Loading...
Docoh

Teton Advisors (TETAA)

Filed: 18 May 22, 6:39am

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
1 2/15/25CONVERTIBLE BOND44933TAB21,2411,250,000PRN SOLE 1,250,00000
1 800 FLOWERS COM INC CL ACOM68243Q1061,940152,000SH SOLE 152,00000
A10 NETWORKS INC COMCOM0021211011,26991,000SH SOLE 91,00000
ACCURAY INC COMCOM00439710513240,000SH SOLE 40,00000
ACME UTD CORP COMCOM0048161041,85655,000SH SOLE 55,00000
AEROJET ROCKETDYNE HOLDINGSCOM00780010520,324516,500SH SOLE 516,50000
ALITHYA GROUP INC CL A SUB VTGCOM01643B1061,872722,821SH SOLE 722,82100
ALLEGIANCE BANCSHARES INC COMCOM01748H1072,10047,000SH SOLE 47,00000
ALLIED MOTION TECHNOLOGIES ICOCOM0193301094,075136,560SH SOLE 136,56000
AMERICAN OUTDOOR BRANDS INC COCOM02875D10989368,000SH SOLE 68,00000
AMERICAN SOFTWARE INC CL ACOM0296831093,209154,000SH SOLE 154,00000
AMPCO PITTSBURGH CORPCOM032037103846134,016SH SOLE 134,01600
AMPCO-PITTSBURG CORP WT A EXPWARRANT AND RIGH0320371114247,000SH SOLE 47,00000
ANIKA THERAPEUTICS INC COMCOM03525510855222,000SH SOLE 22,00000
ANTERIX INC COMCOM03676C1002,89550,000SH SOLE 50,00000
APTV 5 1/2 6/15/23CONVERTIBLE PREFG6095L1171,2258,875SH SOLE 8,87500
ARC DOCUMENT SOLUTIONS INC COMCOM00191G103390100,000SH SOLE 100,00000
ARLO TECHNOLOGIES INC COMCOM04206A1011,302147,000SH SOLE 147,00000
ARMSTRONG FLOORING INC COMCOM04238R1066948,000SH SOLE 48,00000
ARTESIAN RES CORP COM CL ACOM0431132081,69634,926SH SOLE 34,92600
ASTEC INDS INC COMCOM0462241019,417219,000SH SOLE 219,00000
ASTRONICS CORP COMCOM0464331082,586200,000SH SOLE 200,00000
ATLANTIC AMERN CORP COMCOM0482091006922,000SH SOLE 22,00000
ATLANTIC UN BANKSHARES CORP COCOM04911A1071,53241,744SH SOLE 41,74400
ATLAS AIR WORLDWIDE 1.875 06/CONVERTIBLE BOND049164BJ4762500,000PRN SOLE 500,00000
AVANTOR INC SR A COV PFDCONVERTIBLE PREF05352A2096025,730SH SOLE 5,73000
AVGO 8 9/30/22CONVERTIBLE PREF11135F2001,9961,005SH SOLE 1,00500
AVID TECHNOLOGY INCCOM05367P1001,74450,000SH SOLE 50,00000
AZZ INC COMCOM00247410482017,000SH SOLE 17,00000
BADGER METER INC COMCOM0565251082,56325,700SH SOLE 25,70000
BALLYS CORPORATION COMCOM05875B1061,32142,964SH SOLE 42,96400
BAND 1/4 3/1/26CONVERTIBLE BOND05988JAB99321,200,000PRN SOLE 1,200,00000
BANK7 CORP COMCOM06652N10735415,000SH SOLE 15,00000
BASSETT FURNITURE INDSCOM07020310499460,000SH SOLE 60,00000
BE 2 1/2 8/15/25CONVERTIBLE BOND093712AH0822485,000PRN SOLE 485,00000
BEASLEY BROADCAST GRP INC.COM074014101732415,790SH SOLE 415,79000
