The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AVAYA HLDGS CORP | COM | 05351X101 | 270 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 1,634 | 121,044 | SH | SOLE | 121,044 | 0 | 0 | ||
AVITA MED LTD | SPONSORED ADS | 053792107 | 91 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 315 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 835 | 1,670,904 | SH | SOLE | 1,670,904 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 1,378 | 2,835,000 | PRN | SOLE | 2,835,000 | 0 | 0 | ||
GRAHAM CORP | COM | 384556106 | 1,133 | 51,780 | SH | SOLE | 0 | 0 | 51,780 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 529 | 3,946 | SH | SOLE | 0 | 0 | 3,946 | ||
NORTH EUROPEAN OIL RTY TR | SH BEN INT | 659310106 | 196 | 33,167 | SH | SOLE | 0 | 0 | 33,167 | ||
POWERFLEET INC | COM | 73931J109 | 11,202 | 1,720,770 | SH | SOLE | 1,720,770 | 0 | 0 | ||
RAND CAP CORP | COM | 752185108 | 313 | 116,798 | SH | SOLE | 0 | 0 | 116,798 | ||
RTW RETAILWINDS INC | COM | 74980D100 | 253 | 315,507 | SH | SOLE | 315,507 | 0 | 0 | ||
S&W SEED CO | COM | 785135104 | 32 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
SYNACOR INC | COM | 871561106 | 667 | 438,558 | SH | SOLE | 438,558 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 247 | 52,000 | SH | Call | SOLE | 52,000 | 0 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 3,291 | 692,834 | SH | SOLE | 692,834 | 0 | 0 |