UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22298
Starboard Investment Trust
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
116 South Franklin Street, Rocky Mount, North Carolina 27804
(Address of principal executive offices) (Zip code)
Paracorp Inc.
2140 South Dupont Hwy, Camden, DE 19934
(Name and address of agent for service)
2140 South Dupont Hwy, Camden, DE 19934
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: March 31
Date of reporting period: July 1, 2021 - June 30, 2022
Matisse Discounted Closed-End Fund Strategy Proxy Vote Records | ||||||||||||||||||||||
PIMCO FUNDS | ||||||||||||||||||||||
Security | 69346N107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NRGX | Meeting Date | 08-Jul-2021 | |||||||||||||||||||
Record Date | 29-Apr-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Deborah A. DeCotis | Split | Split | |||||||||||||||||||
2 | David N. Fisher | Split | Split | |||||||||||||||||||
3 | Hans W. Kertess | Split | Split | |||||||||||||||||||
ALLIANZGI CONV & INCOME FD II | ||||||||||||||||||||||
Security | 92838U108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NCZ | Meeting Date | 08-Jul-2021 | |||||||||||||||||||
Record Date | 13-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Hans W. Kertess | Split | Split | |||||||||||||||||||
2 | James S. MacLeod | Split | Split | |||||||||||||||||||
3 | George R. Aylward | Split | Split | |||||||||||||||||||
4 | Philip R. McLoughlin | Split | Split | |||||||||||||||||||
HIGHLAND FUNDS | ||||||||||||||||||||||
Security | 43010E404 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HFRO | Meeting Date | 08-Jul-2021 | |||||||||||||||||||
Record Date | 14-Jun-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | John Honis | Split | Split | |||||||||||||||||||
TORTOISE ENERGY INDEPENDENCE FUND INC | ||||||||||||||||||||||
Security | 89148K200 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NDP | Meeting Date | 14-Jul-2021 | |||||||||||||||||||
Record Date | 18-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Rand C. Berney | Split | Split | |||||||||||||||||||
2 | Jennifer Paquette | Split | Split | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2021. | Management | Split | Split | ||||||||||||||||||
TORTOISE POWER AND ENERGY INFRA FD | ||||||||||||||||||||||
Security | 89147X104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TPZ | Meeting Date | 14-Jul-2021 | |||||||||||||||||||
Record Date | 18-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Rand C. Berney | Split | Split | |||||||||||||||||||
2 | Jennifer Paquette | Split | Split | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2021. | Management | Split | Split | ||||||||||||||||||
TORTOISE ESSENTIAL ASSETS INCOME TERM | ||||||||||||||||||||||
Security | 89148A103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TEAF | Meeting Date | 14-Jul-2021 | |||||||||||||||||||
Record Date | 18-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Rand C. Berney | Split | Split | |||||||||||||||||||
2 | Jennifer Paquette | Split | Split | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2021. | Management | Split | Split |
TORTOISE MLP FUND INC | ||||||||||||||||||||||
Security | 89148B200 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NTG | Meeting Date | 14-Jul-2021 | |||||||||||||||||||
Record Date | 18-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Rand C. Berney | Split | Split | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2021. | Management | Split | Split | ||||||||||||||||||
TORTOISE PIPELINE & ENERGY FUND, INC. | ||||||||||||||||||||||
Security | 89148H207 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TTP | Meeting Date | 14-Jul-2021 | |||||||||||||||||||
Record Date | 18-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Rand C. Berney | Split | Split | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2021. | Management | Split | Split | ||||||||||||||||||
TORTOISE ENERGY INFRASTRUCTURE CORP. | ||||||||||||||||||||||
Security | 89147L886 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TYG | Meeting Date | 14-Jul-2021 | |||||||||||||||||||
Record Date | 18-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Rand C. Berney | Split | Split | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2021. | Management | Split | Split | ||||||||||||||||||
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT | ||||||||||||||||||||||
Security | 55608D101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MGU | Meeting Date | 14-Jul-2021 | |||||||||||||||||||
Record Date | 14-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Gordon A. Baird | Split | Split | |||||||||||||||||||
BLACKROCK HEALTH SCIENCES | ||||||||||||||||||||||
Security | 09260E105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BMEZ | Meeting Date | 29-Jul-2021 | |||||||||||||||||||
Record Date | 01-Jun-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | R. Glenn Hubbard | Split | Split | |||||||||||||||||||
