RBB RBB Bancorp
Filed: 6 Aug 21, 9:29pm
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 6, 2021 (August 5, 2021)
(Exact name of Registrant as Specified in Its Charter)
(State or Other Jurisdiction
1055 Wilshire Blvd., 12th Floor,
Los Angeles, California
(Address of Principal Executive Offices)
Registrant’s Telephone Number, Including Area Code: (213) 627-9888
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
Securities registered pursuant to Section 12 (b) of the Act:
Title of each class
Name of exchange on which registered
|Common Stock, No Par Value||RBB||NASDAQ Global Select Market|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
Item 7.01 Regulation FD Disclosure.
On August 6, 2021 RBB Bancorp made available on its website an investor presentation regarding the Company’s second quarter of 2021 financial results (Exhibit 99.1).
Beginning on August 5, 2021, David Morris, Chief Financial Officer, made this presentation telephonically and via webcast to various investors and other parties.
The investor presentation, a copy of which is furnished herewith as Exhibit 99.1, is incorporated herein by reference. The investor presentation replaces and supersedes investor presentation materials furnished as an exhibit to the Company’s Current Reports on Form 8-K.
The information contained in this Item 7.01, and Exhibit 99.1 attached hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. Such information shall not be incorporated by reference into any filing, whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document)|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|Date: August 6, 2021||By:||/s/ David Morris|
Executive Vice President and
Chief Financial Officer