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UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-22312 |
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ACAP Strategic Fund |
(Exact name of registrant as specified in charter) |
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350 Madison Avenue, 9th Floor |
New York, New York 10017 |
(Address of principal executive offices) (Zip code) |
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SilverBay Capital Management LLC |
350 Madison Avenue, 9th Floor |
New York, New York 10017 |
(Name and address of agent for service) |
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Registrant’s telephone number, including area code: 212-389-8713 |
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Date of fiscal year end: October 31 |
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Date of reporting period: March 1, 2010 (commencement of operations) – June 30, 2010 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD MARCH 1, 2010 (COMMENCEMENT OF OPERATIONS) TO JUNE 30, 2010
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Company Name |
| Ticker |
| Security ID |
| Meeting Date |
| Proponent |
| Proposal |
| Management |
| Vote |
| Voted_YN |
Volterra Semiconductor Corporation |
| VLTR |
| 928708106 |
| 23-Apr-10 |
| Management |
| Elect Director Jeffrey Staszak |
| For |
| For |
| Yes |
Volterra Semiconductor Corporation |
| VLTR |
| 928708106 |
| 23-Apr-10 |
| Management |
| Elect Director Edward Winn |
| For |
| For |
| Yes |
Volterra Semiconductor Corporation |
| VLTR |
| 928708106 |
| 23-Apr-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Rackspace Hosting, Inc. |
| RAX |
| 750086100 |
| 28-Apr-10 |
| Management |
| Elect Director A. Lanham Napier |
| For |
| For |
| Yes |
Rackspace Hosting, Inc. |
| RAX |
| 750086100 |
| 28-Apr-10 |
| Management |
| Elect Director George J. Still Jr. |
| For |
| For |
| Yes |
Rackspace Hosting, Inc. |
| RAX |
| 750086100 |
| 28-Apr-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
eBay Inc. |
| EBAY |
| 278642103 |
| 29-Apr-10 |
| Management |
| Elect Director David M. Moffett |
| For |
| For |
| Yes |
eBay Inc. |
| EBAY |
| 278642103 |
| 29-Apr-10 |
| Management |
| Elect Director Richard T. Schlosberg, III |
| For |
| For |
| Yes |
eBay Inc. |
| EBAY |
| 278642103 |
| 29-Apr-10 |
| Management |
| Elect Director Thomas J. Tierney |
| For |
| For |
| Yes |
eBay Inc. |
| EBAY |
| 278642103 |
| 29-Apr-10 |
| Management |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Yes |
eBay Inc. |
| EBAY |
| 278642103 |
| 29-Apr-10 |
| Management |
| Amend Omnibus Stock Plan |
| For |
| For |
| Yes |
eBay Inc. |
| EBAY |
| 278642103 |
| 29-Apr-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
SunPower Corporation |
| SPWRA |
| 867652109 |
| 04-May-10 |
| Management |
| Elect Director W. Steve Albrecht |
| For |
| For |
| Yes |
SunPower Corporation |
| SPWRA |
| 867652109 |
| 04-May-10 |
| Management |
| Elect Director Betsy S. Atkins |
| For |
| Withhold |
| Yes |
SunPower Corporation |
| SPWRA |
| 867652109 |
| 04-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director Thomas R. Stanton |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director Thomas R. Stanton |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director H. Fenwick Huss |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director H. Fenwick Huss |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director Ross K. Ireland |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director Ross K. Ireland |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director William L. Marks |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director William L. Marks |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director James E. Matthews |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director James E. Matthews |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director Balan Nair |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director Balan Nair |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director Roy J. Nichols |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Elect Director Roy J. Nichols |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
ADTRAN, Inc. |
| ADTN |
| 00738A106 |
| 05-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Elect Director Robert L. Bailey |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Elect Director Richard E. Belluzzo |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Elect Director James V. Diller, Sr. |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Elect Director Michael R. Farese |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Elect Director Jonathan J. Judge |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Elect Director William H. Kurtz |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Elect Director Gregory S. Lang |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Elect Director Frank J. Marshall |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Management |
| Approve Qualified Employee Stock Purchase Plan |
| For |
| For |
| Yes |
PMC-Sierra, Inc. |
| PMCS |
| 69344F106 |
| 06-May-10 |
| Share Holder |
| Performance-Based Equity Awards |
| Against |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Elect Director Richard S. Hill |
