The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21st Cent Fox Cl A | CL A | 90130A101 | 1,127 | 22,699 | SH | SOLE | 0 | 0 | 22,699 | ||
A T & T Inc. | COM | 00206R102 | 5,342 | 166,385 | SH | SOLE | 0 | 0 | 166,385 | ||
Acadia Pharmaceuticals | COM | 00404A109 | 1,213 | 79,473 | SH | SOLE | 0 | 0 | 79,473 | ||
Air Lease Corp Cl A | CLA | 00912X302 | 498 | 11,875 | SH | SOLE | 0 | 0 | 11,875 | ||
Alcoa Inc | COM | 013872106 | 202 | 4,319 | SH | SOLE | 0 | 0 | 4,319 | ||
Alexion Pharma Inc | COM | 015351109 | 205 | 1,656 | SH | SOLE | 0 | 0 | 1,656 | ||
Allergan Inc | SHS | G0177J108 | 1,183 | 7,100 | SH | SOLE | 0 | 0 | 7,100 | ||
Alphabet Inc Class A | CL A | 38259P508 | 8,663 | 7,672 | SH | SOLE | 0 | 0 | 7,672 | ||
Alps Alerian Mlp Etf | Alerian MLP | 00162Q866 | 224 | 22,179 | SH | SOLE | 0 | 0 | 22,179 | ||
Altria Group Inc | COM | 02209S103 | 280 | 4,938 | SH | SOLE | 0 | 0 | 4,938 | ||
Amazon Com Inc | COM | 023135106 | 1,431 | 842 | SH | SOLE | 0 | 0 | 842 | ||
Ambac Finl Group 23wts | W. Exp 4.30.202 | 023139116 | 495 | 53,500 | SH | SOLE | 0 | 0 | 53,500 | ||
Ambac Finl Group New | COM | 023139884 | 1,699 | 85,598 | SH | SOLE | 0 | 0 | 85,598 | ||
Amicus Therapeutics Inc | COM | 03152W109 | 575 | 36,870 | SH | SOLE | 0 | 0 | 36,870 | ||
Apple Inc | Com | 037833100 | 771 | 4,165 | SH | SOLE | 0 | 0 | 4,165 | ||
Astronova Inc | Com | 04638F108 | 284 | 15,100 | SH | SOLE | 0 | 0 | 15,100 | ||
Bank Of America Corp | Com | 060505104 | 7,777 | 275,886 | SH | SOLE | 0 | 0 | 275,886 | ||
Bellicum Pharmaceuticals | Com | 079481107 | 582 | 78,945 | SH | SOLE | 0 | 0 | 78,945 | ||
Berkshire Hathaway Cl B | Com | 084670702 | 1,338 | 7,172 | SH | SOLE | 0 | 0 | 7,172 | ||
Berkshire Htwy Cla | CL A | 084670108 | 1,410 | 500 | SH | SOLE | 0 | 0 | 500 | ||
Biotime Inc | Com | 09066L105 | 80 | 39,275 | SH | SOLE | 0 | 0 | 39,275 | ||
Boeing Co | COM | 097023105 | 3,542 | 10,559 | SH | SOLE | 0 | 0 | 10,559 | ||
Boston Scientific Corp | Com | 101137107 | 936 | 28,635 | SH | SOLE | 0 | 0 | 28,635 | ||
CBS Corporation CL B | CL B | 124857202 | 4,247 | 75,543 | SH | SOLE | 0 | 0 | 75,543 | ||
Celgene Corp | COM | 151020104 | 4,188 | 52,733 | SH | SOLE | 0 | 0 | 52,733 | ||
Citigroup Inc | Com | 172967954 | 8,631 | 128,977 | SH | SOLE | 0 | 0 | 128,977 | ||
Colony Capital Inc New | CL A Com | 19625W104 | 1,369 | 219,452 | SH | SOLE | 0 | 0 | 219,452 | ||
Connectone Bancorp | COM | 20786W107 | 1,013 | 40,710 | SH | SOLE | 0 | 0 | 40,710 | ||
