|
UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
|
Investment Company Act file number 811-22312 |
|
ACAP Strategic Fund |
(Exact name of registrant as specified in charter) |
|
350 Madison Avenue, 9th Floor |
New York, New York 10017 |
(Address of principal executive offices) (Zip code) |
|
SilverBay Capital Management LLC |
350 Madison Avenue, 9th Floor |
New York, New York 10017 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: 212-389-8713
Date of fiscal year end: October 31
Date of reporting period: July 1, 2011 – June 30, 2012
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2011 TO JUNE 30, 2012
FORM N-PX SPREADSHEET* |
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REGISTRANT NAME: _______________________________ |
INVESTMENT COMPANY ACT FILE NUMBER: _____________________________ |
REPORTING PERIOD: 07/01/2004 - 06/30/2005 07/01/2011 - 06/30/2012 |
REGISTRANT ADDRESS: ____________________________ |
NAME OF SERIES (AS APPLICABLE): __________________________________ |
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Issuer of Portfolio Security |
| Exchange |
| CUSIP # |
| Shareholder |
| Summary of Matter Voted On |
| Who Proposed |
| Whether |
| Fund’s Vote For or |
| Whether Vote |
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Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-Aug-11 |
| Approve Non-exercise of the Right of First Refusal |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-Aug-11 |
| Approve Lease Agreement and Related Transactions |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-Aug-11 |
| Approve Proposed Annual Caps in Respect of the Lease Agreement |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Accept Financial Statements and Reports of Directors and Auditors |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Declare Final Dividend With Scip Option |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Reelect Zhang Xuebin as Executive Director |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Reelect Lin Wei Ping as Executive Director |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Reelect Shi Chi as Executive Director |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Reelect Li Weibin as Independent Non-Executive Director |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Authorize Board to Fix Directors’ Remuneration |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Approve Refreshment of the Share Option Scheme Limit |
| Management |
| Yes |
| For |
| No |
Skyworth Digital Holdings Ltd |
| 00751 |
| G8181C100 |
| 30-Aug-11 |
| Authorize Repurchase of Up to10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
Le Gaga Holdings Ltd |
| GAGA |
| 521168104 |
| 19-Sep-11 |
| Reelect Shing Yung Ma as Director |
| Management |
| Yes |
| Against |
| Yes |
Le Gaga Holdings Ltd |
| GAGA |
| 521168104 |
| 19-Sep-11 |
| Reelect Chung Bong Pang as Director |
| Management |
| Yes |
| For |
| No |
Le Gaga Holdings Ltd |
| GAGA |
| 521168104 |
| 19-Sep-11 |
| Elect Yaping Si as Director |
| Management |
| Yes |
| For |
| No |
Le Gaga Holdings Ltd |
| GAGA |
| 521168104 |
| 19-Sep-11 |
| Ratify KPMG as Auditors |
| Management |
| Yes |
| For |
| No |
Le Gaga Holdings Ltd |
| GAGA |
| 521168104 |
| 19-Sep-11 |
| Authorize Shing Yung Ma to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| Against |
| Yes |
OmniVision Technologies, Inc. |
| OVTI |
| 682128103 |
| 29-Sep-11 |
| Elect Director Wen-Liang William Hsu |
| Management |
| Yes |
| For |
| No |
OmniVision Technologies, Inc. |
| OVTI |
| 682128103 |
| 29-Sep-11 |
| Elect Director Henry Yang |
| Management |
| Yes |
| For |
| No |
OmniVision Technologies, Inc. |
| OVTI |
| 682128103 |
| 29-Sep-11 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
OmniVision Technologies, Inc. |
| OVTI |
| 682128103 |
| 29-Sep-11 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
OmniVision Technologies, Inc. |
| OVTI |
| 682128103 |
| 29-Sep-11 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
OmniVision Technologies, Inc. |
| OVTI |
| 682128103 |
| 29-Sep-11 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Elect Director Brian M. NeSmith |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Elect Director David W. Hanna |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Elect Director James A. Barth |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Elect Director Keith Geeslin |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Elect Director James R. Tolonen |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Elect Director Carol G. Mills |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Elect Director Gregory S. Clark |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Blue Coat Systems, Inc. |
| BCSI |
| 09534T508 |
| 06-Oct-11 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Focus Media Holding Limited |
| FMCN |
| 34415V109 |
| 01-Nov-11 |
| Reelect Charles Chao as Director |
| Management |
| Yes |
| For |
| No |
Focus Media Holding Limited |
| FMCN |
| 34415V109 |
| 01-Nov-11 |
| Reelect Wu Ying as Director |
| Management |
| Yes |
| For |
| No |
Focus Media Holding Limited |
| FMCN |
| 34415V109 |
| 01-Nov-11 |
| Elect Kit Leong Low as Director |
| Management |
| Yes |
| For |
| No |
Focus Media Holding Limited |
| FMCN |
| 34415V109 |
| 01-Nov-11 |
| Appoint Deloitte Touche Tohmatsu CPA Ltd. as Auditors |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Elect Director Lew Frankfort |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Elect Director Susan Kropf |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Elect Director Gary Loveman |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Elect Director Ivan Menezes |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Elect Director Irene Miller |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Elect Director Michael Murphy |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Elect Director Jide Zeitlin |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Coach, Inc. |
| COH |
| 189754104 |
| 03-Nov-11 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
KLA-Tencor Corporation |
| KLAC |
| 482480100 |
| 03-Nov-11 |
| Elect Director Robert M. Calderoni |
| Management |
| Yes |
| For |
| No |
KLA-Tencor Corporation |
| KLAC |
| 482480100 |
