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United Capital Financial Advisers

Filed: 14 Nov 21, 7:00pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
1Life Healthcare, Inc.Common stock68269G10726112,900SH DFND1,2,30012,900
3M CompanyCommon stock88579Y10165,054370,846SH DFND1,2,314,0020356,844
ABB Ltd. Sponsored ADRCommon stock0003752042,06761,948SH DFND1,2,3915061,033
Abbott LaboratoriesCommon stock00282410061,826523,372SH DFND1,2,311,5530511,819
AbbVie, Inc.Common stock00287Y10955,279512,456SH DFND1,2,340,1520472,304
AbCellera Biologics, Inc.Common stock00288U10621310,650SH DFND1,2,30010,650
Aberdeen Asia-Pacific Income Fund IncMutual fund0030091075312,831SH DFND1,2,30012,831
Aberdeen Global Premier Properties Fund of Benef InterestMutual fund00302L1088313,650SH DFND1,2,313,65000
Accenture Plc Class ACommon stockG1151C10149,889155,943SH DFND1,2,34,6770151,265
Activision Blizzard, Inc.Common stock00507V10932,186415,888SH DFND1,2,38,3930407,495
Acuity Brands, Inc.Common stock00508Y1021,0385,986SH DFND1,2,3005,986
ACV Auctions, Inc. Class ACommon stock00091G1041,43380,126SH DFND1,2,30080,126
Adobe Inc.Common stock00724F10135,57761,796SH DFND1,2,35,919055,877
Advance Auto Parts, Inc.Common stock00751Y106202966SH DFND1,2,300966
Advanced Micro Devices, Inc.Common stock0079031072,25221,885SH DFND1,2,3940020,945
AECOMCommon stock00766T1003866,112SH DFND1,2,3006,112
Affiliated Managers Group, Inc.Common stock0082521082991,976SH DFND1,2,3001,976
Aflac IncorporatedCommon stock00105510216,377314,149SH DFND1,2,39,9440304,205
Agilent Technologies, Inc.Common stock00846U1012,94818,716SH DFND1,2,32,169016,547
Air Products and Chemicals, Inc.Common stock00915810615,04858,757SH DFND1,2,32,131056,626
Airbnb, Inc. Class ACommon stock00906610110,01759,713SH DFND1,2,31,309058,404
Akamai Technologies, Inc.Common stock00971T1013,41732,667SH DFND1,2,3558032,109
Alamos Gold Inc.Common stock01153210821630,004SH DFND1,2,30030,004
Alarm.com Holdings, Inc.Common stock0116421055867,500SH DFND1,2,3007,500
Alaska Air Group, Inc.Common stock0116591094167,106SH DFND1,2,3007,106
Albemarle CorporationCommon stock0126531017543,442SH DFND1,2,3003,442
Alerian MLP ETFExchange traded fund00162Q45272121,619SH DFND1,2,3148021,471
Alexandria Real Estate Equities, Inc.Common stock0152711091,4907,798SH DFND1,2,313407,664
Alexco Resource Corp.Common stock01535P10612885,000SH DFND1,2,30085,000
Alibaba Group Holding Ltd. Sponsored ADRCommon stock01609W1021,83012,361SH DFND1,2,3758011,603
Align Technology, Inc.Common stock01625510113,36220,080SH DFND1,2,3146019,934
AllianceBernstein Holding L.P.Common stock01881G1065,915119,311SH DFND1,2,32,0000117,311
Alliant Energy CorpCommon stock0188021089,807175,196SH DFND1,2,300175,196
Allstate CorporationCommon stock0200021013,15324,767SH DFND1,2,31,379023,388
Alphabet Inc. Class ACommon stock02079K305179,79367,249SH DFND1,2,34,004063,245
Alphabet Inc. Class CCommon stock02079K107145,85654,724SH DFND1,2,37,368047,356
ALPS Medical Breakthroughs ETFExchange traded fund00162Q5932325,097SH DFND1,2,3005,097
ALPS Sector Dividend Dogs ETFExchange traded fund00162Q85815,689307,079SH DFND1,2,311,8530295,226
Altria Group IncCommon stock02209S1036,064133,213SH DFND1,2,34,5240128,689
Amarin Corporation Plc Sponsored ADRCommon stock0231112068015,719SH DFND1,2,31,267014,452
Amazon.com, Inc.Common stock023135106128,46039,105SH DFND1,2,33,273035,832
Amcor PLCCommon stockG0250X10758250,221SH DFND1,2,3336049,885
Ameren CorporationCommon stock0236081022172,675SH DFND1,2,3002,675
America Movil SAB de CV Sponsored ADR Class LCommon stock02364W10527615,621SH DFND1,2,30015,621
American Airlines Group, Inc.Common stock02376R10233916,511SH DFND1,2,32,842013,669
American Electric Power Company, Inc.Common stock0255371012,54531,346SH DFND1,2,3505030,841
American Express CompanyCommon stock02581610928,313169,001SH DFND1,2,339,9330129,068
American Finance Trust, Inc.Common stock02607T10913717,082SH DFND1,2,30017,082
American Homes 4 Rent Class ACommon stock02665T3061,01826,708SH DFND1,2,3619026,089
American International Group, Inc.Common stock0268747847,536137,288SH DFND1,2,34,0860133,202
American Outdoor Brands, Inc.Common stock02875D10927211,085SH DFND1,2,30011,085
American Tower CorporationCommon stock03027X10036,213136,440SH DFND1,2,336,0250100,415
American Water Works Company, Inc.Common stock0304201035383,185SH DFND1,2,320002,985
Ameriprise Financial, Inc.Common stock03076C1061,4705,567SH DFND1,2,36605,501
AmerisourceBergen CorporationCommon stock03073E1057316,117SH DFND1,2,320405,913
Amgen Inc.Common stock03116210027,812130,786SH DFND1,2,37,3040123,481
Amkor Technology, Inc.Common stock03165210063025,261SH DFND1,2,30025,261
AMN Healthcare Services, Inc.Common stock0017441012432,120SH DFND1,2,3002,120
Ampio Pharmaceuticals, Inc.Common stock03209T1099557,000SH DFND1,2,30057,000
Analog Devices, Inc.Common stock0326541053,33619,918SH DFND1,2,3985018,933
Anheuser-Busch InBev SA/NV Sponsored ADRCommon stock03524A1083,54462,859SH DFND1,2,32,332060,527
Annaly Capital Management, Inc.Common stock03571040930736,408SH DFND1,2,3996035,412
Antero Midstream Corp.Common stock03676B1021,03098,852SH DFND1,2,320,000078,852
Anthem, Inc.Common stock0367521033,2418,694SH DFND1,2,39408,600
Aon Plc Class ACommon stockG0403H1082,1657,577SH DFND1,2,325607,322
Apollo Global Management Inc. Class ACommon stock03768E1051,79429,133SH DFND1,2,32,500026,633
AppFolio Inc Class ACommon stock03783C1008967,438SH DFND1,2,3007,438
Apple Inc.Common stock037833100574,2004,057,952SH DFND1,2,3248,70603,809,246
Apple Inc.Common stock0378331002,29216,200SHPutDFND1,2,3002,292
Applied Materials, Inc.Common stock0382221052,23517,365SH DFND1,2,3436016,929
Aptiv PLCCommon stockG6095L1097,12047,795SH DFND1,2,30047,795
Arbor Realty Trust, Inc.Common stock03892310850627,282SH DFND1,2,30027,282
Archer-Daniels-Midland CompanyCommon stock0394831023005,005SH DFND1,2,331304,692
Arcturus Therapeutics Holdings, Inc.Common stock03969T1091,19124,920SH DFND1,2,30024,920
Ares Capital CorporationMutual fund04010L1033,315163,069SH DFND1,2,34,6460158,423
Ares Management CorporationCommon stock03990B10118,676252,955SH DFND1,2,36,7970246,159
ARK Autonomous Technology & Robotics ETFExchange traded fund00214Q2032322,975SH DFND1,2,3002,975
ARK Innovation ETFExchange traded fund00214Q1041,0329,333SH DFND1,2,324309,090
Arthur J. Gallagher & Co.Common stock36357610937,364251,353SH DFND1,2,33,8560247,498
ASML Holding NV ADRCommon stockN070592103,2404,349SH DFND1,2,39904,250
Astrazeneca PLC Sponsored ADRCommon stock0463531082,62943,768SH DFND1,2,31,581042,187
AT&T Inc.Common stock00206R10233,5621,242,562SH DFND1,2,361,39401,181,167
Atlantic Union Bankshares CorporationCommon stock04911A1073238,764SH DFND1,2,31,96406,800
Atlantica Sustainable Infrastructure plcCommon stockG0751N10316,111466,842SH DFND1,2,330,1960436,646
Atlassian Corp. Plc Class ACommon stockG062421046,50816,626SH DFND1,2,3514016,112
Audacy, Inc. Class ACommon stock05070N1033710,000SH DFND1,2,30010,000
Autodesk, Inc.Common stock0527691063,05810,722SH DFND1,2,3201010,521
Automatic Data Processing, Inc.Common stock05301510339,160195,879SH DFND1,2,33,4470192,433
AutoZone, Inc.Common stock0533321023,6642,158SH DFND1,2,31802,140
Avalara IncCommon stock05338G10620,799119,007SH DFND1,2,300119,007
Avery Dennison CorporationCommon stock0536111094432,140SH DFND1,2,310702,033
Baidu Inc Sponsored ADR Class ACommon stock0567521085623,658SH DFND1,2,3003,658
Balchem CorporationCommon stock0576652002021,392SH DFND1,2,3001,392
Ball CorporationCommon stock05849810630,855342,953SH DFND1,2,379,8300263,123
Banco Bilbao Vizcaya Argentaria, S.A. Sponsored ADRCommon stock05946K101927140,731SH DFND1,2,35,0120135,719
Bank of America CorpCommon stock06050510422,692534,570SH DFND1,2,334,3770500,193
Bank of Commerce HoldingsCommon stock06424J10318812,400SH DFND1,2,30012,400
Bank of New York Mellon CorporationCommon stock06405810075914,637SH DFND1,2,31,279013,358
Barrick Gold CorporationCommon stock06790110835019,397SH DFND1,2,3317019,080
Baxter International Inc.Common stock0718131091,15414,351SH DFND1,2,3231014,120
Becton, Dickinson and CompanyCommon stock07588710976,048309,363SH DFND1,2,34,4270304,936
BeiGene, Ltd. Sponsored ADRCommon stock07725L1021,0622,925SH DFND1,2,35202,873
Berkshire Hathaway Inc. Class ACommon stock0846701084,93712SH DFND1,2,30012
Berkshire Hathaway Inc. Class BCommon stock084670702117,844431,757SH DFND1,2,335,1300396,627
Berry Global Group IncCommon stock08579W1033796,232SH DFND1,2,314006,092
Beyond Meat, Inc.Common stock08862E1092452,329SH DFND1,2,3502,324
BHP Group Limited Sponsored ADRCommon stock0886061082494,661SH DFND1,2,3004,661
Biogen Inc.Common stock09062X10344,328156,641SH DFND1,2,33,5700153,071
BioMarin Pharmaceutical Inc.Common stock09061G1011,18015,270SH DFND1,2,345015,225
BioNTech SE Sponsored ADRCommon stock09075V1021,5695,747SH DFND1,2,318305,564
Black Hills CorporationCommon stock09211310972511,547SH DFND1,2,30011,547
BlackRock Credit Allocation Income TrustMutual fund09250810015510,214SH DFND1,2,38,56401,650
BlackRock Enhanced Equity Dividend TrustMutual fund09251A10421822,270SH DFND1,2,30022,270
BlackRock MuniAssets Fund IncMutual fund09254J10258838,698SH DFND1,2,30038,698
Blackrock Municipal Income TrustMutual fund09248F10914810,000SH DFND1,2,30010,000
BlackRock MuniHoldings Quality Fund II IncMutual fund09254C10728220,425SH DFND1,2,30020,425
BlackRock Short Maturity Bond ETFExchange traded fund46431W5077,992159,385SH DFND1,2,37,9370151,448
BlackRock Ultra Short-Term Bond ETFExchange traded fund46434V8781,27625,262SH DFND1,2,30025,262
BlackRock, Inc.Common stock09247X10149,22858,698SH DFND1,2,31,391057,308
Blackstone Inc.Common stock09260D10710,69791,948SH DFND1,2,33,650088,298
Blackstone Mortgage Trust, Inc. 4.375 05-MAY-2022Convertible bond09257WAB62,02220,000SH DFND1,2,30020,000
Blackstone Mortgage Trust, Inc. Class ACommon stock09257W1004,098135,156SH DFND1,2,37,6750127,481
Boeing CompanyCommon stock0970231059,40642,768SH DFND1,2,33,178039,590
BOK Financial CorporationCommon stock05561Q2012222,482SH DFND1,2,3002,482
Booking Holdings Inc.Common stock09857L1082,5571,077SH DFND1,2,31601,061
Boston Properties, Inc.Common stock1011211017747,147SH DFND1,2,314607,001
Boston Scientific CorporationCommon stock1011371073107,151SH DFND1,2,3007,151
BP p.l.c. Sponsored ADRCommon stock0556221043,117114,038SH DFND1,2,31,5620112,477
Bristol-Myers Squibb CompanyCommon stock11012210834,732586,992SH DFND1,2,3135,4640451,529
British American Tobacco PLC Sponsored ADRCommon stock1104481071,05729,970SH DFND1,2,3545029,425
Broadcom Inc.Common stock11135F10136,85876,008SH DFND1,2,31,941074,066
Broadmark Realty Capital IncCommon stock11135B10039239,792SH DFND1,2,30039,792
Broadridge Financial Solutions, Inc.Common stock11133T1036824,091SH DFND1,2,3004,091
Broadstone Net Lease, Inc.Common stock11135E203383,89015,473,191SH DFND1,2,3250,822015,222,369
Brookfield Asset Management Inc. Class ACommon stock11258510411,932222,996SH DFND1,2,316,2750206,721
Brookfield Infrastructure Corporation Class ACommon stock11275Q1072143,576SH DFND1,2,3003,576
Brookfield Infrastructure Partners L.P.Common stockG1625210110,469186,572SH DFND1,2,35,8960180,676
Brown-Forman Corporation Class BCommon stock11563720985212,713SH DFND1,2,30012,713
Builders FirstSource, Inc.Common stock12008R1072254,350SH DFND1,2,3004,350
Bunge LimitedCommon stockG169621054345,343SH DFND1,2,31,54403,799
Butterfly Network, Inc. Class ACommon stock12415510219518,695SH DFND1,2,30018,695
C.H. Robinson Worldwide, Inc.Common stock12541W20944,149507,463SH DFND1,2,310,1950497,268
Cabot CorporationCommon stock1270551012414,814SH DFND1,2,3004,814
CACI International Inc Class ACommon stock1271903043371,287SH DFND1,2,3001,287
Cadence Bancorporation Class ACommon stock12739A1003,770171,660SH DFND1,2,300171,660
Caesars Entertainment IncCommon stock12769G1005935,283SH DFND1,2,3005,283
Calamos Convertible Opportunities And Income FundMutual fund12811710828018,690SH DFND1,2,30018,690
Callon Petroleum CompanyCommon stock13123X5082565,209SH DFND1,2,3005,209
Cambria Foreign Shareholder Yield ETFExchange traded fund13206130065424,250SH DFND1,2,30024,250
Camden Property TrustCommon stock1331311021,3258,986SH DFND1,2,320008,786
Canadian National Railway CompanyCommon stock1363751028827,626SH DFND1,2,31,05006,576
Capital Bancorp, Inc.Common stock1397371001,40658,425SH DFND1,2,30058,425
Capital One Financial CorporationCommon stock14040H10515,98498,684SH DFND1,2,36,600092,084
Cardinal Health, Inc.Common stock14149Y10863812,897SH DFND1,2,30012,897
Carlyle Group IncCommon stock14316J1082,14545,370SH DFND1,2,30045,370
CarMax, Inc.Common stock1431301026,57351,369SH DFND1,2,3110051,259
