The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN AUSTRALIA EQUITY FD | COM | 003011103 | 9,859 | 1,526,145 | SH | SOLE | 1,526,145 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 36,411 | 4,023,278 | SH | SOLE | 4,023,278 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 1,573 | 131,050 | SH | SOLE | 131,050 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 28,946 | 3,285,609 | SH | SOLE | 3,285,609 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 71,639 | 7,044,147 | SH | SOLE | 7,044,147 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 42,627 | 2,156,136 | SH | SOLE | 2,156,136 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 15,013 | 986,370 | SH | SOLE | 986,370 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 11,137 | 742,971 | SH | SOLE | 742,971 | 0 | 0 | ||
BLACKROCK ENHANCD CAP & INM | COM | 09256A109 | 8,528 | 414,167 | SH | SOLE | 414,167 | 0 | 0 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | 84 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 39,994 | 3,186,768 | SH | SOLE | 3,186,768 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 6,805 | 525,896 | SH | SOLE | 525,896 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 32,194 | 4,915,167 | SH | SOLE | 4,915,167 | 0 | 0 | ||
BLACKROCK GLOBAL FLOATING RA | COM | 091941104 | 11,509 | 894,973 | SH | SOLE | 894,973 | 0 | 0 | ||
BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 | 9,761 | 337,533 | SH | SOLE | 337,533 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 1,311 | 83,846 | SH | SOLE | 83,846 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 1,646 | 111,411 | SH | SOLE | 111,411 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | 1,465 | 87,294 | SH | SOLE | 87,294 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS QUALI | COM | 09254C107 | 2,203 | 157,259 | SH | SOLE | 157,259 | 0 | 0 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 8,360 | 869,039 | SH | SOLE | 869,039 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 21,981 | 1,480,179 | SH | SOLE | 1,480,179 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 | 1,041 | 68,948 | SH | SOLE | 68,948 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 7,868 | 835,284 | SH | SOLE | 835,284 | 0 | 0 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 09260K101 | 23,947 | 574,121 | SH | SOLE | 574,121 | 0 | 0 | ||
BRANDYWINEGBL GBL INCM OPP F | COM | 10537L104 | 484 | 38,400 | SH | SOLE | 38,400 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 11,370 | 1,290,611 | SH | SOLE | 1,290,611 | 0 | 0 | ||
CENTRAL & EASTERN EUROPE FD | COM | 153436100 | 8,892 | 316,880 | SH | SOLE | 316,880 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 17,091 | 405,104 | SH | SOLE | 405,104 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 10,461 | 342,997 | SH | SOLE | 342,997 | 0 | 0 | ||
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 5,599 | 2,230,840 | SH | SOLE | 2,230,840 | 0 | 0 | ||
CUSHING MLP & INFRASTRUCT | COM NEW | 231631300 | 190 | 6,441 | SH | SOLE | 6,441 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 6,769 | 451,260 | SH | SOLE | 451,260 | 0 | 0 | ||
DWS MUN INCOME TR | COM | 233368109 | 32,956 | 2,694,682 | SH | SOLE | 2,694,682 | 0 | 0 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 6,827 | 542,284 | SH | SOLE | 542,284 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 2,097 | 175,359 | SH | SOLE | 175,359 | 0 | 0 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 14,178 | 1,069,253 | SH | SOLE | 1,069,253 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 5,282 | 386,138 | SH | SOLE | 386,138 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 16,664 | 1,187,760 | SH | SOLE | 1,187,760 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 1,827 | 142,159 | SH | SOLE | 142,159 | 0 | 0 | ||
