UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-22208
VALUED ADVISERS TRUST
(Exact Name of Registrant as Specified in Charter)
255 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Address of Principal Executive Offices, Zip Code)
Capitol Services, Inc.
1675 S. State St., Suite B,
Dover, Delaware 19901
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (513) 587-3400
Date of fiscal year end: Various
Reporting Period: 07/01/2016 - 06/30/2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
SMI 50/40/10 FUND
PROXY VOTING RECORDS
JULY 1, 2016 - JUNE 30, 2017
The Fund held no securities entitled to vote at a meeting of shareholders during
the reporting period.
SMI CONSERVATIVE ALLOCATION FUND
PROXY VOTING RECORDS
JULY 1, 2016 - JUNE 30, 2017
The Fund held no securities entitled to vote at a meeting of shareholders during
the reporting period.
SMI DYNAMIC ALLOCATION FUND
PROXY VOTING RECORDS
JULY 1, 2016 - JUNE 30, 2017
The Fund held no securities entitled to vote at a meeting of shareholders during
the reporting period.
SMI BOND FUND
PROXY VOTING RECORDS
JULY 1, 2016 - JUNE 30, 2017
The Fund held no securities entitled to vote at a meeting of shareholders during
the reporting period.
BFS Equity Fund
Ticker: BFSAX
Proxy Voting Record
July 1, 2016 - June 30, 2017
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1) Election of Directors - Jerry Fowden - Barry A. Fromberg - Robert L. Hanson - Ernesto M. Hernandez - James A. Locke III - Daniel J. McCarthy - Richard Sands - Judy A. Schmeling - Keith E. Wandell | Issuer | Yes | For | For | ||||||||
2) The ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2017 | Issuer | Yes | For | For | ||||||||||||
3) To approve, by an advisory note, the compensation of the company’s named executive officers as disclosed in the Proxy Statement | Issuer | Yes | For | For | ||||||||||||
Nike, Inc. | NKE | 654106103 | 9/22/2016 | 1) Election of Directors - Alan B. Graf, Jr. - Michelle A. Peluso - Phyllis M. Wise | Issuer | Yes | For | For | ||||||||
2) To approve executive compensation by an advisory vote | Issuer | Yes | For | For | ||||||||||||
3) To approve an amendment to the NIKE, Inc. Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||||||
4) To consider a shareholder proposal regarding political contributions discloser | Security Holder | Yes | Against | For | ||||||||||||
5) To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||||||||||
Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 1) Election of Directors - William H. Gates III - Teri L. List-Stoll - G. Mason Morfit - Satya Nadella - Charles H. Noski - Helmut Panke - Sandra E. Peterson - Charles W. Scharf - John W. Stanton - John W. Thompson - Padmasree Warrior | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
2) Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||||||||||
3) Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2017 | Issuer | Yes | For | For | ||||||||||||
4) Approval of Amendment to our Amended and Restated Articles of Incorporation | Issuer | Yes | For | For | ||||||||||||
5) Approval of French Sub Plan under the 2001 Stock Plan | Issuer | Yes | For | For | ||||||||||||
6) Shareholder Proposal – Requesting certain proxy access bylaw amendments | Security Holder | Yes | Against | For | ||||||||||||
Deere & Company, Inc. | DE | 244199105 | 2/22/2017 | 1) The Election of Directors: 1a. Samuel Allen 1b. Crandall C. Bowles 1c. Vance D. Coffman 1d. Alan C. Heuberger 1e. Dipak C. Jain 1f. Michael 0. Johanns 1g. Clayton M. Jones 1h. Brian M. Krzanich 1i. Gregory R. Page 1j. Sherry M. Smith 1k. Dmitri L. Stockton 1l. Sheila G. Talton | Issuer | Yes | For | For | ||||||||
2) Advisory vote on executive compensation | Issuer | Yes | For | For | ||||||||||||
3) Non-binding advisory vote on frequency of future advisory votes on executive compensation | Issuer | Yes | For-1 yr | For | ||||||||||||
4) Ratification of the appointment of Deloitte & Touche, LLP as Deere’s independent registered public accounting firm for fiscal 2017 | Issuer | Yes | For | For | ||||||||||||
5) Stockholder Proposal – Right to act by Written Consent | Security Holder | Yes | Against | For | ||||||||||||
Apple, Inc. | AAPL | 37833100 | 2/28/2017 | 1) The Election of Directors: 1a. James Bell 1b. Tim Cook 1c. Al Gore 1d. Bob Iger 1e. Andrea Jung 1f. Art Levinson 1g. Ron Sugar 1h. Sue Wagner | Issuer | Yes | For | For | ||||||||
2) Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for 2017 | Issuer | Yes | For | For | ||||||||||||
3) Advisory vote to approve executive compensation | Issuer | Yes | For | For | ||||||||||||
4) Advisory vote on the frequency of shareholder votes on executive compensation | Issuer | Yes | For-1 yr | For | ||||||||||||
5) A shareholder proposal entitled “Charitable Giving – Recipients, Intents and Benefits” | Security Holder | Yes | Against | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
6) A shareholder proposal regarding diversity among our senior management and board of directors | Security Holder | Yes | Against | For | ||||||||||||
7) A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Security Holder | Yes | Against | For | ||||||||||||
8) A shareholder proposal entitled “Executive Compensation Reform” | Security Holder | Yes | Against | For | ||||||||||||
2) A shareholder proposal entitled “Executives to Retain Significant Stock” | Security Holder | Yes | Against | For | ||||||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 1) The Election of Directors: 1a. Susan E. Arnold 1b. John S. Chen 1c. Jack Dorsey 1d. Robert A. Iger 1e. Maria Elena Lagomasino 1f. Fred H. Langhammer 1g. Aylwin B. Lewis 1h. Robert W. Matschullat 1i. Mark G. Parker 1j. Sheryl K. Sandberg 1k. Orin C. Smith | Issuer | Yes | For | For | ||||||||
2) To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for 2017 | Issuer | Yes | For | For | ||||||||||||
3) To approve the advisory resolution on executive compensation | Issuer | Yes | For | For | ||||||||||||
4) To approve holding an advisory vote on executive compensation every one, two or three years, as indicated | Issuer | Yes | For-1 yr | For | ||||||||||||
5) To approve the shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities | Security Holder | Yes | Against | For | ||||||||||||
6) To approve the shareholder proposal requesting the Board to amend the Company’s bylaws relating to proxy access to increase the number of permitted nominees, remove the limit on aggregating shares to meet the shareholding requirement, and remove the limitation on renomination of persons based on votes in a prior election | Security Holder | Yes | Against | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 1) Election of Directors: 1a. Howard Schultz 1b. William W. Bradley 1c. Rosalind Brewer 1d. Mary N. Dillon 1e. Robert M. Gates 1f. Mellody Hobson 1g. Kevin R. Johnson 1h. Jorgen Vig Knudstorp 1i. Satya Nadella 1j. Joshua Cooper Ramo 1k: Ciara Shih 1l. Javier G. Teruel 1m. Myron E. Ullman, III 1n. Craig E. Weatherup | Issuer | Yes | For | For | ||||||||
2) Advisory resolution to approve our executive compensation | Issuer | Yes | For | For | ||||||||||||
3) Advisory vote on the frequency of future advisory votes on executive compensation | Issuer | Yes | For-1 yr | For | ||||||||||||
4) Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2017 | Issuer | Yes | For | For | ||||||||||||
5) Amend proxy access by law | Security Holder | Yes | Against | For | ||||||||||||
Schlumberger Limited (Schlumberger N.V.) | SLB | 806857108 | 4/5/2017 | 1) Election of Directors a. Peter L.S. Currie b. Miguel M. Galuccio c. V. Maureen Kempston Darkes d. Paal Kibsgaard e. Nikolay Kudryavtsev f. Helge Lund g. Michael E. Marks h. Indra K. Nooyi i. Lubna S. Olayan j. Leo Rafael Reif k. Tore I. Sandvold l. Henri Seydoux | Issuer | Yes | For | For | ||||||||
2) To approve, on an advisory basis, the Company’s executive compensation. | Issuer | Yes | For | For | ||||||||||||
3) To conduct an advisory vote on the frequency of future advisory votes on executive compensation. | Issuer | Yes | For | For | ||||||||||||
4) To approve the Company’s 2016 financial statements and the Board’s 2016 declarations of dividends. | Issuer | Yes | For | For | ||||||||||||
5) To approve the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2016. | Issuer | Yes | For | For | ||||||||||||
6) To approve the adoption of the 2017 Schlumberger Omnibus Stock Incentive Plan. | Issuer | Yes | Against | Against | ||||||||||||
7) To approve an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. | Issuer | Yes | Against | Against |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
Quintiles IMS Holdings, Inc. | Q | 74876Y101 | 4/6/2017 | 1) Election of Directors Nominees a. Jonathan J. Coslet b. Michael J. Evanisko c. Dennis B. Gillings d. Ronald A. Rittenmeyer | Issuer | Yes | For | For | ||||||||
2) An advisory (non-binding) vote to approve executive compensation. | Issuer | Yes | For | For | ||||||||||||
3) Recommend, in an advisory (non-binding) vote, the frequency of the advisory vote on executive compensation | Issuer | Yes | For-1yr | Against | ||||||||||||
4) A vote to approve the adoption of the Quintiles IMS Holdings, Inc. 2017 Incentive and Stock Award Plan. | Issuer | Yes | Against | Against | ||||||||||||
5) The ratification of the appointment of PricewaterhouseCoopers LLP as Quintiles IMS Holdings, Inc.’s independent registered public accounting film for the year ending December 31, 2017. | Issuer | Yes | For | For | ||||||||||||
Adobe Systems Incorporated | ABDE | 00724F101 | 4/12/2017 | 1) Election of the ten (10) Directors proposed in the accompanying Proxy Statement to serve for a one-year term. a. Amy Banse b. Edward Barnholt c. Robert Burgess d. Frank Calderoni e. James Daley f. Laura Desmond g. Charles Geschke h. Shantanu Narayen i. Daniel Rosenweig | Issuer | Yes | For | For | ||||||||
2) Approval of the 2003 Equity Incentive Plan as amended to increase the available share reserve by 10 million shares | Issuer | Yes | Against | Against | ||||||||||||
3) Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending on December 1, 2017. | Issuer | Yes | For | For | ||||||||||||
4) Approval on an advisory basis of the compensation of the named executive officers. | Issuer | Yes | For | For | ||||||||||||
5) Approval on an advisory basis of the frequency of the advisory vote on executive compensation | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
U.S. Bancorp | USB | 902973304 | 4/18/2017 | 1. Election of Directors a. Douglas M. Baker, Jr. b. Warner L. Baxter c. Marc N. Casper d. Andrew Cecere e. Arthur D. Collins, Jr. f. Richard K. Davis g. Kimberly J. Harris h. Roland A. Hernandez i. Doreen Woo Ho j. Olivia F. Kirtley k. Karen S. Lynch l. David B. O’Maley m. O’dell N, Owens, M.D., M.P.H n. Criag D. Schnuch o. Scott W. Wine | Issuer | Yes | For | For | ||||||||
2) The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2017 fiscal year. | Issuer | Yes | For | For | ||||||||||||
3) An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Issuer | Yes | For | For | ||||||||||||
4) An advisory vote on the frequency of future advisory votes on executive compensation. | Issuer | Yes | For-1yr | For | ||||||||||||
5) A shareholder proposal seeking the adoption of a policy requiring that the Chairman of the Board be an independent director. | Security Holder | Yes | Against | For | ||||||||||||
United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 1) Election of Directors a. Lloyd J. Austin III b. Diane M. Bryant c. Jean-Pierre Garnier d. Gregory J. Hayes e. Edward A. Kangas f. Ellen J. Kullman g. Marshal O. Larsen h. Harold McGraw III i. Fredric G. Reynolds j. Brian C. Rogers k. Christine Todd Whitman | Issuer | Yes | For | For | ||||||||
2) Appointment of PricewaterhouseCoopers LLP to serve as Independent Auditor of 2017. | Issuer | Yes | For | For | ||||||||||||
3) Advisory vote to approve Named Executive Officer compensation. | Issuer | Yes | For | For | ||||||||||||
4) Advisory vote on the frequency of shareowner votes on Named Executive Officer compensation. | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
General Electric Company | GE | 369604103 | 4/26/2017 | A. Election of Directors 1) Sebastien M. Bazin 2) W. Geoffrey Beattie 3) John J. Brennan 4) Francisco D’Souza 5) Marijn E. Dekkers 6) Peter B. Henry 7) Susan J. Hockfield 8) Jeffrey R. Immelt 9) Andrea Jung 10) Robert W. Lane 11) Risa Lavizzo-Mourey 12) Rochelle B. Lazarus 13) Lowell C. McAdam 14) Steven M. Mollenkopf 15) James J. Mulva 16) James E. Rohr 17) Mary L. Schapiro 18) James S. Tisch | Issuer | Yes | For | For | ||||||||
B1. Advisory Approval of our named executives’ compensation. | Issuer | Yes | For | For | ||||||||||||
B2. Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Issuer | Yes | For | For | ||||||||||||
B3. Approval of GE’s 2007 Long-Term Incentive Plan as amended. | Issuer | Yes | Against | Against | ||||||||||||
B4. Approval of the Material Terms of Senior Officer Performance Goals. | Issuer | Yes | For | For | ||||||||||||
B5. Ratification of KPMG as independent Auditor for 2016. | Issuer | Yes | For | For | ||||||||||||
C1. Report on Lobbying Activities | Security Holder | Yes | Against | For | ||||||||||||
C2. Require the Chairman of the Board to be Independent | Security Holder | Yes | Against | For | ||||||||||||
C3. Adopt Cumulative Voting for Director Elections | Security Holder | Yes | Against | For | ||||||||||||
C4. Report on Charitable Contributions | Security Holder | Yes | Against | For | ||||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 1) Election of Directors a) Mary C. Beckerle b) D. Scott Davis c) Ian E.L. Davis d) Alex Gorsky e) Mark B. McClellan f) Anne M. Mulcahy g) William D. Perez h) Charles Prince i) A Eigene Washington j) Ronald A. Williams | Issuer | Yes | For | For | ||||||||
2) Advisory vote on frequency of Voting to Approve Named Executive Officer Compensation | Issuer | Yes | For | For | ||||||||||||
3) Advisory vote to approve named Executive Officer Compensation | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
4) Re- approval of the Material Terms of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2017 | Issuer | Yes | For | For | ||||||||||||
5) Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2017 | Issuer | Yes | For | For | ||||||||||||
6) Shareholder Proposal – Independent Board Chairman | Security Holder | Yes | Against | For | ||||||||||||
Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1) Election of the following nominees 1. R.J. Alpern 2. R.S. Austin 3. S.E. Blount 4. E.M. Liddy 5. N. McKinstry 6. P.N. Novakovic 7. W.A. Osborne 8. S.C. Scott III 9. D.J Starks 10. G.F. Tilton 11. M.D. White | Issuer | Yes | For | For | ||||||||
2) Ratification of Ernst & Young LLP as auditors | Issuer | Yes | For | For | ||||||||||||
3) Say on Pay – An advisory vote to approve executive compensation | Issuer | Yes | For | For | ||||||||||||
4) Say when on pay – An advisory vote to approve the frequency of shareholder votes on executive compensation. | Issuer | Yes | For | For | ||||||||||||
5) Approval of Abbott Laboratories 2017 Incentive Stock Program | Issuer | Yes | Against | Against | ||||||||||||
6) Approval of the Abbott Laboratories 2017 employee stock. (Purchase plan for non-U.S employees) | Issuer | Yes | Against | Against | ||||||||||||
7) Independent Board Chairman | Security Holder | Yes | Against | For | ||||||||||||
American Express | AXP | 025816109 | 5/1/2017 | 1. The Board of Directors recommends that you vote “FOR” each Director nominee listed in Proposal 1 below. a) Charlene Barshefsky b) John J. Brennan c) Ursula M. Burns d) Kenneth I. Chenault e) Peter Chernin f) Ralph de la Vega g) Anne L. Lauvergeon h) Michael O. LeavITT i) Theodore J. Leonsis j) Richard C. Levin k) Samuel J. Palmisano l) Daniel L Vasella m) Robert D. Walter n) Ronald A. Williams | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
2) Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2017 | Issuer | Yes | For | For | ||||||||||||
3) Approval, on an advisory basis, of the company’s executive compensation | Issuer | Yes | For | For | ||||||||||||
4) Advisory resolution to approve the frequency of future advisory votes on the company’s executive compensation | Issuer | Yes | For | For | ||||||||||||
Cabot Oil & Gas Corporation | COG | 127097103 | 5/3/2017 | 1) Election of Directors a) Dorothy Ables b) Rhys J. Best c) Robert S. Boswell d) Don O. Dinges e) Robert Kelley f) W. Matt Ralls | Issuer | Yes | For | For | ||||||||
2) To ratify the appointment of the firm PricewaterhouseCoopers LLP as the independent registered public accounting firm for the company for its 2017 fiscal year | Issuer | Yes | For | For | ||||||||||||
3) To approve, by non-binding advisory vote, the compensation of our named executive officers. | Issuer | Yes | For | For | ||||||||||||
4) The non-binding advisory vote on the frequency of future advisory votes on executive compensation. | Issuer | Yes | For | For | ||||||||||||
Pepsico, Inc. | PEP | 713448108 | 5/3/2017 | 1) The board of Directors recommends a vote “for” each of these nominees listed in item no. 1 and “for” items no. 2, 3 and 4. a) Shona L. Brown b) George W. Buckley c) Cesar Conde d) Ian M. Cook e) Dina Dublon f) Rona A. Fairhead g) Richard W. Fisher h) William R. Johnson i) Indra K. Nooyl j) David C. Page k) Robert C. Pohlad l) Daniella Vasella m) Darren Walker n) Alberto Weisser | Issuer | Yes | For | For | ||||||||
2) Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2017. | Issuer | Yes | For | For | ||||||||||||
3) Advisory approval of the company’s executive compensation. | Issuer | Yes | For | For | ||||||||||||
4) Advisory vote on frequency of future shareholder advisory approval of the company’s executive compensation. | Issuer | Yes | For | For | ||||||||||||
5) Report regarding pesticide pollution | Security Holder | Yes | Against | For | ||||||||||||
6) Implementation of Holy Land Principles | Security Holder | Yes | Against | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
Ecolab, Inc. | ECL | 278865100 | 5/4/2017 | 1) Election of Directors a) Douglas M. Baker, Jr. b) Barbara J. Beck c) Leslie S. Biller d) Carl M. Casale e) Stephen I Chazen f) Jeffery M. Ettinger g) Arthur J Higgins h) Michael Larson i) David W. Maclennan j) Tracy B. Mckibben k) Victoria J. Reich l) Suzanne M. Vautrinot m) John M. Zillmer | Issuer | Yes | For | For | ||||||||
2) Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2017 | Issuer | Yes | For | For | ||||||||||||
3) Advisory vote to approve the compensation of executives disclosed in the proxy statement. | Issuer | Yes | For | For | ||||||||||||
4) Advisory Vote on the frequency of future stockholder advisory votes on executive compensation | Issuer | Yes | For | For | ||||||||||||
Danaher Corporation | DHR | 235851102 | 5/9/2017 | 1) Election of Directors: a. Donald J Ehrlich b. Linda Hefner Filler c. Robert J Hugin d. Thomas P Joyce, Jr. e. Teri List-Stoll f. Walter G Lohr, Jr. g. Mitchell P Rales h. Steven M Rales i. John T. Schwieters j. Alan G Spoon k. Raymond C Stevens, Ph.D. l. Elias A. Zerhouni, M.D | Issuer | Yes | For | For | ||||||||
2) To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2017 | Issuer | Yes | For | For | ||||||||||||
3) To approve certain amendments to Danaher’s 2007 stock incentive plan and the material terms of performance goals under the plan | Issuer | Yes | Against | Against | ||||||||||||
4) To approve certain amendments to Danaher’s 2007 executive incentive compensation plan and the material terms of the performance goals under the plan | Issuer | Yes | For | For | ||||||||||||
5) To approve on an advisory basis the company’s named executive officer compensation | Issuer | Yes | For | For | ||||||||||||
6) To hold an advisory vote relating to the frequency of future shareholder advisory votes on the company’s named executive officer compensation | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
7) To act upon a shaereholder proposal requesting that Danaher adopt and report on goals to reduce greenhouse gas emissions | Security Holder | Yes | Against | For | ||||||||||||
Zoetis, Inc. | ZTS | 98978v103 | 5/11/2017 | 1) Election of Directors a) Gregory Nordan b) Louise M. Parent c) Robert W. Scully | Issuer | Yes | For | For | ||||||||
2) An advisory vote to approve executive compensation. (Say on Pay) | Issuer | Yes | For | For | ||||||||||||
3) Ratification of appointment of KPMG LLP as our independent public accounting firm for 2017. | Issuer | Yes | For | For | ||||||||||||
JP Morgan Chase & Co. | JPM | 46625h100 | 5/16/2017 | 1) Election of Directors A. Linda B. Bammann B. James A. Bell C. Crandall C. Bowles D. Stephen B. Burke E. Todd A. Combs F. James S. Crown G. James Dimon H. Timothy P. Flynn I. Laban P. Jackson, Jr. J. Michael A. Neal K. Lee R. Raymond L. William Weldon | Issuer | Yes | For | For | ||||||||
2) Advisory resolution to approve executive compensation | Issuer | Yes | For | For | ||||||||||||
3) Ratification of independent registered public accounting firm | Issuer | Yes | For | For | ||||||||||||
4) Advisory vote on frequency of advisory resolution to approve executive compensation | Issuer | Yes | For | For | ||||||||||||
5) Independent Board Chairman | Security Holder | Yes | Against | For | ||||||||||||
6) Vesting for government services | Security Holder | Yes | Against | For | ||||||||||||
7) Clawback amendment | Security Holder | Yes | Against | For | ||||||||||||
8) Gender pay equity | Security Holder | Yes | Against | For | ||||||||||||
9) How votes are counted | Security Holder | Yes | Against | For | ||||||||||||
10) Special shareowner meetings | Security Holder | Yes | Against | For | ||||||||||||
Thermo Fisher Scientific, Inc. | TMO | 883556102 | 5/17/2017 | 1) Election of Directorrs a) Marc N. Casper b) Nelson J. Chai c) C. Martin Harris d) Tyler Jacks e) Judy C. Lewent f) Thomas J. Lynch g) Jim P. Manzi h) William G. Parrett i) Scott M. Sperling j) Elaine S. Ullian | Issuer | Yes | For | For | ||||||||
2) An advisory vote to approve named executive officer compensation. | Issuer | Yes | For | For | ||||||||||||
3) An advisory vote on the frequency of future executive compensation advisory votes. | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
4) Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2016. | Issuer | Yes | For | For | ||||||||||||
Mondelez International, Inc. | MDLZ | 609207105 | 5/17/2017 | 1) Election of Directors a) Lewis W.K. Booth b) Charles E. Bunch c) Lois D. Juliber d) Mark D. Ketchum e) Jorge S. Mesquita f) Joseph Neubauer g) Nelson Peltz h) Fredric G. Reynolds i) Irene B. Rosenfeld j) Christiana A. Shi k) Patrick T. Siewert l) Ruth J. Simmons m) Jean-Francois M. L. van Boxmeer | Issuer | Yes | For | For | ||||||||
2) Ratification of PricewaterhouseCoopers LLP as independent Registered Public Accountants for fiscal year ending December 31, 2016 | Issuer | Yes | For | For | ||||||||||||
3) Advisory Vote to Approve Executive Compensation | Issuer | Yes | For | For | ||||||||||||
4) Advisory vote on the frequency of future advisory votes to approve executive compensation | Issuer | Yes | For | For | ||||||||||||
5) Report on Non-Recyclable Packaging | Security Holder | Yes | Against | For | ||||||||||||
6) Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives | Security Holder | Yes | Against | For | ||||||||||||
Amphenol Corporation | APH | 032095101 | 5/18/2017 | 1) Election of Director 1.1- Ronald P. Badie 1.2- Stanley L. Clark 1.3- David P. Falck 1.4- Edward G. Jepsen 1.5- Martin H. Loeffler 1.6- John R. Lord 1.7- R. Adam Norwitt 1.8- Diana G. Reardon | Issuer | Yes | For | For | ||||||||
2) Ratification of Deloitte & Touche LLP as independent accountants of the company | Issuer | Yes | For | For | ||||||||||||
3) Advisory note to approve compensation of named executive. | Issuer | Yes | For | For | ||||||||||||
4) Advisory vote on the frequency of future advisory votes on compensation of named executive officers. | Issuer | Yes | For | For | ||||||||||||
5) To ratify and approve the 2017 stock purchase and option plan for key employees of Amphenol and subsidiaries. | Issuer | Yes | Against | Against |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
The Home Depot | HD | 437076102 | 5/18/2017 | 1) Election of Directors A. Gerard J. Arpey B. Ari Bousbib C. Jeffery H. Boyd D. Gregory D. Brenneman E. J. Franklin Brown F. Albert P. Carey G. Armando Codina H. Helena B. Foulkes I. Linda R. Gooden J. Wayne M. Hewett K. Karen L. Katen L. Craig A. Menear M. Mark Vadon | Issuer | Yes | For | For | ||||||||
2) Ratification of the Appointment of KPMG LLP. | Issuer | Yes | For | For | ||||||||||||
3) Advisory Vote to Approve Executive Compensation (“Say-on-Pay”). | Issuer | Yes | For | For | ||||||||||||
4) Advisory Vote on the Frequency of Future Say-on-Pay Votes. | Issuer | Yes | For | For | ||||||||||||
5) Shareholder Proposal Regarding Preparation of an Employment Diversity Report. | Security Holder | Yes | Against | For | ||||||||||||
6) Shareholder Proposal Regarding Advisory Vote on Political Contributions. | Security Holder | Yes | Against | For | ||||||||||||
7) Shareholder Proposal to Reduce the Threshold to Cal Special Shareholder Meetings to 15% of Outstanding Shares | Security Holder | Yes | Against | For | ||||||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | 1) Approval of the management report, standalone financial statements and consolidated financial statements of Chubb limited for the year ended December 31, 2016 | Issuer | Yes | For | For | ||||||||
2) Allocation of disposable profit and distribution of a dividend from reserves a) Allocation of disposable profit b) Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Issuer | Yes | For | For | ||||||||||||
3) Discharge of the Board of Directors | Issuer | Yes | For | For | ||||||||||||
4) Election of Auditors a) Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor b) Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting c) Election of BDO AG (Zurich) as special audit firm | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
5) Election of the Board of Directors a) Evan G. Greenberg b) Robert M. Hernandez c) Michael G. Atieh d) Sheila P. Burke e) James I. Cash f) Mary A. Cirillo g) Michael P. Connors h) John Edwardson i) Leo F. Mullin j) Kimberly Ross k) Robert Scully l) Eugene B. Shanks, Jr. m) Theodore E. Shasta n) David Sidwell o) Olivier Steimer p) James M. Zimmerman | Issuer | Yes | For | For | ||||||||||||
6) Election of the Chairman of the Board of Directors | Issuer | Yes | For | For | ||||||||||||
7) Election of the Compensation Committee of the Board of Directors a) Michael P. Connors b) Mary A. Cirillo c) Robert M. Hernandez d) Robert Scully e) James M. Zimmerman | Issuer | Yes | For | For | ||||||||||||
8) Election of Homburger AG as independent proxy | Issuer | Yes | For | For | ||||||||||||
9) Amendment to the Articles of Association relating to authorized share capital for general purposes | Issuer | Yes | Against | Against | ||||||||||||
10) Approval of the Chubb Limited 2016 Long-Term Incentive Plan | Issuer | Yes | For | For | ||||||||||||
11) Approval of the maximum compensation of the Board of Directors and Executive Management a) Compensation of the Board of Directors until the next annual general meeting b) Compensation of Executive Management for the next calendar year | Issuer | Yes | For | For | ||||||||||||
12) Advisory vote to approve executive compensation under U.S. Securities law requirements | Issuer | Yes | For | For | ||||||||||||
Nielsen Holding PLC | NLSN | G6518L108 | 5/23/2017 | 1) To elect the directors listeed below: A. James A. Attwood, Jr. B. Mitch Barns C. Karen M. Hoguet D. James M. Kilts E. Harish Manwani F. Robert Pozen G. David Rawlinson H. Javier G. Teruel I. Lauren Zalaznick | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
2) To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2017. | Issuer | Yes | For | For | ||||||||||||
3) To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UKL statutory annual accounts for the year ending in December 31, 2017. | Issuer | Yes | For | For | ||||||||||||
4) To authorize Audit Committee to determine the compensation for our UK auditor. | Issuer | Yes | For | For | ||||||||||||
5) To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement pursuant to the rules of the U.S. Securities and Exchange Commission | Issuer | Yes | For | For | ||||||||||||
6) To determine on a non-binding, advisory basis whether a shareholder vote to approve the Compensation Report for the year ended December 31, 2016. | Issuer | Yes | For | For | ||||||||||||
7) To approve on a non-binding, advisory basis the Directors Compensation Report for the year ended December 31, 2016. | Issuer | Yes | For | For | ||||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 1) Election of Directors A. Jeffrey P. Bezos B. Tom A. Alberg C. John Seely Brown D. Jaime S. Gorelick E. Daniel P. Huttenlocher F. Judith A. McGrath G. Jonathan J. Rubinstein H. Thomas O. Ryder I. Patricia Q. Stonesifer J. Wendell P. Weeks | Issuer | Yes | For | For | ||||||||
2) Advisory vote to approve named executive officer compensation. | Issuer | Yes | For | For | ||||||||||||
3) Advisory vote to approve executive compensation. | Issuer | Yes | For | For | ||||||||||||
4) Advisory vote on the frequency of future advisory votes on executive compensation. | Issuer | Yes | For | For | ||||||||||||
5) Approval of the company’s 1997 Stock Incentive Plan, as amended and restated. | Issuer | Yes | For | For | ||||||||||||
6) Shareholder proposal regarding a report on the use of criminal background checks in hiring decisions. | Security Holder | Yes | Against | For | ||||||||||||
7) Shareholder proposal regarding sustainability as an executive compensation performance measure | Security Holder | Yes | Against | For | ||||||||||||
8) Shareholder proposal regarding vote-counting practices for shareholder proposals. | Security Holder | Yes | Against | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
Raytheon Company | RTN | 713448108 | 5/25/2017 | 1) Election of Directors a) Tracy A. Atkinson b) Robert E. Beauchamp c) Dinesh C. Paliwal d) Vernon E. Clark e) Stephen J. Hadley f) Thomas A. Kennedy g) Letitia A. Long h) George R. Oliver i) William R. Spivey j) James A. Winnefeld, Jr. | Issuer | Yes | For | For | ||||||||
2) Advisory vote to approve named executive officer compensation. | Issuer | Yes | For | For | ||||||||||||
3) Advisory vote on the frequency of future advisory votes on executive compensation. | Issuer | Yes | For | For | ||||||||||||
4) Approval of Raytheon 2017 Incentive Plan for Section 162(m) purposes. | Issuer | Yes | For | For | ||||||||||||
5) Ratification of Independent Auditors. | Issuer | Yes | For | For | ||||||||||||
Exxon Mobil Corporation | XOM | 30231g102 | 5/31/2017 | 1) Election of Directors a) M.J. Boskin b) P. Brabeck-Letmathe c) A.F. Braly d) U.M. Burns e) L.R. Faulkner f) J.S. Fishman g) H.H. Fore h) K.C. Frazier i) D.R. Oberhelman j) S.J. Palmisano k) S.S Reinemund l) W.C. Weldon m) D.W. Woods n) S.K. Avery | Issuer | Yes | For | For | ||||||||
2) Ratification of Independent Auditors (page 24) | Issuer | Yes | For | For | ||||||||||||
3) Advisory Vote to Approve Executive Compensation (page 25) | Issuer | Yes | For | For | ||||||||||||
4) Frequency of Advisory Vote on Executive Compensation (page 25) | Issuer | Yes | For | For | ||||||||||||
5) Independent Chairman (page 53) | Security Holder | Yes | Against | For | ||||||||||||
6) Majority Vote for Directors (page 54) | Security Holder | Yes | Against | For | ||||||||||||
7) Special Shareholder Meeting (page 55) | Security Holder | Yes | Against | For | ||||||||||||
8) Restrict Precatory Proposals (page 56) | Security Holder | Yes | Against | For | ||||||||||||
9) Report on Compensation for Women (page 57) | Security Holder | Yes | Against | For | ||||||||||||
10) Report on Lobbying (page 59) | Security Holder | Yes | Against | For | ||||||||||||
11) Increase Capital Distributions in Lieu of Investment (page 60) | Security Holder | Yes | Against | For | ||||||||||||
12) Report on Impacts of Climate Change Policies (page 62) | Security Holder | Yes | Against | For | ||||||||||||
13) Report on Methane Emissions (page 64) | Security Holder | Yes | Against | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
Under Armour | UAA | 904311107 | 5/31/2017 | 1) Election of Directors 01) Kevin A. Plank 02) George W. Bodenheimer 03) Douglas E. Coltharp 04) Anthony W. Deering 05) Jerri L. DeVard 06) Karen W. Katz 07) A.B. Krongard 08) William R. McDermott 09) Eric T. Olson 10) Harvey L. Sanders | Issuer | Yes | For | For | ||||||||
2) To approve, by a non-binding advisory vote, the compensation of executives as disclosed in the “Executive Compensation” section of the proxy statement, including the Compensation Discussion and Analysis tables. | Issuer | Yes | For | For | ||||||||||||
3) To recommend, by non-binding vote, the frequency of executive compensation votes. | Issuer | Yes | For | For | ||||||||||||
4) Ratification of Appointment of Independent Registered Public Accounting Firm. | Issuer | Yes | For | For | ||||||||||||
Facebook, Inc. | FB | 30303m102 | 6/1/2017 | 1) Election of directors 01) Marc L. Andreessen 02) Erskine B. Bowles 03) Susan D. Desmond-Hellmann 04) Reed Hastings 05) Jan Koum 06) Sheryl K. Sandberg 07) Peter A. Thiel 08) Mark Zuckerberg | Issuer | Yes | For | For | ||||||||
2) To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2017 | Issuer | Yes | For | For | ||||||||||||
3) A stockholder proposal regarding change in stockholder voting | Security Holder | Yes | Against | For | ||||||||||||
4) A stockholder proposal regarding a lobbying report | Security Holder | Yes | Against | For | ||||||||||||
5) A stockholder proposal regarding false news | Security Holder | Yes | Against | For | ||||||||||||
6) A stockholder proposal regarding a gender pay equity report | Security Holder | Yes | Against | For | ||||||||||||
7) A stockholder proposal regarding an independent chair | Security Holder | Yes | Against | For | ||||||||||||
Fortive Corporation | FTV | 34959J108 | 6/6/2017 | 1) To elect the following nominees to serve as Class I Directors, each for the three-year term expiring at the 2020 annual meeting. A. Kate Mitchell B. Israel Ruiz | Issuer | Yes | For | For | ||||||||
2) To ratify the selection of Ernst and Young LLP as Fortive’s independent registered public accounting firm for the year ending December 31, 2017 | Issuer | Yes | For | For |
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of | Proposed | Did the | How did the Fund For, Against, Abstain | Did the Fund vote | ||||||||
3) To approve on an advisory basis Fortive’s named executive officer compensation | Issuer | Yes | For | For | ||||||||||||
4. To hold an advisory vote relating to the frequency of future shareholder(s) advisory votes on Fortive’s named executive officer compensation | Issuer | Yes | For | For | ||||||||||||
Alphabet, Inc. | GOOG | 02079K107 | 6/7/2017 | 1) Election of Directors 1. Larry Page 2. Sergey Brin 3. Eric E. Schmidt 4. John Doerr 5. Diane B. Greene 6. John L. Hennessy 7. Ann Mather 8. Alan R. Mulally 9. Paul S. Otellini 10. Ram Shriram 11. Shirley M. Tilghman 12. Roger W. Ferguson, Jr. | Issuer | Yes | For | For | ||||||||
2) The ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting frim for the fiscal year ending December 31, 2017. | Issuer | Yes | For | For | ||||||||||||
3) An amendment to Alphabet’s 2012 Stock Plan to increase the share reserve by 15,000,000 shares of Class C capital stock | Issuer | Yes | Against | Against | ||||||||||||
4) The approval of the 2016 compensation awarded to named executive officers. | Issuer | Yes | For | For | ||||||||||||
5) To recommend, by non-binding vote, the frequency of executive compensation votes. | Issuer | Yes | 1 yr | Against | ||||||||||||
6) A stockholder proposal regarding equal shareholder voting. | Security Holder | Yes | Against | For | ||||||||||||
7) A stockholder proposal regarding a lobbying report. | Security Holder | Yes | Against | For | ||||||||||||
8) A stockholder proposal regarding a political contributions report. | Security Holder | Yes | Against | For | ||||||||||||
9) A stockholder proposal regarding a report on gender pay. | Security Holder | Yes | Against | For | ||||||||||||
10) A stockholder proposal regarding a charitable contributions report. | Security Holder | Yes | Against | For | ||||||||||||
11) A stockholder proposal regarding the implementation of ‘Holy Land Principles” | Security Holder | Yes | Against | For | ||||||||||||
12) A stockholder proposal regarding a report on “fake news.” | Security Holder | Yes | Against | For |
Dana Large Equity Cap Fund
ABBVIE INC.
Security | 00287Y109 | Meeting Type | Annual | |||
Ticker Symbol | ABBV | Meeting Date | 05-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | ROBERT J. ALPERN | For | For | |||||||
2 | EDWARD M. LIDDY | For | For | |||||||
3 | MELODY B. MEYER | For | For | |||||||
4 | FREDERICK H. WADDELL | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | Against | Against | ||||||
4. | Classify/Stagger Board of Directors | Management | For | For | ||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||||
6. | S/H Proposal - Separate Chairman/Coe | Shareholder | For | Against |
ACTIVISION BLIZZARD, INC.
Security | 00507V109 | Meeting Type | Annual | |||
Ticker Symbol | ATVI | Meeting Date | 01-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.9 | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | Against | Against | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
ALASKA AIR GROUP, INC.
Security | 011659109 | Meeting Type | Annual | |||
Ticker Symbol | ALK | Meeting Date | 04-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Approve Charter Amendment | Management | Against | Against | ||||
5. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
6. | S/H Proposal - Access To Proxy | Shareholder | Abstain | Against |
ALBEMARLE CORPORATION
Security | 012653101 | Meeting Type | Annual | |||
Ticker Symbol | ALB | Meeting Date | 12-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | 14A Executive Compensation | Management | For | For | ||||||
2. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
3. | Election of Directors | Management | ||||||||
1 | JIM W. NOKES | For | For | |||||||
2 | WILLIAM H. HERNANDEZ | For | For | |||||||
3 | LUTHER C. KISSAM IV | For | For | |||||||
4 | DOUGLAS L. MAINE | For | For | |||||||
5 | J. KENT MASTERS | For | For | |||||||
6 | JAMES J. O’BRIEN | For | For | |||||||
7 | BARRY W. PERRY | For | For | |||||||
8 | GERALD A. STEINER | For | For | |||||||
9 | HARRIETT TEE TAGGART | For | For | |||||||
10 | AMBASSADOR A. WOLFF | For | For | |||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||
5. | Approve Charter Amendment | Management | For | For | ||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For |
ALPHABET INC
Security | 02079K305 | Meeting Type | Annual | |||
Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | LARRY PAGE | For | For | |||||||
2 | SERGEY BRIN | For | For | |||||||
3 | ERIC E. SCHMIDT | For | For | |||||||
4 | L. JOHN DOERR | For | For | |||||||
5 | ROGER W. FERGUSON, JR. | For | For | |||||||
6 | DIANE B. GREENE | For | For | |||||||
7 | JOHN L. HENNESSY | For | For | |||||||
8 | ANN MATHER | For | For | |||||||
9 | ALAN R. MULALLY | For | For | |||||||
10 | PAUL S. OTELLINI | For | For | |||||||
11 | K. RAM SHRIRAM | For | For | |||||||
12 | SHIRLEY M. TILGHMAN | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | Amend Stock Compensation Plan | Management | Against | Against | ||||||
4. | 14A Executive Compensation | Management | Against | Against | ||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | ||||||
6. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||||
7. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||||
8. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||||
9. | S/H Proposal - Gender Pay Equality | Shareholder | For | Against | ||||||
10. | S/H Proposal - Report on Charitable Contributions | Shareholder | Abstain | Against | ||||||
11. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | ||||||
12. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
ALTRIA GROUP, INC.
Security | 02209S103 | Meeting Type | Annual | |||
Ticker Symbol | MO | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Approve Increase in Board Size | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Animal Rights | Shareholder | Against | For |
AMERICAN TOWER CORPORATION
Security | 03027X100 | Meeting Type | Annual | |||
Ticker Symbol | AMT | Meeting Date | 31-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
AMGEN INC.
Security | 031162100 | Meeting Type | Annual | |||
Ticker Symbol | AMGN | Meeting Date | 19-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Simple Majority Voting | Shareholder | For | Against |
APPLE INC.
Security | 037833100 | Meeting Type | Annual | |||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | For | ||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
7. | S/H Proposal - Access To Proxy | Shareholder | For | Against | ||||
8. | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
AT&T INC.