Corning Inc | Com | 219350105 | 4,233 | 153,897 | SH | SOLE | 0 | 0 | 153,897 | ||
Digimarc Corp New | COM | 25381B101 | 331 | 12,375 | SH | SOLE | 0 | 0 | 12,375 | ||
Dowdupont Inc | COM | 260543103 | 3,473 | 52,692 | SH | SOLE | 0 | 0 | 52,692 | ||
Emergent Capital Inc | COM | 29102N105 | 199 | 624,550 | SH | SOLE | 0 | 0 | 624,550 | ||
Enzo Biochem Inc | COM | 294100102 | 1,794 | 345,795 | SH | SOLE | 0 | 0 | 345,795 | ||
Exxon Mobil Corporation | Com | 30231G102 | 233 | 2,822 | SH | SOLE | 0 | 0 | 2,822 | ||
Facebook Inc Class A | CL A | 30303M102 | 385 | 1,986 | SH | SOLE | 0 | 0 | 1,986 | ||
Flexion Therapeutics | COM | 33938J106 | 255 | 9,865 | SH | SOLE | 0 | 0 | 9,865 | ||
Flextronics Intl Ltd | ORD | Y2573F102 | 3,023 | 214,252 | SH | SOLE | 0 | 0 | 214,252 | ||
Fly Leasing Ltd Adr | Sponsored ADR | 34407D109 | 2,467 | 175,105 | SH | SOLE | 0 | 0 | 175,105 | ||
Ford Motor Company | Com | 345370860 | 240 | 21,715 | SH | SOLE | 0 | 0 | 21,715 | ||
Gamestop Corp | CLA | 36467W109 | 278 | 19,081 | SH | SOLE | 0 | 0 | 19,081 | ||
Gavekal Knwldg Leadr | KNLDG LD WD ETF | 30151E608 | 590 | 17,428 | SH | SOLE | 0 | 0 | 17,428 | ||
Gencor Industries Inc | Com | 368678108 | 444 | 27,545 | SH | SOLE | 0 | 0 | 27,545 | ||
General Electric Company | Com | 369604103 | 216 | 15,878 | SH | SOLE | 0 | 0 | 15,878 | ||
Genius Brands Intl | COM Par | 37229T202 | 144 | 60,819 | SH | SOLE | 0 | 0 | 60,819 | ||
Halliburton Co Hldg Co | COM | 406216101 | 225 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
Id Systems Inc | COM | 449489103 | 173 | 28,070 | SH | SOLE | 0 | 0 | 28,070 | ||
Idera Pharma | COM New | 45168K306 | 138 | 104,850 | SH | SOLE | 0 | 0 | 104,850 | ||
Imprimis Pharma New | COM New | 45323A201 | 222 | 101,239 | SH | SOLE | 0 | 0 | 101,239 | ||
Incyte Corporation | COM | 45337C102 | 838 | 12,510 | SH | SOLE | 0 | 0 | 12,510 | ||
Intel Corp | Com | 458140100 | 1,079 | 21,710 | SH | SOLE | 0 | 0 | 21,710 | ||
Intl Business Machines | COM | 459200101 | 396 | 2,837 | SH | SOLE | 0 | 0 | 2,837 | ||
Invesco Bltshs 2018 Hgh Yld | GUG BUL2018 HY | 18383M381 | 2,092 | 83,373 | SH | SOLE | 0 | 0 | 83,373 | ||
Invesco Bltshs 2019 Hgh Yld | GUG BUL 2019 HY | 18383M373 | 2,343 | 96,919 | SH | SOLE | 0 | 0 | 96,919 | ||
Invesco Bltshs 2020 Hgh Yld | GUG BUL 2020 HY | 18383M365 | 2,333 | 96,224 | SH | SOLE | 0 | 0 | 96,224 | ||
Invesco Bultsh 2018 | GUG Bull2018 E | 18383M530 | 296 | 14,015 | SH | SOLE | 0 | 0 | 14,015 | ||
