UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22417
Destra Investment Trust
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
One North Wacker, 48th Floor
Chicago, IL 60606
(Address of principal executive offices) (Zip code)
Chicago, IL 60606
(Address of principal executive offices) (Zip code)
Derek Mullins
One North Wacker, 48th Floor
Chicago, IL 60606
(Name and address of agent for service)
One North Wacker, 48th Floor
Chicago, IL 60606
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-312-843-6161
Date of fiscal year end: September 30
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017
Item 1: Proxy Voting Record | |||||||
Registrant : Destra Advisors, LLC. | |||||||
Fund Name : Destra Dividend Total Return Fund | |||||||
07/01/2016 - 06/30/2017 | |||||||
Cameco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCO | CUSIP 13321L108 | 05/11/2017 | Unvoted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ian D. Bruce | Mgmt | For | N/A | N/A | ||
1.2 | Elect Daniel Camus | Mgmt | For | N/A | N/A | ||
1.3 | Elect John H. Clappison | Mgmt | For | N/A | N/A | ||
1.4 | Elect Donald H.F. Deranger | Mgmt | For | N/A | N/A | ||
1.5 | Elect Catherine A. Gignac | Mgmt | For | N/A | N/A | ||
1.6 | Elect Timothy S. Gitzel | Mgmt | For | N/A | N/A | ||
1.7 | Elect James K. Gowans | Mgmt | For | N/A | N/A | ||
1.8 | Elect Kathryn J. Jackson | Mgmt | For | N/A | N/A | ||
1.9 | Elect Donald B. Kayne | Mgmt | For | N/A | N/A | ||
1.10 | Elect A. Anne McLellan | Mgmt | For | N/A | N/A | ||
1.11 | Elect A. Neil McMillan | Mgmt | For | N/A | N/A | ||
2 | Appointment of Auditor | Mgmt | For | N/A | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | N/A | N/A | ||
4 | Canadian Resident Status | Mgmt | N/A | N/A | N/A | ||
Chubb Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Dividends from Reserves | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Election of Statutory Auditors | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Appointment of Special Auditor | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | ||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | ||
15 | Elect John A. Edwardson | Mgmt | For | For | For | ||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
17 | Elect Kimberly Ross | Mgmt | For | For | For | ||
18 | Elect Robert W. Scully | Mgmt | For | For | For | ||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
20 | Elect Theodore Shasta | Mgmt | For | For | For | ||
21 | Elect David H. Sidwell | Mgmt | For | For | For | ||
22 | Elect Olivier Steimer | Mgmt | For | For | For | ||
23 | Elect James M. Zimmerman | Mgmt | For | For | For |
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | ||
25 | Elect Michael P. Connors | Mgmt | For | Against | Against | ||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
28 | Elect Robert W. Scully | Mgmt | For | For | For | ||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
30 | Election Of Homburger Ag As Independent Proxy | Mgmt | For | For | For | ||
31 | Approval Of Amended And Restated Chubb Limited Employee Stock Purchase Plan | Mgmt | For | For | For | ||
32 | Board Compensation | Mgmt | For | For | For | ||
33 | Executive Compensation | Mgmt | For | For | For | ||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Abstain | Against | ||
CME Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
3 | Elect Charles P. Carey | Mgmt | For | For | For | ||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
5 | Elect Ana Dutra | Mgmt | For | For | For | ||
6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
9 | Elect Leo Melamed | Mgmt | For | Against | Against | ||
10 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
11 | Elect John F. Sandner | Mgmt | For | For | For | ||
12 | Elect Terry L. Savage | Mgmt | For | For | For | ||
13 | Elect William R. Shepard | Mgmt | For | Against | Against | ||
14 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | ||
19 | Approval of the Amendment and Restatement of the Omnibus Stock Plan | Mgmt | For | For | For | ||
Coach, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COH | CUSIP 189754104 | 11/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Denton | Mgmt | For | For | For | ||
2 | Elect Andrea Guerra | Mgmt | For | For | For |
3 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
4 | Elect Annabelle Yu Long | Mgmt | For | For | For | ||
5 | Elect Victor Luis | Mgmt | For | For | For | ||
6 | Elect Ivan Menezes | Mgmt | For | For | For | ||
7 | Elect William R. Nuti | Mgmt | For | For | For | ||
8 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||
9 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Ecolab Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ECL | CUSIP 278865100 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Barbara J. Beck | Mgmt | For | For | For | ||
3 | Elect Leslie S. Biller | Mgmt | For | For | For | ||
4 | Elect Carl M. Casale | Mgmt | For | For | For | ||
5 | Elect Stephen I. Chazen | Mgmt | For | For | For | ||
6 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | ||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||
8 | Elect Michael Larson | Mgmt | For | For | For | ||
9 | Elect David W. MacLennan | Mgmt | For | For | For | ||
10 | Elect Tracy B. McKibben | Mgmt | For | For | For | ||
11 | Elect Victoria J. Reich | Mgmt | For | For | For | ||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | ||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | For | Against | ||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | ||
