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K2 Principal Fund

Filed: 16 May 22, 4:09pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
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Estimated average burden
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COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
10X CAP VENTURE ACQSTN CORPW EXP 04/19/202G87076116168184,569SH SOLE 184,56900
A SPAC I ACQUISITION CORPW EXP 05/21/202G0542S130762,467SH SOLE 62,46700
ABRI SPAC I INCW EXP 09/18/20200085X113180532,292SH SOLE 532,29200
ACCRETION ACQUISITION CORPW EXP 03/01/20200438Y11543250,000SH SOLE 250,00000
ACCRETION ACQUISITION CORPRIGHT 03/01/202800438Y12380500,000SH SOLE 500,00000
ACHARI VENTURES HLDGS CORP IW EXP 01/01/20200444X119105500,000SH SOLE 500,00000
ACTIVISION BLIZZARD INCCOM00507V10915,325191,300SHCallSOLE 191,30000
ACUITYADS HLDGS INCCOM00510L1064,3301,374,473SH SOLE 1,374,47300
ADVERUM BIOTECHNOLOGIES INCCOM00773U108355270,902SH SOLE 270,90200
ADVISORSHARES TRPSYCHEDELICS ETF00768Y3628020,000SH SOLE 20,00000
AEROJET ROCKETDYNE HLDGS INCNOTE 2.25012/1007800AB17,9025,062PRN SOLE 5,06200
AESTHER HEALTHCARE ACQSTN COW EXP 09/14/20200809L11428125,000SH SOLE 125,00000
AFFIRM HLDGS INCCOM CL A00827B1061,44431,201SH SOLE 31,20100
AFFIRM HLDGS INCCOM CL A00827B1063,87883,800SHCallSOLE 83,80000
AFFIRM HLDGS INCCOM CL A00827B10692620,000SHPutSOLE 20,00000
AFRICAN GOLD ACQUISITION CORW EXP 03/31/202G0112R1242821,408,644SH SOLE 1,408,64400
AGNICO EAGLE MINES LTDCOM0084741081,22520,000SHPutSOLE 20,00000
ALBERTON ACQUISITION CORPORD SHSG3500610886771,956SH SOLE 71,95600
ALBERTON ACQUISITION CORPRIGHT 04/26/2022G350061321966,488SH SOLE 66,48800
ALPHA STAR ACQUISITION CORPW EXP 12/13/202G0230C11613180,000SH SOLE 180,00000
AMBEV SASPONSORED ADR02319V1031,683520,954SH SOLE 520,95400
AMC ENTMT HLDGS INCCL A COM00165C10451721,000SHCallSOLE 21,00000
AMERICAN ACQUISITION OPPT INW EXP 05/28/20202369M11036238,000SH SOLE 238,00000
AMERICAS GOLD AND SILVER CORCOM03062D1001,9781,831,500SH SOLE 1,831,50000
ANAPLAN INCCOM03272L1085668,700SH SOLE 8,70000
ARISZ ACQUISITION CORPRIGHT 99/99/999904045012488541,408SH SOLE 541,40800
ASBURY AUTOMOTIVE GROUP INCCOM0434361041,3628,500SH SOLE 8,50000
ATLAS AIR WORLDWIDE HLDGS INNOTE 1.875 6/0049164BJ48,3805,575PRN SOLE 5,57500
ATLAS AIR WORLDWIDE HLDGS INCOM NEW04916420586410,000SHCallSOLE 10,00000
ATOTECH LTDCOMG0625A1052,01991,971SH SOLE 91,97100
AURINIA PHARMACEUTICALS INCCOM05156V10258847,462SH SOLE 47,46200
AURORA ACQUISITION CORPCLASS A ORD SHSG0698L10313013,196SH SOLE 13,19600
AUSTERLITZ ACQUISITION CORPW EXP 02/19/202G0633U1279641,721,958SH SOLE 1,721,95800
