The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,491 | 7,785 | SH | DFND | 1 | 0 | 0 | 7,785 | |
ABBOTT LABS | COM | 002824100 | 945 | 21,193 | SH | DFND | 1 | 0 | 0 | 21,193 | |
ABBVIE INC | COM | 00287Y109 | 1,714 | 26,266 | SH | DFND | 1 | 0 | 0 | 26,266 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 384 | 7,773 | SH | DFND | 1 | 0 | 0 | 7,773 | |
ADOBE SYS INC | COM | 00724F101 | 478 | 3,660 | SH | DFND | 1 | 0 | 0 | 3,660 | |
AETNA INC NEW | COM | 00817Y108 | 406 | 3,173 | SH | DFND | 1 | 0 | 0 | 3,173 | |
AFLAC INC | COM | 001055102 | 624 | 8,637 | SH | DFND | 1 | 0 | 0 | 8,637 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 215 | 1,997 | SH | DFND | 1 | 0 | 0 | 1,997 | |
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 342 | 51,050 | SH | DFND | 1 | 0 | 0 | 51,050 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,862 | 3,391 | SH | DFND | 1 | 0 | 0 | 3,391 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,337 | 1,623 | SH | DFND | 1 | 0 | 0 | 1,623 | |
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 85 | 10,410 | SH | DFND | 1 | 0 | 0 | 10,410 | |
ALTRIA GROUP INC | COM | 02209S103 | 3,725 | 52,204 | SH | DFND | 1 | 0 | 0 | 52,204 | |
AMAZON COM INC | COM | 023135106 | 1,773 | 1,999 | SH | DFND | 1 | 0 | 0 | 1,999 | |
AMERICAN ELEC PWR INC | COM | 025537101 | 418 | 6,291 | SH | DFND | 1 | 0 | 0 | 6,291 | |
AMERICAN EXPRESS CO | COM | 025816109 | 530 | 6,710 | SH | DFND | 1 | 0 | 0 | 6,710 | |
AMERICAN FINL GROUP INC OHIO | COM | 025932104 | 2,704 | 28,358 | SH | DFND | 1 | 0 | 0 | 28,358 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 513 | 8,242 | SH | DFND | 1 | 0 | 0 | 8,242 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,026 | 8,461 | SH | DFND | 1 | 0 | 0 | 8,461 | |
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 292 | 3,737 | SH | DFND | 1 | 0 | 0 | 3,737 | |
AMERIS BANCORP | COM | 03076K108 | 270 | 5,852 | SH | DFND | 1 | 0 | 0 | 5,852 | |
AMGEN INC | COM | 031162100 | 2,362 | 14,403 | SH | DFND | 1 | 0 | 0 | 14,403 | |
ANADARKO PETE CORP | UNIT 99/99/9999 | 032511404 | 290 | 6,650 | SH | DFND | 1 | 0 | 0 | 6,650 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 444 | 4,059 | SH | DFND | 1 | 0 | 0 | 4,059 | |
ANNALY CAP MGMT INC | COM | 035710409 | 647 | 58,171 | SH | DFND | 1 | 0 | 0 | 58,171 | |
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 89 | 15,855 | SH | DFND | 1 | 0 | 0 | 15,855 | |
APPLE INC | COM | 037833100 | 12,082 | 84,187 | SH | DFND | 1 | 0 | 0 | 84,187 | |
APPLIED MATLS INC | COM | 038222105 | 2,334 | 59,874 | SH | DFND | 1 | 0 | 0 | 59,874 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 241 | 5,261 | SH | DFND | 1 | 0 | 0 | 5,261 | |
AT&T INC | COM | 00206R102 | 6,933 | 166,931 | SH | DFND | 1 | 0 | 0 | 166,931 | |
AUTODESK INC | COM | 052769106 | 256 | 2,903 | SH | DFND | 1 | 0 | 0 | 2,903 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 792 | 7,732 | SH | DFND | 1 | 0 | 0 | 7,732 | |
BANK AMER CORP | COM | 060505104 | 2,880 | 122,150 | SH | DFND | 1 | 0 | 0 | 122,150 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 223 | 4,729 | SH | DFND | 1 | 0 | 0 | 4,729 | |
BARCLAYS BANK PLC | ADR PFD SR 5 | 06739H362 | 317 | 12,241 | SH | DFND | 1 | 0 | 0 | 12,241 | |
BARD C R INC | COM | 067383109 | 415 | 1,670 | SH | DFND | 1 | 0 | 0 | 1,670 | |
BAXTER INTL INC | COM | 071813109 | 282 | 5,424 | SH | DFND | 1 | 0 | 0 | 5,424 | |
BB&T CORP | COM | 054937107 | 591 | 13,273 | SH | DFND | 1 | 0 | 0 | 13,273 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,000 | 4 | SH | DFND | 1 | 0 | 0 | 4 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,358 | 20,084 | SH | DFND | 1 | 0 | 0 | 20,084 | |
BIOGEN INC | COM | 09062X103 | 245 | 899 | SH | DFND | 1 | 0 | 0 | 899 | |
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 234 | 30,846 | SH | DFND | 1 | 0 | 0 | 30,846 | |
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 209 | 19,199 | SH | DFND | 1 | 0 | 0 | 19,199 | |
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 700 | 31,313 | SH | DFND | 1 | 0 | 0 | 31,313 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 595 | 20,038 | SH | DFND | 1 | 0 | 0 | 20,038 | |
BLOCK H & R INC | COM | 093671105 | 493 | 21,221 | SH | DFND | 1 | 0 | 0 | 21,221 | |
BOEING CO | COM | 097023105 | 1,457 | 8,240 | SH | DFND | 1 | 0 | 0 | 8,240 | |
BOISE CASCADE CO DEL | COM | 09739D100 | 278 | 10,436 | SH | DFND | 1 | 0 | 0 | 10,436 | |
BP PLC | SPONSORED ADR | 055622104 | 1,079 | 31,226 | SH | DFND | 1 | 0 | 0 | 31,226 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 536 | 9,928 | SH | DFND | 1 | 0 | 0 | 9,928 | |
BROWN FORMAN CORP | CL B | 115637209 | 234 | 5,073 | SH | DFND | 1 | 0 | 0 | 5,073 | |
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 146 | 12,870 | SH | DFND | 1 | 0 | 0 | 12,870 | |
CAPSTEAD MTG CORP | COM NO PAR | 14067E506 | 315 | 29,496 | SH | DFND | 1 | 0 | 0 | 29,496 | |
CATERPILLAR INC DEL | COM | 149123101 | 288 | 3,095 | SH | DFND | 1 | 0 | 0 | 3,095 | |
CELGENE CORP | COM | 151020104 | 2,226 | 17,933 | SH | DFND | 1 | 0 | 0 | 17,933 | |
CEMPRA INC | COM | 15130J109 | 50 | 13,500 | SH | DFND | 1 | 0 | 0 | 13,500 | |
CHEVRON CORP NEW | COM | 166764100 | 1,444 | 13,471 | SH | DFND | 1 | 0 | 0 | 13,471 | |
CHIMERA INVT CORP | COM NEW | 16934Q208 | 338 | 16,838 | SH | DFND | 1 | 0 | 0 | 16,838 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 371 | 838 | SH | DFND | 1 | 0 | 0 | 838 | |
CISCO SYS INC | COM | 17275R102 | 1,538 | 45,380 | SH | DFND | 1 | 0 | 0 | 45,380 | |
