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Ancora Advisors

Filed: 9 Aug 21, 5:27pm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

(Amendment No. )1

Green Plains, Inc.

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

393222104

(CUSIP Number)

FREDERICK DISANTO

C/O ANCORA HOLDINGS INC.

6060 Parkland Boulevard, Suite 200

Cleveland, Ohio 44124

(216) 825-4000

 

STEVE WOLOSKY

ANDREW FREEDMAN

OLSHAN FROME WOLOSKY LLP

1325 Avenue of the Americas

New York, New York 10019

(212) 451-2300

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

July 28, 2021

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

1              The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. 393222104

 1 NAME OF REPORTING PERSON 
     
    Ancora Merlin, LP 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    25,314 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     25,314 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    25,314 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    PN 

  

2

CUSIP No. 393222104

 1 NAME OF REPORTING PERSON 
     
    Ancora Merlin Institutional, LP 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    288,742 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     288,742 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    288,742 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    PN 

  

3

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Catalyst, LP 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    25,694 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     25,694 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    25,694 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    PN 

  

4

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Catalyst Institutional, LP 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    288,358 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     288,358 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    288,358 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    PN 

  

5

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Catalyst SPV I SPC Ltd Segregated Portfolio H 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    CAYMAN ISLANDS 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    878,381 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     878,381 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    878,381 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    1.6% 
 14 TYPE OF REPORTING PERSON 
     
    CO 

  

6

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Catalyst SPV I LP Series Q* 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    423,219 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     423,219 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    423,219 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    PN 

*This Series Q is part of a series of Ancora Catalyst SPV I LP, a series limited partnership.

  

7

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Catalyst SPV I LP Series R* 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    412,426 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     412,426 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    412,426 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    PN 

*This Series R is part of a series of Ancora Catalyst SPV I LP, a series limited partnership.

  

8

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Catalyst SPV I LP Series S* 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    415,008 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     415,008 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    415,008 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    PN 

*This Series S is part of a series of Ancora Catalyst SPV I LP, a series limited partnership.

  

9

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Catalyst SPV I LP Series T* 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    WC 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    398,954 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     398,954 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    398,954 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    PN 

*This Series T is part of a series of Ancora Catalyst SPV I LP, a series limited partnership.

  

10

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Advisors, LLC 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    OO, AF 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    NEVADA 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    448,127 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     448,127 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    448,127 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    1.0% 
 14 TYPE OF REPORTING PERSON 
     
    IA, OO 

  

11

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Alternatives LLC 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    OO, AF 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    OHIO 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    3,256,298 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     3,256,298 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    3,256,298 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    6.1% 
 14 TYPE OF REPORTING PERSON 
     
    IA, OO 

  

12

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Family Wealth Advisors, LLC 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    OO, AF 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    OHIO 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    3,504 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     3,504 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    3,504 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    IA, OO 

  

13

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    The Ancora Group Inc. 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    OO, AF 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    OHIO 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    448,127 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     448,127 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    448,127 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    1.0% 
 14 TYPE OF REPORTING PERSON 
     
    CO 

  

14

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Inverness Holdings, LLC 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    OO, AF 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    DELAWARE 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    3,504 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     3,504 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    3,504 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    Less than 1% 
 14 TYPE OF REPORTING PERSON 
     
    OO 

  

15

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Ancora Holdings Inc. 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    OO, AF 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    OHIO 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    3,707,929 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     3,707,929 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    3,707,929 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    6.9% 
 14 TYPE OF REPORTING PERSON 
     
    CO 

  

16

CUSIP No. 393222104

 

 1 NAME OF REPORTING PERSON 
     
    Frederick DiSanto 
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ☒
    (b) ☐
      
 3 SEC USE ONLY  
      
      
 4 SOURCE OF FUNDS 
     
    OO 
 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)    ☐
    
      
 6 CITIZENSHIP OR PLACE OF ORGANIZATION 
     
    USA 
NUMBER OF 7 SOLE VOTING POWER 
SHARES     
BENEFICIALLY    - 0 - 
OWNED BY 8 SHARED VOTING POWER 
EACH     
REPORTING    3,707,929 
PERSON WITH 9 SOLE DISPOSITIVE POWER 
     
     - 0 - 
  10 SHARED DISPOSITIVE POWER 
      
     3,707,929 
 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
     
    3,707,929 
 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    ☐
    
      
 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 
     
    6.9% 
 14 TYPE OF REPORTING PERSON 
     
    IN 

  

17

CUSIP No. 393222104

The following constitutes the Schedule 13D filed by the undersigned (the “Schedule 13D”).

Item 1.Security and Issuer.

This statement relates to the Common Stock, $0.001 par value (the “Shares”) of Green Plains, Inc., an Iowa corporation (the “Issuer”). The address of the principal executive offices of the Issuer is 1811 Aksarben Drive, Omaha, Nebraska, 68106.

Item 2.Identity and Background.

(a)       This statement is filed by:

(i)Ancora Merlin, LP, a Delaware limited partnership (“Ancora Merlin”), with respect to the Shares directly and beneficially owned by it;
(ii)Ancora Merlin Institutional, LP, a Delaware limited partnership (“Ancora Merlin Institutional”), with respect to the Shares directly and beneficially owned by it;
(iii)Ancora Catalyst, LP, a Delaware limited partnership (“Ancora Catalyst”), with respect to the Shares directly and beneficially owned by it;
(iv)Ancora Catalyst Institutional, LP, a Delaware limited partnership (“Ancora Catalyst Institutional”), with respect to the Shares directly and beneficially owned by it;
(v)Ancora Catalyst SPV I LP – Series Q, a series of Ancora Catalyst SPV I LP, a Delaware limited partnership (“Ancora SPV Q”), with respect to the Shares directly and beneficially owned by it;
(vi)Ancora Catalyst SPV I LP – Series R, a series of Ancora Catalyst SPV I LP, a Delaware limited partnership (“Ancora SPV R”), with respect to the Shares directly and beneficially owned by it;
(vii)Ancora Catalyst SPV I LP – Series S, a series of Ancora Catalyst SPV I LP, a Delaware limited partnership (“Ancora SPV S”), with respect to the Shares directly and beneficially owned by it;
(viii)Ancora Catalyst SPV I LP – Series T, a series of Ancora Catalyst SPV I LP, a Delaware limited partnership (“Ancora SPV T,” and together with Ancora Merlin, Ancora Merlin Institutional, Ancora Catalyst, Ancora Catalyst Institutional, Ancora SPV Q, Ancora SPV R and Ancora SPV S, the “Ancora LP Funds”), with respect to the Shares directly and beneficially owned by it;
(ix)Ancora Catalyst SPV I SPC Ltd. – Segregated Portfolio H, a Cayman Islands segregated portfolio company (“Ancora SPC H” and together with the Ancora LP Funds, the “Ancora Funds”), with respect to the Shares directly and beneficially owned by it;
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CUSIP No. 393222104

