The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | |||||||||||||
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0001480970 |
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Name of Issuer | ||||||||||||||||
ARCTRUST, Inc. | ||||||||||||||||
Jurisdiction of Incorporation/Organization | ||||||||||||||||
MARYLAND | ||||||||||||||||
Year of Incorporation/Organization | ||||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
ARCTRUST, Inc. | |||
Street Address 1 | Street Address 2 | ||
1401 BROAD STREET | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
CLIFTON | NEW JERSEY | 07013 | 9732491000 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Ambrosi | Robert | Joseph |
Street Address 1 | Street Address 2 | |
100 Sunrise Avenue | Apt. 202 | |
City | State/Province/Country | ZIP/PostalCode |
Palm Beach | FLORIDA | 33480 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Perel | Marc | Allen |
Street Address 1 | Street Address 2 | |
11 Seacrest Rd | ||
City | State/Province/Country | ZIP/PostalCode |
Monmouth Beach | NEW JERSEY | 07750 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Baumann | Gary | Scott |
Street Address 1 | Street Address 2 | |
100 Stone Run Rd | ||
City | State/Province/Country | ZIP/PostalCode |
Bedminster | NEW JERSEY | 07921 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Nelson | Bruce | Harry |
Street Address 1 | Street Address 2 | |
26 Forest Way | ||
City | State/Province/Country | ZIP/PostalCode |
Clifton | NEW JERSEY | 07013 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Morena | Joseph | Michael |
Street Address 1 | Street Address 2 | |
80 Riverside Blvd. #27C | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10069 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Gutman | Harvey | Michael |
Street Address 1 | Street Address 2 | |
20 Baxter Lane | ||
City | State/Province/Country | ZIP/PostalCode |
West Orange | NEW JERSEY | 07052 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Goldstein | Alan | |
Street Address 1 | Street Address 2 | |
28 Lowell Dr | ||
City | State/Province/Country | ZIP/PostalCode |
Wayne | NEW JERSEY | 07470 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Constantino | Edward | |
Street Address 1 | Street Address 2 | |
985 South View Drive | ||
City | State/Province/Country | ZIP/PostalCode |
Orient | NEW YORK | 11957 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Steuterman | James | |
Street Address 1 | Street Address 2 | |
2107 Wynne Way | ||
City | State/Province/Country | ZIP/PostalCode |
Jamison | PENNSYLVANIA | 18929 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Cottongim | William | |
Street Address 1 | Street Address 2 | |
244 Squan Beach Drive | ||
City | State/Province/Country | ZIP/PostalCode |
Mantoloking | NEW JERSEY | 08738 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
X | $5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | ||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
Decline to Disclose | Decline to Disclose | |||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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Rule 504 (b)(1)(i) | |||
Rule 504 (b)(1)(ii) | |||
Rule 504 (b)(1)(iii) | |||
Rule 505 | |||
X | Rule 506(b) | ||
Rule 506(c) | |||
Securities Act Section 4(a)(5) |
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7. Type of Filing
New Notice | Date of First Sale | 2016-02-01 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $5,000 | USD |
12. Sales Compensation
Recipient |
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More Than 5 Persons | None | |||||||||||||||||||
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Chauner Securities, Inc. | 10075 | |||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||
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666 Dundee Rd | Suite 903 | |||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||
Chicago | ILLINOIS | 60062 | ||||||||||||||||||
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Recipient |
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More Than 5 Persons | None | |||||||||
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Claraphi | 165868 | |||||||||
Street Address 1 | Street Address 2 | |||||||||
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25301 Cabot Rd | Suite 208 | |||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||
Laguna Hills | CALIFORNIA | 92653 | ||||||||
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Recipient |
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More Than 5 Persons | None | ||||||||||||||||||||||||||||||||||||||||||||||||||
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Center Street Securities | 26898 | ||||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||
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2740 Old Elm Hill Pike | Suite 201 | ||||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||||
Nashville | TENNESSEE | 37214 | |||||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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More Than 5 Persons | None | ||||||
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Sandlapper Securities, LLC | 137906 | ||||||
Street Address 1 | Street Address 2 | ||||||
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800 E. North Street | 2nd Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Greenville | SOUTH CAROLINA | 29601 | |||||
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Recipient |
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More Than 5 Persons | None | ||||||
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Newbridge Securities Corporation | 104065 | ||||||
Street Address 1 | Street Address 2 | ||||||
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5200 Town Center Circle | Tower 1, Suite 306 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Boca Raton | FLORIDA | 33486 | |||||
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Recipient |
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More Than 5 Persons | None | |||||||
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Cobalt Capital, Inc | 136161 | |||||||
Street Address 1 | Street Address 2 | |||||||
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600 Wilkinson Street | Suite 300 | |||||||
City | State/Province/Country | ZIP/Postal Code | ||||||
Orlando | FLORIDA | 32803 | ||||||
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Recipient |
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More Than 5 Persons | None | ||||||||||||||||
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Oak Tree Securities | 18126 | ||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||
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4049 First Street | Suite 129 | ||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||
Livermore | CALIFORNIA | 94551 | |||||||||||||||
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Recipient |
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More Than 5 Persons | None | ||||||
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Ausdal Financial Partners, Inc. | 7995 | ||||||
Street Address 1 | Street Address 2 | ||||||
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5187 Utica Ridge Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Davenport | IOWA | 52807 | |||||