AVALON ACQUISITION INCW EXP 12/31/20205338E11969300,000SH SOLE 300,00000
AVIS BUDGET GROUPCOM0537741053,37812,831SH SOLE 12,83100
AVIS BUDGET GROUPCOM0537741057,89930,000SHCallSOLE 30,00000
AVISTA PUB ACQUISITION CORPW EXP 04/06/202G07247128371532,235SH SOLE 532,23500
AXIOS SUSTAINABLE GRW ACQ CORIGHT 99/99/9999G0703K12474500,000SH SOLE 500,00000
B RILEY PRIN 250 MERGER CORPW EXP 04/01/20205602L112269535,788SH SOLE 535,78800
B RILEY PRINCIPAL 150 MERGERCOM CL A05601V1036,114616,316SH SOLE 616,31600
BANK MONTREAL QUECOM0636711018,97876,100SH SOLE 76,10000
BANNIX ACQUISITION CORPW EXP 07/31/20206664411351300,000SH SOLE 300,00000
BANNIX ACQUISITION CORPRIGHT 07/31/202606664412155300,000SH SOLE 300,00000
BARCLAYS BANK PLCIPTH SR B SP06747R4771,02840,000SHCallSOLE 40,00000
BARCLAYS BANK PLCIPTH SR B SP06747R4771,28550,000SHPutSOLE 50,00000
BAUSCH HEALTH COS INCCOM0717341074,076178,400SHCallSOLE 178,40000
BENESSERE CAPITAL ACQUSTN CORIGHT 99/99/999908179B129217976,767SH SOLE 976,76700
BEYOND MEAT INCCOM08862E1091,53731,812SH SOLE 31,81200
BEYOND MEAT INCNOTE 3/108862EAB53,0195,000PRN SOLE 5,00000
BGC PARTNERS INCCL A05541T1011,071243,318SH SOLE 243,31800
BIOTECH ACQUISITION COMPANYCL A SHSG1125A1081,990201,862SH SOLE 201,86200
BLACK MOUNTAIN ACQ CORPW EXP 10/15/20209216A116142525,000SH SOLE 525,00000
BLACK SPADE ACQUISITION COW EXP 99/99/999G1153711884388,920SH SOLE 388,92000
BLOCKCHAIN MOON ACQUISITN CORIGHT 10/14/202609370F1172971,608,587SH SOLE 1,608,58700
BLOCKCHAIN MOON ACQUISITN COW EXP 10/14/20209370F125143716,182SH SOLE 716,18200
BLUE WORLD ACQUISITION CORPW EXP 01/10/202G1263E13633300,000SH SOLE 300,00000
BLUESCAPE OPPORTUNITIES ACQUW EXP 10/28/202G1195N113131388,558SH SOLE 388,55800
BREEZE HOLDINGS ACQUISITN COCOM10676210722922,240SH SOLE 22,24000
BROOKFIELD ASSET MGMT INCCL A LTD VT SH1125851043,83567,800SH SOLE 67,80000
BROOKFIELD BUSINESS CORPCL A EXC SUB VTG11259V10653213,138SH SOLE 13,13800
BROOKFIELD BUSINESS PARTNERSUNIT LTD L PG1623410980726,276SH SOLE 26,27600
CARNIVAL CORPCOMMON STOCK1436583004,448220,000SHCallSOLE 220,00000
CARNIVAL CORPCOMMON STOCK1436583002,831140,000SHPutSOLE 140,00000
CARVANA COCL A1468691021,1889,958SH SOLE 9,95800
CARVANA COCL A1468691028,94775,000SHCallSOLE 75,00000
CC NEUBERGER PRIN HLDGS IISHS CL AG3166T1033,553358,190SH SOLE 358,19000
CC NEUBERGER PRIN HLDGS IIW EXP 07/29/202G3166T111651651,020SH SOLE 651,02000
CC NEUBERGER PRINCIPAL HOLDNW EXP 99/99/999G1992N126349563,309SH SOLE 563,30900
CEDAR REALTY TRUST INCCOM NEW15060260510,005361,960SH SOLE 361,96000
CEDAR REALTY TRUST INCCOM NEW1506026054,414159,700SHCallSOLE 159,70000
CERNER CORPCOM1567821042,18023,300SH SOLE 23,30000