(x)Ancora Advisors, LLC, a Nevada limited liability company (“Ancora Advisors”), as the investment advisor to certain separately managed accounts (the “Ancora Advisors SMAs”);
(xi)Ancora Alternatives LLC, an Ohio limited liability company (“Ancora Alternatives”), as the general partner of each of the Ancora LP Funds and as the investment advisor to each of the Ancora Funds and a certain separately managed account (the “Ancora Alternatives SMA”);
(xii)Ancora Family Wealth Advisors, LLC, an Ohio limited liability company (“Ancora Family Wealth”), as the investment advisor to certain separately managed accounts (the “Ancora Family Wealth SMAs”);
(xiii)The Ancora Group Inc., an Ohio corporation (“Ancora Inc.”), as the sole member of Ancora Advisors;
(xiv)Inverness Holdings LLC, a Delaware limited liability company (“Inverness Holdings”), as the sole member of Ancora Family Wealth;
(xv)Ancora Holdings Inc., an Ohio corporation (“Ancora Holdings”), as the sole member of each of Ancora Alternatives and Inverness Holdings and as the sole shareholder of Ancora Inc.; and
(xvi)Frederick DiSanto, as the Chairman and Chief Executive Officer of Ancora Holdings.

Each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.” Each of the Reporting Persons is party to the Joint Filing Agreement as further described in Item 6 below. Accordingly, the Reporting Persons are hereby filing a joint Schedule 13D.

Set forth on Schedule A annexed hereto (“Schedule A”) is the name and present principal occupation or employment, principal business address and citizenship of the executive officers and directors of Ancora Inc., Ancora Holdings and Ancora SPC H. To the best of the Reporting Persons’ knowledge, except as otherwise set forth herein, none of the persons listed on Schedule A beneficially owns any securities of the Issuer or is a party to any contract, agreement or understanding required to be disclosed herein.

(b)       The address of the principal office of each of the Ancora Funds, Ancora Advisors, Ancora Alternatives, Ancora Family Wealth, Ancora Inc., Inverness Holdings, Ancora Holdings and Mr. DiSanto is 6060 Parkland Boulevard, Suite 200, Cleveland, Ohio 44124.

(c)       The principal business of each of the Ancora Funds is investing in securities. The principal business of Ancora Advisors is serving as the investment advisor to the Ancora Advisors SMAs. The principal business of Ancora Alternatives is serving as the general partner of each of the Ancora LP Funds and as the investment advisor of each of the Ancora Funds and the Ancora Alternatives SMA. The principal business of Ancora Family Wealth is serving as investment advisor to the Ancora Family Wealth SMAs. The principal business of Ancora Inc. is serving as the sole member of Ancora Advisors. The principal business of Inverness Holdings is serving as the sole member of Ancora Family Wealth. The principal business of Ancora Holdings is serving as the sole member of each of Ancora Alternatives and Inverness Holdings, and as the sole shareholder of Ancora Inc. The principal occupation of Mr. DiSanto is serving as the Chairman and Chief Executive Officer of Ancora Holdings.

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CUSIP No. 393222104

(d)       No Reporting Person, nor any person listed on Schedule A, has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

(e)       Other than as disclosed below, no Reporting Person, nor any person listed on Schedule A, has, during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. On December 18, 2018, Ancora Advisors entered into a settlement with the Securities and Exchange Commission regarding the violation of Section 206(4) under the Investment Advisers Act of 1940 and Rule 206(4)-5 thereunder, due to the contributing of more than the allowable $350 contribution to certain political campaigns. Ancora Advisors consented to the cease-and-desist order and paid a penalty in the amount of $100,000.

(f)       Mr. DiSanto is a citizen of the United States of America.

Item 3.Source and Amount of Funds or Other Consideration.

 

The Shares purchased by each of the Ancora Funds and held in the Ancora Advisors SMA, Ancora Alternatives SMA and the Ancora Family Wealth SMAs were purchased with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business). The aggregate purchase price of the 25,314 Shares owned directly by Ancora Merlin is approximately $842,251, including brokerage commissions. The aggregate purchase price of the 288,742 Shares owned directly by Ancora Merlin Institutional is approximately $9,604,765, including brokerage commissions. The aggregate purchase price of the 25,694 Shares owned directly by Ancora Catalyst is approximately $855,363, including brokerage commissions. The aggregate purchase price of the 288,358 Shares owned directly by Ancora Catalyst Institutional is approximately $9,590,813, including brokerage commissions. The aggregate purchase price of the 423,219 Shares owned directly by Ancora SPV Q is approximately $14,049,707, including brokerage commissions. The aggregate purchase price of the 412,426 Shares owned directly by Ancora SPV R is approximately $13,696,533, including brokerage commissions. The aggregate purchase price of the 415,008 Shares owned directly by Ancora SPV S is approximately $13,845,744, including brokerage commissions. The aggregate purchase price of the 398,954 Shares owned directly by Ancora SPV T is approximately $13,426,549, including brokerage commissions. The aggregate purchase price of the 878,381 Shares owned directly by Ancora SPC H is approximately $29,237,512, including brokerage commissions.

 

The aggregate purchase price of the 448,127 Shares held in the Ancora Advisors SMAs are approximately $14,659,964, including brokerage commissions. The aggregate purchase price of the 100,202 Shares held in the Ancora Alternatives SMA is approximately $3,237,717, including brokerage commissions. The aggregate purchase price of the 3,504 Shares held in the Ancora Family Wealth SMAs is approximately $114,302, including brokerage commissions.

 

Item 4.Purpose of Transaction.

The Reporting Persons purchased the Shares based on the Reporting Persons’ belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purchase or sale of Shares on the open market or in private transactions or otherwise, on such terms and at such times as the Reporting Persons may deem advisable.

 

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CUSIP No. 393222104

No Reporting Person has any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D except as set forth herein or such as would occur upon or in connection with completion of, or following, any of the actions discussed herein. Depending on various factors including, without limitation, the Issuer’s financial position and investment strategy, the price levels of the Shares, conditions in the securities markets and general economic and industry conditions, the Reporting Persons may in the future take such actions with respect to their investment in the Issuer as they deem appropriate including, without limitation, engaging in additional communications with management and the Board of the Issuer, engaging in discussions with shareholders of the Issuer or third parties, including potential acquirers and service providers about the Issuer and the Reporting Persons’ investment, making proposals to the Issuer concerning changes to the capital allocation strategy, capitalization, ownership structure, including a sale of the Issuer as a whole or in parts, Board structure (including Board composition) or operations of the Issuer, purchasing additional Shares, selling some or all of their Shares, engaging in short selling of or any hedging or similar transaction with respect to the Shares, or changing their intention with respect to any and all matters referred to in Item 4.