Forest City Realty Trust Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCE.A | CUSIP 345605109 | 06/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | ||
1.2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.3 | Elect Scott S. Cowen | Mgmt | For | For | For | ||
1.4 | Elect Michael P. Esposito, Jr. | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Elimination of Dual Class Stock | Mgmt | For | For | For | ||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | ||
2 | Elect James S. Crown | Mgmt | For | For | For | ||
3 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
4 | Elect John M. Keane | Mgmt | For | For | For | ||
5 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
6 | Elect Mark M. Malcolm | Mgmt | For | For | For |
7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
8 | Elect William A. Osborn | Mgmt | For | For | For | ||
9 | Elect Catherine B. Reynolds | Mgmt | For | For | For | ||
10 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
11 | Elect Peter A. Wall | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Amendment to the 2012 Equity Compensation Plan | Mgmt | For | For | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
3 | Elect John J. Brennan | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Peter B. Henry | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
13 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
14 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
15 | Elect James J. Mulva | Mgmt | For | For | For | ||
16 | Elect James E. Rohr | Mgmt | For | For | For | ||
17 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
18 | Elect James S. Tisch | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | For | For | For | ||
22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | For | For | For | ||
23 | Ratification of Auditor | Mgmt | For | For | For | ||
24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Against | Against | For | ||
Gramercy Property Trust, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GPT | CUSIP 385002308 | 06/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles E. Black | Mgmt | For | For | For | ||
1.2 | Elect Gordon F. DuGan | Mgmt | For | For | For | ||
1.3 | Elect Allan J. Baum | Mgmt | For | For | For | ||
1.4 | Elect Z. Jamie Behar | Mgmt | For | For | For | ||
1.5 | Elect Thomas D. Eckert | Mgmt | For | For | For | ||
1.6 | Elect James L. Francis | Mgmt | For | For | For | ||
1.7 | Elect Gregory F. Hughes | Mgmt | For | For | For | ||
1.8 | Elect Jeffrey E. Kelter | Mgmt | For | Withhold | Against | ||
1.9 | Elect Louis P. Salvatore | Mgmt | For | For | For | ||
2 | Approval of the 2017 Employee Share Purchase Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Independence Realty Trust Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IRT | CUSIP 45378A106 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott F. Schaeffer | Mgmt | For | For | For | ||
2 | Elect William C. Dunkelberg | Mgmt | For | Against | Against | ||
3 | Elect Robert F. McCadden | Mgmt | For | For | For | ||
4 | Elect Mack D. Prigden III | Mgmt | For | For | For | ||
5 | Elect Richard H. Ross | Mgmt | For | For | For | ||
6 | Elect DeForest B. Soaries, Jr. | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
J.M. Smucker Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | ||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | ||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | ||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | ||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | ||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | ||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
8 | Elect Alex Shumate | Mgmt | For | For | For | ||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | ||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | ||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted |
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
7 | Elect William D. Perez | Mgmt | For | For | For | ||
8 | Elect Charles Prince | Mgmt | For | For | For | ||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Re-Approval Of The Material Terms Of Performance Goals Under The 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 08/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect Todd A. Combs | Mgmt | For | For | For | ||
6 | Elect James S. Crown | Mgmt | For | For | For | ||
7 | Elect James Dimon | Mgmt | For | For | For | ||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Keycorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Austin A. Adams | Mgmt | For | For | For | ||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
6 | Elect H. James Dallas | Mgmt | For | For | For | ||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
11 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
14 | Elect Demos Parneros | Mgmt | For | For | For | ||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
16 | Elect David K. Wilson | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect Bruce A. Carlson | Mgmt | For | For | For | ||
6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For |
7 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
8 | Elect Ilene S. Gordon | Mgmt | For | Against | Against | ||
9 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
10 | Elect James M. Loy | Mgmt | For | For | For | ||
11 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