| 03-Nov-11 |
| Elect Director John T. Dickson |
| Management |
| Yes |
| For |
| No |
KLA-Tencor Corporation |
| KLAC |
| 482480100 |
| 03-Nov-11 |
| Elect Director Kevin J. Kennedy |
| Management |
| Yes |
| For |
| No |
KLA-Tencor Corporation |
| KLAC |
| 482480100 |
| 03-Nov-11 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
KLA-Tencor Corporation |
| KLAC |
| 482480100 |
| 03-Nov-11 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
KLA-Tencor Corporation |
| KLAC |
| 482480100 |
| 03-Nov-11 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director James W. Bagley |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Robert M. Berdahl |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Eric K. Brandt |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Michael R. Cannon |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Christine A. Heckart |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Grant M. Inman |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Catherine P. Lego |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Stephen G. Newberry |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Kim E. Perdikou |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Elect Director Abhijit Y. Talwalkar |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Lam Research Corporation |
| LRCX |
| 512807108 |
| 03-Nov-11 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
7 Days Group Holdings Ltd. |
| SVN |
| 81783J101 |
| 07-Nov-11 |
| Reelect Boquan He, Meng Ann Lim, Jeffrey Perlman, Wee Seng Tan, Bin Dai and Tao Thomas Wu as Directors |
| Management |
| Yes |
| Against |
| Yes |
7 Days Group Holdings Ltd. |
| SVN |
| 81783J101 |
| 07-Nov-11 |
| Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Elect Director Tunc Doluca |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Elect Director B. Kipling Hagopian |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Elect Director James R. Bergman |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Elect Director Joseph R. Bronson |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Elect Director Robert E. Grady |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Elect Director William D. Watkins |
| Management |
| Yes |
| Withhold |
| Yes |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Elect Director A. R. Frank Wazzan |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Amend Qualified Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Maxim Integrated Products, Inc. |
| MXIM |
| 57772K101 |
| 16-Nov-11 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Shanda Games Limited |
| GAME |
| 81941U105 |
| 25-Nov-11 |
| Reelect Qunzhao Tan as Director |
| Management |
| Yes |
| For |
| No |
Shanda Games Limited |
| GAME |
| 81941U105 |
| 25-Nov-11 |
| Reelect Tianqiao Chen as Director |
| Management |
| Yes |
| For |
| No |
Shanda Games Limited |
| GAME |
| 81941U105 |
| 25-Nov-11 |
| Reelect Danian Chen as Director |
| Management |
| Yes |
| For |
| No |
Shanda Games Limited |
| GAME |
| 81941U105 |
| 25-Nov-11 |
| Reelect Grace Wu as Director |
| Management |
| Yes |
| For |
| No |
Shanda Games Limited |
| GAME |
| 81941U105 |
| 25-Nov-11 |
| Reelect Andy Lin as Director |
| Management |
| Yes |
| For |
| No |
Shanda Games Limited |
| GAME |
| 81941U105 |
| 25-Nov-11 |
| Reelect Heng Wing Chan as Director |
| Management |
| Yes |
| For |
| No |
Shanda Games Limited |
| GAME |
| 81941U105 |
| 25-Nov-11 |
| Elect Guoxing Jiang as Director |
| Management |
| Yes |
| For |
| No |
Shanda Games Limited |
| GAME |
| 81941U105 |
| 25-Nov-11 |
| Appoint PricewaterhouseCoopers Zhong Tian CPAs Ltd. as Auditors |
| Management |
| Yes |
| For |
| No |
Aspen Technology, Inc. |
| AZPN |
| 045327103 |
| 08-Dec-11 |
| Elect Director Joan C. Mcardle |
| Management |
| Yes |
| Withhold |
| Yes |
Aspen Technology, Inc. |
| AZPN |
| 045327103 |
| 08-Dec-11 |
| Elect Director Simon J. Orebi Gann |
| Management |
| Yes |
| For |
| No |
Aspen Technology, Inc. |
| AZPN |
| 045327103 |
| 08-Dec-11 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Aspen Technology, Inc. |
| AZPN |
| 045327103 |
| 08-Dec-11 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Aspen Technology, Inc. |
| AZPN |
| 045327103 |
| 08-Dec-11 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Dominic P. Orr |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Keerti Melkote |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Bernard Guidon |
| Management |
| Yes |
| Withhold |
| Yes |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Emmanuel Hernandez |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Michael R. Kourey |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Douglas Leone |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Willem P. Roelandts |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Juergen Rottler |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Elect Director Daniel Warmenhoven |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Aruba Networks, Inc. |
| ARUN |
| 043176106 |
| 15-Dec-11 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Elect Director Christopher W. Brody |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Elect Director William V. Campbell |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Elect Director Scott D. Cook |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Elect Director Diane B. Greene |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Elect Director Edward A. Kangas |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Elect Director Suzanne Nora Johnson |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Elect Director Dennis D. Powell |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Elect Director Brad D. Smith |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Amend Qualified Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Intuit Inc. |
| INTU |
| 461202103 |
| 19-Jan-12 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Ariba, Inc. |
| ARBA |
| 04033V203 |
| 20-Jan-12 |
| Elect Director Harriet Edelman |
| Management |
| Yes |
| For |
| No |
Ariba, Inc. |
| ARBA |
| 04033V203 |
| 20-Jan-12 |
| Elect Director Richard A. Kashnow |
| Management |
| Yes |
| For |
| No |
Ariba, Inc. |
| ARBA |
| 04033V203 |
| 20-Jan-12 |
