The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARGAN INC | COM | 04010E109 | 4,093 | 95,179 | SH | SOLE | 0 | 0 | 95,179 | ||
AUTOWEB INC | COM | 05335B100 | 592 | 199,966 | SH | SOLE | 199,966 | 0 | 0 | ||
AVAYA HLDGS CORP | COM | 05351X101 | 1,771 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
AVAYA HLDGS CORP | COM | 05351X101 | 443 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
BRIGHTCOVE INC | COM | 10921T101 | 714 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
ECO STIM ENERGY SOLUTIONS IN | COM | 27888D101 | 19 | 66,578 | SH | SOLE | 0 | 0 | 66,578 | ||
FUSION CONNECT INC | COM | 36116X102 | 492 | 191,297 | SH | SOLE | 191,297 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 2,258 | 800,621 | SH | SOLE | 800,621 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 1,348 | 1,835,000 | PRN | SOLE | 1,835,000 | 0 | 0 | ||
GRAHAM CORP | COM | 384556106 | 2,422 | 85,980 | SH | SOLE | 0 | 0 | 85,980 | ||
GSE SYS INC | COM | 36227k106 | 117 | 32,500 | SH | SOLE | 0 | 0 | 32,500 | ||
HYDROGENICS CORP NEW | COM NEW | 448883207 | 188 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
I D SYSTEMS INC | COM | 449489103 | 11,881 | 1,709,426 | SH | SOLE | 1,709,426 | 0 | 0 | ||
INTERMOLECULAR INC | COM | 45882D109 | 469 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 597 | 3,946 | SH | SOLE | 0 | 0 | 3,946 | ||
ISSUER DIRECT CORPORATION | COM NEW | 46520M204 | 229 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 251 | 1,820 | SH | SOLE | 0 | 0 | 1,820 | ||
LILLY ELI & CO | COM | 532457108 | 268 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
MAGICJACK VOCALTEC LTD | SHS | M6787E101 | 2,488 | 298,014 | SH | SOLE | 298,014 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 853 | 7,458 | SH | SOLE | 4,000 | 0 | 3,458 | ||
NORTH EUROPEAN OIL RTY TR | SH BEN INT | 659310106 | 2,702 | 349,987 | SH | SOLE | 0 | 0 | 349,987 | ||
RAND CAP CORP | COM | 752185108 | 561 | 233,842 | SH | SOLE | 0 | 0 | 233,842 | ||
REALNETWORKS INC | COM NEW | 75605L708 | 348 | 118,300 | SH | SOLE | 118,300 | 0 | 0 | ||
ROSETTA STONE INC | COM | 777780107 | 1,068 | 53,696 | SH | SOLE | 53,696 | 0 | 0 | ||
S&W SEED CO | COM | 785135104 | 42 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
SERVICESOURCE INTL INC | COM | 81763U100 | 209 | 73,393 | SH | SOLE | 73,393 | 0 | 0 | ||
SYNACOR INC | COM | 871561106 | 983 | 614,108 | SH | SOLE | 614,108 | 0 | 0 | ||
UNITED STATES LIME & MINERAL | COM | 911922102 | 996 | 12,619 | SH | SOLE | 0 | 0 | 12,619 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 1,601 | 113,059 | SH | SOLE | 111,759 | 0 | 1,300 |