12 | Elect Anne Stevens | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
Magellan Midstream Partners, L.P. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMP | CUSIP 559080106 | 04/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lori A. Gobillot | Mgmt | For | For | For | ||
1.2 | Elect Edward J. Guay | Mgmt | For | For | For | ||
1.3 | Elect Michael N. Mears | Mgmt | For | For | For | ||
1.4 | Elect James R. Montague | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
MainSource Financial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFG | CUSIP 56062Y102 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kathleen L. Bardwell | Mgmt | For | For | For | ||
1.2 | Elect William G. Barron | Mgmt | For | For | For | ||
1.3 | Elect Vincent A. Berta | Mgmt | For | For | For | ||
1.4 | Elect Archie M. Brown, Jr. | Mgmt | For | For | For | ||
1.5 | Elect D.J. Hines | Mgmt | For | For | For | ||
1.6 | Elect Erin P. Hoeflinger | Mgmt | For | For | For | ||
1.7 | Elect Thomas M. O'Brien | Mgmt | For | For | For | ||
1.8 | Elect Lawrence R. Rueff | Mgmt | For | For | For | ||
1.9 | Elect John G. Seale | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Pamela J. Craig | Mgmt | For | For | For |
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | ||
Microchip Technology Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCHP | CUSIP 595017104 | 08/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steve Sanghi | Mgmt | For | For | For | ||
2 | Elect Matthew W. Chapman | Mgmt | For | For | For | ||
3 | Elect L. B. Day | Mgmt | For | Against | Against | ||
4 | Elect Esther L. Johnson | Mgmt | For | For | For | ||
5 | Elect Wade F. Meyercord | Mgmt | For | For | For | ||
6 | Incentive Compensation Plan | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Cesar Conde | Mgmt | For | For | For | ||
4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
5 | Elect Dina Dublon | Mgmt | For | For | For | ||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | ||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
8 | Elect William R. Johnson | Mgmt | For | For | For | ||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
10 | Elect David C. Page | Mgmt | For | For | For |
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
13 | Elect Darren Walker | Mgmt | For | For | For | ||
14 | Elect Alberto Weisser | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Prudential Global Short Duration High Yield Fund Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISD | CUSIP 74442F107 | 03/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kevin J. Bannon | Mgmt | For | For | For | ||
1.2 | Elect Keith F. Hartstein | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Stoneburn | Mgmt | For | For | For | ||
1.4 | Elect Grace C. Torres | Mgmt | For | Withhold | Against | ||
Redwood Trust, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RWT | CUSIP 758075402 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Baum | Mgmt | For | For | For | ||
2 | Elect Douglas B. Hansen | Mgmt | For | For | For | ||
3 | Elect Mariann Byerwalter | Mgmt | For | For | For | ||
4 | Elect Debora D. Horvath | Mgmt | For | For | For | ||
5 | Elect Martin S. Hughes | Mgmt | For | For | For | ||
6 | Elect Greg H. Kubicek | Mgmt | For | For | For | ||
7 | Elect Karen R. Pallota | Mgmt | For | For | For | ||
8 | Elect Jeffrey T. Pero | Mgmt | For | For | For | ||
9 | Elect Georganne C. Proctor | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Republic Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RSG | CUSIP 760759100 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Manuel Kadre | Mgmt | For | For | For | ||
2 | Elect Tomago Collins | Mgmt | For | For | For | ||
3 | Elect William J. Flynn | Mgmt | For | For | For | ||
4 | Elect Thomas W. Handley | Mgmt | For | For | For | ||
5 | Elect Jennifer M Kirk | Mgmt | For | For | For | ||
6 | Elect Michael Larson | Mgmt | For | For | For | ||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||
8 | Elect Donald W. Slager | Mgmt | For | For | For | ||
9 | Elect John M. Trani | Mgmt | For | For | For | ||
10 | Elect Sandra M Volpe | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Sap SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAP | CUSIP 803054204 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
The Bank of N.T. Butterfield & Son Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTB | CUSIP G0772R208 | 04/28/2017 | Voted | ||||
Meeting Type | Country of Trade |
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Board Size | Mgmt | For | For | For | ||
4 | Elect E. Barclay Simmons | Mgmt | For | For | For | ||
5 | Elect Michael Collins | Mgmt | For | For | For | ||
6 | Elect Alastair W.S. Barbour | Mgmt | For | For | For | ||
7 | Elect James Burr | Mgmt | For | For | For | ||
8 | Elect Caroline Foulger | Mgmt | For | For | For | ||
9 | Elect Conor O'Dea | Mgmt | For | For | For | ||
10 | Elect Wolfgang Schoellkopf | Mgmt | For | For | For | ||
11 | Elect John R. Wright | Mgmt | For | For | For | ||
12 | Elect David K. Zwiener | Mgmt | For | For | For | ||
13 | Authority to Fill Vacancies | Mgmt | For | For | For | ||
14 | Authority to Issue Treasury Shares and Unissued Authorized Capital | Mgmt | For | Against | Against | ||
The Goldman Sachs Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Mark Flaherty | Mgmt | For | For | For | ||
4 | Elect William W. George | Mgmt | For | For | For | ||
