The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACER THERAPEUTICS INC | COM | 00444P108 | 1,971 | 990,655 | SH | SOLE | 990,655 | 0 | 0 | ||
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 13,106 | 2,852,260 | SH | SOLE | 2,852,260 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 14,496 | 1,005,302 | SH | SOLE | 1,005,302 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 49,721 | 6,559,478 | SH | SOLE | 6,559,478 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 10,294 | 2,410,887 | SH | SOLE | 2,410,887 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 314 | 187,500 | SH | SOLE | 187,500 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 3,549 | 1,848,672 | SH | SOLE | 1,848,672 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 37,417 | 6,299,196 | SH | SOLE | 6,299,196 | 0 | 0 | ||
ARMSTRONG FLOORING INC | COM | 04238R106 | 2,226 | 1,556,435 | SH | SOLE | 1,556,435 | 0 | 0 | ||
ARYA SCIENCES ACQUISITION CO | SHS CL A | G3165V109 | 6,037 | 556,584 | SH | SOLE | 556,584 | 0 | 0 | ||
AVIS BUDGET GROUP | COM | 053774105 | 9,142 | 657,700 | SH | Call | SOLE | 657,700 | 0 | 0 | |
BANCORP INC DEL | COM | 05969A105 | 16,292 | 2,683,938 | SH | SOLE | 2,683,938 | 0 | 0 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 18,964 | 5,003,631 | SH | SOLE | 5,003,631 | 0 | 0 | ||
BIOMX INC | UNIT 10/16/2024 | 09090D202 | 585 | 87,299 | SH | SOLE | 87,299 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 5,408 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 2,238 | 331,000 | SH | Call | SOLE | 331,000 | 0 | 0 | |
CARVANA CO | CL A | 146869102 | 11,726 | 212,851 | SH | SOLE | 212,851 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 42,711 | 775,300 | SH | Call | SOLE | 775,300 | 0 | 0 | |
CARVANA CO | CL A | 146869102 | 16,527 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
CARVANA CO | CL A | 146869102 | 41,351 | 750,600 | SH | Call | SOLE | 750,600 | 0 | 0 | |
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 6,322 | 1,446,749 | SH | SOLE | 1,446,749 | 0 | 0 | ||
CATASYS INC | COM PAR | 149049504 | 2,987 | 196,095 | SH | SOLE | 196,095 | 0 | 0 | ||
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 7,332 | 1,432,032 | SH | SOLE | 1,432,032 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 59,856 | 5,363,484 | SH | SOLE | 5,363,484 | 0 | 0 | ||
CRH MED CORP | COM | 12626F105 | 9,063 | 6,777,905 | SH | SOLE | 6,777,905 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 35,529 | 2,503,840 | SH | SOLE | 2,503,840 | 0 | 0 | ||
DARIOHEALTH CORP | COM NEW | 23725P209 | 1,454 | 214,091 | SH | SOLE | 214,091 | 0 | 0 | ||
DHI GROUP INC | COM | 23331S100 | 10,187 | 4,839,595 | SH | SOLE | 4,839,595 | 0 | 0 | ||
DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 | 2,141 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM CL A | 25659T107 | 45,357 | 836,693 | SH | SOLE | 836,693 | 0 | 0 | ||
DOVER MOTORSPORTS INC | COM | 260174107 | 2,119 | 1,695,541 | SH | SOLE | 1,695,541 | 0 | 0 | ||
DXP ENTERPRISES INC NEW | COM NEW | 233377407 | 19,646 | 1,602,433 | SH | SOLE | 1,602,433 | 0 | 0 | ||
EBIX INC | COM NEW | 278715206 | 1,017 | 66,997 | SH | SOLE | 66,997 | 0 | 0 | ||
EMMIS COMMUNICATIONS CORP | COM NEW CL A | 291525400 | 1,564 | 781,783 | SH | SOLE | 781,783 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 27,824 | 1,925,569 | SH | SOLE | 1,925,569 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 8,700 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 5,694 | 27,777,887 | SH | SOLE | 27,777,887 | 0 | 0 | ||
FALCON MINERALS CORP | CL A COM | 30607B109 | 4,180 | 1,944,144 | SH | SOLE | 1,944,144 | 0 | 0 | ||
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 236 | 878,022 | SH | SOLE | 878,022 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 9,995 | 977,022 | SH | SOLE | 977,022 | 0 | 0 | ||