2 | W. Carl Kester | Split | Split | |||||||||||||||||||
3 | John M. Perlowski | Split | Split | |||||||||||||||||||
4 | Karen P. Robards | Split | Split | |||||||||||||||||||
VERTICAL CAP INCOME FUND | ||||||||||||||||||||||
Security | 92535C104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VCIF | Meeting Date | 27-Aug-2021 | |||||||||||||||||||
Record Date | 16-Jul-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | To re-elect T. Neil Bathon as a Trustee of the Fund. | Management | Split | Split |
THE SWISS HELVETIA FUND, INC. | ||||||||||||||||||||||
Security | 870875101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SWZ | Meeting Date | 09-Sep-2021 | |||||||||||||||||||
Record Date | 15-Jul-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Andrew Dakos | Split | Split | |||||||||||||||||||
2 | Richard Dayan | Split | Split | |||||||||||||||||||
3 | Phillip F. Goldstein | Split | Split | |||||||||||||||||||
4 | Gerald Hellerman | Split | Split | |||||||||||||||||||
5 | Moritz A. Sell | Split | Split | |||||||||||||||||||
2. | To ratify the selection by the Fund's Board of Directors of Tait, Weller & Baker, LLP as the Fund's independent registered public accounting firm for the year ending December 31, 2021. | Management | Split | Split | ||||||||||||||||||
3. | To consider a non-binding proposal by the Fund's Board of Directors to ratify approval by stockholders in 2006 to permit the Fund to leverage up to 10% of the Fund's total assets (including the amount borrowed). | Management | Split | Split |
RMR MORTGAGE TRUST | ||||||||||||||||||||||
Security | 76970B101 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | RMRM | Meeting Date | 17-Sep-2021 | |||||||||||||||||||
Record Date | 14-Jul-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | Approval of the issuance of common shares of beneficial interest of RMR Mortgage Trust, in the merger of Tremont Mortgage Trust, a Maryland real estate investment trust, with and into RMR Mortgage Trust, with RMR Mortgage Trust as the surviving entity, pursuant to the Agreement and Plan of Merger, dated as of April 26, 2021, as it may be amended from time to time, by and between RMR Mortgage Trust and Tremont Mortgage Trust. | Management | Split | Split | ||||||||||||||||||
2. | Approval of the adjournment of the special meeting of shareholders of RMR Mortgage Trust from time to time, if RMR Mortgage Trust deems it necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve such share issuance. | Management | Split | Split | ||||||||||||||||||
ROYCE VALUE TRUST, INC. | ||||||||||||||||||||||
Security | 780910105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RVT | Meeting Date | 28-Sep-2021 | |||||||||||||||||||
Record Date | 02-Aug-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Cecile B. Harper | Split | Split | |||||||||||||||||||
2 | G. Peter O'Brien | Split | Split | |||||||||||||||||||
ROYCE MICRO-CAP TRUST, INC. | ||||||||||||||||||||||
Security | 780915104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RMT | Meeting Date | 28-Sep-2021 | |||||||||||||||||||
Record Date | 02-Aug-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Cecile B. Harper | �� | Split | Split | ||||||||||||||||||
2 | G. Peter O'Brien | Split | Split | |||||||||||||||||||
NEUBERGER BERMAN | ||||||||||||||||||||||
Security | 64129H104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NML | Meeting Date | 29-Sep-2021 | |||||||||||||||||||
Record Date | 02-Aug-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Marc Gary | Split | Split | |||||||||||||||||||
2 | Michael M. Knetter | Split | Split | |||||||||||||||||||
3 | Tom D. Seip | Split | Split | |||||||||||||||||||
4 | Peter P. Trapp | Split | Split | |||||||||||||||||||
NUVEEN DIVERSIFIED DIVIDEND AND INC FD | ||||||||||||||||||||||
Security | 6706EP105 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | JDD | Meeting Date | 14-Oct-2021 | |||||||||||||||||||
Record Date | 21-May-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | To approve an Agreement and Plan of Reorganization pursuant to which Nuveen Diversified Dividend and Income Fund (the "Target Fund") would: (i) transfer substantially all of its assets to Nuveen Multi-Asset Income Fund ("Acquiring Fund"); (ii) distribute such newly issued common shares of the Acquiring Fund to the common shareholders of the Target Fund; and (iii) liquidate, dissolve and terminate in accordance with applicable law. | Management | Split | Split | ||||||||||||||||||
HIGHLAND FUNDS | ||||||||||||||||||||||
Security | 43010E404 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | HFRO | Meeting Date | 15-Oct-2021 | |||||||||||||||||||
Record Date | 14-Jun-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | To consider and vote upon a change in the Company's business from a registered investment company that invests primarily in debt and equity securities to a diversified holding company and to amend the Company's fundamental investment restrictions to permit the Company to engage in its new business (the "Business Change Proposal"). | Management | Split | Split | ||||||||||||||||||
