UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22466
GAI Agility Income Fund
(Exact name of registrant as specified in charter)
c/o Wells Fargo Investment Institute, Inc.
Global Alternative Investments
401 South Tryon Street
Charlotte, NC 28202
(Address of principal executive offices) (Zip code)
Lloyd Lipsett
Wells Fargo Law Department
J9201-210
200 Berkeley Street
Boston, MA 02116
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 440-7460
Date of fiscal year end: September 30
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017
FORM N-PX SPREADSHEET*
REGISTRANT NAME: GAI Agility Income Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-22466
REPORTING PERIOD: 07/01/2016 - 06-30-2017
REGISTRANT ADDRESS: 401 South Tryon Street, Charlotte, NC 28202
NAME OF SERIES (AS APPLICABLE): __________________________________
Issuer of Portfolio Security | Exchange Ticker / Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For, Against, or Abstain from Proposal/Regarding Election of Directors/Other Matters | Whether Vote Was With or Against Management |
Xilinx, Inc. | XLNX | 983919101 | 8/10/2016 | Annual Meeting Matters | Issuer | Yes | For | With |
Microchip Technology, Inc. | MCHP | 595017104 | 8/15/2016 | Annual Meeting Matters | Issuer | Yes | For | With |
Netapp, Inc. | NTAP | 64110D104 | 9/15/2016 | Annual Meeting Matters | Issuer | Yes | For | With |
Darden Restaurants, Inc. | DRI | 237194105 | 9/29/2016 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
RPM International Inc. | RPM | 749685103 | 10/6/2016 | Annual Meeting Matters | Issuer | Yes | For | With |
Western Digital Corporation | WDC | 958102105 | 11/4/2016 | Annual Meeting Matters | Issuer | Yes | For | With |
Coach Inc. | COH | 189754104 | 11/10/2016 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Sysco Corporation | SYY | 871829107 | 11/16/2016 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Spire Inc. | SR | 84857L101 | 1/26/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
The Scotts Miracle-Gro Co. | SMG | 810186106 | 1/27/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Qualcomm Incorporated | QCOM | 747525103 | 3/7/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Analog Devices, Inc. | ADI | 032654105 | 3/8/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Versum Materials, Inc. | VSM | 92532W103 | 3/21/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Carnival Corporation | CCL | 143658300 | 4/5/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Genuine Parts Company | GPC | 372460105 | 4/24/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Whirlpool Corporation | WHR | 963320106 | 4/18/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Polaris Industries Inc. | PII | 731068102 | 4/27/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Hubbell Incorporated | HUBB | 443510607 | 5/1/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Johnson & Johnson | JNJ | 478160104 | 4/26/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Marathon Petroleum Corporation | MPC | 56585A102 | 4/25/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Paccar Inc. | PCAR | 693718108 | 4/24/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
VF Corporation | VFC | 918204108 | 4/24/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Abbott Laboratories | ABT | 002824100 | 4/27/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
PepsiCo, Inc. | PEP | 713448108 | 5/2/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Sonoco Products Company | SON | 835495102 | 4/18/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Abbvie Inc. | ABBV | 00287Y109 | 5/5/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Nucor Corporation | NUE | 670346105 | 5/11/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/11/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Cummins Inc. | CMI | 231021106 | 5/9/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Packaging Corporation of America | PKG | 695156109 | 5/16/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Penske Automotive Group, Inc. | PAG | 70959W103 | 5/10/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Amgen Inc. | AMGN | 031162100 | 5/19/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
Intel Corporation | INTC | 458140100 | 5/18/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
American Eagle Outfitters, Inc. | AEO | 02553E106 | 5/23/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Bunge Limited | BG | G16962105 | 5/25/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
WILLIAMS-SONOMA, INC. | WSM | 969904101 | 5/31/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
General Motors Company | GM | 37045V100 | 6/6/2017 | Annual Meeting Matters | Issuer | Yes | For; Against | With |
KAR Auction Services Inc. | KAR | 48238T109 | 6/5/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
Target Corporation | TGT | 87612E106 | 6/14/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
iShares Preferred Stock ETF | PFF | 464288687 | 6/19/2017 | Annual Meeting Matters | Issuer | Yes | For | With |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | GAI Agility Income Fund | |
By (Signature and Title)* | /s/ Adam I. Taback | |
Adam I. Taback, President | ||
(principal executive officer) |
Date | July 28, 2017 |
*Print the name and title of each signing officer under his or her signature.