Invesco Bultsh 2019 | GUG Bull2019 E | 18383M522 | 409 | 19,485 | SH | SOLE | 0 | 0 | 19,485 | ||
Invesco Bultsh 2020 | GUG Bull2020 E | 18383M514 | 407 | 19,370 | SH | SOLE | 0 | 0 | 19,370 | ||
Ishares Core S&P 500 | Core S&P500 ETF | 464287200 | 791 | 2,900 | SH | SOLE | 0 | 0 | 2,900 | ||
Ishares Select Dividend | Select Divid ETF | 464287168 | 401 | 4,107 | SH | SOLE | 0 | 0 | 4,107 | ||
Johnson & Johnson | Com | 478160104 | 371 | 3,060 | SH | SOLE | 0 | 0 | 3,060 | ||
Macquarie Infrastruc | COM | 55608B105 | 1,227 | 29,099 | SH | SOLE | 0 | 0 | 29,099 | ||
Micron Technology Inc | COM | 595112103 | 829 | 15,815 | SH | SOLE | 0 | 0 | 15,815 | ||
Microsoft Corp | Com | 594918104 | 3,419 | 34,680 | SH | SOLE | 0 | 0 | 34,680 | ||
New Media Inv Grp Inc | Com | 64704V106 | 3,669 | 198,549 | SH | SOLE | 0 | 0 | 198,549 | ||
New Residential Inv Corp | Com | 64828T102 | 6,009 | 343,599 | SH | SOLE | 0 | 0 | 343,599 | ||
Newell Rubbermaid Inc | COM | 651229106 | 401 | 15,565 | SH | SOLE | 0 | 0 | 15,565 | ||
News Corp New CL A | CL A | 65249B109 | 230 | 14,889 | SH | SOLE | 0 | 0 | 14,889 | ||
Ocwen Financial Corp | COM New | 675746309 | 284 | 71,750 | SH | SOLE | 0 | 0 | 71,750 | ||
Pattern Energy | CL A | 70338P100 | 542 | 28,940 | SH | SOLE | 0 | 0 | 28,940 | ||
Philip Morris Intl Inc | COM | 718172109 | 323 | 4,003 | SH | SOLE | 0 | 0 | 4,003 | ||
Pimco Broad US Tips | Broad US Tips | 72201R403 | 1,738 | 30,145 | SH | SOLE | 0 | 0 | 30,145 | ||
Pitney Bowes Inc | Com | 724479100 | 210 | 24,610 | SH | SOLE | 0 | 0 | 24,610 | ||
PureFunds ISE Cyber Security E | Purefunds ISE CY | 26924G201 | 295 | 7,985 | SH | SOLE | 0 | 0 | 7,985 | ||
Qualcomm Inc | Com | 747525103 | 5,798 | 103,322 | SH | SOLE | 0 | 0 | 103,322 | ||
Royal Dutch Shell B Adrf | Sponsored ADR B | 780259104 | 1,287 | 17,728 | SH | SOLE | 0 | 0 | 17,728 | ||
Schw US LCap Etf | US LRG CAP ETF | 808524201 | 800 | 12,319 | SH | SOLE | 0 | 0 | 12,319 | ||
Seattle Genetics Inc | Com | 812578102 | 1,188 | 17,907 | SH | SOLE | 0 | 0 | 17,907 | ||
Sector Spdr Consumer Fd | SBI CINS Discr | 81369Y407 | 308 | 2,827 | SH | SOLE | 0 | 0 | 2,827 | ||
Sector Spdr Fincl Select | SBI INT-Finl | 81369Y605 | 871 | 32,759 | SH | SOLE | 0 | 0 | 32,759 | ||
Sector Spdr Health Fund | SBI Healthcare | 81369Y209 | 695 | 8,330 | SH | SOLE | 0 | 0 | 8,330 | ||
Sector Spdr Tech Select | Technology | 81369Y803 | 7,679 | 110,542 | SH | SOLE | 0 | 0 | 110,542 | ||
