UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22298
Starboard Investment Trust
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
116 South Franklin Street, Rocky Mount, North Carolina 27804
(Address of principal executive offices) (Zip code)
Paracorp Inc.
2140 South Dupont Hwy, Camden, DE 19934
(Name and address of agent for service)
2140 South Dupont Hwy, Camden, DE 19934
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: May 31
Date of reporting period: July 1, 2020 - June 30, 2021
PROXY VOTING RECORD
Adaptive Hedged Multi-Asset Income Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
Adaptive Tactical Outlook Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
Adaptive Tactical Rotation Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
Adaptive Fundamental Growth Fund | |||||||||||||||||||||
Grupo Aeroportuario del Pacifico SAB de CV | |||||||||||||||||||||
Security | 400506101 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | GAPB | Meeting Date | 1-Jul-20 | ||||||||||||||||||
Record Date | 8-Jun-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1 | Approve Reports in Compliance with Article 28, Section IV of Mexican Securities Market Law | Management | For | For | |||||||||||||||||
2 | Approve Discharge of Directors and Officers | Management | For | For | |||||||||||||||||
3 | Approve Individual and Consolidated Financial Statements and Approve External Auditors' Report on Financial Statements | Management | For | For | |||||||||||||||||
4 | Approve Allocation of Income in the Amount of MXN 5.25 Billion | Management | For | For | |||||||||||||||||
5 | Cancel Pending Amount of MXN 1.55 Billion of Share Repurchase Approved at AGM on April 23, 2019; Set Share Repurchase Maximum Amount of MXN 1.55 Billion | Management | For | For | |||||||||||||||||
6 | Information on Election or Ratification of Four Directors and Their Alternates of Series BB Shareholders | Management | |||||||||||||||||||
7 | Elect or Ratify Directors of Series B Shareholders that Hold 10 Percent of Share Capital | Management | |||||||||||||||||||
8 | Elect or Ratify Directors of Series B Shareholders | Management | For | For | |||||||||||||||||
9 | Elect or Ratify Board Chairman | Management | For | For | |||||||||||||||||
10 | Approve Remuneration of Directors for Years 2019 and 2020 | Management | For | For | |||||||||||||||||
11 | Elect or Ratify Director of Series B Shareholders and Member of Nominations and Compensation Committee | Management | For | For | |||||||||||||||||
12 | Elect or Ratify Chairman of Audit and Corporate Practices Committee | Management | For | For | |||||||||||||||||
13 | Present Report Regarding Individual or Accumulated Operations Greater Than USD 3 Million | Management | |||||||||||||||||||
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For | |||||||||||||||||
Newtek Business Services Corp. | |||||||||||||||||||||
Security | 652526203 | Meeting Type | Special | ||||||||||||||||||
Ticker Symbol | NEWT | Meeting Date | 10-Jul-20 | ||||||||||||||||||
Record Date | 29-May-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For | |||||||||||||||||
2 | Amend Bylaws | Management | For | For | |||||||||||||||||
3 | Adjourn Meeting | Management | For | For | |||||||||||||||||
BioDelivery Sciences International, Inc. | |||||||||||||||||||||
Security | 09060J106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | BDSI | Meeting Date | 23-Jul-20 | ||||||||||||||||||
Record Date | 12-Jun-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1 | Ratification of Declassification and Adoption of Majority Voting for Director Elections | Management | For | For | |||||||||||||||||
2aa | Elect Director Peter S. Greenleaf | Management | For | For | |||||||||||||||||
2ab | Elect Director Todd C. Davis | Management | For | For | |||||||||||||||||
2ac | Elect Director Mark A. Sirgo | Management | For | For | |||||||||||||||||
2ad | Elect Director Kevin Kotler | Management | For | For | |||||||||||||||||
2ae | Elect Director William Mark Watson | Management | For | For | |||||||||||||||||
2af | Elect Director Vanila Singh | Management | For | For | |||||||||||||||||
2ag | Elect Director Jeffrey Bailey | Management | For | For | |||||||||||||||||
2ba | Elect Director Peter S. Greenleaf | Management | For | For | |||||||||||||||||
2bb | Elect Director Todd C. Davis | Management | For | For | |||||||||||||||||
2bc | Elect Director Mark A. Sirgo | Management | For | For | |||||||||||||||||
2bd | Elect Director Kevin Kotler | Management | For | For | |||||||||||||||||
2be | Elect Director William Mark Watson | Management | For | For | |||||||||||||||||
2bf | Elect Director Vanila Singh | Management | For | For | |||||||||||||||||
2bg | Elect Director Jeffrey Bailey | Management | For | For | |||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Increase Authorized Common Stock | Management | For | For | |||||||||||||||||
Booz Allen Hamilton Holding Corporation | |||||||||||||||||||||
Security | 99502106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | BAH | Meeting Date | 29-Jul-20 | ||||||||||||||||||
Record Date | 8-Jun-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Ralph W. Shrader | Management | For | For | |||||||||||||||||
1b | Elect Director Joan Lordi C. Amble | Management | For | For | |||||||||||||||||
1c | Elect Director Michele A. Flournoy | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
4 | Amend Certificate of Incorporation | Management | For | For |
Digital Turbine, Inc. | |||||||||||||||||||||
Security | 25400W102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | APPS | Meeting Date | 15-Sep-20 | ||||||||||||||||||
Record Date | 22-Jul-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Robert Deutschman | Management | For | For | |||||||||||||||||
1.2 | Elect Director Roy H. Chestnutt | Management | For | For | |||||||||||||||||
1.3 | Elect Director Mohan S. Gyani | Management | For | For | |||||||||||||||||
1.4 | Elect Director Jeffrey Karish | Management | For | For | |||||||||||||||||
1.5 | Elect Director Christopher Rogers | Management | For | For | |||||||||||||||||
1.6 | Elect Director Michelle M. Sterling | Management | For | For | |||||||||||||||||
1.7 | Elect Director William G. Stone, III | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||||||||||||||||
4 | Approve Omnibus Stock Plan | Management | Against | For | |||||||||||||||||
Ratify SingerLewak LLP as Auditors | Management | For | For | ||||||||||||||||||