2. | If the Business Change Proposal is approved, to approve the amendment and restatement of the Company's Agreement and Declaration of Trust (the "Amendment Proposal" and, together with the Business Change Proposal, the "Proposals"). | Management | Split | Split |
BOULDER GROWTH & INCOME FUND, INC. | ||||||||||||||||||||||
Security | 101507101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BIF | Meeting Date | 12-Nov-2021 | |||||||||||||||||||
Record Date | 30-Sep-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Richard I. Barr | Split | Split | |||||||||||||||||||
2 | Steven K. Norgaard | Split | Split | |||||||||||||||||||
JAPAN SMALLER CAPITALIZATION FUND, INC. | ||||||||||||||||||||||
Security | 47109U104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JOF | Meeting Date | 22-Nov-2021 | |||||||||||||||||||
Record Date | 27-Sep-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | Election of Director to serve for a term of one year: Rodney A. Buck | Management | Split | Split | ||||||||||||||||||
1B. | Election of Director to serve for a term of one year: David B. Chemidlin | Management | Split | Split | ||||||||||||||||||
1C. | Election of Director to serve for a term of one year: Marcia L. MacHarg | Management | Split | Split | ||||||||||||||||||
1D. | Election of Director to serve for a term of one year: Yuichi Nomoto | Management | Split | Split | ||||||||||||||||||
1E. | Election of Director to serve for a term of one year: Paige P. Ouimet | Management | Split | Split | ||||||||||||||||||
GOLDMAN SACHS MLP ENERGY | ||||||||||||||||||||||
Security | 38148G206 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | GER | Meeting Date | 03-Dec-2021 | |||||||||||||||||||
Record Date | 23-Aug-2021 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Cheryl K. Beebe | Split | Split | |||||||||||||||||||
2 | Lawrence Hughes | Split | Split | |||||||||||||||||||
3 | John F. Killian | Split | Split | |||||||||||||||||||
4 | Steven D. Krichmar | Split | Split | |||||||||||||||||||
BOULDER GROWTH & INCOME FUND, INC. | ||||||||||||||||||||||
Security | 101507101 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | BIF | Meeting Date | 24-Feb-2022 | |||||||||||||||||||
Record Date | 20-Jan-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | To approve a new investment advisory agreement between the Fund and Paralel Advisors LLC ("Paralel"). | Management | Split | Split | ||||||||||||||||||
2. | To approve a new sub-advisory agreement with respect to the Fund between Paralel and Rocky Mountain Advisers, LLC. | Management | Split | Split | ||||||||||||||||||
THE MEXICO FUND INC | ||||||||||||||||||||||
Security | 592835102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MXF | Meeting Date | 08-Mar-2022 | |||||||||||||||||||
Record Date | 21-Jan-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Claudio X. González | Split | Split | |||||||||||||||||||
2 | Edward P. Djerejian | Split | Split | |||||||||||||||||||
3 | Alberto Osorio | Split | Split | |||||||||||||||||||
4 | Claudia Jañez | Split | Split | |||||||||||||||||||
CENTRAL SECURITIES CORPORATION | ||||||||||||||||||||||
Security | 155123102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CET | Meeting Date | 16-Mar-2022 | |||||||||||||||||||
Record Date | 28-Jan-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | L. Price Blackford | Split | Split | |||||||||||||||||||
2 | Simms C. Browning | Split | Split | |||||||||||||||||||
3 | Donald G. Calder | Split | Split | |||||||||||||||||||
4 | David C. Colander | Split | Split | |||||||||||||||||||
5 | John C. Hill | Split | Split | |||||||||||||||||||
6 | Jay R. Inglis | Split | Split | |||||||||||||||||||
7 | Wilmot H. Kidd | Split | Split | |||||||||||||||||||
8 | Wilmot H. Kidd IV | Split | Split | |||||||||||||||||||
9 | David M. Poppe | Split | Split | |||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2022. | Management | Split | Split |
ASA GOLD AND PRECIOUS METALS LIMITED | ||||||||||||||||||||||
Security | G3156P103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ASA | Meeting Date | 24-Mar-2022 | |||||||||||||||||||
Record Date | 21-Jan-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.1 | Election of Director: Anthony Artabane | Management | Split | Split | ||||||||||||||||||
1.2 | Election of Director: William Donovan | Management | Split | Split | ||||||||||||||||||
1.3 | Election of Director: Bruce Hansen | Management | Split | Split | ||||||||||||||||||
1.4 | Election of Director: Mary Joan Hoene | Management | Split | Split | ||||||||||||||||||
