The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACER THERAPEUTICS INC | COM | 00444P108 | 21,322 | 691,388 | SH | SOLE | 691,388 | 0 | 0 | ||
ADT INC | COM | 00090Q103 | 18,780 | 2,000,000 | SH | Call | SOLE | 2,000,000 | 0 | 0 | |
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 24,186 | 2,527,260 | SH | SOLE | 2,527,260 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 41,715 | 4,724,211 | SH | SOLE | 4,724,211 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 3,859 | 437,000 | SH | Call | SOLE | 437,000 | 0 | 0 | |
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 3,656 | 414,000 | SH | Call | SOLE | 414,000 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 79,816 | 1,171,691 | SH | SOLE | 1,171,691 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 8,547 | 1,191,985 | SH | SOLE | 1,191,985 | 0 | 0 | ||
ARMSTRONG FLOORING INC | COM | 04238R106 | 32,155 | 1,776,513 | SH | SOLE | 1,776,513 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 68,497 | 12,101,879 | SH | SOLE | 12,101,879 | 0 | 0 | ||
ASCENT CAP GROUP INC | COM SER A | 043632108 | 3,176 | 1,794,260 | SH | SOLE | 1,794,260 | 0 | 0 | ||
BANCORP INC DEL | COM | 05969A105 | 23,295 | 2,429,139 | SH | SOLE | 2,429,139 | 0 | 0 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 4,667 | 1,666,667 | SH | SOLE | 1,666,667 | 0 | 0 | ||
BLOCK H & R INC | COM | 093671105 | 20,600 | 800,000 | SH | Put | SOLE | 800,000 | 0 | 0 | |
BRIDGEPOINT ED INC | COM | 10807M105 | 19,630 | 1,932,134 | SH | SOLE | 1,932,134 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 25,625 | 2,500,000 | SH | Call | SOLE | 2,500,000 | 0 | 0 | |
CARVANA CO | CL A | 146869102 | 43,473 | 735,700 | SH | SOLE | 735,700 | 0 | 0 | ||
CHEMOCENTRYX INC | COM | 16383L106 | 8,132 | 643,338 | SH | SOLE | 643,338 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 114,561 | 6,679,954 | SH | SOLE | 6,679,954 | 0 | 0 | ||
CRH MEDICAL CORP | COM | 12626F105 | 24,513 | 6,155,826 | SH | SOLE | 6,155,826 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 7,721 | 853,098 | SH | SOLE | 853,098 | 0 | 0 | ||
CURO GROUP HLDGS CORP | COM | 23131L107 | 44,647 | 1,476,902 | SH | SOLE | 1,476,902 | 0 | 0 | ||
DHI GROUP INC | COM | 23331S100 | 9,633 | 4,587,341 | SH | SOLE | 4,587,341 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM | 25659T107 | 30,922 | 441,932 | SH | SOLE | 441,932 | 0 | 0 | ||
DOVER DOWNS GAMING & ENTMT I | COM | 260095104 | 3,298 | 1,161,233 | SH | SOLE | 1,161,233 | 0 | 0 | ||
DOVER MOTORSPORTS INC | COM | 260174107 | 3,710 | 1,725,789 | SH | SOLE | 1,725,789 | 0 | 0 | ||
DXP ENTERPRISES INC NEW | COM NEW | 233377407 | 38,749 | 967,028 | SH | SOLE | 967,028 | 0 | 0 | ||
ELEVATE CREDIT INC | COM | 28621V101 | 3,575 | 443,491 | SH | SOLE | 443,491 | 0 | 0 | ||
EMMIS COMMUNICATIONS CORP | COM NEW CL A | 291525400 | 5,716 | 1,092,951 | SH | SOLE | 1,092,951 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 4,820 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 44,890 | 568,800 | SH | Put | SOLE | 568,800 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 102,596 | 1,300,000 | SH | Put | SOLE | 1,300,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 87,601 | 1,110,000 | SH | Put | SOLE | 1,110,000 | 0 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 47,504 | 6,662,582 | SH | SOLE | 6,662,582 | 0 | 0 | ||
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 1,494 | 878,022 | SH | SOLE | 878,022 | 0 | 0 | ||
FALCON MINERALS CORP | CL A COM | 30607B109 | 16,925 | 1,538,608 | SH | SOLE | 1,538,608 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 63,386 | 3,620,000 | SH | Call | SOLE | 3,620,000 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 76,169 | 4,350,000 | SH | Call | SOLE | 4,350,000 | 0 | 0 | |
FLWS/1-800 FLOWERS | CL A | 68243Q106 | 6,868 | 582,051 | SH | SOLE | 582,051 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 6,475 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
FTD COS INC | COM | 30281V108 | 9,759 | 3,710,763 | SH | SOLE | 3,710,763 | 0 | 0 | ||
GAIA INC NEW | CL A | 36269P104 | 6,437 | 417,996 | SH | SOLE | 417,996 | 0 | 0 | ||
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 11,389 | 838,674 | SH | SOLE | 838,674 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 10,101 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 25,387 | 9,002,629 | SH | SOLE | 9,002,629 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 57,775 | 2,406,298 | SH | SOLE | 2,406,298 | 0 | 0 | ||
GTT COMMUNICATIONS INC | COM | 362393100 | 9,186 | 211,658 | SH | SOLE | 211,658 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 27,824 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
HCA HEALTHCARE INC | COM | 40412C101 | 69,560 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 11,186 | 685,000 | SH | Call | SOLE | 685,000 | 0 | 0 | |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 4,899 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 13,309 | 815,000 | SH | Call | SOLE | 815,000 | 0 | 0 | |
INTERNATIONAL MNY EXPRESS IN | *W EXP 01/19/202 | 46005L119 | 587 | 249,999 | SH | SOLE | 249,999 | 0 | 0 | ||
INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 21,404 | 1,780,698 | SH | SOLE | 1,780,698 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 6,769 | 601,710 | SH | SOLE | 601,710 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 48,776 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 134,840 | 800,000 | SH | Put | SOLE | 800,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 101,130 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 168,550 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 117,985 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 134,840 | 800,000 | SH | Put | SOLE | 800,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 84,275 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 240,060 | 3,000,000 | SH | Put | SOLE | 3,000,000 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 8,761 | 1,024,721 | SH | SOLE | 1,024,721 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 3,027 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
LINCOLN EDL SVCS CORP | COM | 533535100 | 5,462 | 2,416,805 | SH | SOLE | 2,416,805 | 0 | 0 | ||
LUXFER HOLDINGS PLC | SHS | G5698W116 | 61,514 | 2,645,749 | SH | SOLE | 2,645,749 | 0 | 0 | ||
META FINL GROUP INC | COM | 59100U108 | 44,591 | 539,516 | SH | SOLE | 539,516 | 0 | 0 | ||
MFC BANCORP LTD | USD MFC SHS | G60630103 | 4,603 | 754,632 | SH | SOLE | 754,632 | 0 | 0 | ||
NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 5,047 | 576,807 | SH | SOLE | 576,807 | 0 | 0 | ||
NUTRI SYS INC NEW | COM | 67069D108 | 37,050 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 28,767 | 3,800,145 | SH | SOLE | 3,800,145 | 0 | 0 | ||
OWENS RLTY MTG INC | COM | 690828108 | 11,304 | 669,273 | SH | SOLE | 669,273 | 0 | 0 | ||
PAIN THERAPEUTICS INC | COM NEW | 69562K506 | 654 | 647,053 | SH | SOLE | 647,053 | 0 | 0 | ||
PAR TECHNOLOGY CORP | COM | 698884103 | 2,455 | 110,504 | SH | SOLE | 110,504 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 32,098 | 2,368,883 | SH | SOLE | 2,368,883 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 9,432 | 205,000 | SH | SOLE | 205,000 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 3,561 | 635,845 | SH | SOLE | 635,845 | 0 | 0 | ||
QAD INC | CL A | 74727D306 | 47,186 | 832,927 | SH | SOLE | 832,927 | 0 | 0 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 3,105 | 525,300 | SH | SOLE | 525,300 | 0 | 0 | ||
RAFAEL HLDGS INC | COM CL B | 75062E106 | 3,705 | 441,092 | SH | SOLE | 441,092 | 0 | 0 | ||
RED ROCK RESORTS INC | CL A | 75700L108 | 5,330 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
REPUBLIC BANCORP KY | CL A | 760281204 | 340 | 7,371 | SH | SOLE | 7,371 | 0 | 0 | ||
RH | COM | 74967X103 | 10,131 | 77,328 | SH | SOLE | 77,328 | 0 | 0 | ||
RH | COM | 74967X103 | 45,343 | 346,100 | SH | Call | SOLE | 346,100 | 0 | 0 | |
RH | COM | 74967X103 | 32,753 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 2,465 | 2,948,930 | SH | SOLE | 2,948,930 | 0 | 0 | ||
RUMBLEON INC | CL B | 781386206 | 2,728 | 260,343 | SH | SOLE | 260,343 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 7,242 | 285,100 | SH | SOLE | 285,100 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 1,623 | 63,900 | SH | Call | SOLE | 63,900 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 20,640 | 812,600 | SH | Call | SOLE | 812,600 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 10,160 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 38,100 | 1,500,000 | SH | Call | SOLE | 1,500,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 55,880 | 2,200,000 | SH | Call | SOLE | 2,200,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 38,100 | 1,500,000 | SH | Call | SOLE | 1,500,000 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 764 | 789,201 | SH | SOLE | 789,201 | 0 | 0 | ||
SEARS HLDGS CORP | COM | 812350106 | 484 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 484 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 968 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
SEARS HOMETOWN & OUTLET STOR | COM | 812362101 | 6,366 | 2,176,251 | SH | SOLE | 2,176,251 | 0 | 0 | ||
SIGA TECHNOLOGIES INC | COM | 826917106 | 16,181 | 2,348,457 | SH | SOLE | 2,348,457 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 29,312 | 204,865 | SH | SOLE | 204,865 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 63,041 | 440,600 | SH | Call | SOLE | 440,600 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 43,608 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 28,761 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 67,109 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 9,058 | 2,558,891 | SH | SOLE | 2,558,891 | 0 | 0 | ||
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 2,121 | 1,760,297 | SH | SOLE | 1,760,297 | 0 | 0 | ||
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 14,048 | 8,263,335 | SH | SOLE | 8,263,335 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 60,005 | 2,108,403 | SH | SOLE | 2,108,403 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 5,692 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 30,595 | 1,075,000 | SH | Call | SOLE | 1,075,000 | 0 | 0 | |
TILLYS INC | CL A | 886885102 | 9,704 | 512,103 | SH | SOLE | 512,103 | 0 | 0 | ||
TRAVELCENTERS AMER LLC | COM | 894174101 | 4,329 | 759,401 | SH | SOLE | 759,401 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 68,503 | 1,882,471 | SH | SOLE | 1,882,471 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 21,834 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 43,668 | 1,200,000 | SH | Call | SOLE | 1,200,000 | 0 | 0 | |
VIVEVE MED INC | COM NEW | 92852W204 | 10,581 | 3,948,132 | SH | SOLE | 3,948,132 | 0 | 0 | ||
WORLD ACCEP CORP DEL | COM | 981419104 | 83,187 | 727,412 | SH | SOLE | 727,412 | 0 | 0 |