Carnival CorporationUnit14365830045718,288SH DFND1,2,3300017,988
Carrier Global Corp.Common stock14448C1043,00458,031SH DFND1,2,32,346055,685
Cars.com, Inc.Common stock14575E10512710,006SH DFND1,2,30010,006
Carvana Co. Class ACommon stock1468691023,66512,153SH DFND1,2,3383011,770
Castle Biosciences, Inc.Common stock14843C1051,16017,440SH DFND1,2,30017,440
Caterpillar Inc.Common stock14912310130,565159,219SH DFND1,2,34,3430154,875
CDW Corp.Common stock12514G1085843,210SH DFND1,2,3003,210
Centene CorporationCommon stock15135B1015,93195,177SH DFND1,2,310,320084,857
CenterPoint Energy, Inc.Common stock15189T1071,13145,987SH DFND1,2,3400045,587
Cerner CorporationCommon stock15678210420,321288,164SH DFND1,2,357,0130231,151
CF Industries Holdings, Inc.Common stock1252691003416,117SH DFND1,2,3006,117
CGI Inc. Class ACommon stock12532H1048,885104,829SH DFND1,2,31,2100103,619
Charles River Laboratories International, Inc.Common stock159864107382925SH DFND1,2,300925
Charles Schwab CorporationCommon stock8085131052,59335,601SH DFND1,2,39,909025,692
Charter Communications, Inc. Class ACommon stock16119P1081,7622,422SH DFND1,2,312102,301
Check Point Software Technologies Ltd.Common stockM224651049,99188,388SH DFND1,2,31,372087,016
Chevron CorporationCommon stock16676410078,860777,327SH DFND1,2,362,8230714,505
Chimera Investment CorporationCommon stock16934Q20824716,610SH DFND1,2,30016,610
Chipotle Mexican Grill, Inc.Common stock1696561057,4654,107SH DFND1,2,310704,000
Chubb LimitedCommon stockH1467J1047,82945,131SH DFND1,2,3762044,369
Church & Dwight Co., Inc.Common stock1713401024215,101SH DFND1,2,3005,101
Cigna CorporationCommon stock1255231001,9349,660SH DFND1,2,31,09708,563
Cincinnati Financial CorporationCommon stock1720621011,18410,369SH DFND1,2,30010,369
Cintas CorporationCommon stock172908105301792SH DFND1,2,31180674
Cisco Systems, Inc.Common stock17275R102142,5992,619,864SH DFND1,2,3223,35902,396,505
Citigroup Inc.Common stock1729674248,110115,567SH DFND1,2,35,8160109,751
Citizens Financial Group, Inc.Common stock1746101051,83939,154SH DFND1,2,321,535017,619
Citrix Systems, Inc.Common stock1773761006486,039SH DFND1,2,31,35404,685
Cleveland-Cliffs IncCommon stock18589910137118,744SH DFND1,2,3200018,544
Clorox CompanyCommon stock1890541091,69710,246SH DFND1,2,346109,785
Clough Global Dividend and Income Fund of Benef InterestMutual fund18913Y10311110,000SH DFND1,2,30010,000
CME Group Inc. Class ACommon stock12572Q10545,006232,733SH DFND1,2,33,4990229,234
CMS Energy CorporationCommon stock1258961002444,093SH DFND1,2,347103,622
Coca-Cola CompanyCommon stock19121610015,600297,312SH DFND1,2,310,6020286,710
Cognizant Technology Solutions Corporation Class ACommon stock19244610248,396652,150SH DFND1,2,312,9080639,241
Cohen & Steers Infrastructure Fund IncMutual fund19248A10927810,265SH DFND1,2,35,97104,294
Coinbase Global, Inc. Class ACommon stock19260Q1071,6957,453SH DFND1,2,39407,359
Colgate-Palmolive CompanyCommon stock19416210313,785182,389SH DFND1,2,32,6280179,761
Colony Capital, Inc. 5 15-APR-2023Convertible bond19624RAA45105,000SH DFND1,2,3005,000
Comcast Corporation Class ACommon stock20030N1015,14591,983SH DFND1,2,35,204086,779
Comerica IncorporatedCommon stock2003401077018,710SH DFND1,2,36708,643
Commerce Bancshares, Inc.Common stock2005251031,59322,857SH DFND1,2,30022,857
Communication Services Select Sector SPDR FundExchange traded fund81369Y85215,411192,370SH DFND1,2,35,8770186,493
Companhia Paranaense de Energia Sponsored ADRCommon stock20441B6058012,212SH DFND1,2,30012,212
Conagra Brands, Inc.Common stock2058871022086,137SH DFND1,2,310006,037
ConocoPhillipsCommon stock20825C1048,696128,320SH DFND1,2,32,4890125,831
Consolidated Edison, Inc.Common stock2091151041,99227,447SH DFND1,2,3250027,197
Constellation Brands, Inc. Class ACommon stock21036P1083041,441SH DFND1,2,36701,374
Consumer Discretionary Select Sector SPDR FundExchange traded fund81369Y4073,29418,358SH DFND1,2,32,265016,093
Consumer Staples Select Sector SPDR FundExchange traded fund81369Y3081,50021,787SH DFND1,2,32,750019,037
Cooper Companies, Inc.Common stock216648402410993SH DFND1,2,300993
Copart, Inc.Common stock21720410629,425212,120SH DFND1,2,350,4260161,694
Corning IncCommon stock2193501051,16231,856SH DFND1,2,32,600029,256
Corteva IncCommon stock22052L1041,67639,836SH DFND1,2,31,278038,558
CoStar Group, Inc.Common stock22160N1094955,750SH DFND1,2,3005,750
Costco Wholesale CorporationCommon stock22160K105109,771244,289SH DFND1,2,325,2690219,020
Credit Suisse FI Large Cap Growth Enhanced ETNExchange traded fund22542D423294418SH DFND1,2,300418
CrowdStrike Holdings, Inc. Class ACommon stock22788C1055,99724,401SH DFND1,2,3763023,638
Crown Castle International CorpCommon stock22822V10123,070133,106SH DFND1,2,39,6930123,413
CSX CorporationCommon stock1264081035,926199,252SH DFND1,2,386,4120112,840
CubeSmartCommon stock22966310984617,467SH DFND1,2,3401017,066
Cumberland Pharmaceuticals Inc.Common stock2307701094416,246SH DFND1,2,30016,246
Cummins Inc.Common stock2310211061,5016,683SH DFND1,2,360506,078
CVS Health CorporationCommon stock12665010057,521677,835SH DFND1,2,355,6960622,138
CyberArk Software Ltd.Common stockM2682V1087834,964SH DFND1,2,3004,964
Cybin, Inc.Common stock23256X1002210,000SH DFND1,2,30010,000
CyrusOne Inc.Common stock23283R10093912,134SH DFND1,2,30012,134
D.R. Horton, Inc.Common stock23331A10914,913177,594SH DFND1,2,37,3890170,204
Danaher CorporationCommon stock23585110269,904229,616SH DFND1,2,333,3730196,243
Darden Restaurants, Inc.Common stock2371941058085,337SH DFND1,2,3005,337
Dare Bioscience, Inc.Common stock23666P1012515,000SH DFND1,2,30015,000
Data I/O CorporationCommon stock2376901021,240189,832SH DFND1,2,300189,832
Datadog Inc Class ACommon stock23804L1031,3069,237SH DFND1,2,3009,237
DaVita Inc.Common stock23918K1083392,919SH DFND1,2,3002,919
Deere & CompanyCommon stock24419910525,50676,122SH DFND1,2,318,356057,766
Dell Technologies Inc Class CCommon stock24703L2025865,636SH DFND1,2,31,28104,355
Delta Air Lines, Inc.Common stock24736170287020,421SH DFND1,2,3678019,743
Devon Energy CorporationCommon stock25179M10391325,699SH DFND1,2,370025,629
DexCom, Inc.Common stock2521311073,8246,992SH DFND1,2,356506,427
Diageo plc Sponsored ADRCommon stock25243Q20515,29379,236SH DFND1,2,32,206077,030
Digital Realty Trust, Inc.Common stock25386810320,185139,734SH DFND1,2,33,4350136,299
Dimensional International Value ETFExchange traded fund25434V8071,78654,536SH DFND1,2,30054,536
Dimensional U.S. Core Equity 2 ETFExchange traded fund25434V70823,767894,511SH DFND1,2,300894,511
Dimensional U.S. Equity ETFExchange traded fund25434V4016,641140,826SH DFND1,2,33,6220137,204
Dimensional U.S. Small Cap ETFExchange traded fund25434V5005,857101,857SH DFND1,2,300101,857
Dimensional U.S. Targeted Value ETFExchange traded fund25434V6094,00090,096SH DFND1,2,30090,096
Direxion Daily MSCI Real Estate Bear 3X SharesExchange traded fund25460E1412074,070SH DFND1,2,3004,070
Discover Financial ServicesCommon stock2547091081,0548,580SH DFND1,2,384707,733
DNP Select Income Fund IncMutual fund23325P10442339,726SH DFND1,2,30039,726
DocuSign, Inc.Common stock2561631064,88218,966SH DFND1,2,3499018,467
Dollar General CorporationCommon stock25667710532,598153,665SH DFND1,2,32,4200151,245
Dominion Energy IncCommon stock25746U1093,11742,691SH DFND1,2,3504042,187
Domino's Pizza, Inc.Common stock25754A2014,6909,832SH DFND1,2,334109,491
Domo, Inc. Class BCommon stock2575541052342,772SH DFND1,2,3002,772
DoorDash, Inc. Class ACommon stock25809K1054,75223,071SH DFND1,2,30023,071
Dover CorporationCommon stock2600031083,18320,471SH DFND1,2,384020,387
Dow, Inc.Common stock2605571039,428163,798SH DFND1,2,36,4550157,343
DraftKings Inc Class ACommon stock26142R10470714,680SH DFND1,2,3370014,310
DTE Energy CompanyCommon stock2333311077897,064SH DFND1,2,376706,297
Duke Energy CorporationCommon stock26441C2046,72368,885SH DFND1,2,39,946058,939
Duke Realty CorporationCommon stock2644115051,94340,594SH DFND1,2,3564040,030
DuPont de Nemours, Inc.Common stock26614N1026,36793,648SH DFND1,2,32,010091,638
Eagle Bancorp, Inc.Common stock2689481061,61128,010SH DFND1,2,324,00004,010
Eagle Materials Inc.Common stock26969P1084093,117SH DFND1,2,3003,117
East West Bancorp, Inc.Common stock27579R1042603,350SH DFND1,2,38703,263
EastGroup Properties, Inc.Common stock2772761011,77910,675SH DFND1,2,3109010,566
Eastman Chemical CompanyCommon stock2774321002922,903SH DFND1,2,31,14201,761
Eaton Corp. PlcCommon stockG2918310331,918213,773SH DFND1,2,316,3630197,410
Eaton Vance Municipal Bond FundMutual fund27827X10115111,313SH DFND1,2,30011,313
Eaton Vance National Municipal Opportunities TrustMutual fund27829L10546719,726SH DFND1,2,30019,726
eBay Inc.Common stock2786421031,20017,226SH DFND1,2,3508016,718
Ecolab Inc.Common stock2788651006,92133,173SH DFND1,2,3685032,488
Edison InternationalCommon stock2810201072925,271SH DFND1,2,38905,182
Edwards Lifesciences CorporationCommon stock28176E1081,97917,483SH DFND1,2,3686016,797
Eli Lilly and CompanyCommon stock53245710814,21261,509SH DFND1,2,32,187059,322
Emerson Electric Co.Common stock29101110429,075308,654SH DFND1,2,317,6210291,032
Enbridge Inc.Common stock29250N1051,57439,554SH DFND1,2,33,849035,705
Energy Select Sector SPDR FundExchange traded fund81369Y5066,749129,565SH DFND1,2,35,1250124,440
Energy Transfer, L.P.Common stock29273V1002,172226,696SH DFND1,2,35,0000221,696
Enochian Biosciences Inc.Common stock29350E10448071,291SH DFND1,2,30071,291
Entergy CorporationCommon stock29364G1032722,743SH DFND1,2,3002,743
Enterprise Products Partners L.P.Common stock29379210716,844778,383SH DFND1,2,316,4120761,971
EOG Resources, Inc.Common stock26875P1011,48318,478SH DFND1,2,3311018,167
EPAM Systems, Inc.Common stock29414B104338593SH DFND1,2,300593
Equifax Inc.Common stock2944291053371,332SH DFND1,2,3001,332
Equillium, Inc.Common stock29446K1069213,500SH DFND1,2,30013,500
Equinix, Inc.Common stock29444U7003,9545,004SH DFND1,2,38704,917
Equinor ASA Sponsored ADRCommon stock29446M10236614,339SH DFND1,2,30014,339
Equity LifeStyle Properties, Inc.Common stock29472R1081,27716,357SH DFND1,2,3281016,076
Equity ResidentialCommon stock29476L1071,66620,587SH DFND1,2,3381020,206
Essential Utilities, Inc.Common stock29670G10269615,108SH DFND1,2,3581014,527
Essex Property Trust, Inc.Common stock2971781051,1993,748SH DFND1,2,37403,674
Estee Lauder Companies Inc. Class ACommon stock51843910412,99943,340SH DFND1,2,32,403040,937
ETFMG Prime Mobile Payments ETFExchange traded fund26924G4092473,651SH DFND1,2,3003,651
Etsy, Inc.Common stock29786A1064061,951SH DFND1,2,3001,951
Evans Bancorp, Inc.Common stock29911Q2082476,438SH DFND1,2,3006,438
Evergy, Inc.Common stock30034W1062824,530SH DFND1,2,3004,530
Eversource EnergyCommon stock30040W1083284,008SH DFND1,2,384703,161
Evofem Biosciences, Inc.Common stock30048L104710,100SH DFND1,2,30010,100
Exelon CorporationCommon stock30161N10173015,108SH DFND1,2,3261014,847
Exicure, Inc.Common stock30205M1014436,785SH DFND1,2,30036,785
Expeditors International of Washington, Inc.Common stock3021301097546,329SH DFND1,2,33806,291
Extra Space Storage Inc.Common stock30225T1021,6319,706SH DFND1,2,318809,518
Exxon Mobil CorporationCommon stock30231G102115,4781,963,240SH DFND1,2,385,50501,877,735
F5 Networks, Inc.Common stock31561610215,69178,936SH DFND1,2,320,968057,968
Fastenal CompanyCommon stock3119001043907,559SH DFND1,2,32,00005,559
Federal Realty Investment TrustCommon stock3137472068787,437SH DFND1,2,312907,308
FedEx CorporationCommon stock31428X1064,48320,443SH DFND1,2,3886019,557
Ferguson PlcCommon stockG3421J1069,68969,446SH DFND1,2,321,337048,109
Fidelity Corporate Bond ETFExchange traded fund3161881011,17821,274SH DFND1,2,30021,274
Fidelity High Yield Factor ETFExchange traded fund3160926182544,544SH DFND1,2,3004,544
Fidelity Limited Term Bond ETFExchange traded fund3161882002083,980SH DFND1,2,3003,980
Fidelity MSCI Financials Index ETFExchange traded fund3160925012674,972SH DFND1,2,356204,410
Fidelity MSCI Information Technology Index ETFExchange traded fund3160928086955,858SH DFND1,2,31,87403,984
Fidelity National Financial, Inc. - FNF GroupCommon stock31620R30314,541320,709SH DFND1,2,39,0310311,678
Fidelity National Information Services, Inc.Common stock31620M10626,125214,699SH DFND1,2,34,5100210,189
Fifth Third BancorpCommon stock31677310044010,371SH DFND1,2,33,27407,097
Financial Select Sector SPDR FundExchange traded fund81369Y60516,915450,700SH DFND1,2,340,8590409,841
First Citizens BancShares, Inc. Class ACommon stock31946M103304360SH DFND1,2,300360
First Eagle Alternative Capital BDC, Inc.Mutual fund26943B100921208,791SH DFND1,2,300208,791