BELLRING DISTR LLC COMMON STOCCOM07831C10334615,000SH SOLE 15,00000
BERKSHIRE HILLS BANCORP INC COCOM08468010732711,275SH SOLE 11,27500
BIG 5 SPORTING GOODS CORP COMCOM08915P10127416,000SH SOLE 16,00000
BL 0 3/15/26CONVERTIBLE BOND09239BAD1408480,000PRN SOLE 480,00000
BL 1/8 8/1/24CONVERTIBLE BOND09239BAB5420350,000PRN SOLE 350,00000
BOYD GAMING CORPCOM1033041011,64525,000SH SOLE 25,00000
BRIDGE BANCORP INC COMCOM25432X10273021,111SH SOLE 21,11100
BUNGE LIMITED COMCOMG169621057126,423SH SOLE 6,42300
CADENCE BANKCOM12740C10343114,740SH SOLE 14,74000
CADIZ INCCOM1275372072110,000SH SOLE 10,00000
CAESARS ENTERTAINMENT INC COMCOM12769G1001,66321,500SH SOLE 21,50000
CALAVO GROWERS INC COMCOM1282461051,96854,000SH SOLE 54,00000
CALIFORNIA WTR SVC GROUP COMCOM1307881021,41123,800SH SOLE 23,80000
CAPITAL CITY BK GROUP INC COMCOM1396741052,15681,800SH SOLE 81,80000
CAPITOL FEDERAL FINANCIAL INCCOM14057J10110910,000SH SOLE 10,00000
CARDIOVASCULAR SYS INC DEL COMCOM1416191062,298101,660SH SOLE 101,66000
CARDLYTICS INC COMCOM14161W10577014,000SH SOLE 14,00000
CAREDX INCCOM14167L1033339,000SH SOLE 9,00000
CASELLA WASTE SYS INC CL ACOM1474481046,16270,300SH SOLE 70,30000
CAVCO INDUSTRIESCOM1495681075,88624,440SH SOLE 24,44000
CDLX 1 9/15/25CONVERTIBLE BOND14161WAB11,0611,030,000PRN SOLE 1,030,00000
CHASE CORPCOM16150R1043,52040,500SH SOLE 40,50000
CHESAPEAKE UTILS CORP COMCOM1653031081,2659,180SH SOLE 9,18000
CHRS 1 1/2 4/15/26CONVERTIBLE BOND19249HAB9254255,000PRN SOLE 255,00000
CHURCHILL DOWNS INC COMCOM1714841089294,190SH SOLE 4,19000
CIRCOR INTL INC COMCOM17273K1091,71164,266SH SOLE 64,26600
CITIZENS & NORTHN CORP COMCOM17292210640416,560SH SOLE 16,56000
CNMD 2 5/8 2/1/24CONVERTIBLE BOND207410AF8605350,000PRN SOLE 350,00000
COLUMBUS MCKINNON CORP N Y COMCOM1993331053,36279,300SH SOLE 79,30000
COMMERCIAL VEH GROUP INC COMCOM2026081052,493294,993SH SOLE 294,99300
COMSCORE INCCOM20564W1055820,000SH SOLE 20,00000
COMTECH TELECOMMUNICATIONS CCOCOM2058262091,946124,000SH SOLE 124,00000
CONFORMIS INC COMCOM20717E101115185,000SH SOLE 185,00000
CONSOLIDATED WATER CO LTD ORDCOMG2377310767561,000SH SOLE 61,00000
CORE MOLDING TECH COMCOM2186831001,824169,500SH SOLE 169,50000
CTS CORPCOM1265011058,820249,580SH SOLE 249,58000
CUTERA INC COMCOM23210910817,089247,660SH SOLE 247,66000
CUTR 2 1/4 3/15/26CONVERTIBLE BOND232109AB4647300,000PRN SOLE 300,00000
DAKTRONICS INC COMCOM23426410917746,000SH SOLE 46,00000
DANA HOLDING CORP COMCOM23582520583547,500SH SOLE 47,50000