FORTRESS BIOTECH INC | COM | 34960Q109 | 3,456 | 1,828,800 | SH | SOLE | 1,828,800 | 0 | 0 | ||
FRANCHISE GROUP INC | COM | 35180X105 | 16,657 | 1,910,247 | SH | SOLE | 1,910,247 | 0 | 0 | ||
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 4,511 | 1,303,652 | SH | SOLE | 1,303,652 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 4,578 | 29,031,542 | SH | SOLE | 29,031,542 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 16,193 | 2,449,713 | SH | SOLE | 2,449,713 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 6,070 | 886,200 | SH | Call | SOLE | 886,200 | 0 | 0 | |
HCA HEALTHCARE INC | COM | 40412C101 | 28,701 | 319,434 | SH | SOLE | 319,434 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 28,752 | 320,000 | SH | Put | SOLE | 320,000 | 0 | 0 | |
HCA HEALTHCARE INC | COM | 40412C101 | 13,478 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 5,247 | 849,052 | SH | SOLE | 849,052 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 3,090 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 4,944 | 800,000 | SH | Call | SOLE | 800,000 | 0 | 0 | |
HTG MOLECULAR DIAGNOSTICS IN | COM | 40434H104 | 1,645 | 5,060,160 | SH | SOLE | 5,060,160 | 0 | 0 | ||
INMODE LTD | SHS | M5425M103 | 5,665 | 263,499 | SH | SOLE | 263,499 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 5,190 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 26,535 | 2,906,378 | SH | SOLE | 2,906,378 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 192,675 | 2,500,000 | SH | Put | SOLE | 2,500,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 91,568 | 800,000 | SH | Call | SOLE | 800,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 57,230 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 114,460 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 114,460 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 114,460 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 22,892 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 57,230 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 34,338 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 114,460 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 114,460 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 9,210 | 848,881 | SH | SOLE | 848,881 | 0 | 0 | ||
LINCOLN EDL SVCS CORP | COM | 533535100 | 5,361 | 2,436,805 | SH | SOLE | 2,436,805 | 0 | 0 | ||
LUXFER HOLDINGS PLC | SHS | G5698W116 | 34,396 | 2,432,531 | SH | SOLE | 2,432,531 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 53,639 | 965,079 | SH | SOLE | 965,079 | 0 | 0 | ||
MEDIACO HLDG INC | CL A | 58450D104 | 401 | 98,894 | SH | SOLE | 98,894 | 0 | 0 | ||
MEDIFAST INC | COM | 58470H101 | 17,060 | 272,957 | SH | SOLE | 272,957 | 0 | 0 | ||
MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 | 1,607 | 747,635 | SH | SOLE | 747,635 | 0 | 0 | ||
META FINL GROUP INC | COM | 59100U108 | 39,090 | 1,799,727 | SH | SOLE | 1,799,727 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 273 | 417,708 | SH | SOLE | 417,708 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COM | 639027101 | 4,856 | 597,310 | SH | SOLE | 597,310 | 0 | 0 | ||
NELNET INC | CL A | 64031N108 | 1,585 | 34,900 | SH | SOLE | 34,900 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM | 64052L106 | 3,458 | 4,610,000 | SH | SOLE | 4,610,000 | 0 | 0 | ||
ON DECK CAP INC | COM | 682163100 | 8,574 | 5,659,644 | SH | SOLE | 5,659,644 | 0 | 0 | ||
PAR TECHNOLOGY CORP | COM | 698884103 | 8,637 | 671,633 | SH | SOLE | 671,633 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 3,269 | 7,133,136 | SH | SOLE | 7,133,136 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 7,965 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 3,795 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
