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HRZN Horizon Technology Finance

Filed: 26 Oct 21, 4:24pm

 

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 26, 2021

 

HORIZON TECHNOLOGY FINANCE CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware 814-00802 27-2114934

(State or other jurisdiction

of incorporation)

 (Commission File Number) (I.R.S. Employer Identification No.)

 

312 Farmington Avenue

Farmington, CT 06032

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (860) 676-8654

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Title of each class Ticker symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share HRZN The Nasdaq Stock Market LLC
4.875% Notes due 2026 HTFB The New York Stock Exchange

 

 

 

 

 

 

Section 8Other Events
Item 8.01Other Events

 

On October 26, 2021, Horizon Technology Finance Corporation (the “Company”) announced that its Board of Directors has declared monthly distributions totaling $0.30 per share, and a special distribution of $0.05 per share, payable in such amounts and on such dates to stockholders of record, as set forth below.

 

Monthly Distributions

 

Ex-Dividend Date Record Date Payment Date Amount Per Share 
December 16, 2021 December 17, 2021 January 14, 2022 $0.10 
January 18, 2022 January 19, 2022 February 16, 2022 $0.10 
February 17, 2022 February 18, 2022 March 16, 2022 $0.10 
    Total: $0.30 

Special Distribution

 

Ex-Dividend Date Record Date Payment Date Amount Per Share 
November 17, 2021 November 18, 2021 December 15, 2021 $0.05 
    Total: $0.05 

 

A copy of the press release announcing such dividend is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

 

Section 9Financial Statements and Exhibits
Item 9.01Financial Statements and Exhibits

 

(d) Exhibits.

 

99.1Press release of the Company dated October 26, 2021.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: October 26, 2021HORIZON TECHNOLOGY FINANCE CORPORATION   
   
 By:/s/ Robert D. Pomeroy, Jr. 
  Robert D. Pomeroy, Jr. 
  Chief Executive Officer 

 

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Exhibit Index

 

Exhibit No. Description
   
99.1 Press release of the Company dated October 26, 2021

 

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