 

Item 5.Interest in Securities of the Issuer.

 

The aggregate percentage of Shares reported owned by each person named herein is based upon 53,650,852 Shares outstanding as of August 9, 2021, as disclosed in the Issuer’s final prospectus filed on Form 424B5 on August 6, 2021 with the SEC.

 

A.Ancora Merlin
(a)As of the date hereof, Ancora Merlin beneficially owned directly 25,314 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 25,314
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 25,314

 

B.Ancora Merlin Institutional
(a)As of the date hereof, Ancora Merlin Institutional beneficially owned directly 288,742 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 288,742
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 288,742

 

C.Ancora Catalyst
(a)As of the date hereof, Ancora Catalyst beneficially owned directly 25,694 Shares.

Percentage: Less than 1%

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(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 25,694
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 25,694

 

D.Ancora Catalyst Institutional
(a)As of the date hereof, Ancora Catalyst Institutional beneficially owned directly 288,358 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 288,358
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 288,358
E.Ancora SPV Q
(a)As of the date hereof, Ancora SPV Q beneficially owned directly 423,219 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 423,219
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 423,219

 

F.Ancora SPV R
(a)As of the date hereof, Ancora SPV R beneficially owned directly 412,426 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 412,426
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 412,426

 

G.Ancora SPV S
(a)As of the date hereof, Ancora SPV S beneficially owned directly 415,008 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 415,008
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 415,008

 

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H.Ancora SPV T
(a)As of the date hereof, Ancora SPV T beneficially owned directly 398,954 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 398,954
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 398,954
I.Ancora SPC H
(a)As of the date hereof, Ancora SPC H beneficially owned directly 878,381 Shares.

Percentage: Approximately 1.6%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 878,381
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 878,381
J.Ancora Advisors
(a)As of the date hereof, 448,127 Shares were held in the Ancora Advisors SMAs. Ancora Advisors, as the investment advisor to the Ancora Advisors SMAs, may be deemed to beneficially own 448,127 Shares held in the Ancora Advisors SMAs.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 448,127
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 448,127
K.Ancora Alternatives
(a)Ancora Alternatives, as the investment advisor to each of the Ancora Funds and the Ancora Alternatives SMA and the general partner of each of the Ancora LP Funds, may be deemed to beneficially own 3,256,298 Shares consisting of (i) 25,314 Shares beneficially owned directly by Ancora Merlin, (ii) 288,742 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 25,694 Shares beneficially owned directly by Ancora Catalyst, (iv) 288,358 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 423,219 Shares beneficially owned directly by Ancora SPV Q, (vi) 412,426 Shares beneficially owned directly by Ancora SPV R, (vii) 415,008 Shares beneficially owned directly by Ancora SPV S, (viii) 398,954 Shares beneficially owned directly by Ancora SPV T, (ix) 878,381 Shares beneficially owned directly by Ancora SPC H and (x) 100,202 Shares held in the Ancora Alternatives SMA.

Percentage: Approximately 6.1%

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(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,256,298
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,256,298

 

L.Ancora Family Wealth
(a)As of the date hereof, 3,504 Shares were held in the Ancora Family Wealth SMAs. Ancora Family Wealth, as the investment advisor to the Ancora Family Wealth SMAs, may be deemed to beneficially own the 3,504 Shares held in the Ancora Family Wealth SMAs.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,504
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,504

 

M.Ancora Inc.
(a)Ancora Inc., as the sole member of Ancora Advisors, may be deemed to beneficially own 448,127 Shares held in the Ancora Advisors SMAs.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 448,127
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 448,127

 

N.Inverness Holdings
(a)Inverness Holdings, as the sole member of Ancora Family Wealth, may be deemed to beneficially own the 3,504 Shares held in the Ancora Family Wealth SMAs.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,504
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,504

 

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CUSIP No. 393222104

O.Ancora Holdings
(a)Ancora Holdings, as the sole member of each of Ancora Alternatives and Inverness Holdings, and as the sole shareholder of Ancora Inc., may be deemed to beneficially own 3,707,929 Shares consisting of (i) 25,314 Shares beneficially owned directly by Ancora Merlin, (ii) 288,742 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 25,694 Shares beneficially owned directly by Ancora Catalyst, (iv) 288,358 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 423,219 Shares beneficially owned directly by Ancora SPV Q, (vi) 412,426 Shares beneficially owned directly by Ancora SPV R, (vii) 415,008 Shares beneficially owned directly by Ancora SPV S, (viii) 398,954 Shares beneficially owned directly by Ancora SPV T, (ix) 878,381 Shares beneficially owned directly by Ancora SPC H and (x) 100,202 Shares held in the Ancora Alternatives SMA, (xi) 448,127 Shares held in the Ancora Advisors SMAs, and (xii) 3,504 Shares held in the Ancora Family Wealth SMAs.

Percentage: Approximately 6.9%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,707,929
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,707,929

 

P.Mr. DiSanto
(a)Mr. DiSanto, as the Chairman and Chief Executive Officer of Ancora Holdings, may be deemed to beneficially own 3,707,929 Shares consisting of (i) 25,314 Shares beneficially owned directly by Ancora Merlin, (ii) 288,742 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 25,694 Shares beneficially owned directly by Ancora Catalyst, (iv) 288,358 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 423,219 Shares beneficially owned directly by Ancora SPV Q, (vi) 412,426 Shares beneficially owned directly by Ancora SPV R, (vii) 415,008 Shares beneficially owned directly by Ancora SPV S, (viii) 398,954 Shares beneficially owned directly by Ancora SPV T, (ix) 878,381 Shares beneficially owned directly by Ancora SPC H and (x) 100,202 Shares held in the Ancora Alternatives SMA, (xi) 448,127 Shares held in the Ancora Advisors SMAs, and (xii) 3,504 Shares held in the Ancora Family Wealth SMAs.

Percentage: Approximately 6.9%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,707,929
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,707,929

 

Each Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and such group may be deemed the beneficial owner of the Shares directly owned by each of the Reporting Persons. The filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Exchange Act, the beneficial owners of any securities of the Issuer that he or it does not directly own. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that he or it does not directly own.

(c)       The transactions in the Shares by the Reporting Persons during the past sixty days are set forth in Schedule B and are incorporated herein by reference. All of such transactions were effected in the open market unless otherwise noted.