DAWSON GEOPHYSICAL CO NEW COMCOM2393601005624,000SH SOLE 24,00000
DBX 0 3/1/28CONVERTIBLE BOND26210CAD6472500,000PRN SOLE 500,00000
DENNYS CORP COMCOM24869P10481657,000SH SOLE 57,00000
DHI GROUP INC COMCOM23331S10026845,000SH SOLE 45,00000
DHR 5 4/15/23CONVERTIBLE PREF235851409807500SH SOLE 50000
DIEBOLD NIXDORFCOM2536511032,288340,000SH SOLE 340,00000
DIGI INTL INC COMCOM2537981023,228150,000SH SOLE 150,00000
DISH 3 3/8 8/15/26CONVERTIBLE BOND25470MAB5408450,000PRN SOLE 450,00000
DISTRIBUTION SOLUTIONS GROUPCOM5207761058,642224,239SH SOLE 224,23900
DUCOMMUN INC DEL COMCOM2641471099,458180,540SH SOLE 180,54000
DXCM 1/4 11/15/25CONVERTIBLE BOND252131AK31,1511,000,000PRN SOLE 1,000,00000
EASTERN CO COMCOM2763171046,940298,000SH SOLE 298,00000
ELAN 5.000 02/01/23CONVERTIBLE PREF28414H2024089,795SH SOLE 9,79500
ELECTROMED INC COMCOM28540910843735,142SH SOLE 35,14200
ELY 2 3/4 5/1/26CORPORATE BONDS131193AE4549360,000PRN SOLE 360,00000
ENERGY RECOVERY INCCOM29270J10060430,000SH SOLE 30,00000
ETHAN ALLEN INTERIORS INC COMCOM29760210426110,000SH SOLE 10,00000
EXACT SCIENCES 0.375 03/01/28CONVERTIBLE BOND30063PAC9446500,000PRN SOLE 500,00000
EXAS 3/8 3/15/27CONVERTIBLE BOND30063PAB1857900,000PRN SOLE 900,00000
EXELIXIS INC COMCOM30161Q1041,40662,000SH SOLE 62,00000
EXTREME NETWORKS INC COMCOM30226D1062,198180,000SH SOLE 180,00000
EYE 2 1/2 5/15/25CONVERTIBLE BOND63845RAB3566365,000PRN SOLE 365,00000
F N B CORP PA COMCOM30252010192174,000SH SOLE 74,00000
FARMER BROS COCOM3076751083,268459,000SH SOLE 459,00000
FARMERS NATL BANC CORP COMCOM30962710768240,000SH SOLE 40,00000
FEDERAL SIGNAL CORP COMCOM3138551083,713110,000SH SOLE 110,00000
FERRO CORPCOM3154051008,153375,000SH SOLE 375,00000
FIRST INTERNET BANCORP COMCOM3205571011,13726,440SH SOLE 26,44000
FLUSHING FINL CORP COMCOM3438731058,746391,300SH SOLE 391,30000
FOSTER L B CO COMCOM3500601092,582168,000SH SOLE 168,00000
FOUR 0 12/15/25CORPORATE BONDS82452JAB51,0541,000,000PRN SOLE 1,000,00000
FREQUENCY ELECTRS INC COMCOM35801010613115,000SH SOLE 15,00000
FRP HLDGS INC COMCOM30292L1071,27222,000SH SOLE 22,00000
FS BANCORP INC COMCOM30263Y10499632,116SH SOLE 32,11600
GAMBLING.COM GROUP LTDCOMG3R2391011,721194,000SH SOLE 194,00000
GAN LTD ORD SHSCOMG3728V109487101,000SH SOLE 101,00000
GENCOR INDS INC COMCOM3686781084,894476,037SH SOLE 476,03700
GENIUS SPORTS LTDCOMG3934V10929063,000SH SOLE 63,00000
GENTHERM INC COMCOM37253A10389012,190SH SOLE 12,19000
GIBRALTER INDUSTRIES INCCOM3746891074,10295,500SH SOLE 95,50000