The Clorox Company | |||||||||||||||||||||
Security | 189054109 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | CLX | Meeting Date | 18-Nov-20 | ||||||||||||||||||
Record Date | 25-Sep-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Amy Banse | Management | For | For | |||||||||||||||||
1.2 | Elect Director Richard H. Carmona | Management | For | For | |||||||||||||||||
1.3 | Elect Director Benno Dorer | Management | For | For | |||||||||||||||||
1.4 | Elect Director Spencer C. Fleischer | Management | For | For | |||||||||||||||||
1.5 | Elect Director Esther Lee | Management | For | For | |||||||||||||||||
1.6 | Elect Director A.D. David Mackay | Management | For | For | |||||||||||||||||
1.7 | Elect Director Paul Parker | Management | For | For | |||||||||||||||||
1.8 | Elect Director Linda Rendle | Management | For | For | |||||||||||||||||
1.9 | Elect Director Matthew J. Shattock | Management | For | For | |||||||||||||||||
1.10 | Elect Director Kathryn Tesija | Management | For | For | |||||||||||||||||
1.11 | Elect Director Pamela Thomas-Graham | Management | For | For | |||||||||||||||||
1.12 | Elect Director Russell J. Weiner | Management | For | For | |||||||||||||||||
1.13 | Elect Director Christopher J. Williams | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For | |||||||||||||||||
Microsoft Corporation | |||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 2-Dec-20 | ||||||||||||||||||
Record Date | 8-Oct-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Reid G. Hoffman | Management | For | For | |||||||||||||||||
1.2 | Elect Director Hugh F. Johnston | Management | For | For | |||||||||||||||||
1.3 | Elect Director Teri L. List-Stoll | Management | For | For | |||||||||||||||||
1.4 | Elect Director Satya Nadella | Management | For | For | |||||||||||||||||
1.5 | Elect Director Sandra E. Peterson | Management | For | For | |||||||||||||||||
1.6 | Elect Director Penny S. Pritzker | Management | For | For | |||||||||||||||||
1.7 | Elect Director Charles W. Scharf | Management | For | For | |||||||||||||||||
1.8 | Elect Director Arne M. Sorenson | Management | For | For | |||||||||||||||||
1.9 | Elect Director John W. Stanton | Management | For | For | |||||||||||||||||
1.10 | Elect Director John W. Thompson | Management | For | For | |||||||||||||||||
1.11 | Elect Director Emma N. Walmsley | Management | For | For | |||||||||||||||||
1.12 | Elect Director Padmasree Warrior | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Report on Employee Representation on the Board of Directors | Share Holder | Against | Against |
The Trade Desk, Inc. | |||||||||||||||||||||
Security | 88339J105 | Meeting Type | Special | ||||||||||||||||||
Ticker Symbol | TTD | Meeting Date | 22-Dec-20 | ||||||||||||||||||
Record Date | 20-Oct-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1 | Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock | Management | Against | For | |||||||||||||||||
2 | Provide Right to Act by Written Consent | Management | Against | For | |||||||||||||||||
3 | Provide Right to Call Special Meeting | Management | Against | For | |||||||||||||||||
4 | Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater | Management | Against | For | |||||||||||||||||
5 | Approve New Bylaws | Management | Against | For | |||||||||||||||||
6 | Adjourn Meeting | Management | Against | For | |||||||||||||||||
Intuit Inc. | |||||||||||||||||||||
Security | 461202103 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | INTU | Meeting Date | 21-Jan-21 | ||||||||||||||||||
Record Date | 23-Nov-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Eve Burton | Management | For | For | |||||||||||||||||
1b | Elect Director Scott D. Cook | Management | For | For | |||||||||||||||||
1c | Elect Director Richard L. Dalzell | Management | For | For | |||||||||||||||||
1d | Elect Director Sasan K. Goodarzi | Management | For | For | |||||||||||||||||
1e | Elect Director Deborah Liu | Management | For | For | |||||||||||||||||
1f | Elect Director Tekedra Mawakana | Management | For | For | |||||||||||||||||
1g | Elect Director Suzanne Nora Johnson | Management | For | For | |||||||||||||||||
1h | Elect Director Dennis D. Powell | Management | For | For | |||||||||||||||||
1i | Elect Director Brad D. Smith | Management | For | For | |||||||||||||||||
1j | Elect Director Thomas Szkutak | Management | For | For | |||||||||||||||||
1k | Elect Director Raul Vazquez | Management | For | For | |||||||||||||||||
1l | Elect Director Jeff Weiner | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
Visa Inc. | |||||||||||||||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | V | Meeting Date | 26-Jan-21 | ||||||||||||||||||
Record Date | 27-Nov-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Lloyd A. Carney | Management | For | For | |||||||||||||||||
1b | Elect Director Mary B. Cranston | Management | For | For | |||||||||||||||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For | |||||||||||||||||
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For | |||||||||||||||||
1e | Elect Director Ramon Laguarta | Management | For | For | |||||||||||||||||
1f | Elect Director John F. Lundgren | Management | For | For | |||||||||||||||||
1g | Elect Director Robert W. Matschullat | Management | For | For | |||||||||||||||||
1h | Elect Director Denise M. Morrison | Management | For | For | |||||||||||||||||
1i | Elect Director Suzanne Nora Johnson | Management | For | For | |||||||||||||||||
1j | Elect Director Linda J. Rendle | Management | For | For | |||||||||||||||||
1k | Elect Director John A. C. Swainson | Management | For | For | |||||||||||||||||
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For | |||||||||||||||||
6 | Provide Right to Act by Written Consent | Share Holder | For | Against | |||||||||||||||||
7 | Amend Principles of Executive Compensation Program | Share Holder | Against | Against |
Accenture plc | |||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 3-Feb-21 | ||||||||||||||||||
Record Date | 7-Dec-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Jaime Ardila | Management | For | For | |||||||||||||||||
1b | Elect Director Herbert Hainer | Management | For | For | |||||||||||||||||
1c | Elect Director Nancy McKinstry | Management | For | For | |||||||||||||||||
1d | Elect Director Beth E. Mooney | Management | For | For | |||||||||||||||||