 

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CUSIP No. 393222104

Item 6.Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

On August 9, 2021, the Reporting Persons entered into a Joint Filing Agreement in which the Reporting Persons agreed to the joint filing on behalf of each of them of statements on Schedule 13D with respect to the securities of the Issuer to the extent required by applicable law. The Joint Filing Agreement is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Ancora Catalyst Institutional has entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (the “Ancora Catalyst Institutional Swaps”) that constitute economic exposure to an aggregate of 171,940 notional Shares, representing less than 1% of the outstanding Shares, which have a maturity date of July 6, 2023. The Ancora Catalyst Institutional Swaps provide Ancora Catalyst Institutional with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Shares that are the subject of the Ancora Catalyst Institutional Swaps (such shares, the “Ancora Catalyst Institutional Subject Shares”). Ancora Catalyst Institutional does not have the right to convert the Ancora Catalyst Institutional Swaps into Shares at any time. Taking into account the Ancora Catalyst Institutional Subject Shares, Ancora Catalyst Institutional has economic exposure to an aggregate of 460,298 Shares, representing less than 1% of the outstanding Shares.

Ancora Catalyst has entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (the “Ancora Catalyst Swaps”) that constitute economic exposure to an aggregate of 15,560 notional Shares, representing less than 1% of the outstanding Shares, which have a maturity date of July 6, 2023. The Ancora Catalyst Swaps provide Ancora Catalyst with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Shares that are the subject of the Ancora Catalyst Swaps (such shares, the “Ancora Catalyst Subject Shares”). Ancora Catalyst does not have the right to convert the Ancora Catalyst Swaps into Shares at any time. Taking into account the Ancora Catalyst Subject Shares, Ancora Catalyst has economic exposure to an aggregate of 41,254 Shares, representing less than 1% of the outstanding Shares.

Ancora Merlin Institutional has entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (the “Ancora Merlin Institutional Swaps”) that constitute economic exposure to an aggregate of 172,315 notional Shares, representing less than 1% of the outstanding Shares, which have a maturity date of July 6, 2023. The Ancora Merlin Institutional Swaps provide Ancora Merlin Institutional with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Shares that are the subject of the Ancora Merlin Institutional Swaps (such shares, the “Ancora Merlin Institutional Subject Shares”). Ancora Merlin Institutional does not have the right to convert the Ancora Merlin Institutional Swaps into Shares at any time. Taking into account the Ancora Merlin Institutional Subject Shares, Ancora Merlin Institutional has economic exposure to an aggregate of 461,057 Shares, representing less than 1% of the outstanding Shares.

Ancora Merlin has entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (the “Ancora Merlin Swaps”) that constitute economic exposure to an aggregate of 15,185 notional Shares, representing less than 1% of the outstanding Shares, which have a maturity date of July 6, 2023. The Ancora Merlin Swaps provide Ancora Merlin with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Shares that are the subject of the Ancora Merlin Swaps (such shares, the “Ancora Merlin Subject Shares”). Ancora Merlin does not have the right to convert the Ancora Merlin Swaps into Shares at any time. Taking into account the Ancora Merlin Subject Shares, Ancora Merlin has economic exposure to an aggregate of 40,499 Shares, representing less than 1% of the outstanding Shares.

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CUSIP No. 393222104

Each of Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional and Ancora Catalyst purchased American-style put options referencing an aggregate of 9,200 Shares, 800 Shares, 9,100 Shares and 900 Shares, respectively, which have an exercise price of $27 per Share, and which expire on January 21, 2022, as further described on Schedule B hereto.

Each of Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst and Ancora Alternatives SMA purchased American-style put options referencing an aggregate of 38,300 Shares, 36,700 Shares, 36,200 Shares, 37,600 Shares, 14,500 Shares, 1,300 Shares, 12,600 Shares, 1,100 Shares and 10,200 Shares, respectively, which have an exercise price of $22 per Share, and which expire on May 20, 2022, as further described on Schedule B hereto.

Each of Ancora SPC H, Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst, Ancora Alternatives SMA and Ancora Advisors SMA purchased American-style put options referencing an aggregate of 21,300 Shares, 15,700 Shares, 15,300 Shares, 13,700 Shares, 3,300 Shares, 44,200 Shares, 4,000 Shares, 46,400 Shares, 4,300 Shares, 2,700 Shares and 30,200 Shares, respectively, which have an exercise price of $25 per Share, and which expire on May 20, 2022, as further described on Schedule B hereto.

Each of Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional and Ancora Catalyst purchased American-style put options referencing an aggregate of 7,500 Shares, 7,000 Shares, 8,700 Shares, 27,000 Shares, 7,100 Shares, 600 Shares, 7,100 Shares and 600 Shares, respectively, which have an exercise price of $20 per Share, and which expire on November 18, 2022, as further described on Schedule B hereto.

Each of Ancora SPC H, Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst and Ancora Advisors SMA purchased American-style put options referencing an aggregate of 68,800 Shares, 35,900 Shares, 34,400 Shares, 29,900 Shares, 24,300 Shares, 2,200 Shares, 24,400 Shares, 2,200 Shares and 121,100 Shares, respectively, which have an exercise price of $23 per Share, and which expire on November 18, 2022, as further described on Schedule B hereto.

Each of Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst and Ancora Alternatives SMA purchased American-style put options referencing an aggregate of 50,500 Shares, 49,900 Shares, 52,600 Shares, 88,100 Shares, 48,300 Shares, 4,000 Shares, 43,000 Shares, 3,500 Shares and 43,200 Shares, respectively, which have an exercise price of $20 per Share, and which expire on December 16, 2022, as further described on Schedule B hereto.

Each of Ancora SPC H, Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst and Ancora Advisors SMA purchased American-style put options referencing an aggregate of 78,800 Shares, 45,100 Shares, 43,200 Shares, 39,000 Shares, 7,700 Shares, 65,100 Shares, 5,800 Shares, 70,200 Shares, 6,200 Shares and 128,100 Shares, respectively, which have an exercise price of $22 per Share, and which expire on December 16, 2022, as further described on Schedule B hereto.

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CUSIP No. 393222104

Each of Ancora SPC H, Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional and Ancora Catalyst purchased American-style put options referencing an aggregate of 8,200 Shares, 18,400 Shares, 18,200 Shares, 21,400 Shares, 23,700 Shares, 16,700 Shares, 1,300 Shares, 16,600 Shares and 1,500 Shares, respectively, which have an exercise price of $25 per Share, and which expire on December 16, 2022, as further described on Schedule B hereto.

Item 7.Material to be Filed as Exhibits.
99.1Joint Filing Agreement, dated August 9, 2021.