PLANET FITNESS INC | CL A | 72703H101 | 7,419 | 152,335 | SH | SOLE | 152,335 | 0 | 0 | ||
PLAYAGS INC | COM | 72814N104 | 1,097 | 413,804 | SH | SOLE | 413,804 | 0 | 0 | ||
QAD INC | CL A | 74727D306 | 46,873 | 1,173,868 | SH | SOLE | 1,173,868 | 0 | 0 | ||
RAFAEL HLDGS INC | COM CL B | 75062E106 | 6,099 | 485,366 | SH | SOLE | 485,366 | 0 | 0 | ||
RH | COM | 74967X103 | 48,043 | 478,180 | SH | SOLE | 478,180 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 14,380 | 1,482,465 | SH | SOLE | 1,482,465 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 27,340 | 2,818,600 | SH | Call | SOLE | 2,818,600 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 18,042 | 1,860,000 | SH | Call | SOLE | 1,860,000 | 0 | 0 | |
SCIPLAY CORP | CL A | 809087109 | 9,535 | 1,001,032 | SH | SOLE | 1,001,032 | 0 | 0 | ||
SCULLY ROYALTY LTD | COM SHS | G7T96K107 | 5,677 | 753,885 | SH | SOLE | 753,885 | 0 | 0 | ||
SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 4,444 | 2,147,039 | SH | SOLE | 2,147,039 | 0 | 0 | ||
SIGA TECHNOLOGIES INC | COM | 826917106 | 8,643 | 1,808,163 | SH | SOLE | 1,808,163 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 10,181 | 4,277,923 | SH | SOLE | 4,277,923 | 0 | 0 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 32,590 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 3,088 | 3,251,001 | SH | SOLE | 3,251,001 | 0 | 0 | ||
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 2,341 | 2,753,599 | SH | SOLE | 2,753,599 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM | 867328700 | 3,969 | 9,566,844 | SH | SOLE | 9,566,844 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 30,689 | 2,131,171 | SH | SOLE | 2,131,171 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 3,600 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 8,640 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 7,956 | 552,500 | SH | Call | SOLE | 552,500 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 14,400 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
TFF PHARMACEUTICALS INC | COM | 87241J104 | 2,224 | 579,217 | SH | SOLE | 579,217 | 0 | 0 | ||
TRAVELCENTERS OF AMERICA INC | COM NEW | 89421B109 | 3,298 | 337,390 | SH | SOLE | 337,390 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 81,105 | 1,709,272 | SH | SOLE | 1,709,272 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 28,470 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 14,828 | 312,500 | SH | Call | SOLE | 312,500 | 0 | 0 | |
UNITED AIRLS HLDGS INC | COM | 910047109 | 15,775 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
UPLAND SOFTWARE INC | COM | 91544A109 | 13,875 | 517,346 | SH | SOLE | 517,346 | 0 | 0 | ||
VIEMED HEALTHCARE INC | COM | 92663R105 | 7,131 | 1,498,100 | SH | SOLE | 1,498,100 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 31,239 | 4,320,800 | SH | SOLE | 4,320,800 | 0 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 9,131 | 974,472 | SH | SOLE | 974,472 | 0 | 0 | ||
WAYFAIR INC | CL A | 94419L101 | 69,893 | 1,307,870 | SH | SOLE | 1,307,870 | 0 | 0 | ||
WAYFAIR INC | CL A | 94419L101 | 26,720 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 16,743 | 313,300 | SH | Call | SOLE | 313,300 | 0 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 16,032 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
WORLD ACCEP CORP DEL | COM | 981419104 | 20,047 | 367,088 | SH | SOLE | 367,088 | 0 | 0 | ||
WYNDHAM DESTINATIONS INC | COM | 98310W108 | 14,986 | 690,620 | SH | SOLE | 690,620 | 0 | 0 | ||
WYNDHAM DESTINATIONS INC | COM | 98310W108 | 7,697 | 354,700 | SH | Call | SOLE | 354,700 | 0 | 0 | |
ZOVIO INC | COM | 98979V102 | 4,378 | 2,653,087 | SH | SOLE | 2,653,087 | 0 | 0 |