UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22466
GAI Agility Income Fund
(Exact name of registrant as specified in charter)
c/o Wells Fargo Investment Institute, Inc.
Global Alternative Investments
401 South Tryon Street
Charlotte, NC 28202
(Address of principal executive offices) (Zip code)
Lloyd Lipsett
Wells Fargo Legal Department
J9201-210
200 Berkeley Street
Boston, MA 02116
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 440-7460
Date of fiscal year end: September 30
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
FORM N-PX SPREADSHEET*
REGISTRANT NAME: GAI Agility Income Fund |
INVESTMENT COMPANY ACT FILE NUMBER: 811-22466 |
REPORTING PERIOD: 07/01/2017 - 06-30-2018 |
REGISTRANT ADDRESS: 401 South Tryon Street, Charlotte, NC 28202 |
NAME OF SERIES (AS APPLICABLE): __________________________________ |
Issuer of Portfolio Security | Exchange Ticker / Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For, Against, or Abstain from Proposal/Regarding Election of Directors/Other Matters | Whether Vote Was With or Against Management |
Vanguard International Equity Index Fund, Inc. | VNQI | 922042676 | 11/15/2017 | Special Meeting | Issuer | Yes | For | With |
The Lazard Funds | GLIFX | 52106N459 | 10/20/2017 | Special Meeting | Issuer | Yes | For | With |
KLA-TENCOR CORPORATION | KLAC | 482480100 | 11/1/2017 | Annual Meeting | Issuer | Yes | For | With |
CARDINAL HEALTH, INC. | CAH | 14149Y108 | 11/8/2017 | Annual Meeting | Issuer | Yes | For; Against | With |
COACH, INC. | COH | 189754104 | 11/9/2017 | Annual Meeting | Issuer | Yes | For; Against | With |
SYSCO CORPORATION | SYY | 871829107 | 11/17/2017 | Annual Meeting | Issuer | Yes | For; Against | With |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/29/2017 | Annual Meeting | Issuer | Yes | For | With |
SPIRE INC. | SR | 84857L101 | 1/25/2018 | Annual Meeting | Issuer | Yes | For | With |
MSC INDUSTRIAL DIRECT CO., INC. | MSM | 553530106 | 1/25/2018 | Annual Meeting | Issuer | Yes | For | With |
GENUINE PARTS COMPANY | GPC | 372460105 | 4/23/2018 | Annual Meeting | Issuer | Yes | For | With |
Carnival Corporation | CCL | 143658300 | 4/11/2018 | Annual Meeting | Issuer | Yes | For | With |
HP Inc. | HPQ | 40434L105 | 4/24/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Whirlpool Corporation | WHR | 963320106 | 4/17/2018 | Annual Meeting | Issuer | Yes | For | With |
VF Corporation | VFC | 918204108 | 4/24/2018 | Annual Meeting | Issuer | Yes | For | With |
Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Marathon Petroleum Corporation | MPC | 56585A102 | 4/25/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Hanesbrands Inc | HBI | 410345102 | 4/24/2018 | Annual Meeting | Issuer | Yes | For | With |
PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Abbvie Inc. | ABBV | 00287Y109 | 5/4/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Eli Lilly and Company | LLY | 532457108 | 5/7/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Bristol-Myers Squibb Company | BMY | 110122108 | 5/1/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Cummins Inc. | CMI | 231021106 | 5/8/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Nucor Corporation | NUE | 670346105 | 5/10/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Penske Automotive Group, Inc. | PAG | 70959W103 | 5/10/2018 | Annual Meeting | Issuer | Yes | For | With |
Tupperware Brands Corp. | TUP | 899896104 | 5/9/2018 | Annual Meeting | Issuer | Yes | For | With |
Kinder-Morgan, Inc | KMI | 49456B101 | 5/9/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
CARDINAL HEALTH, INC. | CAH | 14149Y108 | 4/2/2018 | Non Official Offer | Issuer | Yes | Take No Action | N/A |
Hasbro, Inc. | HAS | 418056107 | 5/17/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Intel Corporation | INTC | 458140100 | 5/17/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | Annual Meeting | Issuer | Yes | For | With |
Amgen Inc. | AMGN | 31162100 | 5/22/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
Omnicom Group Inc. | OMC | 681919106 | 5/22/2018 | Annual Meeting | Issuer | Yes | For; Against | With |
WILLIAMS-SONOMA, INC. | WSM | 969904101 | 5/30/2018 | Annual Meeting | Issuer | Yes | For | With |
Nordstrom, Inc. | JWN | 655664100 | 5/29/2018 | Annual Meeting | Issuer | Yes | For | With |
Garmin Ltd. | GRMN | H2906T109 | 6/8/2018 | Annual Meeting | Issuer | Yes | For | With |
KAR Auction Services Inc. | KAR | 48238T109 | 6/4/2018 | Annual Meeting | Issuer | Yes | For | With |
General Motors Company | GM | 37045V100 | 6/12/2018 | Annual Meeting | Issuer | Yes | For; None | With |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | GAI Agility Income Fund |
By (Signature and Title)* | /s/ Adam I. Taback |
Adam I. Taback, President (principal executive officer) |
Date | July 27, 2018 |
*Print the name and title of each signing officer under his or her signature.