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CUSIP No. 393222104

SIGNATURES

 

After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: August 9, 2021

 Ancora Merlin, LP
 Ancora Merlin Institutional, LP
 Ancora Catalyst, LP
 Ancora Catalyst Institutional, LP
 Ancora Catalyst SPV I LP – Series Q
 Ancora Catalyst SPV I LP – Series R
 Ancora Catalyst SPV I LP – Series S
 Ancora Catalyst SPV I LP – Series T
  
  
 By:

Ancora Alternatives LLC,

its Investment Advisor and General Partner

   
 By:

Ancora Holdings Inc.,

its Sole Member

  
 By:

/s/ Frederick DiSanto

  Name:Frederick DiSanto
  Title:Chairman and Chief Executive Officer

 

 

 Ancora Catalyst SPV I SPC Ltd. – Segregated Portfolio H
  
 By:

Ancora Alternatives LLC,

its Investment Advisor

   
 By:

Ancora Holdings Inc.,

its Sole Member

   
 By:/s/ Frederick DiSanto
  Name:Frederick DiSanto
  Title:Chairman and Chief Executive Officer

 

 

 Ancora Alternatives LLC
  
 By:

Ancora Holdings Inc.,

its Sole Member

   
 By:

/s/ Frederick DiSanto

  Name:Frederick DiSanto
  Title:Chairman and Chief Executive Officer

 

29

CUSIP No. 393222104

 Ancora Advisors, LLC
  
 By:

The Ancora Group Inc.,

its Sole Member

   
 By:

Ancora Holdings Inc.,

its Sole Shareholder

   
 By:/s/ Frederick DiSanto
  Name:Frederick DiSanto
  Title:Chairman and Chief Executive Officer

 

 

 Ancora Family Wealth Advisors, LLC
  
 By:

Inverness Holdings LLC,

its Sole Member

   
 By:

Ancora Holdings Inc.,

its Sole Member

   
 By:/s/ Frederick DiSanto
  Name:Frederick DiSanto
  Title:Chairman and Chief Executive Officer

 

 The Ancora Group Inc.
  
 By:

Ancora Holdings Inc.,

its Sole Shareholder

   
 By:

/s/ Frederick DiSanto

  Name:Frederick DiSanto
  Title:Chairman and Chief Executive Officer

 

 

 Inverness Holdings LLC
  
 By:

Ancora Holdings Inc.,

its Sole Member

   
 By:

/s/ Frederick DiSanto

  Name:Frederick DiSanto
  Title:Chairman and Chief Executive Officer

 

 

 Ancora Holdings Inc.
   
 By:/s/ Frederick DiSanto
  Name:Frederick DiSanto
  Title:Chairman and Chief Executive Officer

  

30

CUSIP No. 393222104

  
 /s/ Frederick DiSanto
 Frederick DiSanto

 

31

CUSIP No. 393222104

SCHEDULE A

Directors and Officers of Ancora Catalyst SPV I SPC Ltd. – Segregated Portfolio H

Name and PositionPrincipal OccupationPrincipal Business AddressCitizenship
Bradley Zucker
Director
Company Director6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Julie O’Hara
Director
Company Director94 Solaris Avenue
Box 1348, Camana Bay
Grand Cayman
Cayman Islands
KY1-1108
Canada
Ronan Guilfoyle
Director
Company Director94 Solaris Avenue
Box 1348, Camana Bay
Grand Cayman
Cayman Islands
KY1-1108
Ireland

 

 

CUSIP No. 393222104

Directors and Officers of The Ancora Group Inc. and Ancora Holdings Inc.

Name and PositionPrincipal OccupationPrincipal Business AddressCitizenship
Fredrick DiSanto
Director and Officer
Chairman and Chief Executive Officer6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Dan Hyland
Director and Officer
President6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
John Micklitsch
Director and Officer
Chief Investment Officer6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
John Bartels
Director and Officer
Managing Director, Retirement Plans & Insurance Services6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
James M. Chadwick
Officer
Managing Director, Alternative Investments6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Brittney Garrett
Officer
Chief Financial Officer6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Joe Spidalieri
Officer
Chief Operating Officer6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Jason Geers
Officer
Chief Compliance Officer6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States

 

 

CUSIP No. 393222104

SCHEDULE B

Transactions in Securities of the Issuer
During the Past Sixty Days

Nature of TransactionAmount of Securities
Purchased/(Sold)
Price per Security

Date of

Purchase/Sale

ANCORA MERLIN, LP

 

Purchase of Common Stock1,10433.899806/10/2021
Purchase of Common Stock89633.723606/11/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12002.857906/15/2021
Purchase of Common Stock1,00033.107106/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,0003.187806/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,0003.248706/21/2021
Purchase of December 16, 2022 Put Options ($25.00 Strike Price)18004.457906/21/2021
Purchase of Common Stock1,00032.522506/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11002.947806/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13002.721206/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13002.631206/22/2021
Purchase of Common Stock1,00033.522506/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11002.931106/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13002.933106/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13002.931206/24/2021
Purchase of Cash-Settled Total Return Swap3,03733.3211

07/06/2021

 

Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12002.881107/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)18003.326007/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)19003.096907/06/2021
Purchase of Cash-Settled Total Return Swap2,02532.577607/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11003.197307/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15003.747707/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15003.596407/07/2021
Purchase of Cash-Settled Total Return Swap1,01232.976507/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11003.098607/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12003.918507/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12003.656207/13/2021
Purchase of Cash-Settled Total Return Swap3,03731.631007/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11003.552407/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)11004.437807/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)11004.237807/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)18003.456107/14/2021
Purchase of Cash-Settled Total Return Swap1,01232.111607/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15003.405507/16/2021
Purchase of Cash-Settled Total Return Swap1,01231.508607/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11002.847807/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)12003.694407/19/2021
Purchase of Cash-Settled Total Return Swap2,02532.888007/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12002.872807/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)16003.613907/27/2021
Purchase of Cash-Settled Total Return Swap2,02532.446507/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12002.781607/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15003.727807/28/2021
Purchase of Common Stock99234.066707/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12002.634607/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)16003.606707/29/2021
Purchase of Common Stock2,43635.066507/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)16002.495907/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)11,4003.547907/30/2021
Purchase of Common Stock1,58736.537108/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 11005.037808/02/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 11004.047808/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12005.067108/04/2021
Purchase of Common Stock2,09432.030008/05/2021
Purchase of Common Stock6,20533.333008/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 15003.617808/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 14004.134108/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 15004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12005.210008/06/2021

 

 

CUSIP No. 393222104

ANCORA MERLIN INSTITUTIONAL, LP

 