| Elect Director Robert D. Johnson |
| Management |
| Yes |
| For |
| No |
Ariba, Inc. |
| ARBA |
| 04033V203 |
| 20-Jan-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Ariba, Inc. |
| ARBA |
| 04033V203 |
| 20-Jan-12 |
| Advisory Vote on Say on Pay Frequency |
| Management |
| Yes |
| One Year |
| No |
Ariba, Inc. |
| ARBA |
| 04033V203 |
| 20-Jan-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 26-Jan-12 |
| Elect Director James D. Sinegal |
| Management |
| Yes |
| For |
| No |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 26-Jan-12 |
| Elect Director Jeffrey H. Brotman |
| Management |
| Yes |
| For |
| No |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 26-Jan-12 |
| Elect Director Richard A. Galanti |
| Management |
| Yes |
| For |
| No |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 26-Jan-12 |
| Elect Director Daniel J. Evans |
| Management |
| Yes |
| For |
| No |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 26-Jan-12 |
| Elect Director Jeffrey S. Raikes |
| Management |
| Yes |
| For |
| No |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 26-Jan-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 26-Jan-12 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 26-Jan-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Elect Director William V. Campbell |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Elect Director Timothy D. Cook |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Elect Director Millard S. Drexler |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Elect Director Al Gore |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Elect Director Robert A. Iger |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Elect Director Andrea Jung |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Elect Director Arthur D. Levinson |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Elect Director Ronald D. Sugar |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Prepare Conflict of Interest Report |
| Share Holder |
| Yes |
| Against |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Advisory Vote to Ratify Directors’ Compensation |
| Share Holder |
| Yes |
| Against |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Report on Political Contributions |
| Share Holder |
| Yes |
| Against |
| No |
Apple Inc. |
| AAPL |
| 037833100 |
| 23-Feb-12 |
| Require a Majority Vote for the Election of Directors |
| Share Holder |
| Yes |
| For |
| Yes |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director Ray Stata |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director Jerald G. Fishman |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director James A. Champy |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director John C. Hodgson |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director Yves-Andre Istel |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director Neil Novich |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director F. Grant Saviers |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director Paul J. Severino |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Elect Director Kenton J. Sicchitano |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Analog Devices, Inc. |
| ADI |
| 032654105 |
| 13-Mar-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
F5 Networks, Inc. |
| FFIV |
| 315616102 |
| 15-Mar-12 |
| Elect Director Jonathan Chadwick |
| Management |
| Yes |
| For |
| No |
F5 Networks, Inc. |
| FFIV |
| 315616102 |
| 15-Mar-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
F5 Networks, Inc. |
| FFIV |
| 315616102 |
| 15-Mar-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
F5 Networks, Inc. |
| FFIV |
| 315616102 |
| 15-Mar-12 |
| Declassify the Board of Directors |
| Share Holder |
| Yes |
| For |
| Yes |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Howard Schultz |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director William W. Bradley |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Mellody Hobson |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Kevin R. Johnson |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Olden Lee |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Joshua Cooper Ramo |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director James G. Shennan, Jr. |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Clara Shih |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Javier G. Teruel |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Myron E. Ullman, III |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Elect Director Craig E. Weatherup |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Amend Executive Incentive Bonus Plan |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Starbucks Corporation |
| SBUX |
| 855244109 |
| 21-Mar-12 |
| Amend Bylaws to Establish a Board Committee on Environmental Sustainability |
| Share Holder |
| Yes |
| Against |
| No |
NetEase.com, Inc. |
| NTES |
| 64110W102 |
| 29-Mar-12 |
| Change Company Name to NetEase, Inc. |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director Aart J. De Geus |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director Alfred Castino |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director Chi-Foon Chan |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director Bruce R. Chizen |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director Deborah A. Coleman |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director Chrysostomos L. “Max” Nikias |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director John Schwarz |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director Roy Vallee |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Elect Director Steven C. Walske |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Amend Qualified Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Synopsys, Inc. |
| SNPS |
| 871607107 |