First Horizon CorporationCommon stock32051710575746,496SH DFND1,2,30046,496
First Interstate BancSystem, Inc. Class ACommon stock32055Y2012325,767SH DFND1,2,3005,767
First Trust Cloud Computing ETFExchange traded fund33734X1924494,266SH DFND1,2,3004,266
First Trust Dorsey Wright Focus 5 ETFExchange traded fund33738R60569015,077SH DFND1,2,30015,077
First Trust Dorsey Wright Momentum & Low Volatility ETFExchange traded fund33741L1081,21444,085SH DFND1,2,3233043,852
First Trust Dow Jones Internet Index FundExchange traded fund33733E30250,122212,463SH DFND1,2,36,2500206,213
First Trust Enhanced Short Maturity ETFExchange traded fund33739Q40881,9761,367,399SH DFND1,2,393,82301,273,576
First Trust Financials AlphaDEX FundExchange traded fund33734X1351,18426,753SH DFND1,2,31,950024,803
First Trust Health Care AlphaDEX FundExchange traded fund33734X1431,45512,223SH DFND1,2,3290011,933
First Trust Industrials/Producer Durables AlphaDEX FundExchange traded fund33734X1503586,251SH DFND1,2,3006,251
First Trust Large Cap Core AlphaDEX FundExchange traded fund33734K1092532,969SH DFND1,2,3002,969
First Trust Low Duration Opportunities ETFExchange traded fund33739Q20083,9941,660,616SH DFND1,2,383,80201,576,814
First Trust Nasdaq Clean Edge Green Energy Index FundExchange traded fund33733E5003405,425SH DFND1,2,3005,425
First Trust NASDAQ Cybersecurity ETFExchange traded fund33734X8463276,712SH DFND1,2,3006,712
First Trust NASDAQ Technology Dividend Index FundExchange traded fund33738R1188,120143,790SH DFND1,2,37,4510136,339
First Trust Nasdaq-100 Equal Weighted Index FundExchange traded fund3373441053142,821SH DFND1,2,37402,747
First Trust NASDAQ-100 Technology Sector Index FundExchange traded fund3373451021,84011,662SH DFND1,2,30011,662
First Trust North American Energy Infrastructure FundExchange traded fund33738D10143718,458SH DFND1,2,30018,458
First Trust NYSE Arca Biotechnology Index FundExchange traded fund33733E2032,38914,386SH DFND1,2,3347014,039
First Trust Preferred Securities & Income ETFExchange traded fund33739E1084,359212,237SH DFND1,2,325,3110186,926
First Trust Rising Dividend Achievers ETFExchange traded fund33738R5061,14024,011SH DFND1,2,321,96102,050
First Trust TCW Opportunistic Fixed Income ETFExchange traded fund33740F8055039,387SH DFND1,2,3009,387
First Trust TCW Unconstrained Plus Bond ETFExchange traded fund33740F88864924,404SH DFND1,2,30024,404
First Trust Technology AlphaDEX FundExchange traded fund33734X1767235,887SH DFND1,2,325005,637
First Trust Value Line Dividend Index FundExchange traded fund33734H1061,54839,479SH DFND1,2,30039,479
FirstEnergy Corp.Common stock3379321072206,182SH DFND1,2,32,03604,146
Fiserv, Inc.Common stock3377381085,75553,042SH DFND1,2,33,164049,878
Fiserv, Inc.Common stock3377381084884,500SHPutDFND1,2,300488
Five Below, Inc.Common stock33829M1016013,398SH DFND1,2,3003,398
Five9, Inc.Common stock3383071012751,719SH DFND1,2,3001,719
FlexShares Morningstar US Market Factor Tilt Index FundExchange traded fund33939L1006844,050SH DFND1,2,3004,050
FlexShares Quality Dividend Index FundExchange traded fund33939L8604778,572SH DFND1,2,3008,572
Ford Motor CompanyCommon stock3453708601,40699,306SH DFND1,2,3637098,669
Fortinet, Inc.Common stock34959E1091,0573,619SH DFND1,2,33503,584
Fortive Corp.Common stock34959J1081,05915,003SH DFND1,2,3439014,564
Fortune Brands Home & Security, Inc.Common stock34964C1063153,524SH DFND1,2,332203,202
Franco-Nevada CorporationCommon stock3518581051,37110,551SH DFND1,2,30010,551
Franklin Resources, Inc.Common stock35461310177125,935SH DFND1,2,3100025,835
Freeport-McMoRan, Inc.Common stock35671D85743013,213SH DFND1,2,34,09909,114
Freshpet IncCommon stock3580391056414,490SH DFND1,2,3004,490
FS KKR Capital Corp.Mutual fund3026352061,03446,921SH DFND1,2,30046,921
Funko, Inc. Class ACommon stock36100810528915,845SH DFND1,2,30015,845
GAMCO Global Gold. Natural Resources & Income TrustMutual fund36465A1096216,731SH DFND1,2,3700016,031
General American Investors Co IncMutual fund3688021042545,907SH DFND1,2,3005,907
General Dynamics CorporationCommon stock36955010853,783274,361SH DFND1,2,35,9400268,421
General Electric CompanyCommon stock3696043016,34861,609SH DFND1,2,31,771059,838
General Mills, Inc.Common stock37033410418,921316,306SH DFND1,2,38,1540308,152
General Motors CompanyCommon stock37045V1001,71632,551SH DFND1,2,32,261030,290
Genius Brands International, Inc.Common stock37229T3012720,000SH DFND1,2,30020,000
Genmab A/S Sponsored ADRCommon stock3723032061,58636,299SH DFND1,2,3655035,644
Genpact LimitedCommon stockG3922B1072124,460SH DFND1,2,3004,460
Gentex CorporationCommon stock3719011093109,396SH DFND1,2,35,89603,500
Genuine Parts CompanyCommon stock3724601054,57837,763SH DFND1,2,3589037,174
Gilat Satellite Networks Ltd.Common stockM5147411818120,100SH DFND1,2,30020,100
Gilead Sciences, Inc.Common stock37555810346,707668,671SH DFND1,2,314,4770654,194
Gladstone Capital CorporationMutual fund37653510042938,000SH DFND1,2,30038,000
Gladstone Commercial CorporationCommon stock3765361087,191341,929SH DFND1,2,32,5000339,429
GlaxoSmithKline plc Sponsored ADRCommon stock37733W10515,119395,687SH DFND1,2,312,7980382,888
Global Payments Inc.Common stock37940X1024482,844SH DFND1,2,320702,637
Global X Cloud Computing ETFExchange traded fund37954Y44229510,063SH DFND1,2,30010,063
Global X FinTech ETFExchange traded fund37954Y81463113,141SH DFND1,2,3580012,561
Global X Lithium & Battery Tech ETFExchange traded fund37954Y8554064,953SH DFND1,2,368004,273
Global X Robotics & Artificial Intelligence ETFExchange traded fund37954Y7152175,945SH DFND1,2,310305,842
Global X Silver Miners ETFExchange traded fund37954Y8481,33938,158SH DFND1,2,30038,158
Goldman Sachs Access Ultra Short Bond ETFExchange traded fund3814302303,98978,732SH DFND1,2,31,195077,537
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETFExchange traded fund3814305032572,993SH DFND1,2,3002,993
Goldman Sachs Group, Inc.Common stock38141G1047,43119,657SH DFND1,2,33,981015,675
Golub Capital BDC, Inc.Mutual fund38173M1023,421216,400SH DFND1,2,314,8500201,550
Graco Inc.Common stock3841091042193,134SH DFND1,2,3003,134
GreenBox POSCommon stock39366L20881298,000SH DFND1,2,30098,000
Greenbrier Companies, Inc. 2.875 01-FEB-2024Convertible bond393657AK78,26580,000SH DFND1,2,30080,000
Grifols, S.A. Sponsored ADR Class BCommon stock39843840833823,148SH DFND1,2,31,001022,147
GrowGeneration Corp.Common stock39986L1092168,774SH DFND1,2,3008,774
Guardant Health, Inc.Common stock40131M1091,38811,100SH DFND1,2,3340010,760
GXO Logistics IncCommon stock36262G10117,373221,479SH DFND1,2,312,4620209,017
H&R Block, Inc.Common stock0936711051,11344,537SH DFND1,2,30044,537
Halliburton CompanyCommon stock40621610187140,303SH DFND1,2,3100040,203
Halozyme Therapeutics, Inc.Common stock40637H1093648,960SH DFND1,2,3008,960
Hanesbrands Inc.Common stock41034510264337,491SH DFND1,2,3495036,996
Hasbro, Inc.Common stock4180561071,04111,665SH DFND1,2,3134011,531
HCA Healthcare IncCommon stock40412C1015372,213SH DFND1,2,32802,185
HDFC Bank Limited Sponsored ADRCommon stock40415F10113,323182,278SH DFND1,2,33,9890178,289
Health Care Select Sector SPDR FundExchange traded fund81369Y20944,061346,122SH DFND1,2,394,8530251,269
Healthcare Trust of America, Inc. Class ACommon stock42225P5012247,563SH DFND1,2,3007,563
Heartland Financial USA, Inc.Common stock42234Q10270214,599SH DFND1,2,30014,599
Helmerich & Payne, Inc.Common stock42345210182330,007SH DFND1,2,30030,007
Henry Schein, Inc.Common stock8064071022643,460SH DFND1,2,3003,460
Hercules Capital, Inc.Common stock42709650823113,900SH DFND1,2,30013,900
Hercules Capital, Inc. 4.375 01-FEB-2022Convertible bond427096AF95225,000SH DFND1,2,3005,000
Hershey CompanyCommon stock4278661085503,248SH DFND1,2,3003,248
Heska CorporationCommon stock42805E306246950SH DFND1,2,300950
Hewlett Packard Enterprise Co.Common stock42824C10968147,757SH DFND1,2,3150047,607
Highwoods Properties, Inc.Common stock43128410868015,506SH DFND1,2,3341015,165
Hilton Worldwide Holdings IncCommon stock43300A2036835,170SH DFND1,2,3005,170
Histogen Inc.Common stock43358Y1036179,987SH DFND1,2,30079,987
HNI CorporationCommon stock4042511002386,485SH DFND1,2,3006,485
Holly Energy Partners, L.P.Common stock43576310731917,400SH DFND1,2,30017,400
Home BancShares, Inc.Common stock43689320041117,481SH DFND1,2,30017,481
Home Depot, Inc.Common stock437076102160,614489,288SH DFND1,2,321,8240467,464
Honeywell International Inc.Common stock43851610613,19362,148SH DFND1,2,32,792059,356
Horizon Kinetics Inflation Beneficiaries ETFExchange traded fund53656F6231,50051,379SH DFND1,2,30051,379
Horizon Therapeutics Public Limited CompanyCommon stockG461881014954,515SH DFND1,2,3004,515
Host Hotels & Resorts, Inc.Common stock44107P10431819,479SH DFND1,2,30019,479
HP Inc.Common stock40434L1052,41488,216SH DFND1,2,3500087,716
HubSpot, Inc.Common stock4435731002,4223,582SH DFND1,2,311003,472
Humana Inc.Common stock4448591023,5049,005SH DFND1,2,325608,749
Huntington Bancshares IncorporatedCommon stock44615010469945,241SH DFND1,2,316,795028,446
HUTCHMED (China) Limited Sponsored ADRCommon stock44842L10348613,288SH DFND1,2,3241013,047
IAA, Inc.Common stock4492531032143,929SH DFND1,2,33,0000929
iBio, Inc.Common stock4510332031413,468SH DFND1,2,30013,468
iCAD, Inc.Common stock44934S20650647,025SH DFND1,2,30047,025
ICC Holdings, Inc.Common stock44931Q10433020,000SH DFND1,2,30020,000
ICON PlcCommon stockG4705A10011,60644,295SH DFND1,2,3533043,762
IDEX CorporationCommon stock45167R1042131,029SH DFND1,2,3001,029
IDEXX Laboratories, Inc.Common stock45168D1044,8307,766SH DFND1,2,31607,750
IHS Markit Ltd.Common stockG4756710514,834127,202SH DFND1,2,32300126,972
II-VI IncorporatedCommon stock90210410810,225172,246SH DFND1,2,315,4900156,756
Illinois Tool Works Inc.Common stock45230810924,686119,471SH DFND1,2,36620118,809
Illumina, Inc.Common stock4523271096,21915,332SH DFND1,2,3380014,952
Incyte CorporationCommon stock45337C10282411,983SH DFND1,2,3285011,698
Independent Bank Group, Inc.Common stock45384B1061,01714,319SH DFND1,2,30014,319
INDUS Realty Trust, Inc.Common stock45580R1033745,329SH DFND1,2,3005,329
Industrial Select Sector SPDR FundExchange traded fund81369Y7045,60157,251SH DFND1,2,36,739050,512
Infosys Limited Sponsored ADRCommon stock45678810827112,193SH DFND1,2,30012,193
Infrastructure & Energy Alternatives, Inc.Common stock45686J10411410,000SH DFND1,2,30010,000
ING Groep NV Sponsored ADRCommon stock45683710351335,422SH DFND1,2,3582034,840
Ingersoll Rand Inc.Common stock45687V10694318,703SH DFND1,2,3108018,595
Ingredion IncorporatedCommon stock4571871025416,081SH DFND1,2,312005,961
Innovator U.S. Equity Power Buffer ETF - NovemberExchange traded fund45782C5731,42546,771SH DFND1,2,343,61503,156
Intel CorporationCommon stock45814010043,248811,721SH DFND1,2,325,8940785,826
Intercontinental Exchange, Inc.Common stock45866F1042,30220,050SH DFND1,2,3822019,229
International Business Machines CorporationCommon stock45920010122,107159,127SH DFND1,2,34,8100154,317
International Flavors & Fragrances Inc.Common stock45950610147,192352,919SH DFND1,2,37,3780345,541
International Paper CompanyCommon stock4601461031,90133,995SH DFND1,2,31,580032,415
Interpublic Group of Companies, Inc.Common stock4606901001,20732,921SH DFND1,2,30032,921
Intrusion Inc.Common stock46121E2051,315323,912SH DFND1,2,3100,8120223,100
Intuit Inc.Common stock46120210344,30682,122SH DFND1,2,31,360080,762
Intuitive Surgical, Inc.Common stock46120E60215,26446,063SH DFND1,2,31,665044,398
Invesco Aerospace & Defense ETFExchange traded fund46137V1002984,142SH DFND1,2,3004,142
Invesco BulletShares 2021 Corporate Bond ETFExchange traded fund46138J7003,010142,715SH DFND1,2,300142,715
Invesco Bulletshares 2021 High Yield Corporate Bond ETFExchange traded fund46138J80914,083612,590SH DFND1,2,310,3380602,252
Invesco BulletShares 2022 Corporate Bond ETFExchange traded fund46138J8822,486115,451SH DFND1,2,300115,451
Invesco BulletShares 2022 High Yield Corporate Bond ETFExchange traded fund46138J8749,889425,527SH DFND1,2,38,5700416,957
Invesco Bulletshares 2023 Corporate Bond ETFExchange traded fund46138J86696944,725SH DFND1,2,30044,725
Invesco BulletShares 2023 High Yield Corporate Bond ETFExchange traded fund46138J85865425,821SH DFND1,2,3900024,921
Invesco BulletShares 2024 High Yield Corporate Bond ETFExchange traded fund46138J83361424,528SH DFND1,2,30024,528
Invesco BulletShares 2025 High Yield Corporate Bond ETFExchange traded fund46138J81754322,080SH DFND1,2,30022,080
Invesco Buyback Achievers ETFExchange traded fund46137V3082532,808SH DFND1,2,3002,808
Invesco Dynamic Biotechnology & Genome ETFExchange traded fund46137V7872222,962SH DFND1,2,3002,962
Invesco Dynamic Large Cap Growth ETFExchange traded fund46137V74627,923377,234SH DFND1,2,310,2200367,014