| For |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Elect Director Neil R. Bonke |
| For |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Elect Director Youssef A. El-Mansy |
| For |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Elect Director Yoshio Nishi |
| For |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Elect Director Glen G. Possley |
| For |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Elect Director Ann D. Rhoads |
| For |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Elect Director William R. Spivey |
| For |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Elect Director Delbert A. Whitaker |
| For |
| For |
| Yes |
Novellus Systems, Inc. |
| NVLS |
| 670008101 |
| 11-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Raymond P. Dolan |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Raymond P. Dolan |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Ronald M. Dykes |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Ronald M. Dykes |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Carolyn F. Katz |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Carolyn F. Katz |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Gustavo Lara Cantu |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Gustavo Lara Cantu |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Joann A. Reed |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Joann A. Reed |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Pamela D.a. Reeve |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Pamela D.a. Reeve |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: David E. Sharbutt |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: David E. Sharbutt |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: James D. Taiclet, Jr. |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: James D. Taiclet, Jr. |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Samme L. Thompson |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Elect Director: Samme L. Thompson |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
American Tower Corporation |
| AMT |
| 029912201 |
| 12-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Juniper Networks, Inc. |
| JNPR |
| 48203R104 |
| 12-May-10 |
| Management |
| Elect Director Pradeep Sindhu |
| For |
| For |
| Yes |
Juniper Networks, Inc. |
| JNPR |
| 48203R104 |
| 12-May-10 |
| Management |
| Elect Director Robert M. Calderoni |
| For |
| Withhold |
| Yes |
Juniper Networks, Inc. |
| JNPR |
| 48203R104 |
| 12-May-10 |
| Management |
| Elect Director William F. Meehan |
| For |
| For |
| Yes |
Juniper Networks, Inc. |
| JNPR |
| 48203R104 |
| 12-May-10 |
| Management |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Yes |
Juniper Networks, Inc. |
| JNPR |
| 48203R104 |
| 12-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Taleo Corporation |
| TLEO |
| 87424N104 |
| 13-May-10 |
| Management |
| Elect Director Michael Gregoire |
| For |
| For |
| Yes |
Taleo Corporation |
| TLEO |
| 87424N104 |
| 13-May-10 |
| Management |
| Elect Director Michael Tierney |
| For |
| For |
| Yes |
Taleo Corporation |
| TLEO |
| 87424N104 |
| 13-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Meeting for ADR Holders |
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| Yes | |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Approve Final Dividend |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Approve Remuneration Report |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Re-elect Kathleen O’Donovan as Director |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Re-elect Young Sohn as Director |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Re-elect Warren East as Director |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Reappoint PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Authorise Issue of Equity with Pre-emptive Rights |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Authorise Issue of Equity without Pre-emptive Rights |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Authorise Market Purchase |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Authorise the Company to Call EGM with Two Weeks’ Notice |
| For |
| For |
| Yes |
ARM Holdings plc |
| ARMH |
| 042068106 |
| 14-May-10 |
| Management |
| Adopt New Articles of Association |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Elect Eyal Waldman as Director |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Elect Glenda Dorchak as Director |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Elect Irwin Federman as Director |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Elect Thomas Weatherford as Director |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Elect Amal M. Johnson as External Director |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Elect Thomas J. Riordan as External Director |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Authorize Board Chairman to Serve as CEO |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Approve Bonus/Compensation/Remuneration of Eyal Waldman |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Approve Grant of Options to CEO |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Approve Compensation Package of CEO |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Approve Compensation of Non-Executive Directors |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Amend Terms of Non-Employee Director Grants |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Amend Indemnification Agreement |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Approve Director/Officer Liability and Indemnification Insurance |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Yes |