GOLDEN ENTERTAINMENT INCCOM3810131017,520129,500SH SOLE 129,50000
GORMAN RUPP COCOM3830821043,08686,000SH SOLE 86,00000
GRAHAM CORP COMCOM38455610664083,000SH SOLE 83,00000
GRAY TELEVISION, INCCOM3893751065,322241,120SH SOLE 241,12000
GRAY TELEVISION, INC CL ACOM3893752051,77486,293SH SOLE 86,29300
GRIFFON CORP COMCOM3984331028,078403,313SH SOLE 403,31300
GTY GOVTECH INCCOM36240910421065,048SH SOLE 65,04800
GYRODYNE LLC COMCOM40382910422616,138SH SOLE 16,13800
HALLMARK FINL SVCS INC ECCOM NCOM40624Q2034412,000SH SOLE 12,00000
HAWKINS INC COMCOM4202611093,34372,840SH SOLE 72,84000
HERC HLDGS INC COMCOM42704L1041,0036,000SH SOLE 6,00000
HILT 2 9/1/24CONVERTIBLE BOND413160AD4965750,000PRN SOLE 750,00000
HOMESTREET INC COMCOM43785V1021,29327,300SH SOLE 27,30000
HUTTIG BLDG PRODS INC COMCOM44845110472568,000SH SOLE 68,00000
I3 VERTICALS INC COM CL ACOM46571Y1073,538127,000SH SOLE 127,00000
IAA SPINCO INC COMCOM44925310351613,500SH SOLE 13,50000
ICC HOLDINGS INCCOM44931Q10429017,000SH SOLE 17,00000
ICF INTL INC COMCOM44925C1031,86219,780SH SOLE 19,78000
IMAX CORP COMCOM45245E10956830,000SH SOLE 30,00000
INDUS REALTY TRUST INCCOM45580R10317,775243,193SH SOLE 243,19300
INFN 2 1/2 3/1/2027CORPORATE BONDS45667GAE31,030750,000PRN SOLE 750,00000
INFUSYSTEM HLDGS INC COMCOM45685K1021,715175,000SH SOLE 175,00000
INGLES MKTS INC CL ACOM4570301044,29648,240SH SOLE 48,24000
INN 1 1/2 2/15/26CONVERTIBLE BOND866082AA8408385,000PRN SOLE 385,00000
INNOVATE CORPCOM45784J1051,107300,000SH SOLE 300,00000
INNOVATIVE SOLUTIONS & SUPPOCOCOM45769N105854106,000SH SOLE 106,00000
INSPIRED ENTMT INC COMCOM45782N1084,375355,721SH SOLE 355,72100
INTEGER HOLDINGS CORPCOM45826H1091,75121,730SH SOLE 21,73000
INTEVAC INC COMCOM4611481081,102206,000SH SOLE 206,00000
INTRICON CORP COMCOM46121H1094,716197,665SH SOLE 197,66500
INVITAE CORP COMCOM46185L1039211,500SH SOLE 11,50000
IRIDIUM COMMUNICATIONS INC COMCOM46269C1023639,000SH SOLE 9,00000
ISPECIMEN INC COMCOM45032V10821540,000SH SOLE 40,00000
IVC 4 1/2 6/1/22CONVERTIBLE BOND461203AH4400400,000PRN SOLE 400,00000
IVC 4 1/4 3/15/26CONVERTIBLE BOND461203AQ4199365,000PRN SOLE 365,00000
J & J SNACK FOODS CORPCOM4660321092331,500SH SOLE 1,50000
JOHN BEAN TECHNOLOGIES CORP COCOM4778391041,77715,000SH SOLE 15,00000
JOHNSON OUTDOORS INC CL ACOM4791671083895,000SH SOLE 5,00000
KAMAN CORPCOM4835481036,185142,250SH SOLE 142,25000
KAR AUCTION SVCS INC COMCOM48238T10957431,800SH SOLE 31,80000
