performance-linked Equity Compensation Plan Management For Voted - For 21 Non-Audit Committee Directors' Fees Management For Voted - For 22 Approval of Contract for the Transfer of All Shares of a Subsidiary Management For Voted - For DAIKIN INDUSTRIES, LTD. Security ID: J10038115 Ticker: 6367 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Noriyuki Inoue Management For Voted - Against 5 Elect Masanori Togawa Management For Voted - For 6 Elect Tatsuo Kawada Management For Voted - Against 7 Elect Akiji Makino Management For Voted - For 8 Elect Shingo Torii Management For Voted - For 9 Elect Yuko Arai Management For Voted - For 10 Elect Ken Tayano Management For Voted - For 11 Elect Masatsugu Minaka Management For Voted - For 12 Elect Takashi Matsuzaki Management For Voted - For 13 Elect Yoshihiro Mineno Management For Voted - For 14 Elect Kanwal Jeet Jawa Management For Voted - For 15 Elect Ichiro Ono as Alternate Statutory Auditor Management For Voted - For 2723 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted DAIMLER AG Security ID: D1668R123 Ticker: DAI Meeting Date: 01-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Spin-Off and Transfer Agreement Management For Voted - For 8 Change of Company Name Management For Voted - For 9 Elect Helene Svahn Management For Voted - For 10 Elect Olaf Koch Management For Voted - For DAIMLER TRUCK HOLDING AG Security ID: D1T3RZ100 Ticker: DTG Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/ Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Appointment of Auditor for Fiscal Year 2022 Management For Voted - For 7 Appointment of Auditor for Interim Statements until 2023 AGM Management For Voted - For 8 Elect Michael L. Brosnan Management For Voted - For 9 Elect Jacques Esculier Management For Voted - For 10 Elect Akihiro Eto Management For Voted - For 11 Elect Laura K. Ipsen Management For Voted - For 12 Elect Renata Jungo Brungger Management For Voted - For 13 Elect Joe Kaeser Management For Voted - For 14 Elect John Krafcik Management For Voted - For 15 Elect Martin H. Richenhagen Management For Voted - For 16 Elect Marie Wieck Management For Voted - For 17 Elect Harald Emil Wilhelm Management For Voted - For 18 Supervisory Board Remuneration Policy Management For Voted - For 19 Management Board Remuneration Policy Management For Voted - For 20 Remuneration Report Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting 2724 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted DAIWA HOUSE INDUSTRY CO.,LTD. Security ID: J11508124 Ticker: 1925 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles I Management For Voted - For 4 Amendments to Articles II Management For Voted - For 5 Elect Keiichi Yoshii Management For Voted - For 6 Elect Takeshi Kosokabe Management For Voted - For 7 Elect Yoshiyuki Murata Management For Voted - For 8 Elect Hirotsugu Otomo Management For Voted - For 9 Elect Tatsuya Urakawa Management For Voted - For 10 Elect Kazuhito Dekura Management For Voted - For 11 Elect Yoshinori Ariyoshi Management For Voted - For 12 Elect Keisuke Shimonishi Management For Voted - For 13 Elect Nobuya Ichiki Management For Voted - For 14 Elect Toshiya Nagase Management For Voted - For 15 Elect Yukiko Yabu Management For Voted - For 16 Elect Yukinori Kuwano Management For Voted - For 17 Elect Miwa Seki Management For Voted - For 18 Elect Kazuhiro Yoshizawa Management For Voted - For 19 Elect Yujiro Ito Management For Voted - For 20 Elect Tomoyuki Nakazato Management For Voted - For 21 Elect Yoshinori Hashimoto Management For Voted - Against 22 Bonus Management For Voted - For 23 Adoption of Mix of Non-Performance and Performance Linked Restricted Stock Plan Management For Voted - For DAIWA SECURITIES GROUP INC. Security ID: J11718111 Ticker: 8601 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Takashi Hibino Management For Voted - For 4 Elect Seiji Nakata Management For Voted - For 5 Elect Toshihiro Matsui Management For Voted - For 6 Elect Keiko Tashiro Management For Voted - For 7 Elect Akihiko Ogino Management For Voted - For 8 Elect Sachiko Hanaoka Management For Voted - For 9 Elect Hiromasa Kawashima Management For Voted - For 10 Elect Michiaki Ogasawara Management For Voted - For 11 Elect Hirotaka Takeuchi Management For Voted - For 12 Elect Ikuo Nishikawa Management For Voted - For 13 Elect Eriko Kawai Management For Voted - For 14 Elect Katsuyuki Nishikawa Management For Voted - For 2725 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect Toshio Iwamoto Management For Voted - For 16 Elect Yumiko Murakami Management For Voted - For DANONE Security ID: F12033134 Ticker: BN Meeting Date: 26-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Consolidated Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Elect Valerie Chapoulaud-Floquet Management For Voted - For 10 Elect Antoine de Saint-Affrique Management For Voted - For 11 Elect Patrice Louvet Management For Voted - For 12 Elect Geraldine Picaud Management For Voted - For 13 Elect Susan Roberts Management For Voted - For 14 Appointment of Auditor (Ernst & Young) Management For Voted - For 15 Appointment of Auditor (Mazars) Management For Voted - For 16 Special Auditors Report on Regulated Agreements Management For Voted - For 17 2021 Remuneration Report Management For Voted - For 18 2021 Remuneration of Veronique Penchienati-Bosetta, Former Interim CEO (From March 14, 2021, Until September 14, 2021) Management For Voted - For 19 2021 Remuneration of Shane Grant, Former Interim Deputy CEO (From March 14, 2021, Until September 14, 2021) Management For Voted - For 20 2021 Remuneration of Antoine de Saint-Affrique, CEO (From September 15, 2021) Management For Voted - For 21 2021 Remuneration of Gilles Schnepp, Chair (Since March 14, 2021) Management For Voted - For 22 2022 Remuneration Policy (Executives) Management For Voted - For 23 2022 Remuneration Policy (Chair) Management For Voted - For 24 2022 Remuneration Policy (Board of Directors) Management For Voted - For 25 Authority to Repurchase and Reissue Shares Management For Voted - For 26 Stock Purchase Plan for Overseas Employees Management For Voted - For 27 Authority to Issue Performance Shares Management For Voted - For 28 Authority to Issue Restricted Shares Management For Voted - For 29 Amendments to Articles Regarding the CEO's and the Deputy CEO's Age Limits Management For Voted - For 30 Amendments to Articles Regarding the Chair's Age Limits Management For Voted - For 31 Amendments to Article Regarding Directors' Shareholding Requirements Management For Voted - For 32 Authorisation of Legal Formalities Management For Voted - For 33 SHP On Amendments to Article 18 Regarding the Honorary Chair Shareholder N/A Voted - For 2726 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 34 Non-Voting Meeting Note N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting DASSAULT SYSTEMES SA Security ID: F24571451 Ticker: DSY Meeting Date: 19-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Accounts and Reports Management For Voted - For 8 Consolidated Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Special Auditors Report on Regulated Agreements Management For Voted - For 11 Appointment of Auditor (KPMG) Management For Voted - For 12 2022 Remuneration Policy (Corporate Officers) Management For Voted - Against 13 2021 Remuneration of Charles Edelstenne, Chair Management For Voted - For 14 2021 Remuneration of Bernard Charles, Vice-Chair and CEO Management For Voted - Against 15 2021 Remuneration Report Management For Voted - Against 16 Elect Charles Edelstenne Management For Voted - For 17 Elect Bernard Charles Management For Voted - For 18 Elect Pascal Daloz Management For Voted - For 19 Elect Xavier Cauchois Management For Voted - For 20 Authority to Repurchase and Reissue Shares Management For Voted - For 21 2022 Directors' Fees Management For Voted - For 22 Authority to Cancel Shares and Reduce Capital Management For Voted - For 23 Employee Stock Purchase Plan Management For Voted - For 24 Stock Purchase Plan for Overseas Employees Management For Voted - For 25 Authority to Decide Mergers by Absorption Management For Voted - Against 26 Authoriy to Increase Capital in Case of Merger by Absorptions Management For Voted - Against 27 Authorisation of Legal Formalities Management For Voted - For DAVIDE CAMPARI-MILANO N.V. Security ID: N24565108 Ticker: CPR Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Remuneration Report Management For Voted - Against 2727 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Accounts and Reports Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratification of Executive Directors Management For Voted - For 11 Ratification of Non-Executive Directors Management For Voted - For 12 Elect Luca Garavoglia to the Board of Directors Management For Voted - For 13 Elect Robert Kunze-Concewitz to the Board of Directors Management For Voted - For 14 Elect Paolo Marchesini to the Board of Directors Management For Voted - For 15 Elect Fabio di Fede to the Board of Directors Management For Voted - For 16 Elect Alessandra Garavoglia to the Board of Directors Management For Voted - For 17 Elect Eugenio Barcellona to the Board of Directors Management For Voted - Against 18 Elect Emmanuel Babeau to the Board of Directors Management For Voted - For 19 Elect Margareth Henriquez to the Board of Directors Management For Voted - For 20 Elect Christophe Navarre to the Board of Directors Management For Voted - For 21 Elect Jean-Marie Laborde to the Board of Directors Management For Voted - For 22 Elect Lisa Vascellari Dal Fiol to the Board of Directors Management For Voted - For 23 2021 Mid-Term Incentive Plan Management For Voted - For 24 Stock Option Plan Management For Voted - Against 25 Authorities to Repurchase Shares Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting DBS GROUP HOLDINGS LTD Security ID: Y20246107 Ticker: D05 Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Elect CHO Bonghan Management For Voted - For 6 Elect Olivier LIM Tse Ghow Management For Voted - For 7 Elect Tham Sai Choy Management For Voted - For 8 Elect CHNG Kai Fong Management For Voted - Against 9 Elect Judy Lee Management For Voted - For 10 Authority To Grant Awards And Issue Shares Under The Dbsh Share Plan Management For Voted - For 11 Authority to Issues Share under The California Sub-Plan Management For Voted - For 12 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 13 Authority To Issue Shares Pursuant To The Dbsh Scrip Dividend Scheme Management For Voted - For 14 Authority to Repurchase and Reissue Shares Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 2728 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted DELIVERY HERO SE Security ID: D1T0KZ103 Ticker: DHER Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Ratification of Management Board Acts Management For Voted - For 10 Ratify Martin Enderle Management For Voted - For 11 Ratify Patrick Kolek Management For Voted - For 12 Ratify Jeanette L. Gorgas Management For Voted - For 13 Ratify Nils Engvall Management For Voted - For 14 Ratify Gabriella Ardbo Management For Voted - For 15 Ratify Dimitrios Tsaousis Management For Voted - For 16 Ratify Gerald Taylor Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Election of Supervisory Board (Employee Representatives) Management For Voted - For 19 Remuneration Report Management For Voted - For 20 Increase in Authorised Capital IV Management For Voted - For 21 Increase in Authorised Capital 2022/I Management For Voted - Against 22 Increase in Authorised Capital 2022/II Management For Voted - Against 23 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital 2022/I Management For Voted - Against 24 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital 2022/II Management For Voted - Against 25 Authority to Repurchase and Reissue Shares Management For Voted - For 26 Authority to Repurchase Shares Using Equity Derivatives Management For Voted - For 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting DENSO CORPORATION Security ID: J12075107 Ticker: 6902 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Koji Arima Management For Voted - For 4 Elect Yukihiro Shinohara Management For Voted - For 5 Elect Kenichiro Ito Management For Voted - For 6 Elect Yasushi Matsui Management For Voted - For 2729 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Akio Toyoda Management For Voted - For 8 Elect Shigeki Kushida Management For Voted - For 9 Elect Yuko Mitsuya Management For Voted - For 10 Elect Joseph P. Schmelzeis, Jr. Management For Voted - For 11 Elect Hiromi Kitagawa as Alternate Statutory Auditor Management For Voted - For DENTSU GROUP INC. Security ID: J1207N108 Ticker: 4324 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Change in Size of Board of Directors (Audit Committee Directors) Management For Voted - For 4 Elect Timothy Andree Management For Voted - For 5 Elect Hiroshi Igarashi Management For Voted - Against 6 Elect Arinobu Soga Management For Voted - For 7 Elect Nick Priday Management For Voted - For 8 Elect Wendy Clark Management For Voted - For 9 Elect Norihiro Kuretani Management For Voted - For 10 Elect Yuko Takahashi Management For Voted - For 11 Elect Izumi Okoshi Management For Voted - Against 12 Elect Gan Matsui Management For Voted - For 13 Elect Paul Candland Management For Voted - For 14 Elect Andrew House Management For Voted - For 15 Elect Keiichi Sagawa Management For Voted - Against 16 Elect Mihoko Sogabe Management For Voted - For DEUTSCHE BOERSE AG Security ID: D1882G119 Ticker: DB1 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratification of Management Board Acts Management For Voted - For 11 Ratification of Supervisory Board Acts Management For Voted - For 12 Elect Shannon Anastasia Johnston as Supervisory Board Member Management For Voted - For 13 Increase in Authorised Capital Management For Voted - For 14 Remuneration Report Management For Voted - For 2730 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Supervisory Board Remuneration Policy Management For Voted - For 16 Appointment of Auditor Management For Voted - For DEUTSCHE POST AG Security ID: D19225107 Ticker: DPW Meeting Date: 06-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratification of Management Board Acts Management For Voted - For 10 Ratification of Supervisory Board Acts Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Appointment of Auditor (FY 2023) Management For Voted - For 13 Elect Luise Holscher Management For Voted - For 14 Elect Stefan B. Wintels Management For Voted - For 15 Equity Incentive Plan; Increase in Conditional Capital Management For Voted - For 16 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Supervisory Board Remuneration Policy Management For Voted - For DEUTSCHE TELEKOM AG Security ID: D2035M136 Ticker: DTE Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Elect Frank Appel Management For Voted - For 8 Elect Katja Hessel Management For Voted - For 9 Elect Dagmar Kollmann Management For Voted - For 10 Elect Stefan B. Wintels Management For Voted - For 11 Increase in Authorised Capital Management For Voted - For 12 Management Board Remuneration Policy Management For Voted - For 13 Supervisory Board Remuneration Policy Management For Voted - For 14 Remuneration Report Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting 2731 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting DEXUS Security ID: Q318A1104 Ticker: DXS Meeting Date: 19-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - Against 3 Equity Grant (CEO Darren Steinberg) Management For Voted - For 4 Ratify Warwick M. Negus Management For Voted - For 5 Ratify Penelope (Penny) Bingham-Hall Management For Voted - Against 6 Ratify Tonianne Dwyer Management For Voted - For 7 Amendments to Constitution Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting DIAGEO PLC Security ID: G42089113 Ticker: DGE Meeting Date: 30-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Lavanya Chandrashekar Management For Voted - For 5 Elect Valerie Chapoulaud-Floquet Management For Voted - For 6 Elect Sir John A. Manzoni Management For Voted - For 7 Elect Ireena Vittal Management For Voted - For 8 Elect Melissa Bethell Management For Voted - For 9 Elect Javier Ferran Management For Voted - For 10 Elect Susan Kilsby Management For Voted - For 11 Elect Lady Nicola Mendelsohn Management For Voted - For 12 Elect Ivan Menezes Management For Voted - For 13 Elect Alan Stewart Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 2732 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted DISCO CORPORATION Security ID: J12327102 Ticker: 6146 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kazuma Sekiya Management For Voted - Against 5 Elect Noboru Yoshinaga Management For Voted - For 6 Elect Takao Tamura Management For Voted - For 7 Elect Ichiro Inasaki Management For Voted - Against 8 Elect Shinichi Tamura Management For Voted - Against 9 Elect Tsutomu Mimata Management For Voted - For 10 Elect Tadao Takayanagi Management For Voted - For 11 Elect Yusei Yamaguchi Management For Voted - For 12 Elect Kazuyoshi Tokimaru Management For Voted - For 13 Elect Noriko Oki Management For Voted - For DNB BANK ASA Security ID: R1R15X100 Ticker: DNB Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Meeting Note N/A N/A Take No Action 7 Opening of Meeting; Election of Presiding Chair Management For Take No Action 8 Agenda Management For Take No Action 9 Minutes Management For Take No Action 10 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 11 Authority to Repurchase Shares Management For Take No Action 12 Authority to Repurchase Shares for Hedging Management For Take No Action 13 Authority to Raise Debt Capital Management For Take No Action 14 Amendments to Articles (Debt Capital) Management For Take No Action 15 Remuneration Report Management For Take No Action 16 Remuneration Policy Management For Take No Action 17 Corporate Governance Report Management For Take No Action 18 Authority to Set Auditor's Fees Management For Take No Action 19 Election of Directors Management For Take No Action 20 Election of Nomination Committee Members Management For Take No Action 21 Amendment of Nomination Committee Guidelines Management For Take No Action 22 Directors' Fees; Election Committee Fees Management For Take No Action 2733 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted DSV AS Security ID: K31864117 Ticker: DSV Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Elect Thomas Plenborg Management For Voted - For 12 Elect Jorgen Moller Management For Voted - For 13 Elect Birgit W. Norgaard Management For Voted - For 14 Elect Marie-Louise Aamund Management For Voted - For 15 Elect Beat Walti Management For Voted - For 16 Elect Niels Smedegaard Management For Voted - For 17 Elect Tarek Sultan Al-Essa Management For Voted - For 18 Elect Benedikte Leroy Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Authority to Reduce Share Capital Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For 22 Indemnification of Directors and Executive Management Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting DSV PANALPINA AS Security ID: K3186P102 Ticker: DSV Meeting Date: 08-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Elect Tarek Sultan Al-Essa Management For Voted - For 9 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 10 Amendments to Articles Management For Voted - For 2734 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Remuneration Policy Management For Voted - For E.ON SE Security ID: D24914133 Ticker: EOAN Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratification of Management Board Acts Management For Voted - For 11 Ratification of Supervisory Board Acts Management For Voted - For 12 Appointment of Auditor (FY2022) Management For Voted - For 13 Appointment of Auditor for Interim Statements (FY2022) Management For Voted - For 14 Appointment of Auditor for Interim Statements (FY2023 Q1) Management For Voted - For 15 Remuneration Report Management For Voted - For EAST JAPAN RAILWAY COMPANY Security ID: J1257M109 Ticker: 9020 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tetsuro Tomita Management For Voted - Against 5 Elect Yuji Fukasawa Management For Voted - For 6 Elect Yoichi Kise Management For Voted - For 7 Elect Katsumi Ise Management For Voted - For 8 Elect Totaro Ichikawa Management For Voted - For 9 Elect Atsushi Ouchi Management For Voted - For 10 Elect Atsuko Ito Management For Voted - For 11 Elect Chiharu Watari Management For Voted - For 12 Elect Motoshige Ito Management For Voted - For 13 Elect Reiko Amano Management For Voted - For 14 Elect Hiroko Kawamoto Management For Voted - For 15 Elect Toshio Iwamoto Management For Voted - For 16 Elect Hiroshi Koike as Statutory Auditor Management For Voted - For 2735 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted EDP RENOVAVEIS S.A. Security ID: E3847K101 Ticker: EDPR Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits Management For Voted - For 5 Distribution of Dividends Management For Voted - For 6 Management report; Corporate Governance Report; Remuneration report Management For Voted - For 7 Report on Non-Financial Information Management For Voted - For 8 Ratification of Board Acts Management For Voted - For 9 Adoption of General Meeting Regulations Management For Voted - For 10 Remuneration Policy Management For Voted - For 11 Amendments to Articles (Business Name) Management For Voted - For 12 Amendments to Articles (General Meetings) Management For Voted - For 13 Amendments to Articles (Board) Management For Voted - For 14 Amendments to Articles (Committees) Management For Voted - For 15 Amendments to Articles (Corporate Governance Report) Management For Voted - For 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 17 Board Vacancy Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting EDP-ENERGIAS DE PORTUGAL SA Security ID: X67925119 Ticker: EDP Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Remuneration Report Management For Voted - For 6 Sustainability Report (Report on Non-Financial Information; 2030 Climate Change Commitment) Management For Voted - For 7 Allocation of Profits Management For Voted - For 8 Distribution of Dividends Management For Voted - For 9 Ratification of Executive Board Acts Management For Voted - For 10 Ratification of General and Supervisory Board Acts Management For Voted - For 11 Ratification of Auditor Acts Management For Voted - For 12 Authority to Repurchase and Reissue Shares Management For Voted - For 13 Authority to Repurchase and Reissue Debt Instruments Management For Voted - For 2736 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Election of Vice-Chair of the General Meeting Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting ELECTRICITE DE FRANCE Security ID: F2940H113 Ticker: EDF Meeting Date: 12-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 8 Consolidated Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Interim Scrip Dividend Management For Voted - For 11 Related Party Transaction (Areva and Areva NP) Management For Voted - For 12 Special Auditors Report on Regulated Agreements (Previously Approved) Management For Voted - For 13 2021 Remuneration of Jean-Bernard Levy, Chair and CEO Management For Voted - For 14 2021 Remuneration Report Management For Voted - For 15 2022 Remuneration Policy (Chair and CEO) Management For Voted - For 16 2022 Remuneration Policy (Board of Directors) Management For Voted - For 17 2022 Directors' Fees Management For Voted - For 18 Elect Delphine Geny-Stephann Management For Voted - For 19 Advisory Vote on Climate Transition Plan Management For Voted - For 20 Authority to Repurchase and Reissue Shares Management For Voted - For 21 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - Against 22 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - Against 23 Authority to Issue Shares Through Private Placement Management For Voted - Against 24 Greenshoe Management For Voted - Against 25 Authority to Increase Capital Through Capitalisations Management For Voted - Against 26 Authority to Increase Capital in Case of Exchange Offers (France) Management For Voted - Against 27 Authority to Increase Capital in Consideration for Contributions In Kind (France) Management For Voted - Against 28 Employee Stock Purchase Plan Management For Voted - For 29 Employee Stock Purchase Plan (Identified Beneficiaries) Management For Voted - For 30 Authority to Cancel Shares and Reduce Capital Management For Voted - For 31 Authorisation of Legal Formalities Management For Voted - For 2737 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 32 Shareholder Proposal A Regarding Distribution of Dividends Shareholder Against Voted - Against 33 Shareholder Proposal B Regarding Greenshoe Shareholder Against Voted - For 34 Shareholder Proposal C Regarding Employee Stock Purchase Plan Shareholder Against Voted - Against 35 Shareholder Proposal D Regarding Employee Stock Purchase Plan (Identified Beneficiaries) Shareholder Against Voted - Against 36 Non-Voting Meeting Note N/A N/A Non-Voting 37 Non-Voting Meeting Note N/A N/A Non-Voting ENDESA SA Security ID: E41222113 Ticker: ELE Meeting Date: 29-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts Management For Voted - For 3 Management reports Management For Voted - For 4 Reports on Non-Financial Information Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Authority to Issue Convertible Debt Instruments Management For Voted - For 9 Elect Jose Damian Bogas Galvez Management For Voted - For 10 Elect Francesco Starace Management For Voted - For 11 Elect Francesca Gostinelli Management For Voted - For 12 Elect Cristina de Parias Halcon Management For Voted - For 13 Board Size Management For Voted - For 14 Remuneration Report Management For Voted - For 15 Remuneration Policy Management For Voted - For 16 2022-2024 Strategic Incentive Management For Voted - For 17 Authorisation of Legal Formalities Management For Voted - For ENEL S.P.A. Security ID: T3679P115 Ticker: ENEL Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Authority to Repurchase and Reissue Shares Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 List Presented by Ministry of Economy and Finance Management For Voted - For 10 List Presented by Group of Institutional Investors Representing 1.32% of Share Capital Management For Non-Voting 11 Statutory Auditors' Fees Management For Voted - For 2738 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 12 2022 Long-Term Incentive Plan Management For Voted - For 13 Remuneration Policy Management For Voted - For 14 Remuneration Report Management For Voted - For ENEOS HOLDINGS,INC. Security ID: J29699105 Ticker: 5020 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tsutomu Sugimori Management For Voted - For 5 Elect Katsuyuki Ota Management For Voted - For 6 Elect Takeshi Saito Management For Voted - For 7 Elect Yasushi Yatabe Management For Voted - For 8 Elect Seiichi Murayama Management For Voted - For 9 Elect Hideki Shiina Management For Voted - For 10 Elect Keitaro Inoue Management For Voted - For 11 Elect Tomohide Miyata Management For Voted - For 12 Elect Toshiya Nakahara Management For Voted - For 13 Elect Hiroko Ota Management For Voted - For 14 Elect Yasumi Kudo Management For Voted - For 15 Elect Tetsuro Tomita Management For Voted - For 16 Elect Yoshiaki Ouchi Management For Voted - Against 17 Elect Seiichiro Nishioka Management For Voted - For 18 Elect Toshiko Oka Management For Voted - For ENGIE Security ID: F7629A107 Ticker: ENGI Meeting Date: 21-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 9 Consolidated Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Special Auditors Report on Regulated Agreements Management For Voted - For 12 Authority to Repurchase and Reissue Shares Management For Voted - For 13 Elect Jean-Pierre Clamadieu Management For Voted - For 14 Elect Ross McInnes Management For Voted - For 15 Elect Marie-Claire Daveu Management For Voted - For 16 2021 Remuneration Report Management For Voted - For 2739 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 17 2021 Remuneration of Jean-Pierre Clamadieu, Chair Management For Voted - For 18 2021 Remuneration of Catherine MacGregor, CEO Management For Voted - For 19 2022 Remuneration Policy (Board of Directors) Management For Voted - For 20 2022 Remuneration Policy (Chair) Management For Voted - For 21 2022 Remuneration Policy (CEO) Management For Voted - For 22 Opinion on Climate Transition Strategy Management For Voted - For 23 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 24 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 25 Authority to Issue Shares Through Private Placement Management For Voted - For 26 Greenshoe Management For Voted - For 27 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - For 28 Global Ceiling on Capital Increases Management For Voted - For 29 Authority to Increase Capital Through Capitalisations Management For Voted - For 30 Authority to Cancel Shares and Reduce Capital Management For Voted - For 31 Employee Stock Purchase Plan Management For Voted - For 32 Stock Purchase Plan for Overseas Employees Management For Voted - For 33 Authority to Issue Restricted Shares Management For Voted - For 34 Authority to Issue Performance Shares Management For Voted - For 35 Authorisation of Legal Formalities Management For Voted - For 36 Shareholder Proposal A Regarding Distribution of Dividends Shareholder Against Voted - Against 37 Shareholder Proposal B Regarding Distribution of Profits Shareholder Against Voted - Against ENI S.P.A. Security ID: T3643A145 Ticker: ENI Meeting Date: 11-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Amendments to Meeting Regulations Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Use of Reserves (FY2022 Interim Dividend) Management For Voted - For 10 Reduction of Reserves (FY2022 Interim Dividend) Management For Voted - For 11 Cancellation of Shares Management For Voted - For 2740 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ENN ENERGY HOLDINGS LIMITED Security ID: G3066L101 Ticker: 2688 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WU Xiaojing Management For Voted - For 6 Elect WANG Dongzhi Management For Voted - For 7 Elect ZHANG Yuying Management For Voted - For 8 Elect Quinn LAW Yee Kwan Management For Voted - Against 9 Elect Catherine YIEN Yu Yu Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Adoption of New Share Option Scheme Management For Voted - Against 15 Termination of the Existing 2012 Share Option Scheme Management For Voted - Against ENTAIN PLC Security ID: G3167C109 Ticker: ENT Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect David Satz Management For Voted - For 6 Elect Robert Hoskin Management For Voted - For 7 Elect Stella David Management For Voted - For 8 Elect Vicky Jarman Management For Voted - For 9 Elect Mark Gregory Management For Voted - For 10 Elect Rob Wood Management For Voted - For 11 Elect Jette Nygaard-Andersen Management For Voted - For 12 Elect J.M. Barry Gibson Management For Voted - For 13 Elect Pierre B. Bouchut Management For Voted - For 14 Elect Virginia McDowell Management For Voted - For 15 Free Share Plan Management For Voted - For 16 Employee Share Purchase Plan Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 2741 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted EPIROC AB Security ID: W25918124 Ticker: EPIA Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Accounts and Reports Management For Voted - For 15 Ratify Lennart Evrell Management For Voted - For 16 Ratify Johan Forssell Management For Voted - For 17 Ratify Helena Hedblom Management For Voted - For 18 Ratify Jeane Hull Management For Voted - For 19 Ratify Ronnie Leten Management For Voted - For 20 Ratify Ulla Litzen Management For Voted - For 21 Ratify Sigurd Mareels Management For Voted - For 22 Ratify Astrid Skarheim Onsum Management For Voted - For 23 Ratify Anders Ullberg Management For Voted - For 24 Ratify Niclas Bergstrom Management For Voted - For 25 Ratify Gustav El Rachidi Management For Voted - For 26 Ratify Kristina Kanestad Management For Voted - For 27 Ratify Daniel Rundgren Management For Voted - For 28 Ratify Helena Hedblom (CEO) Management For Voted - For 29 Allocation of Profits/Dividends Management For Voted - For 30 Remuneration Report Management For Voted - For 31 Board Size Management For Voted - For 32 Number of Auditors Management For Voted - For 33 Elect Anthea Bath Management For Voted - For 34 Elect Lennart Evrell Management For Voted - For 35 Elect Johan Forssell Management For Voted - For 36 Elect Helena Hedblom Management For Voted - For 37 Elect Jeane Hull Management For Voted - For 38 Elect Ronnie Leten Management For Voted - For 39 Elect Ulla Litzen Management For Voted - For 40 Elect Sigurd Mareels Management For Voted - For 41 Elect Astrid Skarheim Onsum Management For Voted - For 42 Elect Anders Ullberg Management For Voted - For 43 Elect Ronnie Leten as Chair Management For Voted - For 44 Appointment of Auditor Management For Voted - For 2742 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 45 Directors' Fees Management For Voted - For 46 Authority to Set Auditor's Fees Management For Voted - For 47 Adoption of Share-Based Incentives (Personnel Option Plan) Management For Voted - For 48 Authority to Repurchase Shares (Personnel Option Plan 2022) Management For Voted - For 49 Authority to Repurchase Shares (Synthetic Shares) Management For Voted - For 50 Authority to Transfer Treasury Shares (Personnel Option Plan 2022) Management For Voted - For 51 Issuance of Treasury Shares (Synthetic Shares) Management For Voted - For 52 Authority to Issue Treasury Shares (Personnel Option Plans 2016-2019) Management For Voted - For 53 Approval of Nomination Committee Guidelines Management For Voted - For 54 Non-Voting Agenda Item N/A N/A Non-Voting EPIROC AB Security ID: W25918157 Ticker: EPIA Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Ratify Lennart Evrell Management For Voted - For 15 Ratify Johan Forssell Management For Voted - For 16 Ratify Helena Hedblom Management For Voted - For 17 Ratify Jeane Hull Management For Voted - For 18 Ratify Ronnie Leten Management For Voted - For 19 Ratify Ulla Litzen Management For Voted - For 20 Ratify Sigurd Mareels Management For Voted - For 21 Ratify Astrid Skarheim Onsum Management For Voted - For 22 Ratify Anders Ullberg Management For Voted - For 23 Ratify Niclas Bergstrom Management For Voted - For 24 Ratify Gustav El Rachidi Management For Voted - For 25 Ratify Kristina Kanestad Management For Voted - For 26 Ratify Daniel Rundgren Management For Voted - For 27 Ratify Helena Hedblom (CEO) Management For Voted - For 28 Allocation of Profits/Dividends Management For Voted - For 29 Remuneration Report Management For Voted - For 30 Board Size Management For Voted - For 2743 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 31 Number of Auditors Management For Voted - For 32 Elect Anthea Bath Management For Voted - For 33 Elect Lennart Evrell Management For Voted - For 34 Elect Johan Forssell Management For Voted - For 35 Elect Helena Hedblom Management For Voted - For 36 Elect Jeane Hull Management For Voted - For 37 Elect Ronnie Leten Management For Voted - For 38 Elect Ulla Litzen Management For Voted - For 39 Elect Sigurd Mareels Management For Voted - For 40 Elect Astrid Skarheim Onsum Management For Voted - For 41 Elect Anders Ullberg Management For Voted - For 42 Elect Ronnie Leten as Chair Management For Voted - For 43 Appointment of Auditor Management For Voted - For 44 Directors' Fees Management For Voted - For 45 Authority to Set Auditor's Fees Management For Voted - For 46 Adoption of Share-Based Incentives (Personnel Option Plan) Management For Voted - For 47 Authority to Repurchase Shares (Personnel Option Plan 2022) Management For Voted - For 48 Authority to Repurchase Shares (Synthetic Shares) Management For Voted - For 49 Authority to Transfer Treasury Shares (Personnel Option Plan 2022) Management For Voted - For 50 Issuance of Treasury Shares (Synthetic Shares) Management For Voted - For 51 Authority to Issue Treasury Shares (Personnel Option Plans 2016-2019) Management For Voted - For 52 Approval of Nomination Committee Guidelines Management For Voted - For 53 Non-Voting Meeting Note N/A N/A Non-Voting 54 Non-Voting Meeting Note N/A N/A Non-Voting EQT AB Security ID: W3R27C102 Ticker: EQT Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Accounts and Reports Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 2744 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Ratify Margo Cook Management For Voted - For 18 Ratify Edith Cooper Management For Voted - For 19 Ratify Johan Forssell Management For Voted - For 20 Ratify Conni Jonsson Management For Voted - For 21 Ratify Nicola Kimm Management For Voted - For 22 Ratify Diony Lebot Management For Voted - For 23 Ratify Gordon Orr Management For Voted - For 24 Ratify Finn Rausing Management For Voted - For 25 Ratify Marcus Wallenberg Management For Voted - For 26 Ratify Peter Wallenberg Jr Management For Voted - For 27 Ratify Christian Sinding (CEO) Management For Voted - For 28 Ratify Caspar Callerstrom (Deputy CEO) Management For Voted - For 29 Board Size Management For Voted - For 30 Number of Auditors Management For Voted - For 31 Directors' Fees Management For Voted - For 32 Authority to Set Auditor's Fees Management For Voted - For 33 Elect Conni Jonsson Management For Voted - For 34 Elect Margo L. Cook Management For Voted - For 35 Elect Johan Forssell Management For Voted - For 36 Elect Nicola Kimm Management For Voted - For 37 Elect Diony Lebot Management For Voted - Against 38 Elect Gordon Orr Management For Voted - For 39 Elect Marcus Wallenberg Management For Voted - For 40 Elect Brooks Entwistle Management For Voted - For 41 Elect Conni Jonsson as Chair Management For Voted - For 42 Appointment of Auditor Management For Voted - For 43 Approval of Nomination Committee Guidelines Management For Voted - For 44 Remuneration Report Management For Voted - For 45 Remuneration Policy Management For Voted - For 46 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 47 Issuance of Consideration Shares (for Acquisition of Baring Private Equity Asia) Management For Voted - For 48 Non-Voting Agenda Item N/A N/A Non-Voting 49 Non-Voting Meeting Note N/A N/A Non-Voting EQUINOR ASA Security ID: R2R90P103 Ticker: EQNR Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Election of Presiding Chair Management For Take No Action 9 Agenda Management For Take No Action 2745 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Minutes Management For Take No Action 11 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 12 Authority to Distribute Interim Dividends Management For Take No Action 13 Reduction of Share Capital Management For Take No Action 14 Amendments to Articles (Corporate Purpose) Management For Take No Action 15 Approval of Energy Transition Plan Management For Take No Action 16 Shareholder Proposal Regarding GHG Reduction Targets Shareholder Against Take No Action 17 Shareholder Proposal Regarding Climate Strategy Shareholder Against Take No Action 18 Shareholder Proposal Regarding Establishing a Fund for Employees that Work in the Oil Sector Shareholder Against Take No Action 19 Shareholder Proposal Regarding Making the Barents Sea a Voluntary Exclusion Zone Shareholder Against Take No Action 20 Shareholder Proposal Regarding Cessation of All Exploration Activity Shareholder Against Take No Action 21 Shareholder Proposal Regarding Barents Sea Exploration Shareholder Against Take No Action 22 Shareholder Proposal Regarding Move From Fossil Fuels to Renewable Energy Shareholder Against Take No Action 23 Shareholder Proposal Regarding Gradually Divesting from All International Operations Shareholder Against Take No Action 24 Shareholder Proposal Regarding Report on Human Rights Shareholder Against Take No Action 25 Corporate Governance Report Management For Take No Action 26 Remuneration Report Management For Take No Action 27 Authority to Set Auditor's Fees Management For Take No Action 28 Elect Jarle Roth Management For Take No Action 29 Elect Nils Bastiansen Management For Take No Action 30 Elect Finn Kinserdal Management For Take No Action 31 Elect Kari Skeidsvoll Moe Management For Take No Action 32 Elect Kjerstin Rasmussen Braathen Management For Take No Action 33 Elect Kjerstin Fyllingen Management For Take No Action 34 Elect Mari Rege Management For Take No Action 35 Elect Trond Straume Management For Take No Action 36 Elect Martin Wien Fjell Management For Take No Action 37 Elect Merete Hverven Management For Take No Action 38 Elect Helge Aasen Management For Take No Action 39 Elect Liv B. Ulriksen Management For Take No Action 40 Elect Per Axel Koch (Deputy Member) Management For Take No Action 41 Elect Catrine Kristiseter Marti (Deputy Member) Management For Take No Action 42 Elect Nils Morten Huseby (Deputy Member) Management For Take No Action 43 Elect Nina Kivijervi Jonassen (Deputy Member) Management For Take No Action 44 Corporate Assembly Fees Management For Take No Action 45 Elect Jarle Roth Management For Take No Action 46 Elect Berit L. Henriksen Management For Take No Action 47 Elect Merete Hverven Management For Take No Action 48 Elect Jan Tore Fosund Management For Take No Action 49 Nomination Committee Fees Management For Take No Action 50 Authority to Repurchase Shares (Share Savings Plan) Management For Take No Action 51 Authority to Repurchase Shares (Cancellation) Management For Take No Action 52 Authority to Adjust Marketing Instructions Management For Take No Action 2746 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ERSTE GROUP BANK AG Security ID: A19494102 Ticker: EBS Meeting Date: 25-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Allocation of Profits/Dividends Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 18-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Supervisory Board Remuneration Policy Management For Voted - For 11 Authority to Issue Convertible Debt Instruments Management For Voted - For 12 Increase in Authorised Capital Management For Voted - For 13 Amendments to Articles Management For Voted - For 14 Supervisory Board Size Management For Voted - For 15 Elect Christine Catasta Management For Voted - For 16 Elect Henrietta Egerth-Stadlhuber Management For Voted - For 17 Elect Hikmet Ersek Management For Voted - For 18 Elect Alois Flatz Management For Voted - For 19 Elect Mariana Kuhnel Management For Voted - For 20 Elect Marion Khuny Management For Voted - For 21 Elect Friedrich Rodler Management For Voted - For 22 Elect Michele Sutter-Rudisser Management For Voted - For ESSILORLUXOTTICA Security ID: F31665106 Ticker: EL Meeting Date: 25-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Allocation of Losses/Dividends Management For Voted - For 2747 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Ratification of the Co-option of Virginie Mercier Pitre Management For Voted - For 9 Special Auditors Report on Regulated Agreements Management For Voted - For 10 2021 Remuneration Report Management For Voted - For 11 2021 Remuneration of Leonardo Del Vecchio, Chair Management For Voted - For 12 2021 Remuneration of Francesco Milleri, CEO Management For Voted - Against 13 2021 Remuneration of Paul du Saillant, Deputy CEO Management For Voted - Against 14 2022 Remuneration Policy (Board of Directors) Management For Voted - For 15 2022 Remuneration Policy (Chair) Management For Voted - For 16 2022 Remuneration Policy (CEO) Management For Voted - Against 17 2022 Remuneration Policy (Deputy CEO) Management For Voted - Against 18 Authority to Repurchase and Reissue Shares Management For Voted - For 19 Authority to Cancel Shares and Reduce Capital Management For Voted - For 20 Authorisation of Legal Formalities Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting ESSITY AKTIEBOLAG Security ID: W3R06F100 Ticker: ESSITY.B Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratify Ewa Bjorling Management For Voted - For 16 Ratify Par Boman Management For Voted - For 17 Ratify Maija Liisa Friman Management For Voted - For 18 Ratify Annemarie Gardshol Management For Voted - For 19 Ratify Magnus Groth Management For Voted - For 20 Ratify Susanna Lind Management For Voted - For 21 Ratify Torbjorn Loof Management For Voted - For 22 Ratify Bert Nordberg Management For Voted - For 23 Ratify Louise Svanberg Management For Voted - For 24 Ratify Orjan Svensson Management For Voted - For 25 Ratify Lars Rebien Sorensen Management For Voted - For 26 Ratify Barbara Milian Thoralfsson Management For Voted - For 27 Ratify Niclas Thulin Management For Voted - For 2748 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Ratify Magnus Groth (President) Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Board Size Management For Voted - For 31 Number of Auditors Management For Voted - For 32 Directors' Fees Management For Voted - For 33 Authority to Set Auditor's Fees Management For Voted - For 34 Elect Ewa Bjorling Management For Voted - For 35 Elect Par Boman Management For Voted - For 36 Elect Annemarie Gardshol Management For Voted - For 37 Elect Magnus Groth Management For Voted - For 38 Elect Torbjorn Loof Management For Voted - For 39 Elect Bert Nordberg Management For Voted - For 40 Elect Louise Svanberg Management For Voted - For 41 Elect Lars Rebien Sorensen Management For Voted - For 42 Elect Barbara Milian Thoralfsson Management For Voted - For 43 Elect Bjorn Gulden Management For Voted - For 44 Elect Par Boman as Chair Management For Voted - For 45 Appointment of Auditor Management For Voted - For 46 Remuneration Policy Management For Voted - For 47 Remuneration Report Management For Voted - For 48 Approval of Long-Term Incentives Management For Voted - For 49 Authority to Repurchase Shares Management For Voted - For 50 Issuance of Treasury Shares Management For Voted - For 51 Non-Voting Meeting Note N/A N/A Non-Voting 52 Non-Voting Meeting Note N/A N/A Non-Voting EVOLUTION AB Security ID: W3287P115 Ticker: EVO Meeting Date: 20-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Board Size Management For Voted - For 12 Elect Mimi Drake as a Member of the Board of Directors Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 2749 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 06-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Board Size Management For Voted - For 12 Elect Sandra Ann Urie as a Member of the Board of Directors Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Accounts and Reports Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Ratify Jens von Bahr Management For Voted - For 14 Ratify Joel Citron Management For Voted - For 15 Ratify Mimi Drake Management For Voted - For 16 Ratify Jonas Engwall Management For Voted - For 17 Ratify Ian Livingstone Management For Voted - For 18 Ratify Sandra Urie Management For Voted - For 19 Ratify Fredrik Osterberg Management For Voted - For 20 Ratify Martin Carlesund Management For Voted - For 21 Board Size Management For Voted - For 22 Directors' Fees Management For Voted - Against 23 Elect Jens von Bahr Management For Voted - For 24 Elect Joel Citron Management For Voted - Against 25 Elect Mimi Drake Management For Voted - For 26 Elect Jonas Engwall Management For Voted - For 27 Elect Ian Livingstone Management For Voted - For 28 Elect Sandra Ann Urie Management For Voted - For 29 Elect Fredrik Osterberg Management For Voted - For 2750 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 30 Elect Jens von Bahr as Chair Management For Voted - For 31 Authority to Set Auditor's Fees Management For Voted - For 32 Appointment of Auditor Management For Voted - For 33 Approval of Nominating Committee Guidelines Management For Voted - Against 34 Remuneration Report Management For Voted - Against 35 Amendments to Articles (Postal Voting) Management For Voted - For 36 Authority to Repurchase Shares Management For Voted - For 37 Issuance of Treasury Shares Management For Voted - For 38 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 39 Repurchase of Warrants Management For Voted - For 40 Non-Voting Agenda Item N/A N/A Non-Voting 41 Non-Voting Meeting Note N/A N/A Non-Voting 42 Non-Voting Meeting Note N/A N/A Non-Voting EXOR N.V. Security ID: N3140A107 Ticker: EXO Meeting Date: 24-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Remuneration Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor for the Financial Year 2022 Management For Voted - For 10 Appointment of Auditor for the Financial Year 2023 Management For Voted - For 11 Remuneration Policy Management For Voted - Against 12 Performance Share Unit Plan Management For Voted - Against 13 Ratification of Executive Directors' Acts Management For Voted - For 14 Ratification of Non-Executive Directors' Acts Management For Voted - For 15 Elect Axel Dumas to the Board of Directors Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Cancellation of Shares Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting FANUC CORPORATION Security ID: J13440102 Ticker: 6954 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 2751 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Yoshiharu Inaba Management For Voted - For 5 Elect Kenji Yamaguchi Management For Voted - For 6 Elect Michael J Cicco Management For Voted - For 7 Elect Kazuo Tsukuda Management For Voted - For 8 Elect Naoko Yamazaki Management For Voted - For 9 Elect Hiroto Uozumi Management For Voted - For 10 Elect Naoko Yamazaki as Alternate Audit Committee Director Management For Voted - For FAST RETAILING CO., LTD. Security ID: J1346E100 Ticker: 9983 Meeting Date: 25-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Tadashi Yanai Management For Voted - For 3 Elect Nobumichi Hattori Management For Voted - For 4 Elect Masaaki Shintaku Management For Voted - For 5 Elect Takashi Nawa Management For Voted - For 6 Elect Naotake Ono Management For Voted - For 7 Elect Kathy M. Matsui Kathy M. Call Management For Voted - For 8 Elect Takeshi Okazaki Management For Voted - For 9 Elect Kazumi Yanai Management For Voted - For 10 Elect Koji Yanai Management For Voted - For 11 Directors' Fees Management For Voted - For FASTIGHETS AB BALDER Security ID: W30316116 Ticker: BALDB Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Accounts and Reports Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Ratify Christina Rogestam Management For Voted - For 15 Ratify Erik Selin Management For Voted - For 16 Ratify Fredrik Svensson Management For Voted - For 17 Ratify Sten Duner Management For Voted - For 18 Ratify Anders Wennergren Management For Voted - For 2752 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Ratify Erik Selin (CEO) Management For Voted - For 20 Board Size Management For Voted - For 21 Directors and Auditors' Fees Management For Voted - For 22 Elect Christina Rogestam as Chair Management For Voted - Against 23 Elect Erik Selin Management For Voted - For 24 Elect Fredrik Svensson Management For Voted - For 25 Elect Sten Duner Management For Voted - For 26 Elect Anders Wennergren Management For Voted - Against 27 Elect Christina Rogestam Management For Voted - Against 28 Approval of Nomination Committee Guidelines Management For Voted - Against 29 Remuneration Report Management For Voted - For 30 Remuneration Policy Management For Voted - For 31 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 32 Authority to Repurchase and Reissue Shares Management For Voted - For 33 Stock Split; Amendments to Articles Management For Voted - For 34 Non-Voting Agenda Item N/A N/A Non-Voting 35 Non-Voting Meeting Note N/A N/A Non-Voting 36 Non-Voting Meeting Note N/A N/A Non-Voting 37 Non-Voting Meeting Note N/A N/A Non-Voting FERGUSON PLC Security ID: G3421J106 Ticker: FERG Meeting Date: 02-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (Advisory) Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Kelly Baker Management For Voted - For 5 Elect Brian M. May Management For Voted - For 6 Elect Suzanne Wood Management For Voted - For 7 Elect Bill Brundage Management For Voted - For 8 Elect Geoff Drabble Management For Voted - For 9 Elect Catherine Halligan Management For Voted - For 10 Elect Kevin Murphy Management For Voted - For 11 Elect Alan Murray Management For Voted - For 12 Elect Thomas Schmitt Management For Voted - For 13 Elect Nadia Shouraboura Management For Voted - For 14 Elect Jacqueline Simmonds Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Authorisation of Political Donations Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Employee Share Purchase Plan Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 2753 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 10-Mar-22 Meeting Type: Ordinary 1 Transfer of Listing Management For Voted - For FERRARI N.V. Security ID: N3167Y103 Ticker: RACE Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Remuneration Report Management For Voted - For 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Elect John Elkann Management For Voted - For 11 Elect Benedetto Vigna Management For Voted - For 12 Elect Piero Ferrari Management For Voted - For 13 Elect Delphine Arnault Management For Voted - For 14 Elect Francesca Bellettini Management For Voted - For 15 Elect Eduardo H. Cue Management For Voted - For 16 Elect Sergio Duca Management For Voted - For 17 Elect John Galantic Management For Voted - For 18 Elect Maria Patrizia Grieco Management For Voted - For 19 Elect Adam P.C. Keswick Management For Voted - For 20 Appointment of Auditor for 2022 financial year Management For Voted - For 21 Appointment of Auditor for 2023 financial year Management For Voted - For 22 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 23 Authority to Suppress Preemptive Rights Management For Voted - For 24 Authority to Issue Special Voting Shares Management For Voted - Against 25 Authority to Repurchase Shares Management For Voted - For 26 Equity Grant Management For Voted - Against 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting FIBI BANK Security ID: M1648G106 Ticker: FIBI Meeting Date: 16-Dec-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report on Continuation of Directors' Service Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Report on Auditor Fees Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 2754 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Orna Mintz-Dov as External Director (Banking Directive 301) Management For Voted - For 7 Elect Zvi Levron Management For Voted - For FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED Security ID: Q38992105 Ticker: FPH Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Re-elect Scott St John Management For Voted - For 2 Re-elect Michael Daniell Management For Voted - For 3 Authority to Set Auditor's Fees Management For Voted - For 4 Equity Grant (MD/CEO Lewis Gradon - PSRs) Management For Voted - For 5 Equity Grant (MD/CEO Lewis Gradon - Options) Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting FIVERR INTERNATIONAL LTD. Security ID: M4R82T106 Ticker: FVRR Meeting Date: 19-Oct-21 Meeting Type: Annual 1 Elect Adam Fisher Management For Voted - For 2 Elect Nir Zohar Management For Voted - Against 3 Amend NED Compensation and Approve One-Time Equity Grants Management For Voted - Against 4 Confirmation of Controlling Shareholder Management N/A Voted - Against 5 Amend Compensation Policy Management For Voted - Against 6 Confirmation of Controlling Shareholder Management N/A Voted - Against 7 Indemnification of Directors and Officers Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For FLUTTER ENTERTAINMENT PLC Security ID: G3643J108 Ticker: FLTR Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Remuneration Report Management For Voted - Against 4 Elect Nancy Dubuc Management For Voted - For 5 Elect Holly K. Koeppel Management For Voted - For 6 Elect Atif Rafiq Management For Voted - For 7 Elect Zillah Byng-Thorne Management For Voted - For 8 Elect Nancy Cruickshank Management For Voted - For 9 Elect Richard Flint Management For Voted - Against 10 Elect Andrew Higginson Management For Voted - For 11 Elect Jonathan S. Hill Management For Voted - For 12 Elect Alfred F. Hurley, Jr. Management For Voted - For 13 Elect Peter Jackson Management For Voted - For 2755 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect David A. Lazzarato Management For Voted - For 15 Elect Gary McGann Management For Voted - For 16 Elect Mary Turner Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Set Price Range for Reissuance of Treasury Shares Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting FORTESCUE METALS GROUP LIMITED Security ID: Q39360104 Ticker: FMG Meeting Date: 09-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Sebastian Coe Management For Voted - For 4 Re-elect Jean Baderschneider Management For Voted - For 5 Re-elect CAO Zhiqiang Management For Voted - For 6 Renew Performance Rights Plan Management For Voted - For 7 Equity Grant (MD/CEO Elizabeth Gaines) Management For Voted - For 8 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 9 Shareholder Proposal Regarding Cultural Heritage Protection Shareholder Against Voted - For FORTUM OYJ Security ID: X2978Z118 Ticker: FORTUM Meeting Date: 28-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Accounts and Reports Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Ratification of Board and CEO Acts Management For Voted - For 2756 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Remuneration Report Management For Voted - For 15 Directors' Fees Management For Voted - For 16 Board Size Management For Voted - For 17 Election of Directors Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Issue Treasury Shares Management For Voted - For 22 Charitable Donations Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting FRESENIUS MEDICAL CARE AG & CO. KGAA Security ID: D2734Z107 Ticker: FME Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of General Partner Acts Management For Voted - For 8 Ratification of Supervisory Board Acts Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Remuneration Report Management For Voted - For FUJITSU LIMITED Security ID: J15708159 Ticker: 6702 Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Takahito Tokita Management For Voted - For 4 Elect Hidenori Furuta Management For Voted - For 5 Elect Takeshi Isobe Management For Voted - For 6 Elect Masami Yamamoto Management For Voted - For 7 Elect Chiaki Mukai Management For Voted - For 8 Elect Atsushi Abe Management For Voted - For 9 Elect Yoshiko Kojo Management For Voted - For 10 Elect Scott Callon Management For Voted - For 11 Elect Kenichiro Sasae Management For Voted - For 12 Elect O'Connell Catherine Maree as Statutory Auditor Management For Voted - For 13 Amendment to Performance-Linked Equity Compensation Plan Management For Voted - For 2757 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted GALAXY ENTERTAINMENT GROUP LIMITED Security ID: Y2679D118 Ticker: 0027 Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Paddy TANG Lui Wai Yu Management For Voted - Against 5 Elect Charles CHEUNG Wai Bun Management For Voted - Against 6 Elect Michael Mecca Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against GIVAUDAN S.A. Security ID: H3238Q102 Ticker: GIVN Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Accounts and Reports Management For Take No Action 5 Compensation Report Management For Take No Action 6 Allocation of Profits/Dividends Management For Take No Action 7 Ratification of Board and Management Acts Management For Take No Action 8 Elect Victor Balli Management For Take No Action 9 Elect Werner J. Bauer Management For Take No Action 10 Elect Lilian Fossum Biner Management For Take No Action 11 Elect Michael Carlos Management For Take No Action 12 Elect Ingrid Deltenre Management For Take No Action 13 Elect Olivier A. Filliol Management For Take No Action 14 Elect Sophie Gasperment Management For Take No Action 15 Elect Calvin Grieder as Board Chair Management For Take No Action 16 Elect Tom Knutzen Management For Take No Action 17 Election of Compensation Committee Member Werner J. Bauer Management For Take No Action 18 Election of Compensation Committee Member Ingrid Deltenre Management For Take No Action 19 Election of Compensation Committee Member Victor Balli Management For Take No Action 20 Appointment of Independent Proxy Management For Take No Action 21 Appointment of Auditor Management For Take No Action 22 Board Compensation Management For Take No Action 23 Executive Compensation (Short-Term) Management For Take No Action 24 Executive Compensation (Fixed and Long-Term) Management For Take No Action 2758 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Non-Voting Meeting Note N/A N/A Take No Action GJENSIDIGE FORSIKRING ASA Security ID: R2763X101 Ticker: GJF Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair Management For Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Agenda Management For Take No Action 10 Minutes Management For Take No Action 11 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Remuneration Policy Management For Take No Action 14 Authority to Distribute a Dividend Management For Take No Action 15 Authority to Repurchase Shares to Implement Equity Compensation Plan Management For Take No Action 16 Authority to Repurchase Shares Management For Take No Action 17 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 18 Authority to Issue Convertible Debt Instruments Management For Take No Action 19 Merger by Absorption between Parent and Subsidiary Management For Take No Action 20 Amendments to Articles Management For Take No Action 21 Approve nomination committee guidelines Management For Take No Action 22 Election of Directors Management For Take No Action 23 Elect Trine Riis Groven Management For Take No Action 24 Elect Iwar Arnstad Management For Take No Action 25 Elect Marianne Odegaard Ribe Management For Take No Action 26 Elect Pernille Moen Masdal Management For Take No Action 27 Elect Henrik Bachke Madsen Management For Take No Action 28 Appointment of Auditor Management For Take No Action 29 Directors and Auditors' Fees Management For Take No Action 30 Non-Voting Meeting Note N/A N/A Take No Action 31 Non-Voting Meeting Note N/A N/A Take No Action GLENCORE PLC Security ID: G39420107 Ticker: GLEN Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Cash Distribution (Reduction in Share Premium Account) Management For Voted - For 2759 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Kalidas V. Madhavpeddi Management For Voted - For 4 Elect Peter R. Coates Management For Voted - For 5 Elect Martin J. Gilbert Management For Voted - For 6 Elect Gill Marcus Management For Voted - For 7 Elect Patrice Merrin Management For Voted - For 8 Elect Cynthia B. Carroll Management For Voted - For 9 Elect Gary Nagle Management For Voted - For 10 Elect David Wormsley Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Approval of Climate Progress Report Management For Voted - Against 14 Remuneration Report Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For GLOBAL-E ONLINE LTD. Security ID: M5216V106 Ticker: GLBE Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Amir Schlachet Management For Voted - Against 2 Elect Miguel Angel Parra Management For Voted - Against 3 Elect Iris Epple-Righi Management For Voted - Against 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For GMO PAYMENT GATEWAY, INC. Security ID: J18229104 Ticker: 3769 Meeting Date: 19-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Issei Ainoura Management For Voted - For 5 Elect Masatoshi Kumagai Management For Voted - For 6 Elect Ryu Muramatsu Management For Voted - For 7 Elect Satoru Isozaki Management For Voted - For 8 Elect Masashi Yasuda Management For Voted - For 9 Elect Hirofumi Yamashita Management For Voted - For 10 Elect Yuki Kawasaki Management For Voted - For 11 Elect Akio Sato Management For Voted - For 12 Elect Teruhiro Arai Management For Voted - For 13 Elect Noriko Inagaki Management For Voted - For 14 Elect Takashi Shimahara Management For Voted - For 15 Elect Kazutaka Yoshida Management For Voted - For 16 Elect Kazuhiko Okamoto Management For Voted - For 2760 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Elect Yumi Hokazono Management For Voted - For 18 Elect Fumio Kai Management For Voted - For 19 Non-Audit Committee Directors' Fees Management For Voted - For 20 Audit Committee Directors' Fees Management For Voted - For 21 Appointment of Auditor Management For Voted - For GOODMAN GROUP Security ID: Q4229W132 Ticker: GMG Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Appoint Auditor (Goodman Logistics (HK) Ltd) Management For Voted - For 4 Re-elect Rebecca J. McGrath Management For Voted - Against 5 Re-elect Danny Peeters (Goodman Ltd) Management For Voted - For 6 Re-elect Danny Peeters (Goodman Logistics (HK) Ltd) Management For Voted - For 7 Re-elect David Collins (Goodman Logistics (HK) Ltd) Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Equity Grant (CEO Greg Goodman) Management For Voted - Against 10 Equity Grant (Executive Director Danny Peeters) Management For Voted - Against 11 Equity Grant (Deputy CEO, CEO North America Anthony Rozic) Management For Voted - Against GROUPE BRUXELLES LAMBERT SA Security ID: B4746J115 Ticker: GBLB Meeting Date: 04-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Cancellation of Shares Management For Voted - For 5 Ratification of Co-Option of Alexandra Soto to the Board of Directors Management For Voted - Against 6 Remuneration Policy Management For Voted - Against 7 Authorization of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Cancellation of Shares Management For Voted - For 6 Amendment to Articles Regarding Meeting Date Management For Voted - For 7 Authority to Coordinate Articles Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 2761 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 11 Ratification of Board Acts Management For Voted - Against 12 Ratification of Auditor's Acts (Deloitte) Management For Voted - For 13 Ratification of Auditor's Acts (PwC) Management For Voted - For 14 Elect Paul Desmarais III to the Board of Directors Management For Voted - Against 15 Remuneration Report Management For Voted - Against 16 Approval of Director's Report on Bank Guarantees Management For Voted - Against 17 Approval of Bank Guarantee for Share Acquisitions under Plan Management For Voted - Against 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting HANG SENG BANK LIMITED Security ID: Y30327103 Ticker: 0011 Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Diana Ferreira CESAR Management For Voted - Against 5 Elect Cordelia CHUNG Management For Voted - For 6 Elect Clement KWOK King Man Management For Voted - For 7 Elect David LIAO Yi Chien Management For Voted - Against 8 Elect WANG Xiao Bin Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Amendment to Article 124 Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting HANKYU HANSHIN HOLDINGS, INC. Security ID: J18439109 Ticker: 9042 Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kazuo Sumi Management For Voted - For 5 Elect Takehiro Sugiyama Management For Voted - For 6 Elect Masao Shin Management For Voted - For 7 Elect Noriko Endo Noriko Tsujihiro Management For Voted - For 8 Elect Yuki Tsuru Yuki Itami Management For Voted - For 9 Elect Yoshishige Shimatani Management For Voted - Against 10 Elect Naoya Araki Management For Voted - For 11 Elect Yasuo Shimada Management For Voted - For 2762 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Mitsuyoshi Kobayashi Management For Voted - For 13 Elect Masayoshi Ishibashi Management For Voted - Against 14 Elect Michiari Komiyama Management For Voted - For 15 Elect Yuko Takahashi Management For Voted - For 16 Elect Yuki Tsuru Yuki Itami as Alternate Audit Committee Director Management For Voted - For 17 Audit Committee Directors' Fees Management For Voted - For 18 Amendment to the Trust Type Equity Plan Management For Voted - For HAPAG-LLOYD AG Security ID: D3R03P128 Ticker: HLAG Meeting Date: 25-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Non-Voting Meeting Note N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Allocation of Profits/Dividends Management For Voted - For 11 Ratification of Management Board Acts Management For Voted - For 12 Ratification of Supervisory Board Acts Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Elect Oscar Eduardo Hasbun Martinez Management For Voted - Against 15 Elect Jose Francisco Perez Mackenna Management For Voted - Against 16 Elect Ali bin Jassim Al-Thani Management For Voted - Against 17 Elect Turqi Alnowaiser Management For Voted - Against 18 Management Board Remuneration Policy Management For Voted - For 19 Supervisory Board Remuneration Policy Management For Voted - For 20 Remuneration Report Management For Voted - For 21 Shareholder Proposal Regarding Election of Andreas Rittstieg Shareholder For Voted - For HEINEKEN NV Security ID: N39427211 Ticker: HEIA Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Remuneration Report Management For Voted - Against 3 Accounts and Reports Management For Voted - For 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 2763 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Authority to Repurchase Shares Management For Voted - For 9 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 10 Authority to Suppress Preemptive Rights Management For Voted - For 11 Management Board Remuneration Policy Management For Voted - For 12 Elect Jean-Marc Huet to the Supervisory Board Management For Voted - For 13 Elect Jose Antonio Fernandez Carbajal to the Supervisory Board Management For Voted - For 14 Elect Marion Helmes to the Supervisory Board Management For Voted - For 15 Elect Francisco Josue Camacho Beltran to the Supervisory Board Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting HENDERSON LAND DEVELOPMENT COMPANY LIMITED Security ID: Y31476107 Ticker: 0012 Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect KWOK Ping Ho Management For Voted - For 6 Elect Augustine WONG Ho Ming Management For Voted - Against 7 Elect Gordon Kwong Che Keung Management For Voted - Against 8 Elect WU King Cheong Management For Voted - Against 9 Elect Alexander AU Siu Kee Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against HENKEL AG & CO. KGAA Security ID: D3207M102 Ticker: HEN Meeting Date: 04-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Presentation of Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Personally Liable Partner Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Ratification of Shareholders' Committee Acts Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Elect Poul Weihrauch as Supervisory Board Member Management For Voted - For 9 Elect Kaspar von Braun as Shareholders' Committee Member Management For Voted - For 2764 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Remuneration Report Management For Voted - For 11 Supervisory Board Members' Fees Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting HERMES INTERNATIONAL Security ID: F48051100 Ticker: RMS Meeting Date: 20-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Ratification of Management Acts Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Special Auditors Report on Regulated Agreements Management For Voted - For 10 Authority to Repurchase and Reissue Shares Management For Voted - For 11 2021 Remuneration Report Management For Voted - Against 12 2021 Remuneration of Axel Dumas, Executive Chair Management For Voted - Against 13 2021 Remuneration of Emile Hermes SAS, Managing General Partner Management For Voted - Against 14 2021 Remuneration of Eric de Seynes, Supervisory Board Chair Management For Voted - For 15 2022 Remuneration Policy (Executive Chair and General Managing Partner) Management For Voted - Against 16 2022 Remuneration Policy (Supervisory Board) Management For Voted - For 17 Elect Charles-Eric Bauer Management For Voted - Against 18 Elect Estelle Brachlianoff Management For Voted - Against 19 Elect Julie Guerrand Management For Voted - For 20 Elect Dominique Senequier Management For Voted - For 21 Authority to Cancel Shares and Reduce Capital Management For Voted - For 22 Authority to Grant Stock Options Management For Voted - Against 23 Authority to Issue Performance Shares Management For Voted - Against 24 Authorisation of Legal Formalities Management For Voted - For 25 Non-Voting Meeting Note N/A N/A Non-Voting HEXAGON AB Security ID: W4R431112 Ticker: HEXAB Meeting Date: 17-Nov-21 Meeting Type: Special 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 2765 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Amendments to Articles (Board Size) Management For Voted - For 8 Board Size Management For Voted - For 9 Elect Brett Watson Management For Voted - For 10 Elect Erik Huggers Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Accounts and Reports Management For Voted - For 17 Allocation of Profits/Dividends Management For Voted - For 18 Ratify Gun Nilsson Management For Voted - For 19 Ratify Marta Schorling Andreen Management For Voted - For 20 Ratify John Brandon Management For Voted - For 21 Ratify Sofia Schorling Hogberg Management For Voted - For 22 Ratify Ulrika Francke Management For Voted - For 23 Ratify Henrik Henriksson Management For Voted - For 24 Ratify Patrick Soderlund Management For Voted - For 25 Ratify Brett Watson Management For Voted - For 26 Ratify Erik Huggers Management For Voted - For 27 Ratify Ola Rollen (Board Member and CEO) Management For Voted - For 28 Board Size Management For Voted - For 29 Directors' Fees Management For Voted - For 30 Authority to Set Auditor's Fees Management For Voted - For 31 Elect Marta Schorling Andreen Management For Voted - For 32 Elect John Brandon Management For Voted - For 33 Elect Sofia Schorling Hogberg Management For Voted - For 2766 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 34 Elect Ulrika Francke Management For Voted - For 35 Elect Henrik Henriksson Management For Voted - For 36 Elect Ola Rollen Management For Voted - For 37 Elect Gun Nilsson Management For Voted - Against 38 Elect Patrick Soderlund Management For Voted - For 39 Elect Brett Watson Management For Voted - For 40 Elect Erik Huggers Management For Voted - For 41 Elect Gun Nilsson as Chair Management For Voted - Against 42 Appointment of Auditor Management For Voted - For 43 Election of Nomination Committee Members Management For Voted - For 44 Remuneration Report Management For Voted - For 45 Adoption of Share-Based Incentives (Share Programme 2022/2025) Management For Voted - For 46 Authority to Repurchase and Reissue Shares Management For Voted - For 47 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 48 Non-Voting Meeting Note N/A N/A Non-Voting HIKARI TSUSHIN, INC. Security ID: J1949F108 Ticker: 9435 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Elect Yasumitsu Shigeta Management For Voted - Against 3 Elect Hideaki Wada Management For Voted - For 4 Elect Takeshi Tamamura Management For Voted - For 5 Elect Ko Gido Management For Voted - For 6 Elect Masato Takahashi Management For Voted - For 7 Naoko Yada Naoko Ohata Management For Voted - For 8 Elect Yuki Yagishita Management For Voted - For HONDA MOTOR CO., LTD. Security ID: J22302111 Ticker: 7267 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Seiji Kuraishi Management For Voted - For 3 Elect Toshihiro Mibe Management For Voted - Against 4 Elect Kohei Takeuchi Management For Voted - For 5 Elect Shinji Aoyama Management For Voted - For 6 Elect Asako Suzuki Management For Voted - For 7 Elect Masafumi Suzuki Management For Voted - For 8 Elect Kunihiko Sakai Management For Voted - Against 9 Elect Fumiya Kokubu Management For Voted - Against 10 Elect Yoichiro Ogawa Management For Voted - For 11 Elect Kazuhiro Higashi Management For Voted - Against 12 Elect Ryoko Nagata Management For Voted - For 2767 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted HONG KONG & CHINA GAS CO. LTD. Security ID: Y33370100 Ticker: 0003 Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Elect Colin LAM Ko Yin Management For Voted - Against 7 Elect Moses CHENG Mo Chi Management For Voted - Against 8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Adoption of Share Option Scheme Management For Voted - Against 13 Amendments to Articles Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting HONG KONG EXCHANGES AND CLEARING LIMITED Security ID: Y3506N139 Ticker: 0388 Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Apurv Bagri Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 8 Approval of the Remuneration of the Chair and Members of the Listing Operation Governance Committee Management For Voted - For 9 Approval of 2022/2023 Remuneration of the Chair and Non-executive Directors Management For Voted - For 10 Approval of 2022/2023 Remuneration of the Committee Chairs and Members Management For Voted - For HOYA CORPORATION Security ID: J22848105 Ticker: 7741 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Mitsudo Urano Management For Voted - For 3 Elect Shuzo Kaihori Management For Voted - For 4 Elect Hiroaki Yoshihara Management For Voted - For 2768 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Yasuyuki Abe Management For Voted - For 6 Elect Takayo Hasegawa Management For Voted - For 7 Elect Mika Nishimura Management For Voted - For 8 Elect Eiichiro Ikeda Management For Voted - For 9 Elect Ryo Hirooka Management For Voted - For 10 Amendments to Articles Management For Voted - For HSBC HOLDINGS PLC Security ID: G4634U169 Ticker: HSBA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Remuneration Policy Management For Voted - For 5 Elect Rachel Duan Management For Voted - For 6 Elect Carolyn Fairbairn Management For Voted - For 7 Elect James J. Forese Management For Voted - For 8 Elect Steven Guggenheimer Management For Voted - For 9 Elect Jose Antonio Meade Kuribrena Management For Voted - For 10 Elect Eileen Murray Management For Voted - For 11 Elect David T. Nish Management For Voted - For 12 Elect Noel Quinn Management For Voted - For 13 Elect Ewen Stevenson Management For Voted - For 14 Elect Jackson P. Tai Management For Voted - For 15 Elect Mark E. Tucker Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authorisation of Political Donations Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 Authority to Issue Repurchased Shares Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Repurchase Shares Off-Market Management For Voted - For 25 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 26 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 27 Renewal of Scrip Dividend authority Management For Voted - For 28 Adoption of New Articles Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 31 Shareholder Proposal Regarding Pension Scheme Shareholder Against Voted - Against 2769 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted HULIC CO., LTD. Security ID: J23594112 Ticker: 3003 Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Saburo Nishiura Management For Voted - Against 5 Elect Takaya Maeda Management For Voted - For 6 Elect Hidehiro Shiga Management For Voted - For 7 Elect Hajime Kobayashi Management For Voted - For 8 Elect Tadashi Nakajima Management For Voted - For 9 Elect Manabu Yoshidome Management For Voted - For 10 Elect Tsukasa Miyajima Management For Voted - For 11 Elect Hideo Yamada Management For Voted - For 12 Elect Atsuko Fukushima Management For Voted - For 13 Elect Shinji Tsuji Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Amendment to the Performance-Linked Equity Compensation Plan Management For Voted - For IBERDROLA Security ID: E6165F166 Ticker: IBE Meeting Date: 16-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts Management For Voted - For 3 Management Reports Management For Voted - For 4 Report on Non-Financial Information Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Amendments to Articles (Social Dividend) Management For Voted - For 8 Amendments to Articles (Engagement Dividend) Management For Voted - For 9 Amendments to General Meeting Regulations (Engagement Dividend) Management For Voted - For 10 Special Dividend (Engagement Dividend) Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 First Scrip Dividend Management For Voted - For 13 Second Scrip Dividend Management For Voted - For 14 Authority to Cancel Treasury Shares and Reduce Capital Management For Voted - For 15 Remuneration Report Management For Voted - Against 16 Elect Anthony L. Gardner Management For Voted - For 17 Ratify Co-Option and Elect Maria Angeles Alcala Diaz Management For Voted - For 18 Ratify Co-Option and Elect Isabel Garcia Tejerina Management For Voted - For 19 Board Size Management For Voted - For 20 Authority to Repurchase and Reissue Shares Management For Voted - For 2770 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Authorisation of Legal Formalities Management For Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting IMPERIAL BRANDS PLC Security ID: G4720C107 Ticker: IMB Meeting Date: 02-Feb-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Stefan Bomhard Management For Voted - For 5 Elect Susan M. Clark Management For Voted - For 6 Elect Ngozi Edozien Management For Voted - For 7 Elect Therese Esperdy Management For Voted - For 8 Elect Alan Johnson Management For Voted - For 9 Elect Robert Kunze-Concewitz Management For Voted - For 10 Elect Simon Langelier Management For Voted - For 11 Elect Lukas Paravicini Management For Voted - For 12 Elect Diane de Saint Victor Management For Voted - For 13 Elect Jon Stanton Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting INDUSTRIVARDEN, AB Security ID: W45430100 Ticker: INDUA Meeting Date: 23-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Cancellation of Shares Management For Voted - For 2771 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Bonus Share Issuance Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Accounts and Reports Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratify Fredrik Lundberg Management For Voted - For 18 Ratify Par Boman Management For Voted - For 19 Ratify Christian Caspar Management For Voted - For 20 Ratify Marika Fredriksson Management For Voted - For 21 Ratify Bengt Kjell Management For Voted - For 22 Ratify Annika Lundius Management For Voted - For 23 Ratify Lars Pettersson Management For Voted - For 24 Ratify Helena Stjernholm Management For Voted - For 25 Board Size Management For Voted - For 26 Directors' Fees Management For Voted - For 27 Elect Par Boman Management For Voted - Against 28 Elect Christian Caspar Management For Voted - For 29 Elect Marika Fredriksson Management For Voted - For 30 Elect Bengt Kjell Management For Voted - For 31 Elect Fredrik Lundberg Management For Voted - For 32 Elect Katarina Martinson Management For Voted - For 33 Elect Lars Pettersson Management For Voted - For 34 Elect Helena Stjernholm Management For Voted - For 35 Elect Fredrik Lundberg as chair Management For Voted - For 36 Number of Auditors Management For Voted - For 37 Authority to Set Auditor's Fees Management For Voted - For 38 Appointment of Auditor Management For Voted - For 39 Remuneration Report Management For Voted - For 40 Adoption of Share-Based Incentives (LTIP 2022) Management For Voted - For 41 Non-Voting Meeting Note N/A N/A Non-Voting 42 Non-Voting Meeting Note N/A N/A Non-Voting 2772 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted INDUSTRIVARDEN, AB Security ID: W45430126 Ticker: INDUA Meeting Date: 23-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Cancellation of Shares Management For Voted - For 11 Bonus Share Issuance Management For Voted - For 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratify Fredrik Lundberg Management For Voted - For 16 Ratify Par Boman Management For Voted - For 17 Ratify Christian Caspar Management For Voted - For 18 Ratify Marika Fredriksson Management For Voted - For 19 Ratify Bengt Kjell Management For Voted - For 20 Ratify Annika Lundius Management For Voted - For 21 Ratify Lars Pettersson Management For Voted - For 22 Ratify Helena Stjernholm Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Board Size Management For Voted - For 25 Directors' Fees Management For Voted - For 26 Elect Par Boman Management For Voted - Against 27 Elect Christian Caspar Management For Voted - For 2773 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 28 Elect Marika Fredriksson Management For Voted - For 29 Elect Bengt Kjell Management For Voted - For 30 Elect Fredrik Lundberg Management For Voted - For 31 Elect Katarina Martinson Management For Voted - For 32 Elect Lars Pettersson Management For Voted - For 33 Elect Helena Stjernholm Management For Voted - For 34 Elect Fredrik Lundberg as chair Management For Voted - For 35 Number of Auditors Management For Voted - For 36 Authority to Set Auditor's Fees Management For Voted - For 37 Appointment of Auditor Management For Voted - For 38 Remuneration Report Management For Voted - For 39 Adoption of Share-Based Incentives (LTIP 2022) Management For Voted - For 40 Non-Voting Meeting Note N/A N/A Non-Voting 41 Non-Voting Meeting Note N/A N/A Non-Voting INFINEON TECHNOLOGIES AG Security ID: D35415104 Ticker: IFX Meeting Date: 17-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratify Reinhard Ploss Management For Voted - For 5 Ratify Helmut Gassel Management For Voted - For 6 Ratify Jochen Hanebeck Management For Voted - For 7 Ratify Constanze Hufenbecher Management For Voted - For 8 Ratify Sven Schneider Management For Voted - For 9 Ratify Wolfgang Eder Management For Voted - For 10 Ratify Xiaoqun Clever Management For Voted - For 11 Ratify Johann Dechant Management For Voted - For 12 Ratify Friedrich Eichiner Management For Voted - For 13 Ratify Annette Engelfried Management For Voted - For 14 Ratify Peter Gruber Management For Voted - For 15 Ratify Hans-Ulrich Holdenried Management For Voted - For 16 Ratify Susanne Lachenmann Management For Voted - For 17 Ratify Geraldine Picaud Management For Voted - For 18 Ratify Manfred Puffer Management For Voted - For 19 Ratify Melanie Riedl Management For Voted - For 20 Ratify Jurgen Scholz Management For Voted - For 21 Ratify Kerstin Schulzendorf Management For Voted - For 22 Ratify Ulrich Spiesshofer Management For Voted - For 23 Ratify Margaret Suckale Management For Voted - For 24 Ratify Diana Vitale Management For Voted - For 25 Appointment of Auditor Management For Voted - For 26 Elect Geraldine Picaud as Supervisory Board Member Management For Voted - For 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting 2774 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 30 Non-Voting Meeting Note N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting 32 Non-Voting Meeting Note N/A N/A Non-Voting 33 Non-Voting Meeting Note N/A N/A Non-Voting ING GROEP N.V. Security ID: N4578E595 Ticker: INGA Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Remuneration Report Management For Voted - For 9 Accounts and Reports Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Management Board Acts Management For Voted - For 13 Ratification of Supervisory Board Acts Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 18 Authority to Cancel Repurchased Shares Management For Voted - For 19 Reduction in Authorised Capital Management For Voted - For 20 Authority to Reduce Issued Share Capital Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting INMODE LTD. Security ID: M5425M103 Ticker: INMD Meeting Date: 04-Apr-22 Meeting Type: Annual 1 Elect Moshe Mizrahy Management For Voted - For 2 Elect Michael Kreindel Management For Voted - Against 3 Increase in Authorized Capital Management For Voted - Against 4 Appointment of Auditor Management For Voted - For 5 Approval of Restricted Share Unit Grants Management For Voted - For 2775 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted INPEX CORPORATION Security ID: J2467E101 Ticker: 1605 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Toshiaki Kitamura Management For Voted - For 5 Elect Takayuki Ueda Management For Voted - For 6 Elect Takahiko Ikeda Management For Voted - For 7 Elect Kenji Kawano Management For Voted - For 8 Elect Kimihisa Kittaka Management For Voted - For 9 Elect Nobuharu Sase Management For Voted - For 10 Elect Daisuke Yamada Management For Voted - For 11 Elect Jun Yanai Management For Voted - For 12 Elect Norinao Iio Management For Voted - For 13 Elect Atsuko Nishimura Management For Voted - For 14 Elect Tomoo Nishikawa Management For Voted - For 15 Elect Hideka Morimoto Management For Voted - For 16 Bonus Management For Voted - For 17 Directors' Fees Management For Voted - For 18 Statutory Auditors' Fees Management For Voted - For 19 Amendment to the Performance-Linked Equity Compensation Plan Management For Voted - For INSURANCE AUSTRALIA GROUP LIMITED Security ID: Q49361100 Ticker: IAG Meeting Date: 22-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - Against 3 Re-elect Michelle Tredenick Management For Voted - For 4 Elect David Armstrong Management For Voted - For 5 Elect George Sartorel Management For Voted - For 6 Equity Grant (MD/CEO Nick Hawkins) Management For Voted - For INTESA SANPAOLO SPA Security ID: T55067101 Ticker: ISP Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Special Dividend Management For Voted - For 4 Restriction of Reserves Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 2776 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 29-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Board Size Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 List Presented by the Shareholders' Agreement Management For Non-Voting 9 List Presented by Group of Institutional Investors Representing 1.52% of Share Capital Management For Voted - For 10 Elect Gian Maria Gros-Pietro as Chair and Paolo Andrea Colombo as Vice Chair Management For Voted - For 11 Remuneration Policy (Board of Directors) Management For Voted - For 12 Directors' Fees Management For Voted - For 13 Remuneration Policy (Group) Management For Voted - For 14 Remuneration Report Management For Voted - Against 15 2022 Annual Incentive Plan Management For Voted - For 16 2022-2025 Performance Share Plan Management For Voted - For 17 2022-2025 Leicop 3.0 Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Authority to Repurchase and Reissue Shares to Service Incentive Plans Management For Voted - For 20 Authority to Repurchase and Reissue Shares Management For Voted - For 21 Cancellation of Shares Management For Voted - For 22 Authority to Issue Shares to Service LECOIP 3.0 Long-Term Incentive Plan Management For Voted - For 23 Authority to Issue Shares to Service Long-Term Incentive Plan Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting INVESTMENT AB LATOUR Security ID: W5R10B108 Ticker: LATOB Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 2777 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Accounts and Reports Management For Voted - For 15 Allocation of Profits/Dividends Management For Voted - For 16 Ratification of Board and CEO Acts Management For Voted - For 17 Board Size Management For Voted - For 18 Election of Directors Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Directors and Auditors' Fees Management For Voted - For 21 Remuneration Report Management For Voted - For 22 Authority to Repurchase and Reissue Shares Management For Voted - For 23 Call Option Plan 2022 Management For Voted - For 24 Non-Voting Agenda Item N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting INVESTOR AB Security ID: W5R777115 Ticker: INVEB Meeting Date: 03-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Remuneration Report Management For Voted - Against 15 Ratify Gunnar Brock Management For Voted - For 16 Ratify Johan Forssell Management For Voted - For 17 Ratify Magdalena Gerger Management For Voted - For 18 Ratify Tom Johnstone Management For Voted - For 19 Ratify Isabelle Kocher Management For Voted - For 20 Ratify Sara Mazur Management For Voted - For 21 Ratify Sven Nyman Management For Voted - For 22 Ratify Grace Reksten Skaugen Management For Voted - For 23 Ratify Hans Straberg Management For Voted - For 24 Ratify Jacob Wallenberg Management For Voted - For 25 Ratify Marcus Wallenberg Management For Voted - For 26 Allocation of Profits/Dividends Management For Voted - For 27 Board Size Management For Voted - For 28 Number of Auditors Management For Voted - For 29 Directors' Fees Management For Voted - For 30 Authority to Set Auditor's Fees Management For Voted - For 31 Elect Gunnar Brock Management For Voted - For 2778 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 32 Elect Johan Forssell Management For Voted - For 33 Elect Magdalena Gerger Management For Voted - For 34 Elect Tom Johnstone Management For Voted - Against 35 Elect Isabelle Kocher Management For Voted - For 36 Elect Sven Nyman Management For Voted - For 37 Elect Grace Reksten Skaugen Management For Voted - For 38 Elect Hans Straberg Management For Voted - Against 39 Elect Jacob Wallenberg Management For Voted - For 40 Elect Marcus Wallenberg Management For Voted - For 41 Elect Sara Ohrvall Management For Voted - For 42 Elect Jacob Wallenberg as Chair Management For Voted - For 43 Appointment of Auditor Management For Voted - For 44 Adoption of Share-Based Incentives (INVESTOR PROGRAM) Management For Voted - For 45 Adoption of Share-Based Incentives (Patricia Industries Program) Management For Voted - For 46 Authority to Repurchase and Reissue Shares Pursuant to LTIP Management For Voted - For 47 Authority to Issue Treasury Shares Pursuant to LTIP Management For Voted - For 48 Non-Voting Agenda Item N/A N/A Non-Voting 49 Non-Voting Meeting Note N/A N/A Non-Voting 50 Non-Voting Meeting Note N/A N/A Non-Voting INVESTOR AB Security ID: W5R777123 Ticker: INVEB Meeting Date: 03-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Remuneration Report Management For Voted - Against 15 Ratify Gunnar Brock Management For Voted - For 16 Ratify Johan Forssell Management For Voted - For 17 Ratify Magdalena Gerger Management For Voted - For 18 Ratify Tom Johnstone Management For Voted - For 19 Ratify Isabelle Kocher Management For Voted - For 20 Ratify Sara Mazur Management For Voted - For 21 Ratify Sven Nyman Management For Voted - For 22 Ratify Grace Reksten Skaugen Management For Voted - For 2779 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Ratify Hans Straberg Management For Voted - For 24 Ratify Jacob Wallenberg Management For Voted - For 25 Ratify Marcus Wallenberg Management For Voted - For 26 Allocation of Profits/Dividends Management For Voted - For 27 Board Size Management For Voted - For 28 Number of Auditors Management For Voted - For 29 Directors' Fees Management For Voted - For 30 Authority to Set Auditor's Fees Management For Voted - For 31 Elect Gunnar Brock Management For Voted - For 32 Elect Johan Forssell Management For Voted - For 33 Elect Magdalena Gerger Management For Voted - For 34 Elect Tom Johnstone Management For Voted - Against 35 Elect Isabelle Kocher Management For Voted - For 36 Elect Sven Nyman Management For Voted - For 37 Elect Grace Reksten Skaugen Management For Voted - For 38 Elect Hans Straberg Management For Voted - Against 39 Elect Jacob Wallenberg Management For Voted - For 40 Elect Marcus Wallenberg Management For Voted - For 41 Elect Sara Ohrvall Management For Voted - For 42 Elect Jacob Wallenberg as Chair Management For Voted - For 43 Appointment of Auditor Management For Voted - For 44 Adoption of Share-Based Incentives (INVESTOR PROGRAM) Management For Voted - For 45 Adoption of Share-Based Incentives (Patricia Industries Program) Management For Voted - For 46 Authority to Repurchase and Reissue Shares Pursuant to LTIP Management For Voted - For 47 Authority to Issue Treasury Shares Pursuant to LTIP Management For Voted - For 48 Non-Voting Agenda Item N/A N/A Non-Voting 49 Non-Voting Meeting Note N/A N/A Non-Voting ISUZU MOTORS LIMITED Security ID: J24994113 Ticker: 7202 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masanori Katayama Management For Voted - For 5 Elect Shinichi Takahashi Management For Voted - For 6 Elect Shinsuke Minami Management For Voted - For 7 Elect Tetsuya Ikemoto Management For Voted - For 8 Elect Shun Fujimori Management For Voted - For 9 Elect Naohiro Yamaguchi Management For Voted - For 10 Elect Mitsuyoshi Shibata Management For Voted - For 11 Elect Kozue Nakayama Management For Voted - For 2780 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ITOCHU CORPORATION Security ID: J2501P104 Ticker: 8001 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masahiro Okafuji Management For Voted - For 5 Elect Keita Ishii Management For Voted - For 6 Elect Fumihiko Kobayashi Management For Voted - For 7 Elect Tsuyoshi Hachimura Management For Voted - For 8 Elect Hiroyuki Tsubai Management For Voted - For 9 Elect Hiroyuki Naka Management For Voted - For 10 Elect Atsuko Muraki Management For Voted - For 11 Elect Masatoshi Kawana Management For Voted - For 12 Elect Makiko Nakamori Management For Voted - For 13 Elect Kunio Ishizuka Management For Voted - For 14 Elect Mitsuru Chino Mitsuru Ike as Statutory Auditor Management For Voted - For 15 Directors' Fees and Bonus Management For Voted - For 16 Statutory Auditors' Fees Management For Voted - For ITOCHU TECHNO-SOLUTIONS CORPORATION Security ID: J25022104 Ticker: 4739 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Ichiro Tsuge Management For Voted - For 5 Elect Mamoru Seki Management For Voted - For 6 Elect Naoko Iwasaki Naoko Yamagiwa Management For Voted - For 7 Elect Aya Motomura Management For Voted - For 8 Elect Yasuhiro Ikeda Management For Voted - For 9 Elect Yumiko Nagai Management For Voted - For 10 Elect Hiroshi Kajiwara Management For Voted - For IVECO GROUP N.V. Security ID: N47017103 Ticker: IVG Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 2781 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Ratification of Board Acts Management For Voted - Against 7 Remuneration Report Management For Voted - For 8 Elect Benoit Ribadeau-Dumas to the Board of Directors Management For Voted - Against 9 Appointment of Auditor for Fiscal Year 2022 Management For Voted - For 10 Appointment of Auditor for Fiscal Year 2023 Management For Voted - For 11 Equity Incentive Plan Management For Voted - Against 12 Non-Voting Agenda Item N/A N/A Non-Voting JAMES HARDIE INDUSTRIES PLC Security ID: G4253H119 Ticker: JHX Meeting Date: 26-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Elect Suzanne Rowland Management For Voted - For 6 Elect Dean Seavers Management For Voted - For 7 Re-elect Michael Hammes Management For Voted - For 8 Re-elect Persio Lisboa Management For Voted - For 9 Authorise Board to Set Auditor's Fees Management For Voted - For 10 Approve Amendments to 2001 Equity Incentive Plan Management For Voted - For 11 Approve Amendments to 2006 Long Term Incentive Plan Management For Voted - For 12 Equity Grant (CEO Jack Truong - FY2022 ROCE RSUs) Management For Voted - For 13 Equity Grant (CEO Jack Truong - FY2022 RTSR RSUs) Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting JAPAN AIRLINES CO., LTD. Security ID: J25979121 Ticker: 9201 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Yoshiharu Ueki Management For Voted - For 4 Elect Yuji Akasaka Management For Voted - For 5 Elect Shinichiro Shimizu Management For Voted - For 6 Elect Hideki Kikuyama Management For Voted - For 7 Elect Ryuzo Toyoshima Management For Voted - For 8 Elect Tadayuki Tsutsumi Management For Voted - For 9 Elect Eizo Kobayashi Management For Voted - For 10 Elect Sonoko Hatchoji Management For Voted - For 11 Elect Hiroyuki Yanagi Management For Voted - For 12 Elect Shinsuke Kubo as Statutory Auditor Management For Voted - For 2782 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted JAPAN EXCHANGE GROUP, INC. Security ID: J2740B106 Ticker: 8697 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hiroki Tsuda Management For Voted - For 4 Elect Akira Kiyota Management For Voted - Against 5 Elect Hiromi Yamaji Management For Voted - For 6 Elect Moriyuki Iwanaga Management For Voted - For 7 Elect Masaki Shizuka Management For Voted - For 8 Elect Nobuhiro Endo Management For Voted - Against 9 Elect Hiroko Ota Management For Voted - For 10 Elect Hitoshi Ogita Management For Voted - Against 11 Elect Main Koda Management For Voted - For 12 Elect Eizo Kobayashi Management For Voted - Against 13 Elect Yasushi Suzuki Management For Voted - For 14 Elect Yasuzo Takeno Management For Voted - For 15 Elect Kimitaka Mori Management For Voted - For 16 Elect Tsuyoshi Yoneda Management For Voted - Against JAPAN POST BANK CO., LTD. Security ID: J2800C101 Ticker: 7182 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Norito Ikeda Management For Voted - For 4 Elect Susumu Tanaka Management For Voted - For 5 Elect Hiroya Masuda Management For Voted - For 6 Elect Toshiyuki Yazaki Management For Voted - For 7 Elect Ryoji Chubachi Management For Voted - For 8 Elect Keisuke Takeuchi Management For Voted - For 9 Elect Makoto Kaiwa Management For Voted - For 10 Elect Risa Aihara Risa Shiraishi Management For Voted - For 11 Elect Hiroshi Kawamura Management For Voted - For 12 Elect Kenzo Yamamoto Management For Voted - For 13 Elect Shihoko Urushi Shihoko Abe Management For Voted - For 14 Elect Keiji Nakazawa Management For Voted - For 15 Elect Atsuko Sato Management For Voted - For 2783 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted JAPAN POST INSURANCE CO., LTD. Security ID: J2800E107 Ticker: 7181 Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Tetsuya Senda Management For Voted - For 4 Elect Noboru Ichikura Management For Voted - For 5 Elect Tomoaki Nara Management For Voted - For 6 Elect Hiroya Masuda Management For Voted - Against 7 Elect Masako Suzuki Management For Voted - For 8 Elect Tamotsu Saito Management For Voted - For 9 Elect Kazuyuki Harada Management For Voted - Against 10 Elect Hisashi Yamazaki Management For Voted - For 11 Elect Kaori Tonosu Management For Voted - For 12 Elect Satoshi Tomii Management For Voted - For JARDINE MATHESON HOLDINGS LTD. Security ID: G50736100 Ticker: JARJ Meeting Date: 05-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Elect Stuart T. Gulliver Management For Voted - For 4 Elect Julian HUI Management For Voted - For 5 Elect Michael WU Wei Kuo Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Directors' Remuneration Cap Management For Voted - For 8 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 9 Amendment to Bye-Laws Management For Voted - For 10 Share Cancellation Management For Voted - For JFE HOLDINGS, INC. Security ID: J2817M100 Ticker: 5411 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Koji Kakigi Management For Voted - For 5 Elect Yoshihisa Kitano Management For Voted - For 6 Elect Masashi Terahata Management For Voted - For 7 Elect Hajime Oshita Management For Voted - For 8 Elect Toshinori Kobayashi Management For Voted - For 9 Elect Masami Yamamoto Management For Voted - For 2784 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Nobumasa Kemori Management For Voted - For 11 Elect Yoshiko Ando Management For Voted - For 12 Elect Nakaba Akimoto Management For Voted - For 13 Elect Tsuyoshi Numagami Management For Voted - For 14 Elect Takuya Shimamura Management For Voted - For JFROG LTD. Security ID: M6191J100 Ticker: FROG Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Frederic Simon Management For Voted - For 2 Elect Andy Vitus Management For Voted - For 3 Elect Barry Zwarenstein Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year 5 Ratification of Auditor Management For Voted - Against 6 Amend Employment Terms of CEO Management For Voted - Against 7 Amend Employment Terms of CTO Management For Voted - For 8 Amend Employment Terms of CDO Management For Voted - For KAO CORPORATION Security ID: J30642169 Ticker: 4452 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Michitaka Sawada Management For Voted - For 5 Elect Yoshihiro Hasebe Management For Voted - For 6 Elect Toshiaki Takeuchi Management For Voted - For 7 Elect Tomoharu Matsuda Management For Voted - For 8 Elect David J. Muenz Management For Voted - For 9 Elect Osamu Shinobe Management For Voted - For 10 Elect Chiaki Mukai Management For Voted - For 11 Elect Nobuhide Hayashi Management For Voted - For 12 Elect Eriko Sakurai Management For Voted - For 13 Elect Nobuhiro Oka as Statutory Auditor Management For Voted - For KBC GROUPE SA NV Security ID: B5337G162 Ticker: KBC Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 2785 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Remuneration Policy Management For Voted - For 10 Ratification of Board Acts Management For Voted - Against 11 Ratification of Auditor's Acts Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Elect Christine van Rijsseghem to the Board of Directors Management For Voted - For 15 Elect Marc Wittemans to the Board of Directors Management For Voted - Against 16 Elect Alicia Reyes Revuelta to the Board of Directors Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting KDDI CORPORATION Security ID: J31843105 Ticker: 9433 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Takashi Tanaka Management For Voted - For 5 Elect Makoto Takahashi Management For Voted - For 6 Elect Shinichi Muramoto Management For Voted - For 7 Elect Keiichi Mori Management For Voted - For 8 Elect Toshitake Amamiya Management For Voted - For 9 Elect Kazuyuki Yoshimura Management For Voted - For 10 Elect Goro Yamaguchi Management For Voted - For 11 Elect Keiji Yamamoto Management For Voted - For 12 Elect Riyo Kano Management For Voted - For 13 Elect Shigeki Goto Management For Voted - For 14 Elect Tsutomu Tannowa Management For Voted - For 15 Elect Junko Okawa Management For Voted - For 16 Elect Noboru Edagawa as Statutory Auditor Management For Voted - For 17 Amendment to the Trust Type Equity Plans Management For Voted - For 18 Statutory Auditors' Fees Management For Voted - For KEIO CORPORATION Security ID: J32190126 Ticker: 9008 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2786 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yasushi Komura Management For Voted - Against 5 Elect Kazunori Nakaoka Management For Voted - For 6 Elect Yoshitaka Minami Management For Voted - For 7 Elect Satoshi Tsumura Management For Voted - For 8 Elect Atsushi Takahashi Management For Voted - For 9 Elect Takeshi Furuichi Management For Voted - For 10 Elect Katsuyoshi Wakabayashi Management For Voted - For 11 Elect Masaya Yamagishi Management For Voted - For 12 Elect Syuji Miyasaka Management For Voted - For 13 Elect Masahiro Ono Management For Voted - For 14 Elect Shinichi Inoue Management For Voted - For 15 Elect Shunji Ito Management For Voted - Against 16 Elect Hiroshi Takekawa Management For Voted - For 17 Elect Keiko Kitamura Management For Voted - For 18 Elect Masashi Kaneko Management For Voted - For 19 Renewal of Takeover Defense Plan Management For Voted - Against KERING Security ID: F5433L103 Ticker: KER Meeting Date: 28-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Accounts and Reports Management For Voted - For 8 Consolidated Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Elect Daniela Riccardi Management For Voted - For 11 Elect Veronique Weill Management For Voted - For 12 Elect Yonca Dervisoglu Management For Voted - For 13 Elect Serge Weinberg Management For Voted - For 14 2021 Remuneration Report Management For Voted - For 15 2021 Remuneration of Francois-Henri Pinault, Chair and CEO Management For Voted - Against 16 2021 Remuneration of Jean -Francois Palus, deputy CEO Management For Voted - For 17 2022 Remuneration Policy (Corporate Officers) Management For Voted - Against 18 2022 Remuneration Policy (Board of Directors) Management For Voted - For 19 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For 20 Appointment of Alternate Auditor (Emmanuel Benoist) Management For Voted - For 21 Authority to Repurchase and Reissue Shares Management For Voted - For 22 Authority to Issue Performance Shares Management For Voted - Against 23 Employee Stock Purchase Plan Management For Voted - For 24 Stock Purchase Plan for Overseas Employees Management For Voted - For 2787 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Authorisation of Legal Formalities Management For Voted - For KEYENCE CORPORATION Security ID: J32491102 Ticker: 6861 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Takemitsu Takizaki Management For Voted - For 5 Elect Yu Nakata Management For Voted - For 6 Elect Akiji Yamaguchi Management For Voted - For 7 Elect Masayuki Miki Management For Voted - For 8 Elect Hiroaki Yamamoto Management For Voted - For 9 Elect Akinori Yamamoto Management For Voted - For 10 Elect Seiichi Taniguchi Management For Voted - For 11 Elect Kumiko Suenaga Kumiko Ukagami Management For Voted - For 12 Elect Michifumi Yoshioka Management For Voted - For 13 Elect Masaharu Yamamoto as Alternate Statutory Auditor Management For Voted - For 14 Directors' Fees Management For Voted - For KINGSPAN GROUP PLC Security ID: G52654103 Ticker: KRX Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Jost Massenberg Management For Voted - For 5 Elect Gene M. Murtagh Management For Voted - For 6 Elect Geoff P. Doherty Management For Voted - For 7 Elect Russell Shiels Management For Voted - For 8 Elect Gilbert McCarthy Management For Voted - For 9 Elect Linda Hickey Management For Voted - For 10 Elect Michael E. Cawley Management For Voted - For 11 Elect John Cronin Management For Voted - For 12 Elect Anne Heraty Management For Voted - For 13 Elect Eimear Moloney Management For Voted - For 14 Elect Paul Murtagh Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Approval of Planet Passionate Report Management For Voted - Against 17 Remuneration Report Management For Voted - For 18 Remuneration Policy Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 2788 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Set Price Range for Reissuance of Treasury Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 25 Amendment to Performance Share Plan Management For Voted - For 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting KINNEVIK AB Security ID: W5139V638 Ticker: KINVB Meeting Date: 09-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Accounts and Reports Management For Voted - For 17 Allocation of Profits/Dividends Management For Voted - For 18 Ratification of James Anderson Management For Voted - For 19 Ratification of Susanna Campbell Management For Voted - For 20 Ratification of Brian McBride Management For Voted - For 21 Ratification of Harald Mix Management For Voted - For 22 Ratification of Cecilia Qvist Management For Voted - For 23 Ratification of Charlotte Stromberg Management For Voted - For 24 Ratification of Dame Amelia Fawcett Management For Voted - For 25 Ratification of Wilhelm Klingspor Management For Voted - For 26 Ratification of Henrik Poulsen Management For Voted - For 27 Ratification of Georgi Ganev Management For Voted - For 28 Remuneration Report Management For Voted - For 29 Board Size Management For Voted - For 30 Directors' Fees; Authority to Set Auditor's Fees Management For Voted - For 31 Elect James Anderson Management For Voted - For 32 Elect Susanna Campbell Management For Voted - For 33 Elect Harald Mix Management For Voted - For 2789 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 34 Elect Cecilia Qvist Management For Voted - For 35 Elect Charlotte Stromberg Management For Voted - For 36 Election of James Anderson as Chair Management For Voted - For 37 Number of Auditors; Appointment of Auditor Management For Voted - For 38 Appointment of Nomination Committee Management For Voted - For 39 Adoption of Share-Based Incentives (LTIP 2022) Management For Voted - For 40 Amendments to Articles Pursuant to LTIP 2022 Management For Voted - For 41 Authority to Issue Shares Without Preemptive Rights Pursuant to LTIP 2022 Management For Voted - For 42 Repurchase Own Shares Pursuant to LTIP 2022 Management For Voted - For 43 Transfer of Own Shares to the Participants Pursuant to LTIP 2022 Management For Voted - For 44 Transfer of Own Shares to the CEO and Senior Members of Investment Team Pursuant to LTIP 2022 Management For Voted - For 45 Special Dividend Pursuant to 2019 Long-Term Incentive Plan Management For Voted - For 46 Authority to Issue New Class X Shares w/o Preemptive Rights Management For Voted - For 47 Authority to Repurchase Class X Shares Management For Voted - For 48 Shareholder Proposal Regarding Redistribution of Profits (Johan Klingspor) Shareholder N/A Voted - Against 49 Shareholder Proposal Regarding Abolition of Voting Differentiation Shareholder N/A Voted - For 50 Shareholder Proposal Regarding Petition for the Abolition of Voting Rights Differentiation Shareholder N/A Voted - For 51 Shareholder Proposal Regarding Representation for Small and Medium-Sized Shareholders Shareholder N/A Voted - Against 52 Shareholder Proposal Regarding Performance-Based Equity Compensation Shareholder N/A Voted - Against KINNEVIK AB Security ID: W5139V646 Ticker: KINVB Meeting Date: 21-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Long-Term Incentive Plan (LTIP 2021) Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Authority to Issue Shares Without Preemptive Rights Pursuant to LTIP 2021 Management For Voted - For 13 Repurchase Own Shares Pursuant to LTIP 2021 Management For Voted - For 14 Transfer of Own Shares to the Participants Pursuant to LTIP 2021 Management For Voted - For 2790 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Transfer of Own Shares to the CEO and Senior Members of Investment Team Pursuant to LTIP 2021 Management For Voted - For 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 09-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Accounts and Reports Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratification of James Anderson Management For Voted - For 18 Ratification of Susanna Campbell Management For Voted - For 19 Ratification of Brian McBride Management For Voted - For 20 Ratification of Harald Mix Management For Voted - For 21 Ratification of Cecilia Qvist Management For Voted - For 22 Ratification of Charlotte Stromberg Management For Voted - For 23 Ratification of Dame Amelia Fawcett Management For Voted - For 24 Ratification of Wilhelm Klingspor Management For Voted - For 25 Ratification of Henrik Poulsen Management For Voted - For 26 Ratification of Georgi Ganev Management For Voted - For 27 Remuneration Report Management For Voted - For 28 Board Size Management For Voted - For 29 Directors' Fees; Authority to Set Auditor's Fees Management For Voted - For 30 Elect James Anderson Management For Voted - For 31 Elect Susanna Campbell Management For Voted - For 32 Elect Harald Mix Management For Voted - For 33 Elect Cecilia Qvist Management For Voted - For 34 Elect Charlotte Stromberg Management For Voted - For 35 Election of James Anderson as Chair Management For Voted - For 36 Number of Auditors; Appointment of Auditor Management For Voted - For 37 Appointment of Nomination Committee Management For Voted - For 38 Adoption of Share-Based Incentives (LTIP 2022) Management For Voted - For 39 Amendments to Articles Pursuant to LTIP 2022 Management For Voted - For 40 Authority to Issue Shares Without Preemptive Rights Pursuant to LTIP 2022 Management For Voted - For 41 Repurchase Own Shares Pursuant to LTIP 2022 Management For Voted - For 42 Transfer of Own Shares to the Participants Pursuant to LTIP 2022 Management For Voted - For 2791 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 43 Transfer of Own Shares to the CEO and Senior Members of Investment Team Pursuant to LTIP 2022 Management For Voted - For 44 Special Dividend Pursuant to 2019 Long-Term Incentive Plan Management For Voted - For 45 Authority to Issue New Class X Shares w/o Preemptive Rights Management For Voted - For 46 Authority to Repurchase Class X Shares Management For Voted - For 47 Shareholder Proposal Regarding Redistribution of Profits (Johan Klingspor) Shareholder N/A Voted - Against 48 Shareholder Proposal Regarding Abolition of Voting Differentiation Shareholder N/A Voted - For 49 Shareholder Proposal Regarding Petition for the Abolition of Voting Rights Differentiation Shareholder N/A Voted - For 50 Shareholder Proposal Regarding Representation for Small and Medium-Sized Shareholders Shareholder N/A Voted - Against 51 Shareholder Proposal Regarding Performance-Based Equity Compensation Shareholder N/A Voted - Against 52 Non-Voting Agenda Item N/A N/A Non-Voting 53 Non-Voting Meeting Note N/A N/A Non-Voting KIRIN HOLDINGS COMPANY, LIMITED Security ID: 497350108 Ticker: 2503 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshinori Isozaki Management For Voted - For 5 Elect Keisuke Nishimura Management For Voted - For 6 Elect Toshiya Miyoshi Management For Voted - For 7 Elect Noriya Yokota Management For Voted - For 8 Elect Takeshi Minakata Management For Voted - For 9 Elect Masakatsu Mori Management For Voted - For 10 Elect Hiroyuki Yanagi Management For Voted - For 11 Elect Chieko Matsuda Management For Voted - For 12 Elect Noriko Shiono Management For Voted - For 13 Elect Rod Eddington Management For Voted - For 14 Elect George Olcott Management For Voted - For 15 Elect Kaoru Kato Management For Voted - For 16 Elect Shobu Nishitani Management For Voted - For 17 Elect Kenichi Fujinawa Management For Voted - For 18 Directors' Fees Management For Voted - For 19 Amendment to the Performance-Linked Equity Compensation Plan Management For Voted - For 20 Statutory Auditors' Fees Management For Voted - For 2792 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted KOBE BUSSAN CO., LTD. Security ID: J3478K102 Ticker: 3038 Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Hirokazu Numata Management For Voted - For 5 Elect Yasuhiro Tanaka Management For Voted - For 6 Elect Kazuo Asami Management For Voted - For 7 Elect Satoshi Nishida Management For Voted - For 8 Elect Akihito Watanabe Management For Voted - For 9 Elect Yasuharu Kido Management For Voted - For 10 Elect Koichi Masada Management For Voted - For 11 Elect Mari Shibata Management For Voted - For 12 Elect Fusao Tabata Management For Voted - For 13 Elect Takeshi Ieki Management For Voted - For 14 Elect Sachiko Nomura Sachiko Suzuki Management For Voted - For 15 Non-Audit Committee Directors' Fees Management For Voted - For 16 Audit Committee Directors' Fee Management For Voted - For 17 Trust Type Equity Plans Management For Voted - For KOITO MANUFACTURING CO., LTD. Security ID: J34899104 Ticker: 7276 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masahiro Otake Management For Voted - Against 5 Elect Michiaki Kato Management For Voted - For 6 Elect Kenji Arima Management For Voted - For 7 Elect Masami Uchiyama Management For Voted - For 8 Elect Hideharu Konagaya Management For Voted - For 9 Elect Katsuyuki Kusakawa Management For Voted - For 10 Elect Haruya Uehara Management For Voted - Against 11 Elect Kingo Sakurai Management For Voted - For 12 Elect Chika Igarashi Management For Voted - Against KOMATSU LTD. Security ID: J35759125 Ticker: 6301 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 2793 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Amendments to Articles Management For Voted - For 4 Elect Tetsuji Ohashi Management For Voted - For 5 Elect Hiroyuki Ogawa Management For Voted - For 6 Elect Masayuki Moriyama Management For Voted - For 7 Elect Kiyoshi Mizuhara Management For Voted - For 8 Elect Takeshi Horikoshi Management For Voted - For 9 Elect Takeshi Kunibe Management For Voted - For 10 Elect Arthur M. Mitchell Management For Voted - For 11 Elect Naoko Saiki Management For Voted - For 12 Elect Michitaka Sawada Management For Voted - For 13 Elect Tatsuro Kosaka as Statutory Auditor Management For Voted - For KONE CORP. Security ID: X4551T105 Ticker: KNEBV Meeting Date: 01-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Board and CEO Acts Management For Voted - For 13 Remuneration Report Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Board Size Management For Voted - For 16 Election of Directors Management For Voted - Against 17 Authority to Set Auditor's Fees Management For Voted - For 18 Number of Auditors Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 22 Non-Voting Agenda Item N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting KONINKLIJKE AHOLD DELHAIZE N.V. Security ID: N0074E105 Ticker: AD Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2794 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Ratification of Management Acts Management For Voted - For 10 Ratification of Supervisory Board Acts Management For Voted - For 11 Elect Bill McEwan to the Supervisory Board Management For Voted - For 12 Elect Rene Hooft Graafland to the Supervisory Board Management For Voted - For 13 Elect Pauline van der Meer Mohr to the Supervisory Board Management For Voted - For 14 Re-elect Wouter Kolk to the Management Board Management For Voted - For 15 Management Board Remuneration Policy Management For Voted - For 16 Supervisory Board Remuneration Policy Management For Voted - For 17 Appointment of Auditor financial year 2022 Management For Voted - For 18 Appointment of Auditor for financial year 2023 Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Suppress Preemptive Rights Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For 22 Cancellation of Shares/Authorities to Issue Shares Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting KONINKLIJKE DSM NV Security ID: N5017D122 Ticker: DSM Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Remuneration Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Reserves and Dividend Policy Management For Voted - For 7 Ratification of Management Board Acts Management For Voted - For 8 Ratification of Supervisory Board Acts Management For Voted - For 9 Elect Geraldine Matchett to the Management Board Management For Voted - For 10 Elect Eileen T. Kennedy to the Supervisory Board Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights in Connection with a Rights Issue Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Cancellation of Shares Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 Non-Voting Agenda Item N/A N/A Non-Voting 18 Non-Voting Agenda Item N/A N/A Non-Voting 2795 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting KONINKLIJKE PHILIPS N.V. Security ID: N7637U112 Ticker: PHIA Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Remuneration Report Management For Voted - Against 8 Ratification of Management Board Acts Management For Voted - For 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Elect Paul Stoffels to the Supervisory Board Management For Voted - For 11 Elect Marc Harrison to the Supervisory Board Management For Voted - For 12 Elect Herna Verhagen to the Supervisory Board Management For Voted - For 13 Elect Sanjay J. Poonem to the Supervisory Board Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Suppress Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 18 Cancellation of Shares Management For Voted - For 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting KORNIT DIGITAL LTD. Security ID: M6372Q113 Ticker: KRNT Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Elect Yuval Cohen Management For Voted - For 2 Elect Stephen Nigro Management For Voted - For 3 Elect Ronen Samuel Management For Voted - For 4 Amendment to Articles Management For Voted - Against 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For KOSE CORPORATION Security ID: J3622S100 Ticker: 4922 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2796 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kazutoshi Kobayashi Management For Voted - For 5 Elect Takao Kobayashi Management For Voted - For 6 Elect Masanori Kobayashi Management For Voted - For 7 Elect Koichi Shibusawa Management For Voted - For 8 Elect Yusuke Kobayashi Management For Voted - For 9 Elect Shinichi Mochizuki Management For Voted - For 10 Elect Masahiro Horita Management For Voted - For 11 Elect Yukino Kikuma Yukino Yoshida Management For Voted - For 12 Elect Norika Yuasa Norika Kunii Management For Voted - For 13 Elect Yuko Maeda Management For Voted - For KUBOTA CORPORATION Security ID: J36662138 Ticker: 6326 Meeting Date: 18-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Masatoshi Kimata Management For Voted - For 4 Elect Yuichi Kitao Management For Voted - For 5 Elect Masato Yoshikawa Management For Voted - For 6 Elect Toshihiko Kurosawa Management For Voted - For 7 Elect Dai Watanabe Management For Voted - For 8 Elect Hiroto Kimura Management For Voted - For 9 Elect Yuzuru Matsuda Management For Voted - For 10 Elect Koichi Ina Management For Voted - For 11 Elect Yutaro Shintaku Management For Voted - For 12 Elect Kumi Arakane Kumi Kameyama Management For Voted - For 13 Elect Toshikazu Fukuyama Management For Voted - For 14 Elect Yasuhiko Hiyama Management For Voted - For 15 Elect Masashi Tsunematsu Management For Voted - Against 16 Elect Keijiroh Kimura Management For Voted - For 17 Elect Masaki Fujiwara as Alternate Statutory Auditor Management For Voted - For 18 Bonus Management For Voted - For 19 Directors' Fees Management For Voted - For 20 Statutory Auditors' Fees Management For Voted - For 21 Trust Type Equity Plans Management For Voted - For KUEHNE & NAGEL INTERNATIONAL AG Security ID: H4673L145 Ticker: KNIN Meeting Date: 03-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Allocation of Profits/Dividends Management For Take No Action 4 Ratification of Board and Management Acts Management For Take No Action 2797 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Dominik Burgy Management For Take No Action 6 Elect Renato Fassbind Management For Take No Action 7 Elect Karl Gernandt Management For Take No Action 8 Elect David Kamenetzky Management For Take No Action 9 Elect Klaus-Michael Kuhne Management For Take No Action 10 Elect Tobias Staehelin Management For Take No Action 11 Elect Hauke Stars Management For Take No Action 12 Elect Martin Wittig Management For Take No Action 13 Elect Joerg Wolle Management For Take No Action 14 Appoint Joerg Wolle as Board Chair Management For Take No Action 15 Elect Karl Gernandt as Nominating and Compensation Committee Member Management For Take No Action 16 Elect Klaus-Michael Kuhne as Nominating and Compensation Committee Member Management For Take No Action 17 Elect Hauke Stars as Nominating and Compensation Committee Member Management For Take No Action 18 Appointment of Independent Proxy Management For Take No Action 19 Appointment of Auditor Management For Take No Action 20 Increase in Authorised Capital Management For Take No Action 21 Compensation Report Management For Take No Action 22 Board Compensation Management For Take No Action 23 Executive Compensation (Total) Management For Take No Action 24 Executive Compensation (Additional amount FY2022) Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action KYOCERA CORPORATION Security ID: J37479110 Ticker: 6971 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yushi Nishimura as Statutory Auditor Management For Voted - Against 5 Elect Minoru Kida as Alternate Statutory Auditor Management For Voted - For KYOWA KIRIN CO.,LTD. Security ID: J38296117 Ticker: 4151 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masashi Miyamoto Management For Voted - For 5 Elect Yutaka Osawa Management For Voted - For 6 Elect Toshifumi Mikayama Management For Voted - For 7 Elect Takeshi Minakata Management For Voted - For 8 Elect Akira Morita Management For Voted - For 2798 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Yuko Haga Yuko Hayashi Management For Voted - For 10 Elect Jun Arai Management For Voted - For 11 Elect Takashi Oyamada Management For Voted - For 12 Elect Yoshihisa Suzuki Management For Voted - For 13 Elect Hiroshi Komatsu Management For Voted - Against 14 Elect Mayumi Tamura Management For Voted - For L E LUNDBERGFOERETAGEN AB Security ID: W54114108 Ticker: LUNDB Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Accounts and Reports Management For Voted - For 15 Ratify Mats Guldbrand Management For Voted - For 16 Ratify Carl Bennet Management For Voted - For 17 Ratify Lilian Fossum Biner Management For Voted - For 18 Ratify Louise Lindh Management For Voted - For 19 Ratify Fredrik Lundberg Management For Voted - For 20 Ratify Katarina Martinson Management For Voted - For 21 Ratify Sten Peterson Management For Voted - For 22 Ratify Lars Pettersson Management For Voted - For 23 Ratify Bo Selling Management For Voted - For 24 Allocation of Profits/Dividends Management For Voted - For 25 Board Size; Number of Auditors Management For Voted - For 26 Directors and Auditors' Fees Management For Voted - For 27 Elect Mats Guldbrand Management For Voted - Against 28 Elect Carl Bennet Management For Voted - For 29 Elect Louise Lindh Management For Voted - Against 30 Elect Fredrik Lundberg Management For Voted - Against 31 Elect Katarina Martinson Management For Voted - For 32 Elect Sten Peterson Management For Voted - For 33 Elect Lars Pettersson Management For Voted - For 34 Elect Bo Selling Management For Voted - For 35 Appointment of Auditor Management For Voted - For 36 Remuneration Report Management For Voted - For 37 Authority to Repurchase Shares Management For Voted - For 2799 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 38 Non-Voting Meeting Note N/A N/A Non-Voting LASERTEC CORPORATION Security ID: J38702106 Ticker: 6920 Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Change in Size of Board of Directors Management For Voted - For 4 Elect Haruhiko Kusunose Management For Voted - For 5 Elect Osamu Okabayashi Management For Voted - For 6 Elect Koichi Moriizumi Management For Voted - For 7 Elect Shu Uchiyama Management For Voted - For 8 Elect Hirokazu Seki Management For Voted - For 9 Elect Minoru Ebihara Management For Voted - For 10 Elect Takayuki Shimoyama Management For Voted - For 11 Elect Koji Mihara Management For Voted - For 12 Elect Kunio Kamide Management For Voted - For 13 Elect Yuji Saito as Alternate Statutory Auditor Management For Voted - For 14 Bonus Management For Voted - For 15 Adoption of Restricted Stock Plan Management For Voted - For LEGAL & GENERAL GROUP PLC Security ID: G54404127 Ticker: LGEN Meeting Date: 26-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Elect Laura Wade-Gery Management For Voted - For 4 Elect Henrietta Baldock Management For Voted - For 5 Elect Nilufer von Bismarck Management For Voted - For 6 Elect Philip Broadley Management For Voted - For 7 Elect Stuart Jeffrey Davies Management For Voted - For 8 Elect John Kingman Management For Voted - For 9 Elect Lesley Knox Management For Voted - For 10 Elect M. George Lewis Management For Voted - For 11 Elect Ric Lewis Management For Voted - For 12 Elect Nigel Wilson Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Remuneration Report Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Contingent Convertible Securities w/ Preemptive Rights Management For Voted - For 18 Authorisation of Political Donations Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 2800 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 21 Authority to Issue Contingent Convertible Securities w/o Preemptive Rights Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For LLOYDS BANKING GROUP PLC Security ID: G5533W248 Ticker: LLOY Meeting Date: 12-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect Harmeen Mehta Management For Voted - For 3 Elect Charles Alan Nunn Management For Voted - For 4 Elect Robin F Budenberg Management For Voted - For 5 Elect William Chalmers Management For Voted - For 6 Elect Alan Dickinson Management For Voted - For 7 Elect Sarah C. Legg Management For Voted - For 8 Elect Lord Lupton Management For Voted - For 9 Elect Amanda Mackenzie Management For Voted - For 10 Elect Catherine Woods Management For Voted - For 11 Remuneration Report Management For Voted - For 12 Final Dividend Management For Voted - For 13 Appointment of Auditor Management For Voted - For 14 Authority to Set Auditor's Fees Management For Voted - For 15 Employee Stock Purchase Plan Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 21 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Repurchase Preference Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 25 Non-Voting Meeting Note N/A N/A Non-Voting LONDON STOCK EXCHANGE GROUP PLC Security ID: G5689U103 Ticker: LSEG Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 2801 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Remuneration Report Management For Voted - For 4 Advisory vote on Climate Transition Plan Management For Voted - For 5 Elect Dominic Blakemore Management For Voted - For 6 Elect Martin Brand Management For Voted - For 7 Elect Erin Brown Management For Voted - For 8 Elect Kathleen DeRose Management For Voted - For 9 Elect Cressida Hogg Management For Voted - For 10 Elect Anna Manz Management For Voted - For 11 Elect Val Rahmani Management For Voted - For 12 Elect Don Robert Management For Voted - For 13 Elect David A. Schwimmer Management For Voted - For 14 Elect Douglas M. Steenland Management For Voted - For 15 Elect Tsega Gebreyes Management For Voted - For 16 Elect Ashok Vaswani Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authorisation of Political Donations Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For L'OREAL S.A. Security ID: F58149133 Ticker: OR Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Elect Jean-Paul Agon Management For Voted - For 9 Elect Patrice Caine Management For Voted - For 10 Elect Belen Garijo Lopez Management For Voted - For 11 Appointment of Auditor (Deloitte); Non-Renewal of Alternate Auditor (Beas) Management For Voted - Against 12 Appointment of Auditor (Ernst & Young): Non-Renewal of Alternate Auditor (Jean-Christophe Georghiou) Management For Voted - Against 13 2021 Remuneration Report Management For Voted - For 14 2021 Remuneration of Jean-Paul Agon , Chair and CEO until April 30, 2021 Management For Voted - For 15 2021 Remuneration of Jean-Paul Agon, Chair from May,1 2021 Management For Voted - For 2802 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 16 2021 Remuneration of Nicolas Hieronimus, CEO from May,1 2021 Management For Voted - For 17 2022 Remuneration Policy (Board of Directors) Management For Voted - For 18 2022 Remuneration Policy (Chair) Management For Voted - For 19 2022 Remuneration Policy (CEO) Management For Voted - For 20 Special Auditors Report on Regulated Agreements Management For Voted - For 21 Authority to Repurchase and Reissue Shares Management For Voted - For 22 Authority to Cancel Shares and Reduce Capital Management For Voted - For 23 Authority to Issue Performance Shares Management For Voted - For 24 Employee Stock Purchase Plan Management For Voted - For 25 Employee Stock Purchase Plan for Overseas Employees Management For Voted - For 26 Amendments to Articles Regarding Chair's Age Limits Management For Voted - For 27 Amendments to Articles Regarding CEO's Age Limits Management For Voted - For 28 Amendments to Articles Management For Voted - For 29 Amendments to Articles Regarding Directors' Shareholding Requirements Management For Voted - For 30 Authorisation of Legal Formalities Management For Voted - For 31 Non-Voting Meeting Note N/A N/A Non-Voting LVMH MOET HENNESSY VUITTON SE Security ID: F58485115 Ticker: MC Meeting Date: 21-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Accounts and Reports Management For Voted - For 7 Consolidated Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Special Auditors Report on Regulated Agreements Management For Voted - For 10 Elect Bernard Arnault Management For Voted - For 11 Elect Sophie Chassat Management For Voted - For 12 Elect Clara Gaymard Management For Voted - For 13 Elect Hubert Vedrine Management For Voted - For 14 Elect Yann Arthus-Bertrand as Censor Management For Voted - Against 15 2022 Directors' Fees Management For Voted - For 16 Appointment of Auditor (Mazars) Management For Voted - For 17 Appointment of Auditor (Deloitte) Management For Voted - For 18 Non-Renewal of Alternate Auditors (Auditex and Olivier Lenel) Management For Voted - For 19 Remuneration Report Management For Voted - Against 20 2021 Remuneration of Bernard Arnault, Chair and CEO Management For Voted - Against 21 2021 Remuneration of Antonio Belloni, Deputy CEO Management For Voted - Against 22 2022 Remuneration Policy (Board of Directors) Management For Voted - For 23 2022 Remuneration Policy (Chair and CEO) Management For Voted - Against 24 2022 Remuneration Policy (Deputy CEO) Management For Voted - Against 25 Authority to Repurchase and Reissue Shares Management For Voted - For 2803 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 26 Authority to Cancel Shares and Reduce Capital Management For Voted - For 27 Authority to Issue Performance Shares Management For Voted - Against 28 Amendments to Articles Regarding the CEO's Age Limit and Shareholder Notification Requirements Management For Voted - Against 29 Non-Voting Meeting Note N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting M3, INC. Security ID: J4697J108Ticker: 2413 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Elect Itaru Tanimura Management For Voted - For 3 Elect Akihiko Tomaru Management For Voted - For 4 Elect Eiji Tsuchiya Management For Voted - For 5 Elect Kazuyuki Izumiya Management For Voted - For 6 Elect Rie Nakamura Rie Nishimura Management For Voted - For 7 Elect Kenichiro Yoshida Management For Voted - For 8 Elect Mayuka Yamazaki Mayuka Onishi Management For Voted - For 9 Elect Takako Ebata Management For Voted - For 10 Elect Ryoko Toyama Management For Voted - For MAKITA CORPORATION Security ID: J39584107 Ticker: 6586 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masahiko Goto Management For Voted - Against 5 Elect Munetoshi Goto Management For Voted - For 6 Elect Shinichiro Tomita Management For Voted - For 7 Elect Tetsuhisa Kaneko Management For Voted - For 8 Elect Tomoyuki Ota Management For Voted - For 9 Elect Takashi Tsuchiya Management For Voted - For 10 Elect Masaki Yoshida Management For Voted - For 11 Elect Takashi Omote Management For Voted - For 12 Elect Yukihiro Otsu Management For Voted - For 13 Elect Masahiro Sugino Management For Voted - For 14 Elect Takahiro Iwase Management For Voted - For 15 Bonus Management For Voted - For 2804 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted MARUBENI CORPORATION Security ID: J39788138 Ticker: 8002 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Fumiya Kokubu Management For Voted - For 4 Elect Masumi Kakinoki Management For Voted - For 5 Elect Akira Terakawa Management For Voted - For 6 Elect Takayuki Furuya Management For Voted - For 7 Elect Kyohei Takahashi Management For Voted - For 8 Elect Yuri Okina Management For Voted - For 9 Elect Takashi Hatchoji Management For Voted - For 10 Elect Masato Kitera Management For Voted - For 11 Elect Shigeki Ishizuka Management For Voted - For 12 Elect Hisayoshi Ando Management For Voted - For MELISRON LTD Security ID: M5128G106 Ticker: MLSR Meeting Date: 27-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Rinat Gazit Management For Voted - For 3 Elect Shlomo Zohar Management For Voted - For MERCEDES-BENZ GROUP AG Security ID: D1668R123 Ticker: MBG Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - Abstain 5 Ratification of Supervisory Board Acts Management For Voted - Abstain 6 Appointment of Auditor For 2022 Financial Statements Management For Voted - For 7 Appointment of Auditor for Interim Statements Management For Voted - For 8 Elect Dame Veronica Anne Courtice Management For Voted - For 9 Elect Marco Gobbetti Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 2805 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting MERCURY NZ LIMITED Security ID: Q5971Q108 Ticker: MCY Meeting Date: 23-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Dennis Barnes Management For Voted - For 3 Re-elect Prudence (Prue) M. Flacks Management For Voted - For 4 Re-elect Michael (Mike) J. Taitoko Management For Voted - For 5 Approve Increase in NEDs' Fee Cap Management For Voted - For MERIDIAN ENERGY LIMITED Security ID: Q5997E121 Ticker: MEL Meeting Date: 06-Oct-21 Meeting Type: Annual 1 Re-elect Mark C. Cairns Management For Voted - For 2 Elect Tania J.T.R. Simpson Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting MINEBEA MITSUMI INC. Security ID: J42884130 Ticker: 6479 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshihisa Kainuma Management For Voted - For 5 Elect Shigeru Moribe Management For Voted - For 6 Elect Ryozo Iwaya Management For Voted - For 7 Elect Shigeru None Management For Voted - For 8 Elect Michiya Kagami Management For Voted - For 9 Elect Katsuhiko Yoshida Management For Voted - For 10 Elect Yuko Miyazaki Management For Voted - For 11 Elect Atsuko Matsumura Management For Voted - For 12 Elect Yuko Haga Yuko Hayashi Management For Voted - For 13 Elect Hirofumi Katase Management For Voted - For 14 Elect Takashi Matsuoka Management For Voted - For 15 Elect Shinichiro Shibasaki as Statutory Auditor Management For Voted - For 2806 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted MISUMI GROUP INC. Security ID: J43293109 Ticker: 9962 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kosuke Nishimoto Management For Voted - For 5 Elect Ryusei Ono Management For Voted - For 6 Elect Tomoki Kanatani Management For Voted - For 7 Elect Shigetaka Shimizu Management For Voted - For 8 Elect XU Shaochun Management For Voted - For 9 Elect Yoichi Nakano Management For Voted - For 10 Elect Arata Shimizu Management For Voted - For 11 Elect Tomoharu Suseki Management For Voted - For 12 Elect Takaaki Wada as Statutory Auditor Management For Voted - For 13 Elect Shizuyo Ichikawa as Alternate Statutory Auditor Management For Voted - For MITSUBISHI CORPORATION Security ID: J43830116 Ticker: 8058 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Takehiko Kakiuchi Management For Voted - For 5 Elect Katsuya Nakanishi Management For Voted - For 6 Elect Norikazu Tanaka Management For Voted - For 7 Elect Yasuteru Hirai Management For Voted - For 8 Elect Yutaka Kashiwagi Management For Voted - For 9 Elect Yuzo Nouchi Management For Voted - For 10 Elect Akitaka Saiki Management For Voted - For 11 Elect Tsuneyoshi Tatsuoka Management For Voted - For 12 Elect Shunichi Miyanaga Management For Voted - For 13 Elect Sakie Akiyama Management For Voted - For 14 Elect Mari Sagiya Mari Itaya Management For Voted - For 15 Elect Mitsumasa Icho Management For Voted - For 16 Elect Mari Kogiso Management For Voted - For 17 Shareholder Proposal Regarding Aligning Business Strategy to the Paris Agreement Shareholder Against Voted - For 18 Shareholder Proposal Regarding Alignment of Capex With Net Zero by 2050 Scenario Shareholder Against Voted - For 2807 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted MITSUBISHI ELECTRIC CORPORATION Security ID: J43873116 Ticker: 6503 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Mitoji Yabunaka Management For Voted - Against 4 Elect Hiroshi Obayashi Management For Voted - Against 5 Elect Kazunori Watanabe Management For Voted - For 6 Elect Hiroko Koide Management For Voted - For 7 Elect Takashi Oyamada Management For Voted - Against 8 Elect Tatsuro Kosaka Management For Voted - Against 9 Elect Hiroyuki Yanagi Management For Voted - Against 10 Elect Kei Uruma Management For Voted - For 11 Elect Tadashi Kawagoishi Management For Voted - For 12 Elect Kuniaki Masuda Management For Voted - Against 13 Elect Jun Nagasawa Management For Voted - For 14 Elect Kunihiko Kaga Management For Voted - For MITSUBISHI ESTATE CO., LTD. Security ID: J43916113 Ticker: 8802 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Hirotaka Sugiyama Management For Voted - For 5 Elect Junichi Yoshida Management For Voted - For 6 Elect Junichi Tanisawa Management For Voted - For 7 Elect Atsushi Nakajima Management For Voted - For 8 Elect Naoki Umeda Management For Voted - For 9 Elect Hitoshi Kubo Management For Voted - For 10 Elect Noboru Nishigai Management For Voted - For 11 Elect Hiroshi Katayama Management For Voted - For 12 Elect Tsuyoshi Okamoto Management For Voted - Against 13 Elect Tetsuo Narukawa Management For Voted - For 14 Elect Masaaki Shirakawa Management For Voted - Against 15 Elect Shin Nagase Management For Voted - For 16 Elect Setsuko Egami Setsuko Kusumoto Management For Voted - For 17 Elect Iwao Taka Management For Voted - For 18 Elect Melanie Brock Management For Voted - For 2808 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted MITSUBISHI UFJ FINANCIAL GROUP INC. Security ID: J44497105 Ticker: 8306 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Mariko Fujii Management For Voted - For 5 Elect Keiko Honda Management For Voted - For 6 Elect Kaoru Kato Management For Voted - For 7 Elect Satoko Kuwabara Satoko Ota Management For Voted - For 8 Elect Toby S. Myerson Management For Voted - For 9 Elect Hirofumi Nomoto Management For Voted - Against 10 Elect Yasushi Shingai Management For Voted - For 11 Elect Koichi Tsuji Management For Voted - For 12 Elect Tarisa Watanagase Management For Voted - For 13 Elect Ritsuo Ogura Management For Voted - For 14 Elect Kenichi Miyanaga Management For Voted - For 15 Elect Kanetsugu Mike Management For Voted - For 16 Elect Hironori Kamezawa Management For Voted - For 17 Elect Iwao Nagashima Management For Voted - For 18 Elect Junichi Hanzawa Management For Voted - For 19 Elect Makoto Kobayashi Management For Voted - For 20 Shareholder Proposal Regarding Disallow of Loans to Companies Leaking Personal Information Shareholder Against Voted - Against 21 Shareholder Proposal Regarding Disallow of Loans to Companies Involved in Defamation Shareholder Against Voted - Against 22 Shareholder Proposal Regarding System Failures Shareholder Against Voted - Against MITSUI & CO LTD. Security ID: J44690139 Ticker: 8031 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tatsuo Yasunaga Management For Voted - For 5 Elect Kenichi Hori Management For Voted - For 6 Elect Yoshio Kometani Management For Voted - For 7 Elect Motoaki Uno Management For Voted - For 8 Elect Yoshiaki Takemasu Management For Voted - For 9 Elect Kazumasa Nakai Management For Voted - For 10 Elect Tetsuya Shigeta Management For Voted - For 11 Elect Makoto Sato Management For Voted - For 12 Elect Toru Matsui Management For Voted - For 13 Elect Izumi Kobayashi Management For Voted - For 14 Elect Jenifer S. Rogers Management For Voted - For 2809 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Elect Samuel Walsh Management For Voted - For 16 Elect Takeshi Uchiyamada Management For Voted - For 17 Elect Masako Egawa Management For Voted - For 18 Elect Yuko Tamai as Statutory Auditor Management For Voted - For 19 Adoption of Restricted Stock Plan and Bonus Management For Voted - For MITSUI FUDOSAN CO., LTD. Security ID: J4509L101 Ticker: 8801 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Takayuki Miki as Director Management For Voted - For 5 Bonus Management For Voted - For MIZRAHI TEFAHOT BANK LTD. Security ID: M7031A135 Ticker: MZTF Meeting Date: 23-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Hannah Feuer as External Director Management For Voted - For Meeting Date: 21-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Appointment of Auditor Management For Voted - For 4 Elect Gilad Rabinowitz as External Director Management For Voted - Against MIZUHO FINANCIAL GROUP, INC. Security ID: J4599L102 Ticker: 8411 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Tatsuo Kainaka Management For Voted - Against 3 Elect Yoshimitsu Kobayashi Management For Voted - Against 4 Elect Ryoji Sato Management For Voted - For 5 Elect Takashi Tsukioka Management For Voted - Against 6 Elect Masami Yamamoto Management For Voted - Against 7 Elect Izumi Kobayashi Management For Voted - For 8 Elect Seiji Imai Management For Voted - For 9 Elect Hisaaki Hirama Management For Voted - For 10 Elect Masahiro Kihara Management For Voted - For 11 Elect Makoto Umemiya Management For Voted - For 12 Elect Motonori Wakabayashi Management For Voted - Against 2810 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Nobuhiro Kaminoyama Management For Voted - For 14 Amendments to Articles Management For Voted - For MONCLER SPA Security ID: T6730E110 Ticker: MONC Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Remuneration Policy Management For Voted - Against 6 Remuneration Report Management For Voted - Against 7 Authority to Repurchase and Reissue Shares Management For Voted - For 8 Board Size Management For Voted - For 9 Board Term Length Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 List Presented by Double R S.r.l. Management For Non-Voting 12 List Presented by Group of Institutional Investors Representing 1.16% of Share Capital Management For Voted - For 13 Election of Chair Management For Voted - Abstain 14 Election of Vice Chair Management For Voted - Abstain 15 Directors' Fees Management For Voted - Against 16 2022 Performance Share Plan Management For Voted - Against 17 Non-Voting Meeting Note N/A N/A Non-Voting 18 Non-Voting Meeting Note N/A N/A Non-Voting MONOTARO COMPANY LIMITED Security ID: J46583100 Ticker: 3064 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kinya Seto Management For Voted - For 5 Elect Masaya Suzuki Management For Voted - For 6 Elect Masahiro Kishida Management For Voted - For 7 Elect Tomoko Ise Management For Voted - For 8 Elect Mari Sagiya Mari Itaya Management For Voted - For 9 Elect Hiroshi Miura Management For Voted - For 10 Elect Barry Greenhouse Management For Voted - For 2811 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted MOWI ASA Security ID: R4S04H101 Ticker: MOWI Meeting Date: 13-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Notice of Meeting; Agenda Management For Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Accounts and Reports Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Remuneration Policy Management For Take No Action 11 Remuneration Guidelines for Allocation of Options Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Directors' Fees Management For Take No Action 14 Nomination Committee Fees Management For Take No Action 15 Authority to Set Auditor's Fees Management For Take No Action 16 Elect Kathrine Fredriksen Management For Take No Action 17 Elect Renate Larsen Management For Take No Action 18 Elect Pedar Strand Management For Take No Action 19 Elect Michal Chalaczkiewicz Management For Take No Action 20 Elect Anne Lise Ellingsen Gryte as Chair of the Nomination Committee Management For Take No Action 21 Authority to Distribute Dividend Management For Take No Action 22 Authority to Repurchase Shares Management For Take No Action 23 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 24 Authority to Issue Convertible Debt Instruments Management For Take No Action 25 Demerger of Mowi ASA Management For Take No Action 26 Triangular Demerger and Share Capital Increase Management For Take No Action 27 Amendments to the Nomination Committee Guidelines Management For Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action 30 Non-Voting Meeting Note N/A N/A Take No Action MS&AD INSURANCE GROUP HOLDINGS, INC. Security ID: J4687C105 Ticker: 8725 Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yasuyoshi Karasawa Management For Voted - For 5 Elect Yasuzo Kanasugi Management For Voted - For 6 Elect Noriyuki Hara Management For Voted - For 2812 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Tetsuji Higuchi Management For Voted - For 8 Elect Masahito Fukuda Management For Voted - For 9 Elect Yusuke Shirai Management For Voted - For 10 Elect Mariko Bando Management For Voted - For 11 Elect Akira Arima Management For Voted - For 12 Elect Junichi Tobimatsu Management For Voted - For 13 Elect Rochelle Kopp Management For Voted - For 14 Elect Akemi Ishiwata Management For Voted - For MTR CORPORATION LIMITED Security ID: Y6146T101 Ticker: 0066 Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Rex AUYEUNG Pak-kuen Management For Voted - Against 6 Elect Jacob KAM Chak-pui Management For Voted - For 7 Elect Walter CHAN Kar-lok Management For Voted - For 8 Elect CHENG Yan-kee Management For Voted - For 9 Elect Jimmy NG Wing Ka Management For Voted - For 10 Elect Sunny LEE Wai Kwong Management For Voted - For 11 Elect Carlson Tong Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For 15 Amendments to Article 100 Management For Voted - For MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Security ID: D55535104 Ticker: MUV2 Meeting Date: 28-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Allocation of Profits/Dividends Management For Take No Action 8 Ratification of Management Board Acts Management For Take No Action 9 Ratification of Supervisory Board Acts Management For Take No Action 10 Appointment of Auditor Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Amendments to Articles Management For Take No Action 13 Authority to Repurchase and Reissue Shares Management For Take No Action 14 Non-Voting Meeting Note N/A N/A Take No Action 2813 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted MURATA MANUFACTURING CO., LTD. Security ID: J46840104 Ticker: 6981 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tsuneo Murata Management For Voted - For 5 Elect Norio Nakajima Management For Voted - For 6 Elect Hiroshi Iwatsubo Management For Voted - For 7 Elect Masanori Minamide Management For Voted - For 8 Elect Yuko Yasuda Management For Voted - For 9 Elect Takashi Nishijima Management For Voted - For 10 Elect Yoshiro Ozawa Management For Voted - Against 11 Elect Hyo Kambayashi Management For Voted - For 12 Elect Takatoshi Yamamoto Management For Voted - For 13 Elect Naoko Munakata Management For Voted - For NATIONAL AUSTRALIA BANK LIMITED Security ID: Q65336119 Ticker: NAB Meeting Date: 17-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Anne J. Loveridge Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Equity Grant - Deferred Rights (AVR) Management For Voted - For 5 Equity Grant - Performance Rights (LTVR) Management For Voted - For 6 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 7 Shareholder Proposal Regarding Fossil Fuel Exposure Shareholder Against Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting NATURGY ENERGY GROUP, S.A. Security ID: E7S90S109 Ticker: NTGY Meeting Date: 15-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Individual Accounts and Reports Management For Voted - For 4 Consolidated Accounts and Reports Management For Voted - For 5 Report on Non-Financial Information Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Ratification of Board Acts Management For Voted - For 8 Remuneration Policy Management For Voted - Against 9 Long-Term Incentive Plan 2021-2025 Management For Voted - Against 10 Remuneration Report Management For Voted - Against 2814 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Ratify Co-Option and Elect Enrique Alcantara Garcia-Irazoqui Management For Voted - For 12 Ratify Co-Option and Elect Jaime Siles Fernandez-Palacios Management For Voted - For 13 Ratify Co-Option and Elect Ramon Adell Ramon Management For Voted - Against 14 Authority to Reduce Extraordinary Meeting Notice Period Management For Voted - Against 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Amendments to Articles Management For Voted - For 17 Amendments to General Meeting Regulations (Holding) Management For Voted - For 18 Amendments to General Meeting Regulations (Constitution) Management For Voted - For 19 Amendments to General Meeting Regulations (Interventions) Management For Voted - For 20 Amendments to General Meeting Regulations (Voting) Management For Voted - For 21 Amendments to General Meeting Regulations (Attendance) Management For Voted - For 22 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 23 Authorisation of Legal Formalities Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting NATWEST GROUP PLC Security ID: G6422B105 Ticker: NWG Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Policy Management For Voted - Against 3 Remuneration Report Management For Voted - For 4 Final Dividend Management For Voted - For 5 Elect Howard J. Davies Management For Voted - For 6 Elect Alison Rose - Slade Management For Voted - For 7 Elect Katie Murray Management For Voted - For 8 Elect Frank E. Dangeard Management For Voted - For 9 Elect Patrick Flynn Management For Voted - For 10 Elect Morten Friis Management For Voted - For 11 Elect Robert Gillespie Management For Voted - For 12 Elect Yasmin Jetha Management For Voted - For 13 Elect Mike Rogers Management For Voted - For 14 Elect Mark Seligman Management For Voted - For 15 Elect Lena Wilson Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 2815 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 22 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 23 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 24 Authorisation of Political Donations Management For Voted - For 25 Authority to Repurchase Shares Management For Voted - For 26 Authority to Repurchase Shares from HM Treasury Management For Voted - For 27 Authority to Repurchase Preference Shares Off-Market Management For Voted - For 28 Management Proposal Regarding Approval of the Company's Climate Strategy Management For Voted - For NEC CORPORATION Security ID: J48818207 Ticker: 6701 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Takashi Niino Management For Voted - For 4 Elect Takayuki Morita Management For Voted - For 5 Elect Hajime Matsukura Management For Voted - For 6 Elect Motoo Nishihara Management For Voted - For 7 Elect Osamu Fujikawa Management For Voted - For 8 Elect Noriko Iki Management For Voted - For 9 Elect Masatoshi Ito Management For Voted - For 10 Elect Kuniharu Nakamura Management For Voted - For 11 Elect Christina Ahmadjian Management For Voted - For 12 Elect Masashi Oka Management For Voted - For 13 Elect Shinobu Obata Management For Voted - For 14 Elect Kyoko Okada Management For Voted - For NESTE CORPORATION Security ID: X5688A109 Ticker: NESTE Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Board and CEO Acts Management For Voted - For 2816 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Remuneration Report Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Directors' Fees Management For Voted - For 16 Board Size Management For Voted - For 17 Election of Directors Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Appointment of Auditor Management For Voted - Against 20 Authority to Repurchase Shares Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting NEWCREST MINING LIMITED Security ID: Q6651B114 Ticker: NCM Meeting Date: 10-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Jane F. McAloon Management For Voted - For 3 Re-elect Peter W. Tomsett Management For Voted - For 4 Re-elect Philip Aiken Management For Voted - For 5 Equity Grant (MD/CEO Sandeep Biswas) Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Approve Termination Payments Management For Voted - For NEXON CO., LTD. Security ID: J4914X104 Ticker: 3659 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Owen Mahoney Management For Voted - For 4 Elect Shiro Uemura Management For Voted - For 5 Elect Patrick Soderlund Management For Voted - For 6 Elect Kevin Mayer Management For Voted - For 7 Elect Alexander Iosilevich Management For Voted - Against 8 Elect Satoshi Honda Management For Voted - For 9 Elect Shiro Kuniya Management For Voted - For 10 Equity Compensation Plan Management For Voted - Against NIBE INDUSTRIER AB Security ID: W6S38Z126 Ticker: NIBE-B Meeting Date: 17-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 2817 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratification of Board and CEO Acts Management For Voted - For 16 Board Size Management For Voted - For 17 Number of Auditors Management For Voted - For 18 Directors and Auditors' Fees Management For Voted - For 19 Election of Directors Management For Voted - Against 20 Appointment of Auditor Management For Voted - For 21 Remuneration Report Management For Voted - For 22 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 23 Remuneration Policy Management For Voted - For 24 Non-Voting Agenda Item N/A N/A Non-Voting NICE LTD Security ID: M7494X101 Ticker: NICE Meeting Date: 22-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect David Kostman Management For Voted - For 3 Elect Rimon Ben-Shaoul Management For Voted - For 4 Elect Yehoshua Ehrlich Management For Voted - For 5 Elect Leo Apotheker Management For Voted - For 6 Elect Joseph L. Cowan Management For Voted - For 7 Elect Dan Falk Management For Voted - Against 8 Elect Yocheved Dvir Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting NIDEC CORPORATION Security ID: J52968104 Ticker: 6594 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Shigenobu Nagamori Management For Voted - For 4 Elect Hiroshi Kobe Management For Voted - For 5 Elect Jun Seki Management For Voted - For 6 Elect Shinichi Sato Management For Voted - For 2818 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Yayoi Komatsu Management For Voted - For 8 Elect Takako Sakai Management For Voted - For 9 Elect Kazuya Murakami Management For Voted - For 10 Elect Hiroyuki Ochiai Management For Voted - For 11 Elect Takeshi Nakane Management For Voted - For 12 Elect Aya Yamada Management For Voted - Against 13 Elect Tamame Akamatsu Management For Voted - For 14 Elect Junko Watanabe as Alternate Audit Committee Director Management For Voted - Against NIHON M&A CENTER INC. Security ID: J50883107 Ticker: 2127 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - Against 4 Elect Yasuhiro Wakebayashi Management For Voted - For 5 Elect Suguru Miyake Management For Voted - For 6 Elect Takamaro Naraki Management For Voted - For 7 Elect Masahiko Otsuki Management For Voted - For 8 Elect Naoki Takeuchi Management For Voted - For 9 Elect Tsuneo Watanabe Management For Voted - For 10 Elect Hideyuki Kumagai Management For Voted - For 11 Elect Tokihiko Mori Management For Voted - For 12 Elect Anna Dingley Management For Voted - For 13 Elect Minako Takeuchi Management For Voted - For 14 Elect Keneth George Smith Management For Voted - For 15 Elect Keiichi Nishikido Management For Voted - For 16 Elect Iwao Hirayama Management For Voted - Against 17 Elect Yoshinori Yamada Management For Voted - For 18 Elect Takayuki Matsunaga Management For Voted - For 19 Elect Katsumasa Shiga as Alternate Audit Committee Director Management For Voted - For NINTENDO CO LTD Security ID: J51699106 Ticker: 7974 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Shuntaro Furukawa Management For Voted - For 5 Elect Shigeru Miyamoto Management For Voted - For 6 Elect Shinya Takahashi Management For Voted - For 7 Elect Ko Shiota Management For Voted - For 8 Elect Satoru Shibata Management For Voted - For 2819 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Chris Meledandri Management For Voted - For 10 Elect Takuya Yoshimura Management For Voted - Against 11 Elect Katsuhiro Umeyama Management For Voted - For 12 Elect Masao Yamazaki Management For Voted - For 13 Elect Asa Shinkawa Management For Voted - For 14 Non-Audit Committee Directors' Fees Management For Voted - For 15 Adoption of Restricted Stock Plan Management For Voted - For NIPPON PAINT HOLDINGS CO. LTD. Security ID: J55053128 Ticker: 4612 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect GOH Hup Jin Management For Voted - Against 5 Elect Hisashi Hara Management For Voted - Against 6 Elect Peter M. Kirby Management For Voted - For 7 Elect Miharu Koezuka Management For Voted - For 8 Elect LIM Hwee Hua Management For Voted - For 9 Elect Masataka Mitsuhashi Management For Voted - Against 10 Elect Toshio Morohoshi Management For Voted - Against 11 Elect Masayoshi Nakamura Management For Voted - Against 12 Elect Takashi Tsutsui Management For Voted - For 13 Elect Yuichiro Wakatsuki Management For Voted - For 14 Elect WEE Siew Kim Management For Voted - For NIPPON SANSO HOLDINGS CORPORATION Security ID: J5545N100 Ticker: 4091 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Toshihiko Hamada Management For Voted - For 5 Elect Kenji Nagata Management For Voted - For 6 Elect Thomas Scott Kallman Management For Voted - For 7 Elect Eduardo Gil Elejoste Management For Voted - For 8 Elect Akio Yamada Management For Voted - For 9 Elect Mitsuhiro Katsumaru Management For Voted - For 10 Elect Miri Hara Management For Voted - For 11 Elect Katsumi Nagasawa Management For Voted - For 12 Elect Masako Miyatake Management For Voted - For 13 Outside Directors' Fees Management For Voted - For 2820 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted NIPPON STEEL CORPORATION Security ID: J55678106 Ticker: 5401 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kosei Shindo Management For Voted - For 5 Elect Eiji Hashimoto Management For Voted - For 6 Elect Akio Migita Management For Voted - For 7 Elect Naoki Sato Management For Voted - For 8 Elect Takahiro Mori Management For Voted - For 9 Elect Takashi Hirose Management For Voted - For 10 Elect Tadashi Imai Management For Voted - For 11 Elect Tetsuro Tomita Management For Voted - For 12 Elect Kuniko Urano Management For Voted - For 13 Elect Shozo Furumoto Management For Voted - For 14 Elect Masayoshi Murase Management For Voted - For 15 Elect Seiichiro Azuma Management For Voted - For 16 Elect Hiroshi Yoshikawa Management For Voted - For 17 Elect Masato Kitera Management For Voted - For NIPPON TELEGRAPH AND TELEPHONE CORPORATION Security ID: J59396101 Ticker: 9432 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Jun Sawada Management For Voted - For 5 Elect Akira Shimada Management For Voted - For 6 Elect Katsuhiko Kawazoe Management For Voted - For 7 Elect Takashi Hiroi Management For Voted - For 8 Elect Akiko Kudo Management For Voted - For 9 Elect Ken Sakamura Management For Voted - For 10 Elect Yukako Uchinaga Management For Voted - For 11 Elect Ryoji Chubachi Management For Voted - For 12 Elect Koichiro Watanabe Management For Voted - For 13 Elect Noriko Endo Noriko Tsujihiro Management For Voted - For 14 Elect Keiichiro Yanagi Management For Voted - For 15 Elect Kensuke Koshiyama Management For Voted - For 2821 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted NIPPON YUSEN KABUSHIKI KAISHA Security ID: J56515232 Ticker: 9101 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tadaaki Naito Management For Voted - For 5 Elect Hitoshi Nagasawa Management For Voted - For 6 Elect Hiroki Harada Management For Voted - For 7 Elect Yutaka Higurashi Management For Voted - For 8 Elect Takaya Soga Management For Voted - For 9 Elect Yoshihiro Katayama Management For Voted - For 10 Elect Hiroko Kuniya Management For Voted - For 11 Elect Eiichi Tanabe Management For Voted - For 12 Bonus Management For Voted - For 13 Performance-Linked Compensation Plan Management For Voted - For 14 Amendment to Performance-Linked Equity Compensation Plan Management For Voted - For NISSAN MOTOR CO., LTD. Security ID: J57160129 Ticker: 7201 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yasushi Kimura Management For Voted - Against 5 Elect Jean-Dominique Senard Management For Voted - Against 6 Elect Masakazu Toyoda Management For Voted - Against 7 Elect Keiko Ihara Keiko Motojima Management For Voted - For 8 Elect Motoo Nagai Management For Voted - Against 9 Elect Bernard Delmas Management For Voted - For 10 Elect Andrew House Management For Voted - Against 11 Elect Jenifer S. Rogers Management For Voted - For 12 Elect Pierre Fleuriot Management For Voted - For 13 Elect Makoto Uchida Management For Voted - For 14 Elect Ashwani Gupta Management For Voted - For 15 Elect Hideyuki Sakamoto Management For Voted - For 16 Shareholder Proposal Regarding Affiliated Companies Shareholder Against Voted - Against NISSIN FOODS HOLDINGS CO., LTD. Security ID: J58063124 Ticker: 2897 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2822 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Koki Ando Management For Voted - For 5 Elect Noritaka Ando Management For Voted - For 6 Elect Yukio Yokoyama Management For Voted - For 7 Elect Ken Kobayashi Management For Voted - For 8 Elect Masahiro Okafuji Management For Voted - For 9 Elect Masato Mizuno Management For Voted - For 10 Elect Yukiko Nakagawa Yukiko Schreiber Management For Voted - For 11 Elect Eietsu Sakuraba Management For Voted - For 12 Elect Yuka Ogasawara Yuka Fujimura Management For Voted - For 13 Elect Masahiko Sawai as Statutory Auditor Management For Voted - For 14 Trust Type Equity Plan Management For Voted - For NITORI HOLDINGS CO., LTD. Security ID: J58214131 Ticker: 9843 Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - Against 3 Amendments to Articles Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Elect Akio Nitori Management For Voted - Against 6 Elect Toshiyuki Shirai Management For Voted - For 7 Elect Fumihiro Sudo Management For Voted - For 8 Elect Fumiaki Matsumoto Management For Voted - For 9 Elect Masanori Takeda Management For Voted - For 10 Elect Hiromi Abiko Management For Voted - For 11 Elect Takaaki Okano Management For Voted - For 12 Elect Sadayuki Sakakibara Management For Voted - For 13 Elect Yoshihiko Miyauchi Management For Voted - For 14 Elect Naoko Yoshizawa Management For Voted - For 15 Elect Takao Kubo Management For Voted - For 16 Elect Yoshiyuki Izawa Management For Voted - For 17 Elect Hisayosi Ando Management For Voted - For 18 Elect Naoko Yoshizawa as Alternate Audit Committee Director Management For Voted - For NITTO DENKO CORPORATION Security ID: J58472119 Ticker: 6988 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Hideo Takasaki Management For Voted - For 5 Elect Nobuhiro Todokoro Management For Voted - For 2823 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Yosuke Miki Management For Voted - For 7 Elect Yasuhiro Iseyama Management For Voted - For 8 Elect Yoichiro Furuse Management For Voted - For 9 Elect Takashi Hatchoji Management For Voted - For 10 Elect Tamio Fukuda Management For Voted - For 11 Elect Lai Yong Wong Management For Voted - For 12 Elect Michitaka Sawada Management For Voted - For 13 Elect Yasuhiro Yamada Management For Voted - For 14 Outside Directors' Fees Management For Voted - For NOKIA CORP Security ID: X61873133 Ticker: NOKIA Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Accounts and Reports Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Allocation of Profits/Dividends Management For Voted - For 15 Minority Dividend Shareholder For Voted - Abstain 16 Ratification of Board and CEO Acts Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Directors' Fees Management For Voted - For 19 Board Size Management For Voted - For 20 Election of Directors Management For Voted - For 21 Authority to Set Auditor's Fees Management For Voted - For 22 Appointment of Auditor Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting 2824 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted NOMURA HOLDINGS, INC. Security ID: J58646100 Ticker: 8604 Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Koji Nagai Management For Voted - For 4 Elect Kentaro Okuda Management For Voted - For 5 Elect Tomoyuki Teraguchi Management For Voted - For 6 Elect Shoji Ogawa Management For Voted - For 7 Elect Kazuhiko Ishimura Management For Voted - For 8 Elect Takahisa Takahara Management For Voted - Against 9 Elect Noriaki Shimazaki Management For Voted - For 10 Elect Mari Sono Management For Voted - For 11 Elect Laura S. Unger Management For Voted - For 12 Elect Victor Chu Lap Lik Management For Voted - For 13 Elect J. Christopher Giancarlo Management For Voted - For 14 Elect Patricia Mosser Management For Voted - For NOMURA RESEARCH INSTITUTE, LTD. Security ID: J5900F106 Ticker: 4307 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Shingo Konomoto Management For Voted - For 4 Elect Yasuo Fukami Management For Voted - For 5 Elect Yo Akatsuka Management For Voted - For 6 Elect Hidenori Anzai Management For Voted - For 7 Elect Ken Ebato Management For Voted - For 8 Elect Shuji Tateno Management For Voted - For 9 Elect Hideaki Omiya Management For Voted - For 10 Elect Shinoi Sakata Management For Voted - For 11 Elect Tetsuji Ohashi Management For Voted - For 12 Elect Naruhito Minami Management For Voted - For 13 Elect Yasuko Takazawa Management For Voted - For 14 Amendment to Directors' Fees and Restricted Stock Plan Management For Voted - For NORDEA BANK ABP Security ID: X5S8VL105 Ticker: NDAFI Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 2825 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Board and CEO Acts Management For Voted - For 13 Remuneration Report Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Board Size Management For Voted - For 16 Election of Directors Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Approval of Nominating Committee Guidelines Management For Voted - For 20 Authority to Issue Contingent Convertible Securities w/ or w/o Preemptive Rights Management For Voted - For 21 Authority to Trade in Company Stock (Repurchase) Management For Voted - For 22 Authority to Trade in Company Stock (Issuance) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Issuance of Treasury Shares Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting NORSK HYDRO Security ID: R61115102 Ticker: NHY Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Agenda Management For Take No Action 7 Minutes Management For Take No Action 8 Accounts and Reports; Allocation of Profits and Dividends; Report of the Board of Directors Management For Take No Action 9 Authority to Set Auditor's Fees Management For Take No Action 10 Non-Voting Agenda Item N/A N/A Take No Action 11 Remuneration Policy Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Discontinuation of Corporate Assembly Management For Take No Action 14 Amendments to Articles Management For Take No Action 15 Amendments to the Nomination Committee Guidelines Management For Take No Action 16 Elect Dag Mejdell Management For Take No Action 17 Elect Marianne Wiinholt Management For Take No Action 18 Elect Rune Bjerke Management For Take No Action 2826 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Elect Peter Kukielski Management For Take No Action 20 Elect Kristin Fejerskov Kragseth Management For Take No Action 21 Elect Petra Einarsson Management For Take No Action 22 Elect Philip New Management For Take No Action 23 Elect Berit Ledel Henriksen Management For Take No Action 24 Elect Morten Stromgren Management For Take No Action 25 Elect Nils Bastiansen Management For Take No Action 26 Elect Susanne Munch Thore Management For Take No Action 27 Elect Berit Ledel Henriksen as Chair Management For Take No Action 28 Non-Voting Agenda Item N/A N/A Take No Action 29 Directors' Fees Management For Take No Action 30 Shareholder Proposal regarding Change to Director Compensation Shareholder N/A Take No Action 31 Nomination Committee Fees Management For Take No Action NOVA LTD. Security ID: M7516K103 Ticker: NVMI Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Michael Brunstein Management For Voted - For 3 Elect Eitan Oppenhaim Management For Voted - For 4 Elect Avi Cohen Management For Voted - For 5 Elect Raanan Cohen Management For Voted - Against 6 Elect Dafna Gruber Management For Voted - For 7 Elect Zehava Simon Management For Voted - For 8 Elect Sarit Sagiv Management For Voted - For 9 Compensation Policy Management For Voted - Against 10 Amend Employment Terms of CEO Management For Voted - For 11 2021 Special Bonus Payout Management For Voted - Against 12 Directors' Fees Management For Voted - For 13 Indemnification of Directors/Officers Management For Voted - For 14 Appointment of Auditor Management For Voted - Against 15 Non-Voting Meeting Note N/A N/A Non-Voting NTT DATA CORPORATION Security ID: J59031104 Ticker: 9613 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Absorption-Type Company Split Agreement Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Elect Yo Honma Management For Voted - For 6 Elect Shigeki Yamaguchi Management For Voted - For 7 Elect Toshi Fujiwara Management For Voted - For 8 Elect Kazuhiro Nishihata Management For Voted - For 2827 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Eiji Hirano Management For Voted - For 10 Elect Mariko Fujii Management For Voted - For 11 Elect Patrizio Mapelli Management For Voted - For 12 Elect Fumihiko Ike Management For Voted - For 13 Elect Shigenao Ishiguro Management For Voted - For 14 Elect Katsura Sakurada Management For Voted - For 15 Elect Akihiko Okada Management For Voted - For 16 Elect Tomoko Hoshi Management For Voted - For 17 Elect Mitsuko Inamasu Management For Voted - For 18 Non-Audit Committee Directors' Fees Management For Voted - For OBIC CO.,LTD. Security ID: J5946V107 Ticker: 4684 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masahiro Noda Management For Voted - For 5 Elect Shoichi Tachibana Management For Voted - For 6 Elect Atsushi Kawanishi Management For Voted - For 7 Elect Takao Fujimoto Management For Voted - For 8 Elect Yasumasa Gomi Management For Voted - For 9 Elect Takashi Ejiri Management For Voted - For 10 Adoption of Restricted Stock Plan Management For Voted - For 11 Special Merit Bonus for Mizuki Noda Management For Voted - For OCADO GROUP PLC Security ID: G6718L106 Ticker: OCDO Meeting Date: 04-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Policy Management For Voted - Against 3 Remuneration Report Management For Voted - For 4 Elect Richard Haythornthwaite Management For Voted - For 5 Elect Tim Steiner Management For Voted - For 6 Elect Stephen Daintith Management For Voted - For 7 Elect Neill Abrams Management For Voted - For 8 Elect Mark A. Richardson Management For Voted - For 9 Elect Luke Jensen Management For Voted - For 10 Elect Jorn Rausing Management For Voted - For 11 Elect Andrew J. Harrison Management For Voted - For 12 Elect Emma Lloyd Management For Voted - For 13 Elect Julie Southern Management For Voted - For 14 Elect John Martin Management For Voted - For 15 Elect Michael Sherman Management For Voted - For 16 Elect Nadia Shouraboura Management For Voted - For 2828 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Appointment of Auditor Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Authorisation of Political Donations Management For Voted - For 20 Amendment to the Value Creation Plan Management For Voted - Against 21 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/ Preemptive Rights (In Connection With Rights Issue Only) Management For Voted - For 23 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 24 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 25 Authority to Repurchase Shares Management For Voted - For 26 Adoption of New Articles Management For Voted - For 27 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For ODAKYU ELECTRIC RAILWAY CO., LTD. Security ID: J59568139 Ticker: 9007 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Koji Hoshino Management For Voted - For 5 Elect Isamu Arakawa Management For Voted - For 6 Elect Takashi Hayama Management For Voted - For 7 Elect Akinori Tateyama Management For Voted - For 8 Elect Satoshi Kuroda Management For Voted - For 9 Elect Shigeru Suzuki Management For Voted - For 10 Elect Hiroko Nakayama Management For Voted - For 11 Elect Toru Ohara Management For Voted - For 12 Elect Takehide Itonaga Management For Voted - For 13 Elect Shiro Kondo Management For Voted - For 14 Elect Shinji Nagano Management For Voted - For 15 Elect Yukako Wagatsuma Management For Voted - For OMRON CORPORATION Security ID: J61374120 Ticker: 6645 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Fumio Tateishi Management For Voted - For 5 Elect Yoshihito Yamada Management For Voted - For 6 Elect Kiichiro Miyata Management For Voted - For 7 Elect Koji Nitto Management For Voted - For 8 Elect Satoshi Ando Management For Voted - For 2829 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Takehiro Kamigama Management For Voted - Against 10 Elect Izumi Kobayashi Management For Voted - For 11 Elect Yoshihisa Suzuki Management For Voted - For 12 Elect Toru Watanabe as Alternate Statutory Auditor Management For Voted - For OMV AG Security ID: A51460110 Ticker: OMV Meeting Date: 10-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Christine Catasta as Supervisory Board Member Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Management Board Acts Management For Voted - For 6 Ratification of Supervisory Board Acts Management For Voted - For 7 Supervisory Board Members' Fees Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Management Board Remuneration Policy Management For Voted - For 11 Long Term Incentive Plan 2022 Management For Voted - For 12 Annual Bonus Equity Deferral 2022 Management For Voted - For 13 Elect Edith Hlawati Management For Voted - For 14 Elect Elisabeth Stadler Management For Voted - For 15 Elect Robert Stajic Management For Voted - For 16 Elect Jean-Baptiste Renard Management For Voted - For 17 Elect Stefan Doboczky Management For Voted - For 18 Elect Gertrude Tumpel-Gugerell Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting ORACLE CORPORATION JAPAN Security ID: J6165M109 Ticker: 4716 Meeting Date: 20-Aug-21 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Elect Toshimitsu Misawa Management For Voted - For 3 Elect Krishna Sivaraman Management For Voted - For 4 Elect Garrett Ilg Management For Voted - For 5 Elect Vincent Secondo Grelli Management For Voted - For 6 Elect Kimberly Woolley Management For Voted - Against 2830 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Yoshiaki Fujimori Management For Voted - For 8 Elect John L. Hall Management For Voted - Against 9 Elect Takeshi Natsuno Management For Voted - Against ORIENTAL LAND CO., LTD. Security ID: J6174U100 Ticker: 4661 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Toshio Kagami Management For Voted - Against 5 Elect Kenji Yoshida Management For Voted - For 6 Elect Yumiko Takano Management For Voted - For 7 Elect Yuichi Katayama Management For Voted - For 8 Elect Wataru Takahashi Management For Voted - For 9 Elect Yuichi Kaneki Management For Voted - For 10 Elect Rika Kambara Management For Voted - For 11 Elect Tsutomu Hanada Management For Voted - For 12 Elect Yuzaburo Mogi Management For Voted - For 13 Elect Kunio Tajiri Management For Voted - For 14 Elect Misao Kikuchi Management For Voted - Against ORIX CORPORATION Security ID: J61933123 Ticker: 8591 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Makoto Inoue Management For Voted - For 4 Elect Shuji Irie Management For Voted - For 5 Elect Satoru Matsuzaki Management For Voted - For 6 Elect Yoshiteru Suzuki Management For Voted - For 7 Elect Stan Koyanagi Management For Voted - For 8 Elect Michael A. Cusumano Management For Voted - For 9 Elect Sakie Akiyama Management For Voted - For 10 Elect Hiroshi Watanabe Management For Voted - Against 11 Elect Aiko Sekine Aiko Sano Management For Voted - For 12 Elect Chikatomo Hodo Management For Voted - For 13 Elect Noriyuki Yanagawa Management For Voted - For ORKLA ASA Security ID: R67787102 Ticker: ORK Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2831 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Opening of the Meeting; Election of Presiding Chair Management For Take No Action 6 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 7 Remuneration Report Management For Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Authority to Repurchase Shares and Issue Treasury Shares (Incentive Plans) Management For Take No Action 10 Authority to Repurchase Shares for Cancellation Management For Take No Action 11 Amendments to Articles (General Meeting) Management For Take No Action 12 Amendments to Articles (Attendance and Voting Deadline) Management For Take No Action 13 Amendments to Articles (Record Date) Management For Take No Action 14 Amendments to the Nomination Committee Guidelines Management For Take No Action 15 Election of Directors Management For Take No Action 16 Election of Nomination Committee Management For Take No Action 17 Election of Nomination Committee Chair Management For Take No Action 18 Directors' Fees Management For Take No Action 19 Nomination Committee Fees Management For Take No Action 20 Authority to Set Auditor's Fees Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action ORSTED A/S Security ID: K7653Q105 Ticker: ORSTED Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Ratification of Board and Management Acts Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Amendments to Remuneration Policy Management For Voted - For 14 Authority to Elect Employee Representatives from Foreign Subsidiaries Management For Voted - For 15 Charitable Donations of Profits from Gazprom Export LLC Relationship Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authorization of Legal Formalities Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 2832 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Elect Thomas Thune Andersen as Chair Management For Voted - For 20 Elect Lene Skole as Vice-Chair Management For Voted - For 21 Elect Lynda Armstrong Management For Voted - For 22 Elect Jorgen Kildahl Management For Voted - For 23 Elect Peter Korsholm Management For Voted - For 24 Elect Dieter Wemmer Management For Voted - For 25 Elect Julia King Management For Voted - For 26 Elect Henrik Poulsen Management For Voted - For 27 Directors' Fees Management For Voted - For 28 Appointment of Auditor Management For Voted - Against 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting OSAKA GAS CO. LTD. Security ID: J62320130 Ticker: 9532 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Elect Takehiro Honjo Management For Voted - For 6 Elect Masataka Fujiwara Management For Voted - For 7 Elect Tadashi Miyagawa Management For Voted - For 8 Elect Takeshi Matsui Management For Voted - For 9 Elect Takayuki Tasaka Management For Voted - For 10 Elect Fumitoshi Takeguchi Management For Voted - For 11 Elect Hideo Miyahara Management For Voted - For 12 Elect Kazutoshi Murao Management For Voted - For 13 Elect Tatsuo Kijima Management For Voted - For 14 Elect Yumiko Sato Management For Voted - For 15 Elect Eriko Nashioka Eriko Maekawa as Statutory Auditor Management For Voted - For OTSUKA CORPORATION Security ID: J6243L115 Ticker: 4768 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Special Allowances for Statutory Auditor Management For Voted - Against 2833 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted OTSUKA HOLDINGS CO.,LTD. Security ID: J63117105 Ticker: 4578 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Ichiro Otsuka Management For Voted - Against 4 Elect Tatsuo Higuchi Management For Voted - For 5 Elect Yoshiro Matsuo Management For Voted - For 6 Elect Yuko Makino Management For Voted - For 7 Elect Shuichi Takagi Management For Voted - For 8 Elect Sadanobu Tobe Management Abstain Voted - Abstain 9 Elect Masayuki Kobayashi Management For Voted - For 10 Elect Noriko Tojo Management For Voted - For 11 Elect Makoto Inoue Management For Voted - For 12 Elect Yukio Matsutani Management For Voted - For 13 Elect Ko Sekiguchi Management For Voted - For 14 Elect Yoshihisa Aoki Management For Voted - For 15 Elect Mayo Mita Mayo Nakatsuka Management For Voted - For 16 Elect Tatsuaki Kitachi Management For Voted - For 17 Elect Yozo Toba Management For Voted - For 18 Elect Hiroshi Sugawara Management For Voted - For 19 Elect Kanako Osawa Kanako Koike Management For Voted - For 20 Elect Sachie Tsuji Sachie Ueda Management For Voted - For OVERSEA-CHINESE BANKING CORPORATION LIMITED Security ID: Y64248209 Ticker: O39 Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect OOI Sang Kuang Management For Voted - Against 3 Elect KOH Beng Seng Management For Voted - Against 4 Elect Christina HON Kwee Fong Christina ONG Management For Voted - Against 5 Elect WEE Joo Yeow Management For Voted - For 6 Elect CHONG Chuan Neo Management For Voted - For 7 Elect Andrew LEE Kok Keng Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Directors' Fees in Cash Management For Voted - Against 10 Authority to Issue Ordinary Shares to Non-Executive Directors Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 13 Authority to Grant Awards and Issue Shares under Equity Incentive Plans Management For Voted - For 14 Scrip Dividend Management For Voted - For 15 Authority to Repurchase and Reissue Shares Management For Voted - For 2834 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted PAN PACIFIC INTERNATIONAL HOLDINGS CORPORATION Security ID: J6352W100 Ticker: 7532 Meeting Date: 29-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Naoki Yoshida Management For Voted - Against 4 Elect Kazuhiro Matsumoto Management For Voted - For 5 Elect Kenji Sekiguchi Management For Voted - For 6 Elect Seiji Shintani Management For Voted - For 7 Elect Hideki Moriya Management For Voted - For 8 Elect Yuji Ishii Management For Voted - For 9 Elect Keita Shimizu Management For Voted - For 10 Elect Hitomi Ninomiya Management For Voted - For 11 Elect Isao Kubo Management For Voted - For 12 Elect Takao Yasuda Management For Voted - For 13 Elect Jumpei Nishitani as Audit Committee Director Management For Voted - For PANASONIC HOLDINGS CORPORATION Security ID: J6354Y104 Ticker: 6752 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Kazuhiro Tsuga Management For Voted - For 4 Elect Yuki Kusumi Management For Voted - For 5 Elect Tetsuro Homma Management For Voted - For 6 Elect Mototsugu Sato Management For Voted - For 7 Elect Shinobu Matsui Management For Voted - For 8 Elect Kunio Noji Management For Voted - For 9 Elect Michitaka Sawada Management For Voted - For 10 Elect Kazuhiko Toyama Management For Voted - For 11 Elect Yoshinobu Tsutsui Management For Voted - For 12 Elect Hirokazu Umeda Management For Voted - For 13 Elect Yoshiyuki Miyabe Management For Voted - For 14 Elect Ayako Shotoku Ayako Kurama Management For Voted - For 15 Elect Akihiro Eto Management For Voted - For 16 Elect Akihiko Nakamura Management For Voted - For PARTNERS GROUP HOLDING AG Security ID: H6120A101 Ticker: PGHN Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 2835 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Accounts and Reports Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Ratification of Board and Management Acts Management For Take No Action 6 Compensation Report Management For Take No Action 7 Board Compensation (Short-term) Management For Take No Action 8 Board Compensation (Long-term) Management For Take No Action 9 Board Compensation ("Technical Non-Financial") Management For Take No Action 10 Executive Compensation (Fixed) Management For Take No Action 11 Executive Compensation (Long-Term) Management For Take No Action 12 Executive Compensation ("Technical Non-Financial") Management For Take No Action 13 Executive Compensation (Former Performance-Based) Management For Take No Action 14 Elect Steffen Meister as Board Chair Management For Take No Action 15 Elect Marcel Erni Management For Take No Action 16 Elect Alfred Gantner Management For Take No Action 17 Elect Joseph P. Landy Management For Take No Action 18 Elect Anne Lester Management For Take No Action 19 Elect Martin Strobel Management For Take No Action 20 Elect Urs Wietlisbach Management For Take No Action 21 Elect Flora Zhao Management For Take No Action 22 Elect Flora Zhao as Nominating and Compensation Committee Member Management For Take No Action 23 Elect Anne Lester as Nominating and Compensation Committee Member Management For Take No Action 24 Elect Martin Strobel as Nominating and Compensation Committee Member Management For Take No Action 25 Appointment of Independent Proxy Management For Take No Action 26 Appointment of Auditor Management For Take No Action PERNOD RICARD SA Security ID: F72027109 Ticker: RI Meeting Date: 10-Nov-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Elect Anne Lange Management For Voted - For 9 Elect Paul-Charles Ricard Management For Voted - For 10 Elect Veronica Vargas Management For Voted - For 11 Elect Namita Shah Management For Voted - For 12 2020 Remuneration of Alexandre Ricard, Chair and CEO Management For Voted - For 13 2020 Remuneration Report Management For Voted - For 14 2021 Remuneration Policy (Chair and CEO) Management For Voted - For 15 2021 Remuneration Policy (Board) Management For Voted - For 16 Authority to Repurchase and Reissue Shares Management For Voted - For 17 Special Auditors Report on Regulated Agreements Management For Voted - For 2836 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Authority to Cancel Shares and Reduce Capital Management For Voted - For 19 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - Against 21 Greenshoe Management For Voted - Against 22 Authority to Issue Shares and Convertible Debt Through Private Placement Management For Voted - Against 23 Authority to Increase Capital in Consideration for Contributions In Kind Management For Voted - Against 24 Authority to Increase Capital in Case of Exchange Offers Management For Voted - Against 25 Authority to Increase Capital Through Capitalisations Management For Voted - For 26 Authority to Issue Performance Shares Management For Voted - For 27 Authority to Issue Restricted Shares Management For Voted - For 28 Employee Stock Purchase Plan Management For Voted - For 29 Stock Purchase Plan for Overseas Employees Management For Voted - For 30 Amendments to Articles Regarding Regulatory Updates Management For Voted - For 31 Authorisation of Legal Formalities Management For Voted - For 32 Non-Voting Meeting Note N/A N/A Non-Voting 33 Non-Voting Meeting Note N/A N/A Non-Voting PLUS500 LTD Security ID: M7S2CK109 Ticker: PLUS Meeting Date: 03-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect David Zruia Management For Voted - For 3 Elect Elad Even-Chen Management For Voted - For 4 Elect Steven Baldwin Management For Voted - For 5 Elect Sigalia Heifetz Management For Voted - For 6 Elect Varda Liberman Management For Voted - For 7 Elect Jacob Frenkel Management For Voted - For 8 Appointment of Auditor Management For Voted - Against 9 Authority to Set Auditor's Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Directors' Fees of Anne Grim Management For Voted - For 14 Directors' Fees of Tami Gottlieb Management For Voted - For 15 Directors' Fees of Daniel King Management For Voted - For 16 Directors' Fees of Steve Baldwin Management For Voted - For 17 Directors' Fees of Sigalia Heifetz Management For Voted - For 18 Directors' Fees of Varda Liberman Management For Voted - For 19 Directors' Fees of Jacob Frenkel Management For Voted - For 20 Share Grant of Chair Jacob Frenkel Management For Voted - For 21 Remuneration Report Management For Voted - For 2837 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted POSTE ITALIANE Security ID: T7S697106 Ticker: PST Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 List Presented by Ministry of Economy and Finance Management For Non-Voting 8 List Presented by Group of Institutional Investors Representing 0.58% of Share Capital Management For Voted - For 9 Statutory Auditors' Fees Management For Voted - For 10 Remuneration Policy Management For Voted - For 11 Remuneration Report Management For Voted - For 12 Equity Incentive Plans Management For Voted - For 13 Authority to Repurchase and Reissue Shares to Service Incentive Plans Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting PRADA S.P.A. Security ID: T7733C101 Ticker: 1913 Meeting Date: 28-Jan-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Increase of Board Size Management For Voted - For 3 Elect Pamela Culpepper Management For Voted - For 4 Elect Anna Maria Rugarli Management For Voted - For 5 Directors' Fees Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting PROSUS N.V. Security ID: N7163R103 Ticker: PRX Meeting Date: 24-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 2838 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Remuneration Report Management For Voted - Against 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends' Capitalisation of Reserves (FY2021) Management For Voted - For 7 Capitilisation of Reserves (FY2022) Management For Voted - For 8 Ratification of Executives' Acts Management For Voted - For 9 Ratification of Non-Executives' Acts Management For Voted - For 10 Remuneration Policy for the Management Board and Non-Executive Directors Management For Voted - Against 11 Elect Angelien Kemna to the Board of Directors Management For Voted - For 12 Elect Hendrik J. du Toit to the Board of Directors Management For Voted - For 13 Elect Craig Enenstein to the Board of Directors Management For Voted - For 14 Elect Nolo Letele to the Board of Directors Management For Voted - For 15 Elect Roberto Oliveria de Lima to the Board of Directors Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Cancellation of Shares Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting PRUDENTIAL PLC Security ID: G72899100 Ticker: PRU Meeting Date: 27-Aug-21 Meeting Type: Ordinary 1 Demerger of Jackson Financial Inc. Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect George D. Sartorel Management For Voted - For 4 Elect Shriti Vadera Management For Voted - For 5 Elect Jeremy Anderson Management For Voted - For 6 Elect Mark FitzPatrick Management For Voted - For 7 Elect CHUA Sock Koong Management For Voted - For 8 Elect David Law Management For Voted - For 9 Elect Ming Lu Management For Voted - For 10 Elect Philip Remnant Management For Voted - For 11 Elect Stuart James Turner Management For Voted - For 12 Elect Thomas R. Watjen Management For Voted - For 13 Elect Jeanette Wong Management For Voted - For 14 Elect Yok Tak Amy Yip Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 2839 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Authorisation of Political Donations Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Repurchased Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 International Savings-Related Share Option Scheme for Non-Employees Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For QBE INSURANCE GROUP LIMITED Security ID: Q78063114 Ticker: QBE Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Equity Grant (Group CEO Andrew Horton) Management For Voted - For 4 Approve Increase in NEDs' Fee Cap Management N/A Voted - For 5 Re-elect Rolf Tolle Management For Voted - For 6 Elect Yasmin Allen Management For Voted - For 7 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 8 Shareholder Proposal Regarding Disclosure Concerning Reducing Investments and Underwriting Exposure to Fossil Fuel Assets Shareholder Against Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting RAIFFEISEN BANK INTERNATIONAL AG Security ID: A7111G104 Ticker: RBI Meeting Date: 10-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Allocation of Profits/Dividends Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 31-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 2840 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Allocation of Profits Management For Voted - For 7 Remuneration Report Management For Voted - For 8 Ratification of Management Board Acts Management For Voted - For 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Appointment of Auditor Management For Voted - Against 11 Elect Heinrich Schaller Management For Voted - Against 12 Elect Peter Gauper Management For Voted - For 13 Elect Rudolf Konighofer Management For Voted - For 14 Elect Birgit Noggler Management For Voted - For 15 Elect Eva Eberthartinger Management For Voted - For 16 Elect Michael Hollerer Management For Voted - For 17 Elect Michael Alge Management For Voted - Against 18 Authority to Repurchase and Reissue Shares Management For Voted - For 19 Authority to Repurchase Shares for Trading Purposes Management For Voted - For 20 Amendments to Articles Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting RAKUTEN GROUP, INC. Security ID: J64264104 Ticker: 4755 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hiroshi Mikitani Management For Voted - For 4 Elect Masayuki Hosaka Management For Voted - For 5 Elect Charles B. Baxter Management For Voted - For 6 Elect Kentaro Hyakuno Management For Voted - For 7 Elect Ken Kutaragi Management For Voted - For 8 Elect Sarah J. M. Whitley Management For Voted - For 9 Elect Takashi Mitachi Management For Voted - For 10 Elect Jun Murai Management For Voted - For 11 Elect John V. Roos Management For Voted - For 12 Elect Satoshi Fujita as Statutory Auditor Management For Voted - For 13 Equity Compensation Plan for Outside Directors Management For Voted - Against REA GROUP LIMITED Security ID: Q8051B108 Ticker: REA Meeting Date: 11-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Elect Jennifer M. Lambert Management For Voted - For 4 Re-elect Hamish McLennan Management For Voted - Against 5 Equity Grant - FY2021 LTI Plan Management For Voted - For 6 Equity Grant - FY2022 LTI Plan Management For Voted - For 7 Amendments to Constitution (General) Management For Voted - For 2841 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Amendments to Constitution (Technology) Management For Voted - For 9 Approve Financial Assistance Management For Voted - For 10 Approve Increase in NEDs' Fee Cap Management N/A Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting RECRUIT HOLDINGS CO.,LTD. Security ID: J6433A101 Ticker: 6098 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Masumi Minegishi Management For Voted - For 3 Elect Hisayuki Idekoba Management For Voted - For 4 Elect Ayano Senaha Management For Voted - For 5 Elect Rony Kahan Management For Voted - For 6 Elect Naoki Izumiya Management For Voted - For 7 Elect Hiroki Totoki Management For Voted - For 8 Elect Keiko Honda Management For Voted - For 9 Elect Takashi Nishimura as Statutory Auditor Management For Voted - Against 10 Elect Miho Tanaka Miho Takahashi as Alternate Statutory Auditor Management For Voted - For 11 Amendments to Articles Management For Voted - For RELX PLC Security ID: G7493L105 Ticker: REL Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For 6 Elect Paul Walker Management For Voted - For 7 Elect June Felix Management For Voted - For 8 Elect Erik Engstrom Management For Voted - For 9 Elect Wolfhart Hauser Management For Voted - For 10 Elect Charlotte Hogg Management For Voted - For 11 Elect Marike van Lier Lels Management For Voted - For 12 Elect Nicholas Luff Management For Voted - For 13 Elect Robert J. MacLeod Management For Voted - For 14 Elect Andrew J. Sukawaty Management For Voted - For 15 Elect Suzanne Wood Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 2842 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting RENESAS ELECTRONICS CORPORATION Security ID: J4881V107 Ticker: 6723 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Hidetoshi Shibata Management For Voted - For 5 Elect Jiro Iwasaki Management For Voted - For 6 Elect Selena Loh Lacroix Management For Voted - For 7 Elect Arunjai Mittal Management For Voted - For 8 Elect Noboru Yamamoto Management For Voted - For 9 Elect Kazuyoshi Yamazaki Management For Voted - For 10 Elect Miya Miyama Management For Voted - For RESONA HOLDINGS, INC. Security ID: J6448E106 Ticker: 8308 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Masahiro Minami Management For Voted - For 4 Elect Mikio Noguchi Management For Voted - For 5 Elect Hisahiko Oikawa Management For Voted - For 6 Elect Hidehiko Sato Management For Voted - For 7 Elect Chiharu Baba Management For Voted - For 8 Elect Kimie Iwata Management For Voted - For 9 Elect Setsuko Egami Setsuko Kusumoto Management For Voted - For 10 Elect Fumihiko Ike Management For Voted - For 11 Elect Sawako Nohara Management For Voted - For 12 Elect Masaki Yamauchi Management For Voted - For RIO TINTO LIMITED Security ID: Q81437107 Ticker: RIO Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Remuneration Report (UK) Management For Voted - For 5 Remuneration Report (AUS) Management For Voted - For 6 Elect Dominic Barton Management For Voted - For 2843 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Peter Cunningham Management For Voted - For 8 Elect Ben Wyatt Management For Voted - For 9 Elect Megan E. Clark Management For Voted - For 10 Elect Simon P. Henry Management For Voted - For 11 Elect Sam H. Laidlaw Management For Voted - For 12 Elect Simon McKeon Management For Voted - For 13 Elect Jennifer Nason Management For Voted - For 14 Elect Jakob Stausholm Management For Voted - For 15 Elect Ngaire Woods Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authorisation of Political Donations Management For Voted - For 19 Approval of Climate Action Plan Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Board Spill (Conditional) Management Against Voted - Against RIO TINTO PLC Security ID: G75754104 Ticker: RIO Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (UK) Management For Voted - For 3 Remuneration Report (AUS) Management For Voted - For 4 Elect Dominic Barton Management For Voted - For 5 Elect Peter Cunningham Management For Voted - For 6 Elect Ben Wyatt Management For Voted - For 7 Elect Megan E. Clark Management For Voted - For 8 Elect Simon P. Henry Management For Voted - For 9 Elect Sam H. Laidlaw Management For Voted - For 10 Elect Simon McKeon Management For Voted - For 11 Elect Jennifer Nason Management For Voted - For 12 Elect Jakob Stausholm Management For Voted - For 13 Elect Ngaire Woods Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Approval of Climate Action Plan Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 22 Board Spill (Conditional) Management Against Voted - Against 2844 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ROHM CO., LTD. Security ID: J65328122 Ticker: 6963 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Isao Matsumoto Management For Voted - For 5 Elect Katsumi Azuma Management For Voted - For 6 Elect Kazuhide Ino Management For Voted - For 7 Elect Tetsuo Tateishi Management For Voted - For 8 Elect Koji Yamamoto Management For Voted - For 9 Elect Tadanobu Nagumo Management For Voted - Against 10 Elect Peter Kenevan Management For Voted - For 11 Elect Kuniko Muramatsu Management For Voted - For 12 Adoption of Restricted Stock Plan Management For Voted - For ROYAL DUTCH SHELL PLC Security ID: G7690A100 Ticker: RDSB Meeting Date: 10-Dec-21 Meeting Type: Ordinary 1 Adoption of New Articles Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting ROYAL DUTCH SHELL PLC Security ID: G7690A118 Ticker: RDSB Meeting Date: 10-Dec-21 Meeting Type: Ordinary 1 Adoption of New Articles Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting RYANAIR HOLDINGS PLC Security ID: G7727C186 Ticker: RY4C Meeting Date: 16-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Remuneration Report (Advisory) Management For Voted - For 5 Remuneration Policy (Advisory) Management For Voted - For 6 Elect Stan McCarthy Management For Voted - For 7 Elect Louise Phelan Management For Voted - For 8 Elect Roisin Brennan Management For Voted - For 9 Elect Michael E. Cawley Management For Voted - For 2845 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Emer Daly Management For Voted - For 11 Elect Howard Millar Management For Voted - For 12 Elect Dick Milliken Management For Voted - For 13 Elect Michael O'Brien Management For Voted - For 14 Elect Michael O'Leary Management For Voted - For 15 Elect Julie O'Neill Management For Voted - For 16 Authority to Set Auditor's Fees Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting SAGAX AB Security ID: W7519A200 Ticker: SAGAA Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Accounts and Reports Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Ratify Staffan Salen Management For Voted - For 15 Ratify David Mindus Management For Voted - For 16 Ratify Johan Cerderlund Management For Voted - For 17 Ratify Filip Engelbert Management For Voted - For 18 Ratify Johan Thorell Management For Voted - For 19 Ratify Ulrika Werdelin Management For Voted - For 20 Ratify David Mindus (CEO) Management For Voted - For 21 Board Size; Number of Auditors Management For Voted - For 22 Directors and Auditors' Fees Management For Voted - For 23 Elect Staffan Salen Management For Voted - Against 24 Elect David Mindus Management For Voted - Against 25 Elect Johan Cederlund Management For Voted - For 26 Elect Filip Engelbert Management For Voted - For 27 Elect Johan Thorell Management For Voted - For 28 Elect Ulrika Werdelin Management For Voted - For 29 Elect Staffan Salen as chair Management For Voted - Against 30 Appointment of Auditor Management For Voted - For 31 Remuneration Report Management For Voted - For 2846 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 32 Adoption of Share-Based Incentives (Incentive Program 2022/2025) Management For Voted - For 33 Authority to Issue Warrants & Convertibles w/ or w/o Preemptive Rights Management For Voted - For 34 Authority to Repurchase and Reissue Shares & Warrants; Authority to Repurchase Convertibles Management For Voted - For 35 Amendments to Articles Management For Voted - For 36 Non-Voting Agenda Item N/A N/A Non-Voting 37 Non-Voting Meeting Note N/A N/A Non-Voting SAGAX AB Security ID: W7519A226 Ticker: SAGAA Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Accounts and Reports Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Ratify Staffan Salen Management For Voted - For 14 Ratify David Mindus Management For Voted - For 15 Ratify Johan Cerderlund Management For Voted - For 16 Ratify Filip Engelbert Management For Voted - For 17 Ratify Johan Thorell Management For Voted - For 18 Ratify Ulrika Werdelin Management For Voted - For 19 Ratify David Mindus (CEO) Management For Voted - For 20 Board Size; Number of Auditors Management For Voted - For 21 Directors and Auditors' Fees Management For Voted - For 22 Elect Staffan Salen Management For Voted - Against 23 Elect David Mindus Management For Voted - Against 24 Elect Johan Cederlund Management For Voted - For 25 Elect Filip Engelbert Management For Voted - For 26 Elect Johan Thorell Management For Voted - For 27 Elect Ulrika Werdelin Management For Voted - For 28 Elect Staffan Salen as chair Management For Voted - Against 29 Appointment of Auditor Management For Voted - For 30 Remuneration Report Management For Voted - For 31 Adoption of Share-Based Incentives (Incentive Program 2022/2025) Management For Voted - For 32 Authority to Issue Warrants & Convertibles w/ or w/o Preemptive Rights Management For Voted - For 2847 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 33 Authority to Repurchase and Reissue Shares & Warrants; Authority to Repurchase Convertibles Management For Voted - For 34 Amendments to Articles Management For Voted - For 35 Non-Voting Agenda Item N/A N/A Non-Voting 36 Non-Voting Meeting Note N/A N/A Non-Voting SALMAR ASA Security ID: R7445C102 Ticker: SALM Meeting Date: 14-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Merger/Acquisition Management For Take No Action 8 Non-Voting Meeting Note N/A N/A Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 9 Directors' and Nomination Committee Fees Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Corporate Governance Report Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Adoption of Share-Based Incentive Scheme Management For Take No Action 14 Elect Arnhild Holstad Management For Take No Action 15 Elect Morten Loktu Management For Take No Action 16 Elect Gustav Witzoe Management For Take No Action 17 Elect Leif Inge Nordhammer Management For Take No Action 18 Elect Stine Rolstad Brenna (Deputy) Management For Take No Action 19 Elect Magnus Dybvad (Deputy) Management For Take No Action 20 Election of Nomination Committee Member Management For Take No Action 21 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 22 Authority to Issue Convertible Debt Instruments Management For Take No Action 23 Authority to Repurchase Shares (Share-Based Incentives) Management For Take No Action 2848 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 24 Authority to Repurchase Shares (Cancellation) Management For Take No Action 25 Non-Voting Meeting Note N/A N/A Take No Action 26 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 30-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 7 Merger with Norway Royal Salmon ASA Management For Take No Action 8 Increase in Authorized Capital Pursuant to the Merger Plan Management For Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action 11 Non-Voting Meeting Note N/A N/A Take No Action SAMPO PLC Security ID: X75653109 Ticker: SAMPO Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Board and CEO Acts Management For Voted - For 13 Remuneration Report Management For Voted - For 14 Directors' Fees Management For Voted - For 15 Board Size Management For Voted - For 16 Election of Directors Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 2849 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SANDS CHINA LIMITED Security ID: G7800X107 Ticker: 1928 Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect WONG Ying Wai Management For Voted - Against 5 Elect Rachel CHIANG Yun Management For Voted - Against 6 Elect Victor Patrick Hoog Antink Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Issue Repurchased Shares Management For Voted - Against SANDVIK AB Security ID: W74857165 Ticker: SAND Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Ratify Johan Molin Management For Voted - For 15 Ratify Jennifer Allerton Management For Voted - For 16 Ratify Claes Boustedt Management For Voted - For 17 Ratify Marika Fredriksson Management For Voted - For 18 Ratify Andreas Nordbrandt Management For Voted - For 19 Ratify Helena Stjernholm Management For Voted - For 20 Ratify Stefan Widing (Board Member and President) Management For Voted - For 21 Ratify Kai Warn Management For Voted - For 22 Ratify Johan Karlstrom Management For Voted - For 23 Ratify Tomas Karnstrom Management For Voted - For 24 Ratify Thomas Lilja Management For Voted - For 25 Ratify Thomas Andersson (Deputy Employee Representative) Management For Voted - For 26 Ratify Erik Knebel (Deputy Employee Representative) Management For Voted - For 2850 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 27 Allocation of Profits/Dividends Management For Voted - For 28 Distribution of Shares in Sandvik Materials Technology Holding AB Management For Voted - For 29 Board Size; Number of Auditors Management For Voted - For 30 Directors and Auditors' Fees Management For Voted - For 31 Elect Jennifer Allerton Management For Voted - For 32 Elect Claes Boustedt Management For Voted - Against 33 Elect Marika Fredriksson Management For Voted - For 34 Elect Johan Molin Management For Voted - For 35 Elect Andreas Nordbrandt Management For Voted - For 36 Elect Helena Stjernholm Management For Voted - For 37 Elect Stefan Widing Management For Voted - For 38 Elect Kai Warn Management For Voted - For 39 Elect Johan Molin as Chair Management For Voted - For 40 Appointment of Auditor Management For Voted - Against 41 Remuneration Report Management For Voted - For 42 Ltip 2022 Management For Voted - For 43 Authority to Repurchase Shares Management For Voted - For 44 Amendments to Articles Management For Voted - For 45 Non-Voting Agenda Item N/A N/A Non-Voting 46 Non-Voting Meeting Note N/A N/A Non-Voting 47 Non-Voting Meeting Note N/A N/A Non-Voting 48 Non-Voting Meeting Note N/A N/A Non-Voting SANTOS LIMITED Security ID: Q82869118 Ticker: STO Meeting Date: 03-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Peter R. Hearl Management For Voted - For 3 Elect Eileen J. Doyle Management For Voted - For 4 Elect Musje Werror Management For Voted - For 5 Elect Michael Utsler Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Approval of 2022 Climate Change Report Management For Voted - For 8 Equity Grant (MD/CEO LTI) Management For Voted - For 9 Equity Grant (MD/CEO Growth Projects Incentive) Management For Voted - For 10 Approve Increase to NED Fee Cap Management N/A Voted - For 11 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 12 Shareholder Proposal Regarding Disclosure of Capital Allocation Alignment With a Net Zero by 2050 Scenario Shareholder Against Voted - For 13 Shareholder Proposal Regarding Lobbying Activity Alignment with 1.5 Degree Scenarios Shareholder Against Voted - For 14 Shareholder Proposal Regarding Decommissioning Oil and Gas Infrastructure Shareholder Against Voted - For 2851 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SAP SE Security ID: D66992104 Ticker: SAP Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Appointment of Auditor (FY 2022) Management For Voted - For 7 Appointment of Auditor FY (2023) Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Elect Hasso Plattner Management For Voted - For 10 Elect Rouven Westphal Management For Voted - For 11 Elect Gunnar Wiedenfels Management For Voted - For 12 Elect Jennifer Xin-Zhe Li Management For Voted - For 13 Supervisory Board Remuneration Policy Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting SCENTRE GROUP Security ID: Q8351E109 Ticker: SCG Meeting Date: 07-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Remuneration Report Management For Voted - For 4 Re-elect Brian Schwartz Management For Voted - For 5 Re-elect Mike Ihlein Management For Voted - For 6 Elect Ilana Atlas Management For Voted - For 7 Elect Catherine Brenner Management For Voted - Against 8 Equity Grant (MD/CEO Peter Allen) Management For Voted - For 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Board Spill Resolution (Conditional) Management Against Voted - Against SCHIBSTED ASA Security ID: R75677105 Ticker: SCHA Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 2852 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Election of Presiding Chair Management For Take No Action 6 Agenda Management For Take No Action 7 Minutes Management For Take No Action 8 Accounts and Reports Management For Take No Action 9 Allocation of Profits/Dividends Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Non-Voting Agenda Item N/A N/A Take No Action 13 Elect Rune Bjerke Management For Take No Action 14 Elect Philippe Vimard Management For Take No Action 15 Elect Satu Huber Management For Take No Action 16 Elect Hugo Maurstad Management For Take No Action 17 Elect Satu Kiiskinen Management For Take No Action 18 Elect Helene Barnekow Management For Take No Action 19 Elect Karl-Christian Agerup as Chair Management For Take No Action 20 Elect Rune Bjerke as Deputy Chair Management For Take No Action 21 Directors' Fees Management For Take No Action 22 Nomination Committee Fees Management For Take No Action 23 Authority to Carry Out Transactions with Subsidiaries Management For Take No Action 24 Authority to Repurchase Shares Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 26 Amendments to Articles (Electronic Communications and Remote Voting) Management For Take No Action 27 Non-Voting Meeting Note N/A N/A Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action SCHIBSTED ASA Security ID: R75677147 Ticker: SCHA Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Agenda Management For Take No Action 8 Minutes Management For Take No Action 9 Accounts and Reports Management For Take No Action 10 Allocation of Profits/Dividends Management For Take No Action 11 Authority to Set Auditor's Fees Management For Take No Action 12 Remuneration Report Management For Take No Action 13 Non-Voting Agenda Item N/A N/A Take No Action 14 Elect Rune Bjerke Management For Take No Action 15 Elect Philippe Vimard Management For Take No Action 16 Elect Satu Huber Management For Take No Action 17 Elect Hugo Maurstad Management For Take No Action 2853 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Elect Satu Kiiskinen Management For Take No Action 19 Elect Helene Barnekow Management For Take No Action 20 Elect Karl-Christian Agerup as Chair Management For Take No Action 21 Elect Rune Bjerke as Deputy Chair Management For Take No Action 22 Directors' Fees Management For Take No Action 23 Nomination Committee Fees Management For Take No Action 24 Authority to Carry Out Transactions with Subsidiaries Management For Take No Action 25 Authority to Repurchase Shares Management For Take No Action 26 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 27 Amendments to Articles (Electronic Communications and Remote Voting) Management For Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action SCHNEIDER ELECTRIC SE Security ID: F86921107 Ticker: SU Meeting Date: 05-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 6 Consolidated Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Special Auditors Report on Regulated Agreements Management For Voted - For 9 Appointment of Auditor (Mazars); Non-Renewal of Alternate Auditor (Thierry Blanchetier) Management For Voted - For 10 Appointment of Auditor (PricewaterhouseCoopers); Non-Renewal of Alternate Auditor (Auditex) Management For Voted - For 11 2021 Remuneration Report Management For Voted - For 12 2021 Remuneration of Jean-Pascal Tricoire, Chair and CEO Management For Voted - For 13 2022 Remuneration Policy (Chair and CEO) Management For Voted - For 14 2022 Remuneration Policy (Board of Directors) Management For Voted - For 15 Elect Linda Knoll Management For Voted - For 16 Elect Anders Runevad Management For Voted - For 17 Elect Nivedita Krishnamurthy Bhagat Management For Voted - For 18 Authority to Repurchase and Reissue Shares Management For Voted - For 19 Authority to Issue Performance Shares Management For Voted - For 20 Employee Stock Purchase Plan Management For Voted - For 21 Stock Purchase Plan for Overseas Employees Management For Voted - For 22 Merger by Absorption of IGEXAO Management For Voted - For 23 Authorisation of Legal Formalities Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 2854 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SEA LIMITED Security ID: 81141R100 Ticker: SE Meeting Date: 14-Feb-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - Against SECOM CO.,LTD. Security ID: J69972107 Ticker: 9735 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yasuo Nakayama Management For Voted - For 5 Elect Ichiro Ozeki Management For Voted - For 6 Elect Yasuyuki Yoshida Management For Voted - For 7 Elect Tatsuro Fuse Management For Voted - For 8 Elect Tatsuya Izumida Management For Voted - For 9 Elect Tatsushi Kurihara Management For Voted - For 10 Elect Takaharu Hirose Management For Voted - For 11 Elect Hirobumi Kawano Management For Voted - For 12 Elect Hajime Watanabe Management For Voted - For 13 Elect Miri Hara Management For Voted - For SEGRO PLC Security ID: G80277141 Ticker: SGRO Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Remuneration Policy Management For Voted - For 5 Elect Gerald Corbett Management For Voted - For 6 Elect Mary Barnard Management For Voted - For 7 Elect Sue Clayton Management For Voted - For 8 Elect Soumen Das Management For Voted - For 9 Elect Carol Fairweather Management For Voted - For 10 Elect Andy Gulliford Management For Voted - For 11 Elect Martin Moore Management For Voted - For 12 Elect David Sleath Management For Voted - For 13 Elect Simon Fraser Management For Voted - For 14 Elect Andy Harrison Management For Voted - For 15 Elect Linda Yueh Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 2855 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 18 Authorisation of Political Donations Management For Voted - For 19 Amendment to Long-Term Incentive Plan Management For Voted - For 20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For SEKISUI CHEMICAL CO., LTD. Security ID: J70703137 Ticker: 4204 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Teiji Koge Management For Voted - For 5 Elect Keita Kato Management For Voted - For 6 Elect Futoshi Kamiwaki Management For Voted - For 7 Elect Yoshiyuki Hirai Management For Voted - For 8 Elect Toshiyuki Kamiyoshi Management For Voted - For 9 Elect Ikusuke Shimizu Management For Voted - For 10 Elect Kazuya Murakami Management For Voted - For 11 Elect Yutaka Kase Management For Voted - For 12 Elect Hiroshi Oeda Management For Voted - For 13 Elect Haruko Nozaki Management For Voted - For 14 Elect Miharu Koezuka Management For Voted - For 15 Elect Machiko Miyai Management For Voted - For 16 Elect Yoshikazu Minomo as Statutory Auditor Management For Voted - For 17 Appointment of Auditor Management For Voted - For SEKISUI HOUSE, LTD. Security ID: J70746136 Ticker: 1928 Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshihiro Nakai Management For Voted - For 5 Elect Yosuke Horiuchi Management For Voted - For 6 Elect Satoshi Tanaka Management For Voted - For 7 Elect Toshiharu Miura Management For Voted - For 8 Elect Toru Ishii Management For Voted - For 9 Elect Yukiko Yoshimaru Management For Voted - For 10 Elect Toshifumi Kitazawa Management For Voted - For 11 Elect Yoshimi Nakajima Management For Voted - For 2856 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Keiko Takegawa Management For Voted - For 13 Elect Shinichi Abe Management For Voted - For 14 Elect Takashi Ogino Management For Voted - For 15 Elect Ryuichi Tsuruta Management For Voted - For SEVEN & I HOLDINGS CO., LTD. Security ID: J7165H108 Ticker: 3382 Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Ryuichi Isaka Management For Voted - For 5 Elect Katsuhiro Goto Management For Voted - For 6 Elect Junro Ito Management For Voted - For 7 Elect Yoshimichi Maruyama Management For Voted - For 8 Elect Fumihiko Nagamatsu Management For Voted - For 9 Elect Joseph M. DePinto Management For Voted - For 10 Elect Kunio Ito Management For Voted - For 11 Elect Toshiro Yonemura Management For Voted - For 12 Elect Tetsuro Higashi Management For Voted - For 13 Elect Yoshiyuki Izawa Management For Voted - For 14 Elect Meyumi Yamada Management For Voted - For 15 Elect Jenifer S. Rogers Management For Voted - For 16 Elect Paul K. Yonamine Management For Voted - Against 17 Elect Stephen H. Dacus Management For Voted - For 18 Elect Elizabeth M. Meyerdirk Management For Voted - For 19 Elect Nobutomo Teshima Management For Voted - For 20 Elect Kazuhiro Hara Management For Voted - For 21 Elect Mitsuko Inamasu Management For Voted - For 22 Amendment to the Trust Type Equity Compensation Plan Management For Voted - For SG HOLDINGS CO., LTD. Security ID: J7134P108 Ticker: 9143 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Eiichi Kuriwada Management For Voted - Against 4 Elect Hidekazu Matsumoto Management For Voted - For 5 Elect Masahide Motomura Management For Voted - For 6 Elect Shunichi Nakajima Management For Voted - For 7 Elect Katsuhiro Kawanago Management For Voted - For 8 Elect Mika Takaoka Management For Voted - For 9 Elect Osami Sagisaka Management For Voted - For 10 Elect Masato Akiyama Management For Voted - For 2857 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SHAPIR ENGINEERING AND INDUSTRY LTD Security ID: M8T68J105 Ticker: SPEN Meeting Date: 16-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Elect Yehuda Segev Management For Voted - For 4 Elect Harel Shapira Management For Voted - For 5 Elect Israel Shapira Management For Voted - For 6 Elect Gil Shapira Management For Voted - For 7 Elect Chen Shapira Management For Voted - For 8 Elect Eynat Tsafrir Management For Voted - For 9 Appointment of Auditor Management For Voted - For SHARP CORPORATION Security ID: J71434112 Ticker: 6753 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WU Po-Hsuan Management For Voted - For 3 Elect Masahiro Okitsu Management For Voted - For 4 Elect HSU Ting-Chen Management For Voted - For 5 Elect WANG Chen-Wei Management For Voted - For 6 Amendments to Articles Management For Voted - For SHELL PLC Security ID: G80827101 Ticker: SHEL Meeting Date: 24-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect Sinead Gorman Management For Voted - For 4 Elect Ben Van Beurden Management For Voted - For 5 Elect Dick Boer Management For Voted - For 6 Elect Neil A.P. Carson Management For Voted - For 7 Elect Ann F. Godbehere Management For Voted - For 8 Elect Euleen Y.K. GOH Management For Voted - For 9 Elect Jane H. Lute Management For Voted - For 10 Elect Catherine J. Hughes Management For Voted - For 11 Elect Martina Hund-Mejean Management For Voted - For 12 Elect Andrew Mackenzie Management For Voted - For 13 Elect Abraham Schot Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 2858 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Repurchase Shares Management For Voted - For 19 Authority to Repurchase Shares (Off-Market) Management For Voted - For 20 Approval of the Energy Transition Strategy Management For Voted - For 21 Shareholder Proposal Regarding GHG Reduction Targets Shareholder Against Voted - For 22 Non-Voting Meeting Note N/A N/A Non-Voting SHIMADZU CORPORATION Security ID: J72165129 Ticker: 7701 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Teruhisa Ueda Management For Voted - For 5 Elect Yasunori Yamamoto Management For Voted - For 6 Elect Yasuo Miura Management For Voted - For 7 Elect Akira Watanabe Management For Voted - For 8 Elect Hiroko Wada Management For Voted - For 9 Elect Nobuo Hanai Management For Voted - For 10 Elect Yoshiyuki Nakanishi Management For Voted - For 11 Elect Nami Hamada Management For Voted - For 12 Elect Fumio Iwamoto as Alternate Statutory Auditor Management For Voted - For SHIMANO INC. Security ID: J72262108 Ticker: 7309 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Yozo Shimano Management For Voted - For 4 Elect Taizo Shimano Management For Voted - For 5 Elect Takashi Toyoshima Management For Voted - For 6 Elect Masahiro Tsuzaki Management For Voted - For 7 Elect Kiyoshi Tarutani Management For Voted - Against 8 Elect Kanako Nozue Management For Voted - For 9 Elect Toshihiko Hashimoto Management For Voted - For SHIN-ETSU CHEMICAL CO.,LTD. Security ID: J72810120 Ticker: 4063 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Chihiro Kanagawa Management For Voted - Against 2859 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Fumio Akiya Management For Voted - For 6 Elect Yasuhiko Saito Management For Voted - For 7 Elect Susumu Ueno Management For Voted - For 8 Elect Masahiko Todoroki Management For Voted - For 9 Elect Shunzo Mori Management For Voted - For 10 Elect Tsuyoshi Miyazaki Management For Voted - For 11 Elect Toshihiko Fukui Management For Voted - For 12 Elect Hiroshi Komiyama Management For Voted - For 13 Elect Kuniharu Nakamura Management For Voted - For 14 Elect Michael H. McGarry Management For Voted - Against 15 Elect Yoshihito Kosaka as Statutory Auditor Management For Voted - For 16 Equity Compensation Plan Management For Voted - For SHIONOGI & CO., LTD. Security ID: J74229105 Ticker: 4507 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Isao Teshirogi Management For Voted - For 5 Elect Takuko Sawada Management For Voted - For 6 Elect Keiichi Ando Management For Voted - For 7 Elect Hiroshi Ozaki Management For Voted - For 8 Elect Fumi Takatsuki Management For Voted - For 9 Approval of Disposition of Treasury Shares and Third Party Allotment Management For Voted - For SHISEIDO COMPANY, LIMITED Security ID: J74358144 Ticker: 4911 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masahiko Uotani Management For Voted - For 5 Elect Yukari Suzuki Management For Voted - For 6 Elect Norio Tadakawa Management For Voted - For 7 Elect Takayuki Yokota Management For Voted - For 8 Elect Shinsaku Iwahara Management For Voted - For 9 Elect Charles D. Lake, II Management For Voted - For 10 Elect Kanoko Oishi Management For Voted - For 11 Elect Mariko Tokuno Management For Voted - For 12 Elect Takeshi Yoshida as Statutory Auditor Management For Voted - For 13 Long-Term Incentive-Type Remuneration to Directors Management For Voted - For 2860 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SIEMENS AG Security ID: D69671218 Ticker: SIE Meeting Date: 10-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratify Roland Busch Management For Voted - For 10 Ratify Klaus Helmrich Management For Voted - For 11 Ratify Joe Kaeser Management For Voted - For 12 Ratify Cedrik Neike Management For Voted - For 13 Ratify Matthias Rebellius Management For Voted - For 14 Ratify Ralf P. Thomas Management For Voted - For 15 Ratify Judith Wiese Management For Voted - For 16 Ratify Jim Hagemann Snabe Management For Voted - For 17 Ratify Birgit Steinborn Management For Voted - For 18 Ratify Werner Brandt Management For Voted - For 19 Ratify Tobias Baumler Management For Voted - For 20 Ratify Michael Diekmann Management For Voted - For 21 Ratify Andrea Fehrmann Management For Voted - For 22 Ratify Bettina Haller Management For Voted - For 23 Ratify Harald Kern Management For Voted - For 24 Ratify Jurgen Kerner Management For Voted - For 25 Ratify Nicola Leibinger-Kammuller Management For Voted - For 26 Ratify Benoit Potier Management For Voted - For 27 Ratify Hagen Reimer Management For Voted - For 28 Ratify Norbert Reithofer Management For Voted - For 29 Ratify Kasper Rorsted Management For Voted - For 30 Ratify Nemat Shafik Management For Voted - For 31 Ratify Nathalie von Siemens Management For Voted - For 32 Ratify Michael Sigmund Management For Voted - For 33 Ratify Dorothea Simon Management For Voted - For 34 Ratify Grazia Vittadini Management For Voted - For 35 Ratify Werner Wenning Management For Voted - For 36 Ratify Matthias Zachert Management For Voted - For 37 Ratify Gunnar Zukunft Management For Voted - For 38 Appointment of Auditor Management For Voted - For 39 Remuneration Report Management For Voted - For 40 Non-Voting Meeting Note N/A N/A Non-Voting 41 Non-Voting Meeting Note N/A N/A Non-Voting 2861 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SIEMENS HEALTHINEERS AG Security ID: D6T479107 Ticker: SHL Meeting Date: 15-Feb-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratify Bernhard Montag Management For Voted - For 6 Ratify Jochen Schmitz Management For Voted - For 7 Ratify Christoph Zindel Management For Voted - For 8 Ratify Darleen Caron Management For Voted - For 9 Ratify Ralf P. Thomas Management For Voted - For 10 Ratify Norbert Gaus Management For Voted - For 11 Ratify Roland Busch Management For Voted - For 12 Ratify Marion Helmes Management For Voted - For 13 Ratify Andreas Hoffmann Management For Voted - For 14 Ratify Philipp Roesler Management For Voted - For 15 Ratify Peer Schatz Management For Voted - For 16 Ratify Nathalie Von Siemens Management For Voted - For 17 Ratify Gregory Sorensen Management For Voted - For 18 Ratify Karl-Heinz Streibich Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Increase in Authorised Capital Management For Voted - Against 21 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For Voted - Against 22 Authority to Repurchase and Reissue Shares Management For Voted - For 23 Remuneration Report Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting SIKA AG Security ID: H7631K273 Ticker: SIKA Meeting Date: 25-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Increase in Conditional Capital to Fulfil Obligations to Holders of Convertible Debt Instruments Management For Take No Action 2862 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 12-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Accounts and Reports Management For Take No Action 4 Allocation of Profits/Dividends Management For Take No Action 5 Ratification of Board Acts Management For Take No Action 6 Elect Paul J. Halg Management For Take No Action 7 Elect Victor Balli Management For Take No Action 8 Elect Justin M. Howell Management For Take No Action 9 Elect Monika Ribar Management For Take No Action 10 Elect Paul Schuler Management For Take No Action 11 Elect Thierry Vanlancker Management For Take No Action 12 Elect Lucrece J.I. Foufopoulus-De Ridder Management For Take No Action 13 Elect Gordana Landen Management For Take No Action 14 Elect Paul J. Halg as Board Chair Management For Take No Action 15 Elect Justin M. Howell as Nominating and Compensation Committee Member Management For Take No Action 16 Elect Thierry Vanlancker as Nominating and Compensation Committee Member Management For Take No Action 17 Elect Gordana Landen as Nominating and Compensation Committee Member Management For Take No Action 18 Appointment of Auditor Management For Take No Action 19 Appointment of Independent Proxy Management For Take No Action 20 Compensation Report Management For Take No Action 21 Board Compensation Management For Take No Action 22 Executive Compensation Management For Take No Action 23 Additional or Amended Proposals Management N/A Take No Action SINCH AB Security ID: W835AF448 Ticker: SINCH Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Accounts and Reports Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Ratification of Erik Froberg Management For Voted - For 15 Ratification of Luciana Carvalho Management For Voted - For 16 Ratification of Bridget Cosgrave Management For Voted - For 2863 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 17 Ratification of Renee Robinson Stromberg Management For Voted - For 18 Ratification of Johan Stuart Management For Voted - For 19 Ratification of Bjorn Zethraeus Management For Voted - For 20 Ratification of Oscar Werner (CEO) Management For Voted - For 21 Ratification of Robert Gerstmann (Deputy CEO) Management For Voted - For 22 Board Size; Number of Auditors Management For Voted - For 23 Directors' Fees Management For Voted - For 24 Authority to Set Auditor's Fees Management For Voted - For 25 Elect Erik Froberg as Chair Management For Voted - Against 26 Elect Renee Robinson Stromberg Management For Voted - For 27 Elect Johan Stuart Management For Voted - For 28 Elect Bjorn Zethraeus Management For Voted - For 29 Elect Bridget Cosgrave Management For Voted - For 30 Elect Hudson Smith Management For Voted - For 31 Appointment of Auditor Management For Voted - For 32 Appointment of Nomination Committee Management For Voted - For 33 Remuneration Policy Management For Voted - For 34 Remuneration Report Management For Voted - For 35 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 36 Amendments to Articles Management For Voted - For 37 Adoption of Share-Based Incentive Program Management For Voted - For 38 Non-Voting Agenda Item N/A N/A Non-Voting 39 Non-Voting Meeting Note N/A N/A Non-Voting 40 Non-Voting Meeting Note N/A N/A Non-Voting SINGAPORE TECHNOLOGIES ENGINEERING Security ID: Y7996W103 Ticker: S63 Meeting Date: 15-Dec-21 Meeting Type: Special 1 Acquisition Management For Voted - For Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect LIM Chin Hu Management For Voted - Against 4 Elect QUEK See Tiat Management For Voted - For 5 Elect SONG Su Min Management For Voted - Against 6 Elect Kevin KWOK Khien Management For Voted - For 7 Elect TAN Peng Yam Management For Voted - For 8 Elect TEO Ming Kian Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 12 Authority to Grant Awards and Issue Shares under Equity Compensation Plans Management For Voted - For 13 Related Party Transactions Management For Voted - For 2864 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Authority to Repurchase and Reissue Shares Management For Voted - For SKANDINAVISKA ENSKILDA BANKEN Security ID: W25381133 Ticker: SEBA Meeting Date: 12-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Special Dividend Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Accounts and Reports Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratify Signhild Arnegard Hansen Management For Voted - For 18 Ratify Anne-Catherine Berner Management For Voted - For 19 Ratify Winnie Fok Management For Voted - For 20 Ratify Anna-Karin Glimstrom Management For Voted - For 21 Ratify Annika Dahlberg Management For Voted - For 22 Ratify Charlotta Lindholm Management For Voted - For 23 Ratify Sven Nyman Management For Voted - For 24 Ratify Magnus Olsson Management For Voted - For 2865 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Ratify Lars Ottersgard Management For Voted - For 26 Ratify Jesper Ovesen Management For Voted - For 27 Ratify Helena Saxon Management For Voted - For 28 Ratify Johan Torgeby Management For Voted - For 29 Ratify Marcus Wallenberg Management For Voted - For 30 Ratify Johan Torgeby (President) Management For Voted - For 31 Board Size Management For Voted - For 32 Number of Auditors Management For Voted - For 33 Directors' Fees Management For Voted - For 34 Authority to Set Auditor's Fees Management For Voted - For 35 Elect Signhild Arnegard Hansen Management For Voted - For 36 Elect Anne Catherine Berner Management For Voted - For 37 Elect Winnie Kin Wah Fok Management For Voted - For 38 Elect Sven Nyman Management For Voted - For 39 Elect Lars Ottersgard Management For Voted - For 40 Elect Jesper Ovesen Management For Voted - For 41 Elect Helena Saxon Management For Voted - For 42 Elect Johan Torgeby Management For Voted - For 43 Elect Marcus Wallenberg Management For Voted - Against 44 Elect Jacob Aarup-Andersen Management For Voted - For 45 Elect John Flint Management For Voted - For 46 Elect Marcus Wallenberg as Chair Management For Voted - Against 47 Appointment of Auditor Management For Voted - For 48 Remuneration Report Management For Voted - For 49 SEB All Employee Programme 2022 (AEP) Management For Voted - For 50 SEB Share Deferral Programme 2022 (SDP) Management For Voted - For 51 SEB Restricted Share Programme 2022 (RSP) Management For Voted - For 52 Authority to trade in company stocks Management For Voted - For 53 Authority to Repurchase and Issue Treasury Shares Management For Voted - For 54 Transfer of Shares Pursuant of Equity Plans Management For Voted - For 55 Authority to Issue Shares and Convertible Debt w or w/o Preemptive Rights Management For Voted - For 56 Appointment of Auditors in Foundations Management For Voted - For 57 Authority to Reduce Share Capital Management For Voted - For 58 Bonus Share Issuance Management For Voted - For 59 Shareholder Proposal Regarding Company's IT Management (Carl Axel Bruno) Shareholder N/A Voted - Against 60 Shareholder Proposal Regarding Formation of Integration Institute (Tommy Jonasson) Shareholder N/A Voted - Against 61 Non-Voting Agenda Item N/A N/A Non-Voting 62 Non-Voting Meeting Note N/A N/A Non-Voting 63 Non-Voting Meeting Note N/A N/A Non-Voting SKANDINAVISKA ENSKILDA BANKEN Security ID: W25381141 Ticker: SEBA Meeting Date: 12-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 2866 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Special Dividend Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Accounts and Reports Management For Voted - For 15 Allocation of Profits/Dividends Management For Voted - For 16 Ratify Signhild Arnegard Hansen Management For Voted - For 17 Ratify Anne-Catherine Berner Management For Voted - For 18 Ratify Winnie Fok Management For Voted - For 19 Ratify Anna-Karin Glimstrom Management For Voted - For 20 Ratify Annika Dahlberg Management For Voted - For 21 Ratify Charlotta Lindholm Management For Voted - For 22 Ratify Sven Nyman Management For Voted - For 23 Ratify Magnus Olsson Management For Voted - For 24 Ratify Lars Ottersgard Management For Voted - For 25 Ratify Jesper Ovesen Management For Voted - For 26 Ratify Helena Saxon Management For Voted - For 27 Ratify Johan Torgeby Management For Voted - For 28 Ratify Marcus Wallenberg Management For Voted - For 29 Ratify Johan Torgeby (President) Management For Voted - For 30 Board Size Management For Voted - For 31 Number of Auditors Management For Voted - For 32 Directors' Fees Management For Voted - For 33 Authority to Set Auditor's Fees Management For Voted - For 34 Elect Signhild Arnegard Hansen Management For Voted - For 2867 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 35 Elect Anne Catherine Berner Management For Voted - For 36 Elect Winnie Kin Wah Fok Management For Voted - For 37 Elect Sven Nyman Management For Voted - For 38 Elect Lars Ottersgard Management For Voted - For 39 Elect Jesper Ovesen Management For Voted - For 40 Elect Helena Saxon Management For Voted - For 41 Elect Johan Torgeby Management For Voted - For 42 Elect Marcus Wallenberg Management For Voted - Against 43 Elect Jacob Aarup-Andersen Management For Voted - For 44 Elect John Flint Management For Voted - For 45 Elect Marcus Wallenberg as Chair Management For Voted - Against 46 Appointment of Auditor Management For Voted - For 47 Remuneration Report Management For Voted - For 48 SEB All Employee Programme 2022 (AEP) Management For Voted - For 49 SEB Share Deferral Programme 2022 (SDP) Management For Voted - For 50 SEB Restricted Share Programme 2022 (RSP) Management For Voted - For 51 Authority to trade in company stocks Management For Voted - For 52 Authority to Repurchase and Issue Treasury Shares Management For Voted - For 53 Transfer of Shares Pursuant of Equity Plans Management For Voted - For 54 Authority to Issue Shares and Convertible Debt w or w/o Preemptive Rights Management For Voted - For 55 Appointment of Auditors in Foundations Management For Voted - For 56 Authority to Reduce Share Capital Management For Voted - For 57 Bonus Share Issuance Management For Voted - For 58 Shareholder Proposal Regarding Company's IT Management (Carl Axel Bruno) Shareholder N/A Voted - Against 59 Shareholder Proposal Regarding Formation of Integration Institute (Tommy Jonasson) Shareholder N/A Voted - Against 60 Non-Voting Agenda Item N/A N/A Non-Voting 61 Non-Voting Meeting Note N/A N/A Non-Voting 62 Non-Voting Meeting Note N/A N/A Non-Voting 63 Non-Voting Meeting Note N/A N/A Non-Voting SKANSKA AB Security ID: W83567110 Ticker: SKAB Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 2868 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Accounts and Reports Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratification of Hans Biorck Management For Voted - For 16 Ratification of Par Boman Management For Voted - For 17 Ratification of Jan Gurander Management For Voted - For 18 Ratification of Fredrik Lundberg Management For Voted - For 19 Ratification of Catherine Marcus Management For Voted - For 20 Ratification of Jayne McGivern Management For Voted - For 21 Ratification of Asa Soderstrom Winberg Management For Voted - For 22 Ratification of Ola Falt Management For Voted - For 23 Ratification of Richard Horstedt Management For Voted - For 24 Ratification of Yvonne Stenman Management For Voted - For 25 Ratification of Hans Reinholdsson Management For Voted - For 26 Ratification of Anders Rattgard Management For Voted - For 27 Ratification of Anders Danielsson Management For Voted - For 28 Board Size Management For Voted - For 29 Number of Auditors Management For Voted - For 30 Directors' Fees Management For Voted - For 31 Authority to Set Auditor's Fees Management For Voted - For 32 Elect Hans Biorck Management For Voted - For 33 Elect Par Boman Management For Voted - For 34 Elect Jan Gurander Management For Voted - For 35 Elect Mats Hederos Management For Voted - For 36 Elect Fredrik Lundberg Management For Voted - For 37 Elect Catherine Marcus Management For Voted - For 38 Elect Ann E. Massey Management For Voted - For 39 Elect Asa Soderstrom Winberg Management For Voted - For 40 Election of Hans Biorck as Chair Management For Voted - For 41 Appointment of Auditor Management For Voted - For 42 Remuneration Report Management For Voted - For 43 Authority to Repurchase Shares Persuant to LTIP 2020-2022 Management For Voted - For 44 Adoption of LTIP 2023-2025 Management For Voted - For 45 Authority to Repurchase Shares Persuant to LTIP 2023-2025 Management For Voted - For 46 Approve Equity Swap Agreement Management For Voted - For 47 Non-Voting Meeting Note N/A N/A Non-Voting 48 Non-Voting Meeting Note N/A N/A Non-Voting SKF AB Security ID: W84237143 Ticker: SKFB Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 2869 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratify Hans Straberg Management For Voted - For 16 Ratify Hock Goh Management For Voted - For 17 Ratify Alrik Danielson Management For Voted - For 18 Ratify Alrik Danielson (President) Management For Voted - For 19 Ratify Ronnie Leten Management For Voted - For 20 Ratify Barb Samardzich Management For Voted - For 21 Ratify Colleen Repplier Management For Voted - For 22 Ratify Geert Follens Management For Voted - For 23 Ratify Hakan Buskhe Management For Voted - For 24 Ratify Susanna Schneeberger Management For Voted - For 25 Ratify Rickard Gustafson Management For Voted - For 26 Ratify Rickard Gustafson (President) Management For Voted - For 27 Ratify Jonny Hilbert Management For Voted - For 28 Ratify Zarko Djurovic Management For Voted - For 29 Ratify Kennet Carlsson Management For Voted - For 30 Ratify Claes Palm Management For Voted - For 31 Ratify Steve Norrman Management For Voted - For 32 Ratify Thomas Eliasson Management For Voted - For 33 Ratify Niclas Rosenlew (President) Management For Voted - For 34 Non-Voting Agenda Item N/A N/A Non-Voting 35 Board Size Management For Voted - For 36 Directors' Fees Management For Voted - For 37 Elect Hans Straberg Management For Voted - For 38 Elect Hock Goh Management For Voted - For 39 Elect Colleen C. Repplier Management For Voted - For 40 Elect Geert Follens Management For Voted - For 41 Elect Hakan Buskhe Management For Voted - Against 42 Elect Susanna Schneeberger Management For Voted - For 43 Elect Rickard Gustafson Management For Voted - For 44 Elect Hans Straberg as Chair Management For Voted - For 45 Remuneration Policy Management For Voted - For 46 Remuneration Report Management For Voted - For 47 Adoption of Performance Share Program 2022 Management For Voted - For 48 Non-Voting Meeting Note N/A N/A Non-Voting 49 Non-Voting Meeting Note N/A N/A Non-Voting 2870 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SMC CORPORATION Security ID: J75734103 Ticker: 6273 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshiki Takada Management For Voted - Against 5 Elect Toshio Isoe Management For Voted - For 6 Elect Masahiro Ota Management For Voted - For 7 Elect Susumu Maruyama Management For Voted - For 8 Elect Samuel Neff Management For Voted - For 9 Elect Yoshitada Doi Management For Voted - For 10 Elect Koji Ogura Management For Voted - For 11 Elect Kelley Stacy Management For Voted - For 12 Elect Masanobu Kaizu Management For Voted - For 13 Elect Toshiharu Kagawa Management For Voted - For 14 Elect Yoshiko Iwata Management For Voted - For 15 Elect Kyoichi Miyazaki Management For Voted - For SMITH & NEPHEW PLC Security ID: G82343164 Ticker: SN. Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Erik Engstrom Management For Voted - For 5 Elect Robin Freestone Management For Voted - For 6 Elect Jo Hallas Management For Voted - For 7 Elect John Ma Management For Voted - For 8 Elect Katarzyna Mazur-Hofsaess Management For Voted - For 9 Elect Rick Medlock Management For Voted - For 10 Elect Deepak Nath Management For Voted - For 11 Elect Anne-Francoise Nesmes Management For Voted - For 12 Elect Marc Owen Management For Voted - For 13 Elect Roberto Quarta Management For Voted - For 14 Elect Angie Risley Management For Voted - For 15 Elect Bob White Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Sharesave Plan Management For Voted - For 20 Approval of International Sharesave Plan Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 2871 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Authority to Repurchase Shares Management For Voted - For 24 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For SNAM S.P.A. Security ID: T8578N103 Ticker: SRG Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Authority to Repurchase and Reissue Shares Management For Voted - For 7 Remuneration Policy Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Board Size Management For Voted - For 10 Board Term Length Management For Voted - For 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 List Presented by CDP Reti S.p.A. Management For Non-Voting 13 List Presented by Group of Institutional Investors Representing 1.37% of Share Capital Management For Voted - For 14 Elect Monica de Virgiliis as Chair Management For Voted - For 15 Directors' Fees Management For Voted - For 16 Non-Voting Agenda Item N/A N/A Non-Voting 17 List Presented by CDP Reti S.p.A. Management N/A Voted - For 18 List Presented by Group of Institutional Investors Representing 1.37% of Share Capital Management N/A Voted - Abstain 19 Election of Chair of Board of Statutory Auditors Management For Voted - For 20 Statutory Auditors' Fees Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting SOFINA Security ID: B80925124 Ticker: SOF Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Remuneration Report Management For Voted - For 9 Remuneration Policy Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Ratification of Auditor's Acts Management For Voted - For 2872 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Harold Boel to the Board of Directors Management For Voted - For 13 Elect Michele Sioen to the Board of Directors Management For Voted - For 14 Change in Control Clause Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting SOFTBANK CORP. Security ID: J75963132 Ticker: 9434 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Ken Miyauchi Management For Voted - For 4 Elect Junichi Miyakawa Management For Voted - For 5 Elect Jun Shinba Management For Voted - For 6 Elect Yasuyuki Imai Management For Voted - For 7 Elect Kazuhiko Fujiwara Management For Voted - For 8 Elect Masayoshi Son Management For Voted - For 9 Elect Kentaro Kawabe Management For Voted - For 10 Elect Atsushi Horiba Management For Voted - Against 11 Elect Takehiro Kamigama Management For Voted - For 12 Elect Kazuaki Oki Management For Voted - For 13 Elect Kyoko Uemura Management For Voted - For 14 Elect Reiko Hishiyama Management For Voted - For 15 Elect Naomi Koshi Management For Voted - For 16 Elect Yoko Kudo as Statutory Auditor Management For Voted - For SOFTBANK GROUP CORP. Security ID: J7596P109 Ticker: 9984 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masayoshi Son Management For Voted - For 5 Elect Yoshimitsu Goto Management For Voted - For 6 Elect Ken Miyauchi Management For Voted - For 7 Elect Kentaro Kawabe Management For Voted - For 8 Elect Masami Iijima Management For Voted - For 9 Elect Yutaka Matsuo Management For Voted - For 10 Elect Keiko Erikawa Management For Voted - For 11 Elect Ken Siegel Management For Voted - Against 12 Elect David Chao Management For Voted - For 2873 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SOLVAY SA Security ID: B82095116 Ticker: SOLB Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 8 Ratification of Board Acts Management For Voted - Abstain 9 Ratification of Auditor's Acts Management For Voted - For 10 Remuneration Report Management For Voted - Against 11 Remuneration Policy Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect Gilles Michel to the Board of Directors Management For Voted - For 14 Ratification of Independence of Gilles Michel Management For Voted - For 15 Elect Matti Lievonen to the Board of Directors Management For Voted - For 16 Ratification of Independence of Matti Lievonen Management For Voted - For 17 Elect Rosemary Thorne to the Board of Directors Management For Voted - For 18 Ratification of Independence of Rosemary Thorne Management For Voted - For 19 Elect Pierre Gurdjian to the Board of Directors Management For Voted - For 20 Ratification of Independence of Pierre Gurdjian Management For Voted - For 21 Elect Laurence Debroux to the Board of Directors Management For Voted - For 22 Ratification of Independence of Laurence Debroux Management For Voted - For 23 Appointment of Auditor Management For Voted - For 24 Authority to Set Auditor's Fees Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting SOMPO HOLDINGS, INC. Security ID: J7621A101 Ticker: 8630 Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kengo Sakurada Management For Voted - For 5 Elect Mikio Okumura Management For Voted - For 6 Elect Scott T. Davis Management For Voted - For 7 Elect Naoki Yanagida Management For Voted - For 8 Elect Isao Endo Management For Voted - For 9 Elect Hideyo Uchiyama Management For Voted - For 10 Elect Kazuhiro Higashi Management For Voted - For 11 Elect Takashi Nawa Management For Voted - For 2874 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Misuzu Shibata Misuzu Koyama Management For Voted - For 13 Elect Meyumi Yamada Management For Voted - For 14 Elect Kumi Ito Management For Voted - For 15 Elect Masayuki Waga Management For Voted - For 16 Elect Toshihiro Teshima Management For Voted - For 17 Elect Satoshi Kasai Management For Voted - For SONIC HEALTHCARE LIMITED Security ID: Q8563C107 Ticker: SHL Meeting Date: 18-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Kathryn D. Spargo Management For Voted - For 3 Re-elect Louis (Lou) J. Panaccio Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Equity Grant (MD/CEO Colin Goldschmidt) Management For Voted - For 6 Equity Grant (Finance Director and CFO Chris Wilks) Management For Voted - For SOUTH32 LIMITED Security ID: Q86668102 Ticker: S32 Meeting Date: 28-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Wayne G. Osborn Management For Voted - For 3 Re-elect Keith C. Rumble Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Equity Grant (MD/CEO Graham Kerr) Management For Voted - For 6 Approval of Termination Benefits Management For Voted - For 7 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 8 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder For Voted - For SPARK NEW ZEALAND LIMITED Security ID: Q8619N107 Ticker: SPK Meeting Date: 05-Nov-21 Meeting Type: Annual 1 Authority to Set Auditor's Fees Management For Voted - For 2 Re-elect Alison J. Barrass Management For Voted - For 3 Elect David Havercroft Management For Voted - For 2875 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SPOTIFY TECHNOLOGY S.A. Security ID: L8681T102 Ticker: SPOT Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Ratification of Board Acts Management For Voted - For 4 Elect Daniel Ek Management For Voted - For 5 Elect Martin Lorentzon Management For Voted - For 6 Elect Shishir S. Mehrotra Management For Voted - For 7 Elect Christopher P. Marshall Management For Voted - Against 8 Elect Barry McCarthy Management For Voted - For 9 Elect Heidi O'Neill Management For Voted - For 10 Elect Theodore A. Sarandos Management For Voted - For 11 Elect Thomas O. Staggs Management For Voted - For 12 Elect Cristina Stenbeck Management For Voted - For 13 Elect Mona K. Sutphen Management For Voted - For 14 Elect Padmasree Warrior Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Directors' Fees Management For Voted - For 17 Authorization of Legal Formalities Management For Voted - For STANDARD CHARTERED PLC Security ID: G84228157 Ticker: STAN Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Final Dividend Management For Voted - For 4 Remuneration Report Management For Voted - For 5 Remuneration Policy Management For Voted - Against 6 Elect Shirish Moreshwar Apte Management For Voted - For 7 Elect Robin Lawther Management For Voted - For 8 Elect David P. Conner Management For Voted - For 9 Elect Byron Grote Management For Voted - For 10 Elect Andy Halford Management For Voted - For 11 Elect Christine Hodgson Management For Voted - For 12 Elect Gay Huey Evans Management For Voted - For 13 Elect Maria Ramos Management For Voted - For 14 Elect Phil Rivett Management For Voted - For 15 Elect David Tang Management For Voted - For 16 Elect Carlson Tong Management For Voted - For 17 Elect Jose Vinals Management For Voted - For 18 Elect Jasmine Whitbread Management For Voted - For 19 Elect William T. Winters Management For Voted - For 20 Appointment of Auditor Management For Voted - For 21 Authority to Set Auditor's Fees Management For Voted - For 2876 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Authorisation of Political Donations Management For Voted - For 23 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 24 Authority to Issue Repurchased Shares Management For Voted - For 25 Authority to issue Equity Convertible AT1 Securities with Preemptive Rights Management For Voted - For 26 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 27 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 28 Authority to issue Equity Convertible AT1 Securities without Preemptive Rights Management For Voted - For 29 Authority to Repurchase Shares Management For Voted - For 30 Authority to Repurchase Preference Shares Management For Voted - For 31 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 32 Endorsement of Pathway to Net Zero Management For Voted - For 33 Shareholder Proposal Regarding Fossil Fuel Financing Shareholder Against Voted - For 34 Non-Voting Meeting Note N/A N/A Non-Voting STELLANTIS N.V Security ID: N82405106 Ticker: STLA Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Remuneration Report Management For Voted - Against 9 Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Ratification of Board Acts Management For Voted - Against 12 Appointment of Auditor Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting STMICROELECTRONICS N.V. Security ID: N83574108 Ticker: STM Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Remuneration Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 2877 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Management Board Acts Management For Voted - For 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Equity Grant (CEO) Management For Voted - For 11 Elect Janet G. Davidson to the Supervisory Board Management For Voted - For 12 Elect Donatella Sciuto to the Supervisory Board Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting STORA ENSO OYJ Security ID: X8T9CM113 Ticker: STERV Meeting Date: 15-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Ratification of Board and CEO Acts Management For Voted - For 13 Remuneration Report Management For Voted - For 14 Remuneration Policy Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Directors' Fees Management For Voted - For 17 Board Size Management For Voted - For 18 Election of Directors Management For Voted - For 19 Authority to Set Auditor's Fees Management For Voted - For 20 Appointment of Auditor Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For 22 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 24 Non-Voting Agenda Item N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 2878 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted STRAUSS GROUP LTD. Security ID: M8553H110 Ticker: STRS Meeting Date: 30-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Elect Gil Midyan Management For Voted - For 5 Elect Joshua Shemer Management For Voted - For 6 Elect Meir Shanie Management For Voted - For SUBARU CORPORATION Security ID: J7676H100 Ticker: 7270 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tomomi Nakamura Management For Voted - For 5 Elect Kazuo Hosoya Management For Voted - For 6 Elect Katsuyuki Mizuma Management For Voted - For 7 Elect Tetsuo Onuki Management For Voted - For 8 Elect Atsushi Osaki Management For Voted - For 9 Elect Fumiaki Hayata Management For Voted - For 10 Elect Yasuyuki Abe Management For Voted - For 11 Elect Natsunosuke Yago Management For Voted - For 12 Elect Miwako Doi Management For Voted - For 13 Elect Yuri Furusawa as Statutory Auditor Management For Voted - For 14 Elect Hirohisa Ryu as Alternate Statutory Auditor Management For Voted - For 15 Amendment to Restricted Stock Plan Management For Voted - For SUMITOMO ELECTRIC INDUSTRIES, LTD. Security ID: J77411114 Ticker: 5802 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masayoshi Matsumoto Management For Voted - For 5 Elect Osamu Inoue Management For Voted - For 6 Elect Mitsuo Nishida Management For Voted - For 7 Elect Akira Nishimura Management For Voted - For 8 Elect Hideo Hato Management For Voted - For 9 Elect Masaki Shirayama Management For Voted - For 10 Elect Nobuyuki Kobayashi Management For Voted - For 2879 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Yasuhiro Miyata Management For Voted - For 12 Elect Toshiyuki Sahashi Management For Voted - For 13 Elect Hiroshi Sato Management For Voted - For 14 Elect Michihiro Tsuchiya Management For Voted - For 15 Elect Christina L. Ahmadjian Management For Voted - For 16 Elect Katsuaki Watanabe Management For Voted - For 17 Elect Atsushi Horiba Management For Voted - Against 18 Elect Shigeru Nakajima Management For Voted - For 19 Elect Yoshitomo Kasui Management For Voted - For 20 Elect Ikuo Yoshikawa Management For Voted - For 21 Bonus Management For Voted - For SUMITOMO METAL MINING CO., LTD. Security ID: J77712180 Ticker: 5713 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshiaki Nakazato Management For Voted - For 5 Elect Akira Nozaki Management For Voted - For 6 Elect Toru Higo Management For Voted - For 7 Elect Nobuhiro Matsumoto Management For Voted - For 8 Elect Takahiro Kanayama Management For Voted - For 9 Elect Kazuhisa Nakano Management For Voted - For 10 Elect Taeko Ishii Management For Voted - For 11 Elect Manabu Kinoshita Management For Voted - For 12 Elect Tsuyoshi Nozawa as Statutory Auditor Management For Voted - Against 13 Elect Kazuhiro Mishina as Alternate Statutory Auditor Management For Voted - For 14 Bonus Management For Voted - For SUMITOMO MITSUI FINANCIAL GROUP, INC. Security ID: J7771X109 Ticker: 8316 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Takeshi Kunibe Management For Voted - Against 5 Elect Jun Ota Management For Voted - For 6 Elect Makoto Takashima Management For Voted - For 7 Elect Toru Nakashima Management For Voted - For 8 Elect Teiko Kudo Management For Voted - For 9 Elect Atsuhiko Inoue Management For Voted - For 10 Elect Toshihiro Isshiki Management For Voted - For 11 Elect Yasuyuki Kawasaki Management For Voted - Against 2880 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Elect Masayuki Matsumoto Management For Voted - Against 13 Elect Arthur M. Mitchell Management For Voted - Against 14 Elect Shozo Yamazaki Management For Voted - For 15 Elect Masaharu Kono Management For Voted - Against 16 Elect Yoshinobu Tsutsui Management For Voted - Against 17 Elect Katsuyoshi Shimbo Management For Voted - For 18 Elect Eriko Sakurai Management For Voted - Against 19 Shareholder Proposal Regarding Aligning Business Strategy to the Paris Agreement Shareholder Against Voted - For 20 Shareholder Proposal Regarding Fossil Fuel Financing Shareholder Against Voted - For SUMITOMO MITSUI TRUST HOLDINGS, INC. Security ID: J7772M102 Ticker: 8309 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Toru Takakura Management For Voted - For 5 Elect Jiro Araumi Management For Voted - For 6 Elect Nobuaki Yamaguchi Management For Voted - For 7 Elect Kazuya Oyama Management For Voted - For 8 Elect Testuo Ohkubo Management For Voted - Against 9 Elect Masaru Hashimoto Management For Voted - Against 10 Elect Kuniyuki Shudo Management For Voted - For 11 Elect Koji Tanaka Management For Voted - For 12 Elect Isao Matsushita Management For Voted - Against 13 Elect Shinichi Saito Management For Voted - For 14 Elect Hiroko Kawamoto Management For Voted - For 15 Elect Mitsuhiro Aso Management For Voted - Against 16 Elect Nobuaki Katoh Management For Voted - Against 17 Elect Masanori Yanagi Management For Voted - Against 18 Elect Kaoru Kashima Kaoru Taya Management For Voted - For SUMITOMO REALTY & DEVELOPMENT CO., LTD. Security ID: J77841112 Ticker: 8830 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kozo Uno as Alternate Statutory Auditor Management For Voted - For 5 Renewal of Takeover Defense Plan Management For Voted - Against 2881 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SUN HUNG KAI PROPERTIES LIMITED Security ID: Y82594121 Ticker: 0016 Meeting Date: 04-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Mike WONG Chik Wing Management For Voted - For 6 Elect Eric LI Ka Cheung Management For Voted - Against 7 Elect Margaret LEUNG Ko May Yee Management For Voted - For 8 Elect WU Xiangdong Management For Voted - Against 9 Elect Geoffrey KWOK Kai-chun Management For Voted - For 10 Elect Adam KWOK Kai-fai Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Adoption of New Share Option Scheme of SmarTone Telecommunications Holdings Limited Management For Voted - Against SUNCORP GROUP LIMITED Security ID: Q88040110 Ticker: SUN Meeting Date: 23-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management N/A Voted - For 3 Equity Grant (Group CEO Steven Johnston) Management For Voted - For 4 Elect Duncan West Management For Voted - For 5 Re-elect Sylvia Falzon Management For Voted - For 6 Re-elect Christine McLoughlin Management For Voted - For 7 Re-elect Doug McTaggart Management For Voted - For 8 Re-elect Lindsay Tanner Management For Voted - For SUNTORY BEVERAGE & FOOD LIMITED Security ID: J78186103 Ticker: 2587 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kazuhiro Saito Management For Voted - For 5 Elect Josuke Kimura Management For Voted - For 6 Elect Shekhar Mundlay Chandrashekhar Arvind Mundlay Management For Voted - For 7 Elect Peter John Harding Management For Voted - For 2882 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Kazutomo Aritake Management For Voted - For 9 Elect Yukari Inoue Management For Voted - For 10 Elect Mitsuhiro Amitani as Alternate Audit Committee Director Management For Voted - For SUZUKI MOTOR CORPORATION Security ID: J78529138 Ticker: 7269 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Toshihiro Suzuki Management For Voted - For 5 Elect Osamu Honda Management For Voted - For 6 Elect Masahiko Nagao Management For Voted - For 7 Elect Toshiaki Suzuki Management For Voted - For 8 Elect Kinji Saito Management For Voted - For 9 Elect Hiroyuki Yamashita Management For Voted - For 10 Elect Hideaki Domichi Management For Voted - For 11 Elect Shun Egusa Management For Voted - For 12 Elect Risa Yamai Management For Voted - For 13 Elect Mitsuhiro Fukuta as Statutory Auditor Management For Voted - For SVENSKA CELLULOSA AB Security ID: W90152120 Ticker: SCAB Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratify Charlotte Bengtsson Management For Voted - For 11 Ratify Par Boman Management For Voted - For 12 Ratify Lennart Evrell Management For Voted - For 13 Ratify Annemarie Gardshol Management For Voted - For 14 Ratify Carina Hakansson Management For Voted - For 15 Ratify Ulf Larsson Management For Voted - For 16 Ratify Martin Lindqvist Management For Voted - For 17 Ratify Bert Nordberg Management For Voted - For 18 Ratify Anders Sundstrom Management For Voted - For 19 Ratify Barbara M. Thoralfsson Management For Voted - For 20 Ratify Niclas Andersson Management For Voted - For 2883 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Ratify Roger Bostrom Management For Voted - For 22 Ratify Johanna Viklund Linden Management For Voted - For 23 Ratify Per Andersson Management For Voted - For 24 Ratify Maria Jonsson Management For Voted - For 25 Ratify Stefan Lundkvist Management For Voted - For 26 Ratify Peter Olsson Management For Voted - For 27 Ratify Ulf Larsson Management For Voted - For 28 Board Size Management For Voted - For 29 Number of Auditors Management For Voted - For 30 Directors' Fees Management For Voted - For 31 Authority to Set Auditor's Fees Management For Voted - For 32 Elect Par Boman Management For Voted - For 33 Elect Lennart Evrell Management For Voted - For 34 Elect Annemarie Gardshol Management For Voted - For 35 Elect Carina Hakansson Management For Voted - For 36 Elect Ulf Larsson Management For Voted - For 37 Elect Martin Lindqvist Management For Voted - For 38 Elect Anders Sundstrom Management For Voted - For 39 Elect Barbara Milian Thoralfsson Management For Voted - Against 40 Elect Asa Bergman Management For Voted - For 41 Elect Karl Aberg Management For Voted - For 42 Elect Par Boman as Chair Management For Voted - For 43 Appointment of Auditor Management For Voted - For 44 Remuneration Report Management For Voted - For 45 Remuneration Policy Management For Voted - For 46 Adoption of cash based incentive program Management For Voted - For 47 Non-Voting Meeting Note N/A N/A Non-Voting 48 Non-Voting Meeting Note N/A N/A Non-Voting 49 Non-Voting Meeting Note N/A N/A Non-Voting 50 Non-Voting Meeting Note N/A N/A Non-Voting 51 Non-Voting Meeting Note N/A N/A Non-Voting 52 Non-Voting Meeting Note N/A N/A Non-Voting SVENSKA HANDELSBANKEN Security ID: W9112U104 Ticker: SHBA Meeting Date: 21-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 2884 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Approve Related Party Transactions (Svenska Handelsbankens Pensionsstiftelse) Management For Voted - For 12 Special Dividend Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Accounts and Reports Management For Voted - For 15 Allocation of Profits/Dividends Management For Voted - For 16 Remuneration Report Management For Voted - For 17 Ratify Jon Fredrik Baksaas Management For Voted - For 18 Ratify Stina Bergfors Management For Voted - For 19 Ratify Hans Biorck Management For Voted - For 20 Ratify Par Boman Management For Voted - For 21 Ratify Kerstin Hessius Management For Voted - For 22 Ratify Fredrik Lundberg Management For Voted - For 23 Ratify Ulf Riese Management For Voted - For 24 Ratify Arja Taaveniku Management For Voted - For 25 Ratify Carina Akerstrom Management For Voted - For 26 Ratify Anna Hjelmberg Management For Voted - For 27 Ratify Lena Renstrom Management For Voted - For 28 Ratify Stefan Henricson Management For Voted - For 29 Ratify Charlotte Uriz Management For Voted - For 30 Ratify Carina Akerstrom (CEO) Management For Voted - For 31 Authority to Repurchase and Reissue Shares Management For Voted - For 32 Authority to Trade in Company Stock Management For Voted - For 33 Authority to Issue Shares w or w/o Preemptive Rights (Contingent Convertible Securities) Management For Voted - For 34 Board Size Management For Voted - For 35 Number of Auditors Management For Voted - For 36 Directors' Fees Management For Voted - For 37 Authority to Set Auditor's Fees Management For Voted - For 38 Elect Jon Fredrik Baksaas Management For Voted - For 39 Elect Helene Barnekow Management For Voted - For 2885 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 40 Elect Stina Bergfors Management For Voted - For 41 Elect Hans Biorck Management For Voted - For 42 Elect Par Boman Management For Voted - Against 43 Elect Kerstin Hessius Management For Voted - For 44 Elect Fredrik Lundberg Management For Voted - For 45 Elect Ulf Riese Management For Voted - For 46 Elect Arja Taaveniku Management For Voted - For 47 Elect Carina Akerstrom Management For Voted - For 48 Elect Par Boman as Chair Management For Voted - Against 49 Appointment of PricewaterhouseCoopers AB Management For Voted - For 50 Appointment of Ernst & Young AB Management For Voted - For 51 Approval of Nominating Committee Guidelines Management For Voted - For 52 Remuneration Policy Management For Voted - For 53 Appointment of Special Auditor Management For Voted - For 54 Shareholder Proposal Regarding Company's IT Management Shareholder Against Voted - Against 55 Shareholder Proposal Regarding Formation of Integration Institute Shareholder N/A Voted - Against 56 Non-Voting Agenda Item N/A N/A Non-Voting 57 Non-Voting Meeting Note N/A N/A Non-Voting SVENSKA HANDELSBANKEN Security ID: W9112U112 Ticker: SHBA Meeting Date: 21-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Approve Related Party Transactions (Svenska Handelsbankens Pensionsstiftelse) Management For Voted - For 12 Special Dividend Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 2886 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Accounts and Reports Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Ratify Jon Fredrik Baksaas Management For Voted - For 19 Ratify Stina Bergfors Management For Voted - For 20 Ratify Hans Biorck Management For Voted - For 21 Ratify Par Boman Management For Voted - For 22 Ratify Kerstin Hessius Management For Voted - For 23 Ratify Fredrik Lundberg Management For Voted - For 24 Ratify Ulf Riese Management For Voted - For 25 Ratify Arja Taaveniku Management For Voted - For 26 Ratify Carina Akerstrom Management For Voted - For 27 Ratify Anna Hjelmberg Management For Voted - For 28 Ratify Lena Renstrom Management For Voted - For 29 Ratify Stefan Henricson Management For Voted - For 30 Ratify Charlotte Uriz Management For Voted - For 31 Ratify Carina Akerstrom (CEO) Management For Voted - For 32 Authority to Repurchase and Reissue Shares Management For Voted - For 33 Authority to Trade in Company Stock Management For Voted - For 34 Authority to Issue Shares w or w/o Preemptive Rights (Contingent Convertible Securities) Management For Voted - For 35 Board Size Management For Voted - For 36 Number of Auditors Management For Voted - For 37 Directors' Fees Management For Voted - For 38 Authority to Set Auditor's Fees Management For Voted - For 39 Elect Jon Fredrik Baksaas Management For Voted - For 40 Elect Helene Barnekow Management For Voted - For 41 Elect Stina Bergfors Management For Voted - For 42 Elect Hans Biorck Management For Voted - For 43 Elect Par Boman Management For Voted - Against 44 Elect Kerstin Hessius Management For Voted - For 45 Elect Fredrik Lundberg Management For Voted - For 46 Elect Ulf Riese Management For Voted - For 47 Elect Arja Taaveniku Management For Voted - For 48 Elect Carina Akerstrom Management For Voted - For 49 Elect Par Boman as Chair Management For Voted - Against 50 Appointment of PricewaterhouseCoopers AB Management For Voted - For 51 Appointment of Ernst & Young AB Management For Voted - For 52 Approval of Nominating Committee Guidelines Management For Voted - For 53 Remuneration Policy Management For Voted - For 2887 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 54 Appointment of Special Auditor Management For Voted - For 55 Shareholder Proposal Regarding Company's IT Management Shareholder Against Voted - Against 56 Shareholder Proposal Regarding Formation of Integration Institute Shareholder N/A Voted - Against 57 Non-Voting Agenda Item N/A N/A Non-Voting 58 Non-Voting Meeting Note N/A N/A Non-Voting SWEDBANK AB Security ID: W94232100 Ticker: SWEDA Meeting Date: 28-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Allocation of Profits/Dividends Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Accounts and Reports Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratify Josefin Lindstrand Management For Voted - For 18 Ratify Bo Bengtsson Management For Voted - For 19 Ratify Goran Bengtsson Management For Voted - For 20 Ratify Hans Eckerstrom Management For Voted - For 2888 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Ratify Kerstin Hermansson Management For Voted - For 22 Ratify Bengt Erik Lindgren Management For Voted - For 23 Ratify Bo Magnusson Management For Voted - For 24 Ratify Anna Mossberg Management For Voted - For 25 Ratify Biljana Pehrsson Management For Voted - For 26 Ratify Goran Persson Management For Voted - For 27 Ratify Annika Creutzer Management For Voted - For 28 Ratify Per Olof Nyman Management For Voted - For 29 Ratify Jens Henriksson Management For Voted - For 30 Ratify Roger Ljung Management For Voted - For 31 Ratify Ake Skoglund Management For Voted - For 32 Ratify Henrik Joelsson Management For Voted - For 33 Ratify Camilla Linder Management For Voted - For 34 Board Size Management For Voted - For 35 Directors and Auditors' Fees Management For Voted - For 36 Elect Helena Liljedahl Management For Voted - For 37 Elect Biorn Riese Management For Voted - For 38 Elect Bo Bengtsson Management For Voted - For 39 Elect Goran Bengtsson Management For Voted - For 40 Elect Annika Creutzer Management For Voted - For 41 Elect Hans Eckerstrom Management For Voted - For 42 Elect Kerstin Hermansson Management For Voted - For 43 Elect Bengt-Erik Lindgren Management For Voted - For 44 Elect Anna Mossberg Management For Voted - For 45 Elect Per Olof Nyman Management For Voted - For 46 Elect Biljana Pehrsson Management For Voted - For 47 Elect Goran Persson Management For Voted - For 48 Elect Goran Persson as Chair Management For Voted - For 49 Approve nomination committee guidelines Management For Voted - For 50 Remuneration policy Management For Voted - For 51 Authority to Repurchase Shares Related to Securities Operations Management For Voted - For 52 Authority to Repurchase Shares Management For Voted - For 53 Authority to Issue Convertible Debt Instruments Management For Voted - For 54 Eken 2022 Management For Voted - For 55 Individual Program 2022 Management For Voted - For 56 Authority to Issue Shares for Equity Remuneration Plans Management For Voted - For 57 Remuneration Report Management For Voted - For 58 Shareholder Proposal Regarding Company's IT Management (Carl Axel Bruno) Shareholder N/A Voted - Against 59 Shareholder Proposal Regarding Formation of Integration Institute (Tommy Jonasson) Shareholder N/A Voted - Against 60 Non-Voting Agenda Item N/A N/A Non-Voting 61 Non-Voting Meeting Note N/A N/A Non-Voting 62 Non-Voting Meeting Note N/A N/A Non-Voting 2889 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted SWEDISH MATCH AB Security ID: W9376L154 Ticker: SWMA Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Remuneration Report Management For Voted - For 12 Accounts and Reports Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Ratify Charles A. Blixt Management For Voted - For 15 Ratify Andrew Cripps Management For Voted - For 16 Ratify Jacqueline Hoogerbrugge Management For Voted - For 17 Ratify Conny Carlsson Management For Voted - For 18 Ratify Alexander Lacik Management For Voted - For 19 Ratify Pauline Lindwall Management For Voted - For 20 Ratify Wenche Rolfsen Management For Voted - For 21 Ratify Joakim Westh Management For Voted - For 22 Ratify Patrik Engelbrektsson Management For Voted - For 23 Ratify Par-Ola Olausson Management For Voted - For 24 Ratify Dragan Popovic Management For Voted - For 25 Ratify Lars Dahlgren (CEO) Management For Voted - For 26 Board Size Management For Voted - For 27 Directors' Fees Management For Voted - For 28 Elect Charles A. Blixt Management For Voted - For 29 Elect Jacqueline Hoogerbrugge Management For Voted - For 30 Elect Conny Karlsson Management For Voted - Against 31 Elect Alexander Lacik Management For Voted - For 32 Elect Pauline Lindwall Management For Voted - For 33 Elect Joakim Westh Management For Voted - For 34 Elect Sanna Suvanto-Harsaae Management For Voted - Against 35 Elect Conny Karlsson as Chair Management For Voted - Against 36 Number of Auditors Management For Voted - For 37 Authority to Set Auditor's Fees Management For Voted - For 38 Appointment of Auditor Management For Voted - For 39 Cancellation of Shares Management For Voted - For 40 Bonus Issuance Management For Voted - For 41 Authority to Repurchase Shares Management For Voted - For 42 Issuance of Treasury Shares Management For Voted - For 43 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 2890 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 44 Non-Voting Meeting Note N/A N/A Non-Voting SYDNEY AIRPORT Security ID: Q8808P103 Ticker: SYD Meeting Date: 03-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Acquisition by Sydney Aviation of All Sydney Airport Securities Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Amendment