2. | To ratify and approve the appointment of Tait, Weller & Baker LLP, an independent registered public accounting firm, as the Company's independent auditors for the fiscal year ending November 30, 2022, and to authorize the Nominating, Audit and Ethics Committee of the Board of Directors to set the independent auditors' remuneration. | Management | Split | Split | ||||||||||||||||||
LEGG MASON | ||||||||||||||||||||||
Security | 18469Q207 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CTR | Meeting Date | 08-Apr-2022 | |||||||||||||||||||
Record Date | 08-Feb-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.1 | Election of Class I Director to serve until 2025 Annual Meeting: Carol L. Colman | Management | Split | Split | ||||||||||||||||||
1.2 | Election of Class I Director to serve until 2025 Annual Meeting: Daniel P. Cronin | Management | Split | Split | ||||||||||||||||||
1.3 | Election of Class I Director to serve until 2025 Annual Meeting: Paolo. M. Cucchi | Management | Split | Split | ||||||||||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2022. | Management | Split | Split | ||||||||||||||||||
LEGG MASON | ||||||||||||||||||||||
Security | 18469P209 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EMO | Meeting Date | 08-Apr-2022 | |||||||||||||||||||
Record Date | 08-Feb-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.1 | Election of Class II Director to serve until 2025 Annual Meeting: William R. Hutchinson | Management | Split | Split | ||||||||||||||||||
1.2 | Election of Class II Director to serve until 2025 Annual Meeting: Nisha Kumar | Management | Split | Split | ||||||||||||||||||
1.3 | Election of Class II Director to serve until 2025 Annual Meeting: Jane Trust | Management | Split | Split | ||||||||||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2022. | Management | Split | Split | ||||||||||||||||||
KAYNE ANDERSON MLP/MIDSTREAM INV CO | ||||||||||||||||||||||
Security | 486606106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KYN | Meeting Date | 21-Apr-2022 | |||||||||||||||||||
Record Date | 16-Feb-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: ANNE K. COSTIN | Management | Split | Split | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: ALBERT L. RICHEY | Management | Split | Split | ||||||||||||||||||
2. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2022. | Management | Split | Split | ||||||||||||||||||
KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC | ||||||||||||||||||||||
Security | 48661E108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KMF | Meeting Date | 21-Apr-2022 | |||||||||||||||||||
Record Date | 16-Feb-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: ANNE K. COSTIN | Management | Split | Split | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: ALBERT L. RICHEY | Management | Split | Split | ||||||||||||||||||
2. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KMF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2022. | Management | Split | Split | ||||||||||||||||||
HIGHLAND FUNDS | ||||||||||||||||||||||
Security | 43010E404 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HFRO | Meeting Date | 14-Jun-2022 | |||||||||||||||||||
Record Date | 25-Mar-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Bryan A. Ward | Split | Split | |||||||||||||||||||
CENTRAL EUROPE, RUSSIA & TURKEY FD COM | ||||||||||||||||||||||
Security | 153436100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CEE | Meeting Date | 23-Jun-2022 | |||||||||||||||||||
Record Date | 29-Apr-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Dr.Christopher Pleister | Split | Split | |||||||||||||||||||
2 | Ms. Hepsen Uzcan | Split | Split | |||||||||||||||||||
3 | Mr. Christian M. Zügel | Split | Split | |||||||||||||||||||
4 | Ms. Fiona Flannery | Split | Split | |||||||||||||||||||
5 | Mr. Bernhard Koepp | Split | Split | |||||||||||||||||||
2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending October 31, 2022. | Management | Split | Split | ||||||||||||||||||
3. | To approve a proposal to change the Fund's fundamental investment policy that "the Fund may not invest 25% or more of its total assets in the securities of issuers in any one industry, except that the Fund will concentrate its investments in the energy sector" to "the Fund may not invest 25% or more of its total assets in the securities of issuers in any one industry." | Management | Split | Split | ||||||||||||||||||
THE EUROPEAN EQUITY FUND | ||||||||||||||||||||||
Security | 298768102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EEA | Meeting Date | 23-Jun-2022 | |||||||||||||||||||
Record Date | 29-Apr-2022 | �� | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Dr. Holger Hatje | Split | Split | |||||||||||||||||||
2 | Dr.Christopher Pleister | Split | Split | |||||||||||||||||||
3 | Ms. Fiona Flannery | Split | Split | |||||||||||||||||||
4 | Mr. Bernhard Koepp | Split | Split | |||||||||||||||||||
2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending December 31, 2022. | Management | Split | Split | ||||||||||||||||||