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 28-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | Against | Against | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||
7. | S/H Proposal - Access To Proxy | Shareholder | For | Against | ||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
BANK OF AMERICA CORPORATION
Security | 060505104 | Meeting Type | Annual | |||
Ticker Symbol | BAC | Meeting Date | 26-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
1N. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | ||||
6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | ||||
7. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | ||||
8. | S/H Proposal - Gender Pay Equality | Shareholder | For | Against |
BROADCOM LIMITED
Security | Y09827109 | Meeting Type | Annual | |||
Ticker Symbol | AVGO | Meeting Date | 05-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against |
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1E. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1F. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1G. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1H. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1I. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | Allot Securities | Management | For | For | ||||
4. | 14A Executive Compensation | Management | Against | Against | ||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Security | 11133T103 | Meeting Type | Annual | |||
Ticker Symbol | BR | Meeting Date | 17-Nov-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
2) | 14A Executive Compensation | Management | For | For | ||||
3) | Ratify Appointment of Independent Auditors | Management | For | For |
CHEVRON CORPORATION
Security | 166764100 | Meeting Type | Annual | |||
Ticker Symbol | CVX | Meeting Date | 31-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Fix Number of Directors | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
7. | S/H Proposal - Environmental | Shareholder | Abstain | Against | ||||
8. | S/H Proposal - Environmental | Shareholder | Against | For | ||||
9. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | ||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
11. | S/H Proposal - Corporate Governance | Shareholder | Against | For |
CHUBB LIMITED
Security | H1467J104 | Meeting Type | Annual | |||
Ticker Symbol | CB | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1 | Receive Consolidated Financial Statements | Management | For | For | ||||
2A | Approve Charter Amendment | Management | For | For | ||||
2B | Dividends | Management | For | For | ||||
3 | Approve Charter Amendment | Management | For | For | ||||
4A | Ratify Appointment of Independent Auditors | Management | For | For | ||||
4B | Ratify Appointment of Independent Auditors | Management | For | For | ||||
4C | Ratify Appointment of Independent Auditors | Management | For | For | ||||
5A | Election of Directors (Majority Voting) | Management | For | For | ||||
5B | Election of Directors (Majority Voting) | Management | For | For | ||||
5C | Election of Directors (Majority Voting) | Management | For | For | ||||
5D | Election of Directors (Majority Voting) | Management | For | For | ||||
5E | Election of Directors (Majority Voting) | Management | For | For | ||||
5F | Election of Directors (Majority Voting) | Management | For | For | ||||
5G | Election of Directors (Majority Voting) | Management | For | For | ||||
5H | Election of Directors (Majority Voting) | Management | For | For | ||||
5I | Election of Directors (Majority Voting) | Management | For | For | ||||
5J | Election of Directors (Majority Voting) | Management | For | For | ||||
5K | Election of Directors (Majority Voting) | Management | For | For | ||||
5L | Election of Directors (Majority Voting) | Management | For | For | ||||
5M | Election of Directors (Majority Voting) | Management | For | For | ||||
5N | Election of Directors (Majority Voting) | Management | For | For | ||||
5O | Election of Directors (Majority Voting) | Management | For | For | ||||
5P | Election of Directors (Majority Voting) | Management | For | For | ||||
6 | Election of Directors (Majority Voting) | Management | Against | Against | ||||
7A | Miscellaneous Compensation Plans | Management | Against | Against | ||||
7B | Miscellaneous Compensation Plans | Management | For | For | ||||
7C | Miscellaneous Compensation Plans | Management | For | For | ||||
7D | Miscellaneous Compensation Plans | Management | For | For | ||||
7E | Miscellaneous Compensation Plans | Management | For | For | ||||
8 | Approve Charter Amendment | Management | For | For | ||||
9 | Adopt Employee Stock Purchase Plan | Management | For | For | ||||
10A | Miscellaneous Compensation Plans | Management | For | For | ||||
10B | Miscellaneous Compensation Plans | Management | Against | Against | ||||
11 | 14A Executive Compensation | Management | Against | Against | ||||
12 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
13 | Approve Charter Amendment | Management | Abstain | Against |
CISCO SYSTEMS
Security | 17275R102 | Meeting Type | Annual | |||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
4. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||
5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | ||||
6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against |
CITIZENS FINANCIAL GROUP, INC.
Security | 174610105 | Meeting Type | Annual | |||
Ticker Symbol | CFG | Meeting Date | 27-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
COMCAST CORPORATION
Security | 20030N101 | Meeting Type | Annual | |||
Ticker Symbol | CMCSA | Meeting Date | 08-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | KENNETH J. BACON | For | For | |||||||
2 | MADELINE S. BELL | For | For | |||||||
3 | SHELDON M. BONOVITZ | For | For | |||||||
4 | EDWARD D. BREEN | For | For | |||||||
5 | GERALD L. HASSELL | For | For | |||||||
6 | JEFFREY A. HONICKMAN | For | For | |||||||
7 | ASUKA NAKAHARA | For | For | |||||||
8 | DAVID C. NOVAK | For | For | |||||||
9 | BRIAN L. ROBERTS | For | For | |||||||
10 | JOHNATHAN A. RODGERS | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | Against | Against | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
D.R. HORTON, INC.
Security | 23331A109 | Meeting Type | Annual | |||
Ticker Symbol | DHI | Meeting Date | 19-Jan-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | Against | Against | ||||
3. | Ratify Appointment of Independent Auditors | Management | Against | Against |
DELL TECHNOLOGIES INC.
Security | 24703L103 | Meeting Type | Annual | |||
Ticker Symbol | DVMT | Meeting Date | 26-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DAVID W. DORMAN | For | For | |||||||
2 | WILLIAM D. GREEN | For | For | |||||||
3 | ELLEN J. KULLMAN | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | Against | Against | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
5. | Authorize Common Stock Increase | Management | Against | Against |
DISCOVER FINANCIAL SERVICES
Security | 254709108 | Meeting Type | Annual | |||
Ticker Symbol | DFS | Meeting Date | 11-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC.
Security | 26138E109 | Meeting Type | Annual | |||
Ticker Symbol | DPS | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Health Issues | Shareholder | For | Against |
ELECTRONIC ARTS INC.
Security | 285512109 | Meeting Type | Annual | |||
Ticker Symbol | EA | Meeting Date | 28-Jul-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Amend Cash/Stock Bonus Plan | Management | For | For | ||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | ||||
5. | 14A Executive Compensation | Management | For | For | ||||
6. | Ratify Appointment of Independent Auditors | Management | For | For |
EXELON CORPORATION
Security | 30161N101 | Meeting Type | Annual | |||
Ticker Symbol | EXC | Meeting Date | 25-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | Against | Against | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
EXXON MOBIL CORPORATION
Security | 30231G102 | Meeting Type | Annual | |||
Ticker Symbol | XOM | Meeting Date | 31-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | SUSAN K. AVERY | For | For | |||||||
2 | MICHAEL J. BOSKIN | For | For | |||||||
3 | ANGELA F. BRALY | For | For | |||||||
4 | URSULA M. BURNS | For | For | |||||||
5 | HENRIETTA H. FORE | For | For | |||||||
6 | KENNETH C. FRAZIER | For | For | |||||||
7 | DOUGLAS R. OBERHELMAN | For | For | |||||||
8 | SAMUEL J. PALMISANO | For | For | |||||||
9 | STEVEN S REINEMUND | For | For | |||||||
10 | WILLIAM C. WELDON | For | For | |||||||
11 | DARREN W. WOODS | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||
3. | 14A Executive Compensation | Management | Against | Against | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | ||||||
6. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||
9. | S/H Proposal - Executive Compensation | Shareholder | For | Against | ||||||
10. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||
12. | S/H Proposal - Environmental | Shareholder | For | Against | ||||||
13. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | For | Against |
FACEBOOK INC.
Security | 30303M102 | Meeting Type | Annual | |||
Ticker Symbol | FB | Meeting Date | 01-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | MARC L. ANDREESSEN | For | For | |||||||
2 | ERSKINE B. BOWLES | For | For | |||||||
3 | S.D.DESMOND-HELLMANN | For | For | |||||||
4 | REED HASTINGS | For | For | |||||||
5 | JAN KOUM | For | For | |||||||
6 | SHERYL K. SANDBERG | For | For |
7 | PETER A. THIEL | For | For | |||||||
8 | MARK ZUCKERBERG | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||||
4. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||
6. | S/H Proposal - Add Women & Minorities to Board | Shareholder | For | Against | ||||||
7. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against |
HALLIBURTON COMPANY
Security | 406216101 | Meeting Type | Annual | |||
Ticker Symbol | HAL | Meeting Date | 17-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | Against | Against | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | Amend Stock Compensation Plan | Management | Against | Against |
HONEYWELL INTERNATIONAL INC.
Security | 438516106 | Meeting Type | Annual | |||
Ticker Symbol | HON | Meeting Date | 24-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
3. | 14A Executive Compensation | Management | Against | Against | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | ||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against |
INGREDION INC
Security | 457187102 | Meeting Type | Annual | |||
Ticker Symbol | INGR | Meeting Date | 17-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For |
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | Against | Against |
JOHNSON & JOHNSON
Security | 478160104 | Meeting Type | Annual | |||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
3. | 14A Executive Compensation | Management | Against | Against | ||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||
5. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against |
JPMORGAN CHASE & CO.
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 16-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | Against | Against | ||||
3. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | ||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
JUNIPER NETWORKS, INC.
Security | 48203R104 | Meeting Type | Annual | |||
Ticker Symbol | JNPR | Meeting Date | 25-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | ||||
5. | Eliminate Supermajority Requirements | Management | For | For | ||||
6. | 14A Executive Compensation | Management | For | For | ||||
7. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
KIMBERLY-CLARK CORPORATION
Security | 494368103 | Meeting Type | Annual | |||
Ticker Symbol | KMB | Meeting Date | 20-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
LAM RESEARCH CORPORATION
Security | 512807108 | Meeting Type | Annual | |||
Ticker Symbol | LRCX | Meeting Date | 09-Nov-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | MARTIN B. ANSTICE | For | For | |||||||
2 | ERIC K. BRANDT | For | For | |||||||
3 | MICHAEL R. CANNON | For | For | |||||||
4 | YOUSSEF A. EL-MANSY | For | For | |||||||
5 | CHRISTINE A. HECKART | For | For | |||||||
6 | CATHERINE P. LEGO | For | For | |||||||
7 | STEPHEN G. NEWBERRY | For | For | |||||||
8 | ABHIJIT Y. TALWALKAR | For | For | |||||||
9 | RICK L. TSAI | For | For | |||||||
10 | JOHN T. DICKSON | For | For | |||||||
11 | GARY B. MOORE | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | Against | Against |
LEAR CORPORATION
Security | 521865204 | Meeting Type | Annual | |||
Ticker Symbol | LEA | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
LOWE’S COMPANIES, INC.
Security | 548661107 | Meeting Type | Annual | |||
Ticker Symbol | LOW | Meeting Date | 02-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | RAUL ALVAREZ | For | For | |||||||
2 | ANGELA F. BRALY | For | For | |||||||
3 | SANDRA B. COCHRAN | For | For | |||||||
4 | LAURIE Z. DOUGLAS | For | For | |||||||
5 | RICHARD W. DREILING | For | For | |||||||
6 | ROBERT L. JOHNSON | For | For | |||||||
7 | MARSHALL O. LARSEN | For | For | |||||||
8 | JAMES H. MORGAN | For | For | |||||||
9 | ROBERT A. NIBLOCK | For | For | |||||||
10 | BERTRAM L. SCOTT | For | For | |||||||
11 | ERIC C. WISEMAN | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||
5. | S/H Proposal - Environmental | Shareholder | For | Against |
MICROSOFT CORPORATION
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
4. | Approve Charter Amendment | Management | For | For | ||||
5. | Adopt Stock Option Plan | Management | For | For | ||||
6. | S/H Proposal - Access To Proxy | Shareholder | For | Against |
MORGAN STANLEY
Security | 617446448 | Meeting Type | Annual | |||
Ticker Symbol | MS | Meeting Date | 22-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
1N. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | Against | Against | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | Amend Stock Compensation Plan | Management | Against | Against | ||||
6. | Amend Director Stock Option Plan | Management | Against | Against | ||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
OWENS CORNING
Security | 690742101 | Meeting Type | Annual | |||
Ticker Symbol | OC | Meeting Date | 20-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
PACKAGING CORPORATION OF AMERICA
Security | 695156109 | Meeting Type | Annual | |||
Ticker Symbol | PKG | Meeting Date | 16-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
PFIZER INC.
Security | 717081103 | Meeting Type | Annual | |||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
7. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For |
PROLOGIS, INC.
Security | 74340W103 | Meeting Type | Annual | |||
Ticker Symbol | PLD | Meeting Date | 03-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC.
Security | 744320102 | Meeting Type | Annual | |||
Ticker Symbol | PRU | Meeting Date | 09-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against |
3. | 14A Executive Compensation | Management | Against | Against | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against |
ROYAL CARIBBEAN CRUISES LTD.
Security | V7780T103 | Meeting Type | Annual | |||
Ticker Symbol | RCL | Meeting Date | 22-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Security | 806857108 | Meeting Type | Annual | |||
Ticker Symbol | SLB | Meeting Date | 05-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | Against | Against | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Dividends | Management | For | For | ||||
5. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
6. | Adopt Omnibus Stock Option Plan | Management | For | For | ||||
7. | Amend Employee Stock Purchase Plan | Management | For | For |
SPECTRA ENERGY CORP
Security | 847560109 | Meeting Type | Special | |||
Ticker Symbol | SE | Meeting Date | 15-Dec-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Approve Merger Agreement | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For |
STANLEY BLACK & DECKER, INC.
Security | 854502101 | Meeting Type | Annual | |||
Ticker Symbol | SWK | Meeting Date | 20-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against |
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Approve Stock Compensation Plan | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | Ratify Appointment of Independent Auditors | Management | Against | Against |
STARWOOD PROPERTY TRUST INC
Security | 85571B105 | Meeting Type | Annual | |||
Ticker Symbol | STWD | Meeting Date | 04-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | RICHARD D. BRONSON | For | For | |||||||
2 | JEFFREY G. DISHNER | For | For | |||||||
3 | CAMILLE J. DOUGLAS | For | For | |||||||
4 | SOLOMON J. KUMIN | For | For | |||||||
5 | BARRY S. STERNLICHT | For | For | |||||||
6 | STRAUSS ZELNICK | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Adopt Stock Option Plan | Management | For | For | ||||||
5. | Adopt Stock Option Plan | Management | For | For | ||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For |
STERIS PLC
Security | G84720104 | Meeting Type | Annual | |||
Ticker Symbol | STE | Meeting Date | 02-Aug-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
4. | Approve Remuneration of Directors and Auditors | Management | For | For | ||||
5. | 14A Executive Compensation | Management | For | For | ||||
6. | 14A Executive Compensation | Management | For | For | ||||
7. | 14A Executive Compensation | Management | For | For | ||||
8. | Approve Stock Compensation Plan | Management | For | For | ||||
9. | Amend Stock Compensation Plan | Management | For | For | ||||
10. | Authorize Directors to Repurchase Shares | Management | For | For | ||||
11. | Authorize Directors to Repurchase Shares | Management | For | For | ||||
12. | Approve Liquidation Plan | Management | For | For | ||||
13. | Dividends | Management | For | For |
STRYKER CORPORATION
Security | 863667101 | Meeting Type | Annual | |||
Ticker Symbol | SYK | Meeting Date | 03-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | Amend Stock Compensation Plan | Management | Against | Against | ||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||
5. | Amend Employee Stock Purchase Plan | Management | For | For | ||||
6. | Approve Cash/Stock Bonus Plan | Management | For | For | ||||
7. | 14A Executive Compensation | Management | For | For | ||||
8. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
SYSCO CORPORATION
Security | 871829107 | Meeting Type | Annual | |||
Ticker Symbol | SYY | Meeting Date | 16-Nov-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
1N. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | For |
THE BOEING COMPANY
Security | 097023105 | Meeting Type | Annual | |||
Ticker Symbol | BA | Meeting Date | 01-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
5. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||
6. | S/H Proposal - Rights To Call Special Meeting | Shareholder | For | Against | ||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | For |
UNITEDHEALTH GROUP INCORPORATED
Security | 91324P102 | Meeting Type | Annual | |||
Ticker Symbol | UNH | Meeting Date | 05-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
VALERO ENERGY CORPORATION
Security | 91913Y100 | Meeting Type | Annual | |||
Ticker Symbol | VLO | Meeting Date | 03-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
VERIZON COMMUNICATIONS INC.
Security | 92343V104 | Meeting Type | Annual | |||
Ticker Symbol | VZ | Meeting Date | 04-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||
3. | 14A Executive Compensation | Management | Against | Against |
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | Approve Stock Compensation Plan | Management | For | For | ||||
6. | S/H Proposal - Human Rights Related | Shareholder | For | Against | ||||
7. | S/H Proposal - Report/Reduce Greenhouse GasEmissions | Shareholder | For | Against | ||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against |
WEC ENERGY GROUP, INC.
Security | 92939U106 | Meeting Type | Annual | |||
Ticker Symbol | WEC | Meeting Date | 04-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
Dana Small Cap Equity Fund
ADVANCED ENERGY INDUSTRIES, INC.
Security | 007973100 | Meeting Type | Annual | |||
Ticker Symbol | AEIS | Meeting Date | 04-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | FREDERICK A. BALL | For | For | |||||||
2 | GRANT H. BEARD | For | For | |||||||
3 | RONALD C. FOSTER | For | For | |||||||
4 | EDWARD C. GRADY | For | For | |||||||
5 | THOMAS M. ROHRS | For | For | |||||||
6 | JOHN A. ROUSH | For | For | |||||||
7 | YUVAL WASSERMAN | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | Adopt Omnibus Stock Option Plan | Management | For | For | ||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||
5. | 14A Executive Compensation | Management | For | For | ||||||
6. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
7. | Approve Reincorporation | Management | Against | Against | ||||||
Comments: Limits shareholder rights |
AIR TRANSPORT SERVICES GROUP, INC.
Security | 00922R105 | Meeting Type | Annual | |||
Ticker Symbol | ATSG | Meeting Date | 05-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
AMN HEALTHCARE SERVICES, INC.
Security | 001744101 | Meeting Type | Annual | |||
Ticker Symbol | AMN | Meeting Date | 19-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Approve Cash/Stock Bonus Plan | Management | For | For | ||||
5. | Adopt Stock Option Plan | Management | For | For | ||||
6. | Ratify Appointment of Independent Auditors | Management | For | For |
ANI PHARMACEUTICALS, INC.
Security | 00182C103 | Meeting Type | Annual | |||
Ticker Symbol | ANIP | Meeting Date | 17-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
Comments: Board is not majority independent. | ||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
Comments: Board is not majority independent. |
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | Against | Against | ||||
Comments: Board is not majority independent. | ||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Amend Stock Compensation Plan | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
4. | 14A Executive Compensation | Management | Against | Against | ||||
Comments: Poor overall design |
APOGEE ENTERPRISES, INC.
Security | 037598109 | Meeting Type | Annual | |||
Ticker Symbol | APOG | Meeting Date | 22-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DONALD A. NOLAN* | For | For | |||||||
2 | PATRICIA K. WAGNER* | For | For | |||||||
3 | ROBERT J. MARZEC# | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
ARMADA HOFFLER PROPERTIES, INC.
Security | 04208T108 | Meeting Type | Annual | |||
Ticker Symbol | AHH | Meeting Date | 14-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | GEORGE F. ALLEN | For | For | |||||||
2 | JAMES A. CARROLL | For | For | |||||||
3 | JAMES C. CHERRY | For | For | |||||||
4 | LOUIS S. HADDAD | For | For | |||||||
5 | EVA S. HARDY | For | For | |||||||
6 | DANIEL A. HOFFLER | For | For | |||||||
7 | A. RUSSELL KIRK | For | For | |||||||
8 | JOHN W. SNOW | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | Amend Stock Compensation Plan | Management | For | For |
ARRIS INTERNATIONAL PLC
Security | G0551A103 | Meeting Type | Annual | |||
Ticker Symbol | ARRS | Meeting Date | 10-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Election of Directors (Majority Voting) | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
5. | Approve Remuneration of Directors and Auditors | Management | For | For | ||||
6. | 14A Executive Compensation | Management | For | For | ||||
7. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
8. | Approve Remuneration of Directors and Auditors | Management | For | For | ||||
9. | Receive Directors’ Report | Management | For | For | ||||
10. | Amend Employee Stock Purchase Plan | Management | For | For |
BANK OF THE OZARKS, INC.
Security | 063904106 | Meeting Type | Annual | |||
Ticker Symbol | OZRK | Meeting Date | 08-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | GEORGE GLEASON | For | For | |||||||
2 | NICHOLAS BROWN | For | For | |||||||
3 | RICHARD CISNE | For | For | |||||||
4 | ROBERT EAST | For | For | |||||||
5 | CATHERINE B. FREEDBERG | For | For | |||||||
6 | ROSS WHIPPLE | For | For | |||||||
7 | LINDA GLEASON | For | For | |||||||
8 | PETER KENNY | For | For | |||||||
9 | ROBERT PROOST | For | For | |||||||
10 | WILLIAM KOEFOED, JR. | For | For | |||||||
11 | JOHN REYNOLDS | For | For | |||||||
12 | DAN THOMAS | For | For | |||||||
13 | HENRY MARIANI | For | For | |||||||
14 | PAULA CHOLMONDELEY | For | For | |||||||
15 | JACK MULLEN | For | For | |||||||
16 | KATHLEEN FRANKLIN | For | For | |||||||
2. | Amend Non-Employee Director Plan | Management | For | For | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
4. | 14A Executive Compensation | Management | For | For |
BANK OF THE OZARKS, INC.
Security | 063904106 | Meeting Type | Special | |||
Ticker Symbol | OZRK | Meeting Date | 23-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Approve Merger Agreement | Management | For | For | ||||
2. | Approve Motion to Adjourn Meeting | Management | For | For |
BERRY PLASTICS GROUP, INC.
Security | 08579W103 | Meeting Type | Annual | |||
Ticker Symbol | BERY | Meeting Date | 02-Mar-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | RONALD S. ROLFE | For | For | |||||||
2 | B. EVAN BAYH | For | For | |||||||
3 | JONATHAN F. FOSTER | For | For | |||||||
2. | Declassify Board | Management | For | For | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
BIOTELEMETRY, INC.
Security | 090672106 | Meeting Type | Annual | |||
Ticker Symbol | BEAT | Meeting Date | 11-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Adopt Omnibus Stock Option Plan | Management | Against | Against | ||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 26.50%. | ||||||||
5. | Adopt Employee Stock Purchase Plan | Management | For | For | ||||
6. | Amend Articles-Board Related | Management | For | For | ||||
7. | Approve Charter Amendment | Management | For | For | ||||
8. | Ratify Appointment of Independent Auditors | Management | For | For |
BLUE BUFFALO PET PRODUCTS INC. (BUFF)
Security | 09531U102 | Meeting Type | Annual | |||
Ticker Symbol | BUFF | Meeting Date | 01-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | PHILIPPE AMOUYAL | For | For | |||||||
2 | AFLALO GUIMARAES | For | For | |||||||
3 | AMY SCHULMAN | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
CALLON PETROLEUM COMPANY
Security | 13123X102 | Meeting Type | Annual | |||
Ticker Symbol | CPE | Meeting Date | 11-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | ANTHONY J. NOCCHIERO | For | For | |||||||
2 | MATTHEW REGIS BOB | For | For | |||||||
3 | JAMES M. TRIMBLE | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
CARRIZO OIL & GAS, INC.
Security | 144577103 | Meeting Type | Annual | |||
Ticker Symbol | CRZO | Meeting Date | 16-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | S.P. JOHNSON IV | For | For | |||||||
2 | STEVEN A. WEBSTER | For | For | |||||||
3 | F. GARDNER PARKER | For | For | |||||||
4 | THOMAS L. CARTER, JR. | For | For | |||||||
5 | ROBERT F. FULTON | For | For | |||||||
6 | ROGER A. RAMSEY | For | For | |||||||
7 | FRANK A. WOJTEK | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Authorize Common Stock Increase | Management | Against | Against | ||||||
Comments: Sufficient shares available | ||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | ||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For |
CASEY’S GENERAL STORES, INC.
Security | 147528103 | Meeting Type | Annual | |||
Ticker Symbol | CASY | Meeting Date | 16-Sep-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JOHNNY DANOS | For | For | |||||||
2 | JEFFERY M. LAMBERTI | For | For | |||||||
3 | H. LYNN HORAK | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For |
CENTERSTATE BANKS, INC.
Security | 15201P109 | Meeting Type | Annual | |||
Ticker Symbol | CSFL | Meeting Date | 27-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JAMES H. BINGHAM | For | For | |||||||
2 | G. ROBERT BLANCHARD, JR | For | For | |||||||
3 | C. DENNIS CARLTON | For | For |
4 | JOHN C. CORBETT | For | For | |||||||
5 | GRIFFIN A. GREENE | For | For | |||||||
6 | CHARLES W. MCPHERSON | For | For | |||||||
7 | G. TIERSO NUNEZ II | For | For | |||||||
8 | THOMAS E. OAKLEY | For | For | |||||||
9 | ERNEST S. PINNER | For | For | |||||||
10 | WILLIAM K. POU, JR | For | For | |||||||
11 | JOSHUA A. SNIVELY | For | For | |||||||
12 | MICHAEL F. CIFERRI | For | For | |||||||
13 | DANIEL R. RICHEY | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
CHESAPEAKE UTILITIES CORPORATION
Security | 165303108 | Meeting Type | Annual | |||
Ticker Symbol | CPK | Meeting Date | 03-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | THOMAS J. BRESNAN | For | For | |||||||
2 | RONALD G. FORSYTHE, JR. | For | For | |||||||
3 | DIANNA F. MORGAN | For | For | |||||||
4 | JOHN R. SCHIMKAITIS | For | For | |||||||
2. | Authorize Common Stock Increase | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For |
CIENA CORPORATION
Security | 171779309 | Meeting Type | Annual | |||
Ticker Symbol | CIEN | Meeting Date | 23-Mar-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Approve Stock Compensation Plan | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
4. | 14A Executive Compensation | Management | For | For | ||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
COHERENT, INC.
Security | 192479103 | Meeting Type | Annual | |||
Ticker Symbol | COHR | Meeting Date | 02-Mar-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | Approve Stock Compensation Plan | Management | For | For |
COLONY CAPITAL, INC.
Security | 19624R106 | Meeting Type | Special | |||
Ticker Symbol | CLNY | Meeting Date | 20-Dec-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Approve Merger Agreement | Management | For | For | ||||
2. | Miscellaneous Corporate Actions | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | Approve Motion to Adjourn Meeting | Management | For | For |
COLUMBIA SPORTSWEAR COMPANY
Security | 198516106 | Meeting Type | Annual | |||
Ticker Symbol | COLM | Meeting Date | 13-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | GERTRUDE BOYLE | For | For | |||||||
2 | TIMOTHY P. BOYLE | For | For | |||||||
3 | SARAH A. BANY | For | For | |||||||
4 | MURREY R. ALBERS | For | For | |||||||
5 | STEPHEN E. BABSON | For | For | |||||||
6 | ANDY D. BRYANT | For | For | |||||||
7 | EDWARD S. GEORGE | For | For | |||||||
8 | WALTER T. KLENZ | For | For | |||||||
9 | RONALD E. NELSON | For | For | |||||||
10 | MALIA H. WASSON | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
5. | Approve Stock Compensation Plan | Management | For | For | ||||||
6. | Approve Stock Compensation Plan | Management | For | For | ||||||
7. | S/H Proposal - Access To Proxy | Shareholder | For | Against | ||||||
Comments: Large, long-term shareholders should be able to nominate a director |
COMFORT SYSTEMS USA, INC.
Security | 199908104 | Meeting Type | Annual | |||
Ticker Symbol | FIX | Meeting Date | 23-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DARCY G. ANDERSON | For | For | |||||||
2 | HERMAN E. BULLS | For | For | |||||||
3 | ALFRED J GIARDINELLI JR | For | For | |||||||
4 | ALAN P. KRUSI | For | For | |||||||
5 | BRIAN E. LANE | For | For | |||||||
6 | FRANKLIN MYERS | For | For | |||||||
7 | JAMES H. SCHULTZ | For | For | |||||||
8 | CONSTANCE E. SKIDMORE | For | For | |||||||
9 | VANCE W. TANG | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
5. | Adopt Omnibus Stock Option Plan | Management | For | For | ||||||
6. | Approve Stock Compensation Plan | Management | For | For |
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
Security | 209034107 | Meeting Type | Special | |||
Ticker Symbol | CNSL | Meeting Date | 28-Mar-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Stock Issuance | Management | For | For | ||||
2. | Approve Motion to Adjourn Meeting | Management | For | For |
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
Security | 209034107 | Meeting Type | Annual | |||
Ticker Symbol | CNSL | Meeting Date | 01-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | ROBERT J. CURREY | For | For | |||||||
2 | MARIBETH S. RAHE | For | For | |||||||
3 | C. ROBERT UDELL, JR. | For | For |
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
CORESITE REALTY CORPORATION
Security | 21870Q105 | Meeting Type | Annual | |||
Ticker Symbol | COR | Meeting Date | 24-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | ROBERT G. STUCKEY | For | For | |||||||
2 | PAUL E. SZUREK | For | For | |||||||
3 | JAMES A. ATTWOOD, JR. | For | For | |||||||
4 | KELLY C. CHAMBLISS | For | For | |||||||
5 | MICHAEL R. KOEHLER | For | For | |||||||
6 | J. DAVID THOMPSON | For | For | |||||||
7 | DAVID A. WILSON | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
DEPOMED, INC.
Security | 249908104 | Meeting Type | Contested-Consent | |||
Ticker Symbol | DEPO | Meeting Date | 14-Sep-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
01 | Miscellaneous Corporate Actions | Management | For | For | ||||
Comments: Support right to call a special meeting |
DYCOM INDUSTRIES, INC.
Security | 267475101 | Meeting Type | Annual | |||
Ticker Symbol | DY | Meeting Date | 22-Nov-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For |
ETHAN ALLEN INTERIORS INC.
Security | 297602104 | Meeting Type | Annual | |||
Ticker Symbol | ETH | Meeting Date | 16-Nov-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Amend Articles-Board Related | Management | For | For | ||||
3. | Approve Charter Amendment | Management | For | For | ||||
4. | Amend Articles-Board Related | Management | For | For | ||||
5. | Approve Charter Amendment | Management | For | For | ||||
6. | 14A Executive Compensation | Management | For | For | ||||
7. | Ratify Appointment of Independent Auditors | Management | For | For |
EURONET WORLDWIDE, INC.
Security | 298736109 | Meeting Type | Annual | |||
Ticker Symbol | EEFT | Meeting Date | 23-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DR. ANDRZEJ OLECHOWSKI | For | For | |||||||
2 | ERIBERTO R. SCOCIMARA | For | For | |||||||
3 | MARK R. CALLEGARI | For | For |
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
FABRINET
Security | G3323L100 | Meeting Type | Annual | |||
Ticker Symbol | FN | Meeting Date | 15-Dec-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DR. HOMA BAHRAMI | For | For | |||||||
2 | ROLLANCE E. OLSON | For | For | |||||||
2. | 14A Executive Compensation | Management | Against | Against | ||||||
Comments: Pay and performance disconnect | ||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
FERRO CORPORATION
Security | 315405100 | Meeting Type | Annual | |||
Ticker Symbol | FOE | Meeting Date | 27-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | RICHARD J. HIPPLE | For | For | |||||||
2 | GREGORY E. HYLAND | For | For | |||||||
3 | DAVID A. LORBER | For | For | |||||||
4 | ANDREW M. ROSS | For | For | |||||||
5 | ALLEN A. SPIZZO | For | For | |||||||
6 | PETER T. THOMAS | For | For | |||||||
7 | RONALD P. VARGO | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
FIRST MERCHANTS CORPORATION
Security | 320817109 | Meeting Type | Annual | |||
Ticker Symbol | FRME | Meeting Date | 01-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | GARY J. LEHMAN | For | For | |||||||
2 | JEAN L. WOJTOWICZ | For | For | |||||||
3 | MICHAEL J. FISHER | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | Authorize Common Stock Increase | Management | For | For | ||||||
4. | Approve Elimination of Class of Preferred Stock | Management | For | For | ||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For |
GIGAMON INC.
Security | 37518B102 | Meeting Type | Annual | |||
Ticker Symbol | GIMO | Meeting Date | 29-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | ARTHUR W. COVIELLO, JR. | For | For | |||||||
2 | PAUL J. MILBURY | For | For | |||||||
3 | MICHAEL C. RUETTGERS | For | For | |||||||
4 | DARIO ZAMARIAN | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
4. | Approve Stock Compensation Plan | Management | Against | Against | ||||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 21.00%. |
HAWAIIAN HOLDINGS, INC.
Security | 419879101 | Meeting Type | Annual | |||
Ticker Symbol | HA | Meeting Date | 10-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DONALD J. CARTY | For | For | |||||||
2 | MARK B. DUNKERLEY | For | For | |||||||
3 | EARL E. FRY | For | For | |||||||
4 | LAWRENCE S. HERSHFIELD | For | For | |||||||
5 | RANDALL L. JENSON | For | For | |||||||
6 | CRYSTAL K. ROSE | For | For | |||||||
7 | RICHARD N. ZWERN | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
HOME BANCSHARES, INC.
Security | 436893200 | Meeting Type | Annual | |||
Ticker Symbol | HOMB | Meeting Date | 20-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JOHN W. ALLISON | For | For | |||||||
2 | C. RANDALL SIMS | For | For | |||||||
3 | BRIAN S. DAVIS | For | For | |||||||
4 | MILBURN ADAMS | For | For | |||||||
5 | ROBERT H. ADCOCK,JR. | For | For | |||||||
6 | RICHARD H. ASHLEY | For | For | |||||||
7 | MIKE D. BEEBE | For | For | |||||||
8 | DALE A. BRUNS | For | For | |||||||
9 | JACK E. ENGELKES | For | For | |||||||
10 | TRACY M. FRENCH | For | For | |||||||
11 | JAMES G. HINKLE | For | For | |||||||
12 | ALEX R. LIEBLONG | For | For | |||||||
13 | THOMAS J. LONGE | For | For | |||||||
2. | 14A Executive Compensation | Management | Against | Against | ||||||
Comments: Poor overall design | ||||||||||
3. | Amend Stock Option Plan | Management | For | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
HORIZON GLOBAL CORPORATION
Security | 44052W104 | Meeting Type | Annual | |||
Ticker Symbol | HZN | Meeting Date | 09-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DENISE ILITCH | For | For | |||||||
2 | RICHARD L. DEVORE | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For |
INTEGRATED DEVICE TECHNOLOGY, INC.
Security | 458118106 | Meeting Type | Annual | |||
Ticker Symbol | IDTI | Meeting Date | 20-Sep-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JOHN SCHOFIELD | For | For | |||||||
2 | GREGORY WATERS | For | For | |||||||
3 | UMESH PADVAL | For | For | |||||||
4 | GORDON PARNELL | For | For | |||||||
5 | KEN KANNAPPAN | For | For | |||||||
6 | ROBERT RANGO | For | For | |||||||
7 | NORMAN TAFFE | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
INTELIQUENT, INC.
Security | 45825N107 | Meeting Type | Special | |||
Ticker Symbol | IQNT | Meeting Date | 17-Jan-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Approve Merger Agreement | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Approve Motion to Adjourn Meeting | Management | For | For |
JAMES RIVER GROUP HOLDINGS, LTD.
Security | G5005R107 | Meeting Type | Annual | |||
Ticker Symbol | JRVR | Meeting Date | 02-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
Comments: Board is not sufficiently independent; Related party transactions | ||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | Amend Stock Compensation Plan | Management | For | For |
LCI INDUSTRIES
Security | 50189K103 | Meeting Type | Annual | |||
Ticker Symbol | LCII | Meeting Date | 25-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JAMES F. GERO | For | For | |||||||
2 | FREDERICK B. HEGI, JR. | For | For | |||||||
3 | DAVID A. REED | For | For | |||||||
4 | JOHN B. LOWE, JR. | For | For | |||||||
5 | JASON D. LIPPERT | For | For | |||||||
6 | BRENDAN J. DEELY | For | For | |||||||
7 | FRANK J. CRESPO | For | For | |||||||
8 | KIERAN M. O’SULLIVAN | For | For | |||||||
9 | TRACY D. GRAHAM | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED
Security | 53220K504 | Meeting Type | Annual | |||
Ticker Symbol | LGND | Meeting Date | 25-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JASON M. ARYEH | For | For | |||||||
2 | TODD C. DAVIS | For | For | |||||||
3 | JOHN L. HIGGINS | For | For | |||||||
4 | JOHN W. KOZARICH | For | For | |||||||
5 | JOHN L. LAMATTINA | For | For | |||||||
6 | SUNIL PATEL | For | For | |||||||
7 | STEPHEN L. SABBA | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
LTC PROPERTIES, INC.
Security | 502175102 | Meeting Type | Annual | |||
Ticker Symbol | LTC | Meeting Date | 01-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
LYDALL, INC.
Security | 550819106 | Meeting Type | Annual | |||
Ticker Symbol | LDL | Meeting Date | 28-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DALE G. BARNHART | For | For | |||||||
2 | KATHLEEN BURDETT | For | For | |||||||
3 | JAMES J. CANNON | For | For | |||||||
4 | MATTHEW T. FARRELL | For | For | |||||||
5 | MARC T. GILES | For | For | |||||||
6 | WILLIAM D. GURLEY | For | For | |||||||
7 | SUZANNE HAMMETT | For | For | |||||||
8 | S. CARL SODERSTROM, JR. | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
MANHATTAN ASSOCIATES, INC.
Security | 562750109 | Meeting Type | Annual | |||
Ticker Symbol | MANH | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
MARRIOTT VACATIONS WORLDWIDE CORPORATION
Security | 57164Y107 | Meeting Type | Annual | |||
Ticker Symbol | VAC | Meeting Date | 12-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | WILLIAM J. SHAW | For | For | |||||||
2 | C.E. ANDREWS | For | For | |||||||
3 | WILLIAM W. MCCARTEN | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For |
MASIMO CORPORATION
Security | 574795100 | Meeting Type | Annual | |||
Ticker Symbol | MASI | Meeting Date | 01-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | Against | Against | ||||
Comments: Insufficient response to SOP | ||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
5. | Approve Stock Compensation Plan | Management | Against | Against | ||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 31.00%. | ||||||||
6. | Approve Cash/Stock Bonus Plan | Management | For | For |
MATRIX SERVICE COMPANY
Security | 576853105 | Meeting Type | Annual | |||
Ticker Symbol | MTRX | Meeting Date | 11-Nov-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JOHN R. HEWITT | For | For | |||||||
2 | MICHAEL J. HALL | For | For |
3 | JOHN W. GIBSON | For | For | |||||||
4 | I. EDGAR (ED) HENDRIX | For | For | |||||||
5 | TOM E. MAXWELL | For | For | |||||||
6 | JIM W. MOGG | For | For | |||||||
7 | JAMES H. MILLER | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | Director Removal Without Cause | Management | For | For | ||||||
5. | Approve Stock Compensation Plan | Management | For | For |
MKS INSTRUMENTS, INC.
Security | 55306N104 | Meeting Type | Annual | |||
Ticker Symbol | MKSI | Meeting Date | 10-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JOHN R. BERTUCCI | For | For | |||||||
2 | GREGORY R. BEECHER | For | For | |||||||
3 | RICK D. HESS | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | Against | Against |
MONMOUTH REAL ESTATE INVESTMENT CORP.
Security | 609720107 | Meeting Type | Annual | |||
Ticker Symbol | MNR | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | BRIAN H. HAIMM | For | For | |||||||
2 | NEAL HERSTIK | For | For | |||||||
3 | MATTHEW I. HIRSCH | For | For | |||||||
4 | STEPHEN B. WOLGIN | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||
4. | 14A Executive Compensation | Management | For | For | ||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
MUELLER WATER PRODUCTS, INC.
Security | 624758108 | Meeting Type | Annual | |||
Ticker Symbol | MWA | Meeting Date | 25-Jan-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | SHIRLEY C. FRANKLIN | For | For | |||||||
2 | THOMAS J. HANSEN | For | For | |||||||
3 | GREGORY E. HYLAND | For | For | |||||||
4 | JERRY W. KOLB | For | For | |||||||
5 | MARK J. O’BRIEN | For | For | |||||||
6 | BERNARD G. RETHORE | For | For | |||||||
7 | LYDIA W. THOMAS | For | For | |||||||
8 | MICHAEL T. TOKARZ | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
NATUS MEDICAL INCORPORATED
Security | 639050103 | Meeting Type | Annual | |||
Ticker Symbol | BABY | Meeting Date | 21-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | 14A Executive Compensation | Management | For | For |
NEENAH PAPER, INC.
Security | 640079109 | Meeting Type | Annual | |||
Ticker Symbol | NP | Meeting Date | 23-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
NUVASIVE, INC.
Security | 670704105 | Meeting Type | Annual | |||
Ticker Symbol | NUVA | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | Against | Against | ||||
Comments: Pay and performance disconnect | ||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
ON ASSIGNMENT, INC.
Security | 682159108 | Meeting Type | Annual | |||
Ticker Symbol | ASGN | Meeting Date | 08-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | Against | Against | ||||
Comments: Pay and performance disconnect | ||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
PATRICK INDUSTRIES, INC.
Security | 703343103 | Meeting Type | Annual | |||
Ticker Symbol | PATK | Meeting Date | 17-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JOSEPH M. CERULLI | For | For | |||||||
2 | TODD M. CLEVELAND | For | For | |||||||
3 | JOHN A. FORBES | For | For | |||||||
4 | PAUL E. HASSLER | For | For | |||||||
5 | MICHAEL A. KITSON | For | For | |||||||
6 | ANDY L. NEMETH | For | For | |||||||
7 | M. SCOTT WELCH | For | For | |||||||
8 | WALTER E. WELLS | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | Authorize Common Stock Increase | Management | For | For | ||||||
4. | Amend Omnibus Stock Option Plan | Management | For | For |
PEBBLEBROOK HOTEL TRUST
Security | 70509V100 | Meeting Type | Annual | |||
Ticker Symbol | PEB | Meeting Date | 07-Jul-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JON E. BORTZ | For | For | |||||||
2 | CYDNEY C. DONNELL | For | For | |||||||
3 | RON E. JACKSON | For | For |
4 | PHILLIP M. MILLER | For | For | |||||||
5 | MICHAEL J. SCHALL | For | For | |||||||
6 | EARL E. WEBB | For | For | |||||||
7 | LAURA H. WRIGHT | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||
Comments: Shareholders’ ability to amend company bylaws is a fundamental shareholder right |
PINNACLE FINANCIAL PARTNERS, INC.
Security | 72346Q104 | Meeting Type | Annual | |||
Ticker Symbol | PNFP | Meeting Date | 18-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
1N. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
PINNACLE FINANCIAL PARTNERS, INC.
Security | 72346Q104 | Meeting Type | Special | |||
Ticker Symbol | PNFP | Meeting Date | 12-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Approve Merger Agreement | Management | For | For | ||||
2. | Approve Motion to Adjourn Meeting | Management | For | For |
POLYONE CORPORATION
Security | 73179P106 | Meeting Type | Annual | |||
Ticker Symbol | POL | Meeting Date | 11-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | RICHARD H. FEARON | For | For | |||||||
2 | GREGORY J. GOFF | For | For | |||||||
3 | WILLIAM R. JELLISON | For | For | |||||||
4 | SANDRA B. LIN | For | For | |||||||
5 | RICHARD A. LORRAINE | For | For | |||||||
6 | KIM ANN MINK | For | For | |||||||
7 | ROBERT M. PATTERSON | For | For | |||||||
8 | WILLIAM H. POWELL | For | For | |||||||
9 | KERRY J. PREETE | For | For | |||||||
10 | WILLIAM A. WULFSOHN | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For |
PRESTIGE BRANDS HOLDINGS, INC.
Security | 74112D101 | Meeting Type | Annual | |||
Ticker Symbol | PBH | Meeting Date | 02-Aug-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | RONALD M. LOMBARDI | For | For | |||||||
2 | JOHN E. BYOM | For | For | |||||||
3 | GARY E. COSTLEY | For | For | |||||||
4 | SHEILA A. HOPKINS | For | For | |||||||
5 | JAMES M. JENNESS | For | For | |||||||
6 | CARL J. JOHNSON | For | For | |||||||
7 | NATALE S. RICCIARDI | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For |
PRIMERICA, INC.