1e | Elect Director Gilles C. Pelisson | Management | For | For | |||||||||||||||||
1f | Elect Director Paula A. Price | Management | For | For | |||||||||||||||||
1g | Elect Director Venkata (Murthy) Renduchintala | Management | For | For | |||||||||||||||||
1h | Elect Director David Rowland | Management | For | For | |||||||||||||||||
1i | Elect Director Arun Sarin | Management | For | For | |||||||||||||||||
1j | Elect Director Julie Sweet | Management | For | For | |||||||||||||||||
1k | Elect Director Frank K. Tang | Management | For | For | |||||||||||||||||
1l | Elect Director Tracey T. Travis | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | |||||||||||||||||
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For | |||||||||||||||||
5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For | |||||||||||||||||
6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For | |||||||||||||||||
Apple Inc. | |||||||||||||||||||||
Security | 37833100 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 23-Feb-21 | ||||||||||||||||||
Record Date | 28-Dec-20 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director James Bell | Management | For | For | |||||||||||||||||
1b | Elect Director Tim Cook | Management | For | For | |||||||||||||||||
1c | Elect Director Al Gore | Management | For | For | |||||||||||||||||
1d | Elect Director Andrea Jung | Management | For | For | |||||||||||||||||
1e | Elect Director Art Levinson | Management | For | For | |||||||||||||||||
1f | Elect Director Monica Lozano | Management | For | For | |||||||||||||||||
1g | Elect Director Ron Sugar | Management | For | For | |||||||||||||||||
1h | Elect Director Sue Wagner | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
4 | Proxy Access Amendments | Share Holder | For | Against | |||||||||||||||||
5 | Improve Principles of Executive Compensation Program | Share Holder | Against | Against | |||||||||||||||||
Fair Isaac Corporation | |||||||||||||||||||||
Security | 303250104 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | FICO | Meeting Date | 3-Mar-21 | ||||||||||||||||||
Record Date | 4-Jan-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Braden R. Kelly | Management | For | For | |||||||||||||||||
1b | Elect Director Fabiola R. Arredondo | Management | For | For | |||||||||||||||||
1c | Elect Director James D. Kirsner | Management | For | For | |||||||||||||||||
1d | Elect Director William J. Lansing | Management | For | For | |||||||||||||||||
1e | Elect Director Eva Manolis | Management | For | For | |||||||||||||||||
1f | Elect Director Marc F. McMorris | Management | For | For | |||||||||||||||||
1g | Elect Director Joanna Rees | Management | For | For | |||||||||||||||||
1h | Elect Director David A. Rey | Management | For | For | |||||||||||||||||
2 | Approve Omnibus Stock Plan | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||
The Walt Disney Company | |||||||||||||||||||||
Security | 254687106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | DIS | Meeting Date | 9-Mar-21 | ||||||||||||||||||
Record Date | 11-Jan-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Susan E. Arnold | Management | For | For | |||||||||||||||||
1b | Elect Director Mary T. Barra | Management | For | For | |||||||||||||||||
1c | Elect Director Safra A. Catz | Management | For | For | |||||||||||||||||
1d | Elect Director Robert A. Chapek | Management | For | For | |||||||||||||||||
1e | Elect Director Francis A. deSouza | Management | For | For | |||||||||||||||||
1f | Elect Director Michael B.G. Froman | Management | For | For | |||||||||||||||||
1g | Elect Director Robert A. Iger | Management | For | For | |||||||||||||||||
1h | Elect Director Maria Elena Lagomasino | Management | For | For | |||||||||||||||||
1i | Elect Director Mark G. Parker | Management | For | For | |||||||||||||||||
1j | Elect Director Derica W. Rice | Management | For | For | |||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
4 | Report on Lobbying Payments and Policy | Share Holder | For | Against | |||||||||||||||||
5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Against | Against | |||||||||||||||||
S&P Global Inc. | |||||||||||||||||||||
Security | 78409V104 | Meeting Type | Special | ||||||||||||||||||
Ticker Symbol | SPGI | Meeting Date | 11-Mar-21 | ||||||||||||||||||
Record Date | 19-Jan-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1 | Issue Shares in Connection with Merger | Management | For | For | |||||||||||||||||
Starbucks Corporation | |||||||||||||||||||||
Security | 855244109 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 17-Mar-21 | ||||||||||||||||||
Record Date | 8-Jan-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
�� | |||||||||||||||||||||
1a | Elect Director Richard E. Allison, Jr. | Management | For | For | |||||||||||||||||
1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | | ||||||||||||||||||
1c | Elect Director Andrew Campion | Management | For | For | |||||||||||||||||
1d | Elect Director Mary N. Dillon | Management | For | For | |||||||||||||||||
1e | Elect Director Isabel Ge Mahe | Management | For | For | |||||||||||||||||
1f | Elect Director Mellody Hobson | Management | For | For | |||||||||||||||||
1g | Elect Director Kevin R. Johnson | Management | For | For | |||||||||||||||||
1h | Elect Director Jorgen Vig Knudstorp | Management | For | For | |||||||||||||||||
1i | Elect Director Satya Nadella | Management | For | For | |||||||||||||||||
1j | Elect Director Joshua Cooper Ramo | Management | For | For | |||||||||||||||||
1k | Elect Director Clara Shih | Management | For | For | |||||||||||||||||
1l | Elect Director Javier G. Teruel | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Against | Against | |||||||||||||||||
Adobe Inc. | |||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 20-Apr-21 | ||||||||||||||||||
Record Date | 22-Feb-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Amy Banse | Management | For | For | |||||||||||||||||
1b | Elect Director Melanie Boulden | Management | For | For | |||||||||||||||||
1c | Elect Director Frank Calderoni | Management | For | For | |||||||||||||||||
1d | Elect Director James Daley | Management | For | For | |||||||||||||||||
1e | Elect Director Laura Desmond | Management | For | For | |||||||||||||||||
1f | Elect Director Shantanu Narayen | Management | For | For | |||||||||||||||||
1g | Elect Director Kathleen Oberg | Management | For | For | |||||||||||||||||