| 03-Apr-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reelect Hock E. Tan as Director |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reelect Adam H. Clammer as Director |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reelect John T. Dickson as Director |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reelect James V. Diller as Director |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reelect Kenneth Y. Hao as Director |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reelect John Min-Chih Hsuan as Director |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reelect Justine F. Lien as Director |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reelect Donald Macleod as Director |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Approve Cash Compensation to Directors |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights |
| Management |
| Yes |
| For |
| No |
Avago Technologies Limited |
| AVGO |
| Y0486S104 |
| 04-Apr-12 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| Management |
| Yes |
| For |
| No |
Arcos Dorados Holdings Inc |
| ARCO |
| G0457F107 |
| 09-Apr-12 |
| Accept Financial Statements and Statutory Reports (Voting) |
| Management |
| Yes |
| For |
| No |
Arcos Dorados Holdings Inc |
| ARCO |
| G0457F107 |
| 09-Apr-12 |
| Ratify Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| Against |
| Yes |
Arcos Dorados Holdings Inc |
| ARCO |
| G0457F107 |
| 09-Apr-12 |
| Elect Woods Staton as a Director |
| Management |
| Yes |
| Against |
| Yes |
Arcos Dorados Holdings Inc |
| ARCO |
| G0457F107 |
| 09-Apr-12 |
| Elect German Lemonnier as a Director |
| Management |
| Yes |
| Against |
| Yes |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Accept Financial Statements and Statutory Reports |
| Management |
| Yes |
| For |
| No |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Approve Final Dividend of HK$0.025 Per Share |
| Management |
| Yes |
| For |
| No |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Reelect Wong Kam Chung, Raymond as Director |
| Management |
| Yes |
| Against |
| Yes |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Reelect Fan Yan Hok, Philip as Director |
| Management |
| Yes |
| For |
| No |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Reelect Mar Selwyn as Director |
| Management |
| Yes |
| For |
| No |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Authorize Board to Fix Remuneration of Directors |
| Management |
| Yes |
| For |
| No |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Reelect Li Kwok Sing, Aubrey as Director and Authorize Board to Fix His Remuneration |
| Management |
| Yes |
| For |
| No |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| Management |
| Yes |
| Against |
| Yes |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
China Everbright International Ltd. |
| 00257 |
| Y14226107 |
| 18-Apr-12 |
| Authorize Reissuance of Repurchased Shares |
| Management |
| Yes |
| Against |
| Yes |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Jeffrey S. Aronin |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Mary K. Bush |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Gregory C. Case |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Robert M. Devlin |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Cynthia A. Glassman |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Richard H. Lenny |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Thomas G. Maheras |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Michael H. Moskow |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director David W. Nelms |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director E. Follin Smith |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Elect Director Lawrence A.Weinbach |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Discover Financial Services |
| DFS |
| 254709108 |
| 18-Apr-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Elect Director Vivek Y. Ranadive |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Elect Director Nanci E. Caldwell |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Elect Director Eric C.W. Dunn |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Elect Director Narendra K. Gupta |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Elect Director Peter J. Job |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Elect Director Philip K. Wood |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
TIBCO Software Inc. |
| TIBX |
| 88632Q103 |
| 26-Apr-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director Michael W. Brown |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director Randolph L. Cowen |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director Gail Deegan |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director James S. DiStasio |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director John R. Egan |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director Edmund F. Kelly |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director Windle B. Priem |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director Paul Sagan |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director David N. Strohm |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Elect Director Joseph M. Tucci |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
EMC Corporation |
| EMC |
| 268648102 |
| 01-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Elect Director Darin G. Billerbeck |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Elect Director Patrick S. Jones |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Elect Director Robin A. Abrams |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Elect Director John Bourgoin |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Elect Director Balaji Krishnamurthy |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Elect Director W. Richard Marz |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Elect Director Gerhard H. Parker |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Elect Director Hans Schwarz |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Approve Qualified Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Lattice Semiconductor Corporation |
| LSCC |
| 518415104 |