CF ACQUISITION CORP IVW EXP 12/31/20212520T110105263,427SH SOLE 263,42700
CF ACQUISITION CORP VIIIW EXP 03/31/20212520C11798298,277SH SOLE 298,27700
CHARDAN NEXTECH ACQUISITIONW EXP 07/29/202159561117214714,251SH SOLE 714,25100
CHATHAM LODGING TRCOM16208T10273953,600SHPutSOLE 53,60000
CHAVANT CAPITAL ACQUISITN COW EXP 99/99/999G2058L11174368,500SH SOLE 368,50000
CHESAPEAKE ENERGY CORPW EXP 02/09/20216516718083314,996SH SOLE 14,99600
CHURCHILL CAPITAL CORP VW EXP 10/29/20217144T11573118,887SH SOLE 118,88700
CHURCHILL CAPITAL CORP VIW EXP 02/17/20217143W1194379,155SH SOLE 79,15500
CHW ACQUISITION CORPORATIONW EXP 09/01/202G2254A1254281,270,038SH SOLE 1,270,03800
CI FINL CORPCOM12549110064,3304,045,910SH SOLE 4,045,91000
CI FINL CORPCOM12549110010,726540,100SHCallSOLE 540,10000
CITRIX SYS INCCOM1773761002,60725,841SH SOLE 25,84100
CLARIM ACQUISITION CORPW EXP 01/05/20218049C11645193,018SH SOLE 193,01800
CLEVELAND-CLIFFS INC NEWCOM1858991017,569235,000SHCallSOLE 235,00000
CLEVELAND-CLIFFS INC NEWCOM1858991013,382105,000SHPutSOLE 105,00000
CLOVER LEAF CAPITAL CORPRIGHT 05/31/202818915E1214371,718,999SH SOLE 1,718,99900
COINBASE GLOBAL INCCOM CL A19260Q1079,01247,468SH SOLE 47,46800
CONSILIUM ACQUISITN CORP I LW EXP 06/01/202G2365L1191166,000SH SOLE 66,00000
COUCHBASE INCCOM22207T1012,352135,000SH SOLE 135,00000
COVA ACQUISITION CORPW EXP 02/05/202G2554Y12038210,523SH SOLE 210,52300
CRYPTO 1 ACQUISITION CORPW EXP 04/30/202G3168A11061243,750SH SOLE 243,75000
DATA KNIGHTS ACQUISITION CORW EXP 11/11/20223769911157335,408SH SOLE 335,40800
DEEP MEDICINE ACQUISITION CORIGHT 09/30/202824373311085475,000SH SOLE 475,00000
DEUTSCHE BANK A GNAMEN AKTD181908981,642129,800SHCallSOLE 129,80000
DIGITAL WORLD ACQUISITION COCLASS A COM25400Q1059,096141,000SHPutSOLE 141,00000
DIRECT SELLING ACQUISITIN COW EXP 09/30/20225460L11131125,000SH SOLE 125,00000
DISNEY WALT COCOM2546871063,42925,000SHCallSOLE 25,00000
DOCEBO INCCOM25609L1053095,959SH SOLE 5,95900
DOCUSIGN INCCOM2561631064,28540,000SHCallSOLE 40,00000
DOORDASH INCCL A25809K10533,634287,000SHCallSOLE 287,00000
DOORDASH INCCL A25809K10523,754202,700SHPutSOLE 202,70000
DP CAP ACQUISITION CORP IW EXP 11/08/202G2R05B12652173,900SH SOLE 173,90000
DUDDELL STREET ACQUISITN CORCL AG285531082,685270,553SH SOLE 270,55300
EJF ACQUISITION CORPCL A SHSG2955B1095,624568,607SH SOLE 568,60700
EMERGING MARKETS HORIZON CORW EXP 11/16/202G3033X12143310,000SH SOLE 310,00000
ENERGEM CORPW EXP 11/15/202G30449121104527,749SH SOLE 527,74900
ENOVIX CORPORATIONCOM29359410749935,000SH SOLE 35,00000
ENOVIX CORPORATIONCOM29359410735725,000SHPutSOLE 25,00000
ENTERPRISE 4.0 TEC ACQSTN COW EXP 10/21/202G3137C11455149,900SH SOLE 149,90000