1h | Elect Director Dheeraj Pandey | Management | For | For | |||||||||||||||||
1i | Elect Director David Ricks | Management | For | For | |||||||||||||||||
1j | Elect Director Daniel Rosensweig | Management | For | For | |||||||||||||||||
1k | Elect Director John Warnock | Management | For | For | |||||||||||||||||
2 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Abbott Laboratories | |||||||||||||||||||||
Security | 2824100 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ABT | Meeting Date | 23-Apr-21 | ||||||||||||||||||
Record Date | 24-Feb-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Robert J. Alpern | Management | For | For | |||||||||||||||||
1.2 | Elect Director Roxanne S. Austin | Management | For | For | |||||||||||||||||
1.3 | Elect Director Sally E. Blount | Management | For | For | |||||||||||||||||
1.4 | Elect Director Robert B. Ford | Management | For | For | |||||||||||||||||
1.5 | Elect Director Michelle A. Kumbier | Management | For | For | |||||||||||||||||
1.6 | Elect Director Darren W. McDew | Management | For | For | |||||||||||||||||
1.7 | Elect Director Nancy McKinstry | Management | For | For | |||||||||||||||||
1.8 | Elect Director William A. Osborn | Management | For | For | |||||||||||||||||
1.9 | Elect Director Michael F. Roman | Management | For | For | |||||||||||||||||
1.10 | Elect Director Daniel J. Starks | Management | For | For | |||||||||||||||||
1.11 | Elect Director John G. Stratton | Management | For | For | |||||||||||||||||
1.12 | Elect Director Glenn F. Tilton | Management | For | For | |||||||||||||||||
1.13 | Elect Director Miles D. White | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For | |||||||||||||||||
4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For | |||||||||||||||||
5 | Report on Lobbying Payments and Policy | Share Holder | Against | Against | |||||||||||||||||
6 | Report on Racial Justice | Share Holder | For | Against | |||||||||||||||||
7 | Require Independent Board Chair | Share Holder | Against | Against | |||||||||||||||||
MSCI Inc. | |||||||||||||||||||||
Security | 55354G100 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | MSCI | Meeting Date | 2-Mar-21 | ||||||||||||||||||
Record Date | 2-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Henry A. Fernandez | Management | For | For | |||||||||||||||||
1b | Elect Director Robert G. Ashe | Management | For | For | |||||||||||||||||
1c | Elect Director Wayne Edmunds | Management | For | For | |||||||||||||||||
1d | Elect Director Catherine R. Kinney | Management | For | For | |||||||||||||||||
1e | Elect Director Jacques P. Perold | Management | For | For | |||||||||||||||||
1f | Elect Director Sandy C. Rattray | Management | For | For | |||||||||||||||||
1g | Elect Director Linda H. Riefler | Management | For | For | |||||||||||||||||
1h | Elect Director Marcus L. Smith | Management | For | For | |||||||||||||||||
1i | Elect Director Paula Volent | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
Danaher Corporation | |||||||||||||||||||||
Security | 235851102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | DHR | Meeting Date | 5-May-21 | ||||||||||||||||||
Record Date | 8-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Rainer M. Blair | Management | For | For | |||||||||||||||||
1b | Elect Director Linda Hefner Filler | Management | For | For | |||||||||||||||||
1c | Elect Director Teri List | Management | Against | For | |||||||||||||||||
1d | Elect Director Walter G. Lohr, Jr. | Management | Against | For | |||||||||||||||||
1e | Elect Director Jessica L. Mega | Management | For | For | |||||||||||||||||
1f | Elect Director Mitchell P. Rales | Management | For | For | |||||||||||||||||
1g | Elect Director Steven M. Rales | Management | For | For | |||||||||||||||||
1h | Elect Director Pardis C. Sabeti | Management | For | For | |||||||||||||||||
1i | Elect Director John T. Schwieters | Management | Against | For | |||||||||||||||||
1j | Elect Director Alan G. Spoon | Management | For | For | |||||||||||||||||
1k | Elect Director Raymond C. Stevens | Management | For | For | |||||||||||||||||
1l | Elect Director Elias A. Zerhouni | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against |
S&P Global Inc. | |||||||||||||||||||||
Security | 78409V104 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | SPGI | Meeting Date | 5-May-21 | ||||||||||||||||||
Record Date | 22-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Marco Alvera | Management | For | For | |||||||||||||||||
1.2 | Elect Director William J. Amelio | Management | For | For | |||||||||||||||||
1.3 | Elect Director William D. Green | Management | For | For | |||||||||||||||||
1.4 | Elect Director Stephanie C. Hill | Management | For | For | |||||||||||||||||
1.5 | Elect Director Rebecca J. Jacoby | Management | For | For | |||||||||||||||||
1.6 | Elect Director Monique F. Leroux | Management | For | For | |||||||||||||||||
1.7 | Elect Director Ian P. Livingston | Management | For | For | |||||||||||||||||
1.8 | Elect Director Maria R. Morris | Management | For | For | |||||||||||||||||
1.9 | Elect Director Douglas L. Peterson | Management | For | For | |||||||||||||||||
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For | |||||||||||||||||
1.11 | Elect Director Kurt L. Schmoke | Management | For | For | |||||||||||||||||
1.12 | Elect Director Richard E. Thornburgh | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Approve Greenhouse Gas (GHG) Emissions Reduction Plan | Management | For | For | |||||||||||||||||
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | |||||||||||||||||
Skyworks Solutions, Inc. | |||||||||||||||||||||
Security | 83088M102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | SWKS | Meeting Date | 12-May-21 | ||||||||||||||||||
Record Date | 18-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Alan S. Batey | Management | For | For | |||||||||||||||||
1b | Elect Director Kevin L. Beebe | Management | For | For | |||||||||||||||||
1c | Elect Director Timothy R. Furey | Management | For | For | |||||||||||||||||
1d | Elect Director Liam K. Griffin | Management | For | For | |||||||||||||||||
1e | Elect Director Christine King | Management | For | For | |||||||||||||||||
1f | Elect Director David P. McGlade | Management | For | For | |||||||||||||||||
1g | Elect Director Robert A. Schriesheim | Management | For | For | |||||||||||||||||
1h | Elect Director Kimberly S. Stevenson | Management | For | For | |||||||||||||||||