KIMBALL ELECTRONICS INC COMCOM49428J10972036,000SH SOLE 36,00000
KIMBALL INTL INC CL BCOM4942741032,155255,000SH SOLE 255,00000
KKR & CO INC CL ACOM48251W1043,65462,500SH SOLE 62,50000
LA Z BOY CHAIR COCOM50533610787033,000SH SOLE 33,00000
LANDS END INC NEW COMCOM51509F10533820,000SH SOLE 20,00000
LEE ENTERPRISES INC COMCOM52376840643116,000SH SOLE 16,00000
LEGACY HOUSING CORP COMCOM52472M1011,45367,700SH SOLE 67,70000
LEMAITRE VASCULAR INC COMCOM5255582012565,500SH SOLE 5,50000
LENDING TREE INC.COM52603B1075224,360SH SOLE 4,36000
LIFETIME BRANDS INC COMCOM53222Q1033,289256,175SH SOLE 256,17500
LIMELIGHT NETWORKS INC COMCOM53261M10418335,000SH SOLE 35,00000
LIMONEIRA CO COMCOM5327461043,406232,000SH SOLE 232,00000
LINDSAY CORPCOM5355551067824,980SH SOLE 4,98000
LITE 1/2 12/15/26CONVERTIBLE BOND55024UAD1584500,000PRN SOLE 500,00000
LLNW 3 1/2 8/1/25CORPORATE BONDS53261MAB0731700,000PRN SOLE 700,00000
LPSN 3/4 3/1/24CONVERTIBLE BOND538146AB7997990,000PRN SOLE 990,00000
LRN 1 1/8 9/1/27CONVERTIBLE BOND86333MAA61,1061,100,000PRN SOLE 1,100,00000
LUV 1 1/4 5/1/25CONVERTIBLE BOND844741BG21,3691,000,000PRN SOLE 1,000,00000
MARCUS CORP COMCOM5663301061,28372,500SH SOLE 72,50000
MARINE PRODS CORP COMCOM5684271084,620400,000SH SOLE 400,00000
MARINEMAX INC COMCOM56790810854413,500SH SOLE 13,50000
MATERIALISE NV SPONSORED ADSCOM57667T10019410,000SH SOLE 10,00000
MEDALLION FINANCIAL CORPCOM583928106935110,000SH SOLE 110,00000
MELI 2 8/15/28CONVERTIBLE BOND58733RAD4844300,000PRN SOLE 300,00000
MERIDIAN BIOSCIENCE INC COMCOM58958410164925,000SH SOLE 25,00000
MESA LABS INC COMCOM59064R1091,2745,000SH SOLE 5,00000
METHODE ELECTRS INC CL ACOM59152020090020,800SH SOLE 20,80000
MIDDLEBY CORP COMCOM5962781013,06918,720SH SOLE 18,72000
MIDDLESEX WTR CO COMCOM5966801087106,752SH SOLE 6,75200
MINERALS TECHNOLOGIES INCCOM6031581062323,500SH SOLE 3,50000
MITEK SYS INC COM NEWCOM6067102002,010137,000SH SOLE 137,00000
MODINE MFG COCOM6078281003,172352,000SH SOLE 352,00000
MONEYGRAM INTERNATIONAL INC COCOM60935Y2082,038193,000SH SOLE 193,00000
MOTORCAR PTS & ACCESSORS INCCOCOM62007110032118,000SH SOLE 18,00000
MOVADO GROUP INC COMCOM6245801062,40261,500SH SOLE 61,50000
MSA SAFETY INC COMCOM5534981061,0628,000SH SOLE 8,00000
MYERS INDS INCCOM62846410916,564766,870SH SOLE 766,87000
MYR GROUP INC DEL COMCOM55405W1042,88730,700SH SOLE 30,70000
NAPCO SEC SYS INC COMCOM63040210586242,000SH SOLE 42,00000
NATHANS FAMOUS INC NEW COMCOM63234710011,930220,234SH SOLE 220,23400
