UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
HARTFORD FUNDS EXCHANGE-TRADED TRUST
(Exact name of registrant as specified in its charter)
State of Delaware | 87-1168105 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
690 Lee Road
Wayne, Pennsylvania 19087
(Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | |
Shares of beneficial interest, no par value per share, of: Hartford Large Cap Growth ETF | Cboe BZX Exchange, Inc. |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-215165
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest of Hartford Large Cap Growth ETF, a series of Hartford Funds Exchange-Traded Trust (the “Trust”) to be registered hereunder, is set forth in Post-Effective Amendment No. 37 to the Trust’s Registration Statement on Form N-1A (the “Registration Statement”) (Commission File Nos. 333-215165; 811-23222), as filed on November 3, 2021, which description is incorporated herein by reference as filed with the U.S. Securities and Exchange Commission (the “SEC”). Any form of amendment or supplement to the Registration Statement that is subsequently filed with the SEC shall be deemed to be incorporated by reference herein.
Item 2. Exhibits.
1. |
2. |
3. |
4. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
HARTFORD FUNDS EXCHANGE-TRADED TRUST | ||||
Date: | November 5, 2021 | |||
By: | /s/ Thomas R. Phillips | |||
Name: | Thomas R. Phillips | |||
Title: | Vice President and Secretary |