Invesco Dynamic Leisure & Entertainment ETFExchange traded fund46137V7203777,499SH DFND1,2,3007,499
Invesco Emerging Markets Sovereign Debt ETFExchange traded fund46138E78458521,950SH DFND1,2,32,339019,611
Invesco Financial Preferred ETFExchange traded fund46137V62176140,141SH DFND1,2,30040,141
Invesco FTSE RAFI US 1000 ETFExchange traded fund46137V6133131,974SH DFND1,2,3001,974
Invesco Global Listed Private Equity ETFExchange traded fund46137V58930320,211SH DFND1,2,30020,211
Invesco High Yield Equity Dividend Achievers ETFExchange traded fund46137V56326,3841,331,872SH DFND1,2,351,04201,280,831
Invesco Ltd.Common stockG491BT1081,05243,652SH DFND1,2,3100043,552
Invesco MSCI Global Timber ETFExchange traded fund46138E5452316,388SH DFND1,2,31,00005,388
Invesco Municipal Income Opportunities Trust of Benef Interest Invesco Municipal Income OpportunitiMutual fund46132X10145056,545SH DFND1,2,30056,545
Invesco Preferred ETFExchange traded fund46138E51178452,169SH DFND1,2,34,883047,286
Invesco QQQ TrustExchange traded fund46090E10346,564130,082SH DFND1,2,38,0350122,047
Invesco S&P 500 Equal Weight Consumer Discretionary ETFExchange traded fund46137V3813,11321,585SH DFND1,2,3540021,045
Invesco S&P 500 Equal Weight ETFExchange traded fund46137V3574,97733,221SH DFND1,2,31,600031,621
Invesco S&P 500 Equal Weight Financials ETFExchange traded fund46137V3406,475105,507SH DFND1,2,300105,507
Invesco S&P 500 Equal Weight Health Care ETFExchange traded fund46137V3323,49611,725SH DFND1,2,3370011,355
Invesco S&P 500 Equal Weight Industrials ETFExchange traded fund46137V3243,46118,972SH DFND1,2,3530018,442
Invesco S&P 500 Equal Weight Utilities ETFExchange traded fund46137V2743,10130,206SH DFND1,2,3490029,716
Invesco S&P 500 High Dividend Low Volatility ETFExchange traded fund46138E3622014,744SH DFND1,2,315204,592
Invesco S&P 500 Low Volatility ETFExchange traded fund46138E3541,85230,436SH DFND1,2,3260030,176
Invesco S&P 500 Pure Growth ETFExchange traded fund46137V2662791,450SH DFND1,2,3001,450
Invesco S&P 500 Quality ETFExchange traded fund46137V24194619,481SH DFND1,2,36,623012,858
Invesco S&P MidCap Low Volatility ETFExchange traded fund46138E1982,37245,171SH DFND1,2,319,505025,666
Invesco Senior Income TrustMutual fund46131H10720546,174SH DFND1,2,30046,174
Invesco Senior Loan ETFExchange traded fund46138G50883637,804SH DFND1,2,30037,804
Invesco Water Resources ETFExchange traded fund46137V1423867,057SH DFND1,2,350206,555
Invesco WilderHill Clean Energy ETFExchange traded fund46137V1343164,087SH DFND1,2,34104,046
Invitation Homes, Inc.Common stock46187W1071,51239,442SH DFND1,2,3810038,632
IQ Hedge Multi-Strategy Tracker ETFExchange traded fund45409B1071,46346,077SH DFND1,2,33,630042,447
IQVIA Holdings IncCommon stock46266C1054021,680SH DFND1,2,38130867
Iron Mountain, Inc.Common stock46284V10111,179257,284SH DFND1,2,371,0500186,234
iShares 0-5 Year High Yield Corporate Bond ETFExchange traded fund46434V4074,892107,055SH DFND1,2,34,4560102,599
iShares 0-5 Year Investment Grade Corporate Bond ETFExchange traded fund46434V10055210,688SH DFND1,2,3424010,264
iShares 0-5 Year TIPS Bond ETFExchange traded fund46429B7472852,700SH DFND1,2,3002,700
iShares 10-20 Year Treasury Bond ETFExchange traded fund4642886537685,221SH DFND1,2,3005,221
iShares 1-3 Year Treasury Bond ETFExchange traded fund46428745746,679541,837SH DFND1,2,338,9720502,866
iShares 1-5 Year Investment Grade Corporate Bond ETFExchange traded fund46428864634,099624,058SH DFND1,2,318,1220605,935
iShares 20 Year Treasury Bond ETFExchange traded fund4642874321,50610,434SH DFND1,2,360409,830
iShares 3-7 Year Treasury Bond ETFExchange traded fund4642886614143,184SH DFND1,2,31,13502,049
iShares 5-10 Year Investment Grade Corporate Bond ETFExchange traded fund464288638379,8296,324,166SH DFND1,2,371,72806,252,438
iShares 7-10 Year Treasury Bond ETFExchange traded fund4642874401,1039,575SH DFND1,2,31,06508,510
iShares Biotechnology ETFExchange traded fund4642875562,44215,107SH DFND1,2,352015,055
iShares Broad USD High Yield Corporate Bond ETFExchange traded fund46435U8533,36981,179SH DFND1,2,3192080,987
iShares Broad USD Investment Grade Corporate Bond ETFExchange traded fund4642886203415,669SH DFND1,2,34,8520817
iShares California Muni Bond ETFExchange traded fund4642883561,88930,424SH DFND1,2,31,930028,494
iShares China Large-Cap ETFExchange traded fund46428718449112,623SH DFND1,2,30012,623
iShares Cohen & Steers REIT ETFExchange traded fund4642875642854,357SH DFND1,2,31,90802,449
iShares Core 10 Year USD Bond ETFExchange traded fund4642894793114,341SH DFND1,2,39404,247
iShares Core 1-5 Year USD Bond ETFExchange traded fund46432F8595,809113,755SH DFND1,2,34140113,341
ishares Core 5-10 Year USD Bond ETFExchange traded fund46435G4172104,110SH DFND1,2,3004,110
iShares Core Aggressive Allocation ETFExchange traded fund4642898594376,267SH DFND1,2,351605,751
iShares Core Dividend Growth ETFExchange traded fund46434V6212,99459,585SH DFND1,2,322,054037,531
iShares Core Growth Allocation ETFExchange traded fund46428986767812,222SH DFND1,2,3707011,515
iShares Core High Dividend ETFExchange traded fund46429B6631,13312,025SH DFND1,2,30012,025
iShares Core International Aggregate Bond ETFExchange traded fund46435G67225,941471,491SH DFND1,2,38,7520462,739
iShares Core Moderate Allocation ETFExchange traded fund46428987562213,908SH DFND1,2,30013,908
iShares Core MSCI EAFE ETFExchange traded fund46432F842626,9678,444,005SH DFND1,2,3179,24108,264,764
iShares Core MSCI Emerging Markets ETFExchange traded fund46434G103267,9474,338,523SH DFND1,2,381,12604,257,397
iShares Core MSCI Europe ETFExchange traded fund46434V73832,088572,379SH DFND1,2,370,5600501,819
iShares Core MSCI International Developed Markets ETFExchange traded fund46435G3262,80241,929SH DFND1,2,3649041,280
iShares Core MSCI Pacific ETFExchange traded fund46434V69614,115210,797SH DFND1,2,32,8460207,951
iShares Core MSCI Total International Stock ETFExchange traded fund46432F83425,507359,257SH DFND1,2,37,7920351,466
iShares Core S&P 500 ETFExchange traded fund464287200664,9921,543,550SH DFND1,2,336,28201,507,268
iShares Core S&P Mid-Cap ETFExchange traded fund46428750791,072346,191SH DFND1,2,317,5760328,615
iShares Core S&P Small Cap ETFExchange traded fund464287804145,0641,328,545SH DFND1,2,356,21801,272,328
iShares Core S&P Total U.S. Stock Market ETFExchange traded fund46428715047,773485,598SH DFND1,2,314,3180471,280
iShares Core S&P U.S. Growth ETFExchange traded fund46428767129,095284,107SH DFND1,2,34,2020279,905
iShares Core S&P US Value ETFExchange traded fund46428766325,836364,498SH DFND1,2,35,7630358,735
iShares Core Total USD Bond Market ETFExchange traded fund46434V61387816,485SH DFND1,2,3371016,114
iShares Core U.S. Aggregate Bond ETFExchange traded fund464287226989,4888,616,979SH DFND1,2,3210,51908,406,459
iShares Currency Hedged MSCI EAFE ETFExchange traded fund46434V803220,2026,403,073SH DFND1,2,3214,13506,188,938
iShares Dow Jones U.S. ETFExchange traded fund4642878461,85417,191SH DFND1,2,30017,191
iShares Emerging Markets Dividend ETFExchange traded fund46428631917,473449,170SH DFND1,2,315,6220433,548
iShares ESG Aware MSCI EM ETFExchange traded fund46434G8633,12175,323SH DFND1,2,34,750070,573
iShares ESG Aware MSCI USA ETFExchange traded fund46435G4252,37624,134SH DFND1,2,3849023,285
iShares Expanded Tech-Software Sector ETFExchange traded fund4642875152,1285,331SH DFND1,2,3005,331
iShares Fallen Angels USD Bond ETFExchange traded fund46435G4742,00966,736SH DFND1,2,3257066,478
iShares Floating Rate Bond ETFExchange traded fund46429B6554,03979,450SH DFND1,2,31,076078,375
iShares Global 100 ETFExchange traded fund4642875723034,253SH DFND1,2,38104,172
iShares Global Financials ETFExchange traded fund4642873333985,072SH DFND1,2,31305,059
iShares Global Infrastructure ETFExchange traded fund4642883723457,512SH DFND1,2,389806,614
iShares Global REIT ETFExchange traded fund46434V6477,606277,507SH DFND1,2,38,4010269,106
iShares Global Tech ETFExchange traded fund46428729171912,693SH DFND1,2,3600012,093
iShares Global Utilities ETFExchange traded fund4642887111,47225,006SH DFND1,2,314,067010,939
iShares Gold TrustExchange traded fund4642852042,37471,043SH DFND1,2,36,833064,210
iShares iBonds Dec 2021 Term Corporate ETFExchange traded fund46434VBK54,565184,583SH DFND1,2,32,3740182,209
iShares iBonds Dec 2021 Term Muni Bond ETFExchange traded fund46435G7894,308168,423SH DFND1,2,300168,423
iShares iBonds Dec 2022 Term Corporate ETFExchange traded fund46434VBA75,644222,904SH DFND1,2,32,3160220,588
iShares iBonds Dec 2022 Term Muni Bond ETFExchange traded fund46435G7554,309164,609SH DFND1,2,300164,609
iShares iBonds Dec 2023 Term Corporate ETFExchange traded fund46434VAX85,934228,215SH DFND1,2,32,2550225,960
iShares iBonds Dec 2023 Term Muni Bond ETFExchange traded fund46435G3184,353167,405SH DFND1,2,300167,405
iShares iBonds Dec 2024 Term Corporate ETFExchange traded fund46434VBG45,900224,409SH DFND1,2,32,2330222,176
iShares iBonds Dec 2024 Term Muni Bond ETFExchange traded fund46435U6974,094151,954SH DFND1,2,300151,954
iShares iBonds Dec 2025 Term Corporate ETFExchange traded fund46434VBD14,969185,080SH DFND1,2,32,1710182,909
iShares iBonds Dec 2025 Term Muni Bond ETFExchange traded fund46435U4324,074145,706SH DFND1,2,300145,706
iShares iBonds Dec 2026 Term Corporate ETFExchange traded fund46435GAA03,302124,620SH DFND1,2,32,1940122,426
iShares iBonds Dec 2027 Term Corporate ETFExchange traded fund46435UAA92,54894,424SH DFND1,2,32,157092,267
iShares iBonds Dec 2028 Term Corporate ETFExchange traded fund46435U5152,49687,119SH DFND1,2,32,014085,105
iShares iBoxx $ High Yield Corporate Bond ETFExchange traded fund46428851345,149516,049SH DFND1,2,37,9530508,097
iShares iBoxx $ Investment Grade Corporate Bond ETFExchange traded fund46428724227,403205,994SH DFND1,2,327,1460178,848
iShares Interest Rate Hedged Corporate Bond ETFExchange traded fund46431W7051,04710,931SH DFND1,2,30010,931
iShares Intermediate Government/Credit Bond ETFExchange traded fund46428861213,740119,344SH DFND1,2,37450118,599
iShares JP Morgan USD Emerging Markets Bond ETFExchange traded fund4642882819,44885,844SH DFND1,2,3479085,365
iShares MBS ETFExchange traded fund464288588265,5912,455,996SH DFND1,2,340,26402,415,732
iShares Micro-Cap ETFExchange traded fund4642888691,0247,092SH DFND1,2,340506,687
iShares Morningstar Small-Cap ETFExchange traded fund4642885052704,812SH DFND1,2,3004,812
iShares Morningstar U.S. Equity ETFExchange traded fund4642871272163,552SH DFND1,2,3003,552
iShares MSCI ACWI ETFExchange traded fund46428825732,444324,700SH DFND1,2,35,9710318,729
iShares MSCI ACWI ex U.S. ETFExchange traded fund4642882403676,625SH DFND1,2,36306,562
iShares MSCI All Country Asia ex Japan ETFExchange traded fund4642881824735,568SH DFND1,2,3005,568
iShares MSCI Canada ETFExchange traded fund4642865092918,007SH DFND1,2,3008,007
iShares MSCI EAFE ETFExchange traded fund46428746514,754189,136SH DFND1,2,35,1250184,011
iShares MSCI EAFE Growth ETFExchange traded fund4642888856,76663,549SH DFND1,2,31,013062,536
iShares MSCI EAFE Min Vol Factor ETFExchange traded fund46429B68916,949224,973SH DFND1,2,31,2120223,760
iShares MSCI EAFE Small-Cap ETFExchange traded fund4642882732,10728,319SH DFND1,2,3222028,098
iShares MSCI EAFE Value ETFExchange traded fund4642888771,55430,563SH DFND1,2,3911029,652
iShares MSCI Emerging Markets ETFExchange traded fund4642872348,998178,609SH DFND1,2,310,6680167,941
iShares MSCI Emerging Markets Min Vol Factor ETFExchange traded fund4642865336,306100,621SH DFND1,2,36040100,017
iShares MSCI France ETFExchange traded fund4642867072075,554SH DFND1,2,3005,554
iShares MSCI Global Min Vol Factor ETFExchange traded fund4642865253,89237,889SH DFND1,2,32,221035,668
iShares MSCI Japan ETFExchange traded fund46434G8224015,708SH DFND1,2,3005,708
iShares MSCI KLD 400 Social ETFExchange traded fund4642885701,12113,473SH DFND1,2,3455013,018
iShares MSCI Switzerland ETFExchange traded fund4642867492936,292SH DFND1,2,3006,292
iShares MSCI USA ESG Select ETFExchange traded fund4642888021,44215,034SH DFND1,2,30015,034
iShares MSCI USA Min Vol Factor ETFExchange traded fund46429B69737,452509,544SH DFND1,2,313,9640495,581
iShares MSCI USA Momentum Factor ETFExchange traded fund46432F3962,82516,087SH DFND1,2,3241015,846
iShares MSCI USA Quality Factor ETFExchange traded fund46432F3394,50634,206SH DFND1,2,32,882031,324
iShares MSCI USA Small-Cap Multifactor ETFExchange traded fund46434V2905,801107,922SH DFND1,2,39,497098,425
iShares MSCI USA Value Factor ETFExchange traded fund46432F3886236,184SH DFND1,2,393305,251
iShares National Muni Bond ETFExchange traded fund46428841493,940808,645SH DFND1,2,333,4580775,187