to SAT1 Trust Constitution Management For Voted - For 5 Acquisition by Sydney Aviation of All SAT1 Units Management For Voted - For 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Acquisition by Sydney Aviation of All Sydney Airport Securities Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Amendment to SAT1 Trust Constitution Management For Voted - For 5 Acquisition by Sydney Aviation of All SAT1 Units Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting SYSMEX CORPORATION Security ID: J7864H102 Ticker: 6869 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Hisashi Ietsugu Management For Voted - For 5 Elect Kaoru Asano Management For Voted - For 6 Elect Kenji Tachibana Management For Voted - For 7 Elect Iwane Matsui Management For Voted - For 8 Elect Hiroshi Kanda Management For Voted - For 9 Elect Tomokazu Yoshida Management For Voted - For 10 Elect Masayo Takahashi Management For Voted - For 11 Elect Kazuo Ota Management For Voted - For 12 Elect Hidekazu Fukumoto Management For Voted - For 13 Elect Tomoo Aramaki Management For Voted - Against 14 Elect Kazumasa Hashimoto Management For Voted - For 15 Elect Michihide Iwasa Management For Voted - For T&D HOLDINGS,INC Security ID: J86796109 Ticker: 8795 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 2891 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Amendments to Articles Management For Voted - For 4 Elect Hirohisa Uehara Management For Voted - For 5 Elect Kanaya Morinaka Management For Voted - For 6 Elect Masahiko Moriyama Management For Voted - For 7 Elect Naoki Ogo Management For Voted - For 8 Elect Kensaku Watanabe Management For Voted - For 9 Elect Chieko Matsuda Management For Voted - For 10 Elect Naoki Soejima Management For Voted - For 11 Elect Mutsuro Kitahara Management For Voted - For 12 Elect Takasi Ikawa Management For Voted - For 13 Elect Takashi Tojo Management For Voted - For 14 Elect Seiji Higaki Management For Voted - For 15 Elect Shinnosuke Yamada Management For Voted - For 16 Elect Atsuko Taishido Management For Voted - For 17 Elect Yuichiro Shinma as Alternate Audit Committee Director Management For Voted - For TAISEI CORPORATION Security ID: J79561148 Ticker: 1801 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Takashi Yamauchi Management For Voted - Against 5 Elect Yoshiro Aikawa Management For Voted - For 6 Elect Shigeyuki Sakurai Management For Voted - For 7 Elect Shigeyoshi Tanaka Management For Voted - For 8 Elect Norihiko Yaguchi Management For Voted - For 9 Elect Hiroshi Kimura Management For Voted - For 10 Elect Atsushi Yamamoto Management For Voted - For 11 Elect Yoshihiro Teramoto Management For Voted - For 12 Elect Atsuko Nishimura Management For Voted - For 13 Elect Takao Murakami Management For Voted - Against 14 Elect Norio Otsuka Management For Voted - For 15 Elect Fumiya Kokubu Management For Voted - For TDK CORPORATION Security ID: J82141136 Ticker: 6762 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Noboru Saito Management For Voted - For 4 Elect Tetsuji Yamanishi Management For Voted - For 5 Elect Shigenao Ishiguro Management For Voted - For 6 Elect Shigeki Sato Management For Voted - For 2892 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Kozue Nakayama Management For Voted - For 8 Elect Mutsuo Iwai Management For Voted - For 9 Elect Shoei Yamana Management For Voted - For 10 Amendments to Articles Management For Voted - For TECHTRONIC INDUSTRIES CO LTD Security ID: Y8563B159 Ticker: 669 Meeting Date: 13-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Elect Patrick CHAN Kin Wah Management For Voted - For 7 Elect Camille Jojo Management For Voted - Against 8 Elect Peter D. Sullivan Management For Voted - Against 9 Elect Johannes-Gerhard Hesse Management For Voted - Against 10 Elect Caroline Christina KRACHT Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For TELEFONAKTIEBOLAGET LM ERICSSON Security ID: W26049119 Ticker: ERICB Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Remuneration Report Management For Voted - For 15 Ratify Ronnie Leten Management For Voted - Against 16 Ratify Helena Stjernholm Management For Voted - Against 17 Ratify Jacob Wallenberg Management For Voted - Against 18 Ratify Jon Fredrik Baksaas Management For Voted - Against 19 Ratify Jan Carlson Management For Voted - Against 2893 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Ratify Nora Denzel Management For Voted - Against 21 Ratify Borje Ekholm Management For Voted - Against 22 Ratify Eric A. Elzvik Management For Voted - Against 23 Ratify Kurt Jofs Management For Voted - Against 24 Ratify Kristin S. Rinne Management For Voted - Against 25 Ratify Torbjorn Nyman Management For Voted - Against 26 Ratify Kjell-Ake Soting Management For Voted - Against 27 Ratify Anders Ripa Management For Voted - Against 28 Ratify Roger Svensson Management For Voted - Against 29 Ratify Per Holmberg Management For Voted - Against 30 Ratify Loredana Roslund Management For Voted - Against 31 Ratify Ulf Rosberg Management For Voted - Against 32 Ratify Borje Ekholm (CEO) Management For Voted - Against 33 Allocation of Profits/Dividends Management For Voted - For 34 Board Size Management For Voted - For 35 Directors' Fees Management For Voted - For 36 Elect Jon Fredrik Baksaas Management For Voted - For 37 Elect Jan Carlson Management For Voted - For 38 Elect Nora M. Denzel Management For Voted - For 39 Elect Carolina Dybeck Happe Management For Voted - For 40 Elect Borje E. Ekholm Management For Voted - Against 41 Elect Eric A. Elzvik Management For Voted - Against 42 Elect Kurt Jofs Management For Voted - For 43 Elect Ronnie Leten Management For Voted - For 44 Elect Kristin S. Rinne Management For Voted - For 45 Elect Helena Stjernholm Management For Voted - For 46 Elect Jacob Wallenberg Management For Voted - For 47 Elect Ronnie Leten as Chair Management For Voted - For 48 Number of Auditors Management For Voted - For 49 Authority to Set Auditor's Fees Management For Voted - For 50 Appointment of Auditor Management For Voted - For 51 Adoption of Share-Based Incentives ("LTV 2022") Management For Voted - For 52 Capital Authorities to Implement LTV 2022 Management For Voted - For 53 Approve Equity Swap Agreement (LTV 2022) Management For Voted - For 54 Transfer of Treasury Shares (LTV 2021) Management For Voted - For 55 Transfer of Treasury Shares (LTV 2019 & LTV 2020) Management For Voted - For 56 Shareholder Proposal regarding Production of Semiconductors (Carl Axel Bruno) Shareholder N/A Voted - Against 57 Non-Voting Agenda Item N/A N/A Non-Voting 58 Non-Voting Meeting Note N/A N/A Non-Voting 59 Non-Voting Meeting Note N/A N/A Non-Voting 60 Non-Voting Meeting Note N/A N/A Non-Voting TELEFONICA S.A Security ID: 879382109 Ticker: TEF Meeting Date: 07-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2894 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Report on Non-Financial Information Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Elect Jose Maria Abril Perez Management For Voted - For 9 Elect Angel Vila Boix Management For Voted - For 10 Elect Maria Luisa Garcia Blanco Management For Voted - For 11 Elect Francisco Javier de Paz Mancho Management For Voted - For 12 Ratification of the Co-Option of Maria Rotondo Urcola Management For Voted - For 13 Board Size Management For Voted - For 14 Authority to Cancel Treasury Shares Management For Voted - For 15 Scrip Dividend Management For Voted - For 16 Special Dividend Management For Voted - For 17 Employee Stock Purchase Plan Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For 19 Remuneration Report Management For Voted - Against 20 Non-Voting Meeting Note N/A N/A Non-Voting TELEKOM AUSTRIA AG Security ID: A8502A102 Ticker: TKA Meeting Date: 06-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Christine Catasta to the Supervisory Board Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 27-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Supervisory Board Members' Fees Management For Voted - For 9 Elect Daniela Lecuona Torras Management For Voted - For 10 Elect Carlos M. Jarque Management For Voted - Against 11 Elect Christine Catasta Management For Voted - Against 12 Appointment of Auditor Management For Voted - For 13 Remuneration Report Management For Voted - For 2895 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted TELENOR ASA Security ID: R21882106 Ticker: TEL Meeting Date: 11-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Agenda Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Shareholder Proposal Regarding Quality Assurance of Ongoing Fiber Development Shareholder Against Voted - Against 15 Corporate Governance Report Management For Voted - For 16 Remuneration Policy Management For Voted - For 17 Remuneration Report Management For Voted - For 18 Authority to Repurchase Shares (LTI) Management For Voted - For 19 Elect Lars Tonsgaard Management For Voted - For 20 Elect Heidi Algarheim Management For Voted - For 21 Corporate Assembly Fees; Nomination Committee Fees Management For Voted - For TELIA COMPANY AB Security ID: W95890104 Ticker: TELIA Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Accounts and Reports Management For Voted - For 13 Allocation of Profits/Dividends Management For Voted - For 14 Raitfy Ingrid Bonde Management For Voted - For 15 Ratify Luisa Delgado Management For Voted - For 2896 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 16 Ratify Rickard Gustafson Management For Voted - For 17 Ratify Lars-Johan Jarnheimer Management For Voted - For 18 Ratify Jeanette Jager Management For Voted - For 19 Ratify Nina Linander Management For Voted - For 20 Ratify Jimmy Maymann Management For Voted - For 21 Ratify Martin Tiveus Management For Voted - For 22 Ratify Anna Settman Management For Voted - For 23 Ratify Olaf Swantee Management For Voted - For 24 Ratify Agneta Ahlstrom Management For Voted - For 25 Ratify Stefan Carlsson Management For Voted - For 26 Ratify Rickard Wast Management For Voted - For 27 Ratify Hans Gustavsson Management For Voted - For 28 Ratify Afrodite Landero Management For Voted - For 29 Ratify Martin Saaf Management For Voted - For 30 Ratify Allison Kirkby Management For Voted - For 31 Remuneration Report Management For Voted - For 32 Board Size Management For Voted - For 33 Directors' Fees Management For Voted - For 34 Elect Ingrid Bonde Management For Voted - For 35 Elect Luisa Delgado Management For Voted - For 36 Elect Rickard Gustafson Management For Voted - For 37 Elect Lars-Johan Jarnheimer Management For Voted - For 38 Elect Jeanette Christensen Jager Management For Voted - For 39 Elect Nina Linander Management For Voted - For 40 Elect Jimmy Maymann Management For Voted - For 41 Elect Hannes Ametsreiter Management For Voted - For 42 Elect Tomas Eliasson Management For Voted - For 43 Elect Lars-Johan Jarnheimer as Chair Management For Voted - For 44 Elect Ingrid Bonde as Vice Chair Management For Voted - For 45 Number of Auditors Management For Voted - For 46 Authority to Set Auditor's Fees Management For Voted - For 47 Appointment of Auditor Management For Voted - For 48 Approve nomination committee guidelines Management For Voted - For 49 Authority to Repurchase and Reissue Shares Management For Voted - For 50 Adoption of Share-Based Incentives (Performance share program 2022/2025) Management For Voted - For 51 Transfer of shares pursuant to LTIP 2022/2025 Management For Voted - For 52 Shareholder Proposal Regarding Replies of Letters to the Company (Carl Axel Bruno) Shareholder Against Voted - Against 53 Shareholder Proposals Regarding Customer Relations Policy (Per Rinder) Shareholder Against Voted - Against 54 Shareholder Proposal Regarding Customer Support (Per Rinder) Shareholder Against Voted - Against TELSTRA CORPORATION LIMITED Security ID: Q8975N105 Ticker: TLS Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2897 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Roy H. Chestnutt Management For Voted - For 3 Elect Niek Jan van Damme Management For Voted - For 4 Equity Grant (MD/CEO Andrew Penn - Restricted Shares) Management For Voted - For 5 Equity Grant (MD/CEO Andrew Penn - Performance Rights) Management For Voted - For 6 Remuneration Report Management For Voted - For TERNA - TRASMISSIONE ELETTRICITA RETE NAZIONALE Security ID: T9471R100 Ticker: TRN Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Qinjing Shen Management For Voted - For 6 2022-2026 Performance Share Plan Management For Voted - For 7 Authority to Repurchase and Reissue Shares to Serve 2022-2026 Performance Share Plan Management For Voted - For 8 Remuneration Policy Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting TERUMO CORPORATION Security ID: J83173104 Ticker: 4543 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Toshiaki Takagi Management For Voted - For 5 Elect Shinjiro Sato Management For Voted - For 6 Elect Shoji Hatano Management For Voted - For 7 Elect Kyo Nishikawa Management For Voted - For 8 Elect Kazunori Hirose Management For Voted - For 9 Elect Yukiko Kuroda Yukiko Matsumoto Management For Voted - For 10 Elect Hidenori Nishi Management For Voted - For 11 Elect Keiya Ozawa Management For Voted - For 12 Elect Koichi Sakaguchi as Alternate Audit Committee Director Management For Voted - For 2898 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted TESCO PLC Security ID: G8T67X102 Ticker: TSCO Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Policy Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Final Dividend Management For Voted - For 5 Elect John M. Allan Management For Voted - For 6 Elect Melissa Bethell Management For Voted - For 7 Elect Bertrand Bodson Management For Voted - For 8 Elect Thierry Garnier Management For Voted - For 9 Elect Stewart Gilliland Management For Voted - For 10 Elect Byron Grote Management For Voted - For 11 Elect Ken Murphy Management For Voted - For 12 Elect Imran Nawaz Management For Voted - For 13 Elect Alison Platt Management For Voted - For 14 Elect Lindsey Pownall Management For Voted - For 15 Elect Karen Whitworth Management For Voted - For 16 Appointment of Auditor Management For Voted - For 17 Authority to Set Auditor's Fees Management For Voted - For 18 Authorisation of Political Donations Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For THE KANSAI ELECTRIC POWER COMPANY, INCORPORATED Security ID: J30169106 Ticker: 9503 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles (I) Management For Voted - For 4 Amendments to Articles (II) Management For Voted - For 5 Elect Sadayuki Sakakibara Management For Voted - Against 6 Elect Takamune Okihara Management For Voted - Against 7 Elect Tetsuya Kobayashi Management For Voted - Against 8 Elect Shigeo Sasaki Management For Voted - For 9 Elect Atsuko Kaga Management For Voted - For 10 Elect Hiroshi Tomono Management For Voted - For 11 Elect Kazuko Takamatsu Management For Voted - For 12 Elect Fumio Naito Management For Voted - For 13 Elect Nozomu Mori Management For Voted - For 2899 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Koji Inada Management For Voted - For 15 Elect Nobuhiro Nishizawa Management For Voted - For 16 Elect Yasushi Sugimoto Management For Voted - For 17 Elect Yasuji Shimamoto Management For Voted - For 18 Shareholder Proposal Regarding Denuclearization and Engagement in Renewable Energy Shareholder Against Voted - For 19 Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes Shareholder Against Voted - For 20 Shareholder Proposal Regarding Corporate Social Responsibility Shareholder Against Voted - For 21 Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology Shareholder Against Voted - For 22 Shareholder Proposal Regarding Withdrawal from Coal Shareholder Against Voted - For 23 Shareholder Proposal Regarding Gender Diversity Targets Shareholder Against Voted - For 24 Shareholder Proposal Regarding Distribution of Dividends Shareholder Against Voted - Against 25 Shareholder Proposal Regarding Dismissal of Takashi Morimoto Shareholder Against Voted - Against 26 Shareholder Proposal Regarding Individual Disclosure of Director and Executive Officer Remuneration Shareholder Against Voted - For 27 Shareholder Proposal Regarding Evacuation Plans Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Denuclearization and Zero Carbon Shareholder Against Voted - For 29 Shareholder Proposal Regarding Purchase Contract with Japan Atomic Power Company Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Nuclear Fuel Shareholder Against Voted - Against 31 Shareholder Proposal Regarding Building Trust With Society Shareholder Against Voted - For 32 Shareholder Proposal Regarding Alternative Energy Sources Shareholder Against Voted - For 33 Shareholder Proposal Regarding Carbon Neutral Business Activities Shareholder Against Voted - For 34 Shareholder Proposal Regarding Separation of Business Activities Shareholder Against Voted - Against 35 Shareholder Proposal Regarding Electricity Supply Shareholder Against Voted - Against 36 Shareholder Proposal Regarding Scenario Analysis Shareholder Against Voted - For 37 Shareholder Proposal Regarding Linking Executive Compensation to ESG Shareholder Against Voted - For 38 Shareholder Proposal Regarding Disclosing Individual Remuneration and Remuneration Paid to Post-Retirement Staff Shareholder Against Voted - For 39 Shareholder Proposal Regarding Nuclear Plant Operations Shareholder Against Voted - For 40 Shareholder Proposal Regarding Fostering a Culture of Safety Shareholder Against Voted - Against 41 Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees Shareholder Against Voted - Against 42 Shareholder Proposal Regarding Board Size and Independence Shareholder Against Voted - For 43 Shareholder Proposal Regarding Decarbonization Through Prohibiting New Coal Fired Power Generation Shareholder Against Voted - For 2900 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted TOHO CO., LTD. Security ID: J84764117 Ticker: 9602 Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Yoshishige Shimatani Management For Voted - For 5 Elect Nobuyuki Tako Management For Voted - For 6 Elect Minami Ichikawa Management For Voted - For 7 Elect Hiroyasu Matsuoka Management For Voted - For 8 Elect Kazuo Sumi Management For Voted - For 9 Elect Eiichi Ogata Management For Voted - Against 10 Elect Takashi Kobayashi Management For Voted - For 11 Elect Satoshi Ando Management For Voted - For 12 Elect Taizo Ota as Alternate Audit Committee Director Management For Voted - For TOKIO MARINE HOLDINGS, INC. Security ID: J86298106 Ticker: 8766 Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tsuyoshi Nagano Management For Voted - For 5 Elect Satoru Komiya Management For Voted - For 6 Elect Akira Harashima Management For Voted - For 7 Elect Kenji Okada Management For Voted - For 8 Elect Yoichi Moriwaki Management For Voted - For 9 Elect Shinichi Hirose Management For Voted - For 10 Elect Akio Mimura Management For Voted - For 11 Elect Masako Egawa Management For Voted - For 12 Elect Takashi Mitachi Management For Voted - For 13 Elect Nobuhiro Endo Management For Voted - For 14 Elect Shinya Katanozaka Management For Voted - For 15 Elect Emi Osono Management For Voted - For 16 Elect Yoshinori Ishii Management For Voted - For 17 Elect Kiyoshi Wada Management For Voted - For 18 Elect Akihiro Wani Management For Voted - For 19 Elect Nana Otsuki Management For Voted - For 20 Elect Takayuki Yuasa Management For Voted - For 2901 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted TOKYO ELECTRON LIMITED Security ID: J86957115 Ticker: 8035 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Toshiki Kawai Management For Voted - For 4 Elect Sadao Sasaki Management For Voted - For 5 Elect Yoshikazu Nunokawa Management For Voted - For 6 Elect Michio Sasaki Management For Voted - Against 7 Elect Makiko Eda Management For Voted - For 8 Elect Sachiko Ichikawa Management For Voted - For 9 Bonus Management For Voted - For 10 Equity Compensation Plan for Inside directors Management For Voted - For 11 Equity Compensation Plan for Executive Officers Management For Voted - For TOKYO GAS CO., LTD. Security ID: J87000113 Ticker: 9531 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Michiaki Hirose Management For Voted - Against 4 Elect Takashi Uchida Management For Voted - For 5 Elect Isao Nakajima Management For Voted - For 6 Elect Hitoshi Saito Management For Voted - For 7 Elect Kazunori Takami Management For Voted - For 8 Elect Junko Edahiro Management For Voted - For 9 Elect Mami Indo Management For Voted - For 10 Elect Hiromichi Ono Management For Voted - For 11 Elect Hiroyuki Sekiguchi Management For Voted - For TOKYU CORPORATION Security ID: J88720149 Ticker: 9005 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Hirofumi Nomoto Management For Voted - Against 5 Elect Kazuo Takahashi Management For Voted - For 6 Elect Hirohisa Fujiwara Management For Voted - For 7 Elect Toshiyuki Takahashi Management For Voted - For 8 Elect Setsu Hamana Management For Voted - For 9 Elect Kiyoshi Kanazashi Management For Voted - For 2902 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Isao Watanabe Management For Voted - For 11 Elect Masahiro Horie Management For Voted - For 12 Elect Reiko Kanise Management For Voted - For 13 Elect Midori Miyazaki Management For Voted - For 14 Elect Kunio Shimada Management For Voted - For 15 Elect Hiroshi Shimizu Management For Voted - Against 16 Elect Shuzo Sumi as Statutory Auditor Management For Voted - For 17 Elect Taku Matsumoto as Alternate Statutory Auditor Management For Voted - For TOMRA SYSTEMS ASA Security ID: R91733114 Ticker: TOM Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Election of Presiding Chair Management For Take No Action 7 Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Accounts and Reports; Allocation of Profits and Dividends Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Non-Voting Agenda Item N/A N/A Take No Action 13 Directors' Fees Management For Take No Action 14 Nomination Committee Fees Management For Take No Action 15 Election of Directors Management For Take No Action 16 Election of Nomination Committee Members Management For Take No Action 17 Authority to Set Auditor's Fees Management For Take No Action 18 Authority to Repurchase and Reissue Shares (Share Savings Plan) Management For Take No Action 19 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 20 Stock Split Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action 22 Non-Voting Meeting Note N/A N/A Take No Action TORAY INDUSTRIES, INC. Security ID: J89494116 Ticker: 3402 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Akihiro Nikkaku Management For Voted - For 2903 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Mitsuo Oya Management For Voted - For 6 Elect Satoru Hagiwara Management For Voted - For 7 Elect Kazuyuki Adachi Management For Voted - For 8 Elect Minoru Yoshinaga Management For Voted - For 9 Elect Yasuo Suga Management For Voted - For 10 Elect Kazuhiko Shuto Management For Voted - For 11 Elect Masahiko Okamoto Management For Voted - For 12 Elect Kunio Ito Management For Voted - For 13 Elect Ryoji Noyori Management For Voted - For 14 Elect Susumu Kaminaga Management For Voted - For 15 Elect Kazuo Futagawa Management For Voted - Against 16 Bonus Management For Voted - For 17 Directors' Fees Management For Voted - For TOSHIBA CORPORATION Security ID: J89752117 Ticker: 6502 Meeting Date: 24-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Examination of Strategic Reorganization Management For Voted - Against 3 Shareholder Proposal Regarding Article Amendment (Withdrawn) Shareholder Against Voted - Abstain 4 Shareholder Proposal Regarding Re-examination by SRC Shareholder Against Voted - For Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Paul J. Brough Management For Voted - Against 4 Elect Ayako Hirota Weissman Management For Voted - For 5 Elect Jerome Thomas Black Management For Voted - Against 6 Elect George Raymond Zage III Management For Voted - Against 7 Elect Mariko Watahiki Management For Voted - For 8 Elect Katsunori Hashimoto Management For Voted - Against 9 Elect Taro Shimada Management For Voted - For 10 Elect Goro Yanase Management For Voted - For 11 Elect Mikio Mochidzuki Management For Voted - For 12 Elect Akihiro Watanabe Management For Voted - For 13 Elect Ayumi Uzawa Management For Voted - For 14 Elect Eijiro Imai Management For Voted - For 15 Elect Nabeel Bhanji Management For Voted - For TOTALENERGIES SE Security ID: F92124100 Ticker: TTE Meeting Date: 25-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2904 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Consolidated Accounts and Reports Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Authority to Repurchase and Reissue Shares Management For Voted - For 12 Special Auditors Report on Regulated Agreements Management For Voted - For 13 Elect Lise Croteau Management For Voted - For 14 Elect Maria van der Hoeven Management For Voted - For 15 Elect Jean Lemierre Management For Voted - For 16 Elect Emma de Jonge Management For Voted - For 17 Elect Marina Delendik Management Against Voted - Against 18 Elect Alexandre Garrot Management Against Voted - Against 19 Elect Agueda Marin Management Against Voted - Against 20 2021 Remuneration Report Management For Voted - For 21 2022 Remuneration Policy (Board of Directors) Management For Voted - For 22 2021 Remuneration of Patrick Pouyanne, Chair and CEO Management For Voted - For 23 2022 Remuneration Policy (Chair and CEO) Management For Voted - For 24 Appointment of Auditor (Ernst & Young) Management For Voted - For 25 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For 26 Opinion on 2022 Sustainability and Climate Progress Report Management For Voted - For 27 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 28 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 29 Authority to Issue Shares and Convertible Debt Through Private Placement Management For Voted - For 30 Greenshoe Management For Voted - For 31 Authority to Increase Capital in Consideration for Contributions In Kind (France) Management For Voted - For 32 Employee Stock Purchase Plan Management For Voted - For 33 Authority to Cancel Shares and Reduce Capital Management For Voted - For TOTO LTD. Security ID: J90268103 Ticker: 5332 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Madoka Kitamura Management For Voted - For 4 Elect Noriaki Kiyota Management For Voted - For 5 Elect Satoshi Shirakawa Management For Voted - For 6 Elect Ryosuke Hayashi Management For Voted - For 7 Elect Tomoyuki Taguchi Management For Voted - For 2905 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Shinya Tamura Management For Voted - For 9 Elect Toshiya Kuga Management For Voted - For 10 Elect Takayuki Shimizu Management For Voted - For 11 Elect Yojiro Taketomi Management For Voted - For 12 Elect Junji Tsuda Management For Voted - For 13 Elect Shigenori Yamauchi Management For Voted - For 14 Elect Shigeki Inoue Management For Voted - For 15 Elect Shuichi Sarasawa Management For Voted - For 16 Elect Yasushi Marumori Management For Voted - For 17 Elect Yukari Ienaga Management For Voted - For 18 Non-Audit Committee Directors' Fees Management For Voted - For 19 Audit Committee Directors' Fees Management For Voted - For 20 Amendments to Restricted Stock Plan Management For Voted - For TOWER SEMICONDUCTOR LTD. Security ID: M87915274 Ticker: TSEM Meeting Date: 25-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Merger/Acquisition Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For TOYOTA INDUSTRIES CORPORATION Security ID: J92628106 Ticker: 6201 Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Tetsuro Toyoda Management For Voted - Against 4 Elect Akira Onishi Management For Voted - For 5 Elect Yojiro Mizuno Management For Voted - For 6 Elect Shuzo Sumi Management For Voted - For 7 Elect Masahiko Maeda Management For Voted - For 8 Elect Junichi Handa Management For Voted - For 9 Elect Hitoshi Furusawa as Alternate Statutory Auditor Management For Voted - For 10 Bonus Management For Voted - Against 11 Directors' Fees Management For Voted - For TOYOTA MOTOR CORPORATION Security ID: J92676113 Ticker: 7203 Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Takeshi Uchiyamada Management For Voted - Against 3 Elect Shigeru Hayakawa Management For Voted - For 2906 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Akio Toyoda Management For Voted - For 5 Elect James Kuffner Management For Voted - For 6 Elect Kenta Kon Management For Voted - For 7 Elect Masahiko Maeda Management For Voted - For 8 Elect Ikuro Sugawara Management For Voted - For 9 Elect Philip Craven Management For Voted - For 10 Elect Teiko Kudo Management For Voted - For 11 Elect Masahide Yasuda Management For Voted - Against 12 Elect George Olcott Management For Voted - Against 13 Elect Ryuji Sakai as Alternate Statutory Auditor Management For Voted - For 14 Amendment to Restricted Stock Plan Management For Voted - For 15 Amendments to Articles Management For Voted - For TPG TELECOM LIMITED Security ID: Q9159A141 Ticker: TPG Meeting Date: 03-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Canning K.N. Fok Management For Voted - For 4 Re-elect Helen M. Nugent Management For Voted - For 5 Re-elect Pierre Klotz Management For Voted - For 6 Equity Grant (MD/CEO Deferred STI) Management For Voted - For 7 Equity Grant (MD/CEO LTI) Management For Voted - For TRANSURBAN GROUP Security ID: Q9194A106 Ticker: TCL Meeting Date: 21-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Patricia Cross Management For Voted - For 3 Elect Craig Drummond Management For Voted - For 4 Elect Timothy J Reed Management For Voted - For 5 Elect Robert Whitfield Management For Voted - For 6 Re-elect Mark A. Birrell Management For Voted - For 7 Remuneration Report Management For Voted - For 8 Equity Grant (MD/CEO Scott Charlton) Management For Voted - For TREND MICRO INCORPORATED Security ID: J9298Q104 Ticker: 4704 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect CHANG Ming-Jang Management For Voted - For 4 Elect Eva Chen Management For Voted - For 2907 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Mahendra Negi Management For Voted - For 6 Elect Akihiko Omikawa Management For Voted - For 7 Elect Ikujiro Nonaka Management For Voted - For 8 Elect Tetsuo Koga Management For Voted - For 9 Amendments to Article Management For Voted - For 10 Amendments to Article Management For Voted - For 11 Statutory Auditors' Fees Management For Voted - For UBS GROUP AG Security ID: H42097107 Ticker: UBSG Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Compensation Report Management For Take No Action 4 Advisory Vote on UBS Climate Roadmap Management For Take No Action 5 Allocation of Profits/Dividends Management For Take No Action 6 Ratification of Board and Management Acts (Excluding French Cross-Border Matter) Management For Take No Action 7 Elect Jeremy Anderson Management For Take No Action 8 Elect Claudia Bockstiegel Management For Take No Action 9 Elect William C. Dudley Management For Take No Action 10 Elect Patrick Firmenich Management For Take No Action 11 Elect Fred Zuliu HU Management For Take No Action 12 Elect Mark Hughes Management For Take No Action 13 Elect Nathalie Rachou Management For Take No Action 14 Elect Julie G. Richardson Management For Take No Action 15 Elect Dieter Wemmer Management For Take No Action 16 Elect Jeanette Wong Management For Take No Action 17 Elect Lukas Gahwiler Management For Take No Action 18 Elect Colm Kelleher as Board Chair Management For Take No Action 19 Elect Julie G. Richardson as Compensation Committee Member Management For Take No Action 20 Elect Dieter Wemmer as Compensation Committee Member Management For Take No Action 21 Elect Jeanette Wong as Compensation Committee Member Management For Take No Action 22 Board Compensation Management For Take No Action 23 Executive Compensation (Variable) Management For Take No Action 24 Executive Compensation (Fixed) Management For Take No Action 25 Appointment of Independent Proxy Management For Take No Action 26 Appointment of Auditor Management For Take No Action 27 Cancellation of Shares and Reduction in Share Capital Management For Take No Action 28 Authority to Repurchase Shares Management For Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action 30 Non-Voting Meeting Note N/A N/A Take No Action 2908 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted UCB SA Security ID: B93562120 Ticker: UCB Meeting Date: 28-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Non-Executive Remuneration Policy Management For Voted - For 10 Ratification of Board Acts Management For Voted - For 11 Ratification of Auditor's Acts Management For Voted - For 12 Elect Kay Davies to the Board of Directors Management For Voted - For 13 Ratification of Independence of Kay Davies Management For Voted - For 14 Elect Jean-Christophe Tellier to the Board of Directors Management For Voted - For 15 Elect Cedric Van Rijckevorsel to the Board of Directors Management For Voted - For 16 Long Term Incentive Plan (Free Allocation of Shares) Management For Voted - For 17 Change in Control Clause (EMTN Program) Management For Voted - For 18 Change in Control Clause (European Investment Bank Facility Agreement) Management For Voted - For 19 Change in Control Clause (Term Facility Agreement) Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Increase in Authorised Capital Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Amendment to Articles Regarding Board Minutes Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting UMICORE NV/SA Security ID: B95505184 Ticker: UMI Meeting Date: 28-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Remuneration Report Management For Voted - For 6 Remuneration Policy Management For Voted - For 7 Accounts and Reports; Allocation of Profits and Dividends Management For Voted - For 2909 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Ratification of Auditor's Acts Management For Voted - For 11 Elect Francoise Chombar Management For Voted - For 12 Elect Laurent Raets to the Supervisory Board Management For Voted - For 13 Elect Alison Henwood to the Supervisory Board Management For Voted - For 14 Supervisory Board Remuneration Policy Management For Voted - For 15 Change in Control Clause Management For Voted - Against 16 Authority to Repurchase Shares Management For Voted - For 17 Increase in Authorised Capital Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting UNICHARM CORPORATION Security ID: J94104114 Ticker: 8113 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Takahisa Takahara Management For Voted - For 4 Elect Shinji Mori Management For Voted - For 5 Elect Toshifumi Hikosaka Management For Voted - For UNICREDIT S.P.A. Security ID: T9T23L642 Ticker: UCG Meeting Date: 08-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elimination of Negative Reserves Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 List Presented by Allianz Finance II Luxemburg Management For Non-Voting 9 List Presented by Group of Institutional Investors Representing 1.12% of Share Capital Management For Voted - For 10 Statutory Auditors' Fees Management For Voted - For 11 Remuneration Policy Management For Voted - Against 12 Remuneration Report Management For Voted - Against 13 2022 Group Incentive System Management For Voted - Against 14 Amendments to Group Incentive Plans Management For Voted - For 15 Amendments to Article 6 (Share Capital and Shares) Management For Voted - For 16 Amendments to Articles Management For Voted - For 17 Cancellation of Shares Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting 2910 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Non-Voting Meeting Note N/A N/A Non-Voting UNITED OVERSEAS BANK LIMITED Security ID: Y9T10P105 Ticker: U11 Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Elect Michael LIEN Jown Leam Management For Voted - For 6 Elect WEE Ee Lim Management For Voted - Against 7 Elect Tracey WOON Kim Hong Management For Voted - For 8 Elect Dinh Ba Thanh Management For Voted - For 9 Elect TEO Lay Lim Management For Voted - For 10 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 11 Authority to Issue Shares under the UOB Scrip Dividend Scheme Management For Voted - For 12 Authority to Repurchase and Reissue Shares Management For Voted - For 13 Amendment to the UOB Restricted Share Plan Management For Voted - For UNIVERSAL MUSIC GROUP N.V. Security ID: N90313102 Ticker: UMG Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Remuneration Report Management For Voted - Against 7 Accounts and Reports Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Allocation of Profits/Dividends Management For Voted - For 10 Ratification of Executives Directors' Acts Management For Voted - For 11 Ratification of Non-Executives Directors' Acts Management For Voted - Against 12 Elect William A. Ackman Management For Voted - For 13 Elect Nicole Avant Management For Voted - For 14 Elect Cyrille Bollore Management For Voted - For 15 Elect Sherry Lansing Management For Voted - For 16 Capital Increase for Equity Grant Management For Voted - Against 17 Long-Term Incentive Grants and Special Grants Management For Voted - Against 18 Authority to Repurchase Shares Management For Voted - For 19 Appointment of Auditor Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Non-Voting Agenda Item N/A N/A Non-Voting 2911 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 22 Non-Voting Meeting Note N/A N/A Non-Voting VERBUND AG Security ID: A91460104 Ticker: VER Meeting Date: 25-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Allocation of Profits/Dividends Management For Voted - For 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Appointment of Auditor Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Elect Edith Hlawati Management For Voted - For 11 Elect Barbara Praetorius Management For Voted - For 12 Elect Robert Stajic Management For Voted - For VESTAS WIND SYSTEMS A/S Security ID: K9773J201 Ticker: VWS Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Elect Anders Runevad Management For Voted - For 13 Elect Bert Nordberg Management For Voted - For 14 Elect Bruce Grant Management For Voted - For 15 Elect Eva Merete Sofelde Berneke Management For Voted - For 16 Elect Helle Thorning-Schmidt Management For Voted - For 17 Elect Karl-Henrik Sundstrom Management For Voted - For 18 Elect Kentaro Hosomi Management For Voted - For 19 Elect Lena Olving Management For Voted - For 20 Appointment of Auditor Management For Voted - Against 21 Authority to Repurchase Shares Management For Voted - For 22 Authorization of Legal Formalities Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting 2912 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted VINCI Security ID: F5879X108 Ticker: DG Meeting Date: 12-Apr-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Consolidated Accounts and Reports Management For Voted - For 7 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Elect Xavier Huillard Management For Voted - For 10 Elect Marie-Christine Lombard Management For Voted - For 11 Elect Rene Medori Management For Voted - For 12 Elect Qatar Holding LLC (Abdullah Hamad Al-Attiyah) Management For Voted - For 13 Elect Claude Laruelle Management For Voted - For 14 Relocation of Corporate Headquarters Management For Voted - For 15 Authority to Repurchase and Reissue Shares Management For Voted - For 16 2022 Remuneration Policy (Board of Directors) Management For Voted - For 17 2022 Remuneration Policy (Executives) Management For Voted - For 18 2021 Remuneration Report Management For Voted - For 19 2021 Remuneration of Xavier Huillard, Chair and CEO Management For Voted - For 20 Authority to Cancel Shares and Reduce Capital Management For Voted - For 21 Employee Stock Purchase Plan Management For Voted - For 22 Stock Purchase Plan for Overseas Employees Management For Voted - For 23 Authorisation of Legal Formalities Management For Voted - For 24 Non-Voting Meeting Note N/A N/A Non-Voting 25 Non-Voting Meeting Note N/A N/A Non-Voting VOLKSWAGEN AG Security ID: D94523145 Ticker: VOW Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Allocation of Profits/Dividends Management For Voted - For 9 Ratify Herbert Diess Management For Voted - Abstain 10 Ratify Murat Aksel Management For Voted - Abstain 11 Ratify Arno Antlitz Management For Voted - Abstain 12 Ratify Oliver Blume Management For Voted - Abstain 13 Ratify Markus Duesmann Management For Voted - Abstain 2913 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Ratify Gunnar Kilian Management For Voted - Abstain 15 Ratify Thomas Schmall-Von Westerholt Management For Voted - Abstain 16 Ratify Hiltrud Dorothea Werner Management For Voted - Abstain 17 Ratify Frank Witter Management For Voted - Abstain 18 Ratify Hans Dieter Potsch Management For Voted - Against 19 Ratify Jorg Hofmann Management For Voted - Against 20 Ratify Hussain Ali Al-Abdulla Management For Voted - Against 21 Ratify Hessa Sultan Al-Jaber Management For Voted - Against 22 Ratify Bernd Althusmann Management For Voted - Against 23 Ratify Kai Bliesener Management For Voted - Against 24 Ratify Matias Carnero Sojo Management For Voted - Against 25 Ratify Daniella Cavallo Management For Voted - Against 26 Ratify Hans-Peter Fischer Management For Voted - Against 27 Ratify Marianne Hei Management For Voted - Against 28 Ratify Ulrike Jakob Management For Voted - Against 29 Ratify Louise Kiesling Management For Voted - Against 30 Ratify Peter Mosch Management For Voted - Against 31 Ratify Bertina Murkovic Management For Voted - Against 32 Ratify Bernd Osterloh Management For Voted - Against 33 Ratify Hans Michel Piech Management For Voted - Against 34 Ratify Ferdinand Oliver Porsche Management For Voted - Against 35 Ratify Wolfgang Porsche Management For Voted - Against 36 Ratify Jens Rothe Management For Voted - Against 37 Ratify Conny Schonhardt Management For Voted - Against 38 Ratify Athanasios Stimoniaris Management For Voted - Against 39 Ratify Stephan Weil Management For Voted - Against 40 Ratify Werner Weresch Management For Voted - Against 41 Remuneration Report Management For Voted - For 42 Appointment of Auditor Management For Voted - Against 43 Shareholder Proposal Regarding Election of Mansoor Ebrahim Al-Mahmoud as Supervisory Board Member Shareholder For Voted - Against 44 Non-Voting Meeting Note N/A N/A Non-Voting VOLVO AB Security ID: 928856202 Ticker: VOLVB Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Accounts and Reports Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 2914 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Ratify Matti Alahuhta Management For Voted - For 13 Ratify Eckhard Cordes Management For Voted - For 14 Ratify Eric Elzvik Management For Voted - For 15 Ratify Martha Finn Brooks Management For Voted - For 16 Ratify Kurt Jofs Management For Voted - For 17 Ratify James W. Griffith Management For Voted - For 18 Ratify Martin Lundstedt Management For Voted - For 19 Ratify Kathryn V. Marinello Management For Voted - For 20 Ratify Martina Merz Management For Voted - For 21 Ratify Hanne de Mora Management For Voted - For 22 Ratify Helena Stjernholm Management For Voted - For 23 Ratify Carl-Henric Svanberg Management For Voted - For 24 Ratify Lars Ask Management For Voted - For 25 Ratify Mats Henning Management For Voted - For 26 Ratify Mikael Sallstrom Management For Voted - For 27 Ratify Camilla Johansson Management For Voted - For 28 Ratify Mari Larsson Management For Voted - For 29 Ratify Martin Lundstedt Management For Voted - For 30 Board Size Management For Voted - For 31 Number of Deputies Management For Voted - For 32 Directors' Fees Management For Voted - For 33 Elect Matti Alahuhta Management For Voted - For 34 Elect Jan Carlson Management For Voted - For 35 Elect Eric A. Elzvik Management For Voted - For 36 Elect Martha F. Brooks Management For Voted - For 37 Elect Kurt Jofs Management For Voted - For 38 Elect Martin Lundstedt Management For Voted - For 39 Elect Kathryn V. Marinello Management For Voted - For 40 Elect Martina Merz Management For Voted - For 41 Elect Hanne Jimenez de Mora Management For Voted - For 42 Elect Helena Stjernholm Management For Voted - For 43 Elect Carl-Henric Svanberg Management For Voted - For 44 Elect Carl-Henric Svanberg as chair Management For Voted - For 45 Authority to Set Auditor's Fees Management For Voted - For 46 Appointment of Auditor Management For Voted - For 47 Elect Par Boman as a Nomination Committee Member Management For Voted - For 48 Elect Anders Oscarsson as a Nomination Committee Member Management For Voted - For 49 Elect Magnus Billing as a Nomination Committee Member Management For Voted - For 50 Elect Anders Algotsson as a Nomination Committee Member Management For Voted - For 51 Elect Carl-Henric Svanberg as a Nomination Committee Member Management For Voted - For 52 Remuneration Report Management For Voted - Against 53 Remuneration Policy Management For Voted - Against 54 Shareholder Proposal Regarding Development of Battery Box (Carl Axel Bruno) Shareholder N/A Voted - Against 55 Non-Voting Meeting Note N/A N/A Non-Voting 56 Non-Voting Meeting Note N/A N/A Non-Voting 2915 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 57 Non-Voting Meeting Note N/A N/A Non-Voting 58 Non-Voting Meeting Note N/A N/A Non-Voting VOLVO AB Security ID: 928856301 Ticker: VOLVB Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratify Matti Alahuhta Management For Voted - For 16 Ratify Eckhard Cordes Management For Voted - For 17 Ratify Eric Elzvik Management For Voted - For 18 Ratify Martha Finn Brooks Management For Voted - For 19 Ratify Kurt Jofs Management For Voted - For 20 Ratify James W. Griffith Management For Voted - For 21 Ratify Martin Lundstedt Management For Voted - For 22 Ratify Kathryn V. Marinello Management For Voted - For 23 Ratify Martina Merz Management For Voted - For 24 Ratify Hanne de Mora Management For Voted - For 25 Ratify Helena Stjernholm Management For Voted - For 26 Ratify Carl-Henric Svanberg Management For Voted - For 27 Ratify Lars Ask Management For Voted - For 28 Ratify Mats Henning Management For Voted - For 29 Ratify Mikael Sallstrom Management For Voted - For 30 Ratify Camilla Johansson Management For Voted - For 31 Ratify Mari Larsson Management For Voted - For 32 Ratify Martin Lundstedt Management For Voted - For 33 Board Size Management For Voted - For 34 Number of Deputies Management For Voted - For 35 Directors' Fees Management For Voted - For 36 Elect Matti Alahuhta Management For Voted - For 37 Elect Jan Carlson Management For Voted - For 38 Elect Eric A. Elzvik Management For Voted - For 39 Elect Martha F. Brooks Management For Voted - For 40 Elect Kurt Jofs Management For Voted - For 41 Elect Martin Lundstedt Management For Voted - For 2916 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 42 Elect Kathryn V. Marinello Management For Voted - For 43 Elect Martina Merz Management For Voted - For 44 Elect Hanne Jimenez de Mora Management For Voted - For 45 Elect Helena Stjernholm Management For Voted - For 46 Elect Carl-Henric Svanberg Management For Voted - For 47 Elect Carl-Henric Svanberg as chair Management For Voted - For 48 Authority to Set Auditor's Fees Management For Voted - For 49 Appointment of Auditor Management For Voted - For 50 Elect Par Boman as a Nomination Committee Member Management For Voted - For 51 Elect Anders Oscarsson as a Nomination Committee Member Management For Voted - For 52 Elect Magnus Billing as a Nomination Committee Member Management For Voted - For 53 Elect Anders Algotsson as a Nomination Committee Member Management For Voted - For 54 Elect Carl-Henric Svanberg as a Nomination Committee Member Management For Voted - For 55 Remuneration Report Management For Voted - Against 56 Remuneration Policy Management For Voted - Against 57 Shareholder Proposal Regarding Development of Battery Box (Carl Axel Bruno) Shareholder N/A Voted - Against 58 Non-Voting Meeting Note N/A N/A Non-Voting VONOVIA SE Security ID: D9581T100 Ticker: VNA Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratification of Management Board Acts Management For Voted - For 9 Ratification of Supervisory Board Acts Management For Voted - For 10 Appointment of Auditor (FY2022) Management For Voted - For 11 Appointment of Auditor for Interim Statements (FY2023) Management For Voted - For 12 Remuneration Report Management For Voted - For 13 Supervisory Board Remuneration Policy Management For Voted - For 14 Elect Matthias Hunlein Management For Voted - For 15 Elect Jurgen Fenk Management For Voted - For 16 Increase in Authorised Capital Management For Voted - For 17 Authority to Repurchase and Reissue Shares Management For Voted - For 18 Authority to Repurchase Shares Using Equity Derivatives Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting 2917 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Non-Voting Meeting Note N/A N/A Non-Voting WELCIA HOLDINGS CO., LTD. Security ID: J9505A108 Ticker: 3141 Meeting Date: 24-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Takamitsu Ikeno Management For Voted - For 4 Elect Tadahisa Matsumoto Management For Voted - For 5 Elect Juichi Nakamura Management For Voted - For 6 Elect Takamune Shibazaki Management For Voted - For 7 Elect Motoya Okada Management For Voted - For 8 Elect Yukari Narita Management For Voted - For 9 Elect Tomoko Nakai Management For Voted - For 10 Elect Kunio Ishizuka Management For Voted - For 11 Elect Tadashi Nagata Management For Voted - For 12 Elect Katsunori Nozawa Management For Voted - For 13 Elect Shigeo Horie Management For Voted - For 14 Elect Toshio Miyamoto Management For Voted - For 15 Elect Takashi Fujii Management For Voted - For 16 Directors' Fees Management For Voted - For WESFARMERS LIMITED Security ID: Q95870103 Ticker: WES Meeting Date: 21-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Bill English Management For Voted - For 3 Re-elect Vanessa M. Wallace Management For Voted - For 4 Elect Anil Sabharwal Management For Voted - For 5 Elect Alison M. Watkins Management For Voted - For 6 Elect Alan J. Cransberg Management For Voted - For 7 Remuneration Report Management For Voted - For 8 Equity Grant - KEEPP (Group MD Rob Scott) Management For Voted - For 9 Return of Capital Management For Voted - For WEST JAPAN RAILWAY COMPANY Security ID: J95094108 Ticker: 9021 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Elect Kazuaki Hasegawa Management For Voted - For 2918 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Hikaru Takagi Management For Voted - For 7 Elect Yoshinobu Tsutsui Management For Voted - For 8 Elect Haruko Nozaki Management For Voted - For 9 Elect Kenji Iino Management For Voted - For 10 Elect Yoshiyuki Miyabe Management For Voted - For 11 Elect Fumito Ogata Management For Voted - For 12 Elect Shoji Kurasaka Management For Voted - For 13 Elect Keijiro Nakamura Management For Voted - For 14 Elect Eiji Tsubone Management For Voted - For 15 Elect Hiroaki Maeda Management For Voted - For 16 Elect Masatoshi Miwa Management For Voted - For 17 Elect Hideo Okuda Management For Voted - For 18 Elect Fumio Tanaka Management For Voted - For 19 Elect Maki Ogura Management For Voted - For 20 Elect Emiko Hazama Management For Voted - For 21 Elect Kenryo Goto Management For Voted - For 22 Elect Hikaru Takagi as Alternate Audit Committee Director Management For Voted - For 23 Non-Audit Committee Directors' Fees Management For Voted - For 24 Audit Committee Directors' Fees Management For Voted - For 25 Adoption of Restricted Stock Plan Management For Voted - For WESTPAC BANKING CORPORATION Security ID: Q97417101 Ticker: WBC Meeting Date: 15-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Equity Grant (MD/CEO Peter King) Management For Voted - For 4 Re-elect Nerida F. Caesar Management For Voted - For 5 Re-elect Margaret (Margie) L. Seale Management For Voted - For 6 Elect Nora L. Scheinkestel Management For Voted - For 7 Elect Audette E. Exel Management For Voted - For 8 Amendments to Constitution Management For Voted - For 9 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 10 Shareholder Proposal Regarding Fossil Fuel Exposure Shareholder Against Voted - For WILMAR INTERNATIONAL LIMITED Security ID: Y9586L109 Ticker: F34 Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Elect TEO La-Mei Management For Voted - Against 5 Elect Raymond Guy Young Management For Voted - Against 2919 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect TEO Siong Seng Management For Voted - Against 7 Elect SOH Gim Teik Management For Voted - For 8 Elect CHONG Yoke Sin Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 11 Authority to Grant Options and Issue Shares under the Wilmar Executive Share Option Scheme 2019 Management For Voted - Against 12 Related Party Transactions Management For Voted - Against 13 Authority to Repurchase and Reissue Shares Management For Voted - For WIX.COM LTD. Security ID: M98068105 Ticker: WIX Meeting Date: 08-Nov-21 Meeting Type: Annual 1 Elect Yuval Cohen Management For Voted - For 2 Elect Ron Gutler Management For Voted - Against 3 Elect Roy Saar Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For WOODSIDE PETROLEUM LIMITED Security ID: 980228100 Ticker: WPL Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Merger with BHP Petroleum Management For Voted - For 4 Re-elect Sarah E. Ryan Management For Voted - For 5 Re-elect Ann D. Pickard Management For Voted - For 6 Re-elect Frank C. Cooper Management For Voted - For 7 Elect Ben Wyatt Management For Voted - For 8 Remuneration Report Management For Voted - For 9 Equity Grant (MD/CEO Meg O'Neill) Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Renew Proportional Takeover Provisions Management For Voted - For 12 Change in Company Name Management For Voted - For 13 Appoint Auditor Management For Voted - For 14 Approval of Climate Report Management For Voted - Against 15 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 16 Shareholder Proposal Regarding Disclosure of Capital Allocation Alignment With a Net Zero by 2050 Scenario Shareholder Against Voted - For 17 Shareholder Proposal Regarding Lobbying Activity Alignment with 1.5 Degree Scenarios Shareholder Against Voted - For 18 Shareholder Proposal Regarding Decommissioning Oil and Gas Infrastructure Shareholder Against Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting 2920 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted WOOLWORTHS GROUP LIMITED Security ID: Q98418108 Ticker: WOW Meeting Date: 27-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Gordon Cairns Management For Voted - For 3 Elect Maxine Brenner Management For Voted - For 4 Elect Philip Chronican Management For Voted - For 5 Remuneration Report Management For Voted - For 6 Equity Grant (MD/CEO Bradford Banducci) Management For Voted - For 7 Approve NED Equity Plan Management For Voted - For WPP PLC Security ID: G9788D103 Ticker: WPP Meeting Date: 24-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Elect Simon Dingemans Management For Voted - For 5 Elect Angela Ahrendts Management For Voted - For 6 Elect Sandrine Dufour Management For Voted - For 7 Elect Tarek M. N. Farahat Management For Voted - For 8 Elect Tom Ilube Management For Voted - For 9 Elect Roberto Quarta Management For Voted - For 10 Elect Mark Read Management For Voted - For 11 Elect John Rogers Management For Voted - For 12 Elect Cindy Rose Management For Voted - For 13 Elect Nicole Seligman Management For Voted - For 14 Elect Keith Weed Management For Voted - For 15 Elect Jasmine Whitbread Management For Voted - For 16 Elect ZHANG Ya-Qin Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Executive Performance Share Plan Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For 22 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 23 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For XERO LIMITED Security ID: Q98665104 Ticker: XRO Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2921 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Authorise Board to Set Auditor's Fees Management For Voted - For 3 Re-elect Dale Murray Management For Voted - For 4 Elect Steven Aldrich Management For Voted - For 5 Approve Increase in NEDs' Fee Cap Management N/A Voted - For YAKULT HONSHA CO., LTD. Security ID: J95468120 Ticker: 2267 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hiroshi Narita Management For Voted - For 4 Elect Hiroshi Wakabayashi Management For Voted - For 5 Elect Fumiyasu Ishikawa Management For Voted - For 6 Elect Akifumi Doi Management For Voted - For 7 Elect Tetsuya Hayashida Management For Voted - For 8 Elect Masanori Ito Management For Voted - For 9 Elect Susumu Hirano Management For Voted - For 10 Elect Masao Imada Management For Voted - For 11 Elect Koichi Hirano Management For Voted - For 12 Elect Ryuji Yasuda Management For Voted - For 13 Elect Naoko Tobe Management For Voted - For 14 Elect Katsuyoshi Shimbo Management For Voted - For 15 Elect Yumiko Nagasawa Management For Voted - For 16 Elect Manabu Naito Management For Voted - For 17 Elect Satoshi Akutsu Management For Voted - For YAMAHA CORPORATION Security ID: J95732103 Ticker: 7951 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Takuya Nakata Management For Voted - Against 5 Elect Satoshi Yamahata Management For Voted - For 6 Elect Taku Fukui Management For Voted - For 7 Elect Yoshihiro Hidaka Management For Voted - Against 8 Elect Mikio Fujitsuka Management For Voted - For 9 Elect Paul Candland Management For Voted - Against 10 Elect Hiromichi Shinohara Management For Voted - Against 11 Elect Naoko Yoshizawa Management For Voted - For 2922 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted YAMATO HOLDINGS CO.,LTD. Security ID: J96612114 Ticker: 9064 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Yutaka Nagao Management For Voted - For 4 Elect Toshizo Kurisu Management For Voted - For 5 Elect Yasuharu Kosuge Management For Voted - For 6 Elect Kenichi Shibasaki Management For Voted - For 7 Elect Mariko Tokuno Management For Voted - For 8 Elect Yoichi Kobayashi Management For Voted - For 9 Elect Shiro Sugata Management For Voted - For 10 Elect Noriyuki Kuga Management For Voted - For 11 Elect Charles YIN Chuanli Management For Voted - For 12 Elect Tsutomu Sasaki as Statutory Auditor Management For Voted - For YARA INTERNATIONAL ASA Security ID: R9900C106 Ticker: YAR Meeting Date: 06-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Agenda Management For Take No Action 6 Election of Presiding Chair; Minutes Management For Take No Action 7 Additional Dividend Management For Take No Action 8 Non-Voting Meeting Note N/A N/A Take No Action 9 Non-Voting Meeting Note N/A N/A Take No Action 10 Non-Voting Meeting Note N/A N/A Take No Action Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Agenda Management For Take No Action 7 Minutes Management For Take No Action 8 Authority to Set Auditor's Fees Management For Take No Action 9 Accounts and Reports; Allocation of Profits and Dividends; Report of the Board of Directors Management For Take No Action 10 Remuneration Policy Management For Take No Action 11 Remuneration Report Management For Take No Action 12 Corporate Governance Report Management For Take No Action 2923 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Election of Directors Management For Take No Action 14 Election of Nomination Committee Members Management For Take No Action 15 Directors' Fees Management For Take No Action 16 Nomination Committee Fees Management For Take No Action 17 Authority to Repurchase Shares Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action 19 Non-Voting Meeting Note N/A N/A Take No Action YASKAWA ELECTRIC CORPORATION Security ID: J9690T102 Ticker: 6506 Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hiroshi Ogasawara Management For Voted - For 4 Elect Shuji Murakami Management For Voted - For 5 Elect Masahiro Ogawa Management For Voted - For 6 Elect Yoshikatsu Minami Management For Voted - For 7 Elect Akira Kumagae Management For Voted - For 8 Elect Yasuhito Morikawa Management For Voted - For 9 Elect Yuichiro Kato Management For Voted - For 10 Elect Junko Sasaki Management For Voted - For 11 Elect Kaori Matsuhashi Kaori Hosoya Management For Voted - For Z HOLDINGS CORPORATION Security ID: J9894K105 Ticker: 4689 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Kentaro Kawabe Management For Voted - For 4 Elect Takeshi Idezawa Management For Voted - For 5 Elect SHIN Jungho Management For Voted - For 6 Elect Takao Ozawa Management For Voted - For 7 Elect Jun Masuda Management For Voted - For 8 Elect Taku Oketani Management For Voted - For 9 Elect Maiko Hasumi Management For Voted - For 10 Elect Tadashi Kunihiro Management For Voted - For 11 Elect Rehito Hatoyama Management For Voted - For 12 Non-Audit Committee Directors' Fees Management For Voted - For 13 Equity Compensation Plan for Non-Audit Committee Directors Management For Voted - For 14 Trust Type Equity Plan for Non-Audit Committee Directors Management For Voted - For 15 Trust Type Equity Plan for Audit Committee Directors Management For Voted - For 2924 --------------------------------------------------------------------------------------------------- Global X S&P Catholic Values Developed ex-U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ZOZO, INC. Security ID: J9893A108 Ticker: 3092 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For ZURICH INSURANCE GROUP AG Security ID: H9870Y105 Ticker: ZURN Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Accounts and Reports Management For Take No Action 4 Compensation Report Management For Take No Action 5 Allocation of Profits Management For Take No Action 6 Dividends from Reserves Management For Take No Action 7 Ratification of Board and Management Acts Management For Take No Action 8 Elect Michel M. Lies as Board Chair Management For Take No Action 9 Elect Joan Lordi C. Amble Management For Take No Action 10 Elect Catherine P. Bessant Management For Take No Action 11 Elect Dame Alison J. Carnwath Management For Take No Action 12 Elect Christoph Franz Management For Take No Action 13 Elect Michael Halbherr Management For Take No Action 14 Elect Sabine Keller-Busse Management For Take No Action 15 Elect Monica Machler Management For Take No Action 16 Elect Kishore Mahbubani Management For Take No Action 17 Elect Jasmin Staiblin Management For Take No Action 18 Elect Barry Stowe Management For Take No Action 19 Elect Peter Maurer Management For Take No Action 20 Elect Michel M. Lies as Compensation Committee Member Management For Take No Action 21 Elect Catherine P. Bessant as Compensation Committee Member Management For Take No Action 22 Elect Christoph Franz as Compensation Committee Member Management For Take No Action 23 Elect Sabine Keller-Busse as Compensation Committee Member Management For Take No Action 24 Elect Kishore Mahbubani as Compensation Committee Member Management For Take No Action 25 Elect Jasmin Staiblin as Compensation Committee Member Management For Take No Action 26 Appointment of Independent Proxy Management For Take No Action 27 Appointment of Auditor Management For Take No Action 28 Board Compensation Management For Take No Action 29 Executive Compensation Management For Take No Action 30 Renewal of Authorised and Conditional Capital Management For Take No Action 2925 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted ABRASILVER RESOURCE CORP. Security ID: 00379L106 Ticker: ABRA Meeting Date: 25-Aug-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Robert Bruggeman Management For Voted - Against 3 Elect Hernan Zaballa Management For Voted - Against 4 Elect Sam Leung Management For Voted - For 5 Elect Jens Mayer Management For Voted - For 6 Elect Flora Wood Management For Voted - For 7 Elect Nicholas Teasdale Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Share Compensation Plan Renewal Management For Voted - For ACLARA RESOURCES INC. Security ID: 00461M103 Ticker: ARA Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Ramon Barua Management For Voted - For 3 Elect Eduardo Hochschild Management For Voted - For 4 Elect Paul Adams Management For Voted - For 5 Elect Ignacio Bustamante Management For Voted - For 6 Elect Catharine Farrow Management For Voted - For 7 Elect Karen P. Poniachik Management For Voted - For 8 Elect Sanjay Sarma Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For ADRIATIC METALS PLC Security ID: G01117103 Ticker: ADT Meeting Date: 29-Oct-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Approve Issue of Securities (QRC Convertible Bonds) Management For Voted - For 4 Ratify Placement of Securities (Sandfire Shares) Management For Voted - For 5 Ratify Placement of Securities (Sandfire Anti-Dilution Shares) Management For Voted - For 6 Ratify Placement of Securities (Cuprum Plus Ltd) Management For Voted - For 7 Approve Issue of Securities (Capital Raising Shares) Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2926 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Accounts and Reports Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Re-elect Paul D. Cronin Management For Voted - For 5 Re-elect Sandra Bates Management For Voted - For 6 Re-appointment of Auditor Management For Voted - For 7 Authority to Set Auditor's Fees Management For Voted - For 8 General Authority To Allot Shares Management For Voted - For 9 Ratification of Consideration Shares Management For Voted - For 10 Ratification of Sandfire Shares Management For Voted - For 11 Approve ESOP Management For Voted - For 12 Approve Amendments to Existing Options (Chair Rawlinson) Management For Voted - For 13 Approve Amendments to Existing Options (NED Bates) Management For Voted - For 14 Disapplication of Preemptive Rights Management For Voted - For 15 Disapplication of Preemptive Rights Management For Voted - For 16 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For AFTERMATH SILVER LTD. Security ID: 00831V205 Ticker: AAG Meeting Date: 07-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Michael J. Williams Management For Voted - Against 4 Elect Ralph Rushton Management For Voted - For 5 Elect David Terry Management For Voted - Against 6 Elect Keenan Hohol Management For Voted - For 7 Elect Mike Parker Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Stock Option Plan Renewal Management For Voted - For 10 Transaction of Other Business Management For Voted - Against ALEXCO RESOURCE CORP. Security ID: 01535P106 Ticker: AXU Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Clynton Nauman Management For Voted - For 2.2 Elect Richard N. Zimmer Management For Voted - For 2.3 Elect Elaine Sanders Management For Voted - For 2.4 Elect Karen McMaster Management For Voted - For 2.5 Elect Rick Van Nieuwenhuyse Management For Voted - For 2.6 Elect Terry Krepiakevich Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For 4 Amendment to the Stock Option Plan Management For Voted - For 2927 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted ALMADEN MINERALS LTD. Security ID: 020283305 Ticker: AMM Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Duane Poliquin Management For Voted - For 2.2 Elect Morgan Poliquin Management For Voted - For 2.3 Elect Elaine Ellingham Management For Voted - Withheld 2.4 Elect Alfredo Phillips Management For Voted - For 2.5 Elect Kevin O'Kane Management For Voted - For 2.6 Elect Ria Fitzgerald Management For Voted - For 3 Appointment of Auditor Management For Voted - For AMERICAS GOLD AND SILVER CORPORATION Security ID: 03062D100 Ticker: USA Meeting Date: 29-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Darren Blasutti Management For Voted - For 4 Elect CHRISTINE CARSON Management For Voted - For 5 Elect Alexander J. Davidson Management For Voted - For 6 Elect Alan Edwards Management For Voted - For 7 Elect Bradley R. Kipp Management For Voted - For 8 Elect Gordon Pridham Management For Voted - For 9 Elect Manuel Rivera Management For Voted - For 10 Elect Lorie Waisberg Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Amendment to the Deferred Share Unit Plan Management For Voted - For 13 Amendment to the Restricted Share Unit Plan Management For Voted - For 14 Stock Option Plan Renewal Management For Voted - For AURCANA SILVER CORPORATION Security ID: 051918803 Ticker: AUN Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Kevin Drover Management For Voted - Against 4 Elect David Kaplan Management For Voted - Against 5 Elect Michael Gross Management For Voted - Against 6 Elect Elliot Rothstein Management For Voted - For 7 Elect Peter Fairfield Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Stock Option Plan Renewal Management For Voted - For 2928 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted AYA GOLD & SILVER INC. Security ID: 05466C109 Ticker: AYA Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Yves Grou Management For Voted - For 3 Elect Natacha Garoute Management For Voted - For 4 Elect Jurgen Hambrecht Management For Voted - For 5 Elect Benoit La Salle Management For Voted - For 6 Elect Eloise Martin-Nederveen Management For Voted - For 7 Elect Marc Nolet de Brauwere Management For Voted - For 8 Elect Nikolaos Sofronis Management For Voted - Against 9 Elect Robert Taub Management For Voted - Against 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Confirmation of By-Law 2022-1 Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For AZURE MINERALS LIMITED Security ID: Q1241Y195 Ticker: AZS Meeting Date: 23-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Elect Hui (Annie) Guo Management For Voted - For 4 Elect Brian Thomas Management For Voted - For 5 Approve 10% Placement Facility Management For Voted - For 6 Ratify Placement of Securities (Barton Consideration Shares) Management For Voted - For Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve Sale of Mexican Subsidiaries Management For Voted - For BEAR CREEK MINING CORPORATION Security ID: 07380N104 Ticker: BCM Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Catherine McLeod-Seltzer Management For Voted - For 4 Elect Anthony G. Hawkshaw Management For Voted - For 5 Elect Andrew T. Swarthout Management For Voted - For 6 Elect Kevin R. Morano Management For Voted - For 7 Elect Stephen Lang Management For Voted - For 8 Elect Erfan Kazemi Management For Voted - For 2929 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Alfredo Bullard Management For Voted - For 10 Elect Alan Hair Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Amendment to the Stock Option Plan Management For Voted - For COEUR MINING, INC. Security ID: 192108504 Ticker: CDE Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Linda L. Adamany Management For Voted - For 2 Elect Sebastian Edwards Management For Voted - For 3 Elect Randolph E. Gress Management For Voted - For 4 Elect Mitchell J. Krebs Management For Voted - For 5 Elect Eduardo Luna Management For Voted - For 6 Elect Jessica L. McDonald Management For Voted - For 7 Elect Robert E. Mellor Management For Voted - For 8 Elect John H. Robinson Management For Voted - For 9 Elect J. Kenneth Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Increase in Authorized Common Stock Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For COMPANIA DE MINAS BUENAVENTURA S.A. Security ID: 204448104 Ticker: BUENAVC1 Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Annual Report Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For DISCOVERY SILVER CORP. Security ID: 254677107 Ticker: DSV Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Board Size Management For Voted - For 4 Elect Murray John Management For Voted - Against 5 Elect Jeff Parr Management For Voted - For 6 Elect Moira Smith Management For Voted - For 7 Elect Daniel Vickerman Management For Voted - For 8 Elect Jennifer Wagner Management For Voted - For 9 Elect Anthony Makuch Management For Voted - For 10 Elect Taj Singh Management Abstain Voted - Abstain 2930 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Amendment to the Stock Option Plan Management For Voted - For 12 Amendment to the Restricted Share Unit Plan and Deferred Share Unit Plan Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting ENDEAVOUR SILVER CORP. Security ID: 29258Y103 Ticker: EDR Meeting Date: 12-May-22 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Margaret Beck Management For Voted - For 2.2 Elect Ricardo M. Campoy Management For Voted - For 2.3 Elect Bradford J. Cooke Management For Voted - For 2.4 Elect Daniel Dickson Management For Voted - For 2.5 Elect Amy Jacobsen Management For Voted - For 2.6 Elect Rex J. McLennan Management For Voted - For 2.7 Elect Kenneth W. Pickering Management For Voted - For 2.8 Elect Mario Szotlender Management For Voted - For 3 Appointment of Auditor and Authority to Set Fees Management For Voted - For FIRST MAJESTIC SILVER CORP. Security ID: 32076V103 Ticker: FR Meeting Date: 26-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Keith Neumeyer Management For Voted - For 4 Elect Marjorie Co Management For Voted - For 5 Elect Thomas F. Fudge, Jr. Management For Voted - For 6 Elect Ana Lopez Management For Voted - For 7 Elect Raymond Polman Management For Voted - For 8 Elect Jean des Rivieres Management For Voted - For 9 Elect Colette Rustad Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Approval of the Long-Term Incentive Plan Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against FORTUNA SILVER MINES INC. Security ID: 349915108 Ticker: FVI Meeting Date: 27-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Jorge Ganoza Durant Management For Voted - For 4 Elect David Laing Management For Voted - For 5 Elect Mario Szotlender Management For Voted - For 2931 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect David Farrell Management For Voted - For 7 Elect Alfredo Sillau Management For Voted - For 8 Elect Kylie Dickson Management For Voted - For 9 Elect Kate Harcourt Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For FRESNILLO PLC Security ID: G371E2108 Ticker: FRES Meeting Date: 17-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Remuneration Report Management For Voted - For 4 Remuneration Policy Management For Voted - For 5 Elect Alejandro Bailleres Gual Management For Voted - For 6 Elect Juan Bordes Aznar Management For Voted - For 7 Elect Arturo Manuel Fernandez Perez Management For Voted - For 8 Elect Fernando Benjamin Ruiz Sahagun Management For Voted - For 9 Elect Eduardo Cepeda Fernandez Management For Voted - For 10 Elect Charles R. Jacobs Management For Voted - For 11 Elect Barbara Garza Laguera Gonda Management For Voted - For 12 Elect Victor Alberto Tiburcio Celorio Management For Voted - For 13 Elect Dame Judith Macgregor Management For Voted - For 14 Elect Georgina Yamilet Kessel Martinez Management For Voted - For 15 Elect Guadalupe de la Vega Management For Voted - For 16 Elect Hector Rangel Domene Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Authority to Set Auditor's Fees Management For Voted - For 19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 22 Authority to Repurchase Shares Management For Voted - For 23 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 24 Ratification of Dividends Management For Voted - For GOGOLD RESOURCES INC. Security ID: 38045Y102 Ticker: GGD Meeting Date: 24-Mar-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect John S.M. Turner Management For Voted - Against 3 Elect Karen Flores Management For Voted - For 4 Elect Phillip Gaunce Management For Voted - For 5 Elect George Waye Management For Voted - For 6 Elect Terrence R. Cooper Management For Voted - Against 2932 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Bradley H. Langille Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Approval of the Omnibus Equity Incentive Plan Management For Voted - Against 10 Approval of Unallocated Options Under the Incentive Stock Option Plan Management For Voted - For GOLD RESOURCE CORPORATION Security ID: 38068T105 Ticker: GORO Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect Alex G. Morrison Management For Voted - For 1.2 Elect Allen Palmiere Management For Voted - For 1.3 Elect Lila Manassa Murphy Management For Voted - Withheld 1.4 Elect Joseph Driscoll Management For Voted - For 1.5 Elect Ron Little Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For GOLDEN MINERALS COMPANY Security ID: 381119106 Ticker: AUMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Jeffrey G. Clevenger Management For Voted - For 2 Elect Warren M. Rehn Management For Voted - For 3 Elect W. Durand Eppler Management For Voted - For 4 Elect Deborah J. Friedman Management For Voted - For 5 Elect Kevin R. Morano Management For Voted - For 6 Elect Terry M. Palmer Management For Voted - For 7 Elect Andrew N. Pullar Management For Voted - For 8 Elect David Watkins Management For Voted - For 9 Ratification of Auditor Management For Voted - For GREAT PANTHER MINING LIMITED Security ID: 39115V101 Ticker: GPR Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Board Size Management For Voted - For 2.1 Elect Trudy M. Curran Management For Voted - For 2.2 Elect Joseph Gallucci Management For Voted - For 2.3 Elect Alan Hair Management For Voted - For 2.4 Elect John Jennings Management For Voted - For 2.5 Elect Elise Rees Management For Voted - For 2.6 Elect Kevin Ross Management For Voted - For 2.7 Elect Dana Williams Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Share Consolidation Management For Voted - For 2933 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted HECLA MINING COMPANY Security ID: 422704106 Ticker: HL Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Charles B. Stanley Management For Voted - For 2 Elect Alice Wong Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For HOCHSCHILD MINING PLC Security ID: G4611M107 Ticker: HOC Meeting Date: 05-Nov-21 Meeting Type: Special 1 Spin-off of Aclara Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Mar-22 Meeting Type: Special 1 Amarillo Gold Transaction Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Jorge Born Management For Voted - For 5 Elect Ignacio Bustamante Management For Voted - For 6 Elect Jill Gardiner Management For Voted - For 7 Elect Eduardo Hochschild Management For Voted - For 8 Elect Eileen A. Kamerick Management For Voted - For 9 Elect Tracey Kerr Management For Voted - For 10 Elect Michael Rawlinson Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Special 1 Ratification of Dividends Management N/A Voted - For 2 Reduction in Merger Reserve Management For Voted - For 3 Reduction in Share Premium Account; Amendment to Nominal Value Management For Voted - For 2934 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted IMPACT SILVER CORP. Security ID: 45257A102 Ticker: IPT Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Frederick W. Davidson Management For Voted - For 4 Elect George A. Gorzynski Management For Voted - For 5 Elect Richard J. Mazur Management For Voted - Against 6 Elect Victor A. Tanaka Management For Voted - For 7 Elect Peter N. Tredger Management For Voted - For 8 Elect Robert W. Lishman Management For Voted - For 9 Elect Jose Antonio de Jesus Olmedo Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Transaction of Other Business Management For Voted - Against INDUSTRIAS PENOLES S.A. Security ID: P55409141 Ticker: PE&OLES Meeting Date: 05-Aug-21 Meeting Type: Special 1 Amendments to Articles Management For Voted - Abstain 2 Election of Meeting Delegates Management For Voted - For 3 Minutes Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 31-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - Abstain 2 Allocation of Profits/Dividends Management For Voted - Abstain 3 Authority to Repurchase Shares Management For Voted - Abstain 4 Election of Directors; Verification of Directors' Independence Status; Fees Management For Voted - Abstain 5 Election of Audit and Corporate Governance Committee Chair Management For Voted - Abstain 6 Election of Meeting Delegates Management For Voted - For 7 Minutes Management For Voted - For KINGSGATE CONSOLIDATED LIMITED Security ID: Q5318K103 Ticker: KCN Meeting Date: 25-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Peter Warren Management For Voted - For 3 Approve Share Buy-Back Management For Voted - For 4 Remuneration Report Management For Voted - For 2935 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted KOREA ZINC INC. Security ID: Y4960Y108 Ticker: 010130 Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Elect CHOI Yoon Bum Management For Voted - For 3 Elect JANG Hyung Jin Management For Voted - For 4 Elect SUNG Yong Rak Management For Voted - For 5 Elect LEE Min Ho Management For Voted - For 6 Election of Independent Director to Be Appointed as Audit Committee Member: KIM Do Hyun Management For Voted - For 7 Election of Audit Committee Member: SUNG Yong Rak Management For Voted - For 8 Directors' Fees Management For Voted - For MAG SILVER CORP. Security ID: 55903Q104 Ticker: MAG Meeting Date: 22-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Peter D. Barnes Management For Voted - For 3 Elect Tim Baker Management For Voted - For 4 Elect Jill D. Leversage Management For Voted - For 5 Elect Selma Lussenburg Management For Voted - For 6 Elect Daniel T. MacInnis Management For Voted - For 7 Elect Susan F. Mathieu Management For Voted - For 8 Elect George Paspalas Management For Voted - For 9 Elect Dale C. Peniuk Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Shareholder Rights Plan Renewal Management For Voted - For NEW PACIFIC METALS CORP. Security ID: 64782A107 Ticker: NUAG Meeting Date: 03-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Jack Austin Management For Voted - For 4 Elect Rui Feng Management For Voted - For 5 Elect David Kong Management For Voted - For 6 Elect Martin Wafforn Management For Voted - For 7 Elect Mark Cruise Management For Voted - For 8 Elect Maria Tang Management For Voted - For 9 Elect Terry Salman Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 2936 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted PAN AMERICAN SILVER CORP. Security ID: 697900108 Ticker: PAAS Meeting Date: 11-May-22 Meeting Type: Annual 1.1 Elect Michael L. Carroll Management For Voted - For 1.2 Elect Neil de Gelder Management For Voted - For 1.3 Elect Charles A. Jeannes Management For Voted - For 1.4 Elect Jennifer Maki Management For Voted - For 1.5 Elect Walter T. Segsworth Management For Voted - For 1.6 Elect Kathleen Sendall Management For Voted - For 1.7 Elect Michael Steinmann Management For Voted - For 1.8 Elect Gillian D. Winckler Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For POLYMETAL INTERNATIONAL PLC Security ID: G7179S101 Ticker: POLY Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Vitaly N. Nesis Management For Voted - For 5 Elect Konstantin Yanakov Management For Voted - For 6 Elect Giacomo Baizini Management For Voted - For 7 Elect Janet Berdalina Management For Voted - For 8 Elect Steven Dashevsky Management For Voted - For 9 Elect Evgueni Konovalenko Management For Voted - For 10 Elect Riccardo Orcel Management For Voted - For 11 Elect Paul J. Ostling Management For Voted - For 12 Remuneration Policy Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For PRIME MINING CORP. Security ID: 74167M105 Ticker: PRYM Meeting Date: 09-Dec-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Board Size Management For Voted - For 4 Elect Murray John Management For Voted - For 5 Elect Daniel J. Kunz Management For Voted - For 2937 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Andrew Bowering Management For Voted - For 7 Elect Paul Sweeney Management For Voted - For 8 Elect Marc Prefontaine Management For Voted - For 9 Elect Paul Larkin Management For Voted - Against 10 Elect Edie Hofmeister Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Stock Option Plan Renewal Management For Voted - For 13 Approval of Long Term Incentive Plan Management For Voted - For Meeting Date: 10-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Murray John Management For Voted - For 4 Elect Daniel J. Kunz Management For Voted - For 5 Elect Andrew Bowering Management For Voted - For 6 Elect Paul Larkin Management For Voted - Against 7 Elect Marc Prefontaine Management For Voted - For 8 Elect Paul Sweeney Management For Voted - For 9 Elect Edie Hofmeister Management For Voted - For 10 Elect Chantal Gosselin Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Stock Option Plan Renewal Management For Voted - For 13 Long-Term Incentive Plan Renewal Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting SILVER MINES LIMITED Security ID: Q85012245 Ticker: SVL Meeting Date: 26-Nov-21 Meeting Type: Annual 1 Remuneration Report Management For Voted - For 2 Ratify Placement of Securities Management For Voted - For 3 Adopt New Constitution Management For Voted - Against 4 Adopt Employee Incentive Scheme Management N/A Voted - For 5 Re-elect Keith G. Perrett Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting SILVER ONE RESOURCES INC. Security ID: 828062109 Ticker: SVE Meeting Date: 29-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Gregory G. Crowe Management For Voted - For 4 Elect Luke Norman Management For Voted - Against 5 Elect Barry Girling Management For Voted - Against 2938 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Claudia Tornquist Management For Voted - For 7 Elect Raul Diaz-Unzueta Management For Voted - Against 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For SILVERCORP METALS INC. Security ID: 82835P103 Ticker: SVM Meeting Date: 24-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Rui Feng Management For Voted - For 4 Elect S. Paul Simpson Management For Voted - For 5 Elect David Kong Management For Voted - For 6 Elect Yikang Liu Management For Voted - For 7 Elect Marina Katusa Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For SILVERCREST METALS INC. Security ID: 828363101 Ticker: SIL Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Laura Diaz Management For Voted - For 4 Elect N. Eric Fier Management For Voted - For 5 Elect Ani Markova Management For Voted - For 6 Elect Hannes Portmann Management For Voted - For 7 Elect Graham C. Thody Management For Voted - For 8 Elect John H. Wright Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Approval of the Stock Option Plan Management For Voted - For SSR MINING INC. Security ID: 784730103 Ticker: SSRM Meeting Date: 27-May-22 Meeting Type: Annual 1.1 Elect A.E. Michael Anglin Management For Voted - For 1.2 Elect Rodney P. Antal Management For Voted - For 1.3 Elect Thomas R. Bates, Jr. Management For Voted - For 1.4 Elect Brian R. Booth Management For Voted - For 1.5 Elect Simon Fish Management For Voted - For 1.6 Elect Leigh Ann Fisher Management For Voted - For 1.7 Elect Alan P. Krusi Management For Voted - For 1.8 Elect Kay G. Priestly Management For Voted - For 2 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 3 Advisory Vote on Executive Compensation Management For Voted - For 2939 --------------------------------------------------------------------------------------------------- Global X Silver Miners ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Approval of the Employee Share Purchase Plan Management For Voted - For 5 Appointment of Auditor Management For Voted - For WHEATON PRECIOUS METALS CORP. Security ID: 962879102 Ticker: WPM Meeting Date: 13-May-22 Meeting Type: Annual 1.1 Elect George L. Brack Management For Voted - For 1.2 Elect John A. Brough Management For Voted - For 1.3 Elect Jaimie Donovan Management For Voted - For 1.4 Elect R. Peter Gillin Management For Voted - For 1.5 Elect Chantal Gosselin Management For Voted - For 1.6 Elect Glenn A. Ives Management For Voted - For 1.7 Elect Charles A. Jeannes Management For Voted - For 1.8 Elect Eduardo Luna Management For Voted - For 1.9 Elect Marilyn Schonberner Management For Voted - For 1.10 Elect Randy V.J. Smallwood Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 2940 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted AFREECATV CO., LTD. Security ID: Y63806106 Ticker: 067160 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Share Option Grant Management For Voted - For 4 Directors' Fees Management For Voted - Against 5 Corporate Auditors' Fees Management For Voted - For ALPHABET INC. Security ID: 02079K305 Ticker: GOOGL Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Larry Page Management For Voted - For 2 Elect Sergey Brin Management For Voted - For 3 Elect Sundar Pichai Management For Voted - For 4 Elect John L. Hennessy Management For Voted - Against 5 Elect Frances H. Arnold Management For Voted - For 6 Elect L. John Doerr Management For Voted - Against 7 Elect Roger W. Ferguson, Jr. Management For Voted - For 8 Elect Ann Mather Management For Voted - For 9 Elect K. Ram Shriram Management For Voted - For 10 Elect Robin L. Washington Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2021 Stock Plan Management For Voted - Against 13 Increase in Authorized Common Stock Management For Voted - Against 14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Voted - For 16 Shareholder Proposal Regarding Report on Physical Risks of Climate Change Shareholder Against Voted - For 17 Shareholder Proposal Regarding Report on Water Management Risks Shareholder Against Voted - For 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For 19 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 20 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 21 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Voted - Against 22 Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against Voted - Against 23 Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Shareholder Against Voted - For 24 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For 2941 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 25 Shareholder Proposal Regarding Human Rights Impact Assessment Report Shareholder Against Voted - For 26 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 27 Shareholder Proposal Regarding Report on Board Diversity Shareholder Against Voted - Against 28 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Shareholder Against Voted - Against 29 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Voted - Against 30 Shareholder Proposal Regarding Report on Military Policing Agencies Shareholder Against Voted - For ANGI INC. Security ID: 00183L102 Ticker: ANGI Meeting Date: 08-Jun-22 Meeting Type: Annual 1.1 Elect Angela R. Hicks Bowman Management For Voted - For 1.2 Elect Thomas R. Evans Management For Voted - Withheld 1.3 Elect Alesia J. Haas Management For Voted - Withheld 1.4 Elect Christopher Halpin Management For Voted - For 1.5 Elect Kendall Handler Management For Voted - For 1.6 Elect Oisin Hanrahan Management For Voted - For 1.7 Elect Sandra Buchanan Hurse Management For Voted - For 1.8 Elect Joseph Levin Management For Voted - For 1.9 Elect Jeremy Philips Management For Voted - For 1.10 Elect Glenn H. Schiffman Management For Voted - For 1.11 Elect Mark Stein Management For Voted - For 1.12 Elect Suzy Welch Management For Voted - For 2 Ratification of Auditor Management For Voted - For BAIDU, INC. Security ID: 056752108 Ticker: BIDU Meeting Date: 07-Dec-21 Meeting Type: Special 1 Adoption of the Company's Dual Foreign Name Management For Voted - For 2 Amendment to the Company's Articles of Association Management For Voted - For 3 Approval of Filings of Company's Dual Foreign Name and Articles of Association Management For Voted - For BILIBILI INC Security ID: 090040106 Ticker: 9626 Meeting Date: 01-Sep-21 Meeting Type: Special 1 Amendments to Company's Articles of Association (Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For 2942 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Amendments to Company's Articles of Association (Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For 3 Amendments to Articles of Association (Appendix 3 & 13, RA.26-35, RA.37-41) Management For Voted - For 4 Dual Foreign Name of the Company Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect JP Gan Management For Voted - Against 3 Elect Eric He Management For Voted - For 4 Elect Feng Li Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 6 Authority to Repurchase Shares Management For Voted - For 7 Cloud Services Agreement Management For Voted - For 8 Collaboration Agreement Management For Voted - For 9 Amendments to Articles Management For Voted - For BUMBLE INC. Security ID: 12047B105 Ticker: BMBL Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Ann Mather Management For Voted - Withheld 1.2 Elect Jonathan C. Korngold Management For Voted - Withheld 1.3 Elect Jennifer B. Morgan Management For Voted - For 1.4 Elect Pamela A. Thomas-Graham Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For COM2US CORPORATION Security ID: Y1695S109 Ticker: 078340 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect SONG Byung Joon Management For Voted - Against 4 Elect LEE Jon Woo Management For Voted - For 5 Election of Corporate Auditor Management For Voted - Against 6 Directors' Fees Management For Voted - Against 7 Corporate Auditors' Fees Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 2943 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted DENA CO.,LTD. Security ID: J1257N107 Ticker: 2432 Meeting Date: 26-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tomoko Namba Management For Voted - For 5 Elect Shingo Okamura Management For Voted - For 6 Elect Jun Oi Management For Voted - For 7 Elect Keigo Watanabe Management For Voted - For 8 Elect Koji Funatsu Management For Voted - Against 9 Elect Hiroyasu Asami Management For Voted - For 10 Elect Haruo Miyagi Management For Voted - For 11 Elect Hirohiko Imura as Statutory Auditor Management For Voted - For GIFTEE INC. Security ID: J1794J106Ticker: 4449 Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - For 2 Elect Miwako Iyoku Miwako Kondo as Director Management For Voted - For GREE, INC. Security ID: J18807107 Ticker: 3632 Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Yoshikazu Tanaka Management For Voted - Against 3 Elect Masaki Fujimoto Management For Voted - For 4 Elect Toshiki Oya Management For Voted - For 5 Elect Eiji Araki Management For Voted - For 6 Elect Sanku Shino Management For Voted - For 7 Elect Yuta Maeda Management For Voted - For 8 Elect Kotaro Yamagishi Management For Voted - For 9 Elect Takeshi Natsuno Management For Voted - Against 10 Elect Kazunobu Iijima Management For Voted - For 11 Equity Compensation Plan