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Filing tables
Filing exhibits
- 10-K Annual report
- 10.9 Services Agreement, Dated August 9, 2022, by and Between Phenixfin Corp. and SS&C Technologies, Inc
- 10.10 Loan Administration and Custodial Agreement, Dated September 12, 2022 by and Between Phenixfin Corp. and Computershare Trust Company, N.a
- 10.11 Credit Agreement, Dated December 15, 2022 by and Between Phenixfin Corporation and Woodforest National Bank
- 10.12 Pledge and Security Agreement, Dated December 15, 2022 by and Between Phenixfin Corporation and Woodforest National Bank
- 31.1 Certification
- 31.2 Certification
- 32.1 Certification
- 99.1 Notice of Redemption to the Holders of the 6.125% Senior Notes Due 2023, Dated December 15, 2022
- 99.2 Flexfin, LLC Audited Financial Statements for the Year Ended September 30, 2022
Related press release
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Exhibit 32.1
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
AND CHIEF FINANCIAL OFFICER PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report on Form 10-K of PhenixFIN Corporation, (the “Company”) for the annual period ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), we, David Lorber and Ellida McMillan, Chief Executive Officer and Chief Financial Officer, respectively, of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to our knowledge:
(1) | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
(2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of the dates and for the periods expressed in the Report. |
Dated: December 16, 2022 | ||
By: | /s/ David Lorber | |
David Lorber | ||
Chief Executive Officer | ||
By: | /s/ Ellida McMillan | |
Ellida McMillan | ||
Chief Financial Officer |