CITIGROUP INC | COM NEW | 172967424 | 488 | 8,154 | SH | DFND | 1 | 0 | 0 | 8,154 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 1,838 | 53,157 | SH | DFND | 1 | 0 | 0 | 53,157 | |
CLIFFS NAT RES INC | COM | 18683K101 | 175 | 21,340 | SH | DFND | 1 | 0 | 0 | 21,340 | |
CLOROX CO DEL | COM | 189054109 | 648 | 4,799 | SH | DFND | 1 | 0 | 0 | 4,799 | |
CME GROUP INC | COM | 12572Q105 | 1,192 | 10,058 | SH | DFND | 1 | 0 | 0 | 10,058 | |
COCA COLA CO | COM | 191216100 | 869 | 20,633 | SH | DFND | 1 | 0 | 0 | 20,633 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 421 | 5,774 | SH | DFND | 1 | 0 | 0 | 5,774 | |
COMCAST CORP NEW | CL A | 20030N101 | 2,361 | 62,806 | SH | DFND | 1 | 0 | 0 | 62,806 | |
COMMERCEHUB INC | COM SER C | 20084V306 | 624 | 39,400 | SH | DFND | 1 | 0 | 0 | 39,400 | |
COMMUNITY BK SYS INC | COM | 203607106 | 907 | 16,487 | SH | DFND | 1 | 0 | 0 | 16,487 | |
CONOCOPHILLIPS | COM | 20825C104 | 777 | 15,596 | SH | DFND | 1 | 0 | 0 | 15,596 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 1,111 | 14,267 | SH | DFND | 1 | 0 | 0 | 14,267 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 596 | 3,688 | SH | DFND | 1 | 0 | 0 | 3,688 | |
CORNING INC | COM | 219350105 | 401 | 14,952 | SH | DFND | 1 | 0 | 0 | 14,952 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 362 | 2,153 | SH | DFND | 1 | 0 | 0 | 2,153 | |
CREDIT SUISSE HIGH YLD BND F | SH BEN INT | 22544F103 | 337 | 126,341 | SH | DFND | 1 | 0 | 0 | 126,341 | |
CSX CORP | COM | 126408103 | 665 | 14,324 | SH | DFND | 1 | 0 | 0 | 14,324 | |
CUMMINS INC | COM | 231021106 | 1,385 | 9,174 | SH | DFND | 1 | 0 | 0 | 9,174 | |
CVS HEALTH CORP | COM | 126650100 | 820 | 10,381 | SH | DFND | 1 | 0 | 0 | 10,381 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 524 | 6,263 | SH | DFND | 1 | 0 | 0 | 6,263 | |
DBX ETF TR | INFRSTR REV FD | 233051705 | 1,572 | 60,506 | SH | DFND | 1 | 0 | 0 | 60,506 | |
DBX ETF TR | XTRAK MSCI EAFE | 233051200 | 233 | 7,829 | SH | DFND | 1 | 0 | 0 | 7,829 | |
DELAWARE INVT NAT MUNI INC F | SH BEN INT | 24610T108 | 285 | 21,954 | SH | DFND | 1 | 0 | 0 | 21,954 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 386 | 8,372 | SH | DFND | 1 | 0 | 0 | 8,372 | |
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 647 | 5,563 | SH | DFND | 1 | 0 | 0 | 5,563 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 1,854 | 16,330 | SH | DFND | 1 | 0 | 0 | 16,330 | |
DNP SELECT INCOME FD | COM | 23325P104 | 791 | 73,464 | SH | DFND | 1 | 0 | 0 | 73,464 | |
DOLLAR TREE INC | COM | 256746108 | 377 | 4,797 | SH | DFND | 1 | 0 | 0 | 4,797 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 553 | 7,151 | SH | DFND | 1 | 0 | 0 | 7,151 | |
DOW CHEM CO | COM | 260543103 | 686 | 10,849 | SH | DFND | 1 | 0 | 0 | 10,849 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 388 | 4,840 | SH | DFND | 1 | 0 | 0 | 4,840 | |
DUFF & PHELPS SLCT ENGY MLP | COM | 26433F108 | 166 | 21,273 | SH | DFND | 1 | 0 | 0 | 21,273 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,315 | 16,055 | SH | DFND | 1 | 0 | 0 | 16,055 | |
EATON CORP PLC | SHS | G29183103 | 827 | 11,133 | SH | DFND | 1 | 0 | 0 | 11,133 | |
EATON VANCE NY MUNI INCOME T | SH BEN INT | 27826W104 | 265 | 20,815 | SH | DFND | 1 | 0 | 0 | 20,815 | |
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 737 | 86,680 | SH | DFND | 1 | 0 | 0 | 86,680 | |
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 338 | 21,640 | SH | DFND | 1 | 0 | 0 | 21,640 | |
EATON VANCE TX MNG BY WRT OP | COM | 27828Y108 | 353 | 23,195 | SH | DFND | 1 | 0 | 0 | 23,195 | |
ELECTRONIC ARTS INC | COM | 285512109 | 217 | 2,396 | SH | DFND | 1 | 0 | 0 | 2,396 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 334 | 9,187 | SH | DFND | 1 | 0 | 0 | 9,187 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 288 | 10,427 | SH | DFND | 1 | 0 | 0 | 10,427 | |
EQUINIX INC | COM PAR $0.001 | 29444U700 | 476 | 1,190 | SH | DFND | 1 | 0 | 0 | 1,190 | |
ESSENT GROUP LTD | COM | G3198U102 | 630 | 17,403 | SH | DFND | 1 | 0 | 0 | 17,403 | |
EVERCORE PARTNERS INC | CLASS A | 29977A105 | 907 | 11,667 | SH | DFND | 1 | 0 | 0 | 11,667 | |
EVERSOURCE ENERGY | COM | 30040W108 | 396 | 6,701 | SH | DFND | 1 | 0 | 0 | 6,701 | |
EXELON CORP | COM | 30161N101 | 360 | 10,022 | SH | DFND | 1 | 0 | 0 | 10,022 | |
EXXON MOBIL CORP | COM | 30231G102 | 4,722 | 57,578 | SH | DFND | 1 | 0 | 0 | 57,578 | |
FACEBOOK INC | CL A | 30303M102 | 3,691 | 26,007 | SH | DFND | 1 | 0 | 0 | 26,007 | |
FEDEX CORP | COM | 31428X106 | 4,287 | 21,888 | SH | DFND | 1 | 0 | 0 | 21,888 | |
FINANCIAL INSTNS INC | COM | 317585404 | 308 | 9,347 | SH | DFND | 1 | 0 | 0 | 9,347 | |
FIRST TR ENERGY INCOME & GRW | COM | 33738G104 | 394 | 14,590 | SH | DFND | 1 | 0 | 0 | 14,590 | |
FIRST TR ENHANCED EQTY INC F | COM | 337318109 | 150 | 10,353 | SH | DFND | 1 | 0 | 0 | 10,353 | |
FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | 3,092 | 88,741 | SH | DFND | 1 | 0 | 0 | 88,741 | |
FIRST TR EXCHANG TRADED FD I | MANAGD MUN ETF | 33739N108 | 342 | 6,597 | SH | DFND | 1 | 0 | 0 | 6,597 | |
FIRST TR EXCHANGE TRADED FD | CAP STRENGTH ETF | 33733E104 | 3,265 | 74,667 | SH | DFND | 1 | 0 | 0 | 74,667 | |
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 3,299 | 71,540 | SH | DFND | 1 | 0 | 0 | 71,540 | |
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 1,877 | 21,347 | SH | DFND | 1 | 0 | 0 | 21,347 | |
FIRST TR EXCHANGE TRADED FD | DORSEY WRIGHT | 33738R878 | 890 | 39,715 | SH | DFND | 1 | 0 | 0 | 39,715 | |
FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 8,094 | 336,517 | SH | DFND | 1 | 0 | 0 | 336,517 | |
FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 | 833 | 55,402 | SH | DFND | 1 | 0 | 0 | 55,402 | |
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 3,559 | 128,422 | SH | DFND | 1 | 0 | 0 | 128,422 | |
FIRST TR EXCHANGE TRADED FD | FIRST TR ENH NEW | 33739Q408 | 369 | 6,155 | SH | DFND | 1 | 0 | 0 | 6,155 | |
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 3,845 | 78,656 | SH | DFND | 1 | 0 | 0 | 78,656 | |
FIRST TR EXCHANGE TRADED FD | FST LOW OPPT EFT | 33739Q200 | 259 | 4,974 | SH | DFND | 1 | 0 | 0 | 4,974 | |
FIRST TR EXCHANGE TRADED FD | FT STRG INCM ETF | 33739Q309 | 779 | 15,324 | SH | DFND | 1 | 0 | 0 | 15,324 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 999 | 16,032 | SH | DFND | 1 | 0 | 0 | 16,032 | |
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 4,611 | 134,592 | SH | DFND | 1 | 0 | 0 | 134,592 | |
FIRST TR EXCHANGE TRADED FD | MULTI ASSET DI | 33738R100 | 1,082 | 55,307 | SH | DFND | 1 | 0 | 0 | 55,307 | |
FIRST TR EXCHANGE TRADED FD | NASDAQ BK ETF | 33738R860 | 366 | 14,115 | SH | DFND | 1 | 0 | 0 | 14,115 | |
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 1,331 | 52,395 | SH | DFND | 1 | 0 | 0 | 52,395 | |
FIRST TR EXCHANGE TRADED FD | RBA INDL ETF | 33738R704 | 1,447 | 60,500 | SH | DFND | 1 | 0 | 0 | 60,500 | |
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 3,768 | 77,858 | SH | DFND | 1 | 0 | 0 | 77,858 | |
FIRST TR EXCHANGE TRADED FD | SSI STRG ETF | 33739Q507 | 1,587 | 58,811 | SH | DFND | 1 | 0 | 0 | 58,811 | |
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 360 | 8,600 | SH | DFND | 1 | 0 | 0 | 8,600 | |
FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 | 206 | 3,579 | SH | DFND | 1 | 0 | 0 | 3,579 | |
FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | 1,026 | 37,420 | SH | DFND | 1 | 0 | 0 | 37,420 | |
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 211 | 10,785 | SH | DFND | 1 | 0 | 0 | 10,785 | |
FIRST TR EXCHNG TRADED FD VI | CEF INCM OPPTY | 33740F409 | 344 | 16,452 | SH | DFND | 1 | 0 | 0 | 16,452 | |
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 2,415 | 103,888 | SH | DFND | 1 | 0 | 0 | 103,888 | |
FIRST TR LRG CP GRWTH ALPHAD | COM SHS | 33735K108 | 212 | 4,033 | SH | DFND | 1 | 0 | 0 | 4,033 | |
FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 | 5,012 | 97,132 | SH | DFND | 1 | 0 | 0 | 97,132 | |
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 1,014 | 61,988 | SH | DFND | 1 | 0 | 0 | 61,988 | |
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 1,381 | 47,989 | SH | DFND | 1 | 0 | 0 | 47,989 | |
FIRST TR MULTI CAP VALUE ALP | COM SHS | 33733F101 | 737 | 13,111 | SH | DFND | 1 | 0 | 0 | 13,111 | |
FIRST TR MULTI CP VAL ALPHA | COM SHS | 33733C108 | 886 | 17,047 | SH | DFND | 1 | 0 | 0 | 17,047 | |
FIRST TR NASDAQ ABA CMNTY BK | UT COM SHS ETF | 33736Q104 | 247 | 4,857 | SH | DFND | 1 | 0 | 0 | 4,857 | |
FIRST TR NASDAQ100 TECH INDE | SHS | 337345102 | 933 | 15,475 | SH | DFND | 1 | 0 | 0 | 15,475 | |
FIRST TR S&P REIT INDEX FD | COM | 33734G108 | 636 | 27,508 | SH | DFND | 1 | 0 | 0 | 27,508 | |
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 912 | 16,656 | SH | DFND | 1 | 0 | 0 | 16,656 | |
FIRST TR STRATEGIC HIGH INC | COM SHS NEW | 337353304 | 333 | 25,695 | SH | DFND | 1 | 0 | 0 | 25,695 | |
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 5,383 | 185,637 | SH | DFND | 1 | 0 | 0 | 185,637 | |
FIRST TRUST SPECIALTY FINANC | COM BEN INTR | 33733G109 | 1,227 | 165,104 | SH | DFND | 1 | 0 | 0 | 165,104 | |
FITBIT INC | CL A | 33812L102 | 67 | 10,520 | SH | DFND | 1 | 0 | 0 | 10,520 | |
FLAHERTY & CRUMRINE TOTAL RE | COM | 338479108 | 347 | 16,355 | SH | DFND | 1 | 0 | 0 | 16,355 | |
FLAHERTY&CRMN PFD SEC INCOM | COM | 338478100 | 3,712 | 180,504 | SH | DFND | 1 | 0 | 0 | 180,504 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 993 | 85,030 | SH | DFND | 1 | 0 | 0 | 85,030 | |
FS INVT CORP | COM | 302635107 | 3,335 | 339,444 | SH | DFND | 1 | 0 | 0 | 339,444 | |
FST TR NEW OPPORT MLP & ENE | COM | 33739M100 | 1,000 | 73,996 | SH | DFND | 1 | 0 | 0 | 73,996 | |
GABELLI EQUITY TR INC | COM | 362397101 | 3,727 | 624,557 | SH | DFND | 1 | 0 | 0 | 624,557 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 488 | 2,620 | SH | DFND | 1 | 0 | 0 | 2,620 | |
GENERAL ELECTRIC CO | COM | 369604103 | 3,439 | 115,245 | SH | DFND | 1 | 0 | 0 | 115,245 | |
GENERAL MLS INC | COM | 370334104 | 1,166 | 19,751 | SH | DFND | 1 | 0 | 0 | 19,751 | |
GENERAL MTRS CO | COM | 37045V100 | 1,141 | 32,031 | SH | DFND | 1 | 0 | 0 | 32,031 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 41 | 10,000 | SH | DFND | 1 | 0 | 0 | 10,000 | |
GILEAD SCIENCES INC | COM | 375558103 | 841 | 12,350 | SH | DFND | 1 | 0 | 0 | 12,350 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 595 | 14,188 | SH | DFND | 1 | 0 | 0 | 14,188 | |
HALLIBURTON CO | COM | 406216101 | 268 | 5,410 | SH | DFND | 1 | 0 | 0 | 5,410 | |
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 1,063 | 82,250 | SH | DFND | 1 | 0 | 0 | 82,250 | |
HANCOCK JOHN PFD INCOME FD | SH BEN INT | 41013W108 | 260 | 12,069 | SH | DFND | 1 | 0 | 0 | 12,069 | |
HANCOCK JOHN PFD INCOME FD I | COM | 41013X106 | 827 | 39,135 | SH | DFND | 1 | 0 | 0 | 39,135 | |
HANCOCK JOHN PREMUIM DIV FD | COM SH BEN INT | 41013T105 | 1,027 | 64,206 | SH | DFND | 1 | 0 | 0 | 64,206 | |
HERSHEY CO | COM | 427866108 | 263 | 2,405 | SH | DFND | 1 | 0 | 0 | 2,405 | |
HOME DEPOT INC | COM | 437076102 | 5,888 | 40,079 | SH | DFND | 1 | 0 | 0 | 40,079 | |
HONEYWELL INTL INC | COM | 438516106 | 240 | 1,946 | SH | DFND | 1 | 0 | 0 | 1,946 | |