NATURAL GROCERS BY VITAMIN CCOCOM63888U10821611,000SH SOLE 11,00000
NAUTILUS INCCOM63910B1025413,000SH SOLE 13,00000
NAVIGATOR HOLDINGS LTD SHSCOMY621321081,227100,530SH SOLE 100,53000
NCLH 5 3/8 8/1/25CORPORATE BONDS62886HAX9803550,000PRN SOLE 550,00000
NEE 4.872 9/1/22 CV PFDCONVERTIBLE PREF65339F7963115,000SH SOLE 5,00000
NEE 5.279 3/1/23CONVERTIBLE PREF65339F7704859,200SH SOLE 9,20000
NEE 6.219 9/1/23CONVERTIBLE PREF65339F7395129,645SH SOLE 9,64500
NEOGEN CORP COMCOM6404911066,538212,000SH SOLE 212,00000
NEOGENOMICS INC COM NEWCOM64049M20973560,500SH SOLE 60,50000
NEURONETICS INC COMCOM64131A10517056,000SH SOLE 56,00000
NEW YORK CMNTY CAP TR V CV PFDCONVERTIBLE PREF64944P3072936,000SH SOLE 6,00000
NICE 0 9/15/25CONVERTIBLE BOND653656AB4715680,000PRN SOLE 680,00000
NICE 1 1/4 1/15/24CONVERTIBLE BOND65366HAB9539205,000PRN SOLE 205,00000
OCEANFIRST FINL CORP COMCOM67523410839019,390SH SOLE 19,39000
OIL DRI CORP AMER COMCOM67786410091732,020SH SOLE 32,02000
OMNICELL INC COMCOM68213N1092,52519,500SH SOLE 19,50000
OPKO HEALTH INC COMCOM68375N103757220,000SH SOLE 220,00000
OPTION CARE HEALTH INCCOM68404L20160021,000SH SOLE 21,00000
ORTHOFIX MED INC COMCOM68752M1082,05062,700SH SOLE 62,70000
OTONOMO TECHNOLOGIES LTD ORDINCOMM7571L10312865,000SH SOLE 65,00000
PACIFIC PREMIER BANCORP COMCOM69478X10538911,000SH SOLE 11,00000
PAR 2 7/8 4/15/26CONVERTIBLE BOND698884AC71,2231,000,000PRN SOLE 1,000,00000
PARATEK PHARMACEUTICALS INC COCOM69937430213144,000SH SOLE 44,00000
PARK AEROSPACE CORPCOM70014A10485565,500SH SOLE 65,50000
PARK OHIO HLDGS CORP COMCOM7006661002,815200,047SH SOLE 200,04700
PD 1.25 7/1/25CONVERTIBLE BOND69553PAB6720615,000PRN SOLE 615,00000
PEOPLES UNITED FINANCIAL INCCOCOM7127041051,00650,332SH SOLE 50,33200
PETQ 4 6/1/26CORPORATE BONDS71639TAB21,190990,000PRN SOLE 990,00000
PFSWEB INC COM NEWCOM7170982062,983261,000SH SOLE 261,00000
PINEAPPLE ENERGY INCCOM72303P10753585,500SH SOLE 85,50000
PLAYAGS INC COMCOM72814N1041,547232,000SH SOLE 232,00000
PLAYSTUDIOS INCCOM72815G10819440,000SH SOLE 40,00000
PODD 3/8 9/1/26 144ACONVERTIBLE BOND45784PAK71,3391,000,000PRN SOLE 1,000,00000
POST HOLDINGS PARTNERING CORCOM7374652032,822285,000SH SOLE 285,00000
POWELL INDS INC COMCOM73912810640720,950SH SOLE 20,95000
PRIMIS FINANCIAL CORP COMCOM74167B10944732,000SH SOLE 32,00000
PRIMO WATER CORPCOM74167P10821415,000SH SOLE 15,00000
PRO 2 1/4 9/15/27CONVERTIBLE BOND74346YAG8495465,000PRN SOLE 465,00000
PRTK 4 3/4 5/1/24CONVERTIBLE BOND699374AB0354400,000PRN SOLE 400,00000