3. | To approve a stockholder proposal asking the Fund to take steps to declassify the Board of Directors of the Fund. | Shareholder | Split | Split | ||||||||||||||||||
MORGAN STANLEY INSTITUTIONAL FUNDS | ||||||||||||||||||||||
Security | 617468103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CAF | Meeting Date | 24-Jun-2022 | |||||||||||||||||||
Record Date | 04-Apr-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Frances L. Cashman | Split | Split | |||||||||||||||||||
2 | Frank L. Bowman | Split | Split | |||||||||||||||||||
3 | Jakki L. Haussler | Split | Split | |||||||||||||||||||
4 | Manuel H. Johnson | Split | Split | |||||||||||||||||||
5 | Eddie A. Grier | Split | Split | |||||||||||||||||||
MORGAN STANLEY INDIA INVEST. FD, INC. | ||||||||||||||||||||||
Security | 61745C105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IIF | Meeting Date | 24-Jun-2022 | |||||||||||||||||||
Record Date | 04-Apr-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||
1 | Frances L. Cashman | Split | Split | |||||||||||||||||||
2 | Jakki L. Haussler | Split | Split | |||||||||||||||||||
3 | Eddie A. Grier | Split | Split | |||||||||||||||||||
PIMCO FUNDS | ||||||||||||||||||||||
Security | 69346N107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NRGX | Meeting Date | 28-Jun-2022 | |||||||||||||||||||
Record Date | 29-Apr-2022 | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1a. | Election of Trustee: E. Grace Vandecruze | Management | Split | Split | ||||||||||||||||||
1b. | Election of Trustee: Joseph B. Kittredge, Jr. | Management | Split | Split | ||||||||||||||||||
1c. | Election of Trustee: Alan Rappaport | Management | Split | Split | ||||||||||||||||||
Matisse Discounted Bond CEF Strategy Proxy Vote Records | ||||||||||||||||||
HIGHLAND FUNDS | ||||||||||||||||||
Security | 43010E404 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HFRO | Meeting Date | 08-Jul-2021 | |||||||||||||||
Record Date | 14-Jun-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | John Honis | Split | Split | |||||||||||||||
BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | ||||||||||||||||||
Security | 09248E102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BFZ | Meeting Date | 29-Jul-2021 | |||||||||||||||
Record Date | 01-Jun-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | J. Phillip Holloman | Split | Split | |||||||||||||||
2 | Catherine A. Lynch | Split | Split | |||||||||||||||
3 | Karen P. Robards | Split | Split | |||||||||||||||
BLACKROCK MUNIYIELD N J FD INC | ||||||||||||||||||
Security | 09254Y109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MYJ | Meeting Date | 29-Jul-2021 | |||||||||||||||
Record Date | 01-Jun-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Michael J. Castellano | Split | Split | |||||||||||||||
2 | Richard E. Cavanagh | Split | Split | |||||||||||||||
3 | Cynthia L. Egan | Split | Split | |||||||||||||||
4 | Robert Fairbairn | Split | Split | |||||||||||||||
5 | Stayce Harris | Split | Split | |||||||||||||||
6 | J. Phillip Holloman | Split | Split | |||||||||||||||
7 | R. Glenn Hubbard | Split | Split | |||||||||||||||
8 | Catherine A. Lynch | Split | Split | |||||||||||||||
9 | John M. Perlowski | Split | Split | |||||||||||||||
10 | Karen P. Robards | Split | Split | |||||||||||||||
APOLLO SENIOR FLOATING RATE, INC | ||||||||||||||||||
Security | 037636107 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | AFT | Meeting Date | 09-Aug-2021 | |||||||||||||||
Record Date | 13-Apr-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
A. | The reorganization of AFT into Apollo Tactical Income Fund Inc. ("AIF") (the "Reorganization"), including the transfer of all of the assets of AFT to AIF, the deregistration of AFT as an investment company pursuant to the Investment Company Act of 1940, as amended, and the dissolution of AFT under Maryland law. | Management | Split | Split | ||||||||||||||
B. | In the event that the proposed Reorganization fails to obtain the necessary stockholder votes, the amendment of AFT's fundamental investment restriction with respect to making loans. | Management | Split | Split | ||||||||||||||
BARINGS GBL SHORT DURATION H/Y FUND | ||||||||||||||||||
Security | 06760L100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BGH | Meeting Date | 13-Aug-2021 | |||||||||||||||
Record Date | 14-Jun-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Jill Olmstead | Split | Split | |||||||||||||||
2 | Mark F. Mulhern | Split | Split | |||||||||||||||
IVY HIGH INCOME OPPORTUNITIES FUND | ||||||||||||||||||
Security | 465893105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | Meeting Date | 19-Aug-2021 | ||||||||||||||||
Record Date | 21-Jun-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
2. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Thomas L. Bennett | Split | Split | |||||||||||||||
2 | Sandra A.J. Lawrence | Split | Split | |||||||||||||||