Security | 74164M108 | Meeting Type | Annual | |||
Ticker Symbol | PRI | Meeting Date | 17-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | JOHN A. ADDISON, JR. | For | For | |||||||
2 | JOEL M. BABBIT | For | For | |||||||
3 | P. GEORGE BENSON | For | For | |||||||
4 | GARY L. CRITTENDEN | For | For | |||||||
5 | CYNTHIA N. DAY | For | For | |||||||
6 | MARK MASON | For | For | |||||||
7 | ROBERT F. MCCULLOUGH | For | For | |||||||
8 | BEATRIZ R. PEREZ | For | For | |||||||
9 | D. RICHARD WILLIAMS | For | For | |||||||
10 | GLENN J. WILLIAMS | For | For | |||||||
11 | BARBARA A. YASTINE | For | For | |||||||
2. | Amend Omnibus Stock Option Plan | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For |
RENASANT CORPORATION
Security | 75970E107 | Meeting Type | Annual | |||
Ticker Symbol | RNST | Meeting Date | 25-Apr-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | MARSHALL H. DICKERSON | For | For | |||||||
2 | R. RICK HART | For | For | |||||||
3 | RICHARD L. HEYER, JR. | For | For | |||||||
4 | J. NILES MCNEEL | For | For | |||||||
5 | MICHAEL D. SHMERLING | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
SINCLAIR BROADCAST GROUP, INC.
Security | 829226109 | Meeting Type | Annual | |||
Ticker Symbol | SBGI | Meeting Date | 01-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DAVID D. SMITH | For | For | |||||||
2 | FREDERICK G. SMITH | For | For | |||||||
3 | J. DUNCAN SMITH | For | For | |||||||
4 | ROBERT E. SMITH | For | For | |||||||
5 | HOWARD E. FRIEDMAN | For | For | |||||||
6 | LAWRENCE E. MCCANNA | For | For | |||||||
7 | DANIEL C. KEITH | For | For | |||||||
8 | MARTIN R. LEADER | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For |
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | ||||
Comments: An annual advisory vote on executive compensation is in the best interests of shareholders | ||||||||
5. | Approve Stock Compensation Plan | Management | Against | Against | ||||
Comments: Insufficient disclosure of performance criteria; Potentially excessive maximum limits |
SONIC CORP.
Security | 835451105 | Meeting Type | Annual | |||
Ticker Symbol | SONC | Meeting Date | 19-Jan-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1 | Election of Directors | Management | ||||||||
1 | TONY D. BARTEL | For | For | |||||||
2 | STEVEN A. DAVIS | For | For | |||||||
3 | LAUREN R. HOBART | For | For | |||||||
4 | JEFFREY H. SCHUTZ | For | For | |||||||
5 | KATHRYN L. TAYLOR | For | For | |||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3 | 14A Executive Compensation | Management | For | For | ||||||
4 | Amend Stock Compensation Plan | Management | For | For |
SOUTHWEST GAS HOLDINGS, INC
Security | 844895102 | Meeting Type | Annual | |||
Ticker Symbol | SWX | Meeting Date | 04-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | ROBERT L. BOUGHNER | For | For | |||||||
2 | JOSE A. CARDENAS | For | For | |||||||
3 | THOMAS E. CHESTNUT | For | For | |||||||
4 | STEPHEN C. COMER | For | For | |||||||
5 | LEROY C. HANNEMAN JR. | For | For | |||||||
6 | JOHN P. HESTER | For | For | |||||||
7 | ANNE L. MARIUCCI | For | For | |||||||
8 | MICHAEL J. MELARKEY | For | For | |||||||
9 | A. RANDALL THOMAN | For | For | |||||||
10 | THOMAS A. THOMAS | For | For | |||||||
2. | Approve Stock Compensation Plan | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For |
STIFEL FINANCIAL CORP.
Security | 860630102 | Meeting Type | Annual | |||
Ticker Symbol | SF | Meeting Date | 06-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | FREDERICK O. HANSER | For | For | |||||||
2 | RONALD J. KRUSZEWSKI | For | For | |||||||
3 | THOMAS W. WEISEL | For | For | |||||||
4 | KELVIN R. WESTBROOK | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||
Comments: An annual advisory vote on executive compensation is in the best interests of shareholders | ||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For |
SUCAMPO PHARMACEUTICALS, INC.
Security | 864909106 | Meeting Type | Annual | |||
Ticker Symbol | SCMP | Meeting Date | 01-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | PETER GREENLEAF | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | Against | Against | ||||||
Comments: Poor response to low SOP support | ||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
SUMMIT HOTEL PROPERTIES INC
Security | 866082100 | Meeting Type | Annual | |||
Ticker Symbol | INN | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | DANIEL P. HANSEN | For | For | |||||||
2 | BJORN R. L. HANSON | For | For | |||||||
3 | JEFFREY W. JONES | For | For | |||||||
4 | KENNETH J. KAY | For | For | |||||||
5 | THOMAS W. STOREY | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | Approve Charter Amendment | Management | For | For |
SUPERNUS PHARMACEUTICALS, INC.
Security | 868459108 | Meeting Type | Annual | |||
Ticker Symbol | SUPN | Meeting Date | 13-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | CHARLES W. NEWHALL, III | For | For | |||||||
2 | FREDERICK M. HUDSON | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
SYNCHRONOSS TECHNOLOGIES, INC.
Security | 87157B103 | Meeting Type | Annual | |||
Ticker Symbol | SNCR | Meeting Date | 16-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | THOMAS J. HOPKINS | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||
3. | 14A Executive Compensation | Management | For | For | ||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For |
TRINET GROUP,INC.
Security | 896288107 | Meeting Type | Annual | |||
Ticker Symbol | TNET | Meeting Date | 18-May-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | Election of Directors | Management | ||||||||
1 | MICHAEL J. ANGELAKIS | For | For | |||||||
2 | BURTON M. GOLDFIELD | For | For | |||||||
3 | DAVID C. HODGSON | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
VAIL RESORTS, INC.
Security | 91879Q109 | Meeting Type | Annual | |||
Ticker Symbol | MTN | Meeting Date | 08-Dec-2016 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
VCA INC.
Security | 918194101 | Meeting Type | Special | |||
Ticker Symbol | WOOF | Meeting Date | 28-Mar-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Approve Merger Agreement | Management | For | For | ||||
2. | 14A Executive Compensation | Management | Against | Against | ||||
Comments: Substantial benefits | ||||||||
3. | Approve Motion to Adjourn Meeting | Management | For | For |
WESTERN ALLIANCE BANCORPORATION
Security | 957638109 | Meeting Type | Annual | |||
Ticker Symbol | WAL | Meeting Date | 06-Jun-2017 |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||
1N. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
Institution Account(s): Foundry Partners Fundamental Small Cap Value Fund
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Issuer Name | Ticker | Meeting Date | Primary Security ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||||||
Clifton Bancorp Inc. | CSBK | 08/10/2016 | 186873105 | 1.1 | Elect Director Stephen Adzima | Mgmt | For | For | For | |||||||||
Clifton Bancorp Inc. | CSBK | 08/10/2016 | 186873105 | 1.2 | Elect Director Charles J. Pivirotto | Mgmt | For | For | For | |||||||||
Clifton Bancorp Inc. | CSBK | 08/10/2016 | 186873105 | 1.3 | Elect Director Cynthia Sisco | Mgmt | For | For | For | |||||||||
Clifton Bancorp Inc. | CSBK | 08/10/2016 | 186873105 | 2 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For | |||||||||
Clifton Bancorp Inc. | CSBK | 08/10/2016 | 186873105 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES (Bermuda) LTD. | IMOS | 08/12/2016 | G2110R114 | 1.1 | Reelect John Yee Woon Seto as Director | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES (Bermuda) LTD. | IMOS | 08/12/2016 | G2110R114 | 1.2 | Reelect Chao-Jung Tsai as Director | Mgmt | For | Against | Against | |||||||||
ChipMOS TECHNOLOGIES (Bermuda) LTD. | IMOS | 08/12/2016 | G2110R114 | 1.3 | Reelect Rong Hsu as Director | Mgmt | For | Against | Against | |||||||||
ChipMOS TECHNOLOGIES (Bermuda) LTD. | IMOS | 08/12/2016 | G2110R114 | 2 | Approve PricewaterhouseCoopers, Taiwan as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES (Bermuda) LTD. | IMOS | 08/12/2016 | G2110R114 | 3 | Approve Merger Agreement | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES (Bermuda) LTD. | IMOS | 08/12/2016 | G2110R114 | 4 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES (Bermuda) LTD. | IMOS | 08/12/2016 | G2110R114 | 5 | Adjourn Meeting | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 1a | Elect Director Gary B. Abromovitz | Mgmt | For | Against | Against | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 1b | Elect Director John B. Butterworth | Mgmt | For | Against | Against | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 1c | Elect Director Alexander M. Davern | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 1d | Elect Director Timothy F. Meeker | Mgmt | For | Against | Against | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 1e | Elect Director Julien R. Mininberg | Mgmt | For | Against | Against | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 1f | Elect Director Beryl B. Raff | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 1g | Elect Director William F. Susetka | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 1h | Elect Director Darren G. Woody | Mgmt | For | Against | Against | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3a | Amend Bye-laws Regarding Advance Notice Provisions for Director Nominations and Director Eligibility | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3b | Amend Bye-laws Regarding Advance Notice Provisions for Shareholder Proposals of Business | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3c | Amend Bye-laws to Provide for Plurality Voting in Contested Director Elections | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3d | Amend Bye-laws Regarding Authorization to Fix Number of Directors and Filling a Vacancy on The Board | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3e | Amend Bye-laws Regarding Casting of Votes | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3f | Amend Bye-laws Regarding Appointment of Proxy | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3g | Amend Bye-laws Regarding Director Remuneration | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3h | Amend Bye-laws Regarding Other Changes | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 3i | Authorize Board of Directors to Carry Out The Powers Given The Board of Directors In The Bye-Laws | Mgmt | For | For | For | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 4 | Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Helen of Troy Limited | HELE | 08/17/2016 | G4388N106 | 5 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against | |||||||||
Apollo Residential Mortgage, Inc. | AMTG | 08/24/2016 | 03763V102 | 1 | Approve Merger Agreement | Mgmt | For | For | For | |||||||||
Apollo Residential Mortgage, Inc. | AMTG | 08/24/2016 | 03763V102 | 2 | Adjourn Meeting | Mgmt | For | For | For | |||||||||
Apollo Residential Mortgage, Inc. | AMTG | 08/24/2016 | 03763V102 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 1.1 | Elect Director Donald L. Feucht | Mgmt | For | Withhold | Withhold | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 1.2 | Elect Director Samuel Kory | Mgmt | For | Withhold | Withhold | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 1.3 | Elect Director S. Joon Lee | Mgmt | For | Withhold | Withhold | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 1.4 | Elect Director Timothy A. Richardson | Mgmt | For | For | For | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 1.5 | Elect Director Uzi Sasson | Mgmt | For | Withhold | Withhold | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 1.6 | Elect Director James M. Thorburn | Mgmt | For | For | For | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 1.7 | Elect Director Kenneth D. Wong | Mgmt | For | For | For | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 1.8 | Elect Director Nathan Zommer | Mgmt | For | Withhold | Withhold | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 2 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
IXYS Corporation | IXYS | 08/26/2016 | 46600W106 | 4 | Ratify BDO USA, LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Itron, Inc. | ITRI | 09/14/2016 | 465741106 | 1.1 | Elect Director Lynda L. Ziegler | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 09/14/2016 | 465741106 | 1.2 | Elect Director Thomas S. Glanville | Mgmt | For | Against | Against | |||||||||
Itron, Inc. | ITRI | 09/14/2016 | 465741106 | 1.3 | Elect Director Diana D. Tremblay | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 09/14/2016 | 465741106 | 1.4 | Elect Director Peter Mainz | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 09/14/2016 | 465741106 | 1.5 | Elect Director Jerome J. Lande | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 09/14/2016 | 465741106 | 1.6 | Elect Director Frank M. Jaehnert | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 09/14/2016 | 465741106 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 09/14/2016 | 465741106 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||||||
John Wiley & Sons, Inc. | JW.A | 09/22/2016 | 968223206 | 1.1 | Elect Director Laurie A. Leshin | Mgmt | For | For | For | |||||||||
John Wiley & Sons, Inc. | JW.A | 09/22/2016 | 968223206 | 1.2 | Elect Director George Bell | Mgmt | For | For | For | |||||||||
John Wiley & Sons, Inc. | JW.A | 09/22/2016 | 968223206 | 1.3 | Elect Director William Pence | Mgmt | For | For | For | |||||||||
John Wiley & Sons, Inc. | JW.A | 09/22/2016 | 968223206 | 1.4 | Elect Director Kalpana Raina | Mgmt | For | For | For | |||||||||
John Wiley & Sons, Inc. | JW.A | 09/22/2016 | 968223206 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
John Wiley & Sons, Inc. | JW.A | 09/22/2016 | 968223206 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
AAR CORP. | AIR | 10/11/2016 | 000361105 | 1.1 | Elect Director Norman R. Bobins | Mgmt | For | For | For | |||||||||
AAR CORP. | AIR | 10/11/2016 | 000361105 | 1.2 | Elect Director Ronald R. Fogleman | Mgmt | For | Withhold | Withhold | |||||||||
AAR CORP. | AIR | 10/11/2016 | 000361105 | 1.3 | Elect Director James E. Goodwin | Mgmt | For | Withhold | Withhold | |||||||||
AAR CORP. | AIR | 10/11/2016 | 000361105 | 1.4 | Elect Director Marc J. Walfish | Mgmt | For | Withhold | Withhold | |||||||||
AAR CORP. | AIR | 10/11/2016 | 000361105 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
AAR CORP. | AIR | 10/11/2016 | 000361105 | 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
AAR CORP. | AIR | 10/11/2016 | 000361105 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Meredith Corporation | MDP | 11/09/2016 | 589433101 | 1.1 | Elect Director Stephen M. Lacy | Mgmt | For | Withhold | Withhold | |||||||||
Meredith Corporation | MDP | 11/09/2016 | 589433101 | 1.2 | Elect Director D. Mell Meredith Frazier | Mgmt | For | Withhold | Withhold | |||||||||
Meredith Corporation | MDP | 11/09/2016 | 589433101 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Meredith Corporation | MDP | 11/09/2016 | 589433101 | 3 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 1.1 | Elect Director Christopher B. Begley | Mgmt | For | For | For | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 1.2 | Elect Director Lyle Logan | Mgmt | For | For | For | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 1.3 | Elect Director Michael W. Malafronte | Mgmt | For | For | For | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 1.4 | Elect Director Fernando Ruiz | Mgmt | For | Withhold | Withhold | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 1.5 | Elect Director Ronald L. Taylor | Mgmt | For | Withhold | Withhold | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 1.6 | Elect Director Lisa W. Wardell | Mgmt | For | Withhold | Withhold | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 1.7 | Elect Director Ann Weaver Hart | Mgmt | For | For | For | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 1.8 | Elect Director James D. White | Mgmt | For | For | For | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
DeVry Education Group Inc. | DV | 11/10/2016 | 251893103 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1a | Elect Director Elaine L. Boltz | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1b | Elect Director Joseph M. DePinto | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1c | Elect Director Harriet Edelman | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1d | Elect Director Michael A. George | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1e | Elect Director William T. Giles | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1f | Elect Director Gerardo I. Lopez | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1g | Elect Director George R. Mrkonic | Mgmt | For | Against | Against | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1h | Elect Director Jose Luis Prado | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 1i | Elect Director Wyman T. Roberts | Mgmt | For | For | For | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Brinker International, Inc. | EAT | 11/16/2016 | 109641100 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 11/30/2016 | 320867104 | 1 | Issue Shares in Connection with Merger | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 11/30/2016 | 320867104 | 2 | Adjourn Meeting | Mgmt | For | For | For | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 1a | Elect Director Eugene R. Allspach | Mgmt | For | For | For | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 1b | Elect Director Gregory T. Barmore | Mgmt | For | For | For | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 1c | Elect Director David G. Birney | Mgmt | For | For | For | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 1d | Elect Director Joseph M. Gingo | Mgmt | For | Against | Against | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 1e | Elect Director Lee D. Meyer | Mgmt | For | For | For | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 1f | Elect Director James A. Mitarotonda | Mgmt | For | Against | Against | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 1g | Elect Director Ernest J. Novak, Jr. | Mgmt | For | Against | Against | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 1h | Elect Director Kathleen M. Oswald | Mgmt | For | For | For | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
A. Schulman, Inc. | SHLM | 12/09/2016 | 808194104 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 12/09/2016 | 302520101 | 1 | Issue Shares in Connection with Merger | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 12/09/2016 | 302520101 | 2 | Adjourn Meeting | Mgmt | For | For | For | |||||||||
Integra LifeSciences Holdings Corporation | IART | 12/21/2016 | 457985208 | 1 | Increase Authorized Common Stock and Effect Stock Split | Mgmt | For | For | For | |||||||||
Washington Federal, Inc. | WAFD | 01/18/2017 | 938824109 | 1.1 | Elect Director David K. Grant | Mgmt | For | For | For |
Washington Federal, Inc. | WAFD | 01/18/2017 | 938824109 | 1.2 | Elect Director Randall H. Talbot | Mgmt | For | For | For | |||||||||
Washington Federal, Inc. | WAFD | 01/18/2017 | 938824109 | 1.3 | Elect Director Anna C. Johnson | Mgmt | For | Withhold | Withhold | |||||||||
Washington Federal, Inc. | WAFD | 01/18/2017 | 938824109 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Washington Federal, Inc. | WAFD | 01/18/2017 | 938824109 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Brocade Communications Systems, Inc. | BRCD | 01/26/2017 | 111621306 | 1 | Approve Merger Agreement | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 01/26/2017 | 111621306 | 2 | Adjourn Meeting | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 01/26/2017 | 111621306 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||||
Endurance Specialty Holdings Ltd. | ENH | 01/27/2017 | G30397106 | 1 | Approve Merger Agreement | Mgmt | For | For | For | |||||||||
Endurance Specialty Holdings Ltd. | ENH | 01/27/2017 | G30397106 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||||
Endurance Specialty Holdings Ltd. | ENH | 01/27/2017 | G30397106 | 3 | Adjourn Meeting | Mgmt | For | For | For | |||||||||
Mentor Graphics Corporation | MENT | 02/02/2017 | 587200106 | 1 | Approve Merger Agreement | Mgmt | For | For | For | |||||||||
Mentor Graphics Corporation | MENT | 02/02/2017 | 587200106 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 1.1 | Elect Director James J. Peterson | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 1.2 | Elect Director Dennis R. Leibel | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 1.3 | Elect Director Kimberly E. Alexy | Mgmt | For | For | For | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 1.4 | Elect Director Thomas R. Anderson | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 1.5 | Elect Director William E. Bendush | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 1.6 | Elect Director Paul F. Folino | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 1.7 | Elect Director William L. Healey | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 1.8 | Elect Director Matthew E. Massengill | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
MICROSEMI CORPORATION | MSCC | 02/14/2017 | 595137100 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Matthews International Corporation | MATW | 02/16/2017 | 577128101 | 1.1 | Elect Director Gregory S. Babe | Mgmt | For | Withhold | Withhold | |||||||||
Matthews International Corporation | MATW | 02/16/2017 | 577128101 | 1.2 | Elect Director Don W. Quigley, Jr. | Mgmt | For | For | For | |||||||||
Matthews International Corporation | MATW | 02/16/2017 | 577128101 | 1.3 | Elect Director David A. Schawk | Mgmt | For | Withhold | Withhold | |||||||||
Matthews International Corporation | MATW | 02/16/2017 | 577128101 | 2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | For | |||||||||
Matthews International Corporation | MATW | 02/16/2017 | 577128101 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||||||
Matthews International Corporation | MATW | 02/16/2017 | 577128101 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Matthews International Corporation | MATW | 02/16/2017 | 577128101 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Hillenbrand, Inc. | HI | 02/22/2017 | 431571108 | 1.1 | Elect Director Thomas H. Johnson | Mgmt | For | For | For | |||||||||
Hillenbrand, Inc. | HI | 02/22/2017 | 431571108 | 1.2 | Elect Director Neil S. Novich | Mgmt | For | For | For | |||||||||
Hillenbrand, Inc. | HI | 02/22/2017 | 431571108 | 1.3 | Elect Director Joe A. Raver | Mgmt | For | For | For | |||||||||
Hillenbrand, Inc. | HI | 02/22/2017 | 431571108 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Hillenbrand, Inc. | HI | 02/22/2017 | 431571108 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Hillenbrand, Inc. | HI | 02/22/2017 | 431571108 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1a | Elect Director Michael J. Clarke | Mgmt | For | For | For | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1b | Elect Director Eugene A. Delaney | Mgmt | For | For | For | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1c | Elect Director John P. Goldsberry | Mgmt | For | For | For | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1d | Elect Director Rita S. Lane | Mgmt | For | For | For | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1e | Elect Director Joseph G. Licata, Jr. | Mgmt | For | For | For | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1f | Elect Director Mario M. Rosati | Mgmt | For | Against | Against | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1g | Elect Director Wayne Shortridge | Mgmt | For | Against | Against | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1h | Elect Director Jure Sola | Mgmt | For | Against | Against | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 1i | Elect Director Jackie M. Ward | Mgmt | For | Against | Against | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Sanmina Corporation | SANM | 03/06/2017 | 801056102 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Cabot Corporation | CBT | 03/09/2017 | 127055101 | 1.1 | Elect Director Juan Enriquez | Mgmt | For | Against | Against | |||||||||
Cabot Corporation | CBT | 03/09/2017 | 127055101 | 1.2 | Elect Director William C. Kirby | Mgmt | For | For | For | |||||||||
Cabot Corporation | CBT | 03/09/2017 | 127055101 | 1.3 | Elect Director Patrick M. Prevost | Mgmt | For | Against | Against | |||||||||
Cabot Corporation | CBT | 03/09/2017 | 127055101 | 1.4 | Elect Director Sean D. Keohane | Mgmt | For | Against | Against | |||||||||
Cabot Corporation | CBT | 03/09/2017 | 127055101 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Cabot Corporation | CBT | 03/09/2017 | 127055101 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Cabot Corporation | CBT | 03/09/2017 | 127055101 | 4 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Cabot Corporation | CBT | 03/09/2017 | 127055101 | 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.1 | Elect Director Rolf A. Classon | Mgmt | For | Withhold | Withhold | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.2 | Elect Director William G. Dempsey | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.3 | Elect Director Mary Garrett | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.4 | Elect Director James R. Giertz | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.5 | Elect Director Charles E. Golden | Mgmt | For | Withhold | Withhold | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.6 | Elect Director John J. Greisch | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.7 | Elect Director William H. Kucheman | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.8 | Elect Director Ronald A. Malone | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.9 | Elect Director Nancy M. Schlichting | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 1.10 | Elect Director Stacy Enxing Seng | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Hill-Rom Holdings, Inc. | HRC | 03/14/2017 | 431475102 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 03/14/2017 | 501242101 | 1.1 | Elect Director Garrett E. Pierce | Mgmt | For | Withhold | Withhold | |||||||||
KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 03/14/2017 | 501242101 | 1.2 | Elect Director Chin Hu Lim | Mgmt | For | For | For | |||||||||
KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 03/14/2017 | 501242101 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 03/14/2017 | 501242101 | 3 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 03/14/2017 | 501242101 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 03/14/2017 | 501242101 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 03/22/2017 | H01531104 | 1 | Amend Articles | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 03/22/2017 | H01531104 | 2 | Approve Special Dividend | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 03/22/2017 | H01531104 | A | Transact Other Business (Voting) | Mgmt | For | Against | Against | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 04/05/2017 | 024061103 | 1 | Issue Shares in Connection with Merger | Mgmt | For | For | For | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 04/05/2017 | 024061103 | 2 | Adjourn Meeting | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.1 | Elect Director Judy Bruner | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.2 | Elect Director Lloyd A. Carney | Mgmt | For | Against | Against | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.3 | Elect Director Renato A. DiPentima | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.4 | Elect Director Alan L. Earhart | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.5 | Elect Director John W. Gerdelman | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.6 | Elect Director Kim C. Goodman | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.7 | Elect Director David L. House | Mgmt | For | Against | Against | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.8 | Elect Director L. William ‘Bill’ Krause | Mgmt | For | Against | Against | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.9 | Elect Director David E. Roberson | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 1.10 | Elect Director Sanjay Vaswani | Mgmt | For | Against | Against | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Brocade Communications Systems, Inc. | BRCD | 04/11/2017 | 111621306 | 5 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.1 | Elect Director Timothy W. Finchem | Mgmt | For | Against | Against | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.2 | Elect Director Stuart A. Gabriel | Mgmt | For | For | For | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.3 | Elect Director Thomas W. Gilligan | Mgmt | For | For | For | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.4 | Elect Director Kenneth M. Jastrow, II | Mgmt | For | Against | Against | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.5 | Elect Director Robert L. Johnson | Mgmt | For | For | For | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.6 | Elect Director Melissa Lora | Mgmt | For | Against | Against | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.7 | Elect Director Jeffery T. Mezger | Mgmt | For | Against | Against | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.8 | Elect Director Robert L. Patton, Jr. | Mgmt | For | Against | Against | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 1.9 | Elect Director Michael M. Wood | Mgmt | For | For | For | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
KB Home | KBH | 04/13/2017 | 48666K109 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Prosperity Bancshares, Inc. | PB | 04/18/2017 | 743606105 | 1.1 | Elect Director William T. Luedke, IV | Mgmt | For | Withhold | Withhold | |||||||||
Prosperity Bancshares, Inc. | PB | 04/18/2017 | 743606105 | 1.2 | Elect Director Perry Mueller, Jr. | Mgmt | For | Withhold | Withhold | |||||||||
Prosperity Bancshares, Inc. | PB | 04/18/2017 | 743606105 | 1.3 | Elect Director Harrison Stafford, II | Mgmt | For | Withhold | Withhold | |||||||||
Prosperity Bancshares, Inc. | PB | 04/18/2017 | 743606105 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Prosperity Bancshares, Inc. | PB | 04/18/2017 | 743606105 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Prosperity Bancshares, Inc. | PB | 04/18/2017 | 743606105 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Universal Forest Products, Inc. | UFPI | 04/18/2017 | 913543104 | 1a | Elect Director Gary F. Goode | Mgmt | For | Against | Against | |||||||||
Universal Forest Products, Inc. | UFPI | 04/18/2017 | 913543104 | 1b | Elect Director Mary E. Tuuk | Mgmt | For | For | For | |||||||||
Universal Forest Products, Inc. | UFPI | 04/18/2017 | 913543104 | 1c | Elect Director Michael G. Wooldridge | Mgmt | For | For | For | |||||||||
Universal Forest Products, Inc. | UFPI | 04/18/2017 | 913543104 | 2 | Increase Authorized Common Stock | Mgmt | For | Against | Against | |||||||||
Universal Forest Products, Inc. | UFPI | 04/18/2017 | 913543104 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||||||
Universal Forest Products, Inc. | UFPI | 04/18/2017 | 913543104 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.1 | Elect Director Raymond P. Davis | Mgmt | For | Against | Against | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.2 | Elect Director Peggy Y. Fowler | Mgmt | For | For | For | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.3 | Elect Director Stephen M. Gambee | Mgmt | For | Against | Against | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.4 | Elect Director James S. Greene | Mgmt | For | For | For | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.5 | Elect Director Luis F. Machuca | Mgmt | For | For | For | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.6 | Elect Director Cort L. O’Haver | Mgmt | For | Against | Against | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.7 | Elect Director Maria M. Pope | Mgmt | For | For | For | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.8 | Elect Director John F. Schultz | Mgmt | For | For | For | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.9 | Elect Director Susan F. Stevens | Mgmt | For | For | For | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.10 | Elect Director Hilliard C. Terry, III | Mgmt | For | For | For | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 1.11 | Elect Director Bryan L. Timm | Mgmt | For | Against | Against | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 2 | Ratify Moss Adams LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Umpqua Holdings Corporation | UMPQ | 04/19/2017 | 904214103 | 5 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 1.1 | Elect Director Abigail M. Feinknopf | Mgmt | For | Withhold | Withhold | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 1.2 | Elect Director Jay T. McCamic | Mgmt | For | Withhold | Withhold | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 1.3 | Elect Director F. Eric Nelson, Jr. | Mgmt | For | For | For | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 1.4 | Elect Director Todd F. Clossin | Mgmt | For | Withhold | Withhold | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 1.5 | Elect Director Denise Knouse-Snyder | Mgmt | For | Withhold | Withhold | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 1.6 | Elect Director Gary L. Libs | Mgmt | For | For | For | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 1.7 | Elect Director Kerry M. Stemler | Mgmt | For | For | For | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 4 | Ratify Ernst & Young, LLP as Auditors | Mgmt | For | Against | Against | |||||||||
WesBanco, Inc. | WSBC | 04/19/2017 | 950810101 | 5 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.1 | Elect Director Daniel P. DiMaggio | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.2 | Elect Director William A. Etherington | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.3 | Elect Director Thomas S. Gross | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.4 | Elect Director Laurette T. Koellner | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.5 | Elect Director Robert A. Mionis | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.6 | Elect Director Joseph M. Natale | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.7 | Elect Director Carol S. Perry | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.8 | Elect Director Tawfiq Popatia | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.9 | Elect Director Eamon J. Ryan | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 3 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||||||
Celestica Inc. | CLS | 04/20/2017 | 15101Q108 | 4 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||||||
Bloomin’ Brands, Inc. | BLMN | 04/21/2017 | 094235108 | 1.1 | Elect Director James R. Craigie | Mgmt | For | For | For | |||||||||
Bloomin’ Brands, Inc. | BLMN | 04/21/2017 | 094235108 | 1.2 | Elect Director Mindy Grossman | Mgmt | For | For | For | |||||||||
Bloomin’ Brands, Inc. | BLMN | 04/21/2017 | 094235108 | 1.3 | Elect Director Chris T. Sullivan | Mgmt | For | For | For | |||||||||
Bloomin’ Brands, Inc. | BLMN | 04/21/2017 | 094235108 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Bloomin’ Brands, Inc. | BLMN | 04/21/2017 | 094235108 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Crane Co. | CR | 04/24/2017 | 224399105 | 1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||||||
Crane Co. | CR | 04/24/2017 | 224399105 | 2.1 | Elect Director E. Thayer Bigelow | Mgmt | For | Against | Against | |||||||||
Crane Co. | CR | 04/24/2017 | 224399105 | 2.2 | Elect Director Philip R. Lochner, Jr. | Mgmt | For | Against | Against | |||||||||
Crane Co. | CR | 04/24/2017 | 224399105 | 2.3 | Elect Director Max H. Mitchell | Mgmt | For | Against | Against | |||||||||
Crane Co. | CR | 04/24/2017 | 224399105 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Crane Co. | CR | 04/24/2017 | 224399105 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Crane Co. | CR | 04/24/2017 | 224399105 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.1 | Elect Director John F. Bergstrom | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.2 | Elect Director Philip B. Flynn | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.3 | Elect Director R. Jay Gerken | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.4 | Elect Director Judith P. Greffin | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.5 | Elect Director William R. Hutchinson | Mgmt | For | Withhold | Withhold | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.6 | Elect Director Robert A. Jeffe | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.7 | Elect Director Eileen A. Kamerick | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.8 | Elect Director Gale E. Klappa | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.9 | Elect Director Richard T. Lommen | Mgmt | For | Withhold | Withhold | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.10 | Elect Director Cory L. Nettles | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.11 | Elect Director Karen T. van Lith | Mgmt | For | Withhold | Withhold | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 1.12 | Elect Director John (Jay) B. Williams | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 2 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Associated Banc-Corp | ASB | 04/25/2017 | 045487105 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Janus Capital Group, Inc. | JNS | 04/25/2017 | 47102X105 | 1 | Approve Merger Agreement | Mgmt | For | For | For | |||||||||
Janus Capital Group, Inc. | JNS | 04/25/2017 | 47102X105 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||||
Janus Capital Group, Inc. | JNS | 04/25/2017 | 47102X105 | 3 | Approve Reverse Stock Split | Mgmt | For | Against | Against | |||||||||
Janus Capital Group, Inc. | JNS | 04/25/2017 | 47102X105 | 4 | Increase Authorized Common Stock | Mgmt | For | Against | Against | |||||||||
Janus Capital Group, Inc. | JNS | 04/25/2017 | 47102X105 | 5 | Eliminate Preemptive Rights | Mgmt | For | For | For | |||||||||
Janus Capital Group, Inc. | JNS | 04/25/2017 | 47102X105 | 6 | Amend Articles | Mgmt | For | For | For | |||||||||
Janus Capital Group, Inc. | JNS | 04/25/2017 | 47102X105 | 7 | Declassify the Board of Directors | Mgmt | For | For | For | |||||||||
Janus Capital Group, Inc. | JNS | 04/25/2017 | 47102X105 | 8 | Adjourn Meeting | Mgmt | For | For | For | |||||||||
Stepan Company | SCL | 04/25/2017 | 858586100 | 1.1 | Elect Director Joaquin Delgado | Mgmt | For | Against | Against | |||||||||
Stepan Company | SCL | 04/25/2017 | 858586100 | 1.2 | Elect Director F. Quinn Stepan, Jr. | Mgmt | For | Against | Against | |||||||||
Stepan Company | SCL | 04/25/2017 | 858586100 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Stepan Company | SCL | 04/25/2017 | 858586100 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Stepan Company | SCL | 04/25/2017 | 858586100 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1a | Elect Director Stephen P. Cortinovis | Mgmt | For | Against | Against | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1b | Elect Director Stephanie A. Cuskley | Mgmt | For | Against | Against | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1c | Elect Director Walter J. Galvin | Mgmt | For | For | For | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1d | Elect Director Rhonda Germany Ballintyn | Mgmt | For | For | For | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1e | Elect Director Charles R. Gordon | Mgmt | For | Against | Against | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1f | Elect Director Juanita H. Hinshaw | Mgmt | For | Against | Against | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1g | Elect Director M. Richard Smith | Mgmt | For | For | For | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1h | Elect Director Alfred L. Woods | Mgmt | For | Against | Against | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 1i | Elect Director Phillip D. Wright | Mgmt | For | For | For | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||||
Aegion Corporation | AEGN | 04/26/2017 | 00770F104 | 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Aspen Insurance Holdings Limited | AHL | 04/26/2017 | G05384105 | 1.1 | Elect Director Christopher O’Kane | Mgmt | For | For | For | |||||||||
Aspen Insurance Holdings Limited | AHL | 04/26/2017 | G05384105 | 1.2 | Elect Director John Cavoores | Mgmt | For | For | For | |||||||||
Aspen Insurance Holdings Limited | AHL | 04/26/2017 | G05384105 | 1.3 | Elect Director Albert J. Beer | Mgmt | For | For | For | |||||||||
Aspen Insurance Holdings Limited | AHL | 04/26/2017 | G05384105 | 1.4 | Elect Director Heidi Hutter | Mgmt | For | Withhold | Withhold | |||||||||
Aspen Insurance Holdings Limited | AHL | 04/26/2017 | G05384105 | 1.5 | Elect Director Matthew Botein | Mgmt | For | For | For | |||||||||
Aspen Insurance Holdings Limited | AHL | 04/26/2017 | G05384105 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Aspen Insurance Holdings Limited | AHL | 04/26/2017 | G05384105 | 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.1 | Elect Director James R. Fitterling | Mgmt | For | For | For | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.2 | Elect Director Ronald A. Klein | Mgmt | For | For | For | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.3 | Elect Director Richard M. Lievense | Mgmt | For | Withhold | Withhold | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.4 | Elect Director Barbara J. Mahone | Mgmt | For | For | For | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.5 | Elect Director John E. Pelizzari | Mgmt | For | For | For | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.6 | Elect Director David T. Provost | Mgmt | For | Withhold | Withhold | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.7 | Elect Director David B. Ramaker | Mgmt | For | Withhold | Withhold | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.8 | Elect Director Larry D. Stauffer | Mgmt | For | Withhold | Withhold | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.9 | Elect Director Jeffrey L. Tate | Mgmt | For | For | For | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.10 | Elect Director Gary Torgow | Mgmt | For | Withhold | Withhold | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.11 | Elect Director Arthur A. Weiss | Mgmt | For | For | For | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 1.12 | Elect Director Franklin C. Wheatlake | Mgmt | For | Withhold | Withhold | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 3 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Chemical Financial Corporation | CHFC | 04/26/2017 | 163731102 | 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.1 | Elect Director Andrea J. Ayers | Mgmt | For | For | For | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.2 | Elect Director Cheryl K. Beebe | Mgmt | For | For | For | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.3 | Elect Director Richard R. Devenuti | Mgmt | For | For | For | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.4 | Elect Director Jeffrey H. Fox | Mgmt | For | Withhold | Withhold | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.5 | Elect Director Joseph E. Gibbs | Mgmt | For | Withhold | Withhold | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.6 | Elect Director Joan E. Herman | Mgmt | For | For | For | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.7 | Elect Director Thomas L. Monahan, III | Mgmt | For | For | For | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.8 | Elect Director Ronald L. Nelson | Mgmt | For | For | For | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 1.9 | Elect Director Richard F. Wallman | Mgmt | For | Withhold | Withhold | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Convergys Corporation | CVG | 04/26/2017 | 212485106 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 1.1 | Elect Director Frank E. Bertucci | Mgmt | For | Withhold | Withhold | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 1.2 | Elect Director Constantine S. Liollio | Mgmt | For | For | For | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 1.3 | Elect Director Thomas H. Olinde | Mgmt | For | For | For | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 1.4 | Elect Director Joan C. Teofilo | Mgmt | For | For | For | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 1.5 | Elect Director C. Richard Wilkins | Mgmt | For | For | For | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||||||
Hancock Holding Company | HBHC | 04/26/2017 | 410120109 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1a | Elect Director John W. Ballantine | Mgmt | For | Against | Against | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1b | Elect Director Rodney L. Brown, Jr. | Mgmt | For | For | For | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1c | Elect Director Jack E. Davis | Mgmt | For | For | For | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1d | Elect Director David A. Dietzler | Mgmt | For | Against | Against | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1e | Elect Director Kirby A. Dyess | Mgmt | For | For | For | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1f | Elect Director Mark B. Ganz | Mgmt | For | Against | Against | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1g | Elect Director Kathryn J. Jackson | Mgmt | For | For | For | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1h | Elect Director Neil J. Nelson | Mgmt | For | For | For | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1i | Elect Director M. Lee Pelton | Mgmt | For | Against | Against | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1j | Elect Director James J. Piro | Mgmt | For | Against | Against | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 1k | Elect Director Charles W. Shivery | Mgmt | For | For | For | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Portland General Electric Company | POR | 04/26/2017 | 736508847 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.1 | Elect Director Peter Bell | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.2 | Elect Director William F. Bieber | Mgmt | For | Withhold | Withhold | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.3 | Elect Director Theodore J. Bigos | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.4 | Elect Director Craig R. Dahl | Mgmt | For | Withhold | Withhold | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.5 | Elect Director Karen L. Grandstrand | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.6 | Elect Director Thomas F. Jasper | Mgmt | For | Withhold | Withhold | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.7 | Elect Director George G. Johnson | Mgmt | For | Withhold | Withhold | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.8 | Elect Director Richard H. King | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.9 | Elect Director Vance K. Opperman | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.10 | Elect Director James M. Ramstad | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.11 | Elect Director Roger J. Sit | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.12 | Elect Director Julie H. Sullivan | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.13 | Elect Director Barry N. Winslow | Mgmt | For | Withhold | Withhold | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 1.14 | Elect Director Richard A. Zona | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 2 | Amend Certificate of Incorporation to Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
TCF Financial Corporation | TCB | 04/26/2017 | 872275102 | 5 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.1 | Elect Director Alan W. Braun | Mgmt | For | Withhold | Withhold | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.2 | Elect Director Niel C. Ellerbrook | Mgmt | For | Withhold | Withhold | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.3 | Elect Director Andrew E. Goebel | Mgmt | For | Withhold | Withhold | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.4 | Elect Director Jerome F. Henry, Jr. | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.5 | Elect Director Robert G. Jones | Mgmt | For | Withhold | Withhold | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.6 | Elect Director Phelps L. Lambert | Mgmt | For | Withhold | Withhold | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.7 | Elect Director Arthur H. McElwee, Jr. | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.8 | Elect Director James T. Morris | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.9 | Elect Director Randall T. Shepard | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.10 | Elect Director Rebecca S. Skillman | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.11 | Elect Director Kelly N. Stanley | Mgmt | For | Withhold | Withhold | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.12 | Elect Director Derrick J. Stewart | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.13 | Elect Director Katherine E. White | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 1.14 | Elect Director Linda E. White | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Old National Bancorp | ONB | 04/27/2017 | 680033107 | 5 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Olin Corporation | OLN | 04/27/2017 | 680665205 | 1.1 | Elect Director Gray G. Benoist | Mgmt | For | For | For | |||||||||
Olin Corporation | OLN | 04/27/2017 | 680665205 | 1.2 | Elect Director John E. Fischer | Mgmt | For | Against | Against | |||||||||
Olin Corporation | OLN | 04/27/2017 | 680665205 | 1.3 | Elect Director Richard M. Rompala | Mgmt | For | Against | Against | |||||||||
Olin Corporation | OLN | 04/27/2017 | 680665205 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Olin Corporation | OLN | 04/27/2017 | 680665205 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Olin Corporation | OLN | 04/27/2017 | 680665205 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 1.1 | Elect Director Clarence E. Anthony | Mgmt | For | For | For | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 1.2 | Elect Director Anne N. Foreman | Mgmt | For | Withhold | Withhold | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 1.3 | Elect Director Richard H. Glanton | Mgmt | For | Withhold | Withhold | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 1.4 | Elect Director Christopher C. Wheeler | Mgmt | For | For | For | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 1.5 | Elect Director Julie Myers Wood | Mgmt | For | Withhold | Withhold | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 1.6 | Elect Director George C. Zoley | Mgmt | For | Withhold | Withhold | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | Against | Against | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
The GEO Group, Inc. | GEO | 04/27/2017 | 36162J106 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 1a | Elect Director Christopher L. Doerr | Mgmt | For | Against | Against | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 1b | Elect Director Thomas J. Fischer | Mgmt | For | Against | Against | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 1c | Elect Director Mark J. Gliebe | Mgmt | For | Against | Against | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 1d | Elect Director Rakesh Sachdev | Mgmt | For | For | For | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 1e | Elect Director Curtis W. Stoelting | Mgmt | For | Against | Against | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 1f | Elect Director Jane L. Warner | Mgmt | For | For | For | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Regal Beloit Corporation | RBC | 05/01/2017 | 758750103 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.1 | Elect Director Kathy T. Betty | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.2 | Elect Director Douglas C. Curling | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.3 | Elect Director Cynthia N. Day | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.4 | Elect Director Curtis L. Doman | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.5 | Elect Director Walter G. Ehmer | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.6 | Elect Director Hubert L. Harris, Jr. | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.7 | Elect Director John W. Robinson, III | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.8 | Elect Director Ray M. Robinson | Mgmt | For | Against | Against | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 1.9 | Elect Director Robert H. Yanker | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Aaron’s, Inc. | AAN | 05/02/2017 | 002535300 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Select Medical Holdings Corporation | SEM | 05/02/2017 | 81619Q105 | 1.1 | Elect Director Bryan C. Cressey | Mgmt | For | Against | Against | |||||||||
Select Medical Holdings Corporation | SEM | 05/02/2017 | 81619Q105 | 1.2 | Elect Director Robert A. Ortenzio | Mgmt | For | Against | Against | |||||||||
Select Medical Holdings Corporation | SEM | 05/02/2017 | 81619Q105 | 1.3 | Elect Director Harold L. Paz | Mgmt | For | For | For | |||||||||
Select Medical Holdings Corporation | SEM | 05/02/2017 | 81619Q105 | 1.4 | Elect Director Leopold Swergold | Mgmt | For | Against | Against | |||||||||
Select Medical Holdings Corporation | SEM | 05/02/2017 | 81619Q105 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Select Medical Holdings Corporation | SEM | 05/02/2017 | 81619Q105 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Select Medical Holdings Corporation | SEM | 05/02/2017 | 81619Q105 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against |
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 1.1 | Elect Director Gary S. Guidry | Mgmt | For | For | For | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 1.2 | Elect Director Peter J. Dey | Mgmt | For | For | For | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 1.3 | Elect Director Evan Hazell | Mgmt | For | For | For | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 1.4 | Elect Director Robert B. Hodgins | Mgmt | For | For | For | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 1.5 | Elect Director Ronald Royal | Mgmt | For | For | For | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 1.6 | Elect Director David P. Smith | Mgmt | For | For | For | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 1.7 | Elect Director Brooke Wade | Mgmt | For | For | For | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 2 | Ratify Deloitte LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Gran Tierra Energy Inc. | GTE | 05/03/2017 | 38500T101 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.1 | Elect Director J.C. Butler, Jr. | Mgmt | For | Withhold | Withhold | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.2 | Elect Director Carolyn Corvi | Mgmt | For | For | For | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.3 | Elect Director John P. Jumper | Mgmt | For | For | For | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.4 | Elect Director Dennis W. LaBarre | Mgmt | For | For | For | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.5 | Elect Director H. Vincent Poor | Mgmt | For | For | For | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.6 | Elect Director Alfred M. Rankin, Jr. | Mgmt | For | Withhold | Withhold | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.7 | Elect Director Claiborne R. Rankin | Mgmt | For | Withhold | Withhold | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.8 | Elect Director John M. Stropki | Mgmt | For | For | For | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.9 | Elect Director Britton T. Taplin | Mgmt | For | Withhold | Withhold | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 1.10 | Elect Director Eugene Wong | Mgmt | For | For | For | |||||||||
Hyster-Yale Materials Handling, Inc. | HY | 05/03/2017 | 449172105 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 05/04/2017 | 024061103 | 1.1 | Elect Director James A. McCaslin | Mgmt | For | For | For | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 05/04/2017 | 024061103 | 1.2 | Elect Director William P. Miller, II | Mgmt | For | Against | Against | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 05/04/2017 | 024061103 | 1.3 | Elect Director Samuel Valenti, III | Mgmt | For | For | For | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 05/04/2017 | 024061103 | 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 05/04/2017 | 024061103 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 05/04/2017 | 024061103 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
American Axle & Manufacturing Holdings, Inc. | AXL | 05/04/2017 | 024061103 | 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.1 | Elect Director Thomas O. Barnes | Mgmt | For | Against | Against | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.2 | Elect Director Elijah K. Barnes | Mgmt | For | For | For | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.3 | Elect Director Gary G. Benanav | Mgmt | For | Against | Against | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.4 | Elect Director Patrick J. Dempsey | Mgmt | For | Against | Against | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.5 | Elect Director Thomas J. Hook | Mgmt | For | For | For | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.6 | Elect Director Mylle H. Mangum | Mgmt | For | Against | Against | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.7 | Elect Director Hans-Peter Manner | Mgmt | For | Against | Against | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.8 | Elect Director Hassell H. McClellan | Mgmt | For | For | For | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.9 | Elect Director William J. Morgan | Mgmt | For | Against | Against | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.10 | Elect Director Anthony V. Nicolosi | Mgmt | For | For | For | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 1.11 | Elect Director JoAnna L. Sohovich | Mgmt | For | For | For | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 2 | Provide Proxy Access Right | Mgmt | For | For | For | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Barnes Group Inc. | B | 05/05/2017 | 067806109 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 1.1 | Elect Director Thomas P. Capo | Mgmt | For | For | For | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 1.2 | Elect Director Steven M. Chapman | Mgmt | For | Withhold | Withhold | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 1.3 | Elect Director Susan F. Davis | Mgmt | For | For | For | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 1.4 | Elect Director John J. Holland | Mgmt | For | Withhold | Withhold | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 1.5 | Elect Director Bradley E. Hughes | Mgmt | For | Withhold | Withhold | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 1.6 | Elect Director Gary S. Michel | Mgmt | For | For | For | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 1.7 | Elect Director John H. Shuey | Mgmt | For | Withhold | Withhold | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 1.8 | Elect Director Robert D. Welding | Mgmt | For | For | For | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Cooper Tire & Rubber Company | CTB | 05/05/2017 | 216831107 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.1 | Elect Director Stuart M. Essig | Mgmt | For | For | For | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.2 | Elect Director John W. Gerdelman | Mgmt | For | For | For | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.3 | Elect Director Barbara B. Hill | Mgmt | For | For | For | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.4 | Elect Director Lemuel E. Lewis | Mgmt | For | For | For | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.5 | Elect Director Martha H. Marsh | Mgmt | For | For | For | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.6 | Elect Director Eddie N. Moore, Jr. | Mgmt | For | Against | Against | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.7 | Elect Director P. Cody Phipps | Mgmt | For | Against | Against | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.8 | Elect Director James E. Rogers | Mgmt | For | Against | Against | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.9 | Elect Director David S. Simmons | Mgmt | For | For | For | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.10 | Elect Director Robert C. Sledd | Mgmt | For | For | For | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 1.11 | Elect Director Anne Marie Whittemore | Mgmt | For | Against | Against | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 2 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 3 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Owens & Minor, Inc. | OMI | 05/05/2017 | 690732102 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 1.1 | Elect Director Paul G. Boynton | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 1.2 | Elect Director Ian D. Clough | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 1.3 | Elect Director Susan E. Docherty | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 1.4 | Elect Director Peter A. Feld | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 1.5 | Elect Director Reginald D. Hedgebeth | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 1.6 | Elect Director Douglas A. Pertz | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 1.7 | Elect Director George I. Stoeckert | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 5 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
The Brink’s Company | BCO | 05/05/2017 | 109696104 | 6 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 1.1 | Elect Director William B. Yarmuth | Mgmt | For | Withhold | Withhold | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 1.2 | Elect Director Steven B. Bing | Mgmt | For | Withhold | Withhold | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 1.3 | Elect Director Donald G. McClinton | Mgmt | For | Withhold | Withhold | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 1.4 | Elect Director Tyree G. Wilburn | Mgmt | For | Withhold | Withhold | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 1.5 | Elect Director Jonathan D. Goldberg | Mgmt | For | Withhold | Withhold | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 1.6 | Elect Director W. Earl Reed, III | Mgmt | For | Withhold | Withhold | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 1.7 | Elect Director Henry M. Altman, Jr. | Mgmt | For | Withhold | Withhold | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 2 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Almost Family, Inc. | AFAM | 05/08/2017 | 020409108 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.1 | Elect Director Charles B. Lebovitz | Mgmt | For | Withhold | Withhold | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.2 | Elect Director Stephen D. Lebovitz | Mgmt | For | Withhold | Withhold | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.3 | Elect Director Gary L. Bryenton | Mgmt | For | Withhold | Withhold | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.4 | Elect Director A. Larry Chapman | Mgmt | For | For | For | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.5 | Elect Director Matthew S. Dominski | Mgmt | For | Withhold | Withhold | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.6 | Elect Director John D. Griffith | Mgmt | For | For | For | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.7 | Elect Director Richard J. Lieb | Mgmt | For | For | For | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.8 | Elect Director Gary J. Nay | Mgmt | For | For | For | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 1.9 | Elect Director Kathleen M. Nelson | Mgmt | For | For | For | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