Spdr Index Shares Emerg | Portfolio EMG MK | 78463X509 | 534 | 15,127 | SH | SOLE | 0 | 0 | 15,127 | ||
Spdr Large Cap Etf | Portfolio LR ETF | 78464A854 | 4,091 | 128,339 | SH | SOLE | 0 | 0 | 128,339 | ||
Spdr Mid Cap Etf | Portfolio MD ETF | 78464A847 | 2,116 | 60,685 | SH | SOLE | 0 | 0 | 60,685 | ||
Spdr Msci Eafe | MSCI EAFE STRTGC | 78463X434 | 3,060 | 48,807 | SH | SOLE | 0 | 0 | 48,807 | ||
Spdr Msci Japan | MSCI JAP STRTGIC | 78463X368 | 354 | 4,577 | SH | SOLE | 0 | 0 | 4,577 | ||
Spdr NYSE Technology | NYSE TECH ETF | 78464A102 | 392 | 4,208 | SH | SOLE | 0 | 0 | 4,208 | ||
Spdr S&P Aerosp & Def | Aerospace DEF | 78464A631 | 261 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
Spdr S&P Biotech Etf | S&P Biotech | 78464A870 | 398 | 4,188 | SH | SOLE | 0 | 0 | 4,188 | ||
Spdr S&P Capital Markets | S&P Cap MKTS | 78464A771 | 250 | 4,323 | SH | SOLE | 0 | 0 | 4,323 | ||
Spdr S&P Global Infrastructure | S&P GBLINF ETF | 78463X855 | 243 | 4,926 | SH | SOLE | 0 | 0 | 4,926 | ||
Spdr S&P Regional Bking | S&P Regl BKG | 78464A698 | 315 | 5,172 | SH | SOLE | 0 | 0 | 5,172 | ||
Spdr S&P Semiconductor | S&P Semicndctr | 78464A862 | 534 | 7,395 | SH | SOLE | 0 | 0 | 7,395 | ||
Starwood Ppty TRUST Inc | Com | 85571B105 | 7,676 | 353,588 | SH | SOLE | 0 | 0 | 353,588 | ||
Teekay Lng Partners LP | Partnership Units | Y8564M105 | 4,911 | 291,501 | SH | SOLE | 0 | 0 | 291,501 | ||
Teekay Offshore Partners | Partnership Un | Y8565J101 | 247 | 93,820 | SH | SOLE | 0 | 0 | 93,820 | ||
Teekay Tankers Ltd Cl Af | CL A | Y8565N102 | 956 | 817,165 | SH | SOLE | 0 | 0 | 817,165 | ||
Therapeuticsmd Inc | COM | 88338N107 | 450 | 72,185 | SH | SOLE | 0 | 0 | 72,185 | ||
Tronox Ltd Class A | SHS CL A | Q9235V102 | 1,019 | 51,780 | SH | SOLE | 0 | 0 | 51,780 | ||
United Parcel Service B | CL B | 911312106 | 387 | 3,647 | SH | SOLE | 0 | 0 | 3,647 | ||
Vbi Vaccines Inc | COM New | 91822J103 | 38 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
Visa Inc Cl A | COM CL A | 92826C839 | 2,717 | 20,520 | SH | SOLE | 0 | 0 | 20,520 | ||
Vistagen Therapeutic | COM New | 92840H202 | 62 | 45,428 | SH | SOLE | 0 | 0 | 45,428 | ||
Volkswagen A G | COM Disney | 254687106 | 4,430 | 134,264 | SH | SOLE | 0 | 0 | 134,264 | ||
Walt Disney Co | COM Disney | 254687107 | 719 | 6,866 | SH | SOLE | 0 | 0 | 6,866 | ||
Wisdomtree Europe Etf | EURPOE HEDGED EQ | 97717X701 | 702 | 11,132 | SH | SOLE | 0 | 0 | 11,132 | ||
Xperi Corporation | COM | 98421B100 | 315 | 19,625 | SH | SOLE | 0 | 0 | 19,625 |