FAT PROJECTS ACQUISITION CORW EXP 08/31/202G3400W110135771,779SH SOLE 771,77900
FIRST HORIZON CORPORATIONCOM32051710557824,618SH SOLE 24,61800
FOOT LOCKER INCCOM3448491042,86896,684SH SOLE 96,68400
FORD MTR CO DELCOM3453708602,710160,245SH SOLE 160,24500
FREEPORT-MCMORAN INCCL B35671D8577,337147,500SHCallSOLE 147,50000
FREEPORT-MCMORAN INCCL B35671D85713,480271,000SHPutSOLE 271,00000
FRONTIER GROUP HLDGS INCCOM35909R1082,837250,386SH SOLE 250,38600
FTAC PARNASSUS ACQUISITN CORW EXP 03/10/20230319B1163081,028SH SOLE 81,02800
G3 VRM ACQUISITION CORPRIGHT 06/29/202636242512669342,785SH SOLE 342,78500
GAMESTOP CORP NEWCL A36467W1091,73410,409SH SOLE 10,40900
GARDINER HEALTHCARE ACQTS COW EXP 07/30/20236550611284424,800SH SOLE 424,80000
GFL ENVIRONMENTAL INCSUB VTG SHS36168Q1041,59449,000SHPutSOLE 49,00000
GIGCAPITAL 5 INCW EXP 99/99/99937519U117207919,200SH SOLE 919,20000
GLADSTONE ACQUISITION CORPW EXP 04/01/20237653T116153462,575SH SOLE 462,57500
GLOBAL SPAC PARTNERS COW EXP 11/30/202G3934K11177219,102SH SOLE 219,10200
GLOBAL SYNERGY ACQUISIT CORPW EXP 99/99/999G3934J122112622,014SH SOLE 622,01400
GLOBALINK INVT INCW EXP 12/03/20237892F12547400,000SH SOLE 400,00000
GLOBALINK INVT INCRIGHT 12/06/202637892F11764400,000SH SOLE 400,00000
GLOBIS ACQUISITION CORPW EXP 11/01/202379582117504916,790SH SOLE 916,79000
GOAL ACQUISITIONS CORPW EXP 02/11/20238021H1154091,363,553SH SOLE 1,363,55300
GOLDENSTONE ACQUISITION LTDUNIT 07/15/202638136Y2013,761375,000SH SOLE 375,00000
GOOD WKS II ACQUISITION CORPW EXP 02/01/20238216G11289386,292SH SOLE 386,29200
GORES HLDGS VIII INCW EXP 03/01/202382863116435340,003SH SOLE 340,00300
GORES HOLDINGS VII INCW EXP 02/25/20238286T119491577,114SH SOLE 577,11400
GORES TECHNOLOGY PARTNERS IIW EXP 03/16/20238287L115232310,406SH SOLE 310,40600
GORES TECHNOLOGY PARTNERS INW EXP 03/16/202382870111157196,059SH SOLE 196,05900
GREEN VISOR FIN TEC ACQ CORPW EXP 10/27/202G4166K12655218,796SH SOLE 218,79600
GREENCITY ACQUISITION CORPW EXP 04/28/202G4086B12310123,945SH SOLE 123,94500
GUESS INCCOM40161710521810,000SH SOLE 10,00000
HAWKS ACQUISITION CORPW EXP 99/99/99942032P116176740,000SH SOLE 740,00000
HAYMAKER ACQUISITION CORP IICLASS A COM42087R10885186,141SH SOLE 86,14100
HCM ACQUISITION COW EXP 01/20/202G4365A12775364,998SH SOLE 364,99800
HEARTLAND MEDIA ACQUISITIONW EXP 99/99/99942237V11619117,098SH SOLE 117,09800
HENNESSY CAPITAL INVS CORP VW EXP 01/20/20242589T115152379,873SH SOLE 379,87300
HENNESSY CAPITAL INVST CORPW EXP 06/10/20242600H116126242,055SH SOLE 242,05500
HERTZ GLOBAL HLDGS INCW EXP 06/30/20542806J14814,600951,171SH SOLE 951,17100
HORIZON ACQUISITION CORPORATW EXP 10/19/202G460441141,1491,740,021SH SOLE 1,740,02100