5 | Elect James A. Johnson | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
10 | Elect David A. Viniar | Mgmt | For | For | For | ||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Scott D. Cook | Mgmt | For | For | For | ||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
7 | Elect David. S. Taylor | Mgmt | For | For | For | ||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | ||
Vector Group, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VGR | CUSIP 92240M108 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bennett S. LeBow | Mgmt | For | For | For | ||
1.2 | Elect Howard M. Lorber | Mgmt | For | For | For | ||
1.3 | Elect Ronald J. Bernstein | Mgmt | For | For | For | ||
1.4 | Elect Stanley S. Arkin | Mgmt | For | For | For | ||
1.5 | Elect Henry C. Beinstein | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey S. Podell | Mgmt | For | Withhold | Against | ||
1.7 | Elect Jean E. Sharpe | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | ||
Vodafone Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VOD | CUSIP 92857W308 | 07/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
3 | Elect Vittorio Colao | Mgmt | For | For | For | ||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | ||
5 | Elect Crispin Davis | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | ||
7 | Elect Clara Furse | Mgmt | For | For | For | ||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | ||
9 | Elect Renee J. James | Mgmt | For | For | For | ||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | ||
11 | Elect Nick Land | Mgmt | For | For | For | ||
12 | Elect David Nish | Mgmt | For | For | For | ||
13 | Elect Philip Yea | Mgmt | For | For | For | ||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||
Waste Management, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WM | CUSIP 94106L109 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
3 | Elect James C Fish | Mgmt | For | For | For | ||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
8 | Elect John C. Pope | Mgmt | For | For | For | ||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | Against | Against | ||
2 | Elect John S. Chen | Mgmt | For | Against | Against | ||
3 | Elect Lloyd H. Dean | Mgmt | For | Against | Against | ||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||
6 | Elect Donald M. James | Mgmt | For | For | For | ||
7 | Elect Cynthia H. Milligan | Mgmt | For | Against | Against | ||
8 | Elect Karen B. Peetz | Mgmt | For | For | For | ||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
10 | Elect James H. Quigley | Mgmt | For | For | For | ||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
12 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
13 | Elect Timothy J. Sloan | Mgmt | For | For | For | ||
14 | Elect Susan Swenson | Mgmt | For | Against | Against | ||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For |
19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against | ||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
Western Digital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDC | CUSIP 958102105 | 11/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | ||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | ||
5 | Elect Len J. Lauer | Mgmt | For | For | For | ||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||
8 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
9 | Elect Paula A. Price | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For |
Item 1: Proxy Voting Record | |||||||
Registrant : Destra Advisors, LLC. | |||||||
Fund Name : Destra Focused Equity Fund | |||||||
07/01/2016 - 06/30/2017 | |||||||
Adobe Systems Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Amy L. Banse | Mgmt | For | For | For | ||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | ||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | ||
5 | Elect James E. Daley | Mgmt | For | For | For | ||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | ||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | ||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
10 | Elect John E. Warnock | Mgmt | For | For | For | ||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Allergan plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | ||
2 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||
3 | Elect James H. Bloem | Mgmt | For | For | For | ||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | ||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | ||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | ||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For |
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Alphabet Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | ||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against | ||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For |
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
Biogen Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | ||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | ||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | ||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | ||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | ||
7 | Elect Brian S. Posner | Mgmt | For | For | For | ||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | ||
9 | Elect Lynn Schenk | Mgmt | For | For | For | ||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | ||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | ||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | ||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | ||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||