HORMEL FOODS CORP | COM | 440452100 | 693 | 20,037 | SH | DFND | 1 | 0 | 0 | 20,037 | |
HUNTINGTON INGALLS INDS INC | COM | 446413106 | 1,053 | 5,230 | SH | DFND | 1 | 0 | 0 | 5,230 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 251 | 1,894 | SH | DFND | 1 | 0 | 0 | 1,894 | |
INCYTE CORP | COM | 45337C102 | 957 | 7,158 | SH | DFND | 1 | 0 | 0 | 7,158 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 371 | 4,563 | SH | DFND | 1 | 0 | 0 | 4,563 | |
INTEL CORP | COM | 458140100 | 1,971 | 54,650 | SH | DFND | 1 | 0 | 0 | 54,650 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,135 | 6,499 | SH | DFND | 1 | 0 | 0 | 6,499 | |
INTL PAPER CO | COM | 460146103 | 262 | 5,197 | SH | DFND | 1 | 0 | 0 | 5,197 | |
INTUIT | COM | 461202103 | 294 | 2,517 | SH | DFND | 1 | 0 | 0 | 2,517 | |
INVESCO LTD | SHS | G491BT108 | 369 | 12,071 | SH | DFND | 1 | 0 | 0 | 12,071 | |
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 541 | 41,623 | SH | DFND | 1 | 0 | 0 | 41,623 | |
INVESCO MUN TR | COM | 46131J103 | 868 | 69,029 | SH | DFND | 1 | 0 | 0 | 69,029 | |
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 233 | 17,905 | SH | DFND | 1 | 0 | 0 | 17,905 | |
ISHARES | 10+ YR CR BD ETF | 464289511 | 212 | 3,575 | SH | DFND | 1 | 0 | 0 | 3,575 | |
ISHARES | EM HGHYL BD ETF | 464286285 | 350 | 7,009 | SH | DFND | 1 | 0 | 0 | 7,009 | |
ISHARES | MIN VOL EMRG MKT | 464286533 | 207 | 3,891 | SH | DFND | 1 | 0 | 0 | 3,891 | |
ISHARES | MIN VOL GBL ETF | 464286525 | 757 | 9,835 | SH | DFND | 1 | 0 | 0 | 9,835 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 175 | 14,669 | SH | DFND | 1 | 0 | 0 | 14,669 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 8,334 | 174,465 | SH | DFND | 1 | 0 | 0 | 174,465 | |
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 648 | 6,140 | SH | DFND | 1 | 0 | 0 | 6,140 | |
ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 369 | 4,346 | SH | DFND | 1 | 0 | 0 | 4,346 | |
ISHARES TR | 7-10YR TR BD ETF | 464287440 | 772 | 7,234 | SH | DFND | 1 | 0 | 0 | 7,234 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 257 | 6,650 | SH | DFND | 1 | 0 | 0 | 6,650 | |
ISHARES TR | COHEN&STEER REIT | 464287564 | 214 | 2,166 | SH | DFND | 1 | 0 | 0 | 2,166 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 270 | 3,194 | SH | DFND | 1 | 0 | 0 | 3,194 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 18,351 | 316,589 | SH | DFND | 1 | 0 | 0 | 316,589 | |
ISHARES TR | CORE MSCI PAC | 46434V696 | 1,827 | 34,777 | SH | DFND | 1 | 0 | 0 | 34,777 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 21,159 | 123,683 | SH | DFND | 1 | 0 | 0 | 123,683 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 12,908 | 186,490 | SH | DFND | 1 | 0 | 0 | 186,490 | |
ISHARES TR | CORE S&P TTL STK | 464287150 | 695 | 12,859 | SH | DFND | 1 | 0 | 0 | 12,859 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 11,436 | 48,230 | SH | DFND | 1 | 0 | 0 | 48,230 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 31,632 | 291,512 | SH | DFND | 1 | 0 | 0 | 291,512 | |
ISHARES TR | DOW JONES US ETF | 464287846 | 355 | 3,000 | SH | DFND | 1 | 0 | 0 | 3,000 | |
ISHARES TR | FLTG RATE BD ETF | 46429B655 | 207 | 4,095 | SH | DFND | 1 | 0 | 0 | 4,095 | |
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,118 | 40,454 | SH | DFND | 1 | 0 | 0 | 40,454 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 14,532 | 165,559 | SH | DFND | 1 | 0 | 0 | 165,559 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2,549 | 21,599 | SH | DFND | 1 | 0 | 0 | 21,599 | |
ISHARES TR | INTERM CR BD ETF | 464288638 | 1,896 | 17,340 | SH | DFND | 1 | 0 | 0 | 17,340 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 236 | 7,514 | SH | DFND | 1 | 0 | 0 | 7,514 | |
ISHARES TR | INTL TREA BD ETF | 464288117 | 283 | 3,124 | SH | DFND | 1 | 0 | 0 | 3,124 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 5,784 | 50,976 | SH | DFND | 1 | 0 | 0 | 50,976 | |
ISHARES TR | MBS ETF | 464288588 | 2,125 | 19,911 | SH | DFND | 1 | 0 | 0 | 19,911 | |
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 1,595 | 24,171 | SH | DFND | 1 | 0 | 0 | 24,171 | |
ISHARES TR | MIN VOL USA ETF | 46429B697 | 605 | 12,792 | SH | DFND | 1 | 0 | 0 | 12,792 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 3,345 | 53,798 | SH | DFND | 1 | 0 | 0 | 53,798 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,293 | 32,938 | SH | DFND | 1 | 0 | 0 | 32,938 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 2,480 | 22,767 | SH | DFND | 1 | 0 | 0 | 22,767 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 746 | 5,670 | SH | DFND | 1 | 0 | 0 | 5,670 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 11,322 | 99,538 | SH | DFND | 1 | 0 | 0 | 99,538 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 10,082 | 87,747 | SH | DFND | 1 | 0 | 0 | 87,747 | |
ISHARES TR | RUS MID CAP ETF | 464287499 | 4,144 | 22,108 | SH | DFND | 1 | 0 | 0 | 22,108 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,110 | 22,662 | SH | DFND | 1 | 0 | 0 | 22,662 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 34,549 | 262,633 | SH | DFND | 1 | 0 | 0 | 262,633 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 31,064 | 298,544 | SH | DFND | 1 | 0 | 0 | 298,544 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 434 | 2,266 | SH | DFND | 1 | 0 | 0 | 2,266 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,197 | 13,128 | SH | DFND | 1 | 0 | 0 | 13,128 | |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 525 | 3,791 | SH | DFND | 1 | 0 | 0 | 3,791 | |