iShares Preferred & Income Securities ETFExchange traded fund4642886874,057104,533SH DFND1,2,329,358075,175
iShares Russell 1000 ETFExchange traded fund46428762213,75956,922SH DFND1,2,3520056,402
iShares Russell 1000 Growth ETFExchange traded fund46428761440,534147,911SH DFND1,2,35,6230142,288
iShares Russell 1000 Value ETFExchange traded fund46428759826,098166,753SH DFND1,2,32,7900163,963
iShares Russell 2000 ETFExchange traded fund46428765518,52184,670SH DFND1,2,31,973082,696
iShares Russell 2000 Growth ETFExchange traded fund46428764811,76440,070SH DFND1,2,3214039,856
iShares Russell 2000 Value ETFExchange traded fund4642876301,2868,029SH DFND1,2,37107,958
iShares Russell 3000 ETFExchange traded fund46428768922,02086,402SH DFND1,2,32,075084,327
iShares Russell Midcap ETFExchange traded fund4642874994,25354,372SH DFND1,2,331054,341
iShares Russell Mid-Cap Growth ETFExchange traded fund4642874817,18964,144SH DFND1,2,32,425061,719
iShares Russell Mid-Cap Value ETFExchange traded fund4642874731,92416,991SH DFND1,2,30016,991
iShares S&P 100 ETFExchange traded fund46428710119,30697,779SH DFND1,2,3937096,842
iShares S&P 500 Growth ETFExchange traded fund46428730957,792781,923SH DFND1,2,39,7610772,162
iShares S&P 500 Value ETFExchange traded fund46428740846,434319,313SH DFND1,2,33,4140315,899
iShares S&P Mid-Cap 400 Growth ETFExchange traded fund4642876065,46969,067SH DFND1,2,3216068,851
iShares S&P Mid-Cap 400 Value ETFExchange traded fund4642877051,31212,733SH DFND1,2,3408012,325
iShares S&P Small-Cap 600 Growth ETFExchange traded fund46428788788,288678,929SH DFND1,2,39,5530669,375
iShares S&P Small-Cap 600 Value ETFExchange traded fund46428787987,805872,202SH DFND1,2,311,1100861,093
iShares Select Dividend ETFExchange traded fund4642871685,36346,748SH DFND1,2,31,848044,900
iShares Semiconductor ETFExchange traded fund46428752329,42866,001SH DFND1,2,31,642064,359
iShares Short Treasury Bond ETFExchange traded fund4642886792,24020,274SH DFND1,2,31,164019,110
iShares Short-Term National Muni Bond ETFExchange traded fund4642881582,84526,449SH DFND1,2,3106026,344
iShares Silver TrustExchange traded fund46428Q1093,018147,069SH DFND1,2,37,6040139,465
iShares TIPS Bond ETFExchange traded fund46428717610,90285,379SH DFND1,2,3558084,821
iShares U.S. Aerospace & Defense ETFExchange traded fund4642887606486,218SH DFND1,2,321206,006
iShares U.S. Basic Materials ETFExchange traded fund4642878386435,166SH DFND1,2,314505,021
iShares U.S. Consumer Discretionary ETFExchange traded fund4642875807,01890,777SH DFND1,2,31,268089,509
iShares U.S. Consumer Staples ETFExchange traded fund4642878125,55030,903SH DFND1,2,342030,861
iShares U.S. Energy ETFExchange traded fund46428779657020,177SH DFND1,2,32,329017,848
iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETFExchange traded fund46431W8533068,538SH DFND1,2,368607,852
iShares U.S. Financials ETFExchange traded fund4642877887,61692,257SH DFND1,2,3130092,127
iShares U.S. Healthcare ETFExchange traded fund46428776211,12140,305SH DFND1,2,3921039,384
iShares U.S. Healthcare Providers ETFExchange traded fund4642888288763,425SH DFND1,2,3003,425
iShares U.S. Home Construction ETFExchange traded fund46428875226,945407,153SH DFND1,2,310,7100396,443
iShares U.S. Industrials ETFExchange traded fund4642877544,02037,509SH DFND1,2,31,029036,480
iShares U.S. Oil & Gas Exploration & Production ETFExchange traded fund4642888512073,568SH DFND1,2,3003,568
iShares U.S. Real Estate ETFExchange traded fund4642877391,02410,005SH DFND1,2,34010,001
iShares U.S. Technology ETFExchange traded fund46428772131,966315,681SH DFND1,2,34,8990310,783
iShares U.S. Treasury Bond ETFExchange traded fund46429B267666,75025,131,916SH DFND1,2,3440,772024,691,143
iShares U.S. Utilities ETFExchange traded fund4642876972,02125,596SH DFND1,2,31,200024,396
iShares US Financial Services ETFExchange traded fund4642877703,29817,525SH DFND1,2,3400017,125
iShares US Transportation ETFExchange traded fund4642871924111,689SH DFND1,2,3001,689
ITT, Inc.Common stock45073V1085236,096SH DFND1,2,3006,096
J.M. Smucker CompanyCommon stock8326964052301,918SH DFND1,2,3001,918
J.P. Morgan Alerian MLP Index ETNExchange traded fund46625H3651,73295,303SH DFND1,2,30095,303
Jack Henry & Associates, Inc.Common stock42628110130,753187,448SH DFND1,2,33,0440184,404
Jack in the Box Inc.Common stock4663671097,68378,936SH DFND1,2,35,792073,144
Jacobs Engineering Group Inc.Common stock46981410724,595185,580SH DFND1,2,355,5330130,047
JBG SMITH PropertiesCommon stock46590V1001,10037,139SH DFND1,2,39,439027,700
Johnson & JohnsonCommon stock478160104103,737642,337SH DFND1,2,319,1490623,188
Johnson Controls International plcCommon stockG515021053915,745SH DFND1,2,3005,745
JPMorgan BetaBuilders Europe ETFExchange traded fund46641Q1912123,714SH DFND1,2,3003,714
JPMorgan Chase & Co.Common stock46625H100118,662724,921SH DFND1,2,393,7420631,179
JPMorgan Diversified Return U.S. Equity ETFExchange traded fund46641Q4077297,585SH DFND1,2,338707,198
JPMorgan Equity Premium Income ETFExchange traded fund46641Q3321,26721,248SH DFND1,2,30021,248
JPMorgan Ultra-Short Income ETFExchange traded fund46641Q83747,339933,345SH DFND1,2,337,1710896,174
JPMorgan Ultra-Short Municipal Income ETFExchange traded fund46641Q6541,01219,809SH DFND1,2,30019,809
Kansas City SouthernCommon stock4851703024651,717SH DFND1,2,3001,717
Kayne Anderson Energy Infrastructure Fund, Inc.Mutual fund48660610639749,603SH DFND1,2,317049,586
Kellogg CompanyCommon stock4878361082543,966SH DFND1,2,324003,726
KeyCorpCommon stock49326710832515,026SH DFND1,2,3371014,655
Keysight Technologies IncCommon stock49338L1036423,906SH DFND1,2,320103,705
Kilroy Realty CorporationCommon stock49427F1086509,813SH DFND1,2,321509,598
Kimberly-Clark CorporationCommon stock4943681038,88967,121SH DFND1,2,314,603052,518
Kimco Realty CorporationCommon stock49446R10994245,375SH DFND1,2,3909044,466
Kinder Morgan Inc Class PCommon stock49456B1019,013538,746SH DFND1,2,324,0000514,746
Kinross Gold CorporationCommon stock49690240414727,500SH DFND1,2,32,000025,500
KKR & Co. Inc.Common stock48251W10424,418401,082SH DFND1,2,3101,7000299,382
KLA CorporationCommon stock482480100207620SH DFND1,2,300620
Koninklijke Philips N.V. Sponsored ADRCommon stock5004723037,483168,395SH DFND1,2,32,2220166,173
Kraft Heinz CompanyCommon stock5007541064,396119,396SH DFND1,2,36,6700112,726
KraneShares Bosera MSCI China A Share ETFExchange traded fund50076740548510,597SH DFND1,2,30010,597
Kroger Co.Common stock50104410144711,053SH DFND1,2,31,39209,661
L3Harris Technologies IncCommon stock50243110912,93558,729SH DFND1,2,34,025054,704
Laboratory Corporation of America HoldingsCommon stock50540R4096,63623,577SH DFND1,2,31,185022,392
Lakeland Financial CorporationCommon stock5116561004646,510SH DFND1,2,3006,510
Lam Research CorporationCommon stock51280710814,04324,673SH DFND1,2,33,025021,648
Lamar Advertising Company Class ACommon stock51281610926,074229,826SH DFND1,2,38,0370221,789
Las Vegas Sands Corp.Common stock5178341073268,909SH DFND1,2,31,35007,559
Lazard Global Total Return & Income Fund IncMutual fund52106W10351725,803SH DFND1,2,30025,803
Leggett & Platt, IncorporatedCommon stock52466010762713,974SH DFND1,2,3110013,864
Leidos Holdings, Inc.Common stock5253271026406,662SH DFND1,2,310006,562
Lennar Corporation Class ACommon stock5260571041,11511,904SH DFND1,2,3313011,591
LHC Group, Inc.Common stock50187A1075023,202SH DFND1,2,3003,202
Liberty Broadband Corp. Class CCommon stock5303073052871,662SH DFND1,2,3801,654
Liberty Global Plc Class CCommon stockG5480U1202056,973SH DFND1,2,3006,973
Liberty Media Corp. 3.5 15-JAN-2031Convertible bond530715AN14914,000SH DFND1,2,3004,000
Lightspeed Commerce IncCommon stock53229C1073243,364SH DFND1,2,35803,306
Lincoln National CorporationCommon stock5341871093975,775SH DFND1,2,351005,265
Linde plcCommon stockG5494J1031,2394,224SH DFND1,2,352903,695
LKQ CorporationCommon stock5018892082785,517SH DFND1,2,33,50002,017
Lloyds Banking Group plc Sponsored ADRCommon stock5394391094317,366SH DFND1,2,30017,366
Lockheed Martin CorporationCommon stock53983010913,45738,995SH DFND1,2,3705038,290
Loews CorporationCommon stock5404241083776,986SH DFND1,2,340006,586
Logitech International S.A.Common stockH504302327,34183,274SH DFND1,2,39,179074,095
Lordstown Motors Corp. Class ACommon stock54405Q10012315,360SH DFND1,2,30015,360
Lowe's Companies, Inc.Common stock54866110744,191217,841SH DFND1,2,344,7910173,050
Lululemon Athletica IncCommon stock5500211095,22512,912SH DFND1,2,3507012,405
Lumen Technologies, Inc.Common stock5502411032,191176,875SH DFND1,2,35530176,323
Lumentum Holdings, Inc.Common stock55024U1096,15773,702SH DFND1,2,38,326065,376
LyondellBasell Industries NVCommon stockN537451001,20412,825SH DFND1,2,3179012,646
M&T Bank CorporationCommon stock55261F1042,17214,547SH DFND1,2,30014,547
Mack-Cali Realty CorporationCommon stock55448910429517,213SH DFND1,2,3372016,841
Macquarie Infrastructure Holdings, LLCCommon stock55608B10553013,057SH DFND1,2,30013,057
Magellan Midstream Partners, L.P.Common stock5590801066,734147,747SH DFND1,2,31,9160145,831
Marathon Oil CorporationCommon stock56584910614510,575SH DFND1,2,363409,941
Marathon Petroleum CorporationCommon stock56585A1022,35638,112SH DFND1,2,3681037,431
Markel CorporationCommon stock570535104687575SH DFND1,2,3680507
Marriott International, Inc. Class ACommon stock5719032029,39763,453SH DFND1,2,3472062,981
Marriott Vacations Worldwide CorporationCommon stock57164Y1073692,348SH DFND1,2,3302,345
Marsh & McLennan Companies, Inc.Common stock5717481027915,221SH DFND1,2,368404,537
Marvell Technology, Inc.Common stock5738741042614,335SH DFND1,2,356603,769
Masco CorporationCommon stock57459910670012,608SH DFND1,2,3221012,387
MasTec, Inc.Common stock5763231093,80944,150SH DFND1,2,34,325039,825
Mastercard Incorporated Class ACommon stock57636Q10469,695200,458SH DFND1,2,35,0960195,362
Match Group, Inc.Common stock57667L10710,12564,493SH DFND1,2,32,120062,373
Materials Select Sector SPDR FundExchange traded fund81369Y1002673,372SH DFND1,2,335503,017
McCormick & Company, IncorporatedCommon stock5797802063384,166SH DFND1,2,343303,733
McDonald's CorporationCommon stock58013510113,85957,479SH DFND1,2,32,094055,385
McKesson CorporationCommon stock58155Q1039514,772SH DFND1,2,380003,972
Medalist Diversified REIT, Inc.Common stock58403P1051411,000SH DFND1,2,30011,000
Medical Properties Trust, Inc.Common stock58463J3048,731435,034SH DFND1,2,340,5510394,483
Medtronic PlcCommon stockG5960L10374,492594,271SH DFND1,2,355,8620538,409
MercadoLibre, Inc.Common stock58733R1026,1243,646SH DFND1,2,314903,497
Merck & Co., Inc.Common stock58933Y10526,872357,772SH DFND1,2,321,4670336,305
Meta Financial Group, Inc.Common stock59100U10884016,000SH DFND1,2,30016,000
Meta Platforms Inc. Class ACommon stock30303M10274,069218,241SH DFND1,2,334,3020183,939
MetLife, Inc.Common stock59156R1081,08917,638SH DFND1,2,3857016,781
Mettler-Toledo International Inc.Common stock592688105335243SH DFND1,2,3100233
MGM Resorts InternationalCommon stock55295310157213,265SH DFND1,2,3175013,090
Microchip Technology IncorporatedCommon stock5950171041,50619,618SH DFND1,2,322019,596
Micron Technology, Inc.Common stock5951121034085,743SH DFND1,2,370405,039
Microsoft CorporationCommon stock594918104335,2981,189,336SH DFND1,2,399,28901,090,047
MicroStrategy Incorporated Class ACommon stock5949724085,5729,633SH DFND1,2,33809,595
Mid-America Apartment Communities, Inc.Common stock59522J1031,3627,295SH DFND1,2,37807,217
Middlefield Banc Corp.Common stock59630420471530,000SH DFND1,2,30030,000
Mind Medicine (MindMed), Inc.Common stock60255C1093515,079SH DFND1,2,30015,079
Moderna, Inc.Common stock60770K1074,63412,041SH DFND1,2,30012,041
Moelis & Co. Class ACommon stock60786M1052784,492SH DFND1,2,3004,492
Molson Coors Beverage Company Class BCommon stock60871R20913,603293,304SH DFND1,2,31000293,204
Mondelez International, Inc. Class ACommon stock60920710516,604285,397SH DFND1,2,35,5460279,851
MongoDB, Inc. Class ACommon stock60937P106255541SH DFND1,2,300541
Monster Beverage CorporationCommon stock61174X1091,43916,204SH DFND1,2,3141016,063
Moody's CorporationCommon stock6153691056941,954SH DFND1,2,3901,945
Morgan StanleyCommon stock61744644898810,150SH DFND1,2,367809,472
Motorola Solutions, Inc.Common stock6200763072991,285SH DFND1,2,310901,176
MPLX LPCommon stock55336V1002057,206SH DFND1,2,3007,206
MSCI Inc. Class ACommon stock55354G1009,92316,311SH DFND1,2,30016,311
Murphy Oil CorporationCommon stock62671710226310,540SH DFND1,2,30010,540
Murphy USA, Inc.Common stock6267551024362,609SH DFND1,2,3002,609
Nasdaq, Inc.Common stock63110310840,855211,660SH DFND1,2,33,1620208,498