Purchase of Common Stock12,70533.897706/10/2021
Purchase of Common Stock10,29533.721006/11/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,9002.857806/15/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15002.857806/15/2021
Purchase of Common Stock11,50033.104806/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)123,0003.187806/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)122,5003.248706/21/2021
Purchase of December 16, 2022 Put Options ($25.00 Strike Price)19,2004.457806/21/2021
Purchase of Common Stock11,50032.520206/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)16002.927006/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,3002.713606/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,7002.623506/22/2021
Purchase of Common Stock11,50033.520206/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)18002.909306/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,6002.925406/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,6002.923506/24/2021
Purchase of Cash-Settled Total Return Swap34,46333.321107/06/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,5002.869507/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)19,4003.323107/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)110,0003.094407/06/2021
Purchase of Cash-Settled Total Return Swap22,97532.577607/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,6003.173907/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15,6003.743207/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15,9003.591907/07/2021
Purchase of Cash-Settled Total Return Swap11,48832.976507/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)15003.078607/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,0003.907207/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,1003.644807/13/2021
Purchase of Cash-Settled Total Return Swap34,46331.631007/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12003.540007/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)14004.419107/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)18,1003.453307/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15004.217807/14/2021
Purchase of Cash-Settled Total Return Swap11,48832.111607/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15,3003.401007/16/2021
Purchase of Cash-Settled Total Return Swap11,48831.508607/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,1002.825107/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)12,4003.682907/19/2021
Purchase of Cash-Settled Total Return Swap22,97532.888007/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,3002.861307/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)17,1003.610107/27/2021
Purchase of Cash-Settled Total Return Swap22,97532.446507/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,8002.770407/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15,7003.723307/28/2021
Purchase of Common Stock11,19234.064407/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)13,3002.770407/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)19,9003.602807/29/2021
Purchase of Common Stock27,48435.065607/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)16,0002.492207/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)116,9003.546307/30/2021
Purchase of Common Stock17,89936.535608/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12,2005.014008/02/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 15004.027808/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 13,3005.055308/04/2021
Purchase of Common Stock23,76232.030008/05/2021
Purchase of Common Stock70,40533.332608/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 15,7003.613308/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 14,0004.128508/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 16,0004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12,0005.210008/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST, LP

 

Purchase of Common Stock1,11833.910906/10/2021
Purchase of Common Stock90733.737306/11/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)14002.875006/15/2021
Purchase of Common Stock1,01233.119406/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,0003.190006/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,4003.243306/21/2021
Purchase of December 16, 2022 Put Options ($25.00 Strike Price)18004.462506/21/2021
Purchase of Common Stock1,01232.530006/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11003.000006/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13002.723306/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13002.633306/22/2021
Purchase of Common Stock1,01333.520006/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11002.983306/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13002.935206/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13002.933306/24/2021
Purchase of Cash-Settled Total Return Swap3,11233.321107/06/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12002.895707/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)18003.320007/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)19003.091307/06/2021
Purchase of Cash-Settled Total Return Swap2,07532.577607/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11003.249507/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15003.739907/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15003.588607/07/2021
Purchase of Cash-Settled Total Return Swap1,03732.976507/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11003.150807/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12003.933107/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12003.670807/13/2021
Purchase of Cash-Settled Total Return Swap3,11231.631007/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11003.679007/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)11004.564007/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)11004.364007/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)17003.475607/14/2021
Purchase of Cash-Settled Total Return Swap1,03732.111607/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15003.397707/16/2021
Purchase of Cash-Settled Total Return Swap1,03731.508607/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11002.900007/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)12003.709007/19/2021
Purchase of Cash-Settled Total Return Swap2,07532.888007/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12002.887407/27/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)16003.606907/27/2021
Purchase of Cash-Settled Total Return Swap2,07532.446507/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12002.796207/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15003.720007/28/2021
Purchase of Common Stock1,02634.064207/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11002.709207/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)12003.639707/29/2021
Purchase of Common Stock2,52135.065507/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)15002.498907/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)11,4003.533307/30/2021
Purchase of Common Stock1,64236.530108/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 13005.033308/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12005.091708/04/2021
Purchase of Common Stock2,14632.030008/05/2021
Purchase of Common Stock6,35933.332608/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 15003.620008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 14004.140008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 15004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12005.210008/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST INSTITUTIONAL, LP

 

Purchase of Common Stock12,69133.898706/10/2021
Purchase of Common Stock10,28433.722306/11/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)14,2002.860006/15/2021
Purchase of Common Stock11,48833.105906/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)123,0003.190006/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)127,6003.243306/21/2021
Purchase of December 16, 2022 Put Options ($25.00 Strike Price)19,2004.460006/21/2021
Purchase of Common Stock11,48832.530006/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)17002.920006/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,3002.710006/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,7002.620006/22/2021
Purchase of Common Stock11,48733.520006/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)18002.903306/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,6002.921906/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,6002.920006/24/2021
Purchase of Cash-Settled Total Return Swap34,38833.321107/06/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,4002.865707/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)19,3003.320007/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)110,0003.091307/06/2021
Purchase of Cash-Settled Total Return Swap22,92532.577607/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,6003.169507/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15,6003.739907/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15,9003.588607/07/2021
Purchase of Cash-Settled Total Return Swap11,46332.976507/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)15003.070807/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,1003.903107/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,1003.640807/13/2021
Purchase of Cash-Settled Total Return Swap34,38831.631007/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12003.604107/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15004.444007/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)14004.251607/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)18,2003.456007/14/2021
Purchase of Cash-Settled Total Return Swap11,46332.111607/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15,3003.397707/16/2021
Purchase of Cash-Settled Total Return Swap11,46331.508607/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,1002.820007/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)12,4003.679007/19/2021
Purchase of Cash-Settled Total Return Swap22,92532.888007/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,2002.857407/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)17,1003.606907/27/2021
Purchase of Cash-Settled Total Return Swap22,92532.446507/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,8002.756207/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15,7003.710007/28/2021
Purchase of Common Stock11,15634.064207/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,6002.619207/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)14,9003.599707/29/2021
Purchase of Common Stock27,39835.065507/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)15,9002.488907/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)116,5003.533307/30/2021
Purchase of Common Stock17,84436.521808/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12,1005.010008/02/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 15001.020008/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 13,3005.051708/04/2021
Purchase of Common Stock23,71032.030008/05/2021
Purchase of Common Stock70,25033.332608/05/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)15,7003.610008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 14,0004.125008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 16,0004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12,0005.210008/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I LP – SERIES Q

 