| 02-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Elect Director Susan L. Bostrom |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Elect Director Donald L. Lucas |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Elect Director James D. Plummer |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Elect Director Alberto Sangiovanni-Vincentelli |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Elect Director George M. Scalise |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Elect Director John B. Shoven |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Elect Director Roger S. Siboni |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Elect Director Lip-Bu Tan |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Amend Non-Employee Director Omnibus Stock Plan |
| Management |
| Yes |
| Against |
| Yes |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Amend Non-Employee Director Omnibus Stock Plan |
| Management |
| Yes |
| Against |
| Yes |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Cadence Design Systems, Inc. |
| CDNS |
| 127387108 |
| 04-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Elect Director John P. Daane |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Elect Director T. Michael Nevens |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Elect Director Elisha W. Finney |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Elect Director Kevin McGarity |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Elect Director Krish A. Prabhu |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Elect Director John Shoemaker |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Elect Director Thomas H. Waechter |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Elect Director Susan Wang |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Amend Qualified Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Provide Right to Act by Written Consent |
| Management |
| Yes |
| For |
| No |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| Against |
| Yes |
Altera Corporation |
| ALTR |
| 021441100 |
| 08-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Accept Financial Statements and Statutory Reports |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Declare Final Dividend |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Reelect Jose Hosea Cheng Hor Yin as Director |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Reelect Cassian Cheung Ka Sing as Director |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Reelect Eva Li Kam Fun as Director |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Reelect Patrick Sun as Director |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Reelect Wong Yat Ming as Director |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Reappoint PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| Management |
| Yes |
| Against |
| Yes |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
Trinity Ltd. |
| 00891 |
| G90624100 |
| 11-May-12 |
| Authorize Reissuance of Repurchased Shares |
| Management |
| Yes |
| Against |
| Yes |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Elect Director Eliyahu Ayalon |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Elect Director Zvi Limon |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Elect Director Bruce A. Mann |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Elect Director Peter McManamon |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Elect Director Sven-Christer Nilsson |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Elect Director Louis Silver |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Elect Director Dan Tocatly |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Elect Director Gideon Wertheizer |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
CEVA, Inc. |
| CEVA |
| 157210105 |
| 14-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director Robert J. Finocchio, Jr. |
| Management |
| Yes |
| For |
| No |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director Nancy H. Handel |
| Management |
| Yes |
| For |
| No |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director Eddy W. Hartenstein |
| Management |
| Yes |
| Withhold |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director Maria Klawe |
| Management |
| Yes |
| For |
| No |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director John E. Major |
| Management |
| Yes |
| Withhold |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director Scott A. McGregor |
| Management |
| Yes |
| For |
| No |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director William T. Morrow |
| Management |
| Yes |
| Withhold |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director Henry Samueli |
| Management |
| Yes |
| For |
| No |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Elect Director Robert E. Switz |
| Management |
| Yes |
| For |
| No |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Amend Qualified Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| No |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Approve Omnibus Stock Plan |
| Management |
| Yes |
| Against |
| Yes |
Broadcom Corporation |
| BRCM |
| 111320107 |
| 15-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Qlik Technologies Inc. |
| QLIK |
| 74733T105 |
| 16-May-12 |
| Elect Director Deborah C. Hopkins |
| Management |
| Yes |
| For |
| No |
Qlik Technologies Inc. |
| QLIK |
| 74733T105 |
| 16-May-12 |
| Elect Director Paul Wahl |
| Management |
| Yes |
| For |
| No |
Qlik Technologies Inc. |
| QLIK |
| 74733T105 |
| 16-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Qlik Technologies Inc. |
| QLIK |
| 74733T105 |
| 16-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Silicon Image, Inc. |
| SIMG |
| 82705T102 |
| 16-May-12 |
| Elect Director Peter Hanelt |
| Management |
| Yes |
| For |
| No |
Silicon Image, Inc. |
| SIMG |
| 82705T102 |
| 16-May-12 |
| Elect Director William George |
| Management |
| Yes |
| For |
| No |
Silicon Image, Inc. |
| SIMG |
| 82705T102 |
| 16-May-12 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
Silicon Image, Inc. |
| SIMG |
| 82705T102 |
| 16-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Silicon Image, Inc. |
| SIMG |
| 82705T102 |
| 16-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Accept Financial Statements and Statutory Reports |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Approve Dividends of HK$0.10 Per Share |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Reelect Huang Ming-Tuan as Executive Director |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Reelect Cheng Chuan-Tai as Non-Executive Director |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Reelect Christophe Maurice Paule Marie Joseph Dubrulle as Non-Executive Director |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Authorize Board to Fix Directors’ Remuneration |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| Management |