2 | Ratify KPMG LLP as Auditor | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
4 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||
5 | Adopt Simple Majority Vote | Share Holder | For | None | |||||||||||||||||
The Home Depot, Inc. | |||||||||||||||||||||
Security | 437076102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | HD | Meeting Date | 20-May-21 | ||||||||||||||||||
Record Date | 22-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
�� | |||||||||||||||||||||
1a | Elect Director Gerard J. Arpey | Management | For | For | |||||||||||||||||
1b | Elect Director Ari Bousbib | Management | For | For | |||||||||||||||||
1c | Elect Director Jeffery H. Boyd | Management | For | For | |||||||||||||||||
1d | Elect Director Gregory D. Brenneman | Management | For | For | |||||||||||||||||
1e | Elect Director J. Frank Brown | Management | For | For | |||||||||||||||||
1f | Elect Director Albert P. Carey | Management | For | For | |||||||||||||||||
1g | Elect Director Helena B. Foulkes | Management | For | For | |||||||||||||||||
1h | Elect Director Linda R. Gooden | Management | For | For | |||||||||||||||||
1i | Elect Director Wayne M. Hewett | Management | For | For | |||||||||||||||||
1j | Elect Director Manuel Kadre | Management | For | For | |||||||||||||||||
1k | Elect Director Stephanie C. Linnartz | Management | For | For | |||||||||||||||||
1l | Elect Director Craig A. Menear | Management | For | For | |||||||||||||||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
4 | Amend Shareholder Written Consent Provisions | Share Holder | For | Against | |||||||||||||||||
5 | Report on Political Contributions Congruency Analysis | Share Holder | For | Against | |||||||||||||||||
6 | Report on Prison Labor in the Supply Chain | Share Holder | Against | Against |
Zoetis Inc. | |||||||||||||||||||||
Security | 98978V103 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ZTS | Meeting Date | 20-May-21 | ||||||||||||||||||
Record Date | 26-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Sanjay Khosla | Management | For | For | |||||||||||||||||
1b | Elect Director Antoinette R. Leatherberry | Management | For | For | |||||||||||||||||
1c | Elect Director Willie M. Reed | Management | For | For | |||||||||||||||||
1d | Elect Director Linda Rhodes | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify KPMG LLP as Auditor | Management | For | For | |||||||||||||||||
4 | Adopt Simple Majority Vote | Share Holder | For | Against | |||||||||||||||||
Merck & Co., Inc. | |||||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 25-May-21 | ||||||||||||||||||
Record Date | 26-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Leslie A. Brun | Management | For | For | |||||||||||||||||
1b | Elect Director Mary Ellen Coe | Management | For | For | |||||||||||||||||
1c | Elect Director Pamela J. Craig | Management | For | For | |||||||||||||||||
1d | Elect Director Kenneth C. Frazier | Management | For | For | |||||||||||||||||
1e | Elect Director Thomas H. Glocer | Management | For | For | |||||||||||||||||
1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For | |||||||||||||||||
1g | Elect Director Stephen L. Mayo | Management | For | For | |||||||||||||||||
1h | Elect Director Paul B. Rothman | Management | For | For | |||||||||||||||||
1i | Elect Director Patricia F. Russo | Management | For | For | |||||||||||||||||
1j | Elect Director Christine E. Seidman | Management | For | For | |||||||||||||||||
1k | Elect Director Inge G. Thulin | Management | For | For | |||||||||||||||||
1l | Elect Director Kathy J. Warden | Management | For | For | |||||||||||||||||
1m | Elect Director Peter C. Wendell | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Provide Right to Act by Written Consent | Share Holder | For | Against | |||||||||||||||||
5 | Report on Access to COVID-19 Products | Share Holder | For | Against | |||||||||||||||||
Amazon.com, Inc. | |||||||||||||||||||||
Security | 23135106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | AMZN | Meeting Date | 26-May-21 | ||||||||||||||||||
Record Date | 1-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Jeffrey P. Bezos | Management | For | For | |||||||||||||||||
1b | Elect Director Keith B. Alexander | Management | For | For | |||||||||||||||||
1c | Elect Director Jamie S. Gorelick | Management | For | For | |||||||||||||||||
1d | Elect Director Daniel P. Huttenlocher | Management | For | For | |||||||||||||||||
1e | Elect Director Judith A. McGrath | Management | For | For | |||||||||||||||||
1f | Elect Director Indra K. Nooyi | Management | For | For | |||||||||||||||||
1g | Elect Director Jonathan J. Rubinstein | Management | For | For | |||||||||||||||||
1h | Elect Director Thomas O. Ryder | Management | For | For | |||||||||||||||||
1i | Elect Director Patricia Q. Stonesifer | Management | For | For | |||||||||||||||||
1j | Elect Director Wendell P. Weeks | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Share Holder | For | Against | |||||||||||||||||
5 | Require Independent Board Chair | Share Holder | Against | Against | |||||||||||||||||
6 | Report on Gender/Racial Pay Gap | Share Holder | For | Against | |||||||||||||||||
7 | Report on Promotion Data | Share Holder | Against | Against | |||||||||||||||||
8 | Report on the Impacts of Plastic Packaging | Share Holder | For | Against | |||||||||||||||||
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Share Holder | For | Against | |||||||||||||||||
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Share Holder | For | Against | |||||||||||||||||
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Share Holder | For | Against | |||||||||||||||||
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | |||||||||||||||||
13 | Report on Lobbying Payments and Policy | Share Holder | For | Against | |||||||||||||||||
14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Share Holder | For | Against |
Facebook, Inc. | |||||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | FB | Meeting Date | 26-May-21 | ||||||||||||||||||
Record Date | 1-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Peggy Alford | Management | For | For | |||||||||||||||||
1.2 | Elect Director Marc L. Andreessen | Management | Withhold | For | |||||||||||||||||
1.3 | Elect Director Andrew W. Houston | Management | Withhold | For | |||||||||||||||||
1.4 | Elect Director Nancy Killefer | Management | For | For | |||||||||||||||||