Purchase of Common Stock50,75032.283407/08/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)13,3003.159607/08/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)112,1003.757607/08/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)112,8003.534007/08/2021
Purchase of Common Stock14,50033.351407/09/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,0002.894307/09/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,7003.576907/09/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,8003.358307/09/2021
Purchase of Common Stock23,97234.198707/12/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,3002.720507/12/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)14,6003.569607/12/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)14,9003.306807/12/2021
Purchase of Common Stock81,00033.116607/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)14,0003.070807/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)115,0003.903107/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)116,2003.640807/13/2021
Purchase of Common Stock36,00031.474407/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)13003.579007/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15004.444007/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)16004.239107/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)18,5003.455907/14/2021
Purchase of Common Stock21,60032.123307/15/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)128,7002.575107/15/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,5003.520007/15/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)19,8003.460707/15/2021
Purchase of Common Stock26,00032.126807/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)112,2003.397707/16/2021
Purchase of Common Stock26,00031.315607/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,6007.641007/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15,4001.357807/19/2021
Purchase of Common Stock13,00032.571707/20/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)13,9002.809207/20/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)17,5003.410007/20/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15,5003.423407/20/2021
Purchase of Common Stock4,11432.596907/28/2021
Purchase of Common Stock5,00434.064207/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)15002.629207/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)11,7003.599707/29/2021
Purchase of Common Stock12,28835.065507/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,6002.488907/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)17,4003.533307/30/2021
Purchase of Common Stock8,00336.522908/02/2021
Purchase of Common Stock34,00036.493608/03/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 19005.011108/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 110,1004.947508/03/2021
Purchase of Common Stock12,59736.703908/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 11,0004.010008/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 16,2005.051708/04/2021
Purchase of Common Stock13,72532.001108/05/2021
Purchase of Common Stock40,66633.332608/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 13,3003.610008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 12,3004.125008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 13,5004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 11,2005.210008/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I LP – SERIES R

 

Purchase of Common Stock49,00032.283407/08/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)13,2003.159607/08/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)111,7003.757607/08/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)112,4003.534007/08/2021
Purchase of Common Stock14,00033.351407/09/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,0002.894307/09/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,6003.576907/09/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,7003.358307/09/2021
Purchase of Common Stock22,64034.198707/12/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,3002.720507/12/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)14,3003.569607/12/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)14,6003.3068

07/12/2021

 

 

Purchase of Common Stock76,50033.116607/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)13,9003.070807/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)114,3003.903107/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)115,3003.640807/13/2021
Purchase of Common Stock34,00031.474407/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12003.604107/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)5004.444007/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)18,1003.456007/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15004.244007/14/2021
Purchase of Common Stock20,40032.123307/15/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)126,6002.575107/15/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,3003.520007/15/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)19,4003.460707/15/2021
Purchase of Common Stock24,00032.126807/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)111,2003.397707/16/2021
Purchase of Common Stock24,00031.315607/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,4002.820007/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price) 15,0003.679007/19/2021
Purchase of Common Stock12,00032.571807/20/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)13,7002.809207/20/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)17,0003.410007/20/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15,0003.423407/20/2021
Purchase of Common Stock10,07132.596907/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)16002.762907/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)11,8003.710007/28/2021
Purchase of Common Stock4,83034.064207/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)18002.621707/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)12,3003.599707/29/2021
Purchase of Common Stock11,86235.065507/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,6002.488907/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)17,1003.533307/30/2021
Purchase of Common Stock7,54436.523008/02/2021
Purchase of Common Stock34,00036.493608/03/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 19005.011108/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 110,1004.947508/03/2021
Purchase of Common Stock12,45536.703908/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 19004.011108/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 16,1005.051708/04/2021
Purchase of Common Stock13,91032.001108/05/2021
Purchase of Common Stock41,21433.332608/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 13,4003.610008/05/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 12,3004.125008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 13,5004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 11,1005.210008/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I LP – SERIES S

 

Purchase of Common Stock42,00032.283407/08/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,8003.159607/08/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)110,1003.757607/08/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)110,6003.534007/08/2021
Purchase of Common Stock12,00033.351407/09/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)18002.894307/09/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,1003.576907/09/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,1003.358307/09/2021
Purchase of Common Stock19,97734.198707/12/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,1002.720507/12/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,8003.569607/12/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)14,1003.306807/12/2021
Purchase of Common Stock67,50033.116607/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)13,4003.070807/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)112,5003.903107/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)113,5003.640807/13/2021
Purchase of Common Stock30,00031.474407/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12003.604107/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)14004.451607/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)17,1003.456307/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15004.244007/14/2021
Purchase of Common Stock18,00032.123407/15/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)123,7002.575107/15/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,1003.520007/15/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)18,3003.460707/15/2021
Purchase of Common Stock21,00032.126807/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)19,9003.397707/16/2021
Purchase of Common Stock21,00031.315607/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,1002.820007/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)14,4003.679007/19/2021
Purchase of Common Stock10,50032.571907/20/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)13,2002.809207/20/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)16,1003.410007/20/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)14,4003.423407/20/2021
Purchase of Common Stock1,15333.748107/21/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12002.550007/21/2021
Purchase of Common Stock2,30433.435107/22/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12002.650007/21/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15003.409507/21/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)14003.425007/22/2021
Purchase of Common Stock2,30432.928407/23/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)14002.725007/23/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)11,2003.570007/23/2021
Purchase of Common Stock92933.887607/26/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)13002.558307/26/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)11,0003.420007/26/2021
Purchase of Common Stock8,29632.455107/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)18002.857407/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)12,6003.606907/27/2021
Purchase of Common Stock19,27532.596907/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,5002.756207/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price) 14,7003.710007/28/2021
Purchase of Common Stock4,37934.064207/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,4002.619207/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)14,1003.599707/29/2021
Purchase of Common Stock10,75335.065507/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,4002.488907/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)16,6003.533307/30/2021
Purchase of Common Stock26,79636.521608/02/2021
Purchase of Common Stock34,00036.493608/03/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 18005.012508/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 110,1004.947508/03/2021
Purchase of Common Stock9,23936.704308/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 11,4004.010008/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 19,4005.051708/04/2021
Purchase of Common Stock13,52632.001108/05/2021
Purchase of Common Stock40,07733.332608/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 13,3003.610008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 12,3004.125008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 13,5004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 11,1005.210008/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I LP – SERIES T

 