| Yes |
| Against |
| Yes |
Sun Art Retail Group Ltd. |
| 06808 |
|
|
| 16-May-12 |
| Authorize Reissuance of Repurchased Shares |
| Management |
| Yes |
| Against |
| Yes |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-May-12 |
| Elect Director J. Hyatt Brown |
| Management |
| Yes |
| For |
| No |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-May-12 |
| Elect Director Glen A. Dell |
| Management |
| Yes |
| For |
| No |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-May-12 |
| Elect Director Samuel G. Liss |
| Management |
| Yes |
| For |
| No |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-May-12 |
| Approve Qualified Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| No |
Verisk Analytics, Inc. |
| VRSK |
| 92345Y106 |
| 16-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
ANSYS, Inc. |
| ANSS |
| 03662Q105 |
| 17-May-12 |
| Elect Director Peter J. Smith |
| Management |
| Yes |
| For |
| No |
ANSYS, Inc. |
| ANSS |
| 03662Q105 |
| 17-May-12 |
| Elect Director Bradford C. Morley |
| Management |
| Yes |
| For |
| No |
ANSYS, Inc. |
| ANSS |
| 03662Q105 |
| 17-May-12 |
| Elect Director Patrick J. Zilvitis |
| Management |
| Yes |
| For |
| No |
ANSYS, Inc. |
| ANSS |
| 03662Q105 |
| 17-May-12 |
| Adopt Majority Voting for Uncontested Election of Directors |
| Management |
| Yes |
| For |
| No |
ANSYS, Inc. |
| ANSS |
| 03662Q105 |
| 17-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
ANSYS, Inc. |
| ANSS |
| 03662Q105 |
| 17-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Accept Financial Statements and Statutory Reports |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Approve Final Dividend RMB0.188 Per Share |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Reelect Zheng Shu Yun as Director |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Reelect Wang Yao as Director |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Authorize Board to Fix Directors’ Remuneration |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| Management |
| Yes |
| Against |
| Yes |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
Golden Eagle Retail Group Ltd. |
| 03308 |
| G3958R109 |
| 17-May-12 |
| Authorize Reissuance of Repurchased Shares |
| Management |
| Yes |
| Against |
| Yes |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Accept Financial Statements and Statutory Reports |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Approve Final Dividend of RMB 0.175 Per Share |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Reelect Shao Mingxiao as Director |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Reelect Zhou Dekang as Director |
| Management |
| Yes |
| Against |
| Yes |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Reelect Feng Jinyi as Director |
| Management |
| Yes |
| Against |
| Yes |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Reelect Wei Huaning as Director |
| Management |
| Yes |
| Against |
| Yes |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Reelect Chan Chi On, Derek as Director |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Reelect Xiang Bing as Director |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Reelect Zeng Ming as Director |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Authorize Board to Fix Remuneration of Directors |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| Management |
| Yes |
| Against |
| Yes |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
Longfor Properties Co. Ltd |
| 00960 |
| G5635P109 |
| 17-May-12 |
| Authorize Reissuance of Repurchased Shares |
| Management |
| Yes |
| Against |
| Yes |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 17-May-12 |
| Elect Director Tench Coxe |
| Management |
| Yes |
| For |
| No |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 17-May-12 |
| Elect Director Mark L. Perry |
| Management |
| Yes |
| For |
| No |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 17-May-12 |
| Elect Director Mark A. Stevens |
| Management |
| Yes |
| For |
| No |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 17-May-12 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 17-May-12 |
| Approve Qualified Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| No |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 17-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
NVIDIA Corporation |
| NVDA |
| 67066G104 |
| 17-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director David W. Dorman |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director Massimo Ferragamo |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director Mirian M. Graddick-Weir |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director J. David Grissom |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director Bonnie G. Hill |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director Jonathan S. Linen |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director Thomas C. Nelson |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director David C. Novak |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director Thomas M. Ryan |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director Jing-Shyh S. Su |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Elect Director Robert D. Walter |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| Against |
| Yes |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Require Independent Board Chairman |
| Share Holder |
| Yes |
| For |
| Yes |
YUM! Brands, Inc. |
| YUM |
| 988498101 |
| 17-May-12 |
| Adopt and Implement Sustainable Palm Oil Policy |
| Share Holder |
| Yes |
| For |
| Yes |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Accept Financial Statements and Statutory Reports |
| Management |
| Yes |
| For |
| No |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Reelect Zhang Yaohua as Executive Director |
| Management |
| Yes |
| For |