Management For Voted - Against GROUPON, INC. Security ID: 399473206 Ticker: GRPN Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Kedar Deshpande Management For Voted - For 2944 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Peter Barris Management For Voted - For 1.3 Elect Robert J. Bass Management For Voted - For 1.4 Elect Eric Lefkofsky Management For Voted - For 1.5 Elect Theodore J. Leonsis Management For Voted - For 1.6 Elect Valerie A. Mosley Management For Voted - For 1.7 Elect Helen Vaid Management For Voted - For 1.8 Elect Deborah Wahl Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Amendment to the 2011 Incentive Plan Management For Voted - For 5 Right to Adjourn Meeting Management For Voted - For IAC/INTERACTIVECORP Security ID: 44891N208 Ticker: IAC Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Elect Chelsea Clinton Management For Voted - For 2 Elect Barry Diller Management For Voted - For 3 Elect Michael D. Eisner Management For Voted - Withheld 4 Elect Bonnie S. Hammer Management For Voted - For 5 Elect Victor A. Kaufman Management For Voted - For 6 Elect Joseph Levin Management For Voted - For 7 Elect Bryan Lourd Management For Voted - For 8 Elect Westley Moore Management For Voted - For 9 Elect David Rosenblatt Management For Voted - Withheld 10 Elect Alan G. Spoon Management For Voted - For 11 Elect Alexander von Furstenberg Management For Voted - For 12 Elect Richard F. Zannino Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Ratification of Auditor Management For Voted - For JOYY INC. Security ID: 46591M109 Ticker: YY Meeting Date: 27-Dec-21 Meeting Type: Annual 1 Amended and Restated Memorandum and Articles of Association Management For Voted - For KAKAKU.COM, INC. Security ID: J29258100 Ticker: 2371 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kaoru Hayashi Management For Voted - For 2945 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Shonosuke Hata Management For Voted - For 6 Elect Atsuhiro Murakami Management For Voted - For 7 Elect Shingo Yuki Management For Voted - For 8 Elect Kanako Miyazaki Kanako Niina Management For Voted - For 9 Elect Tomoharu Kato Management For Voted - For 10 Elect Kazuyoshi Miyajima Management For Voted - For 11 Elect Masayuki Kinoshita Management For Voted - For 12 Elect Takashi Shigeno Management For Voted - For 13 Elect Hisashi Kajiki as Statutory Auditor Management For Voted - For KAKAO CORP. Security ID: Y4519H119 Ticker: 035720 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 3 Article 10 Management For Voted - For 4 Article 18 Management For Voted - For 5 Article 37-2 Management For Voted - For 6 Articles 8, 26 and 36 Management For Voted - For 7 Elect NAM Koong Hun Management For Voted - For 8 Elect KIM Sung Soo Management For Voted - For 9 Elect HONG Eun Taek Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Share Option Grant Management For Voted - For 12 Capital Reduction by Cancellation of Treasury Shares Management For Voted - For 13 Amendments to Executive Officer Retirement Allowance Policy Management For Voted - For 14 Share Option Grant Management For Voted - For KUAISHOU TECHNOLOGY Security ID: G53263102 Ticker: 1024 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LI Zhaohui Management For Voted - For 5 Elect LIN Frank Management For Voted - For 6 Elect SHEN Dou Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Authority to Repurchase Shares Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Issue Repurchased Shares Management For Voted - Against 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 2946 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted LIFE360 INC Security ID: U5295P104 Ticker: 360 Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Christopher Hulls Management For Voted - For 3 Re-elect John P. Coghlan Management For Voted - For 4 Elect Charles (CJ) Prober Management For Voted - For 5 Equity Grant (CEO Chris Hulls) Management For Voted - For 6 Equity Grant (Chair John Philip Coghlan) Management For Voted - For 7 Equity Grant (NED Brit Morin) Management For Voted - For 8 Equity Grant (NED James Synge) Management For Voted - For 9 Equity Grant (NED Mark Goines) Management For Voted - For 10 Equity Grant (NED David Wiadrowski) Management For Voted - For 11 Equity Grant (NED Randi Zuckerberg) Management For Voted - For 12 Equity Grant (NED Alex Haro) Management For Voted - For 13 Equity Grant (Executive Director Charles Prober) Management For Voted - For 14 Ratify Placement of Securities (Jio Acquisition) Management For Voted - For 15 Ratify Placement of Securities (Institutional Placement) Management For Voted - For 16 Ratify Placement of Securities (Tile Acquisition) Management For Voted - For 17 Non-Voting Meeting Note N/A N/A Non-Voting MATCH GROUP, INC. Security ID: 57667L107 Ticker: MTCH Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Elect Stephen Bailey Management For Voted - For 2 Elect Melissa Brenner Management For Voted - For 3 Elect Alan G. Spoon Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - For MEITU, INC. Security ID: G5966D105 Ticker: 1357 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect CAI Wensheng Management For Voted - Against 5 Elect GUO Yihong Management For Voted - Against 6 Elect LEE Kai-Fu Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 2947 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Amendments to Articles Management For Voted - For 13 Non-Voting Meeting Note N/A N/A Non-Voting META PLATFORMS, INC. Security ID: 30303M102 Ticker: FB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Peggy Alford Management For Voted - Withheld 1.2 Elect Marc L. Andreessen Management For Voted - For 1.3 Elect Andrew W. Houston Management For Voted - For 1.4 Elect Nancy Killefer Management For Voted - For 1.5 Elect Robert M. Kimmitt Management For Voted - For 1.6 Elect Sheryl K. Sandberg Management For Voted - For 1.7 Elect Tracey T. Travis Management For Voted - For 1.8 Elect Tony Xu Management For Voted - For 1.9 Elect Mark Zuckerberg Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Report on Business Practices and Financial Returns Shareholder Against Voted - Against 8 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder Against Voted - For 9 Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project Shareholder Against Voted - Against 10 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Voted - For 11 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against Voted - For 12 Shareholder Proposal Regarding Non-discrimination Audit Shareholder Against Voted - Against 13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For 14 Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee Shareholder Against Voted - For 15 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against MIXI, INC. Security ID: J45993110 Ticker: 2121 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 2948 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Koki Kimura Management For Voted - For 4 Elect Hiroyuki Osawa Management For Voted - For 5 Elect Tatsuma Murase Management For Voted - For 6 Elect Kenji Kasahara Management For Voted - For 7 Elect Satoshi Shima Management For Voted - For 8 Elect Akihisa Fujita Management For Voted - For 9 Elect Yuki Nagata Management For Voted - For 10 Elect Yoshiya Usami as Alternate Statutory Auditor Management For Voted - For MOMO INC. Security ID: 60879B107 Ticker: MOMO Meeting Date: 02-Aug-21 Meeting Type: Special 1 Company Name Change Management For Voted - For NAVER CORPORATION Security ID: Y62579100 Ticker: 035420 Meeting Date: 14-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Elect CHOI Soo Yeon Management For Voted - For 3 Elec CHAI Seon Joo Management For Voted - For 4 Elect JUNG Do Jin Management For Voted - Against 5 Elect NOH Hyuk Joon Management For Voted - For 6 Election of Audit Committee Member: JUNG Do Jin Management For Voted - Against 7 Election of Audit Committee Member: NOH Hyuk Joon Management For Voted - For 8 Directors' Fees Management For Voted - Against NETEASE, INC. Security ID: 64110W102 Ticker: NTES Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect William Lei Ding Management For Voted - For 2 Elect Alice Cheng Management For Voted - For 3 Elect Joseph Tong Management For Voted - For 4 Elect FENG Lun Management For Voted - For 5 Elect LEUNG Man Kit Management For Voted - Against 6 Appointment of Auditor Management For Voted - For NEXON CO., LTD. Security ID: J4914X104 Ticker: 3659 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2949 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Amendments to Articles Management For Voted - For 3 Elect Owen Mahoney Management For Voted - For 4 Elect Shiro Uemura Management For Voted - For 5 Elect Patrick Soderlund Management For Voted - For 6 Elect Kevin Mayer Management For Voted - For 7 Elect Alexander Iosilevich Management For Voted - Against 8 Elect Satoshi Honda Management For Voted - For 9 Elect Shiro Kuniya Management For Voted - For 10 Equity Compensation Plan Management For Voted - Against PCHOME ONLINE INC. Security ID: Y6801R101 Ticker: 8044 Meeting Date: 22-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 2021 Allocation of Profits/Dividends Management For Voted - For 3 By-Elect Ryan KUO as Director Management For Voted - For PINTEREST, INC. Security ID: 72352L106 Ticker: PINS Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Leslie J. Kilgore Management For Voted - For 2 Elect Benjamin Sibermann Management For Voted - For 3 Elect Salaam Coleman Smith Management For Voted - Against 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For SPOTIFY TECHNOLOGY S.A. Security ID: L8681T102 Ticker: SPOT Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Ratification of Board Acts Management For Voted - For 4 Elect Daniel Ek Management For Voted - For 5 Elect Martin Lorentzon Management For Voted - For 6 Elect Shishir S. Mehrotra Management For Voted - For 7 Elect Christopher P. Marshall Management For Voted - Against 8 Elect Barry McCarthy Management For Voted - For 9 Elect Heidi O'Neill Management For Voted - For 10 Elect Theodore A. Sarandos Management For Voted - For 11 Elect Thomas O. Staggs Management For Voted - For 12 Elect Cristina Stenbeck Management For Voted - For 13 Elect Mona K. Sutphen Management For Voted - For 14 Elect Padmasree Warrior Management For Voted - For 2950 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Appointment of Auditor Management For Voted - For 16 Directors' Fees Management For Voted - For 17 Authorization of Legal Formalities Management For Voted - For SPROUT SOCIAL, INC. Security ID: 85209W109 Ticker: SPT Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Aaron Rankin Management For Voted - For 2 Elect Steven Collins Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year TENCENT HOLDINGS LIMITED Security ID: G87572163 Ticker: 700 Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI Dong Sheng Management For Voted - Against 6 Elect Ian C. Stone Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Amendments to the Memorandum and Articles of Association Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Refreshment of the Scheme Mandate Limit of the Share Option Scheme of Tencent Music Group Management For Voted - Against TWITTER, INC. Security ID: 90184L102 Ticker: TWTR Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Egon Durban Management For Voted - Against 2 Elect Patrick Pichette Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 2951 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Ratification of Auditor Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For 7 Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board Shareholder Against Voted - For 8 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Voted - For 10 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against UNITED INTERNET AG Security ID: D8542B125 Ticker: UTDI Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Allocation of Profits/Dividends Management For Voted - For 8 Ratify Ralph Dommermuth Management For Voted - For 9 Ratify Martin Mildner Management For Voted - For 10 Ratification of Supervisory Board Acts Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Remuneration Report Management For Voted - Against 13 Amendments to Articles (Supervisory Board Term) Management For Voted - For 14 Supervisory Board Remuneration Policy Management For Voted - For 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting 17 Non-Voting Meeting Note N/A N/A Non-Voting VIMEO, INC. Security ID: 92719V100 Ticker: VMEO Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Adam Gross Management For Voted - Withheld 1.2 Elect Alesia J. Haas Management For Voted - Withheld 1.3 Elect Kendall Handler Management For Voted - Withheld 1.4 Elect Jay Herratti Management For Voted - For 1.5 Elect Ida Kane Management For Voted - Withheld 1.6 Elect Mo Koyfman Management For Voted - Withheld 1.7 Elect Spike Lee Management For Voted - Withheld 1.8 Elect Joseph Levin Management For Voted - Withheld 1.9 Elect Nabil Mallick Management For Voted - Withheld 1.10 Elect Glenn H. Schiffman Management For Voted - Withheld 2952 --------------------------------------------------------------------------------------------------- Global X Social Media ETF Proposal Proposed by Mgt. Position Registrant Voted 1.11 Elect Anjali Sud Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For WEIBO CORPORATION Security ID: 948596101 Ticker: WB Meeting Date: 01-Dec-21 Meeting Type: Annual 1 Amended and Restated Memorandum and Articles of Association (Class B) Management For Voted - For 2 Elect Hong Du Management For Voted - For 3 Elect Daniel Yong ZHANG Management For Voted - For 4 Elect Pehong Chen Management For Voted - For 5 Adoption of the Company's Dual Foreign Name Management For Voted - For 6 Amended and Restated Memorandum and Articles of Association Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Elect Charles CHAO Guowei Management For Voted - For 2 Elect P. Christopher Lu Management For Voted - Against 3 Elect Gaofei Wang Management For Voted - For YELP INC. Security ID: 985817105 Ticker: YELP Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Fred Anderson Jr. Management For Voted - For 1.2 Elect Robert Gibbs Management For Voted - For 1.3 Elect George Hu Management For Voted - For 1.4 Elect Sharon Rothstein Management For Voted - For 1.5 Elect Jeremy Stoppelman Management For Voted - For 1.6 Elect Chris S. Terrill Management For Voted - For 1.7 Elect Tony Wells Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ZYNGA INC. Security ID: 98986T108 Ticker: ZNGA Meeting Date: 19-May-22 Meeting Type: Special 1 Merger Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For 2953 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 8138 Global X Solar ETF ARRAY TECHNOLOGIES, INC. Security ID: 04271T100 Ticker: ARRY Meeting Date: 24-May-22 Meeting Type: Annual 1.1 Elect Paulo Jorge Tavares Almirante Management For Voted - For 1.2 Elect Ron P. Corio Management For Voted - For 1.3 Elect Jayanthi Iyengar Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Approval of the Employee Stock Purchase Plan Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Security ID: G0751N103 Ticker: AY Meeting Date: 05-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect Michael D. Woollcombe Management For Voted - For 4 Elect Michael Forsayeth Management For Voted - For 5 Elect William E. Aziz Management For Voted - For 6 Elect Brenda J. Eprile Management For Voted - For 7 Elect Debora Del Favero Management For Voted - For 8 Elect Arun Banskota Management For Voted - For 9 Elect George Trisic Management For Voted - For 10 Elect Santiago Seage Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For AZURE POWER GLOBAL LIMITED Security ID: V0393H103 Ticker: AZRE Meeting Date: 21-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Muhammad Khalid Peyrye Management For Voted - For 4 Elect Yung Oy Pin Lun Leung Management For Voted - For 5 Elect Alan Rosling Management For Voted - For 2954 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted CANADIAN SOLAR INC. Security ID: 136635109 Ticker: CSIQ Meeting Date: 22-Jun-22 Meeting Type: Annual 1.1 Elect Shawn (Xiaohua) Qu Management For Voted - For 1.2 Elect Karl E. Olsoni Management For Voted - For 1.3 Elect Harry E. Ruda Management For Voted - For 1.4 Elect Lauren C. Templeton Management For Voted - Withheld 1.5 Elect Andrew (Luen Cheung) Wong Management For Voted - Withheld 1.6 Elect Arthur WONG Lap Tat Management For Voted - Withheld 1.7 Elect Leslie CHANG Li Hsien Management For Voted - Withheld 1.8 Elect Yan ZHUANG Management For Voted - For 1.9 Elect Huifeng CHANG Management For Voted - Withheld 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Approval of Continuance Management For Voted - For CECEP SOLAR ENERGY CO LTD. Security ID: Y1584P109 Ticker: 000591 Meeting Date: 10-May-22 Meeting Type: Annual 1 Approval of 2021 Directors' Report Management For Voted - For 2 Approval of 2021 Supervisors' Report Management For Voted - For 3 Approval of 2021 Accounts and Reports Management For Voted - For 4 Allocation of 2021 Profits Management For Voted - For 5 Approval of Directors', Supervisors' and Senior Executives' Fees Management For Voted - For 6 Approval of the Report on Deposit and Use of Previously Raised Fund Management For Voted - For 7 Approval of 2021 Internal Control Self-Assessment Report Management For Voted - For 8 Proposal on Estimated Daily Connected Transactions for FY 2022 and Confirmation of Daily Connected Transactions for FY 2021 Management For Voted - For 9 Approval of 2021 Annual Report and its Summary Management For Voted - For 10 Approval of 2022 Financial Budget Management For Voted - For 11 Authority to Give Guarantees in 2022 Management For Voted - For 12 Appointment of Auditor and Internal Control Auditor Management For Voted - For 13 Proposal on Financial Leasing and Related-Party Transactions By Subsidiaries Management For Voted - For 14 Proposal on Application for Entrusted Loans From Related Parties By Subsidiaries and Related-Party Transactions Management For Voted - For 15 Proposal on Supply Chain Finance Business and Related Transaction Between Subsidiary and Related-Party Transactions Management For Voted - For 2955 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted ENCAVIS AG Security ID: D2R4PT120 Ticker: ECV Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of Management Board Acts Management For Voted - For 5 Ratify Manfred Kruper Management For Voted - For 6 Ratify Alexander Stuhlmann Management For Voted - For 7 Ratify Cornelius Liedtke Management For Voted - For 8 Ratify Albert Bull Management For Voted - For 9 Ratify Fritz Vahrenholt Management For Voted - For 10 Ratify Christine Scheel Management For Voted - For 11 Ratify Henning Kreke Management For Voted - For 12 Ratify Marcus Schenck Management For Voted - For 13 Ratify Rolf Martin Schmitz Management For Voted - For 14 Ratify Peter Heidecker Management For Voted - For 15 Appointment of Auditor Management For Voted - For 16 Remuneration Report Management For Voted - Against 17 Amendments to Articles (Supervisory Board Term) Management For Voted - For 18 Elect Manfred Kruper Management For Voted - Against 19 Elect Isabella Pfaller Management For Voted - For 20 Elect Albert Bull Management For Voted - For 21 Elect Thorsten Testorp Management For Voted - For 22 Elect Henning Kreke Management For Voted - For 23 Elect Fritz Vahrenholt Management For Voted - For 24 Cancellation of Conditional Capital 2017/III Management For Voted - For 25 Cancellation of Conditional Capital 2018/ III Management For Voted - For 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting 28 Non-Voting Meeting Note N/A N/A Non-Voting 29 Non-Voting Meeting Note N/A N/A Non-Voting ENPHASE ENERGY, INC. Security ID: 29355A107 Ticker: ENPH Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Steven J. Gomo Management For Voted - For 1.2 Elect Thurman John Rodgers Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 2956 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted ESENBOGA ELEKTRIK URETIM A.S. Security ID: M4089A109 Ticker: ESEN Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair Management For Voted - For 5 Minutes Management For Voted - For 6 Directors' Report Management For Voted - For 7 Presentation of Auditors' Report Management For Voted - For 8 Financial Statements Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Election of Directors; Board Term Length Management For Voted - For 13 Directors' Fees Management For Voted - For 14 Charitable Donations Management For Voted - For 15 Authority to Carry out Competing Activities or Related Party Transactions, and Presentation of Report on Competing Activities Management For Voted - For 16 Presentation of Report on Guarantees Management For Voted - For 17 Authority to Make Advance Payments of Dividends Management For Voted - For 18 Authority to Appropriate Advance Dividends from Other Resources Management For Voted - For 19 Wishes and Closing Management For Voted - For FLAT GLASS GROUP CO LTD. Security ID: Y2575W103 Ticker: 601865 Meeting Date: 18-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Report on the Use of Previously Raised Funds Management For Voted - For 3 A-share stock option incentive plan (draft) and its summary Management For Voted - For 4 Appraisal Management Measures for the Implementation of stock option Incentive Plan Management For Voted - For 5 Authorization to the Board to Handle Matters Regarding stock option incentive plan Management For Voted - For FLAT GLASS GROUP CO., LTD. Security ID: Y2575W103 Ticker: 6865 Meeting Date: 18-Nov-21 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Share Option Incentive Scheme Management For Voted - For 2957 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Assessment Measures in Respect of the Incentive Scheme Management For Voted - For 4 Board Authorization in Respect of the Incentive Scheme Management For Voted - For Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Annual Report Management For Voted - For 6 Final Account Report Management For Voted - For 7 2022 Financial Budget Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Supervisors' Fees Management For Voted - For 12 Environmental, Social and Governance Report Management For Voted - For 13 Authority to Give Guarantees Management For Voted - Against 14 Related Party Transactions Management For Voted - For 15 Use of Proceeds Management For Voted - For FTC SOLAR, INC. Security ID: 30320C103 Ticker: FTCI Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Elect Isidoro Quiroga Cortes Management For Voted - Withheld 2 Elect Thurman John Rodgers Management For Voted - Withheld 3 Elect David Springer Management For Voted - Withheld 4 Ratification of Auditor Management For Voted - For GCL NEW ENERGY HOLDINGS LIMITED Security ID: G3775G138 Ticker: 0451 Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LIU Genyu Management For Voted - Against 5 Elect Charles YEUNG man Chung Management For Voted - Against 6 Elect Conway LEE Kong Wai Management For Voted - Against 7 Elect WANG Yanguo Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 2958 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Amendments to Bye-Laws Management For Voted - Against Meeting Date: 31-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Hunan Xinhua Fourth Phase Disposals Management For Voted - For GCL TECHNOLOGY HOLDINGS LIMITED Security ID: G3774X108 Ticker: 3800 Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect Lan Tianshi Management For Voted - For 5 Elect Sun Wei Management For Voted - Against 6 Elect Charles YEUNG Man Chung Management For Voted - Against 7 Elect Zheng Xiongjiu Management For Voted - Against 8 Elect Yip Tai Him Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Amendments to Articles Management For Voted - Against GIGASTORAGE CORP. Security ID: Y2712P102 Ticker: 2406 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 The Company S 2021 Business Report And Financial Statements. Management For Voted - For 2 2021 Deficit Compensation Proposal. Management For Voted - For 3 Amendment to Parts of Clauses of the Articles of Incorporation . Management For Voted - For 4 Amendment to Parts of Clauses of the Rules of Procedure for Shareholders Meetings . Management For Voted - For 5 Amendment to Parts of Clauses of the Procedures for Acquisition or Disposal of Assets . Management For Voted - For 6 Elect CHEN Chi-Ming Management For Voted - For 7 Elect CHEN Su-Hui Management For Voted - For 8 Elect HUANG Chen-Sheng Management For Voted - For 9 Elect CHEN Min-Chun Management For Voted - For 10 Elect WU His-Kun Management For Voted - For 11 Elect WANG Ming-Lang Management For Voted - For 12 Elect CHIEN Jui-Yao Management For Voted - For 13 Elect CHEN Jun-Liang Management For Voted - For 2959 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect TSAI Ching-Mei Management For Voted - For 15 Lift The Ban On Competition Of The New Directors And Representatives. Management For Voted - For GREMZ INC. Security ID: J1773J101Ticker: 3150 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masaomi Tanaka Management For Voted - For 5 Elect Shinichi Nasu Management For Voted - For 6 Elect Motoyuki Miura Management For Voted - For 7 Elect Kenji Zemmura Management For Voted - For 8 Elect Kosuke Kato Management For Voted - For 9 Elect Chieko Eda Management For Voted - For 10 Elect Hiromizu Tezuka Management For Voted - For 11 Elect Masamichi Nishimoto Management For Voted - For 12 Elect Taizo Fukushima Management For Voted - For HANGZHOU FIRST APPLIED MATERIAL CO. LTD. Security ID: Y29846105 Ticker: 603806 Meeting Date: 27-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIN Jianhua Management For Voted - For 3 Elect ZHANG Hong Management For Voted - For 4 Elect HU Weimin Management For Voted - For 5 Elect ZHOU Guangda Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Elect LIU Meijuan Management For Voted - For 8 Elect SUN Wenhua Management For Voted - For 9 Elect LI Jingke Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Elect YANG Chufeng Management For Voted - For 12 Elect SUN Mingdong Management For Voted - Against Meeting Date: 15-Apr-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Management For Voted - For 6 Remuneration Plan for the Chairman of the Board LIN Jianhua Management For Voted - For 2960 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Remuneration Plan for Independent Directors Management For Voted - For 8 Reappointment Of Audit Firm Management For Voted - For 9 2022 Application For Credit Line To Banks Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Special 1 Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 2 Company's Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 3 Type of Securities to Be Issued Management For Voted - For 4 Issuing Volume Management For Voted - For 5 Par Value and Issue Price Management For Voted - For 6 Issuing Methods and Issuing Targets Management For Voted - For 7 Bond Duration Management For Voted - For 8 Interest Rate of the Bond Management For Voted - For 9 Interest Payment Management For Voted - For 10 Guarantee Matters Management For Voted - For 11 Conversion Period Management For Voted - For 12 Determining the Conversion Price Management For Voted - For 13 Adjustment of the Conversion Price and Calculation Method Management For Voted - For 14 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 15 Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot Be Converted into One Common Share when Conversion Happens Management For Voted - For 16 Redemption Clauses Management For Voted - For 17 Resale Clauses Management For Voted - For 18 Attribution of Related Dividends for Conversion Years Management For Voted - For 19 Arrangement for Placing to Original Shareholders Management For Voted - For 20 Matters Regarding the Meetings of Bondholders Management For Voted - For 21 Purpose of the Raised Funds Management For Voted - For 22 Management and Deposit of Raised Funds Management For Voted - For 23 Valid Period of the Resolution (cancelled) Management For Voted - For 24 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Public Issuance of Convertible Corporate Bonds Management For Voted - For 25 Preplan For 2021 Public Issuance Of Convertible Bonds (Revised) Management For Voted - For 26 Report On The Use Of Previously Raised Funds Management For Voted - For 27 Diluted Immediate Return After the 2021 Public Issuance of Convertible Corporate Bonds and Filling Measures and Commitments (revised) Management For Voted - For 28 Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For 2961 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted HANWHA SOLUTIONS CORPORATION Security ID: Y3065K104 Ticker: 009830 Meeting Date: 23-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 3 Amendments to Articles Management For Voted - For 4 Elect KIM Dong Kwan Management For Voted - Against 5 Elect RYOO Du Hyoung Management For Voted - For 6 Elect NAM Yi Hyeon Management For Voted - Against 7 Elect CHOI Man Gyu Management For Voted - Against 8 Elect Satoshi Shima Management For Voted - For 9 Elect Amanda Bush Management For Voted - For 10 Elect SEO Jeong Ho Management For Voted - For 11 Elect PARK Ji Hyeong Management For Voted - Against 12 Election of Audit Committee Member: CHOI Man Gyu Management For Voted - Against 13 Election of Audit Committee Member: PARK Ji Hyeong Management For Voted - Against 14 Directors' Fees Management For Voted - For IRICO GROUP NEW ENERGY COMPANY LIMITED Security ID: Y4176E102 Ticker: 0438 Meeting Date: 18-Nov-21 Meeting Type: Special 1 Elect TONG Xiaofei Management For Voted - Against 2 Elect JIANG Lei Management For Voted - For 3 Elect NI Huadong Management For Voted - For 4 Elect HUANG Weihong Management For Voted - For 5 Elect WU Xiaoguang Management For Voted - For 6 Elect LI Yong Management For Voted - For 7 Elect HAO Meiping Management For Voted - For 8 Elect CHEN Xiaoning Management For Voted - For 9 Elect JIANG Ahe Management For Voted - Against 10 Elect HUANG Zhen Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting JA SOLAR TECHNOLOGY CO LTD Security ID: Y7163W100 Ticker: 002459 Meeting Date: 27-Dec-21 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Estimated Guarantee Quota With Subordinate Companies In 2022 Management For Voted - Against 3 Launching Foreign Exchange Derivatives Transactions In 2022 Management For Voted - For 2962 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 4 2022 Application For Credit Line To Financial Institutions Management For Voted - For 5 2022 Estimated External Guarantee Quota Due To The Joint Bidding Management For Voted - Against 6 Reappointment of Auditor Management For Voted - For 7 Cancellation of Some Stock Options and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Management For Voted - For 8 Change of the Company's Registered Capital Management For Voted - For 9 Amendments to the Company's Articles of Association Management For Voted - For 10 Termination Of The Repurchase Of Shares Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 Cancellation of Some Stock Options and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants Management For Voted - For 6 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 7 Appraisal Management Measures For The Implementation Of 2022 Stock Option And Restricted Stock Incentive Plan Management For Voted - For 8 Authorization To The Board To Handle Matters Regarding The Equity Incentive Management For Voted - For 9 Provision Of Estimated Guarantee Quota For Clients Management For Voted - Against 10 Nomination Of Non-Independent Directors Management For Voted - For 11 Amendments To The Company S Articles Of Association Management For Voted - For 12 Amendments to the Management System for the Special Deposit and Use of Raised Funds Management For Voted - For 13 Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings Management For Voted - For 14 Amendments to the Company S Rules of Procedure Governing the Board Meetings Management For Voted - For 15 Amendments to the System for Independent Directors Management For Voted - For 16 Amendments to the Connected Transactions Decision-making System Management For Voted - For 17 Amendments to the External Investment Management System Management For Voted - For 18 Amendments to the External Guarantee Management System Management For Voted - For 19 Amendments to the Management System for Prevention of Fund Occupation by Controlling Shareholders and Other Related Parties Management For Voted - For 20 Amendments to the Management System for Entrusted Wealth Management Management For Voted - For 21 Amendments to the Information Disclosure Management System Management For Voted - For 22 2021 Profit Distribution Plan Management For Voted - For 2963 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Investment In Construction Of The Company S Integrated Production Capacity Management For Voted - For JIANGSU AKCOME SCIENCE AND TECHNOLOGY CO., LTD. Security ID: Y443AB109 Ticker: 002610 Meeting Date: 27-Oct-21 Meeting Type: Special 1 Authority to Give Guarantees Management For Voted - Against Meeting Date: 17-Nov-21 Meeting Type: Special 1 Externally Guaranteed Loan Replacement and Provision of Transitional Guarantee Management For Voted - Against 2 Connected Transaction Regarding Capital Increase in a Joint Stock Company by a Wholly-owned Subsidiary Management For Voted - For Meeting Date: 27-Dec-21 Meeting Type: Special 1 Exemption Of The Shareholder From Commitments On Shareholding Increase In The Company Management For Voted - For Meeting Date: 28-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Application of Line of Credit in 2022 Management For Voted - For 3 Authority to Give Guarantees for Controlling Subsidiaries in 2022 Management For Voted - Against 4 Continuously Provision of Guarantees for Suzhou Akcome Membrane New Material Co., Ltd. Management For Voted - Against 5 Continuously Provision of Guarantees for Suzhou Akcome Industry Group Co., Ltd. Management For Voted - Against 6 Continuously Provision of Guarantees for Shanghai Akcome Fuluona Financial Leasing Co., Ltd. Management For Voted - Against 7 Continuously Provision of Guarantees for Suzhou Akcome Energy Group Co., Ltd. Management For Voted - Against 8 Continuously Provision of Guarantees for Nantong Akcome Metal Technology Co., Ltd. Management For Voted - Against 9 Continuously Provision of Counter Guarantees for Ganzhou Development Investment Holding Group Co., Ltd. Management For Voted - Against 10 Continuously Provision of Guarantees for Jiangxi Huigu Supply Chain Management Co., Ltd. Management For Voted - Against 11 Continuously Provision of Guarantees for Yicuan Jiakang Electricity Power Co., Ltd. Management For Voted - Against 12 Continuously Provision of Guarantees for Chaoyang Akcome Electrical New Energy Co., Ltd. Management For Voted - Against 13 Continuously Provision of Guarantees for Jinzhou Zhongkang Electricity Development Co., Ltd. Management For Voted - Against 14 Continuously Provision of Guarantees for Daan Akcome New Energy Development Co., Ltd. Management For Voted - Against 2964 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Continuously Provision of Guarantees for Xinjiang Akcome Electricity Power Development Co., Ltd. Management For Voted - Against 16 Continuously Provision of Guarantees for Tekesi Yuhui Solar Development Co., Ltd. Management For Voted - Against 17 Continuously Provision of Guarantees for Xinjiang Juyang Energy Technology Co., Ltd. Management For Voted - Against 18 Continuously Provision of Guarantees for Zhejiang Ruixu Investment Co., Ltd. Management For Voted - Against 19 Continuously Provision of Guarantees for Jiuzhou Fangyuan Bozhou New Energy Co., Ltd. Management For Voted - Against 20 Continuously Provision of Guarantees for Danyang Zhongkang Electricity Development Co., Ltd. Management For Voted - Against 21 Continuously Provision of Guarantees for Inner Mongolia Siwangziqi Shenguang Energy Development Co., Ltd. Management For Voted - Against 22 Continuously Provision of Guarantees for Suzhou Huihao Metal Material Co., Ltd. Management For Voted - Against 23 Provision of Guarantees for Jiangyin Huihao Metal Material Co., Ltd. Management For Voted - Against 24 Provision of Guarantees for Ganzhou Huigu Supply Chain Management Co., Ltd. Management For Voted - Against 25 Provision of Guarantees for Chongzuo Akcome Energy Electricity Co., Ltd. Management For Voted - Against 26 Elect YI Meihuai as Supervisor Management For Voted - Against 27 Non-Voting Agenda Item N/A N/A Non-Voting 28 Elect SHEN Longqiang Management For Voted - For 29 Elect GUAN Yanping Management For Voted - For Meeting Date: 15-Feb-22 Meeting Type: Special 1 2022 Stock Options and Restricted Shares Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For the Implementation Of 2022 Stock Options and Restricted Shares Incentive Plan Management For Voted - For 3 Authorization To the Board To Handle Matters Regarding the 2022 Stock Options and Restricted Shares Incentive Plan Management For Voted - For 4 The Phase I Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 5 Management Measures For the Phase I Employee Stock Ownership Plan Management For Voted - Against 6 Authorization To the Board To Handle Matters Regarding the Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 09-Mar-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For Meeting Date: 06-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 2965 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 3 2021 Annual Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Authority to Give Guarantees to Zhejiang Akcome Optronics Science & Technology Co., Ltd. Management For Voted - Against 8 Authority to Give Guarantees to Huzhou Akcome Optronics Science & Technology Co., Ltd. Management For Voted - Against 9 Authority to Give Guarantees to Ganzhou Development Investment Holding Group Management For Voted - Against 10 Unrecovered Losses Account For One-Third Of The Paid-In Capital Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Special 1 Launching The Assets Pool Business By The Company And Controlled Subsidiaries Management For Voted - For JINKOSOLAR HOLDING CO., LTD. Security ID: 47759T100 Ticker: JKS Meeting Date: 09-Dec-21 Meeting Type: Annual 1 Elect Xianhua Li Management For Voted - For 2 Elect Stephen Markscheid Management For Voted - Against 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Authorization of Legal Formalities Management For Voted - For KENMEC MECHANICAL ENGINEERING Security ID: Y4669M108 Ticker: 6125 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 Allocation of Dividends from Capital Reserve Management For Voted - For 4 Amendments to Articles Management For Voted - For 5 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 6 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 7 Elect HSIEH Ching-Fu Management For Voted - For 8 Elect PAI Chou-Huang Management For Voted - For 9 Elect LIN Yueh-Chen Management For Voted - For 10 Elect HSIEH Ming-Kai Management For Voted - For 11 Elect LI Yi-Yu Management For Voted - For 12 Elect PENG Chu-Ju Management For Voted - For 13 Elect CHU Chien-Chou Management For Voted - For 14 Non-compete Restrictions for Directors Management For Voted - For 2966 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted LONGI GREEN ENERGY TECHNOLOGY CO LTD Security ID: Y9727F102 Ticker: 601012 Meeting Date: 10-Jan-22 Meeting Type: Special 1 Related Party Transactions Management For Voted - For 2 Authority to Give Guarantees Management For Voted - For 3 Amendments to Articles (Bundled) Management For Voted - For Meeting Date: 01-Apr-22 Meeting Type: Special 1 Change of Investment Project Financed with Raised Funds from 2018 Issuance Management For Voted - For 2 Authority to Give Financial Guarantees to the Subsidiaries Management For Voted - For 3 Authority to Give Performance Guarantees to the Subsidiaries Management For Voted - For Meeting Date: 20-May-22 Meeting Type: Annual 1 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Stock Option And Restricted Stock Incentive Plan Management For Voted - For 3 Authorization To The Board To Handle Matters Regarding The Equity Incentive Management For Voted - For 4 2021 Work Report Of The Board Of Directors Management For Voted - For 5 2021 Work Report Of The Supervisory Committee Management For Voted - For 6 2021 Annual Accounts Management For Voted - For 7 2021 Annual Report Management For Voted - For 8 2021 Work Report Of Independent Directors Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Reappointment Of Audit Firm Management For Voted - For 11 2022 Remuneration Plan For Directors And Supervisors Management For Voted - For 12 Settlement of Projects Financed with Raised Funds from 2019 Public Issuance of Convertible Corporate Bonds and Permanently Supplementing the Working Capital and New Projects with the Surplus Raised Funds Management For Voted - For 13 Provision Of Security Deposit Guarantee For A Business Management For Voted - For 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Election Of Non-Independent Director: Zhong Baoshen Management For Voted - For 16 Election Of Non-Independent Director: Li Zhenguo Management For Voted - For 17 Election Of Non-Independent Director: Liu Xuewen Management For Voted - For 18 Election Of Non-Independent Director: Tian Ye Management For Voted - For 19 Election Of Non-Independent Director: Bai Zhongxue Management For Voted - For 20 Election Of Non-Independent Director: Wang Zhigang Management For Voted - For 21 Non-Voting Agenda Item N/A N/A Non-Voting 22 Election Of Independent Director: Guo Ju E Management For Voted - For 2967 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Election Of Independent Director: Lu Yi Management For Voted - For 24 Election Of Independent Director: Xu Shan Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Election Of Shareholder Supervisor: Yang Xiaoping Management For Voted - For 27 Election Of Shareholder Supervisor: Qin Yongbo Management For Voted - Against MEYER BURGER TECHNOLOGY AG Security ID: H5498Z128 Ticker: MBTN Meeting Date: 05-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Accounts and Reports Management For Take No Action 4 Compensation Report Management For Take No Action 5 Allocation of Profits/Dividends Management For Take No Action 6 Ratification of Board and Management Acts Management For Take No Action 7 Elect Franz Richter Management For Take No Action 8 Elect Andreas R. Herzog Management For Take No Action 9 Elect Mark Kerekes Management For Take No Action 10 Elect Urs Schenker Management For Take No Action 11 Elect Katrin Wehr-Seiter Management For Take No Action 12 Elect Franz Richter as Board Chair Management For Take No Action 13 Elect Andreas R. Herzog as Compensation and Nominating Committee Member Management For Take No Action 14 Elect Urs Schenker as Compensation and Nominating Committee Member Management For Take No Action 15 Appointment of Auditor Management For Take No Action 16 Appointment of Independent Proxy Management For Take No Action 17 Board Compensation Management For Take No Action 18 Executive Compensation (FY2022) Management For Take No Action 19 Executive Compensation (FY2023) Management For Take No Action 20 Increase in Conditional Capital (Employee Participation) Management For Take No Action 21 Non-Voting Meeting Note N/A N/A Take No Action MOTECH INDUSTRIES INC. Security ID: Y61397108 Ticker: 6244 Meeting Date: 21-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 5 Constitution of Procedural Rules for Shareholder Meetings Management For Voted - For 6 Elect TSENG Yung-Hui Management For Voted - Against 7 Elect LEE Chih-Kaou Management For Voted - For 2968 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect LU Ming-Shiaw Management For Voted - For 9 Elect George Huang Management For Voted - For 10 Elect LEE San-Boh Management For Voted - For 11 Elect LEE Kin-Tsau Management For Voted - For 12 Elect CHANG Chia-Hsin Management For Voted - For 13 Non-compete Restrictions for Directors Management For Voted - For RENESOLA LTD. Security ID: 75971T301 Ticker: SOL Meeting Date: 10-Dec-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Election of Directors (Slate) Management For Voted - Against 3 Elect Yuanyuan Ma Management For Voted - Against 4 Amendment to the 2007 Share Incentive Plan Management For Voted - Against RISEN ENERGY COMPANY LTD. Security ID: Y7286M104 Ticker: 300118 Meeting Date: 02-Nov-21 Meeting Type: Special 1 Transfer Assets in Power Stations Management For Voted - For Meeting Date: 15-Feb-22 Meeting Type: Special 1 External Investment and Entering into an Investment Agreement with the Management Committee of South Binhai Economic Development District, Ningbo City Management For Voted - For 2 Eligibility for the Company's Private Placement of A Shares Management For Voted - Against 3 Types and Nominal Value Management For Voted - Against 4 Issuance Method and Date Management For Voted - Against 5 Issuance Target and Subscription Method Management For Voted - Against 6 Pricing Principle and Issuance Price Management For Voted - Against 7 Issuance Size Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Amount of Raised Funds and Use of Proceeds Management For Voted - Against 10 Distribution Arrangement on Accumulated Profits Management For Voted - Against 11 Listing Markets Management For Voted - Against 12 Validity of the Resolution Management For Voted - Against 13 Preliminary Plan of the Company's Private Placement of A Shares Management For Voted - Against 14 Analysis Report of the Private Placement of A Shares Management For Voted - Against 15 Feasibility Report on Use of Proceeds Management For Voted - Against 16 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - Against 17 Report on Deposit and Use of Previously Raised Funds Management For Voted - For 18 Establishment of Special Deposit Account Management For Voted - Against 2969 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 19 Connected Transactions Regarding Entering into Conditional Subscription Agreement with LIN Haifeng Management For Voted - Against 20 Shareholder Returns Plan for Next Three Years (2022-2024) Management For Voted - For 21 Board Authorization to Handle Matters of the Company's Private Placement of A Shares Management For Voted - Against 22 Amendments to Articles Management For Voted - Abstain 23 Management Measures on Directors, Supervisors and Senior Management's Holding and Trading of Company's Shares Management For Voted - For 24 Work System of Independent Directors Management For Voted - For 25 Procedural Rules on Shareholder Meetings Management For Voted - For 26 Management Measures on Raised Funds Management For Voted - For 27 Management Measures on Information Disclosure Management For Voted - For Meeting Date: 23-Mar-22 Meeting Type: Special 1 Provision Of Guarantee For A Wholly-Owned Subsidiary By Equity Pledge Management For Voted - Against Meeting Date: 17-May-22 Meeting Type: Annual 1 Approval of FY2021 Annual Report and Its Summary Management For Voted - For 2 Approval of FY2021 Directors' Report Management For Voted - For 3 Approval of FY2021 Supervisors' Report Management For Voted - For 4 FY2021 Financial Accounts and Reports Management For Voted - For 5 FY2021 Allocation of Profits/Dividends Management For Voted - For 6 Proposal for Line of Credit in FY2022 Management For Voted - For 7 Appointment of Auditor Management For Voted - For 8 Authority to Give Guarantees Management For Voted - Against 9 Proposal to Launch Forward Foreign Currency Settlement and Option Business Management For Voted - For 10 Estimated FY2022 Related Party Transactions Management For Voted - For 11 Proposal to Invest in 3GW Production Project Management For Voted - For 12 Provision for Assets Impairment Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Special 1 External Investment By A Wholly-Owned Subsidiary Management For Voted - For SCATEC ASA Security ID: R7562P100 Ticker: SCATC Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Election of Presiding Chair; Minutes Management For Take No Action 6 Agenda Management For Take No Action 2970 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Accounts and Reports Management For Take No Action 8 Allocation of Profits/Dividends Management For Take No Action 9 Remuneration Policy Management For Take No Action 10 Remuneration Report Management For Take No Action 11 Elect John Andersen Jr. Management For Take No Action 12 Elect Jan Skogseth Management For Take No Action 13 Elect Maria Morus Hansen Management For Take No Action 14 Elect Mette Krogsrud Management For Take No Action 15 Elect Espen Gundersen Management For Take No Action 16 Directors' Fees Management For Take No Action 17 Election of Nomination Committee Members Management For Take No Action 18 Nomination Committee Fees Management For Take No Action 19 Authority to Set Auditor's Fees Management For Take No Action 20 Appointment of Auditor Management For Take No Action 21 Approval of Nomination Committee Guidelines Management For Take No Action 22 Authority to Repurchase and Reissue Shares Management For Take No Action 23 Authority to Repurchase and Reissue Shares Pursuant to LTIP Management For Take No Action 24 Authority to Repurchase and Reissue Shares for Sale or Cancellation Management For Take No Action 25 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 26 Authority to Issue Shares with or without Preemptive Rights Pursuant to LTIP Management For Take No Action 27 Non-Voting Meeting Note N/A N/A Take No Action 28 Non-Voting Meeting Note N/A N/A Take No Action 29 Non-Voting Meeting Note N/A N/A Take No Action SHENZHEN S.C NEW ENERGY TECHNOLOGY CORPORATION Security ID: Y774E4109 Ticker: 300724 Meeting Date: 17-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Restricted Stock Incentive Plan (draft) and Its Summary Management For Voted - For 3 Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan Management For Voted - For 4 Authorization to the Board to Handle Matters Regarding the 2021 Restricted Stock Incentive Plan Management For Voted - For Meeting Date: 21-Jan-22 Meeting Type: Special 1 Amendments to Articles Management For Voted - For 2 Application of Line of Credit from China Merchants Bank Co., Ltd. Shenzhen Branch Management For Voted - For 3 Authority to Give Guarantees for Subsidiaries Management For Voted - Against 4 Authority to Give Guarantees for a Client Management For Voted - Against 2971 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 10-Mar-22 Meeting Type: Special 1 Repurchase and Cancellation of Locked Restricted Stocks Granted to Some Participants Management For Voted - For 2 Amendments to Articles of Association Management For Voted - For 3 Amendments to Procedural Rules Governing the Shareholder General Meetings Management For Voted - For 4 Amendments to Procedural Rules Governing the Board Meetings Management For Voted - For 5 2022 Employee Stock Ownership Plan (Draft) And Its Summary Management For Voted - Against 6 Management Measures For 2022 Employee Stock Ownership Plan Management For Voted - Against 7 Authorization to the Board to Handle Matters Regarding the 2022 Employee Stock Ownership Plan Management For Voted - Against Meeting Date: 18-May-22 Meeting Type: Annual 1 Directors' Report Management For Voted - For 2 Supervisors' Report Management For Voted - For 3 Annual Report Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Directors' Fees Management For Voted - For 7 Independent Directors' Fees Management For Voted - For 8 Supervisory Board/ Corp Assembly Fees Management For Voted - For 9 Special Report On The Deposit And Use Of Raised Funds In 2021 Management For Voted - For 10 Appointment of Auditor Management For Voted - For 11 Termination of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For Voted - For 12 Authority to Credit Line Management For Voted - For 13 Authority to Give Guarantees Management For Voted - For SHOALS TECHNOLOGIES GROUP, INC. Security ID: 82489W107 Ticker: SHLS Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Peter M. Wilver Management For Voted - For 1.2 Elect Ty Daul Management For Voted - For 1.3 Elect Toni Volpe Management For Voted - For 2 Ratification of Auditor Management For Voted - For SMA SOLAR TECHNOLOGY AG Security ID: D7008K108 Ticker: S92 Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2972 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Allocation of Profits Management For Voted - For 4 Ratify Ulrich Hadding Management For Voted - For 5 Ratify Jurgen Reinert Management For Voted - For 6 Ratify Roland Bent Management For Voted - For 7 Ratify Martin Breul Management For Voted - For 8 Ratify Oliver Dietzel Management For Voted - For 9 Ratify Kim Fausing Management For Voted - For 10 Ratify Johannes Hade Management For Voted - For 11 Ratify Alexa Hergenrother Management For Voted - For 12 Ratify Uwe Kleinkauf Management For Voted - For 13 Ratify Ilonka Nussbaumer Management For Voted - For 14 Ratify Yvonne Siebert Management For Voted - For 15 Ratify Romy Siegert Management For Voted - For 16 Ratify Jan-Henrik Supady Management For Voted - For 17 Ratify Matthias Victor Management For Voted - For 18 Appointment of Auditor Management For Voted - For 19 Remuneration Report Management For Voted - For 20 Non-Voting Meeting Note N/A N/A Non-Voting 21 Non-Voting Meeting Note N/A N/A Non-Voting 22 Non-Voting Meeting Note N/A N/A Non-Voting 23 Non-Voting Meeting Note N/A N/A Non-Voting SOLAREDGE TECHNOLOGIES, INC. Security ID: 83417M104 Ticker: SEDG Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Elect Betsy S. Atkins Management For Voted - For 2 Elect Dirk Hoke Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For SOLARIA ENERGIA Y MEDIO AMBIENTE SA Security ID: E8935P110 Ticker: SLR Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Ratification of Board Acts Management For Voted - For 6 Resignation of Director (Inversiones Miditel, S.L.) Management For Voted - For 7 Elect Maria Dolores Larranaga Horna Management For Voted - For 8 Remuneration Policy Management For Voted - For 9 Directors' fees Management For Voted - For 10 Authority to Issue Convertible Debt Instruments Management For Voted - For 11 Authority to Repurchase and Reissue Shares Management For Voted - For 2973 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Authorisation of Legal Formalities Management For Voted - For 13 Remuneration Report Management For Voted - For 14 Non-Voting Meeting Note N/A N/A Non-Voting SOLTECH ENERGY SWEDEN AB Security ID: W86070112 Ticker: SOLT Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratify Anna Kinberg Batra Management For Voted - For 16 Ratify Mats Holmfeldt Management For Voted - For 17 Ratify Goran Starkebo Management For Voted - For 18 Ratify Jimmie Wiklund Management For Voted - For 19 Ratify Helen Wohlin Lidgard Management For Voted - For 20 Ratify Stefan Olander (CEO) Management For Voted - For 21 Board Size Management For Voted - For 22 Directors' Fees Management For Voted - For 23 Authority to Set Auditor's Fees Management For Voted - For 24 Elect Mats Holmfeldt Management For Voted - Against 25 Elect Vivianne Holm Management For Voted - For 26 Elect Hellen Wohlin Lidgard Management For Voted - For 27 Elect Goran Starkebo Management For Voted - For 28 Elect Johan Thiel Management For Voted - For 29 Elect Stefan Olander Management For Voted - For 30 Elect Mats Holmfeldt as chair Management For Voted - Against 31 Appointment of Auditor Management For Voted - For 32 Approval of Nomination Committee Guidelines Management For Voted - For 33 Amendments to Articles (Share Capital) Management For Voted - For 34 Amendments to Articles (Number of Shares) Management For Voted - For 35 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - Against 36 Non-Voting Agenda Item N/A N/A Non-Voting 37 Non-Voting Agenda Item N/A N/A Non-Voting 2974 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted SUNGROW POWER SUPPLY CO. LTD Security ID: Y8211M102 Ticker: 300274 Meeting Date: 20-Dec-21 Meeting Type: Special 1 Connected Transaction Regarding Capital Increase in Controlled Subsidiaries Via Debt-to-equity Conversion and Capital Increase and Share Expansion of Controlled Subsidiaries for the Implementation of the Equity Incentive Management For Voted - For 2 Amendments to the Company's Articles of Association Management For Voted - For Meeting Date: 18-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Work Report Of The Supervisory Committee Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 Reappointment Of Audit Firm Management For Voted - For 8 Repurchase And Cancellation Of Some Restricted Stocks Management For Voted - For 9 2022 Estimated Guarantee Quota For Subsidiaries And Guarantee For Subsidiaries Management For Voted - Against 10 2022 Application For Comprehensive Credit Line To Banks Management For Voted - For 11 2021 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 12 Launching Foreign Exchange Hedging Business Management For Voted - For 13 Issuing A Letter Of Guarantee For Subsidiaries Management For Voted - Against 14 Financial Aid To Controlled Subsidiaries And The Subsidiaries Management For Voted - For 15 Amendments To The Articles Of Associations Of The Company Management For Voted - For 16 Dismissal Of Liu Zhen As A Director Management For Voted - For 17 Nomination Of Directors: GU Yilei Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Special 1 2022 Restricted Stock Incentive Plan (Draft) And Its Summary Management For Voted - For 2 Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan Management For Voted - For 3 Authorization to the Board to Handle Matters Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For 2975 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted SUNNOVA ENERGY INTERNATIONAL INC. Security ID: 86745K104 Ticker: NOVA Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Anne S. Andrew Management For Voted - For 2 Elect Akbar Mohamed Management For Voted - For 3 Elect Mary Yang Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Approval of the Employee Stock Purchase Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For SUNPOWER CORPORATION Security ID: 867652406 Ticker: SPWR Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Catherine Lesjak Management For Voted - For 1.2 Elect Vincent Stoquart Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For SUNRUN INC. Security ID: 86771W105 Ticker: RUN Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Lynn Jurich Management For Voted - For 1.2 Elect Alan Ferber Management For Voted - For 1.3 Elect Manjula Talreja Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Shareholder Proposal Regarding Concealment Clauses Shareholder For Voted - For SUNWORKS, INC. Security ID: 86803X204 Ticker: SUNW Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect Gaylon Morris Management For Voted - For 1.2 Elect Rhone Resch Management For Voted - For 1.3 Elect Stanley E. Speer Management For Voted - For 1.4 Elect Patrick McCullough Management For Voted - For 1.5 Elect Judith Hall Management For Voted - For 2 Ratification of Auditor Management For Voted - For 2976 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted TAINERGY TECH CO., LTD. Security ID: Y8362R108 Ticker: 4934 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 Approval of the 2021 Loss Disposition Management For Voted - For 3 Amendments to Articles (Bundled) Management For Voted - For 4 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 5 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 6 Authority to Private Placement with or without Preemptive Rights Management For Voted - Against 7 Authority to Private Placement without Preemptive Rights Management For Voted - Against 8 Elect HSIEH Ching-Fu Management For Voted - For 9 Elect SHEN Li-Chuan Management For Voted - For 10 Elect HSIEH Ming-Chih Management For Voted - For 11 Elect CHEN Chien-Liang Management For Voted - For 12 Elect KAN Yao-Jung Management For Voted - For 13 Elect WANG Chia-Hsiang Management For Voted - For 14 Elect YEH Fu-Ling Management For Voted - For 15 Non-compete Restrictions for Directors Management For Voted - For TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Security ID: Y88171106 Ticker: 002129 Meeting Date: 10-Feb-22 Meeting Type: Special 1 2022 Estimated Continuing Connected Transactions Management For Voted - For 2 Provision Of Guarantee For The Bank Loans Applied For By Subsidiaries Management For Voted - For 3 Connected Transaction Regarding Capital Increase and Share Expansion of a Controlled Subsidiary Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Report Management For Voted - For 4 2021 Annual Report And Its Summary Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2021 Remuneration For Directors, Supervisors And Senior Management Management For Voted - For 7 2021 Special Report On The Deposit And Use Of Raised Funds Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Change Of The Company's Name And Stock Abbreviation Management For Voted - For 2977 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Amendments To Articles Of Association And Some Corporate Governance Systems Management For Voted - Against 11 Change Of Projects Financed With Raised Funds And Capital Increase To A Subsidiary Management For Voted - For 12 2022 Estimated Guarantee Quota For Subsidiaries Management For Voted - Abstain TSEC CORPORATION Security ID: Y89777109 Ticker: 6443 Meeting Date: 09-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 2021 Profit Distribution Plan Management For Voted - For 3 Elect LIN Ku-tung Management For Voted - For 4 Elect CHENG Hsien-Chih Management For Voted - For 5 Elect SHEN Chien-Ju Management For Voted - For 6 Elect Representative of Wei Ren Investment Co., Ltd. Management For Voted - Abstain 7 Elect LIAO Wei-Jan Management For Voted - For 8 Elect HSU Cheng-Chi Management For Voted - For 9 Elect LIU Wen-Cheng Management For Voted - For 10 Elect YANG Shu-Ling Management For Voted - For 11 Amendments to Articles Management For Voted - For 12 Amendments to Procedural Rules for Shareholder Meetings Management For Voted - For 13 Amendments to Procedural Rules: Capital Loans Management For Voted - For 14 Amendments to Procedural Rules: Endorsements and Guarantees Management For Voted - For 15 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 16 Non-compete Restrictions for Directors Management For Voted - For UNITED RENEWABLE ENERGY CO LTD Security ID: Y9251U103 Ticker: 3576 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 2021 Accounts and Reports Management For Voted - For 2 Approval of the 2021 Loss Disposition Management For Voted - For 3 Amendments to Articles (Bundled) Management For Voted - For 4 Authority to Private Placement with or without Preemptive Rights Management For Voted - For 5 Authority to Private Placement without Preemptive Rights Management For Voted - Against 6 Amendments to Procedural Rules: Acquisition and Disposal of Assets Management For Voted - For 7 Adoption of Employee Restricted Shares Plan Management For Voted - For 2978 --------------------------------------------------------------------------------------------------- Global X Solar ETF Proposal Proposed by Mgt. Position Registrant Voted XINYI ENERGY HOLDINGS LIMITED Security ID: G9833A104 Ticker: 3868 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect TUNG Ching Sai Management For Voted - Against 6 Elect LEE Yau Ching Management For Voted - For 7 Elect IP Kwok Him Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 02-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Exercise of the Call Option for the Acquisition of Call Right Assets (Group 3) Management For Voted - For XINYI SOLAR HOLDINGS LIMITED Security ID: G9829N102 Ticker: 968 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI Man Yin Management For Voted - For 6 Elect Vincent LO Wan Sing Management For Voted - Against 7 Elect Martin KAN E-ting Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Elect LEONG Chong Peng Management For Voted - Against 2979 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted ABRDN PLC Security ID: G0152L102 Ticker: ABDN Meeting Date: 15-Mar-22 Meeting Type: Ordinary 1 IIG Transaction Management For Voted - Against 2 Non-Voting Meeting Note N/A N/A Non-Voting AGILE GROUP HOLDINGS LIMITED Security ID: G01198103 Ticker: 3383 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect CHAN Cheuk Hung Management For Voted - Against 5 Elect HUANG Fengchao Management For Voted - Against 6 Elect Stephen HUI Chiu Chung Management For Voted - Against 7 Elect Peter WONG Shiu Hoi Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against AGNC INVESTMENT CORP. Security ID: 00123Q104 Ticker: AGNC Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Donna J. Blank Management For Voted - For 2 Elect Morris A. Davis Management For Voted - For 3 Elect Peter J. Federico Management For Voted - For 4 Elect John D. Fisk Management For Voted - For 5 Elect Andrew A. Johnson, Jr. Management For Voted - For 6 Elect Gary D. Kain Management For Voted - For 7 Elect Prue B. Larocca Management For Voted - For 8 Elect Paul E. Mullings Management For Voted - For 9 Elect Frances R Spark Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate Management For Voted - For 13 Elimination of Supermajority Requirement to Amend the Bylaws Management For Voted - For 2980 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elimination of Supermajority Requirement to Remove Directors Management For Voted - For ANNALY CAPITAL MANAGEMENT, INC. Security ID: 035710409 Ticker: NLY Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Francine J. Bovich Management For Voted - For 2 Elect Wellington J. Denahan Management For Voted - For 3 Elect Katie Beirne Fallon Management For Voted - For 4 Elect David L. Finkelstein Management For Voted - For 5 Elect Thomas Hamilton Management For Voted - For 6 Elect Kathy Hopinkah Hannan Management For Voted - For 7 Elect Michael Haylon Management For Voted - For 8 Elect Eric A. Reeves Management For Voted - For 9 Elect John H. Schaefer Management For Voted - For 10 Elect Glenn A. Votek Management For Voted - For 11 Elect Vicki Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For ANTERO MIDSTREAM CORPORATION Security ID: 03676B102 Ticker: AM Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Paul M. Rady Management For Voted - For 1.2 Elect David H. Keyte Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Security ID: 03762U105 Ticker: ARI Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Mark C. Biderman Management For Voted - For 1.2 Elect Pamela G. Carlton Management For Voted - For 1.3 Elect Brenna Haysom Management For Voted - For 1.4 Elect Robert A. Kasdin Management For Voted - For 1.5 Elect Katherine G. Newman Management For Voted - For 1.6 Elect Eric L. Press Management For Voted - For 1.7 Elect Scott S. Prince Management For Voted - For 1.8 Elect Stuart A. Rothstein Management For Voted - For 1.9 Elect Michael E. Salvati Management For Voted - For 1.10 Elect Carmencita N.M. Whonder Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 2981 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted ARBOR REALTY TRUST, INC. Security ID: 038923108 Ticker: ABR Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Caryn Effron Management For Voted - For 2 Elect Joseph Martello Management For Voted - For 3 Elect Edward Farrell Management For Voted - For 4 Ratification of Auditor Management For Voted - For ARMOUR RESIDENTIAL REIT, INC. Security ID: 042315507 Ticker: ARR Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Z. Jamie Behar Management For Voted - For 2 Elect Marc H. Bell Management For Voted - Against 3 Elect Carolyn Downey Management For Voted - For 4 Elect Thomas K. Guba Management For Voted - For 5 Elect Robert C. Hain Management For Voted - For 6 Elect John P. Hollihan III Management For Voted - For 7 Elect Stewart J. Paperin Management For Voted - For 8 Elect Daniel C. Staton Management For Voted - For 9 Elect Scott J. Ulm Management For Voted - For 10 Elect Jeffrey J. Zimmer Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For AURIZON HOLDINGS LIMITED Security ID: Q0695Q104 Ticker: AZJ Meeting Date: 12-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Timothy M. Poole Management For Voted - For 3 Re-elect Samantha (Sam) L. Lewis Management For Voted - For 4 Re-elect Marcelo H. Bastos Management For Voted - For 5 Equity Grant (MD/CEO Andrew Harding) Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Appoint Auditor Management For Voted - For BANCO SANTANDER (BRASIL) SA Security ID: P1505Z160 Ticker: SANB3 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 2982 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Remuneration Policy Management For Voted - For 6 Request Establishment of Supervisory Council Management For Voted - Abstain BLACKSTONE MORTGAGE TRUST, INC. Security ID: 09257W100 Ticker: BXMT Meeting Date: 07-Jul-21 Meeting Type: Annual 1.1 Elect Michael Nash Management For Voted - For 1.2 Elect Katherine A. Keenan Management For Voted - For 1.3 Elect Leonard W. Cotton Management For Voted - For 1.4 Elect Thomas E. Dobrowski Management For Voted - For 1.5 Elect Martin L. Edelman Management For Voted - For 1.6 Elect Henry N. Nassau Management For Voted - Withheld 1.7 Elect Jonathan L. Pollack Management For Voted - Withheld 1.8 Elect Lynne B. Sagalyn Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Michael Nash Management For Voted - For 1.2 Elect Katherine A. Keenan Management For Voted - For 1.3 Elect Leonard W. Cotton Management For Voted - For 1.4 Elect Thomas E. Dobrowski Management For Voted - For 1.5 Elect Martin L. Edelman Management For Voted - For 1.6 Elect Nnenna Lynch Management For Voted - For 1.7 Elect Henry N. Nassau Management For Voted - Withheld 1.8 Elect Jonathan L. Pollack Management For Voted - For 1.9 Elect Lynne B. Sagalyn Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the Stock Incentive Plan Management For Voted - For 5 Approval of the Manager Incentive Plan Management For Voted - For BRASKEM SA Security ID: P18533110 Ticker: BRKM3 Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Cumulate Common and Preferred Shares Management N/A Voted - Against 5 Request Separate Election for Board Member (Preferred) Management N/A Voted - Abstain 6 Request Separate Election for Supervisory Council Member (Preferred) Management N/A Voted - Abstain 2983 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Lirio Albino Parisotto to the Board Presented by Preferred Shareholders Management N/A Voted - For 8 Cumulate Preferred and Common Shares Management N/A Voted - Abstain 9 Elect Marcos Aurelio Pamplona da Silva to the Supervisory Council Presented by Preferred Shareholders Management N/A Voted - For BW LPG LIMITED Security ID: G17384101 Ticker: BWLPG Meeting Date: 13-May-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Board Size Management For Voted - For 4 Elect Martha Kold Bakkevig Management For Voted - For 5 Elect Andrew E. Wolff Management For Voted - For 6 Elect Andreas Sohmen-Pao as Chair Management For Voted - Against 7 Election of Sophie Smith as a Nomination Committee Member Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting CAPSTEAD MORTGAGE CORPORATION Security ID: 14067E506 Ticker: CMO Meeting Date: 15-Oct-21 Meeting Type: Special 1 Merger with BSPRT Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For CENTRAL CHINA REAL ESTATE LTD. Security ID: G20768100 Ticker: 0832 Meeting Date: 09-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Landscape Services Framework Agreement Management For Voted - For 4 Decoration Services Framework Agreement Management For Voted - For Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2984 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Consultation and Management Services Framework Agreement Management For Voted - For 4 Intelligent Technology Services Framework Agreement Management For Voted - For CHIMERA INVESTMENT CORPORATION Security ID: 16934Q208 Ticker: CIM Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Brian P. Reilly Management For Voted - For 2 Elect Choudhary Yarlagadda Management For Voted - For 3 Elect Kevin G. Chavers Management For Voted - For 4 Elect Sandra Bell Management For Voted - For 5 Repeal of Classified Board Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Ratification of Auditor Management For Voted - For CHINA AOYUAN GROUP LIMITED Security ID: G2119Z109 Ticker: 3883 Meeting Date: 26-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Subscription Agreement Management For Voted - For CHINA DONGXIANG (GROUP) CO., LTD. Security ID: G2112Y109 Ticker: 3818 Meeting Date: 18-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Final Dividend Management For Voted - For 5 Final Special Dividend Management For Voted - For 6 Elect ZHANG Zhiyong Management For Voted - For 7 Elect CHEN Chen Management For Voted - For 8 Elect CHEN Guogang Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 2985 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA EVERBRIGHT BANK COMPANY LIMITED Security ID: Y1477U124 Ticker: 6818 Meeting Date: 28-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Charitable Donations Management For Voted - For 3 Remuneration of the Former Chair of the Board of Supervisors for FY 2020 Management For Voted - For 4 Elect LI Yinzhong as Supervisor Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WANG Jiang Management For Voted - For 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 2022 Budget Plan for Fixed Asset Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Supervisors' Fees Management For Voted - For CHINA JINMAO HOLDINGS GROUP LIMITED Security ID: Y1500V107 Ticker: 0817 Meeting Date: 17-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Distribution in Specie Management For Voted - For Meeting Date: 08-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect NING Gaoning Management For Voted - Against 5 Elect AN Hongjun Management For Voted - Against 6 Elect LIU Pengpeng Management For Voted - Against 7 Elect JIANG Nan Management For Voted - For 8 Elect GAO Shibin Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against 2986 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA OVERSEAS GRAND OCEANS GROUP LIMITED Security ID: Y1505S117 Ticker: 0081 Meeting Date: 20-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Elect ZHUANG Yong Management For Voted - Against 7 Elect Paul WANG Man Kwan Management For Voted - Against 8 Elect Dantes LO Yiu Ching Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Issue Repurchased Shares Management For Voted - Against Meeting Date: 20-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 New Framework Agreement and New Annual Caps Management For Voted - For CHINA RESOURCES CEMENT HOLDINGS LIMITED Security ID: G2113L106 Ticker: 1313 Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect ZHU Ping Management For Voted - Against 6 Elect CHEN Kangren Management For Voted - Against 7 Elect YANG Changyi Management For Voted - Against 8 Elect JI Youhong Management For Voted - Against 9 Elect Abraham Lai Him SHEK Management For Voted - Against 10 Elect ZENG Xuemin Management For Voted - Against 11 Directors' Fees Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Issue Repurchased Shares Management For Voted - Against 16 Amendments to Articles of Association Management For Voted - For 17 Non-Voting Meeting Note N/A N/A Non-Voting 2987 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA SCE GROUP HOLDINGS LIMITED Security ID: G21190106 Ticker: 1966 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WONG Chiu Yeung Management For Voted - Against 6 Elect CHENG Hiu Lok Management For Voted - Against 7 Elect LU Hong Te Management For Voted - Against 8 Directors' fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Amendments to Articles of Association Management For Voted - Against 14 Non-Voting Meeting Note N/A N/A Non-Voting CHINA SHENHUA ENERGY COMPANY LIMITED Security ID: Y1504C113 Ticker: 1088 Meeting Date: 22-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 New Mutual Coal Supply Agreement Management For Voted - For 4 New Mutual Supplies and Services Agreement Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Directors' and Supervisors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Elect LV Zhiren as Executive Director Management For Voted - For 10 Elect TANG Chaoxiong as Supervisor Management For Voted - Against 11 Revised Annual Caps under Framework Agreements Management For Voted - For 12 Authority to Repurchase H Shares Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 2988 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Authority to Repurchase H Shares Management For Voted - For CHONGQING RURAL COMMERCIAL BANK CO LTD Security ID: Y1594G107 Ticker: 3618 Meeting Date: 12-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Pre-restructuring of Substantive Merger and Reorganization for Loncin Group Management For Voted - For 3 Elect HU Chun Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 2022 Financial Budget Management For Voted - For 7 Annual Report Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For CIA TRANSMISSAO ENERGIA ELETR PAULISTA Security ID: P30576113 Ticker: TRPL3 Meeting Date: 04-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Elect Fernando Simoes Cardozo as Board Member Presented by Preferred Shareholders Management N/A Voted - For 5 Cumulate Common and Preferred Shares Management N/A Voted - For 6 Elect Andrea Costa Amancio Negrao to the Supervisory Council Presented by Preferred Shareholders Management N/A Voted - For Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Elect Andrea Costa Amancio Negrao as Supervisory Council Member Presented by the Preferred Shareholders Management For Voted - Against 4 Elect Fernando Simoes Cardozo as Board Member Presented by Preferred Shareholders Management N/A Voted - For 5 Cumulate Preferred and Common Shares Management N/A Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 2989 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted COLBUN SA Security ID: P2867K130 Ticker: COLBUN Meeting Date: 28-Apr-22 Meeting Type: Ordinary 1 Auditor's and Account Inspectors' Reports Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Investment and Finance Policy Management For Voted - Abstain 5 Dividend Policy Management For Voted - For 6 Appointment of Auditor Management For Voted - Against 7 Appointment of Account Inspectors; Fees Management For Voted - Abstain 8 Directors' Fees Management For Voted - Against 9 Report of the Directors' Committee Activities Management For Voted - For 10 Directors' Committee Fees and Budget Management For Voted - For 11 Related Party Transactions Management For Voted - For 12 Publication of Company Notices Management For Voted - For 13 Transaction of Other Business Management N/A Voted - Against CORONATION FUND MANAGERS LIMITED Security ID: S19537109 Ticker: CML Meeting Date: 16-Feb-22 Meeting Type: Annual 1 Re-elect Lulama Boyce Management For Voted - For 2 Re-elect Mary-Anne Musekiwa Management For Voted - For 3 Re-elect Madichaba Nhlumayo Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Elect Audit Committee Member (Lulama Boyce) Management For Voted - For 6 Elect Audit Committee Member (Hugo Anton Nelson) Management For Voted - For 7 Elect Audit Committee Member (Madichaba Nhlumayo) Management For Voted - For 8 Elect Audit Committee Member (Saks Ntombela) Management For Voted - For 9 Approve Remuneration Policy Management For Voted - Against 10 Approve Remuneration Implementation Report Management For Voted - Against 11 Approve Financial Assistance (Section 45) Management For Voted - For 12 Approve Financial Assistance (Section 44) Management For Voted - For 13 Approve NEDs' Fees Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For CPFL ENERGIA SA Security ID: P3179C105 Ticker: CPFE3 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Elect Zhao Yumeng Management For Voted - For 2990 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Marcio Prado as Supervisory Council Member Presented by Minority Shareholders Management N/A Voted - For 6 Elect Vinicius Nishioka as Supervisory Council Member Management For Voted - Abstain 7 Elect Ran Zhang as Supervisory Council Member Management For Voted - Abstain 8 Remuneration Policy Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 29-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles Management For Voted - For 4 Consolidation of Articles Management For Voted - For DEXCO S.A. Security ID: P3R899102 Ticker: DXCO3 Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Board Size Management For Voted - For 6 Request Cumulative Voting Management N/A Voted - Against 7 Election of Directors Management For Voted - For 8 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Proportional Allocation of Cumulative Votes Management N/A Voted - For 11 Allocate Cumulative Votes to Alfredo Egydio Arruda Villela Filho Management N/A Voted - Abstain 12 Allocate Cumulative Votes to Alfredo Egydio Setubal Management N/A Voted - Against 13 Allocate Cumulative Votes to Andrea Laserna Seibel Management N/A Voted - Abstain 14 Allocate Cumulative Votes to Helio Seibel Management N/A Voted - Abstain 15 Allocate Cumulative Votes to Juliana Rozenbaum Munemori Management N/A Voted - For 16 Allocate Cumulative Votes to Marcio Froes Torres Management N/A Voted - For 17 Allocate Cumulative Votes to Raul Calfat Management N/A Voted - For 18 Allocate Cumulative Votes to Ricardo Egydio Setubal Management N/A Voted - Abstain 19 Allocate Cumulative Votes to Rodolfo Villela Marino Management N/A Voted - Abstain 20 Request Separate Election for Board Members Management N/A Voted - Abstain 21 Ratify Candidates' Independence Status Management For Voted - For 22 Election of Supervisory Council Management For Voted - For 23 Approve Recasting of Votes for Amended Supervisory Council Slate Management N/A Voted - Against 24 Request Establishment of Supervisory Council Management N/A Voted - Abstain 25 Remuneration Policy Management For Voted - For 26 Supervisory Council Fees Management For Voted - For 2991 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 27 Authority to Publish Minutes Omitting Shareholders' Names Management For Voted - For Meeting Date: 28-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles (Supervisory Council) Management For Voted - For 4 Amendments to Articles (Reconciliation of Share Capital) Management For Voted - For 5 Amendments to Articles Management For Voted - For 6 Amendments to Articles (Editorial Changes) Management For Voted - For 7 Amendments to Articles (Board of Directors) Management For Voted - For 8 Amendments to Articles (Board Committees) Management For Voted - For 9 Amendments to Articles ((Internal Charter) Management For Voted - For 10 Amendments to Articles (Management Competencies) Management For Voted - For 11 Amendments to Articles (Electronic Signature) Management For Voted - For 12 Consolidation of Articles Management For Voted - For 13 Authority to Publish Minutes Omitting Shareholders' Names Management For Voted - For DIVERSIFIED ENERGY COMPANY PLC Security ID: G2891G105 Ticker: DEC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Final Dividend Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Authority to Set Auditor's Fees Management For Voted - For 5 Elect David Johnson Management For Voted - For 6 Elect Robert R. Hutson, Jr. Management For Voted - For 7 Elect Bradley Gray Management For Voted - For 8 Elect Martin Thomas Management For Voted - For 9 Elect David J. Turner Management For Voted - For 10 Elect Sandra Stash Management For Voted - For 11 Elect Melanie Little Management For Voted - For 12 Elect Sylvia J. Kerrigan Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Remuneration Report Management For Voted - For 15 Remuneration Policy Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Increase in NED Fee Cap Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 2992 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted EASTERN COMPANY Security ID: M2932V106 Ticker: EAST Meeting Date: 26-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Acquisition of a 24% stake in United Tobacco Company Ltd Management For Take No Action EASTERN TOBACCO Security ID: M2932V106 Ticker: EAST Meeting Date: 11-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Directors' Report; Corporate Governance Report Management For Take No Action 3 Auditors' Report Management For Take No Action 4 Financial Statements Management For Take No Action 5 Allocation of Profits/Dividends Management For Take No Action 6 Employees Bonus Management For Take No Action 7 Ratification of Board Acts Management For Take No Action 8 Directors' Fees Management For Take No Action 9 Appointment of Auditor and Authority to Set Fees Management For Take No Action 10 Netting Contracts Management For Take No Action 11 Charitable Donations Management For Take No Action 12 Approval of Establishing a Partnership Management For Take No Action 13 Notification of Sale of Land Management For Take No Action Meeting Date: 11-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Cancellation of Shares; Amendments to Articles Management For Take No Action 3 Amendments to Article 22 (Cumulative Voting) Management For Take No Action Meeting Date: 26-May-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Amend the Company's Main Address; Amendments to Article 4 Management For Take No Action 3 Amendments to Articles 7 and 21 (Shareholder) Management For Take No Action ELECTRA CONSUMER PRODUCTS LTD Security ID: M3798N105 Ticker: ECP Meeting Date: 02-Dec-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Appointment of Auditor Management For Voted - For 2993 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Daniel Salkind Management For Voted - For 5 Elect Michael Salkind Management For Voted - For 6 Elect Avraham Avishay Israeli Management For Voted - For 7 Elect Orly Ben-Yosef Management For Voted - For 8 Option Grant of CEO Management For Voted - For 9 Amend Compensation Policy Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting ELLINGTON FINANCIAL INC. Security ID: 28852N109 Ticker: EFC Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Stephen J. Dannhauser Management For Voted - For 1.2 Elect Lisa Mumford Management For Voted - Withheld 1.3 Elect Laurence Penn Management For Voted - For 1.4 Elect Edward Resendez Management For Voted - For 1.5 Elect Ronald I. Simon, Ph.D. Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For EQUITES PROPERTY FUND LIMITED Security ID: S2755Y108 Ticker: EQU Meeting Date: 27-Jul-21 Meeting Type: Annual 1 NEDs' Fees Management For Voted - For 2 Authority to Repurchase Shares Management For Voted - For 3 Approve Financial Assistance (Section 45) Management For Voted - For 4 Approve Financial Assistance (Section 44) Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Elect Ruth E. Benjamin-Swales Management For Voted - For 8 Ratify Appointment of Alexander (Doug) D. Murray Management For Voted - For 9 Elect Audit Committee Member (Ruth E. Benjamin-Swales) Management For Voted - For 10 Elect Audit Committee Member (Mustaq A. Brey) Management For Voted - For 11 Elect Audit Committee Member (Keabetswe Ntuli) Management For Voted - For 12 Elect Audit Committee Member (Doug Murray) Management For Voted - For 13 Social, Ethics and Transformation Committee Report Management For Voted - For 14 General Authority to Issue Shares Management For Voted - For 15 Authority to Issue Shares for Cash Management For Voted - For 16 Authority to Issue Shares Pursuant to a Reinvestment Option Management For Voted - For 17 Authorisation of Legal Formalities Management For Voted - For 18 Approve Remuneration Policy Management For Voted - For 19 Approve Remuneration Implementation Report Management For Voted - For 2994 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted EVRAZ PLC Security ID: G33090104 Ticker: EVR Meeting Date: 11-Jan-22 Meeting Type: Ordinary 1 Demerger of RASP Group Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Capital Reduction Management For Voted - For 4 Approve Share Sale Facility Management For Voted - For 5 Adoption of New Articles Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting EXXARO RESOURCES LIMITED Security ID: S26949107 Ticker: EXX Meeting Date: 25-May-22 Meeting Type: Annual 1 Re-elect Geraldine J. Fraser-Moleketi Management For Voted - For 2 Re-elect Peet Snyders Management For Voted - For 3 Elect Isaac Malevu Management For Voted - For 4 Elect Karin M. Ireton Management For Voted - For 5 Elect Bennetor Magara Management For Voted - For 6 Elect Billy Mawasha Management For Voted - For 7 Elect Phumla Mnganga Management For Voted - Against 8 Elect Audit Committee Member (Billy Mawasha) Management For Voted - For 9 Elect Audit Committee Member (Isaac Li Mophatlane) Management For Voted - For 10 Elect Audit Committee Member (Vuyisa Nkonyeni) Management For Voted - For 11 Elect Audit Committee Member (Chanda Nxumalo) Management For Voted - For 12 Elect Social, Ethics and Responsibility Committee Member (Geraldine J. Fraser-Moleketi) Management For Voted - For 13 Elect Social, Ethics and Responsibility Committee Member (Karin M. Ireton) Management For Voted - For 14 Elect Social, Ethics and Responsibility Committee Member and Responsibility (Likhapha Mbatha) Management For Voted - For 15 Elect Social, Ethics and Responsibility Committee Member and Responsibility (Isaac Li Mophatlane) Management For Voted - For 16 Elect Social, Ethics and Responsibility Committee Member and Responsibility (Peet Snyders) Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 General Authority to Issue Shares Management For Voted - For 19 Authority to Issue Shares for Cash Management For Voted - For 20 Authorisation of Legal Formalities Management For Voted - For 21 Approve NEDs' Fees Management For Voted - For 22 Approve Financial Assistance (Section 44) Management For Voted - For 23 Approve Financial Assistance (Section 45) Management For Voted - For 24 Authority to Repurchase Shares Management For Voted - For 25 Approve Remuneration Policy Management For Voted - For 26 Approve Remuneration Implementation Report Management For Voted - For 2995 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted FERREXPO PLC Security ID: G3435Y107 Ticker: FXPO Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Appointment of Auditor Management For Voted - For 5 Authority to Set Auditor's Fees Management For Voted - For 6 Elect Ann-Christin Gjerdseth Andersen Management For Voted - For 7 Elect Graeme Dacomb Management For Voted - For 8 Elect Lucio Genovese Management For Voted - Against 9 Elect Vitalii Lisovenko Management For Voted - Against 10 Elect Fiona MacAulay Management For Voted - For 11 Elect Natalie Polischuk Management For Voted - For 12 Elect Kostyantin Zhevago Management For Voted - Against 13 Elect James North Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For Meeting Date: 15-Jun-22 Meeting Type: Ordinary 1 Ratification of Dividends Management For Voted - For FLOW TRADERS NV Security ID: N33101101 Ticker: FLOW Meeting Date: 10-Sep-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect Mike Keuhnel to the Management Board Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting FORTESCUE METALS GROUP LIMITED Security ID: Q39360104 Ticker: FMG Meeting Date: 09-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Sebastian Coe Management For Voted - For 2996 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Re-elect Jean Baderschneider Management For Voted - For 5 Re-elect CAO Zhiqiang Management For Voted - For 6 Renew Performance Rights Plan Management For Voted - For 7 Equity Grant (MD/CEO Elizabeth Gaines) Management For Voted - For 8 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Against 9 Shareholder Proposal Regarding Cultural Heritage Protection Shareholder Against Voted - Against GEMDALE PROPERTIES AND INVESTMENT CORPORATION LIMITED Security ID: G3911S103 Ticker: 0535 Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LING Ke Management For Voted - Against 6 Elect Anthony CHIANG Sheung Yee Management For Voted - For 7 Elect XIA Xinping Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Adoption of New Articles of Association Management For Voted - Against 13 Reduction in Share Premium Account Management For Voted - For GERDAU S.A. Security ID: P2867P113 Ticker: GGBR3 Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Request Separate Election for Board Member (Preferred) Management N/A Voted - Abstain 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Elect Augusto Brauna Pinheiro as Board Member Presented by Preferred Shareholders Management N/A Voted - For 7 Cumulate Preferred and Common Shares Management N/A Voted - Against 8 Elect Aramis Sa de Andrade to the Supervisory Council Presented by Preferred Shareholders Management N/A Voted - For 2997 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted GLADSTONE COMMERCIAL CORPORATION Security ID: 376536108 Ticker: GOOD Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect David Gladstone Management For Voted - For 1.2 Elect Paul W. Adelgren Management For Voted - Withheld 1.3 Elect John H. Outland Management For Voted - For 2 Ratification of Auditor Management For Voted - For GLOBAL NET LEASE, INC. Security ID: 379378201 Ticker: GNL Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Lee M. Elman Management For Voted - Withheld 2 Elect P. Sue Perrotty Management For Voted - Withheld 3 Ratification of Auditor Management For Voted - For GUANGZHOU R&F PROPERTIES COMPANY Security ID: Y2933F115 Ticker: 2777 Meeting Date: 03-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Joint Venture Agreement Management For Voted - For 3 Elect ZHANG Yucong as Supervisor Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Change of Auditor Management For Voted - For HAITONG INTERNATIONAL SECURITIES GROUP LIMITED Security ID: G4232X102 Ticker: 0665 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LI Jun Management For Voted - Against 5 Elect Michael LIU Swee Long Management For Voted - For 6 Elect ZHANG Huaqiao Management For Voted - Against 7 Elect Margaret LEE Man Yuen Management For Voted - For 8 Re-elect SUN Jianfeng Management For Voted - For 9 Re-elect Brian CHENG Chi Ming Management For Voted - Against 10 Re-elect ZHANG Xinjun Management For Voted - Against 2998 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Re-elect WAN Kam To Management For Voted - Against 12 Directors' Fees Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 15 Authority to Repurchase Shares Management For Voted - For 16 Authority to Issue Repurchased Shares Management For Voted - Against 17 Borrowing Mandate and Authority to Give Guarantees Management For Voted - Against 18 Bonus Share Issuance Management For Voted - For HALYK SAVINGS BANK OF KAZAKHSTAN JSC Security ID: 46627J302 Ticker: HSBK Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Agenda Management For Voted - For 2 Financial Statements Management For Voted - For 3 Appointment of Auditor Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Presentation of Performance Report Management For Voted - For 6 Amendments to Articles Management For Voted - For 7 Presentation of Information on Directors and Management's Fees Management For Voted - For 8 Presentation of Information on Shareholders' Appeals Management For Voted - For 9 Election of Ballot Committee; Size and Term of Ballot Committee Management For Voted - For HKBN LIMITED Security ID: G45158105 Ticker: 1310 Meeting Date: 15-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Adoption of Co-Ownership Plan IV and Authority to Issue Shares under Specific Mandate Management For Voted - Against 4 Authority to grant RSUs to Connected Participants under the Co-Ownership Plan IV Management For Voted - Against Meeting Date: 13-Dec-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Accounts and Reports Management For Voted - For 5 Allocation of Dividends Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Re-Elect Zubin Jamshed Irani Management For Voted - Against 8 Re-Elect Quinn LAW Yee Kwan Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 2999 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 11 General Mandate to Issue Shares Management For Voted - Against 12 General Mandate to Repurchase Shares Management For Voted - For 13 General Mandate to Issue Repurchased Shares Management For Voted - Against HUADIAN POWER INTERNATIONAL CORPORATION LTD Security ID: Y3738Y101 Ticker: 1071 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 3 Authority to Issue Financial Financing Instruments Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 Independent Directors' Report Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Baker Tilly International Certified Public Accountants (Special General Partnership) and Baker Tilly Hong Kong Limited be appointed as the domestic auditor and overseas auditor of the Company Management For Voted - For 11 Baker Tilly International Certified Public Accountants (Special General Partnership) be appointed as the internal control auditor Management For Voted - For 12 Entrusted Loans to CNNP CHD Hebei Nuclear Power Company Limited Management For Voted - For IMPERIAL BRANDS PLC Security ID: G4720C107 Ticker: IMB Meeting Date: 02-Feb-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Final Dividend Management For Voted - For 4 Elect Stefan Bomhard Management For Voted - For 5 Elect Susan M. Clark Management For Voted - For 6 Elect Ngozi Edozien Management For Voted - For 7 Elect Therese Esperdy Management For Voted - For 8 Elect Alan Johnson Management For Voted - For 9 Elect Robert Kunze-Concewitz Management For Voted - For 10 Elect Simon Langelier Management For Voted - For 11 Elect Lukas Paravicini Management For Voted - For 12 Elect Diane de Saint Victor Management For Voted - For 3000 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Jon Stanton Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Repurchase Shares Management For Voted - For 20 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting INVESCO MORTGAGE CAPITAL INC. Security ID: 46131B100 Ticker: IVR Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect John S. Day Management For Voted - For 2 Elect Carolyn B. Handlon Management For Voted - For 3 Elect Edward J. Hardin Management For Voted - For 4 Elect James R. Lientz, Jr. Management For Voted - For 5 Elect Don H. Liu Management For Voted - For 6 Elect Dennis P. Lockhart Management For Voted - For 7 Elect Gregory G. McGreevey Management For Voted - For 8 Elect Beth A. Zayicek Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the 2009 Equity Incentive Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For IOOF HOLDINGS LIMITED Security ID: Q49809108 Ticker: IFL Meeting Date: 25-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - Abstain 3 Re-elect Allan R. Griffiths Management For Voted - For 4 Re-elect Andrew Bloore Management For Voted - For 5 Remuneration Report Management For Voted - For 6 Equity Grant (CEO Renato Mota) Management For Voted - For 7 Approve Increase in NED's Fee Cap Management N/A Voted - For 8 Company Name Change Management For Voted - For IRON MOUNTAIN INCORPORATED Security ID: 46284V101 Ticker: IRM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Jennifer Allerton Management For Voted - For 2 Elect Pamela M. Arway Management For Voted - For 3001 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Clarke H. Bailey Management For Voted - For 4 Elect Kent P. Dauten Management For Voted - For 5 Elect Monte E. Ford Management For Voted - For 6 Elect Robin L. Matlock Management For Voted - For 7 Elect William L. Meaney Management For Voted - For 8 Elect Wendy J. Murdock Management For Voted - For 9 Elect Walter C. Rakowich Management For Voted - For 10 Elect Doyle R. Simons Management For Voted - For 11 Elect Alfred J. Verrecchia Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For ISKENDERUN DEMIR VE CELIK AS Security ID: M57340115 Ticker: ISDMR Meeting Date: 17-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Opening; Election of Presiding Chair Management For Voted - For 5 Minutes Management For Voted - For 6 Presentation of Directors' Report Management For Voted - For 7 Presentation of Auditor's Report Management For Voted - For 8 Financial Statements Management For Voted - For 9 Ratification of Board Acts Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Election of Directors; Board Size; Board Term Length Management For Voted - For 12 Directors' Fees Management For Voted - Against 13 Authority to Carry out Competing Activities or Related Party Transactions Management For Voted - For 14 Appointment of Auditor Management For Voted - Against 15 Presentation of Report on Guarantees Management For Voted - For 16 Charitable Donations Management For Voted - Against 17 Closing Management For Voted - For KKR REAL ESTATE FINANCE TRUST INC. Security ID: 48251K100 Ticker: KREF Meeting Date: 22-Apr-22 Meeting Type: Annual 1.1 Elect Terrance R. Ahern Management For Voted - For 1.2 Elect Irene M. Esteves Management For Voted - For 1.3 Elect Todd A. Fisher Management For Voted - For 1.4 Elect Jonathan A. Langer Management For Voted - For 1.5 Elect Christen E.J. Lee Management For Voted - For 1.6 Elect Paula B. Madoff Management For Voted - For 1.7 Elect Deborah H. McAneny Management For Voted - For 1.8 Elect Ralph F. Rosenberg Management For Voted - For 3002 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 1.9 Elect Matthew A. Salem Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year KWG GROUP HOLDINGS LIMITED Security ID: G53224104 Ticker: 1813 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect KONG Jiantao Management For Voted - For 5 Elect TAM Chun Fai Management For Voted - Against 6 Directors' Fees Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 9 Authority to Repurchase Shares Management For Voted - For 10 Authority to Issue Repurchased Shares Management For Voted - Against LABRADOR IRON ORE ROYALTY CORPORATION Security ID: 505440107 Ticker: LIF Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Mark J. Fuller Management For Voted - Against 3 Elect Douglas F. McCutcheon Management For Voted - For 4 Elect Dorothea E. Mell Management For Voted - For 5 Elect William H. McNeil Management For Voted - Against 6 Elect Sandra L. Rosch Management For Voted - For 7 Elect John F. Tuer Management For Voted - For 8 Elect Patricia M. Volker Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For LONKING HOLDINGS LIMITED Security ID: G5636C107 Ticker: 3339 Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LI San Yim Management For Voted - For 6 Elect CHEN Chao Management For Voted - For 7 Elect ZHENG Kewen Management For Voted - For 8 Elect YIN Kunlun Management For Voted - For 3003 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect NGAI Ngan Ying Management For Voted - Against 10 Elect WU Jian Ming Management For Voted - For 11 Elect YU Taiwei Management For Voted - Against 12 Directors' Fees Management For Voted - For 13 Elect QIAN Shizheng Management For Voted - Against 14 Appointment of Auditor and Authority to Set Fees Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 16 Authority to Repurchase Shares Management For Voted - For 17 Authority to Issue Repurchased Shares Management For Voted - Against 18 Adoption of New Articles of Association Management For Voted - Against LUMEN TECHNOLOGIES, INC. Security ID: 550241103 Ticker: LUMN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Quincy L. Allen Management For Voted - For 2 Elect Martha Helena Bejar Management For Voted - For 3 Elect Peter C. Brown Management For Voted - For 4 Elect Kevin P. Chilton Management For Voted - For 5 Elect Steven T. Clontz Management For Voted - For 6 Elect T. Michael Glenn Management For Voted - For 7 Elect W. Bruce Hanks Management For Voted - For 8 Elect Hal Stanley Jones Management For Voted - For 9 Elect Michael J. Roberts Management For Voted - For 10 Elect Laurie A. Siegel Management For Voted - For 11 Elect Jeffrey K. Storey Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For M&G PLC Security ID: G6107R102 Ticker: MNG Meeting Date: 25-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - For 3 Elect Edward Braham Management For Voted - For 4 Elect Kathryn McLeland Management For Voted - For 5 Elect Dev Sanyal Management For Voted - For 6 Elect John Foley Management For Voted - For 7 Elect Clive Adamson Management For Voted - For 8 Elect Clare M. Chapman Management For Voted - For 9 Elect Fiona Clutterbuck Management For Voted - For 10 Elect Clare Thompson Management For Voted - For 11 Elect Massimo Tosato Management For Voted - For 12 Appointment of Auditor Management For Voted - For 13 Authority to Set Auditor's Fees Management For Voted - For 14 Authorisation of Political Donations Management For Voted - For 3004 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Advisory Vote on Climate Transition Plan Management For Voted - For 16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 17 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For Voted - For 18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 19 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For MAGNIT PJSC Security ID: 55953Q202 Ticker: MGNT Meeting Date: 09-Sep-21 Meeting Type: Special 1 Early Termination of Board Powers Management For Voted - For 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Elect Naira V. Adamyan Management N/A Voted - Abstain 4 Elect Pierre-Laurent Welti Management N/A Voted - For 5 Elect Alexander S. Vinokurov Management N/A Voted - Abstain 6 Elect Timothy Demchenko Management N/A Voted - Abstain 7 Elect Dmitry V. Doroteev Management N/A Voted - Abstain 8 Elect Jan Dunning Management N/A Voted - Abstain 9 Elect Sergey M. Zakharov Management N/A Voted - Abstain 10 Elect Walter Hans Koch Management N/A Voted - For 11 Elect Karina A. Litvak Management N/A Voted - For 12 Elect Alexey P. Makhnev Management N/A Voted - Abstain 13 Elect Gregor William Mowat Management N/A Voted - Abstain 14 Elect Charles Emmitt Ryan Management N/A Voted - For 15 Elect Vsevolod V. Rozanov Management N/A Voted - Abstain 16 Elect James Pat Simmons Management N/A Voted - Abstain Meeting Date: 16-Dec-21 Meeting Type: Special 1 Interim Dividends (3Q 2021) Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting MARFRIG GLOBAL FOODS S.A. Security ID: P64386116 Ticker: MRFG3 Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Election of Supervisory Board Members Management For Voted - Abstain 5 Approve Recasting of Votes for Amended Supervisory Council Slate Management N/A Voted - Against 3005 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Axel Erhard Brod to the Supervisory Council Presented by Minority Shareholders Management N/A Voted - For 7 Remuneration Policy Management For Voted - Against 8 Allocation of Profits/Dividends Management For Voted - For MIDEA REAL ESTATE HOLDING LIMITED Security ID: G60920108 Ticker: 3990 Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WANG Quanhui Management For Voted - For 6 Elect LIN Ge Management For Voted - For 7 Elect ZHANG Ziliang Management For Voted - For 8 Elect O'YANG Wiley Management For Voted - Against 9 Directors' fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against MOBILE TELESYSTEMS PJSC Security ID: 607409109 Ticker: MTSS Meeting Date: 30-Sep-21 Meeting Type: Special 1 Interim Dividend (1H2021) Management For Voted - For 2 Participation in Non-Commercial Organizations Management For Voted - For 3 Internal restructuring (TIC LLC) Management For Voted - For 4 Internal restructuring (MWS-1 LLC) Management For Voted - For 5 Internal restructuring (MWS JSC) Management For Voted - For 6 Amendments to Board of Directors Regulations Management For Voted - For NEW YORK MORTGAGE TRUST, INC. Security ID: 649604501 Ticker: NYMT Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Elect Eugenia R. Cheng Management For Voted - For 2 Elect Michael B. Clement Management For Voted - For 3 Elect Audrey E. Greenberg Management For Voted - For 4 Elect Steven R. Mumma Management For Voted - For 5 Elect Steven G. Norcutt Management For Voted - For 6 Elect Lisa A. Pendergast Management For Voted - For 7 Elect Jason T. Serrano Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 3006 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Ratification of Auditor Management For Voted - For OFFICE PROPERTIES INCOME TRUST Security ID: 67623C109 Ticker: OPI Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Barbara D. Gilmore Management For Voted - For 2 Elect John L. Harrington Management For Voted - For 3 Elect William A. Lamkin Management For Voted - For 4 Elect Elena B. Poptodorova Management For Voted - For 5 Elect Adam D. Portnoy Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - For OMEGA HEALTHCARE INVESTORS, INC. Security ID: 681936100 Ticker: OHI Meeting Date: 03-Jun-22 Meeting Type: Annual 1 Elect Kapila K. Anand Management For Voted - For 2 Elect Craig R. Callen Management For Voted - For 3 Elect Lisa C. Egbuonu-Davis Management For Voted - For 4 Elect Barbara B. Hill Management For Voted - For 5 Elect Kevin J. Jacobs Management For Voted - For 6 Elect C. Taylor Pickett Management For Voted - For 7 Elect Stephen D. Plavin Management For Voted - For 8 Elect Burke W. Whitman Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For PACIFIC TEXTILES HOLDINGS LIMITED Security ID: G68612103 Ticker: 1382 Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect WAN Wai Loi Management For Voted - Against 6 Elect Toshiya Ishii Management For Voted - For 7 Elect LAU Yiu Tong Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 3007 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted PAO SEVERSTAL Security ID: X7805W105 Ticker: CHMF Meeting Date: 03-Dec-21 Meeting Type: Special 1 Interim Dividends (3Q2021) Management For Voted - For 2 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Alexey A. Mordashov Management For Voted - Abstain 3 Elect Alexander A. Shevelev Management For Voted - Abstain 4 Elect Alexey G. Kulichenko Management For Voted - Abstain 5 Elect Anna A. Lvova Management For Voted - Abstain 6 Elect Dmitry N. Fedotov Management For Voted - Abstain 7 Elect Vladimit V. Zaluzhskiy Management For Voted - Abstain 8 Elect Vadim B. Akopov Management For Voted - Abstain 9 Elect Andrey V. Kazachenkov Management For Voted - Abstain 10 Elect Vladimir A. Mau Management For Voted - For 11 Elect Alexander A. Auzan Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Appointment of Auditor Management For Voted - For PCCW LIMITED Security ID: Y6802P120 Ticker: 0008 Meeting Date: 13-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Richard LI Tzar Kai Management For Voted - For 6 Elect Meng Shusen Management For Voted - For 7 Elect Wang Fang Management For Voted - For 8 Elect David WEI Zhe Management For Voted - Against 9 Elect Lars Eric Nils Rodert Management For Voted - For 10 Directors' Fees Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Amendments to Articles Management For Voted - For 3008 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted PENNYMAC MORTGAGE INVESTMENT TRUST Security ID: 70931T103 Ticker: PMT Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Scott W. Carnahan Management For Voted - For 2 Elect Renee R. Schultz Management For Voted - For 3 Elect Marianne Sullivan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For PETROLEO BRASILEIRO S.A. PETROBRAS Security ID: P78331140 Ticker: PETR3 Meeting Date: 13-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Instructions if Meeting is Held on Second Call Management N/A Voted - Against 6 Elect Marcelo Mesquita de Siqueira Filho as Board Member Presented by Preferred Shareholders Management N/A Voted - For 7 Cumulate Common and Preferred Shares Management N/A Voted - Against PHOSAGRO PJSC Security ID: 71922G209 Ticker: PHOR Meeting Date: 13-Sep-21 Meeting Type: Special 1 Interim Dividends (1H2021) Management For Voted - For Meeting Date: 08-Dec-21 Meeting Type: Special 1 Allocation of Profits/Dividends Management For Voted - For PJSC MAGNITOGORSK IRON & STEEL WORKS Security ID: X5171A103 Ticker: MAGN Meeting Date: 24-Dec-21 Meeting Type: Special 1 Interim Dividends (3Q2021) Management For Voted - For 3009 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted PJSC UNIPRO Security ID: X2156X109 Ticker: UPRO Meeting Date: 10-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Elect Georgy L. Abdushelishvili Management For Voted - For 5 Elect Anna G. Belova Management For Voted - For 6 Elect David Bryson Management For Voted - Abstain 7 Elect Oleg V. Vyugin Management For Voted - Abstain 8 Elect Sascha Fehlemann Management For Voted - Abstain 9 Elect Uwe Fip Management For Voted - Abstain 10 Elect Reiner Hartmann Management For Voted - Abstain 11 Elect Klaus-Dieter Maubach Management For Voted - Abstain 12 Elect Maxim G. Shirokov Management For Voted - Abstain 13 Appointment of Auditor Management For Voted - For PLATINUM ASSET MANAGEMENT LIMITED Security ID: Q7587R108 Ticker: PTM Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Re-elect Andrew Stannard Management For Voted - For 3 Re-elect Brigitte Smith Management For Voted - For 4 Remuneration Report Management For Voted - Against 5 Approve Equity Incentive Plan Management For Voted - For 6 Equity Grant (MD/CEO Andrew Clifford) Management For Voted - Against 7 Approve Potential Termination Benefits Management For Voted - For POWERLONG REAL ESTATE HOLDINGS LIMITED Security ID: G72005104 Ticker: 1238 Meeting Date: 17-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect XIAO Qing Ping Management For Voted - Against 6 Elect SHIH Sze Ni Management For Voted - For 7 Elect HOI Wa Fan Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 3010 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Authority to Issue Repurchased Shares Management For Voted - Against POWSZECHNY ZAKLAD UBEZPIECZEN SA Security ID: X6919T107 Ticker: PZU Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Financial Statements Management For Voted - For 8 Presentation of Financial Statements (Consolidated) Management For Voted - For 9 Presentation of Management Board Report and Report on Non-Financial Information Management For Voted - For 10 Presentation of Supervisory Board Reports Management For Voted - For 11 Presentation of Supervisory Board Report on its Activities Management For Voted - For 12 Presentation of Management Board Report on Expenditures Management For Voted - For 13 Financial Statements Management For Voted - For 14 Financial Statements (Consolidated) Management For Voted - For 15 Management Board Report Management For Voted - For 16 Allocation of Profits/Dividends Management For Voted - For 17 Ratification of Management Board Acts Management For Voted - For 18 Ratification of Supervisory Board Acts Management For Voted - For 19 Remuneration Report Management For Voted - Against 20 Changes to Supervisory Board Composition Management For Voted - Against 21 Assessment of Individual and Collective Suitability of the Supervisory Board Management For Voted - For 22 Amendments to Articles Management For Voted - For 23 Adoption of Best Practice for WSE Listed Companies 2021 Management For Voted - For 24 Amendments to General Meeting Regulations Management For Voted - For 25 Approval of Diversity Policy Management For Voted - For 26 Non-Voting Agenda Item N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting 3011 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted QIWI PLC Security ID: 74735M108 Ticker: QIWI Meeting Date: 16-May-22 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For QUALICORP CONSULTORIA E CORRETORA DE SEGUROS S.A. Security ID: P7S21H105 Ticker: QUAL3 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Board Size Management For Voted - For 6 Request Cumulative Voting Management N/A Voted - Against 7 Election of Directors Management For Voted - Against 8 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Proportional Allocation of Cumulative Votes Management N/A Voted - For 11 Allocate Cumulative Votes to Heraclito de Brito Gomes Junior Management N/A Voted - For 12 Allocate Cumulative Votes to Mauro Teixeira Sampaio Management N/A Voted - Abstain 13 Allocate Cumulative Votes to Martha Maria Soares Savedra Management N/A Voted - Abstain 14 Allocate Cumulative Votes to Murilo Ramos Neto Management N/A Voted - For 15 Allocate Cumulative Votes to Roberto Martins de Souza Management N/A Voted - For 16 Allocate Cumulative Votes to Ricardo Wagner Lopes Barbosa Management N/A Voted - Abstain 17 Allocate Cumulative Votes to Bernardo Dantas Rodenburg Management N/A Voted - For 18 Allocate Cumulative Votes to Peter Paul Loren[]o Estermann Management N/A Voted - Abstain 19 Allocate Cumulative Votes to Pedro Salles Montenegro Management N/A Voted - Abstain 20 Remuneration Policy Management For Voted - Against 21 Request Establishment of Supervisory Council Management N/A Voted - For 22 Election of Supervisory Council Management For Voted - For 23 Approve Recasting of Votes for Amended Supervisory Council Slate Management N/A Voted - Against 24 Supervisory Councils' Fees Management For Voted - For 3012 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted READY CAPITAL CORPORATION Security ID: 75574U101 Ticker: RC Meeting Date: 14-Jul-21 Meeting Type: Annual 1.1 Elect Thomas E. Capasse Management For Voted - For 1.2 Elect Jack J. Ross Management For Voted - For 1.3 Elect Frank P. Filipps Management For Voted - For 1.4 Elect Dominique Mielle Management For Voted - For 1.5 Elect Gilbert E. Nathan Management For Voted - For 1.6 Elect Andrea Petro Management For Voted - Withheld 1.7 Elect J. Michell Reese Management For Voted - For 1.8 Elect Todd M. Sinai Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For Meeting Date: 14-Mar-22 Meeting Type: Special 1 Stock Issuance for Merger with Mosaic Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 23-Jun-22 Meeting Type: Annual 1.1 Elect Thomas E. Capasse Management For Voted - For 1.2 Elect Jack J. Ross Management For Voted - For 1.3 Elect Julius W. Erving Management For Voted - For 1.4 Elect Frank P. Filipps Management For Voted - For 1.5 Elect Dominique Mielle Management For Voted - For 1.6 Elect Gilbert E. Nathan Management For Voted - For 1.7 Elect Andrea Petro Management For Voted - For 1.8 Elect J. Michell Reese Management For Voted - Withheld 1.9 Elect Todd M. Sinai Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For RESILIENT REIT LIMITED Security ID: S6990F105 Ticker: RES Meeting Date: 16-Nov-21 Meeting Type: Annual 1 Elect Thanduxolo (Thando) Selby Sishuba Management For Voted - For 2 Elect Alan K. Olivier Management For Voted - For 3 Elect Stuart I. Bird Management For Voted - For 4 Elect David H. Brown Management For Voted - For 5 Elect Barry D. van Wyk Management For Voted - For 6 Elect Thembakazi (Thembi) I. Chagonda Management For Voted - For 7 Elect Audit Committee Member (David Brown) Management For Voted - For 8 Elect Audit Committee Member (Stuart Ian Bird) Management For Voted - For 9 Elect Audit Committee Member (Desmond Gordon) Management For Voted - For 3013 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Audit Committee Member (Protas Phili) Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Issue Shares for Cash Management For Voted - For 13 Approve Remuneration Policy Management For Voted - For 14 Approve Implementation Report Management For Voted - For 15 Approve Financial Assistance (Section 45) Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Approve NEDs' Fees Management For Voted - For 18 Authorisation of Legal Formalities Management For Voted - For 19 Non-Voting Meeting Note N/A N/A Non-Voting RIVERSTONE HOLDINGS LIMITED Security ID: Y7302Q105 Ticker: AP4 Meeting Date: 25-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect WONG Teek Son Management For Voted - Against 3 Elect Raymond FAM Chye Soon Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Directors' Fees Management For Voted - For 6 Appointment of Auditor and Authority to Set Fees Management For Voted - For 7 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For SHENZHEN INVESTMENT LIMITED Security ID: Y7743P120 Ticker: 0604 Meeting Date: 30-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Acquisition Agreement Management For Voted - For 5 Elect SHI Xiaomei Management For Voted - For 6 Supplemental Agreements Management For Voted - For Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LU Hua Management For Voted - Against 6 Elect CAI Xun Management For Voted - Against 7 Elect David WONG Yau Kar Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 3014 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against 13 Adopt the New Share Option Scheme Management For Voted - Against SINOPEC ENGINEERING (GROUP) CO LTD Security ID: Y80359105 Ticker: 2386 Meeting Date: 26-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Financial Services Framework Agreement Management For Voted - For 3 Engineering and Construction Services Framework Agreement Management For Voted - For 4 Elect SUN Lili Management For Voted - Against 5 Elect XIANG Wenwu Management For Voted - For 6 Elect WANG Zizong Management For Voted - For 7 Elect LI Chengfeng Management For Voted - For 8 Elect WU Wenxin Management For Voted - For 9 Elect JIANG Dejun Management For Voted - For 10 Elect Stephen HUI Chiu Chung Management For Voted - Against 11 Elect YE Zheng Management For Voted - Against 12 Elect JIN Yong Management For Voted - Against 13 Elect ZHU Fei as Supervisor Management For Voted - For 14 Elect ZHANG Xinming as Supervisor Management For Voted - Against 15 Elect ZHOU Yingguan as Supervisor Management For Voted - Against 16 Elect ZHOU Chengping as Supervisor Management For Voted - Against 17 Amendments to Articles of Association Management For Voted - For 18 Amendments to Procedural Rules of Board Meetings Management For Voted - For 19 Amendments to Procedural Rules of Meetings of the Supervisory Committee Management For Voted - For 20 Amendments to Procedural Rules of Meetings of the Audit Committee Management For Voted - For 21 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Directors' Report Management For Voted - For 4 Supervisors' Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Board Authorization to Determine Interim Profit Distribution Plan Management For Voted - For 8 Approval of Business Operation Plan, Investment Plan Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Domestic and/or H Shares Management For Voted - For 3015 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Authority to Issue Domestic and/or H Shares w/o Preemptive Rights Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 26-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Authority to Repurchase Domestic and/or H Shares Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting STARWOOD PROPERTY TRUST, INC. Security ID: 85571B105 Ticker: STWD Meeting Date: 28-Apr-22 Meeting Type: Annual 1.1 Elect Richard D. Bronson Management For Voted - For 1.2 Elect Jeffrey G. Dishner Management For Voted - For 1.3 Elect Camille Douglas Management For Voted - For 1.4 Elect Solomon J. Kumin Management For Voted - For 1.5 Elect Frederick P. Perpall Management For Voted - For 1.6 Elect Fred S. Ridley Management For Voted - For 1.7 Elect Barry S. Sternlicht Management For Voted - For 1.8 Elect Strauss Zelnick Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Approval of the Employee Stock Purchase Plan Management For Voted - For 4 Approval of the 2022 Manager Equity Plan Management For Voted - For 5 Approval of the 2022 Equity Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For THE NECESSITY RETAIL REIT, INC. Security ID: 02607T109 Ticker: RTL Meeting Date: 19-Apr-22 Meeting Type: Annual 1 Elect Leslie D. Michelson Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For THE WILLIAMS COMPANIES, INC. Security ID: 969457100 Ticker: WMB Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Alan S. Armstrong Management For Voted - For 2 Elect Stephen W. Bergstrom Management For Voted - For 3 Elect Nancy K. Buese Management For Voted - For 4 Elect Michael A. Creel Management For Voted - For 5 Elect Stacey H. Dore Management For Voted - For 3016 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Richard E. Muncrief Management For Voted - For 7 Elect Peter A. Ragauss Management For Voted - For 8 Elect Rose M. Robeson Management For Voted - For 9 Elect Scott D. Sheffield Management For Voted - For 10 Elect Murray D. Smith Management For Voted - For 11 Elect William H. Spence Management For Voted - For 12 Elect Jesse J. Tyson Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For TIMES CHINA HOLDINGS LIMITED Security ID: G8904A100 Ticker: 1233 Meeting Date: 09-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 CCT Agreement Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect Shum Siu Hung Management For Voted - For 6 Elect Niu Jimin Management For Voted - For 7 Elect Jin Qingjun Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against TRANSMISSORA ALIANCA DE ENERGIA ELETRICA S.A. Security ID: P9T5CD126 Ticker: TAEE3 Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Request Cumulative Voting Management N/A Voted - Against 6 Elect Reynaldo Passanezi Filho Management For Voted - For 7 Elect Jose Joao Abdalla Filho Management For Voted - For 8 Elect Jose Reinaldo Magalhaes Management For Voted - Against 9 Elect Reinaldo Le Grazie Management For Voted - For 10 Elect Jaime Leoncio Singer Management For Voted - For 3017 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Elect Jaime Caballero Uribe Management For Voted - Against 12 Elect Cesar Augusto Ramirez Rojas Management For Voted - For 13 Elect Fernando Augusto Rojas Pinto Management For Voted - Against 14 Elect Fernando Bunker Gentil Management For Voted - For 15 Elect Andre Fernandes Berenguer Management For Voted - For 16 Elect Celso Maia de Barros Management For Voted - For 17 Elect Hermes Jorge Chipp Management For Voted - For 18 Elect Rodrigo de Mesquita Pereira Management For Voted - For 19 Proportional Allocation of Cumulative Votes Management For Voted - For 20 Non-Voting Agenda Item N/A N/A Non-Voting 21 Allocate Cumulative Votes to Reynaldo Passanezi Filho Management N/A Voted - Abstain 22 Allocate Cumulative Votes to Jose Joao Abdalla Filho Management N/A Voted - Abstain 23 Allocate Cumulative Votes to Jose Reinaldo Magalhaes Management N/A Voted - Abstain 24 Allocate Cumulative Votes to Reinaldo Le Grazie Management N/A Voted - Abstain 25 Allocate Cumulative Votes to Jaime Leoncio Singer Management N/A Voted - Abstain 26 Allocate Cumulative Votes to Jaime Caballero Uribe Management N/A Voted - Abstain 27 Allocate Cumulative Votes to Cesar Augusto Ramirez Rojas Management N/A Voted - Abstain 28 Allocate Cumulative Votes to Fernando Augusto Rojas Pinto Management N/A Voted - Abstain 29 Allocate Cumulative Votes to Fernando Bunker Gentil Management N/A Voted - Abstain 30 Allocate Cumulative Votes to Andre Fernandes Berenguer Management N/A Voted - Abstain 31 Allocate Cumulative Votes to Celso Maia de Barros Management N/A Voted - For 32 Allocate Cumulative Votes to Hermes Jorge Chipp Management N/A Voted - For 33 Allocate Cumulative Votes to Rodrigo de Mesquita Pereira Management N/A Voted - For 34 Supervisory Council Board Size Management For Voted - For 35 Elect Manuel Domingues de Jesus e Pinho as Supervisory Council Member Management For Voted - Abstain 36 Elect Custodio Antonio de Mattos as Supervisory Council Member Management For Voted - Abstain 37 Elect Julia Figueiredo Goytacaz Sant'Anna as Supervisory Council Member Management For Voted - Abstain 38 Elect Marcello Joaquim Pacheco to the Supervisory Council Presented by Minority Shareholders Management N/A Voted - For 39 Elect Murici dos Santos to the Supervisory Council Presented by Preferred Shareholders Management N/A Voted - For 40 Elect Rodrigo Angelo Inacio to the Supervisory Council Presented by Preferred Shareholders Management N/A Voted - Against 41 Remuneration Policy Management For Voted - Against 42 Supervisory Council Fees Management For Voted - For TWO HARBORS INVESTMENT CORP. Security ID: 90187B408 Ticker: TWO Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect E. Spencer Abraham Management For Voted - For 2 Elect James J. Bender Management For Voted - For 3018 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect William Greenberg Management For Voted - For 4 Elect Karen Hammond Management For Voted - For 5 Elect Stephen G. Kasnet Management For Voted - For 6 Elect W. Reid Sanders Management For Voted - For 7 Elect James A. Stern Management For Voted - For 8 Elect Hope B. Woodhouse Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For UNIPAR CARBOCLORO S.A. Security ID: P9441U104 Ticker: UNIP3 Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Request Separate Election for Board Member (Preferred Shareholders) Management N/A Voted - For 6 Cumulate Common and Preferred Shares Management N/A Voted - For 7 Request Establishment of Supervisory Council Management N/A Voted - For 8 Elect Luiz Barsi Filho as Board Member Presented by Preferred Shareholders Management N/A Voted - For 9 Request Separate Election for Board Member (Minority Shareholders) Management N/A Voted - Abstain 10 Elect Paulo Henrique Zukanovich Funchal to the Supervisory Council Presented by Preferred Shareholders Management N/A Voted - For UNITED BANK LIMITED Security ID: Y91486103 Ticker: UBL Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Meeting Minutes Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 5 Directors' Fees and Benefits Management For Voted - For 6 Amendments to Remuneration Policy Management For Voted - For 7 Transaction of Other Business Management For Voted - Against VALE SA Security ID: 91912E105 Ticker: VALE3 Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Take No Action 3019 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Allocation of Profits/Dividends Management For Take No Action 3 Request Cumulative Voting Management Against Take No Action 4 Elect Jose Luciano Duarte Penido Management For Take No Action 5 Elect Fernando Jorge Buso Gomes Management For Take No Action 6 Elect Daniel Andre Stieler Management For Take No Action 7 Elect Eduardo de Oliveira Rodrigues Filho Management For Take No Action 8 Elect Ken Yasuhara Management For Take No Action 9 Elect Manuel Lino S. De Sousa-Oliveira Management For Take No Action 10 Elect Marcelo Gasparino da Silva Management For Take No Action 11 Elect Mauro Gentile Rodrigues da Cunha Management For Take No Action 12 Elect Murilo Cesar Lemos dos Santos Passos Management For Take No Action 13 Elect Rachel de Oliveira Maia Management For Take No Action 14 Elect Roberto da Cunha Castello Branco Management For Take No Action 15 Elect Roger Allan Downey Management For Take No Action 16 Allocate Cumulative Votes to Jose Luciano Duarte Penido Management N/A Take No Action 17 Allocate Cumulative Votes to Fernando Jorge Buso Gomes Management N/A Take No Action 18 Allocate Cumulative Votes to Daniel Andre Stieler Management N/A Take No Action 19 Allocate Cumulative Votes to Eduardo de Oliveira Rodrigues Filho Management N/A Take No Action 20 Allocate Cumulative Votes to Ken Yasuhara Management N/A Take No Action 21 Allocate Cumulative Votes to Manuel Lino Silva de Sousa Oliveira Management N/A Take No Action 22 Allocate Cumulative Votes to Marcelo Gasparino da Silva Management N/A Take No Action 23 Allocate Cumulative Votes to Mauro Rodrigues da Cunha Management N/A Take No Action 24 Allocate Cumulative Votes to Murilo Cesar Lemos dos Santos Passos Management N/A Take No Action 25 Allocate Cumulative Votes to Rachel de Oliveira Maia Management N/A Take No Action 26 Allocate Cumulative Votes to Roberto da Cunha Castello Branco Management N/A Take No Action 27 Allocate Cumulative Votes to Roger Allan Downey Management N/A Take No Action 28 Elect Jose Luciano Duarte Penido Board Chair Management For Take No Action 29 Elect Fernando Jorge Buso Gomes as Board Vice Chair Management For Take No Action 30 Elect Marcelo Amaral Moraes Management N/A Take No Action 31 Elect Gueitiro Matsuo Genso Management N/A Take No Action 32 Elect Marcio de Souza Management N/A Take No Action 33 Elect Raphael Manhaes Martins Management N/A Take No Action 34 Elect Heloisa Belotti Bedicks Management N/A Take No Action 35 Elect Robert Juenemann Management N/A Take No Action 36 Remuneration Policy Management For Take No Action 37 Ratify Updated Global Remuneration Amount Management For Take No Action 38 Amendments to Articles (Technical Amendments) Management For Take No Action 39 Merger Agreement (NSG, New Steel and CTSS) Management For Take No Action 40 Ratification of Appointment of Appraiser (Macso) Management For Take No Action 41 Valuation Reports (NSG, New Steel and CTSS) Management For Take No Action 42 Merger by Absorption (NSG) Management For Take No Action 43 Merger by Absorption (New Steel) Management For Take No Action 44 Merger by Absorption (CTSS) Management For Take No Action 3020 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted X5 RETAIL GROUP N.V. Security ID: 98387E205 Ticker: FIVE Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Agenda Item N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Remuneration Report Management For Voted - Against 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Accounts and Reports (w/o Auditor's Report) Management For Voted - Abstain 6 Accounts and Reports (w/ Auditor's Report) Management For Voted - Abstain 7 Ratification of Management Board Acts Management For Voted - For 8 Ratification of Supervisory Board Acts Management For Voted - Abstain 9 Elect Ekaterina Lobacheva to the Management Board Management For Voted - For 10 Elect Olga Vysotskaja to the Supervisory Board Management For Voted - For 11 Elect Fedor Ovchinnikov to the Supervisory Board Management For Voted - For 12 Elect Vadim Zingman to the Supervisory Board Management For Voted - For 13 Appointment of Auditor Management For Voted - Abstain 14 Accounts and Reports of Perekstok Holdings B.V. Management For Voted - Abstain 15 Ratification of Management Acts of Perekrestok Holdings B.V. Management For Voted - Abstain 16 Non-Voting Agenda Item N/A N/A Non-Voting YANKUANG ENERGY GROUP COMPANY LIMITED Security ID: Y97417102 Ticker: 1171 Meeting Date: 27-Jan-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve 2021 Restricted A Share Incentive Scheme (Revised Draft) and its Summary Management For Voted - For 3 Establishment of Administrative Measures for Implementation of Appraisal for the 2021 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted A Share Incentive Scheme Management For Voted - For Meeting Date: 27-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve 2021 Restricted A Share Incentive Scheme (Revised Draft) and its Summary Management For Voted - For 3 Establishment of Administrative Measures for Implementation of Appraisal for the 2021 Restricted A Share Incentive Scheme Management For Voted - For 4 Board Authorization to Handle Matters in Respect of the 2021 Restricted A Share Incentive Scheme Management For Voted - For 3021 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted YANZHOU COAL MINING COMPANY LIMITED Security ID: Y97417102 Ticker: 1171 Meeting Date: 20-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Size and Method Management For Voted - For 3 Maturity Management For Voted - For 4 Types Management For Voted - For 5 Par Value and Issue Price Management For Voted - For 6 Coupon Rate Management For Voted - For 7 Form of Bonds Management For Voted - For 8 Interest Payment and Redemption Management For Voted - For 9 Guarantee Matters Management For Voted - For 10 Underwriting Management For Voted - For 11 Target Management For Voted - For 12 Placing Arrangement to Existing Shareholders Management For Voted - For 13 Listing Arrangement Management For Voted - For 14 Authorization Management For Voted - For 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Elect LI Wei Management For Voted - For 17 Elect XIAO Yaomeng Management For Voted - For 18 Elect ZHU Qingrui Management For Voted - For 19 Elect HUANG Xiaolong Management For Voted - For 20 Elect ZHU Hao Management For Voted - Against Meeting Date: 01-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Change of Company Name Management For Voted - For YUEXIU PROPERTY COMPANY LIMITED Security ID: Y9863Z128 Ticker: 0123 Meeting Date: 27-Aug-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Equity Transfer Agreement Management For Voted - For 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 06-Dec-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Disposal and the Deferred Units Arrangement Modification Management For Voted - For 3022 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 18-May-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Acquisition Agreement Management For Voted - For 4 Elect ZHANG Yibing Management For Voted - Against Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect LIN Feng Management For Voted - For 6 Elect Joseph YU Lup Fat Management For Voted - Against 7 Elect Ambrose LAU Hon Chuen Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 12 Authority to Issue Repurchased Shares Management For Voted - Against ZENITH BANK Security ID: V9T871109 Ticker: ZENITHBANK Meeting Date: 06-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Omobola Ibidapo-Obe Ogunfowora Management For Voted - For 4 Re-elect Mustafa Bello Management For Voted - For 5 Re-elect Al-Mujtaba Abubakar Management For Voted - For 6 Re-elect Dennis Olisa Management For Voted - For 7 Authority to Set Auditor's Fees Management For Voted - For 8 Executives' Remuneration Management For Voted - Abstain 9 Election of Statutory Audit Committee Members Management For Voted - For 10 Continuation of Office of Jim Ovia as a Non-Executive Director Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Place Unissued Shares Under Control of Directors Management For Voted - Against 13 Amendments to Memorandum and Articles of Association Management For Voted - For ZHONGLIANG HOLDINGS GROUP COMPANY LIMITED Security ID: G9898C102 Ticker: 2772 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 3023 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect CHEN Hongliang Management For Voted - For 5 Elect HE Jian Management For Voted - For 6 Elect Albert YAU Sze Ka Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against 12 Non-Voting Meeting Note N/A N/A Non-Voting 3024 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted AGNC INVESTMENT CORP. Security ID: 00123Q104 Ticker: AGNC Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Donna J. Blank Management For Voted - For 2 Elect Morris A. Davis Management For Voted - For 3 Elect Peter J. Federico Management For Voted - For 4 Elect John D. Fisk Management For Voted - For 5 Elect Andrew A. Johnson, Jr. Management For Voted - For 6 Elect Gary D. Kain Management For Voted - For 7 Elect Prue B. Larocca Management For Voted - For 8 Elect Paul E. Mullings Management For Voted - For 9 Elect Frances R Spark Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate Management For Voted - For 13 Elimination of Supermajority Requirement to Amend the Bylaws Management For Voted - For 14 Elimination of Supermajority Requirement to Remove Directors Management For Voted - For ANNALY CAPITAL MANAGEMENT, INC. Security ID: 035710409 Ticker: NLY Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Francine J. Bovich Management For Voted - For 2 Elect Wellington J. Denahan Management For Voted - For 3 Elect Katie Beirne Fallon Management For Voted - For 4 Elect David L. Finkelstein Management For Voted - For 5 Elect Thomas Hamilton Management For Voted - For 6 Elect Kathy Hopinkah Hannan Management For Voted - For 7 Elect Michael Haylon Management For Voted - For 8 Elect Eric A. Reeves Management For Voted - For 9 Elect John H. Schaefer Management For Voted - For 10 Elect Glenn A. Votek Management For Voted - For 11 Elect Vicki Williams Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 3025 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted ARES COMMERCIAL REAL ESTATE CORPORATION Security ID: 04013V108 Ticker: ACRE Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect William Browning Management For Voted - For 1.2 Elect Edmond N. Moriarty Management For Voted - For 1.3 Elect Rebecca J. Parekh Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Amendment to the 2012 Equity Incentive Plan Management For Voted - For ARMOUR RESIDENTIAL REIT, INC. Security ID: 042315507 Ticker: ARR Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Z. Jamie Behar Management For Voted - For 2 Elect Marc H. Bell Management For Voted - Against 3 Elect Carolyn Downey Management For Voted - For 4 Elect Thomas K. Guba Management For Voted - For 5 Elect Robert C. Hain Management For Voted - For 6 Elect John P. Hollihan III Management For Voted - For 7 Elect Stewart J. Paperin Management For Voted - For 8 Elect Daniel C. Staton Management For Voted - For 9 Elect Scott J. Ulm Management For Voted - For 10 Elect Jeffrey J. Zimmer Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For BLACKSTONE MORTGAGE TRUST, INC. Security ID: 09257W100 Ticker: BXMT Meeting Date: 16-Jun-22 Meeting Type: Annual 1.1 Elect Michael Nash Management For Voted - For 1.2 Elect Katherine A. Keenan Management For Voted - For 1.3 Elect Leonard W. Cotton Management For Voted - For 1.4 Elect Thomas E. Dobrowski Management For Voted - For 1.5 Elect Martin L. Edelman Management For Voted - For 1.6 Elect Nnenna Lynch Management For Voted - For 1.7 Elect Henry N. Nassau Management For Voted - Withheld 1.8 Elect Jonathan L. Pollack Management For Voted - For 1.9 Elect Lynne B. Sagalyn Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Approval of the Stock Incentive Plan Management For Voted - For 5 Approval of the Manager Incentive Plan Management For Voted - For 3026 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted BROADMARK REALTY CAPITAL INC. Security ID: 11135B100 Ticker: BRMK Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Brian P. Ward Management For Voted - For 2 Elect Jeffrey B. Pyatt Management For Voted - For 3 Elect Stephen G. Haggerty Management For Voted - For 4 Elect Daniel J. Hirsch Management For Voted - For 5 Elect David A. Karp Management For Voted - For 6 Elect Norma J. Lawrence Management For Voted - For 7 Elect Kevin M. Luebbers Management For Voted - For 8 Elect Pinkie D. Mayfield Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For CAPITALAND INTEGRATED COMMERCIAL TRUST Security ID: Y1100L160 Ticker: C38U Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For 4 Authority to Repurchase and Reissue Units Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting CHARTER HALL LONG WALE REIT Security ID: Q2308E106 Ticker: CLW Meeting Date: 21-Oct-21 Meeting Type: Annual 1 Re-elect Ceinwen Kirk-Lennox Management For Voted - For DEXUS Security ID: Q318A1104 Ticker: DXS Meeting Date: 19-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - Against 3 Equity Grant (CEO Darren Steinberg) Management For Voted - For 4 Ratify Warwick M. Negus Management For Voted - For 5 Ratify Penelope (Penny) Bingham-Hall Management For Voted - Against 6 Ratify Tonianne Dwyer Management For Voted - For 7 Amendments to Constitution Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting 3027 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted DYNEX CAPITAL, INC. Security ID: 26817Q886 Ticker: DX Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Byron L. Boston Management For Voted - For 2 Elect Julia L. Coronado Management For Voted - For 3 Elect Michael R. Hughes Management For Voted - For 4 Elect Joy D. Palmer Management For Voted - For 5 Elect Robert A. Salcetti Management For Voted - For 6 Elect David H. Stevens Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 8 Ratification of Auditor Management For Voted - For ELLINGTON FINANCIAL INC. Security ID: 28852N109 Ticker: EFC Meeting Date: 17-May-22 Meeting Type: Annual 1.1 Elect Stephen J. Dannhauser Management For Voted - For 1.2 Elect Lisa Mumford Management For Voted - Withheld 1.3 Elect Laurence Penn Management For Voted - For 1.4 Elect Edward Resendez Management For Voted - For 1.5 Elect Ronald I. Simon, Ph.D. Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For GAMING AND LEISURE PROPERTIES, INC. Security ID: 36467J108 Ticker: GLPI Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Peter M. Carlino Management For Voted - For 2 Elect JoAnne A. Epps Management For Voted - For 3 Elect Carol Lynton Management For Voted - For 4 Elect Joseph W. Marshall, III Management For Voted - For 5 Elect James B. Perry Management For Voted - For 6 Elect Barry F. Schwartz Management For Voted - For 7 Elect Earl C. Shanks Management For Voted - For 8 Elect E. Scott Urdang Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 3028 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted GETTY REALTY CORP. Security ID: 374297109 Ticker: GTY Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Christopher J. Constant Management For Voted - For 2 Elect Milton Cooper Management For Voted - For 3 Elect Philip E. Coviello Management For Voted - For 4 Elect Evelyn Leon Infurna Management For Voted - For 5 Elect Mary Lou Malanoski Management For Voted - For 6 Elect Richard E. Montag Management For Voted - For 7 Elect Howard B. Safenowitz Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Amendment to the Charter to provide the Board of Directors and the Stockholders the Power to Alter, Repeal, Amend or Rescind any Provision of the Bylaws and to make new Bylaws Management For Voted - For H&R REAL ESTATE INVESTMENT TRUST Security ID: 403925407 Ticker: HR.UN Meeting Date: 13-Dec-21 Meeting Type: Special 1 Primaris Spin-off Management For Voted - For 2 Approval of the Equity Compensation Plan Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting KEPPEL DC REIT Security ID: Y47230100 Ticker: AJBU Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Kenny KWAN Yew Kwong Management For Voted - Against 4 Elect LOW Huan Ping Management For Voted - For 5 Elect Dileep Nair Management For Voted - Against 6 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For KEPPEL REIT Security ID: Y4740G104 Ticker: K71U Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3 Elect Yoichiro Hamaoka Management For Voted - For 4 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For 3029 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Authority to Repurchase and Reissue Units Management For Voted - For KKR REAL ESTATE FINANCE TRUST INC. Security ID: 48251K100 Ticker: KREF Meeting Date: 22-Apr-22 Meeting Type: Annual 1.1 Elect Terrance R. Ahern Management For Voted - For 1.2 Elect Irene M. Esteves Management For Voted - For 1.3 Elect Todd A. Fisher Management For Voted - For 1.4 Elect Jonathan A. Langer Management For Voted - For 1.5 Elect Christen E.J. Lee Management For Voted - For 1.6 Elect Paula B. Madoff Management For Voted - For 1.7 Elect Deborah H. McAneny Management For Voted - For 1.8 Elect Ralph F. Rosenberg Management For Voted - For 1.9 Elect Matthew A. Salem Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year MAPLETREE COMMERCIAL TRUST Security ID: Y5759T101 Ticker: N2IU Meeting Date: 23-May-22 Meeting Type: Special 1 Scheme of Arrangement (Merger/Acquisition) Management For Voted - For 2 Issuance of Consideration Units Management For Voted - For 3 Whitewash Waiver Management For Voted - For 4 Amendments to Company Trust Deed to Adopt Management Fee Supplement Management For Voted - For MAPLETREE NORTH ASIA COMMERCIAL TRUST Security ID: Y5759X102 Ticker: RW0U Meeting Date: 23-May-22 Meeting Type: Special 1 Trust Deed Amendments Management For Voted - For 1 The Trust Scheme (Merger) Management For Voted - For MFA FINANCIAL, INC. Security ID: 55272X607 Ticker: MFA Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Francis J. Oelerich III Management For Voted - For 2 Elect Lisa K. Polsky Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Decrease in Authorized Common Stock Management For Voted - For 3030 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted NEW RESIDENTIAL INVESTMENT CORP. Security ID: 64828T201 Ticker: NRZ Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Robert J. McGinnis Management For Voted - Withheld 1.2 Elect Andrew Sloves Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For NORTHWEST HEALTHCARE PROPERTIES REAL ESTATE INVESTMENT TRUST Security ID: 667495105 Ticker: NWH.UN Meeting Date: 17-May-22 Meeting Type: Mix 1 Elect Mandy Abramsohn Management For Voted - For 2 Elect Robert Baron Management For Voted - For 3 Elect Stephani Kingsmill Management For Voted - For 4 Elect Dale Klein Management For Voted - For 5 Elect David Klein Management For Voted - For 6 Elect Brian Petersen Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Approval of the Omnibus Equity Incentive Plan Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting PENNYMAC MORTGAGE INVESTMENT TRUST Security ID: 70931T103 Ticker: PMT Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Scott W. Carnahan Management For Voted - For 2 Elect Renee R. Schultz Management For Voted - For 3 Elect Marianne Sullivan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For PHYSICIANS REALTY TRUST Security ID: 71943U104 Ticker: DOC Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect John T. Thomas Management For Voted - For 2 Elect Thomas G. Thompson Management For Voted - For 3 Elect Stanton D. Anderson Management For Voted - For 4 Elect Mark A. Baumgartner Management For Voted - For 5 Elect Albert C. Black, Jr. Management For Voted - For 6 Elect William A. Ebinger Management For Voted - For 7 Elect Pamela J. Kessler Management For Voted - For 8 Elect Ava E. Lias-Booker Management For Voted - For 3031 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Richard A. Weiss Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year SMARTCENTRES REAL ESTATE INVESTMENT TRUST Security ID: 83179X108 Ticker: SRU.UN Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Janet Bannister Management For Voted - For 4 Elect Garry Foster Management For Voted - For 5 Elect Sylvie Lachance Management For Voted - For 6 Elect Jamie McVicar Management For Voted - For 7 Elect Sharm Powell Management For Voted - For 8 Elect Michael Young Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against SUNTEC REAL ESTATE INVESTMENT TRUST Security ID: Y82954101 Ticker: T82U Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For 4 Authority to Repurchase and Reissue Units Management For Voted - For VEREIT, INC. Security ID: 92339V308 Ticker: VER Meeting Date: 12-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For W.P. CAREY INC. Security ID: 92936U109 Ticker: WPC Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Mark A. Alexander Management For Voted - For 2 Elect Constantin H. Beier Management For Voted - For 3 Elect Tonit M. Calaway Management For Voted - For 3032 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) REIT ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect Peter J. Farrell Management For Voted - For 5 Elect Robert Flanagan Management For Voted - For 6 Elect Jason Fox Management For Voted - For 7 Elect Jean Hoysradt Management For Voted - For 8 Elect Margaret G. Lewis Management For Voted - For 9 Elect Christopher J. Niehaus Management For Voted - For 10 Elect Nick J.M. van Ommen Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For WAYPOINT REIT LIMITED Security ID: Q95666105 Ticker: WPR Meeting Date: 01-Nov-21 Meeting Type: Ordinary 1 Approve Stapled Security Consolidation Management For Voted - For Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Agenda Item N/A N/A Non-Voting 3 Remuneration Report Management For Voted - For 4 Elect Laurence R. Brindle Management For Voted - For 5 Elect Susan MacDonald Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Equity Grant (CEO Hadyn Stephens) Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Amendments To The Company Constitution Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Amendments To The Trust Constitution Management For Voted - For 3033 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 5094 Global X SuperDividend([R]) U.S. ETF 3M COMPANY Security ID: 88579Y101 Ticker: MMM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas K. Brown Management For Voted - For 2 Elect Pamela J. Craig Management For Voted - For 3 Elect David B. Dillon Management For Voted - For 4 Elect Michael L. Eskew Management For Voted - For 5 Elect James R. Fitterling Management For Voted - For 6 Elect Amy E. Hood Management For Voted - For 7 Elect Muhtar Kent Management For Voted - For 8 Elect Suzan Kereere Management For Voted - For 9 Elect Dambisa F. Moyo Management For Voted - For 10 Elect Gregory R. Page Management For Voted - For 11 Elect Michael F. Roman Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against ABBVIE INC. Security ID: 00287Y109 Ticker: ABBV Meeting Date: 06-May-22 Meeting Type: Annual 1.1 Elect William H.L. Burnside Management For Voted - For 1.2 Elect Thomas C. Freyman Management For Voted - For 1.3 Elect Brett J. Hart Management For Voted - For 1.4 Elect Edward J. Rapp Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Elimination of Supermajority Requirement Management For Voted - For 5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 6 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 7 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against 8 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - Against 3034 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted AGNC INVESTMENT CORP. Security ID: 00123Q104 Ticker: AGNC Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Donna J. Blank Management For Voted - For 2 Elect Morris A. Davis Management For Voted - For 3 Elect Peter J. Federico Management For Voted - For 4 Elect John D. Fisk Management For Voted - For 5 Elect Andrew A. Johnson, Jr. Management For Voted - For 6 Elect Gary D. Kain Management For Voted - For 7 Elect Prue B. Larocca Management For Voted - For 8 Elect Paul E. Mullings Management For Voted - For 9 Elect Frances R Spark Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate Management For Voted - For 13 Elimination of Supermajority Requirement to Amend the Bylaws Management For Voted - For 14 Elimination of Supermajority Requirement to Remove Directors Management For Voted - For ALEXANDER'S, INC. Security ID: 014752109 Ticker: ALX Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect Steven Roth Management For Voted - For 1.2 Elect Wendy A. Silverstein Management For Voted - For 2 Ratification of Auditor Management For Voted - For ALTRIA GROUP, INC. Security ID: 02209S103 Ticker: MO Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Ian L.T. Clarke Management For Voted - For 2 Elect Marjorie M. Connelly Management For Voted - For 3 Elect R. Matt Davis Management For Voted - For 4 Elect William F. Gifford Management For Voted - For 5 Elect Debra J. Kelly-Ennis Management For Voted - For 6 Elect W. Leo Kiely III Management For Voted - For 7 Elect Kathryn B. McQuade Management For Voted - For 8 Elect George Munoz Management For Voted - For 9 Elect Nabil Y. Sakkab Management For Voted - For 10 Elect Virginia E. Shanks Management For Voted - For 11 Elect Ellen R. Strahlman Management For Voted - For 12 Elect M. Max Yzaguirre Management For Voted - For 3035 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For AMERICAN ELECTRIC POWER COMPANY, INC. Security ID: 025537101 Ticker: AEP Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Nicholas K. Akins Management For Voted - For 2 Elect David J. Anderson Management For Voted - For 3 Elect J. Barnie Beasley, Jr. Management For Voted - For 4 Elect Benjamin G.S. Fowke III Management For Voted - For 5 Elect Art A. Garcia Management For Voted - For 6 Elect Linda A. Goodspeed Management For Voted - For 7 Elect Sandra Beach Lin Management For Voted - For 8 Elect Margaret M. McCarthy Management For Voted - For 9 Elect Oliver G. Richard, III Management For Voted - For 10 Elect Daryl Roberts Management For Voted - For 11 Elect Sara Martinez Tucker Management For Voted - For 12 Elect Lewis Von Thaer Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Authorization of Preferred Stock Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For ARMOUR RESIDENTIAL REIT, INC. Security ID: 042315507 Ticker: ARR Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Z. Jamie Behar Management For Voted - For 2 Elect Marc H. Bell Management For Voted - Against 3 Elect Carolyn Downey Management For Voted - For 4 Elect Thomas K. Guba Management For Voted - For 5 Elect Robert C. Hain Management For Voted - For 6 Elect John P. Hollihan III Management For Voted - For 7 Elect Stewart J. Paperin Management For Voted - For 8 Elect Daniel C. Staton Management For Voted - For 9 Elect Scott J. Ulm Management For Voted - For 10 Elect Jeffrey J. Zimmer Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For AT&T INC. Security ID: 00206R102 Ticker: T Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Samuel A. Di Piazza, Jr. Management For Voted - Abstain 3036 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Scott T. Ford Management For Voted - For 3 Elect Glenn H. Hutchins Management For Voted - For 4 Elect William E. Kennard Management For Voted - For 5 Elect Debra L. Lee Management For Voted - Abstain 6 Elect Stephen J. Luczo Management For Voted - For 7 Elect Michael B. McCallister Management For Voted - For 8 Elect Beth E. Mooney Management For Voted - For 9 Elect Matthew K. Rose Management For Voted - For 10 Elect John T. Stankey Management For Voted - For 11 Elect Cindy B. Taylor Management For Voted - For 12 Elect Luis A. Ubinas Management For Voted - For 13 Elect Geoffrey Y. Yang Management For Voted - Abstain 14 Ratification of Auditor Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Shareholder Proposal Regarding Pay Ratio Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against 18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted - For 19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against B&G FOODS, INC. Security ID: 05508R106 Ticker: BGS Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect DeAnn L. Brunts Management For Voted - For 2 Elect Debra Martin Chase Management For Voted - For 3 Elect Kenneth C. Keller Management For Voted - For 4 Elect Charles F. Marcy Management For Voted - For 5 Elect Robert D. Mills Management For Voted - For 6 Elect Dennis M. Mullen Management For Voted - For 7 Elect Cheryl M. Palmer Management For Voted - For 8 Elect Alfred Poe Management For Voted - For 9 Elect Stephen C. Sherrill Management For Voted - For 10 Elect David L. Wenner Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For BP MIDSTREAM PARTNERS LP Security ID: 0556EL109 Ticker: BPMP Meeting Date: 04-Apr-22 Meeting Type: Consent 1 Merger/Acquisition Management For Voted - For 3037 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted CLEARWAY ENERGY, INC. Security ID: 18539C105 Ticker: CWEN Meeting Date: 28-Apr-22 Meeting Type: Annual 1.1 Elect Jonathan Bram Management For Voted - For 1.2 Elect Nathaniel Anschuetz Management For Voted - For 1.3 Elect Brian R. Ford Management For Voted - For 1.4 Elect Jennifer E. Lowry Management For Voted - For 1.5 Elect Bruce J. MacLennan Management For Voted - For 1.6 Elect Ferrell P. McClean Management For Voted - Withheld 1.7 Elect Daniel B. More Management For Voted - For 1.8 Elect E. Stanley O'Neal Management For Voted - For 1.9 Elect Christopher S. Sotos Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For COGENT COMMUNICATIONS HOLDINGS, INC. Security ID: 19239V302 Ticker: CCOI Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Dave Schaeffer Management For Voted - For 2 Elect D. Blake Bath Management For Voted - For 3 Elect Steven D. Brooks Management For Voted - For 4 Elect Paul de Sa Management For Voted - For 5 Elect Lewis H. Ferguson, III Management For Voted - For 6 Elect Sheryl Kennedy Management For Voted - For 7 Elect Marc Montagner Management For Voted - For 8 Change in Board Size Management For Voted - For 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For COMPASS DIVERSIFIED Security ID: 20451Q104 Ticker: CODI Meeting Date: 03-Aug-21 Meeting Type: Special 1 Amendment to the Trust Agreement Management For Voted - For 2 Conversion to Corporation Management For Voted - For 3 Amendment to to LLC Agreement Management For Voted - For 4 Right to Adjourn Meeting Management For Voted - For 3038 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted CONSOLIDATED EDISON, INC. Security ID: 209115104 Ticker: ED Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Timothy P. Cawley Management For Voted - For 2 Elect Ellen V. Futter Management For Voted - For 3 Elect John F. Killian Management For Voted - For 4 Elect Karol V. Mason Management For Voted - For 5 Elect John McAvoy Management For Voted - For 6 Elect Dwight A. McBride Management For Voted - For 7 Elect William J. Mulrow Management For Voted - For 8 Elect Armando J. Olivera Management For Voted - For 9 Elect Michael W. Ranger Management For Voted - For 10 Elect Linda S. Sanford Management For Voted - For 11 Elect Deirdre Stanley Management For Voted - For 12 Elect L. Frederick Sutherland Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For DTE ENERGY COMPANY Security ID: 233331107 Ticker: DTE Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect David A. Brandon Management For Voted - For 1.2 Elect Charles G. McClure, Jr. Management For Voted - For 1.3 Elect Gail J. McGovern Management For Voted - For 1.4 Elect Mark A. Murray Management For Voted - For 1.5 Elect Gerardo Norcia Management For Voted - For 1.6 Elect Ruth G. Shaw Management For Voted - For 1.7 Elect Robert C. Skaggs, Jr. Management For Voted - For 1.8 Elect David A. Thomas Management For Voted - For 1.9 Elect Gary Torgow Management For Voted - For 1.10 Elect James H. Vandenberghe Management For Voted - For 1.11 Elect Valerie M. Williams Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 5 Shareholder Proposal Regarding Integration of Full Scope 3 GHG Emissions Shareholder Against Voted - Against DUKE ENERGY CORPORATION Security ID: 26441C204 Ticker: DUK Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Derrick Burks Management For Voted - For 3039 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Annette K. Clayton Management For Voted - For 1.3 Elect Theodore F. Craver, Jr. Management For Voted - For 1.4 Elect Robert M. Davis Management For Voted - For 1.5 Elect Caroline D. Dorsa Management For Voted - For 1.6 Elect W. Roy Dunbar Management For Voted - For 1.7 Elect Nicholas C. Fanandakis Management For Voted - For 1.8 Elect Lynn J. Good Management For Voted - For 1.9 Elect John T. Herron Management For Voted - For 1.10 Elect Idalene F. Kesner Management For Voted - For 1.11 Elect E. Marie McKee Management For Voted - For 1.12 Elect Michael J. Pacilio Management For Voted - For 1.13 Elect Thomas E. Skains Management For Voted - For 1.14 Elect William E. Webster, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against EASTERLY GOVERNMENT PROPERTIES, INC. Security ID: 27616P103 Ticker: DEA Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Darrell W. Crate Management For Voted - Against 2 Elect William C. Trimble, III Management For Voted - For 3 Elect Michael P. Ibe Management For Voted - For 4 Elect William H. Binnie Management For Voted - For 5 Elect Cynthia A. Fisher Management For Voted - For 6 Elect Scott D. Freeman Management For Voted - For 7 Elect Emil W. Henry, Jr. Management For Voted - For 8 Elect Tara S. Innes Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For ENNIS, INC. Security ID: 293389102 Ticker: EBF Meeting Date: 15-Jul-21 Meeting Type: Annual 1 Elect Godfrey M. Long, Jr. Management For Voted - For 2 Elect Troy L. Priddy Management For Voted - For 3 Elect Alejandro Quiroz Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 7 Transaction of Other Business Management For Voted - Against 3040 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted ENVIVA PARTNERS, LP Security ID: 29414J107 Ticker: EVA Meeting Date: 17-Dec-21 Meeting Type: Special 1 Conversion to Corporation Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For EQUITRANS MIDSTREAM CORPORATION Security ID: 294600101 Ticker: ETRN Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Vicky A. Bailey Management For Voted - For 2 Elect Sarah M. Barpoulis Management For Voted - For 3 Elect Kenneth M. Burke Management For Voted - For 4 Elect Patricia K. Collawn Management For Voted - For 5 Elect Thomas F. Karam Management For Voted - For 6 Elect D. Mark Leland Management For Voted - For 7 Elect Norman J. Szydlowski Management For Voted - For 8 Elect Robert F. Vagt Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Approval of the Employee Stock Purchase Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For GENERAL MILLS, INC. Security ID: 370334104 Ticker: GIS Meeting Date: 28-Sep-21 Meeting Type: Annual 1 Elect R. Kerry Clark Management For Voted - For 2 Elect David M. Cordani Management For Voted - For 3 Elect Jeffrey L. Harmening Management For Voted - For 4 Elect Maria G. Henry Management For Voted - For 5 Elect Jo Ann Jenkins Management For Voted - For 6 Elect Elizabeth C. Lempres Management For Voted - For 7 Elect Diane L. Neal Management For Voted - For 8 Elect Stephen A. Odland Management For Voted - For 9 Elect Maria A. Sastre Management For Voted - For 10 Elect Eric D. Sprunk Management For Voted - For 11 Elect Jorge A. Uribe Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Elimination of Supermajority Requirement Management For Voted - For 3041 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted GILEAD SCIENCES, INC. Security ID: 375558103 Ticker: GILD Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Jacqueline K. Barton Management For Voted - For 2 Elect Jeffrey A. Bluestone Management For Voted - For 3 Elect Sandra J. Horning Management For Voted - For 4 Elect Kelly A. Kramer Management For Voted - For 5 Elect Kevin E. Lofton Management For Voted - For 6 Elect Harish Manwani Management For Voted - For 7 Elect Daniel P. O'Day Management For Voted - For 8 Elect Javier J. Rodriguez Management For Voted - For 9 Elect Anthony Welters Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Approval of the 2022 Equity Incentive Plan Management For Voted - For 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 16 Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Anticompetitive Practices Shareholder Against Voted - Against HAWAIIAN ELECTRIC INDUSTRIES, INC. Security ID: 419870100 Ticker: HE Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Thomas B. Fargo Management For Voted - For 2 Elect Celeste A. Connors Management For Voted - For 3 Elect Richard J. Dahl Management For Voted - For 4 Elect Elisia K. Flores Management For Voted - For 5 Elect Micah A. Kane Management For Voted - For 6 Elect William James Scilacci, Jr. Management For Voted - For 7 Elect Scott W.H. Seu Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For INVESCO MORTGAGE CAPITAL INC. Security ID: 46131B100 Ticker: IVR Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect John S. Day Management For Voted - For 2 Elect Carolyn B. Handlon Management For Voted - For 3042 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Edward J. Hardin Management For Voted - For 4 Elect James R. Lientz, Jr. Management For Voted - For 5 Elect Don H. Liu Management For Voted - For 6 Elect Dennis P. Lockhart Management For Voted - For 7 Elect Gregory G. McGreevey Management For Voted - For 8 Elect Beth A. Zayicek Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the 2009 Equity Incentive Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For IRON MOUNTAIN INCORPORATED Security ID: 46284V101 Ticker: IRM Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Jennifer Allerton Management For Voted - For 2 Elect Pamela M. Arway Management For Voted - For 3 Elect Clarke H. Bailey Management For Voted - For 4 Elect Kent P. Dauten Management For Voted - For 5 Elect Monte E. Ford Management For Voted - For 6 Elect Robin L. Matlock Management For Voted - For 7 Elect William L. Meaney Management For Voted - For 8 Elect Wendy J. Murdock Management For Voted - For 9 Elect Walter C. Rakowich Management For Voted - For 10 Elect Doyle R. Simons Management For Voted - For 11 Elect Alfred J. Verrecchia Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For KELLOGG COMPANY Security ID: 487836108 Ticker: K Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Roderick Gillum Management For Voted - For 2 Elect Mary A. Laschinger Management For Voted - For 3 Elect Erica L. Mann Management For Voted - For 4 Elect Carolyn Tastad Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For 8 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Voted - Against 3043 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted KIMBELL ROYALTY PARTNERS, LP Security ID: 49435R102 Ticker: KRP Meeting Date: 18-May-22 Meeting Type: Special 1 Amendment to the 2017 Long-Term Incentive Plan Management For Voted - For 2 Approval of the Amended Partnership Agreement Management For Voted - For KKR REAL ESTATE FINANCE TRUST INC. Security ID: 48251K100 Ticker: KREF Meeting Date: 22-Apr-22 Meeting Type: Annual 1.1 Elect Terrance R. Ahern Management For Voted - For 1.2 Elect Irene M. Esteves Management For Voted - For 1.3 Elect Todd A. Fisher Management For Voted - For 1.4 Elect Jonathan A. Langer Management For Voted - For 1.5 Elect Christen E.J. Lee Management For Voted - For 1.6 Elect Paula B. Madoff Management For Voted - For 1.7 Elect Deborah H. McAneny Management For Voted - For 1.8 Elect Ralph F. Rosenberg Management For Voted - For 1.9 Elect Matthew A. Salem Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year KNOT OFFSHORE PARTNERS LP Security ID: Y48125101 Ticker: KNOP Meeting Date: 01-Oct-21 Meeting Type: Annual 1 Elect Hans Petter Aas Management For Voted - Against 2 Resident Status Management N/A Voted - Against LUMEN TECHNOLOGIES, INC. Security ID: 550241103 Ticker: LUMN Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Quincy L. Allen Management For Voted - For 2 Elect Martha Helena Bejar Management For Voted - For 3 Elect Peter C. Brown Management For Voted - For 4 Elect Kevin P. Chilton Management For Voted - For 5 Elect Steven T. Clontz Management For Voted - For 6 Elect T. Michael Glenn Management For Voted - For 7 Elect W. Bruce Hanks Management For Voted - For 8 Elect Hal Stanley Jones Management For Voted - For 9 Elect Michael J. Roberts Management For Voted - For 3044 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Laurie A. Siegel Management For Voted - For 11 Elect Jeffrey K. Storey Management For Voted - For 12 Ratification of Auditor Management For Voted - Against 13 Advisory Vote on Executive Compensation Management For Voted - For MSC INDUSTRIAL DIRECT CO., INC. Security ID: 553530106 Ticker: MSM Meeting Date: 26-Jan-22 Meeting Type: Annual 1.1 Elect Erik Gershwind Management For Voted - For 1.2 Elect Louise K. Goeser Management For Voted - For 1.3 Elect Mitchell Jacobson Management For Voted - For 1.4 Elect Michael C. Kaufmann Management For Voted - For 1.5 Elect Steven Paladino Management For Voted - Withheld 1.6 Elect Philip R. Peller Management For Voted - For 1.7 Elect Rudina Seseri Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For NATIONAL FUEL GAS COMPANY Security ID: 636180101 Ticker: NFG Meeting Date: 10-Mar-22 Meeting Type: Annual 1.1 Elect David C. Carroll Management For Voted - For 1.2 Elect Steven C. Finch Management For Voted - For 1.3 Elect Joseph N. Jaggers Management For Voted - For 1.4 Elect David F. Smith Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For NEW YORK COMMUNITY BANCORP, INC. Security ID: 649445103 Ticker: NYCB Meeting Date: 04-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Marshall J. Lux Management For Voted - For 2 Elect Ronald A. Rosenfeld Management For Voted - Against 3 Elect Lawrence J. Savarese Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Amendment to Articles to Permit Shareholders to Act by Written Consent Management For Voted - For 3045 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Shareholder Proposal Regarding Board Declassification Shareholder N/A Voted - For PETMED EXPRESS, INC. Security ID: 716382106 Ticker: PETS Meeting Date: 30-Jul-21 Meeting Type: Annual 1 Elect Leslie C.G. Campbell Management For Voted - For 2 Elect Peter S. Cobb Management For Voted - For 3 Elect Gian M. Fulgoni Management For Voted - For 4 Elect Ronald J. Korn Management For Voted - For 5 Elect Jodi Watson Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Shareholder Proposal Regarding Mandatory Retirement Age Shareholder Against Voted - Against PHILIP MORRIS INTERNATIONAL INC. Security ID: 718172109 Ticker: PM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Brant (Bonin) Bough Management For Voted - For 2 Elect Andre Calantzopoulos Management For Voted - For 3 Elect Michel Combes Management For Voted - For 4 Elect Juan Jose Daboub Management For Voted - For 5 Elect Werner Geissler Management For Voted - For 6 Elect Lisa A. Hook Management For Voted - For 7 Elect Jun Makihara Management For Voted - For 8 Elect Kalpana Morparia Management For Voted - For 9 Elect Lucio A. Noto Management For Voted - For 10 Elect Jacek Olczak Management For Voted - For 11 Elect Frederik Paulsen Management For Voted - For 12 Elect Robert B. Polet Management For Voted - For 13 Elect Dessislava Temperley Management For Voted - For 14 Elect Shlomo Yanai Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Approval of the 2022 Performance Incentive Plan Management For Voted - For 17 Ratification of Auditor Management For Voted - For 18 Shareholder Proposal Regarding Phasing Out Health-Hazardous and Addictive Products Shareholder Against Voted - Against PUBLIC STORAGE Security ID: 74460D109 Ticker: PSA Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Ronald L. Havner, Jr. Management For Voted - For 3046 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Tamara Hughes Gustavson Management For Voted - For 3 Elect Leslie Stone Heisz Management For Voted - For 4 Elect Michelle Millstone-Shroff Management For Voted - For 5 Elect Shankh S. Mitra Management For Voted - For 6 Elect David J. Neithercut Management For Voted - For 7 Elect Rebecca L. Owen Management For Voted - For 8 Elect Kristy M. Pipes Management For Voted - For 9 Elect Avedick B. Poladian Management For Voted - For 10 Elect John Reyes Management For Voted - For 11 Elect Joseph D. Russell, Jr. Management For Voted - For 12 Elect Tariq M. Shaukat Management For Voted - For 13 Elect Ronald P. Spogli Management For Voted - For 14 Elect Paul S. Williams Management For Voted - For 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Elimination of Supermajority Requirement Management For Voted - For SPARTANNASH COMPANY Security ID: 847215100 Ticker: SPTN Meeting Date: 09-Jun-22 Meeting Type: Special 1.1 Elect Jonathan Duskin Shareholder N/A Take No Action 1.2 Elect John E. Fleming Shareholder N/A Take No Action 1.3 Elect Michael J. Lewis Shareholder N/A Take No Action 1.4 Elect Management Nominee Matthew M. Mannelly Shareholder N/A Take No Action 1.5 Elect Management Nominee Julien R. Mininberg Shareholder N/A Take No Action 1.6 Elect Management Nominee Jaymin B. Patel Shareholder N/A Take No Action 1.7 Elect Management Nominee Hawthorne L. Proctor Shareholder N/A Take No Action 1.8 Elect Management Nominee Pamela Puryear Shareholder N/A Take No Action 1.9 Elect Management Nominee Tony B. Sarsam Shareholder N/A Take No Action 2 Advisory Vote on Executive Compensation Management N/A Take No Action 3 Approval of the Associate Stock Purchase Plan of 2022 Management N/A Take No Action 4 Ratification of Auditor Management N/A Take No Action 1.1 Elect Margaret Shan Atkins Management For Voted - For 1.2 Elect Douglas A. Hacker Management For Voted - For 1.3 Elect Matthew Mannelly Management For Voted - For 1.4 Elect Julien R. Mininberg Management For Voted - For 1.5 Elect Jaymin B. Patel Management For Voted - For 1.6 Elect Hawthorne L. Proctor Management For Voted - For 1.7 Elect Pamela S. Puryear Management For Voted - For 1.8 Elect Tony B. Sarsam Management For Voted - For 1.9 Elect William R. Voss Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Approval of the Associate Stock Purchase Plan of 2022 Management For Voted - For 4 Ratification of Auditor Management For Voted - For 3047 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted TFS FINANCIAL CORPORATION Security ID: 87240R107 Ticker: TFSL Meeting Date: 24-Feb-22 Meeting Type: Annual 1 Elect Martin J. Cohen Management For Voted - For 2 Elect Robert A. Fiala Management For Voted - For 3 Elect John P. Ringenbach Management For Voted - For 4 Elect Ashley H. Williams Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Ratification of Auditor Management For Voted - For THE KRAFT HEINZ COMPANY Security ID: 500754106 Ticker: KHC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Gregory E. Abel Management For Voted - For 2 Elect John T. Cahill Management For Voted - For 3 Elect Joao M. Castro-Neves Management For Voted - For 4 Elect Lori Dickerson Fouche Management For Voted - For 5 Elect Timothy Kenesey Management For Voted - For 6 Elect Alicia Knapp Management For Voted - For 7 Elect Elio Leoni Sceti Management For Voted - For 8 Elect Susan R. Mulder Management For Voted - For 9 Elect James Park Management For Voted - For 10 Elect Miguel Patricio Management For Voted - For 11 Elect John C. Pope Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 14 Ratification of Auditor Management For Voted - For 15 Shareholder Proposal Regarding Report on Water Risk Exposure Shareholder Against Voted - Against TWO HARBORS INVESTMENT CORP. Security ID: 90187B408 Ticker: TWO Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect E. Spencer Abraham Management For Voted - For 2 Elect James J. Bender Management For Voted - For 3 Elect William Greenberg Management For Voted - For 4 Elect Karen Hammond Management For Voted - For 5 Elect Stephen G. Kasnet Management For Voted - For 6 Elect W. Reid Sanders Management For Voted - For 7 Elect James A. Stern Management For Voted - For 8 Elect Hope B. Woodhouse Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 3048 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted UNIVERSAL CORPORATION Security ID: 913456109 Ticker: UVV Meeting Date: 03-Aug-21 Meeting Type: Annual 1.1 Elect Diana F. Cantor Management For Voted - For 1.2 Elect Robert C. Sledd Management For Voted - For 1.3 Elect Thomas H. Tullidge Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For VERIZON COMMUNICATIONS INC. Security ID: 92343V104 Ticker: VZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Shellye L. Archambeau Management For Voted - For 2 Elect Roxanne S. Austin Management For Voted - For 3 Elect Mark T. Bertolini Management For Voted - For 4 Elect Melanie L. Healey Management For Voted - For 5 Elect Laxman Narasimhan Management For Voted - For 6 Elect Clarence Otis, Jr. Management For Voted - For 7 Elect Daniel H. Schulman Management For Voted - For 8 Elect Rodney E. Slater Management For Voted - For 9 Elect Carol B. Tome Management For Voted - For 10 Elect Hans E. Vestberg Management For Voted - For 11 Elect Gregory G. Weaver Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 15 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against Voted - Against 16 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - Against 17 Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against Voted - Against VIRTU FINANCIAL, INC. Security ID: 928254101 Ticker: VIRT Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect William F. Cruger, Jr. Management For Voted - For 1.2 Elect Christopher C. Quick Management For Voted - Withheld 1.3 Elect Vincent Viola Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Amendment to the 2015 Management Incentive Plan Management For Voted - For 3049 --------------------------------------------------------------------------------------------------- Global X SuperDividend([R]) U.S. ETF Proposal Proposed by Mgt. Position Registrant Voted WALGREENS BOOTS ALLIANCE, INC. Security ID: 931427108 Ticker: WBA Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Janice M. Babiak Management For Voted - For 2 Elect David J. Brailer Management For Voted - For 3 Elect Rosalind G. Brewer Management For Voted - For 4 Elect William C. Foote Management For Voted - For 5 Elect Ginger L. Graham Management For Voted - For 6 Elect Valerie B. Jarrett Management For Voted - Against 7 Elect John A. Lederer Management For Voted - For 8 Elect Dominic P. Murphy Management For Voted - For 9 Elect Stefano Pessina Management For Voted - For 10 Elect Nancy M. Schlichting Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 15 Shareholder Proposal Regarding External Public Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - Against 3050 --------------------------------------------------------------------------------------------------- Global X SuperIncome(TM) Preferred ETF Proposal Proposed by Mgt. Position Registrant Voted 5126 Global X SuperIncome(TM) Preferred ETF ATHENE HOLDING LTD. Security ID: G0684D305 Ticker: ATH Meeting Date: 21-Dec-21 Meeting Type: Special 1 Merger with Apollo Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For CRESTWOOD EQUITY PARTNERS LP Security ID: 226344307 Ticker: CEQP Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Warren H. Gfeller Management For Voted - Withheld 2 Elect Janeen S. Judah Management For Voted - For 3 Elect John J. Sherman Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 6 Ratification of Auditor Management For Voted - For 3051 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted 7488 Global X Telemedicine & Digital Health ETF 1LIFE HEALTHCARE, INC. Security ID: 68269G107 Ticker: ONEM Meeting Date: 27-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Paul R. Auvil Management For Voted - For 1.2 Elect Mark S. Blumenkranz Management For Voted - For 1.3 Elect Kalen F. Holmes Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year AGILENT TECHNOLOGIES, INC. Security ID: 00846U101 Ticker: A Meeting Date: 16-Mar-22 Meeting Type: Annual 1 Elect Hans E. Bishop Management For Voted - Against 2 Elect Otis W. Brawley Management For Voted - Against 3 Elect Mikael Dolsten Management For Voted - Against 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - Against 6 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Security ID: G0171K101 Ticker: 0241 Meeting Date: 30-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Increase in Authorized Capital Management For Voted - For 5 Elect TU Yanwu Management For Voted - For 6 Elect LUO Tong Management For Voted - Against 7 Elect Samuel WONG King On Management For Voted - Against 8 Elect Vanessa HUANG Yi Fei Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 3052 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Authority to Repurchase Shares Management For Voted - For 13 Authority to Issue Repurchased Shares Management For Voted - Against 14 Authority to Grant Awards of Options and/or RSUs under the Share Award Scheme Management For Voted - Against Meeting Date: 28-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 2023 Advertising Services Framework Agreement and Proposed Annual Cap Management For Voted - For 4 2023 Framework Technical Services Agreement and Proposed Annual Cap Management For Voted - For 5 Board Authorization to Implement Framework Agreements Management For Voted - For ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. Security ID: 01988P108 Ticker: MDRX Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Elizabeth A. Altman Management For Voted - For 2 Elect P. Gregory Garrison Management For Voted - For 3 Elect Jonathan J. Judge Management For Voted - For 4 Elect Richard J. Poulton Management For Voted - For 5 Elect Dave B. Stevens Management For Voted - For 6 Elect Carol J. Zierhoffer Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For AMERICAN WELL CORPORATION Security ID: 03044L105 Ticker: AMWL Meeting Date: 13-Jun-22 Meeting Type: Annual 1.1 Elect Deval L. Patrick Management For Voted - For 1.2 Elect Stephen Schlegel Management For Voted - Withheld 1.3 Elect Delos Cosgrove Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year CERNER CORPORATION Security ID: 156782104 Ticker: CERN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Mitchell E. Daniels, Jr. Management For Voted - Against 2 Elect Elder Granger Management For Voted - Against 3 Elect John J. Greisch Management For Voted - For 4 Elect Melinda J. Mount Management For Voted - For 3053 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect George A. Riedel Management For Voted - Against 6 Elect R. Halsey Wise Management For Voted - Against 7 Ratification of Auditor Management For Voted - Against 8 Advisory Vote on Executive Compensation Management For Voted - Against 9 Elimination of Supermajority Requirements for Certain Business Combination Transactions with Interested Stockholders Management For Voted - For 10 Elimination of Supermajority Requirements to Amend Bylaws Management For Voted - For 11 Elimination of Supermajority Requirements to Amend Certain Provisions of the Certificate Management For Voted - For 12 Elimination of Supermajority Requirements to Remove Directors Management For Voted - For 13 Amendment to the 2011 Omnibus Equity Incentive Plan Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For CHANGE HEALTHCARE INC. Security ID: 15912K100 Ticker: CHNG Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Elect Neil E. de Crescenzo Management For Voted - For 2 Elect Howard L. Lance Management For Voted - For 3 Elect Nella Domenici Management For Voted - For 4 Elect Nicholas L. Kuhar Management For Voted - For 5 Elect Diana L. McKenzie Management For Voted - For 6 Elect Bansi Nagji Management For Voted - For 7 Elect Philip M. Pead Management For Voted - For 8 Elect Phillip W. Roe Management For Voted - For 9 Elect Neil P. Simpkins Management For Voted - For 10 Elect Robert J. Zollars Management For Voted - Withheld 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For COMPUGROUP MEDICAL SE & CO. KGAA Security ID: D193ZN100 Ticker: COP Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Ratification of General Partner Acts Management For Voted - For 5 Ratification of Supervisory Board Acts Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Remuneration Report Management For Voted - For 8 Management Board Remuneration Policy Management For Voted - Against 9 Amendments to Articles Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting 3054 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Non-Voting Meeting Note N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting COMPUTER PROGRAMS AND SYSTEMS, INC. Security ID: 205306103 Ticker: CPSI Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect J. Boyd Douglas Management For Voted - For 2 Elect Charles P. Huffman Management For Voted - For 3 Elect Denise W. Warren Management For Voted - For 4 Amendment to the 2019 Incentive Plan Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For DEXCOM, INC. Security ID: 252131107 Ticker: DXCM Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Steven R. Altman Management For Voted - Against 2 Elect Barbara E. Kahn Management For Voted - For 3 Elect Kyle Malady Management For Voted - Against 4 Elect Jay S. Skyler Management For Voted - Against 5 Ratification of Auditor Management For Voted - Against 6 Advisory Vote on Executive Compensation Management For Voted - Against 7 Stock Split Management For Voted - For EHEALTH, INC. Security ID: 28238P109 Ticker: EHTH Meeting Date: 15-Jun-22 Meeting Type: Annual 1.1 Elect A. John Hass III Management For Voted - For 1.2 Elect Francis S. Soistman Management For Voted - For 1.3 Elect Aaron C. Tolson Management For Voted - For 2 Ratification of Auditor Management For Voted - Against 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Amendment to the 2014 Equity Incentive Plan Management For Voted - For 3055 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted GOODRX HOLDINGS, INC. Security ID: 38246G108 Ticker: GDRX Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Christopher Adams Management For Voted - For 1.2 Elect Trevor Bezdek Management For Voted - For 1.3 Elect Adam Karol Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year HIMS & HERS HEALTH, INC. Security ID: 433000106 Ticker: HIMS Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Andrew Dudum Management For Voted - For 1.2 Elect Alex Bard Management For Voted - For 1.3 Elect Ambar Bhattacharyya Management For Voted - For 1.4 Elect Patrick Carroll Management For Voted - For 1.5 Elect Delos Cosgrove Management For Voted - For 1.6 Elect Kirsten A. Green Management For Voted - For 1.7 Elect Jules A. Maltz Management For Voted - Withheld 1.8 Elect Lynne Chou O'Keefe Management For Voted - For 1.9 Elect Andrea Perez Management For Voted - For 1.10 Elect David Wells Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year ILLUMINA, INC. Security ID: 452327109 Ticker: ILMN Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Frances Arnold Management For Voted - For 2 Elect Francis A. deSouza Management For Voted - For 3 Elect Caroline D. Dorsa Management For Voted - For 4 Elect Robert S. Epstein Management For Voted - Against 5 Elect Scott Gottlieb Management For Voted - For 6 Elect Gary S. Guthart Management For Voted - For 7 Elect Philip W. Schiller Management For Voted - For 8 Elect Susan E. Siegel Management For Voted - For 9 Elect John W. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For 13 Restoration of Right to Call a Special Meeting Management For Voted - Abstain 3056 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted INOVALON HOLDINGS, INC. Security ID: 45781D101 Ticker: INOV Meeting Date: 16-Nov-21 Meeting Type: Special 1 Going-Private Transaction Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For INVITAE CORPORATION Security ID: 46185L103 Ticker: NVTA Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Elect Eric Aguiar Management For Voted - For 2 Elect Sean E. George Management For Voted - For 3 Increase in Authorized Common Stock Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - For 6 Shareholder Proposal Regarding Board Declassification Shareholder Against Voted - For IRHYTHM TECHNOLOGIES, INC. Security ID: 450056106 Ticker: IRTC Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Cathleen Noel Bairey Merz Management For Voted - For 1.2 Elect Mark J. Rubash Management For Voted - Withheld 1.3 Elect Renee Budig Management For Voted - Withheld 1.4 Elect Abhijit Y. Talwalkar Management For Voted - For 1.5 Elect Bruce G. Bodaken Management For Voted - For 1.6 Elect Ralph Snyderman Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against JD HEALTH INTERNATIONAL INC. Security ID: G5074A100 Ticker: 6618 Meeting Date: 08-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 JD Sales Framework Agreement and Revised Annual Caps Management For Voted - For 4 Marketing Services Framework Agreement and Revised Annual Caps Management For Voted - For 5 Promotion Services Framework Agreement and Revised Annual Caps Management For Voted - For 6 Elect ENLIN Jin Management For Voted - For 3057 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect YI Qingqing Management For Voted - For 5 Elect CHEN Xingyao Management For Voted - Against 6 Elect LING Li Management For Voted - For 7 Elect WU Ying Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against LABORATORY CORPORATION OF AMERICA HOLDINGS Security ID: 50540R409 Ticker: LH Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Kerrii B. Anderson Management For Voted - For 2 Elect Jean-Luc Belingard Management For Voted - For 3 Elect Jeffrey A. Davis Management For Voted - For 4 Elect D. Gary Gilliland Management For Voted - For 5 Elect Garheng Kong Management For Voted - For 6 Elect Peter M. Neupert Management For Voted - For 7 Elect Richelle P. Parham Management For Voted - For 8 Elect Adam H. Schechter Management For Voted - For 9 Elect Kathryn E. Wengel Management For Voted - For 10 Elect R. Sanders Williams Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against LIFESTANCE HEALTH GROUP, INC. Security ID: 53228F101 Ticker: LFST Meeting Date: 01-Jun-22 Meeting Type: Annual 1 Elect Jeffrey R. Crisan Management For Voted - Withheld 2 Elect Katherine Wood Management For Voted - Withheld 3 Elect Seema Verma Management For Voted - For 4 Ratification of Auditor Management For Voted - For 3058 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted NEXTGEN HEALTHCARE, INC. Security ID: 65343C102 Ticker: NXGN Meeting Date: 13-Oct-21 Meeting Type: Special 1 Reincorporation Management N/A Take No Action 2 Amendment to Limit Shareholders Right to Call Special Meetings Management N/A Take No Action 3 Amendment to Threshold Required to Call Special Meetings and Amendments Relating to Filling Board Vacancies Management N/A Take No Action 4 Elimination of Cumulative Voting Management N/A Take No Action 5 Amendment to Permit Board to Determine Board Size Management N/A Take No Action 6 Exclusive Forum Provision (Delaware Court) Management N/A Take No Action 7 Exclusive Forum Provision (Federal Court) Management N/A Take No Action 8 Adoption of Proxy Access Management N/A Take No Action 9 Advisory Vote on Executive Compensation Management N/A Take No Action 10 Ratification of Auditor Management N/A Take No Action 11 Amendment to the 2015 Equity Incentive Plan Management N/A Take No Action 12.1 Elect Kenneth H. Fearn, Jr. Shareholder N/A Take No Action 12.2 Elect Sheldon Razin Shareholder N/A Take No Action 12.3 Elect Lance E. Rosenzweig Shareholder N/A Take No Action 12.4 Elect Ruby Sharma Shareholder N/A Take No Action 12.5 Elect Julie D. Klapstein (Management Nominee) Shareholder N/A Take No Action 12.6 Elect Geraldine McGinty (Management Nominee) Shareholder N/A Take No Action 12.7 Elect Pamela S. Puryear (Management Nominee) Shareholder N/A Take No Action 12.8 Elect Darnell Dent (Management Nominee) Shareholder N/A Take No Action 12.9 Elect David W. Sides (Management Nominee) Shareholder N/A Take No Action 1 Reincorporation Management For Voted - For 2 Amendment to Limit Shareholders Right to Call Special Meetings Management For Voted - Against 3 Amendments Relating to Filling Board Vacancies Management For Voted - For 4 Elimination of Cumulative Voting Management For Voted - For 5 Amendment to Permit Board to Determine Board Size Management For Voted - For 6 Exclusive Forum Provision (Delaware Court) Management For Voted - Against 7 Exclusive Forum Provision (Federal Court) Management For Voted - Against 8 Adoption of Proxy Access Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Amendment to the 2015 Equity Incentive Plan Management For Voted - For 12.1 Elect Craig A. Barbarosh Management For Voted - For 12.2 Elect George H. Bristol Management For Voted - For 12.3 Elect Julie D. Klapstein Management For Voted - For 12.4 Elect Jeffrey H. Margolis Management For Voted - For 12.5 Elect Geraldine McGinty Management For Voted - For 12.6 Elect Morris Panner Management For Voted - For 12.7 Elect Pamela S. Puryear Management For Voted - For 12.8 Elect Darnell Dent Management For Voted - For 12.9 Elect David W. Sides Management For Voted - For 3059 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted NUANCE COMMUNICATIONS, INC. Security ID: 67020Y100 Ticker: NUAN Meeting Date: 01-Mar-22 Meeting Type: Annual 1.1 Elect Mark D. Benjamin Management For Voted - For 1.2 Elect Daniel Brennan Management For Voted - For 1.3 Elect Lloyd A. Carney Management For Voted - For 1.4 Elect Thomas D. Ebling Management For Voted - For 1.5 Elect Robert J. Finocchio Management For Voted - For 1.6 Elect Laura S. Kaiser Management For Voted - For 1.7 Elect Michal Katz Management For Voted - For 1.8 Elect Mark R. Laret Management For Voted - Withheld 1.9 Elect Sanjay Vaswani Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For OMNICELL, INC. Security ID: 68213N109 Ticker: OMCL Meeting Date: 24-May-22 Meeting Type: Annual 1 Elect Edward P. Bousa Management For Voted - For 2 Elect Bruce E. Scott Management For Voted - For 3 Elect Mary Garrett Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Amendment to the 2009 Equity Incentive Plan Management For Voted - For 6 Ratification of Auditor Management For Voted - For ONTRAK, INC. Security ID: 683373104 Ticker: OTRK Meeting Date: 10-Aug-21 Meeting Type: Annual 1.1 Elect Terren S. Peizer Management For Voted - Withheld 1.2 Elect Richard A. Berman Management For Voted - For 1.3 Elect Michael Sherman Management For Voted - For 1.4 Elect Edward J. Zecchini Management For Voted - For 1.5 Elect Diane Seloff Management For Voted - For 1.6 Elect Robert Rebak Management For Voted - For 1.7 Elect Gustavo Giraldo Management For Voted - For 1.8 Elect Katherine Quinn Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against Meeting Date: 01-Mar-22 Meeting Type: Special 1 Remove Section 382 Protective Transfer Restrictions Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For 3060 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted OPTIMIZERX CORP. Security ID: 68401U204 Ticker: OPRX Meeting Date: 19-Aug-21 Meeting Type: Annual 1.1 Elect William J. Febbo Management For Voted - For 1.2 Elect Gus D. Halas Management For Voted - Withheld 1.3 Elect Lynn O'Connor Vos Management For Voted - Withheld 1.4 Elect James Lang Management For Voted - Withheld 1.5 Elect Patrick Spangler Management For Voted - For 1.6 Elect Gregory D. Wasson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Approval of the 2021 Equity Incentive Plan Management For Voted - For 5 Ratification of Auditor Management For Voted - For Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect William J. Febbo Management For Voted - Withheld 1.2 Elect Gus D. Halas Management For Voted - For 1.3 Elect Lynn O'Connor Vos Management For Voted - For 1.4 Elect James Lang Management For Voted - For 1.5 Elect Patrick Spangler Management For Voted - Withheld 1.6 Elect Gregory D. Wasson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For PERSONALIS, INC. Security ID: 71535D106 Ticker: PSNL Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect A. Blaine Bowman Management For Voted - For 2 Elect Karin Eastham Management For Voted - Withheld 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year PHREESIA, INC. Security ID: 71944F106 Ticker: PHR Meeting Date: 08-Jul-21 Meeting Type: Annual 1.1 Elect Cheryl Pegus Management For Voted - For 1.2 Elect Lainie Goldstein Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 3061 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 30-Jun-22 Meeting Type: Annual 1.1 Elect Gillian Munson Management For Voted - For 1.2 Elect Mark Smith Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED Security ID: G71139102 Ticker: 1833 Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect TAN Sin Yin Management For Voted - Against 5 Elect LIN Lijun Management For Voted - For 6 Elect PAN Zhongwu Management For Voted - For 7 Elect ZHU Ziyang Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against R1 RCM INC. Security ID: 749397105 Ticker: RCM Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Agnes Bundy Scanlan Management For Voted - For 1.2 Elect David M. Dill Management For Voted - For 1.3 Elect Michael C. Feiner Management For Voted - For 1.4 Elect Joseph Flanagan Management For Voted - For 1.5 Elect John B. Henneman, III Management For Voted - For 1.6 Elect Neal Moszkowski Management For Voted - For 1.7 Elect Ian Sacks Management For Voted - For 1.8 Elect Jill D. Smith Management For Voted - For 1.9 Elect Anthony J. Speranzo Management For Voted - For 1.10 Elect Anthony R. Tersigni Management For Voted - For 1.11 Elect Albert R. Zimmerli Management For Voted - For 2 Issuance of Shares for Merger Management For Voted - For 3 Increase in Authorized Common Stock Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Right to Adjourn Meeting Management For Voted - For 3062 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted SIGNIFY HEALTH, INC. Security ID: 82671G100 Ticker: SGFY Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Matthew S. Holt Management For Voted - Against 2 Elect Kyle B. Peterson Management For Voted - Against 3 Ratification of Auditor Management For Voted - For SMILEDIRECTCLUB, INC. Security ID: 83192H106 Ticker: SDC Meeting Date: 03-Jun-22 Meeting Type: Annual 1.1 Elect Jordan Katzman Management For Voted - For 1.2 Elect Steven Katzman Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year SOC TELEMED, INC. Security ID: 78472F101 Ticker: TLMD Meeting Date: 04-Apr-22 Meeting Type: Special 1 Merger Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For TABULA RASA HEALTHCARE, INC. Security ID: 873379101 Ticker: TRHC Meeting Date: 10-Jun-22 Meeting Type: Annual 1.1 Elect Calvin H. Knowlton Management For Voted - For 1.2 Elect Orsula V. Knowlton Management For Voted - For 1.3 Elect A. Gordon Tunstall Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For TANDEM DIABETES CARE, INC. Security ID: 875372203 Ticker: TNDM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Peyton R. Howell Management For Voted - For 2 Elect John F. Sheridan Management For Voted - For 3 Repeal of Classified Board Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 3063 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Ratification of Auditor Management For Voted - For TELADOC HEALTH, INC. Security ID: 87918A105 Ticker: TDOC Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Karen L. Daniel Management For Voted - For 2 Elect Sandra Fenwick Management For Voted - For 3 Elect William H. Frist Management For Voted - For 4 Elect Jason Gorevic Management For Voted - For 5 Elect Catherine A. Jacobson Management For Voted - For 6 Elect Thomas G. McKinley Management For Voted - For 7 Elect Kenneth H. Paulus Management For Voted - For 8 Elect David L. Shedlarz Management For Voted - For 9 Elect Mark Douglas Smith Management For Voted - For 10 Elect David B. Snow, Jr. Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Permit Shareholders to Call Special Meetings Management For Voted - For UNITEDHEALTH GROUP INCORPORATED Security ID: 91324P102 Ticker: UNH Meeting Date: 06-Jun-22 Meeting Type: Annual 1 Elect Timothy P. Flynn Management For Voted - Against 2 Elect Paul R. Garcia Management For Voted - For 3 Elect Stephen J. Hemsley Management For Voted - For 4 Elect Michele J. Hooper Management For Voted - For 5 Elect F. William McNabb, III Management For Voted - Against 6 Elect Valerie C. Montgomery Rice Management For Voted - For 7 Elect John H. Noseworthy Management For Voted - Against 8 Elect Andrew Witty Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - Against 11 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against Voted - For 12 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Voted -- For 3064 --------------------------------------------------------------------------------------------------- Global X Telemedicine & Digital Health ETF Proposal Proposed by Mgt. Position Registrant Voted VERACYTE, INC. Security ID: 92337F107 Ticker: VCYT Meeting Date: 15-Jun-22 Meeting Type: Annual 1 Elect Karin Eastham Management For Voted - For 2 Elect Jens H. Holstein Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 3065 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted ACUITY BRANDS, INC. Security ID: 00508Y102 Ticker: AYI Meeting Date: 05-Jan-22 Meeting Type: Annual 1 Elect Neil M. Ashe Management For Voted - For 2 Elect W. Patrick Battle Management For Voted - For 3 Elect G. Douglas Dillard, Jr. Management For Voted - For 4 Elect James H. Hance, Jr. Management For Voted - For 5 Elect Maya Leibman Management For Voted - For 6 Elect Laura G. O'Shaughnessy Management For Voted - For 7 Elect Dominic J. Pileggi Management For Voted - For 8 Elect Ray M. Robinson Management For Voted - For 9 Elect Mark J. Sachleben Management For Voted - For 10 Elect Mary A. Winston Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Amendment to the 2012 Omnibus Stock Incentive Compensation Plan Management For Voted - For ADVANCED DRAINAGE SYSTEMS, INC. Security ID: 00790R104 Ticker: WMS Meeting Date: 22-Jul-21 Meeting Type: Annual 1 Elect Anesa T. Chaibi Management For Voted - For 2 Elect Robert M. Eversole Management For Voted - For 3 Elect Alexander R. Fischer Management For Voted - For 4 Elect Mark Haney Management For Voted - For 5 Elect Anil Seetharam Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Amendment to the 2017 Omnibus Incentive Plan Management For Voted - For AECOM Security ID: 00766T100 Ticker: ACM Meeting Date: 01-Mar-22 Meeting Type: Annual 1 Elect Brad W. Buss Management For Voted - For 2 Elect Robert G. Card Management For Voted - For 3 Elect Diane C. Creel Management For Voted - For 4 Elect Lydia H. Kennard Management For Voted - For 5 Elect W. Troy Rudd Management For Voted - For 6 Elect Clarence T. Schmitz Management For Voted - For 7 Elect Douglas W. Stotlar Management For Voted -- For 3066 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Daniel R. Tishman Management For Voted - Against 9 Elect Sander van 't Noordende Management For Voted - For 10 Elect Janet C. Wolfenbarger Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For ALCOA CORPORATION Security ID: 013872106 Ticker: AA Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Steven W. Williams Management For Voted - For 2 Elect Mary Anne Citrino Management For Voted - For 3 Elect Pasquale (Pat) Fiore Management For Voted - For 4 Elect Thomas (Tom) J. Gorman Management For Voted - For 5 Elect Roy C. Harvey Management For Voted - For 6 Elect James A. Hughes Management For Voted - For 7 Elect James E. Nevels Management For Voted - For 8 Elect Carol L. Roberts Management For Voted - For 9 Elect Jackson (Jackie) P. Roberts Management For Voted - For 10 Elect Ernesto Zedillo Ponce de Leon Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ALLEGHENY TECHNOLOGIES INCORPORATED Security ID: 01741R102 Ticker: ATI Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Leroy M. Ball Management For Voted - For 2 Elect Carolyn Corvi Management For Voted - For 3 Elect Robert S. Wetherbee Management For Voted - For 4 Approval of the 2022 Incentive Plan Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - Against 6 Ratification of Auditor Management For Voted - For ALTRA INDUSTRIAL MOTION CORP. Security ID: 02208R106 Ticker: AIMC Meeting Date: 26-Apr-22 Meeting Type: Annual 1.1 Elect Carl R. Christenson Management For Voted - For 1.2 Elect Lyle G. Ganske Management For Voted - For 1.3 Elect J. Scott Hall Management For Voted - For 1.4 Elect Nicole Parent Haughey Management For Voted - For 1.5 Elect Margot L. Hoffman Management For Voted - For 1.6 Elect Thomas W. Swidarski Management For Voted - For 3067 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 1.7 Elect LaVonda Williams Management For Voted - For 1.8 Elect James H. Woodward, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For ARCONIC CORPORATION Security ID: 03966V107 Ticker: ARNC Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Frederick A. Henderson Management For Voted - For 2 Elect William F. Austen Management For Voted - For 3 Elect Christopher L. Ayers Management For Voted - For 4 Elect Margaret S. Billson Management For Voted - For 5 Elect Jacques Croisetiere Management For Voted - For 6 Elect Elmer L. Doty Management For Voted - For 7 Elect Carol S. Eicher Management For Voted - For 8 Elect Timothy D. Myers Management For Voted - For 9 Elect E. Stanley O'Neal Management For Voted - For 10 Elect Jeffrey M. Stafeil Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For ARCOSA, INC. Security ID: 039653100 Ticker: ACA Meeting Date: 03-May-22 Meeting Type: Annual 1 Elect Joseph Alvarado Management For Voted - For 2 Elect Rhys J. Best Management For Voted - For 3 Elect Antonio Carrillo Management For Voted - For 4 Elect Jeffrey A. Craig Management For Voted - For 5 Elect Ronald J. Gafford Management For Voted - For 6 Elect John W. Lindsay Management For Voted - For 7 Elect Kimberly S. Lubel Management For Voted - For 8 Elect Julie A. Piggott Management For Voted - For 9 Elect Douglas L. Rock Management For Voted - For 10 Elect Melanie M. Trent Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For ARGAN, INC. Security ID: 04010E109 Ticker: AGX Meeting Date: 21-Jun-22 Meeting Type: Annual 1.1 Elect Rainer H. Bosselmann Management For Voted - For 3068 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 1.2 Elect Cynthia A. Flanders Management For Voted - For 1.3 Elect Peter W. Getsinger Management For Voted - For 1.4 Elect William F. Griffin, Jr. Management For Voted - For 1.5 Elect John R. Jeffrey, Jr. Management For Voted - For 1.6 Elect Mano S. Koilpillai Management For Voted - For 1.7 Elect William F. Leimkuhler Management For Voted - For 1.8 Elect W.G. Champion Mitchell Management For Voted - For 1.9 Elect James W. Quinn Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ASTEC INDUSTRIES, INC. Security ID: 046224101 Ticker: ASTE Meeting Date: 28-Apr-22 Meeting Type: Annual 1.1 Elect Tracey H. Cook Management For Voted - For 1.2 Elect Mary L. Howell Management For Voted - For 1.3 Elect Linda Knoll Management For Voted - For 1.4 Elect William Bradley Southern Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For ATKORE INC. Security ID: 047649108 Ticker: ATKR Meeting Date: 27-Jan-22 Meeting Type: Annual 1 Elect Jeri L. Isbell Management For Voted - For 2 Elect Wilbert W. James, Jr. Management For Voted - For 3 Elect Betty R. Johnson Management For Voted - For 4 Elect Justin A. Kershaw Management For Voted - For 5 Elect Scott H. Muse Management For Voted - For 6 Elect Michael V. Schrock Management For Voted - For 7 Elect William R. VanArsdale Management For Voted - For 8 Elect William E. Waltz Jr. Management For Voted - For 9 Elect A. Mark Zeffiro Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For ATLAS TECHNICAL CONSULTANTS, INC. Security ID: 049430101 Ticker: ATCX Meeting Date: 09-Jun-22 Meeting Type: Annual 1.1 Elect Thomas H. Henley Management For Voted - Withheld 1.2 Elect Leonard K. Lemoine Management For Voted - For 1.3 Elect Collis Temple, III Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3069 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elimination of Supermajority Requirement Management For Voted - For BADGER METER, INC. Security ID: 056525108 Ticker: BMI Meeting Date: 29-Apr-22 Meeting Type: Annual 1.1 Elect Todd A. Adams Management For Voted - For 1.2 Elect Kenneth C. Bockhorst Management For Voted - For 1.3 Elect Henry F. Brooks Management For Voted - For 1.4 Elect Melanie K. Cook Management For Voted - For 1.5 Elect Gale E. Klappa Management For Voted - For 1.6 Elect James W. McGill Management For Voted - For 1.7 Elect Tessa M. Myers Management For Voted - For 1.8 Elect James F. Stern Management For Voted - For 1.9 Elect Glen E. Tellock Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Shareholder Proposal Regarding Board Diversity Report Shareholder Against Voted - For BUILDERS FIRSTSOURCE, INC. Security ID: 12008R107 Ticker: BLDR Meeting Date: 14-Jun-22 Meeting Type: Annual 1 Elect Mark A. Alexander Management For Voted - For 2 Elect Dirkson R Charles Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 Shareholder N/A Voted - For CALIX, INC. Security ID: 13100M509 Ticker: CALX Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Christopher Bowick Management For Voted - For 1.2 Elect Kira Makagon Management For Voted - For 1.3 Elect Michael Matthews Management For Voted - For 1.4 Elect Carl Russo Management For Voted - For 2 Amendment to the 2019 Equity Incentive Award Plan Management For Voted - For 3 Amendment to the Employee Stock Purchase Plan Management For Voted - For 4 Amendment to the 2017 Nonqualified Employee Stock Purchase Plan Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 3070 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted CARLISLE COMPANIES INCORPORATED Security ID: 142339100 Ticker: CSL Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Robin J. Adams Management For Voted - For 2 Elect Jonathan R. Collins Management For Voted - For 3 Elect D. Christian Koch Management For Voted - For 4 Amendment to Articles Regarding Enhanced Voting Rights Management For Voted - For 5 Ratification of Auditor Management For Voted - For 6 Amendment to the 2019 Incentive Compensation Program Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For CENTURY ALUMINUM COMPANY Security ID: 156431108 Ticker: CENX Meeting Date: 13-Jun-22 Meeting Type: Annual 1.1 Elect Jarl Berntzen Management For Voted - For 1.2 Elect Jennifer Bush Management For Voted - For 1.3 Elect Jesse Gary Management For Voted - For 1.4 Elect Errol Glasser Management For Voted - For 1.5 Elect Wilhelm van Jaarsveld Management For Voted - For 1.6 Elect Andrew G. Michelmore Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For CLEVELAND-CLIFFS INC. Security ID: 185899101 Ticker: CLF Meeting Date: 27-Apr-22 Meeting Type: Annual 1.1 Elect C. Lourenco Goncalves Management For Voted - For 1.2 Elect Douglas C. Taylor Management For Voted - Withheld 1.3 Elect John T. Baldwin Management For Voted - Withheld 1.4 Elect Robert P. Fisher, Jr. Management For Voted - For 1.5 Elect William K. Gerber Management For Voted - For 1.6 Elect Susan M. Green Management For Voted - For 1.7 Elect Ralph S. Michael, III Management For Voted - Withheld 1.8 Elect Janet L. Miller Management For Voted - For 1.9 Elect Gabriel Stoliar Management For Voted - For 1.10 Elect Arlene M. Yocum Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For 3071 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted COLUMBUS MCKINNON CORPORATION Security ID: 199333105 Ticker: CMCO Meeting Date: 19-Jul-21 Meeting Type: Annual 1.1 Elect Richard H. Fleming Management For Voted - For 1.2 Elect David J. Wilson Management For Voted - For 1.3 Elect Nicholas T. Pinchuk Management For Voted - For 1.4 Elect Liam G. McCarthy Management For Voted - For 1.5 Elect Heath A. Mitts Management For Voted - For 1.6 Elect Kathryn V. Roedel Management For Voted - For 1.7 Elect Aziz S. Aghili Management For Voted - For 1.8 Elect Jeanne Beliveau-Dunn Management For Voted - For 1.9 Elect Michael Dastoor Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For COMMERCIAL METALS COMPANY Security ID: 201723103 Ticker: CMC Meeting Date: 12-Jan-22 Meeting Type: Annual 1 Elect Lisa M. Barton Management For Voted - For 2 Elect Gary E. McCullough Management For Voted - For 3 Elect Charles L. Szews Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For CONSTRUCTION PARTNERS, INC. Security ID: 21044C107 Ticker: ROAD Meeting Date: 22-Feb-22 Meeting Type: Annual 1 Elect Ned N. Fleming, III Management For Voted - Withheld 2 Elect Charles E. Owens Management For Voted - For 3 Elect Fred J. Smith III Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Approval of the Employee Stock Purchase Plan Management For Voted - For 6 Advisory Vote on Executive Compensation Management For Voted - For 7 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year CRANE CO. Security ID: 224399105 Ticker: CR Meeting Date: 16-May-22 Meeting Type: Annual 1 Elect Martin R. Benante Management For Voted - For 2 Elect Michael Dinkins Management For Voted - For 3072 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Elect Ronald C. Lindsay Management For Voted - For 4 Elect Ellen McClain Management For Voted - For 5 Elect Charles G. McClure, Jr. Management For Voted - For 6 Elect Max H. Mitchell Management For Voted - For 7 Elect Jennifer M. Pollino Management For Voted - For 8 Elect John S. Stroup Management For Voted - For 9 Elect James L. L. Tullis Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Reorganization Management For Voted - For CSW INDUSTRIALS, INC. Security ID: 126402106 Ticker: CSWI Meeting Date: 25-Aug-21 Meeting Type: Annual 1.1 Elect Joseph B. Armes Management For Voted - For 1.2 Elect Michael R. Gambrell Management For Voted - For 1.3 Elect Terry L. Johnston Management For Voted - For 1.4 Elect Linda A. Livingstone Management For Voted - For 1.5 Elect Robert M. Swartz Management For Voted - For 1.6 Elect J. Kent Sweezey Management For Voted - For 1.7 Elect Debra L. Von Storch Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For CSX CORPORATION Security ID: 126408103 Ticker: CSX Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Donna M. Alvarado Management For Voted - For 2 Elect Thomas P. Bostick Management For Voted - For 3 Elect James M. Foote Management For Voted - For 4 Elect Steven T. Halverson Management For Voted - For 5 Elect Paul C. Hilal Management For Voted - For 6 Elect David M. Moffett Management For Voted - For 7 Elect Linda H. Riefler Management For Voted - For 8 Elect Suzanne M. Vautrinot Management For Voted - For 9 Elect James L. Wainscott Management For Voted - For 10 Elect J. Steven Whisler Management For Voted - For 11 Elect John J. Zillmer Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 3073 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted CUSTOM TRUCK ONE SOURCE, INC. Security ID: 23204X103 Ticker: CTOS Meeting Date: 14-Jun-22 Meeting Type: Annual 1.1 Elect Mary M. Jackson Management For Voted - For 1.2 Elect Bryan Kelln Management For Voted - For 1.3 Elect Georgia R. Nelson Management For Voted - For 1.4 Elect Fred Ross Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Approval of the 2022 Employee Stock Purchase Plan Management For Voted - For DEERE & COMPANY Security ID: 244199105 Ticker: DE Meeting Date: 23-Feb-22 Meeting Type: Annual 1 Elect Leanne G. Caret Management For Voted - For 2 Elect Tamra A. Erwin Management For Voted - For 3 Elect Alan C. Heuberger Management For Voted - For 4 Elect Charles O. Holliday, Jr. Management For Voted - For 5 Elect Michael O. Johanns Management For Voted - For 6 Elect Clayton M. Jones Management For Voted - For 7 Elect John C. May Management For Voted - For 8 Elect Gregory R. Page Management For Voted - For 9 Elect Sherry M. Smith Management For Voted - For 10 Elect Dmitri L. Stockton Management For Voted - For 11 Elect Sheila G. Talton Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Approval of the Non-Employee Director Stock Ownership Plan Management For Voted - For 15 Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings Shareholder Against Voted - For DXP ENTERPRISES, INC. Security ID: 233377407 Ticker: DXPE Meeting Date: 10-Jun-22 Meeting Type: Annual 1.1 Elect David R. Little Management For Voted - For 1.2 Elect Kent Yee Management For Voted - Withheld 1.3 Elect Joseph R. Mannes Management For Voted - For 1.4 Elect Timothy P. Halter Management For Voted - For 1.5 Elect David Patton Management For Voted - Withheld 1.6 Elect Karen Hoffman Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 3074 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted DYCOM INDUSTRIES, INC. Security ID: 267475101 Ticker: DY Meeting Date: 26-May-22 Meeting Type: Annual 1 Elect Eitan Gertel Management For Voted - For 2 Elect Stephen C. Robinson Management For Voted - For 3 Elect Carmen M. Sabater Management For Voted - For 4 Elect Richard K. Sykes Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to the 2012 Long-Term Incentive Plan Management For Voted - For EAGLE MATERIALS INC. Security ID: 26969P108 Ticker: EXP Meeting Date: 03-Aug-21 Meeting Type: Annual 1 Elect F. William Barnett Management For Voted - For 2 Elect Richard Beckwitt Management For Voted - For 3 Elect Ed H. Bowman Management For Voted - For 4 Elect Michael R. Haack Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For EATON CORPORATION PLC Security ID: G29183103 Ticker: ETN Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Craig Arnold Management For Voted - For 2 Elect Christopher M. Connor Management For Voted - For 3 Elect Olivier Leonetti Management For Voted - For 4 Elect Deborah L. McCoy Management For Voted - For 5 Elect Silvio Napoli Management For Voted - For 6 Elect Gregory R. Page Management For Voted - For 7 Elect Sandra Pianalto Management For Voted - For 8 Elect Robert V. Pragada Management For Voted - For 9 Elect Lori J. Ryerkerk Management For Voted - For 10 Elect Gerald B. Smith Management For Voted - For 11 Elect Dorothy C. Thompson Management For Voted - For 12 Elect Darryl L. Wilson Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For 15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authority to Repurchase Shares Management For Voted - For 18 Reduction in Non-Distributable Reserves Management For Voted - For 3075 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted EMCOR GROUP, INC. Security ID: 29084Q100 Ticker: EME Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect John W. Altmeyer Management For Voted - For 2 Elect Anthony J. Guzzi Management For Voted - For 3 Elect Ronald L. Johnson Management For Voted - For 4 Elect David H. Laidley Management For Voted - For 5 Elect Carol P. Lowe Management For Voted - For 6 Elect M. Kevin McEvoy Management For Voted - For 7 Elect William P. Reid Management For Voted - For 8 Elect Steven B. Schwarzwaelder Management For Voted - For 9 Elect Robin A. Walker-Lee Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For EMERSON ELECTRIC CO. Security ID: 291011104 Ticker: EMR Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect Joshua B. Bolten Management For Voted - For 1.2 Elect William H. Easter III Management For Voted - For 1.3 Elect Surendralal L. Karsanbhai Management For Voted - For 1.4 Elect Lori M. Lee Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For EXPONENT, INC. Security ID: 30214U102 Ticker: EXPO Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect George H. Brown Management For Voted - For 2 Elect Catherine Ford Corrigan Management For Voted - For 3 Elect Paul R. Johnston Management For Voted - For 4 Elect Carol Lindstrom Management For Voted - For 5 Elect John B. Shoven Management For Voted - For 6 Elect Debra L. Zumwalt Management For Voted - For 7 Ratification of Auditor Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 3076 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted FASTENAL COMPANY Security ID: 311900104 Ticker: FAST Meeting Date: 23-Apr-22 Meeting Type: Annual 1 Elect Scott A. Satterlee Management For Voted - For 2 Elect Michael J. Ancius Management For Voted - For 3 Elect Stephen L. Eastman Management For Voted - For 4 Elect Daniel L. Florness Management For Voted - For 5 Elect Rita J. Heise Management For Voted - For 6 Elect Hsenghung Sam Hsu Management For Voted - For 7 Elect Daniel L. Johnson Management For Voted - For 8 Elect Nicholas J. Lundquist Management For Voted - For 9 Elect Sarah N. Nielsen Management For Voted - For 10 Elect Reyne K. Wisecup Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For FORTIVE CORPORATION Security ID: 34959J108 Ticker: FTV Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Elect Daniel L. Comas Management For Voted - For 2 Elect Sharmistha Dubey Management For Voted - For 3 Elect Rejji P. Hayes Management For Voted - For 4 Elect Wright L. Lassiter III Management For Voted - For 5 Elect James A. Lico Management For Voted - For 6 Elect Kate D. Mitchell Management For Voted - For 7 Elect Jeannine P. Sargent Management For Voted - For 8 Elect Alan G. Spoon Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Elimination of Supermajority Requirement Management For Voted - For 12 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against GIBRALTAR INDUSTRIES, INC. Security ID: 374689107 Ticker: ROCK Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Mark G. Barberio Management For Voted - For 2 Elect William T. Bosway Management For Voted - For 3 Elect Craig A. Hindman Management For Voted - For 4 Elect Gwendolyn G. Mizell Management For Voted - For 5 Elect Linda K. Myers Management For Voted - For 6 Elect James B. Nish Management For Voted - For 7 Elect Atlee Valentine Pope Management For Voted - For 3077 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Manish H. Shah Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the 2016 Stock Plan for Non-Employee Directors Management For Voted - For 11 Ratification of Auditor Management For Voted - For GRACO INC. Security ID: 384109104 Ticker: GGG Meeting Date: 29-Apr-22 Meeting Type: Annual 1 Elect Eric P. Etchart Management For Voted - For 2 Elect Jody H. Feragen Management For Voted - For 3 Elect J. Kevin Gilligan Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For GRANITE CONSTRUCTION INCORPORATED Security ID: 387328107 Ticker: GVA Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Patricia Galloway Management For Voted - For 2 Elect Alan P. Krusi Management For Voted - For 3 Elect Jeffrey J. Lyash Management For Voted - For 4 Elect Louis E. Caldera Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For H&E EQUIPMENT SERVICES, INC. Security ID: 404030108 Ticker: HEES Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect John M. Engquist Management For Voted - For 2 Elect Bradley W. Barber Management For Voted - For 3 Elect Paul N. Arnold Management For Voted - For 4 Elect Gary W. Bagley Management For Voted - For 5 Elect Bruce C. Bruckmann Management For Voted - For 6 Elect Patrick L. Edsell Management For Voted - For 7 Elect Thomas J. Galligan III Management For Voted - For 8 Elect Lawrence C. Karlson Management For Voted - Withheld 9 Elect Mary P. Thompson Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 3078 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted HAYNES INTERNATIONAL, INC. Security ID: 420877201 Ticker: HAYN Meeting Date: 22-Feb-22 Meeting Type: Annual 1 Elect Donald C. Campion Management For Voted - For 2 Elect Robert H. Getz Management For Voted - For 3 Elect Dawne S. Hickton Management For Voted - For 4 Elect Michael L. Shor Management For Voted - For 5 Elect Larry O. Spencer Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to the 2020 Incentive Compensation Plan Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For HERC HOLDINGS INC. Security ID: 42704L104 Ticker: HRI Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Patrick D. Campbell Management For Voted - For 2 Elect Lawrence H. Silber Management For Voted - For 3 Elect James H. Browning Management For Voted - For 4 Elect Shari L. Burgess Management For Voted - For 5 Elect Hunter C. Gary Management For Voted - For 6 Elect Jean K. Holley Management For Voted - For 7 Elect Michael A. Kelly Management For Voted - For 8 Elect Steven D. Miller Management For Voted - For 9 Elect Rakesh Sachdev Management For Voted - For 10 Elect Andrew J. Teno Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For HOWMET AEROSPACE, INC. Security ID: 443201108 Ticker: HWM Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect James F. Albaugh Management For Voted - For 2 Elect Amy E. Alving Management For Voted - For 3 Elect Sharon Barner Management For Voted - For 4 Elect Joseph S. Cantie Management For Voted - For 5 Elect Robert F. Leduc Management For Voted - For 6 Elect David J. Miller Management For Voted - For 7 Elect Jody G. Miller Management For Voted - For 8 Elect Nicole W. Piasecki Management For Voted - For 9 Elect John C. Plant Management For Voted - For 10 Elect Ulrich R. Schmidt Management For Voted - For 11 Ratification of Auditor Management For Voted - For 3079 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Advisory Vote on Executive Compensation Management For Voted - Against 13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For HUBBELL INCORPORATED Security ID: 443510607 Ticker: HUBB Meeting Date: 03-May-22 Meeting Type: Annual 1.1 Elect Gerben W. Bakker Management For Voted - For 1.2 Elect Carlos M. Cardoso Management For Voted - For 1.3 Elect Anthony J. Guzzi Management For Voted - For 1.4 Elect Rhett A. Hernandez Management For Voted - For 1.5 Elect Neal J. Keating Management For Voted - For 1.6 Elect Bonnie C. Lind Management For Voted - For 1.7 Elect John F. Malloy Management For Voted - For 1.8 Elect Jennifer M. Pollino Management For Voted - For 1.9 Elect John G. Russell Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For IDEX CORPORATION Security ID: 45167R104 Ticker: IEX Meeting Date: 06-May-22 Meeting Type: Annual 1 Elect Livingston Satterthwaite Management For Voted - For 2 Elect David C. Parry Management For Voted - For 3 Elect Eric D. Ashleman Management For Voted - For 4 Elect L. Paris Watts-Stanfield Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For INSTEEL INDUSTRIES, INC. Security ID: 45774W108 Ticker: IIIN Meeting Date: 15-Feb-22 Meeting Type: Annual 1.1 Elect Jon M. Ruth Management For Voted - For 1.2 Elect Joseph A. Rutkowski Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For JACOBS ENGINEERING GROUP INC. Security ID: 469814107 Ticker: J Meeting Date: 25-Jan-22 Meeting Type: Annual 1 Elect Steven J. Demetriou Management For Voted - For 3080 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Chris M.T. Thompson Management For Voted - For 3 Elect Priya Abani Management For Voted - For 4 Elect Vincent K. Brooks Management For Voted - For 5 Elect Ralph E. Eberhart Management For Voted - For 6 Elect Manuel J. Fernandez Management For Voted - For 7 Elect Georgette D. Kiser Management For Voted - For 8 Elect Barbara L. Loughran Management For Voted - For 9 Elect Robert A. McNamara Management For Voted - For 10 Elect Peter J. Robertson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - Against 12 Ratification of Auditor Management For Voted - For KANSAS CITY SOUTHERN Security ID: 485170302 Ticker: KSU Meeting Date: 10-Dec-21 Meeting Type: Special 1 Merger with Canadian Pacific Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For LINCOLN ELECTRIC HOLDINGS, INC. Security ID: 533900106 Ticker: LECO Meeting Date: 21-Apr-22 Meeting Type: Annual 1.1 Elect Brian D. Chambers Management For Voted - For 1.2 Elect Curtis E. Espeland Management For Voted - For 1.3 Elect Patrick P. Goris Management For Voted - For 1.4 Elect Michael F. Hilton Management For Voted - For 1.5 Elect Kathryn Jo Lincoln Management For Voted - For 1.6 Elect Christopher L. Mapes Management For Voted - For 1.7 Elect Phillip J. Mason Management For Voted - For 1.8 Elect Ben Patel Management For Voted - For 1.9 Elect Hellene S. Runtagh Management For Voted - Withheld 1.10 Elect Kellye L. Walker Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For LOUISIANA-PACIFIC CORPORATION Security ID: 546347105 Ticker: LPX Meeting Date: 27-Apr-22 Meeting Type: Annual 1 Elect Tracy A. Embree Management For Voted - For 2 Elect Lizanne C. Gottung Management For Voted - For 3 Elect Dustan E. McCoy Management For Voted - For 4 Ratification of Auditor Management For Voted - For 5 Approval of the 2022 Omnibus Stock Award Plan Management For Voted - For 3081 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Advisory Vote on Executive Compensation Management For Voted - For MARTIN MARIETTA MATERIALS, INC. Security ID: 573284106 Ticker: MLM Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Dorothy M. Ables Management For Voted - For 2 Elect Sue W. Cole Management For Voted - For 3 Elect Smith W. Davis Management For Voted - For 4 Elect Anthony R. Foxx Management For Voted - For 5 Elect John J. Koraleski Management For Voted - For 6 Elect C. Howard Nye Management For Voted - For 7 Elect Laree E. Perez Management For Voted - For 8 Elect Thomas H. Pike Management For Voted - For 9 Elect Michael J. Quillen Management For Voted - For 10 Elect Donald W. Slager Management For Voted - For 11 Elect David C. Wajsgras Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For MASTEC, INC. Security ID: 576323109 Ticker: MTZ Meeting Date: 19-May-22 Meeting Type: Annual 1.1 Elect C. Robert Campbell Management For Voted - For 1.2 Elect Robert J. Dwyer Management For Voted - For 1.3 Elect Ava L. Parker Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For MATRIX SERVICE COMPANY Security ID: 576853105 Ticker: MTRX Meeting Date: 02-Nov-21 Meeting Type: Annual 1 Elect Martha Z. Carnes Management For Voted - For 2 Elect John D. Chandler Management For Voted - For 3 Elect Carlin G. Conner Management For Voted - For 4 Elect John R. Hewitt Management For Voted - For 5 Elect Liane K. Hinrichs Management For Voted - For 6 Elect James H. Miller Management For Voted - Against 7 Elect Jim W. Mogg Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 3082 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted MDU RESOURCES GROUP, INC. Security ID: 552690109 Ticker: MDU Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Thomas S. Everist Management For Voted - For 2 Elect Karen B. Fagg Management For Voted - For 3 Elect David L. Goodin Management For Voted - For 4 Elect Dennis W. Johnson Management For Voted - For 5 Elect Patricia L. Moss Management For Voted - For 6 Elect Dale S. Rosenthal Management For Voted - For 7 Elect Edward A. Ryan Management For Voted - For 8 Elect David Sparby Management For Voted - For 9 Elect Chenxi Wang Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For MINERALS TECHNOLOGIES INC. Security ID: 603158106 Ticker: MTX Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Douglas T. Dietrich Management For Voted - For 2 Elect Carolyn K. Pittman Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For MRC GLOBAL INC. Security ID: 55345K103 Ticker: MRC Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Deborah G. Adams Management For Voted - For 2 Elect Leonard M. Anthony Management For Voted - For 3 Elect George J. Damiris Management For Voted - For 4 Elect Barbara J. Duganier Management For Voted - For 5 Elect Ronald Louis Jadin Management For Voted - For 6 Elect Cornelis A. Linse Management For Voted - For 7 Elect Robert J. Saltiel Management For Voted - For 8 Elect Robert L. Wood Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Amendment to the 2011 Omnibus Incentive Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For 3083 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted MUELLER INDUSTRIES, INC. Security ID: 624756102 Ticker: MLI Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Gregory L. Christopher Management For Voted - For 1.2 Elect Elizabeth Donovan Management For Voted - Withheld 1.3 Elect William C. Drummond Management For Voted - For 1.4 Elect Gary S. Gladstein Management For Voted - For 1.5 Elect Scott J. Goldman Management For Voted - For 1.6 Elect John B. Hansen Management For Voted - For 1.7 Elect Terry Hermanson Management For Voted - For 1.8 Elect Charles P. Herzog Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against MUELLER WATER PRODUCTS, INC. Security ID: 624758108 Ticker: MWA Meeting Date: 07-Feb-22 Meeting Type: Annual 1 Elect Shirley C. Franklin Management For Voted - For 2 Elect J. Scott Hall Management For Voted - For 3 Elect Thomas J. Hansen Management For Voted - For 4 Elect Mark J. O'Brien Management For Voted - For 5 Elect Christine Ortiz Management For Voted - For 6 Elect Bernard G. Rethore Management For Voted - For 7 Elect Jeffery S. Sharritts Management For Voted - For 8 Elect Lydia W. Thomas Management For Voted - For 9 Elect Michael T. Tokarz Management For Voted - For 10 Elect Stephen C. Van Arsdell Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For MYR GROUP INC. Security ID: 55405W104 Ticker: MYRG Meeting Date: 21-Apr-22 Meeting Type: Annual 1 Elect Bradley T. Favreau Management For Voted - For 2 Elect William D. Patterson Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - For 3084 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted NORFOLK SOUTHERN CORPORATION Security ID: 655844108 Ticker: NSC Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Thomas D. Bell Jr. Management For Voted - For 2 Elect Mitchell E. Daniels, Jr. Management For Voted - For 3 Elect Marcela E. Donadio Management For Voted - For 4 Elect John C. Huffard, Jr. Management For Voted - For 5 Elect Christopher T. Jones Management For Voted - For 6 Elect Thomas Colm Kelleher Management For Voted - For 7 Elect Steven F. Leer Management For Voted - For 8 Elect Michael D. Lockhart Management For Voted - For 9 Elect Amy E. Miles Management For Voted - For 10 Elect Claude Mongeau Management For Voted - For 11 Elect Jennifer F. Scanlon Management For Voted - For 12 Elect Alan H. Shaw Management For Voted - For 13 Elect James A. Squires Management For Voted - For 14 Elect John R. Thompson Management For Voted - For 15 Ratification of Auditor Management For Voted - For 16 Advisory Vote on Executive Compensation Management For Voted - For 17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - For NORTHWEST PIPE COMPANY Security ID: 667746101 Ticker: NWPX Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect Michael C. Franson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 4 Approval of the 2022 Stock Incentive Plan Management For Voted - For NOW INC. Security ID: 67011P100 Ticker: DNOW Meeting Date: 25-May-22 Meeting Type: Annual 1 Elect Terry Bonno Management For Voted - For 2 Elect David Cherechinsky Management For Voted - For 3 Elect Galen Cobb Management For Voted - For 4 Elect James Crandell Management For Voted - For 5 Elect Sonya Reed Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Advisory Vote on Executive Compensation Management For Voted - For 3085 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted NUCOR CORPORATION Security ID: 670346105 Ticker: NUE Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Norma B. Clayton Management For Voted - For 1.2 Elect Patrick J. Dempsey Management For Voted - For 1.3 Elect Christopher J. Kearney Management For Voted - For 1.4 Elect Laurette T. Koellner Management For Voted - For 1.5 Elect Joseph D. Rupp Management For Voted - For 1.6 Elect Leon J. Topalian Management For Voted - For 1.7 Elect John H. Walker Management For Voted - For 1.8 Elect Nadja Y. West Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For PARKER-HANNIFIN CORPORATION Security ID: 701094104 Ticker: PH Meeting Date: 27-Oct-21 Meeting Type: Annual 1 Elect Lee C. Banks Management For Voted - For 2 Elect Jillian C. Evanko Management For Voted - For 3 Elect Lance M. Fritz Management For Voted - For 4 Elect Linda A. Harty Management For Voted - For 5 Elect William F. Lacey Management For Voted - For 6 Elect Kevin A. Lobo Management For Voted - For 7 Elect Joseph Scaminace Management For Voted - For 8 Elect Ake Svensson Management For Voted - For 9 Elect Laura K. Thompson Management For Voted - For 10 Elect James R. Verrier Management For Voted - For 11 Elect James L. Wainscott Management For Voted - For 12 Elect Thomas L. Williams Management For Voted - For 13 Ratification of Auditor Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For PENTAIR PLC Security ID: G7S00T104 Ticker: PNR Meeting Date: 17-May-22 Meeting Type: Annual 1 Elect Mona Abutaleb Stephenson Management For Voted - For 2 Elect Melissa Barra Management For Voted - For 3 Elect Glynis A. Bryan Management For Voted - For 4 Elect T. Michael Glenn Management For Voted - For 5 Elect Theodore L. Harris Management For Voted - For 6 Elect David A. Jones Management For Voted - For 7 Elect Gregory E. Knight Management For Voted - For 3086 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Michael T. Speetzen Management For Voted - For 9 Elect John L. Stauch Management For Voted - For 10 Elect Billie I. Williamson Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For Voted - For POWELL INDUSTRIES, INC. Security ID: 739128106 Ticker: POWL Meeting Date: 16-Feb-22 Meeting Type: Annual 1.1 Elect Brett A. Cope Management For Voted - For 1.2 Elect John G. Stacey Management For Voted - For 1.3 Elect Richard E. Williams Management For Voted - Withheld 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Amendment to the 2014 Non-Employee Director Equity Incentive Plan Management For Voted - For PRIMORIS SERVICES CORPORATION Security ID: 74164F103 Ticker: PRIM Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Michael E. Ching Management For Voted - For 2 Elect Stephen C. Cook Management For Voted - For 3 Elect David L. King Management For Voted - For 4 Elect Carla S. Mashinski Management For Voted - For 5 Elect Terry D. McCallister Management For Voted - Withheld 6 Elect Thomas E. McCormick Management For Voted - For 7 Elect Jose R. Rodriguez Management For Voted - For 8 Elect John P. Schauerman Management For Voted - For 9 Elect Patricia K. Wagner Management For Voted - For 10 Ratification of Auditor Management For Voted - For 11 Approval of the Employee Stock Purchase Plan Management For Voted - For QUANTA SERVICES, INC. Security ID: 74762E102 Ticker: PWR Meeting Date: 27-May-22 Meeting Type: Annual 1 Elect Earl C. Austin, Jr. Management For Voted - For 2 Elect Doyle N. Beneby Management For Voted - For 3 Elect Vincent D. Foster Management For Voted - For 4 Elect Bernard Fried Management For Voted - For 5 Elect Worthing F. Jackman Management For Voted - For 3087 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Holli C. Ladhani Management For Voted - For 7 Elect David M. McClanahan Management For Voted - For 8 Elect Margaret B. Shannon Management For Voted - For 9 Elect Martha B. Wyrsch Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Amendment to the 2019 Equity Incentive Plan Management For Voted - For RBC BEARINGS INCORPORATED Security ID: 75524B104 Ticker: ROLL Meeting Date: 08-Sep-21 Meeting Type: Annual 1.1 Elect Richard R. Crowell Management For Voted - Withheld 1.2 Elect Steven H. Kaplan Management For Voted - For 1.3 Elect Alan Levine Management For Voted - Withheld 2 Ratification of Auditor Management For Voted - For 3 Approval of the 2021 Long-Term Incentive Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against REGAL REXNORD CORPORATION Security ID: 758750103 Ticker: RRX Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Jan A. Bertsch Management For Voted - For 2 Elect Stephen M. Burt Management For Voted - For 3 Elect Anesa T. Chaibi Management For Voted - For 4 Elect Theodore D. Crandall Management For Voted - For 5 Elect Christopher L. Doerr Management For Voted - For 6 Elect Michael F. Hilton Management For Voted - For 7 Elect Louis V. Pinkham Management For Voted - For 8 Elect Rakesh Sachdev Management For Voted - For 9 Elect Curtis W. Stoelting Management For Voted - For 10 Elect Robin A. Walker-Lee Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For RELIANCE STEEL & ALUMINUM CO. Security ID: 759509102 Ticker: RS Meeting Date: 18-May-22 Meeting Type: Annual 1 Elect Lisa L. Baldwin Management For Voted - For 2 Elect Karen W. Colonias Management For Voted - For 3 Elect Frank J. Dellaquila Management For Voted - For 4 Elect John G. Figueroa Management For Voted - For 5 Elect James D. Hoffman Management For Voted - For 6 Elect Mark V. Kaminski Management For Voted - For 3088 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Elect Karla R. Lewis Management For Voted - For 8 Elect Robert A. McEvoy Management For Voted - For 9 Elect David W. Seeger Management For Voted - For 10 Elect Douglas W. Stotlar Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Voted - Against REXNORD CORPORATION Security ID: 76169B102 Ticker: RXN Meeting Date: 01-Sep-21 Meeting Type: Special 1 Spin-Off and Merger of PMC Business with Regal Beloit Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For ROCKWELL AUTOMATION, INC. Security ID: 773903109 Ticker: ROK Meeting Date: 01-Feb-22 Meeting Type: Annual 1.1 Elect James P. Keane Management For Voted - For 1.2 Elect Blake D. Moret Management For Voted - For 1.3 Elect Thomas W. Rosamilia Management For Voted - For 1.4 Elect Patricia A. Watson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For RPM INTERNATIONAL INC. Security ID: 749685103 Ticker: RPM Meeting Date: 07-Oct-21 Meeting Type: Annual 1.1 Elect John M. Ballbach Management For Voted - For 1.2 Elect Bruce A. Carbonari Management For Voted - For 1.3 Elect Jenniffer D. Deckard Management For Voted - For 1.4 Elect Salvatore D. Fazzolari Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For RYERSON HOLDING CORPORATION Security ID: 783754104 Ticker: RYI Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Stephen P. Larson Management For Voted - For 3089 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Elect Philip E. Norment Management For Voted - For 3 Ratification of Auditor Management For Voted - For SEMPRA ENERGY Security ID: 816851109 Ticker: SRE Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Alan L. Boeckmann Management For Voted - For 2 Elect Andres Conesa Labastida Management For Voted - For 3 Elect Maria Contreras-Sweet Management For Voted - For 4 Elect Pablo A. Ferrero Management For Voted - For 5 Elect Jeffrey W. Martin Management For Voted - For 6 Elect Bethany J. Mayer Management For Voted - For 7 Elect Michael N. Mears Management For Voted - For 8 Elect Jack T. Taylor Management For Voted - For 9 Elect Cynthia L. Walker Management For Voted - For 10 Elect Cynthia J. Warner Management For Voted - For 11 Elect James C. Yardley Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Advisory Vote on Executive Compensation Management For Voted - For 14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For SPX CORPORATION Security ID: 784635104 Ticker: SPXC Meeting Date: 10-May-22 Meeting Type: Annual 1 Elect Eugene J. Lowe, III Management For Voted - For 2 Elect Patrick J. O'Leary Management For Voted - For 3 Elect David A. Roberts Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - For STEEL DYNAMICS, INC. Security ID: 858119100 Ticker: STLD Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Mark D. Millett Management For Voted - For 1.2 Elect Sheree L. Bargabos Management For Voted - For 1.3 Elect Keith E. Busse Management For Voted - For 1.4 Elect Kenneth W. Cornew Management For Voted - For 1.5 Elect Traci M. Dolan Management For Voted - For 1.6 Elect James C. Marcuccilli Management For Voted - For 1.7 Elect Bradley S. Seaman Management For Voted - For 1.8 Elect Gabriel L. Shaheen Management For Voted - For 1.9 Elect Luis M. Sierra Management For Voted - For 1.10 Elect Steven A. Sonnenberg Management For Voted - For 3090 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 1.11 Elect Richard P. Teets, Jr. Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For STERLING CONSTRUCTION COMPANY, INC. Security ID: 859241101 Ticker: STRL Meeting Date: 04-May-22 Meeting Type: Annual 1 Elect Roger A. Cregg Management For Voted - For 2 Elect Joseph Cutillo Management For Voted - For 3 Elect Julie A. Dill Management For Voted - For 4 Elect Dana C. O'Brien Management For Voted - For 5 Elect Charles R. Patton Management For Voted - For 6 Elect Thomas M. White Management For Voted - For 7 Elect Dwayne A. Wilson Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For SUMMIT MATERIALS, INC. Security ID: 86614U100 Ticker: SUM Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Joseph S. Cantie Management For Voted - For 1.2 Elect Anne M. Cooney Management For Voted - For 1.3 Elect Anne P. Noonan Management For Voted - For 1.4 Elect Tamla Oates-Forney Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For TEREX CORPORATION Security ID: 880779103 Ticker: TEX Meeting Date: 19-May-22 Meeting Type: Annual 1 Elect Paula H.J. Cholmondeley Management For Voted - For 2 Elect Don DeFosset Management For Voted - For 3 Elect John L. Garrison Jr. Management For Voted - For 4 Elect Thomas J. Hansen Management For Voted - For 5 Elect Sandie O'Connor Management For Voted - For 6 Elect Christopher Rossi Management For Voted - For 7 Elect Andra Rush Management For Voted - For 8 Elect David A. Sachs Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to Deferred Compensation Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For 3091 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted TETRA TECH, INC. Security ID: 88162G103 Ticker: TTEK Meeting Date: 01-Mar-22 Meeting Type: Annual 1 Elect Dan L. Batrack Management For Voted - For 2 Elect Gary R. Birkenbeuel Management For Voted - For 3 Elect J. Christopher Lewis Management For Voted - For 4 Elect Joanne M. Maguire Management For Voted - For 5 Elect Kimberly E. Ritrievi Management For Voted - For 6 Elect J. Kenneth Thompson Management For Voted - For 7 Elect Kirsten M. Volpi Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For THE GORMAN-RUPP COMPANY Security ID: 383082104 Ticker: GRC Meeting Date: 28-Apr-22 Meeting Type: Annual 1 Elect Donald H. Bullock, Jr. Management For Voted - For 2 Elect Jeffrey S. Gorman Management For Voted - For 3 Elect M. Ann Harlan Management For Voted - For 4 Elect Scott A. King Management For Voted - For 5 Elect Christopher H. Lake Management For Voted - For 6 Elect Sonja K. McClelland Management For Voted - For 7 Elect Vincent K. Petrella Management For Voted - For 8 Elect Kenneth R. Reynolds Management For Voted - For 9 Elect Rick R. Taylor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - For 11 Ratification of Auditor Management For Voted - For THE GREENBRIER COMPANIES, INC. Security ID: 393657101 Ticker: GBX Meeting Date: 07-Jan-22 Meeting Type: Annual 1 Elect Thomas B. Fargo Management For Voted - For 2 Elect Antonio O. Garza, Jr. Management For Voted - For 3 Elect James R. Huffines Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - Against 5 Ratification of Auditor Management For Voted - For 3092 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted TIMKENSTEEL CORPORATION Security ID: 887399103 Ticker: TMST Meeting Date: 04-May-22 Meeting Type: Annual 1.1 Elect Diane C. Creel Management For Voted - For 1.2 Elect Kenneth V. Garcia Management For Voted - For 1.3 Elect Ellis Jones Management For Voted - For 1.4 Elect Donald T. Misheff Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For TITAN MACHINERY INC. Security ID: 88830R101 Ticker: TITN Meeting Date: 06-Jun-22 Meeting Type: Annual 1.1 Elect Frank A. Anglin III Management For Voted - For 1.2 Elect David Meyer Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For TOPBUILD CORP. Security ID: 89055F103 Ticker: BLD Meeting Date: 02-May-22 Meeting Type: Annual 1 Elect Alec C. Covington Management For Voted - For 2 Elect Ernesto Bautista, III Management For Voted - For 3 Elect Robert Buck Management For Voted - For 4 Elect Joseph S. Cantie Management For Voted - For 5 Elect Tina M. Donikowski Management For Voted - For 6 Elect Mark A. Petrarca Management For Voted - For 7 Elect Nancy M. Taylor Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year TRANE TECHNOLOGIES PLC Security ID: G8994E103 Ticker: TT Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect Kirk E. Arnold Management For Voted - For 2 Elect Ann C. Berzin Management For Voted - For 3 Elect April Miller Boise Management For Voted - For 4 Elect John Bruton Management For Voted - For 5 Elect Jared L. Cohon Management For Voted - For 3093 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Gary D. Forsee Management For Voted - For 7 Elect Linda P. Hudson Management For Voted - For 8 Elect Myles Lee Management For Voted - For 9 Elect David S. Regnery Management For Voted - For 10 Elect John P. Surma Management For Voted - For 11 Elect Tony L. White Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For 14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 16 Set the Price Range at which the Company can Re-Allot Treasury Shares Management For Voted - For TRIMBLE INC. Security ID: 896239100 Ticker: TRMB Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect Steven W. Berglund Management For Voted - For 1.2 Elect James C. Dalton Management For Voted - For 1.3 Elect Borje Ekholm Management For Voted - For 1.4 Elect Ann Fandozzi Management For Voted - For 1.5 Elect Kaigham Gabriel Management For Voted - For 1.6 Elect Meaghan Lloyd Management For Voted - For 1.7 Elect Sandra MacQuillan Management For Voted - For 1.8 Elect Robert G. Painter Management For Voted - For 1.9 Elect Mark S. Peek Management For Voted - For 1.10 Elect Thomas W. Sweet Management For Voted - For 1.11 Elect Johan Wibergh Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For TRINITY INDUSTRIES, INC. Security ID: 896522109 Ticker: TRN Meeting Date: 09-May-22 Meeting Type: Annual 1.1 Elect William P. Ainsworth Management For Voted - For 1.2 Elect John J. Diez Management For Voted - For 1.3 Elect Leldon E. Echols Management For Voted - For 1.4 Elect Tyrone M. Jordan Management For Voted - For 1.5 Elect S. Todd Maclin Management For Voted - For 1.6 Elect E. Jean Savage Management For Voted - For 1.7 Elect Dunia A. Shive Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 3094 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted TUTOR PERINI CORPORATION Security ID: 901109108 Ticker: TPC Meeting Date: 18-May-22 Meeting Type: Annual 1.1 Elect Ronald N. Tutor Management For Voted - For 1.2 Elect Peter Arkley Management For Voted - Withheld 1.3 Elect Jigisha Desai Management For Voted - For 1.4 Elect Sidney J. Feltenstein Management For Voted - For 1.5 Elect Michael F. Horodniceanu Management For Voted - Withheld 1.6 Elect Michael R. Klein Management For Voted - Withheld 1.7 Elect Robert C. Lieber Management For Voted - Withheld 1.8 Elect Dennis D. Oklak Management For Voted - For 1.9 Elect Raymond R. Oneglia Management For Voted - For 1.10 Elect Dale Anne Reiss Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against U.S. CONCRETE, INC. Security ID: 90333L201 Ticker: USCR Meeting Date: 16-Aug-21 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For UNION PACIFIC CORPORATION Security ID: 907818108 Ticker: UNP Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect William J. DeLaney Management For Voted - For 2 Elect David B. Dillon Management For Voted - For 3 Elect Sheri H. Edison Management For Voted - For 4 Elect Teresa M. Finley Management For Voted - For 5 Elect Lance M. Fritz Management For Voted - For 6 Elect Deborah C. Hopkins Management For Voted - For 7 Elect Jane H. Lute Management For Voted - For 8 Elect Michael R. McCarthy Management For Voted - For 9 Elect Jose H. Villarreal Management For Voted - For 10 Elect Christopher J. Williams Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 3095 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted UNITED RENTALS, INC. Security ID: 911363109 Ticker: URI Meeting Date: 05-May-22 Meeting Type: Annual 1 Elect Jose B. Alvarez Management For Voted - For 2 Elect Marc A. Bruno Management For Voted - For 3 Elect Larry D. De Shon Management For Voted - For 4 Elect Matthew J. Flannery Management For Voted - For 5 Elect Bobby J. Griffin Management For Voted - For 6 Elect Kim Harris Jones Management For Voted - For 7 Elect Terri L. Kelly Management For Voted - For 8 Elect Michael J. Kneeland Management For Voted - For 9 Elect Gracia C. Martore Management For Voted - For 10 Elect Shiv Singh Management For Voted - For 11 Ratification of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For Voted - For 14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Voted - Against UNITED STATES STEEL CORPORATION Security ID: 912909108 Ticker: X Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Tracy A. Atkinson Management For Voted - For 2 Elect David B. Burritt Management For Voted - For 3 Elect Terry L. Dunlap Management For Voted - For 4 Elect John J. Engel Management For Voted - For 5 Elect John V. Faraci Management For Voted - For 6 Elect Murry S. Gerber Management For Voted - For 7 Elect Jeh C. Johnson Management For Voted - For 8 Elect Paul A. Mascarenas Management For Voted - For 9 Elect Michael H. McGarry Management For Voted - For 10 Elect David S. Sutherland Management For Voted - For 11 Elect Patricia A. Tracey Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Ratification of Auditor Management For Voted - For VALMONT INDUSTRIES, INC. Security ID: 920253101 Ticker: VMI Meeting Date: 26-Apr-22 Meeting Type: Annual 1.1 Elect Kaj den Daas Management For Voted - For 1.2 Elect James B. Milliken Management For Voted - For 1.3 Elect Catherine James Paglia Management For Voted - For 3096 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 1.4 Elect Ritu C. Favre Management For Voted - For 2 Approval of the 2022 Stock Plan Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For 4 Ratification of Auditor Management For Voted - For VULCAN MATERIALS COMPANY Security ID: 929160109 Ticker: VMC Meeting Date: 13-May-22 Meeting Type: Annual 1 Elect Kathleen L. Quirk Management For Voted - For 2 Elect David P. Steiner Management For Voted - For 3 Elect Lee J. Styslinger III Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For 5 Ratification of Auditor Management For Voted - For WABASH NATIONAL CORPORATION Security ID: 929566107 Ticker: WNC Meeting Date: 11-May-22 Meeting Type: Annual 1 Elect Therese M. Bassett Management For Voted - For 2 Elect John G. Boss Management For Voted - For 3 Elect Larry J. Magee Management For Voted - For 4 Elect Ann D. Murtlow Management For Voted - For 5 Elect Scott K. Sorensen Management For Voted - For 6 Elect Stuart A. Taylor, II Management For Voted - For 7 Elect Brent L. Yeagy Management For Voted - For 8 Advisory Vote on Executive Compensation Management For Voted - For 9 Ratification of Auditor Management For Voted - For WESCO INTERNATIONAL, INC. Security ID: 95082P105 Ticker: WCC Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect John J. Engel Management For Voted - For 1.2 Elect Anne M. Cooney Management For Voted - For 1.3 Elect Matthew J. Espe Management For Voted - For 1.4 Elect Bobby J. Griffin Management For Voted - For 1.5 Elect John K. Morgan Management For Voted - For 1.6 Elect Steven A. Raymund Management For Voted - For 1.7 Elect James L. Singleton Management For Voted - For 1.8 Elect Easwaran Sundaram Management For Voted - For 1.9 Elect Laura K. Thompson Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Ratification of Auditor Management For Voted - For 3097 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted WESTLAKE CORPORATION Security ID: 960413102 Ticker: WLK Meeting Date: 12-May-22 Meeting Type: Annual 1.1 Elect Albert Chao Management For Voted - Withheld 1.2 Elect David T. Chao Management For Voted - For 1.3 Elect Michael J. Graff Management For Voted - For 2 Ratification of Auditor Management For Voted - For WILLDAN GROUP, INC. Security ID: 96924N100 Ticker: WLDN Meeting Date: 09-Jun-22 Meeting Type: Annual 1 Elect Thomas D. Brisbin Management For Voted - For 2 Elect Steven A. Cohen Management For Voted - For 3 Elect Cynthia A. Downes Management For Voted - For 4 Elect Dennis V. McGinn Management For Voted - For 5 Elect Wanda Reder Management For Voted - For 6 Elect Keith W. Renken Management For Voted - For 7 Elect Mohammed Shahidehpour Management For Voted - For 8 Ratification of Auditor Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the 2008 Performance Incentive Plan Management For Voted - For WOODWARD, INC. Security ID: 980745103 Ticker: WWD Meeting Date: 26-Jan-22 Meeting Type: Annual 1 Elect Rajeev Bhalla Management For Voted - For 2 Elect John D. Cohn Management For Voted - For 3 Elect Eileen P. Drake Management For Voted - For 4 Elect Gregg C. Sengstack Management For Voted - For 5 Advisory Vote on Executive Compensation Management For Voted - For 6 Ratification of Auditor Management For Voted - For 7 Amendment to the 2017 Omnibus Incentive Plan Management For Voted - For ZURN WATER SOLUTIONS CORPORATION Security ID: 98983L108 Ticker: ZWS Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect Mark S. Bartlett Management For Voted - For 1.2 Elect Jacques "Don" Donavan Butler Management For Voted - For 1.3 Elect David C. Longren Management For Voted - For 1.4 Elect George C. Moore Management For Voted - For 3098 --------------------------------------------------------------------------------------------------- Global X U.S. Infrastructure Development ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Ratification of Auditor Management For Voted - For Meeting Date: 26-May-22 Meeting Type: Special 1 Stock Issuance for Merger with Elkay Management For Voted - For 2 Amendment to the Corporation Performance Incentive Plan Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For 3099 --------------------------------------------------------------------------------------------------- Global X U.S. Preferred ETF Proposal Proposed by Mgt. Position Registrant Voted ALABAMA POWER COMPANY Security ID: 010392462 Ticker: ALP-PQ Meeting Date: 22-Apr-22 Meeting Type: Annual 1 Elect Angus R. Cooper Management For Voted - For 2 Elect Mark. A Crosswhite Management For Voted - For 3 Elect O.B. Grayson Hall Jr. Management For Voted - For 4 Elect Anthony A. Joseph Management For Voted - Against 5 Elect Catherine J. Randall Management For Voted - For 6 Elect Kevin B. Savoy Management For Voted - For 7 Elect R. Mitchell Shackleford Management For Voted - For 8 Elect Charisse D. Stokes Management For Voted - For 9 Elect Selwyn M. Vickers Management For Voted - For 10 Elect Phillip M. Webb Management For Voted - For ATHENE HOLDING LTD. Security ID: 04686J408 Ticker: ATH Meeting Date: 21-Dec-21 Meeting Type: Special 1 Merger with Apollo Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For ATHENE HOLDING LTD. Security ID: G0684D305 Ticker: ATH Meeting Date: 21-Dec-21 Meeting Type: Special 1 Merger with Apollo Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For BANK OF AMERICA CORPORATION Security ID: 060505583 Ticker: BAC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Sharon L. Allen Management For Voted - For 2 Elect Frank P. Bramble, Sr. Management For Voted - For 3 Elect Pierre J. P. de Weck Management For Voted - For 4 Elect Arnold W. Donald Management For Voted - For 5 Elect Linda P. Hudson Management For Voted - For 6 Elect Monica C. Lozano Management For Voted - For 7 Elect Brian T. Moynihan Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 3100 --------------------------------------------------------------------------------------------------- Global X U.S. Preferred ETF Proposal Proposed by Mgt. Position Registrant Voted 10 Elect Clayton S. Rose Management For Voted - For 11 Elect Michael D. White Management For Voted - For 12 Elect Thomas D. Woods Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Elect Maria T. Zuber Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Ratification of Exclusive Forum Provision Management For Voted - Against 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC Security ID: 34960P408 Ticker: FTAI Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Paul R. Goodwin Management For Voted - For 1.2 Elect Ray M. Robinson Management For Voted - For 2 Ratification of Auditor Management For Voted - For PROSPECT CAPITAL CORPORATION Security ID: 74348T565 Ticker: PSEC Meeting Date: 10-Jun-22 Meeting Type: Special 1 Authority to Sell or Issue Shares Below Net Asset Value Management For Voted - For SIGNATURE BANK Security ID: 82669G203 Ticker: SBNY Meeting Date: 27-Apr-22 Meeting Type: Special 1 Authority to Repurchase Shares Management For Voted - For 3101 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted AECON GROUP INC. Security ID: 00762V109 Ticker: ARE Meeting Date: 07-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect John M. Beck Management For Voted - For 3 Elect John W. Brace Management For Voted - For 4 Elect Anthony P. Franceschini Management For Voted - For 5 Elect J. D. Hole Management For Voted - For 6 Elect Susan Wolburgh Jenah Management For Voted - For 7 Elect Eric S. Rosenfeld Management For Voted - For 8 Elect Jean-Louis Servranckx Management For Voted - For 9 Elect Monica Sloan Management For Voted - For 10 Elect Deborah Stein Management For Voted - For 11 Elect Scott Thon Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Appointment of Auditor and Authority to Set Fees Management For Voted - For AZARGA URANIUM CORP. Security ID: 05477Y108 Ticker: AZZ Meeting Date: 16-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Merger Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting BANNERMAN ENERGY LIMITED Security ID: Q1291U101 Ticker: BMN Meeting Date: 19-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Ronald (Ronnie) H. Beevor Management For Voted - For 4 Re-elect Michael (Mike) Leech Management For Voted - For 5 Approve Issue of Securities (10% Placement Facility) Management For Voted - For 6 Ratify Placement of Securities Management For Voted - For 7 Equity Grant (MD/CEO Brandon Munro) Management For Voted - For 8 Equity Grant (NED Ronnie Beevor) Management For Voted - For 9 Approve Termination Benefits (Employee Incentive Plan) Management For Voted - For 10 Approve Termination Benefits (Non-Executive Director Share Incentive Plan) Management For Voted - For 3102 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 11 Approve Termination Benefits (Executive Severance Policy) Management For Voted - For BANNERMAN RESOURCES LIMITED Security ID: Q1291U101 Ticker: BMN Meeting Date: 13-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Change in Company Name Management N/A Voted - For 3 Ratify Placement of Securities Management N/A Voted - For BERKELEY ENERGIA LIMITED Security ID: Q1482M108 Ticker: BKY Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Remuneration Report Management For Voted - For 4 Re-elect Ian P. Middlemas Management For Voted - For 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Approve Issue of Securities (10% Placement Facility) Management For Voted - For BHP GROUP PLC Security ID: G10877127 Ticker: BHP Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Appointment of Auditor Management For Voted - For 3 Authority to Set Auditor's Fees Management For Voted - For 4 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 6 Authority to Repurchase Shares Management For Voted - For 7 Remuneration Report (Advisory - UK) Management For Voted - For 8 Remuneration Report (Advisory - AUS) Management For Voted - For 9 Equity Grant (CEO Mike Henry) Management For Voted - For 10 Elect Terence (Terry) J. Bowen Management For Voted - For 11 Elect Malcolm W. Broomhead Management For Voted - For 12 Elect Xiaoqun Clever Management For Voted - For 13 Elect Ian D. Cockerill Management For Voted - For 14 Elect Gary J. Goldberg Management For Voted - For 15 Elect Mike Henry Management For Voted - For 16 Elect Ken N. MacKenzie Management For Voted - For 17 Elect John Mogford Management For Voted - For 18 Elect Christine O'Reilly Management For Voted - For 19 Elect Dion J. Weisler Management For Voted - For 20 Approval of Climate Transition Action Plan Management For Voted - Against 3103 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 21 Shareholder Proposal Regarding Facilitating Nonbinding Proposals Shareholder Against Voted - Abstain 22 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder For Voted - For 23 Shareholder Proposal Regarding Disclosure Concerning Coal, Oil and Gas Assets Shareholder Against Voted - Against 24 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Jan-22 Meeting Type: Ordinary 1 Effect Scheme of Arrangement and Unification Management For Voted - For 2 Special Voting Share Buy-Back Management For Voted - For 3 Special Voting Share Buy-Back (Class Rights Action) Management For Voted - For 4 Amendments to Articles of Association to Facilitate Scheme Management For Voted - For 5 Change in Status of Plc (Class Rights Action) Management For Voted - For 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 20-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Approve Scheme of Arrangement and Unification Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting BOSS ENERGY LIMITED Security ID: Q1705F104 Ticker: BOE Meeting Date: 24-Nov-21 Meeting Type: Annual 1 Remuneration Report Management For Voted - For 2 Re-elect Bryn L. Jones Management For Voted - For 3 Re-elect Peter E. O'Connor Management For Voted - For 4 Approve Increase in NEDs' Fee Cap Management For Voted - For 5 Approve Share Consolidation Management For Voted - For 6 Appointment of Auditor Management For Voted - For 7 Ratify Placement of Securities (Listing Rules 7.1) Management For Voted - For 8 Ratify Placement of Securities (Listing Rules 7.1A) Management For Voted - For 9 Equity Grant (MD/CEO Duncan Craib) Management For Voted - Against 10 Non-Voting Meeting Note N/A N/A Non-Voting BOSS ENERGY LIMITED Security ID: Q1705F161 Ticker: BOE Meeting Date: 29-Apr-22 Meeting Type: Ordinary 1 Ratify Placement of Securities Management For Voted - For 2 Approve Placement of Securities Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 3104 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted CAMECO CORPORATION Security ID: 13321L108 Ticker: CCO Meeting Date: 10-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Leontine van Leeuwen-Atkins Management For Voted - For 3 Elect Ian D. Bruce Management For Voted - For 4 Elect Daniel Camus Management For Voted - For 5 Elect Donald H.F. Deranger Management For Voted - For 6 Elect Catherine A. Gignac Management For Voted - For 7 Elect Timothy S. Gitzel Management For Voted - For 8 Elect Jim Gowans Management For Voted - For 9 Elect Kathryn Jackson Management For Voted - For 10 Elect Donald B. Kayne Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Advisory Vote on Executive Compensation Management For Voted - For 13 Declaration of Canadian Residency Status Management N/A Voted - Abstain 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting CENTRUS ENERGY CORP. Security ID: 15643U104 Ticker: LEU Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Elect Mikel H. Williams Management For Voted - For 2 Elect Kirkland H. Donald Management For Voted - For 3 Elect W. Thomas Jagodinski Management For Voted - For 4 Elect Tina W. Jonas Management For Voted - Withheld 5 Elect William J. Madia Management For Voted - For 6 Elect Daniel B. Poneman Management For Voted - For 7 Elect Bradley J. Sawatzke Management For Voted - For 8 Elect Neil S. Subin Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Ratification of Auditor Management For Voted - For CGN MINING COMPANY LIMITED Security ID: G2029E105 Ticker: 1164 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect AN Junjing Management For Voted - Against 5 Elect XU Junmei Management For Voted - For 6 Elect SUN Xu Management For Voted - Against 3105 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against CGN POWER CO LTD. Security ID: Y1300C101 Ticker: 1816 Meeting Date: 27-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WANG Hongjun Management For Voted - For 3 Directors' Fees Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Annual Report Management For Voted - For 5 Accounts and Reports Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Investment plan and capital expenditure budget Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Appointment of Internal Control Auditor and Authority to Set Fees Management For Voted - For 10 Elect PANG Xiaowen as Supervisor Management For Voted - For 11 Yang Changli Management For Voted - For 12 Gao Ligang Management For Voted - For 13 Jiang Dajin Management For Voted - For 14 Shi Bing Management For Voted - For 15 Wang Hongjun Management For Voted - For 16 Gu Jian Management For Voted - For 17 Li Fuyou Management For Voted - For 18 Yang Jiayi Management For Voted - For 19 Xia Geming Management For Voted - For 20 Tang Chi Cheung Management For Voted - For 21 Chen Sui Management For Voted - For 22 Hu Yaoqi Management For Voted - For 23 Pang Xiaowen Management For Voted - For 24 Zhang Baishan Management For Voted - For 25 Zhu Hui Management For Voted - For 26 Wang Hongxin Management For Voted - For 27 Approval of the 2023 - 2025 Financial Services Framework Agreement Management For Voted - For 28 Authority to Register and Issue Debt Financing Instruments Management For Voted - For 29 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 30 Authority to Repurchase Shares Management For Voted - For 3106 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 27-May-22 Meeting Type: Other 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Authority to Repurchase A Shares and/or H Shares Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting DAEWOO ENGINEERING & CONSTRUCTION CO., LTD Security ID: Y1888W107 Ticker: 047040 Meeting Date: 28-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Baek Jung Wan Management For Voted - For 4 Elect KIM Jai Woung Management For Voted - Against 5 Elect LEE In Seok Management For Voted - Against 6 Election of Independent Director to Be Appointed as Audit Committee Member: YUN Kwang Lim Management For Voted - For 7 Election of Audit Committee Member: KIM Jai Woung Management For Voted - Against 8 Election of Audit Committee Member: LEE In Seok Management For Voted - Against Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Election of Independent Director: KIM Jae Jung (3-year term) Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Directors' Fees Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Special 1 Elect LIM Seon Suk Management For Voted - For DEEP YELLOW LIMITED Security ID: Q3288V217 Ticker: DYL Meeting Date: 29-Nov-21 Meeting Type: Annual 1 Remuneration Report Management For Voted - For 2 Re-elect Mervyn Greene Management For Voted - Against 3 Elect Chris Salisbury Management For Voted - For 4 Equity Grant (MD/CEO John Borshoff) Management For Voted - For 5 Equity Grant (Executive Director Gillian Swaby) Management For Voted - For 6 Renew Deep Yellow Awards Plan Management For Voted - For 7 Equity Grant (NED Mervyn Greene - Options) Management For Voted - For 8 Equity Grant (NED Justin Reid - Options) Management For Voted - For 9 Equity Grant (NED Chris Salisbury - Options) Management For Voted - Against 10 Ratify Placement of Securities (Listing Rule 7.1) Management For Voted - For 11 Ratify Placement of Securities (Listing Rule 7.1A) Management For Voted - For 3107 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Non-Voting Meeting Note N/A N/A Non-Voting DENISON MINES CORP. Security ID: 248356107 Ticker: DML Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect David Cates Management For Voted - For 3 Elect Brian D. Edgar Management For Voted - For 4 Elect Ron F. Hochstein Management For Voted - For 5 Elect Yun Chang Jeong Management For Voted - For 6 Elect David Neuburger Management For Voted - For 7 Elect Laurie Sterritt Management For Voted - For 8 Elect Jennifer Traub Management For Voted - For 9 Elect Patricia M. Volker Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO.,LTD Security ID: Y2102C109 Ticker: 034020 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect JEONG Yeon Ein Management For Voted - For 4 Elect KIM Dae Gi Management For Voted - Against 5 Elect LEE Joon Ho Management For Voted - Against 6 Election of Audit Committee Member: KIM Dae Gi Management For Voted - Against 7 Election of Audit Committee Member: LEE Joon Ho Management For Voted - Against 8 Directors' Fees Management For Voted - For 9 Adoption of Executive Officer Retirement Allowance Policy Management For Voted - Against ENCORE ENERGY CORP. Security ID: 29259W106 Ticker: EU Meeting Date: 04-Jan-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect William M. Sheriff Management For Voted - For 4 Elect William B. Harris Management For Voted - Against 5 Elect Mark S. Pelizza Management For Voted - For 6 Elect Richard M. Cherry Management For Voted - For 7 Elect Dennis E. Stover Management For Voted - For 8 Elect W. Paul Goranson Management For Voted - For 3108 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Elect Nathan A. Tewalt Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Stock Option Plan Renewal Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect William M. Sheriff Management For Voted - For 4 Elect William B. Harris Management For Voted - Against 5 Elect Mark S. Pelizza Management For Voted - For 6 Elect Richard M. Cherry Management For Voted - For 7 Elect Dennis E. Stover Management For Voted - For 8 Elect W. Paul Goranson Management For Voted - For 9 Elect Nathan A. Tewalt Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Stock Option Plan Renewal Management For Voted - For ENERGY FUELS INC. Security ID: 292671708 Ticker: EFR Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect J. Birks Bovaird Management For Voted - For 3 Elect Mark S. Chalmers Management For Voted - For 4 Elect Benjamin Eshleman III Management For Voted - For 5 Elect Ivy Estabrooke Management For Voted - For 6 Elect Barbara A. Filas Management For Voted - For 7 Elect Bruce D. Hansen Management For Voted - For 8 Elect Jaqueline Herrera Management For Voted - For 9 Elect Dennis L. Higgs Management For Voted - For 10 Elect Robert W. Kirkwood Management For Voted - For 11 Elect Alex G. Morrison Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For FISSION URANIUM CORP. Security ID: 33812R109 Ticker: FCU Meeting Date: 28-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Ross McElroy Management For Voted - For 3 Elect Frank Estergaard Management For Voted - Against 4 Elect William Marsh Management For Voted - Against 5 Elect Robby Chang Management For Voted - Against 6 Elect Darian Yip Management For Voted - For 7 Elect Felix Wang Management For Voted - For 8 Elect Zhou Jun Management For Voted - For 3109 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Approval of Unallocated Options Under the Stock Option Plan Management For Voted - For FORSYS METALS CORP. Security ID: 34660G104 Ticker: FSY Meeting Date: 30-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Martin R. Rowley Management For Voted - Against 3 Elect Mark Frewin Management For Voted - For 4 Elect Paul Matysek Management For Voted - Against 5 Elect Jorge Estepa Management For Voted - For 6 Elect Richard Parkhouse Management For Voted - For 7 Elect Jeremy Hangula Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Approval of the Omnibus Incentive Plan Management For Voted - For 10 Non-Voting Meeting Note N/A N/A Non-Voting GLOBAL ATOMIC CORPORATION Security ID: 37957M106 Ticker: GLO Meeting Date: 23-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Tracey J. Arlaud Management For Voted - For 3 Elect Asier Zarraonandia Ayo Management For Voted - For 4 Elect Dean R. Chambers Management For Voted - For 5 Elect Richard Faucher Management For Voted - For 6 Elect Fergus P. Kerr Management For Voted - For 7 Elect Derek C. Rance Management For Voted - Against 8 Elect Stephen G. Roman Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Stock Option Plan Renewal Management For Voted - For 11 Non-Voting Meeting Note N/A N/A Non-Voting GOVIEX URANIUM INC. Security ID: 383798105 Ticker: GXU Meeting Date: 30-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Govind Friedland Management For Voted - For 4 Elect Daniel Major Management For Voted - For 5 Elect Benoit La Salle Management For Voted - For 6 Elect Christopher S. Wallace Management For Voted - Against 7 Elect David Cates Management For Voted - For 3110 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Salma Seetaroo Management For Voted - For 9 Elect Eric Krafft Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 11 Approval of the Share Purchase Option Plan Management For Voted - For GS ENGINEERING & CONSTRUCTION CORP. Security ID: Y2901E108 Ticker: 006360 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect LIM Byeong Yong Management For Voted - For 4 Elect KANG Ho In Management For Voted - For 5 Elect LEE Ho Young Management For Voted - For 6 Election of Audit Committee Member: LEE Ho Young Management For Voted - For 7 Directors' Fees Management For Voted - For HYUNDAI ENGINEERING & CONSTRUCTION CO., LTD Security ID: Y38382100 Ticker: 000720 Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Elect HWANG Jun Hwa Management For Voted - For 3 Elect JUNG Moon Ki Management For Voted - For 4 Election of Audit Committee Member: JUNG Moon Ki Management For Voted - For 5 Directors' Fees Management For Voted - For ISOENERGY LTD. Security ID: 46500E107 Ticker: ISO Meeting Date: 22-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Leigh Curyer Management For Voted - For 3 Elect Timothy Gabruch Management For Voted - For 4 Elect Christopher McFadden Management For Voted - For 5 Elect Richard Patricio Management For Voted - Against 6 Elect Trevor Thiele Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Amendment to the Stock Option Plan Management For Voted - For 9 Non-Voting Meeting Note N/A N/A Non-Voting 3111 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted ITOCHU CORPORATION Security ID: J2501P104 Ticker: 8001 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Masahiro Okafuji Management For Voted - For 5 Elect Keita Ishii Management For Voted - For 6 Elect Fumihiko Kobayashi Management For Voted - For 7 Elect Tsuyoshi Hachimura Management For Voted - For 8 Elect Hiroyuki Tsubai Management For Voted - For 9 Elect Hiroyuki Naka Management For Voted - For 10 Elect Atsuko Muraki Management For Voted - For 11 Elect Masatoshi Kawana Management For Voted - For 12 Elect Makiko Nakamori Management For Voted - For 13 Elect Kunio Ishizuka Management For Voted - For 14 Elect Mitsuru Chino Mitsuru Ike as Statutory Auditor Management For Voted - For 15 Directors' Fees and Bonus Management For Voted - For 16 Statutory Auditors' Fees Management For Voted - For LARAMIDE RESOURCES LTD. Security ID: 51669T101 Ticker: LAM Meeting Date: 08-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Jacqueline Allison Management For Voted - For 3 Elect Raffi Babikian Management For Voted - For 4 Elect John G. Booth Management For Voted - For 5 Elect Marc C. Henderson Management For Voted - For 6 Elect D. Scott Patterson Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Shareholder Rights Plan Renewal Management For Voted - For LOTUS RESOURCES LIMITED Security ID: Q56336102 Ticker: LOT Meeting Date: 30-Jul-21 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Acquisition Management For Voted - For 3 Ratify Placement of Securities (Listing Rule 7.1 - 57,250,000 shares) Management For Voted - For 4 Ratify Placement of Securities (Listing Rule 7.1 - 3,750,000 shares) Management For Voted - For 5 Ratify Placement of Securities (Listing Rule 7.1 - 300,000 shares) Management For Voted - For 3112 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Ratify Placement of Securities (Listing Rule 7.1 - 50,000,000 shares) Management For Voted - For 7 Ratify Placement of Securities (Listing Rule 7.1A) Management For Voted - For 8 Approve Issue of Securities (NED Mark Hanlon) Management For Voted - For 9 Approve Issue of Securities (NED Grant Davey) Management For Voted - For 10 Equity Grant (Chair Michael Bowen) Management For Voted - Against 11 Equity Grant (NED Mark Hanlon) Management For Voted - Against 12 Equity Grant (NED Grant Davey) Management For Voted - Against 13 Equity Grant (MD Keith Bowes) Management For Voted - For 14 Section 195 Approval Management For Voted - For Meeting Date: 29-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Elect Michael Bowen Management For Voted - For 4 Elect Mark Hanlon Management For Voted - For 5 Re-elect Grant Davey Management For Voted - For 6 Approve 10% Placement Facility Management For Voted - For 7 Equity Grant (MD Keith Bowes) Management For Voted - For MACQUARIE GROUP LIMITED Security ID: Q57085286 Ticker: MQG Meeting Date: 