EATON VANCE TAX-ADVANTAGED G | COM | 27828U106 | 1,131 | 38,615 | SH | SOLE | 38,615 | 0 | 0 | ||
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 10,752 | 511,987 | SH | SOLE | 511,987 | 0 | 0 | ||
EUROPEAN EQUITY FD INC | COM | 298768102 | 23,015 | 2,022,364 | SH | SOLE | 2,022,364 | 0 | 0 | ||
FEDERATED HERMES PREM MUNI I | COM | 31423P108 | 1,630 | 104,126 | SH | SOLE | 104,126 | 0 | 0 | ||
FIRST TR / ABERDEEN EMERGING | COM | 33731K102 | 434 | 28,736 | SH | SOLE | 28,736 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQUI | COM SHS | 33740D107 | 15,179 | 1,131,906 | SH | SOLE | 1,131,906 | 0 | 0 | ||
FIRST TR MTG INCOME FD | COM SHS | 33734E103 | 5,248 | 380,276 | SH | SOLE | 380,276 | 0 | 0 | ||
GDL FD | COM SH BEN IT | 361570104 | 1,032 | 113,826 | SH | SOLE | 113,826 | 0 | 0 | ||
GENERAL AMERN INVS CO INC | COM | 368802104 | 35,469 | 816,886 | SH | SOLE | 816,886 | 0 | 0 | ||
GUGGENHEIM ENHANCED EQT INCM | COM | 40167B100 | 4,878 | 566,579 | SH | SOLE | 566,579 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 13,491 | 843,648 | SH | SOLE | 843,648 | 0 | 0 | ||
HANCOCK JOHN INVS TR | COM | 410142103 | 14,021 | 744,226 | SH | SOLE | 744,226 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 2,265 | 103,152 | SH | SOLE | 103,152 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 29,995 | 1,154,523 | SH | SOLE | 1,154,523 | 0 | 0 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 1,562 | 41,900 | SH | SOLE | 41,900 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 95,335 | 1,931,816 | SH | SOLE | 1,931,816 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 284,544 | 4,212,971 | SH | SOLE | 4,212,971 | 0 | 0 | ||
ISHARES INC | MSCI SWITZERLAND | 464286749 | 50,850 | 1,045,658 | SH | SOLE | 1,045,658 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 159,935 | 1,384,835 | SH | SOLE | 1,384,835 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,837 | 24,600 | SH | SOLE | 24,600 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 53,013 | 394,560 | SH | SOLE | 394,560 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 136,569 | 1,261,840 | SH | SOLE | 1,261,840 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 9,388 | 80,100 | SH | SOLE | 80,100 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 9,758 | 90,500 | SH | SOLE | 90,500 | 0 | 0 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 79,098 | 2,973,625 | SH | SOLE | 2,973,625 | 0 | 0 | ||
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 45,277 | 5,019,636 | SH | SOLE | 5,019,636 | 0 | 0 | ||
KOREA FD INC | COM NEW | 500634209 | 25,130 | 544,416 | SH | SOLE | 544,416 | 0 | 0 | ||
LMP CAP & INCOME FD INC | COM | 50208A102 | 870 | 60,323 | SH | SOLE | 60,323 | 0 | 0 | ||
MACQUARIE GLOBAL INFRASTRUCT | COM | 55608D101 | 8,807 | 381,574 | SH | SOLE | 381,574 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 3,641 | 239,090 | SH | SOLE | 239,090 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 10,650 | 2,847,659 | SH | SOLE | 2,847,659 | 0 | 0 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 1,263 | 122,859 | SH | SOLE | 122,859 | 0 | 0 | ||
MFS MUN INCOME TR | SH BEN INT | 552738106 | 1,427 | 199,834 | SH | SOLE | 199,834 | 0 | 0 | ||
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 2,384 | 227,461 | SH | SOLE | 227,461 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 32,458 | 1,419,258 | SH | SOLE | 1,419,258 | 0 | 0 | ||
MORGAN STANLEY INDIA INVT FD | COM | 61745C105 | 3,417 | 138,523 | SH | SOLE | 138,523 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 28,805 | 1,424,232 | SH | SOLE | 1,424,232 | 0 | 0 | ||
NEW IRELAND FD INC | COM | 645673104 | 6,205 | 509,020 | SH | SOLE | 509,020 | 0 | 0 | ||