| No |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Reelect Leung Tai Chiu as Independent Non-Executive Director |
| Management |
| Yes |
| For |
| No |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Reelect Lui Sun Wing as Independent Non-Executive Director |
| Management |
| Yes |
| For |
| No |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Approve Final Dividend |
| Management |
| Yes |
| For |
| No |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| Management |
| Yes |
| Against |
| Yes |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Authorize Reissuance of Repurchased Shares |
| Management |
| Yes |
| Against |
| Yes |
EVA Precision Industrial Holdings Ltd. |
| 00838 |
| G32148101 |
| 21-May-12 |
| Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme |
| Management |
| Yes |
| Against |
| Yes |
FleetCor Technologies, Inc. |
| FLT |
| 339041105 |
| 22-May-12 |
| Elect Director Andrew B. Balson |
| Management |
| Yes |
| For |
| No |
FleetCor Technologies, Inc. |
| FLT |
| 339041105 |
| 22-May-12 |
| Elect Director Bruce R. Evans |
| Management |
| Yes |
| For |
| No |
FleetCor Technologies, Inc. |
| FLT |
| 339041105 |
| 22-May-12 |
| Elect Director Glenn W. Marschel |
| Management |
| Yes |
| For |
| No |
FleetCor Technologies, Inc. |
| FLT |
| 339041105 |
| 22-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Elect Director James W. Bagley |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Elect Director Michael A. Bradley |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Elect Director Albert Carnesale |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Elect Director Daniel W. Christman |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Elect Director Edwin J. Gillis |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Elect Director Timothy E. Guertin |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Elect Director Paul J. Tufano |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Elect Director Roy A. Vallee |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Teradyne, Inc. |
| TER |
| 880770102 |
| 22-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Open Meeting |
| Management |
| Yes |
|
|
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Receive Report of Management Board |
| Management |
| Yes |
|
|
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Adopt Financial Statements |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Receive Explanation on Company’s Reserves and Dividend Policy |
| Management |
| Yes |
|
|
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Approve Dividends of EUR 0.31 Per Share |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Approve Discharge of CEO |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Approve Discharge of Non-Executive Directors |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Elect Olivier Piou as Executive to Board of Directors |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Reelect Johannes Fritz to Board of Directors |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Reelect Arthur van der Poel to Board of Directors |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Elect Yen Yen Tan to Board of Directors |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Elect Drina Yue to Board of Directors |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Ratify PricewaterhouseCoopers Accountants N.V. as Auditors |
| Management |
| Yes |
| For |
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Allow Questions |
| Management |
| Yes |
|
|
| No |
Gemalto |
| GTO |
| N3465M108 |
| 24-May-12 |
| Close Meeting |
| Management |
| Yes |
|
|
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Laura J. Alber |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Adrian D.P. Bellamy |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Rose Marie Bravo |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Mary Ann Casati |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Patrick J. Connolly |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Adrian T. Dillon |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Anthony A. Greener |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Ted W. Hall |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Michael R. Lynch |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Elect Director Lorraine Twohill |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Amend Executive Incentive Bonus Plan |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Williams-Sonoma, Inc. |
| WSM |
| 969904101 |
| 24-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Accept Financial Statements and Statutory Reports |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Approve Final Dividend of HK$0.49 Per Share |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Reelect Chow Kwen Lim as Director |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Reelect Vincent Chow Wing Shing as Director |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Reelect Chan Bing Fun as Director |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Reelect Chung Pui Lam as Director |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Authorize Board to Fix Remuneration of Directors |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
| Management |
| Yes |
| For |
| No |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| Management |
| Yes |
| Against |
| Yes |
Chow Sang Sang Holdings International Ltd. |
| 00116 |
| G2113M104 |
| 29-May-12 |
| Authorize Reissuance of Repurchased Shares |
| Management |
| Yes |
| Against |
| Yes |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Elect Director Keith L. Barnes |
| Management |
| Yes |
| For |
| No |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Elect Director Peter L. Bonfield |
| Management |
| Yes |
| Withhold |
| Yes |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Elect Director Gregory K. Hinckley |
| Management |
| Yes |
| Withhold |
| Yes |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Elect Director J. Daniel McCranie |
| Management |
| Yes |
| For |
| No |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Elect Director Kevin C. McDonough |
| Management |
| Yes |
| Withhold |
| Yes |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Elect Director Patrick B. McManus |
| Management |