1.5 | Elect Director Robert M. Kimmitt | Management | For | For | |||||||||||||||||
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For | |||||||||||||||||
1.7 | Elect Director Peter A. Thiel | Management | Withhold | For | |||||||||||||||||
1.8 | Elect Director Tracey T. Travis | Management | For | For | |||||||||||||||||
1.9 | Elect Director Mark Zuckerberg | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Amend Non-Employee Director Compensation Policy | Management | Against | For | |||||||||||||||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | For | Against | |||||||||||||||||
5 | Require Independent Board Chair | Share Holder | For | Against | |||||||||||||||||
6 | Report on Online Child Sexual Exploitation | Share Holder | For | Against | |||||||||||||||||
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Against | Against | |||||||||||||||||
8 | Report on Platform Misuse | Share Holder | For | Against | |||||||||||||||||
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | |||||||||||||||||
Illumina, Inc. | |||||||||||||||||||||
Security | 452327109 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ILMN | Meeting Date | 26-May-21 | ||||||||||||||||||
Record Date | 31-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1A | Elect Director Caroline D. Dorsa | Management | For | For | |||||||||||||||||
1B | Elect Director Robert S. Epstein | Management | For | For | |||||||||||||||||
1C | Elect Director Scott Gottlieb | Management | For | For | |||||||||||||||||
1D | Elect Director Gary S. Guthart | Management | For | For | |||||||||||||||||
1E | Elect Director Philip W. Schiller | Management | For | For | |||||||||||||||||
1F | Elect Director John W. Thompson | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
PayPal Holdings, Inc. | |||||||||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | PYPL | Meeting Date | 26-May-21 | ||||||||||||||||||
Record Date | 30-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Rodney C. Adkins | Management | For | For | |||||||||||||||||
1b | Elect Director Jonathan Christodoro | Management | For | For | |||||||||||||||||
1c | Elect Director John J. Donahoe | Management | For | For | |||||||||||||||||
1d | Elect Director David W. Dorman | Management | For | For | |||||||||||||||||
1e | Elect Director Belinda J. Johnson | Management | For | For | |||||||||||||||||
1f | Elect Director Gail J. McGovern | Management | For | For | |||||||||||||||||
1g | Elect Director Deborah M. Messemer | Management | For | For | |||||||||||||||||
1h | Elect Director David M. Moffett | Management | For | For | |||||||||||||||||
1i | Elect Director Ann M. Sarnoff | Management | For | For | |||||||||||||||||
1j | Elect Director Daniel H. Schulman | Management | For | For | |||||||||||||||||
1k | Elect Director Frank D. Yeary | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Provide Right to Act by Written Consent | Share Holder | For | Against | |||||||||||||||||
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Share Holder | Against | Against |
Shopify Inc. | |||||||||||||||||||||
Security | 82509L107 | Meeting Type | Annual/Special | ||||||||||||||||||
Ticker Symbol | SHOP | Meeting Date | 26-May-21 | ||||||||||||||||||
Record Date | 13-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1A | Elect Director Tobias Luetke | Management | For | For | |||||||||||||||||
1B | Elect Director Robert Ashe | Management | For | For | |||||||||||||||||
1C | Elect Director Gail Goodman | Management | For | For | |||||||||||||||||
1D | Elect Director Colleen Johnston | Management | For | For | |||||||||||||||||
1E | Elect Director Jeremy Levine | Management | For | For | |||||||||||||||||
1F | Elect Director John Phillips | Management | For | For | |||||||||||||||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | |||||||||||||||||
3 | Re-approve Stock Option Plan | Management | Against | For | |||||||||||||||||
4 | Re-approve Long Term Incentive Plan | Management | Against | For | |||||||||||||||||
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
The Trade Desk, Inc. | |||||||||||||||||||||
Security | 88339J105 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | TTD | Meeting Date | 27-May-21 | ||||||||||||||||||
Record Date | 31-Mar-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director David R. Pickles | Management | For | For | |||||||||||||||||
1.2 | Elect Director Gokul Rajaram | Management | Withhold | For | |||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
DocuSign, Inc. | |||||||||||||||||||||
Security | 256163106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | DOCU | Meeting Date | 28-May-21 | ||||||||||||||||||
Record Date | 8-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Enrique Salem | Management | Withhold | For | |||||||||||||||||
1.2 | Elect Director Peter Solvik | Management | Withhold | For | |||||||||||||||||
1.3 | Elect Director Inhi Cho Suh | Management | Withhold | For | |||||||||||||||||
1.4 | Elect Director Mary Agnes "Maggie" Wilderotter | Management | Withhold | For | |||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
Netflix, Inc. | |||||||||||||||||||||
Security | 64110L106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | NFLX | Meeting Date | 3-Jun-21 | ||||||||||||||||||
Record Date | 8-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Richard N. Barton | Management | Withhold | For | |||||||||||||||||
1b | Elect Director Rodolphe Belmer | Management | Withhold | For | |||||||||||||||||
1c | Elect Director Bradford L. Smith | Management | Withhold | For | |||||||||||||||||
1d | Elect Director Anne M. Sweeney | Management | Withhold | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
4 | Report on Political Contributions | Share Holder | For | Against | |||||||||||||||||
5 | Adopt Simple Majority Vote | Share Holder | For | Against | |||||||||||||||||
6 | Improve the Executive Compensation Philosophy | Share Holder | Against | Against | |||||||||||||||||
ServiceNow, Inc. | |||||||||||||||||||||
Security | 81762P102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | NOW | Meeting Date | 7-Jun-21 | ||||||||||||||||||
Record Date | 9-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Susan L. Bostrom | Management | For | For | |||||||||||||||||
1b | Elect Director Jonathan C. Chadwick | Management | For | For | |||||||||||||||||
1c | Elect Director Lawrence J. Jackson, Jr. | Management | For | For | |||||||||||||||||