5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
6 | Elect Michael Grobstein | Mgmt | For | For | For | ||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For |
10 | Elect Gerald Storch | Mgmt | For | Against | Against | ||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | ||
15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Celgene Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | ||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | ||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | ||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | ||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | ||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | ||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | ||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | ||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Madeline S. Bell | Mgmt | For | Withhold | Against | ||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.4 | Elect Edward D. Breen | Mgmt | For | Withhold | Against | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | Withhold | Against | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | ||
1.8 | Elect David C. Novak | Mgmt | For | For | For | ||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote On Executive Compensation | Mgmt | For | Against | Against | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
Estee Lauder Companies Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EL | CUSIP 518439104 | 11/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald S. Lauder | Mgmt | For | For | For | ||
2 | Elect William P. Lauder | Mgmt | For | For | For | ||
3 | Elect Richard D. Parsons | Mgmt | For | For | For | ||
4 | Elect Lynn Forester de Rothschild | Mgmt | For | For | For | ||
5 | Elect Richard F. Zannino | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
4 | Elect John C. Martin | Mgmt | For | For | For | ||
5 | Elect John F. Milligan | Mgmt | For | For | For | ||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect Todd A. Combs | Mgmt | For | For | For | ||
6 | Elect James S. Crown | Mgmt | For | For | For | ||
7 | Elect James Dimon | Mgmt | For | For | For | ||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Kraft Heinz Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
2 | Elect Alexandre Behring | Mgmt | For | For | For | ||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
4 | Elect John T. Cahill | Mgmt | For | For | For | ||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
6 | Elect Feroz Dewan | Mgmt | For | For | For | ||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | ||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | ||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | ||
10 | Elect John C. Pope | Mgmt | For | For | For | ||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For |
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | ||
Kroger Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KR | CUSIP 501044101 | 06/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
3 | Elect Anne Gates | Mgmt | For | For | For | ||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
8 | Elect James A. Runde | Mgmt | For | For | For | ||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Mastercard Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
2 | Elect Ajay Banga | Mgmt | For | For | For | ||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
7 | Elect Merit E. Janow | Mgmt | For | For | For | ||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | ||
10 | Elect Rima Qureshi | Mgmt | For | For | For | ||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
Medtronic Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | Against | Against | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Elect Preetha Reddy | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Adoption of Proxy Access | Mgmt | For | For | For | ||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | For | For | ||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | For | For | ||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | For | For | ||
Paypal Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PYPL | CUSIP 70450Y103 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wences Casares | Mgmt | For | For | For | ||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||
3 | Elect John J. Donahoe II | Mgmt | For | Against | Against | ||
4 | Elect David Dorman | Mgmt | For | For | For | ||
5 | Elect Belinda J. Johnson | Mgmt | For | For | For | ||
6 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
7 | Elect David M. Moffett | Mgmt | For | For | For | ||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | ||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Amendment to Articles Regarding Proxy Access | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
5 | Elect Robert M. Gates | Mgmt | For | For | For | ||
6 | Elect Mellody Hobson | Mgmt | For | For | For | ||
7 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
8 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | ||
9 | Elect Satya Nadella | Mgmt | For | For | For | ||
10 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | ||
11 | Elect Clara Shih | Mgmt | For | For | For | ||
12 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