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Recipient |
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More than 5 Persons | None | ||||||
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Allegheny Investments, Ltd. | 7597 | ||||||
Street Address 1 | Street Address 2 | ||||||
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Stone Quarry Crossing | 811 Camp Horne Road, Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Pittsburgh | PENNSYLVANIA | 15237 | |||||
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Recipient |
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More than 5 Persons | None | ||||||
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Madison Avenue Securities, LLC | 23224 | ||||||
Street Address 1 | Street Address 2 | ||||||
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15050 Avenue Of Science | Suite 150 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Diego | CALIFORNIA | 92128 | |||||
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Recipient |
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More than 5 Persons | None | ||||||
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Concorde Investment Services, LLC | 151604 | ||||||
Street Address 1 | Street Address 2 | ||||||
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19500 Victor Parkway | Suite 550 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Livonia | MICHIGAN | 48152 | |||||
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Recipient |
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More than 5 Persons | None | ||||||
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Arete Wealth Management, LLC | 44856 | ||||||
Street Address 1 | Street Address 2 | ||||||
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1101 West Lake Street | First Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60607 | |||||
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Recipient |
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More than 5 Persons | None | ||||||
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Kalos Capital, Inc. | 44337 | ||||||
Street Address 1 | Street Address 2 | ||||||
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11525 Park Woods Circle | Suite 280 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Alphretta | GEORGIA | 30005 | |||||
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Recipient |
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More than 5 Persons | None | ||||||||||||||||||||||||||||
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Cascade Financial Management, Inc. | 119030 | ||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||
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950 17th Street | Suite 950 | ||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||
Denver | COLORADO | 80202 | |||||||||||||||||||||||||||
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Recipient |
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More than 5 Persons | None | ||||||
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Commonwealth Financial Network | 8032 | ||||||
Street Address 1 | Street Address 2 | ||||||
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29 Sawyer Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Waltham | MASSACHUSETTS | 02453 | |||||
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Recipient |
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More than 5 Persons | None | |||||||||||||||||||||||||||||||||||||
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Silber Bennett Financial, Inc. | 165435 | |||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||||||||||||||||
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16133 Ventura Blvd. | Suite 700 | |||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||||||||||||||||
Encino | CALIFORNIA | 91436 | ||||||||||||||||||||||||||||||||||||
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Recipient |
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More than 5 Persons | None | ||||||||||||||||||||||||||||||||||||||||||
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American Investors Company | 38 | ||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||
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2440 Camino Ramon | Suite 103 | ||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||
San Ramon | CALIFORNIA | 94583 | |||||||||||||||||||||||||||||||||||||||||
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Recipient |
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More than 5 Persons | None | |||||||||||||||||||||||||||||||||
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Gardner Financial Services, Inc. | 21000 | |||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||||||||||||
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8421 Wayzata Blvd. | Suite 350 | |||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||||||||||||
Minneapolis | MINNESOTA | 55426 | ||||||||||||||||||||||||||||||||
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Recipient |
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More than 5 Persons | None | |||||||||||||||||||
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Financial Goal Securities, Inc. | 19066 | |||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||
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35-900 Bob Hope Drive | Suite 202 | |||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||
Rancho Mirage | CALIFORNIA | 92270 | ||||||||||||||||||
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Recipient |
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More than 5 Persons | None | ||||||
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Jeffrey Matthews Financial Group, LLC | 41282 | ||||||
Street Address 1 | Street Address 2 | ||||||
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30B Vreeland Road | Suite 210 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Florham Park | NEW JERSEY | 07932 | |||||
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Recipient |
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More than 5 Persons | None | ||||||
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Pariter Securities, LLC | 127836 | ||||||
Street Address 1 | Street Address 2 | ||||||
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243 Carretera #2 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Guyanbo | PUERTO RICO | 00966 | |||||
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Recipient |
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More than 5 Persons | None | ||||||
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Newbridge Securities Corporation | 104065 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5200 Town Center Circle | Tower 1, Suite 306 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Boca Raton | FLORIDA | 33486 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | $40,000,000 | USD |
| |||
Total Amount Sold | $26,700,000 | USD | ||||
Total Remaining to be Sold | $13,300,000 | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $2,850,000 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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ARCTRUST, Inc. | Gary S Baumann | Gary S Baumann, Esq. | Secretary | 2016-10-05 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.