CBL & Associates Properties, Inc. | CBL | 05/08/2017 | 124830100 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1a | Elect Director Kathryn W. Dindo | Mgmt | For | For | For | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1b | Elect Director Sidney W. Emery, Jr. | Mgmt | For | For | For | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1c | Elect Director George G. Goldfarb | Mgmt | For | For | For | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1d | Elect Director James S. Haines, Jr. | Mgmt | For | For | For | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1e | Elect Director Alan R. Hodnik | Mgmt | For | Against | Against | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1f | Elect Director James J. Hoolihan | Mgmt | For | Against | Against | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1g | Elect Director Heidi E. Jimmerson | Mgmt | For | Against | Against | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1h | Elect Director Madeleine W. Ludlow | Mgmt | For | Against | Against | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1i | Elect Director Douglas C. Neve | Mgmt | For | For | For | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 1j | Elect Director Leonard C. Rodman | Mgmt | For | For | For | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
ALLETE, Inc. | ALE | 05/09/2017 | 018522300 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against |
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.1 | Elect Director James C. Foster | Mgmt | For | Against | Against | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.2 | Elect Director Robert J. Bertolini | Mgmt | For | For | For | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.3 | Elect Director Stephen D. Chubb | Mgmt | For | Against | Against | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.4 | Elect Director Deborah T. Kochevar | Mgmt | For | For | For | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.5 | Elect Director George E. Massaro | Mgmt | For | Against | Against | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.6 | Elect Director George M. Milne, Jr. | Mgmt | For | Against | Against | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.7 | Elect Director C. Richard Reese | Mgmt | For | For | For | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.8 | Elect Director Craig B. Thompson | Mgmt | For | For | For | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 1.9 | Elect Director Richard F. Wallman | Mgmt | For | For | For | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 4 | Approve Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Charles River Laboratories International, Inc. | CRL | 05/09/2017 | 159864107 | 6 | Ban Business with Primate Dealers in Violation of Animal Protection Laws | SH | Against | Against | Against | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 1.1 | Elect Director Linda L. Adamany | Mgmt | For | For | For | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 1.2 | Elect Director Kevin S. Crutchfield | Mgmt | For | For | For | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 1.3 | Elect Director Sebastian Edwards | Mgmt | For | For | For | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 1.4 | Elect Director Randolph E. Gress | Mgmt | For | For | For | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 1.5 | Elect Director Mitchell J. Krebs | Mgmt | For | Against | Against | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 1.6 | Elect Director Robert E. Mellor | Mgmt | For | Against | Against | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 1.7 | Elect Director John H. Robinson | Mgmt | For | Against | Against | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 1.8 | Elect Director J. Kenneth Thompson | Mgmt | For | Against | Against | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Coeur Mining, Inc. | CDE | 05/09/2017 | 192108504 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
M/I Homes, Inc. | MHO | 05/09/2017 | 55305B101 | 1.1 | Elect Director Phillip G. Creek | Mgmt | For | Withhold | Withhold | |||||||||
M/I Homes, Inc. | MHO | 05/09/2017 | 55305B101 | 1.2 | Elect Director Nancy J. Kramer | Mgmt | For | For | For | |||||||||
M/I Homes, Inc. | MHO | 05/09/2017 | 55305B101 | 1.3 | Elect Director Norman L. Traeger | Mgmt | For | Withhold | Withhold | |||||||||
M/I Homes, Inc. | MHO | 05/09/2017 | 55305B101 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
M/I Homes, Inc. | MHO | 05/09/2017 | 55305B101 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
M/I Homes, Inc. | MHO | 05/09/2017 | 55305B101 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 1.1 | Elect Director Ross J. Beaty | Mgmt | For | Withhold | Withhold | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 1.2 | Elect Director Michael Steinmann | Mgmt | For | For | For | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 1.3 | Elect Director Michael L. Carroll | Mgmt | For | For | For | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 1.4 | Elect Director Christopher Noel Dunn | Mgmt | For | For | For | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 1.5 | Elect Director Neil de Gelder | Mgmt | For | For | For | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 1.6 | Elect Director David C. Press | Mgmt | For | For | For | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 1.7 | Elect Director Walter T. Segsworth | Mgmt | For | For | For | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 1.8 | Elect Director Gillian D. Winckler | Mgmt | For | For | For | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||||||
Pan American Silver Corp. | PAAS | 05/09/2017 | 697900108 | 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 1.1 | Elect Director Jeffrey M. Gault | Mgmt | For | For | For | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 1.2 | Elect Director Mark C. Biderman | Mgmt | For | For | For | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 1.3 | Elect Director Robert A. Kasdin | Mgmt | For | Withhold | Withhold | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 1.4 | Elect Director Eric L. Press | Mgmt | For | Withhold | Withhold | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 1.5 | Elect Director Scott S. Prince | Mgmt | For | Withhold | Withhold | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 1.6 | Elect Director Stuart A. Rothstein | Mgmt | For | Withhold | Withhold | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 1.7 | Elect Director Michael E. Salvati | Mgmt | For | Withhold | Withhold | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 1.8 | Elect Director Cindy Z. Michel | Mgmt | For | Withhold | Withhold | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Apollo Commercial Real Estate Finance, Inc. | ARI | 05/11/2017 | 03762U105 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.1 | Elect Director Gary F. Colter | Mgmt | For | Withhold | Withhold | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.2 | Elect Director Joseph J. DeAngelo | Mgmt | For | For | For | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.3 | Elect Director Gordon J. Hardie | Mgmt | For | For | For | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.4 | Elect Director Peter S. Hellman | Mgmt | For | For | For | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.5 | Elect Director Anastasia D. Kelly | Mgmt | For | Withhold | Withhold | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.6 | Elect Director Andres A. Lopez | Mgmt | For | Withhold | Withhold | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.7 | Elect Director John J. McMackin, Jr. | Mgmt | For | Withhold | Withhold | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.8 | Elect Director Alan J. Murray | Mgmt | For | For | For | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.9 | Elect Director Hari N. Nair | Mgmt | For | For | For | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.10 | Elect Director Hugh H. Roberts | Mgmt | For | For | For | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.11 | Elect Director Carol A. Williams | Mgmt | For | For | For | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 1.12 | Elect Director Dennis K. Williams | Mgmt | For | Withhold | Withhold | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Owens-Illinois, Inc. | OI | 05/11/2017 | 690768403 | 5 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Park-Ohio Holdings Corp. | PKOH | 05/11/2017 | 700666100 | 1.1 | Elect Director Edward F. Crawford | Mgmt | For | Withhold | Withhold | |||||||||
Park-Ohio Holdings Corp. | PKOH | 05/11/2017 | 700666100 | 1.2 | Elect Director John D. Grampa | Mgmt | For | For | For | |||||||||
Park-Ohio Holdings Corp. | PKOH | 05/11/2017 | 700666100 | 1.3 | Elect Director Dan T. Moore, III | Mgmt | For | Withhold | Withhold | |||||||||
Park-Ohio Holdings Corp. | PKOH | 05/11/2017 | 700666100 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||||||
Park-Ohio Holdings Corp. | PKOH | 05/11/2017 | 700666100 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Park-Ohio Holdings Corp. | PKOH | 05/11/2017 | 700666100 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year | |||||||||
Itron, Inc. | ITRI | 05/12/2017 | 465741106 | 1.1 | Elect Director Frank M. Jaehnert | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 05/12/2017 | 465741106 | 1.2 | Elect Director Jerome J. Lande | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 05/12/2017 | 465741106 | 1.3 | Elect Director Timothy M. Leyden | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 05/12/2017 | 465741106 | 1.4 | Elect Director Gary E. Pruitt | Mgmt | For | Against | Against | |||||||||
Itron, Inc. | ITRI | 05/12/2017 | 465741106 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Itron, Inc. | ITRI | 05/12/2017 | 465741106 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Itron, Inc. | ITRI | 05/12/2017 | 465741106 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Itron, Inc. | ITRI | 05/12/2017 | 465741106 | 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1a | Elect Director Lisa Crutchfield | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1b | Elect Director Denise L. Devine | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1c | Elect Director Patrick J. Freer | Mgmt | For | Against | Against | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1d | Elect Director George W. Hodges | Mgmt | For | Against | Against | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1e | Elect Director Albert Morrison, III | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1f | Elect Director James R. Moxley, III | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1g | Elect Director R. Scott Smith, Jr. | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1h | Elect Director Scott A. Snyder | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1i | Elect Director Ronald H. Spair | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1j | Elect Director Mark F. Strauss | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1k | Elect Director Ernest J. Waters | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 1l | Elect Director E. Philip Wenger | Mgmt | For | Against | Against | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Fulton Financial Corporation | FULT | 05/15/2017 | 360271100 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.1 | Elect Director Javier de Anda | Mgmt | For | Withhold | Withhold | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.2 | Elect Director Irving Greenblum | Mgmt | For | Withhold | Withhold | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.3 | Elect Director Douglas B. Howland | Mgmt | For | Withhold | Withhold | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.4 | Elect Director Peggy J. Newman | Mgmt | For | Withhold | Withhold | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.5 | Elect Director Dennis E. Nixon | Mgmt | For | Withhold | Withhold | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.6 | Elect Director Larry A. Norton | Mgmt | For | Withhold | Withhold | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.7 | Elect Director Roberto R. Resendez | Mgmt | For | For | For | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.8 | Elect Director Leonardo Salinas | Mgmt | For | Withhold | Withhold | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 1.9 | Elect Director Antonio R. Sanchez, Jr. | Mgmt | For | Withhold | Withhold | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 2 | Ratify RSM US LLP as Auditors | Mgmt | For | Against | Against | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
International Bancshares Corporation | IBOC | 05/15/2017 | 459044103 | 4 | Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 1.1 | Elect Director Monty J. Bennett | Mgmt | For | Withhold | Withhold | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 1.2 | Elect Director Benjamin J. Ansell | Mgmt | For | For | For | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 1.3 | Elect Director Amish Gupta | Mgmt | For | For | For | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 1.4 | Elect Director Kamal Jafarnia | Mgmt | For | Withhold | Withhold | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 1.5 | Elect Director Frederick J. Kleisner | Mgmt | For | For | For | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 1.6 | Elect Director Philip S. Payne | Mgmt | For | Withhold | Withhold | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 1.7 | Elect Director Alan L. Tallis | Mgmt | For | Withhold | Withhold |
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 4 | Increase Authorized Common Stock | Mgmt | For | Against | Against | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 5 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Ashford Hospitality Trust, Inc. | AHT | 05/16/2017 | 044103109 | 6 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 1a | Elect Director E. Robert Roskind | Mgmt | For | Withhold | Withhold | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 1b | Elect Director T. Wilson Eglin | Mgmt | For | For | For | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 1c | Elect Director Harold First | Mgmt | For | For | For | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 1d | Elect Director Richard S. Frary | Mgmt | For | For | For | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 1e | Elect Director Lawrence L. Gray | Mgmt | For | For | For | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 1f | Elect Director Jamie Handwerker | Mgmt | For | For | For | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 1g | Elect Director Claire A. Koeneman | Mgmt | For | For | For | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Lexington Realty Trust | LXP | 05/16/2017 | 529043101 | 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 1a | Elect Director Kevin M. Blakely | Mgmt | For | For | For | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 1b | Elect Director Cynthia A. Glassman | Mgmt | For | For | For | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 1c | Elect Director Julie M. Howard | Mgmt | For | Against | Against | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 1d | Elect Director Stephan A. James | Mgmt | For | For | For | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 1e | Elect Director Samuel K. Skinner | Mgmt | For | Against | Against | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 1f | Elect Director James R. Thompson | Mgmt | For | Against | Against | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 1g | Elect Director Michael L. Tipsord | Mgmt | For | For | For | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 1h | Elect Director Randy H. Zwirn | Mgmt | For | For | For | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 2 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | Against | Against | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Navigant Consulting, Inc. | NCI | 05/16/2017 | 63935N107 | 7 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
The Hanover Insurance Group, Inc. | THG | 05/16/2017 | 410867105 | 1.1 | Elect Director Michael P. Angelini | Mgmt | For | Against | Against | |||||||||
The Hanover Insurance Group, Inc. | THG | 05/16/2017 | 410867105 | 1.2 | Elect Director Jane D. Carlin | Mgmt | For | For | For | |||||||||
The Hanover Insurance Group, Inc. | THG | 05/16/2017 | 410867105 | 1.3 | Elect Director Daniel T. Henry | Mgmt | For | For | For | |||||||||
The Hanover Insurance Group, Inc. | THG | 05/16/2017 | 410867105 | 1.4 | Elect Director Wendell J. Knox | Mgmt | For | Against | Against | |||||||||
The Hanover Insurance Group, Inc. | THG | 05/16/2017 | 410867105 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
The Hanover Insurance Group, Inc. | THG | 05/16/2017 | 410867105 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
The Hanover Insurance Group, Inc. | THG | 05/16/2017 | 410867105 | 4 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | Against | Against | |||||||||
West Corporation | WSTC | 05/16/2017 | 952355204 | 1a | Elect Director Thomas B. Barker | Mgmt | For | Against | Against | |||||||||
West Corporation | WSTC | 05/16/2017 | 952355204 | 1b | Elect Director Anthony J. DiNovi | Mgmt | For | Against | Against | |||||||||
West Corporation | WSTC | 05/16/2017 | 952355204 | 1c | Elect Director Diane E. Offereins | Mgmt | For | For | For | |||||||||
West Corporation | WSTC | 05/16/2017 | 952355204 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||||||
West Corporation | WSTC | 05/16/2017 | 952355204 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.1 | Elect Director William B. Campbell | Mgmt | For | Withhold | Withhold | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.2 | Elect Director James D. Chiafullo | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.3 | Elect Director Vincent J. Delie, Jr. | Mgmt | For | Withhold | Withhold | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.4 | Elect Director Laura E. Ellsworth | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.5 | Elect Director Stephen J. Gurgovits | Mgmt | For | Withhold | Withhold | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.6 | Elect Director Robert A. Hormell | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.7 | Elect Director David J. Malone | Mgmt | For | Withhold | Withhold | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.8 | Elect Director D. Stephen Martz | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.9 | Elect Director Robert J. McCarthy, Jr. | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.10 | Elect Director Frank C. Mencini | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.11 | Elect Director David L. Motley | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.12 | Elect Director Heidi A. Nicholas | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.13 | Elect Director John S. Stanik | Mgmt | For | For | For | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 1.14 | Elect Director William J. Strimbu | Mgmt | For | Withhold | Withhold | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
F.N.B. Corporation | FNB | 05/17/2017 | 302520101 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 1a | Elect Director Thomas L. Brown | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 1b | Elect Director Phupinder S. Gill | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 1c | Elect Director Kathryn J. Hayley | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 1d | Elect Director Frank B. Modruson | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 1e | Elect Director Ellen A. Rudnick | Mgmt | For | Against | Against | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 1f | Elect Director Michael J. Small | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 1g | Elect Director Stephen C. Van Arsdell | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 2 | Declassify the Board of Directors | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 3 | Increase Authorized Common Stock | Mgmt | For | Against | Against | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
First Midwest Bancorp, Inc. | FMBI | 05/17/2017 | 320867104 | 5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 1a | Elect Director Carol G. Carroll | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 1b | Elect Director James C. Diggs | Mgmt | For | For | For | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 1c | Elect Director Wyche Fowler | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 1d | Elect Director H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 1e | Elect Director Michael J. Joyce | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 1f | Elect Director Anthony A. Nichols, Sr. | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 1g | Elect Director Charles P. Pizzi | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 1h | Elect Director Gerard H. Sweeney | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Brandywine Realty Trust | BDN | 05/18/2017 | 105368203 | 5 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
CSG Systems International, Inc. | CSGS | 05/18/2017 | 126349109 | 1a | Elect Director David G. Barnes | Mgmt | For | For | For | |||||||||
CSG Systems International, Inc. | CSGS | 05/18/2017 | 126349109 | 1b | Elect Director Marwan H. Fawaz | Mgmt | For | For | For | |||||||||
CSG Systems International, Inc. | CSGS | 05/18/2017 | 126349109 | 1c | Elect Director John L. M. Hughes | Mgmt | For | For | For | |||||||||
CSG Systems International, Inc. | CSGS | 05/18/2017 | 126349109 | 1d | Elect Director Donald V. Smith | Mgmt | For | Against | Against | |||||||||
CSG Systems International, Inc. | CSGS | 05/18/2017 | 126349109 | 2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
CSG Systems International, Inc. | CSGS | 05/18/2017 | 126349109 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
CSG Systems International, Inc. | CSGS | 05/18/2017 | 126349109 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Donnelley Financial Solutions, Inc. | DFIN | 05/18/2017 | 25787G100 | 1.1 | Elect Director Daniel N. Leib | Mgmt | For | For | For | |||||||||
Donnelley Financial Solutions, Inc. | DFIN | 05/18/2017 | 25787G100 | 1.2 | Elect Director Lois M. Martin | Mgmt | For | For | For | |||||||||
Donnelley Financial Solutions, Inc. | DFIN | 05/18/2017 | 25787G100 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Donnelley Financial Solutions, Inc. | DFIN | 05/18/2017 | 25787G100 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Donnelley Financial Solutions, Inc. | DFIN | 05/18/2017 | 25787G100 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Donnelley Financial Solutions, Inc. | DFIN | 05/18/2017 | 25787G100 | 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.1 | Elect Director Darrel T. Anderson | Mgmt | For | Withhold | Withhold | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.2 | Elect Director Thomas E. Carlile | Mgmt | For | For | For | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.3 | Elect Director Richard J. Dahl | Mgmt | For | For | For | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.4 | Elect Director Annette G. Elg | Mgmt | For | For | For | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.5 | Elect Director Ronald W. Jibson | Mgmt | For | For | For | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.6 | Elect Director Judith A. Johansen | Mgmt | For | For | For | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.7 | Elect Director Dennis L. Johnson | Mgmt | For | For | For | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.8 | Elect Director J. LaMont Keen | Mgmt | For | Withhold | Withhold | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.9 | Elect Director Christine King | Mgmt | For | Withhold | Withhold | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.10 | Elect Director Richard J. Navarro | Mgmt | For | For | For | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 1.11 | Elect Director Robert A. Tinstman | Mgmt | For | Withhold | Withhold | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
IdaCorp, Inc. | IDA | 05/18/2017 | 451107106 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
LSC Communications, Inc. | LKSD | 05/18/2017 | 50218P107 | 1.1 | Elect Director Thomas J. Quinlan, III | Mgmt | For | Against | Against | |||||||||
LSC Communications, Inc. | LKSD | 05/18/2017 | 50218P107 | 1.2 | Elect Director M. Shan Atkins | Mgmt | For | For | For | |||||||||
LSC Communications, Inc. | LKSD | 05/18/2017 | 50218P107 | 1.3 | Elect Director Margaret A. Breya | Mgmt | For | For | For | |||||||||
LSC Communications, Inc. | LKSD | 05/18/2017 | 50218P107 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
LSC Communications, Inc. | LKSD | 05/18/2017 | 50218P107 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
LSC Communications, Inc. | LKSD | 05/18/2017 | 50218P107 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
LSC Communications, Inc. | LKSD | 05/18/2017 | 50218P107 | 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Aircastle Limited | AYR | 05/19/2017 | G0129K104 | 1.1 | Elect Director Michael J. Cave | Mgmt | For | For | For | |||||||||
Aircastle Limited | AYR | 05/19/2017 | G0129K104 | 1.2 | Elect Director Ronald L. Merriman | Mgmt | For | For | For | |||||||||
Aircastle Limited | AYR | 05/19/2017 | G0129K104 | 1.3 | Elect Director Agnes Mura | Mgmt | For | For | For | |||||||||
Aircastle Limited | AYR | 05/19/2017 | G0129K104 | 1.4 | Elect Director Charles W. Pollard | Mgmt | For | For | For | |||||||||
Aircastle Limited | AYR | 05/19/2017 | G0129K104 | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against | |||||||||
Aircastle Limited | AYR | 05/19/2017 | G0129K104 | 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Aircastle Limited | AYR | 05/19/2017 | G0129K104 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Aircastle Limited | AYR | 05/19/2017 | G0129K104 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year | |||||||||
DeVry Education Group Inc. | DV | 05/22/2017 | 251893103 | 1 | Change Company Name to Adtalen Global Education Inc. | Mgmt | For | For | For | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.1 | Elect Director Peter J. Arduini | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.2 | Elect Director Keith Bradley | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.3 | Elect Director Stuart M. Essig | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.4 | Elect Director Barbara B. Hill | Mgmt | For | For | For | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.5 | Elect Director Lloyd W. Howell, Jr. | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.6 | Elect Director Donald E. Morel, Jr. | Mgmt | For | For | For | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.7 | Elect Director Raymond G. Murphy | Mgmt | For | For | For | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.8 | Elect Director Christian S. Schade | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 1.9 | Elect Director James M. Sullivan | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 3 | Approve Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Integra LifeSciences Holdings Corporation | IART | 05/23/2017 | 457985208 | 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.1 | Elect Director M. Shan Atkins | Mgmt | For | Withhold | Withhold | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.2 | Elect Director Dennis Eidson | Mgmt | For | Withhold | Withhold | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.3 | Elect Director Mickey P. Foret | Mgmt | For | For | For | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.4 | Elect Director Frank M. Gambino | Mgmt | For | Withhold | Withhold | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.5 | Elect Director Douglas A. Hacker | Mgmt | For | For | For | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.6 | Elect Director Yvonne R. Jackson | Mgmt | For | For | For | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.7 | Elect Director Elizabeth A. Nickels | Mgmt | For | Withhold | Withhold | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.8 | Elect Director Timothy J. O’Donovan | Mgmt | For | Withhold | Withhold | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.9 | Elect Director Hawthorne L. Proctor | Mgmt | For | For | For | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.10 | Elect Director David M. Staples | Mgmt | For | Withhold | Withhold | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 1.11 | Elect Director William R. Voss | Mgmt | For | For | For | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
SpartanNash Company | SPTN | 05/23/2017 | 847215100 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Vishay Intertechnology, Inc. | VSH | 05/23/2017 | 928298108 | 1.1 | Elect Director Abraham Ludomirski | Mgmt | For | Withhold | Withhold | |||||||||
Vishay Intertechnology, Inc. | VSH | 05/23/2017 | 928298108 | 1.2 | Elect Director Ronald Ruzic | Mgmt | For | For | For | |||||||||
Vishay Intertechnology, Inc. | VSH | 05/23/2017 | 928298108 | 1.3 | Elect Director Raanan Zilberman | Mgmt | For | For | For | |||||||||
Vishay Intertechnology, Inc. | VSH | 05/23/2017 | 928298108 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Vishay Intertechnology, Inc. | VSH | 05/23/2017 | 928298108 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Vishay Intertechnology, Inc. | VSH | 05/23/2017 | 928298108 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year | |||||||||
Vishay Intertechnology, Inc. | VSH | 05/23/2017 | 928298108 | 5 | Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 1.1 | Elect Director John P. Dielwart | Mgmt | For | For | For | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 1.2 | Elect Director Michael B. Decker | Mgmt | For | For | For | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 1.3 | Elect Director Gregory L. McMichael | Mgmt | For | Withhold | Withhold | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 1.4 | Elect Director Kevin O. Meyers | Mgmt | For | For | For | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 1.5 | Elect Director Lynn A. Peterson | Mgmt | For | For | For | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 1.6 | Elect Director Phil Rykhoek | Mgmt | For | Withhold | Withhold | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 1.7 | Elect Director Randy Stein | Mgmt | For | Withhold | Withhold | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 1.8 | Elect Director Laura A. Sugg | Mgmt | For | For | For | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Denbury Resources Inc. | DNR | 05/24/2017 | 247916208 | 6 | Other Business | Mgmt | For | Against | Against | |||||||||
Sykes Enterprises, Incorporated | SYKE | 05/24/2017 | 871237103 | 1.1 | Elect Director James S. MacLeod | Mgmt | For | Against | Against | |||||||||
Sykes Enterprises, Incorporated | SYKE | 05/24/2017 | 871237103 | 1.2 | Elect Director William D. Muir, Jr. | Mgmt | For | For | For | |||||||||
Sykes Enterprises, Incorporated | SYKE | 05/24/2017 | 871237103 | 1.3 | Elect Director Lorraine L. Lutton | Mgmt | For | For | For | |||||||||
Sykes Enterprises, Incorporated | SYKE | 05/24/2017 | 871237103 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Sykes Enterprises, Incorporated | SYKE | 05/24/2017 | 871237103 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Sykes Enterprises, Incorporated | SYKE | 05/24/2017 | 871237103 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.1 | Elect Director Ronald N. Tutor | Mgmt | For | Withhold | Withhold | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.2 | Elect Director Peter Arkley | Mgmt | For | Withhold | Withhold | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.3 | Elect Director Sidney J. Feltenstein | Mgmt | For | Withhold | Withhold | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.4 | Elect Director James A. Frost | Mgmt | For | Withhold | Withhold | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.5 | Elect Director Michael R. Klein | Mgmt | For | Withhold | Withhold | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.6 | Elect Director Thomas C. Leppert | Mgmt | For | For | For | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.7 | Elect Director Robert C. Lieber | Mgmt | For | Withhold | Withhold | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.8 | Elect Director Dennis D. Oklak | Mgmt | For | For | For | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.9 | Elect Director Raymond R. Oneglia | Mgmt | For | Withhold | Withhold | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.10 | Elect Director Dale A. Reiss | Mgmt | For | Withhold | Withhold | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.11 | Elect Director Donald D. Snyder | Mgmt | For | For | For | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 1.12 | Elect Director Dickran M. Tevrizian, Jr. | Mgmt | For | For | For | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 3 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Tutor Perini Corporation | TPC | 05/24/2017 | 901109108 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.1 | Elect Director David J. Aldrich | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.2 | Elect Director Lance C. Balk | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.3 | Elect Director Steven W. Berglund | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.4 | Elect Director Judy L. Brown | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.5 | Elect Director Bryan C. Cressey | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.6 | Elect Director Jonathan C. Klein | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.7 | Elect Director George E. Minnich | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.8 | Elect Director John M. Monter | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 1.9 | Elect Director John S. Stroup | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 2 | Ratify Ernst & Young as Auditors | Mgmt | For | Against | Against | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Belden Inc. | BDC | 05/25/2017 | 077454106 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | Withhold | Withhold | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.2 | Elect Director David J. Campisi | Mgmt | For | Withhold | Withhold | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.3 | Elect Director James R. Chambers | Mgmt | For | For | For | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.4 | Elect Director Marla C. Gottschalk | Mgmt | For | For | For | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.5 | Elect Director Cynthia T. Jamison | Mgmt | For | For | For | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.6 | Elect Director Philip E. Mallott | Mgmt | For | Withhold | Withhold | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.7 | Elect Director Nancy A. Reardon | Mgmt | For | For | For | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.8 | Elect Director Wendy L. Schoppert | Mgmt | For | For | For | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 1.9 | Elect Director Russell E. Solt | Mgmt | For | Withhold | Withhold | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 2 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Big Lots, Inc. | BIG | 05/25/2017 | 089302103 | 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 1a | Elect Director Vicki L. Avril | Mgmt | For | For | For | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 1b | Elect Director Donald L. Marsh | Mgmt | For | For | For | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 1c | Elect Director Bradford T. Ray | Mgmt | For | For | For | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 1d | Elect Director John H. Walker | Mgmt | For | Against | Against | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 1e | Elect Director John J. Wasz | Mgmt | For | For | For | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 1f | Elect Director Martin E. Welch, III | Mgmt | For | For | For | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 1g | Elect Director Ronald C. Whitaker | Mgmt | For | For | For | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 05/25/2017 | 37953G103 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Kraton Corporation | KRA | 05/25/2017 | 50077C106 | 1.1 | Elect Director Dominique Fournier | Mgmt | For | For | For | |||||||||
Kraton Corporation | KRA | 05/25/2017 | 50077C106 | 1.2 | Elect Director John J. Gallagher, III | Mgmt | For | For | For | |||||||||
Kraton Corporation | KRA | 05/25/2017 | 50077C106 | 1.3 | Elect Director Francis S. Kalman | Mgmt | For | For | For |
Kraton Corporation | KRA | 05/25/2017 | 50077C106 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Kraton Corporation | KRA | 05/25/2017 | 50077C106 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Kraton Corporation | KRA | 05/25/2017 | 50077C106 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 1.1 | Elect Director Edward K. Aldag, Jr. | Mgmt | For | Against | Against | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 1.2 | Elect Director G. Steven Dawson | Mgmt | For | Against | Against | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 1.3 | Elect Director R. Steven Hamner | Mgmt | For | Against | Against | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 1.4 | Elect Director William G. McKenzie (Gil) | Mgmt | For | Against | Against | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 1.5 | Elect Director C. Reynolds Thompson, III | Mgmt | For | For | For | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 1.6 | Elect Director D. Paul Sparks, Jr. | Mgmt | For | For | For | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 1.7 | Elect Director Michael G. Stewart | Mgmt | For | For | For | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Medical Properties Trust, Inc. | MPW | 05/25/2017 | 58463J304 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1a | Elect Director Michael S. Dunlap | Mgmt | For | Against | Against | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1b | Elect Director Stephen F. Butterfield | Mgmt | For | Against | Against | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1c | Elect Director James P. Abel | Mgmt | For | Against | Against | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1d | Elect Director William R. Cintani | Mgmt | For | For | For | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1e | Elect Director Kathleen A. Farrell | Mgmt | For | For | For | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1f | Elect Director David S. Graff | Mgmt | For | For | For | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1g | Elect Director Thomas E. Henning | Mgmt | For | Against | Against | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1h | Elect Director Kimberly K. Rath | Mgmt | For | Against | Against | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 1i | Elect Director Michael D. Reardon | Mgmt | For | Against | Against | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Nelnet, Inc. | NNI | 05/25/2017 | 64031N108 | 5 | Classify the Board of Directors | Mgmt | For | Against | Against | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.1 | Elect Director Peter D. Crist | Mgmt | For | Against | Against | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.2 | Elect Director Bruce K. Crowther | Mgmt | For | Against | Against | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.3 | Elect Director William J. Doyle | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.4 | Elect Director Zed S. Francis, III | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.5 | Elect Director Marla F. Glabe | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.6 | Elect Director H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.7 | Elect Director Scott K. Heitmann | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.8 | Elect Director Christopher J. Perry | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.9 | Elect Director Ingrid S. Stafford | Mgmt | For | Against | Against | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.10 | Elect Director Gary D. ‘Joe’ Sweeney | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.11 | Elect Director Sheila G. Talton | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 1.12 | Elect Director Edward J. Wehmer | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Wintrust Financial Corporation | WTFC | 05/25/2017 | 97650W108 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
ChipMOS TECHNOLOGIES INC. | 8150 | 05/26/2017 | Y1566L100 | 3.1 | Approve Financial Statements | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES INC. | 8150 | 05/26/2017 | Y1566L100 | 3.2 | Approve Plan on Profit Distribution | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES INC. | 8150 | 05/26/2017 | Y1566L100 | 4.1 | Approve Amendments to Articles of Association | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES INC. | 8150 | 05/26/2017 | Y1566L100 | 4.2 | Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES INC. | 8150 | 05/26/2017 | Y1566L100 | 4.3 | Approve Cash Distribution from Capital Reserve | Mgmt | For | For | For | |||||||||
ChipMOS TECHNOLOGIES INC. | 8150 | 05/26/2017 | Y1566L100 | 5.1 | Approve Release of Restrictions of Competitive Activities of Appointed Directors and Representatives | Mgmt | For | For | For | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.1 | Elect Director Jimmy S.H. Lee | Mgmt | For | Withhold | Withhold | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.2 | Elect Director David M. Gandossi | Mgmt | For | Withhold | Withhold | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.3 | Elect Director Eric Lauritzen | Mgmt | For | Withhold | Withhold | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.4 | Elect Director William D. McCartney | Mgmt | For | Withhold | Withhold | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.5 | Elect Director Bernard J. Picchi | Mgmt | For | For | For | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.6 | Elect Director James Shepherd | Mgmt | For | For | For | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.7 | Elect Director R. Keith Purchase | Mgmt | For | For | For | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.8 | Elect Director Nancy Orr | Mgmt | For | For | For | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 1.9 | Elect Director Martha A.M. Morfitt | Mgmt | For | For | For | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Mercer International Inc. | MERC | 05/31/2017 | 588056101 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1a | Elect Director John W. Altmeyer | Mgmt | For | For | For | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1b | Elect Director Stephen W. Bershad | Mgmt | For | Against | Against | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1c | Elect Director David A.B. Brown | Mgmt | For | Against | Against | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1d | Elect Director Anthony J. Guzzi | Mgmt | For | Against | Against | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1e | Elect Director Richard F. Hamm, Jr. | Mgmt | For | Against | Against | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1f | Elect Director David H. Laidley | Mgmt | For | For | For | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1g | Elect Director Carol P. Lowe | Mgmt | For | For | For | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1h | Elect Director M. Kevin McEvoy | Mgmt | For | For | For | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1i | Elect Director Jerry E. Ryan | Mgmt | For | For | For | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1j | Elect Director Steven B. Schwarzwaelder | Mgmt | For | For | For | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 1k | Elect Director Michael T. Yonker | Mgmt | For | Against | Against | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
EMCOR Group, Inc. | EME | 06/01/2017 | 29084Q100 | 5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.1 | Elect Director Patrick C.S. Lo | Mgmt | For | Withhold | Withhold | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.2 | Elect Director Jocelyn E. Carter-Miller | Mgmt | For | For | For | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.3 | Elect Director Ralph E. Faison | Mgmt | For | Withhold | Withhold | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.4 | Elect Director Jef T. Graham | Mgmt | For | Withhold | Withhold | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.5 | Elect Director Gregory J. Rossmann | Mgmt | For | Withhold | Withhold | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.6 | Elect Director Barbara V. Scherer | Mgmt | For | For | For | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.7 | Elect Director Julie A. Shimer | Mgmt | For | For | For | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.8 | Elect Director Grady K. Summers | Mgmt | For | For | For | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 1.9 | Elect Director Thomas H. Waechter | Mgmt | For | For | For | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 5 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||||||||
NETGEAR, Inc. | NTGR | 06/01/2017 | 64111Q104 | 6 | Amend Bylaws— Call Special Meetings | SH | Against | For | For | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 1.1 | Elect Director George J. Alburger, Jr. | Mgmt | For | For | For | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 1.2 | Elect Director Joseph F. Coradino | Mgmt | For | Withhold | Withhold | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 1.3 | Elect Director Michael J. DeMarco | Mgmt | For | For | For | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 1.4 | Elect Director Leonard I. Korman | Mgmt | For | Withhold | Withhold | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 1.5 | Elect Director Mark E. Pasquerilla | Mgmt | For | Withhold | Withhold | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 1.6 | Elect Director Charles P. Pizzi | Mgmt | For | For | For | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 1.7 | Elect Director John J. Roberts | Mgmt | For | Withhold | Withhold | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 1.8 | Elect Director Ronald Rubin | Mgmt | For | Withhold | Withhold | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Pennsylvania Real Estate Investment Trust | PEI | 06/01/2017 | 709102107 | 5 | Ratify KPMG LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 1a | Elect Director Robert A. Bedingfield | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 1b | Elect Director Deborah B. Dunie | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 1c | Elect Director John J. Hamre | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 1d | Elect Director Timothy J. Mayopoulos | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 1e | Elect Director Anthony J. Moraco | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 1f | Elect Director Donna S. Morea | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 1g | Elect Director Edward J. Sanderson, Jr. | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 1h | Elect Director Steven R. Shane | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Science Applications International Corporation | SAIC | 06/07/2017 | 808625107 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1a | Elect Director Charles E. Adair | Mgmt | For | Against | Against | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1b | Elect Director Karen M. Dahut | Mgmt | For | For | For | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1c | Elect Director Robert M. Dutkowsky | Mgmt | For | Against | Against | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1d | Elect Director Harry J. Harczak, Jr. | Mgmt | For | For | For | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1e | Elect Director Bridgette P. Heller | Mgmt | For | For | For |
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1f | Elect Director Kathleen Misunas | Mgmt | For | Against | Against | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1g | Elect Director Thomas I. Morgan | Mgmt | For | For | For | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1h | Elect Director Patrick G. Sayer | Mgmt | For | Against | Against | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 1i | Elect Director Savio W. Tung | Mgmt | For | For | For | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 4 | Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Tech Data Corporation | TECD | 06/07/2017 | 878237106 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Aegean Marine Petroleum Network Inc. | ANW | 06/08/2017 | Y0017S102 | 1.1 | Elect Director Peter C. Georgiopoulos | Mgmt | For | Against | Against | |||||||||
Aegean Marine Petroleum Network Inc. | ANW | 06/08/2017 | Y0017S102 | 1.2 | Elect Director John Tavlarios | Mgmt | For | Against | Against | |||||||||
Aegean Marine Petroleum Network Inc. | ANW | 06/08/2017 | Y0017S102 | 1.3 | Elect Director Spyridon Fokas | Mgmt | For | Against | Against | |||||||||
Aegean Marine Petroleum Network Inc. | ANW | 06/08/2017 | Y0017S102 | 2 | Ratify PricewaterhouseCoopers S.A. as Auditors | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 1.1 | Elect Director Monty J. Bennett | Mgmt | For | Withhold | Withhold | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 1.2 | Elect Director Stefani D. Carter | Mgmt | For | Withhold | Withhold | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 1.3 | Elect Director Lawrence A. Cunningham | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 1.4 | Elect Director Sarah Zubiate Darrouzet | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 1.5 | Elect Director Kenneth H. Fearn | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 1.6 | Elect Director Curtis B. McWilliams | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 1.7 | Elect Director Matthew D. Rinaldi | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 1.8 | Elect Director Daniel B. Silvers | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 2 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 4 | Amend Investment Advisory Agreement | Mgmt | For | For | For | |||||||||
Ashford Hospitality Prime, Inc. | AHP | 06/09/2017 | 044102101 | 5 | Ratify BDO USA LLP as Auditors | Mgmt | For | For | For | |||||||||
Big 5 Sporting Goods Corporation | BGFV | 06/09/2017 | 08915P101 | 1.1 | Elect Director Jennifer H. Dunbar | Mgmt | For | Against | Against | |||||||||
Big 5 Sporting Goods Corporation | BGFV | 06/09/2017 | 08915P101 | 1.2 | Elect Director Steven G. Miller | Mgmt | For | Against | Against | |||||||||
Big 5 Sporting Goods Corporation | BGFV | 06/09/2017 | 08915P101 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Big 5 Sporting Goods Corporation | BGFV | 06/09/2017 | 08915P101 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Big 5 Sporting Goods Corporation | BGFV | 06/09/2017 | 08915P101 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.1 | Elect Director William L. Mack | Mgmt | For | Withhold | Withhold | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.2 | Elect Director Alan S. Bernikow | Mgmt | For | Withhold | Withhold | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.3 | Elect Director Irvin D. Reid | Mgmt | For | Withhold | Withhold | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | Withhold | Withhold | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.5 | Elect Director David S. Mack | Mgmt | For | Withhold | Withhold | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.6 | Elect Director Vincent Tese | Mgmt | For | Withhold | Withhold | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.7 | Elect Director Nathan Gantcher | Mgmt | For | Withhold | Withhold | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.8 | Elect Director Alan G. Philibosian | Mgmt | For | Withhold | Withhold | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 1.9 | Elect Director Rebecca Robertson | Mgmt | For | For | For | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Mack-Cali Realty Corporation | CLI | 06/09/2017 | 554489104 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Generac Holdings Inc. | GNRC | 06/15/2017 | 368736104 | 1.1 | Elect Director Todd A. Adams | Mgmt | For | For | For | |||||||||
Generac Holdings Inc. | GNRC | 06/15/2017 | 368736104 | 1.2 | Elect Director Bennett Morgan | Mgmt | For | For | For | |||||||||
Generac Holdings Inc. | GNRC | 06/15/2017 | 368736104 | 1.3 | Elect Director Dominick Zarcone | Mgmt | For | For | For | |||||||||
Generac Holdings Inc. | GNRC | 06/15/2017 | 368736104 | 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||||||
Generac Holdings Inc. | GNRC | 06/15/2017 | 368736104 | 3 | Approve Executive Incentive Bonus Plan | Mgmt | For | Against | Against | |||||||||
Generac Holdings Inc. | GNRC | 06/15/2017 | 368736104 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||||||
Generac Holdings Inc. | GNRC | 06/15/2017 | 368736104 | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
Generac Holdings Inc. | GNRC | 06/15/2017 | 368736104 | 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Hospitality Properties Trust | HPT | 06/15/2017 | 44106M102 | 1.1 | Elect Director John L. Harrington | Mgmt | For | Against | Against | |||||||||
Hospitality Properties Trust | HPT | 06/15/2017 | 44106M102 | 1.2 | Elect Director Barry M. Portnoy | Mgmt | For | Against | Against | |||||||||
Hospitality Properties Trust | HPT | 06/15/2017 | 44106M102 | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Hospitality Properties Trust | HPT | 06/15/2017 | 44106M102 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year | |||||||||
Hospitality Properties Trust | HPT | 06/15/2017 | 44106M102 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Hospitality Properties Trust | HPT | 06/15/2017 | 44106M102 | 5 | Amend Bylaws to Opt-Out of Antitakeover Provision(s) and Require Shareholder Vote to Opt Back In | SH | Against | For | For | |||||||||
Hospitality Properties Trust | HPT | 06/15/2017 | 44106M102 | 6 | Adopt Proxy Access Right | SH | Against | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 1.1 | Elect Director Barbara T. Alexander | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 1.2 | Elect Director Scott A. Carmilani | Mgmt | For | Against | Against | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 1.3 | Elect Director Bart Friedman | Mgmt | For | Against | Against | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 1.4 | Elect Director Patricia L. Guinn | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 1.5 | Elect Director Fiona E. Luck | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 1.6 | Elect Director Patrick de Saint-Aignan | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 1.7 | Elect Director Eric S. Schwartz | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 1.8 | Elect Director Samuel J. Weinhoff | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 2 | Elect Scott A. Carmilani as Board Chairman | Mgmt | For | Against | Against | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 3.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 3.2 | Appoint Bart Friedman as Member of the Compensation Committee | Mgmt | For | Against | Against | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 3.3 | Appoint Fiona E. Luck as Member of the Compensation Committee | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 3.4 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 3.5 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 3.6 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 4 | Designate Buis Buergi AG as Independent Proxy | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 7 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 8 | Approve Retention of Disposable Profits | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 9 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 10 | Appoint PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 11 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||||||
Allied World Assurance Company Holdings, AG | AWH | 06/21/2017 | H01531104 | 12 | Transact Other Business (Voting) | Mgmt | For | Against | Against | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.1 | Elect Director Margaret Hayes Adame | Mgmt | For | Withhold | Withhold | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.2 | Elect Director Peter A. Bridgman | Mgmt | For | For | For | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.3 | Elect Director Richard Cote | Mgmt | For | Withhold | Withhold | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.4 | Elect Director Alex Grinberg | Mgmt | For | Withhold | Withhold | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.5 | Elect Director Efraim Grinberg | Mgmt | For | Withhold | Withhold | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.6 | Elect Director Alan H. Howard | Mgmt | For | Withhold | Withhold | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.7 | Elect Director Richard Isserman | Mgmt | For | Withhold | Withhold | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.8 | Elect Director Nathan Leventhal | Mgmt | For | Withhold | Withhold | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 1.9 | Elect Director Maurice Reznik | Mgmt | For | For | For | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Against | Against | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||||||
Movado Group, Inc. | MOV | 06/22/2017 | 624580106 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.1 | Elect Director Michael J. Malter | Mgmt | For | For | For | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.2 | Elect Director Andrew Batinovich | Mgmt | For | For | For | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.3 | Elect Director Scott L.N. Davidson | Mgmt | For | For | For | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.4 | Elect Director Frank A. Farnesi | Mgmt | For | Withhold | Withhold | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.5 | Elect Director S. Kristin Kim | Mgmt | For | Withhold | Withhold | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.6 | Elect Director Jon C. Sarkisian | Mgmt | For | For | For | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.7 | Elect Director Andrew M. Silberstein | Mgmt | For | For | For | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.8 | Elect Director Murray Stempel, III | Mgmt | For | Withhold | Withhold | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 1.9 | Elect Director Thomas D. Wren | Mgmt | For | For | For | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||||||
RAIT Financial Trust | RAS | 06/22/2017 | 749227609 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Diageo plc
Meeting Date: 09/21/2016 | Country: United Kingdom | Primary Security ID: G42089113 | ||
Record Date: 08/05/2016 | Meeting Type: Annual | Ticker: DGE | ||
Shares Voted: 10,730 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||||
3 | Approve Final Dividend | Mgmt | For | For | For | |||||
4 | Re-elect Peggy Bruzelius as Director | Mgmt | For | For | For | |||||
5 | Re-elect Lord Davies of Abersoch as Director | Mgmt | For | For | For | |||||
6 | Re-elect Ho KwonPing as Director | Mgmt | For | For | For | |||||
7 | Re-elect Betsy Holden as Director | Mgmt | For | For | For | |||||
8 | Re-elect Dr Franz Humer as Director | Mgmt | For | For | For | |||||
9 | Re-elect Nicola Mendelsohn as Director | Mgmt | For | For | For | |||||
10 | Re-elect Ivan Menezes as Director | Mgmt | For | For | For | |||||
11 | Re-elect Philip Scott as Director | Mgmt | For | For | For | |||||
12 | Re-elect Alan Stewart as Director | Mgmt | For | For | For | |||||
13 | Elect Javier Ferran as Director | Mgmt | For | For | For | |||||
14 | Elect Kathryn Mikells as Director | Mgmt | For | For | For | |||||
15 | Elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
FedEx Corporation
Meeting Date: 09/26/2016 | Country: USA | Primary Security ID: 31428X106 | ||
Record Date: 08/01/2016 | Meeting Type: Annual | Ticker: FDX | ||
Shares Voted: 10,390 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director James L. Barksdale | Mgmt | For | For | For | |||||
1.2 | Elect Director John A. Edwardson | Mgmt | For | For | For | |||||
1.3 | Elect Director Marvin R. Ellison | Mgmt | For | For | For | |||||
1.4 | Elect Director John C. (“Chris”) Inglis | Mgmt | For | For | For | |||||
1.5 | Elect Director Kimberly A. Jabal | Mgmt | For | For | For | |||||
1.6 | Elect Director Shirley Ann Jackson | Mgmt | For | For | For | |||||
1.7 | Elect Director R. Brad Martin | Mgmt | For | For | For | |||||
1.8 | Elect Director Joshua Cooper Ramo | Mgmt | For | For | For | |||||
1.9 | Elect Director Susan C. Schwab | Mgmt | For | For | For | |||||
1.10 | Elect Director Frederick W. Smith | Mgmt | For | For | For | |||||
1.11 | Elect Director David P. Steiner | Mgmt | For | For | For | |||||
1.12 | Elect Director Paul S. Walsh | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
5 | Exclude Abstentions from Vote Counts | SH | Against | Against | Against | |||||
6 | Adopt Holy Land Principles | SH | Against | Against | Against | |||||
7 | Report Application of Company Non-Discrimination Policies in States With Pro-Discrimination Laws | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Microsoft Corporation
Meeting Date: 11/30/2016 | Country: USA | Primary Security ID: 594918104 | ||
Record Date: 09/30/2016 | Meeting Type: Annual | Ticker: MSFT | ||
Shares Voted: 40,945 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director William H. Gates, lll | Mgmt | For | For | For | |||||
1.2 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.3 | Elect Director G. Mason Morfit | Mgmt | For | For | For | |||||
1.4 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.5 | Elect Director Charles H. Noski | Mgmt | For | For | For | |||||
1.6 | Elect Director Helmut Panke | Mgmt | For | For | For | |||||
1.7 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.9 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
1.11 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Right to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
6 | Proxy Access | SH | Against | For | For |
Time Warner Inc.