PZENA INVESTMENT MGMT INC CLASCOM74731Q1031,203150,000SH SOLE 150,00000
QTWO 3/4 6/1/26CONVERTIBLE BOND74736LAD1755750,000PRN SOLE 750,00000
QUIDEL CORP COMCOM74838J1012812,500SH SOLE 2,50000
RCL 4 1/4 6/15/23CORPORATE BONDS780153BB7203155,000PRN SOLE 155,00000
RCL 4 1/4 6/15/23CORPORATE BONDS780153BF8305250,000PRN SOLE 250,00000
READING INTERNATIONAL INC CL BCOM7554082001,41474,400SH SOLE 74,40000
READING INTL INC CL ACOM7554081011,238289,269SH SOLE 289,26900
RENASANT CORP COMCOM75970E1071,12633,651SH SOLE 33,65100
RGC RES INC COMCOM74955L1031,17454,310SH SOLE 54,31000
RPC INC. COMMONCOM74966010664060,000SH SOLE 60,00000
RTRX 2 1/2 9/15/25CONVERTIBLE BOND761299AB2365350,000PRN SOLE 350,00000
RUSH ENTERPRISES INC CL ACOM7818462092,17142,650SH SOLE 42,65000
RUSH ENTERPRISES INC CL BCOM7818463085,064104,735SH SOLE 104,73500
RUSH STREET INTERACTIVE INC COCOM78201110014520,000SH SOLE 20,00000
SANDY SPRING BANCORP INC COMCOM8003631031,19026,500SH SOLE 26,50000
SCHMITT INDS INC ORE COM NEWCOM8068702002,892593,000SH SOLE 593,00000
SCRIPPS E W CO OHIO CL ACOM8110544027,108341,900SH SOLE 341,90000
SILVERCREST ASSET MGMT GROUPCLCOM8283591091,51374,000SH SOLE 74,00000
SINCLAIR BROADCAST GROUP INCCLCOM82922610989732,000SH SOLE 32,00000
SJW GROUPCOM7843051044,33562,304SH SOLE 62,30400
SKYLINE CHAMPION CORPORATIONCOM8308301054,03473,500SH SOLE 73,50000
SONIC AUTOMOTIVE INC CL ACOM83545G10293522,000SH SOLE 22,00000
SOUTH ST CORP COMCOM8404411097,17187,896SH SOLE 87,89600
SOUTHERN FIRST BANCSHARES INCOCOM8428731013,40767,010SH SOLE 67,01000
SPLK 1 1/8 9/15/25CONVERTIBLE BOND848637AD6775650,000PRN SOLE 650,00000
SPORTSMANS WHSE HLDGS INC COMCOM84920Y10616015,000SH SOLE 15,00000
SQ 1/8 3/1/25CONVERTIBLE BOND852234AF0664500,000PRN SOLE 500,00000
STANDARD MTR PRODS INC CLASS ACOM8536661052,07248,028SH SOLE 48,02800
STANDEX INTL CORPCOM8542311071,49915,000SH SOLE 15,00000
STARRETT L S CO CL ACOM85566810951667,100SH SOLE 67,10000
STEEL PARTNERS HLDGS L PCOM85814R1073,88693,500SH SOLE 93,50000
STERIS PLCCOMG8473T1003631,500SH SOLE 1,50000
STONERIDGE INCCOM86183P1022,377114,500SH SOLE 114,50000
STRATTEC SECURITY CORP.COM8631111004,174110,560SH SOLE 110,56000
SURGALIGN HOLDINGS INC COMCOM86882C105518,000SH SOLE 18,00000
SURMODICS INC COMCOM8688731002,26750,000SH SOLE 50,00000
S&W SEED CO COMCOM785135104993466,000SH SOLE 466,00000
TEAM INC COMCOM8781551009945,000SH SOLE 45,00000
TEJON RANCH CO DEL COMCOM8790801091,826100,000SH SOLE 100,00000