HOUGHTON MIFFLIN HARCOURT COCOM44157R10949023,312SH SOLE 23,31200
HOUGHTON MIFFLIN HARCOURT COCOM44157R10945221,500SHCallSOLE 21,50000
IGNYTE ACQUISITION CORPW EXP 01/05/20245175H114187441,409SH SOLE 441,40900
INDUSTRIAL HUMAN CAPITAL INCW EXP 11/27/20245617P1122601,444,240SH SOLE 1,444,24000
INFINITE ACQUISITION CORPW EXP 11/23/202G480281232376,442SH SOLE 76,44200
ING GROEP N.V.SPONSORED ADR45683710383480,000SH SOLE 80,00000
ING GROEP N.V.SPONSORED ADR4568371031,988190,600SHCallSOLE 190,60000
INSPIRE MED SYS INCCOM4577301097,92630,879SH SOLE 30,87900
INSPIRE MED SYS INCCOM45773010963,171246,100SHPutSOLE 246,10000
INSU ACQUISITION CORP IIIW EXP 12/31/2024578171121154,485SH SOLE 54,48500
INTEGRAL ACQUISITION CORP 1W EXP 05/31/20245827K119130325,000SH SOLE 325,00000
INTELLIGENT MEDI ACQSITN CORW EXP 11/05/20245828D1142798,684SH SOLE 98,68400
INTERNATIONAL MEDIA ACQUISITRIGHT 99/99/999945986712344400,000SH SOLE 400,00000
INTERNATIONAL MEDIA ACQUISITW EXP 07/21/202459867115138777,272SH SOLE 777,27200
IRONWOOD PHARMACEUTICALS INCDBCV 2.250 6/146333XAD09,3329,000PRN SOLE 9,00000
ISHARES TR20 YR TR BD ETF4642874325,28340,000SHPutSOLE 40,00000
ISHARES TRIBOXX HI YD ETF46428851312,344150,000SHPutSOLE 150,00000
ISHARES TRIBOXX INV CP ETF46428724210,88590,000SHPutSOLE 90,00000
ISHARES TRMSCI EAFE ETF4642874652,20830,000SHPutSOLE 30,00000
JUPITER ACQUISITION CORPW EXP 08/17/20248208211237113,474SH SOLE 113,47400
JUPITER WELLNESS ACQUISITIONRIGHT 12/31/202848208E116135666,100SH SOLE 666,10000
KINROSS GOLD CORPCOM4969024045910,000SHPutSOLE 10,00000
LAKESHORE ACQUISITION I CORPW EXP 07/15/202G5352111195272,332SH SOLE 272,33200
LIV CAPITAL ACQUISITN CORP IW EXP 02/07/202G5510R11355282,790SH SOLE 282,79000
M3 BRIGADE ACQUISITION IIIW EXP 07/31/20255407R11146184,626SH SOLE 184,62600
MAGNACHIP SEMICONDUCTOR CORPCOM55933J2035,515326,110SH SOLE 326,11000
MAGNACHIP SEMICONDUCTOR CORPCOM55933J2031,22672,500SHCallSOLE 72,50000
MAGNUM OPUS ACQUISITION LTDSHS CL AG5S70A1043,720375,424SH SOLE 375,42400
MANA CAP ACQUISITION CORPW EXP 12/01/20256168P1201892,500SH SOLE 92,50000
MANDIANT INCNOTE 0.875 6/031816QAF88,3097,500PRN SOLE 7,50000
MARRIOTT VACATIONS WORLDWIDENOTE 1.500 9/157164YAB38,2527,252PRN SOLE 7,25200
MARRIOTT VACATIONS WORLDWIDECOM57164Y1071,57710,000SHCallSOLE 10,00000
MAXPRO CAPITAL ACQUISITN CORW EXP 09/27/20257778T11472325,000SH SOLE 325,00000
MCDONALDS CORPCOM5801351011,9788,000SH SOLE 8,00000
MCLAREN TECHNOLOGY ACQ CORPW EXP 11/01/20258176U11725125,000SH SOLE 125,00000
MERITOR INCNOTE 3.25010/159001KAF71,1021,000PRN SOLE 1,00000
META PLATFORMS INCCL A30303M1021,3346,000SH SOLE 6,00000