Meeting Date: 02/15/2017 | Country: USA | Primary Security ID: 887317303 | ||
Record Date: 01/03/2017 | Meeting Type: Special | Ticker: TWX | ||
Shares Voted: 8,720 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Merger Agreement | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||
3 | Adjourn Meeting | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Deere & Company
Meeting Date: 02/22/2017 | Country: USA | Primary Security ID: 244199105 | ||
Record Date: 12/30/2016 | Meeting Type: Annual | Ticker: DE | ||
Shares Voted: 15,850 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Samuel R. Allen | Mgmt | For | For | For | |||||
1b | Elect Director Crandall C. Bowles | Mgmt | For | For | For | |||||
1c | Elect Director Vance D. Coffman | Mgmt | For | For | For | |||||
1d | Elect Director Alan C. Heuberger | Mgmt | For | For | For | |||||
1e | Elect Director Dipak C. Jain | Mgmt | For | For | For | |||||
1f | Elect Director Michael O. Johanns | Mgmt | For | For | For | |||||
1g | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||||
1h | Elect Director Brian M. Krzanich | Mgmt | For | For | For | |||||
1i | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
1j | Elect Director Sherry M. Smith | Mgmt | For | For | For | |||||
1k | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||||
1l | Elect Director Sheila G. Talton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For |
Apple Inc.
Meeting Date: 02/28/2017 | Country: USA | Primary Security ID: 037833100 | ||
Record Date: 12/30/2016 | Meeting Type: Annual | Ticker: AAPL | ||
Shares Voted: 19,750 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director James Bell | Mgmt | For | For | For | |||||
1.2 | Elect Director Tim Cook | Mgmt | For | For | For | |||||
1.3 | Elect Director Al Gore | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Apple Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.4 | Elect Director Bob Iger | Mgmt | For | For | For | |||||
1.5 | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Director Art Levinson | Mgmt | For | For | For | |||||
1.7 | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
1.8 | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Disclose Charitable Contributions | SH | Against | Against | Against | |||||
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | SH | Against | Against | Against | |||||
7 | Proxy Access Amendments | SH | Against | For | For | |||||
8 | Engage Outside Independent Experts for Compensation Reforms | SH | Against | Against | Against | |||||
9 | Adopt Share Retention Policy For Senior Executives | SH | Against | For | For |
QUALCOMM Incorporated
Meeting Date: 03/07/2017 | Country: USA | Primary Security ID: 747525103 | ||
Record Date: 01/09/2017 | Meeting Type: Annual | Ticker: QCOM | ||
Shares Voted: 22,875 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Barbara T. Alexander | Mgmt | For | For | For | |||||
1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
1c | Elect Director Thomas W. Horton | Mgmt | For | For | For | |||||
1d | Elect Director Paul E. Jacobs | Mgmt | For | For | For | |||||
1e | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
1f | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
1g | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
1h | Elect Director Steve Mollenkopf | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
QUALCOMM Incorporated
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1i | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
1j | Elect Director Francisco Ros | Mgmt | For | For | For | |||||
1k | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Proxy Access Amendments | SH | Against | For | For |
The Bank of New York Mellon Corporation
Meeting Date: 04/11/2017 | Country: USA | Primary Security ID: 064058100 | ||
Record Date: 02/10/2017 | Meeting Type: Annual | Ticker: BK | ||
Shares Voted: 33,075 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director Linda Z. Cook | Mgmt | For | For | For | |||||
1.2 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | For | |||||
1.3 | Elect Director Joseph J. Echevarria | Mgmt | For | For | For | |||||
1.4 | Elect Director Edward P. Garden | Mgmt | For | For | For | |||||
1.5 | Elect Director Jeffrey A. Goldstein | Mgmt | For | For | For | |||||
1.6 | Elect Director Gerald L. Hassell | Mgmt | For | For | For | |||||
1.7 | Elect Director John M. Hinshaw | Mgmt | For | For | For | |||||
1.8 | Elect Director Edmund F. “Ted” Kelly | Mgmt | For | For | For | |||||
1.9 | Elect Director John A. Luke, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Director Jennifer B. Morgan | Mgmt | For | For | For | |||||
1.11 | Elect Director Mark A. Nordenberg | Mgmt | For | For | For | |||||
1.12 | Elect Director Elizabeth E. Robinson | Mgmt | For | For | For | |||||
1.13 | Elect Director Samuel C. Scott, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
The Bank of New York Mellon Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
5 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | SH | Against | Against | Against |
C. R. Bard, Inc.
Meeting Date: 04/19/2017 | Country: USA | Primary Security ID: 067383109 | ||
Record Date: 02/27/2017 | Meeting Type: Annual | Ticker: BCR | ||
Shares Voted: 4,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director David M. Barrett | Mgmt | For | For | For | |||||
1.2 | Elect Director Robert M. Davis | Mgmt | For | For | For | |||||
1.3 | Elect Director Herbert L. Henkel | Mgmt | For | For | For | |||||
1.4 | Elect Director John C. Kelly | Mgmt | For | For | For | |||||
1.5 | Elect Director David F. Melcher | Mgmt | For | For | For | |||||
1.6 | Elect Director Gail K. Naughton | Mgmt | For | For | For | |||||
1.7 | Elect Director Timothy M. Ring | Mgmt | For | For | For | |||||
1.8 | Elect Director Tommy G. Thompson | Mgmt | For | For | For | |||||
1.9 | Elect Director John H. Weiland | Mgmt | For | For | For | |||||
1.10 | Elect Director Anthony Welters | Mgmt | For | For | For | |||||
1.11 | Elect Director Tony L. White | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Citigroup Inc.
Meeting Date: 04/25/2017 | Country: USA | Primary Security ID: 172967424 | ||
Record Date: 02/27/2017 | Meeting Type: Annual | Ticker: C | ||
Shares Voted: 33,915 |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Citigroup Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
1c | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
1d | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
1e | Elect Director Franz B. Humer | Mgmt | For | For | For | |||||
1f | Elect Director Renee J. James | Mgmt | For | For | For | |||||
1g | Elect Director Eugene M. McQuade | Mgmt | For | For | For | |||||
1h | Elect Director Michael E. O’Neill | Mgmt | For | For | For | |||||
1i | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
1j | Elect Director Anthony M. Santomero | Mgmt | For | For | For | |||||
1k | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
1l | Elect Director William S. Thompson, Jr. | Mgmt | For | For | For | |||||
1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
1o | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Demonstrate No Gender Pay Gap | SH | Against | Against | Against | |||||
6 | Appoint a Stockholder Value Committee | SH | Against | Against | Against | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
8 | Claw-back of Payments under Restatements | SH | Against | Against | Against | |||||
9 | Limit/Prohibit Accelerated Vesting of Awards | SH | Against | For | For |
Wells Fargo &Company
Meeting Date: 04/25/2017 | Country: USA | Primary Security ID: 949746101 | ||
Record Date: 03/01/2017 | Meeting Type: Annual | Ticker: WFC | ||
Shares Voted: 37,725 |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Wells Fargo & Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director John D. Baker, II | Mgmt | For | Against | For | |||||
1b | Elect Director John S. Chen | Mgmt | For | Against | For | |||||
1c | Elect Director Lloyd H. Dean | Mgmt | For | Against | For | |||||
1d | Elect Director Elizabeth A. Duke | Mgmt | For | Against | For | |||||
1e | Elect Director Enrique Hernandez, Jr. | Mgmt | For | Against | For | |||||
1f | Elect Director Donald M. James | Mgmt | For | Against | For | |||||
1g | Elect Director Cynthia H. Milligan | Mgmt | For | Against | For | |||||
1h | Elect Director Karen B. Peetz | Mgmt | For | For | For | |||||
1i | Elect Director Federico F. Peña | Mgmt | For | Against | For | |||||
1j | Elect Director James H. Quigley | Mgmt | For | Against | For | |||||
1k | Elect Director Stephen W. Sanger | Mgmt | For | Against | For | |||||
1l | Elect Director Ronald L. Sargent | Mgmt | For | For | For | |||||
1m | Elect Director Timothy J. Sloan | Mgmt | For | For | For | |||||
1n | Elect Director Susan G. Swenson | Mgmt | For | Against | For | |||||
1o | Elect Director Suzanne M. Vautrinot | Mgmt | For | Against | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
5 | Review and Report on Business Standards | SH | Against | For | Against | |||||
6 | Provide for Cumulative Voting | SH | Against | Against | Against | |||||
7 | Report on Divesting Non-Core Business | SH | Against | Against | Against | |||||
8 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
9 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
10 | Adopt Global Policy Regarding the Rights of Indigenous People | SH | Against | For | Against |
Bank of America Corporation
Meeting Date: 04/26/2017 | Country: USA | Primary Security ID: 060505104 | ||
Record Date: 03/02/2017 | Meeting Type: Annual | Ticker: BAC | ||
Shares Voted: 46,975 |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Bank of America Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Sharon L. Allen | Mgmt | For | For | For | |||||
1b | Elect Director Susan S. Bies | Mgmt | For | For | For | |||||
1c | Elect Director Jack O. Bovender, Jr. | Mgmt | For | For | For | |||||
1d | Elect Director Frank P. Bramble, Sr. | Mgmt | For | For | For | |||||
1e | Elect Director Pierre J.P. de Weck | Mgmt | For | For | For | |||||
1f | Elect Director Arnold W. Donald | Mgmt | For | For | For | |||||
1g | Elect Director Linda P. Hudson | Mgmt | For | For | For | |||||
1h | Elect Director Monica C. Lozano | Mgmt | For | For | For | |||||
1i | Elect Director Thomas J. May | Mgmt | For | For | For | |||||
1j | Elect Director Brian T. Moynihan | Mgmt | For | For | For | |||||
1k | Elect Director Lionel L. Nowell, III | Mgmt | For | For | For | |||||
1l | Elect Director Michael D. White | Mgmt | For | For | For | |||||
1m | Elect Director Thomas D. Woods | Mgmt | For | For | For | |||||
1n | Elect Director R. David Yost | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
5 | Amend the General Clawback Policy | SH | Against | Against | Against | |||||
6 | Non-core banking operations | SH | Against | Against | Against | |||||
7 | Require Independent Board Chairman | SH | Against | For | For | |||||
8 | Report on Gender Pay Gap | SH | Against | Against | Against |
W.W. Grainger, Inc.
Meeting Date: 04/26/2017 | Country: USA | Primary Security ID: 384802104 | ||
Record Date: 03/06/2017 | Meeting Type: Annual | Ticker: GWW | ||
Shares Voted: 6,865 |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
W.W. Grainger, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
1.2 | Elect Director Brian P. Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Director V. Ann Hailey | Mgmt | For | For | For | |||||
1.4 | Elect Director Stuart L. Levenick | Mgmt | For | For | For | |||||
1.5 | Elect Director D.G. Macpherson | Mgmt | For | For | For | |||||
1.6 | Elect Director Neil S. Novich | Mgmt | For | For | For | |||||
1.7 | Elect Director Michael J. Roberts | Mgmt | For | For | For | |||||
1.8 | Elect Director James T. Ryan | Mgmt | For | For | For | |||||
1.9 | Elect Director E. Scott Santi | Mgmt | For | For | For | |||||
1.10 | Elect Director James D. Slavik | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Pepsico, Inc.
Meeting Date: 05/03/2017 | Country: USA | Primary Security ID: 713448108 | ||
Record Date: 03/01/2017 | Meeting Type: Annual | Ticker: PEP | ||
Shares Voted: 7,670 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Shona L. Brown | Mgmt | For | For | For | |||||
1b | Elect Director George W. Buckley | Mgmt | For | For | For | |||||
1c | Elect Director Cesar Conde | Mgmt | For | For | For | |||||
1d | Elect Director Ian M. Cook | Mgmt | For | For | For | |||||
1e | Elect Director Dina Dublon | Mgmt | For | For | For | |||||
1f | Elect Director Rona A. Fairhead | Mgmt | For | For | For | |||||
1g | Elect Director Richard W. Fisher | Mgmt | For | For | For | |||||
1h | Elect Director William R. Johnson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Pepsico, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1i | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1j | Elect Director David C. Page | Mgmt | For | For | For | |||||
1k | Elect Director Robert C. Pohlad | Mgmt | For | For | For | |||||
1l | Elect Director Daniel Vasella | Mgmt | For | For | For | |||||
1m | Elect Director Darren Walker | Mgmt | For | For | For | |||||
1n | Elect Director Alberto Weisser | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Report on Plans to Minimize Pesticides’ Impact on Pollinators | SH | Against | Against | Against | |||||
6 | Adopt Holy Land Principles | SH | Against | Against | Against |
Allergan plc
Meeting Date: 05/04/2017 | Country: Ireland | Primary Security ID: G0177J108 | ||
Record Date: 03/08/2017 | Meeting Type: Annual | Ticker: AGN | ||
Shares Voted: 13,020 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Nesli Basgoz | Mgmt | For | For | For | |||||
1b | Elect Director Paul M. Bisaro | Mgmt | For | For | For | |||||
1c | Elect Director James H. Bloem | Mgmt | For | For | For | |||||
1d | Elect Director Christopher W. Bodine | Mgmt | For | For | For | |||||
1e | Elect Director Adriane M. Brown | Mgmt | For | For | For | |||||
1f | Elect Director Christopher J. Coughlin | Mgmt | For | For | For | |||||
1g | Elect Director Catherine M. Klema | Mgmt | For | For | For | |||||
1h | Elect Director Peter J. McDonnell | Mgmt | For | For | For | |||||
1i | Elect Director Patrick J. O’Sullivan | Mgmt | For | For | For | |||||
1j | Elect Director Brenton L. Saunders | Mgmt | For | For | For | |||||
1k | Elect Director Ronald R. Taylor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Allergan plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1l | Elect Director Fred G. Weiss | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
5 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
6 | Require Independent Board Chairman | SH | Against | Against | Against |
Berkshire Hathaway Inc.
Meeting Date: 05/06/2017 | Country: USA | Primary Security ID: 084670702 | ||
Record Date: 03/08/2017 | Meeting Type: Annual | Ticker: BRK.B | ||
Shares Voted: 24,270 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director Warren E. Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Director Charles T. Munger | Mgmt | For | For | For | |||||
1.3 | Elect Director Howard G. Buffett | Mgmt | For | For | For | |||||
1.4 | Elect Director Stephen B. Burke | Mgmt | For | For | For | |||||
1.5 | Elect Director Susan L. Decker | Mgmt | For | For | For | |||||
1.6 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.7 | Elect Director David S. Gottesman | Mgmt | For | For | For | |||||
1.8 | Elect Director Charlotte Guyman | Mgmt | For | For | For | |||||
1.9 | Elect Director Thomas S. Murphy | Mgmt | For | For | For | |||||
1.10 | Elect Director Ronald L. Olson | Mgmt | For | For | For | |||||
1.11 | Elect Director Walter Scott, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Director Meryl B. Witmer | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year | |||||
4 | Report on Political Contributions | SH | Against | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Berkshire Hathaway Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
5 | Assess and Report on Exposure to Climate Change Risks | SH | Against | For | For | |||||
6 | Require Divestment from Fossil Fuels | SH | Against | Against | Against |
Owens-Illinois, Inc.
Meeting Date: 05/11/2017 | Country: USA | Primary Security ID: 690768403 | ||
Record Date: 03/15/2017 | Meeting Type: Annual | Ticker: OI | ||
Shares Voted: 76,150 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director Gary F. Colter | Mgmt | For | For | For | |||||
1.2 | Elect Director Joseph J. DeAngelo | Mgmt | For | For | For | |||||
1.3 | Elect Director Gordon J. Hardie | Mgmt | For | For | For | |||||
1.4 | Elect Director Peter S. Hellman | Mgmt | For | For | For | |||||
1.5 | Elect Director Anastasia D. Kelly | Mgmt | For | For | For | |||||
1.6 | Elect Director Andres A. Lopez | Mgmt | For | For | For | |||||
1.7 | Elect Director John J. McMackin, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Alan J. Murray | Mgmt | For | For | For | |||||
1.9 | Elect Director Hari N. Nair | Mgmt | For | For | For | |||||
1.10 | Elect Director Hugh H. Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Director Carol A. Williams | Mgmt | For | For | For | |||||
1.12 | Elect Director Dennis K. Williams | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Mondelez International, Inc.
Meeting Date: 05/17/2017 | Country: USA | Primary Security ID: 609207105 | ||
Record Date: 03/08/2017 | Meeting Type: Annual | Ticker: MDLZ | ||
Shares Voted: 51,115 |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Mondelez International, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Lewis W.K. Booth | Mgmt | For | For | For | |||||
1b | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
1c | Elect Director Lois D. Juliber | Mgmt | For | For | For | |||||
1d | Elect Director Mark D. Ketchum | Mgmt | For | For | For | |||||
1e | Elect Director Jorge S. Mesquita | Mgmt | For | For | For | |||||
1f | Elect Director Joseph Neubauer | Mgmt | For | For | For | |||||
1g | Elect Director Nelson Peltz | Mgmt | For | For | For | |||||
1h | Elect Director Fredric G. Reynolds | Mgmt | For | For | For | |||||
1i | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
1j | Elect Director Christiana S. Shi | Mgmt | For | For | For | |||||
1k | Elect Director Patrick T. Siewert | Mgmt | For | For | For | |||||
1l | Elect Director Ruth J. Simmons | Mgmt | For | For | For | |||||
1m | Elect Director Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Assess Environmental Impact of Non-Recyclable Packaging | SH | Against | For | For | |||||
6 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives | SH | Against | Against | Against |
Colfax Corporation
Meeting Date: 05/18/2017 | Country: USA | Primary Security ID: 194014106 | ||
Record Date: 03/22/2017 | Meeting Type: Annual | Ticker: CFX | ||
Shares Voted: 37,420 |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Colfax Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Mitchell P. Rales | Mgmt | For | For | For | |||||
1b | Elect Director Matthew L. Trerotola | Mgmt | For | For | For | |||||
1c | Elect Director Patrick W. Allender | Mgmt | For | Against | Against | |||||
1d | Elect Director Thomas S. Gayner | Mgmt | For | Against | Against | |||||
1e | Elect Director Rhonda L. Jordan | Mgmt | For | For | For | |||||
1f | Elect Director San W. Orr, III | Mgmt | For | For | For | |||||
1g | Elect Director A. Clayton Perfall | Mgmt | For | Against | Against | |||||
1h | Elect Director Rajiv Vinnakota | Mgmt | For | For | For | |||||
1i | Elect Director Sharon Wienbar | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Flowserve Corporation
Meeting Date: 05/18/2017 | Country: USA | Primary Security ID: 34354P105 | ||
Record Date: 03/23/2017 | Meeting Type: Annual | Ticker: FLS | ||
Shares Voted: 74,550 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director R. Scott Rowe | Mgmt | For | For | For | |||||
1.2 | Elect Director Leif E. Darner | Mgmt | For | For | For | |||||
1.3 | Elect Director Gayla J. Delly | Mgmt | For | For | For | |||||
1.4 | Elect Director Roger L. Fix | Mgmt | For | For | For | |||||
1.5 | Elect Director John R. Friedery | Mgmt | For | For | For | |||||
1.6 | Elect Director Joe E. Harlan | Mgmt | For | For | For | |||||
1.7 | Elect Director Rick J. Mills | Mgmt | For | For | For | |||||
1.8 | Elect Director David E. Roberts | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Flowserve Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
5 | Proxy Access Reform | SH | Against | For | For | |||||
6 | Elect Director Ruby Chandy | Mgmt | For | For | For |
Fiserv, Inc.
Meeting Date: 05/24/2017 | Country: USA | Primary Security ID: 337738108 | ||
Record Date: 03/27/2017 | Meeting Type: Annual | Ticker: FISV | ||
Shares Voted: 13,650 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
1.2 | Elect Director John Y. Kim | Mgmt | For | For | For | |||||
1.3 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
1.4 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
1.5 | Elect Director Glenn M. Renwick | Mgmt | For | For | For | |||||
1.6 | Elect Director Kim M. Robak | Mgmt | For | For | For | |||||
1.7 | Elect Director JD Sherman | Mgmt | For | For | For | |||||
1.8 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
1.9 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
5 | Amend Proxy Access Right | SH | Against | For | For |
Stericycle, Inc.
Meeting Date: 05/24/2017 | Country: USA | Primary Security ID: 858912108 | ||
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: SRCL | ||
Shares Voted: 14,240 |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Stericycle, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Mark C. Miller | Mgmt | For | For | For | |||||
1b | Elect Director Jack W. Schuler | Mgmt | For | For | For | |||||
1c | Elect Director Charles A. Alutto | Mgmt | For | For | For | |||||
1d | Elect Director Brian P. Anderson | Mgmt | For | For | For | |||||
1e | Elect Director Lynn D. Bleil | Mgmt | For | For | For | |||||
1f | Elect Director Thomas D. Brown | Mgmt | For | For | For | |||||
1g | Elect Director Thomas F. Chen | Mgmt | For | Against | Against | |||||
1h | Elect Director Robert S. Murley | Mgmt | For | For | For | |||||
1i | Elect Director John Patience | Mgmt | For | Against | Against | |||||
1j | Elect Director Mike S. Zafirovski | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
7 | Amend Proxy Access Right | SH | Against | For | For | |||||
8 | Pro-rata Vesting of Equity Awards | SH | Against | For | For |
Cognizant Technology Solutions Corporation
Meeting Date: 06/06/2017 | Country: USA | Primary Security ID: 192446102 | ||
Record Date: 04/10/2017 | Meeting Type: Annual | Ticker: CTSH | ||
Shares Voted: 21,655 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Zein Abdalla | Mgmt | For | For | For | |||||
1b | Elect Director Betsy S. Atkins | Mgmt | For | For | For | |||||
1c | Elect Director Maureen Breakiron-Evans | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Cognizant Technology Solutions Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1d | Elect Director Jonathan Chadwick | Mgmt | For | For | For | |||||
1e | Elect Director John M. Dineen | Mgmt | For | For | For | |||||
1f | Elect Director Francisco D’Souza | Mgmt | For | For | For | |||||
1g | Elect Director John N. Fox, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director John E. Klein | Mgmt | For | For | For | |||||
1i | Elect Director Leo S. Mackay, Jr. | Mgmt | For | For | For | |||||
1j | Elect Director Michael Patsalos-Fox | Mgmt | For | For | For | |||||
1k | Elect Director Robert E. Weissman | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
6 | Eliminate Supermajority Vote Requirement | SH | For | For | For | |||||
7 | Provide Right to Act by Written Consent | SH | Against | For | For |
General Motors Company
Meeting Date: 06/06/2017 | Country: USA | Primary Security ID: 37045V100 | ||
Record Date: 04/07/2017 | Meeting Type: Proxy Contest | Ticker: GM | ||
Shares Voted: 53,330 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Management Proxy (White Proxy Card) | Mgmt | |||||||||
1.1 | Elect Director Joseph J. Ashton | Mgmt | For | For | For | |||||
1.2 | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
1.3 | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
1.4 | Elect Director Joseph Jimenez | Mgmt | For | For | For | |||||
1.5 | Elect Director Jane L. Mendillo | Mgmt | For | For | For | |||||
1.6 | Elect Director Michael G. Mullen | Mgmt | For | For | For | |||||
1.7 | Elect Director James J. Mulva | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
General Motors Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.8 | Elect Director Patricia F. Russo | Mgmt | For | For | For | |||||
1.9 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
1.10 | Elect Director Theodore M. Solso | Mgmt | For | For | For | |||||
1.11 | Elect Director Carol M. Stephenson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
6 | Require Independent Board Chairman | SH | Against | For | For | |||||
7 | Creation of Dual-Class Common Stock | SH | Against | Against | Against | |||||
Dissident Proxy (Green Proxy Card) | Mgmt | |||||||||
1.1 | Elect Directors Leo Hindery, Jr. | SH | For | Do Not Vote | Do Not Vote | |||||
1.2 | Elect Director Vinit Sethi | SH | For | Do Not Vote | Do Not Vote | |||||
1.3 | Elect Director William N. Thorndike, Jr. | SH | For | Do Not Vote | Do Not Vote | |||||
1.4 | Management Nominee Joseph J. Ashton | SH | For | Do Not Vote | Do Not Vote | |||||
1.5 | Management Nominee Mary T. Barra | SH | For | Do Not Vote | Do Not Vote | |||||
1.6 | Management Nominee Linda R. Gooden | SH | For | Do Not Vote | Do Not Vote | |||||
1.7 | Management Nominee Joseph Jimenez | SH | For | Do Not Vote | Do Not Vote | |||||
1.8 | Management Nominee James J. Mulva | SH | For | Do Not Vote | Do Not Vote | |||||
1.9 | Management Nominee Patricia F. Russo | SH | For | Do Not Vote | Do Not Vote | |||||
1.10 | Management Nominee Thomas M. Schoewe | SH | For | Do Not Vote | Do Not Vote | |||||
1.11 | Management Nominee Theodore M. Solso | SH | For | Do Not Vote | Do Not Vote | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Do Not Vote | Do Not Vote | |||||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | Do Not Vote | Do Not Vote |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
General Motors Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | Do Not Vote | Do Not Vote | |||||
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Do Not Vote | Do Not Vote | |||||
6 | Require Independent Board Chairman | SH | Against | Do Not Vote | Do Not Vote | |||||
7 | Creation of Dual-Class Common Stock | SH | For | Do Not Vote | Do Not Vote |
Alphabet Inc.
Meeting Date: 06/07/2017 | Country: USA | Primary Security ID: 02079K305 | ||
Record Date: 04/19/2017 | Meeting Type: Annual | Ticker: GOOGL | ||
Shares Voted: 2,725 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Director Eric E. Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect Director L. John Doerr | Mgmt | For | Withhold | Withhold | |||||
1.5 | Elect Director Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Director Diane B. Greene | Mgmt | For | For | For | |||||
1.7 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
1.8 | Elect Director Ann Mather | Mgmt | For | Withhold | Withhold | |||||
1.9 | Elect Director Alan R. Mulally | Mgmt | For | For | For | |||||
1.10 | Elect Director Paul S. Otellini | Mgmt | For | Withhold | Withhold | |||||
1.11 | Elect Director K. Ram Shriram | Mgmt | For | Withhold | Withhold | |||||
1.12 | Elect Director Shirley M. Tilghman | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Alphabet Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
8 | Report on Political Contributions | SH | Against | For | For | |||||
9 | Report on Gender Pay Gap | SH | Against | For | For | |||||
10 | Report on Charitable Contributions | SH | Against | Against | Against | |||||
11 | Adopt Holy Land Principles | SH | Against | Against | Against | |||||
12 | Report on Fake News | SH | Against | Against | Against |
Expedia, Inc.
Meeting Date: 06/13/2017 | Country: USA | Primary Security ID: 30212P303 | ||
Record Date: 04/17/2017 | Meeting Type: Annual | Ticker: EXPE | ||
Shares Voted: 8,690 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Susan C. Athey | Mgmt | For | For | For | |||||
1b | Elect Director A. George “Skip” Battle | Mgmt | For | For | For | |||||
1c | Elect Director Chelsea Clinton | Mgmt | For | For | For | |||||
1d | Elect Director Pamela L. Coe | Mgmt | For | Withhold | Withhold | |||||
1e | Elect Director Barry Diller | Mgmt | For | Withhold | Withhold | |||||
1f | Elect Director Jonathan L. Dolgen | Mgmt | For | For | For | |||||
1g | Elect Director Craig A. Jacobson | Mgmt | For | For | For | |||||
1h | Elect Director Victor A. Kaufman | Mgmt | For | Withhold | Withhold | |||||
1i | Elect Director Peter M. Kern | Mgmt | For | For | For | |||||
1j | Elect Director Dara Khosrowshahi | Mgmt | For | Withhold | Withhold | |||||
1k | Elect Director John C. Malone | Mgmt | For | Withhold | Withhold | |||||
1l | Elect Director Scott Rudin | Mgmt | For | For | For | |||||
1m | Elect Director Christopher W. Shean | Mgmt | For | Withhold | Withhold | |||||
1n | Elect Director Alexander von Furstenberg | Mgmt | For | Withhold | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 06/30/2016 to 06/30/2017
Location(s): GOLUB GROUP, LLC.
Institution Account(s): The Golub Group Equity Fund
Expedia, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
5 | Report on Political Contributions and Expenditures | SH | Against | For | For |
Time Warner Inc.
Meeting Date: 06/15/2017 | Country: USA | Primary Security ID: 887317303 | ||
Record Date: 04/19/2017 | Meeting Type: Annual | Ticker: TWX | ||
Shares Voted: 8,720 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director William P. Barr | Mgmt | For | For | For | |||||
1b | Elect Director Jeffrey L. Bewkes | Mgmt | For | For | For | |||||
1c | Elect Director Robert C. Clark | Mgmt | For | For | For | |||||
1d | Elect Director Mathias Dopfner | Mgmt | For | For | For | |||||
1e | Elect Director Jessica P. Einhorn | Mgmt | For | For | For | |||||
1f | Elect Director Carlos M. Gutierrez | Mgmt | For | For | For | |||||
1g | Elect Director Fred Hassan | Mgmt | For | For | For | |||||
1h | Elect Director Paul D. Wachter | Mgmt | For | For | For | |||||
1i | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Granite Value Fund
Vote Summary
AGRIUM INC.