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 18,629 | 1,078,054 | SH | SOLE | 1,078,054 | 0 | 0 | ||
NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 | 1,893 | 176,911 | SH | SOLE | 176,911 | 0 | 0 | ||
NUVEEN CORE EQUITY ALPHA FD | COM | 67090X107 | 675 | 41,058 | SH | SOLE | 41,058 | 0 | 0 | ||
NUVEEN CORPORATE INCM NOVEME | COM | 67077N106 | 4,534 | 481,300 | SH | SOLE | 481,300 | 0 | 0 | ||
NUVEEN DOW 30 DYNMC OVERWRT | SHS | 67075F105 | 5,776 | 339,385 | SH | SOLE | 339,385 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 4,222 | 421,400 | SH | SOLE | 421,400 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM SHS | 6706EN100 | 3,629 | 371,800 | SH | SOLE | 371,800 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 3,109 | 222,220 | SH | SOLE | 222,220 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 2,063 | 137,643 | SH | SOLE | 137,643 | 0 | 0 | ||
NUVEEN MULTI-MKT INCOME FD | COM | 67075J107 | 8,833 | 1,183,405 | SH | SOLE | 1,183,405 | 0 | 0 | ||
NUVEEN N Y MUN VALUE FD | COM | 67062M105 | 422 | 41,981 | SH | SOLE | 41,981 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 5,090 | 458,964 | SH | SOLE | 458,964 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 4,171 | 290,240 | SH | SOLE | 290,240 | 0 | 0 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 1,916 | 174,654 | SH | SOLE | 174,654 | 0 | 0 | ||
NUVEEN TAX-ADVANTAGED DIVID | COM | 67073G105 | 205 | 12,732 | SH | SOLE | 12,732 | 0 | 0 | ||
PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 | 2,741 | 137,859 | SH | SOLE | 137,859 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 9,673 | 780,106 | SH | SOLE | 780,106 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 5,839 | 307,780 | SH | SOLE | 307,780 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 3,642 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 13,448 | 91,075 | SH | SOLE | 91,075 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 19,089 | 44,595 | SH | SOLE | 44,595 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 12,823 | 1,507,687 | SH | SOLE | 1,507,687 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 3,440 | 353,517 | SH | SOLE | 353,517 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 23,048 | 652,283 | SH | SOLE | 652,283 | 0 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 2,378 | 110,901 | SH | SOLE | 110,901 | 0 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 6,398 | 269,615 | SH | SOLE | 269,615 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD | COM | 880191101 | 24,002 | 1,212,816 | SH | SOLE | 1,212,816 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 11,818 | 2,110,365 | SH | SOLE | 2,110,365 | 0 | 0 | ||
VIRTUS DIVIDEND INTEREST & P | COM | 92840R101 | 16,134 | 1,070,626 | SH | SOLE | 1,070,626 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 9,944 | 1,158,960 | SH | SOLE | 1,158,960 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 1,009 | 102,827 | SH | SOLE | 102,827 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 4,370 | 733,151 | SH | SOLE | 733,151 | 0 | 0 | ||
WELLS FARGO GLOBAL DIVID OPP | COM | 94987C103 | 1,192 | 206,232 | SH | SOLE | 206,232 | 0 | 0 | ||
WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | 1,961 | 371,361 | SH | SOLE | 371,361 | 0 | 0 | ||
WESTERN ASSET INTER MUNI FD | COM | 958435109 | 14,172 | 1,450,563 | SH | SOLE | 1,450,563 | 0 | 0 | ||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 16,184 | 1,194,392 | SH | SOLE | 1,194,392 | 0 | 0 | ||
WESTERN ASSET MUN PARTNERS F | COM | 95766P108 | 5,447 | 330,904 | SH | SOLE | 330,904 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 16,435 | 1,116,517 | SH | SOLE | 1,116,517 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 41,113 | 3,136,002 | SH | SOLE | 3,136,002 | 0 | 0 |