The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | COM | 282914100 | 482 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ARLO TECHNOLOGIES INC | COM | 04206A101 | 852 | 212,440 | SH | SOLE | 212,440 | 0 | 0 | ||
ARLO TECHNOLOGIES INC | COM | 04206A101 | 691 | 172,400 | SH | Call | SOLE | 172,400 | 0 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 698 | 58,610 | SH | SOLE | 58,610 | 0 | 0 | ||
AVAYA HLDGS CORP | COM | 05351X101 | 238 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 299 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 929 | 89,887 | SH | SOLE | 89,887 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 829 | 1,275,688 | SH | SOLE | 1,275,688 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 1,336 | 2,835,000 | PRN | SOLE | 2,835,000 | 0 | 0 | ||
GRAHAM CORP | COM | 384556106 | 1,624 | 80,380 | SH | SOLE | 0 | 0 | 80,380 | ||
GSE SYS INC | COM | 36227k106 | 76 | 32,500 | SH | SOLE | 0 | 0 | 32,500 | ||
I D SYSTEMS INC | COM | 449489103 | 10,110 | 1,719,426 | SH | SOLE | 1,719,426 | 0 | 0 | ||
INTERMOLECULAR INC | COM | 45882D109 | 373 | 318,722 | SH | SOLE | 318,722 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 544 | 3,946 | SH | SOLE | 0 | 0 | 3,946 | ||
ITERIS INC | COM | 46564T107 | 310 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 463 | 3,458 | SH | SOLE | 0 | 0 | 3,458 | ||
NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 1,102 | 117,717 | SH | SOLE | 0 | 0 | 117,717 | ||
NORTH EUROPEAN OIL RTY TR | SH BEN INT | 659310106 | 3,078 | 434,608 | SH | SOLE | 0 | 0 | 434,608 | ||
RAND CAP CORP | COM | 752185108 | 355 | 135,489 | SH | SOLE | 0 | 0 | 135,489 | ||
S&W SEED CO | COM | 785135104 | 40 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
SYNACOR INC | COM | 871561106 | 1,541 | 987,526 | SH | SOLE | 987,526 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 1,635 | 206,749 | SH | SOLE | 206,749 | 0 | 0 | ||
UNITED STATES LIME & MINERAL | COM | 911922102 | 206 | 2,577 | SH | SOLE | 0 | 0 | 2,577 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 1,318 | 116,300 | SH | SOLE | 115,000 | 0 | 1,300 |