Security | 008916108 | Meeting Type | Special | |||
Ticker Symbol | AGU | Meeting Date | 03-Nov-2016 | |||
ISIN | CA0089161081 | Agenda | 934488873 - Management | |||
Record Date | 22-Sep-2016 | Holding Recon Date | 22-Sep-2016 | |||
City / Country | / Canada | Vote Deadline Date | 31-Oct-2016 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | ||||
01 | THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING JOINT INFORMATION CIRCULAR DATED OCTOBER 3, 2016 (THE “INFORMATION CIRCULAR”), APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING, AMONG OTHERS, AGRIUM INC. (“AGRIUM”), SHAREHOLDERS OF AGRIUM, POTASH CORPORATION OF SASKATCHEWAN INC. (“POTASHCORP”), SHAREHOLDERS OF POTASHCORP AND A NEWLY-INCORPORATED PARENT ENTITY, AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For |
Vote Summary
ORACLE CORPORATION
Security | 68389X105 | Meeting Type | Annual | |||
Ticker Symbol | ORCL | Meeting Date | 16-Nov-2016 | |||
ISIN | US68389X1054 | Agenda | 934483556 - Management | |||
Record Date | 19-Sep-2016 | Holding Recon Date | 19-Sep-2016 | |||
City / Country | / United States | Vote Deadline Date | 15-Nov-2016 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JEFFREY S. BERG | For | For | |||||||
2 | H. RAYMOND BINGHAM | Withheld | Against | |||||||
3 | MICHAEL J. BOSKIN | Withheld | Against | |||||||
4 | SAFRA A. CATZ | Withheld | Against | |||||||
5 | BRUCE R. CHIZEN | Withheld | Against | |||||||
6 | GEORGE H. CONRADES | For | For | |||||||
7 | LAWRENCE J. ELLISON | Withheld | Against | |||||||
8 | HECTOR GARCIA-MOLINA | For | For | |||||||
9 | JEFFREY O. HENLEY | Withheld | Against | |||||||
10 | MARK V. HURD | Withheld | Against | |||||||
11 | RENEE J. JAMES | For | For | |||||||
12 | LEON E. PANETTA | For | For | |||||||
13 | NAOMI O. SELIGMAN | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||
4. | STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. | Shareholder | Against | For |
Vote Summary
MICROSOFT CORPORATION
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-2016 | |||
ISIN | US5949181045 | Agenda | 934491224 - Management | |||
Record Date | 30-Sep-2016 | Holding Recon Date | 30-Sep-2016 | |||
City / Country | / United States | Vote Deadline Date | 29-Nov-2016 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||
11. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | Management | For | For | ||||
4. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For | ||||
5. | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS | Shareholder | Against | For |
Granite Value Fund
Vote Summary
APPLE INC.
Security | 037833100 | Meeting Type | Annual | |||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | |||
ISIN | US0378331005 | Agenda | 934520556 - Management | |||
Record Date | 30-Dec-2016 | Holding Recon Date | 30-Dec-2016 | |||
City / Country | / United States | Vote Deadline Date | 27-Feb-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | A SHAREHOLDER PROPOSAL ENTITLED “CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS” | Shareholder | Against | For | ||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | ||||
7. | A SHAREHOLDER PROPOSAL ENTITLED “SHAREHOLDER PROXY ACCESS AMENDMENTS” | Shareholder | Against | For | ||||
8. | A SHAREHOLDER PROPOSAL ENTITLED “EXECUTIVE COMPENSATION REFORM” | Shareholder | Against | For | ||||
9. | A SHAREHOLDER PROPOSAL ENTITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK” | Shareholder | Against | For |
Vote Summary
CARNIVAL CORPORATION
Security | 143658300 | Meeting Type | Annual | |||
Ticker Symbol | CCL | Meeting Date | 05-Apr-2017 | |||
ISIN | PA1436583006 | Agenda | 934529922 - Management | |||
Record Date | 06-Feb-2017 | Holding Recon Date | 06-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 04-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
2. | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
3. | TO ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
4. | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
5. | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
6. | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
7. | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
8. | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
9. | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
10. | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
11. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | For | For |
Vote Summary
12. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | 1 Year | For | ||||
13. | TO APPROVE THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS’ REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT) (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||
14. | TO APPROVE THE CARNIVAL PLC DIRECTORS’ REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||
15. | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | Management | For | For | ||||
16. | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | Management | For | For | ||||
17. | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||
18. | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | ||||
19. | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | ||||
20. | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | Management | For | For |
Vote Summary
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Security | 806857108 | Meeting Type | Annual | |||
Ticker Symbol | SLB | Meeting Date | 05-Apr-2017 | |||
ISIN | AN8068571086 | Agenda | 934533705 - Management | |||
Record Date | 15-Feb-2017 | Holding Recon Date | 15-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 04-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: HELGE LUND | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | TO APPROVE THE COMPANY’S 2016 FINANCIAL STATEMENTS AND THE BOARD’S 2016 DECLARATIONS OF DIVIDENDS. | Management | For | For | ||||
5. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
6. | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | ||||
7. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | For | For |
Vote Summary
WHIRLPOOL CORPORATION
Security | 963320106 | Meeting Type | Annual | |||
Ticker Symbol | WHR | Meeting Date | 18-Apr-2017 | |||
ISIN | US9633201069 | Agenda | 934533604 - Management | |||
Record Date | 21-Feb-2017 | Holding Recon Date | 21-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 17-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARC R. BITZER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GREG CREED | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GARY T. DICAMILLO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DIANE M. DIETZ | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GERRI T. ELLIOTT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN D. LIU | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LARRY O. SPENCER | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE WHIRLPOOL’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS WHIRLPOOL’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For |
Vote Summary
C. R. BARD, INC.
Security | 067383109 | Meeting Type | Annual | |||
Ticker Symbol | BCR | Meeting Date | 19-Apr-2017 | |||
ISIN | US0673831097 | Agenda | 934546271 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 18-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DAVID M. BARRETT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT M. DAVIS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN C. KELLY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID F. MELCHER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GAIL K. NAUGHTON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY M. RING | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: TOMMY G. THOMPSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN H. WEILAND | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ANTHONY WELTERS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||
3. | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | For | For | ||||
4. | TO APPROVE “SAY - ON - PAY FREQUENCY” OF SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | 1 Year | For |
Vote Summary
HONEYWELL INTERNATIONAL INC.
Security | 438516106 | Meeting Type | Annual | |||
Ticker Symbol | HON | Meeting Date | 24-Apr-2017 | |||
ISIN | US4385161066 | Agenda | 934539567 - Management | |||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DARIUS ADAMCZYK | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||
2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For |
Vote Summary
UNITED TECHNOLOGIES CORPORATION
Security | 913017109 | Meeting Type | Annual | |||
Ticker Symbol | UTX | Meeting Date | 24-Apr-2017 | |||
ISIN | US9130171096 | Agenda | 934541548 - Management | |||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LLOYD J. AUSTIN III | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DIANE M. BRYANT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GREGORY J. HAYES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | ||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREOWNER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For |
Vote Summary
CITIGROUP INC.
Security | 172967424 | Meeting Type | Annual | |||
Ticker Symbol | C | Meeting Date | 25-Apr-2017 | |||
ISIN | US1729674242 | Agenda | 934541904 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 24-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE CITI’S 2016 EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY’S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP. | Shareholder | For | Against |
Vote Summary
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW. | Shareholder | Against | For | ||||
9. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For |
Vote Summary
THE COCA-COLA COMPANY
Security | 191216100 | Meeting Type | Annual | |||
Ticker Symbol | KO | Meeting Date | 26-Apr-2017 | |||
ISIN | US1912161007 | Agenda | 934538589 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 25-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARC BOLLAND | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JAMES QUINCEY | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: DAVID B. WEINBERG | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
5. | SHAREOWNER PROPOSAL REGARDING A HUMAN RIGHTS REVIEW | Shareholder | Against | For |
Vote Summary
GENERAL ELECTRIC COMPANY
Security | 369604103 | Meeting Type | Annual | |||
Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | |||
ISIN | US3696041033 | Agenda | 934541916 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 25-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||
A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||
A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D’SOUZA | Management | For | For | ||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||
A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||
A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | For | For | ||||
A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||
A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||
A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | ||||
A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||
A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||
A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||
A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES’ COMPENSATION | Management | For | For | ||||
B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
B3 | APPROVAL OF GE’S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED | Management | For | For | ||||
B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | Management | For | For | ||||
B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 | Management | For | For | ||||
C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For |
Vote Summary
JOHNSON & JOHNSON
Security | 478160104 | Meeting Type | Annual | |||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | |||
ISIN | US4781601046 | Agenda | 934537284 - Management | |||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 26-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG- TERM INCENTIVE PLAN | Management | Against | Against | ||||
5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
Vote Summary
CORNING INCORPORATED
Security | 219350105 | Meeting Type | Annual | |||
Ticker Symbol | GLW | Meeting Date | 27-Apr-2017 | |||
ISIN | US2193501051 | Agenda | 934539733 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 26-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DONALD W. BLAIR | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DEBORAH A. HENRETTA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: KEVIN J. MARTIN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY WITH WHICH WE HOLD ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
5. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2012 LONG- TERM INCENTIVE PLAN, AS REQUIRED BY SECTION 162(M) OF THE U.S. INTERNAL REVENUE CODE. | Management | For | For |
Vote Summary
UNILEVER PLC
Security | 904767704 | Meeting Type | Annual | |||
Ticker Symbol | UL | Meeting Date | 27-Apr-2017 | |||
ISIN | US9047677045 | Agenda | 934557781 - Management | |||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 17-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||
2. | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
3. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
4. | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | For | For | ||||
5. | TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
6. | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
7. | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
8. | TO RE-ELECT DR M DEKKERS AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
9. | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
10. | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
11. | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
12. | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
13. | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
14. | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||
15. | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||
16. | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
17. | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
18. | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For |
Vote Summary
19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||
20. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||
21. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||
22. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
23. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||
24. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||
25. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For |
Vote Summary
AT&T INC.
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 28-Apr-2017 | |||
ISIN | US00206R1023 | Agenda | 934539935 - Management | |||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | PREPARE POLITICAL SPENDING REPORT. | Shareholder | Against | For | ||||
6. | PREPARE LOBBYING REPORT. | Shareholder | Against | For | ||||
7. | MODIFY PROXY ACCESS REQUIREMENTS. | Shareholder | Against | For | ||||
8. | REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. | Shareholder | For | Against |
Vote Summary
ABBOTT LABORATORIES
Security | 002824100 | Meeting Type | Annual | |||
Ticker Symbol | ABT | Meeting Date | 28-Apr-2017 | |||
ISIN | US0028241000 | Agenda | 934540697 - Management | |||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | R.J. ALPERN | For | For | |||||||
2 | R.S. AUSTIN | For | For | |||||||
3 | S.E. BLOUNT | For | For | |||||||
4 | E.M. LIDDY | For | For | |||||||
5 | N. MCKINSTRY | For | For | |||||||
6 | P.N. NOVAKOVIC | For | For | |||||||
7 | W.A. OSBORN | For | For | |||||||
8 | S.C. SCOTT III | For | For | |||||||
9 | D.J. STARKS | For | For | |||||||
10 | G.F. TILTON | For | For | |||||||
11 | M.D. WHITE | For | For | |||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. | Management | For | For | ||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | SAY WHEN ON PAY - AN ADVISORY VOTE TO APPROVE THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
5. | APPROVAL OF THE ABBOTT LABORATORIES 2017 INCENTIVE STOCK PROGRAM | Management | For | For | ||||||
6. | APPROVAL OF THE ABBOTT LABORATORIES 2017 EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES. | Management | For | For | ||||||
7. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
Granite Value Fund
Vote Summary
CARNIVAL CORPORATION
Security | 143658300 | Meeting Type | Annual | |||
Ticker Symbol | CCL | Meeting Date | 05-Apr-2017 | |||
ISIN | PA1436583006 | Agenda | 934529922 - Management | |||
Record Date | 06-Feb-2017 | Holding Recon Date | 06-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 04-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
2. | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
3. | TO ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
4. | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
5. | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
6. | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
7. | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
8. | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
9. | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
10. | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
11. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | For | For |
Vote Summary
12. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | 1 Year | For | ||||
13. | TO APPROVE THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS’ REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT) (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||
14. | TO APPROVE THE CARNIVAL PLC DIRECTORS’ REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||
15. | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | Management | For | For | ||||
16. | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | Management | For | For | ||||
17. | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||
18. | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | ||||
19. | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | ||||
20. | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | Management | For | For |
Vote Summary
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Security | 806857108 | Meeting Type | Annual | |||
Ticker Symbol | SLB | Meeting Date | 05-Apr-2017 | |||
ISIN | AN8068571086 | Agenda | 934533705 - Management | |||
Record Date | 15-Feb-2017 | Holding Recon Date | 15-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 04-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: HELGE LUND | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | TO APPROVE THE COMPANY’S 2016 FINANCIAL STATEMENTS AND THE BOARD’S 2016 DECLARATIONS OF DIVIDENDS. | Management | For | For | ||||
5. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
6. | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | ||||
7. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | For | For |
Vote Summary
WHIRLPOOL CORPORATION
Security | 963320106 | Meeting Type | Annual | |||
Ticker Symbol | WHR | Meeting Date | 18-Apr-2017 | |||
ISIN | US9633201069 | Agenda | 934533604 - Management | |||
Record Date | 21-Feb-2017 | Holding Recon Date | 21-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 17-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARC R. BITZER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GREG CREED | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GARY T. DICAMILLO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DIANE M. DIETZ | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GERRI T. ELLIOTT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN D. LIU | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LARRY O. SPENCER | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE WHIRLPOOL’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS WHIRLPOOL’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For |
Vote Summary
C. R. BARD, INC.
Security | 067383109 | Meeting Type | Annual | |||
Ticker Symbol | BCR | Meeting Date | 19-Apr-2017 | |||
ISIN | US0673831097 | Agenda | 934546271 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 18-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DAVID M. BARRETT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT M. DAVIS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN C. KELLY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID F. MELCHER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GAIL K. NAUGHTON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY M. RING | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: TOMMY G. THOMPSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN H. WEILAND | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ANTHONY WELTERS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||
3. | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | For | For | ||||
4. | TO APPROVE “SAY - ON - PAY FREQUENCY” OF SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | 1 Year | For |
Vote Summary
HONEYWELL INTERNATIONAL INC.
Security | 438516106 | Meeting Type | Annual | |||
Ticker Symbol | HON | Meeting Date | 24-Apr-2017 | |||
ISIN | US4385161066 | Agenda | 934539567 - Management | |||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DARIUS ADAMCZYK | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||
2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For |
Vote Summary
UNITED TECHNOLOGIES CORPORATION
Security | 913017109 | Meeting Type | Annual | |||
Ticker Symbol | UTX | Meeting Date | 24-Apr-2017 | |||
ISIN | US9130171096 | Agenda | 934541548 - Management | |||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LLOYD J. AUSTIN III | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DIANE M. BRYANT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GREGORY J. HAYES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | ||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREOWNER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For |
Vote Summary
CITIGROUP INC.
Security | 172967424 | Meeting Type | Annual | |||
Ticker Symbol | C | Meeting Date | 25-Apr-2017 | |||
ISIN | US1729674242 | Agenda | 934541904 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 24-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE CITI’S 2016 EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY’S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP. | Shareholder | For | Against |
Vote Summary
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW. | Shareholder | Against | For | ||||
9. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For |
Vote Summary
THE COCA-COLA COMPANY
Security | 191216100 | Meeting Type | Annual | |||
Ticker Symbol | KO | Meeting Date | 26-Apr-2017 | |||
ISIN | US1912161007 | Agenda | 934538589 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 25-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARC BOLLAND | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JAMES QUINCEY | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: DAVID B. WEINBERG | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
5. | SHAREOWNER PROPOSAL REGARDING A HUMAN RIGHTS REVIEW | Shareholder | Against | For |
Vote Summary
GENERAL ELECTRIC COMPANY
Security | 369604103 | Meeting Type | Annual | |||
Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | |||
ISIN | US3696041033 | Agenda | 934541916 - Management | |||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 25-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||
A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||
A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D’SOUZA | Management | For | For | ||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||
A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||
A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | For | For | ||||
A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||
A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||
A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | ||||
A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||
A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||
A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||
A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES’ COMPENSATION | Management | For | For | ||||
B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
B3 | APPROVAL OF GE’S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED | Management | For | For | ||||
B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | Management | For | For | ||||
B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 | Management | For | For | ||||
C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For |
Vote Summary
C2 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT | Shareholder | Against | For | ||||
C3 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS | Shareholder | Against | For | ||||
C4 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For |
Vote Summary
JOHNSON & JOHNSON
Security | 478160104 | Meeting Type | Annual | |||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | |||
ISIN | US4781601046 | Agenda | 934537284 - Management | |||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 26-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG- TERM INCENTIVE PLAN | Management | Against | Against | ||||
5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
Vote Summary
UNILEVER PLC
Security | 904767704 | Meeting Type | Annual | |||
Ticker Symbol | UL | Meeting Date | 27-Apr-2017 | |||
ISIN | US9047677045 | Agenda | 934557781 - Management | |||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 17-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||
2. | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
3. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
4. | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | For | For | ||||
5. | TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
6. | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
7. | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
8. | TO RE-ELECT DR M DEKKERS AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
9. | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
10. | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
11. | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
12. | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
13. | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
14. | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||
15. | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||
16. | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
17. | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||
18. | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For |
Vote Summary
19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||
20. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||
21. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||
22. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
23. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||
24. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||
25. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For |
Vote Summary
AT&T INC.
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 28-Apr-2017 | |||
ISIN | US00206R1023 | Agenda | 934539935 - Management | |||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | PREPARE POLITICAL SPENDING REPORT. | Shareholder | Against | For | ||||
6. | PREPARE LOBBYING REPORT. | Shareholder | Against | For | ||||
7. | MODIFY PROXY ACCESS REQUIREMENTS. | Shareholder | Against | For | ||||
8. | REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. | Shareholder | For | Against |
Vote Summary
ABBOTT LABORATORIES
Security | 002824100 | Meeting Type | Annual | |||
Ticker Symbol | ABT | Meeting Date | 28-Apr-2017 | |||
ISIN | US0028241000 | Agenda | 934540697 - Management | |||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 R.J. ALPERN | For | For | ||||||
2 R.S. AUSTIN | For | For | ||||||
3 S.E. BLOUNT | For | For | ||||||
4 E.M. LIDDY | For | For | ||||||
5 N. MCKINSTRY | For | For | ||||||
6 P.N. NOVAKOVIC | For | For | ||||||
7 W.A. OSBORN | For | For | ||||||
8 S.C. SCOTT III | For | For | ||||||
9 D.J. STARKS | For | For | ||||||
10 G.F. TILTON | For | For | ||||||
11 M.D. WHITE | For | For | ||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. | Management | For | For | ||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | SAY WHEN ON PAY - AN ADVISORY VOTE TO APPROVE THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | APPROVAL OF THE ABBOTT LABORATORIES 2017 INCENTIVE STOCK PROGRAM | Management | For | For | ||||
6. | APPROVAL OF THE ABBOTT LABORATORIES 2017 EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES. | Management | For | For | ||||
7. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
Vote Summary
ALLEGHANY CORPORATION
Security | 017175100 | Meeting Type | Annual | |||
Ticker Symbol | Y | Meeting Date | 28-Apr-2017 | |||
ISIN | US0171751003 | Agenda | 934553048 - Management | |||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: IAN H. CHIPPENDALE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: WESTON M. HICKS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JEFFERSON W. KIRBY | Management | For | For | ||||
2. | PROPOSAL TO APPROVE THE ALLEGHANY CORPORATION 2017 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
3. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS ALLEGHANY CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF ALLEGHANY CORPORATION. | Management | For | For | ||||
5. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
Vote Summary
THE BOEING COMPANY
Security | 097023105 | Meeting Type | Annual | |||
Ticker Symbol | BA | Meeting Date | 01-May-2017 | |||
ISIN | US0970231058 | Agenda | 934542689 - Management | |||
Record Date | 02-Mar-2017 | Holding Recon Date | 02-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ROBERT A. BRADWAY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LYNN J. GOOD | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||
5. | ADDITIONAL REPORT ON LOBBYING ACTIVITIES. | Shareholder | Against | For | ||||
6. | REDUCE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS FROM 25% TO 15%. | Shareholder | For | Against | ||||
7. | REPORT ON ARMS SALES TO ISRAEL. | Shareholder | Against | For | ||||
8. | IMPLEMENT HOLY LAND PRINCIPLES. | Shareholder | Against | For |
Vote Summary
AGRIUM INC.
Security | 008916108 | Meeting Type | Annual | |||
Ticker Symbol | AGU | Meeting Date | 02-May-2017 | |||
ISIN | CA0089161081 | Agenda | 934555408 - Management | |||
Record Date | 09-Mar-2017 | Holding Recon Date | 09-Mar-2017 | |||
City / Country | / Canada | Vote Deadline Date | 27-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 MAURA J. CLARK | For | For | ||||||
2 DAVID C. EVERITT | For | For | ||||||
3 RUSSELL K. GIRLING | For | For | ||||||
4 RUSSELL J. HORNER | For | For | ||||||
5 MIRANDA C. HUBBS | For | For | ||||||
6 CHARLES V. MAGRO | For | For | ||||||
7 A. ANNE MCLELLAN | For | For | ||||||
8 DEREK G. PANNELL | For | For | ||||||
9 MAYO M. SCHMIDT | For | For | ||||||
02 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Management | For | For | ||||
03 | A RESOLUTION TO APPROVE THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For |
Vote Summary
TENARIS, S.A.
Security | 88031M109 | Meeting Type | Annual | |||
Ticker Symbol | TS | Meeting Date | 03-May-2017 | |||
ISIN | US88031M1099 | Agenda | 934580944 - Management | |||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 26-Apr-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016, AND OF THE INDEPENDENT AUDITORS’ REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | Management | For | For | ||||
2. | APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For | ||||
3. | APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016. | Management | For | For | ||||
4. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For | ||||
5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For | ||||
6. | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | Against | Against | ||||
7. | AUTHORIZATION OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||
8. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, AND APPROVAL OF THEIR FEES. | Management | For | For | ||||
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | For |
Vote Summary
BERKSHIRE HATHAWAY INC.
Security | 084670702 | Meeting Type | Annual | |||
Ticker Symbol | BRKB | Meeting Date | 06-May-2017 | |||
ISIN | US0846707026 | Agenda | 934542196 - Management | |||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 WARREN E. BUFFETT | For | For | ||||||
2 CHARLES T. MUNGER | For | For | ||||||
3 HOWARD G. BUFFETT | For | For | ||||||
4 STEPHEN B. BURKE | For | For | ||||||
5 SUSAN L. DECKER | For | For | ||||||
6 WILLIAM H. GATES III | For | For | ||||||
7 DAVID S. GOTTESMAN | For | For | ||||||
8 CHARLOTTE GUYMAN | For | For | ||||||
9 THOMAS S. MURPHY | For | For | ||||||
10 RONALD L. OLSON | For | For | ||||||
11 WALTER SCOTT, JR. | For | For | ||||||
12 MERYL B. WITMER | For | For | ||||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT. | Management | For | For | ||||
3. | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY(WHETHER ANNUAL, BIENNIAL OR TRIENNIAL)WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||
4. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS. | Shareholder | Against | For |
Vote Summary
CALPINE CORPORATION
Security | 131347304 | Meeting Type | Annual | |||
Ticker Symbol | CPN | Meeting Date | 10-May-2017 | |||
ISIN | US1313473043 | Agenda | 934551854 - Management | |||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 09-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARY L. BRLAS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: FRANK CASSIDY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JACK A. FUSCO | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN B. (THAD) HILL III | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL W. HOFMANN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DAVID C. MERRITT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: W. BENJAMIN MORELAND | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT A. MOSBACHER, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DENISE M. O’LEARY | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
5. | TO APPROVE THE CALPINE CORPORATION 2017 EQUITY INCENTIVE PLAN. | Management | For | For | ||||
6. | TO APPROVE THE CALPINE CORPORATION 2017 EQUITY COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Management | For | For | ||||
7. | TO AMEND AND RESTATE THE COMPANY’S BYLAWS TO ADOPT “PROXY ACCESS” AND TO IMPLEMENT CONFORMING REVISIONS TO RELATED PROCEDURES FOR SHAREHOLDERS TO NOMINATE DIRECTORS OR PROPOSE OTHER MATTERS FOR CONSIDERATION AT SHAREHOLDER MEETINGS. | Management | For | For | ||||
8. | SHAREHOLDER PROPOSAL REGARDING ANNUAL REPORT ON LOBBYING ACTIVITIES AND EXPENDITURES, IF PROPERLY INTRODUCED AT THE ANNUAL MEETING. | Shareholder | Against | For |
Vote Summary
CVS HEALTH CORPORATION
Security | 126650100 | Meeting Type | Annual | |||
Ticker Symbol | CVS | Meeting Date | 10-May-2017 | |||
ISIN | US1266501006 | Agenda | 934558707 - Management | |||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 09-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||
5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | For | Against | ||||
7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. | Shareholder | Against | For |
Vote Summary
GILEAD SCIENCES, INC.
Security | 375558103 | Meeting Type | Annual | |||
Ticker Symbol | GILD | Meeting Date | 10-May-2017 | |||
ISIN | US3755581036 | Agenda | 934558810 - Management | |||
Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 09-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: KELLY A. KRAMER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | RESTATEMENT OF THE GILEAD SCIENCES, INC. 2004 EQUITY INCENTIVE PLAN. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
5. | ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | ||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For |
Vote Summary
THE WESTERN UNION COMPANY
Security | 959802109 | Meeting Type | Annual | |||
Ticker Symbol | WU | Meeting Date | 11-May-2017 | |||
ISIN | US9598021098 | Agenda | 934549796 - Management | |||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 10-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARTIN I. COLE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HIKMET ERSEK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD A. GOODMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BETSY D. HOLDEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JEFFREY A. JOERRES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROBERTO G. MENDOZA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL A. MILES, JR. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT W. SELANDER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FRANCES FRAGOS TOWNSEND | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | For | Against | ||||
7. | STOCKHOLDER PROPOSAL REGARDING REPORT DETAILING RISKS AND COSTS TO THE COMPANY CAUSED BY STATE POLICIES SUPPORTING DISCRIMINATION | Shareholder | Against | For |
Vote Summary
CIMAREX ENERGY CO.
Security | 171798101 | Meeting Type | Annual | |||
Ticker Symbol | XEC | Meeting Date | 11-May-2017 | |||
ISIN | US1717981013 | Agenda | 934550939 - Management | |||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 10-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: DAVID A. HENTSCHEL | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: THOMAS E. JORDEN | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: FLOYD R. PRICE | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: FRANCES M. VALLEJO | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2017 | Management | For | For |
Vote Summary
TRANSOCEAN, LTD.
Security | H8817H100 | Meeting Type | Annual | |||
Ticker Symbol | RIG | Meeting Date | 11-May-2017 | |||
ISIN | CH0048265513 | Agenda | 934611523 - Management | |||
Record Date | 24-Apr-2017 | Holding Recon Date | 24-Apr-2017 | |||
City / Country | / Switzerland | Vote Deadline Date | 10-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | APPROVAL OF THE 2016 ANNUAL REPORT, INCLUDING THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITED STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2016 | Management | For | For | ||||
2 | DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT TEAM FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2016 | Management | For | For | ||||
3 | APPROPRIATION OF THE ACCUMULATED LOSS FOR FISCAL YEAR 2016 | Management | For | For | ||||
4A | REELECTION OF DIRECTOR: GLYN A. BARKER | Management | For | For | ||||
4B | REELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | ||||
4C | REELECTION OF DIRECTOR: FREDERICO F. CURADO | Management | For | For | ||||
4D | REELECTION OF DIRECTOR: CHADWICK C. DEATON | Management | For | For | ||||
4E | REELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | For | For | ||||
4F | REELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | For | For | ||||
4G | REELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||
4H | REELECTION OF DIRECTOR: MERRILL A. “PETE” MILLER, JR. | Management | For | For | ||||
4I | REELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | For | ||||
4J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | For | ||||
4K | REELECTION OF DIRECTOR: JEREMY D. THIGPEN | Management | For | For | ||||
5 | ELECTION OF MERRILL A. “PETE” MILLER, JR. AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | Against | Against | ||||
6A | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO | Management | For | For | ||||
6B | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI | Management | For | For |
Vote Summary
6C | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA | Management | For | For | ||||
6D | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA | Management | For | For | ||||
7 | REELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||
8 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM | Management | For | For | ||||
9 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
10A | RATIFICATION OF AN AMOUNT OF US $4,121,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE 2017 AND 2018 ANNUAL GENERAL MEETINGS | Management | For | For | ||||
10B | RATIFICATION OF AN AMOUNT OF US $24,000,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2018 | Management | For | For | ||||
11 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE | Management | 1 Year | For |
Vote Summary
MATTEL, INC.
Security | 577081102 | Meeting Type | Annual | |||
Ticker Symbol | MAT | Meeting Date | 19-May-2017 | |||
ISIN | US5770811025 | Agenda | 934571159 - Management | |||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TREVOR A. EDWARDS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MARGARET H. GEORGIADIS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANN LEWNES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DOMINIC NG | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: VASANT M. PRABHU | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DIRK VAN DE PUT | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: KATHY WHITE LOYD | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
5. | APPROVAL OF THE NEW MATTEL INCENTIVE PLAN AND THE MATERIAL TERMS OF ITS PERFORMANCE GOALS. | Management | For | For |
Vote Summary
MERCK & CO., INC.
Security | 58933Y105 | Meeting Type | Annual | |||
Ticker Symbol | MRK | Meeting Date | 23-May-2017 | |||
ISIN | US58933Y1055 | Agenda | 934581439 - Management | |||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 22-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS. | Shareholder | Against | For | ||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. | Shareholder | Against | For |
Vote Summary
SOUTHWESTERN ENERGY COMPANY
Security | 845467109 | Meeting Type | Annual | |||
Ticker Symbol | SWN | Meeting Date | 23-May-2017 | |||
ISIN | US8454671095 | Agenda | 934584702 - Management | |||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 22-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN D. GASS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CATHERINE A. KEHR | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GREG D. KERLEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JON A. MARSHALL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ELLIOTT PEW | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: TERRY W. RATHERT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ALAN H. STEVENS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM J. WAY | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||
4. | PROPOSAL TO APPROVE AN AMENDMENT TO THE SOUTHWESTERN ENERGY COMPANY 2013 INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE. | Management | For | For | ||||
5. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERD PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
6. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING VOTING STANDARDS. | Shareholder | Against | For |
Vote Summary
ROYAL DUTCH SHELL PLC
Security | 780259107 | Meeting Type | Annual | |||
Ticker Symbol | RDSB | Meeting Date | 23-May-2017 | |||
ISIN | US7802591070 | Agenda | 934604580 - Management | |||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | ||||
2. | APPROVAL OF DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
3. | APPROVAL OF DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
4. | APPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
5. | APPOINTMENT OF ROBERTO SETUBAL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
6. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | Management | For | For | ||||
7. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | Management | For | For | ||||
8. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH | Management | For | For | ||||
9. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | Management | For | For | ||||
10. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | Management | For | For | ||||
11. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | Management | For | For | ||||
12. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | Management | For | For | ||||
13. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: JESSICA UHL | Management | For | For | ||||
14. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS | Management | For | For | ||||
15. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | Management | For | For | ||||
16. | REAPPOINTMENT OF AUDITOR | Management | For | For | ||||
17. | REMUNERATION OF AUDITOR | Management | For | For | ||||
18. | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||
21. | SHAREHOLDER RESOLUTION | Shareholder | Against | For |
Vote Summary
WAL-MART STORES, INC.
Security | 931142103 | Meeting Type | Annual | |||
Ticker Symbol | WMT | Meeting Date | 02-Jun-2017 | |||
ISIN | US9311421039 | Agenda | 934598713 - Management | |||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | |||
City / Country | / United States | Vote Deadline Date | 01-Jun-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CARLA A. HARRIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: KEVIN Y. SYSTROM | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: STEUART L. WALTON | Management | For | For | ||||
2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | ||||
5. | REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROXY ACCESS | Shareholder | For | Against | ||||
7. | REQUEST FOR INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For |
Vote Summary
UNITEDHEALTH GROUP INCORPORATED
Security | 91324P102 | Meeting Type | Annual | |||
Ticker Symbol | UNH | Meeting Date | 05-Jun-2017 | |||
ISIN | US91324P1021 | Agenda | 934600013 - Management | |||
Record Date | 11-Apr-2017 | Holding Recon Date | 11-Apr-2017 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | ||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For |
Vote Summary
GENERAL MOTORS COMPANY
Security | 37045V100 | Meeting Type | Contested-Annual | |||
Ticker Symbol | GM | Meeting Date | 06-Jun-2017 | |||
ISIN | US37045V1008 | Agenda | 934594955 - Management | |||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | |||
City / Country | / United States | Vote Deadline Date | 05-Jun-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 JOSEPH J. ASHTON | For | For | ||||||
2 MARY T. BARRA | For | For | ||||||
3 LINDA R. GOODEN | For | For | ||||||
4 JOSEPH JIMENEZ | For | For | ||||||
5 JANE L. MENDILLO | For | For | ||||||
6 MICHAEL G. MULLEN | For | For | ||||||
7 JAMES J. MULVA | For | For | ||||||
8 PATRICIA F. RUSSO | For | For | ||||||
9 THOMAS M. SCHOEWE | For | For | ||||||
10 THEODORE M. SOLSO | For | For | ||||||
11 CAROL M. STEPHENSON | For | For | ||||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | APPROVE THE GENERAL MOTORS COMPANY 2017 SHORT-TERM INCENTIVE PLAN | Management | For | For | ||||
4. | APPROVE THE GENERAL MOTORS COMPANY 2017 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||
5. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||
7. | GREENLIGHT PROPOSAL REGARDING CREATION OF DUAL-CLASS COMMON STOCK | Shareholder | Against | For |
Vote Summary
THE TJX COMPANIES, INC.
Security | 872540109 | Meeting Type | Annual | |||
Ticker Symbol | TJX | Meeting Date | 06-Jun-2017 | |||
ISIN | US8725401090 | Agenda | 934614947 - Management | |||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | |||
City / Country | / United States | Vote Deadline Date | 05-Jun-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID T. CHING | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ERNIE HERRMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MICHAEL F. HINES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JACKWYN L. NEMEROV | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018 | Management | For | For | ||||
3. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Management | For | For | ||||
4. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE CASH INCENTIVE PLANS | Management | For | For | ||||
5. | ADVISORY APPROVAL OF TJX’S EXECUTIVE COMPENSATION (THE SAY-ON-PAY VOTE) | Management | Against | Against | ||||
6. | ADVISORY APPROVAL OF THE FREQUENCY OF TJX’S SAY-ON-PAY VOTES | Management | 1 Year | For | ||||
7. | SHAREHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE | Shareholder | Against | For | ||||
8. | SHAREHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES | Shareholder | Against | For | ||||
9. | SHAREHOLDER PROPOSAL FOR A REPORT ON COMPENSATION DISPARITIES BASED ON RACE, GENDER, OR ETHNICITY | Shareholder | For | Against | ||||
10. | SHAREHOLDER PROPOSAL FOR A REPORT ON NET-ZERO GREENHOUSE GAS EMISSIONS | Shareholder | Against | For |
Vote Summary
COMCAST CORPORATION
Security | 20030N101 | Meeting Type | Annual | |||
Ticker Symbol | CMCSA | Meeting Date | 08-Jun-2017 | |||
ISIN | US20030N1019 | Agenda | 934601572 - Management | |||
Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | |||
City / Country | / United States | Vote Deadline Date | 07-Jun-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 KENNETH J. BACON | For | For | ||||||
2 MADELINE S. BELL | For | For | ||||||
3 SHELDON M. BONOVITZ | For | For | ||||||
4 EDWARD D. BREEN | For | For | ||||||
5 GERALD L. HASSELL | For | For | ||||||
6 JEFFREY A. HONICKMAN | For | For | ||||||
7 ASUKA NAKAHARA | For | For | ||||||
8 DAVID C. NOVAK | For | For | ||||||
9 BRIAN L. ROBERTS | For | For | ||||||
10 JOHNATHAN A. RODGERS | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Against | Against | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | TO PROVIDE A LOBBYING REPORT | Shareholder | Against | For | ||||
6. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | For | Against |
Vote Summary
METLIFE, INC.
Security | 59156R108 | Meeting Type | Annual | |||
Ticker Symbol | MET | Meeting Date | 13-Jun-2017 | |||
ISIN | US59156R1086 | Agenda | 934609011 - Management | |||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | |||
City / Country | / United States | Vote Deadline Date | 12-Jun-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DAVID L. HERZOG | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: R. GLENN HUBBARD, PH.D. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDWARD J. KELLY, III | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017 | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | Against | Against | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||
5. | SHAREHOLDER PROPOSAL TO REDUCE THE OWNERSHIP REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING | Shareholder | For | Against |
Vote Summary
AMERICAN INTERNATIONAL GROUP, INC.