| Yes |
| Withhold |
| Yes |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Elect Director Walden C. Rhines |
| Management |
| Yes |
| Withhold |
| Yes |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Elect Director David S. Schechter |
| Management |
| Yes |
| For |
| No |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Amend Executive Incentive Bonus Plan |
| Management |
| Yes |
| For |
| No |
Mentor Graphics Corporation |
| MENT |
| 587200106 |
| 30-May-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Elect Director Ajay Banga |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Elect Director David R. Carlucci |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Elect Director Steven J. Freiberg |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Elect Director Richard Haythornthwaite |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Elect Director Marc Olivie |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Elect Director Rima Qureshi |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Elect Director Mark Schwartz |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Elect Director Jackson P. Tai |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Amend Non-Employee Director Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Amend Omnibus Stock Plan |
| Management |
| Yes |
| For |
| No |
MasterCard Incorporated |
| MA |
| 57636Q104 |
| 05-Jun-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
salesforce.com, inc. |
| CRM |
| 79466L302 |
| 07-Jun-12 |
| Elect Director Craig Ramsey |
| Management |
| Yes |
| Against |
| Yes |
salesforce.com, inc. |
| CRM |
| 79466L302 |
| 07-Jun-12 |
| Elect Director Sanford R. Robertson |
| Management |
| Yes |
| Against |
| Yes |
salesforce.com, inc. |
| CRM |
| 79466L302 |
| 07-Jun-12 |
| Elect Director Maynard Webb |
| Management |
| Yes |
| Against |
| Yes |
salesforce.com, inc. |
| CRM |
| 79466L302 |
| 07-Jun-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
salesforce.com, inc. |
| CRM |
| 79466L302 |
| 07-Jun-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
salesforce.com, inc. |
| CRM |
| 79466L302 |
| 07-Jun-12 |
| Declassify the Board of Directors |
| Share Holder |
| Yes |
| For |
| Yes |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Elect Director Michael E. Marks |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Elect Director Kevin DeNuccio |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Elect Director Irwin Federman |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Elect Director Steven J. Gomo |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Elect Director Eddy W. Hartenstein |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Elect Director Chenming Hu |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Elect Director Catherine P. Lego |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Elect Director Sanjay Mehrotra |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
SanDisk Corporartion |
| SNDK |
| 80004C101 |
| 12-Jun-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Elect Director Arnold S. Barron |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Elect Director Macon F. Brock, Jr. |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Elect Director Mary Anne Citrino |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Elect Director J. Douglas Perry |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Elect Director Thomas A. Saunders, III |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Elect Director Thomas E. Whiddon |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Elect Director Carl P. Zeithaml |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
Dollar Tree, Inc. |
| DLTR |
| 256746108 |
| 14-Jun-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Elect Director Robert W. Alspaugh |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Elect Director Douglas G. Bergeron |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Elect Director Dr. Leslie G. Denend |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Elect Director Alex W. Hart |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Elect Director Robert B. Henske |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Elect Director Richard A. McGinn |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Elect Director Eitan Raff |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Elect Director Jeffrey E. Stiefler |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| For |
| No |
VeriFone Systems, Inc. |
| PAY |
| 92342Y109 |
| 27-Jun-12 |
| Ratify Auditors |
| Management |
| Yes |
| For |
| No |
Marvell Technology Group Ltd. |
| MRVL |
| G5876H105 |
| 28-Jun-12 |
| Elect Director Sehat Sutardja |
| Management |
| Yes |
| For |
| No |
Marvell Technology Group Ltd. |
| MRVL |
| G5876H105 |
| 28-Jun-12 |
| Elect Director Pantas Sutardja |
| Management |
| Yes |
| For |
| No |
Marvell Technology Group Ltd. |
| MRVL |
| G5876H105 |
| 28-Jun-12 |
| Elect Director Juergen Gromer |
| Management |
| Yes |
| For |
| No |
Marvell Technology Group Ltd. |
| MRVL |
| G5876H105 |
| 28-Jun-12 |
| Elect Director Arturo Krueger |
| Management |
| Yes |
| For |
| No |
Marvell Technology Group Ltd. |
| MRVL |
| G5876H105 |
| 28-Jun-12 |
| Elect Director Randhir Thakur |
| Management |
| Yes |
| For |
| No |
Marvell Technology Group Ltd. |
| MRVL |
| G5876H105 |
| 28-Jun-12 |
| Advisory Vote to Ratify Named Executive Officers’ Compensation |
| Management |
| Yes |
| Against |
| Yes |
Marvell Technology Group Ltd. |
| MRVL |
| G5876H105 |
| 28-Jun-12 |
| Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| No |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Registrant | ACAP Strategic Fund |
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By (Signature and Title)* | /s/ Gregory D. Jakunowsky |
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| Gregory D. Jakubowsky |
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| President and Principal Executive Officer |
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| (Principal Executive Officer) |
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Date | August 24, 2012 |
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*Print the name and title of each signing officer under his or her signature. |