MICROSTRATEGY INCCL A NEW5949724084,86310,000SHPutSOLE 10,00000
MIMECAST LTDORD SHSG148381096167,743SH SOLE 7,74300
MODEL PERFORMANCE ACQU CORPRIGHT 04/29/2026G6246M12144244,800SH SOLE 244,80000
MONEYGRAM INTL INCCOM NEW60935Y20884580,000SH SOLE 80,00000
MONTEREY BIO ACQUISITION CORW EXP 10/05/20261240F11687400,000SH SOLE 400,00000
MOUNT RAINIER ACQUISITION COCOM6230061031,497150,000SH SOLE 150,00000
MOUNT RAINIER ACQUISITION COW EXP 11/27/202623006111125499,990SH SOLE 499,99000
MOUNTAIN CREST ACQSITN CORPRIGHT 08/30/202262404B115196993,400SH SOLE 993,40000
MOUNTAIN CREST ACQSTN CORP IRIGHT 05/14/202662402U115179593,179SH SOLE 593,17900
MOUNTAIN CREST ACQUSITN CRPRIGHT 06/29/202662403K1163001,502,229SH SOLE 1,502,22900
MR COOPER GROUP INCCOM62482R1073,01766,064SH SOLE 66,06400
MR COOPER GROUP INCCOM62482R1071,01822,300SHCallSOLE 22,30000
NEVRO CORPCOM64157F1038,303114,800SHPutSOLE 114,80000
NEWMARK GROUP INCCL A65158N10214,615918,057SH SOLE 918,05700
NIELSEN HLDGS PLCSHS EURG6518L10850118,400SH SOLE 18,40000
NOCTURNE ACQUISITION CORPRIGHT 12/26/2025G6580S106200949,931SH SOLE 949,93100
NORTHVIEW ACQUISITION CORPW EXP 08/02/20266718N11137197,000SH SOLE 197,00000
NOVA VISION ACQUISITION CORPRIGHT 12/23/2023G6759A13436270,000SH SOLE 270,00000
NOVA VISION ACQUISITION CORPW EXP 12/31/202G6759A11823270,000SH SOLE 270,00000
NUCOR CORPCOM6703461051,48610,000SHCallSOLE 10,00000
NUCOR CORPCOM6703461058,17655,000SHPutSOLE 55,00000
NUTRIEN LTDCOM67077M1086,23960,000SHPutSOLE 60,00000
OCEANTECH ACQUISITIONS I CORW EXP 99/99/999675507115750,000SH SOLE 50,00000
OPENDOOR TECHNOLOGIES INCCOM6837121032,162249,900SHPutSOLE 249,90000
OSISKO GOLD ROYALTIES LTDCOM68827L1012,363179,133SH SOLE 179,13300
PACIFICO ACQUISITION CORPRIGHT 07/15/202669512X11196477,663SH SOLE 477,66300
PAGERDUTY INCNOTE 1.250 7/069553PAB66,9096,000PRN SOLE 6,00000
PARAMOUNT GROUP INCCOM69924R10865560,000SH SOLE 60,00000
PARSEC CAPITAL ACQUISITIONW EXP 10/05/20270184A11669300,000SH SOLE 300,00000
PASITHEA THERAPEUTICS CORPCOM70261F103715550,000SH SOLE 550,00000
PEABODY ENGR CORPCOM7045511001,65667,500SHPutSOLE 67,50000
PEBBLEBROOK HOTEL TRNOTE 1.75012/170509VAA87,3136,300PRN SOLE 6,30000
PELOTON INTERACTIVE INCCL A COM70614W1006,737255,000SHCallSOLE 255,00000
PELOTON INTERACTIVE INCCL A COM70614W1006,108231,200SHPutSOLE 231,20000
PENNYMAC FINL SVCS INC NEWCOM70932M10784,8351,594,651SH SOLE 1,594,65100
PENNYMAC FINL SVCS INC NEWCOM70932M1071,66031,200SHCallSOLE 31,20000
PHOENIX BIOTECH ACQUISITIONW EXP 09/01/20271902K1131475,000SH SOLE 75,00000
PREFERRED APT CMNTYS INCCOM74039L1033,367135,012SH SOLE 135,01200
PROGRESS ACQUISITION CORPW EXP 11/11/20274327P1131250,187SH SOLE 50,18700