Mellanox Technologies Ltd. |
| MLNX |
| M51363113 |
| 17-May-10 |
| Management |
| Receive Financial Statements and Statutory Reports (Non-Voting) |
|
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| Yes | |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 19-May-10 |
| Management |
| Elect Director James C. Gaither |
| For |
| For |
| Yes |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 19-May-10 |
| Management |
| Elect Director Jen-Hsun Huang |
| For |
| For |
| Yes |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 19-May-10 |
| Management |
| Elect Director A. Brooke Seawell |
| For |
| For |
| Yes |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 19-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 20-May-10 |
| Management |
| Elect Director Joan L. Amble |
| For |
| For |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 20-May-10 |
| Management |
| Elect Director Nancy H. Handel |
| For |
| For |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 20-May-10 |
| Management |
| Elect Director Eddy W. Hartenstein |
| For |
| For |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 20-May-10 |
| Management |
| Elect Director John E. Major |
| For |
| For |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 20-May-10 |
| Management |
| Elect Director Scott A. McGregor |
| For |
| For |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 20-May-10 |
| Management |
| Elect Director William T. Morrow |
| For |
| For |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 20-May-10 |
| Management |
| Elect Director Robert E. Switz |
| For |
| For |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 20-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Charles R. Crisp |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Jean-Marc Forneri |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Fred W. Hatfield |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Terrence F. Martell |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Sir Callum McCarthy |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Sir Robert Reid |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Frederic V. Salerno |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Jeffrey C. Sprecher |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Judith A. Sprieser |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Elect Director Vincent Tese |
| For |
| For |
| Yes |
IntercontinentalExchange, Inc. |
| ICE |
| 45865V100 |
| 21-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Acme Packet, Inc. |
| APKT |
| 004764106 |
| 25-May-10 |
| Management |
| Elect Director Michael Thurk |
| For |
| Withhold |
| Yes |
Acme Packet, Inc. |
| APKT |
| 004764106 |
| 25-May-10 |
| Management |
| Elect Director Andrew D. Ory |
| For |
| For |
| Yes |
Acme Packet, Inc. |
| APKT |
| 004764106 |
| 25-May-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director Samuel K. Skinner |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director Douglas R. Waggoner |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director John R. Walter |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director John F. Sandner |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director Peter J. Barris |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director Anthony R. Bobulinski |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director Eric P. Lefkofsky |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director Bradley A. Keywell |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Elect Director Matthew Ferguson |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Echo Global Logistics, Inc. |
| ECHO |
| 27875T101 |
| 02-Jun-10 |
| Management |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director Eli Harari |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director Kevin DeNuccio |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director Irwin Federman |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director Steven J. Gomo |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director Eddy W. Hartenstein |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director Chenming Hu |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director Catherine P. Lego |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director Michael E. Marks |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Elect Director James D. Meindl |
| For |
| For |
| Yes |
Sandisk Corp. |
| SNDK |
| 80004C101 |
| 02-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Elect Director Steven T. Clontz |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Elect Director Gary F. Hromadko |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Elect Director Scott G. Kriens |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Elect Director William K. Luby |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Elect Director Irving F. Lyons, III |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Elect Director Christopher B. Paisley |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Elect Director Stephen M. Smith |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Elect Director Peter F. Van Camp |