3 | Shawn K. Lytle | Split | Split | |||||||||||||||
4 | Thomas K. Whitford | Split | Split | |||||||||||||||
RIVERNORTH MARKET PLACE | ||||||||||||||||||
Security | 76882B108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RSF | Meeting Date | 27-Aug-2021 | |||||||||||||||
Record Date | 30-Jun-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1B. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | John K. Carter | Split | Split | |||||||||||||||
VERTICAL CAP INCOME FUND | ||||||||||||||||||
Security | 92535C104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VCIF | Meeting Date | 27-Aug-2021 | |||||||||||||||
Record Date | 16-Jul-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | To re-elect T. Neil Bathon as a Trustee of the Fund. | Management | Split | Split | ||||||||||||||
FIRST TRUST HY OPPORTUNITIES 2027 TERM | ||||||||||||||||||
Security | 33741Q107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FTHY | Meeting Date | 13-Sep-2021 | |||||||||||||||
Record Date | 23-Jul-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Niel B. Nielson | Split | Split | |||||||||||||||
NEUBERGER BERMAN NY INTERM MUNI FD | ||||||||||||||||||
Security | 64124K102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NBO | Meeting Date | 29-Sep-2021 | |||||||||||||||
Record Date | 02-Aug-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Marc Gary | Split | Split | |||||||||||||||
2 | Michael M. Knetter | Split | Split | |||||||||||||||
3 | Tom D. Seip | Split | Split | |||||||||||||||
DELAWARE INVESTMENT & NATIONAL FUND | ||||||||||||||||||
Security | 24610T108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VFL | Meeting Date | 09-Nov-2021 | |||||||||||||||
Record Date | 12-Aug-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
3. | To vote on the approval of an Agreement and Plan of Acquisition, and the approval of the issuance of additional Common Shares of Delaware Investments National Municipal Income Fund in connection with the Reorganizations. | Management | Split | Split | ||||||||||||||
4. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Thomas L. Bennett | Split | Split | |||||||||||||||
2 | Jerome D. Abernathy | Split | Split | |||||||||||||||
3 | H. Jeffrey Dobbs | Split | Split | |||||||||||||||
4 | John A. Fry | Split | Split | |||||||||||||||
5 | Joseph Harroz, Jr. | Split | Split | |||||||||||||||
6 | Sandra A.J. Lawrence | Split | Split | |||||||||||||||
7 | Shawn K. Lytle | Split | Split | |||||||||||||||
8 | F. A. Sevilla-Sacasa | Split | Split | |||||||||||||||
9 | Thomas K. Whitford | Split | Split | |||||||||||||||
10 | Christianna Wood | Split | Split | |||||||||||||||
11 | Janet L. Yeomans | Split | Split | |||||||||||||||
DELAWARE INVTS MN MUNI INCOME FD II | ||||||||||||||||||
Security | 24610V103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VMM | Meeting Date | 09-Nov-2021 | |||||||||||||||
Record Date | 12-Aug-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
2. | To vote on the approval of an Agreement and Plan of Acquisition. | Management | Split | Split | ||||||||||||||
4. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Thomas L. Bennett | Split | Split | |||||||||||||||
2 | Jerome D. Abernathy | Split | Split | |||||||||||||||
3 | H. Jeffrey Dobbs | Split | Split | |||||||||||||||
4 | John A. Fry | Split | Split | |||||||||||||||
5 | Joseph Harroz, Jr. | Split | Split | |||||||||||||||
6 | Sandra A.J. Lawrence | Split | Split | |||||||||||||||
7 | Shawn K. Lytle | Split | Split | |||||||||||||||
8 | F. A. Sevilla-Sacasa | Split | Split | |||||||||||||||
9 | Thomas K. Whitford | Split | Split | |||||||||||||||
10 | Christianna Wood | Split | Split | |||||||||||||||
11 | Janet L. Yeomans | Split | Split | |||||||||||||||
NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | ||||||||||||||||||
Security | 670980101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NUO | Meeting Date | 17-Nov-2021 | |||||||||||||||
Record Date | 20-Sep-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Jack B. Evans | Split | Split | |||||||||||||||
2 | Joanne T. Medero | Split | Split | |||||||||||||||
3 | Matthew Thornton III | Split | Split | |||||||||||||||
VAN KAMPEN FUNDS | ||||||||||||||||||
Security | 46132K109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VPV | Meeting Date | 23-Nov-2021 | |||||||||||||||
Record Date | 10-May-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Jack M. Fields | Split | Split | |||||||||||||||
2 | Martin L. Flanagan | Split | Split | |||||||||||||||
3 | Elizabeth Krentzman | Split | Split | |||||||||||||||
4 | Robert C. Troccoli | Split | Split | |||||||||||||||
5 | James D. Vaughn | Split | Split | |||||||||||||||
VAN KAMPEN FUNDS | ||||||||||||||||||
Security | 46131T101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VTN | Meeting Date | 23-Nov-2021 | |||||||||||||||
Record Date | 10-May-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Jack M. Fields | Split | Split | |||||||||||||||
