GWRS Global Water Resources
Filed: 5 Feb 21, 4:27pm
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 3, 2021
GLOBAL WATER RESOURCES, INC.
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction of|
incorporation or organization)
|21410 N. 19th Avenue #220|
|(Address of principal executive offices)||(Zip Code)|
Registrant’s telephone number, including area code: (480) 360-7775
(Former name or former address, if changed since last report)
|Title of each class||Trading Symbol||Name of each exchange on which registered|
|Common Stock, par value $0.01 per share||GWRS||The NASDAQ Stock Market, LLC|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On February 3, 2021, William S. Levine and David C. Tedesco separately informed Global Water Resources, Inc. (the “Company”) of their decisions not to stand for re-election to the Company’s Board of Directors (the “Board”) at the Company’s 2021 annual meeting of stockholders, currently scheduled for May 6, 2021. The decisions by Mr. Levine and Mr. Tedesco to retire from the Board are not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies, or practices.
Item 9.01 Financial Statements and Exhibits.
|104||Cover Page Interactive Data File (formatted as Inline XBRL)|
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|GLOBAL WATER RESOURCES, INC.|
|Date: February 5, 2021||/s/ Michael J. Liebman|
|Michael J. Liebman|
|Chief Financial Officer|