13 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
14 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
The TJX Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
4 | Elect David T. Ching | Mgmt | For | For | For | ||
5 | Elect Ernie Herrman | Mgmt | For | For | For | ||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | ||
10 | Elect John F. O'Brien | Mgmt | For | For | For | ||
11 | Elect Willow B. Shire | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Reapproval Of Material Terms Of Performance Goals Under The Stock Incentive Plan | Mgmt | For | For | For |
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
The Walt Disney Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||
2 | Elect John S. Chen | Mgmt | For | Against | Against | ||
3 | Elect Jack Dorsey | Mgmt | For | Against | Against | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||
7 | Elect Aylwin B. Lewis | Mgmt | For | Against | Against | ||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
9 | Elect Mark G. Parker | Mgmt | For | For | For | ||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||
11 | Elect Orin C. Smith | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For |
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | ||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
Item 1: Proxy Voting Record | |||||||
Registrant : Destra Advisors, LLC. | |||||||
Fund Name : Destra/Wolverine Alternative Opportunities Fund | |||||||
07/01/2016 - 06/30/2017 | |||||||
iShares MSCI Eurozone ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EZU | CUSIP 464286608 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For | ||
iShares MSCI Japan ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EWJ | CUSIP 46434G822 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For | ||
iShares Europe ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IEV | CUSIP 464287861 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For | ||
iShares Russell 1000 Growth ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IWF | CUSIP 464287614 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For |
1.5 | Elect Mark Wiedman | Mgmt | For | For | For | ||
iShares MSCI Emerging Markets ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EEM | CUSIP 464287234 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For | ||
iShares Russell 1000 Value ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IWD | CUSIP 464287598 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For | ||
iShares S&P 500 Growth ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IVW | CUSIP 464287309 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For | ||
iShares Russell 2000 Value ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IWN | CUSIP 464287630 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For |
iShares S&P 500 Value ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IVE | CUSIP 464287408 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For | ||
iShares U.S. Real Estate ETF | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IYR | CUSIP 464287739 | 06/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jane D. Carlin | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Fagnani | Mgmt | For | For | For | ||
1.3 | Elect Drew E. Lawton | Mgmt | For | For | For | ||
1.4 | Elect Madhav V. Rajan | Mgmt | For | For | For | ||
1.5 | Elect Mark Wiedman | Mgmt | For | For | For |
Item 1: Proxy Voting Record | |||||||
Registrant : Destra Advisors, LLC. | |||||||
Fund Name : Flaherty & Crumrine Preferred and Income Fund | |||||||
07/01/2016 - 06/30/2017 |
PROXY VOTING REPORT
7/1/2016 To 6/30/2017
Name of the Issuer | Ticker | Cusip | Shares Held | Meeting Date | Matter Voted | Proposed By | Vote Cast | Vote For or Against proposal | Vote For management | |||||||
ENDURANCE SPECIALTY HOLDINGS | ENH | 29267H406 | 16,000 | 1/27/2017 | Approve adjournment of special meeting to solicit additional proxies if needed | Issuer | Yes | For | Yes | |||||||
ENDURANCE SPECIALTY HOLDINGS | ENH | 29267H406 | 16,000 | 1/27/2017 | Approve compensation that may become payable to officers in connection with merger | Issuer | No | Abstain | N/A | |||||||
ENDURANCE SPECIALTY HOLDINGS | ENH | 29267H406 | 16,000 | 1/27/2017 | Approve merger with SOMPO Holdings, Inc. | Issuer | Yes | For | Yes | |||||||
Kinder Morgan Incorporated | KMI | 49456B101 | 50,629 | 5/10/2017 | Annual sustainability report | Security Holder | Yes | Against | Yes | |||||||
Kinder Morgan Incorporated | KMI | 49456B101 | 50,629 | 5/10/2017 | Approve auditor | Issuer | Yes | For | Yes | |||||||
Kinder Morgan Incorporated | KMI | 49456B101 | 50,629 | 5/10/2017 | Approve directors | Issuer | Yes | For | Yes | |||||||
Kinder Morgan Incorporated | KMI | 49456B101 | 50,629 | 5/10/2017 | Assessment of impacts of technological advances and climate change policies | Security Holder | Yes | Against | Yes | |||||||
Kinder Morgan Incorporated | KMI | 49456B101 | 50,629 | 5/10/2017 | Proxy access bylaw | Security Holder | Yes | Against | Yes | |||||||
Kinder Morgan Incorporated | KMI | 49456B101 | 50,629 | 5/10/2017 | Report on methane emissions | Security Holder | Yes | Against | Yes |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Destra Investment Trust
By (Signature and Title)* /s/ Robert Watson
Robert Watson, President
(principal executive officer)
Date August 15, 2017
*Print the name and title of each signing officer under his or her signature.