2 | Martin L. Flanagan | Split | Split | |||||||||||||||
3 | Elizabeth Krentzman | Split | Split | |||||||||||||||
4 | Robert C. Troccoli | Split | Split | |||||||||||||||
5 | James D. Vaughn | Split | Split | |||||||||||||||
CREDIT SUISSE HIGH YIELD BOND FUND | ||||||||||||||||||
Security | 22544F103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DHY | Meeting Date | 22-Feb-2022 | |||||||||||||||
Record Date | 10-Dec-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Trustee to serve a three-year term: Mahendra R. Gupta | Management | Split | Split | ||||||||||||||
1B. | Election of Trustee to serve a three-year term: John G. Popp | Management | Split | Split | ||||||||||||||
DTF TAX-FREE INCOME FUND INC. | ||||||||||||||||||
Security | 23334J107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DTF | Meeting Date | 07-Mar-2022 | |||||||||||||||
Record Date | 10-Dec-2021 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1C. | Election of Director: Philip R. McLoughlin | Management | Split | Split |
EATON VANCE CA MUNICIPAL INCOME TRUST | ||||||||||||||||||
Security | 27826F101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CEV | Meeting Date | 17-Mar-2022 | |||||||||||||||
Record Date | 04-Jan-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Thomas E. Faust Jr. | Split | Split | |||||||||||||||
2 | Mark R. Fetting | Split | Split | |||||||||||||||
3 | Scott E. Wennerholm | Split | Split | |||||||||||||||
WESTERN ASSET MUNI PARTNERS FD INC. | ||||||||||||||||||
Security | 95766P108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MNP | Meeting Date | 08-Apr-2022 | |||||||||||||||
Record Date | 08-Feb-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1.1 | Election of Class III Director to serve until 2025 Annual Meeting: Robert D. Agdern | Management | Split | Split | ||||||||||||||
1.2 | Election of Class III Director to serve until 2025 Annual Meeting: William R. Hutchinson | Management | Split | Split | ||||||||||||||
1.3 | Election of Class III Director to serve until 2025 Annual Meeting: Eileen A. Kamerick | Management | Split | Split | ||||||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2022. | Management | Split | Split | ||||||||||||||
WESTERN ASSET INTERMEDIATE MUNI FUND | ||||||||||||||||||
Security | 958435109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SBI | Meeting Date | 08-Apr-2022 | |||||||||||||||
Record Date | 08-Feb-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1.1 | Election of Class II Director to serve until 2025 Annual Meeting: Robert D. Agdern | Management | Split | Split | ||||||||||||||
1.2 | Election of Class II Director to serve until 2025 Annual Meeting: Paolo M. Cucchi | Management | Split | Split | ||||||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2022. | Management | Split | Split | ||||||||||||||
BLACKSTONE FUNDS | ||||||||||||||||||
Security | 09257R101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BGB | Meeting Date | 20-Apr-2022 | |||||||||||||||
Record Date | 18-Feb-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
3.1 | Election of Trustee: Daniel H. Smith, Jr. | Management | Split | Split | ||||||||||||||
BLACKSTONE FUNDS | ||||||||||||||||||
Security | 09257D102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BGX | Meeting Date | 20-Apr-2022 | |||||||||||||||
Record Date | 18-Feb-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
2.1 | Election of Trustee: Daniel H. Smith, Jr. | Management | Split | Split | ||||||||||||||
COHEN & STEERS | ||||||||||||||||||
Security | 19249X108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PTA | Meeting Date | 27-Apr-2022 | |||||||||||||||
Record Date | 08-Mar-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Joseph M. Harvey | Split | Split | |||||||||||||||
2 | Gerald J. Maginnis | Split | Split | |||||||||||||||
3 | Daphne L. Richards | Split | Split | |||||||||||||||
NUVEEN SHORT DURATION CREDIT OPP FD | ||||||||||||||||||
Security | 67074X107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | JSD | Meeting Date | 28-Apr-2022 | |||||||||||||||
Record Date | 18-Jan-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Judith M. Stockdale | Split | Split | |||||||||||||||
2 | Carole E. Stone | Split | Split | |||||||||||||||
3 | Margaret L. Wolff | Split | Split |
NUVEEN GLOBAL HIGH INCOME FUND | ||||||||||||||||||
Security | 67075G103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | JGH | Meeting Date | 28-Apr-2022 | |||||||||||||||
Record Date | 18-Jan-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1B. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | William C. Hunter | Split | Split | |||||||||||||||
2 | Judith M. Stockdale | Split | Split | |||||||||||||||
3 | Carole E. Stone | Split | Split | |||||||||||||||
4 | Margaret L. Wolff | Split | Split | |||||||||||||||
5 | Jack B. Evans | Split | Split | |||||||||||||||