1d | Elect Director Frederic B. Luddy | Management | For | For | |||||||||||||||||
1e | Elect Director Jeffrey A. Miller | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Provide Right to Call Special Meeting | Management | For | For | |||||||||||||||||
5 | Approve Omnibus Stock Plan | Management | For | For | |||||||||||||||||
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
UnitedHealth Group Incorporated | |||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 7-Jun-21 | ||||||||||||||||||
Record Date | 9-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Richard T. Burke | Management | For | For | |||||||||||||||||
1b | Elect Director Timothy P. Flynn | Management | For | For | |||||||||||||||||
1c | Elect Director Stephen J. Hemsley | Management | For | For | |||||||||||||||||
1d | Elect Director Michele J. Hooper | Management | For | For | |||||||||||||||||
1e | Elect Director F. William McNabb, III | Management | For | For | |||||||||||||||||
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For | |||||||||||||||||
1g | Elect Director John H. Noseworthy | Management | For | For | |||||||||||||||||
1h | Elect Director Gail R. Wilensky | Management | For | For | |||||||||||||||||
1i | Elect Director Andrew Witty | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | |||||||||||||||||
MarketAxess Holdings Inc. | |||||||||||||||||||||
Security | 57060D108 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | MKTX | Meeting Date | 9-Jun-21 | ||||||||||||||||||
Record Date | 12-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Richard M. McVey | Management | For | For | |||||||||||||||||
1b | Elect Director Nancy Altobello | Management | For | For | |||||||||||||||||
1c | Elect Director Steven L. Begleiter | Management | For | For | |||||||||||||||||
1d | Elect Director Stephen P. Casper | Management | For | For | |||||||||||||||||
1e | Elect Director Jane Chwick | Management | For | For | |||||||||||||||||
1f | Elect Director Christopher R. Concannon | Management | For | For | |||||||||||||||||
1g | Elect Director William F. Cruger | Management | For | For | |||||||||||||||||
1h | Elect Director Kourtney Gibson | Management | For | For | |||||||||||||||||
1i | Elect Director Justin G. Gmelich | Management | For | For | |||||||||||||||||
1j | Elect Director Richard G. Ketchum | Management | For | For | |||||||||||||||||
1k | Elect Director Emily H. Portney | Management | For | For | |||||||||||||||||
1l | Elect Director Richard L. Prager | Management | For | For | |||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
salesforce.com, inc. | |||||||||||||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | CRM | Meeting Date | 10-Jun-21 | ||||||||||||||||||
Record Date | 15-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Marc Benioff | Management | For | For | |||||||||||||||||
1b | Elect Director Craig Conway | Management | For | For | |||||||||||||||||
1c | Elect Director Parker Harris | Management | For | For | |||||||||||||||||
1d | Elect Director Alan Hassenfeld | Management | For | For | |||||||||||||||||
1e | Elect Director Neelie Kroes | Management | For | For | |||||||||||||||||
1f | Elect Director Colin Powell | Management | For | For | |||||||||||||||||
1g | Elect Director Sanford Robertson | Management | For | For | |||||||||||||||||
1h | Elect Director John V. Roos | Management | For | For | |||||||||||||||||
1i | Elect Director Robin Washington | Management | For | For | |||||||||||||||||
1j | Elect Director Maynard Webb | Management | For | For | |||||||||||||||||
1k | Elect Director Susan Wojcicki | Management | For | For | |||||||||||||||||
2 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against |
Square, Inc. | |||||||||||||||||||||
Security | 852234103 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | SQ | Meeting Date | 15-Jun-21 | ||||||||||||||||||
Record Date | 22-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Randy Garutti | Management | Withhold | For | |||||||||||||||||
1.2 | Elect Director Mary Meeker | Management | Withhold | For | |||||||||||||||||
1.3 | Elect Director Lawrence Summers | Management | Withhold | For | |||||||||||||||||
1.4 | Elect Director Darren Walker | Management | Withhold | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Require Independent Board Chair | Share Holder | For | Against | |||||||||||||||||
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | For | Against | |||||||||||||||||
Autodesk, Inc. | |||||||||||||||||||||
Security | 52769106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ADSK | Meeting Date | 16-Jun-21 | ||||||||||||||||||
Record Date | 19-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Andrew Anagnost | Management | For | For | |||||||||||||||||
1b | Elect Director Karen Blasing | Management | For | For | |||||||||||||||||
1c | Elect Director Reid French | Management | For | For | |||||||||||||||||
1d | Elect Director Ayanna Howard | Management | For | For | |||||||||||||||||
1e | Elect Director Blake Irving | Management | For | For | |||||||||||||||||
1f | Elect Director Mary T. McDowell | Management | For | For | |||||||||||||||||
1g | Elect Director Stephen Milligan | Management | For | For | |||||||||||||||||
1h | Elect Director Lorrie M. Norrington | Management | For | For | |||||||||||||||||
1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For | |||||||||||||||||
1j | Elect Director Stacy J. Smith | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
Zoom Video Communications, Inc. | |||||||||||||||||||||
Security | 98980L101 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ZM | Meeting Date | 17-Jun-21 | ||||||||||||||||||
Record Date | 19-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Jonathan Chadwick | Management | Withhold | For | |||||||||||||||||
1.2 | Elect Director Kimberly L. Hammonds | Management | Withhold | For | |||||||||||||||||
1.3 | Elect Director Dan Scheinman | Management | Withhold | For | |||||||||||||||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Fortinet, Inc. | |||||||||||||||||||||
Security | 34959E109 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | FTNT | Meeting Date | 18-Jun-21 | ||||||||||||||||||
Record Date | 26-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Ken Xie | Management | For | For | |||||||||||||||||
1.2 | Elect Director Michael Xie | Management | For | For | |||||||||||||||||