| For |
| For |
| Yes |
Equinix, Inc. |
| EQIX |
| 29444U502 |
| 10-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Monolithic Power Systems, Inc. |
| MPWR |
| 609839105 |
| 10-Jun-10 |
| Management |
| Elect Director Michael R. Hsing |
| For |
| For |
| Yes |
Monolithic Power Systems, Inc. |
| MPWR |
| 609839105 |
| 10-Jun-10 |
| Management |
| Elect Director Michael R. Hsing |
| For |
| For |
| Yes |
Monolithic Power Systems, Inc. |
| MPWR |
| 609839105 |
| 10-Jun-10 |
| Management |
| Elect Director Herbert Chang |
| For |
| For |
| Yes |
Monolithic Power Systems, Inc. |
| MPWR |
| 609839105 |
| 10-Jun-10 |
| Management |
| Elect Director Herbert Chang |
| For |
| For |
| Yes |
Monolithic Power Systems, Inc. |
| MPWR |
| 609839105 |
| 10-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Monolithic Power Systems, Inc. |
| MPWR |
| 609839105 |
| 10-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-Jun-10 |
| Management |
| Elect Director John F. Lehman, Jr. |
| For |
| For |
| Yes |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-Jun-10 |
| Management |
| Elect Director Andrew G. Mills |
| For |
| For |
| Yes |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-Jun-10 |
| Management |
| Elect Director Arthur J. Rothkopf |
| For |
| For |
| Yes |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 17-Jun-10 |
| Management |
| Elect Director H. Ray Compton |
| For |
| For |
| Yes |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 17-Jun-10 |
| Management |
| Elect Director Conrad M. Hall |
| For |
| For |
| Yes |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 17-Jun-10 |
| Management |
| Elect Director Lemuel E. Lewis |
| For |
| For |
| Yes |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 17-Jun-10 |
| Management |
| Elect Director Bob Sasser |
| For |
| For |
| Yes |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 17-Jun-10 |
| Management |
| Declassify the Board of Directors |
| For |
| For |
| Yes |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 17-Jun-10 |
| Management |
| Increase Authorized Common Stock |
| For |
| For |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Elect Director R. Richard Fontaine |
| For |
| For |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Elect Director R. Richard Fontaine |
| For |
| For |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Elect Director Jerome L. Davis |
| For |
| Withhold |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Elect Director Jerome L. Davis |
| For |
| Withhold |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Elect Director Steven R. Koonin |
| For |
| For |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Elect Director Steven R. Koonin |
| For |
| For |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Elect Director Stephanie M. Shern |
| For |
| For |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Elect Director Stephanie M. Shern |
| For |
| For |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
GameStop Corp. |
| GME |
| 36467W109 |
| 22-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Lisa M. Caputo |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Lisa M. Caputo |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Brian J. Dunn |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Brian J. Dunn |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Kathy J. Higgins Victor |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Kathy J. Higgins Victor |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Rogelio M. Rebolledo |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Rogelio M. Rebolledo |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Gerard R. Vittecoq |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Elect Director Gerard R. Vittecoq |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
Best Buy Co., Inc. |
| BBY |
| 086516101 |
| 24-Jun-10 |
| Management |
| Ratify Auditors |
| For |
| For |
| Yes |
JA Solar Holdings Co. Ltd. |
| JASO |
| 466090107 |
| 30-Jun-10 |
| Management |
| Meeting for ADR Holders |
|
|
|
| Yes | |
JA Solar Holdings Co. Ltd. |
| JASO |
| 466090107 |
| 30-Jun-10 |
| Management |
| Accept Financial Statements and Statutory Reports (Voting) |
| For |
| For |
| Yes |
JA Solar Holdings Co. Ltd. |
| JASO |
| 466090107 |
| 30-Jun-10 |
| Management |
| Elect Peter Fang as Director and Approve His Remuneration |
| For |
| Against |
| Yes |
JA Solar Holdings Co. Ltd. |
| JASO |
| 466090107 |
| 30-Jun-10 |
| Management |
| Elect Yuwen Zhao as Director and Approve His Remuneration |
| For |
| For |
| Yes |
JA Solar Holdings Co. Ltd. |
| JASO |
| 466090107 |
| 30-Jun-10 |
| Management |
| Other Business (Voting) |
| For |
| Against |
| Yes |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
|
Registrant | ACAP Strategic Fund |
|
|
|
|
By (Signature and Title)* |
| /s/ Gregory D. Jakubowsky |
| ||
|
| Gregory D. Jakubowsky, President and Principal Executive Officer |
|
| (Principal Executive Officer) |
|
|
Date | August 30, 2010 |
|
*Print the name and title of each signing officer under his or her signature.