6 | Albin F. Moschner | Split | Split | |||||||||||||||
7 | Matthew Thornton III | Split | Split | |||||||||||||||
ABERDEEN ASIA-PACIFIC INCOME FUND, INC. | ||||||||||||||||||
Security | 003009107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FAX | Meeting Date | 28-Apr-2022 | |||||||||||||||
Record Date | 04-Mar-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1.1 | Election of Class I director of the Fund, for a three-year term until the 2025 Annual Meeting of Stockholders: Stephen Bird | Management | Split | Split | ||||||||||||||
3.1 | To consider the continuation of the terms of Director under the Fund's Corporate Governance Policies: P. Gerald Malone (Class II - 3 year term ending 2023) | Management | Split | Split | ||||||||||||||
3.2 | To consider the continuation of the terms of Director under the Fund's Corporate Governance Policies: William J. Potter (Preferred - 3 year term ending 2024) | Management | Split | Split | ||||||||||||||
WESTERN ASSET/CLAYMORE LINKED OPP & INC | ||||||||||||||||||
Security | 95766R104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WIW | Meeting Date | 16-May-2022 | |||||||||||||||
Record Date | 29-Mar-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | William E.B. Siart | Split | Split | |||||||||||||||
2 | Jaynie M. Studenmund | Split | Split | |||||||||||||||
3 | Peter J. Taylor | Split | Split | |||||||||||||||
VIRTUS INVESTMENT PARTNERS | ||||||||||||||||||
Security | 92829B101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VGI | Meeting Date | 23-May-2022 | |||||||||||||||
Record Date | 04-Apr-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Class I Trustee: Deborah A. DeCotis | Management | Split | Split | ||||||||||||||
1B. | Election of Class I Trustee: Geraldine M. McNamara | Management | Split | Split | ||||||||||||||
1C. | Election of Class I Trustee: R. Keith Walton | Management | Split | Split | ||||||||||||||
1D. | Election of Class I Trustee: Brian T. Zino | Management | Split | Split | ||||||||||||||
APOLLO SENIOR FLOATING RATE, INC. | ||||||||||||||||||
Security | 037638103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AIF | Meeting Date | 09-Jun-2022 | |||||||||||||||
Record Date | 18-Mar-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Glenn N. Marchak | Split | Split | |||||||||||||||
2 | Todd J. Slotkin | Split | Split | |||||||||||||||
3 | Elliot Stein, Jr. | Split | Split | |||||||||||||||
BNY MELLON MUNICIPAL INCOME FUND INC | ||||||||||||||||||
Security | 05589T104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DMF | Meeting Date | 16-Jun-2022 | |||||||||||||||
Record Date | 13-Apr-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | J. Charles Cardona | Split | Split | |||||||||||||||
2 | Robin A. Melvin | Split | Split |
MORGAN STANLEY EMER MKTS DEBT FUND, INC. | ||||||||||||||||||
Security | 61744H105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MSD | Meeting Date | 24-Jun-2022 | |||||||||||||||
Record Date | 04-Apr-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Frances L. Cashman | Split | Split | |||||||||||||||
2 | Frank L. Bowman | Split | Split | |||||||||||||||
3 | Jakki L. Haussler | Split | Split | |||||||||||||||
4 | Manuel H. Johnson | Split | Split | |||||||||||||||
5 | Eddie A. Grier | Split | Split | |||||||||||||||
MORGAN STANLEY EMERGING MKTS | ||||||||||||||||||
Security | 617477104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | EDD | Meeting Date | 24-Jun-2022 | |||||||||||||||
Record Date | 04-Apr-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | Split | Split | ||||||||||||||
1 | Frances L. Cashman | Split | Split | |||||||||||||||
2 | Frank L. Bowman | Split | Split | |||||||||||||||
3 | Jakki L. Haussler | Split | Split | |||||||||||||||
4 | Manuel H. Johnson | Split | Split | |||||||||||||||
5 | Eddie A. Grier | Split | Split | |||||||||||||||
ANGEL OAK FINANCIAL STRATS INC TERM TR | ||||||||||||||||||
Security | 03464A100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FINS | Meeting Date | 30-Jun-2022 | |||||||||||||||
Record Date | 14-Apr-2022 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | To approve the issuance of additional common shares of beneficial interest of the Fund in connection with the reorganization of Angel Oak Dynamic Financial Strategies Income Term Trust, another closed-end fund, with and into the Fund. | Management | Split | Split | ||||||||||||||
2. | To amend the Fund's Declaration of Trust to extend the termination date of the Fund from May 31, 2031, to June 30, 2035. | Management | Split | Split | ||||||||||||||
3.1 | Election of Class II Trustee: Andrea N. Mullins | Management | Split | Split | ||||||||||||||
3.2 | Election of Class II Trustee: Keith M. Schappert | Management | Split | Split | ||||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Starboard Investment Trust | ||
By: | ||
Katherine M. Honey President and Principal Executive Officer | ||
Date: | August 29, 2022 |