ISHARES TR | TIPS BD ETF | 464287176 | 13,324 | 116,089 | SH | DFND | 1 | 0 | 0 | 116,089 | |
ISHARES TR | TRANS AVG ETF | 464287192 | 7,996 | 48,804 | SH | DFND | 1 | 0 | 0 | 48,804 | |
ISHARES TR | U.S. AER&DEF ETF | 464288760 | 561 | 3,800 | SH | DFND | 1 | 0 | 0 | 3,800 | |
ISHARES TR | U.S. FINLS ETF | 464287788 | 1,248 | 12,010 | SH | DFND | 1 | 0 | 0 | 12,010 | |
ISHARES TR | U.S. PFD STK ETF | 464288687 | 1,336 | 34,496 | SH | DFND | 1 | 0 | 0 | 34,496 | |
ISHARES TR | U.S. TECH ETF | 464287721 | 335 | 2,483 | SH | DFND | 1 | 0 | 0 | 2,483 | |
ISHARES TR | US REGNL BKS ETF | 464288778 | 4,109 | 91,515 | SH | DFND | 1 | 0 | 0 | 91,515 | |
ISHARES U S ETF TR | SHT MAT BD ETF | 46431W507 | 560 | 10,932 | SH | DFND | 1 | 0 | 0 | 10,932 | |
J P MORGAN EXCHANGE TRADED F | DIV RTN INT EQ | 46641Q209 | 276 | 5,202 | SH | DFND | 1 | 0 | 0 | 5,202 | |
JOHNSON & JOHNSON | COM | 478160104 | 3,131 | 25,194 | SH | DFND | 1 | 0 | 0 | 25,194 | |
JOHNSON CTLS INTL PLC | SHS | G51502105 | 354 | 8,342 | SH | DFND | 1 | 0 | 0 | 8,342 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,726 | 19,605 | SH | DFND | 1 | 0 | 0 | 19,605 | |
KEYCORP NEW | COM | 493267108 | 494 | 27,761 | SH | DFND | 1 | 0 | 0 | 27,761 | |
KIMBERLY CLARK CORP | COM | 494368103 | 467 | 3,542 | SH | DFND | 1 | 0 | 0 | 3,542 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 550 | 25,041 | SH | DFND | 1 | 0 | 0 | 25,041 | |
KKR & CO L P DEL | COM UNITS | 48248M102 | 719 | 39,633 | SH | DFND | 1 | 0 | 0 | 39,633 | |
KOHLS CORP | COM | 500255104 | 1,008 | 25,313 | SH | DFND | 1 | 0 | 0 | 25,313 | |
KRAFT HEINZ CO | COM | 500754106 | 563 | 6,212 | SH | DFND | 1 | 0 | 0 | 6,212 | |
LEIDOS HLDGS INC | COM | 525327102 | 2,375 | 46,384 | SH | DFND | 1 | 0 | 0 | 46,384 | |
LEXINGTON REALTY TRUST | COM | 529043101 | 1,802 | 180,845 | SH | DFND | 1 | 0 | 0 | 180,845 | |
LILLY ELI & CO | COM | 532457108 | 278 | 3,300 | SH | DFND | 1 | 0 | 0 | 3,300 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 1,348 | 5,068 | SH | DFND | 1 | 0 | 0 | 5,068 | |
LOWES COS INC | COM | 548661107 | 446 | 5,455 | SH | DFND | 1 | 0 | 0 | 5,455 | |
LTC PPTYS INC | COM | 502175102 | 275 | 5,759 | SH | DFND | 1 | 0 | 0 | 5,759 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 887 | 9,742 | SH | DFND | 1 | 0 | 0 | 9,742 | |
MACQUARIE FT TR GB INF UT DI | COM | 55607W100 | 483 | 38,708 | SH | DFND | 1 | 0 | 0 | 38,708 | |
MAIN STREET CAPITAL CORP | COM | 56035L104 | 250 | 6,528 | SH | DFND | 1 | 0 | 0 | 6,528 | |
MARATHON OIL CORP | COM | 565849106 | 220 | 13,821 | SH | DFND | 1 | 0 | 0 | 13,821 | |
MARCUS CORP | COM | 566330106 | 321 | 10,000 | SH | DFND | 1 | 0 | 0 | 10,000 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,832 | 16,252 | SH | DFND | 1 | 0 | 0 | 16,252 | |
MCDONALDS CORP | COM | 580135101 | 1,031 | 7,958 | SH | DFND | 1 | 0 | 0 | 7,958 | |
MEDLEY CAP CORP | COM | 58503F106 | 153 | 19,764 | SH | DFND | 1 | 0 | 0 | 19,764 | |
MEDTRONIC PLC | SHS | G5960L103 | 455 | 5,656 | SH | DFND | 1 | 0 | 0 | 5,656 | |
MERCK & CO INC | COM | 58933Y105 | 794 | 12,582 | SH | DFND | 1 | 0 | 0 | 12,582 | |
METLIFE INC | COM | 59156R108 | 661 | 12,525 | SH | DFND | 1 | 0 | 0 | 12,525 | |
MFS INTERMEDIATE HIGH INC FD | SH BEN INT | 59318T109 | 47 | 18,000 | SH | DFND | 1 | 0 | 0 | 18,000 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 210 | 7,217 | SH | DFND | 1 | 0 | 0 | 7,217 | |
MICROSOFT CORP | COM | 594918104 | 2,807 | 42,598 | SH | DFND | 1 | 0 | 0 | 42,598 | |
MOHAWK INDS INC | COM | 608190104 | 652 | 2,841 | SH | DFND | 1 | 0 | 0 | 2,841 | |
MONDELEZ INTL INC | CL A | 609207105 | 386 | 8,966 | SH | DFND | 1 | 0 | 0 | 8,966 | |
MORGAN STANLEY | COM NEW | 617446448 | 2,098 | 49,064 | SH | DFND | 1 | 0 | 0 | 49,064 | |
NATIONAL FUEL GAS CO N J | COM | 636180101 | 205 | 3,444 | SH | DFND | 1 | 0 | 0 | 3,444 | |
NATIONAL PRESTO INDS INC | COM | 637215104 | 307 | 3,011 | SH | DFND | 1 | 0 | 0 | 3,011 | |
NAVIOS MARITIME PARTNERS L P | UNIT LPI | Y62267102 | 36 | 17,039 | SH | DFND | 1 | 0 | 0 | 17,039 | |
NETFLIX INC | COM | 64110L106 | 445 | 3,046 | SH | DFND | 1 | 0 | 0 | 3,046 | |
NEXTERA ENERGY INC | COM | 65339F101 | 898 | 6,972 | SH | DFND | 1 | 0 | 0 | 6,972 | |
NIKE INC | CL B | 654106103 | 1,642 | 29,430 | SH | DFND | 1 | 0 | 0 | 29,430 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 279 | 1,172 | SH | DFND | 1 | 0 | 0 | 1,172 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 411 | 7,946 | SH | DFND | 1 | 0 | 0 | 7,946 | |
NUVEEN ALL CAP ENE MLP OPPO | COM | 67075E108 | 236 | 22,325 | SH | DFND | 1 | 0 | 0 | 22,325 | |
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 312 | 21,303 | SH | DFND | 1 | 0 | 0 | 21,303 | |
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 152 | 11,419 | SH | DFND | 1 | 0 | 0 | 11,419 | |
NUVEEN CORE EQUITY ALPHA FUN | COM | 67090X107 | 158 | 11,356 | SH | DFND | 1 | 0 | 0 | 11,356 | |
NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | 269 | 22,677 | SH | DFND | 1 | 0 | 0 | 22,677 | |
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 198 | 14,516 | SH | DFND | 1 | 0 | 0 | 14,516 | |
NUVEEN MUN HIGH INCOME OPP F | COM | 670682103 | 203 | 15,506 | SH | DFND | 1 | 0 | 0 | 15,506 | |
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 343 | 26,629 | SH | DFND | 1 | 0 | 0 | 26,629 | |
NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | 570 | 23,745 | SH | DFND | 1 | 0 | 0 | 23,745 | |
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 1,187 | 121,108 | SH | DFND | 1 | 0 | 0 | 121,108 | |
NUVEEN PREFERRED SECURITIES | COM | 67072C105 | 2,229 | 233,256 | SH | DFND | 1 | 0 | 0 | 233,256 | |
