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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
General Counsel
StepStone Group LLC
410 Park Avenue, Suite 1710
New York, New York 10022
Telephone: (212) 750-0330
Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.o
Note:Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. | 28140M-10-3 |
1. | NAMES OF REPORTING PERSONS 2006 Co-Investment Portfolio, L.P. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 556,126 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
556,126 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
556,126 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.4% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
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CUSIP No. | 28140M-10-3 |
1. | NAMES OF REPORTING PERSONS StepStone Capital Partners II Onshore, L.P. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 282,018 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
282,018 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
282,018 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.2% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
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CUSIP No. | 28140M-10-3 |
1. | NAMES OF REPORTING PERSONS StepStone Capital Partners II Cayman Holdings, L.P. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Cayman Islands | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 353,378 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
353,378 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
353,378 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.2% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
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CUSIP No. | 28140M-10-3 |
1. | NAMES OF REPORTING PERSONS StepStone Co-Investment Funds GP, LLC | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,191,522 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
1,191,522 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,191,522 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.8% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN; OO (Investment Manager) |
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CUSIP No. | 28140M-10-3 |
1. | NAMES OF REPORTING PERSONS StepStone Group LLC | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,191,522 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
1,191,522 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,191,522 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.8% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN; IA |
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• | Citigroup Capital Partners II 2006 Citigroup Investment, L.P. changing its name to 2006 Co-Investment Portfolio, L.P.; | ||
• | Citigroup Capital Partners II Onshore, L.P. changing its name to StepStone Capital Partners II Onshore, L.P.; |
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• | Citigroup Capital Partners II Cayman Holdings, L.P. changing its named to StepStone Capital Partners II Cayman Holdings, L.P.; | ||
• | Citigroup Private Equity LP, an affiliate of Citigroup, transferring its general partnerships interests in each of the StepStone Funds to StepStone Co-Investment; and | ||
• | Citigroup Alternative Investments LLC, an affiliate of Citigroup, being replaced by StepStone Group LLC as investment manager of each of the StepStone Funds. |
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2006 CO-INVESTMENT PORTFOLIO, L.P. | ||||
By: | STEPSTONE CO-INVESTMENT FUNDS GP, LLC, its general partner | |||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director | |||
STEPSTONE CAPITAL PARTNERS II ONSHORE, L.P. | ||||
By: | STEPSTONE CO-INVESTMENT FUNDS GP, LLC, its general partner | |||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director | |||
STEPSTONE CAPITAL PARTNERS II CAYMAN HOLDINGS, L.P. | ||||
By: | STEPSTONE CO-INVESTMENT FUNDS GP, LLC, its general partner | |||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director | |||
STEPSTONE CO-INVESTMENT FUNDS GP, LLC | ||||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director | |||
STEPSTONE GROUP LLC | ||||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director |
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STEPSTONE CO-INVESTMENT FUNDS GP, LLC
Principal Place | ||||||||
Name | Principal Occupation or Employment | Citizenship | of Business | |||||
Monte Brem | Chief Executive Officer | United States | (1 | ) | ||||
Tom Keck | Chief Investment Officer | United States | (2 | ) | ||||
Jose Fernandez | Managing Director | United States | (2 | ) | ||||
Jay Rose | Managing Director | United States | (2 | ) | ||||
Jim Gamett | Managing Director | United States | (2 | ) | ||||
Darren Friedman | Managing Director | United States | (3 | ) | ||||
Blair Jacobson | Managing Director | United States | (4 | ) | ||||
Johnny Randel | Chief Financial Officer, Chief Operating Officer | United States | (2 | ) | ||||
Jason Ment | General Counsel, Chief Compliance Officer | United States | (3 | ) | ||||
Karen Posner | Controller | United States | (3 | ) | ||||
Monica McGuire | Compliance Officer | United States | (3 | ) | ||||
Rebecca Ajavananda | Director, Investor Relations | United States | (3 | ) | ||||
Phil Neidoff | Director, Business Development and Client Relations | United States | (3 | ) |
(1) | Beijing Kerry Centre, North Tower, 20th Floor, Suite F, 1 Guang Hua Road, Chao Yang District, Beijing, China 100020. | |
(2) | 4350 La Jolla Village Drive, Suite 800, San Diego, CA 92122. | |
(3) | 410 Park Avenue, Suite 1710, New York, NY 10022. | |
(4) | c/o Citibank International plc, 33 Cavendish Square, 8th Floor, London W1A 2SY, United Kingdom. |
STEPSTONE GROUP LLC
Principal Place | ||||||||
Name | Principal Occupation or Employment | Citizenship | of Business | |||||
Monte Brem | Chief Executive Officer | United States | (1 | ) | ||||
Tom Keck | Chief Investment Officer | United States | (2 | ) | ||||
Jose Fernandez | Managing Director | United States | (2 | ) | ||||
Jay Rose | Managing Director | United States | (2 | ) | ||||
Jim Gamett | Managing Director | United States | (2 | ) | ||||
Johnny Randel | Chief Financial Officer, Chief Operating Officer | United States | (2 | ) | ||||
Jason Ment | General Counsel, Chief Compliance Officer | United States | (3 | ) |
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(1) | Beijing Kerry Centre, North Tower, 20th Floor, Suite F, 1 Guang Hua Road, Chao Yang District, Beijing, China 100020. | |
(2) | 4350 La Jolla Village Drive, Suite 800, San Diego, CA 92122. | |
(3) | 410 Park Avenue, Suite 1710, New York, NY 10022. |