NBT Bancorp Inc.Common stock62877810297627,024SH DFND1,2,30027,024
Netflix, Inc.Common stock64110L10618,23429,874SH DFND1,2,31,398028,476
New York Community Capital Trust V 6 Bifurcated Option Note Unit Secs Cons of 1 6 Trust Pfd SecUnit64944P3073847,200SH DFND1,2,3007,200
Newell Brands IncCommon stock65122910693942,394SH DFND1,2,3139042,255
Newmont CorporationCommon stock65163910678414,447SH DFND1,2,3789013,658
Newpark Resources, Inc.Common stock65171850412337,300SH DFND1,2,31,000036,300
NextEra Energy, Inc.Common stock65339F10143,661556,046SH DFND1,2,310,9420545,104
NICE Ltd Sponsored ADRCommon stock6536561082,6859,452SH DFND1,2,320009,252
NIKE, Inc. Class BCommon stock654106103208,6701,436,821SH DFND1,2,314,90801,421,914
NIO Inc. Sponsored ADR Class ACommon stock62914V10662817,633SH DFND1,2,34,200013,433
NiSource IncCommon stock65473P1052259,304SH DFND1,2,321309,091
Norfolk Southern CorporationCommon stock6558441082,96512,395SH DFND1,2,3268012,127
Northern Trust CorporationCommon stock6658591045,14747,739SH DFND1,2,30047,739
Northrop Grumman CorporationCommon stock66680710220,81057,783SH DFND1,2,31,541056,242
NortonLifeLock Inc.Common stock66877110832612,884SH DFND1,2,30012,884
Norwegian Cruise Line Holdings Ltd.Common stockG667211042509,355SH DFND1,2,310009,255
NOV Inc.Common stock62955J10315311,675SH DFND1,2,30011,675
Novartis AG Sponsored ADRCommon stock66987V1093,86847,296SH DFND1,2,38,974038,322
Novavax, Inc.Common stock6700024012511,211SH DFND1,2,3001,211
Novo Nordisk A/S Sponsored ADR Class BCommon stock67010020578,747820,192SH DFND1,2,316,0100804,182
NovoCure Ltd.Common stockG6674U1088687,475SH DFND1,2,3007,475
NRG Energy, Inc.Common stock6293775082145,244SH DFND1,2,33,42401,820
Nucor CorporationCommon stock6703461051,86018,883SH DFND1,2,3808018,075
Nutrien Ltd.Common stock67077M1081,43522,135SH DFND1,2,39,341012,794
Nuveen AMT-Free Municipal Credit Income Fund of Benef InterestMutual fund67071L10618310,683SH DFND1,2,30010,683
Nuveen AMT-Free Quality Municipal Income Fund of Benef InterestMutual fund6706571052,414158,940SH DFND1,2,300158,940
Nuveen Credit Strategies Income FundMutual fund67073D10217326,398SH DFND1,2,37,133019,265
Nuveen Enhanced Municipal Value FundMutual fund67074M1012,359148,919SH DFND1,2,300148,919
Nuveen Floating Rate Income FundMutual fund67072T10811711,628SH DFND1,2,30011,628
Nuveen Municipal High Income Opportunity FundMutual fund67068210321214,367SH DFND1,2,30014,367
Nuveen Municipal Value Fund IncMutual fund6709281009,835868,822SH DFND1,2,311,3700857,452
Nuveen Preferred & Income Opportunities Fund of Benef InterestMutual fund67073B10627227,460SH DFND1,2,30027,460
Nuveen Preferred & Income Securities Fund of Benef.InterestMutual fund67072C10532032,626SH DFND1,2,30032,626
Nuveen Quality Municipal Income Fund of Benef.InterestMutual fund67066V1012,051131,314SH DFND1,2,300131,314
Nuveen Select Tax Free Income Portfolio 2Mutual fund67063C1061,968126,104SH DFND1,2,300126,104
Nuveen Select Tax-Free Income PortfolioMutual fund67062F1001,985114,227SH DFND1,2,300114,227
Nuveen Select Tax-Free Income Portfolio 3Mutual fund67063X10055832,400SH DFND1,2,30032,400
NVIDIA CorporationCommon stock67066G10452,050251,257SH DFND1,2,37,2840243,974
NVR, Inc.Common stock62944T10532167SH DFND1,2,30067
NXP Semiconductors NVCommon stockN6596X1094072,080SH DFND1,2,313401,946
Occidental Petroleum CorporationCommon stock6745991051,86563,040SH DFND1,2,369062,971
Okta, Inc. Class ACommon stock6792951052,1659,124SH DFND1,2,320208,922
Old Dominion Freight Line, Inc.Common stock6795801002991,045SH DFND1,2,3001,045
Omeros CorporationCommon stock6821431021,437104,223SH DFND1,2,387,772016,451
Omnicom Group IncCommon stock68191910695613,199SH DFND1,2,3143013,056
Oncternal Therapeutics, Inc.Common stock68236P107473113,410SH DFND1,2,300113,410
ONEOK, Inc.Common stock68268010338,250659,599SH DFND1,2,310,4810649,118
OneSpan Inc.Common stock68287N1002,390127,252SH DFND1,2,300127,252
Open Text CorporationCommon stock68371510612,897264,617SH DFND1,2,36,0360258,581
Oracle CorporationCommon stock68389X10572,203828,678SH DFND1,2,316,9110811,766
O'Reilly Automotive, Inc.Common stock67103H1071,2091,978SH DFND1,2,3301,975
Organon & Co.Common stock68622V10658517,840SH DFND1,2,3680017,160
OrthoPediatrics Corp.Common stock68752L1003,66755,974SH DFND1,2,30055,974
Oshkosh CorpCommon stock6882392016186,035SH DFND1,2,3006,035
Otis Worldwide CorporationCommon stock68902V10712,902156,804SH DFND1,2,333,9520122,852
Owens CorningCommon stock6907421014164,867SH DFND1,2,3004,867
Owl Rock Capital CorporationCommon stock69121K10418,1491,285,305SH DFND1,2,318,63501,266,670
PACCAR IncCommon stock69371810857,167724,370SH DFND1,2,38000723,570
Pacer Trendpilot US Large Cap ETFExchange traded fund69374H1052346,210SH DFND1,2,3006,210
PacWest BancorpCommon stock6952631032254,968SH DFND1,2,33604,932
Palantir Technologies Inc. Class ACommon stock69608A1081,41358,779SH DFND1,2,35058,774
Palo Alto Networks, Inc.Common stock6974351052,3084,819SH DFND1,2,323204,587
Pan American Silver Corp.Common stock69790010829012,476SH DFND1,2,30012,476
Parker-Hannifin CorporationCommon stock70109410414,37351,403SH DFND1,2,313,173038,229
Paychex, Inc.Common stock70432610721,193188,468SH DFND1,2,325,9990162,469
Paycom Software, Inc.Common stock70432V102325655SH DFND1,2,300655
PayPal Holdings, Inc.Common stock70450Y10312,92849,684SH DFND1,2,31,261048,423
PDL BioPharma, Inc. 2.75 01-DEC-2021Convertible bond69329YAG93,76037,000SH DFND1,2,30037,000
People's United Financial, Inc.Common stock71270410575943,471SH DFND1,2,30043,471
PepsiCo, Inc.Common stock71344810892,998618,299SH DFND1,2,368,8510549,448
PerkinElmer, Inc.Common stock7140461093201,845SH DFND1,2,357501,270
Pfizer Inc.Common stock71708110318,993441,591SH DFND1,2,342,9550398,636
Philip Morris International Inc.Common stock7181721099,20097,052SH DFND1,2,32,890094,162
Phillips 66Common stock7185461043,61551,617SH DFND1,2,3905050,712
PIMCO Active Bond ETFExchange traded fund72201R7758267,471SH DFND1,2,390706,565
Pimco Corporate Opportunity Fund PIMCO Corporate & Income Opportunity FundMutual fund72201B10135019,144SH DFND1,2,35,592013,552
PIMCO Dynamic Credit and Mortgage Income FundMutual fund72202D10634016,100SH DFND1,2,30016,100
PIMCO Enhanced Short Maturity Active ETFExchange traded fund72201R83335,873351,933SH DFND1,2,35,8360346,097
Pimco High Income FundMutual fund72201410717227,332SH DFND1,2,30027,332
PIMCO Income Strategy FundMutual fund72201H10816714,386SH DFND1,2,30014,386
Pimco Municipal Income Fund IIMutual fund72200W10629820,187SH DFND1,2,30020,187
Pioneer Natural Resources CompanyCommon stock7237871071,77610,668SH DFND1,2,391010,577
Plains All American Pipeline, L.P.Common stock7265031051,265124,421SH DFND1,2,300124,421
Plains GP Holdings LP Class ACommon stock72651A20797290,175SH DFND1,2,31,500088,675
PNC Financial Services Group, Inc.Common stock6934751056,70434,269SH DFND1,2,33,371030,897
Polaris Inc.Common stock7310681021,30510,902SH DFND1,2,30010,902
PolarityTE, Inc.Common stock7310941083350,000SH DFND1,2,30050,000
Pool CorporationCommon stock73278L10535,42681,549SH DFND1,2,31,271080,278
PotlatchDeltic CorporationCommon stock7376301031,61331,272SH DFND1,2,316,438014,834
PPG Industries, Inc.Common stock6935061078545,968SH DFND1,2,360205,366
PPL CorporationCommon stock69351T10682929,734SH DFND1,2,31,720028,014
Principal Financial Group, Inc.Common stock74251V1021,02715,946SH DFND1,2,3653015,293
Procter & Gamble CompanyCommon stock74271810994,303674,556SH DFND1,2,327,1580647,398
Progressive CorporationCommon stock7433151035,27158,314SH DFND1,2,37,419050,895
Prologis, Inc.Common stock74340W1039,36174,633SH DFND1,2,33,245071,389
ProShares S&P 500 Dividend Aristocrats ETFExchange traded fund74348A4674485,064SH DFND1,2,31,39103,673
ProShares S&P MidCap 400 Dividend Aristocrats ETFExchange traded fund74347B6802253,320SH DFND1,2,3003,320
ProShares Ultra Basic MaterialsExchange traded fund74347R7767188,478SH DFND1,2,3008,478
Prospect Capital CorporationMutual fund74348T10227635,843SH DFND1,2,30035,843
Prospect Capital Corporation 4.95 15-JUL-2022Convertible bond74348TAR35125,000SH DFND1,2,3005,000
Prudential Financial, Inc.Common stock74432010222,844217,152SH DFND1,2,37,9030209,248
PTC Inc.Common stock69370C1002942,451SH DFND1,2,3002,451
Public Service Enterprise Group IncCommon stock74457310685914,110SH DFND1,2,30014,110
Public StorageCommon stock74460D1091,6155,435SH DFND1,2,321805,217
PulteGroup, Inc.Common stock7458671014,12589,825SH DFND1,2,39,816080,009
Putnam Managed Municipal Income TrustMutual fund74682310347456,832SH DFND1,2,30056,832
QCR Holdings, Inc.Common stock74727A1042,48648,326SH DFND1,2,30048,326
Qualcomm IncCommon stock74752510367,875526,243SH DFND1,2,349,1980477,045
Quanta Services, Inc.Common stock74762E1025644,956SH DFND1,2,31,53203,424
Quest Diagnostics IncorporatedCommon stock74834L1003712,555SH DFND1,2,32,2050350
Raymond James Financial, Inc.Common stock7547301091,01310,980SH DFND1,2,30010,980
Raytheon Technologies CorporationCommon stock75513E10164,844754,349SH DFND1,2,317,3330737,016
Raytheon Technologies CorporationCommon stock75513E1013013,500SHPutDFND1,2,300301
Realty Income CorporationCommon stock7561091043,10047,791SH DFND1,2,3623047,168
Recro Pharma, Inc.Common stock75629F1093718,000SH DFND1,2,30018,000
Regeneron Pharmaceuticals, Inc.Common stock75886F1071,0381,715SH DFND1,2,3001,715
Regions Financial CorporationCommon stock7591EP1003,760176,425SH DFND1,2,32,1400174,284
RELX PLC Sponsored ADRCommon stock75953010810,421361,077SH DFND1,2,35,7220355,355
Republic Services, Inc.Common stock76075910035,577296,324SH DFND1,2,35,0090291,314
ResMed Inc.Common stock7611521071,2304,668SH DFND1,2,38004,588
Retail Opportunity Investments Corp.Common stock76131N10155331,727SH DFND1,2,3656031,071
Retail Properties of America, Inc. Class ACommon stock76131V20247136,550SH DFND1,2,30036,550
RHCommon stock74967X103211316SH DFND1,2,300316
Rio Tinto plc Sponsored ADRCommon stock7672041007,980119,423SH DFND1,2,31,5430117,880
Roblox Corp. Class ACommon stock7710491031,24016,414SH DFND1,2,3655015,759
Rockwell Automation, Inc.Common stock7739031093871,317SH DFND1,2,34101,276
Rogers Communications Inc. Class BCommon stock7751092001,93541,492SH DFND1,2,324,629016,863
Roku, Inc. Class ACommon stock77543R1024821,538SH DFND1,2,329501,243
Rollins, Inc.Common stock77571110467819,178SH DFND1,2,30019,178
Roper Technologies, Inc.Common stock77669610617,79939,896SH DFND1,2,31,934037,962
Ross Stores, Inc.Common stock7782961035344,906SH DFND1,2,3004,906
Royal Bank of CanadaCommon stock78008710210,259103,128SH DFND1,2,31,0770102,051
Royal Caribbean GroupCommon stockV7780T1034965,575SH DFND1,2,3005,575
Royal Dutch Shell Plc Sponsored ADR Class ACommon stock7802592062,05446,089SH DFND1,2,32,528043,561
Royal Dutch Shell Plc Sponsored ADR Class BCommon stock7802591071,73639,210SH DFND1,2,31,545037,665
Royal Gold, Inc.Common stock7802871081,19912,557SH DFND1,2,32012,555
RPM International Inc.Common stock7496851032,05526,459SH DFND1,2,317,33009,129
Ryman Hospitality Properties, Inc.Common stock78377T1075656,749SH DFND1,2,311306,636
S&P Global, Inc.Common stock78409V10468,536161,302SH DFND1,2,310,6830150,620
Sabine Royalty TrustCommon stock7856881021,07625,119SH DFND1,2,30025,119
salesforce.com, inc.Common stock79466L30230,421112,164SH DFND1,2,321,368090,796
Sandy Spring Bancorp, Inc.Common stock8003631031,56534,148SH DFND1,2,35,438028,710
Sangamo Therapeutics, Inc.Common stock80067710614916,546SH DFND1,2,30016,546
Sanofi SA Sponsored ADRCommon stock80105N1051,86338,637SH DFND1,2,318,397020,240
SAP SE Sponsored ADRCommon stock80305420410,86180,431SH DFND1,2,31,965078,466
Savara, Inc.Common stock8051111013625,782SH DFND1,2,30025,782
SBA Communications Corp. Class ACommon stock78410G104310938SH DFND1,2,320936
Schlumberger NVCommon stock8068571087,108239,825SH DFND1,2,35440239,281
Schwab 5-10 Year Corporate Bond ETFExchange traded fund80852469895718,341SH DFND1,2,31,652016,689
Schwab Emerging Markets Equity ETFExchange traded fund80852470627,253894,136SH DFND1,2,33,3900890,746
Schwab Fundamental Emerging Markets Large Co. Index ETFExchange traded fund80852473052216,203SH DFND1,2,3389015,814
Schwab Fundamental International Large Co. Index ETFExchange traded fund8085247552467,488SH DFND1,2,3007,488
Schwab Fundamental International Small Co. Index ETFExchange traded fund80852474829,017749,611SH DFND1,2,334,6640714,947
Schwab Fundamental US Large Co. Index ETFExchange traded fund80852477195617,720SH DFND1,2,30017,720
Schwab Fundamental US Small Co. Index ETFExchange traded fund8085247634438,407SH DFND1,2,3008,407
Schwab Intermediate-Term US Treasury ETFExchange traded fund8085248543265,745SH DFND1,2,316605,579
