The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Roku, Inc. | Common Stock | 77543R102 | 78,185 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
Chegg, Inc. | Common Stock | 163092109 | 29,124 | 340,000 | SH | SOLE | 340,000 | 0 | 0 | ||
Cree, Inc. | Common Stock | 225447101 | 23,572 | 218,000 | SH | SOLE | 218,000 | 0 | 0 | ||
Pinterest, Inc. | Common Stock | 72352L106 | 19,248 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
Zscaler, Inc. | Common Stock | 98980G102 | 17,167 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DocuSign, Inc. | Common Stock | 256163106 | 16,196 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Domo, Inc. | Common Stock | 257554105 | 14,073 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
Nutanix, Inc. | Common Stock | 67059N108 | 11,421 | 430,000 | SH | SOLE | 430,000 | 0 | 0 | ||
Peloton Interactive, Inc. | Common Stock | 70614W100 | 11,244 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SolarEdge Technologies, Inc. | Common Stock | 83417M104 | 10,635 | 37,000 | SH | SOLE | 37,000 | 0 | 0 | ||
Twilio, Inc. | Common Stock | 90138F102 | 10,223 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Upwork, Inc. | Common Stock | 91688F104 | 8,954 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Enphase Energy, Inc. | Common Stock | 29355A107 | 8,919 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
Kratos Defense & Security Solutions, Inc. | Common Stock | 50077B207 | 8,320 | 305,000 | SH | SOLE | 305,000 | 0 | 0 | ||
Netflix, Inc. | Common Stock | 64110L106 | 7,825 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Bill.com Holdings, Inc. | Common Stock | 090043100 | 7,275 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Cloudflare, Inc. | Common Stock | 18915M107 | 7,026 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Qell Acquisition Corp. | Common Stock | G7307X105 | 5,701 | 560,000 | SH | SOLE | 560,000 | 0 | 0 | ||
Zendesk, Inc. | Common Stock | 98936J101 | 5,305 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Coupa Software, Inc. | Common Stock | 22266L106 | 5,090 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
2U, Inc. | Common Stock | 90214J101 | 4,970 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
Workday, Inc. | Common Stock | 98138H101 | 4,969 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Adobe Systems, Inc. | Common Stock | 00724F101 | 4,754 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Maxar Technologyies, Inc. | Common Stock | 57778K105 | 3,782 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Palo Alto Networks, Inc. | Common Stock | 697435105 | 3,221 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Splunk, Inc. | Common Stock | 848637104 | 2,710 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MongoDB,Inc. | Common Stock | 60937P106 | 2,674 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Proofpoint, Inc. | Common Stock | 743424103 | 2,516 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PayPal Holdings, Inc. | Common Stock | 70450Y103 | 2,428 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Guidewire Software, Inc. | Common Stock | 40171V100 | 2,287 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
Okta, Inc. | Common Stock | 679295105 | 2,204 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ViaSat, Inc. | Common Stock | 92552V100 | 1,923 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
GW Pharmaceuticals plc | Common Stock | 36197T103 | 1,301 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Decarbonization Plus Acquisition Corp. | Common Stock | 242797108 | 1,049 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CytoDyn, Inc. | ADR | 23283M101 | 871 | 322,730 | SH | SOLE | 322,730 | 0 | 0 | ||
Climate Change Crisis Real Impact I Acquisition Corp. | Common Stock | 18716C100 | 822 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
Sustainable Opportunities Acquisition Corp. | Common Stock | G8598Y109 | 794 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Aspen Aerogels, Inc. | Common Stock | 04523Y105 | 712 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
Sunrun, Inc. | Common Stock | 86771W105 | 702 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
SunPower Corp. - Class B | Common Stock | 867652406 | 667 | 19,931 | SH | SOLE | 19,931 | 0 | 0 | ||
Itron, Inc. | Common Stock | 465741106 | 493 | 5,565 | SH | SOLE | 5,565 | 0 | 0 | ||
BowX Qcquisition Corp. | Common Stock | 103085106 | 467 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Quanta Services, Inc. | Common Stock | 74762E102 | 440 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
First Solar, Inc. | Common Stock | 336433107 | 437 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Social Capital Hedosophia Holdings Corp. | Common Stock | G8251L105 | 428 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ON Semiconductor Corp. | Common Stock | 682189105 | 416 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Tuscan Holdings Corp. II | Common Stock | 90070A103 | 404 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Queen's Gambit Growth Capital | Common Stock | G7315C127 | 403 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Decarbonization Plus Acquisition Corp. III | Common Stock | 24279D204 | 398 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Koninklijke (Royal) Philips Electronics N.V. | Common Stock | 500472303 | 336 | 5,887 | SH | SOLE | 5,887 | 0 | 0 | ||
Blue Apron Holdings, Inc. | Common Stock | 09523Q200 | 316 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Corning, Inc. | Common Stock | 219350105 | 281 | 6,460 | SH | SOLE | 6,460 | 0 | 0 | ||
Qell Acquistion Corp.Warrant | Warrant | G7307X113 | 231 | 133,333 | SH | SOLE | 133,333 | 0 | 0 | ||
ABB LTD. | Common Stock | 000375204 | 213 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Spring Valley Acquisition Corp. | Common Stock | G8377A108 | 202 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Net 1 UEPS Technologies, Inc. | Common Stock | 64107N206 | 168 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Curaleaf Holdings, Inc. | Common Stock | 23126M102 | 152 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Covanta Holding Corp. | Common Stock | 22282e102 | 139 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Orion Energy Systems, Inc. | Common Stock | 686275108 | 97 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Decarboniization Plus Acquistion Corp. | Common Stock | 242797116 | 56 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Spring Valley Acquisition Corp. Warrant | Warrant | G8377A124 | 36 | 30,000 | SH | SOLE | 30,000 | 0 | 0 |