NVIDIA CORP | COM | 67066G104 | 523 | 4,809 | SH | DFND | 1 | 0 | 0 | 4,809 | |
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 489 | 1,811 | SH | DFND | 1 | 0 | 0 | 1,811 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 258 | 4,080 | SH | DFND | 1 | 0 | 0 | 4,080 | |
OPKO HEALTH INC | COM | 68375N103 | 122 | 15,339 | SH | DFND | 1 | 0 | 0 | 15,339 | |
ORACLE CORP | COM | 68389X105 | 550 | 12,321 | SH | DFND | 1 | 0 | 0 | 12,321 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 300 | 2,664 | SH | DFND | 1 | 0 | 0 | 2,664 | |
PAYCHEX INC | COM | 704326107 | 247 | 4,188 | SH | DFND | 1 | 0 | 0 | 4,188 | |
PAYMENT DATA SYS INC | COM NEW | 70438S202 | 181 | 135,331 | SH | DFND | 1 | 0 | 0 | 135,331 | |
PEPSICO INC | COM | 713448108 | 1,329 | 11,874 | SH | DFND | 1 | 0 | 0 | 11,874 | |
PFIZER INC | COM | 717081103 | 2,449 | 71,424 | SH | DFND | 1 | 0 | 0 | 71,424 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 612 | 5,415 | SH | DFND | 1 | 0 | 0 | 5,415 | |
PHILLIPS 66 | COM | 718546104 | 1,032 | 13,070 | SH | DFND | 1 | 0 | 0 | 13,070 | |
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 366 | 23,334 | SH | DFND | 1 | 0 | 0 | 23,334 | |
PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | 245 | 15,149 | SH | DFND | 1 | 0 | 0 | 15,149 | |
PIMCO ETF TR | DIV INCM ACT ETF | 72201R726 | 429 | 8,544 | SH | DFND | 1 | 0 | 0 | 8,544 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 915 | 9,005 | SH | DFND | 1 | 0 | 0 | 9,005 | |
PIMCO ETF TR | SHTRM MUN BD ACT | 72201R874 | 303 | 6,044 | SH | DFND | 1 | 0 | 0 | 6,044 | |
PIMCO ETF TR | TTL RTN ACTV ETF | 72201R775 | 298 | 2,828 | SH | DFND | 1 | 0 | 0 | 2,828 | |
PIMCO HIGH INCOME FD | COM SHS | 722014107 | 282 | 32,336 | SH | DFND | 1 | 0 | 0 | 32,336 | |
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 145 | 14,406 | SH | DFND | 1 | 0 | 0 | 14,406 | |
PIMCO MUN INCOME FD II | COM | 72200W106 | 165 | 13,149 | SH | DFND | 1 | 0 | 0 | 13,149 | |
PIONEER HIGH INCOME TR | COM | 72369H106 | 141 | 14,100 | SH | DFND | 1 | 0 | 0 | 14,100 | |
PLUG POWER INC | COM NEW | 72919P202 | 189 | 135,500 | SH | DFND | 1 | 0 | 0 | 135,500 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 206 | 1,709 | SH | DFND | 1 | 0 | 0 | 1,709 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 290 | 18,902 | SH | DFND | 1 | 0 | 0 | 18,902 | |
POWERSHARES ETF TR II | BUILD AMER ETF | 73937B407 | 220 | 7,549 | SH | DFND | 1 | 0 | 0 | 7,549 | |
POWERSHARES ETF TR II | FDM HG YLD RAFI | 73936T557 | 830 | 44,212 | SH | DFND | 1 | 0 | 0 | 44,212 | |
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 769 | 51,839 | SH | DFND | 1 | 0 | 0 | 51,839 | |
POWERSHARES ETF TR II | PWRSHS SP500 LOW | 73937B654 | 1,869 | 46,139 | SH | DFND | 1 | 0 | 0 | 46,139 | |
POWERSHARES ETF TR II | S&P SMCP UTI P | 73937B837 | 251 | 5,098 | SH | DFND | 1 | 0 | 0 | 5,098 | |
POWERSHARES ETF TR II | S&P500 HGH BET | 73937B829 | 2,392 | 63,544 | SH | DFND | 1 | 0 | 0 | 63,544 | |
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 664 | 15,272 | SH | DFND | 1 | 0 | 0 | 15,272 | |
POWERSHARES ETF TR II | SOVEREIGN DEBT | 73936T573 | 451 | 15,502 | SH | DFND | 1 | 0 | 0 | 15,502 | |
POWERSHARES ETF TRUST | DYN BLDG CNSTR | 73935X666 | 210 | 7,105 | SH | DFND | 1 | 0 | 0 | 7,105 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 297 | 15,840 | SH | DFND | 1 | 0 | 0 | 15,840 | |
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 329 | 3,221 | SH | DFND | 1 | 0 | 0 | 3,221 | |
POWERSHARES ETF TRUST | HI YLD EQ DVDN | 73935X302 | 671 | 39,352 | SH | DFND | 1 | 0 | 0 | 39,352 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 649 | 27,854 | SH | DFND | 1 | 0 | 0 | 27,854 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 6,737 | 50,882 | SH | DFND | 1 | 0 | 0 | 50,882 | |
PPG INDS INC | COM | 693506107 | 291 | 2,790 | SH | DFND | 1 | 0 | 0 | 2,790 | |
PPL CORP | COM | 69351T106 | 231 | 6,198 | SH | DFND | 1 | 0 | 0 | 6,198 | |
PRAXAIR INC | COM | 74005P104 | 446 | 3,751 | SH | DFND | 1 | 0 | 0 | 3,751 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 2,185 | 24,344 | SH | DFND | 1 | 0 | 0 | 24,344 | |
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 782 | 13,939 | SH | DFND | 1 | 0 | 0 | 13,939 | |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 734 | 80,950 | SH | DFND | 1 | 0 | 0 | 80,950 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.750% 4/1 | 74348TAQ5 | 59 | 60,000 | PRN | DFND | 1 | 0 | 0 | 60,000 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.750% 3/1 | 74348TAL6 | 95 | 94,000 | PRN | DFND | 1 | 0 | 0 | 94,000 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.875% 1/1 | 74348TAM4 | 26 | 25,000 | PRN | DFND | 1 | 0 | 0 | 25,000 | |
PRUDENTIAL FINL INC | COM | 744320102 | 348 | 3,269 | SH | DFND | 1 | 0 | 0 | 3,269 | |
PUBLIC STORAGE | COM | 74460D109 | 471 | 2,159 | SH | DFND | 1 | 0 | 0 | 2,159 | |
PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 | 774 | 17,421 | SH | DFND | 1 | 0 | 0 | 17,421 | |
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 54 | 11,508 | SH | DFND | 1 | 0 | 0 | 11,508 | |
QORVO INC | COM | 74736K101 | 273 | 3,970 | SH | DFND | 1 | 0 | 0 | 3,970 | |
QUALCOMM INC | COM | 747525103 | 893 | 15,680 | SH | DFND | 1 | 0 | 0 | 15,680 | |
RAYTHEON CO | COM NEW | 755111507 | 322 | 2,108 | SH | DFND | 1 | 0 | 0 | 2,108 | |
REALTY INCOME CORP | COM | 756109104 | 370 | 6,223 | SH | DFND | 1 | 0 | 0 | 6,223 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 217 | 550 | SH | DFND | 1 | 0 | 0 | 550 | |