29-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Rebecca J. McGrath Management For Voted - For 3 Elect Michael (Mike) Roche Management For Voted - For 4 Re-elect Glenn R. Stevens Management For Voted - For 5 Re-elect Peter H. Warne Management For Voted - For 6 Remuneration Report Management For Voted - For 7 Approve Termination Benefits Management For Voted - For 8 Equity Grant (MD/CEO S. Wikramanayake) Management For Voted - For 9 Approve issue of Macquarie Group Capital Notes 5 Management For Voted - For MEGA URANIUM LTD. Security ID: 58516W104 Ticker: MGA Meeting Date: 24-Mar-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Albert Contardi Management For Voted - Against 3 Elect Larry Goldberg Management For Voted - For 4 Elect Arni Johannson Management For Voted - For 5 Elect Douglas Reeson Management For Voted - For 6 Elect Stewart Taylor Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Approval of Unallocated Options Under Stock Option Plan Management For Voted - For 3113 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted MITSUBISHI HEAVY INDUSTRIES LIMITED Security ID: J44002178 Ticker: 7011 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Shunichi Miyanaga Management For Voted - For 5 Elect Seiji Izumisawa Management For Voted - For 6 Elect Hisato Kozawa Management For Voted - For 7 Elect Hitoshi Kaguchi Management For Voted - For 8 Elect Naoyuki Shinohara Management For Voted - For 9 Elect Ken Kobayashi Management For Voted - For 10 Elect Nobuyuki Hirano Management For Voted - For 11 Elect Ryutaro Takayanagi as Audit Committee Director Management For Voted - For NATIONAL ATOMIC COMPANY KAZATOMPROM JSC Security ID: 63253R201 Ticker: KZAP Meeting Date: 10-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Changes to Board Composition Management For Voted - For Meeting Date: 27-May-22 Meeting Type: Annual 1 Election of Counting Commission Management For Voted - For 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Presentation of Information on Shareholder Appeals Management For Voted - For 5 Presentation of Directors' Fees Management For Voted - For 6 Threshold and Target Financial Stability Indicators Management For Voted - Abstain 7 Approval of General Meeting Regulations Management For Voted - Abstain 8 Amendments to Board Regulations Management For Voted - Abstain 9 Elect Yernat Berdigulov Management For Voted - For NEXGEN ENERGY LTD. Security ID: 65340P106 Ticker: NXE Meeting Date: 23-Jun-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Board Size Management For Voted - For 3 Elect Leigh Curyer Management For Voted - For 4 Elect Christopher McFadden Management For Voted - For 5 Elect Richard Patricio Management For Voted - For 6 Elect Trevor Thiele Management For Voted - For 7 Elect Warren Gilman Management For Voted - For 3114 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 8 Elect Sybil E. Veenman Management For Voted - For 9 Elect Karri Howlett Management For Voted - For 10 Elect Brad Wall Management For Voted - For 11 Elect Donald J. Roberts Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Stock Option Plan Renewal Management For Voted - Against PALADIN ENERGY LIMITED Security ID: Q7264T104 Ticker: PDN Meeting Date: 17-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Elect Melissa K. Holzberger Management For Voted - For 4 Elect Joanne Palmer Management For Voted - For 5 Ratify Placement of Securities Management For Voted - For PENINSULA ENERGY LIMITED Security ID: Q7419E358 Ticker: PEN Meeting Date: 25-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Re-elect Harrison (Hink) Barker Management For Voted - For 4 Approve 10% Placement Facility Management For Voted - For 5 Ratify Placement of Securities Management For Voted - For 6 Approve Long Term Incentive Plan Management For Voted - For 7 Equity Grant (MD/CEO Wayne Heili) Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting RIO TINTO PLC Security ID: G75754104 Ticker: RIO Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report (UK) Management For Voted - For 3 Remuneration Report (AUS) Management For Voted - For 4 Elect Dominic Barton Management For Voted - For 5 Elect Peter Cunningham Management For Voted - For 6 Elect Ben Wyatt Management For Voted - For 7 Elect Megan E. Clark Management For Voted - For 8 Elect Simon P. Henry Management For Voted - For 9 Elect Sam H. Laidlaw Management For Voted - For 10 Elect Simon McKeon Management For Voted - For 11 Elect Jennifer Nason Management For Voted - For 12 Elect Jakob Stausholm Management For Voted - For 3115 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 13 Elect Ngaire Woods Management For Voted - For 14 Appointment of Auditor Management For Voted - For 15 Authority to Set Auditor's Fees Management For Voted - For 16 Authorisation of Political Donations Management For Voted - For 17 Approval of Climate Action Plan Management For Voted - For 18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 20 Authority to Repurchase Shares Management For Voted - For 21 Authority to Set General Meeting Notice Period at 14 Days Management For Voted - For 22 Board Spill (Conditional) Management Against Voted - Against SAMSUNG C&T CORPORATION Security ID: Y7T71K106 Ticker: 028260 Meeting Date: 18-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Directors' Fees Management For Voted - Against SIBANYE STILLWATER LIMITED Security ID: S7627K103 Ticker: SSW Meeting Date: 24-May-22 Meeting Type: Annual 1 Appointment of Auditor Management For Voted - For 2 Re-elect Neal J. Froneman Management For Voted - For 3 Re-elect Susan (Sue) C. van der Merwe Management For Voted - For 4 Re-elect Savannah Danson Management For Voted - For 5 Re-elect Harry Kenyon-Slaney Management For Voted - For 6 Election of Audit Committee Member and Chair (Keith A. Rayner) Management For Voted - For 7 Election of Audit Committee Member (Timothy J. Cumming) Management For Voted - For 8 Election of Audit Committee Member (Savannah Danson) Management For Voted - For 9 Election of Audit Committee Member (Richard Menell) Management For Voted - For 10 Election of Audit Committee Member (Nkosemntu G. Nika) Management For Voted - For 11 Election of Audit Committee Member (Susan (Sue) C. van der Merwe) Management For Voted - For 12 Election of Audit Committee Member (Sindiswa V. Zilwa) Management For Voted - For 13 General Authority to Issue Shares Management For Voted - For 14 Authority to Issue Shares for Cash Management For Voted - For 15 Approve Remuneration Policy Management For Voted - For 16 Approve Remuneration Implementation Report Management For Voted - Against 17 Approve NEDs' Fees Management For Voted - For 18 Approve NEDs' Fees (Per Diem Allowance) Management For Voted - For 19 Approve Financial Assistance (Section 44 and 45) Management For Voted - For 3116 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Authority to Repurchase Shares Management For Voted - For SUMITOMO CORPORATION Security ID: J77282119 Ticker: 8053 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kuniharu Nakamura Management For Voted - For 5 Elect Masayuki Hyodo Management For Voted - For 6 Elect Toshikazu Nambu Management For Voted - For 7 Elect Takayuki Seishima Management For Voted - For 8 Elect Reiji Morooka Management For Voted - For 9 Elect Hirokazu Higashino Management For Voted - For 10 Elect Koji Ishida Management For Voted - For 11 Elect Kimie Iwata Management For Voted - For 12 Elect Hisashi Yamazaki Management For Voted - For 13 Elect Akiko Ide Management For Voted - For 14 Elect Takashi Mitachi Management For Voted - For 15 Elect Kazunari Sakata as Statutory Auditor Management For Voted - For 16 Bonus Management For Voted - For 17 Directors' Fees Management For Voted - For UEX CORPORATION Security ID: 902666106 Ticker: UEX Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Suraj P. Ahuja Management For Voted - For 3 Elect Roger M. Lemaitre Management For Voted - For 4 Elect Emmet A. McGrath Management For Voted - For 5 Elect Peter J. Netupsky Management For Voted - For 6 Elect Catherine Stretch Management For Voted - For 7 Elect Graham C. Thody Management For Voted - For 8 Appointment of Auditor Management For Voted - For URANIUM ENERGY CORP. Security ID: 916896103 Ticker: UEC Meeting Date: 30-Jul-21 Meeting Type: Annual 1.1 Elect Amir Adnani Management For Voted - For 1.2 Elect E. Spencer Abraham Management For Voted - For 1.3 Elect David Kong Management For Voted - For 1.4 Elect Vincent Della Volpe Management For Voted - For 1.5 Elect Ganpat Mani Management For Voted - For 3117 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 1.6 Elect Gloria Ballesta Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Approval of the 2021 Stock Incentive Plan Management For Voted - For 4 Advisory Vote on Executive Compensation Management For Voted - For URANIUM PARTICIPATION CORPORATION Security ID: 917017105 Ticker: U Meeting Date: 07-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Merger / Conversion to Trust Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting URANIUM ROYALTY CORP. Security ID: 91702V101 Ticker: URC Meeting Date: 14-Oct-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Amir Adnani Management For Voted - For 3 Elect Scott Melbye Management For Voted - For 4 Elect Vina Patel Management For Voted - Against 5 Elect Neil Gregson Management For Voted - For 6 Elect John Griffith Management For Voted - For 7 Appointment of Auditor and Authority to Set Fees Management For Voted - For 8 Transaction of Other Business Management For Voted - Against UR-ENERGY INC. Security ID: 91688R108 Ticker: URE Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Elect W. William Boberg Management For Voted - For 2 Elect John W. Cash Management For Voted - For 3 Elect Rob Chang Management For Voted - For 4 Elect James M. Franklin Management For Voted - For 5 Elect Gary C. Huber Management For Voted - Withheld 6 Elect Thomas Parker Management For Voted - For 7 Elect Kathy E. Walker Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the Share Unit and Equity Incentive Plan Management For Voted - For 3118 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted VIMY RESOURCES LIMITED Security ID: Q94541119 Ticker: VMY Meeting Date: 26-Nov-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Remuneration Report Management For Voted - For 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Board Spill (Conditional) Management Against Voted - Against 5 Elect Wayne C. Bramwell Management For Voted - For 6 Re-elect Tony Chamberlain Management For Voted - For 7 Re-elect David L. Cornell Management For Voted - For 8 Approve 10% Placement Facility Management For Voted - For 9 Ratify Placement of Securities (April Placement - Listing Rule 7.1) Management For Voted - For 10 Ratify Placement of Securities (April Placement - Listing Rule 7.1A) Management For Voted - For 11 Ratify Placement of Securities (August Placement) Management For Voted - For Meeting Date: 23-Mar-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Ratify Placement of Securities (Chair Cheryl Edwardes) Management For Voted - For 3 Ratify Placement of Securities (COO Anthony Chamberlain ) Management For Voted - For 4 Ratify Placement of Securities (Former MD/CEO Michael Young) Management For Voted - For 5 Ratify Placement of Securities (Former NED David Cornell) Management For Voted - For 6 Ratify Placement of Securities (Former NED Luca Giacovazzi) Management For Voted - For 7 Ratify Placement of Securities (Options - Chair Cheryl Edwardes) Management For Voted - For 8 Ratify Placement of Securities (Options - COO Anthony Chamberlain) Management For Voted - For 9 Ratify Placement of Securities (Options - Former MD/CEO Michael Young) Management For Voted - For 10 Equity Grant (MD/CEO Steven Michael) Management For Voted - For 11 Equity Grant (COO Anthony Chamberlain) Management For Voted - For WESTERN URANIUM & VANADIUM CORP. Security ID: 95985D100 Ticker: WUC Meeting Date: 30-Jun-22 Meeting Type: Mix 1 Elect George E. Glasier Management For Voted - Against 2 Elect Bryan Murphy Management For Voted - For 3 Elect Andrew Wilder Management For Voted - Against 4 Appointment of Auditor and Authority to Set Fees Management For Voted - For 3119 --------------------------------------------------------------------------------------------------- Global X Uranium ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting YELLOW CAKE PLC Security ID: G98334108 Ticker: YCA Meeting Date: 08-Sep-21 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect Anthony Tudor St. John Management For Voted - For 3 Elect Andre Liebenberg Management For Voted - For 4 Elect Carole Whittall Management For Voted - For 5 Elect Sofia Bianchi Management For Voted - For 6 Elect Alexander Downer Management For Voted - For 7 Elect Alan Rule Management For Voted - For 8 Elect Emily Manning Management For Voted - For 9 Appointment of Auditor Management For Voted - For 10 Authority to Set Auditor's Fees Management For Voted - For 11 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 13 Use of Capital Raising Proceeds Management For Voted - For 14 Authority to Repurchase Shares Management For Voted - For Meeting Date: 27-Jan-22 Meeting Type: Ordinary 1 Authority to Issue Shares w/ Preemptive Rights (Uranium) Management For Voted - For 2 Authority to Issue Shares w/o Preemptive Rights (Uranium) Management For Voted - For 3120 --------------------------------------------------------------------------------------------------- Global X Variable Rate Preferred ETF Proposal Proposed by Mgt. Position Registrant Voted 8129 Global X Variable Rate Preferred ETF ATHENE HOLDING LTD. Security ID: 04686J309 Ticker: ATH Meeting Date: 21-Dec-21 Meeting Type: Special 1 Merger with Apollo Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For ATHENE HOLDING LTD. Security ID: G0684D305 Ticker: ATH Meeting Date: 21-Dec-21 Meeting Type: Special 1 Merger with Apollo Management For Voted - For 2 Right to Adjourn Meeting Management For Voted - For BANK OF AMERICA CORPORATION Security ID: 060505583 Ticker: BAC Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Elect Sharon L. Allen Management For Voted - For 2 Elect Frank P. Bramble, Sr. Management For Voted - For 3 Elect Pierre J. P. de Weck Management For Voted - For 4 Elect Arnold W. Donald Management For Voted - For 5 Elect Linda P. Hudson Management For Voted - For 6 Elect Monica C. Lozano Management For Voted - For 7 Elect Brian T. Moynihan Management For Voted - For 8 Elect Lionel L. Nowell, III Management For Voted - For 9 Elect Denise L. Ramos Management For Voted - For 10 Elect Clayton S. Rose Management For Voted - For 11 Elect Michael D. White Management For Voted - For 12 Elect Thomas D. Woods Management For Voted - For 13 Elect R. David Yost Management For Voted - For 14 Elect Maria T. Zuber Management For Voted - Against 15 Advisory Vote on Executive Compensation Management For Voted - For 16 Ratification of Auditor Management For Voted - For 17 Ratification of Exclusive Forum Provision Management For Voted - Against 18 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against 19 Shareholder Proposal Regarding Fossil Fuel Financing Policy Shareholder Against Voted - Against 20 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Voted - Against 3121 --------------------------------------------------------------------------------------------------- Global X Variable Rate Preferred ETF Proposal Proposed by Mgt. Position Registrant Voted FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC Security ID: 34960P408 Ticker: FTAI Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Paul R. Goodwin Management For Voted - For 1.2 Elect Ray M. Robinson Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3122 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted ACTIVISION BLIZZARD, INC. Security ID: 00507V109 Ticker: ATVI Meeting Date: 28-Apr-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - Against 3 Right to Adjourn Meeting Management For Voted - For Meeting Date: 21-Jun-22 Meeting Type: Annual 1 Elect Reveta Bowers Management For Voted - For 2 Elect Kerry Carr Management For Voted - For 3 Elect Robert J. Corti Management For Voted - For 4 Elect Brian G. Kelly Management For Voted - For 5 Elect Robert A. Kotick Management For Voted - For 6 Elect Lulu C. Meservey Management For Voted - For 7 Elect Barry Meyer Management For Voted - For 8 Elect Robert J. Morgado Management For Voted - For 9 Elect Peter Nolan Management For Voted - For 10 Elect Dawn Ostroff Management For Voted - For 11 Advisory Vote on Executive Compensation Management For Voted - For 12 Ratification of Auditor Management For Voted - For 13 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Voted - Against 14 Shareholder Proposal Regarding Report Sexual Harassment and Discrimination Shareholder Against Voted - For AKATSUKI INC. Security ID: J0105L107 Ticker: 3932 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tetsuro Koda Management For Voted - Against 5 Elect Yuki Totsuka Management For Voted - For 6 Elect Kazuhiro Ishikura Management For Voted - For 7 Elect Hisashi Katsuya Management For Voted - For 8 Elect Tetsuya Mizuguchi Management For Voted - For 3123 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted BILIBILI INC Security ID: 090040106 Ticker: 9626 Meeting Date: 01-Sep-21 Meeting Type: Special 1 Amendments to Company's Articles of Association (Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For 2 Amendments to Company's Articles of Association (Appendix 13, 8A.09, 8A.13-19, 8A.19-24) Management For Voted - For 3 Amendments to Articles of Association (Appendix 3 & 13, RA.26-35, RA.37-41) Management For Voted - For 4 Dual Foreign Name of the Company Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Elect JP Gan Management For Voted - Against 3 Elect Eric He Management For Voted - For 4 Elect Feng Li Management For Voted - For 5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 6 Authority to Repurchase Shares Management For Voted - For 7 Cloud Services Agreement Management For Voted - For 8 Collaboration Agreement Management For Voted - For 9 Amendments to Articles Management For Voted - For CAPCOM CO., LTD. Security ID: J05187109 Ticker: 9697 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Kenzo Tsujimoto Management For Voted - For 5 Elect Haruhiro Tsujimoto Management For Voted - For 6 Elect Satoshi Miyazaki Management For Voted - For 7 Elect Yoichi Egawa Management For Voted - For 8 Elect Kenkichi Nomura Management For Voted - For 9 Elect Yoshinori Ishida Management For Voted - For 10 Elect Ryozo Tsujimoto Management For Voted - For 11 Elect Toru Muranaka Management For Voted - For 12 Elect Yutaka Mizukoshi Management For Voted - For 13 Elect Wataru Kotani Management For Voted - For 14 Elect Toshiro Muto Management For Voted - For 15 Elect Yumi Hirose Management For Voted - For 16 Elect Kazushi Hirao Management For Voted - For 17 Elect Yoshihiko Iwasaki Management For Voted - For 18 Elect Makoto Matsuo Management For Voted - For 19 Elect Hitoshi Kanamori as Alternate Audit Committee Director Management For Voted - For 3124 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 20 Non-Audit Committee Directors' Fees Management For Voted - For CD PROJEKT SA Security ID: X0957E106 Ticker: CDR Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Agenda Item N/A N/A Non-Voting 5 Election of Presiding Chair Management For Voted - For 6 Compliance with Rules of Convocation Management For Voted - For 7 Agenda Management For Voted - For 8 Presentation of Accounts and Reports Management For Voted - For 9 Financial Statements Management For Voted - For 10 Financial Statements (Consolidated) Management For Voted - For 11 Management Board Report Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Ratify Adam Kicinski Management For Voted - For 14 Ratify Marcin Iwinski Management For Voted - For 15 Ratify Piotr Nielubowicz Management For Voted - For 16 Ratify Adam Badowski Management For Voted - For 17 Ratify Michal Nowakowski Management For Voted - For 18 Ratify Piotr Karwowski Management For Voted - For 19 Ratify Katarzyna Szwarc Management For Voted - For 20 Ratify Piotr Pagowski Management For Voted - For 21 Ratify Michal Bien Management For Voted - For 22 Ratify Maciej Nielubowicz Management For Voted - For 23 Ratify Krzysztof Kilian Management For Voted - For 24 Ratify Jan Lukasz Wejchert Management For Voted - For 25 Remuneration Report Management For Voted - Against 26 Supervisory Board Fees Management For Voted - For 27 Dissolution of Reserve Capital Management For Voted - For 28 Amendments to Article 14 Management For Voted - For 29 Amendments to Article 16 Management For Voted - For 30 Amendments to Article 21 Management For Voted - For 31 Non-Voting Agenda Item N/A N/A Non-Voting 32 Non-Voting Meeting Note N/A N/A Non-Voting COM2US CORPORATION Security ID: Y1695S109 Ticker: 078340 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect SONG Byung Joon Management For Voted - Against 3125 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 4 Elect LEE Jon Woo Management For Voted - For 5 Election of Corporate Auditor Management For Voted - Against 6 Directors' Fees Management For Voted - Against 7 Corporate Auditors' Fees Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting CORSAIR GAMING, INC. Security ID: 22041X102 Ticker: CRSR Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Anup Bagaria Management For Voted - For 1.2 Elect George L. Majoros, Jr. Management For Voted - For 1.3 Elect Stuart A. Martin Management For Voted - For 2 Ratification of Auditor Management For Voted - For DENA CO.,LTD. Security ID: J1257N107 Ticker: 2432 Meeting Date: 26-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Tomoko Namba Management For Voted - For 5 Elect Shingo Okamura Management For Voted - For 6 Elect Jun Oi Management For Voted - For 7 Elect Keigo Watanabe Management For Voted - For 8 Elect Koji Funatsu Management For Voted - Against 9 Elect Hiroyasu Asami Management For Voted - For 10 Elect Haruo Miyagi Management For Voted - For 11 Elect Hirohiko Imura as Statutory Auditor Management For Voted - For ELECTRONIC ARTS INC. Security ID: 285512109 Ticker: EA Meeting Date: 12-Aug-21 Meeting Type: Annual 1 Elect Kofi A. Bruce Management For Voted - For 2 Elect Leonard S. Coleman, Jr. Management For Voted - For 3 Elect Jeffrey T. Huber Management For Voted - For 4 Elect Talbott Roche Management For Voted - For 5 Elect Richard A. Simonson Management For Voted - For 6 Elect Luis A. Ubinas Management For Voted - For 7 Elect Heidi J. Ueberroth Management For Voted - For 8 Elect Andrew Wilson Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - Against 10 Ratification of Auditor Management For Voted - For 11 Permit Shareholders to Act by Written Consent Management For Voted - Abstain 3126 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Voted - For EMBRACER GROUP AB Security ID: W2504N101 Ticker: EMBRACB Meeting Date: 23-Aug-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting Meeting Date: 16-Sep-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratify David Gardner Management For Voted - For 16 Ratify Ulf Hjalmarsson Management For Voted - For 17 Ratify Jacob Jonmyren Management For Voted - For 18 Ratify Matthew Karch Management For Voted - For 19 Ratify Erik Stenberg Management For Voted - For 20 Ratify Kicki Wallje-Lund Management For Voted - For 21 Ratify Lars Wingefors Management For Voted - For 22 Board Size Management For Voted - For 23 Number of Auditors Management For Voted - For 24 Directors' Fees Management For Voted - For 25 Authority to Set Auditor's Fees Management For Voted - Against 26 Elect David Gardner Management For Voted - For 3127 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 27 Elect Ulf Hjalmarsson Management For Voted - Against 28 Elect Jacob Jonmyren Management For Voted - For 29 Elect Matthew Karch Management For Voted - For 30 Elect Erik Stenberg Management For Voted - For 31 Elect Kicki Wallje-Lund Management For Voted - For 32 Elect Lars Wingefors Management For Voted - For 33 Appointment of Auditor Management For Voted - Against 34 Amendments to Articles Management For Voted - For 35 Stock Split Management For Voted - For 36 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 37 Non-Voting Agenda Item N/A N/A Non-Voting EMBRACER GROUP AB Security ID: W2504N150 Ticker: EMBRACB Meeting Date: 07-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Agenda Item N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Non-Voting Agenda Item N/A N/A Take No Action 8 Non-Voting Agenda Item N/A N/A Take No Action 9 Non-Voting Agenda Item N/A N/A Take No Action 10 Non-Voting Agenda Item N/A N/A Take No Action 11 Authority to Issue Shares w/o Preemptive Rights Management For Take No Action 12 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 13 Non-Voting Agenda Item N/A N/A Take No Action Meeting Date: 27-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 3128 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted GAMANIA DIGITAL ENTERTAINMENT COMPANY LTD Security ID: Y2679W108 Ticker: 6180 Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Ratification Of 2021 Statements And Reports. Management For Voted - For 2 Ratification of Distribution of 2021 Earnings. Proposed Cash Dividend: Twd 5 Per Share Management For Voted - For 3 Discussion On Revision Of The Companys Articles Of Incorporation. Management For Voted - For 4 Discussion On Revision Of The Companys Procedures For Acquisition Or Disposal Of Assets. Management For Voted - For GRAVITY CO. LTD. Security ID: 38911N206 Ticker: GRVY Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - Against 2 Elect Hyun Chul Park Management For Voted - For 3 Elect Yoshinori Kitamura Management For Voted - For 4 Elect Kazuki Morishita Management For Voted - Against 5 Elect Kazuya Sakai Management For Voted - Against 6 Elect Jung Yoo Management For Voted - For 7 Elect Yong Seon Kwon Management For Voted - Against 8 Elect Kee Woong Park Management For Voted - For 9 Elect Heung Gon Kim Management For Voted - Against 10 Directors' Fees Management For Voted - For GUMI INC. Security ID: J17715103 Ticker: 3903 Meeting Date: 28-Jul-21 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Elect Hiroyuki Kawamoto Management For Voted - For 4 Elect Makoto Motoyoshi Management For Voted - For 5 Founder's Merit Award for Hironao Kunimitsu Management For Voted - Against GUNGHO ONLINE ENTERTAINMENT, INC. Security ID: J18912105 Ticker: 3765 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Kazuki Morishita Management For Voted - Against 4 Elect Kazuya Sakai Management For Voted - For 3129 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Yoshinori Kitamura Management For Voted - For 6 Elect Koji Yoshida Management For Voted - For 7 Elect Akihiko Ichikawa Management For Voted - For 8 Elect Norikazu Oba Management For Voted - For 9 Elect Hidetsugu Onishi Management For Voted - For 10 Elect Keiji Miyakawa Management For Voted - For 11 Elect Susumu Tanaka Management For Voted - For IGG INC Security ID: G6771K102 Ticker: 799 Meeting Date: 20-Jul-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Specific Mandate to Grant Performance-based Awarded Shares under the Performance-based Share Award Scheme Management For Voted - For Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect ZHANG Hong Management For Voted - For 5 Elect Jessie Shen Management For Voted - For 6 Elect CHEN Feng Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against JOYCITY CORPORATION Security ID: Y4486C101 Ticker: 067000 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Elect JO Sung Won Management For Voted - For 3 Elect JO Han Suh Management For Voted - For 4 Elect KIM Yong Hoon Management For Voted - For 5 Election of Audit Committee Member: KANG Shin Cheol Management For Voted - Against 6 Directors' Fees Management For Voted - Against 3130 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted KAKAO GAMES CORP. Security ID: Y451A1104 Ticker: 293490 Meeting Date: 15-Sep-21 Meeting Type: Special 1 Share Option Grant Management For Voted - For 2 Share Option Grant on June 19, 2021 Management For Voted - For 3 Share Option Grant on August 4, 2021 Management For Voted - For Meeting Date: 28-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect CHO Kye Hyun Management For Voted - For 4 Elect JO Hyeok Min Management For Voted - For 5 Elect KIM Ki Hong Management For Voted - For 6 Elect OH Myung Jeon Management For Voted - For 7 Elect CHOI Yeong Geun Management For Voted - For 8 Election of Independent Director to Be Appointed as Audit Committee Member: JUNG Sun Yeol Management For Voted - Against 9 Election of Audit Committee Member: OH Myung Jeon Management For Voted - For 10 Directors' Fees Management For Voted - For KEYWORDS STUDIOS PLC Security ID: G5254U108 Ticker: KWS Meeting Date: 20-May-22 Meeting Type: Annual 1 Accounts and Reports Management For Voted - For 2 Remuneration Report Management For Voted - Against 3 Final Dividend Management For Voted - For 4 Elect Bertrand Bodson Management For Voted - For 5 Elect Marion Sears Management For Voted - For 6 Elect Neil Thompson Management For Voted - For 7 Elect Ross Graham Management For Voted - For 8 Elect Charlotta Ginman Management For Voted - For 9 Elect Georges Fornay Management For Voted - For 10 Elect Jon E. Hauck Management For Voted - For 11 Appointment of Auditor Management For Voted - For 12 Authority to Set Auditor's Fees Management For Voted - For 13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For 14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Voted - For 16 Authority to Repurchase Shares Management For Voted - For 17 Adoption of New Articles Management For Voted - For 3131 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted KINGSOFT CORP. Security ID: G5264Y108 Ticker: 3888 Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Elect ZOU Tao Management For Voted - For 6 Elect KAU Pak Kwan Management For Voted - For 7 Directors' Fees Management For Voted - For 8 Appointment of Auditor and Authority to Set Fees Management For Voted - For 9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 10 Authority to Repurchase Shares Management For Voted - For 11 Authority to Issue Repurchased Shares Management For Voted - Against KLAB INC. Security ID: J34773101 Ticker: 3656 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Hidekatsu Morita Management For Voted - For 4 Elect Yosuke Igarashi Management For Voted - For 5 Elect Tetsuya Sanada Management For Voted - Against 6 Elect Kazuyuki Takada Management For Voted - For 7 Elect Yoshiki Nakane Management For Voted - For 8 Elect Shoji Inoue Management For Voted - For 9 Elect Kosuke Matsumoto Management For Voted - For 10 Elect Tomosada Yoshikawa Management For Voted - For 11 Elect Hitomi Yamaguchi as Alternate Audit Committee Director Management For Voted - Against KONAMI HOLDINGS CORPORATION Security ID: J3600L101 Ticker: 9766 Meeting Date: 28-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Kagemasa Kozuki Management For Voted - For 4 Elect Kimihiko Higashio Management For Voted - For 5 Elect Hideki Hayakawa Management For Voted - For 6 Elect Katsunori Okita Management For Voted - For 7 Elect Yoshihiro Matsuura Management For Voted - For 3132 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted NCSOFT CORPORATION Security ID: Y6258Y104 Ticker: 036570 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Election of Non-executive director: PARK Byung Moo Management For Voted - Against 3 Election of Independent Director to Be Appointed as Audit Committee Member: BAEK Sang Hun Management For Voted - For 4 Election of Independent director: CHUNG Kyo Hwa Management For Voted - For 5 Directors' Fees Management For Voted - Against NEOWIZ Security ID: Y6250V108 Ticker: 095660 Meeting Date: 24-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Elect KIM Seung Cheol Management For Voted - For 4 Elect BAE Tae Geun Management For Voted - For 5 Elect KIM Sang Wook Management For Voted - For 6 Elect HONG Ji Chul Management For Voted - For 7 Elect KIM In Kwon Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Adoption of Executive Officer Retirement Allowance Policy Management For Voted - Against NETDRAGON WEBSOFT HOLDINGS LIMITED Security ID: G6427W104 Ticker: 0777 Meeting Date: 02-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Allocation of Profits/Dividends Management For Voted - For 5 Appointment of Auditor and Authority to Set Fees Management For Voted - For 6 Elect LIU Dejian Management For Voted - Against 7 Elect Simon LEUNG Lim Kin Management For Voted - Against 8 Elect Charles CHAO Guowei Management For Voted - Against 9 Directors' Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against 3133 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted NETEASE, INC. Security ID: 64110W102 Ticker: NTES Meeting Date: 16-Jun-22 Meeting Type: Annual 1 Elect William Lei Ding Management For Voted - For 2 Elect Alice Cheng Management For Voted - For 3 Elect Joseph Tong Management For Voted - For 4 Elect FENG Lun Management For Voted - For 5 Elect LEUNG Man Kit Management For Voted - Against 6 Appointment of Auditor Management For Voted - For NETMARBLE CORPORATION Security ID: Y6S5CG100 Ticker: 251270 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Elect KIM Joon Hyun Management For Voted - For 3 Elect LEE Chan Hee Management For Voted - Against 4 Election of Independent Director to Become Audit Committee Member: JEON Sung Ryul Management For Voted - For 5 Election of Audit Committee Member: KIM Joon Hyun Management For Voted - For 6 Election of Audit Committee Member: LEE Chan Hee Management For Voted - Against 7 Directors' Fees Management For Voted - For 8 Amendments to Executive Officer Retirement Allowance Policy Management For Voted - For NEXON CO., LTD. Security ID: J4914X104 Ticker: 3659 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Owen Mahoney Management For Voted - For 4 Elect Shiro Uemura Management For Voted - For 5 Elect Patrick Soderlund Management For Voted - For 6 Elect Kevin Mayer Management For Voted - For 7 Elect Alexander Iosilevich Management For Voted - Against 8 Elect Satoshi Honda Management For Voted - For 9 Elect Shiro Kuniya Management For Voted - For 10 Equity Compensation Plan Management For Voted - Against 3134 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted NEXON GT CO., LTD. Security ID: Y8240N105 Ticker: 041140 Meeting Date: 08-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Merger/Acquisition Management For Voted - For 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Directors' Fees Management For Voted - For 3 Corporate Auditors' Fees Management For Voted - For NINTENDO CO LTD Security ID: J51699106 Ticker: 7974 Meeting Date: 29-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Allocation of Profits/Dividends Management For Voted - For 3 Amendments to Articles Management For Voted - For 4 Elect Shuntaro Furukawa Management For Voted - For 5 Elect Shigeru Miyamoto Management For Voted - For 6 Elect Shinya Takahashi Management For Voted - For 7 Elect Ko Shiota Management For Voted - For 8 Elect Satoru Shibata Management For Voted - For 9 Elect Chris Meledandri Management For Voted - For 10 Elect Takuya Yoshimura Management For Voted - Against 11 Elect Katsuhiro Umeyama Management For Voted - For 12 Elect Masao Yamazaki Management For Voted - For 13 Elect Asa Shinkawa Management For Voted - For 14 Non-Audit Committee Directors' Fees Management For Voted - For 15 Adoption of Restricted Stock Plan Management For Voted - For PEARL ABYSS CORP. Security ID: Y6803R109 Ticker: 263750 Meeting Date: 30-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Article 3 Management For Voted - For 3 Article 8-3, 10, 11, 15, 16, 17, and 19 Management For Voted - For 4 Article 44 Management For Voted - For 5 Article 16 and 17 Management For Voted - Against 3135 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Article 13, 14, 18, 40, and Supplementary provision Management For Voted - For 7 Elect KIM Dae Il Management For Voted - Against 8 Elect JI Hee Hwan Management For Voted - For 9 Elect YOON Jae Min Management For Voted - For 10 Elect HEO Jin Yung Management For Voted - For 11 Elect KIM Gyeong Man Management For Voted - Against 12 Directors' Fees Management For Voted - Against 13 Corporate Auditors' Fees Management For Voted - For RAZER INC Security ID: G7397A106 Ticker: 1337 Meeting Date: 26-Apr-22 Meeting Type: Court 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Scheme of Arrangement (Going-Private Transaction) Management For Voted - For Meeting Date: 26-Apr-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Reduction of Issued Share Capital / Cancellation of Scheme Shares Management For Voted - For 4 Delisting and Board Authorization to Give Effect to the Scheme Management For Voted - For ROBLOX CORPORATION Security ID: 771049103 Ticker: RBLX Meeting Date: 26-May-22 Meeting Type: Annual 1.1 Elect Christopher Carvalho Management For Voted - Withheld 1.2 Elect Gina Mastantuono Management For Voted - For 2 Advisory Vote on Executive Compensation Management For Voted - Against 3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year 4 Ratification of Auditor Management For Voted - For SEA LIMITED Security ID: 81141R100 Ticker: SE Meeting Date: 14-Feb-22 Meeting Type: Annual 1 Amendments to Articles Management For Voted - Against 3136 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted SKILLZ INC. Security ID: 83067L109 Ticker: SKLZ Meeting Date: 12-May-22 Meeting Type: Annual 1 Elect Andrew Paradise Management For Voted - For 2 Elect Jerry Bruckheimer Management For Voted - For 3 Elect Casey Chafkin Management For Voted - For 4 Elect Christopher F. Gaffney Management For Voted - For 5 Elect Shari Glazer Management For Voted - For 6 Elect Vandana Mehta-Krantz Management For Voted - For 7 Elect Harry E. Sloan Management For Voted - For 8 Elect Kent Wakeford Management For Voted - Against 9 Ratification of Auditor Management For Voted - For 10 Advisory Vote on Executive Compensation Management For Voted - Against 11 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year 12 Change in Board Size Management For Voted - For SQUARE ENIX HOLDINGS CO., LTD. Security ID: J7659R109 Ticker: 9684 Meeting Date: 23-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Amendments to Articles Management For Voted - For 3 Elect Yosuke Matsuda Management For Voted - For 4 Elect Takashi Kiryu Management For Voted - For 5 Elect Yoshinori Kitase Management For Voted - For 6 Elect Yu Miyake Management For Voted - For 7 Elect Yukihiro Yamamura Management For Voted - For 8 Elect Yuji Nishiura Management For Voted - For 9 Elect Masato Ogawa Management For Voted - For 10 Elect Mitsuko Okamoto Management For Voted - For 11 Elect Abdullah Aldawood Management For Voted - For 12 Elect Naoto Takano Management For Voted - For 13 Elect Nobuyuki Iwamoto Management For Voted - For 14 Elect Tadao Toyoshima Management For Voted - For 15 Elect Hajime Shinji Management For Voted - For 16 Elect Satoshi Shinohara as Alternate Audit Committee Director Management For Voted - For 17 Directors' Fees Management For Voted - For 18 Amendment to Restricted Stock Plan Management For Voted - For STILLFRONT GROUP AB Security ID: W87819145 Ticker: SF Meeting Date: 04-Oct-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 3137 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Private Placement Management For Voted - For 12 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting 16 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 23-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Rights Issue Management For Voted - Against 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Meeting Note N/A N/A Non-Voting 14 Non-Voting Meeting Note N/A N/A Non-Voting 15 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 12-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Accounts and Reports Management For Voted - For 3138 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Allocation of Profits/Dividends Management For Voted - For 15 Ratify Jan Samuelson Management For Voted - For 16 Ratify Erik Forsberg Management For Voted - For 17 Ratify Katarina Bonde Management For Voted - For 18 Ratify Birgitta Henriksson Management For Voted - For 19 Ratify Ulrika Viklund Management For Voted - For 20 Ratify Kai Wawrzinek Management For Voted - For 21 Ratify Jorgen Larsson Management For Voted - For 22 Remuneration Report Management For Voted - For 23 Board Size Management For Voted - For 24 Directors and Auditors' Fees Management For Voted - For 25 Elect Marcus Jacobs Management For Voted - For 26 Elect Jan Samuelson Management For Voted - For 27 Elect Erik Forsberg Management For Voted - For 28 Elect Katarina Bonde Management For Voted - For 29 Elect Birgitta Henriksson Management For Voted - For 30 Elect Ulrika Viklund Management For Voted - For 31 Elect Jan Samuelson as chair Management For Voted - For 32 Appointment of Auditor Management For Voted - For 33 Approval of Nomination Committee Guidelines Management For Voted - For 34 Remuneration Policy Management For Voted - For 35 Private Placement (candywriter) Management For Voted - For 36 Private Placement (Everguild Ltd) Management For Voted - For 37 Private Placement (Game Labs Inc) Management For Voted - For 38 Private Placement (Imperia Online JSC) Management For Voted - For 39 Private Placement (Sandbox interactive GmbH) Management For Voted - For 40 Private Placement (Storm8 Inc.) Management For Voted - For 41 Private Placement (Super free games Inc.) Management For Voted - For 42 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Voted - For 43 Authority to Repurchase Shares Management For Voted - For 44 Authority to Issue Treasury Shares Management For Voted - For 45 Adoption of Share-Based Incentives (LTIP 2022/2026) Management For Voted - For 46 Authority to Issue and Transfer Warrants (LTIP 2022/2026) Management For Voted - For 47 Resolution on Transfer of Own Shares (LTIP 2022/2026) Management For Voted - For 48 Non-Voting Agenda Item N/A N/A Non-Voting 49 Non-Voting Meeting Note N/A N/A Non-Voting TAKE-TWO INTERACTIVE SOFTWARE, INC. Security ID: 874054109 Ticker: TTWO Meeting Date: 14-Sep-21 Meeting Type: Annual 1 Elect Strauss Zelnick Management For Voted - For 2 Elect Michael Dornemann Management For Voted - For 3 Elect J Moses Management For Voted - For 4 Elect Michael Sheresky Management For Voted - For 5 Elect LaVerne Srinivasan Management For Voted - For 3139 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Elect Susan M. Tolson Management For Voted - Against 7 Elect Paul Viera Management For Voted - For 8 Elect Roland A. Hernandez Management For Voted - For 9 Advisory Vote on Executive Compensation Management For Voted - For 10 Amendment to the 2017 Stock Incentive Plan Management For Voted - For 11 Ratification of Auditor Management For Voted - For Meeting Date: 19-May-22 Meeting Type: Special 1 Merger/Acquisition Management For Voted - For 2 Increase in Authorized Common Stock Management For Voted - For 3 Right to Adjourn Meeting Management For Voted - For TS GAMES Security ID: X89766111 Ticker: TEN Meeting Date: 26-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Agenda Item N/A N/A Non-Voting 4 Election of Presiding Chair Management For Voted - For 5 Compliance with Rules of Convocation Management For Voted - For 6 Agenda Management For Voted - For 7 Presentation of Management Board Accounts and Reports Management For Voted - For 8 Presentation of Supervisory Board Reports Management For Voted - For 9 Management Board Report Management For Voted - For 10 Financial Statements Management For Voted - For 11 Financial Statements (Consolidated) Management For Voted - For 12 Allocation of Profits/Dividends Management For Voted - For 13 Supervisory Board Report Management For Voted - For 14 Remuneration Report Management For Voted - Against 15 Ratification of Management Acts Management For Voted - For 16 Ratification of Supervisory Board Acts Management For Voted - For 17 Changes to Supervisory Board Composition Management For Voted - Against 18 Amendments to Remuneration Policy Management For Voted - Against 19 Non-Voting Agenda Item N/A N/A Non-Voting 20 Non-Voting Meeting Note N/A N/A Non-Voting TURTLE BEACH CORPORATION Security ID: 900450206 Ticker: HEAR Meeting Date: 07-Jun-22 Meeting Type: Annual 1.1 Elect Juergen Stark Management For Voted - For 1.2 Elect William E. Keitel Management For Voted - For 1.3 Elect L. Gregory Ballard Management For Voted - For 1.4 Elect Katherine L. Scherping Management For Voted - For 3140 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted 1.5 Elect Brian Stech Management For Voted - For 1.6 Elect Kelly A. Thompson Management For Voted - For 1.7 Elect Michelle D. Wilson Management For Voted - For 1.8 Elect Andrew Wolfe Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - For UBISOFT ENTERTAINMENT SA Security ID: F9396N106 Ticker: UBI Meeting Date: 01-Jul-21 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Meeting Note N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Allocation of Losses Management For Voted - For 10 Consolidated Accounts and Reports Management For Voted - For 11 Special Auditors Report on Regulated Agreements Management For Voted - For 12 2020 Remuneration Report Management For Voted - For 13 2020 Remuneration of Yves Guillemot, Chair and CEO Management For Voted - For 14 2020 Remuneration of Claude Guillemot, Deputy CEO Management For Voted - For 15 2020 Remuneration of Michel Guillemot, Deputy CEO Management For Voted - For 16 2020 Remuneration of Gerard Guillemot, Deputy CEO Management For Voted - For 17 2020 Remuneration of Christian Guillemot, Deputy CEO Management For Voted - For 18 2021 Remuneration Policy (Chair and CEO) Management For Voted - For 19 2021 Remuneration Policy (Deputy CEOs) Management For Voted - For 20 2021 Remuneration Policy (Board of Directors) Management For Voted - For 21 Ratification of Co-Option of Belen Essioux-Trujillo Management For Voted - For 22 Elect Laurence Hubert-Moy Management For Voted - For 23 Elect Didier Crespel Management For Voted - For 24 Elect Claude Guillemot Management For Voted - For 25 Elect Michel Guillemot Management For Voted - For 26 Elect Christian Guillemot Management For Voted - For 27 Relocation of Corporate Headquarters Management For Voted - For 28 Authority to Repurchase and Reissue Shares Management For Voted - For 29 Authority to Cancel Shares and Reduce Capital Management For Voted - For 30 Employee Stock Purchase Plan Management For Voted - For 31 Stock Purchase Plan for Overseas Employees Management For Voted - For 32 Employee Stock Purchase Plan (Custodian Institutions) Management For Voted - For 33 Authority to Issue Performance Shares (Employees and Managers) Management For Voted - For 34 Authority to Issue Performance Shares (Corporate Officers) Management For Voted - Against 35 Authorisation of Legal Formalities Management For Voted - For 3141 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted UNITY SOFTWARE INC. Security ID: 91332U101 Ticker: U Meeting Date: 02-Jun-22 Meeting Type: Annual 1.1 Elect Egon P. Durban Management For Voted - Withheld 1.2 Elect Barry Schuler Management For Voted - For 1.3 Elect Robynne Sisco Management For Voted - For 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year WEBZEN INC. Security ID: Y9532S109 Ticker: 069080 Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Election Independent Director: SANG Mi Jung Management For Voted - For 3 Election Independent Director: KIM Won Management For Voted - For 4 Election of Audit Committee Member: SANG Mi Jung Management For Voted - For 5 Election of Audit Committee Member: KIM Won Management For Voted - For 6 Election of Independent Director to Be Appointed as Audit Committee Member: Kwon Jin Hong Management For Voted - Against 7 Directors' Fees Management For Voted - Against 8 Non-Voting Meeting Note N/A N/A Non-Voting WEMADE CO. LTD. Security ID: Y9534D100 Ticker: 112040 Meeting Date: 22-Oct-21 Meeting Type: Special 1 Share Option Grant Management For Voted - For Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - For 2 Amendments to Articles Management For Voted - Against 3 Amendments to Executive Officer Retirement Allowance Policy Management For Voted - Against 4 Elect HAN Seung Soo Management For Voted - For 5 Directors' Fees Management For Voted - Against 6 Corporae Auditors' Fees Management For Voted - For 3142 --------------------------------------------------------------------------------------------------- Global X Video Games & Esports ETF Proposal Proposed by Mgt. Position Registrant Voted ZYNGA INC. Security ID: 98986T108 Ticker: ZNGA Meeting Date: 19-May-22 Meeting Type: Special 1 Merger Management For Voted - For 2 Advisory Vote on Golden Parachutes Management For Voted - For 3 Right to Adjourn Meeting Management For Voted -- For 3143 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted AERIS INDUSTRIA E COMERCIO DE EQUIPAMENTOS PARA GERACAO DE ENERGIA S.A Security ID: P0R9AR104 Ticker: AERI3 Meeting Date: 10-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Amendments to Articles Management For Voted - For 4 Consolidation of Articles Management For Voted - For 5 Cancellation of Stock Option Plan Management For Voted - For 6 Restricted Share Plan Management For Voted - Against 7 Authorization of Legal Formalities Management For Voted - For 8 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 25-Mar-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Management's Report Management For Voted - For 5 Capital Expenditure Budget Management For Voted - For 6 Allocation of Profits/Dividends Management For Voted - For 7 Board Size Management For Voted - For 8 Request Cumulative Voting Management N/A Voted - Against 9 Election of Directors Management For Voted - For 10 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Proportional Allocation of Cumulative Votes Management N/A Voted - For 13 Allocate Cumulative Votes to Alexandre Funari Negrao Management N/A Voted - Abstain 14 Allocate Cumulative Votes to Edison Ticle de Andrade Melo e Souza Filho Management N/A Voted - Abstain 15 Allocate Cumulative Votes to Gisela Sarnes Negrao Assis Management N/A Voted - Abstain 16 Allocate Cumulative Votes to Luiz Henrique Del Cistia Thonon Management N/A Voted - Abstain 17 Allocate Cumulative Votes to Solange Mendes Geraldo Ragazi David Management N/A Voted - Abstain 18 Request Separate Election for Board Members Management N/A Voted - Abstain 19 Ratify Director's Independence Status Management For Voted - For 20 Remuneration Policy Management For Voted - Against 21 Request Establishment of Supervisory Council Management For Voted -- For 3144 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted AKER OFFSHORE WIND AS Security ID: R0183R118 Ticker: AOW Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Non-Voting Meeting Note N/A N/A Take No Action 3 Non-Voting Meeting Note N/A N/A Take No Action 4 Non-Voting Meeting Note N/A N/A Take No Action 5 Non-Voting Meeting Note N/A N/A Take No Action 6 Non-Voting Agenda Item N/A N/A Take No Action 7 Election of Presiding Chair; Minutes Management For Take No Action 8 Agenda Management For Take No Action 9 Accounts and Reports Management For Take No Action 10 Authority to Set Auditor's Fees Management For Take No Action 11 Appointment of Auditor Management For Take No Action 12 Directors' Fees Management For Take No Action 13 Authority to Issue Shares w/ or w/o Preemptive Rights Management For Take No Action 14 Authority to Repurchase and Reissue Shares in Connection with M&A Transactions Management For Take No Action 15 Authority to Repurchase and Reissue Shares in Connection with Equity-based Incentive Plans Management For Take No Action 16 Authority to Repurchase and Reissue Shares for Investment or Cancellation Management For Take No Action 17 Merger into AH Tretten AS Management For Take No Action 18 Non-Voting Meeting Note N/A N/A Take No Action 19 Non-Voting Meeting Note N/A N/A Take No Action 20 Non-Voting Meeting Note N/A N/A Take No Action CADELER AS Security ID: K1R4A3101 Ticker: CADLR Meeting Date: 26-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Election of Presiding Chair Management For Voted - For 7 Elect David P. Cogman as Member of the Board of Directors Management For Voted - For 8 Elect Bjarte Boe as Member of the Nomination Committee Management For Voted - For 9 Elect Elaine Yew Wen Suen As Member Of The Nomination Committee Management For Voted - For 3145 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 26-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Election of Presiding Chair Management For Voted - For 6 Non-Voting Agenda Item N/A N/A Non-Voting 7 Accounts and Reports Management For Voted - For 8 Allocation of Profits/Dividends Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Ratification of Board and Management Acts Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Elect Andreas Beroutsos Management For Voted - Against 13 Elect Connie Hedegaard Koksbang Management For Voted - For 14 Elect Ditlev Wedell-Wedellsborg Management For Voted - For 15 Elect Jesper Teddy Lok Management For Voted - For 16 Elect Andreas Sohmen-Pao as Chair Management For Voted - For 17 Appointment of Connie Hedegaard Management For Voted - For 18 Appointment of Bjarte Boe Management For Voted - For 19 Appointment of Elaine Yew Wen Suen Management For Voted - For 20 Appointment of Auditor Management For Voted - For 21 Authority to Repurchase Shares Management For Voted - For 22 Authority to Increase w/o Preemptive Rights Management For Voted - For 23 Authority to Increase w/ Preemptive Rights Management For Voted - For 24 Amendments to Articles (Share Capital) Management For Voted - For 25 Non-Voting Agenda Item N/A N/A Non-Voting 26 Non-Voting Meeting Note N/A N/A Non-Voting 27 Non-Voting Meeting Note N/A N/A Non-Voting CECEP WIND-POWER CORPORATION Security ID: Y12351105 Ticker: 601016 Meeting Date: 05-Jan-22 Meeting Type: Special 1 Connected Transaction Regarding Launching Sale-leaseback Financial Leasing Business Management For Voted - For 2 Connected Transaction Regarding a Financial Service Agreement to Be Signed with a Company Management For Voted - For Meeting Date: 24-Jan-22 Meeting Type: Special 1 Eligibility for the Company's Rights Issue Management For Voted - For 2 Types and Nominal Value Management For Voted - For 3 Issuance Method Management For Voted - For 4 Rights Issue Base, Ratio and Size Management For Voted - For 5 Pricing Principle and Rights Issuance Price Management For Voted - For 6 Rights Issuance Targets Management For Voted - For 7 Amount of Raised Funds and Use of Proceeds Management For Voted - For 8 Underwriting Method Management For Voted - For 3146 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Issuance Date Management For Voted - For 10 Listing Market Management For Voted - For 11 Distribution Arrangement for Accumulated Profit Management For Voted - For 12 Validity of the Resolution Management For Voted - For 13 Listing of the Issued Shares Management For Voted - For 14 Preliminary Plan for the Company's Rights Issue Management For Voted - For 15 Feasibility Report on Use of Proceeds Management For Voted - For 16 Report of Deposit and Use of Previously Raised Funds Management For Voted - For 17 Indemnification Arrangements for Diluted Current Earnings and Commitments Management For Voted - For 18 Shareholder Returns Plan for Next Three Years (2022-2024) Management For Voted - For 19 Board Authorization to Handle Matters of the Company's Rights Issue Management For Voted - For Meeting Date: 31-Mar-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Work Report Of Independent Directors Management For Voted - For 4 2021 Annual Accounts Management For Voted - For 5 2021 Profit Distribution Plan Management For Voted - For 6 2022 Financial Budget Report Management For Voted - For 7 2022 Investment Plan Management For Voted - For 8 Reappointment Of 2022 Audit Firm Management For Voted - For 9 Report On The Use Of Previously Raised Funds Management For Voted - For 10 2022 Estimated Quota Of Continuing Connected Transactions Management For Voted - For 11 2022 Estimated External Donation Quota Management For Voted - For 12 2021 Remuneration For Directors And Supervisors Management For Voted - For 13 Provision Of Guarantee For A Project Management For Voted - For Meeting Date: 17-May-22 Meeting Type: Special 1 Liability Insurance for Directors, Supervisors, and Senior Management Management For Voted - For 2 Amendments to Articles Management For Voted - For 3 Amendments to Procedural Rules for Board Meetings Management For Voted - For Meeting Date: 30-May-22 Meeting Type: Special 1 The Company S Eligibility For Public Issuance Of Green Corporate Bonds Management For Voted - For 2 Plan For Issuance Of Green Corporate Bonds: Issuing Volume Management For Voted - For 3 Plan For Issuance Of Green Corporate Bonds: Par Value And Issue Price Management For Voted - For 4 Plan For Issuance Of Green Corporate Bonds: Issuing Targets And Arrangements For Placement To Shareholders Management For Voted - For 5 Plan For Issuance Of Green Corporate Bonds: Bond Duration Management For Voted - For 3147 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Plan For Issuance Of Green Corporate Bonds: Interest Rate And Repaying The Principle And Interest Management For Voted - For 7 Plan For Issuance Of Green Corporate Bonds: Issuing Method Management For Voted - For 8 Plan For Issuance Of Green Corporate Bonds: Guarantee Matters Management For Voted - For 9 Plan For Issuance Of Green Corporate Bonds: Scope Of The Use Of Raised Fund Management For Voted - For 10 Plan For Issuance Of Green Corporate Bonds: Listing Place Management For Voted - For 11 Plan For Issuance Of Green Corporate Bonds: Repayment Guarantee Measures Management For Voted - For 12 Plan For Issuance Of Green Corporate Bonds: Valid Period Of The Resolution Management For Voted - For 13 Full Authorization To The Board And Its Authorized Persons To Handle Matters Regarding The Issuance Of Green Corporate Bonds Management For Voted - For 14 Formulation Of The External Donation Management Measures Management For Voted - For 15 Guarantee Regarding A Project Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LIU Bin Management For Voted - For 3 Elect WANG Lijuan Management For Voted - For 4 Elect HU Zhengming Management For Voted - For 5 Elect LIU Shaojing Management For Voted - For 6 Elect LI Wenbu Management For Voted - For 7 Elect XIAO Lan Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect QIN Haiyan Management For Voted - For 10 Elect LI Baoshan Management For Voted - For 11 Elect WANG Zhicheng Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect SHEN Jian Management For Voted - Against 14 Elect LI Jiafeng Management For Voted - For CENTURY IRON & STEEL INDUSTRIAL CO LTD Security ID: Y1248T109 Ticker: 9958 Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Proposal of Restated 2020 Financial Statements and Revised 2020 Business Report Management For Voted - For 2 Proposal of Revised 2020 Surplus Distribution Management For Voted - For 3 Proposal of 2021 Business Report and Financial Statements Management For Voted - For 4 Proposal of 2021 Surplus Distribution Management For Voted - For 5 Amendments to Articles (Bundled) Management For Voted - For 3148 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 6 Amendments to Procedural Rules for Acquisition and Disposal of Assets Management For Voted - For 7 Discussion on Proposal for the Private Offering of Ordinary Shares Management For Voted - Against CHINA DATANG CORPORATION RENEWABLE POWER CO. LIMITED Security ID: Y1456S108 Ticker: 1798 Meeting Date: 29-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Procurement of Products and Services Contemplated under the Datang Master Agreement Management For Voted - For 4 Factoring Business Cooperation Agreement Management For Voted - For 5 Elect WANG Qiying Management For Voted - For 6 Elect YU Fengwu Management For Voted - For Meeting Date: 30-Mar-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect YE Heyun Management For Voted - Against 3 Amendments to Articles of Association Management For Voted - For Meeting Date: 30-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Final Financial Report Management For Voted - For 8 2022 Financial Budget Plan Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 2022 Operational and Investment Plan Management For Voted - For 11 Elect LIU Guangming Management For Voted - Against 12 Elect LIU Jianlong Management For Voted - For 13 Elect WANG Qiying Management For Voted - For 14 Elect YU Fengwu Management For Voted - For 15 Elect YE Heyun Management For Voted - Against 16 Elect KUANG Lelin Management For Voted - Against 17 Elect Raymond LO Mun Lam Management For Voted - Against 18 Elect YU Shunkun Management For Voted - For 19 Elect QIN Haiyan Management For Voted - For 20 Elect LIU Liming Management For Voted - For 21 Elect DING Yu Management For Voted - Against 22 Appointment of Auditor and Authority to Set Fees Management For Voted - For 23 Financing Plan Management For Voted - For 24 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 3149 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD. Security ID: G2112D105 Ticker: 0658 Meeting Date: 16-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect HU Yueming Management For Voted - For 5 Elect CHEN Yongdao Management For Voted - Against 6 Elect WANG Zhengbing Management For Voted - For 7 Elect ZHENG Qing Management For Voted - For 8 Directors' Fees Management For Voted - For 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 11 Authority to Repurchase Shares Management For Voted - For 12 Authority to Issue Repurchased Shares Management For Voted - Against CHINA LONGYUAN POWER GROUP LIMITED Security ID: Y1501T101 Ticker: 0916 Meeting Date: 12-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect LI Zhongjun Management For Voted - Against 3 Elect TANG Jian Management For Voted - For 4 Elect LIU Jinhuan Management For Voted - For 5 Elect TIAN Shaolin Management For Voted - For 6 Elect TANG Chaoxiong Management For Voted - Against 7 Elect Michael NGAI Ming Tak Management For Voted - Against 8 Elect GAO Debu Management For Voted - For 9 Elect ZHAO Feng Management For Voted - For 10 Elect SHAO Junjie as Supervisor Management For Voted - For 11 Elect Hao Jingru as Supervisor Management For Voted - Against Meeting Date: 14-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect WANG Yiquo Management For Voted - For 3 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For Meeting Date: 27-Apr-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect MA Bingyan Management For Voted - For Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3150 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 3 Annual Report Management For Voted - For 4 Directors' Report Management For Voted - For 5 Supervisors' Report Management For Voted - For 6 Accounts and Reports Management For Voted - For 7 Allocation of Profits/Dividends Management For Voted - For 8 2022 Financial Budget Plan Management For Voted - For 9 Directors' and Supervisors' Fees Management For Voted - For 10 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For 11 Appointment of International Auditor and Authority to Set Fees Management For Voted - For 12 General Mandate to Register and Issue Debt Financing Instruments in the PRC Management For Voted - Against 13 General Mandate to Register and Issue Debt Financing Instruments Overseas Management For Voted - Against 14 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management For Voted - Against 15 New Financial Services Framework Agreement Management For Voted - For CONCORD NEW ENERGY GROUP LIMITED Security ID: G2345T109 Ticker: 0182 Meeting Date: 24-Nov-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Supply Agreement and Finance Lease Agreement I Management For Voted - For 4 Finance Lease Agreement II Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 15-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Grant of Specific Mandate to the Directors to Issue up to 31,900,000 Connected Award Shares Management For Voted - For 4 Grant of 4,000,000 Connected Award Shares to Mr. Gui Kai Management For Voted - For 5 Grant of 4,000,000 Connected Award Shares to Mr. Niu Wenhui Management For Voted - For 6 Grant of 4,000,000 Connected Award Shares to Mr. Zhai Feng Management For Voted - For 7 Grant of 4,000,000 Connected Award Shares to Ms. Shang Jia Management For Voted - For 8 Grant of 1,500,000 Connected Award Shares to Mr. Wang Feng Management For Voted - For 9 Grant of 1,000,000 Connected Award Shares to Mr. Yap Fat Suan, Henry Management For Voted - For 10 Grant of 1,000,000 Connected Award Shares to Dr. Jesse Zhixi Fang Management For Voted - For 11 Grant of 1,000,000 Connected Award Shares to Ms. Huan Jian Management For Voted - For 3151 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 12 Grant of 1,000,000 Connected Award Shares to Mr. Zhang Zhong Management For Voted - For 13 Grant of 2,200,000 Connected Award Shares to Mr. Wang Xigang Management For Voted - For 14 Grant of 2,200,000 Connected Award Shares to Mr. Gui Bo Management For Voted - For 15 Grant of 1,800,000 Connected Award Shares to Mr. Zhou Xiaole Management For Voted - For 16 Grant of 1,800,000 Connected Award Shares to Ms. Yang Xiaohong Management For Voted - For 17 Grant of 1,200,000 Connected Award Shares to Mr. Liu Ruiqing Management For Voted - For 18 Grant of 1,200,000 Connected Award Shares to Mr. Liu Ning Management For Voted - For 19 Grant of Specific Mandate to the Directors to issue 27,200,000 Non-connected Award Shares Management For Voted - For Meeting Date: 24-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Accounts and Reports Management For Voted - For 4 Elect LIU Shunxing Management For Voted - Against 5 Elect LIU Jianhong Management For Voted - Against 6 Elect NIU Wenhui Management For Voted - For 7 Elect WANG Feng Management For Voted - For 8 Elect LI Yongli Management For Voted - For 9 Directors' Fees Management For Voted - For 10 Allocation of Profits/Dividends Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - For 12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against 13 Authority to Repurchase Shares Management For Voted - For 14 Authority to Issue Repurchased Shares Management For Voted - Against 15 Amendments to Bye-Laws Management For Voted - Against CS BEARING CO. LTD. Security ID: Y1R244105 Ticker: 297090 Meeting Date: 28-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - For 3 Election of Corporate Auditor Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Corporate Auditors' Fees Management For Voted - Against 3152 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted CS WIND CORPORATION Security ID: Y1R23X102 Ticker: 112610 Meeting Date: 29-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Amendments to Articles Management For Voted - Against 3 Elect KIM Seung Beom Management For Voted - For 4 Elect KIM Sung Soo Management For Voted - For 5 Election of Independent Director to Be Appointed as Audit Committee Member: Um Eun Sook Management For Voted - For 6 Directors' Fees Management For Voted - For EOLUS VIND AB Security ID: W31067189 Ticker: EOLUB Meeting Date: 19-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Non-Voting Agenda Item N/A N/A Non-Voting 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Non-Voting Agenda Item N/A N/A Non-Voting 15 Non-Voting Agenda Item N/A N/A Non-Voting 16 Accounts and Reports Management For Voted - For 17 Allocation of Profits/Dividends Management For Voted - For 18 Ratify Sigrun Hjelmquist Management For Voted - For 19 Ratify Hans Johansson Management For Voted - For 20 Ratify Jan Johansson Management For Voted - For 21 Ratify Hans Linnarson Management For Voted - For 22 Ratify Bodil Rosvall Jonsson Management For Voted - For 23 Ratify hans-Goran Stennert Management For Voted - For 24 Ratify Per Witalisson Management For Voted - For 25 Ratify Marcus Landelin Management For Voted - For 26 Board Size; Number of Auditors Management For Voted - For 27 Directors and Auditors' Fees Management For Voted - For 28 Elect Sigrun Hjelmquist Management For Voted - Against 29 Elect Hans Johansson Management For Voted - For 30 Elect Jan Johansson Management For Voted - For 3153 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 31 Elect Hans Linnarson Management For Voted - Against 32 Elect Bodil Rosvall Jonsson Management For Voted - For 33 Elect Hans-Goran Stennert Management For Voted - For 34 Elect Hans-Goran Stennert as chair Management For Voted - For 35 Appointment of Auditor Management For Voted - For 36 Remuneration Report Management For Voted - For 37 Adoption of Share-Based Incentives (Share Savings Program 2022) Management For Voted - For 38 Non-Voting Agenda Item N/A N/A Non-Voting GURIT HOLDING AG Security ID: H3420V174 Ticker: GUR Meeting Date: 20-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Take No Action 2 Accounts and Reports Management For Take No Action 3 Allocation of Profits/Dividends Management For Take No Action 4 Ratification of Board and Management Acts Management For Take No Action 5 Elect Rudolf Hadorn as Board Chair Management For Take No Action 6 Elect Stefan Breitenstein Management For Take No Action 7 Elect Bettina Gerharz-Kalte Management For Take No Action 8 Elect Nick Huber Management For Take No Action 9 Elect Philippe Royer Management For Take No Action 10 Elect Andreas Evertz Management For Take No Action 11 Elect Bettina Gerharz-Kalte as Nominating and Compensation Committee Member Management For Take No Action 12 Elect Nick Huber as Nominating and Compensation Committee Member Management For Take No Action 13 Elect Rudolf Hadorn as Nominating and Compensation Committee Member Management For Take No Action 14 Appointment of Independent Proxy Management For Take No Action 15 Appointment of Auditor Management For Take No Action 16 Stock Split; Conversion of Bearer Shares into Registered Shares Management For Take No Action 17 Amendments to Articles Management For Take No Action 18 Increase in Authorised Capital Management For Take No Action 19 Amendments to Articles Management For Take No Action 20 Compensation Report Management For Take No Action 21 Board Compensation Management For Take No Action 22 Executive Compensation (Fixed) Management For Take No Action 23 Executive Compensation (Variable) Management For Take No Action INFRASTRUCTURE AND ENERGY ALTERNATIVES, INC. Security ID: 45686J104 Ticker: IEA Meeting Date: 05-May-22 Meeting Type: Annual 1.1 Elect John Paul Roehm Management For Voted - For 1.2 Elect Terence Montgomery Management For Voted - For 3154 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Advisory Vote on Executive Compensation Management For Voted - For 3 Amendment to By-Laws to Remove Heightened Voting Standards Management For Voted - For 4 Elimination of Supermajority Requirement Management For Voted - For 5 Ratification of Auditor Management For Voted - For INNERGEX RENEWABLE ENERGY INC. Security ID: 45790B104 Ticker: INE Meeting Date: 10-May-22 Meeting Type: Mix 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect Daniel L. Lafrance Management For Voted - For 3 Elect Ross J. Beaty Management For Voted - For 4 Elect Pierre G. Brodeur Management For Voted - For 5 Elect Nathalie Francisci Management For Voted - For 6 Elect Richard Gagnon Management For Voted - For 7 Elect Michel Letellier Management For Voted - For 8 Elect Dalton McGuinty Management For Voted - For 9 Elect Monique Mercier Management For Voted - For 10 Elect Ouma Sananikone Management For Voted - For 11 Elect Louis Veci Management For Voted - For 12 Appointment of Auditor and Authority to Set Fees Management For Voted - For 13 Stated Capital Reduction Management For Voted - For 14 Advisory Vote on Executive Compensation Management For Voted - For JINLEI TECHNOLOGY CO LTD Security ID: Y768A2109 Ticker: 300443 Meeting Date: 27-Dec-21 Meeting Type: Special 1 Investment In Construction Of A Project Management For Voted - For 2 Capital Increase In Subsidiaries Management For Voted - For 3 Elect LUO Xinhua as an Independent Director Management For Voted - For Meeting Date: 13-Jan-22 Meeting Type: Special 1 Appointment of Auditor Management For Voted - Against Meeting Date: 18-Mar-22 Meeting Type: Annual 1 Approval of 2021 Annual Report Management For Voted - For 2 Approval of 2021 Directors' Report Management For Voted - For 3 Approval of 2021 Supervisors' Report Management For Voted - For 4 Approval of 2021 Accounts and Reports Management For Voted - For 5 Approval of 2021 Allocation of Profits and Dividends Management For Voted - For 6 Approval of Applying Line of Credit from Commercial Banks and Non-bank Financial Institutions Management For Voted - For 7 Report on Annual Deposit and Use of Raised Funds Management For Voted - For 3155 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted MING YANG SMART ENERGY GROUP LTD Security ID: Y60373100 Ticker: 601615 Meeting Date: 19-Apr-22 Meeting Type: Special 1 GDR Issuance And Listing On The London Stock Exchange And Conversion Into A Company Limited By Shares Which Raises Funds Overseas Management For Voted - For 2 Plan For GDR Issuance And Listing On The London Stock Exchange: Stock Type And Par Value Management For Voted - For 3 Plan For Gdr Issuance And Listing On The London Stock Exchange: Issuing Date Management For Voted - For 4 Plan For GDR Issuance And Listing On The London Stock Exchange: Issuing Method Management For Voted - For 5 Plan For GDR Issuance And Listing On The London Stock Exchange: Issuing Volume Management For Voted - For 6 Plan For GDR Issuance And Listing On The London Stock Exchange: GDR Scale During The Duration Management For Voted - For 7 Plan For GDR Issuance And Listing On The London Stock Exchange: Conversion Ratio Of GDRs And Basic Securities Of A-shares Management For Voted - For 8 Plan For GDR Issuance And Listing On The London Stock Exchange: Pricing Method Management For Voted - For 9 Plan For GDR Issuance And Listing On The London Stock Exchange: Issuing Targets Management For Voted - For 10 Plan For GDR Issuance And Listing On The London Stock Exchange: Conversion Limit Period Of GDRs And Basic Securities Of A-shares Management For Voted - For 11 Plan For GDR Issuance And Listing On The London Stock Exchange: Underwriting Method Management For Voted - For 12 Report On The Use Of Previously-Raised Funds Management For Voted - For 13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For 14 The Valid Period Of The Resolution On Gdr Issuance And Listing On The London Stock Exchange Management For Voted - For 15 Full Authorization To The Board And Its Authorized Persons To Handle Matters Regarding The GDR Issuance And Listing On The London Stock Exchange Management For Voted - For 16 Distribution Plan For Accumulated Retained Profits Before GDR Issuance And Listing On The London Stock Exchange Management For Voted - For 17 Purchase Of Liability Insurance For Directors, Supervisors And Senior Management, And For The Prospectus Management For Voted - Abstain 18 Amendments To The Company S Articles Of Association Management For Voted - For 19 Amendments To The Rules Of Procedure Governing The Shareholder General Meetings Management For Voted - For 20 Amendments To The Rules Of Procedure Governing The Board Meetings Management For Voted - For 21 Amendments To The Rules Of Procedure Governing Meetings Of The Supervisory Committee Management For Voted - For 3156 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted Meeting Date: 10-May-22 Meeting Type: Annual 1 2021 Directors' Report Management For Voted - For 2 2021 Supervisors' Report Management For Voted - For 3 2021 Independent Directors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2021 Profit Distribution Plan Management For Voted - For 7 2021 Remuneration Plan for Non-independent Directors Management For Voted - For 8 2021 Remuneration Plan for Independent Directors Management For Voted - For 9 2021 Remuneration Plan for Supervisors Management For Voted - For 10 2022 Estimated Related Party Transactions Management For Voted - For 11 Authority to Give Guarantees in 2022 Management For Voted - Against 12 Approval of Line of Credit in 2022 Management For Voted - For NORDEX SE Security ID: D5736K135 Ticker: NDX1 Meeting Date: 31-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Agenda Item N/A N/A Non-Voting 6 Ratification of Management Board Acts Management For Voted - For 7 Ratification of Supervisory Board Acts Management For Voted - For 8 Elect Maria Cordon Ucar Management For Voted - Against 9 Elect Maria Isabel Blanco Alvarez Management For Voted - For 10 Remuneration Report Management For Voted - Against 11 Increase in Authorised Capital I Management For Voted - For 12 Increase in Authorised Capital II Management For Voted - For 13 Increase in Authorised Capital III Management For Voted - For 14 Amendment to Previously-Approved Conditional Capital Authority Management For Voted - For 15 Approval of Profit-and-Loss Transfer Agreements Management For Voted - For 16 Amendment to Articles Management For Voted - For 17 Appointment of Auditor Management For Voted - For 18 Non-Voting Meeting Note N/A N/A Non-Voting NORTHLAND POWER INC. Security ID: 666511100 Ticker: NPI Meeting Date: 25-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect John W. Brace Management For Voted - For 3 Elect Linda L. Bertoldi Management For Voted - For 4 Elect Lisa Colnett Management For Voted - For 3157 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 5 Elect Kevin Glass Management For Voted - For 6 Elect Russell Goodman Management For Voted - For 7 Elect Keith Halbert Management For Voted - For 8 Elect Helen Mallovy Hicks Management For Voted - For 9 Elect Ian Pearce Management For Voted - For 10 Elect Eckhardt Ruemmler Management For Voted - For 11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against 12 Advisory Vote on Executive Compensation Management For Voted - For ORSTED A/S Security ID: K7653Q105 Ticker: ORSTED Meeting Date: 08-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Remuneration Report Management For Voted - For 10 Ratification of Board and Management Acts Management For Voted - For 11 Allocation of Profits/Dividends Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Amendments to Remuneration Policy Management For Voted - For 14 Authority to Elect Employee Representatives from Foreign Subsidiaries Management For Voted - For 15 Charitable Donations of Profits from Gazprom Export LLC Relationship Management For Voted - For 16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For 17 Authorization of Legal Formalities Management For Voted - For 18 Non-Voting Agenda Item N/A N/A Non-Voting 19 Elect Thomas Thune Andersen as Chair Management For Voted - For 20 Elect Lene Skole as Vice-Chair Management For Voted - For 21 Elect Lynda Armstrong Management For Voted - For 22 Elect Jorgen Kildahl Management For Voted - For 23 Elect Peter Korsholm Management For Voted - For 24 Elect Dieter Wemmer Management For Voted - For 25 Elect Julia King Management For Voted - For 26 Elect Henrik Poulsen Management For Voted - For 27 Directors' Fees Management For Voted - For 28 Appointment of Auditor Management For Voted - For 29 Non-Voting Agenda Item N/A N/A Non-Voting 30 Non-Voting Meeting Note N/A N/A Non-Voting 31 Non-Voting Meeting Note N/A N/A Non-Voting 3158 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted RIYUE HEAVY INDUSTRY CO LTD Security ID: Y7304F107 Ticker: 603218 Meeting Date: 21-Jan-22 Meeting Type: Special 1 Cash Management with Idle Raised Funds and Proprietary Funds Management For Voted - For 2 Application of Line of Credit Management For Voted - For 3 Extension of Some Projects Funded with Raised Funds Management For Voted - For Meeting Date: 10-Jun-22 Meeting Type: Annual 1 2021 Work Report Of The Board Of Directors Management For Voted - For 2 2021 Work Report Of The Supervisory Committee Management For Voted - For 3 2021 Annual Accounts Management For Voted - For 4 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none Management For Voted - For 5 2021 Annual Report And Its Summary Management For Voted - For 6 2022 Remuneration Plan For Directors, Supervisors And Senior Management Management For Voted - For 7 Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions Management For Voted - For 8 Reappointment Of Audit Firm Management For Voted - For 9 Launching Forward Foreign Exchange Settlement And Sale Business Management For Voted - For Meeting Date: 27-Jun-22 Meeting Type: Special 1 The Company's Eligibility for Non-public A-share Offering Management For Voted - Against 2 Stock Type and Par Value Management For Voted - Against 3 Issuing Method and Date Management For Voted - Against 4 Issuing Targets and Subscription Method Management For Voted - Against 5 Issue Price and Pricing Base Date Management For Voted - Against 6 Issuing Volume Management For Voted - Against 7 Purpose and Scale of the Raised Funds Management For Voted - Against 8 Lockup Period Management For Voted - Against 9 Listing Place Management For Voted - Against 10 Arrangement for the Accumulated Retained Profits Management For Voted - Against 11 The Valid Period of the Resolution on the Non-public Share Offering Management For Voted - Against 12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against 13 Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against 14 Report On Use Of Previously Raised Funds Management For Voted - For 3159 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 15 Connected Transactions Involved In The 2022 Non-Public A-Share Offering Management For Voted - Against 16 Conditional Agreement on Subscription for the Non-publicly Offered Shares to Be Signed with Issuance Targets Management For Voted - Against 17 Diluted Immediate Return After the 2022 Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties Management For Voted - Against 18 Shareholder Return Plan For The Next Three Years From 2022 To 2024 Management For Voted - For 19 Exemption of De Facto Controller and Its Concert Party from the Tender Offer Obligation to Increase Shareholding in the Company Management For Voted - Against 20 Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering Management For Voted - Against 21 Application for Additional Comprehensive Credit Line to Financial Institutions Management For Voted - For SINOMA SCIENCE & TECHNOLOGY CO LTD Security ID: Y80025102 Ticker: 002080 Meeting Date: 07-Jan-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect XUE Zhongmin Management For Voted - Against 3 Elect TANG Zhiyao Management For Voted - For 4 Elect HUANG Zaiman Management For Voted - For 5 Elect CHANG Zhangli Management For Voted - For 6 Elect YU Mingqing Management For Voted - For 7 Election of Directors Management For Voted - For 8 Non-Voting Agenda Item N/A N/A Non-Voting 9 Elect YUE Qingrui Management For Voted - For 10 Elect LIN Fang Management For Voted - For 11 Elect LI Wenhua Management For Voted - For 12 Non-Voting Agenda Item N/A N/A Non-Voting 13 Elect SU Kui Management For Voted - Against 14 Elect CAO Qinming Management For Voted - Against 15 Elect CHU Zhuxin Management For Voted - For 16 Appointment of Auditor Management For Voted - For Meeting Date: 08-Apr-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Directors' Report Management For Voted - For 3 2021 Supervisors' Report Management For Voted - For 4 2021 Accounts and Reports Management For Voted - For 5 2021 Allocation of Profits/Dividends Management For Voted - For 6 2022 Related Party Transactions Management For Voted - For 7 2022 Loan Budget and Related Loan Authorizations Management For Voted - Against 8 2022 Adjustment of Guarantee Amount and New Guarantees Management For Voted - For 3160 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 9 Authority to Issue Ultra-short-term Bonds Not Exceeding RMB 4.8 Billion Management For Voted - For 10 Change of the Company's Auditor in 2022 Management For Voted - For TERNA ENERGY SA Security ID: X8979G108 Ticker: TENERGY Meeting Date: 14-Dec-21 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Special Dividend Management For Voted - For 4 Amendments to Article 9 (Board Term Length) Management For Voted - For 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting Meeting Date: 22-Jun-22 Meeting Type: Ordinary 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Accounts and Reports Management For Voted - For 3 Allocation of Profits/Dividends Management For Voted - For 4 Directors' Fees Management For Voted - For 5 Presentation of Audit Committee Report Management For Voted - For 6 Ratification of Board Acts Management For Voted - For 7 Ratification of Auditor's Acts Management For Voted - For 8 Remuneration Report Management For Voted - Against 9 Appointment of Auditor and Authority to Set Fees Management For Voted - For 10 Non-Voting Agenda Item N/A N/A Non-Voting 11 Non-Voting Agenda Item N/A N/A Non-Voting 12 Non-Voting Meeting Note N/A N/A Non-Voting TITAN WIND ENERGY (SUZHOU) CO LTD Security ID: Y88433100 Ticker: 002531 Meeting Date: 27-Dec-21 Meeting Type: Special 1 The Company's Eligibility for Public Issuance of Convertible Corporate Bonds Management For Voted - For 2 Securities Type and Listing Place Management For Voted - For 3 Issuing Scale Management For Voted - For 4 Par Value and Issue Price Management For Voted - For 5 Bond Duration Management For Voted - For 6 Interest Rate of the Bond Management For Voted - For 3161 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 7 Time Limit and Method for Repaying the Principal and Interest Management For Voted - For 8 Conversion Period Management For Voted - For 9 Determination and Adjustment to the Conversion Price Management For Voted - For 10 Provisions on Downward Adjustment of the Conversion Price Management For Voted - For 11 Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot Be Converted into One Common Share when Conversion Happens Management For Voted - For 12 Redemption Clauses Management For Voted - For 13 Resale Clauses Management For Voted - For 14 Attribution of Related Dividends for Conversion Years Management For Voted - For 15 Issuing Targets and Method Management For Voted - For 16 Arrangement for Placing to Original Shareholders Management For Voted - For 17 Matters Regarding the Meetings of Bondholders Management For Voted - For 18 Purpose of the Raised Funds Management For Voted - For 19 Management and Deposit of Raised Funds Management For Voted - For 20 Guarantee Matters Management For Voted - For 21 The Valid Period of the Issuing Plan Management For Voted - For 22 Rating Matters Management For Voted - For 23 Preplan for Public Issuance of Convertible Corporate Bonds Management For Voted - For 24 Formulation of the Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds Management For Voted - For 25 Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds Management For Voted - For 26 Formulation of the Shareholder Return Plan for the Next Three Years from 2022 to 2024 Management For Voted - For 27 Impact of the Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds, 3162 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted Filling Measures and Relevant Commitments Management For Voted - For 28 Report on Use of Previously Raised Funds Management For Voted - For 29 Full Authorization to the Board or Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds Management For Voted - For 30 Amendments To The Special Management System For Raised Funds Management For Voted - For Meeting Date: 18-Mar-22 Meeting Type: Special 1 Adoption of the Second Employee Stock Ownership Plan Management For Voted - Against 2 Establishment of Management Measures for the Second Employee Stock Ownership Plan Management For Voted - Against 3 Board Authorization to Implement Second Employee Stock Ownership Plan Management For Voted - Against 4 Authority to Give Guarantees to Subsidiaries Management For Voted - Against Meeting Date: 05-May-22 Meeting Type: Annual 1 2021 Annual Report And Its Summary Management For Voted - For 2 2021 Work Report Of The Board Of Directors Management For Voted - For 3 2021 Profit Distribution Plan Management For Voted - For 4 2021 Internal Control Evaluation Report Management For Voted - For 5 2022 Application For Comprehensive Credit Line Management For Voted - For 6 2022 Provision Of Guarantee For Subsidiaries Management For Voted - Against 7 Amendments To The Company S Some Articles Of Association Management For Voted - For 8 Amendments To The System For Independent Directors Management For Voted - For 9 Amendments To The External Guarantee Management Measures Management For Voted - For 10 Amendments To The External Investment Management Measures Management For Voted - For 11 Amendments To The Company S Rules Of Procedure Governing Shareholders General Meetings Management For Voted - For 12 Amendments To The Special Management System For Raised Funds Management For Voted - For 13 Amendments To The Connected Transactions Management System Management For Voted - For 14 2021 Work Report Of The Supervisory Committee Management For Voted - For 15 Reappointment Of Audit Firm Management For Voted - For TPI COMPOSITES, INC. Security ID: 87266J104 Ticker: TPIC Meeting Date: 25-May-22 Meeting Type: Annual 1.1 Elect James A. Hughes Management For Voted - For 1.2 Elect Tyrone M. Jordan Management For Voted - For 1.3 Elect Peter Jonna Management For Voted - For 3163 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 2 Ratification of Auditor Management For Voted - For 3 Advisory Vote on Executive Compensation Management For Voted - Against 4 Repeal of Classified Board Management For Voted - For TRANSALTA RENEWABLES INC. Security ID: 893463109 Ticker: RNW Meeting Date: 04-May-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Elect David W. Drinkwater Management For Voted - For 3 Elect Brett M. Gellner Management For Voted - For 4 Elect Allen R. Hagerman Management For Voted - For 5 Elect Georganne Hodges Management For Voted - For 6 Elect Kerry O'Reilly Wilks Management For Voted - For 7 Elect Todd J Stack Management For Voted - For 8 Elect Paul H.E. Taylor Management For Voted - For 9 Elect Susan M. Ward Management For Voted - For 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For UNISON CO., LTD. Security ID: Y9158V105 Ticker: 018000 Meeting Date: 31-Mar-22 Meeting Type: Annual 1 Financial Statements and Allocation of Profits/Dividends Management For Voted - Against 2 Elect JEONG Byung Cheol Management For Voted - For 3 Directors' Fees Management For Voted - For 4 Corporate Auditors' Fees Management For Voted - For VESTAS WIND SYSTEMS A/S Security ID: K9773J201 Ticker: VWS Meeting Date: 05-Apr-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Non-Voting Meeting Note N/A N/A Non-Voting 3 Non-Voting Meeting Note N/A N/A Non-Voting 4 Non-Voting Meeting Note N/A N/A Non-Voting 5 Non-Voting Meeting Note N/A N/A Non-Voting 6 Non-Voting Meeting Note N/A N/A Non-Voting 7 Non-Voting Agenda Item N/A N/A Non-Voting 8 Accounts and Reports Management For Voted - For 9 Allocation of Profits/Dividends Management For Voted - For 10 Remuneration Report Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Elect Anders Runevad Management For Voted - For 13 Elect Bert Nordberg Management For Voted - For 3164 --------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 14 Elect Bruce Grant Management For Voted - For 15 Elect Eva Merete Sofelde Berneke Management For Voted - For 16 Elect Helle Thorning-Schmidt Management For Voted - For 17 Elect Karl-Henrik Sundstrom Management For Voted - For 18 Elect Kentaro Hosomi Management For Voted - For 19 Elect Lena Olving Management For Voted - For 20 Appointment of Auditor Management For Voted - Against 21 Authority to Repurchase Shares Management For Voted - For 22 Authorization of Legal Formalities Management For Voted - For 23 Non-Voting Agenda Item N/A N/A Non-Voting XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Security ID: Y97237112 Ticker: 2208 Meeting Date: 25-Feb-22 Meeting Type: Special 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Connected transactions Between the Company and China Three Gorges New Energy (Group) Co., Ltd Management For Voted - For 3 Connected transactions Between the Company and Xinjiang New Energy (Group) Co., Ltd. Management For Voted - For 4 Purchase of Liability Insurance Management For Voted - For 5 Elect WANG Yan as Supervisor Management For Voted - Against Meeting Date: 22-Jun-22 Meeting Type: Annual 1 Non-Voting Meeting Note N/A N/A Non-Voting 2 Directors' Report Management For Voted - For 3 Supervisors' Report Management For Voted - For 4 Accounts and Reports Management For Voted - For 5 Allocation of Profits/Dividends Management For Voted - For 6 Annual Report Management For Voted - For 7 Exchange Rate and Interest Rate Hedging Business Management For Voted - For 8 Provision of New Guarantees for Subsidiaries Management For Voted - Abstain 9 Provision of Letter of Guarantee for Subsidiaries Management For Voted - Abstain 10 Appointment of Auditor and Authority to Set Fees Management For Voted - For 11 Directors' Fees Management For Voted - For 12 Supervisors' Fees Management For Voted - For 13 Non-Voting Agenda Item N/A N/A Non-Voting 14 Elect WU Gang Management For Voted - For 15 Elect CAO Zhigang Management For Voted - Against 16 Elect WANG Haibo Management For Voted - Against 17 Elect LU Hailin Management For Voted - Against 18 Elect GAO Jianjun Management For Voted - Against 19 Elect WANG Kaiguo Management For Voted - For 20 Elect YANG Jianping Management For Voted - Against 21 Elect ZENG Xianfen Management For Voted - For 22 Elect WEI Wei Management For Voted - For 3165 ----------------------------------------------------------------------------------------------------- Global X Wind Energy ETF Proposal Proposed by Mgt. Position Registrant Voted 23 Elect LI Tiefeng Management For Voted - For 24 Elect LUO Jun Management For Voted - Against 25 Elect WANG Yan Management For Voted - Against 3166
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Global X Funds
By: /s/ Luis Berruga
Luis Berruga
President
Date: August 29, 2021
3167