PROSHARES TRSHRT RUSSELL200074348A2101,54870,000SH SOLE 70,00000
PROSHARES TRULTRAPRO QQQ74347X8311,45525,000SH SOLE 25,00000
PROSHARES TRSHRT RUSSELL200074348A21088540,000SHCallSOLE 40,00000
PROSHARES TRULTRAPRO QQQ74347X8314,07370,000SHPutSOLE 70,00000
QUALCOMM INCCOM7475251033,82125,000SH SOLE 25,00000
QUALCOMM INCCOM7475251036,11340,000SHCallSOLE 40,00000
REDBALL ACQUISITION CORPCOM CL AG7417R1055,212524,834SH SOLE 524,83400
REDBALL ACQUISITION CORPUNIT 99/99/9999G7417R12110210,000SH SOLE 10,00000
REDFIN CORPCOM75737F10858632,465SH SOLE 32,46500
REDFIN CORPCOM75737F10821612,000SHCallSOLE 12,00000
REDFIN CORPCOM75737F1082,096116,200SHPutSOLE 116,20000
REDWOODS ACQUISITION CORPUNIT 03/15/20277580832084,012400,000SH SOLE 400,00000
RELATIVITY ACQUISITION CORPUNIT 02/10/202775944B2053,617359,181SH SOLE 359,18100
RENT THE RUNWAY INCCOM CL A76010Y1032,075301,233SH SOLE 301,23300
RENT THE RUNWAY INCCOM CL A76010Y1031,722250,000SHCallSOLE 250,00000
RF ACQUISITION CORPUNIT 05/01/202874954L2032,507250,000SH SOLE 250,00000
RIVIAN AUTOMOTIVE INCCOM CL A76954A1038,787174,900SHCallSOLE 174,90000
ROC ENERGY ACQUISITION CORPRIGHT 11/30/202877118V116154800,000SH SOLE 800,00000
ROGERS CORPCOM7751331014,15815,305SH SOLE 15,30500
ROSE HILL ACQUISITION CORPW EXP 10/07/202G7637J12326100,000SH SOLE 100,00000
ROTH CH ACQUISITION IV COW EXP 07/01/20277867P112238821,145SH SOLE 821,14500
ROTH CH ACQUISITION V COW EXP 12/10/20277867R118135336,819SH SOLE 336,81900
ROYAL CARIBBEAN GROUPCOMV7780T1036,91282,500SHCallSOLE 82,50000
ROYAL CARIBBEAN GROUPCOMV7780T1032,51330,000SHPutSOLE 30,00000
SAN JUAN BASIN RTY TRUNIT BEN INT79824110517,8662,037,213SH SOLE 2,037,21300
SANABY HEALTH ACQUISITION COW EXP 07/30/20279956P11027125,000SH SOLE 125,00000
SATELLOGIC INCW EXP 01/25/202G7823S1194661,908SH SOLE 61,90800
SCHNITZER STEEL INDS INCCL A8068821063,63670,000SHCallSOLE 70,00000
SEAPORT CALIBRE MATLS ACQUISW EXP 10/28/20281220411351193,450SH SOLE 193,45000
SERITAGE GROWTH PPTYSCL A81752R10076260,202SH SOLE 60,20200
SHAW COMMUNICATIONS INCCL B CONV82028K2005,578179,700SH SOLE 179,70000
SOCIAL CAP SUVRETTA HLDS CPCLASS A ORD SHSG8253Y10597399,910SH SOLE 99,91000
SOCIAL CAP SUVRETTA HLDS CRPCLASS A ORD SHSG8253U10393996,319SH SOLE 96,31900
SOLITARIO ZINC CORPCOM8342EP107782926,772SH SOLE 926,77200
SOUTH JERSEY INDS INCCOM83851810834510,000SH SOLE 10,00000
SPDR GOLD TRGOLD SHS78463V1077,22640,000SHPutSOLE 40,00000
SPDR SP 500 ETF TRTR UNIT78462F10329,60665,553SH SOLE 65,55300
SPDR SP 500 ETF TRTR UNIT78462F103178,895396,100SHCallSOLE 396,10000
SPK AQUISITION CORPRIGHT 05/13/20268486511132431,213,977SH SOLE 1,213,97700
SPLUNK INCNOTE 0.500 9/1848637AC88,8687,719PRN SOLE 7,71900