TENNANT COCOM8803451031,78522,650SH SOLE 22,65000
TERRITORIAL BANCORP INC COMCOM88145X10861225,500SH SOLE 25,50000
TITAN INTL INC ILL COMCOM88830M10230220,500SH SOLE 20,50000
TITAN MACHY INC COMCOM88830R1014,352154,000SH SOLE 154,00000
TOWNSQUARE MEDIA INC CL ACOM8922311011,919150,000SH SOLE 150,00000
TRANSACT TECHNOLOGIES INC COMCOM89291810323333,000SH SOLE 33,00000
TRAVELCENTERS OF AMERICA INCCOCOM89421B10951612,000SH SOLE 12,00000
TREDEGAR INDS INCCOM8946501003,621302,000SH SOLE 302,00000
TRINITY PL HLDGS INC COMCOM89656D101893470,000SH SOLE 470,00000
TRUSTCO BK CORP N Y COM NEWCOM89834920432010,010SH SOLE 10,01000
TWIN DISC INC COMCOM9014761011,914115,000SH SOLE 115,00000
TWOU 2 1/4 5/1/25CONVERTIBLE BOND90214JAB79391,100,000PRN SOLE 1,100,00000
TYLER TECHNOLOGIES INC COMCOM9022521054451,000SH SOLE 1,00000
ULTRA CLEAN HLDGS INC COMCOM90385V1074,578108,000SH SOLE 108,00000
ULTRALIFE BATTERIES INC COMCOM9038991021,015189,000SH SOLE 189,00000
UNITED BANKSHARES INC WEST VCOCOM9099071073038,701SH SOLE 8,70100
UNITED GUARDIAN INC COMCOM9105711081,60370,511SH SOLE 70,51100
UNIVERSAL TECHNICAL INST INCCOCOM91391510484195,000SH SOLE 95,00000
VALLEY NATL BANCORP COMCOM91979410766651,152SH SOLE 51,15200
VALUE LINE INCCOM9204371002,15732,200SH SOLE 32,20000
VIAD CORP COM NEWCOM92552R4061,89553,160SH SOLE 53,16000
VILLAGE SUPER MKT INC CL A NEWCOM9271074093,312135,174SH SOLE 135,17400
VISHAY PRECISION GROUP INC COMCOM92835K1032,25170,000SH SOLE 70,00000
VRNS 1 1/4 8/15/25CONVERTIBLE BOND922280AB8616365,000PRN SOLE 365,00000
WABASH NATL CORP COMCOM92956610796565,000SH SOLE 65,00000
WASHINGTON TR BANCORP COMCOM9406101082,41045,900SH SOLE 45,90000
WATERSTONE FINL INC MD COMCOM94188P1011,44774,800SH SOLE 74,80000
WEBSTER FINL CORP WATERBURY COCOM9478901093,01353,690SH SOLE 53,69000
WESTERN NEW ENGLAND BANCORPCOM95889210170979,260SH SOLE 79,26000
WILLAMETTE VY VINEYARD INC COMCOM96913610020823,000SH SOLE 23,00000
WILLDAN GROUP INC COMCOM96924N1003,350109,169SH SOLE 109,16900
WILLIAMS INDL SVCS GROUP INC CCOM96951A1042814,000SH SOLE 14,00000
WINNEBAGO INDS INC COMCOM9746371002,16140,000SH SOLE 40,00000
WK 1 1/8 8/15/26CONVERTIBLE BOND98139AAB11,430900,000PRN SOLE 900,00000
WORLD WRESTLING ENTERTAINMENTCOM98156Q1081,74828,000SH SOLE 28,00000
YORK WTR CO COMCOM9871841081,93443,007SH SOLE 43,00700
ZNGA 0 1/4 6/1/24CORPORATE BONDS98986TAB4607500,000PRN SOLE 500,00000
ZS 1/8 7/1/25CONVERTIBLE BOND98980GAB81,143675,000PRN SOLE 675,00000