1.3 | Elect Director Kelly Ducourty | Management | For | For | |||||||||||||||||
1.4 | Elect Director Kenneth A. Goldman | Management | For | For | |||||||||||||||||
1.5 | Elect Director Ming Hsieh | Management | For | For | |||||||||||||||||
1.6 | Elect Director Jean Hu | Management | For | For | |||||||||||||||||
1.7 | Elect Director William H. Neukom | Management | For | For | |||||||||||||||||
1.8 | Elect Director Judith Sim | Management | For | For | |||||||||||||||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JD.com, Inc. | |||||||||||||||||||||
Security | 47215P106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | JD | Meeting Date | 23-Jun-21 | ||||||||||||||||||
Record Date | 20-May-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1 | Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For | |||||||||||||||||
2 | Amend Memorandum of Association and Articles of Association | Management | For | For |
Adaptive Hedged High Income Fund | |||||||||||||||||||||
Facebook, Inc. | |||||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | FB | Meeting Date | 26-May-21 | ||||||||||||||||||
Record Date | 1-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Peggy Alford | Management | For | For | |||||||||||||||||
1.2 | Elect Director Marc L. Andreessen | Management | Withhold | For | |||||||||||||||||
1.3 | Elect Director Andrew W. Houston | Management | Withhold | For | |||||||||||||||||
1.4 | Elect Director Nancy Killefer | Management | For | For | |||||||||||||||||
1.5 | Elect Director Robert M. Kimmitt | Management | For | For | |||||||||||||||||
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For | |||||||||||||||||
1.7 | Elect Director Peter A. Thiel | Management | Withhold | For | |||||||||||||||||
1.8 | Elect Director Tracey T. Travis | Management | For | For | |||||||||||||||||
1.9 | Elect Director Mark Zuckerberg | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Amend Non-Employee Director Compensation Policy | Management | Against | For | |||||||||||||||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | For | Against | |||||||||||||||||
5 | Require Independent Board Chair | Share Holder | For | Against | |||||||||||||||||
6 | Report on Online Child Sexual Exploitation | Share Holder | For | Against | |||||||||||||||||
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Against | Against | |||||||||||||||||
8 | Report on Platform Misuse | Share Holder | For | Against | |||||||||||||||||
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | |||||||||||||||||
ServiceNow, Inc. | |||||||||||||||||||||
Security | 81762P102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | NOW | Meeting Date | 7-Jun-21 | ||||||||||||||||||
Record Date | 9-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Susan L. Bostrom | Management | For | For | |||||||||||||||||
1b | Elect Director Jonathan C. Chadwick | Management | For | For | |||||||||||||||||
1c | Elect Director Lawrence J. Jackson, Jr. | Management | For | For | |||||||||||||||||
1d | Elect Director Frederic B. Luddy | Management | For | For | |||||||||||||||||
1e | Elect Director Jeffrey A. Miller | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Provide Right to Call Special Meeting | Management | For | For | |||||||||||||||||
5 | Approve Omnibus Stock Plan | Management | For | For | |||||||||||||||||
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||
Autodesk, Inc. | |||||||||||||||||||||
Security | 052769106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ADSK | Meeting Date | 16-Jun-21 | ||||||||||||||||||
Record Date | 19-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Andrew Anagnost | Management | For | For | |||||||||||||||||
1b | Elect Director Karen Blasing | Management | For | For | |||||||||||||||||
1c | Elect Director Reid French | Management | For | For | |||||||||||||||||
1d | Elect Director Ayanna Howard | Management | For | For | |||||||||||||||||
1e | Elect Director Blake Irving | Management | For | For | |||||||||||||||||
1f | Elect Director Mary T. McDowell | Management | For | For | |||||||||||||||||
1g | Elect Director Stephen Milligan | Management | For | For | |||||||||||||||||
1h | Elect Director Lorrie M. Norrington | Management | For | For | |||||||||||||||||
1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For | |||||||||||||||||
1j | Elect Director Stacy J. Smith | Management | For | For | |||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Mastercard Incorporated | |||||||||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | MA | Meeting Date | 22-Jun-21 | ||||||||||||||||||
Record Date | 23-Apr-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Ajay Banga | Management | For | For | |||||||||||||||||
1b | Elect Director Merit E. Janow | Management | For | For | |||||||||||||||||
1c | Elect Director Richard K. Davis | Management | For | For | |||||||||||||||||
1d | Elect Director Steven J. Freiberg | Management | For | For | |||||||||||||||||
1e | Elect Director Julius Genachowski | Management | For | For | |||||||||||||||||
1f | Elect Director Choon Phong Goh | Management | For | For | |||||||||||||||||
1g | Elect Director Oki Matsumoto | Management | For | For | |||||||||||||||||
1h | Elect Director Michael Miebach | Management | For | For | |||||||||||||||||
1i | Elect Director Youngme Moon | Management | For | For | |||||||||||||||||
1j | Elect Director Rima Qureshi | Management | For | For | |||||||||||||||||
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For | |||||||||||||||||
1l | Elect Director Gabrielle Sulzberger | Management | For | For | |||||||||||||||||
1m | Elect Director Jackson Tai | Management | For | For | |||||||||||||||||
1n | Elect Director Lance Uggla | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For | |||||||||||||||||
6 | Eliminate Supermajority Vote Requirement | Management | For | For | |||||||||||||||||
Adaptive Growth Opportunities ETF | ||||||||||||
ETF Managers Trust | ||||||||||||
Security | 26924G409 | Meeting Type | Special | |||||||||
Ticker Symbol | Meeting Date | 23-Mar-21 | ||||||||||
Record Date | 10-Jul-20 | |||||||||||
Item | Proposal | Type | Vote | Management Recommendation | ||||||||
1 | Approve Reorganization of Funds between ETF Managers Trust and ETF Series Solutions | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Starboard Investment Trust | |
____________________ | |
By: | |
Katherine M. Honey President and Principal Executive Officer | |
Date: | July 14, 2021 |