Schwab International Equity ETFExchange traded fund808524805104,4242,698,287SH DFND1,2,334,70002,663,587
Schwab International Small-Cap Equity ETFExchange traded fund8085248883,13675,542SH DFND1,2,31,544073,998
Schwab Short-Term US Treasury ETFExchange traded fund80852486222,514439,807SH DFND1,2,33,4160436,391
Schwab U.S. Broad Market ETFExchange traded fund80852410242,704411,173SH DFND1,2,36,5150404,658
Schwab U.S. Large-Cap ETFExchange traded fund80852420186,285829,420SH DFND1,2,37,0760822,345
Schwab U.S. Large-Cap Growth ETFExchange traded fund80852430085,841579,655SH DFND1,2,34,1050575,550
Schwab U.S. Large-Cap Value ETFExchange traded fund80852440974,9261,110,344SH DFND1,2,38,17901,102,165
Schwab U.S. Mid-Cap ETFExchange traded fund80852450816,258212,078SH DFND1,2,36510211,427
Schwab U.S. REIT ETFExchange traded fund8085248471,12924,708SH DFND1,2,3780023,928
Schwab U.S. Small-Cap ETFExchange traded fund80852460749,397493,472SH DFND1,2,318,8980474,575
Schwab US Aggregate Bond ETFExchange traded fund80852483954,7591,009,187SH DFND1,2,33,46601,005,721
Schwab US Dividend Equity ETFExchange traded fund80852479718,515249,394SH DFND1,2,312,8250236,568
Schwab US TIPS ETFExchange traded fund8085248705,60289,525SH DFND1,2,3169089,356
Science Applications International Corp.Common stock8086251074535,300SH DFND1,2,3005,300
Sea Ltd. (Singapore) Sponsored ADR Class ACommon stock81141R1001,1203,513SH DFND1,2,325303,260
Seabridge Gold IncCommon stock81191610577350,000SH DFND1,2,30050,000
Seagate Technology Holdings PLCCommon stockG7997R1031,04212,624SH DFND1,2,3383012,241
Seagen, Inc.Common stock81181C1043,46720,417SH DFND1,2,3376020,041
Sempra EnergyCommon stock8168511092,10116,609SH DFND1,2,31,000015,609
ServiceNow, Inc.Common stock81762P1026,1369,860SH DFND1,2,323609,624
Sherwin-Williams CompanyCommon stock82434810610,07136,003SH DFND1,2,3168035,835
Shopify, Inc. Class ACommon stock82509L10714,54010,725SH DFND1,2,3415010,310
Signature BankCommon stock82669G1042891,061SH DFND1,2,3001,061
Simon Property Group, Inc.Common stock8288061093,54727,292SH DFND1,2,3272027,020
Sirius XM Holdings, Inc.Common stock82968B10348479,351SH DFND1,2,31,285078,066
Skyworks Solutions, Inc.Common stock83088M1021,77410,768SH DFND1,2,375010,693
SLR Investment Corp.Mutual fund83413U1002,661139,100SH DFND1,2,34,5000134,600
Smartsheet, Inc. Class ACommon stock83200N10372310,500SH DFND1,2,38,50002,000
Smith & Wesson Brands, Inc.Common stock8317541061,04450,280SH DFND1,2,30050,280
Snap, Inc. Class ACommon stock83304A1067,864106,459SH DFND1,2,33,1130103,346
Snap-on IncorporatedCommon stock8330341018494,062SH DFND1,2,36403,998
Snowflake, Inc. Class ACommon stock8334451093,35911,108SH DFND1,2,3309010,799
SolarEdge Technologies, Inc.Common stock83417M1045712,152SH DFND1,2,3002,152
Sonoco Products CompanyCommon stock8354951021,07918,113SH DFND1,2,32,000016,113
Sonos, Inc.Common stock83570H10864720,000SHPutDFND1,2,300647
Sony Group Corporation Sponsored ADRCommon stock8356993076535,909SH DFND1,2,347305,436
Southern CompanyCommon stock84258710722,436362,043SH DFND1,2,312,2800349,763
Southern Copper CorporationCommon stock84265V1056,324112,645SH DFND1,2,31,4820111,163
Southwest Airlines Co.Common stock84474110889717,442SH DFND1,2,3175017,267
SPDR Bloomberg 1-3 Month T-Bill ETFExchange traded fund78468R6632,34825,672SH DFND1,2,35,311020,361
SPDR Bloomberg Emerging Markets Local Bond ETFExchange traded fund78464A3912459,671SH DFND1,2,31,09608,575
SPDR Bloomberg High Yield Bond ETFExchange traded fund78468R622164,0011,499,647SH DFND1,2,340,50701,459,140
SPDR Bloomberg Short Term High Yield Bond ETFExchange traded fund78468R4082398,725SH DFND1,2,33,97104,754
SPDR Dow Jones Global Real Estate ETFExchange traded fund78463X7492935,738SH DFND1,2,34,64901,089
SPDR Dow Jones Industrial Average ETF TrustExchange traded fund78467X1092,8178,328SH DFND1,2,350107,827
SPDR Dow Jones International Real Estate ETFExchange traded fund78463X86391425,741SH DFND1,2,314,506011,235
SPDR Dow Jones REIT ETFExchange traded fund78464A6079198,716SH DFND1,2,392307,793
SPDR Gold SharesExchange traded fund78463V10718,605113,294SH DFND1,2,31,0680112,226
SPDR MSCI ACWI ex-US ETFExchange traded fund78463X8488,176282,230SH DFND1,2,35,0230277,207
SPDR MSCI ACWI Low Carbon Target ETFExchange traded fund78463X1944563,632SH DFND1,2,3003,632
SPDR Nuveen Bloomberg High Yield Municipal Bond ETFExchange traded fund78464A28428,601477,080SH DFND1,2,315,0090462,071
SPDR Nuveen Bloomberg Municipal Bond ETFExchange traded fund78468R7211,85435,947SH DFND1,2,30035,947
SPDR Nuveen Bloomberg Short Term Municipal Bond ETFExchange traded fund78468R739113,8122,303,897SH DFND1,2,3119,12502,184,772
SPDR Portfolio Aggregate Bond ETFExchange traded fund78464A64921,794730,133SH DFND1,2,37,8070722,326
SPDR Portfolio Developed World ex-US ETFExchange traded fund78463X88912,319340,209SH DFND1,2,34,0370336,172
SPDR Portfolio Emerging Markets ETFExchange traded fund78463X50928,838678,072SH DFND1,2,318,8720659,200
SPDR Portfolio Intermediate Term Corporate Bond ETFExchange traded fund78464A37559216,213SH DFND1,2,3164016,049
SPDR Portfolio Mortgage Backed Bond ETFExchange traded fund78464A38336,7131,427,403SH DFND1,2,377,29801,350,105
SPDR Portfolio S&P 1500 Composite Stock Market ETFExchange traded fund78464A80519,085360,156SH DFND1,2,35,0460355,110
SPDR Portfolio S&P 400 Mid Cap ETFExchange traded fund78464A8473,29071,266SH DFND1,2,3638070,628
SPDR Portfolio S&P 500 ETFExchange traded fund78464A85462912,462SH DFND1,2,310,96601,496
SPDR Portfolio S&P 500 Growth ETFExchange traded fund78464A40910,704167,194SH DFND1,2,31,4910165,703
SPDR Portfolio S&P 500 Value ETFExchange traded fund78464A50810,151260,283SH DFND1,2,33,1920257,091
SPDR Portfolio S&P 600 Small Cap ETFExchange traded fund78468R8531,15727,163SH DFND1,2,3195026,968
SPDR Portfolio Short Term Corporate Bond ETFExchange traded fund78464A4741,14636,666SH DFND1,2,30036,666
SPDR Portfolio Short Term Treasury ETFExchange traded fund78468R1012096,837SH DFND1,2,3006,837
SPDR Russell 1000 Yield Focus ETFExchange traded fund78468R7702022,163SH DFND1,2,3002,163
SPDR S&P 400 Mid Cap Growth ETFExchange traded fund78464A8214485,926SH DFND1,2,31,56004,366
SPDR S&P 500 ETF TrustExchange traded fund78462F10378,019181,803SH DFND1,2,312,8140168,989
SPDR S&P 500 Fossil Fuel Reserves Free ETFExchange traded fund78468R7967016,600SH DFND1,2,360805,992
SPDR S&P 600 Small Cap ETFExchange traded fund78464A8132492,633SH DFND1,2,3002,633
SPDR S&P 600 Small Cap Growth ETFExchange traded fund78464A2013,03334,816SH DFND1,2,33,690031,126
SPDR S&P 600 Small Cap Value ETFExchange traded fund78464A3001,94323,710SH DFND1,2,30023,710
SPDR S&P BIOTECH ETFExchange traded fund78464A8701,36310,845SH DFND1,2,398009,865
SPDR S&P Dividend ETFExchange traded fund78464A76345,198384,497SH DFND1,2,3111,0720273,425
SPDR S&P Global Dividend ETFExchange traded fund78463X4594066,150SH DFND1,2,3006,150
SPDR S&P Homebuilders ETFExchange traded fund78464A8884225,887SH DFND1,2,3005,887
SPDR S&P International Small Cap ETFExchange traded fund78463X87168617,815SH DFND1,2,30017,815
SPDR S&P Midcap 400 ETF TrustExchange traded fund78467Y1074,92810,248SH DFND1,2,31,12109,127
SPDR S&P Oil & Gas Exploration & Production ETFExchange traded fund78468R5563153,258SH DFND1,2,3003,258
SPDR S&P Regional Banking ETFExchange traded fund78464A6982,32434,306SH DFND1,2,30034,306
SPDR SSGA US Small Cap Low Volatility Index ETFExchange traded fund78468R8874,89643,637SH DFND1,2,3299043,339
Spirit of Texas Bancshares, Inc.Common stock84861D10387336,078SH DFND1,2,30036,078
Splunk Inc.Common stock8486371044172,883SH DFND1,2,39202,791
Spotify Technology SACommon stockL8681T1023,19714,189SH DFND1,2,3490013,699
Sprague Resources LPCommon stock84934310827814,954SH DFND1,2,30014,954
Sprott Gold Miners ETFExchange traded fund85210B1021,13245,580SH DFND1,2,34,525041,055
Sprott Physical Gold and Silver Trust UnitsMutual fund85208R10162336,387SH DFND1,2,30036,387
Sprott Physical Gold Trust UnitsMutual fund85207H10473453,187SH DFND1,2,30053,187
Square, Inc. Class ACommon stock8522341039,93341,416SH DFND1,2,31,214040,202
Stanley Black & Decker, Inc.Common stock8545021014092,331SH DFND1,2,330002,031
Starbucks CorporationCommon stock855244109184,5421,672,939SH DFND1,2,3298,91001,374,029
State Street CorporationCommon stock8574771033824,513SH DFND1,2,312004,393
Stericycle, Inc.Common stock8589121083,55552,300SH DFND1,2,30052,300
STERIS PlcCommon stockG8473T10033,149162,272SH DFND1,2,32,5350159,738
STMicroelectronics NV ADR RegSCommon stock8610121021,00823,106SH DFND1,2,3444022,662
StoneCastle Financial Corp.Mutual fund8617801041,11450,500SH DFND1,2,30050,500
Stryker CorporationCommon stock86366710138,215144,909SH DFND1,2,33,4560141,453
Sun Communities, Inc.Common stock8666741045472,954SH DFND1,2,3002,954
Sysco CorporationCommon stock8718291071,86923,812SH DFND1,2,34,932018,880
T. Rowe Price GroupCommon stock74144T1084,35922,162SH DFND1,2,3426021,736
Taiwan Semiconductor Manufacturing Co., Ltd. Sponsored ADRCommon stock87403910027,788248,886SH DFND1,2,34,2830244,603
Tapestry, Inc.Common stock87603010776020,530SH DFND1,2,3500020,030
Target CorporationCommon stock87612E1065,11022,337SH DFND1,2,31,798020,539
Taseko Mines LimitedCommon stock876511106191101,000SH DFND1,2,31,0000100,000
TC Energy CorporationCommon stock87807B1072525,232SH DFND1,2,3005,232
TE Connectivity Ltd.Common stockH849891042521,836SH DFND1,2,34901,787
Technology Select Sector SPDR FundExchange traded fund81369Y80311,52077,151SH DFND1,2,39,169067,982
TEGNA, Inc.Common stock87901J10543822,218SH DFND1,2,30022,218
Teladoc Health, Inc.Common stock87918A1058126,406SH DFND1,2,312906,277
Teleflex IncorporatedCommon stock8793691065651,501SH DFND1,2,3301,498
Telefonica SA Sponsored ADRCommon stock8793822085110,922SH DFND1,2,39,66101,261
Teradata CorporationCommon stock88076W1033586,241SH DFND1,2,3006,241
Tesla IncCommon stock88160R10147,45761,197SH DFND1,2,31,701059,496
Texas Instruments IncorporatedCommon stock88250810436,776191,331SH DFND1,2,38,6810182,650
Texas Pacific Land CorporationCommon stock88262P10215,35812,699SH DFND1,2,317012,682
Textron Inc.Common stock8832031012183,120SH DFND1,2,3003,120
TFI International Inc.Common stock87241L1098418,235SH DFND1,2,314608,089
Thermo Fisher Scientific Inc.Common stock88355610236,62564,105SH DFND1,2,3833063,272
Thomson Reuters CorporationCommon stock88490370929,736269,157SH DFND1,2,38,3770260,780
Tilray, Inc.Common stock88688T10058651,865SH DFND1,2,3584051,281
Titan International, Inc.Common stock88830M102956133,558SH DFND1,2,300133,558
TJX Companies IncCommon stock8725401096,32695,880SH DFND1,2,34,354091,526
T-Mobile US, Inc.Common stock87259010420,446160,034SH DFND1,2,342,9940117,040
Tompkins Financial CorporationCommon stock8901101093834,737SH DFND1,2,3004,737
Tortoise North American Pipeline FundExchange traded fund56167N7206,118280,640SH DFND1,2,326,5040254,135
TotalEnergies SE Sponsored ADRCommon stock89151E1091,04221,741SH DFND1,2,3414021,327
Toyota Motor Corp Sponsored ADRCommon stock8923313079,49653,423SH DFND1,2,3645052,778
Tractor Supply CompanyCommon stock89235610639,633195,614SH DFND1,2,33,7390191,875
Trade Desk, Inc. Class ACommon stock88339J1052,94741,919SH DFND1,2,31,252040,667
Trane Technologies plcCommon stockG8994E1031,6319,448SH DFND1,2,322809,220
Travelers Companies, Inc.Common stock89417E1091,3749,040SH DFND1,2,334408,696
Trex Company, Inc.Common stock89531P1053123,064SH DFND1,2,3003,064
Tri-Continental CorpMutual fund8954361032256,744SH DFND1,2,3006,744
Trimble Inc.Common stock8962391005,73569,723SH DFND1,2,30069,723
Triumph Bancorp, Inc.Common stock89679E3004844,838SH DFND1,2,3004,838
Truist Financial CorporationCommon stock89832Q10916,907288,263SH DFND1,2,322,0860266,177
TTEC Holdings, Inc.Common stock89854H10230,832329,650SH DFND1,2,35,1670324,483
Twilio, Inc. Class ACommon stock90138F1025,90818,516SH DFND1,2,3590017,926
Twitter, Inc.Common stock90184L1023545,858SH DFND1,2,350005,358
Tyler Technologies, Inc.Common stock9022521054,80310,472SH DFND1,2,375009,722
U.S. BancorpCommon stock9029733044,13269,511SH DFND1,2,3178069,333
U.S. Global Jets ETFExchange traded fund26922A84228011,855SH DFND1,2,30011,855
Uber Technologies, Inc.Common stock90353T1007,252161,873SH DFND1,2,34,4410157,432
UDR, Inc.Common stock9026531042634,968SH DFND1,2,3004,968
UFP Industries, Inc.Common stock90278Q1082323,406SH DFND1,2,3003,406
Unilever PLC Sponsored ADRCommon stock90476770462,4391,151,582SH DFND1,2,330,05801,121,524
Union Pacific CorporationCommon stock90781810861,743314,999SH DFND1,2,38,7140306,285
United Airlines Holdings, Inc.Common stock91004710958812,361SH DFND1,2,30012,361