Purchase of Common Stock12,12933.736307/21/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,7002.510007/21/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)15,2003.99507/21/2021
Purchase of Common Stock24,25933.429207/22/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)11,7002.610007/22/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)14,7003.410007/22/2021
Purchase of Common Stock24,25932.928407/23/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)14,2002.720007/23/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)112,4003.570007/23/2021
Purchase of Common Stock9,77533.873007/26/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)13,5002.545007/26/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)110,8003.420007/26/2021
Purchase of Common Stock87,33232.455107/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)18,6002.857407/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)127,0003.606907/27/2021
Purchase of Common Stock90,62632.596907/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)18,4002.756207/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)126,4003.710007/28/2021
Purchase of Common Stock3,97234.064207/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)17,1002.619207/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)121,9003.599707/29/2021
Purchase of Common Stock9,75435.065507/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price) 12,4002.488907/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)16,7003.533307/30/2021
Purchase of Common Stock27,44836.521508/02/2021
Purchase of Common Stock32,00036.493608/03/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 17005.014308/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 19,7004.947508/03/2021
Purchase of Common Stock23,33036.703308/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 11,9004.010008/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 112,1005.051708/04/2021
Purchase of Common Stock13,64432.001108/05/2021
Purchase of Common Stock40,42633.332608/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 13,3003.610008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 12,3004.125008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 13,5004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 11,1005.210008/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I SPC LTD. – SEGREGATED PORTFOLIO H

 

Purchase of Common Stock50,00033.941407/02/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)13,8002.694707/02/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)113,9003.257007/02/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)114,7003.045907/02/2021
Purchase of Common Stock75,00033.621807/06/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)15,2002.865707/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)120,2003.320007/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)121,7003.091307/06/2021
Purchase of Common Stock100,00031.732307/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)16,6003.169507/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)124,3003.739907/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)125,4003.588607/07/2021
Purchase of Common Stock33,25032.283407/08/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,2003.159607/08/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)18,0003.757607/08/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)18,4003.534007/08/2021
Purchase of Common Stock9,50033.351407/09/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)17002.894307/09/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,4003.576907/09/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,5003.358307/09/2021
Purchase of Common Stock29,00032.126807/16/2021
Purchase of Common Stock29,00031.315607/19/2021
Purchase of Common Stock14,50032.571507/20/2021
Purchase of Common Stock11,71833.736407/21/2021
Purchase of Common Stock23,43733.429207/22/2021
Purchase of Common Stock23,43732.928407/23/2021
Purchase of Common Stock9,44433.873107/26/2021
Purchase of Common Stock84,37232.455107/27/2021
Purchase of Common Stock125,91432.596907/28/2021
Purchase of Common Stock10,15134.064207/29/2021
Purchase of Common Stock24,93135.065507/30/2021
Purchase of Common Stock16,23736.521908/02/2021
Purchase of Common Stock66,00036.493408/03/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 11,1004.010008/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 17,2005.051708/04/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 12,8003.610008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 12,0004.125008/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 13,0004.110008/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 11,0005.210008/06/2021
Purchase of Common Stock2,23035.366408/09/2021

 

 

CUSIP No. 393222104

ANCORA ALTERNATIVES, LLC

(Through the Ancora Alternatives SMA)

 

Purchase of Common Stock5,27031.494007/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)12,3003.430307/14/2021
Purchase of Common Stock5,22432.104207/15/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,1003.720007/15/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)12,4003.440307/15/2021
Purchase of Common Stock15,32531.758107/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,6003.830407/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)7,0003.430307/16/2021
Purchase of Common Stock15,88331.297807/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)12,1002.840307/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)16,6003.675107/19/2021
Purchase of Common Stock34,50032.383807/20/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)15,1002.794007/20/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)115,9003.624007/20/2021
Purchase of Common Stock24,00033.458107/21/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)13,0002.630307/23/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)19,0003.530307/23/2021

 

 

CUSIP No. 393222104

ANCORA ADVISORS, LLC

(Through the Ancora Advisors SMAs)

 

Purchase of Common Stock65,00032.322306/17/2021
Purchase of Common Stock35,00032.322306/17/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,5003.254306/17/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)16,3003.479206/17/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)17,1003.202406/17/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12,8003.254306/17/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)111,7003.479206/17/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)113,2003.202406/17/2021
Purchase of Common Stock32,50031.637706/18/2021
Purchase of Common Stock17,50031.637706/18/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)16003.440406/18/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,8003.415306/18/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,0003.261206/18/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,1003.440306/18/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15,2003.415306/18/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15,6003.261206/18/2021
Purchase of Common Stock32,50031.796806/21/2021
Purchase of Common Stock17,50031.796806/21/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)17003.260306/21/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,8003.540306/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,8003.327806/21/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,3003.260306/21/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15,2003.540306/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15,2003.327806/21/2021
Purchase of Common Stock10,40032.670306/22/2021
Purchase of Common Stock5,60032.670306/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12002.890406/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)19003.236506/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)19002.940306/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)14002.890406/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)11,7003.236506/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)11,7002.940306/22/2021
Purchase of Common Stock22,10033.490006/23/2021
Purchase of Common Stock11,90033.430006/23/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)15002.763606/23/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,1003.133606/23/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,3002.971106/23/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,0002.763706/23/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,9003.133606/23/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)14,2002.971106/23/2021
Purchase of Common Stock16,25033.440506/24/2021
Purchase of Common Stock8,75033.440506/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)13002.805306/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)11,6003.198206/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)11,6003.036006/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)17002.805306/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,9003.198106/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,9003.035906/24/2021
Purchase of Common Stock32,50032.718806/25/2021
Purchase of Common Stock17,50032.718806/25/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)15002.997406/25/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,3003.454106/25/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,3003.226906/25/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)19002.997406/25/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)14,2003.454106/25/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)14,4003.226906/25/2021
Purchase of Common Stock23,23132.811906/28/2021
Purchase of Common Stock12,50832.811906/28/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)17002.992806/28/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,7003.440306/28/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)12,8003.224106/28/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,3002.992806/28/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15,1003.440306/28/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15,2003.224106/28/2021
Purchase of Common Stock10,43533.775306/29/2021
Purchase of Common Stock5,61933.775306/29/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)12002.790406/29/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)17003.226006/29/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)18003.038106/29/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)14002.790406/29/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)11,4003.226106/29/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)11,4003.038106/29/2021
Purchase of Common Stock31,33433.762606/30/2021
Purchase of Common Stock16,87333.762606/30/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)18002.805606/30/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)12,9003.359806/30/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,0003.175606/30/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,5002.805506/30/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)15,3003.359806/30/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)15,5003.175606/30/2021
Purchase of Common Stock10,78333.818007/01/2021
Purchase of Common Stock5,80533.818007/01/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)19002.786307/01/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)13,7003.366007/01/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)13,9003.067607/01/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)11,6002.786407/01/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)16,8003.366007/01/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)17,1003.067607/01/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)13,8003.061707/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)114,2003.740007/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)115,0003.412407/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)16,5003.061707/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)124,7003.740007/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)126,2003.412407/07/2021

 


1 Represents shares of Common Stock underlying American-style put options purchased in the over-the-counter market.