REGIONS FINL CORP NEW | COM | 7591EP100 | 295 | 20,231 | SH | DFND | 1 | 0 | 0 | 20,231 | |
RETAIL PPTYS AMER INC | CL A | 76131V202 | 177 | 12,330 | SH | DFND | 1 | 0 | 0 | 12,330 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 736 | 11,683 | SH | DFND | 1 | 0 | 0 | 11,683 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 426 | 2,736 | SH | DFND | 1 | 0 | 0 | 2,736 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 322 | 6,146 | SH | DFND | 1 | 0 | 0 | 6,146 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 494 | 5,460 | SH | DFND | 1 | 0 | 0 | 5,460 | |
RYDEX ETF TRUST | GUG S&P500 PU GR | 78355W403 | 2,037 | 22,784 | SH | DFND | 1 | 0 | 0 | 22,784 | |
RYDEX ETF TRUST | GUG S&P500 PU VA | 78355W304 | 239 | 4,081 | SH | DFND | 1 | 0 | 0 | 4,081 | |
SCHLUMBERGER LTD | COM | 806857108 | 648 | 8,275 | SH | DFND | 1 | 0 | 0 | 8,275 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 2,396 | 58,854 | SH | DFND | 1 | 0 | 0 | 58,854 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 566 | 10,047 | SH | DFND | 1 | 0 | 0 | 10,047 | |
SCOTTS MIRACLE GRO CO | CL A | 810186106 | 223 | 2,406 | SH | DFND | 1 | 0 | 0 | 2,406 | |
SELECT INCOME REIT | COM SH BEN INT | 81618T100 | 1,279 | 49,651 | SH | DFND | 1 | 0 | 0 | 49,651 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,226 | 13,981 | SH | DFND | 1 | 0 | 0 | 13,981 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 349 | 6,407 | SH | DFND | 1 | 0 | 0 | 6,407 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 272 | 3,670 | SH | DFND | 1 | 0 | 0 | 3,670 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 528 | 7,583 | SH | DFND | 1 | 0 | 0 | 7,583 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,121 | 47,203 | SH | DFND | 1 | 0 | 0 | 47,203 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,673 | 25,563 | SH | DFND | 1 | 0 | 0 | 25,563 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 597 | 11,619 | SH | DFND | 1 | 0 | 0 | 11,619 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 611 | 11,426 | SH | DFND | 1 | 0 | 0 | 11,426 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 981 | 3,169 | SH | DFND | 1 | 0 | 0 | 3,169 | |
SMUCKER J M CO | COM NEW | 832696405 | 200 | 1,539 | SH | DFND | 1 | 0 | 0 | 1,539 | |
SNYDERS-LANCE INC | COM | 833551104 | 228 | 5,658 | SH | DFND | 1 | 0 | 0 | 5,658 | |
SOUTHERN CO | COM | 842587107 | 2,295 | 46,084 | SH | DFND | 1 | 0 | 0 | 46,084 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 423 | 7,834 | SH | DFND | 1 | 0 | 0 | 7,834 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,449 | 12,196 | SH | DFND | 1 | 0 | 0 | 12,196 | |
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 504 | 13,513 | SH | DFND | 1 | 0 | 0 | 13,513 | |
SPDR INDEX SHS FDS | S&P WRLD EX US | 78463X889 | 429 | 15,508 | SH | DFND | 1 | 0 | 0 | 15,508 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,740 | 49,777 | SH | DFND | 1 | 0 | 0 | 49,777 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 17,530 | 56,051 | SH | DFND | 1 | 0 | 0 | 56,051 | |
SPDR SER TR | BLOMBRG BRC SRT | 78468R101 | 219 | 7,288 | SH | DFND | 1 | 0 | 0 | 7,288 | |
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 248 | 5,145 | SH | DFND | 1 | 0 | 0 | 5,145 | |
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 299 | 4,534 | SH | DFND | 1 | 0 | 0 | 4,534 | |
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 263 | 9,996 | SH | DFND | 1 | 0 | 0 | 9,996 | |
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 1,336 | 36,324 | SH | DFND | 1 | 0 | 0 | 36,324 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 326 | 4,743 | SH | DFND | 1 | 0 | 0 | 4,743 | |
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 3,304 | 37,571 | SH | DFND | 1 | 0 | 0 | 37,571 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 3,813 | 69,848 | SH | DFND | 1 | 0 | 0 | 69,848 | |
SPIRIT RLTY CAP INC NEW | COM | 84860W102 | 241 | 23,778 | SH | DFND | 1 | 0 | 0 | 23,778 | |
SPRINT CORP | COM SER 1 | 85207U105 | 241 | 27,685 | SH | DFND | 1 | 0 | 0 | 27,685 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 511 | 10,455 | SH | DFND | 1 | 0 | 0 | 10,455 | |
STARBUCKS CORP | COM | 855244109 | 954 | 16,313 | SH | DFND | 1 | 0 | 0 | 16,313 | |
STERICYCLE INC | DEP PFD A 1/10 | 858912207 | 335 | 4,684 | SH | DFND | 1 | 0 | 0 | 4,684 | |
STMICROELECTRONICS N V | NY REGISTRY | 861012102 | 1,721 | 111,066 | SH | DFND | 1 | 0 | 0 | 111,066 | |
SYSCO CORP | COM | 871829107 | 308 | 5,922 | SH | DFND | 1 | 0 | 0 | 5,922 | |
T MOBILE US INC | COM | 872590104 | 218 | 3,382 | SH | DFND | 1 | 0 | 0 | 3,382 | |
TERADYNE INC | COM | 880770102 | 1,680 | 53,981 | SH | DFND | 1 | 0 | 0 | 53,981 | |
TESLA INC | COM | 88160R101 | 258 | 923 | SH | DFND | 1 | 0 | 0 | 923 | |
TEXTRON INC | COM | 883203101 | 1,695 | 35,592 | SH | DFND | 1 | 0 | 0 | 35,592 | |
TICC CAPITAL CORP | COM | 87244T109 | 246 | 33,511 | SH | DFND | 1 | 0 | 0 | 33,511 | |
TIME WARNER INC | COM NEW | 887317303 | 2,496 | 25,579 | SH | DFND | 1 | 0 | 0 | 25,579 | |
TJX COS INC NEW | COM | 872540109 | 858 | 10,813 | SH | DFND | 1 | 0 | 0 | 10,813 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 794 | 6,593 | SH | DFND | 1 | 0 | 0 | 6,593 | |
TRIANGLE CAP CORP | COM | 895848109 | 415 | 21,786 | SH | DFND | 1 | 0 | 0 | 21,786 | |
TYSON FOODS INC | CL A | 902494103 | 295 | 4,757 | SH | DFND | 1 | 0 | 0 | 4,757 | |
UNION PAC CORP | COM | 907818108 | 350 | 3,303 | SH | DFND | 1 | 0 | 0 | 3,303 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 526 | 4,911 | SH | DFND | 1 | 0 | 0 | 4,911 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 476 | 4,271 | SH | DFND | 1 | 0 | 0 | 4,271 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 5,039 | 30,554 | SH | DFND | 1 | 0 | 0 | 30,554 | |