United Bankshares, Inc.Common stock9099071071,37737,845SH DFND1,2,3800037,045
United Parcel Service, Inc. Class BCommon stock91131210638,268210,149SH DFND1,2,360,0310150,118
United Therapeutics CorporationCommon stock91307C1028484,593SH DFND1,2,3004,593
United-Guardian, Inc.Common stock91057110842730,070SH DFND1,2,30030,070
UnitedHealth Group IncorporatedCommon stock91324P10247,554121,702SH DFND1,2,316,0600105,641
Unum GroupCommon stock91529Y1062048,141SH DFND1,2,3008,141
Urban Edge PropertiesCommon stock91704F10421311,636SH DFND1,2,30011,636
Utilities Select Sector SPDR FundExchange traded fund81369Y8861,71626,871SH DFND1,2,356026,815
V.F. CorporationCommon stock9182041084847,225SH DFND1,2,348806,737
Vail Resorts, Inc.Common stock91879Q1098922,671SH DFND1,2,3502,666
Vale S.A. Sponsored ADRCommon stock91912E1055,621402,904SH DFND1,2,35,3970397,507
Valero Energy CorporationCommon stock91913Y1005097,212SH DFND1,2,328006,932
VanEck Gold Miners ETFExchange traded fund92189F1063,630123,166SH DFND1,2,33,8650119,301
VanEck High Yield Muni ETFExchange traded fund92189H4093796,061SH DFND1,2,3006,061
VanEck Low Carbon Energy ETFExchange traded fund92189F5022551,713SH DFND1,2,3101,712
VanEck Morningstar Wide Moat ETFExchange traded fund92189F64384811,576SH DFND1,2,30011,576
VanEck Oil Services ETFExchange traded fund92189H6073371,713SH DFND1,2,37501,638
VanEck Semiconductor ETFExchange traded fund92189F6763821,492SH DFND1,2,35000992
Vanguard Communication Services ETFExchange traded fund92204A8844343,084SH DFND1,2,3003,084
Vanguard Consumer Discretionary ETFExchange traded fund92204A1087732,495SH DFND1,2,373901,756
Vanguard Consumer Staples ETFExchange traded fund92204A2077454,156SH DFND1,2,333003,826
Vanguard Dividend Appreciation ETFExchange traded fund92190884411,61375,603SH DFND1,2,32,196073,407
Vanguard Emerging Markets Government Bond ETFExchange traded fund9219468852,51232,088SH DFND1,2,30032,088
Vanguard Energy ETFExchange traded fund92204A3064375,915SH DFND1,2,36005,855
Vanguard ESG International Stock ETFExchange traded fund9219107251,01516,443SH DFND1,2,3436016,007
Vanguard ESG U.S. Stock ETFExchange traded fund9219107331,74921,845SH DFND1,2,320021,825
Vanguard Extended Market ETFExchange traded fund9229086523531,934SH DFND1,2,362601,308
Vanguard Financials ETFExchange traded fund92204A4051,24913,482SH DFND1,2,372013,410
Vanguard FTSE All-World ex-US Index FundExchange traded fund92204277514,695241,063SH DFND1,2,320,8230220,240
Vanguard FTSE All-World ex-US Small-Cap ETFExchange traded fund92204271818,450138,007SH DFND1,2,31,8710136,136
Vanguard FTSE Developed Markets ETFExchange traded fund92194385857,3691,136,241SH DFND1,2,324,14201,112,099
Vanguard FTSE Emerging Markets ETFExchange traded fund92204285824,595491,807SH DFND1,2,35,8430485,964
Vanguard FTSE Europe ETFExchange traded fund92204287414,342218,595SH DFND1,2,36,9050211,690
Vanguard FTSE Pacific ETFExchange traded fund92204286631,808392,495SH DFND1,2,315,6340376,861
Vanguard Global ex-U.S. Real Estate ETFExchange traded fund922042676132,4632,352,392SH DFND1,2,343,29502,309,097
Vanguard Growth ETFExchange traded fund922908736493,6811,701,350SH DFND1,2,328,89001,672,460
Vanguard Health Care ETFExchange traded fund92204A5042,1528,707SH DFND1,2,38408,623
Vanguard High Dividend Yield Index ETFExchange traded fund9219464066,70964,916SH DFND1,2,31,659063,257
Vanguard Industrials ETFExchange traded fund92204A6032061,099SH DFND1,2,3001,099
Vanguard Information Technology ETFExchange traded fund92204A7028,52221,237SH DFND1,2,3435020,802
Vanguard Intermediate-Term Bond ETFExchange traded fund9219378192873,205SH DFND1,2,39803,107
Vanguard Intermediate-Term Corporate Bond ETFExchange traded fund92206C87022,231235,470SH DFND1,2,312,0430223,428
Vanguard Intermediate-Term Treasury ETFExchange traded fund92206C70645,211669,297SH DFND1,2,331,9960637,301
Vanguard International Dividend Appreciation ETFExchange traded fund9219468102,65430,421SH DFND1,2,30030,421
Vanguard International High Dividend Yield ETFExchange traded fund9219467942183,307SH DFND1,2,3003,307
Vanguard Large-Cap ETFExchange traded fund92290863721,130105,165SH DFND1,2,31,2880103,878
Vanguard Long-Term Treasury ETFExchange traded fund92206C8472152,453SH DFND1,2,32,439014
Vanguard Materials ETFExchange traded fund92204A8018454,881SH DFND1,2,3004,881
Vanguard Mega Cap Growth ETFExchange traded fund9219108164,55419,397SH DFND1,2,3575018,822
Vanguard Mega Cap Value ETFExchange traded fund9219108404,85549,621SH DFND1,2,30049,621
Vanguard Mid-Cap ETFExchange traded fund92290862913,36156,431SH DFND1,2,370056,361
Vanguard Mid-Cap Growth ETFExchange traded fund9229085383,77515,977SH DFND1,2,32,190013,787
Vanguard Mid-Cap Value ETFExchange traded fund9229085123,15322,584SH DFND1,2,3636021,948
Vanguard Mortgage-Backed Securities ETFExchange traded fund92206C77124,983468,819SH DFND1,2,327,6010441,218
Vanguard Real Estate ETFExchange traded fund922908553166,1691,632,626SH DFND1,2,343,26301,589,363
Vanguard Russell 1000 Growth ETFExchange traded fund92206C6802173,080SH DFND1,2,3003,080
Vanguard Russell 2000 Growth ETFExchange traded fund92206C6235592,611SH DFND1,2,3002,611
Vanguard Russell 3000 ETFExchange traded fund92206C5992,07810,490SH DFND1,2,30010,490
Vanguard S&P 500 ETFExchange traded fund922908363909,0602,304,919SH DFND1,2,373,15302,231,767
Vanguard S&P 500 Growth ETFExchange traded fund9219325053601,349SH DFND1,2,3001,349
Vanguard Short-Term Bond ETFExchange traded fund92193782756,058684,140SH DFND1,2,397,0590587,082
Vanguard Short-Term Corporate Bond ETFExchange traded fund92206C40983,2881,010,659SH DFND1,2,3375,1640635,495
Vanguard Short-Term Inflation-Protected Securities ETFExchange traded fund9220208051,19822,778SH DFND1,2,3122022,656
Vanguard Short-Term Treasury ETFExchange traded fund92206C1026,796110,669SH DFND1,2,329,567081,102
Vanguard Small Cap Value ETFExchange traded fund922908611148,103875,003SH DFND1,2,317,9980857,006
Vanguard Small-Cap ETFExchange traded fund92290875138,905177,914SH DFND1,2,32,7400175,175
Vanguard Small-Cap Growth ETFExchange traded fund92290859585,544305,339SH DFND1,2,38,3440296,996
Vanguard Tax-Exempt Bond ETFExchange traded fund9229077464,27077,954SH DFND1,2,314,234063,720
Vanguard Total Bond Market ETFExchange traded fund9219378357,19084,142SH DFND1,2,35,479078,663
Vanguard Total International Bond ETFExchange traded fund92203J40722,781399,951SH DFND1,2,32,8060397,145
Vanguard Total International Stock ETFExchange traded fund9219097683,34452,855SH DFND1,2,31,662051,193
Vanguard Total Stock Market ETFExchange traded fund92290876961,181275,517SH DFND1,2,314,7430260,774
Vanguard Total World Stock ETFExchange traded fund9220427426,03959,309SH DFND1,2,33,348055,961
Vanguard Utilities ETFExchange traded fund92204A8761,89613,625SH DFND1,2,32013,623
Vanguard Value ETFExchange traded fund922908744507,8683,751,700SH DFND1,2,363,69403,688,006
VBI Vaccines, Inc.Common stock91822J1039330,000SH DFND1,2,30030,000
Veeva Systems Inc Class ACommon stock922475108247857SH DFND1,2,3440813
Ventas, Inc.Common stock92276F10086715,708SH DFND1,2,3348015,360
VeriSign, Inc.Common stock92343E1022,23310,893SH DFND1,2,30010,893
Verisk Analytics IncCommon stock92345Y10632,228160,923SH DFND1,2,32,6310158,292
Verizon Communications Inc.Common stock92343V10463,7381,180,109SH DFND1,2,3129,93101,050,178
Vertex Pharmaceuticals IncorporatedCommon stock92532F1002641,454SH DFND1,2,32801,426
ViacomCBS Inc. Class BCommon stock92556H20669417,573SH DFND1,2,332017,541
Viatris, Inc.Common stock92556V1062,540187,470SH DFND1,2,37,5930179,877
Virginia National Bankshares CorporationCommon stock9280311032777,661SH DFND1,2,3007,661
Visa Inc. Class ACommon stock92826C839140,426630,421SH DFND1,2,370,3130560,108
VMware, Inc. Class ACommon stock9285634023602,420SH DFND1,2,328302,137
Vodafone Group Plc Sponsored ADRCommon stock92857W30815810,229SH DFND1,2,339609,833
Vontier CorpCommon stock9288811012808,330SH DFND1,2,37308,257
Vornado Realty TrustCommon stock9290421094149,847SH DFND1,2,3009,847
Voya Global Equity Dividend and Premium Opportunity FundMutual fund92912T10018030,557SH DFND1,2,30030,557
W. P. Carey Inc.Common stock92936U1091,97927,096SH DFND1,2,3280026,816
W.W. Grainger, Inc.Common stock3848021042,0705,266SH DFND1,2,3005,266
Walgreens Boots Alliance IncCommon stock9314271086,543139,070SH DFND1,2,35,9000133,170
Walmart Inc.Common stock93114210338,437275,771SH DFND1,2,310,7960264,976
Walmart Inc.Common stock9311421035163,700SHPutDFND1,2,300516
Walt Disney CompanyCommon stock254687106111,572659,525SH DFND1,2,333,0730626,452
Washington Real Estate Investment TrustCommon stock93965310149820,102SH DFND1,2,30020,102
Waste Management, Inc.Common stock94106L1092,22914,926SH DFND1,2,3883014,043
Waters CorporationCommon stock94184810322,83863,917SH DFND1,2,31,935061,982
WEC Energy Group IncCommon stock92939U1061,55917,680SH DFND1,2,37,624010,056
Wells Fargo & CompanyCommon stock94974610122,205478,446SH DFND1,2,342,7940435,652
Welltower, Inc.Common stock95040Q1042,83934,457SH DFND1,2,3710033,747
Wendy's CompanyCommon stock95058W10030313,995SH DFND1,2,30013,995
West Pharmaceutical Services, Inc.Common stock9553061057261,710SH DFND1,2,3001,710
Western Alliance BancorpCommon stock9576381095625,166SH DFND1,2,3005,166
Western Asset Municipal High Income FundMutual fund95766N10340951,504SH DFND1,2,30051,504
Western Digital CorporationCommon stock9581021051,03818,388SH DFND1,2,30018,388
Westinghouse Air Brake Technologies CorporationCommon stock92974010813,038151,240SH DFND1,2,329,5670121,673
WestRock CompanyCommon stock96145D10581616,382SH DFND1,2,30016,382
Weyerhaeuser CompanyCommon stock9621661041,31837,057SH DFND1,2,32,036035,021
Wheaton Precious Metals CorpCommon stock9628791021,13630,235SH DFND1,2,320030,215
Whirlpool CorporationCommon stock9633201062781,364SH DFND1,2,3001,364
Willdan Group, Inc.Common stock96924N10035610,000SH DFND1,2,30010,000
Williams Companies, Inc.Common stock9694571005,721220,529SH DFND1,2,38,1160212,413
Willis Towers Watson Public Limited CompanyCommon stockG966291033031,305SH DFND1,2,3001,305
Wintrust Financial CorporationCommon stock97650W1085046,276SH DFND1,2,3006,276
Wipro Limited Sponsored ADRCommon stock97651M10929333,205SH DFND1,2,30033,205
WisdomTree Emerging Markets High Dividend FundExchange traded fund97717W3153,30875,810SH DFND1,2,3140075,670
WisdomTree Emerging Markets SmallCap Dividend FundExchange traded fund97717W28175014,031SH DFND1,2,30014,031
WisdomTree International Hedged Quality Dividend Growth FundExchange traded fund97717X59413,029301,804SH DFND1,2,3310301,773
WisdomTree International LargeCap Dividend FundExchange traded fund97717W7942074,348SH DFND1,2,3004,348
WisdomTree Japan SmallCap Dividend FundExchange traded fund97717W8362242,919SH DFND1,2,3002,919
WisdomTree U.S. High Dividend FundExchange traded fund97717W2083764,888SH DFND1,2,3004,888
WisdomTree U.S. LargeCap Dividend FundExchange traded fund97717W3074814,031SH DFND1,2,3004,031
WisdomTree U.S. MidCap Dividend FundExchange traded fund97717W50519,928480,776SH DFND1,2,316,2030464,572
WisdomTree U.S. SmallCap Dividend FundExchange traded fund97717W60432,8331,064,954SH DFND1,2,341,68901,023,265
WisdomTree US Quality Dividend Growth FundExchange traded fund97717X6694,89583,199SH DFND1,2,3179083,020
WisdomTree Yield Enhanced U.S. Aggregate Bond FundExchange traded fund97717X5111,14622,069SH DFND1,2,30022,069
Xcel Energy Inc.Common stock98389B1002,76744,277SH DFND1,2,3200044,077
Xenia Hotels & Resorts, Inc.Common stock98401710366237,296SH DFND1,2,3689036,607
Xerox Holdings CorporationCommon stock98421M10668233,837SH DFND1,2,33,000030,837
Xilinx, Inc.Common stock9839191013,54323,465SH DFND1,2,30023,465
XPO Logistics, Inc.Common stock98379310017,884224,726SH DFND1,2,312,2160212,510
Xtrackers Harvest CSI 300 China A-Shares ETFExchange traded fund23305187944611,716SH DFND1,2,30011,716
Xtrackers MSCI EAFE Hedged Equity ETFExchange traded fund233051200278,5937,377,998SH DFND1,2,379,23607,298,761
Xtrackers USD High Yield Corporate Bond ETFExchange traded fund23305143258814,683SH DFND1,2,32,098012,585
Xylem Inc.Common stock98419M1009,85479,671SH DFND1,2,3160079,511
Yamana Gold Inc.Common stock98462Y1006616,561SH DFND1,2,31,000015,561
Yum China Holdings, Inc.Common stock98850P1093,58961,766SH DFND1,2,364061,702
Yum! Brands, Inc.Common stock98849810111,60694,893SH DFND1,2,3353094,540
Zimmer Biomet Holdings, Inc.Common stock98956P1021,95313,342SH DFND1,2,31,276012,066
Zions Bancorporation, N.A.Common stock9897011071,10017,774SH DFND1,2,314,69803,076
Zoetis, Inc. Class ACommon stock98978V10313,43569,203SH DFND1,2,37,490061,713
Zoom Video Communications, Inc. Class ACommon stock98980L1015091,945SH DFND1,2,36901,876