SPLUNK INCCOM8486371041,48610,000SHCallSOLE 10,00000
SPOK HLDGS INCCOM84863T10620325,500SHCallSOLE 25,50000
SPORTSMAP TECH ACQUISITIN COW EXP 09/01/20284921J11693375,000SH SOLE 375,00000
SSR MNG INCNOTE 2.500 4/0784730AB95,3503,822PRN SOLE 3,82200
STEEL DYNAMICS INCCOM8581191005,00660,000SHCallSOLE 60,00000
SUMMIT HOTEL PPTYSNOTE 1.500 2/1866082AA88,7858,375PRN SOLE 8,37500
SUNSTONE HOTEL INVS INC NEWCOM86789210119216,300SH SOLE 16,30000
THE BEAUTY HEALTH COMPANYCOM CL A88331L10813,330789,680SH SOLE 789,68000
THE BEAUTY HEALTH COMPANYCOM CL A88331L1081,57793,400SHCallSOLE 93,40000
THE VALENS COMPANY INCCOM NEW91914P603635369,100SH SOLE 369,10000
THUNDER BRIDGE CAP PRTNRS IIW EXP 02/01/20288605T118181351,605SH SOLE 351,60500
TRADEUP ACQUISITION CORPW EXP 10/15/20289268A11532143,947SH SOLE 143,94700
TRISTAR ACQUISITION I CORPW EXP 99/99/999G9074V114154383,357SH SOLE 383,35700
TRISTATE CAP HLDGS INCCOM89678F10063919,234SH SOLE 19,23400
TUSCAN HLDGS CORP IICOM90070A1031,950173,148SH SOLE 173,14800
TUSCAN HLDGS CORP IIW EXP 04/01/20290070A111234456,047SH SOLE 456,04700
TWILIO INCCL A90138F1027,33444,500SHCallSOLE 44,50000
TWITTER INCNOTE 0.250 6/190184LAF98,5098,300PRN SOLE 8,30000
ULTA BEAUTY INCCOM90384S3031,4823,722SH SOLE 3,72200
UNITED STATES STL CORP NEWCOM9129091086,416170,000SHCallSOLE 170,00000
UNITED STATES STL CORP NEWCOM9129091081,69845,000SHPutSOLE 45,00000
VEONEER INCNOTE 4.000 6/092336XAA79,5365,650PRN SOLE 5,65000
VIRGIN GALACTIC HOLDINGS INCCOM92766K10631231,623SH SOLE 31,62300
VIRGIN GROUP ACQUISIT CORP ISHS CL AG9460K1022,597263,343SH SOLE 263,34300
VISION SENSING ACQUISITION CW EXP 10/21/20292838J1111275,075SH SOLE 75,07500
VIVEON HEALTH ACQUISITION COW EXP 99/99/99992853V114881,125,779SH SOLE 1,125,77900
VIVEON HEALTH ACQUISITION CORIGHT 12/31/202592853V1221501,249,735SH SOLE 1,249,73500
VIZSLA SILVER CORPCOM NEW92859G2021,996792,200SH SOLE 792,20000
VONAGE HLDGS CORPNOTE 1.750 6/092886TAJ110,5598,006PRN SOLE 8,00600
WALDENCAST ACQUISITION CORPCLASS A ORD SHSG9460C10056957,451SH SOLE 57,45100
WARBY PARKER INCCL A COM93403J1064,115121,700SHPutSOLE 121,70000
WEST FRASER TIMBER CO LTDCOM9528451055,08661,700SH SOLE 61,70000
WEYERHAEUSER CO MTN BECOM NEW9621661046,375168,200SHPutSOLE 168,20000
WHITING PETE CORP NEWCOM NEW9663875081,03212,666SH SOLE 12,66600
WINNEBAGO INDS INCCOM97463710054010,000SHPutSOLE 10,00000
WINVEST ACQUISITION CORPRIGHT 99/99/999997655B12557680,792SH SOLE 680,79200
WINVEST ACQUISITION CORPW EXP 08/09/20297655B11784650,000SH SOLE 650,00000
WISDOMTREE INVTS INCNOTE 4.250 6/197717PAB08,3547,250PRN SOLE 7,25000
ZYNGA INCNOTE 12/198986TAD08,1858,000PRN SOLE 8,00000