Security | 026874784 | Meeting Type | Annual | |||
Ticker Symbol | AIG | Meeting Date | 28-Jun-2017 | |||
ISIN | US0268747849 | Agenda | 934630117 - Management | |||
Record Date | 08-May-2017 | Holding Recon Date | 08-May-2017 | |||
City / Country | / United States | Vote Deadline Date | 27-Jun-2017 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LINDA A. MILLS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | ||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG’S TAX ATTRIBUTES. | Management | For | For | ||||
4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | Management | For | For | ||||
5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For |
Fund Name: Green Owl Intrinsic Value Fund
Proxy Voting Record
July 1, 2016 - June 30, 2017
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Warren Eisenberg | Issuer | Yes | For | For | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Leonard Feinstein | Issuer | Yes | For | For | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Steven H. Temares | Issuer | Yes | For | For | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Dean S. Adler | Issuer | Yes | Against | Against | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Stanley F. Barshay | Issuer | Yes | Against | Against | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Geraldine T. Elliott | Issuer | Yes | For | For | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Klaus Eppler | Issuer | Yes | For | For | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Patrick R. Gaston | Issuer | Yes | For | For | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Jordan Heller | Issuer | Yes | For | For | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Elect Director Victoria A. Morrison | Issuer | Yes | Against | Against | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | Against | Against | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Proxy Access | Shareholder | Yes | For | Against | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Adopt Share Retention Policy For Senior Executives | Shareholder | Yes | For | Against | ||||||||
Bed Bath & Beyond Inc. | BBBY | 075896100 | 7/1/2016 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Yes | For | Against | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director Andy D. Bryant | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director Wayne A. Budd | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director N. Anthony Coles | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director John H. Hammergren | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director M. Christine Jacobs | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director Donald R. Knauss | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director Marie L. Knowles | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director Edward A. Mueller | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Elect Director Susan R. Salka | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Pro-rata Vesting of Equity Awards | Shareholder | Yes | For | Against | ||||||||
McKesson Corporation | MCK | 58155Q103 | 7/27/2016 | Report on Political Contributions | Shareholder | Yes | For | Against | ||||||||
FMC Technologies, Inc. | FTI | 30249U101 | 12/5/2016 | Approve Merger Agreement | Issuer | Yes | For | For | ||||||||
FMC Technologies, Inc. | FTI | 30249U101 | 12/5/2016 | Adjourn Meeting | Issuer | Yes | For | For | ||||||||
FMC Technologies, Inc. | FTI | 30249U101 | 12/5/2016 | Advisory Vote on Golden Parachutes | Issuer | Yes | Against | Against | ||||||||
FMC Technologies, Inc. | FTI | 30249U101 | 12/5/2016 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Joseph R. Bronson | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Juan Jose Suarez Coppel | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Robert C. Davidson, Jr. | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Steven J. Demetriou | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Ralph E. Eberhart | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Dawne S. Hickton | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Linda Fayne Levinson | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Peter J. Robertson | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Elect Director Christopher M.T. Thompson | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Amend Nonqualified 1989 Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Amend Nonqualified Global Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Jacobs Engineering Group Inc. | JEC | 469814107 | 1/19/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director Janice M. Babiak | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director David J. Brailer | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director William C. Foote | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director Ginger L. Graham | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director John A. Lederer | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director Dominic P. Murphy | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director Stefano Pessina | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director Leonard D. Schaeffer | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director Nancy M. Schlichting | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Elect Director James A. Skinner | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Proxy Access | Shareholder | Yes | For | Against | ||||||||
Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/26/2017 | Approve Report on Executive Pay & Sustainability Performance | Shareholder | Yes | For | Against | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Elect Director James Bell | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Elect Director Tim Cook | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Elect Director Al Gore | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Elect Director Bob Iger | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Elect Director Andrea Jung | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Elect Director Art Levinson | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Elect Director Ron Sugar | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Elect Director Sue Wagner | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Disclose Charitable Contributions | Shareholder | Yes | Against | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Yes | Against | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Proxy Access Amendments | Shareholder | Yes | For | Against | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Yes | Against | For | ||||||||
Apple Inc. | AAPL | 037833100 | 2/28/2017 | Adopt Share Retention Policy For Senior Executives | Shareholder | Yes | For | Against | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Susan E. Arnold | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director John S. Chen | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Jack Dorsey | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Robert A. Iger | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Maria Elena Lagomasino | Issuer | Yes | For | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Fred H. Langhammer | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Aylwin B. Lewis | Issuer | �� | Yes | For | For | |||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Robert W. Matschullat | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Mark G. Parker | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Sheryl K. Sandberg | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Elect Director Orin C. Smith | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Report on Lobbying Payments and Policy | Shareholder | Yes | For | Against | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2017 | Proxy Access Bylaw Amendment | Shareholder | Yes | For | Against | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Peter L.S. Currie | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Miguel M. Galuccio | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director V. Maureen Kempston Darkes | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Paal Kibsgaard | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Nikolay Kudryavtsev | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Helge Lund | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Michael E. Marks | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Indra K. Nooyi | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Lubna S. Olayan | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Leo Rafael Reif | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Tore I. Sandvold | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Elect Director Henri Seydoux | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Adopt and Approve Financials and Dividends | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Schlumberger Limited | SLB | 806857108 | 4/5/2017 | Amend Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Linda Z. Cook | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Nicholas M. Donofrio | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Joseph J. Echevarria | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Edward P. Garden | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Jeffrey A. Goldstein | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Gerald L. Hassell | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director John M. Hinshaw | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Edmund F. “Ted” Kelly | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director John A. Luke, Jr. | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Jennifer B. Morgan | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Mark A. Nordenberg | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Elizabeth E. Robinson | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Elect Director Samuel C. Scott, III | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For | ||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 4/11/2017 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Michael L. Corbat | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Ellen M. Costello | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Duncan P. Hennes | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Peter B. Henry | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Franz B. Humer | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Renee J. James | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Eugene M. McQuade | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Michael E. O’Neill | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Gary M. Reiner | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Anthony M. Santomero | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Diana L. Taylor | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director William S. Thompson, Jr. | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director James S. Turley | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Deborah C. Wright | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Elect Director Ernesto Zedillo Ponce de Leon | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Demonstrate No Gender Pay Gap | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Appoint a Stockholder Value Committee | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Report on Lobbying Payments and Policy | Shareholder | Yes | For | Against | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Claw-back of Payments under Restatements | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967424 | 4/25/2017 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Yes | For | Against | ||||||||
Valmont Industries, Inc. | VMI | 920253101 | 4/25/2017 | Elect Director Mogens C. Bay | Issuer | Yes | For | For | ||||||||
Valmont Industries, Inc. | VMI | 920253101 | 4/25/2017 | Elect Director Walter Scott, Jr. | Issuer | Yes | For | For | ||||||||
Valmont Industries, Inc. | VMI | 920253101 | 4/25/2017 | Elect Director Clark T. Randt, Jr. | Issuer | Yes | For | For | ||||||||
Valmont Industries, Inc. | VMI | 920253101 | 4/25/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Valmont Industries, Inc. | VMI | 920253101 | 4/25/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Valmont Industries, Inc. | VMI | 920253101 | 4/25/2017 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director John D. Baker, II | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director John S. Chen | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Lloyd H. Dean | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Elizabeth A. Duke | Issuer | Yes | Against | Against |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Enrique Hernandez, Jr. | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Donald M. James | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Cynthia H. Milligan | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Karen B. Peetz | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Federico F. Peña | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director James H. Quigley | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Stephen W. Sanger | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Ronald L. Sargent | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Timothy J. Sloan | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Susan G. Swenson | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Elect Director Suzanne M. Vautrinot | Issuer | Yes | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Review and Report on Business Standards | Shareholder | Yes | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Report on Divesting Non-Core Business | Shareholder | Yes | Against | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Report on Gender Pay Gap | Shareholder | Yes | Against | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Report on Lobbying Payments and Policy | Shareholder | Yes | Against | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | Adopt Global Policy Regarding the Rights of Indigenous People | Shareholder | Yes | For | Against | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Sharon L. Allen | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Susan S. Bies | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Jack O. Bovender, Jr. | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Frank P. Bramble, Sr. | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Pierre J.P. de Weck | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Arnold W. Donald | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Linda P. Hudson | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Monica C. Lozano | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Thomas J. May | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Brian T. Moynihan | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Lionel L. Nowell, III | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Michael D. White | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director Thomas D. Woods | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Elect Director R. David Yost | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Amend the General Clawback Policy | Shareholder | Yes | Against | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Non-core banking operations | Shareholder | Yes | Against | For | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Require Independent Board Chairman | Shareholder | Yes | For | Against | ||||||||
Bank of America Corporation | BAC | 060505104 | 4/26/2017 | Report on Gender Pay Gap | Shareholder | Yes | Against | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Herbert A. Allen | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Ronald W. Allen | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Marc Bolland | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Ana Botin | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Richard M. Daley | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Barry Diller | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Helene D. Gayle | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Alexis M. Herman | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Muhtar Kent | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Robert A. Kotick | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Maria Elena Lagomasino | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director Sam Nunn | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director James Quincey | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Elect Director David B. Weinberg | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | Against | Against | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/26/2017 | Report on Human Rights Review on High-Risk Regions | Shareholder | Yes | Against | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director Troy Alstead | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director R. John Anderson | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director Michael J. Cave | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director Allan Golston | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director Matthew S. Levatich | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director Sara L. Levinson | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director N. Thomas Linebarger | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director Brian R. Niccol | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director Maryrose T. Sylvester | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Elect Director Jochen Zeitz | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/29/2017 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Charlene Barshefsky | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director John J. Brennan | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Ursula M. Burns | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Kenneth I. Chenault | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Peter Chernin | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Ralph de la Vega | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Anne L. Lauvergeon | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Michael O. Leavitt | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Theodore J. Leonsis | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Richard C. Levin | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Samuel J. Palmisano | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Daniel L. Vasella | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Robert D. Walter | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Elect Director Ronald A. Williams | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | Against | Against | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Provide Right to Act by Written Consent | Shareholder | Yes | For | Against | ||||||||
American Express Company | AXP | 025816109 | 5/1/2017 | Report on Gender Pay Gap | Shareholder | Yes | Against | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Robert A. Bradway | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director David L. Calhoun | Issuer | Yes | For | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Arthur D. Collins, Jr. | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Kenneth M. Duberstein | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Edmund P. Giambastiani, Jr. | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Lynn J. Good | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Lawrence W. Kellner | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Edward M. Liddy | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Dennis A. Muilenburg | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Susan C. Schwab | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Randall L. Stephenson | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Ronald A. Williams | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Elect Director Mike S. Zafirovski | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Report on Lobbying Payments and Policy | Shareholder | Yes | For | Against | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | For | Against | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Report on Weapon Sales to Israel | Shareholder | Yes | Against | For | ||||||||
The Boeing Company | BA | 097023105 | 5/1/2017 | Adopt Holy Land Principles | Shareholder | Yes | Against | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director David P. Abney | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Rodney C. Adkins | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Michael J. Burns | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director William R. Johnson | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Candace Kendle | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Ann M. Livermore | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Rudy H.P. Markham | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Franck J. Moison | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Clark “Sandy” T. Randt, Jr. | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director John T. Stankey | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Carol B. Tome | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Elect Director Kevin M. Warsh | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | Against | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Report on Lobbying Payments and Policy | Shareholder | Yes | For | Against | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Yes | For | Against | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | Adopt Holy Land Principles | Shareholder | Yes | Against | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Warren E. Buffett | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Charles T. Munger | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Howard G. Buffett | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Stephen B. Burke | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Susan L. Decker | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director William H. Gates, III | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director David S. Gottesman | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Charlotte Guyman | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Thomas S. Murphy | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Ronald L. Olson | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Walter Scott, Jr. | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Elect Director Meryl B. Witmer | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | Against | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Report on Political Contributions | Shareholder | Yes | For | Against | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Assess and Report on Exposure to Climate Change Risks | Shareholder | Yes | For | Against | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Require Divestment from Fossil Fuels | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director Linda B. Bammann | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director James A. Bell | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director Crandall C. Bowles | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director Stephen B. Burke | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director Todd A. Combs | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director James S. Crown | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director James Dimon | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director Timothy P. Flynn | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director Laban P. Jackson, Jr. | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director Michael A. Neal | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director Lee R. Raymond | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Elect Director William C. Weldon | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Require Independent Board Chairman | Shareholder | Yes | For | Against | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Yes | For | Against | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Clawback Amendment | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Report on Gender Pay Gap | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Provide Vote Counting to Exclude Abstentions | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Yes | For | Against | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Abdulaziz F. Al Khayyal | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director William E. Albrecht | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Alan M. Bennett | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director James R. Boyd | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Milton Carroll | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Nance K. Dicciani | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Murry S. Gerber | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Jose C. Grubisich | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director David J. Lesar | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Robert A. Malone | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director J. Landis Martin | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Jeffrey A. Miller | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Elect Director Debra L. Reed | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Halliburton Company | HAL | 406216101 | 5/17/2017 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Brandon B. Boze | Issuer | Yes | Against | Against | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Beth F. Cobert | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Curtis F. Feeny | Issuer | Yes | Against | Against | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Bradford M. Freeman | Issuer | Yes | Against | Against | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Christopher T. Jenny | Issuer | Yes | Against | Against | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Gerardo I. Lopez | Issuer | Yes | Against | Against | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Frederic V. Malek | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Paula R. Reynolds | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Robert E. Sulentic | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Laura D. Tyson | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Elect Director Ray Wirta | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
CBRE Group, Inc. | CBG | 12504L109 | 5/19/2017 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director Earl C. (Duke) Austin, Jr. | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director Doyle N. Beneby | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director J. Michal Conaway | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director Vincent D. Foster | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director Bernard Fried | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director Worthing F. Jackman | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director David M. McClanahan | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director Margaret B. Shannon | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Elect Director Pat Wood, III | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Quanta Services, Inc. | PWR | 74762E102 | 5/24/2017 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Elect Director Harold M. Messmer, Jr. | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Elect Director Marc H. Morial | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Elect Director Barbara J. Novogradac | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Elect Director Robert J. Pace | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Elect Director Frederick A. Richman | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Elect Director M. Keith Waddell | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Robert Half International Inc. | RHI | 770323103 | 5/24/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Linda L. Adamany | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Robert D. Beyer | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Francisco L. Borges | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director W. Patrick Campbell | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Brian P. Friedman | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Richard B. Handler | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Robert E. Joyal | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Jeffrey C. Keil | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Michael T. O’Kane | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Stuart H. Reese | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Elect Director Joseph S. Steinberg | Issuer | Yes | Against | Against | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | ||||||||
Leucadia National Corporation | LUK | 527288104 | 5/25/2017 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Proxy (White Proxy Card) | ||||||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Joseph J. Ashton | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Mary T. Barra | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Linda R. Gooden | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Joseph Jimenez | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Jane L. Mendillo | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Michael G. Mullen | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director James J. Mulva | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Patricia F. Russo | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Thomas M. Schoewe | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Theodore M. Solso | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Carol M. Stephenson | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Require Independent Board Chairman | Shareholder | Yes | For | Against | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Creation of Dual-Class Common Stock | Shareholder | Yes | Against | For | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Dissident Proxy (Green Proxy Card) | ||||||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Directors Leo Hindery, Jr. | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director Vinit Sethi | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Elect Director William N. Thorndike, Jr. | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Nominee Joseph J. Ashton | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Nominee Mary T. Barra | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Nominee Linda R. Gooden | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Nominee Joseph Jimenez | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Nominee James J. Mulva | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Nominee Patricia F. Russo | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Nominee Thomas M. Schoewe | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Management Nominee Theodore M. Solso | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Approve Executive Incentive Bonus Plan | Issuer | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Approve Omnibus Stock Plan | Issuer | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Ratify Deloitte & Touche LLP as Auditors | Issuer | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Require Independent Board Chairman | Shareholder | No | Abstain | N/A | ||||||||
General Motors Company | GM | 37045V100 | 6/6/2017 | Creation of Dual-Class Common Stock | Shareholder | No | Abstain | N/A | ||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Larry Page | Issuer | Yes | For | For | ||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Sergey Brin | Issuer | Yes | For | For | ||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Eric E. Schmidt | Issuer | Yes | For | For | ||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director L. John Doerr | Issuer | No | Abstain | N/A | ||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Roger W. Ferguson, Jr. | Issuer | Yes | For | For | ||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Diane B. Greene | Issuer | Yes | For | For | ||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director John L. Hennessy | Issuer | Yes | For | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Ann Mather | Issuer | No | Abstain | N/A | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Alan R. Mulally | Issuer | Yes | For | For | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Paul S. Otellini | Issuer | No | Abstain | N/A | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director K. Ram Shriram | Issuer | No | Abstain | N/A | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Elect Director Shirley M. Tilghman | Issuer | Yes | For | For | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | Against | Against | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | | One Year | | Against | ||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Yes | For | Against | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Report on Lobbying Payments and Policy | Shareholder | Yes | For | Against | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Report on Political Contributions | Shareholder | Yes | For | Against | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Report on Gender Pay Gap | Shareholder | Yes | For | Against | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Report on Charitable Contributions | Shareholder | Yes | Against | For | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Adopt Holy Land Principles | Shareholder | Yes | Against | For | ||||||||||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | Report on Fake News | Shareholder | Yes | Against | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director James F. Albaugh | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Jeffrey D. Benjamin | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director John T. Cahill | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Michael J. Embler | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Matthew J. Hart | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Alberto Ibarguen | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Richard C. Kraemer | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Susan D. Kronick | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Martin H. Nesbitt | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Denise M. O’Leary | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director W. Douglas Parker | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Ray M. Robinson | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Elect Director Richard P. Schifter | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | | One Year | | For | ||||||||||||||||||||
American Airlines Group Inc. | AAL | 02376R102 | 6/14/2017 | Require Independent Board Chairman | Shareholder | Yes | Against | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Lester B. Knight | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Gregory C. Case | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Jin-Yong Cai | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Fulvio Conti | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Cheryl A. Francis | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director J. Michael Losh | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Robert S. Morrison | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Richard B. Myers | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Richard C. Notebaert | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Gloria Santona | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Elect Director Carolyn Y. Woo | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | | One Year | | For | ||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Approve Remuneration Policy | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Advisory Vote to Ratify Directors’ Remuneration Report | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Ratify Ernst & Young LLP as Aon’s Auditors | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Ratify Ernst & Young LLP as Aon’s U.K. Statutory Auditor | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Authorize Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Authorise Shares for Market Purchase | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||||||||||||||
Aon plc | AON | G0408V102 | 6/23/2017 | Approve Political Donations | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Ronald E. Blaylock | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Sona Chawla | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Alan B. Colberg | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Thomas J. Folliard | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Jeffrey E. Garten | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Shira Goodman | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director W. Robert Grafton | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Edgar H. Grubb | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director William D. Nash | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Marcella Shinder | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director John T. Standley | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director Mitchell D. Steenrod | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Elect Director William R. Tiefel | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | | One Year | | For | ||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||||||||||||||||
CarMax, Inc. | KMX | 143130102 | 6/26/2017 | Report on Political Contributions | Shareholder | Yes | For | Against | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director Edward H. Bastian | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director Francis S. Blake | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director Daniel A. Carp | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director David G. DeWalt | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director William H. Easter, III | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director Mickey P. Foret | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director Jeanne P. Jackson | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director George N. Mattson | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director Douglas R. Ralph | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director Sergio A.L. Rial | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Elect Director Kathy N. Waller | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | ||||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | | One Year | | For | ||||||||||||||||||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/30/2017 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
LS Opportunity Fund Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Abbott Laboratories
Meeting Date: 04/28/2017 | Primary Security ID: 002824100 | |||
Record Date: 03/01/2017 | Meeting Type: Annual | Ticker: ABT |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Robert J. Alpern | Mgmt | For | For | ||||
1.2 | Elect Director Roxanne S. Austin | Mgmt | For | For | ||||
1.3 | Elect Director Sally E. Blount | Mgmt | For | For | ||||
1.4 | Elect Director Edward M. Liddy | Mgmt | For | For | ||||
1.5 | Elect Director Nancy McKinstry | Mgmt | For | For | ||||
1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | For | ||||
1.7 | Elect Director William A. Osborn | Mgmt | For | For | ||||
1.8 | Elect Director Samuel C. Scott, III | Mgmt | For | For | ||||
1.9 | Elect Director Daniel J. Starks | Mgmt | For | For | ||||
1.10 | Elect Director Glenn F. Tilton | Mgmt | For | For | ||||
1.11 | Elect Director Miles D. White | Mgmt | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
7 | Require Independent Board Chairman | SH | Against | For |
Aflac Incorporated
Meeting Date: 05/01/2017 | Primary Security ID: 001055102 | |||
Record Date: 02/22/2017 | Meeting Type: Annual | Ticker: AFL |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Daniel P. Amos | Mgmt | For | For | ||||
1b | Elect Director Paul S. Amos, II | Mgmt | For | For |
Page 1 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Aflac Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1c | Elect Director W. Paul Bowers | Mgmt | For | For | ||||
1d | Elect Director Kriss Cloninger, III | Mgmt | For | For | ||||
1e | Elect Director Toshihiko Fukuzawa | Mgmt | For | For | ||||
1f | Elect Director Elizabeth J. Hudson | Mgmt | For | For | ||||
1g | Elect Director Douglas W. Johnson | Mgmt | For | For | ||||
1h | Elect Director Robert B. Johnson | Mgmt | For | For | ||||
1i | Elect Director Thomas J. Kenny | Mgmt | For | For | ||||
1j | Elect Director Charles B. Knapp | Mgmt | For | For | ||||
1k | Elect Director Karole F. Lloyd | Mgmt | For | For | ||||
1l | Elect Director Joseph L. Moskowitz | Mgmt | For | For | ||||
1m | Elect Director Barbara K. Rimer | Mgmt | For | For | ||||
1n | Elect Director Melvin T. Stith | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Amend Executive Incentive Bonus Plan | Mgmt | For | For |
Agnico Eagle Mines Limited
Meeting Date: 04/28/2017 | Primary Security ID: 008474108 | |||
Record Date: 03/13/2017 | Meeting Type: Annual | Ticker: AEM |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Leanne M. Baker | Mgmt | For | For | ||||
1.2 | Elect Director Sean Boyd | Mgmt | For | For | ||||
1.3 | Elect Director Martine A. Celej | Mgmt | For | For | ||||
1.4 | Elect Director Robert J. Gemmell | Mgmt | For | For | ||||
1.5 | Elect Director Mel Leiderman | Mgmt | For | For | ||||
1.6 | Elect Director Deborah A. McCombe | Mgmt | For | For | ||||
1.7 | Elect Director James D. Nasso | Mgmt | For | For |
Page 2 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Agnico Eagle Mines Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.8 | Elect Director Sean Riley | Mgmt | For | For | ||||
1.9 | Elect Director J. Merfyn Roberts | Mgmt | For | For | ||||
1.10 | Elect Director Jamie C. Sokalsky | Mgmt | For | For | ||||
1.11 | Elect Director Howard R. Stockford | Mgmt | For | For | ||||
1.12 | Elect Director Pertti Voutilainen | Mgmt | For | For | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For |
Arch Capital Group Ltd.
Meeting Date: 05/04/2017 | Primary Security ID: G0450A105 | |||
Record Date: 03/08/2017 | Meeting Type: Annual | Ticker: ACGL |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Kewsong Lee | Mgmt | For | For | ||||
1b | Elect Director Louis J. Paglia | Mgmt | For | For | ||||
1c | Elect Director Brian S. Posner | Mgmt | For | For | ||||
1d | Elect Director John D. Vollaro | Mgmt | For | For | ||||
2a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2b | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2d | Elect Director Ian Britchfield as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2e | Elect Director Pierre-Andre Camps as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2f | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2g | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
Page 3 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Arch Capital Group Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
2h | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2i | Elect Director Stephen J. Curley as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2j | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2k | Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2l | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2m | Elect Director Beau H. Franklin as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2n | Elect Director Giuliano Giovannetti as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2o | Elect Director Michael Hammer as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2p | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2q | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2r | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2s | Elect Director Jason Kittinger as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2t | Elect Director Gerald Konig as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2u | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2v | Elect Director Patrick Mailloux as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2w | Elect Director Paul Martin as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2x | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2y | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2z | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2aa | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
Page 4 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Arch Capital Group Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
2ab | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ac | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ad | Elect Director Michael Price as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ae | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2af | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ag | Elect Director Andrew T. Rippert as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ah | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ai | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2aj | Elect Director Matthew Shulman as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ak | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2al | Elect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2am | Elect Director Scott Stirling as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2an | Elect Director Hugh Sturgess as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ao | Elect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2ap | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Page 5 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Automatic Data Processing, Inc.
Meeting Date: 11/08/2016 | Primary Security ID: 053015103 | |||
Record Date: 09/09/2016 | Meeting Type: Annual | Ticker: ADP |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Peter Bisson | Mgmt | For | For | ||||
1.2 | Elect Director Richard T. Clark | Mgmt | For | For | ||||
1.3 | Elect Director Eric C. Fast | Mgmt | For | For | ||||
1.4 | Elect Director Linda R. Gooden | Mgmt | For | For | ||||
1.5 | Elect Director Michael P. Gregoire | Mgmt | For | For | ||||
1.6 | Elect Director R. Glenn Hubbard | Mgmt | For | For | ||||
1.7 | Elect Director John P. Jones | Mgmt | For | For | ||||
1.8 | Elect Director William J. Ready | Mgmt | For | For | ||||
1.9 | Elect Director Carlos A. Rodriguez | Mgmt | For | For | ||||
1.10 | Elect Director Sandra S. Wijnberg | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
Beneficial Bancorp, Inc.
Meeting Date: 04/20/2017 | Primary Security ID: 08171T102 | |||
Record Date: 02/22/2017 | Meeting Type: Annual | Ticker: BNCL |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Gerard P. Cuddy | Mgmt | For | For | ||||
1.2 | Elect Director Frank A. Farnesi | Mgmt | For | For | ||||
1.3 | Elect Director Thomas J. Lewis | Mgmt | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Page 6 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Berkshire Hathaway Inc.
Meeting Date: 05/06/2017 | Primary Security ID: 084670702 | |||
Record Date: 03/08/2017 | Meeting Type: Annual | Ticker: BRK.B |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Warren E. Buffett | Mgmt | For | For | ||||
1.2 | Elect Director Charles T. Munger | Mgmt | For | For | ||||
1.3 | Elect Director Howard G. Buffett | Mgmt | For | For | ||||
1.4 | Elect Director Stephen B. Burke | Mgmt | For | For | ||||
1.5 | Elect Director Susan L. Decker | Mgmt | For | For | ||||
1.6 | Elect Director William H. Gates, III | Mgmt | For | For | ||||
1.7 | Elect Director David S. Gottesman | Mgmt | For | For | ||||
1.8 | Elect Director Charlotte Guyman | Mgmt | For | For | ||||
1.9 | Elect Director Thomas S. Murphy | Mgmt | For | For | ||||
1.10 | Elect Director Ronald L. Olson | Mgmt | For | For | ||||
1.11 | Elect Director Walter Scott, Jr. | Mgmt | For | For | ||||
1.12 | Elect Director Meryl B. Witmer | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Report on Political Contributions | SH | Against | Against | ||||
5 | Assess and Report on Exposure to Climate Change Risks | SH | Against | Against | ||||
6 | Require Divestment from Fossil Fuels | SH | Against | Against |
Brinker International, Inc.
Meeting Date: 11/16/2016 | Primary Security ID: 109641100 | |||
Record Date: 09/19/2016 | Meeting Type: Annual | Ticker: EAT |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Elaine L. Boltz | Mgmt | For | For | ||||
1b | Elect Director Joseph M. DePinto | Mgmt | For | For |
Page 7 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Brinker International, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1c | Elect Director Harriet Edelman | Mgmt | For | For | ||||
1d | Elect Director Michael A. George | Mgmt | For | For | ||||
1e | Elect Director William T. Giles | Mgmt | For | For | ||||
1f | Elect Director Gerardo I. Lopez | Mgmt | For | For | ||||
1g | Elect Director George R. Mrkonic | Mgmt | For | For | ||||
1h | Elect Director Jose Luis Prado | Mgmt | For | For | ||||
1i | Elect Director Wyman T. Roberts | Mgmt | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For |
Brown & Brown, Inc.
Meeting Date: 05/03/2017 | Primary Security ID: 115236101 | |||
Record Date: 02/27/2017 | Meeting Type: Annual | Ticker: BRO |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director J. Hyatt Brown | Mgmt | For | For | ||||
1.2 | Elect Director Samuel P. Bell, III | Mgmt | For | For | ||||
1.3 | Elect Director Hugh M. Brown | Mgmt | For | For | ||||
1.4 | Elect Director J. Powell Brown | Mgmt | For | For | ||||
1.5 | Elect Director Bradley Currey, Jr. | Mgmt | For | For | ||||
1.6 | Elect Director Theodore J. Hoepner | Mgmt | For | For | ||||
1.7 | Elect Director James S. Hunt | Mgmt | For | For | ||||
1.8 | Elect Director Toni Jennings | Mgmt | For | For | ||||
1.9 | Elect Director Timothy R.M. Main | Mgmt | For | For | ||||
1.10 | Elect Director H. Palmer Proctor, Jr. | Mgmt | For | For | ||||
1.11 | Elect Director Wendell S. Reilly | Mgmt | For | For | ||||
1.12 | Elect Director Chilton D. Varner | Mgmt | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For |
Page 8 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Brown & Brown, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For |
Capital Bank Financial Corp.
Meeting Date: 06/14/2017 | Primary Security ID: 139794101 | |||
Record Date: 04/21/2017 | Meeting Type: Annual | Ticker: CBF |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Martha M. Bachman | Mgmt | For | For | ||||
1.2 | Elect Director Richard M. DeMartini | Mgmt | For | For | ||||
1.3 | Elect Director Peter N. Foss | Mgmt | For | For | ||||
1.4 | Elect Director William A. Hodges | Mgmt | For | For | ||||
1.5 | Elect Director Scott B. Kauffman | Mgmt | For | For | ||||
1.6 | Elect Director Oscar A. Keller, III | Mgmt | For | For | ||||
1.7 | Elect Director Marc D. Oken | Mgmt | For | For | ||||
1.8 | Elect Director Robert L. Reid | Mgmt | For | For | ||||
1.9 | Elect Director R. Eugene Taylor | Mgmt | For | For | ||||
1.10 | Elect Director William G. Ward, Sr. | Mgmt | For | For | ||||
2 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For |
Celadon Group, Inc.
Meeting Date: 12/09/2016 | Primary Security ID: 150838100 | |||
Record Date: 10/11/2016 | Meeting Type: Annual | Ticker: CGI |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Paul Will | Mgmt | For | For | ||||
1.2 | Elect Director Catherine Langham | Mgmt | For | Withhold |
Page 9 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Celadon Group, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.3 | Elect Director Michael Miller | Mgmt | For | Withhold | ||||
1.4 | Elect Director Kenneth Buck, Jr. | Mgmt | For | For | ||||
1.5 | Elect Director Robert Long | Mgmt | For | Withhold | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For |
Central Pacific Financial Corp.
Meeting Date: 04/28/2017 | Primary Security ID: 154760409 | |||
Record Date: 02/24/2017 | Meeting Type: Annual | Ticker: CPF |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Christine H. H. Camp | Mgmt | For | For | ||||
1.2 | Elect Director John C. Dean | Mgmt | For | For | ||||
1.3 | Elect Director Earl E. Fry | Mgmt | For | For | ||||
1.4 | Elect Director Wayne K. Kamitaki | Mgmt | For | For | ||||
1.5 | Elect Director Paul J. Kosasa | Mgmt | For | For | ||||
1.6 | Elect Director Duane K. Kurisu | Mgmt | For | For | ||||
1.7 | Elect Director Colbert M. Matsumoto | Mgmt | For | For | ||||
1.8 | Elect Director A. Catherine Ngo | Mgmt | For | For | ||||
1.9 | Elect Director Saedene K. Ota | Mgmt | For | For | ||||
1.10 | Elect Director Crystal K. Rose | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
Page 10 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Church & Dwight Co., Inc.
Meeting Date: 05/04/2017 | Primary Security ID: 171340102 | |||
Record Date: 03/07/2017 | Meeting Type: Annual | Ticker: CHD |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote Instruction | ||||
1a | Elect Director James R. Craigie | Mgmt | For | For | ||||
1b | Elect Director Robert D. LeBlanc | Mgmt | For | For | ||||
1c | Elect Director Janet S. Vergis | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
5 | Increase Authorized Common Stock | Mgmt | For | For | ||||
6 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
CIRCOR International, Inc.
Meeting Date: 05/10/2017 | Primary Security ID: 17273K109 | |||
Record Date: 03/20/2017 | Meeting Type: Annual | Ticker: CIR |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Scott A. Buckhout | Mgmt | For | For | ||||
1.2 | Elect Director John (Andy) O’Donnell | Mgmt | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Page 11 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Citigroup Inc.
Meeting Date: 04/25/2017 | Primary Security ID: 172967424 | |||
Record Date: 02/27/2017 | Meeting Type: Annual | Ticker: C |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Michael L. Corbat | Mgmt | For | For | ||||
1b | Elect Director Ellen M. Costello | Mgmt | For | For | ||||
1c | Elect Director Duncan P. Hennes | Mgmt | For | For | ||||
1d | Elect Director Peter B. Henry | Mgmt | For | For | ||||
1e | Elect Director Franz B. Humer | Mgmt | For | For | ||||
1f | Elect Director Renee J. James | Mgmt | For | For | ||||
1g | Elect Director Eugene M. McQuade | Mgmt | For | For | ||||
1h | Elect Director Michael E. O’Neill | Mgmt | For | For | ||||
1i | Elect Director Gary M. Reiner | Mgmt | For | For | ||||
1j | Elect Director Anthony M. Santomero | Mgmt | For | For | ||||
1k | Elect Director Diana L. Taylor | Mgmt | For | For | ||||
1l | Elect Director William S. Thompson, Jr. | Mgmt | For | For | ||||
1m | Elect Director James S. Turley | Mgmt | For | For | ||||
1n | Elect Director Deborah C. Wright | Mgmt | For | For | ||||
1o | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Demonstrate No Gender Pay Gap | SH | Against | Against | ||||
6 | Appoint a Stockholder Value Committee | SH | Against | Against | ||||
7 | Report on Lobbying Payments and Policy | SH | Against | For | ||||
8 | Claw-back of Payments under Restatements | SH | Against | Against | ||||
9 | Limit/Prohibit Accelerated Vesting of Awards | SH | Against | For |
Page 12 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Colgate-Palmolive Company
Meeting Date: 05/12/2017 | Primary Security ID: 194162103 | |||
Record Date: 03/13/2017 | Meeting Type: Annual | Ticker: CL |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Charles A. Bancroft | Mgmt | For | For | ||||
1b | Elect Director John P. Bilbrey | Mgmt | For | For | ||||
1c | Elect Director John T. Cahill | Mgmt | For | For | ||||
1d | Elect Director Ian Cook | Mgmt | For | For | ||||
1e | Elect Director Helene D. Gayle | Mgmt | For | For | ||||
1f | Elect Director Ellen M. Hancock | Mgmt | For | For | ||||
1g | Elect Director C. Martin Harris | Mgmt | For | For | ||||
1h | Elect Director Lorrie M. Norrington | Mgmt | For | For | ||||
1i | Elect Director Michael B. Polk | Mgmt | For | For | ||||
1j | Elect Director Stephen I. Sadove | Mgmt | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For |
Comerica Incorporated
Meeting Date: 04/25/2017 | Primary Security ID: 200340107 | |||
Record Date: 02/24/2017 | Meeting Type: Annual | Ticker: CMA |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Ralph W. Babb, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director Michael E. Collins | Mgmt | For | For | ||||
1.3 | Elect Director Roger A. Cregg | Mgmt | For | For | ||||
1.4 | Elect Director T. Kevin DeNicola | Mgmt | For | For | ||||
1.5 | Elect Director Jacqueline P. Kane | Mgmt | For | For | ||||
1.6 | Elect Director Richard G. Lindner | Mgmt | For | For | ||||
1.7 | Elect Director Alfred A. Piergallini | Mgmt | For | For |
Page 13 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Comerica Incorporated
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.8 | Elect Director Robert S. Taubman | Mgmt | For | For | ||||
1.9 | Elect Director Reginald M. Turner, Jr. | Mgmt | For | For | ||||
1.10 | Elect Director Nina G. Vaca | Mgmt | For | For | ||||
1.11 | Elect Director Michael G. Van de Ven | Mgmt | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Cousins Properties Incorporated
Meeting Date: 04/25/2017 | Primary Security ID: 222795106 | |||
Record Date: 03/01/2017 | Meeting Type: Annual | Ticker: CUZ |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Charles T. Cannada | Mgmt | For | For | ||||
1b | Elect Director Edward M. Casal | Mgmt | For | For | ||||
1c | Elect Director Robert M. Chapman | Mgmt | For | For | ||||
1d | Elect Director Lawrence L. Gellerstedt, III | Mgmt | For | For | ||||
1e | Elect Director Lillian C. Giornelli | Mgmt | For | For | ||||
1f | Elect Director S. Taylor Glover | Mgmt | For | For | ||||
1g | Elect Director Donna W. Hyland | Mgmt | For | For | ||||
1h | Elect Director Brenda J. Mixson | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
Page 14 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Darden Restaurants, Inc.
Meeting Date: 09/29/2016 | Primary Security ID: 237194105 | |||
Record Date: 08/01/2016 | Meeting Type: Annual | Ticker: DRI |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Margaret Shan Atkins | Mgmt | For | For | ||||
1.2 | Elect Director Jean M. Birch | Mgmt | For | For | ||||
1.3 | Elect Director Bradley D. Blum | Mgmt | For | For | ||||
1.4 | Elect Director James P. Fogarty | Mgmt | For | For | ||||
1.5 | Elect Director Cynthia T. Jamison | Mgmt | For | For | ||||
1.6 | Elect Director Eugene I. (Gene) Lee, Jr. | Mgmt | For | For | ||||
1.7 | Elect Director William S. Simon | Mgmt | For | For | ||||
1.8 | Elect Director Charles M. (Chuck) Sonsteby | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
4 | Adopt a Policy to Phase Out Non-Therapeutic Use of Antibiotics in the Meat Supply Chain | SH | Against | Against |
Diageo plc
Meeting Date: 09/21/2016 | Primary Security ID: G42089113 | |||
Record Date: 08/05/2016 | Meeting Type: Annual | Ticker: DGE |
Proposal | Proposal Text | Proponent | �� | Mgmt Rec | Vote | |||
Meeting for ADR Holders | Mgmt | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
2 | Approve Remuneration Report | Mgmt | For | For | ||||
3 | Approve Final Dividend | Mgmt | For | For | ||||
4 | Re-elect Peggy Bruzelius as Director | Mgmt | For | For | ||||
5 | Re-elect Lord Davies of Abersoch as Director | Mgmt | For | For | ||||
6 | Re-elect Ho KwonPing as Director | Mgmt | For | For | ||||
7 | Re-elect Betsy Holden as Director | Mgmt | For | For | ||||
8 | Re-elect Dr Franz Humer as Director | Mgmt | For | For | ||||
9 | Re-elect Nicola Mendelsohn as Director | Mgmt | For | For |
Page 15 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Diageo plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
10 | Re-elect Ivan Menezes as Director | Mgmt | For | For | ||||
11 | Re-elect Philip Scott as Director | Mgmt | For | For | ||||
12 | Re-elect Alan Stewart as Director | Mgmt | For | For | ||||
13 | Elect Javier Ferran as Director | Mgmt | For | For | ||||
14 | Elect Kathryn Mikells as Director | Mgmt | For | For | ||||
15 | Elect Emma Walmsley as Director | Mgmt | For | For | ||||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||||
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||||
20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | ||||
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Eaton Corporation plc
Meeting Date: 04/26/2017 | Primary Security ID: G29183103 | |||
Record Date: 02/27/2017 | Meeting Type: Annual | Ticker: ETN |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Craig Arnold | Mgmt | For | For | ||||
1b | Elect Director Todd M. Bluedorn | Mgmt | For | For | ||||
1c | Elect Director Christopher M. Connor | Mgmt | For | For | ||||
1d | Elect Director Michael J. Critelli | Mgmt | For | For | ||||
1e | Elect Director Richard H. Fearon | Mgmt | For | For | ||||
1f | Elect Director Charles E. Golden | Mgmt | For | For | ||||
1g | Elect Director Arthur E. Johnson | Mgmt | For | For | ||||
1h | Elect Director Deborah L. McCoy | Mgmt | For | For | ||||
1i | Elect Director Gregory R. Page | Mgmt | For | For | ||||
1j | Elect Director Sandra Pianalto | Mgmt | For | For |
Page 16 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Eaton Corporation plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1k | Elect Director Gerald B. Smith | Mgmt | For | For | ||||
1l | Elect Director Dorothy C. Thompson | Mgmt | For | For | ||||
2 | Provide Proxy Access Right | Mgmt | For | For | ||||
3 | Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting | Mgmt | For | For | ||||
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
7 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||||
8 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||||
9 | Approval of Overseas Market Purchases of the Company Shares | Mgmt | For | For |
eBay Inc.
Meeting Date: 05/18/2017 | Primary Security ID: 278642103 | |||
Record Date: 03/20/2017 | Meeting Type: Annual | Ticker: EBAY |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Fred D. Anderson, Jr. | Mgmt | For | For | ||||
1b | Elect Director Edward W. Barnholt | Mgmt | For | For | ||||
1c | Elect Director Anthony J. Bates | Mgmt | For | For | ||||
1d | Elect Director Logan D. Green | Mgmt | For | For | ||||
1e | Elect Director Bonnie S. Hammer | Mgmt | For | For | ||||
1f | Elect Director Kathleen C. Mitic | Mgmt | For | For | ||||
1g | Elect Director Pierre M. Omidyar | Mgmt | For | For | ||||
1h | Elect Director Paul S. Pressler | Mgmt | For | For | ||||
1i | Elect Director Robert H. Swan | Mgmt | For | For | ||||
1j | Elect Director Thomas J. Tierney | Mgmt | For | For |
Page 17 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
eBay Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1k | Elect Director Perry M. Traquina | Mgmt | For | For | ||||
1l | Elect Director Devin N. Wenig | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
5 | Provide Right to Act by Written Consent | SH | Against | For |
FLIR Systems, Inc.
Meeting Date: 04/21/2017 | Primary Security ID: 302445101 | |||
Record Date: 02/24/2017 | Meeting Type: Annual | Ticker: FLIR |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director John D. Carter | Mgmt | For | For | ||||
1b | Elect Director William W. Crouch | Mgmt | For | For | ||||
1c | Elect Director Catherine A. Halligan | Mgmt | For | For | ||||
1d | Elect Director Earl R. Lewis | Mgmt | For | For | ||||
1e | Elect Director Angus L. Macdonald | Mgmt | For | For | ||||
1f | Elect Director Michael T. Smith | Mgmt | For | For | ||||
1g | Elect Director Cathy A. Stauffer | Mgmt | For | For | ||||
1h | Elect Director Andrew C. Teich | Mgmt | For | For | ||||
1i | Elect Director John W. Wood, Jr. | Mgmt | For | For | ||||
1j | Elect Director Steven E. Wynne | Mgmt | For | For | ||||
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Page 18 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Four Corners Property Trust, Inc.
Meeting Date: 06/16/2017 | Primary Security ID: 35086T109 | |||
Record Date: 04/19/2017 | Meeting Type: Annual | Ticker: FCPT |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director William H. Lenehan | Mgmt | For | For | ||||
1b | Elect Director Douglas B. Hansen, Jr. | Mgmt | For | For | ||||
1c | Elect Director John S. Moody | Mgmt | For | For | ||||
1d | Elect Director Marran H. Ogilvie | Mgmt | For | For | ||||
1e | Elect Director Paul E. Szurek | Mgmt | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
General Dynamics Corporation
Meeting Date: 05/03/2017 | Primary Security ID: 369550108 | |||
Record Date: 03/06/2017 | Meeting Type: Annual | Ticker: GD |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Nicholas D. Chabraja | Mgmt | For | For | ||||
1b | Elect Director James S. Crown | Mgmt | For | For | ||||
1c | Elect Director Rudy F. deLeon | Mgmt | For | For | ||||
1d | Elect Director John M. Keane | Mgmt | For | For | ||||
1e | Elect Director Lester L. Lyles | Mgmt | For | For | ||||
1f | Elect Director Mark M. Malcolm | Mgmt | For | For | ||||
1g | Elect Director Phebe N. Novakovic | Mgmt | For | For | ||||
1h | Elect Director William A. Osborn | Mgmt | For | For | ||||
1i | Elect Director Catherine B. Reynolds | Mgmt | For | For | ||||
1j | Elect Director Laura J. Schumacher | Mgmt | For | For | ||||
1k | Elect Director Peter A. Wall | Mgmt | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
Page 19 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
General Dynamics Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For |
GlaxoSmithKline plc
Meeting Date: 05/04/2017 | Primary Security ID: G3910J112 | |||
Record Date: 03/27/2017 | Meeting Type: Annual | Ticker: GSK |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
2 | Approve Remuneration Report | Mgmt | For | For | ||||
3 | Approve Remuneration Policy | Mgmt | For | For | ||||
4 | Elect Emma Walmsley as Director | Mgmt | For | For | ||||
5 | Elect Dr Vivienne Cox as Director | Mgmt | For | For | ||||
6 | Elect Dr Patrick Vallance as Director | Mgmt | For | For | ||||
7 | Re-elect Philip Hampton as Director | Mgmt | For | For | ||||
8 | Re-elect Sir Roy Anderson as Director | Mgmt | For | For | ||||
9 | Re-elect Vindi Banga as Director | Mgmt | For | For | ||||
10 | Re-elect Simon Dingemans as Director | Mgmt | For | For | ||||
11 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | ||||
12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | ||||
13 | Re-elect Judy Lewent as Director | Mgmt | For | For | ||||
14 | Re-elect Urs Rohner as Director | Mgmt | For | For | ||||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
16 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | ||||
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||||
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
Page 20 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
GlaxoSmithKline plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||||
20 | Authorise Issue of Equity with Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | ||||
21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | ||||
22 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | For | ||||
23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | ||||
24 | Approve Performance Share Plan | Mgmt | For | For | ||||
25 | Approve Deferred Annual Bonus Plan | Mgmt | For | For |
Hess Corporation
Meeting Date: 06/07/2017 | Primary Security ID: 42809H107 | |||
Record Date: 04/19/2017 | Meeting Type: Annual | Ticker: HES |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Rodney F. Chase | Mgmt | For | For | ||||
1.2 | Elect Director Terrence J. Checki | Mgmt | For | For | ||||
1.3 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | ||||
1.4 | Elect Director John B. Hess | Mgmt | For | For | ||||
1.5 | Elect Director Edith E. Holiday | Mgmt | For | For | ||||
1.6 | Elect Director Risa Lavizzo-Mourey | Mgmt | For | For | ||||
1.7 | Elect Director Marc S. Lipschultz | Mgmt | For | For | ||||
1.8 | Elect Director David McManus | Mgmt | For | For | ||||
1.9 | Elect Director Kevin O. Meyers | Mgmt | For | For | ||||
1.10 | Elect Director James H. Quigley | Mgmt | For | For | ||||
1.11 | Elect Director Fredric G. Reynolds | Mgmt | For | For | ||||
1.12 | Elect Director William G. Schrader | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Page 21 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Hess Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | ||||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Report on Plans to Address Stranded Carbon Asset Risks | SH | Against | Abstain |
Hyatt Hotels Corporation
Meeting Date: 05/17/2017 | Primary Security ID: 448579102 | |||
Record Date: 03/24/2017 | Meeting Type: Annual | Ticker: H |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Thomas J. Pritzker | Mgmt | For | For | ||||
1.2 | Elect Director Pamela M. Nicholson | Mgmt | For | For | ||||
1.3 | Elect Director Richard C. Tuttle | Mgmt | For | For | ||||
1.4 | Elect Director James H. Wooten, Jr. | Mgmt | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Invacare Corporation
Meeting Date: 05/18/2017 | Primary Security ID: 461203101 | |||
Record Date: 03/22/2017 | Meeting Type: Annual | Ticker: IVC |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Susan H. Alexander | Mgmt | For | For | ||||
1.2 | Elect Director Marc M. Gibeley | Mgmt | For | For | ||||
1.3 | Elect Director C. Martin Harris | Mgmt | For | For | ||||
1.4 | Elect Director Michael J. Merriman | Mgmt | For | For | ||||
1.5 | Elect Director Matthew E. Monaghan | Mgmt | For | For | ||||
1.6 | Elect Director Clifford D. Nastas | Mgmt | For | For |
Page 22 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Invacare Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.7 | Elect Director Baiju R. Shah | Mgmt | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Invesco Ltd.