US BANCORP DEL | COM NEW | 902973304 | 329 | 6,391 | SH | DFND | 1 | 0 | 0 | 6,391 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 874 | 13,180 | SH | DFND | 1 | 0 | 0 | 13,180 | |
VALLEY NATL BANCORP | COM | 919794107 | 218 | 18,470 | SH | DFND | 1 | 0 | 0 | 18,470 | |
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 24,019 | 287,045 | SH | DFND | 1 | 0 | 0 | 287,045 | |
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 27,091 | 301,042 | SH | DFND | 1 | 0 | 0 | 301,042 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 73,821 | 925,993 | SH | DFND | 1 | 0 | 0 | 925,993 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 2,089 | 25,769 | SH | DFND | 1 | 0 | 0 | 25,769 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 48,340 | 892,145 | SH | DFND | 1 | 0 | 0 | 892,145 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 1,913 | 19,172 | SH | DFND | 1 | 0 | 0 | 19,172 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 54,645 | 449,237 | SH | DFND | 1 | 0 | 0 | 449,237 | |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 668 | 5,922 | SH | DFND | 1 | 0 | 0 | 5,922 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,058 | 10,389 | SH | DFND | 1 | 0 | 0 | 10,389 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,527 | 18,119 | SH | DFND | 1 | 0 | 0 | 18,119 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 7,471 | 90,922 | SH | DFND | 1 | 0 | 0 | 90,922 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,761 | 8,142 | SH | DFND | 1 | 0 | 0 | 8,142 | |
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,402 | 11,410 | SH | DFND | 1 | 0 | 0 | 11,410 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 17,875 | 133,969 | SH | DFND | 1 | 0 | 0 | 133,969 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 8,318 | 68,582 | SH | DFND | 1 | 0 | 0 | 68,582 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 60,317 | 632,221 | SH | DFND | 1 | 0 | 0 | 632,221 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 776 | 16,209 | SH | DFND | 1 | 0 | 0 | 16,209 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 18,960 | 476,795 | SH | DFND | 1 | 0 | 0 | 476,795 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 2,822 | 54,795 | SH | DFND | 1 | 0 | 0 | 54,795 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 210 | 3,195 | SH | DFND | 1 | 0 | 0 | 3,195 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 344 | 3,974 | SH | DFND | 1 | 0 | 0 | 3,974 | |
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 23,508 | 447,313 | SH | DFND | 1 | 0 | 0 | 447,313 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 558 | 7,023 | SH | DFND | 1 | 0 | 0 | 7,023 | |
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 267 | 4,413 | SH | DFND | 1 | 0 | 0 | 4,413 | |
VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | 834 | 7,149 | SH | DFND | 1 | 0 | 0 | 7,149 | |
VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 | 350 | 3,498 | SH | DFND | 1 | 0 | 0 | 3,498 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 876 | 9,815 | SH | DFND | 1 | 0 | 0 | 9,815 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 70,952 | 1,804,733 | SH | DFND | 1 | 0 | 0 | 1,804,733 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 1,395 | 17,936 | SH | DFND | 1 | 0 | 0 | 17,936 | |
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 271 | 3,960 | SH | DFND | 1 | 0 | 0 | 3,960 | |
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 1,466 | 10,586 | SH | DFND | 1 | 0 | 0 | 10,586 | |
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 1,477 | 10,478 | SH | DFND | 1 | 0 | 0 | 10,478 | |
VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | 535 | 5,521 | SH | DFND | 1 | 0 | 0 | 5,521 | |
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 681 | 11,239 | SH | DFND | 1 | 0 | 0 | 11,239 | |
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 1,649 | 11,962 | SH | DFND | 1 | 0 | 0 | 11,962 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 213 | 1,554 | SH | DFND | 1 | 0 | 0 | 1,554 | |
VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 | 1,626 | 13,663 | SH | DFND | 1 | 0 | 0 | 13,663 | |
VEREIT INC | COM | 92339V100 | 874 | 102,845 | SH | DFND | 1 | 0 | 0 | 102,845 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4,789 | 98,062 | SH | DFND | 1 | 0 | 0 | 98,062 | |
VISA INC | COM CL A | 92826C839 | 5,441 | 61,175 | SH | DFND | 1 | 0 | 0 | 61,175 | |
VULCAN MATLS CO | COM | 929160109 | 229 | 1,896 | SH | DFND | 1 | 0 | 0 | 1,896 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 476 | 5,722 | SH | DFND | 1 | 0 | 0 | 5,722 | |
WAL-MART STORES INC | COM | 931142103 | 496 | 6,887 | SH | DFND | 1 | 0 | 0 | 6,887 | |
WASTE MGMT INC DEL | COM | 94106L109 | 303 | 4,157 | SH | DFND | 1 | 0 | 0 | 4,157 | |
WEBSTER FINL CORP CONN | COM | 947890109 | 900 | 18,001 | SH | DFND | 1 | 0 | 0 | 18,001 | |
WELLS FARGO & CO NEW | COM | 949746101 | 586 | 10,492 | SH | DFND | 1 | 0 | 0 | 10,492 | |
WELLS FARGO INCOME OPPORTUNI | WF INC OPPTY FD | 94987B105 | 316 | 38,025 | SH | DFND | 1 | 0 | 0 | 38,025 | |
WELLTOWER INC | COM | 95040Q104 | 244 | 3,444 | SH | DFND | 1 | 0 | 0 | 3,444 | |
WESTLAKE CHEM CORP | COM | 960413102 | 617 | 9,321 | SH | DFND | 1 | 0 | 0 | 9,321 | |
WHIRLPOOL CORP | COM | 963320106 | 517 | 3,027 | SH | DFND | 1 | 0 | 0 | 3,027 | |
WINDSTREAM HLDGS INC | COM NEW | 97382A200 | 53 | 10,419 | SH | DFND | 1 | 0 | 0 | 10,419 | |
YAHOO INC | COM | 984332106 | 292 | 6,314 | SH | DFND | 1 | 0 | 0 | 6,314 |