Meeting Date: 05/11/2017 | Primary Security ID: G491BT108 | |||
Record Date: 03/13/2017 | Meeting Type: Annual | Ticker: IVZ |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Sarah E. Beshar | Mgmt | For | For | ||||
1.2 | Elect Director Joseph R. Canion | Mgmt | For | For | ||||
1.3 | Elect Director Martin L. Flanagan | Mgmt | For | For | ||||
1.4 | Elect Director C. Robert Henrikson | Mgmt | For | For | ||||
1.5 | Elect Director Ben F. Johnson, III | Mgmt | For | For | ||||
1.6 | Elect Director Denis Kessler | Mgmt | For | For | ||||
1.7 | Elect Director Nigel Sheinwald | Mgmt | For | For | ||||
1.8 | Elect Director G. Richard Wagoner, Jr. | Mgmt | For | For | ||||
1.9 | Elect Director Phoebe A. Wood | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Provide Proxy Access Right | Mgmt | For | For | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Page 23 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Johnson & Johnson
Meeting Date: 04/27/2017 | Primary Security ID: 478160104 | |||
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: JNJ |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Mary C. Beckerle | Mgmt | For | For | ||||
1b | Elect Director D. Scott Davis | Mgmt | For | For | ||||
1c | Elect Director Ian E. L. Davis | Mgmt | For | For | ||||
1d | Elect Director Alex Gorsky | Mgmt | For | For | ||||
1e | Elect Director Mark B. McClellan | Mgmt | For | For | ||||
1f | Elect Director Anne M. Mulcahy | Mgmt | For | For | ||||
1g | Elect Director William D. Perez | Mgmt | For | For | ||||
1h | Elect Director Charles Prince | Mgmt | For | For | ||||
1i | Elect Director A. Eugene Washington | Mgmt | For | For | ||||
1j | Elect Director Ronald A. Williams | Mgmt | For | For | ||||
2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
6 | Require Independent Board Chairman | SH | Against | For |
KeyCorp
Meeting Date: 05/18/2017 | Primary Security ID: 493267108 | |||
Record Date: 03/24/2017 | Meeting Type: Annual | Ticker: KEY |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Austin A. Adams | Mgmt | For | For | ||||
1.2 | Elect Director Bruce D. Broussard | Mgmt | For | For | ||||
1.3 | Elect Director Charles P. Cooley | Mgmt | For | For | ||||
1.4 | Elect Director Gary M. Crosby | Mgmt | For | For | ||||
1.5 | Elect Director Alexander M. Cutler | Mgmt | For | For | ||||
1.6 | Elect Director H. James Dallas | Mgmt | For | For |
Page 24 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
KeyCorp
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.7 | Elect Director Elizabeth R. Gile | Mgmt | For | For | ||||
1.8 | Elect Director Ruth Ann M. Gillis | Mgmt | For | For | ||||
1.9 | Elect Director William G. Gisel, Jr. | Mgmt | For | For | ||||
1.10 | Elect Director Carlton L. Highsmith | Mgmt | For | For | ||||
1.11 | Elect Director Richard J. Hipple | Mgmt | For | For | ||||
1.12 | Elect Director Kristen L. Manos | Mgmt | For | For | ||||
1.13 | Elect Director Beth E. Mooney | Mgmt | For | For | ||||
1.14 | Elect Director Demos Parneros | Mgmt | For | For | ||||
1.15 | Elect Director Barbara R. Snyder | Mgmt | For | For | ||||
1.16 | Elect Director David K. Wilson | Mgmt | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Require Independent Board Chairman | SH | Against | Against |
Kirby Corporation
Meeting Date: 04/25/2017 | Primary Security ID: 497266106 | |||
Record Date: 03/01/2017 | Meeting Type: Annual | Ticker: KEX |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Richard J. Alario | Mgmt | For | For | ||||
1.2 | Elect Director David W. Grzebinski | Mgmt | For | For | ||||
1.3 | Elect Director Richard R. Stewart | Mgmt | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Page 25 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Legg Mason, Inc.
Meeting Date: 07/26/2016 | Primary Security ID: 524901105 | |||
Record Date: 05/26/2016 | Meeting Type: Annual | Ticker: LM |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Robert E. Angelica | Mgmt | For | For | ||||
1.2 | Elect Director Carol Anthony ‘John’ Davidson | Mgmt | For | For | ||||
1.3 | Elect Director Barry W. Huff | Mgmt | For | For | ||||
1.4 | Elect Director Dennis M. Kass | Mgmt | For | For | ||||
1.5 | Elect Director Cheryl Gordon Krongard | Mgmt | For | For | ||||
1.6 | Elect Director John V. Murphy | Mgmt | For | For | ||||
1.7 | Elect Director John H. Myers | Mgmt | For | For | ||||
1.8 | Elect Director W. Allen Reed | Mgmt | For | For | ||||
1.9 | Elect Director Margaret Milner Richardson | Mgmt | For | For | ||||
1.10 | Elect Director Kurt L. Schmoke | Mgmt | For | For | ||||
1.11 | Elect Director Joseph A. Sullivan | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Leucadia National Corporation
Meeting Date: 05/25/2017 | Primary Security ID: 527288104 | |||
Record Date: 03/30/2017 | Meeting Type: Annual | Ticker: LUK |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Linda L. Adamany | Mgmt | For | For | ||||
1.2 | Elect Director Robert D. Beyer | Mgmt | For | For | ||||
1.3 | Elect Director Francisco L. Borges | Mgmt | For | For | ||||
1.4 | Elect Director W. Patrick Campbell | Mgmt | For | For | ||||
1.5 | Elect Director Brian P. Friedman | Mgmt | For | For |
Page 26 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Leucadia National Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.6 | Elect Director Richard B. Handler | Mgmt | For | For | ||||
1.7 | Elect Director Robert E. Joyal | Mgmt | For | For | ||||
1.8 | Elect Director Jeffrey C. Keil | Mgmt | For | For | ||||
1.9 | Elect Director Michael T. O’Kane | Mgmt | For | For | ||||
1.10 | Elect Director Stuart H. Reese | Mgmt | For | For | ||||
1.11 | Elect Director Joseph S. Steinberg | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
Lowe’s Companies, Inc.
Meeting Date: 06/02/2017 | Primary Security ID: 548661107 | |||
Record Date: 03/24/2017 | Meeting Type: Annual | Ticker: LOW |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Raul Alvarez | Mgmt | For | For | ||||
1.2 | Elect Director Angela F. Braly | Mgmt | For | For | ||||
1.3 | Elect Director Sandra B. Cochran | Mgmt | For | For | ||||
1.4 | Elect Director Laurie Z. Douglas | Mgmt | For | For | ||||
1.5 | Elect Director Richard W. Dreiling | Mgmt | For | For | ||||
1.6 | Elect Director Robert L. Johnson | Mgmt | For | For | ||||
1.7 | Elect Director Marshall O. Larsen | Mgmt | For | For | ||||
1.8 | Elect Director James H. Morgan | Mgmt | For | For | ||||
1.9 | Elect Director Robert A. Niblock | Mgmt | For | For | ||||
1.10 | Elect Director Bertram L. Scott | Mgmt | For | For | ||||
1.11 | Elect Director Eric C. Wiseman | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
Page 27 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Lowe’s Companies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
5 | Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals | SH | Against | Against |
Marsh & McLennan Companies, Inc.
Meeting Date: 05/18/2017 | Primary Security ID: 571748102 | |||
Record Date: 03/20/2017 | Meeting Type: Annual | Ticker: MMC |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Anthony K. Anderson | Mgmt | For | For | ||||
1b | Elect Director Oscar Fanjul | Mgmt | For | For | ||||
1c | Elect Director Daniel S. Glaser | Mgmt | For | For | ||||
1d | Elect Director H. Edward Hanway | Mgmt | For | For | ||||
1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | ||||
1f | Elect Director Elaine La Roche | Mgmt | For | For | ||||
1g | Elect Director Steven A. Mills | Mgmt | For | For | ||||
1h | Elect Director Bruce P. Nolop | Mgmt | For | For | ||||
1i | Elect Director Marc D. Oken | Mgmt | For | For | ||||
1j | Elect Director Morton O. Schapiro | Mgmt | For | For | ||||
1k | Elect Director Lloyd M. Yates | Mgmt | For | For | ||||
1l | Elect Director R. David Yost | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | ||||
5 | Adopt Holy Land Principles | SH | Against | Against |
Page 28 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Merck & Co., Inc.
Meeting Date: 05/23/2017 | Primary Security ID: 58933Y105 | |||
Record Date: 03/27/2017 | Meeting Type: Annual | Ticker: MRK |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Leslie A. Brun | Mgmt | For | For | ||||
1b | Elect Director Thomas R. Cech | Mgmt | For | For | ||||
1c | Elect Director Pamela J. Craig | Mgmt | For | For | ||||
1d | Elect Director Kenneth C. Frazier | Mgmt | For | For | ||||
1e | Elect Director Thomas H. Glocer | Mgmt | For | For | ||||
1f | Elect Director Rochelle B. Lazarus | Mgmt | For | For | ||||
1g | Elect Director John H. Noseworthy | Mgmt | For | For | ||||
1h | Elect Director Carlos E. Represas | Mgmt | For | For | ||||
1i | Elect Director Paul B. Rothman | Mgmt | For | For | ||||
1j | Elect Director Patricia F. Russo | Mgmt | For | For | ||||
1k | Elect Director Craig B. Thompson | Mgmt | For | For | ||||
1l | Elect Director Wendell P. Weeks | Mgmt | For | For | ||||
1m | Elect Director Peter C. Wendell | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
5 | Require Independent Board Chairman | SH | Against | For | ||||
6 | Adopt Holy Land Principles | SH | Against | Against | ||||
7 | Report on Risks of Doing Business in Conflict-Affected Areas | SH | Against | For | ||||
8 | Report on Board Oversight of Product Safety and Quality | SH | Against | Against |
Page 29 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Microsoft Corporation
Meeting Date: 11/30/2016 | Primary Security ID: 594918104 | |||
Record Date: 09/30/2016 | Meeting Type: Annual | Ticker: MSFT |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director William H. Gates, lll | Mgmt | For | For | ||||
1.2 | Elect Director Teri L. List-Stoll | Mgmt | For | For | ||||
1.3 | Elect Director G. Mason Morfit | Mgmt | For | For | ||||
1.4 | Elect Director Satya Nadella | Mgmt | For | For | ||||
1.5 | Elect Director Charles H. Noski | Mgmt | For | For | ||||
1.6 | Elect Director Helmut Panke | Mgmt | For | For | ||||
1.7 | Elect Director Sandra E. Peterson | Mgmt | For | For | ||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | ||||
1.9 | Elect Director John W. Stanton | Mgmt | For | For | ||||
1.10 | Elect Director John W. Thompson | Mgmt | For | For | ||||
1.11 | Elect Director Padmasree Warrior | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | ||||
4 | Amend Right to Call Special Meeting | Mgmt | For | For | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Proxy Access | SH | Against | For |
Mondelez International, Inc.
Meeting Date: 05/17/2017 | Primary Security ID: 609207105 | |||
Record Date: 03/08/2017 | Meeting Type: Annual | Ticker: MDLZ |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Lewis W.K. Booth | Mgmt | For | For | ||||
1b | Elect Director Charles E. Bunch | Mgmt | For | For | ||||
1c | Elect Director Lois D. Juliber | Mgmt | For | For | ||||
1d | Elect Director Mark D. Ketchum | Mgmt | For | For | ||||
1e | Elect Director Jorge S. Mesquita | Mgmt | For | For | ||||
1f | Elect Director Joseph Neubauer | Mgmt | For | For |
Page 30 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Mondelez International, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1g | Elect Director Nelson Peltz | Mgmt | For | For | ||||
1h | Elect Director Fredric G. Reynolds | Mgmt | For | For | ||||
1i | Elect Director Irene B. Rosenfeld | Mgmt | For | For | ||||
1j | Elect Director Christiana S. Shi | Mgmt | For | For | ||||
1k | Elect Director Patrick T. Siewert | Mgmt | For | For | ||||
1l | Elect Director Ruth J. Simmons | Mgmt | For | For | ||||
1m | Elect Director Jean-Francois M. L. van Boxmeer | Mgmt | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Assess Environmental Impact of Non-Recyclable Packaging | SH | Against | Against | ||||
6 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives | SH | Against | Against |
Nestle SA
Meeting Date: 04/06/2017 | Primary Security ID: H57312649 | |||
Record Date: | Meeting Type: Annual | Ticker: NESN |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
1.2 | Approve Remuneration Report | Mgmt | For | For | ||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | ||||
3 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Mgmt | For | For | ||||
4.1a | Reelect Paul Bulcke as Director | Mgmt | For | For | ||||
4.1b | Reelect Andreas Koopmann as Director | Mgmt | For | For | ||||
4.1c | Reelect Henri de Castries as Director | Mgmt | For | For | ||||
4.1d | Reelect Beat W. Hess as Director | Mgmt | For | For |
Page 31 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Nestle SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
4.1e | Reelect Renato Fassbind as Director | Mgmt | For | For | ||||
4.1f | Reelect Steven G. Hoch as Director | Mgmt | For | For | ||||
4.1g | Reelect Naina Lal Kidwai as Director | Mgmt | For | For | ||||
4.1h | Reelect Jean-Pierre Roth as Director | Mgmt | For | For | ||||
4.1i | Reelect Ann M. Veneman as Director | Mgmt | For | For | ||||
4.1j | Reelect Eva Cheng as Director | Mgmt | For | For | ||||
4.1k | Reelect Ruth K. Oniang’o as Director | Mgmt | For | For | ||||
4.1l | Reelect Patrick Aebischer as Director | Mgmt | For | For | ||||
4.2a | Elect Ulf Mark Schneider as Director | Mgmt | For | For | ||||
4.2b | Elect Ursula M. Burns as Director | Mgmt | For | For | ||||
4.3 | Elect Paul Bulcke as Board Chairman | Mgmt | For | For | ||||
4.4a | Appoint Beat W. Hess as Member of the Compensation Committee | Mgmt | For | For | ||||
4.4b | Appoint Andreas Koopmann as Member of the Compensation Committee | Mgmt | For | For | ||||
4.4c | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Mgmt | For | For | ||||
4.4d | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | ||||
4.5 | Ratify KPMG AG as Auditors | Mgmt | For | For | ||||
4.6 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | ||||
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | For | ||||
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | Mgmt | For | For | ||||
6 | Transact Other Business (Voting) | Mgmt | Against | Against |
Noble Energy, Inc.
Meeting Date: 04/25/2017 | Primary Security ID: 655044105 | |||
Record Date: 02/24/2017 | Meeting Type: Annual | Ticker: NBL |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Jeffrey L. Berenson | Mgmt | For | For |
Page 32 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Noble Energy, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1b | Elect Director Michael A. Cawley | Mgmt | For | For | ||||
1c | Elect Director Edward F. Cox | Mgmt | For | For | ||||
1d | Elect Director James E. Craddock | Mgmt | For | Against | ||||
1e | Elect Director Thomas J. Edelman | Mgmt | For | For | ||||
1f | Elect Director Kirby L. Hedrick | Mgmt | For | For | ||||
1g | Elect Director David L. Stover | Mgmt | For | For | ||||
1h | Elect Director Scott D. Urban | Mgmt | For | For | ||||
1i | Elect Director William T. Van Kleef | Mgmt | For | For | ||||
1j | Elect Director Molly K. Williamson | Mgmt | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | SH | Against | Against |
OneBeacon Insurance Group, Ltd.
Meeting Date: 05/24/2017 | Primary Security ID: G67742109 | |||
Record Date: 03/29/2017 | Meeting Type: Annual | Ticker: OB |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director David T. Foy *Withdrawn Resolution* | Mgmt | ||||||
1.2 | Elect Director Ira H. Malis | Mgmt | For | For | ||||
1.3 | Elect Director Patrick A. Thiele | Mgmt | For | For | ||||
2 | Elect Director G. Manning Rountree | Mgmt | For | For | ||||
3 | Elect Directors Christopher G. Garrod, Sarah A. Kolar, Kevin Pearson and John C. Treacy to the Board of Directors of Split Rock Insurance, Ltd | Mgmt | For | For | ||||
4 | Elect Directors Sarah A. Kolar, Jonah Pfeffer and Davinia Smith to the Board of Directors of Grand Marais Capital Limited | Mgmt | For | For |
Page 33 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
OneBeacon Insurance Group, Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
5 | Elect Subsidiary Directors Paul H. McDonough, John C. Treacy, Kevin Pearson and Sarah A. Kolar to any New Designated Subsidiary | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
8 | Approve Omnibus Stock Plan | Mgmt | For | Against | ||||
9 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Oritani Financial Corp.
Meeting Date: 11/22/2016 | Primary Security ID: 68633D103 | |||
Record Date: 10/10/2016 | Meeting Type: Annual | Ticker: ORIT |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Nicholas Antonaccio | Mgmt | For | For | ||||
1.2 | Elect Director Harvey R. Hirschfeld | Mgmt | For | For | ||||
1.3 | Elect Director Kevin J. Lynch | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For |
Parkway Properties, Inc.
Meeting Date: 08/23/2016 | Primary Security ID: 70159Q104 | |||
Record Date: 07/15/2016 | Meeting Type: Special | Ticker: PKY |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1 | Approve Merger Agreement | Mgmt | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | ||||
3 | Adjourn Meeting | Mgmt | For | For |
Page 34 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Patterson Companies, Inc.
Meeting Date: 09/12/2016 | Primary Security ID: 703395103 | |||
Record Date: 07/15/2016 | Meeting Type: Annual | Ticker: PDCO |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Scott P. Anderson | Mgmt | For | For | ||||
1.2 | Elect Director John D. Buck | Mgmt | For | For | ||||
1.3 | Elect Director Jody H. Feragen | Mgmt | For | For | ||||
1.4 | Elect Director Sarena S. Lin | Mgmt | For | For | ||||
1.5 | Elect Director Ellen A. Rudnick | Mgmt | For | For | ||||
1.6 | Elect Director Neil A. Schrimsher | Mgmt | For | For | ||||
1.7 | Elect Director Les C. Vinney | Mgmt | For | For | ||||
1.8 | Elect Director James W. Wiltz | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
Paychex, Inc.
Meeting Date: 10/12/2016 | Primary Security ID: 704326107 | |||
Record Date: 08/15/2016 | Meeting Type: Annual | Ticker: PAYX |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director B. Thomas Golisano | Mgmt | For | For | ||||
1b | Elect Director Joseph G. Doody | Mgmt | For | For | ||||
1c | Elect Director David J.S. Flaschen | Mgmt | For | For | ||||
1d | Elect Director Phillip Horsley | Mgmt | For | For | ||||
1e | Elect Director Grant M. Inman | Mgmt | For | For | ||||
1f | Elect Director Pamela A. Joseph | Mgmt | For | For | ||||
1g | Elect Director Martin Mucci | Mgmt | For | For | ||||
1h | Elect Director Joseph M. Tucci | Mgmt | For | For | ||||
1i | Elect Director Joseph M. Velli | Mgmt | For | For |
Page 35 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Paychex, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
PayPal Holdings, Inc.
Meeting Date: 05/24/2017 | Primary Security ID: 70450Y103 | |||
Record Date: 04/05/2017 | Meeting Type: Annual | Ticker: PYPL |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Wences Casares | Mgmt | For | For | ||||
1b | Elect Director Jonathan Christodoro | Mgmt | For | For | ||||
1c | Elect Director John J. Donahoe | Mgmt | For | For | ||||
1d | Elect Director David W. Dorman | Mgmt | For | For | ||||
1e | Elect Director Belinda J. Johnson | Mgmt | For | For | ||||
1f | Elect Director Gail J. McGovern | Mgmt | For | For | ||||
1g | Elect Director David M. Moffett | Mgmt | For | For | ||||
1h | Elect Director Daniel H. Schulman | Mgmt | For | For | ||||
1i | Elect Director Frank D. Yeary | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Amend Certificate of Incorporation | Mgmt | For | For | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
5 | Provide Right to Act by Written Consent | SH | Against | For | ||||
6 | Report on Sustainability | SH | Against | For | ||||
7 | Report on Feasibility of Net-Zero GHG Emissions | SH | Against | For |
Page 36 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
PJT Partners Inc.
Meeting Date: 05/04/2017 | Primary Security ID: 69343T107 | |||
Record Date: 03/07/2017 | Meeting Type: Annual | Ticker: PJT |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Dennis S. Hersch | Mgmt | For | Withhold | ||||
1b | Elect Director Thomas M. Ryan | Mgmt | For | Withhold | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
Primerica, Inc.
Meeting Date: 05/17/2017 | Primary Security ID: 74164M108 | |||
Record Date: 03/21/2017 | Meeting Type: Annual | Ticker: PRI |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director John A. Addison, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director Joel M. Babbit | Mgmt | For | For | ||||
1.3 | Elect Director P. George Benson | Mgmt | For | For | ||||
1.4 | Elect Director Gary L. Crittenden | Mgmt | For | For | ||||
1.5 | Elect Director Cynthia N. Day | Mgmt | For | For | ||||
1.6 | Elect Director Mark Mason | Mgmt | For | For | ||||
1.7 | Elect Director Robert F. McCullough | Mgmt | For | For | ||||
1.8 | Elect Director Beatriz R. Perez | Mgmt | For | For | ||||
1.9 | Elect Director D. Richard Williams | Mgmt | For | For | ||||
1.10 | Elect Director Glenn J. Williams | Mgmt | For | For | ||||
1.11 | Elect Director Barbara A. Yastine | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
Page 37 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
RenaissanceRe Holdings Ltd.
Meeting Date: 05/17/2017 | Primary Security ID: G7496G103 | |||
Record Date: 03/17/2017 | Meeting Type: Annual | Ticker: RNR |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director David C. Bushnell | Mgmt | For | For | ||||
1b | Elect Director James L. Gibbons | Mgmt | For | For | ||||
1c | Elect Director Jean D. Hamilton | Mgmt | For | For | ||||
1d | Elect Director Anthony M. Santomero | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
Science Applications International Corporation
Meeting Date: 06/07/2017 | Primary Security ID: 808625107 | |||
Record Date: 04/10/2017 | Meeting Type: Annual | Ticker: SAIC |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Robert A. Bedingfield | Mgmt | For | For | ||||
1b | Elect Director Deborah B. Dunie | Mgmt | For | For | ||||
1c | Elect Director John J. Hamre | Mgmt | For | For | ||||
1d | Elect Director Timothy J. Mayopoulos | Mgmt | For | For | ||||
1e | Elect Director Anthony J. Moraco | Mgmt | For | For | ||||
1f | Elect Director Donna S. Morea | Mgmt | For | For | ||||
1g | Elect Director Edward J. Sanderson, Jr. | Mgmt | For | For | ||||
1h | Elect Director Steven R. Shane | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
Page 38 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Selective Insurance Group, Inc.
Meeting Date: 04/26/2017 | Primary Security ID: 816300107 | |||
Record Date: 03/06/2017 | Meeting Type: Annual | Ticker: SIGI |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Paul D. Bauer | Mgmt | For | For | ||||
1.2 | Elect Director A. David Brown | Mgmt | For | For | ||||
1.3 | Elect Director John C. Burville | Mgmt | For | For | ||||
1.4 | Elect Director Robert Kelly Doherty | Mgmt | For | For | ||||
1.5 | Elect Director Michael J. Morrissey | Mgmt | For | For | ||||
1.6 | Elect Director Gregory E. Murphy | Mgmt | For | For | ||||
1.7 | Elect Director Cynthia S. Nicholson | Mgmt | For | For | ||||
1.8 | Elect Director Ronald L. O’Kelley | Mgmt | For | For | ||||
1.9 | Elect Director William M. Rue | Mgmt | For | For | ||||
1.10 | Elect Director John S. Scheid | Mgmt | For | For | ||||
1.11 | Elect Director J. Brian Thebault | Mgmt | For | For | ||||
1.12 | Elect Director Philip H. Urban | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
Short-Term Investments Trust
Meeting Date: 04/11/2017 | Primary Security ID: 825252604 | |||
Record Date: 12/12/2016 | Meeting Type: Special | Ticker: N/A |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director David C. Arch | Mgmt | For | For | ||||
1.2 | Elect Director James T. Bunch | Mgmt | For | For | ||||
1.3 | Elect Director Bruce L. Crockett | Mgmt | For | For | ||||
1.4 | Elect Director Jack M. Fields | Mgmt | For | For | ||||
1.5 | Elect Director Martin L. Flanagan | Mgmt | For | For | ||||
1.6 | Elect Director Cynthia Hostetler | Mgmt | For | For | ||||
1.7 | Elect Director Eli Jones | Mgmt | For | For |
Page 39 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Short-Term Investments Trust
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.8 | Elect Director Prema Mathai-Davis | Mgmt | For | For | ||||
1.9 | Elect Director Teresa M. Ressel | Mgmt | For | For | ||||
1.10 | Elect Director Larry Soll | Mgmt | For | For | ||||
1.11 | Elect Director Ann Barnett Stern | Mgmt | For | For | ||||
1.12 | Elect Director Raymond Stickel, Jr. | Mgmt | For | For | ||||
1.13 | Elect Director Philip A. Taylor | Mgmt | For | For | ||||
1.14 | Elect Director Robert C. Troccoli | Mgmt | For | For | ||||
1.15 | Elect Director Christopher L. Wilson | Mgmt | For | For | ||||
2 | Amend Declaration of Trust | Mgmt | For | For | ||||
3 | Approve Change of Fundamental Investment Policy Relating to Investing in Physical Commodities | Mgmt | For | For | ||||
4A | Amend Subadvisory Agreement to Add Invesco PowerShares Capital Management LLC as Sub-Adviser | Mgmt | For | For | ||||
4B | Amend Subadvisory Agreement to Add Invesco Asset Management (India) Private Limited as Sub-Adviser | Mgmt | For | For |
Suncor Energy Inc.
Meeting Date: 04/27/2017 | Primary Security ID: 867224107 | |||
Record Date: 03/07/2017 | Meeting Type: Annual | Ticker: SU |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | ||||
1.2 | Elect Director Mel E. Benson | Mgmt | For | For | ||||
1.3 | Elect Director Jacynthe Cote | Mgmt | For | For | ||||
1.4 | Elect Director Dominic D’Alessandro | Mgmt | For | For | ||||
1.5 | Elect Director John D. Gass | Mgmt | For | For | ||||
1.6 | Elect Director John R. Huff | Mgmt | For | For | ||||
1.7 | Elect Director Maureen McCaw | Mgmt | For | For | ||||
1.8 | Elect Director Michael W. O’Brien | Mgmt | For | For | ||||
1.9 | Elect Director Eira M. Thomas | Mgmt | For | For |
Page 40 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Suncor Energy Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.10 | Elect Director Steven W. Williams | Mgmt | For | For | ||||
1.11 | Elect Director Michael M. Wilson | Mgmt | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
3 | Amend Stock Option Plan | Mgmt | For | For | ||||
4 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For |
T. Rowe Price Group, Inc.
Meeting Date: 04/26/2017 | Primary Security ID: 74144T108 | |||
Record Date: 02/24/2017 | Meeting Type: Annual | Ticker: TROW |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Mark S. Bartlett | Mgmt | For | For | ||||
1b | Elect Director Edward C. Bernard | Mgmt | For | For | ||||
1c | Elect Director Mary K. Bush | Mgmt | For | For | ||||
1d | Elect Director H. Lawrence Culp, Jr. | Mgmt | For | For | ||||
1e | Elect Director Freeman A. Hrabowski, III | Mgmt | For | For | ||||
1f | Elect Director Robert F. MacLellan | Mgmt | For | For | ||||
1g | Elect Director Brian C. Rogers | Mgmt | For | For | ||||
1h | Elect Director Olympia J. Snowe | Mgmt | For | For | ||||
1i | Elect Director William J. Stromberg | Mgmt | For | For | ||||
1j | Elect Director Dwight S. Taylor | Mgmt | For | For | ||||
1k | Elect Director Anne Marie Whittemore | Mgmt | For | For | ||||
1l | Elect Director Sandra S. Wijnberg | Mgmt | For | For | ||||
1m | Elect Director Alan D. Wilson | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
5 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For |
Page 41 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
T. Rowe Price Group, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
6 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
7 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
8 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | SH | Against | Against | ||||
9 | Report on and Assess Proxy Voting Policies in Relation to Executive Compensation | SH | Against | Against | ||||
10 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | None | Abstain |
The Coca-Cola Company
Meeting Date: 04/26/2017 | Primary Security ID: 191216100 | |||
Record Date: 02/27/2017 | Meeting Type: Annual | Ticker: KO |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Herbert A. Allen | Mgmt | For | For | ||||
1.2 | Elect Director Ronald W. Allen | Mgmt | For | For | ||||
1.3 | Elect Director Marc Bolland | Mgmt | For | For | ||||
1.4 | Elect Director Ana Botin | Mgmt | For | For | ||||
1.5 | Elect Director Richard M. Daley | Mgmt | For | For | ||||
1.6 | Elect Director Barry Diller | Mgmt | For | For | ||||
1.7 | Elect Director Helene D. Gayle | Mgmt | For | For | ||||
1.8 | Elect Director Alexis M. Herman | Mgmt | For | For | ||||
1.9 | Elect Director Muhtar Kent | Mgmt | For | For | ||||
1.10 | Elect Director Robert A. Kotick | Mgmt | For | For | ||||
1.11 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | ||||
1.12 | Elect Director Sam Nunn | Mgmt | For | For | ||||
1.13 | Elect Director James Quincey | Mgmt | For | For | ||||
1.14 | Elect Director David B. Weinberg | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
Page 42 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
The Coca-Cola Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
5 | Report on Human Rights Review on High-Risk Regions | SH | Against | Against |
The Hanover Insurance Group, Inc.
Meeting Date: 05/16/2017 | Primary Security ID: 410867105 | |||
Record Date: 03/17/2017 | Meeting Type: Annual | Ticker: THG |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Michael P. Angelini | Mgmt | For | For | ||||
1.2 | Elect Director Jane D. Carlin | Mgmt | For | For | ||||
1.3 | Elect Director Daniel T. Henry | Mgmt | For | For | ||||
1.4 | Elect Director Wendell J. Knox | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
The Hartford Financial Services Group, Inc.
Meeting Date: 05/17/2017 | Primary Security ID: 416515104 | |||
Record Date: 03/20/2017 | Meeting Type: Annual | Ticker: HIG |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Robert B. Allardice, III | Mgmt | For | For | ||||
1b | Elect Director Trevor Fetter | Mgmt | For | For | ||||
1c | Elect Director Kathryn A. Mikells | Mgmt | For | For | ||||
1d | Elect Director Michael G. Morris | Mgmt | For | For | ||||
1e | Elect Director Thomas A. Renyi | Mgmt | For | For | ||||
1f | Elect Director Julie G. Richardson | Mgmt | For | For | ||||
1g | Elect Director Teresa Wynn Roseborough | Mgmt | For | For | ||||
1h | Elect Director Virginia P. Ruesterholz | Mgmt | For | For |
Page 43 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
The Hartford Financial Services Group, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1i | Elect Director Charles B. Strauss | Mgmt | For | For | ||||
1j | Elect Director Christopher J. Swift | Mgmt | For | For | ||||
1k | Elect Director H. Patrick Swygert | Mgmt | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For |
The Home Depot, Inc.
Meeting Date: 05/18/2017 | Primary Security ID: 437076102 | |||
Record Date: 03/20/2017 | Meeting Type: Annual | Ticker: HD |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Gerard J. Arpey | Mgmt | For | For | ||||
1b | Elect Director Ari Bousbib | Mgmt | For | For | ||||
1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | ||||
1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | ||||
1e | Elect Director J. Frank Brown | Mgmt | For | For | ||||
1f | Elect Director Albert P. Carey | Mgmt | For | For | ||||
1g | Elect Director Armando Codina | Mgmt | For | For | ||||
1h | Elect Director Helena B. Foulkes | Mgmt | For | For | ||||
1i | Elect Director Linda R. Gooden | Mgmt | For | For | ||||
1j | Elect Director Wayne M. Hewett | Mgmt | For | For | ||||
1k | Elect Director Karen L. Katen | Mgmt | For | For | ||||
1l | Elect Director Craig A. Menear | Mgmt | For | For | ||||
1m | Elect Director Mark Vadon | Mgmt | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For |
Page 44 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
The Home Depot, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
6 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | Against | ||||
7 | Amend Articles/Bylaws/Charter - Call Special Meetings | SH | Against | For |
The PNC Financial Services Group, Inc.
Meeting Date: 04/25/2017 | Primary Security ID: 693475105 | |||
Record Date: 02/03/2017 | Meeting Type: Annual | Ticker: PNC |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Charles E. Bunch | Mgmt | For | For | ||||
1.2 | Elect Director Marjorie Rodgers Cheshire | Mgmt | For | For | ||||
1.3 | Elect Director William S. Demchak | Mgmt | For | For | ||||
1.4 | Elect Director Andrew T. Feldstein | Mgmt | For | For | ||||
1.5 | Elect Director Daniel R. Hesse | Mgmt | For | For | ||||
1.6 | Elect Director Kay Coles James | Mgmt | For | For | ||||
1.7 | Elect Director Richard B. Kelson | Mgmt | For | For | ||||
1.8 | Elect Director Jane G. Pepper | Mgmt | For | For | ||||
1.9 | Elect Director Donald J. Shepard | Mgmt | For | For | ||||
1.10 | Elect Director Lorene K. Steffes | Mgmt | For | For | ||||
1.11 | Elect Director Dennis F. Strigl | Mgmt | For | For | ||||
1.12 | Elect Director Michael J. Ward | Mgmt | For | For | ||||
1.13 | Elect Director Gregory D. Wasson | Mgmt | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | Against |
Page 45 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
The Procter & Gamble Company
Meeting Date: 10/11/2016 | Primary Security ID: 742718109 | |||
Record Date: 08/12/2016 | Meeting Type: Annual | Ticker: PG |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Francis S. Blake | Mgmt | For | For | ||||
1b | Elect Director Angela F. Braly | Mgmt | For | For | ||||
1c | Elect Director Kenneth I. Chenault | Mgmt | For | For | ||||
1d | Elect Director Scott D. Cook | Mgmt | For | For | ||||
1e | Elect Director Terry J. Lundgren | Mgmt | For | For | ||||
1f | Elect Director W. James McNerney, Jr. | Mgmt | For | For | ||||
1g | Elect Director David S. Taylor | Mgmt | For | For | ||||
1h | Elect Director Margaret C. Whitman | Mgmt | For | For | ||||
1i | Elect Director Patricia A. Woertz | Mgmt | For | For | ||||
1j | Elect Director Ernesto Zedillo | Mgmt | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Report on Consistency Between Corporate Values and Political Activities | SH | Against | Against | ||||
5 | Report on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws | SH | Against | Against |
The Progressive Corporation
Meeting Date: 05/12/2017 | Primary Security ID: 743315103 | |||
Record Date: 03/17/2017 | Meeting Type: Annual | Ticker: PGR |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Stuart B. Burgdoerfer | Mgmt | For | For | ||||
1b | Elect Director Charles A. Davis | Mgmt | For | For | ||||
1c | Elect Director Roger N. Farah | Mgmt | For | For | ||||
1d | Elect Director Lawton W. Fitt | Mgmt | For | For |
Page 46 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
The Progressive Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1e | Elect Director Susan Patricia Griffith | Mgmt | For | For | ||||
1f | Elect Director Jeffrey D. Kelly | Mgmt | For | For | ||||
1g | Elect Director Patrick H. Nettles | Mgmt | For | For | ||||
1h | Elect Director Glenn M. Renwick | Mgmt | For | For | ||||
1i | Elect Director Bradley T. Sheares | Mgmt | For | For | ||||
1j | Elect Director Barbara R. Snyder | Mgmt | For | For | ||||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
3 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Torchmark Corporation
Meeting Date: 04/27/2017 | Primary Security ID: 891027104 | |||
Record Date: 03/02/2017 | Meeting Type: Annual | Ticker: TMK |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Charles E. Adair | Mgmt | For | For | ||||
1.2 | Elect Director Marilyn A. Alexander | Mgmt | For | For | ||||
1.3 | Elect Director David L. Boren | Mgmt | For | For | ||||
1.4 | Elect Director Jane M. Buchan | Mgmt | For | For | ||||
1.5 | Elect Director Gary L. Coleman | Mgmt | For | For | ||||
1.6 | Elect Director Larry M. Hutchison | Mgmt | For | For | ||||
1.7 | Elect Director Robert W. Ingram | Mgmt | For | For | ||||
1.8 | Elect Director Steven P. Johnson | Mgmt | For | For | ||||
1.9 | Elect Director Lloyd W. Newton | Mgmt | For | For | ||||
1.10 | Elect Director Darren M. Rebelez | Mgmt | For | For | ||||
1.11 | Elect Director Lamar C. Smith | Mgmt | For | For | ||||
1.12 | Elect Director Paul J. Zucconi | Mgmt | For | For |
Page 47 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Torchmark Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
U.S. Bancorp
Meeting Date: 04/18/2017 | Primary Security ID: 902973304 | |||
Record Date: 02/21/2017 | Meeting Type: Annual | Ticker: USB |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | ||||
1b | Elect Director Warner L. Baxter | Mgmt | For | For | ||||
1c | Elect Director Marc N. Casper | Mgmt | For | For | ||||
1d | Elect Director Andrew Cecere | Mgmt | For | For | ||||
1e | Elect Director Arthur D. Collins, Jr. | Mgmt | For | For | ||||
1f | Elect Director Richard K. Davis | Mgmt | For | For | ||||
1g | Elect Director Kimberly J. Harris | Mgmt | For | For | ||||
1h | Elect Director Roland A. Hernandez | Mgmt | For | For | ||||
1i | Elect Director Doreen Woo Ho | Mgmt | For | For | ||||
1j | Elect Director Olivia F. Kirtley | Mgmt | For | For | ||||
1k | Elect Director Karen S. Lynch | Mgmt | For | For | ||||
1l | Elect Director David B. O’Maley | Mgmt | For | For | ||||
1m | Elect Director O’dell M. Owens | Mgmt | For | For | ||||
1n | Elect Director Craig D. Schnuck | Mgmt | For | For | ||||
1o | Elect Director Scott W. Wine | Mgmt | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Require Independent Board Chairman | SH | Against | For |
Page 48 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
United Technologies Corporation
Meeting Date: 04/24/2017 | Primary Security ID: 913017109 | |||
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: UTX |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director Lloyd J. Austin, III | Mgmt | For | For | ||||
1b | Elect Director Diane M. Bryant | Mgmt | For | For | ||||
1c | Elect Director John V. Faraci | Mgmt | For | For | ||||
1d | Elect Director Jean-Pierre Garnier | Mgmt | For | For | ||||
1e | Elect Director Gregory J. Hayes | Mgmt | For | For | ||||
1f | Elect Director Edward A. Kangas | Mgmt | For | For | ||||
1g | Elect Director Ellen J. Kullman | Mgmt | For | For | ||||
1h | Elect Director Marshall O. Larsen | Mgmt | For | Against | ||||
1i | Elect Director Harold McGraw, III | Mgmt | For | For | ||||
1j | Elect Director Fredric G. Reynolds | Mgmt | For | For | ||||
1k | Elect Director Brian C. Rogers | Mgmt | For | For | ||||
1l | Elect Director Christine Todd Whitman | Mgmt | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Validus Holdings, Ltd.
Meeting Date: 05/10/2017 | Primary Security ID: G9319H102 | |||
Record Date: 03/10/2017 | Meeting Type: Annual | Ticker: VR |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Matthew J. Grayson | Mgmt | For | For | ||||
1.2 | Elect Director Jean-Marie Nessi | Mgmt | For | For | ||||
1.3 | Elect Director Mandakini Puri | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For |
Page 49 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Validus Holdings, Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify PricewaterhouseCoopers Ltd. as Auditors | Mgmt | For | For |
VeriSign, Inc.
Meeting Date: 05/25/2017 | Primary Security ID: 92343E102 | |||
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: VRSN |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director D. James Bidzos | Mgmt | For | For | ||||
1.2 | Elect Director Kathleen A. Cote | Mgmt | For | For | ||||
1.3 | Elect Director Thomas F. Frist, III | Mgmt | For | For | ||||
1.4 | Elect Director Jamie S. Gorelick | Mgmt | For | For | ||||
1.5 | Elect Director Roger H. Moore | Mgmt | For | For | ||||
1.6 | Elect Director Louis A. Simpson | Mgmt | For | For | ||||
1.7 | Elect Director Timothy Tomlinson | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
Wal-Mart Stores, Inc.
Meeting Date: 06/02/2017 | Primary Security ID: 931142103 | |||
Record Date: 04/07/2017 | Meeting Type: Annual | Ticker: WMT |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1a | Elect Director James I. Cash, Jr. | Mgmt | For | For | ||||
1b | Elect Director Timothy P. Flynn | Mgmt | For | For |
Page 50 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Wal-Mart Stores, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1c | Elect Director Carla A. Harris | Mgmt | For | For | ||||
1d | Elect Director Thomas W. Horton | Mgmt | For | For | ||||
1e | Elect Director Marissa A. Mayer | Mgmt | For | For | ||||
1f | Elect Director C. Douglas McMillon | Mgmt | For | For | ||||
1g | Elect Director Gregory B. Penner | Mgmt | For | For | ||||
1h | Elect Director Steven S Reinemund | Mgmt | For | For | ||||
1i | Elect Director Kevin Y. Systrom | Mgmt | For | For | ||||
1j | Elect Director S. Robson Walton | Mgmt | For | For | ||||
1k | Elect Director Steuart L. Walton | Mgmt | For | For | ||||
2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | ||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | ||||
5 | Require Independent Board Chairman | SH | Against | For | ||||
6 | Provide Proxy Access Right | SH | Against | For | ||||
7 | Require Independent Director Nominee with Environmental Experience | SH | Against | Against |
Xilinx, Inc.
Meeting Date: 08/10/2016 | Primary Security ID: 983919101 | |||
Record Date: 06/15/2016 | Meeting Type: Annual | Ticker: XLNX |
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.1 | Elect Director Dennis Segers | Mgmt | For | For | ||||
1.2 | Elect Director Moshe N. Gavrielov | Mgmt | For | For | ||||
1.3 | Elect Director Saar Gillai | Mgmt | For | For | ||||
1.4 | Elect Director Ronald S. Jankov | Mgmt | For | For | ||||
1.5 | Elect Director Thomas H. Lee | Mgmt | For | For | ||||
1.6 | Elect Director J. Michael Patterson | Mgmt | For | For | ||||
1.7 | Elect Director Albert A. Pimentel | Mgmt | For | For | ||||
1.8 | Elect Director Marshall C. Turner | Mgmt | For | For |
Page 51 of 52
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Xilinx, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Vote | ||||
1.9 | Elect Director Elizabeth W. Vanderslice | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | ||||
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
Page 52 of 52
Fund Name: Sound Mind Investing Fund
Proxy Voting Record
July 1, 2016 - June 30, 2017
Issuer Name | Ticker | CUSIP | Shareholder | Brief Identification of the Matter Voted On | Proposed by Issuer or | Did the | How did the Fund | Did the Fund vote | ||||||||
Legg Mason | LMNOX | 52470B305 | 1/30/2017 | Reorganization | Issuer | Y | For | For | ||||||||
Invesco | MSAJX | 00143M786 | 3/9/2017 | Directors, Amend Trust Agmt, Allow physical commodities | Issuer | Y | For | For | ||||||||
Nicholas | NICSX | 653735100 | 4/3/2017 | Directors | Issuer | Y | For | For | ||||||||
Janus | JAOSX | 471023846 | 4/6/2017 | Advisory Agmt, Director, Subadvisor Provision | Issuer | Y | For | For | ||||||||
Janus | JAVTX | 471023507 | 4/6/2017 | Advisory Agmt, Director, Subadvisor Provision | Issuer | Y | For | For | ||||||||
Perkins | JMCVX | 471023598 | 4/6/2017 | Advisory Agmt, Sub Agmt, Director, Subadvisor Provision | Issuer | Y | For | For | ||||||||
Berwyn | BERWX | 46141Q519 | 6/16/2017 | Reorg, | Issuer | Y | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Valued Advisers Trust
By: | /s/ Bo J. Howell | |
Bo J. Howell | ||
President and Chief Executive Officer |
Date: August 25, 2017